N-PX 1 tm2026418-1_npx.txt N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-5972 NAME OF REGISTRANT: VANGUARD INTERNATIONAL EQUITY INDEX FUNDS ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482 NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON PO BOX 876 VALLEY FORGE, PA 19482 REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000 DATE OF FISCAL YEAR END: OCTOBER 31 DATE OF REPORTING PERIOD: JULY 1, 2019 - JUNE 30, 2020 ******************************* FORM N-Px REPORT ******************************* ICA File Number: 81105972A Reporting Period: 07/01/2019 - 06/30/2020 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS ================== VANGUARD EMERGING MARKETS STOCK INDEX FUND ================== The votes reported reflect votes cast at the Fund's discretion and exclude any votes cast pursuant to a regulatory requirement 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Issue Price and Pricing For For Management Principles 1.3 Approve Lock-up Period For For Management 1.4 Approve Resolution Validity Period and For For Management Shareholders' Meeting Authorization Period 2 Approve Plan on Private Placement of For For Management Shares (Second Revision) 3 Approve Revised Impact of Dilution of For For Management Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 4 Approve Purchase of Liability For Against Management Insurance for Directors, Supervisors and Senior Management Members 5.1 Elect Xu Jingchang as Independent For For Management Director -------------------------------------------------------------------------------- 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Appointment of Financial For For Management Report Auditor and Internal Control Auditor 9 Approve Daily Related-party For For Management Transactions 10 Approve Provision of Guarantee for For For Management Company and Subsidiary -------------------------------------------------------------------------------- 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Tianjin Jincheng For For Management Bank Co., Ltd. 2 Approve Signing of Transfer Agreement For For Management 3 Approve the Issuance of Statement and For For Management Commitment of Investing in Tianjin Jincheng Bank and External Guarantee -------------------------------------------------------------------------------- 361 DEGREES INTERNATIONAL LTD. Ticker: 1361 Security ID: G88493104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Ding Huihuang as Director For For Management 2.2 Elect Ding Huirong as Director For For Management 2.3 Elect Wang Jiabi as Director For For Management 2.4 Elect Chen Chuang as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Moore Stephens CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- 3M INDIA LIMITED Ticker: 523395 Security ID: Y0904K113 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Jongho Lee as Director For For Management 3 Elect Biren Gabhawala as Director For For Management 4 Elect Sadhana Kaul as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Biren Gabhawala as Director For For Management 7 Approve Appointment and Remuneration For For Management of Ramesh Ramadurai as Managing Director -------------------------------------------------------------------------------- 3M INDIA LIMITED Ticker: 523395 Security ID: Y0904K113 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- 3M INDIA LIMITED Ticker: 523395 Security ID: Y0904K113 Meeting Date: MAR 24, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Bharat Dhirajlal Shah as For For Management Director -------------------------------------------------------------------------------- 3SBIO, INC. Ticker: 1530 Security ID: G8875G102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Su Dongmei as Director For For Management 2B Elect Huang Bin as Director For For Management 2C Elect Tang Ke as Director For For Management 2D Elect Wong Lap Yan as Director For For Management 2E Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- 51JOB, INC. Ticker: JOBS Security ID: 316827104 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Junichi Arai as Director For For Management 2 Elect David K. Chao as Director For For Management 3 Elect Li-Lan Cheng as Director For For Management 4 Elect Eric He as Director For For Management 5 Elect Rick Yan as Director For For Management -------------------------------------------------------------------------------- 5I5J HOLDING GROUP CO. LTD. Ticker: 000560 Security ID: Y5053Q100 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustments to Business Scope For For Management and Amend Articles of Association -------------------------------------------------------------------------------- 5I5J HOLDING GROUP CO. LTD. Ticker: 000560 Security ID: Y5053Q100 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- 5I5J HOLDING GROUP CO. LTD. Ticker: 000560 Security ID: Y5053Q100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Use of Own Funds to Invest in For For Management Securities and Financial Products 8 Approve Formulation of Shareholder For For Management Dividend Return Plan 9 Elect Liu Hui as Supervisor For For Management 10 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 11 Approve Authorization of the Board to For For Shareholder Handle All Matters 12 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 13 Approve Incentive Fund Program For For Shareholder 14 Amend Articles of Association For For Shareholder 15 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 16 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Supervisors -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CMIG PM Agreement and Related For For Management Transactions -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements 4 Approve 2019 Annual Report For For Management 5 Approve 2020 Annual Financial Budget For For Management 6 Approve Final Dividend For For Management 7.1 Elect Chan Cheuk Hung as Director For Against Management 7.2 Elect Huang Fengchao as Director For For Management 7.3 Elect Li Dalong as Director For For Management 7.4 Elect Wei Xianzhong as Director For Against Management 7.5 Elect Yue Yuan as Director For For Management 7.6 Elect Wan Kam To as Director For For Management 7.7 Elect Wong Chui Ping Cassie as Director For For Management 7.8 Elect Wang Peng as Director For For Management 8.1 Elect Shi Zhengyu as Supervisor For For Management 8.2 Elect Wang Gonghu as Supervisor For For Management 8.3 Elect Wang Shao as Supervisor For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 11 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares/Unlisted Foreign Shares/H Shares 13 Approve Expansion of Business Scope For For Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- AARTI INDUSTRIES LIMITED Ticker: 524208 Security ID: Y0000F133 Meeting Date: SEP 16, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Renil R. Gogri as Director For For Management 4 Reelect Hetal Gogri Gala as Director For For Management 5 Approve Variation in Terms of For For Management Remuneration Payable to Executive Directors 6 Elect Vinay Gopal Nayak as Director For For Management 7 Elect Lalitkumar S. Naik as Director For For Management 8 Reelect P. A. Sethi as Director For For Management 9 Reelect KVS Shyam Sunder as Director For For Management 10 Reelect Bhavesh Rasiklal Vora as For For Management Director 11 Approve Remuneration of Cost Auditors For For Management 12 Approve Issuance of Bonus Shares For For Management -------------------------------------------------------------------------------- AAVAS FINANCIERS LTD. Ticker: 541988 Security ID: Y0R7TT104 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Reelect Ramachandra Kasargod Kamath as For Against Management Director 3 Reelect Vivek Vig as Director For Against Management 4 Amend Articles of Association For For Management 5 Approve Change in Designation of For For Management Sushil Kumar Agarwal from Whole Time Director and Chief Executive Officer to Managing Director and Chief Executive Officer 6 Approve Increase in Borrowing Powers For Against Management 7 Approve Pledging of Assets for Debt For Against Management 8 Authorize Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 9 Approve Commission to Non-Executive For For Management Directors 10 Approve Equity Stock Option Plan For For For Management Employees 2019 ("ESOP-2019") -------------------------------------------------------------------------------- ABB INDIA LIMITED Ticker: 500002 Security ID: Y0005K103 Meeting Date: AUG 09, 2019 Meeting Type: Court Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- ABB POWER PRODUCTS & SYSTEMS INDIA LTD. Ticker: 543187 Security ID: Y000XZ109 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Frank Duggan as Director For For Management 2 Elect Mukesh Hari Butani as Director For For Management 3 Elect Akila Krishnakumar as Director For For Management 4 Elect Nishi Vasudeva as Director For For Management 5 Elect Venu Nuguri as Director For For Management 6 Approve Appointment and Remuneration For For Management of Venu Nuguri as Managing Director 7 Approve Payment of Commission to For Against Management Non-Executive Directors 8 Approve Remuneration of Cost Auditors For For Management for Financial Year 2019 9 Approve Remuneration of Cost Auditors For For Management for Financial Year 2020 -------------------------------------------------------------------------------- ABDUL MOHSEN AL-HOKAIR GROUP FOR TOURISM & DEVELOPMENT CO. Ticker: 1820 Security ID: M008AQ100 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Discharge of Chairman and For For Management Directors for FY 2019 6 Approve Remuneration of Directors of For For Management SAR 2,250,000 for FY 2019 7 Approve Remuneration of Audit For For Management Committee Members of SAR 150,000 for FY 2019 8 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 9 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 10 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 11 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 12 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 13 Approve Related Party Transactions Re: For For Management Tabuk Trading and Entertainment Enterprises 14 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair and Sons Holding Company 15 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair and Sons Holding Company 16 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 17 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 18 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 19 Approve Related Party Transactions Re: For For Management Sami Abdulmohsen Al Hokair Company 20 Approve Related Party Transactions Re: For For Management Tanami Arabia Company 21 Approve Related Party Transactions Re: For For Management Tanami Arabia Company 22 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 23 Approve Related Party Transactions Re: For For Management Al Riyadh Travel & Tourism 24 Approve Related Party Transactions Re: For For Management Riyadh Plastic Factory 25 Approve Related Party Transactions Re: For For Management Al Hokair Amusement Rides Manufacturing 26 Approve Related Party Transactions Re: For For Management Riyadh Plastic Factory 27 Approve Related Party Transactions Re: For For Management Al Naqaha Health Care Co. 28 Approve Related Party Transactions Re: For For Management MENA Company for Education and Development 29 Approve Related Party Transactions Re: For For Management Sami Abdulmohsen Al Hokair Company 30 Approve Related Party Transactions Re: For For Management Majid Al Hukeir and Heirs of Khalid Al Hukeir 31 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 32 Approve Related Party Transactions Re: For For Management Al Hokair Amusement Rides Manufacturing 33 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 34 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 35 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 36 Approve Related Party Transactions Re: For For Management Mussaed Al Hukeir 37 Approve Related Party Transactions Re: For For Management Mussaed Al Hukeir 38 Approve Related Party Transactions Re: For For Management Majid Al Hukeir 39 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 40 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 41 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 42 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 43 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 44 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 45 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 46 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 47 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 48 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 49 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 50 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 51 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 52 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 53 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 54 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 55 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 56 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 57 Approve Related Party Transactions Re: For For Management Golden Tulip Company 58 Approve Related Party Transactions Re: For For Management Abdulmohsen Al Hokair Holding Group 59 Allow Mussaed Al Hukeir to Be Involved For For Management with Other Companies 60 Allow Majid Al Hukeir to Be Involved For For Management with Other Companies 61 Allow Sami Al Hukeir to Be Involved For For Management with Other Companies 62 Elect Amr Al Jalal as Director For For Management 63 Amend Audit Committee Charter For For Management -------------------------------------------------------------------------------- ABDULLAH AL OTHAIM MARKETS CO. Ticker: 4001 Security ID: M008AM109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 6 Approve Related Party Transactions For Against Management 7 Approve Related Party Transactions Re: For For Management Al Othaim Holdings 8 Approve Related Party Transactions Re: For For Management Al Othaim Holdings 9 Approve Related Party Transactions Re: For For Management Al Othaim Holdings 10 Approve Related Party Transactions Re: For For Management Al Othaim Holdings 11 Approve Related Party Transactions Re: For For Management Al Othaim Holdings 12 Approve Related Party Transactions Re: For For Management Abdullah Al Othaim Investment Company 13 Approve Related Party Transactions Re: For For Management Abdullah Al Othaim Investment Company 14 Approve Related Party Transactions Re: For For Management Abdullah Al Othaim Investment Company 15 Approve Related Party Transactions Re: For For Management Abdullah Al Othaim Investment Company 16 Approve Related Party Transactions Re: For For Management Abdullah Al Othaim Investment Company 17 Approve Related Party Transactions Re: For For Management Abdullah Al Othaim Investment Company 18 Approve Related Party Transactions Re: For For Management Abdullah Al Othaim Investment Company 19 Approve Related Party Transactions Re: For For Management Mueen Human Resources Company 20 Approve Related Party Transactions Re: For For Management Mueen Human Resources Company and Riyadh Food Industries Company 21 Approve Related Party Transactions Re: For For Management Mueen Human Resources Company and Seven Services Company 22 Approve Related Party Transactions Re: For For Management Mueen Human Resources Company 23 Approve Related Party Transactions Re: For For Management Riyadh Food Industries Company 24 Approve Related Party Transactions Re: For For Management Albaik 25 Amend Audit Committee Charter For For Management 26 Amend Remuneration and Nomination For For Management Committee Charter -------------------------------------------------------------------------------- ABILITY ENTERPRISE CO., LTD. Ticker: 2374 Security ID: Y0008P109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of Restricted Stocks For For Management 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ABOITIZ POWER CORP. Ticker: AP Security ID: Y0005M109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting Held Last April 22, 2019 2 Approve 2019 Annual Report and For For Management Financial Statements 3 Appoint Company's External Auditor for For Against Management 2020 4.1 Elect Enrique M. Aboitiz as Director For Abstain Management 4.2 Elect Mikel A. Aboitiz as Director For Abstain Management 4.3 Elect Erramon I. Aboitiz as Director For For Management 4.4 Elect Emmanuel V. Rubio as Director For For Management 4.5 Elect Jaime Jose Y. Aboitiz as Director For For Management 4.6 Elect Danel C. Aboitiz as Director For For Management 4.7 Elect Carlos C. Ejercito as Director For Abstain Management 4.8 Elect Romeo L. Bernardo as Director For Abstain Management 4.9 Elect Eric Ramon O. Recto as Director For Abstain Management 5 Approve Amendment of the Company's For Against Management Articles of Incorporation 6 Ratify Acts, Resolutions and For For Management Proceedings of the Board of Directors, Corporate Officers and Management from 2019 Up to April 27, 2020 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- ABOU KIR FERTILIZERS Ticker: ABUK Security ID: M0116K102 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2019 5 Ratify Changes in the Composition of For Did Not Vote Management the Board 6 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 7 Approve Remuneration of Directors For Did Not Vote Management 8 Ratify Mazars as Auditors and Fix For Did Not Vote Management Their Remuneration for FY 2020 9 Approve Charitable Donations for FY For Did Not Vote Management 2019 and Authorize Donations for FY 2020 10 Approve Related Party Transactions for For Did Not Vote Management FY 2019 and Authorize Their Conclusion for FY 2020 -------------------------------------------------------------------------------- ABSA GROUP LTD. Ticker: ABG Security ID: S0270C106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc. as For For Management Auditors of the Company with Ernest van Rooyen as the Designated Auditor 2.1 Re-elect Mark Merson as Director For For Management 2.2 Re-elect Wendy Lucas-Bull as Director For For Management 2.3 Re-elect Colin Beggs as Director For For Management 2.4 Re-elect Daniel Hodge as Director For For Management 2.5 Re-elect Jason Quinn as Director For For Management 3.1 Elect Ihron Rensburg as Director For For Management 3.2 Elect Rose Keanly as Director For For Management 3.3 Elect Swithin Munyantwali as Director For For Management 3.4 Elect Daniel Mminele as Director For For Management 4.1 Re-elect Alex Darko as Member of the For For Management Group Audit and Compliance Committee 4.2 Re-elect Daisy Naidoo as Member of the For For Management Group Audit and Compliance Committee 4.3 Re-elect Tasneem Abdool-Samad as For For Management Member of the Group Audit and Compliance Committee 4.4 Elect Swithin Munyantwali as Member of For For Management the Group Audit and Compliance Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 3 Approve Providing Shareholders with an For For Management Initial Assessment of the Company's Exposure to Climate Change Risk 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Increase in Authorised For For Management Ordinary Share Capital 3 Authorise Repurchase of Issued Share For For Management Capital 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- ABU DHABI COMMERCIAL BANK Ticker: ADCB Security ID: M0152Q104 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Statements for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Elect Supervisory Board Members For For Management (Bundled) 6 Approve Dividends Representing 38 For For Management Percent of the Share Capital for FY 2019 7 Approve Remuneration of Directors for For For Management FY 2019 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Discharge of Auditors for FY For For Management 2019 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 11 Approve Changes to Board Composition For For Management 1 Approve Qualified Employee Stock For Against Management Purchase Plan 2 Authorize Issuance of Debt Tier For For Management Capital Instruments, Notes/Bonds or Trust Certificates Up to USD 2,000,000,000 3 Authorize Renewal of Abu Dhabi For For Management Commercial Bank PJSC and ADCB Finance (Cayaman) Limited USD 15,000,000,000 Global Medium Term Note Programme (the "GMTN Programme") 4 Authorize Issuance of Non-Convertible For For Management Bonds Up To USD 15,000,000,000 5 Authorize New Debt Funding Programme For For Management Up to Maximum Amount of USD 2,500,000,000 in Addition to GMTN Programme 6 Authorize Issuance of Non-Convertible For For Management Bonds Up to USD 2,500,000,000 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Bonds and Debts Instruments 8 Amend Article 17 of Bylaws For Against Management 9 Amend Articles 25 of Bylaws For For Management 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Articles Amendment -------------------------------------------------------------------------------- ABU DHABI ISLAMIC BANK Ticker: ADIB Security ID: M0152R102 Meeting Date: MAR 29, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Approve Dividends of AED 0.2738 per For For Management Share for FY 2019 6 Approve Remuneration of Directors for For For Management FY 2019 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Discharge of Auditors for FY For For Management 2019 9 Elect Supervisory Board Members For For Management (Bundled) for FY 2020 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 11 Amend Article 7 of Bylaws Re: Stock For For Management Ownership Limitations -------------------------------------------------------------------------------- ACBEL POLYTECH, INC. Ticker: 6282 Security ID: Y0002J109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amendments to Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- ACCELINK TECHNOLOGIES CO., LTD. Ticker: 002281 Security ID: Y00060106 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve to Appoint Auditor For For Management 3.1 Elect Yu Shaohua as Non-independent For For Management Director 3.2 Elect Wu Haibo as Non-independent For For Management Director 3.3 Elect Luo Feng as Non-independent For For Management Director 3.4 Elect Hu Guangwen as Non-independent For For Management Director 3.5 Elect Jin Zhengwang as Non-independent For For Management Director 3.6 Elect Jiang Boping as Non-independent For For Management Director 3.7 Elect Lu Yansheng as Non-independent For For Management Director 4.1 Elect Liu Quan as Independent Director For For Management 4.2 Elect Zheng Chunmei as Independent For For Management Director 4.3 Elect Xiao Yongping as Independent For For Management Director 4.4 Elect Ran Mingdong as Independent For For Management Director 5.1 Elect Chen Jianhua as Supervisor For For Management 5.2 Elect Zhang Jijun as Supervisor For For Management 5.3 Elect Ren Ming as Supervisor For For Management -------------------------------------------------------------------------------- ACCELINK TECHNOLOGIES CO., LTD. Ticker: 002281 Security ID: Y00060106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Profit Distribution For For Management 7 Approve Use Remaining Raised Funds to For For Management Supplement Working Capital 8 Approve Application of Credit Quota For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Management System of Raised Funds For For Management 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Elect Gao Yongdong as Supervisor For For Shareholder -------------------------------------------------------------------------------- ACCTON TECHNOLOGY CORP. Ticker: 2345 Security ID: Y0002S109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- ACER, INC. Ticker: 2353 Security ID: Y0003F171 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect STAN SHIH, with Shareholder No. For For Management 0000002, as Non-Independent Director 1.2 Elect JASON CHEN, with Shareholder No. For For Management 0857788, as Non-Independent Director 1.3 Elect MAVERICK SHIH, a Representative For For Management of HUNG ROUAN INVESTMENT CORP. with Shareholder No. 0005978, as Non-Independent Director 1.4 Elect CHING-HSIANG HSU (Charles Hsu) For For Management with Shareholder No. 0916903 as Independent Director 1.5 Elect JI-REN LEE with Shareholder No. For For Management 0857786 as Independent Director 1.6 Elect SAN-CHENG CHANG (Simon Chang) For For Management with Shareholder No. 0157790 as Independent Director 1.7 Elect YURI, KURE with Shareholder No. For For Management 1018823 as Independent Director 2 Approve Financial Statements and For For Management Business Report 3 Approve Profit Distribution For For Management 4 Approve Cash Distribution from Capital For For Management Surplus 5 Approve Amendments to Acer's Internal For For Management Rule: Procedures for Acquisition or Disposal of Assets 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ADAMA LTD. Ticker: 200553 Security ID: Y3746E105 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of For For Management Non-Independent Director 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ADAMA LTD. Ticker: 200553 Security ID: Y3746E105 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Erik Fyrwald as Non-Independent For For Shareholder Director 1.2 Elect Chen Lichtenstein as For For Management Non-Independent Director -------------------------------------------------------------------------------- ADAMA LTD. Ticker: 200553 Security ID: Y3746E105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve Report of the Board of For For Management Directors 5 Approve Appointment of Auditor and For For Management Internal Control Auditor 6 Approve Related Party Transaction For For Management 7 Approve Report of the Board of For For Management Supervisors 8 Approve Performance Compensation For For Management 9 Approve Repurchase and Cancellation of For For Management Shares 10 Approve Amendments to Articles of For For Management Association 11 Approve Terminate the Use of Raised For For Management Funds for Specific Investment Projects 12 Approve Company's Eligibility for For For Management Corporate Bond Issuance 13.1 Approve Issue Size For For Management 13.2 Approve Issue Manner For For Management 13.3 Approve Bond Maturity and Type For For Management 13.4 Approve Par Value and Issue Price For For Management 13.5 Approve Use of Proceeds For For Management 13.6 Approve Bond Interest Rate and Payment For For Management of Capital and Interest 13.7 Approve Guarantee Manner For For Management 13.8 Approve Adjustment of Coupon Option, For For Management Terms of Redemption or Terms of Sell-Back 13.9 Approve Underwriting Manner For For Management 13.10 Approve Target Subscribers For For Management 13.11 Approve Safeguard Measures of Debts For For Management Repayment 13.12 Approve Resolution Validity Period For For Management 14 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ADANA CIMENTO SANAYII TAS Ticker: ADNAC Security ID: M01775101 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Ratify External Auditors For Against Management 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 14 Close Meeting None None Management -------------------------------------------------------------------------------- ADANA CIMENTO SANAYII TAS Ticker: ADNAC Security ID: M01775101 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Receive Information on Right of None None Management Withdrawal 4 Approve Merger Agreement For For Management 5 Approve Liquidation For For Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- ADANI ENTERPRISES LIMITED Ticker: 512599 Security ID: Y00106131 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajesh S. Adani as Director For For Management 4 Reelect Hemant Nerurkar as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Rajesh S. Adani as Managing Director 6 Approve Reappointment and Remuneration For Against Management of Pranav V. Adani as Executive Director 7 Approve Payment of Commission to the For For Management Non-Executive Director(s) including Independent Director(s) 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ADANI ENTERPRISES LIMITED Ticker: 512599 Security ID: Y00106131 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Vinay Prakash as Director For For Management 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Shifting of Registered Office For For Management of the Company -------------------------------------------------------------------------------- ADANI GAS LIMITED Ticker: 542066 Security ID: Y0R138119 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend on Equity Shares For For Management 3 Confirm Interim Dividend and Declare For For Management Final Dividend on Preference Shares 4 Reelect Pranav V. Adani as Director For For Management 5 Elect Gautam S. Adani as Director For For Management 6 Elect Suresh P. Manglani as Director For For Management 7 Approve Appointment and Remuneration For For Management of Suresh P. Manglani as Executive Director 8 Elect Maheswar Sahu as Director For For Management 9 Elect Naresh Kumar Nayyar as Director For For Management 10 Elect Chandra Iyengar as Director For For Management 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Approve Payment of Commission to For For Management Non-Executive Director(s) including Independent Director(s) 13 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ADANI GAS LIMITED Ticker: 542066 Security ID: Y0R138119 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Availment of Loan, in the For For Management Nature of an Unsecured, Perpetual Loan from Adani Properties Private Limited and/or Adani Rail Infra Private Limited and/or Adani Infra India Limited 2 Approve Material Related Party For For Management Transaction for Availing Loan, in the Nature of an Unsecured, Perpetual Loan from Adani Properties Private Limited and/or Adani Rail Infra Private Limited and/or Adani Infra India Limited -------------------------------------------------------------------------------- ADANI GAS LIMITED Ticker: 542066 Security ID: Y0R138119 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Amended and Restated Articles of For Against Management Association -------------------------------------------------------------------------------- ADANI PORTS & SPECIAL ECONOMIC ZONE LIMITED Ticker: 532921 Security ID: Y00130107 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend on Equity Shares For For Management 3 Approve Dividend on Preferences Shares For For Management 4 Reelect Rajesh S. Adani as Director For For Management 5 Elect Mukesh Kumar as Director For For Management 6 Elect Nirupama Rao as Director For For Management 7 Reelect G. Raghuram as Director For For Management 8 Reelect G. K. Pillai as Director For For Management 9 Approve Reappointment and Remuneration For For Management of Malay Mahadevia as Whole Time Director 10 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- ADANI PORTS & SPECIAL ECONOMIC ZONE LIMITED Ticker: 532921 Security ID: Y00130107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Approve Dividend on Preferences Shares For For Management 4 Reelect Karan Adani as Director For For Management 5 Elect Bharat Sheth as Director For For Management 6 Approve Material Related Party For For Management Transactions 7 Approve Shifting of Registered Office For For Management of the Company -------------------------------------------------------------------------------- ADANI POWER LIMITED Ticker: 533096 Security ID: Y0019Q104 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Vneet S Jaain as Director For For Management 3 Elect Gauri Trivedi as Director For For Management 4 Elect Raminder Singh Gujral as Director For Against Management 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Material Related Party For Against Management Transactions 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ADANI POWER LIMITED Ticker: 533096 Security ID: Y0019Q104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Gautam S. Adani as Director For For Management 3 Approve Shifting of Registered Office For For Management of the Company 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Material Related Party For For Management Transactions -------------------------------------------------------------------------------- ADANI TRANSMISSION LIMITED Ticker: 539254 Security ID: Y0R15S105 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Gautam S. Adani as Director For For Management 3 Reelect Ravindra H. Dholakia as For For Management Director 4 Reelect K. Jairaj as Director For For Management 5 Reelect Meera Shankar as Director For For Management 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve Material Related Party For Against Management Transactions 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ADANI TRANSMISSION LIMITED Ticker: 539254 Security ID: Y0R15S105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Rajesh S. Adani as Director For For Management 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4 Approve Shifting of Registered Office For For Management of the Company 5 Approve Material Related Party For For Management Transactions -------------------------------------------------------------------------------- ADATA TECHNOLOGY CO. LTD. Ticker: 3260 Security ID: Y00138134 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Issuance of Restricted Stocks For For Management 5.1 Elect LI TSUNG JUNG with ID No. For Against Management H101402XXX as Independent Director 5.2 Elect HUANG KUAN MO with ID No. For Against Management H120349XXX as Independent Director 5.3 Elect CHEN ZI CHANG with ID No. For For Management A122410XXX as Independent Director 5.4 Elect CHEN LI BAI, with Shareholder No. For For Management 9, as Non-Independent Director 5.5 Elect CHEN LING JUAN, with Shareholder For Against Management No. 10, as Non-Independent Director 5.6 Elect LIN TIAN QIONG, a Representative For Against Management of BAO DA Investment Co Ltd with Shareholder No. 50188, as Non-Independent Director 5.7 Elect CHEN YAN SHU, a Representative For Against Management of BAO DA Investment Co Ltd with Shareholder No. 50188, as Non-Independent Director 5.8 Elect WU ZONG TING, a Representative For Against Management of BAO DA Investment Co Ltd with Shareholder No. 50188, as Non-Independent Director 5.9 Elect KANG CHIEN CHUNG, a For Against Management Representative of BAO DA Investment Co Ltd with Shareholder No. 50188, as Non-Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ADCOCK INGRAM HOLDINGS LTD. Ticker: AIP Security ID: S00358101 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Debbie Ransby as Director For For Management 1.2 Elect Sibongile Gumbi as Director For For Management 1.3 Elect Kevin Wakeford as Director For For Management 1.4 Re-elect Anna Mokgokong as Director For For Management 2.1 Elect Debbie Ransby as Chairperson of For For Management the Audit Committee 2.2 Re-elect Lulama Boyce as Member of the For For Management Audit Committee 2.3 Re-elect Matthias Haus as Member of For For Management the Audit Committee 3 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Keeran Ramnarian as the Designated Auditor and Authorise the Remuneration of the Previous Auditor 4 Approve Remuneration Policy For For Management 5 Approve Remuneration Implementation For For Management Report 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2 Approve Remuneration of Non-executive For For Management Directors 3 Amend Memorandum of Incorporation For For Management 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ADDSINO CO., LTD. Ticker: 000547 Security ID: Y26525108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Raised Funds For For Management Investment Structure -------------------------------------------------------------------------------- ADDSINO CO., LTD. Ticker: 000547 Security ID: Y26525108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Hui as Non-Independent For For Shareholder Director 2 Approve Additional Daily Related Party For For Management Transactions 3 Approve Provision of External Guarantee For For Management 4 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- ADDSINO CO., LTD. Ticker: 000547 Security ID: Y26525108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Unfulfilled Performance For For Management Commitment and Compensation Plan 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Amendments to Articles of For Against Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Working System for Independent For For Management Directors 14 Amend Related Party Transaction For For Management Decision-making System 15 Amend Management System for Providing For For Management External Guarantees 16 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- ADITYA BIRLA CAPITAL LIMITED Ticker: 540691 Security ID: Y0R14D109 Meeting Date: AUG 19, 2019 Meeting Type: Annual Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Kumar Mangalam Birla as For Against Management Director 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4 Approve S. C. Bhargava to Continue For For Management Office as Independent Director 5 Approve Delivery of Documents through For For Management Particular Mode -------------------------------------------------------------------------------- ADITYA BIRLA CAPITAL LIMITED Ticker: 540691 Security ID: Y0R14D109 Meeting Date: OCT 05, 2019 Meeting Type: Special Record Date: SEP 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares on For For Management Preferential Basis -------------------------------------------------------------------------------- ADITYA BIRLA FASHION AND RETAIL LIMITED Ticker: 535755 Security ID: Y6862N106 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Pranab Barua as Director For For Management 3 Approve Arun Thiagarajan to Continue For For Management Office as Director 4 Reelect Sukanya Kripalu as Director For For Management 5 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 6 Approve Aditya Birla Fashion and For For Management Retail Limited Employee Stock Option Scheme 2019 7 Approve Extension of Benefits of For For Management Aditya Birla Fashion and Retail Limited Employee Stock Option Scheme 2019 to Employees of Holding Company and Subsidiary Company(ies) 8 Approve Implementation of Scheme 2019 For For Management through Trust -------------------------------------------------------------------------------- ADLINK TECHNOLOGY, INC. Ticker: 6166 Security ID: Y0014R107 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4.1 Elect FRANK KO, a Representative of AU For For Management OPTRONICS CORPORATION, with SHAREHOLDER NO.00041937, as Non-independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ADMIE HOLDINGS (IPTO) SA Ticker: ADMIE Security ID: X332A0109 Meeting Date: JUL 04, 2019 Meeting Type: Annual Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Discharge of Board and Auditors For For Management 4 Approve Director Remuneration for 2018 For For Management 5 Pre-approve Director Remuneration for For Against Management 2019 6 Approve Remuneration Policy For Against Management 7 Approve Auditors and Fix Their For Against Management Remuneration 8 Ratify Director Appointments For For Management 9 Elect Members of Audit Committee For For Management 10 Authorize Board to Participate in For For Management Companies with Similar Business Interests 11 Amend Company Articles For Against Management 12 Other Business For Against Management -------------------------------------------------------------------------------- ADVANCED CERAMIC X CORP. Ticker: 3152 Security ID: Y001AN109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- ADVANCED INTERNATIONAL MULTITECH CO. LTD. Ticker: 8938 Security ID: Y00159106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- ADVANCED PETROCHEMICAL CO. Ticker: 2330 Security ID: M0182V107 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue Re: 1:10 2.1 Elect Wael Al Bassam as Director None Abstain Management 2.2 Elect Khalid Al Houshan as Director None For Management 2.3 Elect Yazeed Al Hayaf as Director None Abstain Management 2.4 Elect Badr Jawhar as Director None Abstain Management 2.5 Elect Maashal Al Shayaa as Director None Abstain Management 2.6 Elect Salih Minqash as Director None Abstain Management 2.7 Elect Waleed Al Jaafari as Director None For Management 2.8 Elect Abdulazeez Al Habardi as Director None Abstain Management 2.9 Elect Samah Al Subaee as Director None For Management 2.10 Elect Ibrahim Al Husseinan as Director None Abstain Management 2.11 Elect Khalid Al Omran as Director None For Management 2.12 Elect Abdulazeez Al Mulhim as Director None For Management 2.13 Elect Khaleefa Al Mulhim as Director None For Management 2.14 Elect Mohammed Al Mulhim as Director None Abstain Management 2.15 Elect Sami Al Sweigh as Director None For Management 2.16 Elect Zein Al Imam as Director None Abstain Management 2.17 Elect Muadh Al Naeem as Director None Abstain Management 2.18 Elect Sultan Al Suleiman as Director None For Management 2.19 Elect Adil Al Shayaa as Director None Abstain Management 2.20 Elect Majid Kheirullah as Director None Abstain Management 2.21 Elect Ali Al Hakami as Director None Abstain Management 2.22 Elect Atif Al Shihri as Director None Abstain Management 2.23 Elect Fahd Al Shamri as Director None For Management 2.24 Elect Mohammed Al Shihri as Director None Abstain Management 2.25 Elect Khalid Al Suleiman as Director None Abstain Management 2.26 Elect Mustafa Hammoudah as Director None Abstain Management 3 Amend Article 7 of Bylaws Re: Changes For For Management in Capital 4 Amend Article 20 of Bylaws Re: For For Management Directors' Remuneration 5 Amend Article 22 of Bylaws Re: Board For For Management Meetings 6 Amend Article 30 of Bylaws Re: General For For Management Assembly Invitation 7 Amend Article 38 of Bylaws Re: For For Management Formation of Audit Committee 8 Amend Article 39 of Bylaws Re: Audit For For Management Committee Meeting Quorum 9 Amend Article 41 of Bylaws Re: Audit For For Management Committee Reports 10 Amend Article 45 of Bylaws Re: For For Management Financial Statements 11 Amend Article 46 of Bylaws Re: For For Management Allocation of Income 12 Amend Article 47 of Bylaws Re: Profits For For Management Entitlement 13 Approve Updated Audit Committee Charter For Against Management 14 Elect Members of Audit Committee, For Against Management Approve its Charter and the Remuneration of Its Members 15 Approve Related Party Transactions For Against Management 16 Approve Remuneration Policy Re: For For Management Directors, Management and Committees -------------------------------------------------------------------------------- ADVANCED PETROCHEMICAL CO. Ticker: 2330 Security ID: M0182V107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 5 Approve Dividends of SAR 0.65 per For For Management Share for Q4 of FY 2019 6 Ratify Distributed Dividends of SAR 2. For For Management 05 per Share for Q1, Q2, and Q3 of FY 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Reduction and Share For For Management Reduction Plan -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Hot Isostatic For For Management Pressing Services and Related Asset -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Jianwu as Non-Independent For For Shareholder Director 1.2 Elect Wang Shejiao as Non-Independent For For Shareholder Director 1.3 Elect Zhao Dongliang as For For Shareholder Non-Independent Director 2.1 Elect Tang Jianxin as Supervisor For For Shareholder -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Provision for Asset Impairment For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- ADVANCED WIRELESS SEMICONDUCTOR CO. Ticker: 8086 Security ID: Y0016E104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of Marketable For For Management Securities via Public Offering or Private Placement -------------------------------------------------------------------------------- ADVANTECH CO., LTD. Ticker: 2395 Security ID: Y0017P108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of New Shares by For For Management Capitalization of Profit 5 Approve Company Plans to Issue For For Management Employee Stock Warrants with Price Lower than Fair Market Value 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8.1 Elect K.C. Liu, with Shareholder No. For For Management 1, as Non-Independent Director 8.2 Elect Wesley Liu, a Representative of For For Management K and M Investment Co., Ltd. with Shareholder No. 39, as Non-Independent Director 8.3 Elect Chaney Ho, a Representative of For For Management Advantech Foundation with Shareholder No. 163, as Non-Independent Director 8.4 Elect Donald Chang, a Representative For For Management of AIDC Investment Corp. with Shareholder No. 40, as Non-Independent Director 8.5 Elect Jeff Chen with ID No. For For Management B100630XXX, as Independent Director 8.6 Elect Benson Liu with ID No. For For Management P100215XXX, as Independent Director 8.7 Elect Chan Jane Lin with ID No. For For Management R203128XXX, as Independent Director 9 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ADVTECH LTD. Ticker: ADH Security ID: S0065B115 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2 Elect Konehali Gugushe as Director For For Management 3 Re-elect Christopher Boulle as Director For For Management 4 Accept Retirement of Brenda Gourley as For Abstain Management Director 5 Accept Retirement of Jonathan Jansen For Abstain Management as Director 6 Re-elect Dr Jane Hofmeyr as Director For For Management 7 Re-elect Keith Warburton as Chairman For For Management of the Audit Committee 8 Re-elect Dr Jacqueline Chimhanzi as For For Management Member of the Audit Committee 9 Elect Konehali Gugushe as Member of For For Management the Audit Committee 10 Reappoint Deloitte & Touche as For For Management Auditors with H Loonat as the Designated Auditor 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report For For Management 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- AECC AERO SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600391 Security ID: Y79333103 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related-party For For Management Transactions 2 Approve Additional Assets Investment For For Management Plan 3 Elect Qian Xichang as Non-Independent For For Management Director -------------------------------------------------------------------------------- AECC AERO SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600391 Security ID: Y79333103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Provision for Asset Impairment For For Management 6 Approve Business Plan For For Management 7 Approve Investment Plan For For Management 8 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 9 Approve Related Party Transaction For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Allowance of Independent For For Management Directors 12 Approve Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members 13 Approve Appointment of Auditor For For Management 14 Elect Liang Tao as Non-Independent For For Management Director 15 Elect Qian Yue as Supervisor For For Shareholder -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Elect Du Pengjie as Non-Independent For For Management Director 6.1 Elect Han Shupeng as Supervisor For For Management 6.2 Elect Wang Lutang as Supervisor For For Management -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Hao as Non-Independent For For Management Director 1.2 Elect Peng Jianwu as Non-Independent For For Management Director 1.3 Elect Wu Guijiang as Non-Independent For For Management Director 1.4 Elect Ma Chuanli as Non-Independent For For Management Director 1.5 Elect Xia Fengchun as Non-Independent For For Management Director 2 Elect Di Xueyun as Independent Director For For Management 3 Approve Daily Related Party For For Management Transactions 4 Approve Related-party Transaction in For For Management Connection to Loan from Related Party 5 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Elect Miao Zhongming as For For Management Non-independent Director 9 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For For Management with Specific Investors and Related Party Transactions -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Financing Amount For For Management and Authorizations for Relevant Agreement Signing -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimated Implementation of For For Management Continuing Connected Transactions in 2019 2 Approve 2020 Continuing Connected For For Management Transactions 3 Approve External Guarantee For Against Management 4 Approve Financing Amount and For For Management Authorization Matters -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares 2 Approve Transaction Constitutes as For For Management Related-party Transaction 3.1 Approve Target Assets and Payment For For Management Method 3.2 Approve Transaction Parties For For Management 3.3 Approve Transaction Price For For Management 3.4 Approve Share Type, Par Value and For For Management Listing Exchange 3.5 Approve Pricing Method and Price For For Management 3.6 Approve Issue Price Adjustment For For Management Mechanism 3.7 Approve Amount of Asset Purchase, For For Management Payment Consideration and Issue Scale 3.8 Approve Lock-Up Period Arrangement For For Management 3.9 Approve Attribution of Profit and Loss For For Management During the Transition Period and Distribution Arrangement of Undistributed Earnings After Completion of the Transaction 3.10 Approve Delivery Arrangements and For For Management Liability for Breach of Contract 3.11 Approve Resolution Validity Period For For Management 4 Approve Report (Draft) and Summary on For For Management Company's Asset Purchase by Issuance of Shares and Related Party Transactions 5 Approve Signing of Conditional Equity For For Management Acquisition Agreement and Its Supplementary Agreement 6 Approve Transaction Does Not For For Management Constitute as Major Asset Restructuring 7 Approve This Transaction Does Not For For Management Constitute as Major Restructure Listing 8 Approve Relevant Financial Report and For For Management Asset Evaluation Report 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 12 Approve Authorization of the Board to For For Management Handle All Related Matters 13 Amend the Relevant Provisions of the For For Management Financial Services Agreement and Related Party Transactions -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Zi as Non-independent For For Shareholder Director 1.2 Elect Jia Dafeng as Non-independent For For Shareholder Director 2.1 Elect Mou Xin as Supervisor For For Shareholder -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Budget Report For For Management 9 Approve Related Party Transactions For For Management 10 Approve Issuance of Shares and Raising For For Management Supporting Funds as well as Special Report on the Deposit and Usage of Raised Funds 11 Approve Remuneration of Directors and For For Management Senior Management Members 12 Approve Appointment of Auditor For For Management 13 Approve Related Party Transactions in For For Management Connection with Transfer of Land Use Rights and Its Property 14 Elect Yan Jianxing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- AECI LTD. Ticker: AFE Security ID: S00660118 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2 Reappoint Deloitte & Touche as For For Management Auditors with Patrick Ndlovu as the Designated Individual Audit Partner 3.1 Re-elect Khotso Mokhele as Director For For Management 3.2 Re-elect Rams Ramashia as Director For For Management 4.1 Elect Steve Dawson as Director For For Management 4.2 Elect Fikile De Buck as Director For For Management 4.3 Elect Walter Dissinger as Director For For Management 5 Re-elect Mark Kathan as Director For For Management 6.1 Elect Fikile De Buck as Member of the For For Management Audit Committee 6.2 Re-elect Godfrey Gomwe as Member of For For Management the Audit Committee 6.3 Re-elect Philisiwe Sibiya as Member of For For Management the Audit Committee 7.1 Approve Remuneration Policy For For Management 7.2 Approve Implementation Report of the For For Management Remuneration Policy 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of Non-Executive Directors For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Members 1.5 Approve Fees of the Other Board For For Management Committees' Chairman 1.6 Approve Fees of the Other Board For For Management Committees' Members 1.7 Approve Meeting Attendance Fee For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Related or Inter-related Company 4 Authorise Specific Repurchase and For For Management Cancellation of the Treasury Shares 5 Approve Reduction of the Issued Share For For Management Capital 6 Approve Revocation of Special For For Management Resolution 4 if the Proposed Distribution Lapses or is Terminated or Revoked 8 Authorise Ratification of Approved For For Management Resolutions 9 Approve Ratification of Directors' For For Management Interests -------------------------------------------------------------------------------- AEGEAN AIRLINES SA Ticker: AEGN Security ID: X18035109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy For Against Management 2 Other Business For Against Management -------------------------------------------------------------------------------- AEON CREDIT SERVICE (M) BERHAD Ticker: 5139 Security ID: Y0018E102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Ng Eng Kiat as Director For For Management 5 Elect Md Kamal bin Ismaun as Director For For Management 6 Elect Tomokatsu Yoshitoshi as Director For For Management 7 Elect Sunthara Moorthy A/L S For For Management Subramaniam as Director 8 Elect Adinan bin Maning as Director For For Management 9 Elect Khoo Pek Ling as Director For For Management 10 Elect Yasmin Ahmad Merican as Director For For Management 11 Elect Rashidah binti Abu Bakar as For For Management Director 12 Elect Lee Tyan Jen as Director For For Management 13 Elect Yuro Kisaka as Director For For Management 14 Elect Masaaki Mangetsu as Director For For Management 15 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 16 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 17 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- AEON THANA SINSAP (THAILAND) PUBLIC CO. LTD. Ticker: AEONTS Security ID: Y0017D147 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report and None None Management Operating Results 2 Approve Financial Statements For For Management 3 Acknowledge Interim Dividend and For For Management Approve Final Dividend 4.1 Elect Suporn Wattanavekin as Director For Against Management 4.2 Elect Masanori Kosaka as Director For Against Management 4.3 Elect Chatchaval Jiaravanon as Director For For Management 4.4 Elect Noppun Muangkote as Director For For Management 4.5 Elect Tsutomu Omodera as Director For For Management 4.6 Elect Ryuichi Hasuo as Director For For Management 4.7 Approve Increase in Number of For For Management Directors from 12 to 14 5 Approve Remuneration of Directors For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Company Limited as Auditors and Authorize Board to Fix Their Remuneration 7 Amend Memorandum of Association Re: For For Management Company's Objectives 8 Other Business None None Management -------------------------------------------------------------------------------- AEROSPACE CH UAV CO. LTD. Ticker: 002389 Security ID: Y9893Y109 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Zhao Lichen as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- AEROSPACE CH UAV CO. LTD. Ticker: 002389 Security ID: Y9893Y109 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Xianyu as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- AEROSPACE CH UAV CO. LTD. Ticker: 002389 Security ID: Y9893Y109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Related Party Transaction For For Management 7 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- AEROSPACE COMMUNICATIONS HOLDINGS CO., LTD. Ticker: 600677 Security ID: Y0019U105 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Public Listing for Equity For For Management Transfer 2 Approve Additional Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- AEROSPACE COMMUNICATIONS HOLDINGS CO., LTD. Ticker: 600677 Security ID: Y0019U105 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management 2 Approve Change of External Auditor For For Management -------------------------------------------------------------------------------- AEROSPACE COMMUNICATIONS HOLDINGS CO., LTD. Ticker: 600677 Security ID: Y0019U105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Approve Guarantee Provision Plan For Against Management 7 Approve Daily Related-party For For Management Transactions 8 Approve to Adjust the Allowance of For For Management Independent Directors 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- AEROSPACE HI-TECH HOLDING GROUP CO., LTD. Ticker: 000901 Security ID: Y0018V104 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- AEROSPACE HI-TECH HOLDING GROUP CO., LTD. Ticker: 000901 Security ID: Y0018V104 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Rights Issue 2.1 Approve Issue Type and Par Value For Did Not Vote Management 2.2 Approve Base, Proportion and Number of For Did Not Vote Management Shares 2.3 Approve Share Price and Pricing For Did Not Vote Management Principle 2.4 Approve Target Subscriber For Did Not Vote Management 2.5 Approve Usage of Raised Funds For Did Not Vote Management 2.6 Approve Raised Funds Special Storage For Did Not Vote Management Account 2.7 Approve Issue Time For Did Not Vote Management 2.8 Approve Underwriting Method For Did Not Vote Management 2.9 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Did Not Vote Management 2.11 Approve Listing Circulation For Did Not Vote Management 3 Approve Rights Issue Scheme For Did Not Vote Management 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For Did Not Vote Management Measures in Relation to the Dilution of Current Returns as a Result of the Rights Issue Scheme 8 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 9 Approve Shareholder Return Plan For Did Not Vote Management 10 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- AEROSPACE HI-TECH HOLDING GROUP CO., LTD. Ticker: 000901 Security ID: Y0018V104 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Auditor For For Management 2 Approve Adjust the Financial For For Management Derivatives Transactions of Controlled Subsidiary 3 Approve Adjustment to Related Party For For Management Transaction -------------------------------------------------------------------------------- AEROSPACE HI-TECH HOLDING GROUP CO., LTD. Ticker: 000901 Security ID: Y0018V104 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Auditor For Did Not Vote Management 2 Approve Adjust the Financial For Did Not Vote Management Derivatives Transactions of Controlled Subsidiary 3 Approve Adjustment to Related Party For Did Not Vote Management Transaction -------------------------------------------------------------------------------- AEROSPACE HI-TECH HOLDING GROUP CO., LTD. Ticker: 000901 Security ID: Y0018V104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Repurchase of Compensation For For Management Shares 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Subsequent Changes in Share Capital 7 Approve Annual Report and Summary For For Management 8 Approve Financial Budget Report For For Management 9 Approve Related Party Transaction For For Management 10 Approve Appointment of Auditor and For For Management Internal Control Auditor 11 Approve Provision of Loan For For Management 12 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- AEROSPACE HI-TECH HOLDING GROUP CO., LTD. Ticker: 000901 Security ID: Y0018V104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Repurchase of Compensation For Did Not Vote Management Shares 5 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 6 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters Regarding Subsequent Changes in Share Capital 7 Approve Annual Report and Summary For Did Not Vote Management 8 Approve Financial Budget Report For Did Not Vote Management 9 Approve Related Party Transaction For Did Not Vote Management 10 Approve Appointment of Auditor and For Did Not Vote Management Internal Control Auditor 11 Approve Provision of Loan For Did Not Vote Management 12 Amend Articles of Association For Did Not Vote Shareholder -------------------------------------------------------------------------------- AEROSUN CORP. Ticker: 600501 Security ID: Y6203T101 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- AEROSUN CORP. Ticker: 600501 Security ID: Y6203T101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Guarantee Provision Plan For Against Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Appointment of Financial For For Management Auditor 10 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- AEROSUN CORP. Ticker: 600501 Security ID: Y6203T101 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Suping as Non-Independent For For Shareholder Director 1.2 Elect Chen Yiliang as Non-Independent For For Shareholder Director 1.3 Approve Resignation of Yuan Yong as For For Management Director 1.4 Approve Resignation of Xu Weiling as For For Management Director 2.1 Elect Deng Zaichun as Supervisor For For Shareholder 2.2 Approve Resignation of Wu Wenjin as For For Management Supervisor -------------------------------------------------------------------------------- AES GENER SA Ticker: AESGENER Security ID: P0607L111 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Set Maximum Amount and Other Terms of For For Management Share Repurchase Program 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AES GENER SA Ticker: AESGENER Security ID: P0607L111 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum and Open Meeting For For Management 2 Designate Shareholders, Chairman and For For Management Secretary to Sign Minutes of Meeting 3 Authorize Increase in Share Capital in For For Management the Amount of USD 500 Million via Share Issuance 4 Set Price, Terms and Conditions of For For Management Placing of Shares in Connection with Company's Capital Increase 5 Approve any Modification to Share For Against Management Capital 6 Amend Bylaws For Against Management 7 Other Business For Against Management -------------------------------------------------------------------------------- AES GENER SA Ticker: AESGENER Security ID: P0607L111 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum and Open Meeting For For Management 2 Designate Shareholders, Chairman and For For Management Secretary to Sign Minutes of Meeting 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income and For For Management Dividends of USD 0.014 per Share 5 Approve Dividend Policy For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee; Present Report on Directors' Committee Expenses and Activities 7 Approve Remuneration of Directors and For For Management Advisers 8 Appoint Auditors For For Management 9 Designate Risk Assessment Companies For For Management 10 Receive Report Regarding Related-Party For For Management Transactions 11 Designate Newspaper to Publish For For Management Announcements 12 Other Business For Against Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AES TIETE ENERGIA SA Ticker: TIET4 Security ID: P30641115 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3 As a Preferred Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Julian Jose Nebreda Marquez as For For Management Director and Kleber Jansen Costa as Alternate 4.2 Elect Charles Lenzi as Director and For Against Management Ricardo Bull Silvarinho as Alternate 4.3 Elect Manuel Perez Dubuc as Director For Against Management and Matthew Theodore Olive as Alternate 4.4 Elect Francisco Jose Morandi Lopez as For Against Management Director and Arminio Francisco Borjas Herrera as Alternate 4.5 Elect Bernerd Raymond Da Santos Avila For Against Management as Director and Marcelo Daniel Aicardi as Alternate 4.6 Elect Leonardo Eleuterio Moreno as For Against Management Director and Vicente Javier Giorgio as Alternate 4.7 Elect Krista Sweigart as Director and For Against Management Maria Paz Teresa Cerda Herreros as Alternate 4.8 Elect Franklin Lee Feder as For For Management Independent Director 4.9 Elect Erik da Costa Breyer as For For Management Independent Director 4.10 Elect Director and Corresponding For Against Management Alternate Appointed by BNDESPAR 4.11 Elect Valdeci Goulart as Director and For Against Management Fabiana Ribeiro Tonon as Alternate Appointed by Employees 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Julian Jose Nebreda Marquez as Director and Kleber Jansen Costa as Alternate 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Charles Lenzi as Director and Ricardo Bull Silvarinho as Alternate 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Manuel Perez Dubuc as Director and Matthew Theodore Olive as Alternate 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Jose Morandi Lopez as Director and Arminio Francisco Borjas Herrera as Alternate 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Bernerd Raymond Da Santos Avila as Director and Marcelo Daniel Aicardi as Alternate 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonardo Eleuterio Moreno as Director and Vicente Javier Giorgio as Alternate 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Krista Sweigart as Director and Maria Paz Teresa Cerda Herreros as Alternate 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Franklin Lee Feder as Independent Director 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Erik da Costa Breyer as Independent Director 6.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Director and Corresponding Alternate Appointed by BNDESPAR 6.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Valdeci Goulart as Director and Fabiana Ribeiro Tonon as Alternate Appointed by Employees -------------------------------------------------------------------------------- AES TIETE ENERGIA SA Ticker: TIET4 Security ID: P30641115 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- AES TIETE ENERGIA SA Ticker: TIET4 Security ID: P30641115 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Denise Duarte Damiani as For For Management Independent Director -------------------------------------------------------------------------------- AFRICAN RAINBOW MINERALS LTD. Ticker: ARI Security ID: S01680107 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Frank Abbott as Director For For Management 2 Re-elect Mike Arnold as Director For For Management 3 Re-elect David Noko as Director For For Management 4 Re-elect Jan Steenkamp as Director For For Management 5 Reappoint Ernst & Young Inc as For For Management Auditors of the Company and Appoint PD Grobbelaar as the Designated Auditor 6.1 Re-elect Tom Boardman as Chairman of For For Management the Audit and Risk Committee 6.2 Re-elect Dr Manana Bakane-Tuoane as For For Management Member of the Audit and Risk Committee 6.3 Re-elect Anton Botha as Member of the For For Management Audit and Risk Committee 6.4 Re-elect Alex Maditsi as Member of the For For Management Audit and Risk Committee 6.5 Re-elect Dr Rejoice Simelane as Member For For Management of the Audit and Risk Committee 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Implementation For For Management Report 9 Place Authorised but Unissued Shares For For Management under Control of Directors 10 Authorise Board to Issue Shares for For For Management Cash 11.1 Approve the Annual Retainer Fees for For For Management Non-executive Directors 11.2 Approve the Fees for Attending Board For For Management Meetings 12 Approve the Committee Attendance Fees For For Management for Non-executive Directors 13 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 14 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 15 Authorise Issue of Shares in For For Management Connection with the Share or Employee Incentive Schemes 16 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- AG ANADOLU GRUBU HOLDING AS Ticker: AGHOL Security ID: M9879B100 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Debt Issuance For Against Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- AG ANADOLU GRUBU HOLDING AS Ticker: AGHOL Security ID: M9879B100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors and Approve Their For Against Management Remuneration 8 Amend Company Article 27 For For Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Close Meeting None None Management -------------------------------------------------------------------------------- AGILE GROUP HOLDINGS LTD. Ticker: 3383 Security ID: G01198103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Chan Cheuk Yin as Director For For Management 4 Elect Chan Cheuk Hei as Director For For Management 5 Elect Kwong Che Keung, Gordon as For For Management Director 6 Elect Hui Chiu Chung, Stephen as For For Management Director 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9A Authorize Repurchase of Issued Share For For Management Capital 9B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- AGILITY PUBLIC WAREHOUSING CO. KSC Ticker: AGLTY Security ID: M8788D124 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Corporate Governance Report, For For Management Remuneration Report, and Audit Committee Report for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Accept Financial Statements and For Against Management Statutory Reports for FY 2019 5 Approve Special Report on Penalties For For Management and Violations for FY 2019 6 Approve Dividends of KWD 0.005 for FY For For Management 2019 7 Approve Stock Dividend Program Re: For For Management 15:100 for FY 2019 8 Approve Related Party Transactions Re: For Against Management Directors, Directors' Representatives and Directors' Relatives Transactions 9 Approve Listing of Shares on a Foreign For For Management Stock Exchange Up to 40 Percent of Company Total Capital and Authorize Board to Take All Procedures and Instructions Needed 10 Approve Remuneration of Directors of For For Management KWD 140,000 for FY 2019 11 Approve Related Party Transactions for For Against Management FY 2019 and FY 2020 12 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 13 Authorize Issuance of Bonds/Sukuk and For For Management Authorize Board to Set Terms of Issuance 14 Approve Discharge of Directors for FY For Against Management 2019 15 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Remuneration Plan for For For Management Directors of the Bank for 2018 2 Approve Final Remuneration Plan for For For Management Supervisors of the Bank for 2018 3 Elect Zhang Qingsong as Director For For Management 4 Approve Additional Special Budget of For For Management Poverty Alleviation Donations for 2019 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Remuneration Plan for For For Management Directors of the Bank for 2018 2 Approve Final Remuneration Plan for For For Management Supervisors of the Bank for 2018 3 Elect Zhang Qingsong as Director For For Management 4 Approve Additional Special Budget of For For Management Poverty Alleviation Donations for 2019 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Assets Investment Budget For For Management for 2020 2 Approve Issuance Plan of Write-Down For For Management Undated Capital Bonds of the Bank 3 Approve Issuance Plan of Write-Down For For Management Eligible Tier-2 Capital Instruments of the Bank -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Assets Investment Budget For For Management for 2020 2 Approve Issuance Plan of Write-Down For For Management Undated Capital Bonds of the Bank 3 Approve Issuance Plan of Write-Down For For Management Eligible Tier-2 Capital Instruments of the Bank -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 6 Elect Huang Zhenzhong as Director For For Management 7 Elect Liao Luming as Director For Against Management 8 Elect Zhu Hailin as Director For Against Management 9 Approve Additional Budget of Epidemic For For Management Prevention Donations for 2020 10 Elect Zhang Xuguang as Director For Against Shareholder 11 To Listen to the 2019 Work Report of None None Management Independent Directors of the Bank 12 To Listen to the 2019 Report on the None None Management Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank 13 To Listen to the Report on the None None Management Management of Related Transactions -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 6 Elect Huang Zhenzhong as Director For For Management 7 Elect Liao Luming as Director For Against Management 8 Elect Zhu Hailin as Director For Against Management 9 Approve Additional Budget of Epidemic For For Management Prevention Donations for 2020 10 Elect Zhang Xuguang as Director For Against Shareholder -------------------------------------------------------------------------------- AGUAS ANDINAS SA Ticker: AGUAS.A Security ID: P4171M125 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Receive Report Regarding Related-Party For For Management Transactions 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration of Directors For For Management 7 Present Board's Report on Expenses For For Management 8 Approve Remuneration and Budget of For For Management Directors' Committee 9 Present Directors' Committee Report on For For Management Activities and Expenses 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- AGV PRODUCTS CORP. Ticker: 1217 Security ID: Y0026N102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- AHLI UNITED BANK BSC Ticker: AUB Security ID: M0403T105 Meeting Date: MAR 19, 2020 Meeting Type: Annual/Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management Held on 28 March 2019 2 Approve Board Report on Company For For Management Operations for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 5.1 Approve Transfer of USD 73,050,104 to For For Management Statutory Reserve 5.2 Approve Dividends of USD 0.05 per Share For For Management 5.3 Approve Charitable Donations of USD For For Management 1,000,000 5.4 Approve Allocation of Income to For For Management Retained Earnings of USD 217,728,720 6 Approve Stock Dividend Program Re: 1:10 For For Management 7 Approve Remuneration of Directors of For For Management USD 2,141,101 8 Approve Repurchase of Shares Up to 10 For For Management Percent of the Capital 9 Approve Corporate Governance Report For For Management 10 Approve Discharge of Directors for FY For For Management 2019 11 Approve Decrease in Size of Board from For Against Management 11 to 10 Members 12 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 13 Other Business For Against Management 1 Approve Minutes of Previous Meeting For For Management held on 28 March 2019 2 Authorize Renewal of Issuance of For For Management Bonds, Loans and Other Financial Instruments Up to USD 4,000,000,000 3 Amend Articles to Reflect Changes in For For Management Capital 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AIA ENGINEERING LIMITED Ticker: 532683 Security ID: Y0028Y106 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Khushali Samip Solanki as For For Management Director 4 Approve Related Party Transactions For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Janaki Udayan Shah as Director For For Management 7 Approve Payment of Commission to For For Management Sanjay S. Majmudar as Non-Executive Independent Director 8 Reelect Rajendra S. Shah as Director For For Management 9 Reelect Sanjay S. Majmudar as Director For For Management 10 Reelect Dileep C. Choksi as Director For For Management -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Bang as Non-Independent For For Management Director 1.2 Elect Li Li as Non-Independent Director For For Management 1.3 Elect Wu Shijun as Non-Independent For For Management Director 1.4 Elect Han Zhong as Non-Independent For For Management Director 2.1 Elect Chen Shou as Independent Director For For Management 2.2 Elect Guo Yuemei as Independent For For Management Director 2.3 Elect Zheng Yuanmin as Independent For For Management Director 3.1 Elect Cao Qinqin as Supervisor For For Management 3.2 Elect Li Xian as Supervisor For For Management -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2 Approve This Transaction Constitutes For For Management as Major Asset Restructure 3.1 Approve Overall Transaction Plan For For Management 3.2 Approve Share Type and Par Value For For Management 3.3 Approve Target Subscribers and Issue For For Management Manner 3.4 Approve Issue Price and Pricing For For Management Principle 3.5 Approve Issue Size For For Management 3.6 Approve Lock-up Period Arrangement For For Management 3.7 Approve Issue Price Adjustment For For Management Mechanism 3.8 Approve Asset Acquisition by Cash For For Management Payment 3.9 Approve Transitional Profit or Loss For For Management Arrangement 3.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.11 Approve Performance Commitment and For For Management Compensation Arrangements 3.12 Approve Resolution Validity Period For For Management 3.13 Approve Issuance of Shares to Raise For For Management Supporting Funds 3.14 Approve Share Type and Par Value on For For Management Raising Supporting Funds 3.15 Approve Target Subscribers and Issue For For Management Manner on Raising Supporting Funds 3.16 Approve Issue Price and Pricing For For Management Principle on Raising Supporting Funds 3.17 Approve Issue Size on Raising For For Management Supporting Funds 3.18 Approve Lock-up Period Arrangement on For For Management Raising Supporting Funds 3.19 Approve Use of Proceeds For For Management 3.20 Approve Distribution Arrangement of For For Management Undistributed Earnings on Raising Supporting Funds 3.21 Approve Resolution Validity Period on For For Management Raising Supporting Funds 4 Approve Transaction Adjustment Does For For Management Not Constitute Major Adjustment 5 Approve Report (Draft) and Summary on For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 6 Approve Signing of Relevant Agreements For For Management for this Transaction 7 Approve Signing of Supplementary For For Management Agreement with Related Parties 8 Approve Transaction Does Not For For Management Constitute as Related Party Transaction 9 Approve This Transaction Does Not For For Management Constitute as Major Restructure Listing 10 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 11 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 12 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Basis and Fairness of Pricing For For Management for This Transaction 15 Approve Relevant Audit Report, Pro For For Management Forma Review Report, Asset Evaluation Report 16 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 17 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Articles 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Shareholder Return Plan For For Management 20 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and Issue For For Management Manner 1.2 Approve Issue Price and Pricing Basis For For Management 1.3 Approve Lock-Up Period Arrangement For For Management -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Equity Distribution Plan For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Social Responsibility Report For For Management 7 Approve Remuneration of Directors For For Management 8 Amend Articles of Association For For Management 9 Approve Increase in Registered For For Management Capital, Amend Articles of Association and Business Registration Change 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Report of the Board of For For Management Supervisors 12 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- AIR ARABIA PJSC Ticker: AIRARABIA Security ID: M0367N110 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Transfer of AED 78,070,000 For For Management from General Reserve to Retained Earning Account 5 Approve Dividends Representing 9 For For Management Percent of Share Capital for FY 2019 and Supplement Any Shortage in Retained Earning from the Reserve 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Approve Remuneration of Directors for For For Management FY 2019 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2019 10 Elect Directors (Bundled) For Against Management -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Framework Agreement For For Management between the Company and Air China Cargo Co., Ltd., Annual Caps and Related Transactions 2 Approve the Framework Agreement For For Management between the Company and China National Aviation Corporation (Group) Limited, Annual Caps and Related Transactions 3 Elect Patrick Healy as Director For For Shareholder 4 Elect Zhao Xiaohang as Supervisor For For Shareholder -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6138 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Framework Agreement For For Management between the Company and Air China Cargo Co., Ltd., Annual Caps and Related Transactions 2 Approve the Framework Agreement For For Management between the Company and China National Aviation Corporation (Group) Limited, Annual Caps and Related Transactions 3 Elect Patrick Healy as Director For For Shareholder 4 Elect Zhao Xiaohang as Supervisor For For Shareholder -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Elect Feng Gang as Director For For Management 4 Approve 2019 Audited Consolidated For For Management Financial Statements 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Deloitte Touche Tohmatsu as For For Management the International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as the Domestic Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Grant of General Mandate to For Against Management the Board to Issue Debt Financing Instruments 8 Elect Duan Hongyi as Director and For For Shareholder Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6138 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Elect Feng Gang as Director For For Management 4 Approve 2019 Audited Consolidated For For Management Financial Statements 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Deloitte Touche Tohmatsu as For For Management the International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as the Domestic Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Grant of General Mandate to For For Management the Board to Issue Debt Financing Instruments 8 Elect Duan Hongyi as Director and For For Shareholder Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- AIRPORTS OF THAILAND PUBLIC CO. LTD. Ticker: AOT Security ID: Y0028Q137 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed For For Management 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Prasong Poontaneat as Director For For Management 5.2 Elect Manit Nitiprateep as Director For For Management 5.3 Elect Manas Jamveha as Director For For Management 5.4 Elect Manu Mekmok as Director For For Management 5.5 Elect Sarawut Benjakul as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Office of the Auditor General For For Management of Thailand (OAG) as Auditor and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- AIRTAC INTERNATIONAL GROUP Ticker: 1590 Security ID: G01408106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- AISINO CORP. Ticker: 600271 Security ID: Y0017G124 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Change in Convertible For For Management Corporate Bonds for Raised Funds Investment Project 4 Approve Downward Adjustment of For For Management Convertible Bond Conversion Price -------------------------------------------------------------------------------- AISINO CORP. Ticker: 600271 Security ID: Y0017G124 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Loan and Related Transactions For For Management from Aerospace Science and Technology Finance Co., Ltd. 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- AJANTA PHARMA LIMITED Ticker: 532331 Security ID: Y0R6E1145 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Madhusudan B. Agrawal as For For Management Director 4 Reelect Rajesh M. Agrawal as Director For For Management 5 Elect Chandrakant Khetan as Director For Against Management 6 Elect K H. Viswanathan as Director For Against Management 7 Elect Prabhakar Dalal as Director For Against Management 8 Elect Anjana Grewal as Director For For Management 9 Approve Loans, Guarantees and/or For Against Management Securities in Other Body Corporate 10 Approve Remuneration of Cost Auditors For For Management 11 Approve Ajanta Pharma Share Based For Against Management Incentive Plan 2019 12 Approve Extension of Benefits of For Against Management Ajanta Pharma Share Based Incentive Plan 2019 to Employee of Existing and Future Subsidiary Companies -------------------------------------------------------------------------------- AJISEN (CHINA) HOLDINGS LIMITED Ticker: 538 Security ID: G0192S109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Poon Wai as Director For For Management 3A2 Elect Poon Ka Man, Jason as Director For For Management 3A3 Elect Minna Ng as Director For For Management 3A4 Elect Wang Jincheng as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- AK MEDICAL HOLDINGS LIMITED Ticker: 1789 Security ID: G02014101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Chaoyang as Director For For Management 3b Elect Zhao Xiaohong as Director For Against Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- AKBANK TAS Ticker: AKBNK Security ID: M0300L106 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Approve Upper Limit of Donations for For For Management 2020 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose -------------------------------------------------------------------------------- AKCANSA CIMENTO SANAYI VE TICARET AS Ticker: AKCNS Security ID: M03343122 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify Director Appointments For For Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Approve Upper Limit of Donations for For Against Management 2020 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Wishes None None Management -------------------------------------------------------------------------------- AKSA AKRILIK KIMYA SANAYI AS Ticker: AKSA Security ID: M0375X100 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For For Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Receive Information on Share None None Management Repurchases Made in 2019 13 Receive Information on Donations Made None None Management in 2019 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Receive Information on Share Capital None None Management Increase with Preemptive Rights -------------------------------------------------------------------------------- AKSA ENERJI URETIM AS Ticker: AKSEN Security ID: M03829104 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Statutory Reports For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Ratify External Auditors For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 12 Approve Upper Limit of Donations for For Against Management 2019 and Receive Information on Donations Made in 2018 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties -------------------------------------------------------------------------------- AKSIGORTA AS Ticker: AKGRT Security ID: M0376Z104 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify Director Appointment For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Approve Upper Limit of Donations for For Against Management 2020 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Wishes None None Management -------------------------------------------------------------------------------- AL HAMMADI CO. FOR DEVELOPMENT & INVESTMENT Ticker: 4007 Security ID: M0806B107 Meeting Date: MAY 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Approve Related Party Transactions Re: For For Management Salih Al Hammadi 7 Approve Related Party Transactions Re: For For Management Mohammed Al Hammadi 8 Approve Remuneration of Directors of For For Management SAR 1,000,000 for FY 2019 -------------------------------------------------------------------------------- AL JOUF CEMENT CO. Ticker: 3091 Security ID: M0843T103 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 2 Amend Article 18 of Bylaws Re: Board For For Management Vacancies 3 Amend Article 21 of Bylaws Re: For For Management Chairman, Vice Chairman, Managing Director and Secretary Powers 4 Amend Article 23 of Bylaws Re: Board For For Management Meeting Quorum 5 Amend Article 24 of Bylaws Re: Board For For Management Deliberations 6 Amend Article 30 of Bylaws Re: General For Against Management Assembly Invitation 7 Amend Article 31 of Bylaws Re: General For For Management Assembly Attendance 8 Amend Article 32 of Bylaws Re: For Against Management Ordinary General Assembly Quorum 9 Amend Article 33 of Bylaws Re: For Against Management Extraordinary General Assembly Quorum 10 Amend Article 41 of Bylaws Re: For For Management Committee Reports 11 Amend Article 45 of Bylaws Re: For For Management Financial Documents 12 Amend Board of Director, Committees, For For Management and Executive Management Remunerations Charter -------------------------------------------------------------------------------- AL JOUF CEMENT CO. Ticker: 3091 Security ID: M0843T103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Board Report on Company For For Management Operations for FY 2019 3 Approve Discharge of Directors for FY For For Management 2019 4 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Approve Related Party Transactions Re: For For Management Above The Sky for Constructio 7 Approve Related Party Transactions Re: For For Management Marsh Insurance & Reinsurance Brokers 8 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- AL RAJHI BANK Ticker: 1120 Security ID: M0R60D105 Meeting Date: MAR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Distributed Dividends of SAR 1. For For Management 5 per Share for First Half of FY 2019 6 Approve Dividends of SAR 1.5 per Share For For Management for Second Half of FY 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Approve Remuneration of Directors, For For Management Committees and Audit Committee members of SAR 6,140,000 for FY 2019 10 Approve Related Party Transactions For Against Management 11 Approve Related Party Transactions Re: For For Management Strategic Agreement with Saudi Telecom Company 12 Approve Related Party Transactions Re: For For Management POS Devices Connection Agreement with Saudi Telecom Company 13 Approve Related Party Transactions Re: For For Management Telecommunication Services Agreement with Saudi Telecom Company 14 Approve Related Party Transactions Re: For For Management SMS Services Agreement with Saudi Telecom Company 15 Approve Related Party Transactions Re: For For Management General Services Contract with Saudi Telecom Company 16 Approve Related Party Transactions Re: For For Management ATM Rental Contract with Saudi Telecom Company 17 Approve Related Party Transactions Re: For For Management ATM Rental Contract with Saudi Telecom Company 18 Approve Related Party Transactions Re: For For Management Direct Internet Services Contract with Arabian Internet and Communication Services Company 19 Approve Related Party Transactions Re: For For Management Providing, Installation and Maintenance Services Contract with Arabian Internet and Communication Services Company 20 Approve Related Party Transactions Re: For For Management Global Beverage Company 21 Approve Related Party Transactions Re: For For Management South Regional Office Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company 22 Approve Related Party Transactions Re: For For Management Abha Sales Office Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company 23 Approve Related Party Transactions Re: For For Management ATM Rental Contract with Mohammed Abdulazeez Al Rajhi investment Company 24 Approve Related Party Transactions Re: For For Management Fursan Travel and Tourism Company 25 Approve Related Party Transactions Re: For For Management Abdullah Al Rajhi 26 Approve Related Party Transactions Re: For For Management Insurance Renewal with Al Rajhi Company for Cooperative Insurance 27 Approve Related Party Transactions Re: For For Management Vehicles Insurance Renewal with Al Rajhi Company for Cooperative Insurance -------------------------------------------------------------------------------- ALBARAKA TURK KATILIM BANKASI AS Ticker: ALBRK Security ID: M0478U102 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Approve Director Remuneration For Against Management 9 Elect Directors For Against Management 10 Ratify External Auditors For For Management 11 Elect Members of Interest Free Banking For For Management Advisory Committee 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Authorize Board to Distribute For For Management Dividends to Owners of Participation Accounts 14 Approve Standard Accounting Transfers For For Management 15 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 16 Receive Information on Share None None Management Repurchases Made in 2019 17 Receive Information on Donations Made None None Management in 2019 18 Wishes None None Management -------------------------------------------------------------------------------- ALCHIP TECHNOLOGIES LTD. Ticker: 3661 Security ID: G02242108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- ALDAR PROPERTIES PJSC Ticker: ALDAR Security ID: M0517N101 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends of AED 0.145 per For For Management Share for FY 2019 5 Approve Remuneration of Directors for For For Management FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Approve Social Contributions Up to 2 For For Management Percent of Net Profits of FY 2018 and FY 2019 -------------------------------------------------------------------------------- ALDREES PETROLEUM & TRANSPORT SERVICES CO. Ticker: 4200 Security ID: M05236100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Dividends of SAR 1.50 per For For Management Share for FY 2019 5 Approve Remuneration of Directors of For For Management SAR 3,500,000 for FY 2019 6 Approve Remuneration of Audit For For Management Committee Members of SAR 300,000 for FY 2019 7 Approve Discharge of Directors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 9 Approve Related Party Transactions Re: For For Management Aldrees Industrial & Trading Company 10 Approve Related Party Transactions Re: For For Management Chairman 11 Approve Related Party Transactions Re: For For Management Almadarat Company 12 Approve Related Party Transactions Re: For For Management Almadarat Company 13 Approve Related Party Transactions Re: For For Management Chairman Deputy -------------------------------------------------------------------------------- ALEMBIC PHARMACEUTICALS LIMITED Ticker: 533573 Security ID: Y0R76F109 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Shaunak Amin as Director For For Management 4 Approve K. S. Aiyar & Co., Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Payment of Remuneration to For For Management Chirayu Amin as Executive Chairman & CEO 7 Approve Payment of Remuneration to For For Management Pranav Amin as Managing Director 8 Approve Payment of Remuneration to For For Management Shaunak Amin as Managing Director 9 Reelect Archana Hingorani as Director For For Management -------------------------------------------------------------------------------- ALEXANDER FORBES GROUP HOLDINGS LTD. Ticker: AFH Security ID: S0R00C104 Meeting Date: SEP 05, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Bruce Bydawell as Director For For Management 1.2 Elect Dawie de Villiers as Director For For Management 1.3 Elect Thabo Dloti as Director For For Management 1.4 Re-elect David Anderson as Director For For Management 1.5 Re-elect William O'Regan as Director For For Management 1.6 Re-elect Totsie Memela-Khambula as For For Management Director 2.1 Re-elect Mark Collier as Member of the For For Management Group Audit and Risk Committee 2.2 Re-elect Robert Head as Member of the For For Management Group Audit and Risk Committee 2.3 Re-elect Nigel Payne as Member of the For For Management Group Audit and Risk Committee 2.4 Re-elect Marilyn Ramplin as Member of For For Management the Group Audit and Risk Committee 3.1 Re-elect David Anderson as Member of For For Management the Group Social, Ethics and Transformation Committee 3.2 Elect Dawie de Villiers as Member of For For Management the Group Social, Ethics and Transformation Committee 3.3 Elect Thabo Dloti as Member of the For For Management Group Social, Ethics and Transformation Committee 3.4 Re-elect Totsie Memela-Khambula as For For Management Member of the Group Social, Ethics and Transformation Committee 3.5 Re-elect Bridget Radebe as Member of For For Management the Group Social, Ethics and Transformation Committee 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Alsue du Preez as Designated Audit Partner 5.1 Approve Remuneration Policy For For Management 5.2 Approve Remuneration Implementation For For Management Report 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ALEXANDER FORBES GROUP HOLDINGS LTD. Ticker: AFH Security ID: S0R00C104 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Specific Repurchase of For Abstain Management Shares from Mercer 2 Approve Revocation of Special For Abstain Management Resolution 1 if the Specific Repurchase is Terminated 1 Approve Waiver of Mandatory Offer For For Management -------------------------------------------------------------------------------- ALEXANDRIA MINERAL OILS CO. Ticker: AMOC Security ID: M0726T105 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2019 5 Approve Remuneration of Chairman and For Did Not Vote Management Directors for FY 2020 6 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 8 Approve Charitable Donations for FY For Did Not Vote Management 2019 and 2020 9 Approve Related Party Transactions for For Did Not Vote Management FY 2019 and Authorize Board to Conclude Transactions for FY 2020 -------------------------------------------------------------------------------- ALI CORP. Ticker: 3041 Security ID: Y0034X100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Issuance of Restricted Stocks For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Issuance of Shares via a For For Management Private Placement -------------------------------------------------------------------------------- ALIANSCE SHOPPING CENTERS SA Ticker: ALSO3 Security ID: P0R623102 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Change of Company Name to For For Management Aliansce Sonae Shopping Centers SA 2 Ratify Change of Location of Company For For Management Headquarters 3 Ratify and Consolidate Bylaws For For Management 4 Elect Director For For Management 5 Elect Alexandre Silveira Dias as None For Shareholder Alternate Director Appointed by Minority Shareholders -------------------------------------------------------------------------------- ALIANSCE SHOPPING CENTERS SA Ticker: ALSO3 Security ID: P0R623102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Feitosa Rique as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Peter Ballon as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcela Drigo as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Maria Guedes Machado Antunes de Oliveira as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Volker Kraft as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Alves Paes de Barros as Independent Director and Alexandre Silveira Dias as Alternate 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect German Pasquale Quiroga Vilardo as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Remuneration of Company's For Against Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ALIANSCE SHOPPING CENTERS SA Ticker: ALSO3 Security ID: P0R623102 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 16 Re: Board Term For For Management -------------------------------------------------------------------------------- ALIANSCE SHOPPING CENTERS SA Ticker: ALSO3 Security ID: P0R623102 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Re-Ratify Remuneration of Company's For For Management Management for 2019 2 Designate Valor Economico as Newspaper For For Management to Publish Company Announcements 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ALIANSCE SHOPPING CENTERS SA Ticker: ALSO3 Security ID: P0R623102 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option and Share Based For For Management Incentive Plan -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For Against Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ali JK Subscription Agreement For For Management and Related Transactions 2 Approve Antfin Subscription Agreement For For Management and Related Transactions 3 Approve Grant of Specific Mandate to For For Management Issue Shares in Accordance With the Terms of the Subscription Agreements 4 Approve Ali JK Subscription Agreement, For For Management Antfin Subscription Agreement and Related Transactions -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Logistics Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 2 Approve 2021 Platform Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 3 Approve 2021 Advertising Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 4 Authorize the Board to Deal with All For For Management Related Matters -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Share Purchase Agreement and For For Management Related Transactions 1b Authorize Board to Deal with All For For Management Matters in Relation to the Share Purchase Agreement 2a Approve Grant of Specific Mandate to For For Management Issue Consideration Shares to Ali JK Nutritional Products Holding Limited in Accordance With the Terms of the Share Purchase Agreement 2b Authorize Board to Deal with All For For Management Matters in Relation to the Grant of Specific Mandate to Issue Consideration Shares 3a Approve the Framework Technical For For Management Services Agreement, Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions 3b Authorize Board to Deal with All For For Management Matters in Relation to the Framework Technical Services Agreement, Non-Exempt Continuing Connected Transactions and Proposed Annual Caps -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LTD. Ticker: 241 Security ID: G0171K101 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Wang Lei as Director For For Management 2a2 Elect Xu Hong as Director For For Management 2a3 Elect Luo Tong as Director For For Management 2a4 Elect Wong King On, Samuel as Director For For Management 2a5 Elect Huang Yi Fei, (Vanessa) as For For Management Director 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares 7 Approve Specific Mandate to Grant For For Management Awards of Options and/or Restricted Share Units Under the Share Award Scheme -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Fan Luyuan as Director For For Management 2.1b Elect Meng Jun as Director For For Management 2.1c Elect Zhang Yu as Director For For Management 2.1d Elect Chang Yang as Director For For Management 2.1e Elect Tong Xiaomeng as Director For For Management 2.1f Elect Johnny Chen as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Annual For For Management Caps and Related Transactions -------------------------------------------------------------------------------- ALIMTIAZ INVESTMENT GROUP KSCC Ticker: ALIMTIAZ Security ID: M0835J105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Approve Corporate Governance Report For For Management and Audit Committee Report for FY 2019 5 Approve External Shariah Auditor For For Management Report for FY 2019 6 Approve Shariah Supervisory Board For For Management Report for FY 2019 7 Approve Special Report on Violations For For Management and Penalties for FY 2019 8 Approve Remuneration Report for FY 2019 For Against Management 9 Approve Absence of Dividends for FY For For Management 2019 10 Approve Remuneration of Directors of For For Management KWD 119,000 for FY 2019 11 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve for FY 2019 12 Approve Transfer of 10 Percent of Net For For Management Income to Optional Reserve for FY 2019 13 Approve Related Party Transactions for For Against Management FY 2019 and FY 2020 14 Authorize Board to Conduct Agreements For Against Management with Related Parties Re: Funding Operations 15 Approve Charitable Donations Re: For For Management Shariah Zakat of KWD 302,265.800 16 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Shariah Zakat 17 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 18 Authorize Issuance of Sukuk and For Against Management Authorize Board to Set Terms of Issuance 19 Approve Discharge of Directors for FY For For Management 2019 20 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 21 Ratify External Shariah Auditors and For For Management Fix Their Remuneration for FY 2020 22 Elect Sharia Supervisory Board Members For For Management (Bundled) for FY 2020 23 Elect Directors (Bundled) For Against Management -------------------------------------------------------------------------------- ALINMA BANK Ticker: 1150 Security ID: M0R35G100 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Board Report on Company For For Management Operations for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 6 Authorize Capitalization of Reserves For For Management for Bonus Issue Re: 1:3 7 Approve Remuneration of Directors of For For Management SAR 4,388,296 for FY 2019 8 Approve Interim Dividends Semi For For Management Annually for FY 2020 9 Elect Abdulrahman Addas as Director For For Management 10 Elect Members of Audit Committee For For Management 11 Allow Directors to Be Involved with For For Management Other Companies Re: Mutlaq Al Mureishid 12 Amend Nomination and Remuneration For For Management Committee Charter 13 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 14 Amend Article 7 of Bylaws to Reflect For For Management Changes in Capital 15 Amend Article 18 of Bylaws Re: Powers For For Management 16 Amend Article 20 of Bylaws Re: For For Management Executive Committee 17 Amend Article 22 of Bylaws Re: For For Management Remuneration 18 Amend Article 23 of Bylaws Re: Chairman For For Management 19 Amend Article 24 of Bylaws Re: Meetings For For Management 20 Amend Article 31 of Bylaws Re: General For For Management Meetings 21 Amend Article 34 of Bylaws Re: For For Management Extraordinary General Meetings Quorum 22 Adopt New Article 16 of Bylaws Re: For For Management Sukuk Issuance 23 Adopt New Article 17 of Bylaws Re: For For Management Authorization of Sukuk Issuance 24 Approve Reorder of Amended Articles of For For Management Bylaws 25 Approve Related Party Transactions For Against Management 26 Approve Related Party Transactions Re: For For Management Alinma Tokio Marine Company 27 Approve Related Party Transactions Re: For For Management Alinma Tokio Marine Company -------------------------------------------------------------------------------- ALKEM LABORATORIES LIMITED Ticker: 539523 Security ID: Y0R6P5102 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Sandeep Singh as Director For For Management 4 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Reelect Samprada Singh as Chairman None None Management Emeritus and Non-Executive Director 6 Approve Reappointment and Remuneration For For Management of Basudeo N. Singh as Executive Chairman 7 Elect Basudeo N. Singh as Director For For Management Designated as Chairman 8 Reelect Ranjal Laxmana Shenoy as For For Management Director 9 Reelect Arun Kumar Purwar as Director For For Management 10 Reelect Sangeeta Singh as Director For For Management 11 Reelect Sudha Ravi as Director For For Management 12 Approve Remuneration to Non-Executive For Against Management Directors and Independent Directors 13 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ALKEM LABORATORIES LIMITED Ticker: 539523 Security ID: Y0R6P5102 Meeting Date: APR 04, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For Against Shareholder of Basudeo N. Singh as Executive Chairman 2 Elect Sarvesh Singh as Director and For For Shareholder Approve His Appointment and Remuneration as Whole Time Director Designated as Executive Director 3 Elect Narendra Kumar Aneja as Director For For Shareholder -------------------------------------------------------------------------------- ALL WINNER TECHNOLOGY CO., LTD. Ticker: 300458 Security ID: Y0036S109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Special Audit Statement on For For Management Usage of Company's Non-operating Funds and Oher Related Fund Transactions 8 Approve to Appoint Auditor For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ALLAHABAD BANK Ticker: 532480 Security ID: Y0031K101 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management the Government of India on Preferential Basis -------------------------------------------------------------------------------- ALLIANCE BANK MALAYSIA BERHAD Ticker: 2488 Security ID: Y0034W102 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Board For For Management Committees' Fees 2 Approve Directors' Benefits (Other For For Management than Directors' Fees and Board Committees' Fees) 3 Elect Kuah Hun Liang as Director For For Management 4 Elect Lee Ah Boon as Director For For Management 5 Elect Ahmad Bin Mohd Don as Director For For Management 6 Elect Susan Yuen Su Min as Director For For Management 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 1 Amend Constitution For For Management -------------------------------------------------------------------------------- ALLIED ELECTRONICS CORP. LTD. Ticker: AEL Security ID: S02420149 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Phumla Mnganga as Director For For Management 1.2 Elect Cedric Miller as Director For For Management 2.1 Re-elect Mike Leeming as Director For For Management 2.2 Re-elect Robert Venter as Director For Against Management 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with AM Motaung as the Designated Auditor 4.1 Re-elect Grant Gelink as Member of the For For Management Audit Committee 4.2 Re-elect Stewart van Graan as Member For For Management of the Audit Committee 4.3 Re-elect Berenice Francis as Member of For For Management the Audit Committee 5 Approve Remuneration Policy For For Management 6 Approve Implementation of Remuneration For For Management Policy 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Amend the 2009 Share Plan For For Management 9 Authorise Ratification of Approved For For Management Resolutions 1 Approve Fees of Independent For For Management Non-executive Chairman 2 Approve Fees of Non-executive Directors For For Management 3.1 Approve Fees of Audit Committee For For Management Chairman 3.2 Approve Fees of Audit Committee Member For For Management 3.3 Approve Fees of Remuneration Committee For For Management Chairman 3.4 Approve Fees of Remuneration Committee For For Management Member 3.5 Approve Fees of Risk Management For For Management Committee Chairman 3.6 Approve Fees of Risk Management For For Management Committee Member 3.7 Approve Fees of Nomination Committee For For Management Chairman 3.8 Approve Fees of Nomination Committee For For Management Member 3.9 Approve Fees of Social and Ethics For For Management Committee Chairman 3.10 Approve Fees of Social and Ethics For For Management Committee Member 3.11 Approve Fees of Investment Committee For For Management Chairman 3.12 Approve Fees of Investment Committee For For Management Member 4 Approve Fees Payable to Non-executive For For Management Directors for Participating in Special/Unscheduled Board Meetings and Strategy Sessions 5 Approve Financial Assistance to For For Management Subsidiaries and Related or Inter-related Companies -------------------------------------------------------------------------------- ALMACENES EXITO SA Ticker: EXITO Security ID: P3782F107 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4.1 Authorize Board to Deliberate about For For Management Related-Party Transaction Re: Sale of Shares of Segisor SAS to Casino Guichard-Perrachon SA 4.2 Approve Related-Party Transaction Re: For For Management Sale of Shares of Segisor SAS to Casino Guichard-Perrachon SA 4.3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ALMARAI CO. LTD. Ticker: 2280 Security ID: M0855N101 Meeting Date: APR 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Dividends of SAR 0.85 per For For Management Share for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 200,000 per Director for FY 2019 7 Approve Related Party Transactions Re: For For Management Al Nafoura Catering 8 Approve Related Party Transactions Re: For For Management Arabian Shield Insurance Co 9 Approve Related Party Transactions Re: For For Management Arabian Shield Insurance Co 10 Approve Related Party Transactions Re: For For Management Mobile Telecommunication Company Saudi Arabia (Zain) 11 Approve Related Party Transactions Re: For For Management Abdulaziz bin Ibrahim Al Muhanna 12 Approve Related Party Transactions Re: For For Management Al Jazirah Press, Printing and Publishing 13 Approve Related Party Transactions Re: For For Management Arab Company for Agricultural Services (Arasco) 14 Approve Related Party Transactions Re: For For Management Panda Retail Co 15 Approve Related Party Transactions Re: For For Management United Sugar Co 16 Approve Related Party Transactions Re: For For Management Herfy Food Services Co 17 Approve Related Party Transactions Re: For For Management Ahli Commercial Bank 18 Approve Related Party Transactions Re: For For Management Ahli Commercial Bank 19 Approve Related Party Transactions Re: For For Management Saudi British Bank 20 Approve Related Party Transactions Re: For For Management Saudi British Bank 21 Approve Related Party Transactions Re: For For Management Saudi French Bank 22 Approve Related Party Transactions Re: For For Management Saudi French Bank 23 Approve Related Party Transactions Re: For For Management Samba Financial Group 24 Elect Saad Al Fadhli as Member of For For Management Audit Committee 25 Allow Abdulrahman Al Muhanna to Be For For Management Involved with Other Companies 26 Allow Anees Mouamanah to Be Involved For For Management with Other Companies 27 Allow Anees Mouamanah to Be Involved For For Management with Other Companies 28 Authorize Share Repurchase Program Up For For Management to 10 Million Shares to be Allocated to Employee Share Scheme 29 Approve Competitive Business Standards For For Management Pursuant to Corporate Governance Charter 30 Elect Saoud Al Kabeer as Director For For Management -------------------------------------------------------------------------------- ALPARGATAS SA Ticker: ALPA4 Security ID: P0246W106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Director Appointed by Preferred None Abstain Shareholder Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ALPEK SAB DE CV Ticker: ALPEKA Security ID: P01703100 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividends For For Management 2 Appoint Legal Representatives For For Management 3 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ALPEK SAB DE CV Ticker: ALPEKA Security ID: P01703100 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends; Approve Maximum Amount for Repurchase of Shares 3 Elect Directors and Chairmen of Audit For Against Management and Corporate Practices Committee; Fix Their Remuneration 4 Appoint Legal Representatives For For Management 5 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ALPEK SAB DE CV Ticker: ALPEKA Security ID: P01703100 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend or Revoke Resolutions Approved For For Management by AGM on Feb. 27, 2020 Re: Dividends 2 Appoint Legal Representatives For For Management 3 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ALPHA BANK SA Ticker: ALPHA Security ID: X0085P155 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For For Management 2 Approve Remuneration Policy For For Management 3 Approve Severance Agreements with For For Management Executives -------------------------------------------------------------------------------- ALPHA GROUP (CHINA) Ticker: 002292 Security ID: Y2927R109 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhuoming as Independent For For Management Director 1.2 Elect Yang Yong as Independent Director For For Management 1.3 Elect Liu Eping as Independent Director For For Management 2.1 Elect Cai Dongqing as Non-Independent For For Management Director 2.2 Elect Cai Xiaodong as Non-Independent For For Management Director 2.3 Elect He Dehua as Non-Independent For For Management Director 2.4 Elect Sun Wei as Non-Independent For For Management Director 3 Approve Allowance of Non-Independent For For Management Directors 4 Approve Allowance of Independent For For Management Directors 5 Elect Cai Xianfang as Supervisor For For Shareholder 6.1 Approve Remuneration of Cai Xianfang For For Management 6.2 Approve Remuneration of Zhao Yanfen For For Management 6.3 Approve Remuneration of Xin Yinling For For Management 7 Approve to Adjust the Fundraising For For Management Investment Plan and Fundraising Project Implementation Method -------------------------------------------------------------------------------- ALPHA GROUP (CHINA) Ticker: 002292 Security ID: Y2927R109 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Provision of Guarantee 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ALPHA GROUP (CHINA) Ticker: 002292 Security ID: Y2927R109 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Adjustment on Raised Funds For For Management Investment Plan -------------------------------------------------------------------------------- ALPHA GROUP (CHINA) Ticker: 002292 Security ID: Y2927R109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ALPHA GROUP (CHINA) Ticker: 002292 Security ID: Y2927R109 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Raised Funds For For Management Investment Scale and Progress from a Private Placement 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 3.5 Approve Issue Scale For For Management 3.6 Approve Lock-up Period For For Management 3.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 3.8 Approve Resolution Validity Period For For Management 3.9 Approve Listing Exchange For For Management 3.10 Approve Issue Size and Raised Funds For For Management Investment 4 Approve Plan for Private Placement of For For Management New Shares 5 Approve Special Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Commitment from Controlling For For Management Shareholder, Ultimate Controlling Shareholder, Directors and Senior Managers Regarding Counter-dilution Measures in Connection to the Private Placement 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ALPHA GROUP (CHINA) Ticker: 002292 Security ID: Y2927R109 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Phase 1 For Against Management Management Team Partner Program 2 Approve Management System of Phase 1 For Against Management Management Team Partner Program 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ALPHA NETWORKS, INC. Ticker: 3380 Security ID: Y0093T115 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect Ming-Der Shieh with ID No. For For Management D120943xxx as Independent Director 4 Approve Amendments to Articles of For For Management Association 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- ALROSA PJSC Ticker: ALRS Security ID: X0085A109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.84 For For Management per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- ALROSA PJSC Ticker: ALRS Security ID: X0085A109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Allocation of Undistributed For For Management Profit from Previous Years 5 Approve Dividends of RUB 2.63 per Share For For Management 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For Against Management Audit Commission 8.1 Elect Mariia Gordon as Director None For Management 8.2 Elect Evgeniia Grigoreva as Director None Against Management 8.3 Elect Natalia Gureva as Director None Against Management 8.4 Elect Kirill Dmitriev as Director None Against Management 8.5 Elect Andrei Donets as Director None Against Management 8.6 Elect Sergei Ivanov as Director None Against Management 8.7 Elect Dmitrii Konov as Director None For Management 8.8 Elect Sergei Mestnikov as Director None Against Management 8.9 Elect Aleksei Moiseev as Director None Against Management 8.10 Elect Aleksei Noskov as Directora None For Management 8.11 Elect Aisen Nikolaev as Director None Against Management 8.12 Elect Vladimir Rashevskii as Director None Against Management 8.13 Elect Anton Siluanov as Director None Against Management 8.14 Elect Vladimir Solodov as Director None Against Management 8.15 Elect Maksim Tereshchenko as Director None Against Management 8.16 Elect Oleg Fedorov as Director None For Management 9.1 Elect Pavel Bagynanov as Member of For For Management Audit Commission 9.2 Elect Nikolai Ivanov as Member of For For Management Audit Commission 9.3 Elect Olga Loginova as Member of Audit For For Management Commission 9.4 Elect Aleksandr Markin as Member of For For Management Audit Commission 9.5 Elect Aleksandr Pshenichnikov as For For Management Member of Audit Commission 10 Ratify PricewaterhouseCoopers as For For Management Auditor -------------------------------------------------------------------------------- ALSEA SAB DE CV Ticker: ALSEA Security ID: P0212A104 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Allocation of Income 2 Approve Annual Report on Operations For For Management Carried by Key Board Committees 3 Elect or Ratify Directors, Key For For Management Management and Members of Board Committees 4 Approve Remuneration of Directors, Key For For Management Management and Members of Board Committees 5 Set Maximum Amount of Share Repurchase For For Management Reserve; Present Report on Share Repurchase 6 Authorize Company to Carry out For For Management Necessary Actions Due to Effects of Sanitary Emergency (COVID-19), Including Amendments to Terms of Commercial and Financial Operations 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ALTEK CORP. Ticker: 3059 Security ID: Y0094P104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of New Common Shares For For Management in Private Placement and/or Issuance of Domestic or Overseas Convertible Bonds in Private Placement 5.1 Elect Alex Hsia, with Shareholder No. For For Management 7, as Non-Independent Director 5.2 Elect Sophia Chen, with ID No. For For Management A220361XXX, as Non-Independent Director 5.3 Elect Simon Law, a Representative of For For Management Yitsang International Co., Ltd with Shareholder No. 126619, as Non-Independent Director 5.4 Elect Belle Liang, a Representative of For For Management Yitsang International Co., Ltd with Shareholder No. 126619, as Non-Independent Director 5.5 Elect MORI SHOREI with ID No. For For Management 1948032XXX as Independent Director 5.6 Elect Kuo Hsiung Wu with ID No. For For Management A101804XXX as Independent Director 5.7 Elect Daphne Wang with ID No. 111682 For For Management as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors 7 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N109 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Rules For For Management and Procedures Regarding General Meetings of Shareholders, Board and Supervisory Committee 2 Approve Proposed Subscription for the For For Shareholder A Shares of Yunnan Aluminum to be Issued Through Non-Public Offering 3 Elect Ou Xiaowu as Supervisor For For Shareholder -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N125 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Rules For For Management and Procedures Regarding General Meetings of Shareholders, Board and Supervisory Committee 2 Approve Proposed Subscription for the For For Shareholder A Shares of Yunnan Aluminum to be Issued Through Non-Public Offering 3.1 Elect Ou Xiaowu as Supervisor For For Shareholder -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Reports 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Provision of Financing For For Management Guarantees by the Company to Chalco Hong Kong Investment 6 Approve Provision of Financing For For Management Guarantees by the Company and Chalco Shandong to Xinghua Technology 7 Approve Resolution in Relation to For Against Management Matters on Guarantees of Ningxia Energy and Its Subsidiaries 8 Approve 2020 Remuneration of Directors For For Management and Supervisors 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 10 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Domestic Bonds For For Management 12 Approve Issuance of Overseas Bonds For For Management 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N125 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Reports 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Provision of Financing For For Management Guarantees by the Company to Chalco Hong Kong Investment 6 Approve Provision of Financing For For Management Guarantees by the Company and Chalco Shandong to Xinghua Technology 7 Approve Resolution in Relation to For Against Management Matters on Guarantees of Ningxia Energy and Its Subsidiaries 8 Approve 2020 Remuneration of Directors For For Management and Supervisors 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 10 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Domestic Bonds For For Management 12 Approve Issuance of Overseas Bonds For For Management 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- ALUPAR INVESTIMENTO SA Ticker: ALUP11 Security ID: P0R676126 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ALUPAR INVESTIMENTO SA Ticker: ALUP11 Security ID: P0R676126 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMARA RAJA BATTERIES LIMITED Ticker: 500008 Security ID: Y00968142 Meeting Date: JUL 20, 2019 Meeting Type: Annual Record Date: JUL 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect Ramachandra N Galla as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Payment of Remuneration to For For Management Ramachandra N Galla as Non-Executive Chairman 7 Approve Remuneration of Directors For For Management 8 Approve Payment of Remuneration to For For Management Jayadev Galla as Vice Chairman and Managing Director 9 Elect Vishnu Raju as Director For For Management 10 Elect T R Narayanaswamy as Director For Against Management -------------------------------------------------------------------------------- AMARA RAJA BATTERIES LIMITED Ticker: 500008 Security ID: Y00968142 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Declassification of Johnson For For Management Controls (Mauritius) Private Limited as Promoter -------------------------------------------------------------------------------- AMATA CORP. PUBLIC CO., LTD. Ticker: AMATA Security ID: Y0099Y167 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Annual Report and Board of None None Management Directors' Report 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Noppun Muangkote as Director For For Management 5.2 Elect Somchet Thinaphong as Director For For Management 5.3 Elect Tevin Vongvanich as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 8 Approve Issuance and Offering of For For Management Debentures 9 Other Business For Against Management -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Victorio Carlos de Marchi as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alves de Brito as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Milton Seligman as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Heitor Attilio Gracioso as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Vicente Falconi Campos as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Felipe Pedreira Dutra Leite as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Moses Thompson Motta as Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Nelson Jose Jamel as Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Cecilia Sicupira as Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Independent Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcos de Barros Lisboa as Independent Director 7.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Eduardo Klutzenschell Lisboa as Alternate Director 7.13 Percentage of Votes to Be Assigned - None Abstain Management Elect Michel Dimitrios Doukeris as Alternate Director 8 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Elect Fiscal Council Members For Abstain Management 10 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 11 Elect Vinicius Balbino Bouhid as None For Shareholder Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder 12 Approve Remuneration of Company's For For Management Management 13 Approve Remuneration of Fiscal Council For For Management Members 14 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 8 For For Management 3 Amend Articles 11, 15, 16, 17, 18 and For For Management 19 4 Amend Article 21 For For Management 5 Amend Articles 22 to 34 For For Management 6 Consolidate Bylaws For For Management 7 Amend Restricted Stock Plan For For Management 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: 02319V103 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4a Elect Directors For For Management 4b In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 4c In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5a.i Elect Fiscal Council Members For Abstain Management 5a.ii In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5b Elect Vinicius Balbino Bouhid as None For Shareholder Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder 6 Approve Remuneration of Company's For For Management Management 7 Approve Remuneration of Fiscal Council For For Management Members 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 8 For For Management 3 Amend Articles 11, 15, 16, 17, 18 and For For Management 19 4 Amend Article 21 For For Management 5 Amend Articles 22 to 34 For For Management 6 Consolidate Bylaws For For Management 7 Amend Restricted Stock Plan For For Management -------------------------------------------------------------------------------- AMERICA MOVIL SAB DE CV Ticker: AMXL Security ID: P0280A101 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors for Series L For Against Management Shareholders 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- AMMB HOLDINGS BERHAD Ticker: 1015 Security ID: Y0122P100 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 3 Elect Graham Kennedy Hodges as Director For For Management 4 Elect Azman Hashim as Director For For Management 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Australia and New Zealand Banking Group Limited Group 9 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Amcorp Group Berhad Group -------------------------------------------------------------------------------- AMMB HOLDINGS BERHAD Ticker: 1015 Security ID: Y0122P100 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- AMTEK AUTO LIMITED Ticker: 520077 Security ID: Y0124E137 Meeting Date: DEC 27, 2019 Meeting Type: Annual Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Remuneration of Cost Auditors For For Management 3 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- AMTRAN TECHNOLOGY CO., LTD. Ticker: 2489 Security ID: Y0124Y109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation -------------------------------------------------------------------------------- AN HUI WENERGY CO., LTD. Ticker: 000543 Security ID: Y0138J106 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- AN HUI WENERGY CO., LTD. Ticker: 000543 Security ID: Y0138J106 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Xinyi as Supervisor For For Management 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- AN HUI WENERGY CO., LTD. Ticker: 000543 Security ID: Y0138J106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party Transaction For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ANADOLU CAM SANAYII AS Ticker: ANACM Security ID: M1015M108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Approve Discharge of Board For For Management 5 Elect Directors For For Management 6 Approve Director Remuneration For Against Management 7 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 8 Approve Allocation of Income For For Management 9 Authorize Board to Distribute Advance For For Management Dividends 10 Ratify External Auditors For Against Management 11 Receive Information on Donations Made For For Management in 2019 and Approve Upper Limit of Donations for 2020 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties -------------------------------------------------------------------------------- ANADOLU EFES BIRACILIK VE MALT SANAYII A.S. Ticker: AEFES Security ID: M10225106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors and Approve Their For For Management Remuneration 8 Ratify External Auditors For For Management 9 Change Location of Headquarters For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- ANDHRA BANK LTD. Ticker: 532418 Security ID: Y01279119 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- ANDHRA BANK LTD. Ticker: 532418 Security ID: Y01279119 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management the Government of India on Preferential Basis -------------------------------------------------------------------------------- ANDON HEALTH CO., LTD. Ticker: 002432 Security ID: Y0138G102 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Yi as Non-Independent For For Shareholder Director 1.2 Elect Wang Renda as Non-Independent For For Shareholder Director 1.3 Elect Wang Yong as Non-Independent For For Shareholder Director 2.1 Elect Zhang Junmin as Independent For For Management Director 2.2 Elect Dai Jinping as Independent For For Management Director 2.3 Elect Yang Yanhui as Independent For For Management Director 3 Elect Yao Kai as Supervisor For For Management 4 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- ANGANG STEEL CO., LTD. Ticker: 347 Security ID: Y0132F100 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhongwu as Director For For Management 2 Elect Wang Wanglin as Director For For Management 3.1 Elect Wang Baojun as Supervisor For For Management 3.2 Elect Li Wenbing as Supervisor For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhongwu as Director For For Management 2 Elect Wang Wanglin as Director For For Management 3.1 Elect Wang Baojun as Supervisor For For Management 3.2 Elect Li Wenbing as Supervisor For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132F100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Extracts 4 Approve 2019 Auditors' Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2019 Remuneration of Directors For For Management and Supervisors 7 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Issuance of Ultra-Short-Term For For Management Financing Bills of the Company in the Inter-bank Bond Market 10 Approve Issuance of Short-Term For For Management Financing Bills of the Company in the Inter-bank Bond Market 11 Approve Issuance of Medium-term Notes For For Management of the Company in the Inter-bank Bond Market -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Extracts 4 Approve 2019 Auditors' Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2019 Remuneration of Directors For For Management and Supervisors 7 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Issuance of Ultra-Short-Term For For Management Financing Bills of the Company in the Inter-bank Bond Market 10 Approve Issuance of Short-Term For For Management Financing Bills of the Company in the Inter-bank Bond Market 11 Approve Issuance of Medium-term Notes For For Management of the Company in the Inter-bank Bond Market -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiong Tao as Non-Independent For For Management Director -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Food Raw Material For For Management Production Line and Supporting Storage Projects 2 Approve Implementation of Anqi For For Management Enterprise Technology Center Innovation Capacity Building Project 3 Approve Implementation of Production For For Management Line Relocation Project -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For Against Management 9 Approve Finance Lease For For Management 10 Approve Foreign Exchange Risk and For For Management Interest Rate Risk Management Business and Establishment of Related Business Management Systems 11 Approve Issuance of Debt Financing For For Management Instruments 12 Approve Bill Pool Business For Against Management 13 Approve Establishment of Anqi Niute Co. For For Management , Ltd. 14 Approve Yeast Technical Transformation For For Management Project 15 Approve Amendments to Articles of For For Management Association 16 Approve Management System for For For Management Remuneration of Director and Senior Management Member 17 Approve Remuneration Assessment Plan For For Management of Directors and Senior Management Members 18 Approve Implementation of Enterprise For For Management Annuities 19 Approve Internal Control Evaluation For For Management Report 20 Approve Social Responsibility Report For For Management -------------------------------------------------------------------------------- ANGLO AMERICAN PLATINUM LTD. Ticker: AMS Security ID: S9122P108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Mark Cutifani as Director For Against Management 1.2 Re-elect John Vice as Director For For Management 1.3 Re-elect Peter Mageza as Director For For Management 2 Elect Natascha Viljoen as Director For For Management 3.1 Re-elect Peter Mageza as Member of the For For Management Audit and Risk Committee 3.2 Re-elect John Vice as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Daisy Naidoo as Member of the For For Management Audit and Risk Committee 4 Appoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company with JFM Kotze as the Individual Designated Auditor 5 Amend Long Term Incentive Plan 2003 For For Management 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Ratification of Approved For For Management Resolutions 8.1 Approve Remuneration Policy For For Management 8.2 Approve Remuneration Implementation For For Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ANGLOGOLD ASHANTI LTD. Ticker: ANG Security ID: S04255196 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Sipho Pityana as Director For For Management 1.2 Re-elect Albert Garner as Director For For Management 1.3 Re-elect Rhidwaan Gasant as Director For For Management 2.1 Elect Maria Ramos as Director For For Management 2.2 Elect Nelisiwe Magubane as Director For For Management 3.1 Re-elect Rhidwaan Gasant as Member of For For Management the Audit and Risk Committee 3.2 Re-elect Maria Richter as Member of For For Management the Audit and Risk Committee 3.3 Re-elect Alan Ferguson as Member of For For Management the Audit and Risk Committee 3.4 Elect Jochen Tilk as Member of the For For Management Audit and Risk Committee 4 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Ernest Botha as the Lead Audit Partner 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Remuneration Implementation For For Management Report 7 Approve Non-executive Directors' Fees For For Management 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Board to Issue Shares for For For Management Cash 10 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 11 Amend Memorandum of Incorporation For For Management 12 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- ANHUI ANKE BIOTECHNOLOGY (GROUP) CO., LTD. Ticker: 300009 Security ID: Y01398109 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Song Lihua as Non-Independent For For Management Director 1.2 Elect Song Liming as Non-Independent For For Management Director 1.3 Elect Wang Ronghai as Non-Independent For For Management Director 1.4 Elect Fu Yongbiao as Non-Independent For For Management Director 1.5 Elect Zhao Hui as Non-Independent For For Management Director 1.6 Elect Zheng Weiguo as Non-Independent For For Management Director 1.7 Elect Song Shewu as Non-Independent For For Management Director 1.8 Elect Xu Zhenshan as Non-Independent For For Management Director 1.9 Elect Zhang Benshan as Independent For For Management Director 1.10 Elect Liu Guangfu as Independent For For Management Director 1.11 Elect Zhu Weidong as Independent For For Management Director 1.12 Elect Chen Mingjia as Independent For For Management Director 2.1 Elect Du Xianyu as Supervisor For For Management 2.2 Elect Jiang Junpei as Supervisor For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Revision of the Company's Various Management Systems 5 Approve Cancellation of Performance For For Management Shares 6 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ANHUI ANKE BIOTECHNOLOGY (GROUP) CO., LTD. Ticker: 300009 Security ID: Y01398109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Amend Articles of Association For For Management 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Use of Idle Own Funds and Idle For For Management Raised Funds to Conduct Cash Management 12 Approve Partial Equity Acquistion and For For Management Related Party Transactions -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For For Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve 2019 Profit Appropriation For For Management Proposal and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Approve Amendments to Articles of For For Management Association 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373110 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For For Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve 2019 Profit Appropriation For For Management Proposal and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Approve Amendments to Articles of For For Management Association 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ANHUI CONSTRUCTION ENGINEERING GROUP CORP. LTD. Ticker: 600502 Security ID: Y0140K109 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection of For For Management Subsidiary by Another Party to Implement Market-oriented Debt-to-Equity Swap -------------------------------------------------------------------------------- ANHUI CONSTRUCTION ENGINEERING GROUP CORP. LTD. Ticker: 600502 Security ID: Y0140K109 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of Subsidiary For For Management via Market-oriented Debt-to-Equity Swap and Related Party Transactions 2 Approve Additional Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- ANHUI CONSTRUCTION ENGINEERING GROUP CORP. LTD. Ticker: 600502 Security ID: Y0140K109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For Against Management Financial Budget 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Board of For For Management Independent Directors 7 Approve Investment Plan For For Management 8 Approve Use of Own Funds to Purchase For For Management Short-term Financial Products 9 Approve Application of Credit Lines For For Management 10 Approve Provision of Guarantee to For Against Management Subsidiary 11 Approve Provision of Guarantee to Some For Against Management Controlled Subsidiaries and Related Party Transactions 12 Approve Related Party Transaction For For Management 13 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- ANHUI EXPRESSWAY COMPANY LIMITED Ticker: 995 Security ID: Y01374100 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiang Xiaolong as Director For For Shareholder -------------------------------------------------------------------------------- ANHUI EXPRESSWAY COMPANY LIMITED Ticker: 995 Security ID: Y01374100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Working Report of the For For Management Board of Directors 2 Approve 2019 Working Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial Report For For Management 4 Approve 2019 Profit Appropriation For For Management Proposal 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 6 Approve Donation in Support of the For For Management Fight Against the Outbreak of the Pneumonia Caused By the Novel Coronavirus 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for New A Shares and/or H Shares -------------------------------------------------------------------------------- ANHUI GOLDEN SEED WINERY CO., LTD. Ticker: 600199 Security ID: Y0137D100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Jia Guangming as Non-independent For For Shareholder Director 3.2 Elect Zhang Xiangyang as For For Shareholder Non-independent Director 3.3 Elect Xu Sanneng as Non-independent For For Shareholder Director 3.4 Elect Li Fangze as Non-independent For For Shareholder Director 3.5 Elect Jin Biao as Non-independent For For Shareholder Director 3.6 Elect Chen Xinhua as Non-independent For For Shareholder Director 4.1 Elect Liu Zhiying as Independent For For Shareholder Director 4.2 Elect Yin Zongcheng as Independent For For Shareholder Director 4.3 Elect Jiang Haishu as Independent For For Shareholder Director 5.1 Elect Zhu Yukui as Supervisor For For Management 5.2 Elect Ren Junwen as Supervisor For For Management 5.3 Elect Wu Yongbin as Supervisor For For Management -------------------------------------------------------------------------------- ANHUI GOLDEN SEED WINERY CO., LTD. Ticker: 600199 Security ID: Y0137D100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Use of Funds for Financial For For Management Products 9 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M118 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Ruihua as Independent For For Management Director -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M100 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Ruihua as Independent For For Management Director -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M118 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M100 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M118 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Investment in Winery For For Management Production through Intelligent Technology Transformation Project 10.1 Elect Liang Jinhui as Non-Independent For For Shareholder Director 10.2 Elect Li Peihui as Non-Independent For For Shareholder Director 10.3 Elect Zhou Qingwu as Non-Independent For For Shareholder Director 10.4 Elect Yan Lijun as Non-Independent For For Shareholder Director 10.5 Elect Xu Peng as Non-Independent For For Shareholder Director 10.6 Elect Ye Changqing as Non-Independent For For Shareholder Director 11.1 Elect Zhang Guiping as Independent For For Shareholder Director 11.2 Elect Wang Ruihua as Independent For For Shareholder Director 11.3 Elect Xu Zhihao as Independent Director For For Shareholder 12.1 Elect Sun Wanhua as Supervisor For For Shareholder 12.2 Elect Yang Xiaofan as Supervisor For For Shareholder 12.3 Elect Lu Duicang as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Investment in Winery For For Management Production through Intelligent Technology Transformation Project 10.1 Elect Liang Jinhui as Non-Independent For For Shareholder Director 10.2 Elect Li Peihui as Non-Independent For For Shareholder Director 10.3 Elect Zhou Qingwu as Non-Independent For For Shareholder Director 10.4 Elect Yan Lijun as Non-Independent For For Shareholder Director 10.5 Elect Xu Peng as Non-Independent For For Shareholder Director 10.6 Elect Ye Changqing as Non-Independent For For Shareholder Director 11.1 Elect Zhang Guiping as Independent For For Shareholder Director 11.2 Elect Wang Ruihua as Independent For For Shareholder Director 11.3 Elect Xu Zhihao as Independent Director For For Shareholder 12.1 Elect Sun Wanhua as Supervisor For For Shareholder 12.2 Elect Yang Xiaofan as Supervisor For For Shareholder 12.3 Elect Lu Duicang as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANHUI GUOFENG PLASTIC INDUSTRY CO., LTD. Ticker: 000859 Security ID: Y0137V100 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds to Replenish Working Capital -------------------------------------------------------------------------------- ANHUI GUOFENG PLASTIC INDUSTRY CO., LTD. Ticker: 000859 Security ID: Y0137V100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For For Management 7 Approve Appointment of Annual Report For For Management Auditor and Internal Control Auditor 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ANHUI GUOFENG PLASTIC INDUSTRY CO., LTD. Ticker: 000859 Security ID: Y0137V100 Meeting Date: MAY 19, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Reference Date For For Management 3.5 Approve Issue Price and Pricing For For Management Principle 3.6 Approve Issue Size For For Management 3.7 Approve Use of Proceeds For For Management 3.8 Approve Lock-up Period For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Listing Exchange For For Management 3.11 Approve Resolution Validity Period For For Management 4 Approve Plan on Private Placement of For For Management Shares (Revised) 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Signing of Conditional Share For For Management Subscription Agreement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Dividend Return For For Management Plan 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve White Wash Waiver and Related For For Management Transactions -------------------------------------------------------------------------------- ANHUI HELI CO., LTD. Ticker: 600761 Security ID: Y01383101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Remuneration of Directors For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Daily Related-Party For For Management Transactions 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Provision of Repurchase For For Management Guarantees and Related Transactions for the Company's Product Financial Lease Sales 9 Amend Articles of Association to For For Management Expand Business Scope -------------------------------------------------------------------------------- ANHUI HENGYUAN COAL INDUSTRY & ELECTRICITY POWER CO., LTD. Ticker: 600971 Security ID: Y013A3124 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yuan Zhaojie as Non-independent For For Management Director 1.2 Elect Wu Yuhua as Non-independent For For Management Director 1.3 Elect Zhu Fengpo as Non-independent For For Management Director 1.4 Elect Yin Chungang as Non-independent For For Management Director 1.5 Elect Kong Yifan as Non-independent For For Management Director 1.6 Elect Zhu Siyi as Non-independent For For Management Director 1.7 Elect Jiao Dianzhi as Non-independent For For Management Director 2.1 Elect Zhang Yunqi as Independent For For Management Director 2.2 Elect Wang Liang as Independent For For Management Director 2.3 Elect Yuan Min as Independent Director For For Management 2.4 Elect Liu Xiaohao as Independent For For Management Director 3.1 Elect Liu Chaotian as Supervisor For For Shareholder 3.2 Elect Wang Qingling as Supervisor For For Shareholder 3.3 Elect Chen Kun as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANHUI HENGYUAN COAL INDUSTRY & ELECTRICITY POWER CO., LTD. Ticker: 600971 Security ID: Y013A3124 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Daily Related-party For For Management Transactions 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- ANHUI HONGLU STEEL CONSTRUCTION (GROUP) CO., LTD. Ticker: 002541 Security ID: Y013AG109 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for an Increase in For For Management Comprehensive Bank Credit Lines 2 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- ANHUI HONGLU STEEL CONSTRUCTION (GROUP) CO., LTD. Ticker: 002541 Security ID: Y013AG109 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Bank Credit Lines -------------------------------------------------------------------------------- ANHUI HONGLU STEEL CONSTRUCTION (GROUP) CO., LTD. Ticker: 002541 Security ID: Y013AG109 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ANHUI HONGLU STEEL CONSTRUCTION (GROUP) CO., LTD. Ticker: 002541 Security ID: Y013AG109 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Public Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Existence Period For For Management 2.5 Approve Coupon Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Related to Bondholder For For Management Meetings 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Raised Funds Management and For For Management Deposit Accounts 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Public Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Shareholder Return Plan For For Management 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ANHUI HONGLU STEEL CONSTRUCTION (GROUP) CO., LTD. Ticker: 002541 Security ID: Y013AG109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Adjustment on Remuneration of For Against Management Directors and Senior Management Members 7 Approve Appointment of Auditor For For Management 8 Approve Accounts Receivable of For For Management Factoring Business 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12.1 Elect Shang Xiaobo as Non-Independent For For Shareholder Director 12.2 Elect Shang Xiaohong as For For Shareholder Non-Independent Director 12.3 Elect Wan Shengping as Non-Independent For For Shareholder Director 13.1 Elect Wang Qi as Independent Director For For Management 13.2 Elect Pan Ping as Independent Director For For Management 14.1 Elect Shen Xiaoping as Supervisor For For Shareholder 14.2 Elect Yang Chunjing as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANHUI HONGLU STEEL CONSTRUCTION (GROUP) CO., LTD. Ticker: 002541 Security ID: Y013AG109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For For Management Application 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- ANHUI HUAMAO TEXTILE CO. LTD. Ticker: 000850 Security ID: Y0138D109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Daily Related-Party For For Management Transactions 7 Approve Disposal of Trading Financial For For Management Assets 8 Approve Provision of Guarantee For For Management 9 Amend Articles of Association For Against Management 10 Approve Appointment of Auditor For For Management 11 Approve Increase in Daily For For Management Related-Party Transactions 12.1 Elect Ni Junlong as Non-Independent For For Shareholder Director 12.2 Elect Zuo Zhipeng as Non-Independent For For Shareholder Director 12.3 Elect Hu Mengchun as Non-Independent For For Shareholder Director 12.4 Elect Dai Huangqing as Non-Independent For For Shareholder Director 12.5 Elect Wang Zhanghong as For For Shareholder Non-Independent Director 13.1 Elect Yang Jichao as Independent For For Shareholder Director 13.2 Elect Guan Yamei as Independent For For Shareholder Director 13.3 Elect Chu Yuming as Independent For For Shareholder Director 13.4 Elect Huang Wenping as Independent For For Shareholder Director 14.1 Elect Liu Chunxi as Supervisor For For Shareholder 14.2 Elect Guan Hui as Supervisor For For Shareholder 14.3 Elect Zhai Yicheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANHUI HUILLONG AGRICULTURAL MEANS OF PRODUCTION CO., LTD. Ticker: 002556 Security ID: Y013AJ103 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Commercial Papers For For Management -------------------------------------------------------------------------------- ANHUI HUILLONG AGRICULTURAL MEANS OF PRODUCTION CO., LTD. Ticker: 002556 Security ID: Y013AJ103 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares and Issuance of Convertible Bonds as well as Raising Supporting Funds 2.1 Approve Target Asset For For Management 2.2 Approve Transaction Subject For For Management 2.3 Approve Valuation and Valuation of For For Management Underlying Assets 2.4 Approve Payment Method For For Management 2.5 Approve Profit and Loss Attributable For For Management to Transition Period and Undistributed Profit Arrangement 2.6 Approve Issue Type, Par Value and For For Management Listing Location 2.7 Approve Target Subscribers and For For Management Subscription Manner 2.8 Approve Issue Price and Pricing Basis For For Management 2.9 Approve Issue Scale For For Management 2.10 Approve Lock-up Period For For Management 2.11 Approve Issue Type and Par Value For For Management 2.12 Approve Issue Manner For For Management 2.13 Approve Target Subscribers and For For Management Subscription Manner 2.14 Approve Issue Scale For For Management 2.15 Approve Conversion Price For For Management 2.16 Approve Source of Conversion Shares For For Management 2.17 Approve Bond Period For For Management 2.18 Approve Conversion Period For For Management 2.19 Approve Lock-up Period For For Management 2.20 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.21 Approve Terms of Sell-Back For For Management 2.22 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.23 Approve Guarantee and Rating For For Management 2.24 Approve Other Matters For For Management 2.25 Approve Performance Compensation For For Management Arrangement 2.26 Approve Performance Excess Reward For For Management 2.27 Approve Raising Supporting Funds For For Management Overall Transaction 2.28 Approve Issue Type and Par Value For For Management 2.29 Approve Issue Manner For For Management 2.30 Approve Issue Target Subscriber For For Management 2.31 Approve Issue Scale For For Management 2.32 Approve Issue Price For For Management 2.33 Approve Restricted Period Arrangement For For Management 2.34 Approve Issue Type and Par Value For For Management 2.35 Approve Issue Manner and Target Parties For For Management 2.36 Approve Issue Scale For For Management 2.37 Approve Conversion Period For For Management 2.38 Approve Restricted Period For For Management 2.39 Approve Terms of Redemption For For Management 2.40 Approve Other Matters For For Management 2.41 Approve Resolution Validity Period For For Management 3 Approve Draft and Summary of Issuance For For Management of Shares, Convertible Bonds and Cash Payment to Acquire Asset and Raising Supporting Funds and Related Party Transaction 4 Approve Signing Relevant Agreement of For For Management Company and Counterparty 5 Approve Transaction Constitute as For For Management Related Party Transaction 6 Approve Transaction Does Not For For Management Constitute as Major Asset Restructure 7 Approve Transaction Does Not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction is in Line with For For Management Major Asset of Listed Companies Proposal on Relevant Regulations on Restructuring Management Measures 9 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 10 Approve Basis of Pricing and Fairness For For Management and Reasonableness of this Transaction 11 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Fluctuation of the Company's For For Management Stock Price Does Not Reach the Relevant Standard of Article 5 of the Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 16 Approve Shareholder Return Plan For For Management 17 Approve Authorization of the Board to For For Management Handle All Related Matters 18 Approve Whitewash Waiver For For Management -------------------------------------------------------------------------------- ANHUI HUILLONG AGRICULTURAL MEANS OF PRODUCTION CO., LTD. Ticker: 002556 Security ID: Y013AJ103 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Size to Target Parties For For Management 1.2 Approve Pricing Basis of Raised Funds For For Management 1.3 Approve Lock-up Period of Raised Funds For For Management 2 Approve Bill Pool Business For For Management -------------------------------------------------------------------------------- ANHUI HUILLONG AGRICULTURAL MEANS OF PRODUCTION CO., LTD. Ticker: 002556 Security ID: Y013AJ103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Daily Related-party For For Management Transactions 8 Approve Provision of Guarantee for For Against Management Controlled Subsidiaries 9 Approve Provision of External Guarantee For For Management 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Remuneration of Directors and For For Management Supervisors 12 Approve to Appoint Financial Report For For Management Auditor 13 Approve Forward Foreign Exchange For For Management Transactions 14 Approve Securities Investment For For Management Management System 15 Approve Use of Idle Own Funds for For For Management Securities Investment -------------------------------------------------------------------------------- ANHUI JIANGHUAI AUTOMOBILE GROUP CORP. LTD. Ticker: 600418 Security ID: Y0141C106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Remuneration of Directors For For Management 9 Approve Comprehensive Bank Credit Line For For Management Application 10 Approve Provision of Entrusted Loan For Against Management 11 Approve Provision of External Guarantee For Against Management 12 Approve Forward Foreign Exchange For For Management Transactions 13 Approve Deposits and Related-Party For For Management Transactions with Ruifu Auto Finance Co., Ltd. 14 Approve Appointment of Auditor For For Management 15 Approve Use of Idle Own Funds to For For Management Purchase Bank Financial Products 16 Approve Provision of Car Repurchase For For Management Guarantee for Customers 17 Approve Related Party Transaction in For For Management Connection to Provision of Car Repurchase Guarantee for Customers 18 Approve Guarantee Provision by For Against Management Controlled Subsidiary 19 Approve Land Collection and Storage For For Management -------------------------------------------------------------------------------- ANHUI JINHE INDUSTRIAL CO., LTD. Ticker: 002597 Security ID: Y013AK100 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Management Method 2 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ANHUI JINHE INDUSTRIAL CO., LTD. Ticker: 002597 Security ID: Y013AK100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Daily Related Party For For Management Transactions 10 Approve Comprehensive Credit Line For For Management Application 11 Approve Guarantee Provision Plan For For Management 12 Approve Change in Registered Capital For For Management and Amend Articles of Association 13 Approve Use of Temporary Idle Raised For For Management Funds to Conduct Cash Management -------------------------------------------------------------------------------- ANHUI JINHE INDUSTRIAL CO., LTD. Ticker: 002597 Security ID: Y013AK100 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 2 Approve Appointment of Auditor For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Repurchase and Cancellation of For For Shareholder Performance Shares That Has Been Granted But Not Yet Unlocked 3 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yang as Independent Director For For Management -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Shares Incentive For For Management Plan Draft and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Forward Foreign Exchange For For Management Settlement and Sale and Foreign Exchange Options 2 Approve Application of Bank Credit For For Management Lines 3 Approve Repurchase and Cancellation of For For Management Performance Shares Granted But Not Yet Unlocked 4 Approve External Guarantee For Against Management 5 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Manner of Pricing 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Disposal of Distribution For For Management Arrangement of Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 10 Approve Termination of the For For Management Implementation of Performance Shares Incentive Plan 11 Approve Completion of Initial Public For For Management Offering of Stock Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wen Donghua as Independent For For Management Director -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fan Jinsong as Non-independent For For Management Director 1.2 Elect Gao Xiaomin as Non-independent For For Management Director 1.3 Elect Zhong Zhiguo as Non-independent For For Management Director 1.4 Elect Fan Fengyun as Non-independent For For Management Director 2.1 Elect Wen Donghua as Independent For For Management Director 2.2 Elect Wang Yang as Independent Director For For Management 2.3 Elect Zhao Zhicheng as Independent For For Management Director 3.1 Elect Fan Lijuan as Supervisor For For Management 3.2 Elect Cai Gang as Supervisor For For Management -------------------------------------------------------------------------------- ANHUI KOUZI DISTILLERY CO., LTD. Ticker: 603589 Security ID: Y013BD105 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Share Repurchase Plan For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ANHUI KOUZI DISTILLERY CO., LTD. Ticker: 603589 Security ID: Y013BD105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Budget Plan For Against Management 5 Approve Profit Distribution Plan For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Related Party Transaction with For For Management Related Party 8 Approve Appointment of Auditor For For Management 9 Approve Annual Report and Summary For For Management 10.1 Elect Xu Jin as Non-independent For For Management Director 10.2 Elect Xu Qinxiang as Non-independent For For Management Director 10.3 Elect Fan Bo as Non-independent For For Management Director 10.4 Elect Huang Shaogang as For For Management Non-independent Director 10.5 Elect Zhang Guoqiang as For For Management Non-independent Director 10.6 Elect Sun Guang as Non-independent For For Management Director 11.1 Elect Wang Weiyun as Independent For For Management Director 11.2 Elect Chen Limin as Independent For For Management Director 11.3 Elect Lin Guowei as Independent For For Management Director 12.1 Elect Zhou Tuliang as Supervisor For For Management 12.2 Elect Xu Jun as Supervisor For For Management -------------------------------------------------------------------------------- ANHUI SIERTE FERTILIZER INDUSTRY CO., LTD. Ticker: 002538 Security ID: Y013AH107 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jin Guoqing as Non-Independent For For Management Director 1.2 Elect Jin Zhenghui as Non-Independent For For Management Director 1.3 Elect Fang Jun as Non-Independent For For Management Director 1.4 Elect Li Gang as Non-Independent For For Management Director 1.5 Elect Zhu Guoquan as Non-Independent For For Management Director 1.6 Elect Zhang Xiaofeng as For For Management Non-Independent Director 2.1 Elect Gu Haiying as Independent For For Management Director 2.2 Elect Yuan Tianrong as Independent For For Management Director 2.3 Elect Luo Yisong as Independent For For Management Director 3.1 Elect Gui Fange as Supervisor For For Management 3.2 Elect Liu Bo as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- ANHUI SIERTE FERTILIZER INDUSTRY CO., LTD. Ticker: 002538 Security ID: Y013AH107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Use of Raised Funds and For For Management Adjustment of Idle Funds for Cash Management 9 Approve Daily Related Party Transaction For For Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ANHUI SINONET & XINLONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002298 Security ID: Y013A8107 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Base Date, Issue For For Management Price, and Pricing Basis 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures and Commitments to be Taken 7 Approve Authorization of Board to For For Management Handle All Matters Related to Private Placement of Shares -------------------------------------------------------------------------------- ANHUI SINONET & XINLONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002298 Security ID: Y013A8107 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Manner and Issue Time For For Management 1.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 1.3 Approve Issue Size For For Management 1.4 Approve Target Subscribers and For For Management Subscription Method 1.5 Approve Lock-up Period For For Management 2 Approve Plan for Private Placement of For For Management Shares (Revised) 3 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) -------------------------------------------------------------------------------- ANHUI SINONET & XINLONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002298 Security ID: Y013A8107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Report on the Deposit and For For Management Usage of Raised Funds 5 Approve Provision of Guarantee For Against Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- ANHUI SUN-CREATE ELECTRONICS CO., LTD. Ticker: 600990 Security ID: Y013A9113 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Chuncheng as For For Management Non-Independent Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ANHUI SUN-CREATE ELECTRONICS CO., LTD. Ticker: 600990 Security ID: Y013A9113 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- ANHUI SUN-CREATE ELECTRONICS CO., LTD. Ticker: 600990 Security ID: Y013A9113 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget For Against Management 5 Approve Profit Distibution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For For Management 8 Approve Financial Service Agreement For For Management 9 Approve Report of the Board of For For Management Independent Directors -------------------------------------------------------------------------------- ANHUI TONGFENG ELECTRONICS CO., LTD. Ticker: 600237 Security ID: Y01394108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 5 Approve Provision for Asset Impairment For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve 2019 Remuneration Settlement For Did Not Vote Management of Directors, Supervisors and Senior Management Members 9 Approve 2020 Remuneration of For Did Not Vote Management Directors, Supervisors and Senior Management Members 10 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- ANHUI WANJIANG LOGISTICS (GROUP) CO., LTD. Ticker: 600575 Security ID: Y9675M109 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Security Abbreviation 2 Approve Amendments to Articles of For Against Management Association 3.1 Elect Wang Rong as Non-Independent For For Shareholder Director 3.2 Elect Niu Zhankui as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ANHUI WANWEI UPDATED HIGH-TECH MATERIAL INDUSTRY CO., LTD. Ticker: 600063 Security ID: Y0139Q109 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2.1 Elect Dai Xinmin as Independent For For Management Director 2.2 Elect You Jia as Independent Director For For Management 3.1 Elect Liu Bangzhu as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANHUI WANWEI UPDATED HIGH-TECH MATERIAL INDUSTRY CO., LTD. Ticker: 600063 Security ID: Y0139Q109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related-Party Transaction For For Management 6 Approve Appointment of Auditor For For Management 7 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- ANHUI XINHUA MEDIA CO., LTD. Ticker: 601801 Security ID: Y013AD106 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Lease of Property For For Management -------------------------------------------------------------------------------- ANHUI XINHUA MEDIA CO., LTD. Ticker: 601801 Security ID: Y013AD106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Allocation of Income and For For Management Dividends 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- ANHUI YINGLIU ELECTROMECHANICAL CO., LTD. Ticker: 603308 Security ID: Y013B2109 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Du Yingliu as Non-Independent For For Management Director 1.2 Elect Lin Xin as Non-Independent For For Management Director 1.3 Elect Ding Bangman as Non-Independent For For Management Director 1.4 Elect Tu Jianguo as Non-Independent For For Management Director 1.5 Elect Jiang Dianhai as Non-Independent For For Management Director 1.6 Elect Xu Weidong as Non-Independent For For Management Director 1.7 Elect Wang Yuying as Independent For For Management Director 1.8 Elect Cheng Xiaozhang as Independent For For Management Director 1.9 Elect Li Rui as Independent Director For For Management 2.1 Elect Cao Shoufeng as Supervisor For For Management 2.2 Elect Chen Jingqi as Supervisor For For Management -------------------------------------------------------------------------------- ANHUI YINGLIU ELECTROMECHANICAL CO., LTD. Ticker: 603308 Security ID: Y013B2109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- ANHUI ZHONGDING SEALING PARTS CO., LTD. Ticker: 000887 Security ID: Y01379109 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Partial Raised Funds For For Management Investment Project 2 Approve Change in Usage of Raised For For Management Funds to Acquire Equity and Capital Increase 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ANHUI ZHONGDING SEALING PARTS CO., LTD. Ticker: 000887 Security ID: Y01379109 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Address, For For Management Business Scope and Amend Articles of Association -------------------------------------------------------------------------------- ANHUI ZHONGDING SEALING PARTS CO., LTD. Ticker: 000887 Security ID: Y01379109 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Application of Credit Lines For For Management 3 Approve Foreign Exchange Hedging For For Management Business 4 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management 5 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ANIMA HOLDING SA Ticker: ANIM3 Security ID: P4611H116 Meeting Date: SEP 13, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Acquisition of Controlling For For Management Stake of Vidam Empreendimentos Educacionais Ltda. and Ages Empreendimentos Educacionais Ltda. -------------------------------------------------------------------------------- ANIMA HOLDING SA Ticker: ANIM3 Security ID: P4611H116 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Acquire Remaining For For Management Shares of SOBEPE - Sociedade Brasileira de Educacao, Cultura, Pesquisa e Extensao S/A 2 Ratify Wulaia Consultoria e Assessoria For For Management Financeira Ltda as the Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Acquisition of Remaining For For Management Shares of SOBEPE - Sociedade Brasileira de Educacao, Cultura, Pesquisa e Extensao S/A 5 Approve Capital Increase in Connection For For Management with the Transaction 6 Amend Article 5 to Reflect Changes in For For Management Capital 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 8 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ANIMA HOLDING SA Ticker: ANIM3 Security ID: P4611H116 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Company's For Against Management Management and Fiscal Council 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ANIMA HOLDING SA Ticker: ANIM3 Security ID: P4611H116 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Acquisition of Shares of For For Management Instituto de Educacao Unicuritiba Ltda by VC Network Educacao S/A 2 Approve Agreement to Acquire Remaining For For Management Shares of VC Network Educacao S/A 3 Ratify Wulaia Consultoria e Assessoria For For Management Financeira Ltda as Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal For For Management 5 Approve Acquisition of Remaining For For Management Shares of VC Network Educacao S/A 6 Approve Capital Increase in Connection For For Management with the Transaction 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 8 Amend Article 5 to Reflect Changes in For For Management Capital 9 Amend Article 12 Re: Decrease in Board For For Management Size 10 Consolidate Bylaws For For Management 11 Approve Stock Purchase Plan For For Management -------------------------------------------------------------------------------- ANTA SPORTS PRODUCTS LTD. Ticker: 2020 Security ID: G04011105 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lai Shixian as Director For For Management 4 Elect Wu Yonghua as Director For For Management 5 Elect Wang Wenmo as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ANTONG HOLDINGS CO., LTD. Ticker: 600179 Security ID: Y3120S100 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Pledge as Guarantee for For For Management Loan 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5.1 Elect Zheng Shaoping as For For Management Non-Independent Director 5.2 Elect Lou Jianqiang as Non-Independent For For Management Director 5.3 Elect Wang Jingwen as Non-Independent For For Management Director 5.4 Elect Guo Chaoyang as Non-Independent For For Management Director 6.1 Elect Chu Xuejian as Independent For For Management Director 6.2 Elect Zhang Zhiyue as Independent For For Management Director 6.3 Elect Shao Lixin as Independent For For Management Director 7.1 Elect Guo Qingliang as Supervisor For For Management 7.2 Elect Lin Guoxin as Supervisor For For Management -------------------------------------------------------------------------------- ANXIN TRUST CO. LTD. Ticker: 600816 Security ID: Y0140X101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Special Report on Financial For For Management Dealings with Related Party and External Guarantee 7 Approve Appointment of Auditor For For Management 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ANYANG IRON & STEEL CO., LTD. Ticker: 600569 Security ID: Y0149E104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor and For For Management Payment of Remuneration 9 Approve Allowance of Independent For For Management Directors 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Amend Articles of Association For For Management 12 Approve Investment in Raw Materials For For Management and Other Projects 13 Approve Comprehensive Credit Line Bank For For Management Application 14 Approve Fixed Assets Investment Plan For For Management 15.1 Elect Li Lijian as Non-Independent For For Shareholder Director 15.2 Elect Zhang Huaibin as Non-Independent For For Shareholder Director 15.3 Elect Guo Xianzhen as Non-Independent For For Shareholder Director 16.1 Elect Hu Weisheng as Independent For For Management Director 16.2 Elect Li Chuntao as Independent For For Management Director 16.3 Elect Guan Bingchun as Independent For For Management Director 17.1 Elect Li Fuyong as Supervisor For For Shareholder 17.2 Elect Zhang Xiansheng as Supervisor For For Shareholder 17.3 Elect Hong Ye as Supervisor For For Shareholder -------------------------------------------------------------------------------- APELOA PHARMACEUTICAL CO., LTD. Ticker: 000739 Security ID: Y71710100 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Use of Idle Funds for Cash For For Management Management 10 Amend Articles of Association For For Management 11 Amend Articles and Rules on For For Management Shareholder Meetings 12.1 Elect Zhu Fangmeng as Non-Independent For For Management Director 12.2 Elect Xu Wencai as Non-Independent For For Management Director 12.3 Elect Hu Tiangao as Non-Independent For For Management Director 12.4 Elect Wu Xing as Non-Independent For For Management Director 13.1 Elect Yao Minglong as Independent For For Management Director 13.2 Elect Zhang Aizhu as Independent For For Management Director 13.3 Elect Chen Ling as Independent Director For For Management 14.1 Elect Li Guoping as Supervisor For For Management 14.2 Elect Jin Longhua as Supervisor For For Management -------------------------------------------------------------------------------- APOLLO HOSPITALS ENTERPRISE LIMITED Ticker: 508869 Security ID: Y0187F138 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Shobana Kamineni as Director For For Management 4 Elect Murali Doraiswamy as Director For For Management 5 Elect V. Kavitha Dutt as Director For For Management 6 Elect MBN Rao as Director For For Management 7 Reelect Vinayak Chatterjee as Director For For Management 8 Approve Payment of Commission to For For Management Non-Executive Directors 9 Approve Reappointment and Remuneration For For Management of Shobana Kamineni as Wholetime Director, Designated as Executive Vice-Chairperson 10 Approve Continuation of Payment of For For Management Remuneration to Executive Directors 11 Adopt New Memorandum of Association For For Management 12 Adopt New Articles of Association For For Management 13 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 14 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- APOLLO HOSPITALS ENTERPRISE LIMITED Ticker: 508869 Security ID: Y0187F138 Meeting Date: OCT 21, 2019 Meeting Type: Court Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- APOLLO HOSPITALS ENTERPRISE LIMITED Ticker: 508869 Security ID: Y0187F138 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Enter Into Long Term Supply For For Management Agreement with Apollo Pharmacies Limited -------------------------------------------------------------------------------- APOLLO TYRES LTD. Ticker: 500877 Security ID: Y0188S147 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Robert Steinmetz as Director For For Management 4 Reelect Francesco Gori as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Satish Sharma as Director and For For Management Approve Appointment and Remuneration of Satish Sharma as Whole Time Director 7 Reelect Akshay Chudasama as Director For For Management 8 Reelect Vikram S. Mehta as Director For For Management 9 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- APOLLO TYRES LTD. Ticker: 500877 Security ID: Y0188S147 Meeting Date: SEP 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Anjali Bansal as Director For For Management -------------------------------------------------------------------------------- APOLLO TYRES LTD. Ticker: 500877 Security ID: Y0188S147 Meeting Date: DEC 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Borrowing Powers For For Management 2 Approve Creation of Charges, For For Management Mortgages, Hypothecation on Assets in Connection with the Borrowings of the Company -------------------------------------------------------------------------------- APOLLO TYRES LTD. Ticker: 500877 Security ID: Y0188S147 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 2 Approve Issuance of Compulsorily For For Management Convertible Preference Shares to Emerald Sage Investment Ltd on Preferential Basis -------------------------------------------------------------------------------- ARAB NATIONAL BANK Ticker: 1080 Security ID: M1454X102 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Distributed Dividend of SAR 0. For For Management 50 per Share for First Half of FY 2019 5 Approve Dividends of SAR 0.50 per For For Management Share for Second Half of FY 2019 6 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 7 Amend Article 5 of Bylaws Re: Company For For Management Head Office 8 Amend Article 8 of Bylaws Re: Initial For For Management Public Offering 9 Delete Article 16 of Bylaws Re: For For Management Seizure of Shares 10 Amend Article 23 of Bylaws Re: For For Management Chairman, Deputy and Managing Director 11 Amend Article 33 of Bylaws Re: General For For Management Meeting Invitation 12 Amend Article 44 of Bylaws Re: For For Management Committee Reports 13 Amend Article 48 of Bylaws Re: For For Management Financial Documents 14 Amend Articles of Bylaws Re: For For Management Reorganizing Articles and Numbering 15 Approve Discharge of Directors for FY For For Management 2019 16.1 Elect Salah Al Rashid as Director None Abstain Management 16.2 Elect Hisham Al Jabr as Director None Abstain Management 16.3 Elect Abdulmuhsin Al Touq as Director None Abstain Management 16.4 Elect Ahmed Al Omran as Director None Abstain Management 16.5 Elect Mohammed Al Moammar as Director None Abstain Management 16.6 Elect Mohammed Al Kanani as Director None Abstain Management 16.7 Elect Ahmed Murad as Director None Abstain Management 16.8 Elect Thamir Al Wadee as Director None Abstain Management 16.9 Elect Abdulazeez Al Habdan as Director None Abstain Management 16.10 Elect Mansour Al Busseeli as Director None Abstain Management 16.11 Elect Fahd Al Anqari as Director None Abstain Management 16.12 Elect Badr Al Issa as Director None Abstain Management 17 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 18 Approve Remuneration of Directors of For For Management SAR 5,036,017 for FY 2019 19 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 20 Approve Related Party Transactions For Against Management 21 Approve Related Party Transactions Re: For For Management Al Rashid Trading & Contracting Company 22 Approve Related Party Transactions Re: For For Management Al Jabr Company 23 Approve Related Party Transactions Re: For For Management Al Jabr Company 24 Approve Related Party Transactions Re: For For Management Al Hilal Company 25 Approve Related Party Transactions Re: For For Management Saudi Technical Plastic Ltd 26 Approve Related Party Transactions Re: For For Management Al Rashid Trading & Contracting Company 27 Approve Related Party Transactions Re: For For Management Rashid Abdul Rahman Al Rashid and Sons Group 28 Approve Related Party Transactions Re: For For Management Al Jabr Company 29 Approve Related Party Transactions Re: For For Management Abana Company 30 Approve Related Party Transactions Re: For For Management Al Khaleej Training and Education 31 Approve Related Party Transactions Re: For For Management Riyad Business Gate Company 32 Approve Related Party Transactions Re: For For Management Al Jabr Holding Group 33 Approve Related Party Transactions Re: For For Management Estra Group 34 Approve Related Party Transactions Re: For For Management Al Hilal 35 Approve Related Party Transactions Re: For For Management Salah Al Rashid 36 Approve Related Party Transactions Re: For For Management Metlife and American International Group 37 Approve Related Party Transactions Re: For For Management Metlife and American International Group 38 Approve Related Party Transactions Re: For For Management Metlife and American International Group -------------------------------------------------------------------------------- ARAB NATIONAL BANK Ticker: 1080 Security ID: M1454X102 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audit Committee Charter For For Management 2 Elect Thamir Al Wadee as Member of For For Management Audit Committee -------------------------------------------------------------------------------- ARABIAN CEMENT CO. Ticker: 3010 Security ID: M1R20A108 Meeting Date: APR 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Approve Dividends of SAR 1.75 per For For Management Share for FY 2019 9 Approve Related Party Transactions Re: For For Management Ready Mix Concrete and Construction Supplies in Jordan 10 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- ARABIAN CENTRES CO. Ticker: 4321 Security ID: M0000Y101 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Sukuk For For Management -------------------------------------------------------------------------------- ARABTEC HOLDING CO. PJSC Ticker: ARTC Security ID: M1491G104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize the Chairman of the AGM to For For Management Appoint the Meeting Secretary Antoine Abi Rached and the Vote Collector FAB 2 Approve Board Report on Company For For Management Operations for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Accept Financial Statements and For Against Management Statutory Reports for FY 2019 5 Approve Discharge of Directors for FY For Against Management 2019 6 Approve Discharge of Auditors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Ratify the Appointment of Hamad Al For For Management Ameri as Director in Replacement to Khaleefah Al Romaithi -------------------------------------------------------------------------------- ARCA CONTINENTAL SAB DE CV Ticker: AC Security ID: P0448R103 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO's Report on Operations and For For Management Results of Company Accompanied by Auditor's Report and Board's Opinion 1.2 Approve Report on Operations and For For Management Activities Undertaken by Board and Accounting Policies and Criteria and Information Followed in Preparation of Financial Information 1.3 Approve Report of Audit and Corporate For For Management Practices Committee; Receive Report on Adherence to Fiscal Obligations 2 Approve Allocation of Income and Cash For For Management Dividends of MXN 2.42 Per Share 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors, Verify their For Against Management Independence Classification, Approve their Remuneration and Elect Secretaries 5 Approve Remuneration of Board For Against Management Committee Members; Elect Chairman of Audit and Corporate Practices Committee 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ARCADYAN TECHNOLOGY CORP. Ticker: 3596 Security ID: Y02020116 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect CHEN JUI-TSUNG, a Representative For Against Management of COMPAL ELECTRONICS INC. with SHAREHOLDER NO.6, as Non-Independent Director 1.2 Elect WONG CHUNG-PIN, a For Against Management Representative of COMPAL ELECTRONICS INC. with SHAREHOLDER NO.6, as Non-Independent Director 1.3 Elect PENG SHEN-HUA, a Representative For Against Management of COMPAL ELECTRONICS INC. with SHAREHOLDER NO.6, as Non-Independent Director 1.4 Elect LIU CHUNG-PAO, a Representative For Against Management of COMPAL ELECTRONICS INC. with SHAREHOLDER NO.6, as Non-Independent Director 1.5 Elect TSENG CHAO-PENG with SHAREHOLDER For For Management NO.12 as Non-Independent Director 1.6 Elect WEI CHE-HO with SHAREHOLDER NO. For Against Management L101566XXX as Non-Independent Director 1.7 Elect LEE ING-JEN with SHAREHOLDER NO. For Against Management N103673XXX as Independent Director 1.8 Elect WEN CHING-CHANG with SHAREHOLDER For Against Management NO.D100813XXX as Independent Director 1.9 Elect YANG WEN-AN with SHAREHOLDER NO. For Against Management R103424XXX as Independent Director 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Plan on Profit Distribution For For Management 4 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ARCELIK AS Ticker: ARCLK Security ID: M1490L104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For For Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- ARCHERMIND TECHNOLOGY (NANJING) CO., LTD. Ticker: 300598 Security ID: Y0149S103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve to Appoint Auditor For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Remuneration of Directors For Did Not Vote Management 8 Approve Remuneration of Supervisors For Did Not Vote Management 9 Approve Change of Business Scope and For Did Not Vote Management Amend Articles of Association 10 Approve Shareholder Return Plan For Did Not Vote Management 11 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 12.1 Approve Share Type and Par Value For Did Not Vote Management 12.2 Approve Issue Manner and Issue Time For Did Not Vote Management 12.3 Approve Target Subscribers For Did Not Vote Management 12.4 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Principle 12.5 Approve Issue Size For Did Not Vote Management 12.6 Approve Subscription Method For Did Not Vote Management 12.7 Approve Lock-up Period Arrangement For Did Not Vote Management 12.8 Approve Listing Exchange For Did Not Vote Management 12.9 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 12.10 Approve Amount and Usage of Raised For Did Not Vote Management Funds 12.11 Approve Resolution Validity Period For Did Not Vote Management 13 Approve Plan on Private Placement of For Did Not Vote Management Shares 14 Approve Demonstration Analysis Report For Did Not Vote Management in Connection to Private Placement 15 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 16 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Undertakings of Remedial For Did Not Vote Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 18 Approve Special Report on the Usage of For Did Not Vote Management Previously Raised Funds 19 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 20 Elect Hu Hao as Independent Director For Did Not Vote Shareholder -------------------------------------------------------------------------------- ARCHERMIND TECHNOLOGY (NANJING) CO., LTD. Ticker: 300598 Security ID: Y0149S103 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital, For For Management Amendments to Articles of Association and Authorize Change in Industrial and Commercial Registration -------------------------------------------------------------------------------- ARDENTEC CORP. Ticker: 3264 Security ID: Y02028119 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect Chih-Yuan Lu with SHAREHOLDER NO. For For Management 9 as Non-Independent Director 3.2 Elect Chi-Ming Chang with SHAREHOLDER For For Management NO.24 as Non-Independent Director 3.3 Elect Yen-Hie Chao, a Representative For For Management of Macronix International Co., Ltd. with SHAREHOLDER NO.4 as Non-Independent Director 3.4 Elect a Representative of Chiu Chiang For Against Management Investment Co., Ltd. with SHAREHOLDER NO.53120 as Non-Independent Director 3.5 Elect Mickey Ken, a Representative of For For Management Kingwell Investment Inc. with SHAREHOLDER NO.15 as Non-Independent Director 3.6 Elect Liang-Po Chen, a Representative For For Management of BVI Valutek Inc. with SHAREHOLDER NO.198 as Non-Independent Director 3.7 Elect Shuh-Jiunn Liaw, a For For Management Representative of Sheng Tang Investment Ltd. with SHAREHOLDER NO. 295 as Non-Independent Director 3.8 Elect Wei-Shan Hu with SHAREHOLDER NO. For For Management 819 as Independent Director 3.9 Elect Chen-I Chia with SHAREHOLDER NO. For For Management 87147 as Independent Director 3.10 Elect Lai-Juh Chen with SHAREHOLDER NO. For For Management A121498XXX as Independent Director 3.11 Elect Bernard C. Jiang with For For Management SHAREHOLDER NO.A103032XXX as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- AREZZO INDUSTRIA E COMERCIO SA Ticker: ARZZ3 Security ID: P04508100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2019 3 Approve Capital Budget For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Remuneration of Company's For For Management Management 6 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ARRIYADH DEVELOPMENT CO. Ticker: 4150 Security ID: M1R03C105 Meeting Date: APR 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Elect Abdullah Al Bahouth as Director For For Management 6 Elect Abdullah Al Bahouth as Member of For For Management Audit Committee 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Remuneration of Directors of For For Management SAR 4,000,000 for FY 2019 9 Ratify Distributed Dividend of SAR 0. For For Management 40 per Share for First Half of FY 2019 10 Approve Dividends of SAR 0.50 per For For Management Share for Second Half of FY 2019 11 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 12 Amend Audit Committee Charter For For Management 13 Elect Majid Al Subaie as Member of For For Management Audit Committee -------------------------------------------------------------------------------- ARROWHEAD PROPERTIES LTD. Ticker: AWA Security ID: S07526130 Meeting Date: AUG 22, 2019 Meeting Type: Court Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 2 Approve Revocation of Special For For Management Resolution Number 1 if the Scheme Lapses and is Not Continued 1 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- ARROWHEAD PROPERTIES LTD. Ticker: AHA Security ID: S07526155 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Re-elect Mark Kaplan as Director For For Management 1.1.2 Re-elect Gregory Kinross as Director For For Management 1.1.3 Elect Matthew Nell as Director For For Management 1.2 Elect Nozipho Makhoba as Director For For Management 2.1 Elect Gregory Kinross as Chairman of For For Management the Audit and Risk Committee 2.2 Re-elect Arnold Basserabie as Member For For Management of the Audit and Risk Committee 2.3 Elect Nozipho Makhoba as Member of the For For Management Audit and Risk Committee 2.4 Elect Sam Mokorosi as Member of the For For Management Audit and Risk Committee 2.5 Elect Selwyn Noik as Member of the For For Management Audit and Risk Committee 3 Reappoint BDO South Africa For For Management Incorporated as Auditors of the Company and Appoint Sergio Vittone as the Designated Individual Auditor 4 Authorise Board to Issue Shares for For For Management Cash 5.1 Approve Remuneration Policy For For Management 5.2 Approve Remuneration Implementation For For Management Report 6 Authorise Issue of Shares Pursuant to For For Management a Reinvestment Option 7 Authorise Ratification of Approved For For Management Resolutions 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3.1 Approve Fees Payable to the Chairman For For Management of the Board 3.2 Approve Fees Payable to Non-executive For For Management Director 3.3 Approve Fees Payable to Audit and Risk For For Management Committee Member 3.4 Approve Fees Payable to Remuneration For For Management and Nomination Committee Member 3.5 Approve Fees Payable to Investment For For Management Committee Member -------------------------------------------------------------------------------- ARVIND LIMITED Ticker: 500101 Security ID: Y02047119 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Punit Lalbhai as Director For For Management 4 Approve Reappointment and Remuneration For For Management of Jayesh K. Shah as Director and Group Chief Financial Officer 5 Reelect Dileep C. Choksi as Director For For Management 6 Elect Arpit Kantilal Patel as Director For For Management 7 Approve Issuance of Non-Convertible For For Management Debentures and/or Other Debt Securities on Private Placement Basis 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ASCENDIS HEALTH LTD. Ticker: ASC Security ID: S06712103 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Tanya Rae as the Individual Registered Auditor 3.1 Re-elect Dr Kinesh Pather as Director For For Management 3.2 Re-elect Dr Noluyolo Jekwa as Director For For Management 4.1 Elect Andrew Marshall as Director For For Management 4.2 Elect Mark Sardi as Director For For Management 5.1 Re-elect Bharti Harie as Chairman of For For Management the Audit Committee 5.2 Re-elect Mary Bomela as Member of the For Against Management Audit Committee 5.3 Re-elect Dr Kinesh Pather as Member of For For Management the Audit Committee 5.4 Elect Dr Noluyolo Jekwa as Member of For For Management the Audit Committee 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Share Option Scheme For For Management 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For Against Management of Section 45 of the Companies Act 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For Against Management Report 10 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- ASCLETIS PHARMA, INC. Ticker: 1672 Security ID: G0520K109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Yizhen Wei as Director For For Management 2.2 Elect Lin Hua as Director For For Management 2.3 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ASE TECHNOLOGY HOLDING CO., LTD. Ticker: 3711 Security ID: Y0249T100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Domestic Cash Increase by For For Management Issuance of Common Shares 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ASEER CO. FOR TRADING TOURISM INDUSTRIAL AGRICULT REAL ESTATE Ticker: 4080 Security ID: M1504S103 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Feisal Al Qassim as Director None Abstain Management 1.2 Elect Mohammed Al Barjas as Director None Abstain Management 1.3 Elect Mansour Al Buseili as Director None For Management 1.4 Elect Hussein Shubukshi as Director None For Management 1.5 Elect Salih Al Yami as Director None Abstain Management 1.6 Elect Abdullah Al Huweish as Director None Abstain Management 1.7 Elect Raad Al Qahtani as Director None Abstain Management 1.8 Elect Samah Al Subaee as Director None For Management 1.9 Elect Omar Jafri as Director None For Management 1.10 Elect Abdullah Al Jareesh as Director None Abstain Management 1.11 Elect Khalid Al Fudheili as Director None Abstain Management 1.12 Elect Mureea Habbash as Director None For Management 1.13 Elect Salih Al Shithri as Director None Abstain Management 1.14 Elect Abdulazeez Yamani as Director None Abstain Management 1.15 Elect Suleiman Al Hudeithi as Director None For Management 1.16 Elect Mohammed Al Hamad as Director None Abstain Management 1.17 Elect Majid Kheirallah as Director None Abstain Management 1.18 Elect Feisal Shakir as Director None For Management 1.19 Elect Abdullah Kamil as Director None For Management 1.20 Elect Amr Kamil as Director None Abstain Management 1.21 Elect Fahd Al Shamri as Director None For Management 1.22 Elect Adil Dahlawi as Director None Abstain Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 3 Amend Article 32 of Bylaws Re: General For For Management Assembly Invitation 4 Amend Article 43 of Bylaws Re: For For Management Committee Reports 5 Amend Article 48 of Bylaws Re: For For Management Financial Statements -------------------------------------------------------------------------------- ASEER CO. FOR TRADING TOURISM INDUSTRIAL AGRICULT REAL ESTATE Ticker: 4080 Security ID: M1504S103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 -------------------------------------------------------------------------------- ASELSAN ELEKTRONIK SANAYI VE TICARET AS Ticker: ASELS Security ID: M1501H100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For Against Management 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 11 Receive Information on Related Party None None Management Transactions 12 Approve Upper Limit of Donations for For Against Management 2020 13 Approve Upper Limit of Sponsorships to For Against Management Be Made in 2020 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- ASHOK LEYLAND LIMITED Ticker: 500477 Security ID: Y0266N143 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Dheeraj G Hinduja as Director For For Management 4 Reelect Andreas H. Biagosch as Director For Against Management 5 Reelect Jean Brunol as Director For Against Management 6 Reelect Sanjay K. Asher as Director For Against Management 7 Elect Gopal Mahadevan as Director and For Against Management Approve Appointment and Remuneration of Gopal Mahadevan as Whole-time Director designated as Whole-time Director and Chief Financial Officer 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ASHOK LEYLAND LIMITED Ticker: 500477 Security ID: Y0266N143 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Saugata Gupta as Director For For Management 2 Elect Vipin Sondhi as Director For For Management 3 Approve Appointment and Remuneration For For Management of Vipin Sondhi as Managing Director and Chief Executive Officer -------------------------------------------------------------------------------- ASIA CEMENT CORP. Ticker: 1102 Security ID: Y0275F107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect Douglas Tong Hsu, with For For Management Shareholder No. 13, as Non-Independent Director 5.2 Elect Tsai Hsiung Chang (T.H. Chang), For Against Management a Representative of Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director 5.3 Elect Johnny Shih, a Representative of For Against Management Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director 5.4 Elect C.V. Chen, a Representative of For Against Management Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director 5.5 Elect Chin-Der Ou, a Representative of For Against Management Bai Yang Investment Holdings Corporation with Shareholder No. 85666, as Non-Independent Director 5.6 Elect Kun Yan Lee (K.Y. Lee), a For For Management Representative of Yue Ding Industry Co. , Ltd. (U-Ding Corporation) with Shareholder No. 126912, as Non-Independent Director 5.7 Elect Peter Hsu, a Representative of For Against Management Far Eastern Y.Z. Hsu Science And Technology Memorial Foundation with Shareholder No. 180996, as Non-Independent Director 5.8 Elect Chen Kun Chang (C.K. Chang), a For Against Management Representative of Far Eastern Y.Z. Hsu Science And Technology Memorial Foundation with Shareholder No. 180996, as Non-Independent Director 5.9 Elect Ruey Long Chen, a Representative For Against Management of Ta Chu Chemical Fiber Co.,Ltd. with Shareholder No. 225135, as Non-Independent Director 5.10 Elect Connie Hsu, a Representative of For Against Management Huey Kang Investment Corporation with Shareholder No. 92107, as Non-Independent Director 5.11 Elect Champion Lee, a Representative For Against Management of Far Eastern Medical Foundation with Shareholder No. 22744, as Non-Independent Director 5.12 Elect Kwan-Tao Li (K.T. Li), a For Against Management Representative of U-Ming Corporation with Shareholder No. 27718, as Non-Independent Director 5.13 Elect Chi Schive with ID No. For For Management Q100446XXX as Independent Director 5.14 Elect Gordon S. Chen with ID No. For For Management P101989XXX as Independent Director 5.15 Elect Yun-Peng Chu with ID No. For For Management H100450XXX as Independent Director 6 Approve to Lift the Restriction on the For Against Management Prohibition of Directors' Competition According to Article 209 of the Company Act -------------------------------------------------------------------------------- ASIA OPTICAL CO., INC. Ticker: 3019 Security ID: Y0368G103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- ASIA PACIFIC TELECOM CO., LTD. Ticker: 3682 Security ID: Y0R895106 Meeting Date: OCT 02, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Q2 2019 Financial Statements For For Management 2 Approve Q2 2019 Deficit Compensation For For Management 3 Approve Midterm Capital Reduction to For For Management Offset Accumulated Losses 4 Approve Capital Raising by Private For For Management Placement -------------------------------------------------------------------------------- ASIA PACIFIC TELECOM CO., LTD. Ticker: 3682 Security ID: Y0R895106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Deficit Compensation Statement For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties 7.1 Elect Chung, Tsung Ming with ID No. For For Management J102535XXX as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- ASIA POLYMER CORP. Ticker: 1308 Security ID: Y0371T100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- ASIA VITAL COMPONENTS CO., LTD. Ticker: 3017 Security ID: Y0392D100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- ASIAN STAR ANCHOR CHAIN CO., LTD. Ticker: 601890 Security ID: Y0370R105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve to Appoint Internal Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Use of Funds for Bank For For Management Guaranteed Products 10 Approve Use of Funds for Financial For For Management Product 11 Approve Completion of Raised Funds For For Management Project and Use Remaining Funds for Other Raised Funds Projects 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 17.1 Elect Tao Anxiang as Non-Independent For For Management Director 17.2 Elect Tao Liangfeng as Non-Independent For For Management Director 17.3 Elect Tao Xing as Non-Independent For For Management Director 17.4 Elect Zhang Weixin as Non-Independent For For Management Director 17.5 Elect Wang Guiqin as Non-Independent For For Management Director 17.6 Elect Shen Yicheng as Non-Independent For For Management Director 18.1 Elect Huang Peng as Independent For For Management Director 18.2 Elect Zhang Youfa as Independent For For Management Director 18.3 Elect Zhang Yan as Independent Director For For Management 19.1 Elect Jing Donghua as Supervisor For For Management 19.2 Elect Wang Jiping as Supervisor For For Management -------------------------------------------------------------------------------- ASMEDIA TECHNOLOGY INC. Ticker: 5269 Security ID: Y0397P108 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- ASMEDIA TECHNOLOGY INC. Ticker: 5269 Security ID: Y0397P108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3.1 Elect Jerry Shen, a Representative of For Against Management ASUSTeK COMPUTER INC. with SHAREHOLDER NO.00000090, as Non-Independent Director 3.2 Elect Chewei Lin, a Representative of For For Management ASUSTeK COMPUTER INC. with SHAREHOLDER NO.00000090, as Non-Independent Director 3.3 Elect Ted Hsu, a Representative of For Against Management ASUSTeK COMPUTER INC. with SHAREHOLDER NO.00000090, as Non-Independent Director 3.4 Elect Jin-Chun Sheu with SHAREHOLDER For Against Management NO.T101898XXX as Non-Independent Director 3.5 Elect Hung-Tze, Jan with SHAREHOLDER For Against Management NO.M120408XXX as Independent Director 3.6 Elect Joseph Shieh with SHAREHOLDER NO. For Against Management A121453XXX as Independent Director 3.7 Elect Jing-Jyi Wu with SHAREHOLDER NO. For Against Management G101223XXX as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ASPEED TECHNOLOGY, INC. Ticker: 5274 Security ID: Y04044106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendments to Articles of For For Management Association 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Lending For For Management Procedures and Caps 5 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- ASPEN PHARMACARE HOLDINGS LTD. Ticker: APN Security ID: S0754A105 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Receive and Note the Social & Ethics For For Management Committee Report 3.1 Re-elect Kuseni Dlamini as Director For For Management 3.2 Elect Ben Kruger as Director For For Management 3.3 Elect Themba Mkhwanazi as Director For For Management 3.4 Re-elect Babalwa Ngonyama as Director For For Management 3.5 Re-elect David Redfern as Director For For Management 3.6 Re-elect Sindi Zilwa as Director For For Management 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Appoint Anastacia Tshesane as the Individual Registered Auditor 5.1 Re-elect Linda de Beer as Member of For For Management the Audit & Risk Committee 5.2 Elect Ben Kruger as Member of the For For Management Audit & Risk Committee 5.3 Re-elect Babalwa Ngonyama as Member of For For Management the Audit & Risk Committee 5.4 Re-elect Sindi Zilwa as Member of the For For Management Audit & Risk Committee 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Board to Issue Shares for For For Management Cash 8 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 1.1a Approve Fees of the Board Chairman For For Management 1.1b Approve Fees of the Board Members For For Management 1.2a Approve Fees of the Audit & Risk For For Management Committee Chairman 1.2b Approve Fees of the Audit & Risk For For Management Committee Members 1.3a Approve Fees of the Remuneration & For For Management Nomination Committee Chairman 1.3b Approve Fees of the Remuneration & For For Management Nomination Committee Members 1.4a Approve Fees of the Social & Ethics For For Management Committee Chairman 1.4b Approve Fees of the Social & Ethics For For Management Committee Members 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ASSORE LTD. Ticker: ASR Security ID: S07525116 Meeting Date: NOV 29, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Ed Southey as Director For Against Management 2 Re-elect Bill Urmson as Director For For Management 3 Re-elect Ed Southey as Chairman of the For Against Management Audit and Risk Committee 4 Re-elect Bill Urmson as Member of the For For Management Audit and Risk Committee 5 Re-elect Sydney Mhlarhi as Member of For For Management the Audit and Risk Committee 1 Approve Remuneration Policy For Against Management 2 Approve Implementation Plan of the For Against Management Remuneration Policy 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- ASSORE LTD. Ticker: ASR Security ID: S07525116 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of the Scheme Shares For For Management 2 Authorise Repurchase of the General For For Management Offer Shares in Terms of Section 48(8) of the Companies Act 3 Authorise Specific Repurchase of the For For Management General Offer Shares in Terms of Paragraph 5.69(b) of the Listings Requirements 1 Approve Delisting of All Shares from For For Management JSE -------------------------------------------------------------------------------- ASTRA INDUSTRIAL GROUP Ticker: 1212 Security ID: M1531D103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Related Party Transactions Re: For For Management Prince Fahd Bin Sultan Hospital 6 Approve Related Party Transactions Re: For For Management Astra Farms 7 Approve Related Party Transactions Re: For For Management NourNet 8 Approve Related Party Transactions Re: For For Management Astra Farms 9 Approve Related Party Transactions Re: For For Management Astra Food Company 10 Approve Related Party Transactions Re: For For Management Al Tanmiya for Steel Industries 11 Approve Related Party Transactions Re: For For Management Almasirah International 12 Allow Sabeeh Al Masri to Be Involved For For Management with Other Companies 13 Allow Khalid Al Masri to Be Involved For For Management with Other Companies 14 Allow Kameel bin Saaduddin to Be For For Management Involved with Other Companies 15 Allow Ghassan Aqeel to Be Involved For For Management with Other Companies 16 Approve Discharge of Directors for FY For For Management 2019 17 Approve Remuneration of Directors of For For Management SAR 600,000 for FY 2019 18 Approve Absence of Dividends for FY For For Management 2019 19 Amend Article 21 of Bylaws Re: Board For For Management Powers 20 Amend Article 22 of Bylaws Re: Board For For Management Remuneration 21 Amend Article 50 of Bylaws Re: For For Management Dividends 22 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- ASTRAL FOODS LTD. Ticker: ARL Security ID: S0752H102 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2.1 Elect Saleh Mayet as Director For For Management 2.2 Elect Willem Potgieter as Director For For Management 3.1 Re-elect Dr Theunis Eloff as Director For For Management 3.2 Re-elect Tshepo Shabangu as Director For For Management 4.1 Re-elect Diederik Fouche as Member of For For Management the Audit and Risk Management Committee 4.2 Elect Saleh Mayet as Member of the For For Management Audit and Risk Management Committee 4.3 Re-elect Tshepo Shabangu as Member of For For Management the Audit and Risk Management Committee 5.1 Re-elect Gary Arnold as Member of the For For Management Social and Ethics Committee 5.2 Re-elect Theunis Eloff as Member of For For Management the Social and Ethics Committee 5.3 Re-elect Len Hansen as Member of the For For Management Social and Ethics Committee 5.4 Re-elect Takalani Maumela as Member of For For Management the Social and Ethics Committee 6 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company with EJ Gerryts as the Individual Designated Auditor 7 Authorise the Audit and Risk For For Management Management Committee to Fix Remuneration of Auditors 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Authorise Ratification of Approved For For Management Resolutions 11 Approve Fees Payable to Non-executive For For Management Directors 12 Approve Financial Assistance to For For Management Related and Inter-related Companies 13 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ASTRAL POLY TECHNIK LIMITED Ticker: 532830 Security ID: Y0433Q169 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Declare Final Dividend For For Management 4 Reelect Kyle Thompson as Director For Against Management 5 Reelect K R Shenoy as Director For Against Management 6 Reelect Pradip Desai as Director For Against Management 7 Elect Kaushal Nakrani as Director For For Management 8 Approve Issuance of Non-Convertible For For Management Debentures and/or Other Debt Securities on Private Placement Basis 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ASTRAL POLY TECHNIK LIMITED Ticker: 532830 Security ID: Y0433Q169 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Bonus Shares For For Management -------------------------------------------------------------------------------- ASUSTEK COMPUTER, INC. Ticker: 2357 Security ID: Y04327105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Basis of Pricing and Issue For For Management Price 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Verification Report on the For For Management Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 10 Amend Articles of Association and For For Management Handling of Business Registration Changes -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Resolution For For Management Validity Period on Private Placement 2 Approve Repurchase and Cancellation of For For Management 2016 Performance Shares 3 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares 4 Approve Repurchase and Cancellation of For For Management 2019 Performance Shares 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Subscriber and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Scale For For Management 2.6 Approve Restricted Period For For Management 2.7 Approve Scale and Usage of Raised Funds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Signing of Conditional Share For For Management Subscription Agreement Between Company and Subscribers 7 Approve Special Report on the Usage of For For Management Previously Raised Funds 8 Approve Verification Report on the For For Management Usage of Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve Implementation of Self-check For For Management Internal Control Rules 10 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 11 Approve Repurchase and Cancellation of For For Management 2016 Performance Shares 12 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares 13 Approve Repurchase and Cancellation of For For Management 2019 Performance Shares 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction of Strategic For For Management Investors 2 Approve Signing of Conditional For For Management Strategic Cooperation Agreement 3 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ATACADAO SA Ticker: CRFB3 Security ID: P0565P138 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4 Approve Classification of Marcelo For For Management Pavao Lacerda and Luiz Fernando Vendramini Fleury as Independent Directors 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Matthieu Dominique Marie Malige as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Edouard Balthazard Bertrand de Chavagnac as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Noel Frederic Georges Prioux as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Claire Marie Du Payrat as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jerome Alexis Louis Nanty as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Pongracz Rossi as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Abilio dos Santos Diniz as Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Fernando Vendramini Fleury as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Pavao Lacerda as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For For Management Management 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ATACADAO SA Ticker: CRFB3 Security ID: P0565P138 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Stock Option Plan Approved at For For Management the June 26, 2017, EGM 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Article 18 Re: Indemnity For For Management Provision 4 Amend Articles to Comply with New For For Management Regulations of Novo Mercado of B3 5 Approve Renumbering of Articles and For For Management Consolidate Bylaws 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ATEN INTERNATIONAL CO. LTD. Ticker: 6277 Security ID: Y0433U103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 6 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 7 Amend Procedures for Lending Funds to For For Management Other Parties 8 Amend Procedures for Endorsement and For For Management Guarantees 9.1 Elect Sun-Chung Chen (CHEN SHANG For For Management ZHONG), with Shareholder No. 7, as Non-Independent Director 9.2 Elect Shang-Jen Chen (CHEN SHANG REN), For Against Management with Shareholder No. 6, as Non-Independent Director 9.3 Elect Yung-Da Lin (LIN YONG DA), with For Against Management ID No. F120119XXX, as Non-Independent Director 9.4 Elect Shiu-Ta Liao (LIAO XIU DA), with For Against Management Shareholder No. 10, as Non-Independent Director 9.5 Elect Se-Se Chen, with Shareholder No. For Against Management 3, as Non-Independent Director 9.6 Elect Chen-Lin Kuo (GUO ZHEN LIN), For Against Management with ID No. A100243XXX, as Non-Independent Director 9.7 Elect Kun-Yu Chao (ZHAO KUN YU), with For Against Management Shareholder No. 23758, as Non-Independent Director 9.8 Elect Chung-Jen Chen (CHEN ZHONG REN) For Against Management with ID No. A120604XXX as Independent Director 9.9 Elect Chun-Chung Chen (CHEN JUN ZHONG) For For Management with ID No. A122360XXX as Independent Director 9.10 Elect Wei-Jen Chu (ZHU WEI REN) with For For Management ID No. F101013XXX as Independent Director 10 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ATTACQ LTD. Ticker: ATT Security ID: S1244P108 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for the Year Ended 30 June 2019 3 Authorise Board to Issue Shares for For For Management Cash 4 Reappoint Deloitte as Auditors of the For For Management Company with Patrick Kleb as the Designated Partner 5 Re-elect Pierre Tredoux as Director For For Management 6 Re-elect Johan van der Merwe as For For Management Director 7 Re-elect Hellen El Haimer as Director For For Management 8 Re-elect Stewart Shaw-Taylor as For For Management Director 9 Elect Raj Nana as Director For For Management 10 Elect Jackie van Niekerk as Director For For Management 11 Re-elect Stewart Shaw-Taylor as For For Management Chairperson of the Audit and Risk Committee 12 Re-elect Hellen El Haimer as Member of For For Management the Audit and Risk Committee 13 Re-elect Brett Nagle as Member of the For For Management Audit and Risk Committee 14 Place Authorised but Unissued Shares For For Management under Control of Directors 15 Approve Specific Authority to Issue For For Management Shares Pursuant to a Reinvestment Option 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 1 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Allotment and Issue of For For Management Shares to Directors and Prescribed Officers Under the Long-Term Incentive Plan 4 Approve Non-executive Directors' Fees For For Management -------------------------------------------------------------------------------- AU OPTRONICS CORP. Ticker: 2409 Security ID: Y0453H107 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of New Common Shares For For Management for Cash to Sponsor Issuance of the Overseas Depositary Shares and/or for Cash in Public Offering and/or for Cash in Private Placement and/or Issuance of Overseas or Domestic Convertible Bonds in Private Placement 4 Approve the Demerger of the Company's For For Management Business of the General Display and the Public Information Display to the Company's Wholly-owned Subsidiary and the Demerger Proposal 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 7 Approve to Lift Non-competition For For Management Restrictions on Board Members -------------------------------------------------------------------------------- AU OPTRONICS CORP. Ticker: 2409 Security ID: 002255107 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 3.1 Approve Business Report and Financial For For Management Statements 3.2 Approve Profit Distribution For For Management 4.1 Approve Issuance of New Common Shares For For Management for Cash to Sponsor Issuance of the Overseas Depositary Shares and/or for Cash in Public Offering and/or for Cash in Private Placement and/or Issuance of Overseas or Domestic Convertible Bonds in Private Placement 4.2 Approve the Demerger of the Company's For For Management Business of the General Display and the Public Information Display to the Company's Wholly-owned Subsidiary and the Demerger Proposal 4.3 Amend Articles of Association For For Management 4.4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.5 Approve to Lift Non-competition For For Management Restrictions on Board Members -------------------------------------------------------------------------------- AU SMALL FINANCE BANK LIMITED Ticker: 540611 Security ID: Y0R772123 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Krishan Kant Rathi as Director For For Management 2 Reelect Jyoti Narang as Director For For Management 3 Reelect Raj Vikash Verma as Director For For Management 4 Approve Designation and Remuneration For For Management of Raj Vikash Verma as Part-Time Chairman -------------------------------------------------------------------------------- AU SMALL FINANCE BANK LTD. Ticker: 540611 Security ID: Y0R772123 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Uttam Tibrewal as Director For For Management 4 Approve S. R. Batliboi & Associates For For Management LLP, Chartered Accountants as Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Elect Narendra Ostawal as Director For Against Management 6 Approve Fees or Compensation (Profit For For Management Linked Commission) to Non-Executive Directors Including Independent Directors 7 Approve Revision in the Remuneration For For Management of Mannil Venugopalan as Independent Director (Part-Time) Chairman 8 Approve Revision in the Remuneration For For Management of Sanjay Agarwal as Managing Director & CEO 9 Approve Revision in the Remuneration For For Management of Uttam Tibrewal as Whole Time Director 10 Approve Borrowing Powers For For Management 11 Approve Issuance of Debt Securities on For For Management Private Placement Basis 12 Amend Articles of Association For For Management 13 Amend Employee Stock Option Scheme 2016 For For Management -------------------------------------------------------------------------------- AUCMA CO., LTD. Ticker: 600336 Security ID: Y71715109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Daily Related Party For For Management Transactions 8 Approve Financing Business and For Against Management Guarantee Authorization 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Related-Party Transaction For For Management Management System 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Approve Adjustment of Receivables For For Management Portfolio to Accrue Expected Credit Losses 14.1 Elect Li Wei as Non-independent For For Management Director 14.2 Elect Zhang Xingqi as Non-independent For For Management Director 14.3 Elect Zhang Bin as Non-independent For For Management Director 14.4 Elect Xu Yucui as Non-independent For For Management Director 14.5 Elect Sun Mingming as Non-independent For For Management Director 14.6 Elect Zhao Fenglei as Non-independent For For Management Director 15.1 Elect Meng Qingchun as Independent For For Management Director 15.2 Elect Huang Dong as Independent For For Management Director 15.3 Elect Zhou Yongmei as Independent For For Management Director 16.1 Elect Li Fanglin as Supervisor For For Management 16.2 Elect Zhu Jinghui as Supervisor For For Management 16.3 Elect Ning Wenhong as Supervisor For For Management -------------------------------------------------------------------------------- AURAS TECHNOLOGY CO., LTD. Ticker: 3324 Security ID: Y0453L116 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- AUROBINDO PHARMA LIMITED Ticker: 524804 Security ID: Y04527142 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm First and Second Interim For For Management Dividend 4 Reelect P. Sarath Chandra Reddy as For For Management Director 5 Reelect M. Sivakumaran as Director For For Management 6 Reelect K. Ragunathan as Director For For Management 7 Reelect Savita Mahajan as Director For For Management 8 Reelect Avnit Bimal Singh as Director For For Management 9 Approve Reappointment and Remuneration For For Management of P. Sarath Chandra Reddy as Whole-time Director 10 Approve Revision in the Remuneration For For Management of M. Madan Mohan Reddy as Whole-time Director 11 Approve Revision in the Remuneration For For Management of N. Govindarajan as Managing Director -------------------------------------------------------------------------------- AUROBINDO PHARMA LIMITED Ticker: 524804 Security ID: Y04527142 Meeting Date: NOV 30, 2019 Meeting Type: Court Record Date: NOV 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- AUSNUTRIA DAIRY CORPORATION LTD. Ticker: 1717 Security ID: G06318102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Yan Weibin as Director For Against Management 2.2 Elect Tsai Chang-Hai as Director For Against Management 2.3 Elect Lau Chun Fai Douglas as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Final Dividend For For Management 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- AUTEK CHINA, INC. Ticker: 300595 Security ID: Y0483P103 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Change in Business Scope For For Management 5 Approve Amendments to Articles of For For Management Association and Registration Matters 6 Approve Amendments to Draft and For For Shareholder Summary on 2017 Performance Share Incentive Plan 7 Amend Methods to Assess the For For Shareholder Performance of 2017 Performance Share Incentive Plan Participants 8 Approve Amendments to Draft and For For Shareholder Summary on 2019 Performance Share Incentive Plan 9 Amend Methods to Assess the For For Shareholder Performance of 2019 Performance Share Incentive Plan Participants -------------------------------------------------------------------------------- AUTOBIO DIAGNOSTICS CO., LTD. Ticker: 603658 Security ID: Y0483B104 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management -------------------------------------------------------------------------------- AUTOBIO DIAGNOSTICS CO., LTD. Ticker: 603658 Security ID: Y0483B104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Guarantee Provision Plan For For Management 10 Approve Borrowings from Controlling For For Management Shareholder and Related-party Transaction 11 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- AUTOHOME INC. Ticker: ATHM Security ID: 05278C107 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Han Qiu For Against Management 2 Elect Director Dazong Wang For For Management 3 Elect Director Junling Liu For Against Management -------------------------------------------------------------------------------- AVANTI FEEDS LTD. Ticker: 512573 Security ID: Y0485G150 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect N. Ram Prasad as Director For For Management 4 Reelect Wai Yat Paco Lee as Director For For Management 5 Elect A. Venkata Sanjeev as Director For For Management 6 Approve Reappointment and Remuneration For For Management of A. Venkata Sanjeev as Whole-time Director 7 Approve Payment of Remuneration to For For Management Executive Directors 8 Reelect A.V. Achar as Director For For Management 9 Reelect B.V. Kumar as Director For For Management 10 Reelect M.S.P. Rao as Director For For Management 11 Reelect K. Ramamohana Rao as Director For For Management 12 Reelect N.V.D.S. Raju as Director For For Management 13 Reelect K. Kiranmayee as Director For For Management 14 Elect J.V.Ramudu as Director For For Management -------------------------------------------------------------------------------- AVARY HOLDING (SHENZHEN) CO., LTD. Ticker: 002938 Security ID: Y0R9JY100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transactions For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13.1 Elect Shen Qingfang as Non-Independent For For Management Director 13.2 Elect You Zhehong as Non-Independent For For Management Director 13.3 Elect Huang Chongxing as For For Management Non-Independent Director 13.4 Elect Long Long as Non-Independent For For Management Director 14.1 Elect Xu Renshou as Independent For For Management Director 14.2 Elect Zhang Bo as Independent Director For For Management 14.3 Elect Zhao Tianyang as Independent For For Management Director 15.1 Elect Ke Chengen as Supervisor For For Management 15.2 Elect Zang Xiuqing as Supervisor For For Management -------------------------------------------------------------------------------- AVENUE SUPERMARTS LIMITED Ticker: 540376 Security ID: Y04895101 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Manjri Chandak as Director For For Management 3 Approve Borrowing by Issuance of For For Management Secured, Rated, Cumulative, Redeemable, Non-convertible Debentures on Private Placement Basis 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Approve Avenue Supermarts Limited For For Management Employee Stock Option Scheme 2016 6 Approve Grant of Options Under Avenue For For Management Supermarts Limited Employee Stock Options Scheme 2016 to Employees of the Subsidiary Companies -------------------------------------------------------------------------------- AVI LTD. Ticker: AVI Security ID: S0808A101 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors of the Company 3 Re-elect James Hersov as Director For For Management 4 Re-elect Michael Koursaris as Director For For Management 5 Re-elect Simon Crutchley as Director For For Management 6 Elect Alexandra Muller as Director For For Management 7 Re-elect Michael Bosman as Chairman of For For Management the Audit and Risk Committee 8 Re-elect James Hersov as Member of the For Against Management Audit and Risk Committee 9 Elect Alexandra Muller as Member of For For Management the Audit and Risk Committee 10 Approve Fees Payable to the Current For For Management Non-executive Directors, Excluding the Chairman of the Board and the Foreign Non-executive Director, Adriaan Nuhn 11 Approve Fees Payable to the Chairman For For Management of the Board 12 Approve Fees Payable to the Foreign For For Management Non-executive Director, Adriaan Nuhn 13 Approve Fees Payable to the Members of For For Management the Remuneration, Nomination and Appointments Committee 14 Approve Fees Payable to the Members of For For Management the Audit and Risk Committee 15 Approve Fees Payable to the Members of For For Management the Social and Ethics Committee 16 Approve Fees Payable to the Chairman For For Management of the Remuneration, Nomination and Appointments Committee 17 Approve Fees Payable to the Chairman For For Management of the Audit and Risk Committee 18 Approve Fees Payable to the Chairman For For Management of the Social and Ethics Committee 19 Authorise Repurchase of Issued Share For For Management Capital 20 Approve Remuneration Policy For For Management 21 Approve Implementation Report For For Management -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Zhipeng as Non-independent For For Shareholder Director 2 Elect Yu Feng as Supervisor For For Shareholder -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Adjustment on 2019 Daily For For Management Related-party Transaction 3 Approve 2020 Daily Related-party For For Management Transaction 4 Approve Continued Signing of For For Management Related-party Framework Agreement 5 Approve Financial Business For For Management -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction in For For Management Connection to Provision of Counter Guarantee 2 Approve Termination of Partial Raised For For Management Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Bank Loan of Xi'an Aircraft Aluminum Industry Co., Ltd. 2 Approve Use of Credit Line by XAIC For For Management Tech (Xi'an) Industry and Trade Co., Ltd. and Provision of Gurantee -------------------------------------------------------------------------------- AVIC AIRCRAFT CO. LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Capital Injection For For Shareholder -------------------------------------------------------------------------------- AVIC AVIATION HIGH-TECHNOLOGY CO., LTD. Ticker: 600862 Security ID: Y6203E104 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Public Listing for Equity For For Management Transfer -------------------------------------------------------------------------------- AVIC AVIATION HIGH-TECHNOLOGY CO., LTD. Ticker: 600862 Security ID: Y6203E104 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- AVIC AVIATION HIGH-TECHNOLOGY CO., LTD. Ticker: 600862 Security ID: Y6203E104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2 Approve Participation in the For For Management Establishment of Beijing Zhonghang Phase 1 Aviation Industry Investment Fund -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Participation in Private For Against Management Equity Fund Investment -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 1.1 Approve Purpose of Performance Shares For For Management Incentive Plan 1.2 Approve Management Agency of For For Management Performance Shares Incentive Plan 1.3 Approve Duration and Incentives of For For Management Performance Shares Incentive Plan 1.4 Approve Target Parties of Performance For For Management Shares Incentive Plan 1.5 Approve Source, Total and Distribution For For Management of Performance Shares Incentive Plan 1.6 Approve Grant Price Determination For For Management Method of Performance Shares Incentive Plan 1.7 Approve Principles for Determining the For For Management Grant date, Lock-up Period and Unlock Period of Incentive Plan 1.8 Approve Conditions for Granting and For For Management Unlocking Performance Shares 1.9 Approve Procedures for Granting and For For Management Unlocking Performance Shares 1.10 Approve Rights and Obligations of the For For Management Company and the Incentive Object and the Dispute Resolution Mechanism 1.11 Approve Handling of Special Situations For For Management 1.12 Approve Changes and Termination of For For Management Performance Shares 1.13 Approve Repurchase Cancellation For For Management Principle 1.14 Approve Other Matters For For Management 2 Approve Amended Draft and Summary of For For Management Performance Shares Incentive Plan (First Phase) 2.1 Approve Purpose For For Management 2.2 Approve Governing Body of Incentive For For Management Plan 2.3 Approve Incentive Object For For Management 2.4 Approve Performance Shares Source, For For Management Scale and Distribution 2.5 Approve Performance Shares Grant Price For For Management and Determination Method 2.6 Approve Performance Shares Validity For For Management Period, Grant Date, Lock-up Period and Unlock Period 2.7 Approve Conditions for Granting and For For Management Unlocking Performance Shares 2.8 Approve Procedures for Granting and For For Management Unlocking Performance Shares 2.9 Approve Rights and Obligations of the For For Management Plan Participants and the Company and Dispute Resolution Mechanism 2.10 Approve Accounting Treatment of For For Management Performance Shares and Impact on Performance 2.11 Approve Handling of Special Situation For For Management 2.12 Approve Changes and Termination of For For Management Incentive Plan 2.13 Approve Repurchase and Cancellation For For Management Principle 2.14 Approve Other Important Matters For For Management 3 Approve Measures for the Management of For For Management Company Equity Incentives 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of the Board to For For Management Handle All Related Matters 6 Approve Authorization of the Board to For For Management Handle All Related Matters for Phase One Performance Shares Plan 7 Approve Issue of Overseas Bonds by For For Management Newly-established SPV Companies 8 Approve Provision of Guarantee For For Management 9 Approve Application of Credit Lines For For Management 10.1 Elect Hong Haibo as Non-independent For For Management Director -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Financial Budget For Against Management 7 Approve Appointment of Auditor For For Management 8 Approve Change in Accounting Policies For For Management 9 Approve Internal Control Evaluation For For Management Report 10 Approve Internal Control Audit Report For For Management 11 Approve Social Responsibility Report For For Management 12 Approve Usage of Board Funds and Board For Against Management Budget Plan 13 Approve 2019 Daily Related-Party For For Management Transactions 14 Approve 2020 Daily Related-Party For For Management Transactions 15 Approve Use of Idle Funds for For For Management Entrusted Asset Management 16 Approve Provision of Guarantee For For Management 17 Approve Company's Eligibility for For For Management Corporate Bond Issuance 18.1 Approve Par Value and Issue Size For For Management 18.2 Approve Bond Maturity For For Management 18.3 Approve Issue Manner For For Management 18.4 Approve Bond Interest Rate and Manner For For Management of Repayment of Capital and Interest 18.5 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 18.6 Approve Terms of Redemption or For For Management Sell-Back 18.7 Approve Credit Enhancement Mechanism For For Management 18.8 Approve Use of Proceeds For For Management 18.9 Approve Underwriting Manner and For For Management Listing Exchange Arrangement 18.10 Approve Credit Standing of the Company For For Management and Measures to Guarantee Repayment 18.11 Approve Resolution Validity Period For For Management 19 Approve Authorization of Board to For For Management Handle All Related Matters 20 Approve Cancellation of Partial For For Management Repurchase of Shares 21 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- AVIC ELECTROMECHANICAL SYSTEMS CO., LTD. Ticker: 002013 Security ID: Y37456111 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Increase Capital and Invest in For For Management Hongguang Airborne Equipment Co., Ltd. 3 Approve Termination of Raised Funds For For Management Project and Use Excess Raised Funds to Supplement Working Capital 4 Approve Transfer of Equity For For Management 5 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- AVIC ELECTROMECHANICAL SYSTEMS CO., LTD. Ticker: 002013 Security ID: Y37456111 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Comprehensive Credit Line For For Management Verification and Authorization 7 Approve Financial Budget For For Management 8 Approve Signing of Daily Related Party For For Management Transactions Framework Agreement 9 Approve Daily Related-Party For For Management Transactions 10 Approve External Guarantee Provision For Against Management 11 Approve Audit Work Report and For For Management Appointment of Auditor 12 Approve Capital Injection For For Management 13 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- AVIC HEAVY MACHINERY CO., LTD. Ticker: 600765 Security ID: Y0488B109 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2.1 Elect Ran Xing as Non-Independent For For Shareholder Director 2.2 Elect Sun Jibing as Non-Independent For For Shareholder Director 3.1 Elect Cao Bin as Independent Director For For Management -------------------------------------------------------------------------------- AVIC HEAVY MACHINERY CO., LTD. Ticker: 600765 Security ID: Y0488B109 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- AVIC HEAVY MACHINERY CO., LTD. Ticker: 600765 Security ID: Y0488B109 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Long Term For For Management Performance Shares Incentive Plan 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan (First Phase) 3 Approve Management Measures for For For Management Implementation of Performance Share Plan (Revised Draft) 4 Approve Administrative Measures for For For Management Equity Incentives (Revised Draft) 5 Approve Authorization of the Board to For For Management Handle All Related Matters of Long Term Performance Shares Incentive Plan 6 Approve Authorization of the Board to For For Management Handle All Related Matters of Performance Shares Incentive Plan 7 Approve Verification of List of For For Management Incentives of Performance Shares Incentive Plan -------------------------------------------------------------------------------- AVIC HEAVY MACHINERY CO., LTD. Ticker: 600765 Security ID: Y0488B109 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Long Term For Did Not Vote Management Performance Shares Incentive Plan 2 Approve Draft and Summary of For Did Not Vote Management Performance Shares Incentive Plan (First Phase) 3 Approve Management Measures for For Did Not Vote Management Implementation of Performance Share Plan (Revised Draft) 4 Approve Administrative Measures for For Did Not Vote Management Equity Incentives (Revised Draft) 5 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters of Long Term Performance Shares Incentive Plan 6 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters of Performance Shares Incentive Plan 7 Approve Verification of List of For Did Not Vote Management Incentives of Performance Shares Incentive Plan -------------------------------------------------------------------------------- AVIC HEAVY MACHINERY CO., LTD. Ticker: 600765 Security ID: Y0488B109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Operational Plan For For Management 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Profit Distribution For For Management 8 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- AVIC HELICOPTER CO., LTD. Ticker: 600038 Security ID: Y2981F108 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Approve Daily Related Party Transaction For For Management 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- AVIC HELICOPTER CO., LTD. Ticker: 600038 Security ID: Y2981F108 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 3 Approve Daily Related Party Transaction For Did Not Vote Management 4 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- AVIC HELICOPTER CO., LTD. Ticker: 600038 Security ID: Y2981F108 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Yanqun as Supervisor For For Shareholder -------------------------------------------------------------------------------- AVIC HELICOPTER CO., LTD. Ticker: 600038 Security ID: Y2981F108 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- AVIC HELICOPTER CO., LTD. Ticker: 600038 Security ID: Y2981F108 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Share Repurchase Plan For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Share Repurchase 3 Approve Guarantee For For Management -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of A For For Management Shares Performance Share Incentive Plan (Phase 2) 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to A Shares Performance Share Incentive Plan (Phase 2) 4 Approve Termination of Share For For Management Repurchase Plan -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Guo Zeyi as Non-Independent For For Management Director 1.2 Elect Li Sen as Non-Independent For For Management Director 1.3 Elect Liu Yang as Non-Independent For For Management Director 1.4 Elect Han Feng as Non-Independent For For Management Director 1.5 Elect Wang Bo as Non-Independent For For Management Director 1.6 Elect He Yimin as Non-Independent For For Management Director 2.1 Elect Fu Guicui as Independent Director For For Management 2.2 Elect Wang Huilan as Independent For For Management Director 2.3 Elect Luo Qinghua as Independent For For Management Director 3.1 Elect Zhao Yong as Supervisor For For Management 3.2 Elect Xia Wu as Supervisor For For Management 3.3 Elect Lu Shuangcheng as Supervisor For For Management -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Amendments to Articles of For Against Management Association 11 Approve Shareholder Return Plan For For Management 12 Amend Asset Write-off Management System For For Management -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO. LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yanqun as Supervisor For For Management 2 Approve Adjustment on the For For Management Implementation Progress of the Fundraising Investment Project -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO. LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO. LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Juwen as Non-independent For For Management Director -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO. LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Provision of Entrusted Loan For For Management and Related Party Transactions 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Appointment of Auditor For For Management 10 Approve Profit Distribution For For Management 11 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- AVIC SUNDA HOLDING CO., LTD. Ticker: 000043 Security ID: Y8345C103 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Shareholder Return Plan For For Management -------------------------------------------------------------------------------- AVIC SUNDA HOLDING CO., LTD. Ticker: 000043 Security ID: Y8345C103 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Issuance of Shares Complies with Relevant Laws and Regulations 2.1 Approve Main Content of Transaction For For Management 2.2 Approve Transaction Parties For For Management 2.3 Approve Target Asset For For Management 2.4 Approve Transaction Price For For Management 2.5 Approve Issue Type and Par Value For For Management 2.6 Approve Issue Manner For For Management 2.7 Approve Target Parties and For For Management Subscription Manner 2.8 Approve Issue Price For For Management 2.9 Approve Issue Scale For For Management 2.10 Approve Restriction Period For For Management 2.11 Approve Listing Location For For Management 2.12 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.13 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.14 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 2.15 Approve Performance Commitment For For Management Compensations 2.16 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitutes as For For Management Major Asset Restructure and Related Party Transaction 4 Approve Report (Draft) and Summary on For For Management Company's Issuance of Shares for Purchase of Assets and Related Party Transactions 5 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Signing of Issuance of Shares For For Management to Purchase Asset Agreement 8 Approve Signing of the Relevant For For Management Transaction Agreement with the Counterparty 9 Approve Transaction Does Not For For Management Constitute as Restructuring Listing 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Stock Price Volatility For For Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 15 Approve Basis of the Pricing of this For For Management Transaction and the Fairness and Reasonableness 16 Approve Authorization of the Board to For For Management Handle All Related Matters 17 Approve White Wash Waiver For For Management 18 Approve Self Inspection Report on Real For For Management Estate Business for Issuing Shares and Related Transactions and Related Commitments -------------------------------------------------------------------------------- AVIC SUNDA HOLDING CO., LTD. Ticker: 000043 Security ID: Y8345C103 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name, For For Management Securities Abbreviation and Securities Code 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- AVIC SUNDA HOLDING CO., LTD. Ticker: 000043 Security ID: Y8345C103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Yongjun as Non-Independent For For Management Director 1.2 Elect Deng Weidong as Non-Independent For For Management Director 1.3 Elect Nie Liming as Non-Independent For For Management Director 1.4 Elect Liu Ning as Non-Independent For For Management Director 1.5 Elect Shi Zhenglin as Non-Independent For For Management Director 1.6 Elect Zhang Songxin as Non-Independent For For Management Director 1.7 Elect He Jun as Non-Independent For For Management Director 2.1 Elect Hua Xiaoning as Independent For For Management Director 2.2 Elect Chen Yingge as Independent For For Management Director 2.3 Elect Xu Zunwu as Independent Director For For Management 2.4 Elect Lin Hong as Independent Director For For Management 3.1 Elect Liu Wei as Supervisor For For Management 3.2 Elect Xiong Yan as Supervisor For For Management 3.3 Elect Hou Weilin as Supervisor For For Management 4 Approve to Adjust the Allowance of For For Management Independent Directors 5 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Swap Agreement and For For Management Related Transactions 2 Amend Articles Re: Change of For For Management Registered Address -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Share For For Management Issuance Agreement, Grant of Specific Mandate to Issue Consideration Shares and Related Transactions -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividend 5 Approve ShineWing (HK) CPA Ltd. and For For Management ShineWing Certified Public Accountant LLP as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration 6 Other Business by Way of Ordinary For Against Management Resolution 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 8 Authorize Repurchase of Issued H Share For For Management Capital 9 Other Business by Way of Special For Against Management Resolution -------------------------------------------------------------------------------- AVICOPTER PLC Ticker: 600038 Security ID: Y2981F108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Internal Control Evaluation For For Management Report 9 Approve Internal Control Audit Report For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Guarantee Provision to Loan of For For Management Wholly-owned Subsidiary 12 Approve Amendments to Articles of For Against Management Association 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15.1 Elect Wang Xuejun as Non-Independent For For Management Director 15.2 Elect Zhang Jichao as Non-Independent For For Management Director 15.3 Elect Xu Depeng as Non-Independent For For Management Director 15.4 Elect Gan Liwei as Non-Independent For For Management Director 16.1 Elect Wang Zhengxi as Independent For For Management Director 16.2 Elect Rong Jian as Independent Director For For Management 16.3 Elect Wang Meng as Independent Director For For Management 17.1 Elect Tao Guofei as Supervisor For For Management -------------------------------------------------------------------------------- AVICOPTER PLC Ticker: 600038 Security ID: Y2981F108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Report of the Independent For Did Not Vote Management Directors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Allocation of Income and For Did Not Vote Management Dividends 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Daily Related Party For Did Not Vote Management Transactions 8 Approve Internal Control Evaluation For Did Not Vote Management Report 9 Approve Internal Control Audit Report For Did Not Vote Management 10 Approve Appointment of Auditor For Did Not Vote Management 11 Approve Guarantee Provision to Loan of For Did Not Vote Management Wholly-owned Subsidiary 12 Approve Amendments to Articles of For Did Not Vote Management Association 13 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 15.1 Elect Wang Xuejun as Non-Independent For Did Not Vote Management Director 15.2 Elect Zhang Jichao as Non-Independent For Did Not Vote Management Director 15.3 Elect Xu Depeng as Non-Independent For Did Not Vote Management Director 15.4 Elect Gan Liwei as Non-Independent For Did Not Vote Management Director 16.1 Elect Wang Zhengxi as Independent For Did Not Vote Management Director 16.2 Elect Rong Jian as Independent Director For Did Not Vote Management 16.3 Elect Wang Meng as Independent Director For Did Not Vote Management 17.1 Elect Tao Guofei as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- AXIS BANK Ticker: 532215 Security ID: Y0487S137 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- AXIS BANK LIMITED Ticker: 532215 Security ID: Y0487S137 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect S. Vishvanathan as Director For For Management -------------------------------------------------------------------------------- AXIS BANK LTD. Ticker: 532215 Security ID: Y0487S137 Meeting Date: JUL 20, 2019 Meeting Type: Annual Record Date: JUL 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Usha Sangwan as Director For For Management 4 Approve Appointment and Remuneration For For Management of Rakesh Makhija as Non-Executive (Part-Time) Chairman 5 Approve Revision in the Remuneration For For Management of Amitabh Chaudhry as Managing Director & CEO 6 Approve Revision in the Remuneration For For Management of Rajiv Anand as Executive Director (Wholesale Banking) 7 Approve Reappointment and Remuneration For For Management of Rajiv Anand as Whole Time Director Designated as the Executive Director (Wholesale Banking) 8 Approve Revision in the Remuneration For For Management of Rajesh Dahiya as Executive Director (Corporate Centre) 9 Approve Reappointment and Remuneration For For Management of Rajesh Dahiya as Whole Time Director Designated as the Executive Director (Corporate Centre) 10 Elect Pralay Mondal as Director For For Management 11 Approve Appointment and Remuneration For For Management of Pralay Mondal as Whole Time Director Designated as the Executive Director (Retail Banking) 12 Approve Issuance of Debt Securities on For For Management Private Placement Basis 13 Approve Commission to Non-Executive For For Management Directors, Excluding the Non-Executive (Part-Time) Chairman of the Bank -------------------------------------------------------------------------------- AXIS REAL ESTATE INVESTMENT TRUST Ticker: 5106 Security ID: Y05193100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of New Units For For Management Representing 20 Percent of the Issued Fund Size 2 Approve Issuance of New Units Under For For Management the Income Distribution Reinvestment Plan -------------------------------------------------------------------------------- AYALA CORPORATION Ticker: AC Security ID: Y0486V115 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For For Management Director 4.3 Elect Delfin L. Lazaro as Director For For Management 4.4 Elect Keiichi Matsunaga as Director For For Management 4.5 Elect Xavier P. Loinaz as Director For For Management 4.6 Elect Rizalina G. Mantaring as Director For For Management 4.7 Elect Antonio Jose U. Periquet as For For Management Director 5 Elect SyCip Gorres Velayo & Co. as For For Management Independent Auditor and Fix Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- AYALA LAND, INC. Ticker: ALI Security ID: Y0488F100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Fernando Zobel de Ayala as For For Management Director 4.2 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.3 Elect Bernard Vincent O. Dy as Director For For Management 4.4 Elect Antonino T. Aquino as Director For For Management 4.5 Elect Arturo G. Corpuz as Director For For Management 4.6 Elect Rizalina G. Mantaring as Director For For Management 4.7 Elect Rex Ma. A. Mendoza as Director For For Management 4.8 Elect Sherisa P. Nuesa as Director For For Management 4.9 Elect Cesar V. Purisima as Director For For Management 5 Elect SyCip Gorres Velayo & Co. as For For Management Independent Auditor and Fixing of Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- AYGAZ AS Ticker: AYGAZ Security ID: M1548S101 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For For Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- AZUL SA Ticker: AZUL4 Security ID: P0R0AQ105 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cooperation Agreement between For Against Management Azul Linhas Aereas Brasileiras SA and TAP - Transportes Aereos Portugueses SA -------------------------------------------------------------------------------- AZUL SA Ticker: AZUL4 Security ID: P0R0AQ105 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Sublease Agreement For For Management for 28 Embraer E1 Aircrafts Leased by Azul Linhas Aereas Brasileiras SA to Breeze Aviation Group -------------------------------------------------------------------------------- AZUL SA Ticker: AZUL4 Security ID: P0R0AQ105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- B-SOFT CO., LTD. Ticker: 300451 Security ID: Y09850101 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- B-SOFT CO., LTD. Ticker: 300451 Security ID: Y09850101 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Performance Shares Incentive Plan 4 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- B-SOFT CO., LTD. Ticker: 300451 Security ID: Y09850101 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Private Placement of Shares For For Management 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Subscriber For For Management 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Subscription Manner For For Management 2.7 Approve Restricted Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Raised Funds Investment For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- B-SOFT CO., LTD. Ticker: 300451 Security ID: Y09850101 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- B-SOFT CO., LTD. Ticker: 300451 Security ID: Y09850101 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Period For For Management 2.3 Approve Target Parties For For Management 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Subscription Manner For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Raised Funds Investment Amount For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- B-SOFT CO., LTD. Ticker: 300451 Security ID: Y09850101 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve Application of Credit Lines For For Management 9 Approve Use of Idle Funds for Cash For For Management Management 10 Approve Financial Audit Report For For Management 11 Approve Related Party Transaction For For Management 12 Approve Report on the Usage of For For Shareholder Previously Raised Funds -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Remuneration of Company's For For Management Management 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Article 9 For For Management 4 Consolidate Bylaws For For Management 5 Ratify Acquisition of SuperNow Portal For For Management e Servicos de Internet Ltda -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: ADPV40583 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: ADPV40583 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Reflect Changes in For For Management Capital 2 Amend Corporate Purpose For For Management 3 Amend Article For For Management 4 Remove Transitory Disposition in For For Management Article 79 5 Approve Renumbering of Articles For For Management 6 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profits Distribution and For For Management Dividends Distribution Plan 5 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 6 Elect Qi Chunyu as Supervisor For For Management 7 Approve Grant of General Mandate for For For Management the Issuance of Debt Financing Instruments 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BAIDA GROUP CO., LTD. Ticker: 600865 Security ID: Y3041S106 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Renovation of the For For Management facade of Hangzhou Department Store and Use Advertising Space Agreement -------------------------------------------------------------------------------- BAIDA GROUP CO., LTD. Ticker: 600865 Security ID: Y3041S106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditors and For For Management Payment of Remuneration 7 Approve Use of Idle Funds for For For Management Entrusted Financial Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Authorization of Management to For For Management Dispose of Bank of Hangzhou Stocks 10 Approve to Adjust the Allowance of For For Management Independent Directors 11.1 Elect Chen Xiaxin as Non-Independent For For Management Director 11.2 Elect Shen Huifen as Non-Independent For For Management Director 11.3 Elect Dong Zhendong as Non-Independent For For Management Director 11.4 Elect Chen Linling as Non-Independent For For Management Director 11.5 Elect Gao Feng as Non-Independent For For Management Director 11.6 Elect Wang Weihong as Non-Independent For For Management Director 12.1 Elect Zhao Min as Independent Director For For Management 12.2 Elect Yan Jianmiao as Independent For For Management Director 12.3 Elect He Chao as Independent Director For For Management 13.1 Elect Liu Yutao as Supervisor For For Management 13.2 Elect Fu Haiying as Supervisor For For Management -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Change in Registered Capital For For Management 3.1 Elect Zhang Jinlin as Non-independent For For Shareholder Director 3.2 Elect Wang Pugong as Non-independent For For Shareholder Director 3.3 Elect Liu Xin as Non-independent For For Shareholder Director 3.4 Elect Xia Guilan as Non-independent For For Shareholder Director 3.5 Elect Luo Ning as Non-independent For For Shareholder Director 3.6 Elect Wang Meng as Non-independent For For Shareholder Director 3.7 Elect Wang Qiangzhong as For For Shareholder Non-independent Director 3.8 Elect Zhang Jiangxue as For For Shareholder Non-independent Director 4.1 Elect Sun Jilu as Independent Director For For Management 4.2 Elect Man Li as Independent Director For For Management 4.3 Elect Zhang Chuanfu as Independent For For Management Director 4.4 Elect Cui Shaohua as Independent For For Management Director 4.5 Elect Chen Jingshan as Independent For For Management Director 4.6 Elect Zhang Youquan as Independent For For Management Director 5.1 Elect Wen Xian as Supervisor For For Shareholder 5.2 Elect Xu Qi as Supervisor For For Shareholder 5.3 Elect Wang Lei as Supervisor For For Shareholder 5.4 Elect Wang Liyong as Supervisor For For Shareholder -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Overseas Issuance of Bonds For For Management 2 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For Against Management 2.1 Approve Increase the Related Party For For Management Transactions with Related Parties 2.2 Approve Related Party Transaction with For For Management Baiyin Nonferrous Industry Group Co., Ltd. and its Subsidiaries 2.3 Approve Related Party Transaction with For For Management CITIC Guoan Group Corporation and Subsidiaries of China CITIC Group Co., Ltd. 2.4 Approve Related Party Transaction with For For Management Subsidiaries of Gansu Xinye Asset Management Co., Ltd. 2.5 Approve Other Related Party For For Management Transactions 3 Approve Application of Comprehensive For Against Management Credit Lines -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Changes in Accounting Policies For For Management 8 Approve Profit Distribution For For Management 9 Approve Annual Report and Summary For For Management 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- BAJAJ AUTO LIMITED Ticker: 532977 Security ID: Y05490100 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjivnayan Rahulkumar Bajaj For For Management as Director 4 Reelect Pradeep Shrivastava as Director For For Management 5 Elect Rakesh Sharma as Director For For Management 6 Approve Appointment and Remuneration For For Management of Rakesh Sharma as Whole-time Director, Designated as Executive Director 7 Elect Lila Firoz Poonawalla as Director For For Management 8 Elect Pradip Panalal Shah as Director For For Management 9 Reelect Nanoo Gobindram Pamnani as For For Management Director 10 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 11 Maintain Maximum Number of Directors For For Management -------------------------------------------------------------------------------- BAJAJ AUTO LIMITED Ticker: 532977 Security ID: Y05490100 Meeting Date: MAR 14, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect and Approve Continuation of For For Management Rahulkumar Kamalnayan Bajaj as Director, Designated as Chairman 2 Approve Remuneration of Rahulkumar For For Management Kamalnayan Bajaj as Non-Executive Director and Chairman 3 Adopt New Articles of Association For For Management 4 Approve Limit on Foreign Portfolio For Against Management Investors' Investment -------------------------------------------------------------------------------- BAJAJ CONSUMER CARE LIMITED Ticker: 533229 Security ID: Y05495117 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Kushagra Bajaj as Director For Against Management 4 Elect Lilian Jessie Paul as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Apoorv Bajaj as Executive President -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajivnayan Rahulkumar Bajaj as For For Management Director 4 Elect Naushad Darius Forbes as Director For For Management 5 Elect Anami N Roy as Director For For Management 6 Reelect Nanoo Gobindram Pamnani as For For Management Director 7 Reelect Dipak Kumar Poddar as Director For For Management 8 Reelect Ranjan Surajprakash Sanghi as For For Management Director 9 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 10 Reelect Omkar Goswami as Director For For Management 11 Reelect Gita Piramal as Director For For Management 12 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive and Non-Independent Director 13 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association - Board For For Management Related 2 Approve Limit on Foreign Portfolio For Against Management Investors' Investment 3 Approve Increase in Borrowing Powers For For Management 4 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- BAJAJ FINSERV LIMITED Ticker: 532978 Security ID: Y0548X109 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Madhurkumar Ramkrishnaji Bajaj For For Management as Director 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Anami N Roy as Director For For Management 6 Elect Manish Santoshkumar Kejriwal as For For Management Director 7 Reelect Nanoo Gobindram Pamnani as For For Management Director 8 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 9 Reelect Gita Piramal as Director For For Management 10 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive Director 11 Approve Payment of Remuneration to For Against Management Sanjivnayan Rahulkumar Bajaj as Managing Director & CEO -------------------------------------------------------------------------------- BAJAJ FINSERV LIMITED Ticker: 532978 Security ID: Y0548X109 Meeting Date: MAR 14, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For For Management 2 Approve Limit on Foreign Portfolio For Against Management Investors' Investment -------------------------------------------------------------------------------- BAJAJ HINDUSTHAN SUGAR LIMITED Ticker: 500032 Security ID: Y0547C130 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Security by Increasing Pledge For For Management from 71 Percent to 76 Percent of the Paid up Share Capital of Lalitpur Power Generation Company Limited 3 Approve Security by Creating and/or For For Management Extending Pledge as Part of a Joint Obligation for All the Existing Shareholders of Lalitpur Power Generation Company Limited -------------------------------------------------------------------------------- BAJAJ HINDUSTHAN SUGAR LTD. Ticker: 500032 Security ID: Y0547C130 Meeting Date: SEP 20, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Ashok Kumar Gupta as Director For Against Management 3 Approve Remuneration of Cost Auditors For For Management 4 Elect Amir Singh Yadav as Director For For Management 5 Approve Re-designation of Ashok Kumar For For Management Gupta, Whole Time Director as Managing Director -------------------------------------------------------------------------------- BAJAJ HOLDINGS & INVESTMENT LIMITED Ticker: 500490 Security ID: Y0546X143 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajivnayan Rahulkumar Bajaj as For For Management Director 4 Elect Anami N Roy as Director For For Management 5 Elect Nirajkumar Ramkrishnaji Bajaj as For For Management Director 6 Reelect Nanoo Gobindram Pamnani as For For Management Director 7 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 8 Reelect Gita Piramal as Director For For Management 9 Approve Rahulkumar Kamalnayan Bajaj to For For Management Continue Office as Non-Executive Director -------------------------------------------------------------------------------- BAJAJ HOLDINGS & INVESTMENT LIMITED Ticker: 500490 Security ID: Y0546X143 Meeting Date: MAR 14, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Object Clause of Memorandum of For For Management Association 2 Adopt New Articles of Association For For Management 3 Approve Limit on Foreign Portfolio For Against Management Investors' Investment 4 Approve Payment of Remuneration to For For Management Sanjivnayan Rahulkumar Bajaj as Managing Director & CEO -------------------------------------------------------------------------------- BALKRISHNA INDUSTRIES LTD. Ticker: 502355 Security ID: Y05506129 Meeting Date: JUL 13, 2019 Meeting Type: Annual Record Date: JUL 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividends and Declare For For Management Final Dividend 3 Reelect Vijaylaxmi Poddar as Director For For Management and as Woman Independent Director 4 Elect Shruti Shah as Director and as For For Management Woman Independent Director 5 Elect Rajendra Hingwala as Director For For Management and as Independent Director 6 Elect Sandeep Junnarkar as Director For For Management and as Independent Director -------------------------------------------------------------------------------- BALRAMPUR CHINI MILLS LIMITED Ticker: 500038 Security ID: Y0548Y149 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend as Final For For Management Dividend 4 Reelect Arvind Krishna Saxena as For For Management Director 5 Approve Payment of Commission to For For Management Non-Executive Directors 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify KPMG Auditores Independentes as For For Management the Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb Bradesco For For Management Cartoes 4 Approve Absorption of Bradesco Cartoes For For Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of BAC Florida Bank For For Management 2 Ratify PricewaterhouseCoopers Servicos For For Management Professionais Ltda. as the Independent Firm to Appraise Proposed Transaction -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Genival Francisco da Silva as None For Shareholder Alternate Fiscal Council Member Appointed by Minority Shareholder 2 Amend Article 5 Re: Corporate Purpose For For Management 3 Amend Article 8 For For Management 4 Amend Article 9 For For Management 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Ten For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Luiz Carlos Trabuco Cappi as For For Management Board Chairman 5.2 Elect Carlos Alberto Rodrigues For For Management Guilherme as Board Vice-Chairman 5.3 Elect Denise Aguiar Alvarez as Director For For Management 5.4 Elect Joao Aguiar Alvarez as Director For Against Management 5.5 Elect Milton Matsumoto as Director For For Management 5.6 Elect Alexandre da Silva Gluher as For For Management Director 5.7 Elect Josue Augusto Pancini as Director For For Management 5.8 Elect Mauricio Machado de Minas as For For Management Director 5.9 Elect Walter Luis Bernardes Albertoni For For Management as Independent Director 5.10 Elect Samuel Monteiro dos Santos For For Management Junior as Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Carlos Trabuco Cappi as Board Chairman 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alberto Rodrigues Guilherme as Board Vice-Chairman 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Denise Aguiar Alvarez as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Aguiar Alvarez as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Milton Matsumoto as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre da Silva Gluher as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Josue Augusto Pancini as Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Machado de Minas as Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Walter Luis Bernardes Albertoni as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Samuel Monteiro dos Santos Junior as Independent Director 8 Elect Fiscal Council Members For Abstain Management 9 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 10 Elect Ivanyra Maura de Medeiros Correa None For Shareholder as Fiscal Council Member and Genival Francisco da Silva as Alternate Appointed by Minority Shareholder 11 Approve Remuneration of Company's For For Management Management 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue and Amend Article 6 Accordingly 2 Amend Article 8 For For Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G117 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cristiana Pereira as Fiscal None For Shareholder Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: 059460303 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 5 Elect Cristiana Pereira as Fiscal None For Shareholder Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BANCO BTG PACTUAL SA Ticker: BPAC5 Security ID: ADPV39929 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify RSM ACAL Auditores For For Management Independentes S/S as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb For For Management Novaportfolio Participacoes S.A. 4 Approve Absorption of Novaportfolio For For Management Participacoes S.A. 5 Approve Conversion of Class B For For Management Preferred Shares into Class A Preferred Shares 6 Amend Article 5 to Reflect Changes in For For Management Capital 7 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO BTG PACTUAL SA Ticker: BPAC5 Security ID: ADPV39929 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Roberto Balls Sallouti as For For Management Director 4.2 Elect Claudio Eugenio Stiller Galeazzi For For Management as Independent Director 4.3 Elect John Huw Gwili Jenkins as For For Management Director 4.4 Elect Mark Clifford Maletz as For For Management Independent Director 4.5 Elect Nelson Azevedo Jobim as Director For For Management 4.6 Elect Guillermo Ortiz Martinez as For For Management Director 4.7 Elect Eduardo Henrique de Mello Motta For For Management Loyo as Director 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Balls Sallouti as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Eugenio Stiller Galeazzi as Independent Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect John Huw Gwili Jenkins as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Mark Clifford Maletz as Independent Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Nelson Azevedo Jobim as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Guillermo Ortiz Martinez as Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Henrique de Mello Motta Loyo as Director 7 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 10 Approve Remuneration of Company's For For Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BANCO BTG PACTUAL SA Ticker: BPAC5 Security ID: ADPV39929 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 24 For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO DE CHILE SA Ticker: CHILE Security ID: P0939W108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 3.47 Per Share c Elect Directors For Against Management d Approve Remuneration of Directors For For Management e Approve Remuneration and Budget of For For Management Directors and Audit Committee f Appoint Auditors For For Management g Designate Risk Assessment Companies For For Management h Present Directors and Audit For For Management Committee's Report i Receive Report Regarding Related-Party For For Management Transactions j Other Business For Against Management -------------------------------------------------------------------------------- BANCO DE CREDITO E INVERSIONES SA Ticker: BCI Security ID: P32133111 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 1,000 Per Share c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee and Their Advisers e Appoint Auditors For For Management f Designate Risk Assessment Companies For For Management g Receive 2019 Report on Performance, For For Management Management and Costs from Directors' Committee h Receive Report Regarding Related-Party For For Management Transactions i Designate Newspaper to Publish Meeting For For Management Announcements j Other Business For Against Management -------------------------------------------------------------------------------- BANCO DE CREDITO E INVERSIONES SA Ticker: BCI Security ID: P32133111 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor a.1 Authorize Capitalization of CLP 261.03 For For Management Billion via Bonus Stock Issuance a.2 Authorize Capitalization of CLP 29,302 For For Management Without Bonus Stock Issuance b Amend Articles to Reflect Changes in For Against Management Capital c Adopt Necessary Agreements to Legalize For Against Management and Execute Amendments to Articles Approved by this General Meeting -------------------------------------------------------------------------------- BANCO DEL BAJIO SA Ticker: BBAJIOO Security ID: P1R2ZN117 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Report of Audit and Corporate For For Management Practices Committee 1.2 Approve Board's Opinion on CEO's Report For For Management 1.3 Approve Auditor's Report For For Management 1.4 Approve Commissioner's Report For For Management 1.5 Approve Board's Report on Policies and For For Management Accounting Criteria Followed in Preparation of Financial Information 1.6 Approve Report on Operations and For For Management Activities Undertaken by Board 2 Approve Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income For For Management 4 Set Maximum Amount of Share Repurchase For For Management for FY 2020; Approve Board's Report on Share Repurchase for FY 2019 5.1a Elect Salvador Onate Ascencio as For For Management Director 5.1b Elect Gerardo Plascencia Reyes as For For Management Alternate Director 5.1c Elect Hector Armando Martinez Martinez For For Management as Director 5.1d Elect Alejandro Martinez Martinez as For For Management Alternate Director 5.1e Elect Rolando Uziel Candiotti as For For Management Director 5.1f Elect Carlos Minvielle Lagos as For For Management Alternate Director 5.1g Elect Salvador Onate Barron as Director For For Management 5.1h Elect Javier Marina Tanda as Alternate For For Management Director 5.1i Elect Carlos de la Cerda Serrano as For For Management Director 5.1j Elect Fabian Federico Uribe Fernandez For For Management as Alternate Director 5.1k Elect Barbara Jean Mair Rowberry as For For Management Director 5.1l Elect Jorge Arturo Martinez Gonzalez For For Management as Director 5.1m Elect Jose Oliveres Vidal as Director For For Management 5.1n Elect Gabriel Ramirez Fernandez as For For Management Director 5.1o Elect Fernando de Ovando Pacheco as For For Management Director 5.1p Elect Dan Ostrosky Shejet as Director For For Management 5.1q Elect Alfredo Emilio Colin Babio as For For Management Director 5.1r Elect Ramon Santoyo Vazquez as Director For For Management 5.1t Elect Genaro Carlos Leal Martinez as For For Management Honorary Director 5.1u Elect Benjamin Zermeno Padilla as For For Management Honorary Director 5.2 Approve Remuneration of Directors For For Management 6.1a Elect Salvador Onate Ascencio as Board For For Management Chairman 6.1b Elect Blanca Veronica Casillas For For Management Placencia as Secretary (Non-Member) of Board 6.1c Elect Eduardo Gomez Navarro as For For Management Commissioner 6.1d Elect Arturo Rabago Fonseca as For For Management Alternate Commissioner 7 Ratify Gabriel Ramirez Fernandez as For For Management Chairman of Audit and Corporate Practices Committee 8 Authorize Joaquin David Dominguez For For Management Cuenca and/or Blanca Veronica Casillas Placencia to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- BANCO DO BRASIL SA Ticker: BBAS3 Security ID: P11427112 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Paulo Antonio Spencer Uebel as For For Management Fiscal Council Member 1.2 Elect Rafael Cavalcanti de Araujo as For For Management Fiscal Council Member 2.1 Elect Helio Lima Magalhaes as Director For For Management 2.2 Elect Marcelo Serfaty as Director For Against Management 3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 4.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Lima Magalhaes as Director 4.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Serfaty as Director 5 Amend Articles For For Management -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG197 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect and Ratify Election of Directors For For Management 2 Amend Articles and Consolidate Bylaws For For Management 3 Amend Stock Option Plans For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG197 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Dismiss Joao Vitor Nazareth Menin For For Management Teixeira de Souza as Director and Elect Maria Fernanda Nazareth Menin Teixeira de Souza Maia as Director 2.1 Change Location of Company Headquarters For For Management 2.2 Amend Articles Re: Number of Directors For For Management 2.3 Amend Articles Re: Wording Updates For For Management 2.4 Amend Articles Re: Personnel and For For Management Remuneration Committee 2.5 Approve Renumbering of Articles and For For Management Consolidate Bylaws 3 Authorize Executives to Ratify and For For Management Execute Approved Resolutions -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG197 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 14 For For Management 2 Amend Articles 21 and 24 For For Management 3 Amend Article 35 For For Management 4 Amend Articles 21 to 35 For For Management 5 Renumber Articles and Consolidate For For Management Bylaws -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG197 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Eight For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Rubens Menin Teixeira de Souza as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Fernanda Nazareth Menin Teixeira de Souza Maia as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcos Alberto Cabaleiro Fernandez as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Felipe Diniz as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonardo Guimaraes Correa as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Antonio Nogueira Franca as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Cristiano Henrique Vieira Gomes as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Andre Guilherme Cazzaniga Maciel as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 Elect Fiscal Council Members For For Management 13 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 14 As an Ordinary Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 15 As a Preferred Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 16 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 2 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 3 As a Preferred Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BANCO PAN SA Ticker: BPAN4 Security ID: P14996162 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter Edward Cortes Marsden None For Shareholder Wilson as Fiscal Council Member and Marcio Villas Boas Passos as Alternate Appointed by Preferred Shareholder 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions 3 Approve Minutes of Meeting Summary For For Management with Exclusion of Shareholder Names -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: 05967A107 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management 1 Amend Articles 2, 21, 22 and 24 For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 2, 21, 22 and 24 For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pedro Augusto de Melo as For For Management Independent Director 2 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 3 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Augusto de Melo as Independent Director 4 Approve Board Composition For For Management 5 Consolidate Bylaws For For Management 6 Amend Articles 24 and 27 For For Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: 05967A107 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pedro Augusto de Melo as For For Management Independent Director 2 Approve Board Composition For For Management 3 Amend Articles 24 and 27 For For Management 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: 05965X109 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction with a Related For For Management Party Re: Acquisition of 51 Percent of Shares in Santander Consumer Chile SA 2 Receive Report Regarding Related-Party None None Management Transactions 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction with a Related For For Management Party Re: Acquisition of 51 Percent of Shares in Santander Consumer Chile SA 2 Receive Report Regarding Related-Party None None Management Transactions 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 0.88 Per Share 3.1 Reelect Claudio Melandri as Director For For Management 3.2 Reelect Rodrigo Vergara as Director For For Management 3.3 Reelect Orlando Poblete as Director For For Management 3.4 Reelect Juan Pedro Santa Maria as For For Management Director 3.5 Reelect Lucia Santa Cruz as Director For For Management 3.6 Reelect Ana Dorrego as Director For For Management 3.7 Reelect Rodrigo Echenique as Director For For Management 3.8 Reelect Felix de Vicente as Director For For Management 3.9 Reelect Alfonso Gomez as Director For For Management 3.10 Elect Victoria Hurtado Larrain as For For Management Director Nominated by AFP 4.1 Reelect Blanca Bustamante as Alternate For For Management Director 4.2 Reelect Oscar Von Chrismar as For For Management Alternate Director 5 Approve Remuneration of Directors For For Management 6 Appoint PricewaterhouseCoopers For For Management Consultores, Auditores y Compania Limitada as Auditors 7 Designate Fitch and Feller as Risk For For Management Assessment Companies 8 Approve Remuneration and Budget of For For Management Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report 9 Receive Report Regarding Related-Party None None Management Transactions 10 Other Business None None Management -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: 05965X109 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 0.88 Per Share 3.1 Reelect Claudio Melandri as Director For For Management 3.2 Reelect Rodrigo Vergara as Director For For Management 3.3 Reelect Orlando Poblete as Director For For Management 3.4 Reelect Juan Pedro Santa Maria as For For Management Director 3.5 Reelect Lucia Santa Cruz as Director For For Management 3.6 Reelect Ana Dorrego as Director For For Management 3.7 Reelect Rodrigo Echenique as Director For For Management 3.8 Reelect Felix de Vicente as Director For For Management 3.9 Reelect Alfonso Gomez as Director For For Management 3.10 Elect Victoria Hurtado Larrain as For For Management Director Nominated by AFP 4.1 Reelect Blanca Bustamante as Alternate For For Management Director 4.2 Reelect Oscar Von Chrismar as For For Management Alternate Director 5 Approve Remuneration of Directors For For Management 6 Appoint PricewaterhouseCoopers For For Management Consultores, Auditores y Compania Limitada as Auditors 7 Designate Fitch and Feller as Risk For For Management Assessment Companies 8 Approve Remuneration and Budget of For For Management Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report 9 Receive Report Regarding Related-Party None None Management Transactions 10 Other Business None None Management -------------------------------------------------------------------------------- BANCO SANTANDER MEXICO SA INSTITUCION DE BANCA MULTIPLE Ticker: BSMXB Security ID: P1507S164 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Election of Cesar Augusto For For Management Montemayor Zambrano as Director to Represent Series F Shareholders to Replace Guillermo Guemez Garcia 2 Approve Cash Dividends For For Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER MEXICO SA INSTITUCION DE BANCA MULTIPLE Ticker: BSMXB Security ID: P1507S164 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors and For For Management Commissioners Representing Series B Shareholders 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER MEXICO SA INSTITUCION DE BANCA MULTIPLE Ticker: BSMXB Security ID: P1507S164 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements For For Management 1.2 Accept Auditor's Report For For Management 2 Approve Allocation of Income For For Management 3 Receive Executive Chairman and CEO's For For Management Reports 4 Receive Report on Board's Opinion on For For Management Executive Chairman and CEO's Reports 5 Receive Board's Report on Principal For For Management Policies and Accounting and Information Criteria 6 Receive Report on Adherence to Fiscal For For Management Obligations 7 Receive Report on Activities and For For Management Operations Undertaken by Board 8 Receive Report on Activities of Audit, For For Management Corporate Practices, Nominations and Compensations Committees 9 Elect and Ratify Directors and Their For For Management Alternates Representatives of Series F and B Shareholders; Fix Their Remuneration 10 Approve Cash Dividends For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER MEXICO SA INSTITUCION DE BANCA MULTIPLE Ticker: BSMXB Security ID: P1507S164 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Limit of Issuance of For For Management Debentures 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCOLOMBIA SA Ticker: BCOLOMBIA Security ID: P1329P141 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board and Chairman Reports For For Management 5 Present Corporate Governance Report For For Management 6 Present Audit Committee's Report For For Management 7 Present Individual and Consolidated For For Management Financial Statements 8 Present Auditor's Report For For Management 9 Approve Financial Statements and For For Management Statutory Reports 10 Approve Allocation of Income For For Management 11 Elect Directors For For Management 12 Approve Remuneration of Directors For For Management 13 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- BANDHAN BANK LIMITED Ticker: 541153 Security ID: Y0567Q100 Meeting Date: JUL 30, 2019 Meeting Type: Court Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- BANDHAN BANK LIMITED Ticker: 541153 Security ID: Y0567Q100 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction of Share Capital and For For Management Amend Capital Clause of the Memorandum of Association 2 Approve Increase in Limit on Foreign For For Management Shareholdings -------------------------------------------------------------------------------- BANGKOK BANK PUBLIC COMPANY LIMITED Ticker: BBL Security ID: Y0606R119 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of All Shares in For For Management PT Bank Permata Tbk 2 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK CHAIN HOSPITAL PUBLIC COMPANY LIMITED Ticker: BCH Security ID: Y060BQ115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operation Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment For For Management 5.1 Elect Chalerm Harnphanich as Director For For Management 5.2 Elect Pornluck Harnphanich as Director For Against Management 5.3 Elect Phinij Harnphanich as Director For For Management 5.4 Elect Virach Aphimeteetamrong as For For Management Director 6.1 Elect Voravee Kiatiniyomsak as Director For Against Management 6.2 Elect Pumipat Chatnoraset as Director For Against Management 7 Approve Remuneration of Directors For For Management 8 Approve Directors' Pension For For Management 9 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 10 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK LAND PUBLIC COMPANY LIMITED Ticker: BLAND Security ID: Y0608Q390 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements and For For Management Acknowledge Statutory Reports 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Shui Pang Kanjanapas as Director For For Management 5.2 Elect Prasan Hokchoon as Director For For Management 5.3 Elect Supavat Saicheua as Director For For Management 6 Elect Jakapan Panomouppatham as For For Management Director 7 Approve Remuneration of Directors For For Management 8 Approve Karin Audit Co., Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Amend Articles 24 and 29 of the For For Management Articles of Association 10 Other Business For Against Management -------------------------------------------------------------------------------- BANK ALBILAD Ticker: 1140 Security ID: M1637E104 Meeting Date: APR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q1 of FY 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Approve Discharge of Directors for FY For For Management 2019 7 Ratify Distributed Dividends of SAR 0. For For Management 40 per Share for First Half of FY 2019 8 Approve Dividends of SAR 0.90 per For For Management Share for FY 2019 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 10 Approve Remuneration of Directors of For For Management SAR 3,520,000 for FY 2019 11 Amend Audit Committee Charter For For Management 12 Amend Nomination and Remuneration For For Management Committee Charter 13 Approve Standards of Engagement of For For Management Director with Other Companies 14 Approve Related Party Transactions For For Management 15 Approve Related Party Transactions Re: For For Management MASIC 16 Approve Related Party Transactions Re For For Management : Mohammed I. Alsubeaei & Sons Company 17 Approve Related Party Transactions Re: For For Management Al Argan Homes Company 18 Approve Related Party Transactions Re: For For Management Al Argan Homes Company 19 Approve Related Party Transactions Re: For For Management Al Argan Homes Company -------------------------------------------------------------------------------- BANK ALBILAD Ticker: 1140 Security ID: M1637E104 Meeting Date: MAY 12, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program Up For For Management to 5,000,000 Shares to be Allocated to Employee Share Scheme -------------------------------------------------------------------------------- BANK ALFALAH LTD. Ticker: BAFL Security ID: Y06460102 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve EY Ford Rhodes and Co as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Other Business For Against Management 6 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- BANK ALJAZIRA Ticker: 1020 Security ID: M0R43T102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 22 of Bylaws Re: For For Management Chairman, Vice Chairman, CEO, Managing Director and Secretary 2 Approve Remuneration Policy Re: For For Management Directors, Management and Committees 3 Approve Corporate Social For For Management Responsibility Policy 4 Amend Audit Committee Charter For For Management 5 Amend Nomination and Remuneration For For Management Committee Charter 6 Approve Dividend Distribution Policy For For Management 7 Approve Related Party Transactions Re: For Against Management Board Members -------------------------------------------------------------------------------- BANK ALJAZIRA Ticker: 1020 Security ID: M0R43T102 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 6 Approve Dividends of SAR 0.30 per For For Management Share for Second Half of FY 2019 7 Approve Related Party Transactions Re: For For Management Aljazira Takaful Taawuni 8 Approve Related Party Transactions Re: For For Management Aljazira Capital -------------------------------------------------------------------------------- BANK OF BARODA Ticker: 532134 Security ID: Y0643L141 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management the Government of India on Preferential Basis -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Praveen Khurana as For For Management Non-Independent Director 1.2 Elect Peng Jihai as Non-Independent For For Management Director 1.3 Elect Wang Ruihua as Independent For For Management Director 1.4 Elect Liu Hongyu as Independent For For Management Director 2.1 Elect Gao Jinbo as Supervisor For For Management 2.2 Elect Qu Qiang as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non Fixed Term Capital Bonds For For Management Issuance -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Related-party Credit Line to For For Management Beijing State-owned Assets Management Co., Ltd 8 Approve Related-party Credit Line to For For Management Beijing Energy Holding Co., Ltd. 9 Approve Related-party Credit Line to For For Management China Three Gorges Corporation 10 Approve Related-party Transaction For Against Management Special Report -------------------------------------------------------------------------------- BANK OF CHANGSHA CO., LTD. Ticker: 601577 Security ID: Y0R95D101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Issuance of Secondary Capital For For Management Bonds 7 Approve Special Report of Related For For Management Party Transactions 8 Approve Daily Related Party For For Management Transactions 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Approve Company's Eligibility for For For Management Private Placement of Common Shares 13.1 Approve Share Type and Par Value For For Management 13.2 Approve Issue Manner For For Management 13.3 Approve Scale and Use of Proceeds For For Management 13.4 Approve Target Subscribers and For For Management Subscription Method 13.5 Approve Issue Price and Pricing Basis For For Management 13.6 Approve Issue Size For For Management 13.7 Approve Lock-up Period For For Management 13.8 Approve Listing Exchange For For Management 13.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 13.10 Approve Resolution Validity Period For For Management 14 Approve Plan for Private Placement of For For Management Common Shares 15 Approve Report on the Deposit and For For Management Usage of Raised Funds 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 17 Approve Signing of Subscription For For Management Agreement 18 Approve Related Party Transactions in For For Management Connection to Private Placement 19 Approve Change in Registered Capital For For Management and Amend Articles of Association after the Completion of Private Placement of Common Shares 20 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 21 Approve Authorization of Board to For For Management Handle All Related Matters 22 Approve Capital Management Planning For For Management 23 Approve Shareholder Return Plan For For Management 24 Approve Appointment of Auditor For For Management 25 Approve Performance Evaluation Report For For Management of Directors 26 Approve Performance Evaluation Report For For Management of Supervisors 27 Approve Performance Evaluation Report For For Management of Senior Management Members -------------------------------------------------------------------------------- BANK OF CHENGDU CO., LTD. Ticker: 601838 Security ID: Y0R95C103 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Fan as Non-Independent For For Management Director 2 Approve Issuance of Capital Bonds For For Management 3 Approve Amendment of Equity Management For Against Management System -------------------------------------------------------------------------------- BANK OF CHENGDU CO., LTD. Ticker: 601838 Security ID: Y0R95C103 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve 2020 Daily Related-Party For For Management Transactions 6 Approve Appointment of Auditor For For Management 7 Approve 2019 Related-Party Transactions For For Management -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y13905107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of Board of For For Management Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and External Auditor and Ernst & Young as International Auditor 7.1 Elect Zhao Jie as Director For For Management 7.2 Elect Xiao Lihong as Director For For Management 7.3 Elect Wang Xiaoya as Director For For Management 8 Elect Chen Jianbo as Director For For Management 9 Approve 2019 Remuneration Distribution For For Management Plan of Supervisors 10 Approve the Application for For For Management Provisional Authorization of Outbound Donations 11 Approve the Bond Issuance Plan For For Management 12 Approve the Issuance of Write-down For For Management Undated Capital Bonds 13 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments 14 Elect Wang Wei as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y13905107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of Board of For For Management Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and External Auditor and Ernst & Young as International Auditor 7.1 Elect Zhao Jie as Director For For Management 7.2 Elect Xiao Lihong as Director For For Management 7.3 Elect Wang Xiaoya as Director For For Management 8 Elect Chen Jianbo as Director For For Management 9 Approve 2019 Remuneration Distribution For For Management Plan of Supervisors 10 Approve the Application for For For Management Provisional Authorization of Outbound Donations 11 Approve the Bond Issuance Plan For For Management 12 Approve the Issuance of Write-down For For Management Undated Capital Bonds 13 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments 14 Elect Wang Wei as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHONGQING CO., LTD. Ticker: 1963 Security ID: Y0R98B102 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Lin Jun as Director For For Management 1b Elect Ran Hailing as Director For For Management 1c Elect Liu Jianhua as Director For For Management 1d Elect Wong Wah Sing as Director For For Management 1e Elect Wong Hon Hing as Director For For Management 1f Elect Deng Yong as Director For For Management 1g Elect Yang Yusong as Director For For Management 1h Elect Tang Xiaodong as Director For For Management 1i Elect Wu Heng as Director For For Management 1j Elect Liu Ying as Director For For Management 1k Elect Zou Hong as Director For For Management 1l Elect Yuan Xiaobin as Director For For Management 1m Elect Liu Xing as Director For For Management 1n Elect Feng Dunxiao as Director For For Management 1o Elect Wang Rong as Director For For Management 2a Elect Peng Daihui as Supervisor For For Management 2b Elect Chen Zhong as Supervisor For For Management 2c Elect Hou Guoyue as Supervisor For For Management 2d Elect Zeng Xiangming as Supervisor For For Management 2e Elect Qi Jun as Supervisor For For Management 1 Amend Articles of Association For Against Management Regarding Party Committee -------------------------------------------------------------------------------- BANK OF CHONGQING CO., LTD. Ticker: 1963 Security ID: Y0R98B102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Final Financial Accounts For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Financial Budget Proposal For For Management 7 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as External Auditors 1 Approve Extension of Validity Period For For Management of the Resolution Relating to the A Share Offering and Authorization to the Board of Directors 2 Approve Amendments to Articles of For For Management Association and Draft Articles of Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve Proposed Amendments to the For For Management Authorization of the Shareholders' Meeting to the Board of Directors -------------------------------------------------------------------------------- BANK OF CHONGQING CO., LTD. Ticker: 1963 Security ID: Y0R98B102 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Validity Period For For Management of the Resolution Relating to the A Share Offering and Authorization to the Board of Directors -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Plan of the For For Management Directors 2 Approve 2018 Remuneration Plan of the For For Management Supervisors 3 Approve Issuance of Undated Capital For For Management Bonds 4 Approve Capital Increase of For For Management Wholly-owned Subsidiary 5 Elect Li Longcheng as Director For For Management 6 Elect Zhang Minsheng as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Plan of the For For Management Directors 2 Approve 2018 Remuneration Plan of the For For Management Supervisors 3 Approve Issuance of Undated Capital For For Management Bonds 4 Approve Capital Increase of For For Management Wholly-owned Subsidiary 5 Elect Li Longcheng as Director For For Management 6 Elect Zhang Minsheng as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Assets Investment For For Management Plan 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them 7 Approve 2020 Increase in the Amount of For For Management External Donations 8 Elect Liao Yijian as Director For For Management 9 Elect Zhang Xiangdong as Director For For Management 10 Elect Li Xiaohui as Director For For Management 11 Elect Ju Jiandong as Supervisor For For Management 12 Elect Liu Jun as Director For For Shareholder 13 Approve Issuance of Special Financial For For Shareholder Bonds for Loans to Small and Micro Enterprises -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Assets Investment For For Management Plan 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them 7 Approve 2020 Increase in the Amount of For For Management External Donations 8 Elect Liao Yijian as Director For For Management 9 Elect Zhang Xiangdong as Director For For Management 10 Elect Li Xiaohui as Director For For Management 11 Elect Ju Jiandong as Supervisor For For Management 12 Elect Liu Jun as Director For For Shareholder 13 Approve Issuance of Special Financial For For Shareholder Bonds for Loans to Small and Micro Enterprises -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Zhenghai as For For Management Non-Independent Director 2 Elect Xia Yulin as Non-Independent For For Management Director 3 Elect Yu Shirong as Non-Independent For For Management Director 4 Approve Change of Registered Address For Against Management and Amend Articles of Association 5 Approve Extension of Resolution For Against Management Validity Period and Authorization Period of Issuance of Green Financial Bonds -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Subscription For For Management Method 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Scale and Usage of Raised Funds For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Target Subscribers and For For Management Subscription Situation 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Signing of Conditional Share For For Management Subscription Agreement 7 Approve Amendments to Articles of For For Management Association 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Private Placement of Shares For For Management Constitutes as Related Party Transaction 10 Approve Capital Management Plan For For Management 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Elect Wang Yong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Subscription For For Management Method 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Scale and Use of Proceeds For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Target Subscribers and For For Management Subscription Situation 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Signing of Supplementary For For Management Agreement of Share Subscription Agreement 5 Approve Related Party Transactions in For For Management Connection to Private Placement -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Amend Authorization Plan of the Board For Against Management of Directors on Shareholder Meetings 7 Approve Special Report on Daily For For Management Related-party Transactions 8.1 Approve Related Party Transaction For For Management Between Guiyang Investment Holding Group Co., Ltd. and Related Parties 8.2 Approve Related Party Transaction For For Management Between Guizhou Wujiang Energy Investment Co., Ltd. and Related Parties 8.3 Approve Related Party Transaction For For Management Between Guizhou Shenqi Investment Co., Ltd. and Related Parties 8.4 Approve Related Party Transaction For For Management Between Guizhou Gas Group Co., Ltd. and Related Parties 8.5 Approve Related Party Transaction with For For Management Guizhou Steel Rope (Group) Co., Ltd. 8.6 Approve Related Party Transaction with For For Management Qianhai Life Insurance Co., Ltd. 8.7 Approve Related Party Transaction with For For Management Related Natural Persons 9 Elect Zhang Ruixin as Supervisor For For Management 10 Approve Performance Evaluation Report For For Management of Board of Directors and Senior Management 11 Approve Performance Evaluation Report For For Management of Board of Supervisors -------------------------------------------------------------------------------- BANK OF HANGZHOU CO., LTD. Ticker: 600926 Security ID: Y0R98A104 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Private Placement of Shares For For Management and Related-party Transactions 6 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Matters Related with Private Placement of Shares 8 Approve Shareholder Return Plan For For Management 9 Approve Capital Management Plan For For Management -------------------------------------------------------------------------------- BANK OF HANGZHOU CO., LTD. Ticker: 600926 Security ID: Y0R98A104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Performance Evaluation Report For For Management of Directors, Supervisors and Senior Management Members 4 Approve Financial Statements and For For Management Financial Budget Plan 5 Approve Profit Distribution For For Management 6 Approve Special Report on For Against Management Related-Party Transactions 7 Approve Special Financial Loan Bonds For For Management for Small and Micro Enterprises 8 Approve Daily Related Party Transaction For For Management 9 Approve Appointment of Auditor For For Management 10 Amend Articles of Association For Against Management 11 ELECT NON-INDEPENDENT DIRECTORS AND For For Management INDEPENDENT DIRECTORS 12 Elect Chen Zhenshan as Non-Independent For For Management Director 13 Elect Song Jianbin as Non-Independent For For Management Director 14 Elect Ian Park as Non-Independent For For Management Director 15 Elect Wu Jianmin as Non-Independent For For Management Director 16 Elect Zhang Xiaohua as Non-Independent For For Management Director 17 Elect Xu Yunhe as Non-Independent For Against Management Director 18 Elect Wang Ping as Non-Independent For Against Management Director 19 Elect Zhao Ying as Non-Independent For For Management Director 20 Elect Wang Hongwei as Independent For For Management Director 21 Elect Fan Qingwu as Independent For For Management Director 22 Elect Liu Shuzhe as Independent For For Management Director 23 Elect Yan Yan as Independent Director For For Management 24 Elect Tang Ronghan as Independent For For Management Director 25 Elect Supervisors For For Management 26 Elect Lv Hanquan as Supervisor For For Management 27 Elect Miao Xin as Supervisor For For Management 28 Elect Chai Jiedan as Supervisor For For Management 29 Elect Han Linglong as Supervisor For For Management 30 Elect Chen Xiaming as Supervisor For For Management 31 Elect Lv Hong as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF INDIA Ticker: 532149 Security ID: Y06949112 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Authorize Issuance of Tier I/ Tier II For For Management Bonds or Preference Shares -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustments on 2019 Daily For For Management Related-party Transactions 2 Approve Issuance of Sannong Financial For Against Management Bond 3 Approve Issuance of Shuangchuang For Against Management Financial Bond 4 Approve Issuance of Microfinance Bond For Against Management -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Perpetual Bonds For For Management 2 Elect Ren Tong as Non-independent For For Management Director 3 Elect Xiang Rong as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Performance Evaluation Report For For Management on Directors and Senior Management Members 4 Approve Performance Evaluation Report For For Management on Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Profit Distribution For For Management 8 Approve 2019 Related Party Transactions For For Management 9.1 Approve Related-party Transaction with For For Management Jiangsu International Trust Co., Ltd. 9.2 Approve Related-party Transaction with For For Management Huatai Securities Co., Ltd. 9.3 Approve Related-party Transaction with For For Management Wuxi Construction Development Investment Co., Ltd. 9.4 Approve Related-party Transaction with For For Management Suzhou International Development Group Co., Ltd. 9.5 Approve Related-party Transaction with For For Management Jiangsu Shagang Group Co., Ltd. 9.6 Approve Related-party Transaction with For For Management Dongxing Securities Co., Ltd. 9.7 Approve Related-party Transaction with For For Management Wuxi Rural Commercial Bank Co., Ltd. 9.8 Approve Related-party Transaction with For For Management Suzhou Bank Co., Ltd. 9.9 Approve Related-party Transaction with For For Management Soochow Securities Co., Ltd 9.10 Approve Related-party Transaction with For For Management Huatai Securities (Shanghai) Asset Management Co., Ltd. 9.11 Approve Related-party Transaction with For For Management Dalian Bank Co., Ltd. 9.12 Approve Related-party Transaction with For For Management Jiangsu Zijin Rural Commercial Bank Co. , Ltd. 9.13 Approve Related-party Transaction with For For Management Suyin Financial Leasing Co., Ltd. 9.14 Approve Related-party Transaction with For For Management Jiangsu Financial Leasing Co., Ltd 9.15 Approve Related-party Transaction with For For Management China Orient Asset Management Co., Ltd. 9.16 Approve Related-party Transaction with For For Management Jiangsu Communication Holdings Group Finance Co., Ltd. 9.17 Approve Related-party Transaction with For For Management Jiangsu Communication Holdings Co., Ltd. 9.18 Approve Related-party Transaction with For For Management Wuxi Taihu Xincheng Development Group Co., Ltd. 9.19 Approve Related-party Transaction with For For Management Wuxi Taihu International Technology Park Investment Development Co., Ltd. 9.20 Approve Related-party Transaction with For For Management Jiangsu Guoxin Group Co., Ltd. 9.21 Approve Related-party Transaction with For For Management Jiangsu Rugao Rural Commercial Bank Co. , Ltd. 9.22 Approve Related-party Transaction with For For Management Jiangsu Nantong Rural Commercial Bank Co., Ltd. 9.23 Approve Related-party Transaction with For For Management Jiangsu Haimen Rural Commercial Bank Co., Ltd. 9.24 Approve Related-party Transaction with For For Management Jiangsu Ninghu Expressway Co., Ltd. 9.25 Approve Related-party Transaction with For For Management Eastern Airport Group Co., Ltd. 9.26 Approve Related-party Transaction with For For Management China Life City Development Industrial Investment Enterprise 9.27 Approve Related-party Transaction with For For Management Jiangsu Guoxin Co., Ltd. 9.28 Approve Related-party Transaction with For For Management Jiangsu Guoxin Group Finance Co., Ltd. 9.29 Approve Related-party Transaction with For For Management Jiangsu Railway Group Co., Ltd. 9.30 Approve Related-party Transaction with For For Management Jiangsu Zhangjiagang Rural Commercial Bank Co., Ltd. 9.31 Approve Related-party Transaction with For For Management Suzhou Trust Co., Ltd. 9.32 Approve Related-party Transaction with For For Management Wuxi Metro Group Co., Ltd. 9.33 Approve Related-party Transaction with For For Management Wuxi Sunan International Airport Group Co., Ltd. 9.34 Approve Related-party Transaction with For For Management Jiangsu Yixing Rural Commercial Bank Co., Ltd. 9.35 Approve Related-party Transaction with For For Management Related Natural Persons 10 Approve to Appoint Auditor For For Management 11 Approve to Postpone the Election of For For Management Board of Directors 12 Approve to Postpone the Election of For For Management the Supervisory Board -------------------------------------------------------------------------------- BANK OF KAOHSIUNG CO., LTD. Ticker: 2836 Security ID: Y0694H106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit and Capital Surplus 4 Amend Articles of Association For For Management 5.1 Elect Rueen-Fong Chu, a Representative For Against Management of Kaohsiung City Government, with SHAREHOLDER NO.0000001, as Non-Independent Director 5.2 Elect Liang-Chien Lee, a For Against Management Representative of Kaohsiung City Government, with SHAREHOLDER NO. 0000001, as Non-Independent Director 5.3 Elect Ho-Chung Fu, a Representative of For Against Management Kaohsiung City Government, with SHAREHOLDER NO.0000001, as Non-Independent Director 5.4 Elect Wei-Pi Tsai, a Representative of For Against Management Kaohsiung City Government, with SHAREHOLDER NO.0000001, as Non-Independent Director 5.5 Elect Chun-Chieh Huang, a For Against Management Representative of Kaohsiung City Government, with SHAREHOLDER NO. 0000001, as Non-Independent Director 5.6 Elect Hom-Gang Wang with SHAREHOLDER For Against Management NO.A103382XXX, as Non-Independent Director 5.7 Elect Yung-Yu Tsai, a Representative For Against Management of JinnHer Enterprise Co., Ltd., with SHAREHOLDER NO.0119988, as Non-Independent Director 5.8 Elect Shi-Hwi Chen, a Representative For Against Management of JinnHer Enterprise Co., Ltd., with SHAREHOLDER NO.0119988, as Non-Independent Director 5.9 Elect Chung-Hsin Liu, a Representative For Against Management of JinnHer Enterprise Co., Ltd., with SHAREHOLDER NO.0119988, as Non-Independent Director 5.10 Elect Chien-Fu Chen, a Representative For Against Management of Chuan Pu Investment Co., Ltd., with SHAREHOLDER NO.0137712, as Non-Independent Director 5.11 Elect Wai-Cho Tsui with SHAREHOLDER NO. For For Management A127684XXX, as Independent Director 5.12 Elect Cheng-Yuan Chen with SHAREHOLDER For For Management NO.G120077XXX, as Independent Director 5.13 Elect Wei-Chi Liu with SHAREHOLDER NO. For For Management A103838XXX, as Independent Director 6 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Subscription For For Management Method 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Issue Amount For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period Arrangements For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Related Party Transactions in For For Management Connection to Private Placement 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 8 Approve Issuance of Tier 2 Capital Bond For For Management 9 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Special Report on Related For For Management Party Transactions 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve to Appoint Internal Auditor For For Management 9 Approve Capital Planning For For Management 10 Approve Credit Asset Securitization For For Management Business 11 Approve Amendments to Articles of For For Management Association 12 Approve External Supervisory System For For Management 13 Elect Lin Jingran as Non-Independent For For Management Director 14 Elect Guo Zhiyi as Non-Independent For For Management Director 15 Approve Evaluation Report on the For For Management Performance Report of the Supervisors 16 Approve Evaluation Report of the Board For For Management of Supervisors on the Performance of Directors and Senior Management Members -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Tier 2 Capital Bond For For Management 2 Elect Liu Jianguang as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal on Election of Board For For Management of Directors 2.1 Elect Shi Tingjun as Non-independent For For Management Director 2.2 Elect Wei Xuemei as Non-independent For For Management Director 2.3 Elect Chen Shouping as Non-independent For For Management Director 2.4 Elect Lian Wenhui as Non-independent For For Management Director 2.5 Elect Liu Xinyu as Non-independent For For Management Director 2.6 Elect Zhang Kaidong as Non-independent For For Management Director 2.7 Elect Lu Huayu as Non-independent For For Management Director 2.8 Elect Luo Mengbo as Non-independent For For Management Director 2.9 Elect Feng Peijiong as Non-independent For For Management Director 2.10 Elect Zhuang Lingjun as For For Management Non-independent Director 3.1 Elect Hu Pingxi as Independent Director For For Management 3.2 Elect Bei Duoguang as Independent For For Management Director 3.3 Elect Li Hao as Independent Director For For Management 3.4 Elect Hong Peili as Independent For For Management Director 3.5 Elect Wang Weian as Independent For For Management Director 4 Approve Proposal on Election of Board For For Management of Supervisors 5.1 Elect Shu Guoping as Supervisor For For Management 5.2 Elect Hu Songsong as Supervisor For For Management 5.3 Elect Ding Yuanyao as Supervisor For For Management 5.4 Elect Liu Jianguang as Supervisor For For Management 6 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type and Par Value For For Management 1.2 Approve Issue Manner For For Management 1.3 Approve Target Parties and For For Management Subscription Method 1.4 Approve Issue Price and Pricing For For Management Principles 1.5 Approve Issue Scale For For Management 1.6 Approve Amount of Raised Funds and For For Management Usage of Raised Funds 1.7 Approve Lock-up Period For For Management 1.8 Approve Listing Location For For Management 1.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 1.10 Approve Resolution Validity Period For For Management 2 Approve Related Party Transactions in For For Management Connection to Private Placement 3 Approve Signing of Agreement on For For Management Private Placement -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Amend Related-Party Transaction For For Management Management System 9 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Remuneration Management System For For Management of Directors 12 Approve Remuneration Management System For For Management of Chairman and Vice Chairman 13 Approve Remuneration Management System For For Management of Supervisors 14 Approve Remuneration Management System For For Management of Board of Supervisors 15 Approve Report of the Board of For For Management Supervisors 16 Approve Performance Report of the For For Management Board of Directors and Directors 17 Approve Performance Report of the For For Management Board of Supervisors and Supervisors 18 Approve Performance Report of the For For Management Senior Management and Senior Management Members 19 Approve Performance Report of the For For Management Capital Management -------------------------------------------------------------------------------- BANK OF QINGDAO CO., LTD. Ticker: 3866 Security ID: Y069A1112 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tingjie Zhang as Director For For Management 2 Elect He Liangjun as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF QINGDAO CO., LTD. Ticker: 3866 Security ID: Y069A1112 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve to Appoint External Auditors For For Management and to Fix Their Remuneration 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Approve 2019 Related Party Transactions For For Management 8 Approve 2020 Related Party Transactions For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method of Interest For For Management Payment 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Ownership of Dividends During For For Management the Conversion Year 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholders and Bondholders For For Management Meeting 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Resolution Validity Period For For Management 2.20 Approve Authorization Matters For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Capital Management Plan For Against Management 7 Approve Shareholder Return Plan For Against Management 8 Elect Gu Jinshan as Non-Independent For For Management Director -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Dividends 5 Approve Performance Evaluation Report For For Management of Directors 6 Approve Performance Evaluation Report For For Management of Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Report on the Usage of For For Management Previously Raised Funds 9.1 Amend Articles of Association For Against Management 9.2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Authorization Plan of the Board For Against Management of Directors on General Meetings of Shareholders -------------------------------------------------------------------------------- BANK OF SUZHOU CO., LTD. Ticker: 002966 Security ID: Y0R9AT100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Approve Capital Management Plan For For Management 7 Approve Financial Statements and For For Management Financial Budget Plan 8 Approve Profit Distribution For For Management 9 Approve Special Report on For For Management Related-party Transactions 10 Approve Related Party Transactions For For Management 11 Amend Related-Party Transaction For For Management Management System 12 Approve to Appoint Auditor For For Management 13 Approve Annual Report and Summary For For Management 14 Approve Authorization Plan for the For For Management Board of Directors 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- BANK OF THE PHILIPPINE ISLANDS Ticker: BPI Security ID: Y0967S169 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For For Management Director 4.3 Elect Romeo L. Bernardo as Director For For Management 4.4 Elect Ignacio R. Bunye as Director For For Management 4.5 Elect Cezar P. Consing as Director For For Management 4.6 Elect Ramon R. del Rosario, Jr. as For For Management Director 4.7 Elect Octavio V. Espiritu as Director For For Management 4.8 Elect Rebecca G. Fernando as Director For For Management 4.9 Elect Jose Teodoro K. Limcaoco as For For Management Director 4.10 Elect Xavier P. Loinaz as Director For For Management 4.11 Elect Aurelio R. Montinola III as For For Management Director 4.12 Elect Mercedita S. Nolledo as Director For For Management 4.13 Elect Antonio Jose U. Periquet as For For Management Director 4.14 Elect Eli M. Remolona, Jr. as Director For For Management 4.15 Elect Maria Dolores B. Yuvienco as For For Management Director 5 Elect Isla Lipana & Co. as Independent For For Management Auditors and Fix Their Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BANK OF XI'AN CO., LTD. Ticker: 600928 Security ID: Y0R9AW103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Financial Budget Report 2 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve to Appoint Auditor For For Management 6 Approve 2019 Related Party Transaction For For Management 7 Approve 2020 Related Party Transaction For For Management -------------------------------------------------------------------------------- BANK OF ZHENGZHOU CO., LTD. Ticker: 6196 Security ID: Y0R99B119 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Criteria For For Management for Non-Public Issuance of A Shares 2 Approve Feasibility Report on the Use For For Management of Proceeds from the Non-Public Issuance of A Shares 3 Approve Report on the Use of For For Management Previously Raised Proceeds 4 Approve Dilution of Current Returns by For For Management the Non-Public Issuance of A Shares and the Remedial Measures 5 Approve Shareholder Return Plan for For For Management the Next Three Years (2019 to 2021) 6 Approve Related Party For For Management Transactions/Connected Transactions Involved in the Non-Public Issuance of A Shares 7 Approve Execution of the Conditional For For Management Share Subscription Agreements with Specific Subscribers 8.1 Approve Class and Par Value of the For For Management Shares to be Issued under the Non-Public Issuance 8.2 Approve Issuance Method and Time For For Management 8.3 Approve Target Subscribers and For For Management Subscription Method 8.4 Approve Price Determination Date, For For Management Issue Price and Principles for Determining the Issue Price 8.5 Approve Number of A Shares to be Issued For For Management 8.6 Approve Lock-up Period For For Management 8.7 Approve Amount and Use of Proceeds For For Management 8.8 Approve Arrangement for the For For Management Accumulated Undistributed Profits before the Completion of the Non-Public Issuance 8.9 Approve Place of Listing For For Management 8.10 Approve Validity Period of the For For Management Resolution Regarding the Non-Public Issuance 9 Approve Proposal for the Non-Public For For Management Issuance of A Shares 10 Authorize Board to Deal with Relevant For For Management Matters Involved in the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- BANK OF ZHENGZHOU CO., LTD. Ticker: 6196 Security ID: Y0R99B119 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of the For For Management Shares to be Issued under the Non-Public Issuance 1.2 Approve Issuance Method and Time For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Price Determination Date, For For Management Issue Price and Principles for Determining the Issue Price 1.5 Approve Number of A Shares to be Issued For For Management 1.6 Approve Lock-up Period For For Management 1.7 Approve Amount and Use of Proceeds For For Management 1.8 Approve Arrangement for the For For Management Accumulated Undistributed Profits Before the Completion of the Non-Public Issuance 1.9 Approve Place of Listing For For Management 1.10 Approve Validity Period of the For For Management Resolution Regarding the Non-Public Issuance 2 Approve Proposal for the Non-Public For For Management Issuance of A Shares 3 Authorize Board to Deal with Relevant For For Management Matters Involved in the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- BANK OF ZHENGZHOU CO., LTD. Ticker: 6196 Security ID: Y0R99B119 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Financial For For Management Statements 4 Approve 2019 Annual Report For For Management 5 Approve 2020 Financial Budget For For Management 6 Approve KPMG as Overseas Auditor and For For Management KPMG Huazhen LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019 Special Report on Related For For Management Party Transactions 8.1 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Development Investment Group Co., Ltd. and its Associated Corporations 8.2 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Construction Investment Group Co., Ltd. and its Associated Corporations 8.3 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Traffic Construction Investment Limited Company and its Associated Corporations 8.4 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Municipal Engineering Corporation and its Associated Corporations 8.5 Approve Estimated Quota on Related For For Management Party Transactions with Henan Investment Group Co., Ltd. and its Associated Corporations 8.6 Approve Estimated Quota on Related For For Management Party Transactions with Henan Zhengyang Construction Engineering Group Co., Ltd. and its Associated Corporations 8.7 Approve Estimated Quota on Related For For Management Party Transactions with Henan Huida Jiarui Real Estate Co., Ltd. and its Associated Corporations 8.8 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Zhongrongchuang Industry Investment Co. , Ltd. and its Associated Corporations 8.9 Approve Estimated Quota on Related For For Management Party Transactions with Zhongyuan Trust Co., Ltd. and its Associated Corporations 8.10 Approve Estimated Quota on Related For For Management Party Transactions with Bridge Trust & Investment Co., Ltd. and its Associated Corporations 8.11 Approve Estimated Quota on Related For For Management Party Transactions with Henan Asset Management Co., Ltd. and its Associated Corporations 8.12 Approve Estimated Quota on Related For For Management Party Transactions with Great Wall Fund Management Co., Ltd. 8.13 Approve Estimated Quota on Related For For Management Party Transactions with Green Fund Management Co., Ltd. 8.14 Approve Estimated Quota on Related For For Management Party Transactions with Bank of Lanzhou Co., Ltd. 8.15 Approve Estimated Quota on Related For For Management Party Transactions with Bank Of Guizhou Co., Ltd. 8.16 Approve Estimated Quota on Related For For Management Party Transactions with Central China Securities Co., Ltd. 8.17 Approve Estimated Quota on Related For For Management Party Transactions with Subsidiaries of the Bank 8.18 Approve Estimated Quota on Related For For Management Party Transactions with Related Natural Persons of the Bank 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Satisfaction of the Criteria For For Management for the Revised Non-Public Issuance of A Shares 12 Approve Report on the Use of For For Management Previously Raised Proceeds for 2019 13 Approve Dilution of Current Returns by For For Management the Revised Non-Public Issuance of A Shares and Remedial Measures 14 Approve Shareholder Return Plan for For For Management the Next Three Years (2020-2022) 15 Approve Related Party For For Management Transactions/Connected Transactions Involved in the Revised Non-Public Issuance of A Shares 16 Approve Execution of the Supplemental For For Management Subscription Agreements with Specific Subscribers 17 Approve 2019 Profit Distribution and For For Management Capital Reserve Capitalization Plan 18 Approve Amendments to Articles of For For Management Association 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20.1 Approve Class and Par Value of the For For Management Shares to be Issued Under the Non-Public Issuance 20.2 Approve Issuance Method and Time For For Management 20.3 Approve Target Subscribers and For For Management Subscription Method 20.4 Approve Price Determination Date, For For Management Issue Price and Principles for Determining the Issue Price 20.5 Approve Number of A Shares to be Issued For For Management 20.6 Approve Lock-Up Period For For Management 20.7 Approve Amount and Use of Proceeds For For Management 20.8 Approve Arrangement for the For For Management Accumulated Undistributed Profits Before the Completion of the Non-Public Issuance 20.9 Approve Place of Listing For For Management 20.10 Approve Validity Period of the For For Management Resolutions Regarding the Non-Public Issuance 21 Approve Proposal for the Revised For For Management Non-Public Issuance of A Shares 22 Approve Authorization to the Board and For For Management Its Authorized Persons to Deal with Relevant Matters Involved in the Revised Non-Public Issuance of A Shares 23 Approve Proposal of the Bank's For For Management Issuance of Financial Bonds 24 Approve Authorization to the Board For For Management Granted by the General Meeting 25 Elect Xia Hua as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF ZHENGZHOU CO., LTD. Ticker: 6196 Security ID: Y0R99B119 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution and For For Management Capital Reserve Capitalization Plan 2 Approve Amendments to Articles of For For Management Association 3.1 Approve Class and Par Value of the For For Management Shares to be Issued Under the Non-Public Issuance 3.2 Approve Issuance Method and Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Price Determination Date, For For Management Issue Price and Principles for Determining the Issue Price 3.5 Approve Number of A Shares to be Issued For For Management 3.6 Approve Lock-Up Period For For Management 3.7 Approve Amount and Use of Proceeds For For Management 3.8 Approve Arrangement for the For For Management Accumulated Undistributed Profits Before the Completion of the Non-Public Issuance 3.9 Approve Place of Listing For For Management 3.10 Approve Validity Period of the For For Management Resolutions Regarding the Non-Public Issuance 4 Approve Proposal for the Revised For For Management Non-Public Issuance of A Shares 5 Approve Authorization to the Board and For For Management Its Authorized Persons to Deal with Relevant Matters Involved in the Revised Non-Public Issuance of A Shares -------------------------------------------------------------------------------- BANPU POWER PUBLIC CO. LTD. Ticker: BPP Security ID: Y069AL126 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting None None Management 2 Acknowledge Annual Report and Approve For For Management Financial Statements 3 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 4.1 Elect Naris Chaiyasoot as Director For For Management 4.2 Elect Somruedee Chaimongkol as Director For For Management 4.3 Elect Kirana Limpaphayom as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 7 Other Business None None Management -------------------------------------------------------------------------------- BANPU PUBLIC COMPANY LIMITED Ticker: BANPU Security ID: Y0697Z186 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting None None Management 2 Acknowledge Company's Performance and For For Management Annual Report and Approve Financial Statements 3 Acknowledge Interim Dividend Payment None None Management 4.1 Elect Metee Auapinyakul as Director For For Management 4.2 Elect Pichai Dusdeekulchai as Director For For Management 4.3 Elect Suthad Setboonsarng as Director For For Management 4.4 Elect Anon Sirisaengtaksin as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve the Increase of Debenture Limit For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- BANQUE SAUDI FRANSI Ticker: 1050 Security ID: M1R177100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Distributed Dividend of SAR 1 For For Management per Share for First Half of FY 2019 5 Approve Dividends of SAR 1 per Share For For Management for Second Half of FY 2019, Which Amounts Total of 2 SAR for FY 2019 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Remuneration of Directors of For For Management SAR 7,948,273.60 for FY 2019 9 Approve Related Party Transactions For Against Management 10 Ratify Auditors and Fix Their For For Management Remuneration for Q1 of FY 2021 11 Approve Related Party Transactions Re: For For Management Al Khaleej Training and Education 12 Approve Related Party Transactions Re: For For Management Al-Rashid Trading & Contracting Company 13 Approve Related Party Transactions Re: For For Management Al-Rashid Trading & Contracting Company 14 Approve Related Party Transactions Re: For For Management Khalid Al Mutbqani 15 Approve Related Party Transactions Re: For For Management Khalid Al Mutbqani 16 Approve Related Party Transactions Re: For For Management Talal Al Meiman 17 Approve Related Party Transactions Re: For For Management Tadawul 18 Authorize Share Repurchase Program Up For Against Management to SAR 60,000,000 to be Allocated to Employees' Long-Term Incentive Plan -------------------------------------------------------------------------------- BAODING TIANWEI BAOBIAN ELECTRIC CO., LTD. Ticker: 600550 Security ID: Y3121W100 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management 2.1 Elect Zhang Qingyuan as Independent For For Management Director -------------------------------------------------------------------------------- BAODING TIANWEI BAOBIAN ELECTRIC CO., LTD. Ticker: 600550 Security ID: Y3121W100 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 2 Approve Resignation of Zhao Jichun as For For Management Supervisor -------------------------------------------------------------------------------- BAODING TIANWEI BAOBIAN ELECTRIC CO., LTD. Ticker: 600550 Security ID: Y3121W100 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Signing of Conditional Share For For Management Subscription Agreement and Supplementary Agreement 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 9 Approve Shareholder Return Plan For For Management 10 Approve White Wash Waiver and Related For For Management Transactions 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BAODING TIANWEI BAOBIAN ELECTRIC CO., LTD. Ticker: 600550 Security ID: Y3121W100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Deposits and Loans from For For Management Related Party 7 Approve Report of the Board of For For Management Independent Directors 8 Approve Report of the Board of For For Management Directors 9 Approve Report of the Board of For For Management Supervisors 10 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- BAOFENG GROUP CO., LTD. Ticker: 300431 Security ID: Y07770103 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For For Management -------------------------------------------------------------------------------- BAOJI TITANIUM INDUSTRY CO., LTD. Ticker: 600456 Security ID: Y0698P104 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Manner, Issue Size, and For For Management Par Value 2.2 Approve Bond Interest Rate and Method For For Management of Determination 2.3 Approve Bond Maturity and Rights of For For Management Holders 2.4 Approve Target Subscribers For For Management 2.5 Approve Guarantees For For Management 2.6 Approve Method of Principal and For For Management Interest Payment 2.7 Approve Use of Proceeds For For Management 2.8 Approve Safeguard Measures of Debts For For Management Repayment 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Authorization of Board to For For Management Handle All Matters Related to Corporate Bond Issuance 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BAOJI TITANIUM INDUSTRY CO., LTD. Ticker: 600456 Security ID: Y0698P104 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Report of the Independent For For Management Directors 8 Approve Credit Line Application from For Against Management Financial Institution 9 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Changes in Shareholders' For For Management Commitments 3 Elect Wang Qiangmin as Non-Independent For For Management Director 4 Elect Tian Yong as Independent Director For For Management 5 Elect Wang Zhen as Supervisor For For Management -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Elect Luo Jianchuan as Non-independent For For Management Director -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yao Linlong as Non-independent For For Management Director -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve Related Party Transaction For For Management 8 Approve 2020 Annual Budget For For Management 9 Approve Appointment of Independent For For Management Accountant and Internal Control Auditor -------------------------------------------------------------------------------- BAOSHENG SCIENCE & TECHNOLOGY INNOVATION CO., LTD. Ticker: 600973 Security ID: Y07049102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to Private Placement 2 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Private Placement 3 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- BAOSHENG SCIENCE & TECHNOLOGY INNOVATION CO., LTD. Ticker: 600973 Security ID: Y07049102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Production Management Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Related Party Transaction For For Management 10 Approve Application of Bank Credit For For Management Lines 11 Approve Provision of Guarantee For Against Management 12 Approve to Appoint Auditor For For Management 13 Approve Amendments to Articles of For Against Management Association 14 Elect Wen Daocai as Independent For For Management Director -------------------------------------------------------------------------------- BAOTAILONG NEW MATERIALS CO., LTD. Ticker: 601011 Security ID: Y71648102 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chang Wanchang as For Did Not Vote Management Non-Independent Director 2 Approve Amendments to Articles of For Did Not Vote Management Association (Amended Draft) -------------------------------------------------------------------------------- BAOTAILONG NEW MATERIALS CO., LTD. Ticker: 601011 Security ID: Y71648102 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Elect Sun Mingjun as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- BAOTAILONG NEW MATERIALS CO., LTD. Ticker: 601011 Security ID: Y71648102 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Corporate Bond Issuance 2.1 Approve Issue Scale For Did Not Vote Management 2.2 Approve Target Subscribers For Did Not Vote Management 2.3 Approve Bond Maturity and Type For Did Not Vote Management 2.4 Approve Par Value and Issue Price For Did Not Vote Management 2.5 Approve Bond Interest Rate and Method For Did Not Vote Management of Determination 2.6 Approve Use of Proceeds For Did Not Vote Management 2.7 Approve Issue Manner For Did Not Vote Management 2.8 Approve Guarantee Arrangement For Did Not Vote Management 2.9 Approve Arrangement on Redemption and For Did Not Vote Management Sale-back 2.10 Approve Trading or Listing Exchange For Did Not Vote Management 2.11 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- BAOTAILONG NEW MATERIALS CO., LTD. Ticker: 601011 Security ID: Y71648102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Report of the Independent For Did Not Vote Management Directors 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Financial Statements For Did Not Vote Management 7 Approve Profit Distribution For Did Not Vote Management 8 Approve Appointment of Financial For Did Not Vote Management Auditor and Internal Control Auditor 9 Approve Financing Plan For Did Not Vote Management 10 Approve Daily Business Operation and For Did Not Vote Management Marketing Plan 11 Amend Articles of Association For Did Not Vote Management 12 Approve Provision of Guarantee For Did Not Vote Shareholder 13.1 Elect Jiao Yun as Non-Independent For Did Not Vote Management Director 13.2 Elect Li Qingtao as Non-Independent For Did Not Vote Management Director 13.3 Elect Qin Huai as Non-Independent For Did Not Vote Management Director 13.4 Elect Wang Weizhou as Non-Independent For Did Not Vote Management Director 13.5 Elect Chang Wanchang as For Did Not Vote Management Non-Independent Director 13.6 Elect Jiao Qiang as Non-Independent For Did Not Vote Management Director 14.1 Elect Yang Zhongchen as Independent For Did Not Vote Management Director 14.2 Elect Yu Cheng as Independent Director For Did Not Vote Management 14.3 Elect Wang Xuelian as Independent For Did Not Vote Management Director 15.1 Elect Zhang Jin as Supervisor For Did Not Vote Management 15.2 Elect Song Shuqin as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- BAOTOU HUAZI INDUSTRY CO., LTD. Ticker: 600191 Security ID: Y0699X106 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Formulate External Guarantee For For Management Management System 3 Approve Sale of Shares of Huaxia Bank For For Management -------------------------------------------------------------------------------- BAOTOU HUAZI INDUSTRY CO., LTD. Ticker: 600191 Security ID: Y0699X106 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Wu Yigang as Non-Independent For For Shareholder Director 2.2 Elect Wu Zhenqing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BAOTOU HUAZI INDUSTRY CO., LTD. Ticker: 600191 Security ID: Y0699X106 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Write-off of Partial Assets For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Independent For For Management Directors 9.1 Elect Song Weidong as Non-Independent For For Shareholder Director 9.2 Elect Zhang Shichao as Non-Independent For For Shareholder Director 9.3 Elect Zhao Jianzhong as For For Shareholder Non-Independent Director 9.4 Elect Li Huaiqing as Non-Independent For For Shareholder Director 9.5 Elect Wu Yigang as Non-Independent For For Shareholder Director 9.6 Elect Wu Zhenqing as Non-Independent For For Shareholder Director 10.1 Elect Xu Yong as Independent Director For For Shareholder 10.2 Elect Yu Yang as Independent Director For For Shareholder 10.3 Elect Dai Ruiping as Independent For For Shareholder Director 11.1 Elect Zhang Tao as Supervisor For For Management 11.2 Elect Wu Mengfan as Supervisor For For Management -------------------------------------------------------------------------------- BAOXINIAO HOLDING CO., LTD. Ticker: 002154 Security ID: Y988AF104 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Wu Zhize as Non-Independent For For Management Director 2.2 Elect Wu Yuexian as Non-Independent For For Management Director 2.3 Elect Yang Fang as Non-Independent For For Management Director 2.4 Elect Wu Liya as Non-Independent For For Management Director 3.1 Elect Lv Fuxin as Independent Director For For Management 3.2 Elect Peng Tao as Independent Director For For Management 3.3 Elect Xu Weidong as Independent For For Management Director 4.1 Elect Zhou Yongwen as Supervisor For For Management 4.2 Elect Yu Chengtang as Supervisor For For Management -------------------------------------------------------------------------------- BAOXINIAO HOLDING CO., LTD. Ticker: 002154 Security ID: Y988AF104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Use of Funds for Financial For For Management Product 9 Approve Remuneration of Directors and For For Management Senior Management Members 10 Approve Remuneration of Supervisors For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BARLOWORLD LTD. Ticker: BAW Security ID: S08470189 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2 Re-elect Ngozi Edozien as Director For For Management 3 Re-elect Dominic Sewela as Director For For Management 4 Re-elect Sango Ntsaluba as Director For For Management 5 Elect Nopasika Lila as Director For For Management 6 Re-elect Sango Ntsaluba as Chairman of For For Management the Audit Committee 7 Re-elect Hester Hickey as Member of For For Management the Audit Committee 8 Re-elect Michael Lynch-Bell as Member For For Management of the Audit Committee 9 Re-elect Nomavuso Mnxasana as Member For For Management of the Audit Committee 10 Appoint Ernst & Young as Auditors of For For Management the Company with S Sithebe as Individual Registered Auditor and Authorise Their Remuneration 11.1 Approve Conditional Share Plan For For Management 11.2 Amend Forfeitable Share Plan For For Management 12 Approve Remuneration Policy For For Management 13 Approve Remuneration Implementation For For Management Report 1.1 Approve Fees for the Chairman of the For For Management Board 1.2 Approve Fees for the Resident For For Management Non-executive Directors 1.3 Approve Fees for the Non-resident For For Management Non-executive Directors 1.4 Approve Fees for the Resident Chairman For For Management of the Audit Committee 1.5 Approve Fees for the Resident Members For For Management of the Audit Committee 1.6 Approve Fees for the Non-resident For For Management Members of the Audit Committee 1.7 Approve Fees for the Non-resident For For Management Chairman of the Remuneration Committee 1.8 Approve Fees for the Resident Chairman For For Management of the Remuneration Committee 1.9 Approve Fees for the Resident Chairman For For Management of the social, Ethics and Transformation Committee 1.10 Approve Fees for the Resident Chairman For For Management of the Risk and Sustainability Committee 1.11 Approve Fees for the Resident Chairman For For Management of the General Purposes Committee 1.12 Approve Fees for the Resident Chairman For For Management of the Nomination Committee 1.13 Approve Fees for the Resident Members For For Management of Each of the Board Committees Other than Audit Committee 1.14 Approve Fees for the Non-resident For For Management Members of Each of the Board Committees 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BASSO INDUSTRY CORP. LTD. Ticker: 1527 Security ID: Y0718G100 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors -------------------------------------------------------------------------------- BATA INDIA LIMITED Ticker: 500043 Security ID: Y07273165 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Ram Kumar Gupta as Director For For Management 4 Elect Ashok Kumar Barat as Director For For Management 5 Elect Alberto Michele Maria Toni as For For Management Director 6 Reelect Akshaykumar Narendrasinhji For For Management Chudasama as Director 7 Reelect Anjali Bansal as Director For For Management -------------------------------------------------------------------------------- BATA INDIA LIMITED Ticker: 500043 Security ID: Y07273165 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ashwani Windlass as Director For For Management 2 Reelect Ravindra Dhariwal as Director For For Management -------------------------------------------------------------------------------- BAWAN CO. Ticker: 1302 Security ID: M1995W118 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Abdullah Al Fawzan as Director None For Management 1.2 Elect Issam Al Muheidib as Director None For Management 1.3 Elect Fawzan Al Fawzan as Director None For Management 1.4 Elect Raed Al Mudeiheem as Director None Abstain Management 1.5 Elect Bassil Al Qudheib as Director None Abstain Management 1.6 Elect Raed Al Mazroua as Director None For Management 1.7 Elect Khalid Al Queiz as Director None For Management 1.8 Elect Abdulkareem Al Nafaa as Director None For Management 1.9 Elect Abdullah Al Ruweiss as Director None For Management 1.10 Elect Fouad Al Shareebi as Director None Abstain Management 1.11 Elect Ibrahim Al Husseinan as Director None Abstain Management 1.12 Elect Khalid Al Hoshan as Director None For Management 1.13 Elect Mureea Habash as Director None For Management 1.14 Elect Mohammed Al Barjis as Director None Abstain Management 1.15 Elect Raad Al Qahtani as Director None Abstain Management 1.16 Elect Salahuddin Mohammed as Director None Abstain Management 1.17 Elect Samah Al Subayee as Director None Abstain Management 1.18 Elect Suleiman Al Mashaal as Director None Abstain Management 1.19 Elect Wael Al Bassam as Director None Abstain Management 1.20 Elect Zein Al Imam as Director None Abstain Management 1.21 Elect Fahd Al Shamri as Director None Abstain Management 1.22 Elect Majid Kheirullah as Director None Abstain Management 2 Elect Members of Audit Committee, None For Management Approve its Charter and the Remuneration of Its Members 3 Approve Remuneration Policy Re: For For Management Directors, Management and Committees -------------------------------------------------------------------------------- BAWAN CO. Ticker: 1302 Security ID: M1995W118 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Approve Related Party Transactions For Against Management 7 Approve Related Party Transactions Re: For For Management Madar Building Materials Company 8 Approve Related Party Transactions Re: For For Management Masdar Building Materials Company 9 Approve Related Party Transactions Re: For For Management Thabat Limited Development Company 10 Approve Related Party Transactions Re: For For Management Almarai Company 11 Approve Related Party Transactions Re: For For Management Tameer Builders and General Contractors Limited 12 Approve Related Party Transactions Re: For For Management Tameer Builders and General Contractors Limited 13 Approve Related Party Transactions Re: For For Management Madar Building Materials Company 14 Approve Related Party Transactions Re: For For Management Madar Building Materials Company 15 Approve Related Party Transactions Re: For For Management Madar Building Materials Company 16 Approve Related Party Transactions Re: For For Management Madar Building Materials Company 17 Approve Related Party Transactions Re: For For Management Projects & Supplies Company Ltd 18 Approve Related Party Transactions Re: For For Management Nesaj Real Estate Development 19 Approve Related Party Transactions Re: For For Management Al Latifia Trading & Contracting 20 Approve Related Party Transactions Re: For For Management Madar Hardware Company 21 Approve Related Party Transactions Re: For For Management Masdar Building Materials Company 22 Approve Related Party Transactions Re: For For Management Masdar Building Materials Company 23 Approve Related Party Transactions Re: For For Management Masdar Building Materials Company 24 Approve Related Party Transactions Re: For For Management Masdar Building Materials Company 25 Approve Related Party Transactions Re: For For Management Masdar Building Materials Company 26 Approve Related Party Transactions Re: For For Management Almehbaj Company 27 Approve Related Party Transactions Re: For For Management Al Romansiah Company 28 Approve Related Party Transactions Re: For For Management Al Romansiah Company 29 Approve Related Party Transactions Re: For For Management Panda Retail Company 30 Approve Related Party Transactions Re: For For Management Madar Building Materials Company 31 Approve Related Party Transactions Re: For For Management Masdar Building Materials Company 32 Approve Related Party Transactions Re: For For Management Madar Hardware Company 33 Approve Related Party Transactions Re: For For Management Madar Hardware Company 34 Approve Related Party Transactions Re: For For Management Emdad Human Resources Company 35 Approve Related Party Transactions Re: For For Management Madar Hardware Company 36 Approve Related Party Transactions Re: For For Management Madar Hardware Company 37 Approve Related Party Transactions Re: For For Management Masdar Technical Services 38 Approve Related Party Transactions Re: For For Management Masdar Technical Supplies Trading Company 39 Approve Related Party Transactions Re: For For Management Al Muhaidib Land Transport 40 Approve Related Party Transactions Re: For For Management Al Fozan Holding Company 41 Approve Related Party Transactions Re: For For Management AlOula Real Estate Development Company 42 Approve Related Party Transactions Re: For For Management Blom Invest Saudi Arabia 43 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 44 Approve Company Competition Standards For For Management Policy 45 Allow Abdullah Al Fouzan to Be For For Management Involved with Other Companies 46 Allow Issam Al Muheidib to Be Involved For For Management with Other Companies 47 Allow Fouzan Al Fouzan to Be Involved For For Management with Other Companies 48 Allow Raed Al Mudeiheem to Be Involved For For Management with Other Companies -------------------------------------------------------------------------------- BAYER CROPSCIENCE LTD. (INDIA) Ticker: 506285 Security ID: Y0761E135 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Peter Mueller as Director For For Management 4 Elect Duraiswami Narain as Director For For Management 5 Approve Appointment and Remuneration For For Management of Duraiswami Narain as Managing Director and Chief Executive Officer 6 Elect Rolf Hoffmann as Director For For Management 7 Approve Appointment and Remuneration For For Management of Rolf Hoffmann as Whole-time Director and Chief Financial Officer 8 Elect Ketaki Bhagwati as Director For For Management 9 Elect Jens Hartmann as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management and Reduction of Share Capital Without Cancellation of Shares 2 Approve Negotiation of Treasury Shares For For Management 3 Amend Articles For Against Management -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 1 For For Management 2 Amend Articles Re: Chapter IV For Against Management 3 Amend Articles Re: Chapter V For For Management 4 Amend Articles Re: Chapter VI For For Management 5 Amend Articles Re: Chapter VII For For Management 6 Amend Article 35 For For Management 7 Amend Article 36 For For Management 8 Amend Article 37 For For Management 9 Amend Articles Re: Chapter XI For For Management -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Appoint Ernst & Young Hua Ming For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors For For Management 7 Approve 2020 Guarantee Authorization For Against Management to Subsidiaries 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 9 Approve Qualifying Conditions for For For Management Public Issuance of Corporate Bonds 10.01 Approve Type of Securities Under this For For Management Public Issuance 10.02 Approve Size of the Issuance For For Management 10.03 Approve Par Value and Price of Issuance For For Management 10.04 Approve Term and Types of the Bonds For For Management 10.05 Approve Coupon Rate of the Bonds For For Management 10.06 Approve Method and Target Investors of For For Management Issuance 10.07 Approve Use of Proceeds For For Management 10.08 Approve Arrangements of Placement for For For Management Shareholders of the Company 10.09 Approve Place of Listing For For Management 10.10 Approve Arrangement of Guarantee For For Management 10.11 Approve Measures for Protection of For For Management Repayment 10.12 Approve Validity Period of the Proposal For For Management 11 Authorize the Board to Handle Relevant For For Management Matters in Connection with the Public Issuance of Corporate Bonds 12 Approve Application for Centralized For For Management Registration and Issuance of Various Debt Financing Instruments ("DFI") of Non-Financial Enterprises 13 Authorize the Board or Executive For For Management Directors to Complete the Application for Centralized Registration and Issuance of Various Debt Financing Instruments (DFI) of Non-Financial Enterprises and Related Matters 14 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3113 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Appoint Ernst & Young Hua Ming For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors For For Management 7 Approve 2020 Guarantee Authorization For Against Management to Subsidiaries 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 9 Approve Qualifying Conditions for For For Management Public Issuance of Corporate Bonds 10.01 Approve Type of Securities Under this For For Management Public Issuance 10.02 Approve Size of the Issuance For For Management 10.03 Approve Par Value and Price of Issuance For For Management 10.04 Approve Term and Types of the Bonds For For Management 10.05 Approve Coupon Rate of the Bonds For For Management 10.06 Approve Method and Target Investors of For For Management Issuance 10.07 Approve Use of Proceeds For For Management 10.08 Approve Arrangements of Placement for For For Management Shareholders of the Company 10.09 Approve Place of Listing For For Management 10.10 Approve Arrangement of Guarantee For For Management 10.11 Approve Measures for Protection of For For Management Repayment 10.12 Approve Validity Period of the Proposal For For Management 11 Authorize the Board to Handle Relevant For For Management Matters in Connection with the Public Issuance of Corporate Bonds 12 Approve Application for Centralized For For Management Registration and Issuance of Various Debt Financing Instruments ("DFI") of Non-Financial Enterprises 13 Authorize the Board or Executive For For Management Directors to Complete the Application for Centralized Registration and Issuance of Various Debt Financing Instruments (DFI) of Non-Financial Enterprises and Related Matters 14 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- BDO UNIBANK, INC. Ticker: BDO Security ID: Y07775102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Previous Annual For For Management Shareholders' Meeting Held on April 22, 2019 2 Approve Audited Financial Statements For For Management as of December 31, 2019 3 Approve and Ratify All Acts of the For For Management Board of Directors, Board Committees and Management During Their Terms of Office 4.1 Elect Christopher A. Bell-Knight as For For Management Director 4.2 Elect Jesus A. Jacinto, Jr. as Director For For Management 4.3 Elect Teresita T. Sy as Director For For Management 4.4 Elect Josefina N. Tan as Director For For Management 4.5 Elect Nestor V. Tan as Director For For Management 4.6 Elect George T. Barcelon as Director For For Management 4.7 Elect Jose F. Buenaventura as Director For For Management 4.8 Elect Jones M. Castro, Jr. as Director For For Management 4.9 Elect Vicente S. Perez, Jr. as Director For For Management 4.10 Elect Dioscoro I. Ramos as Director For For Management 4.11 Elect Gilberto C. Teodoro, Jr. as For For Management Director 5 Approve Amendments to BDO's Articles For For Management of Incorporation and By-Laws to Conform to the Revised Corporation Code of the Philippines and BDO's Current Operations and Structure as well as Enhance Corporate Governance 6 Appoint External Auditor For For Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BECLE SAB DE CV Ticker: CUERVO Security ID: P0929Y106 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements for For For Management Period Ended October 31, 2019 2 Approve Absorption of Lanceros SA de For For Management CV, Sunrise Distillers SAPI de CV, Jose Cuervo SA de CV, Tequila Cuervo la Rojena SA de CV, Ex Hacienda los Camichines SA de CV and Corporativo de Marcas GJB SA de CV by the Company; Approve Absorption Agreement 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BECLE SAB DE CV Ticker: CUERVO Security ID: P0929Y106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Discharge Directors, Committees and CEO 2 Present Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income and For For Management Dividends 4.1 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 4.2 Approve Report on Policies and For For Management Decisions Adopted by Board on Share Repurchase 5 Elect or Ratify Directors, Secretary For Against Management and Officers 6 Elect or Ratify Chairman of Audit and For Against Management Corporate Practices Committee 7 Approve Remuneration of Directors, For For Management Audit and Corporate Practices Committee and Secretary 8 Approve Partial Cancellation of For For Management Repurchased Shares and Consequently Reduction in Variable Portion of Capital 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BEFAR GROUP CO., LTD. Ticker: 601678 Security ID: Y07710109 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Existence Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Period 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Ownership of Dividends During For For Management the Conversion Year 2.14 Approve Issue Manner and Target For For Management Subscriber 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholders and Bondholders For For Management Meeting Matters 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Raised Funds Management and For For Management Deposit Account 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- BEFAR GROUP CO., LTD. Ticker: 601678 Security ID: Y07710109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5.1 Approve Guarantee Provision Plan For For Management 5.2 Approve Provision of Guarantee for For For Management Shandong Binhua New Material Co., Ltd. 6.1 Approve Related Party Transactions For For Management with Zhonghai Liqing Co., Ltd. 6.2 Approve Related Party Transaction with For For Management Several Companies 6.3 Approve Related Party Transactions For For Management with Shandong Binhua New Material Co., Ltd. 7 Approve Capital Injection of Shandong For For Management Binhua New Material Co., Ltd. 8 Approve Use of Idle Raised Funds and For For Management Own Funds for Entrusted Asset Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- BEIBU GULF PORT CO., LTD. Ticker: 000582 Security ID: Y0770P105 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Performance Shares Incentive Plan 4 Approve Equity Acquisition and Related For For Management Party Transactions 5 Approve Change of Use of Proceeds and For For Management Related Party Transactions -------------------------------------------------------------------------------- BEIBU GULF PORT CO., LTD. Ticker: 000582 Security ID: Y0770P105 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Financing Plan For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Daily Related Party For For Management Transactions 4 Approve Fixed Assets Investment Plan For For Management 5 Elect Chen Dong as Non-Independent For For Shareholder Director 6 Approve Change of Financial Auditor For For Management and Internal Control Auditor 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Amend Management System for the Use of For For Management Raised Funds -------------------------------------------------------------------------------- BEIBU GULF PORT CO., LTD. Ticker: 000582 Security ID: Y0770P105 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Shareholder Return Plan For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Financial Statements and For For Management Financial Budget Report 9 Approve to Appoint Auditor For For Management 10 Approve Related Party Transaction in For For Management Connection with Provision of Special Government Bond Funds -------------------------------------------------------------------------------- BEIBU GULF PORT CO., LTD. Ticker: 000582 Security ID: Y0770P105 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wei Tao as Non-Independent For For Shareholder Director 2.1 Elect Qin Jianwen as Independent For For Management Director 2.2 Elect Ling Bin as Independent Director For For Management 2.3 Elect Ye Zhifeng as Independent For For Management Director 3.1 Elect Huang Shengji as Supervisor For For Shareholder 3.2 Elect Liang Yong as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIGENE, LTD. Ticker: 6160 Security ID: 07725L102 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Pursuant to For For Management the Share Purchase Agreement 2 Approve Collaboration Agreement with For For Management Amgen Inc. 3 Approve the Annual Caps in Relation to For For Management the Collaboration Agreement 4 Elect Director Anthony C. Hooper For For Management -------------------------------------------------------------------------------- BEIGENE, LTD. Ticker: 6160 Security ID: 07725L102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John V. Oyler For For Management 2 Elect Director Timothy Chen For For Management 3 Elect Director Jing-Shyh (Sam) Su For For Management 4 Ratify Ernst & Young Hua Ming LLP and For For Management Ernst & Young as Auditors 5 Authorize the Board of Directors to For For Management Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares 6 Approve Connected Person Placing For For Management Authorization I 7 Approve Connected Person Placing For For Management Authorization II 8 Amend Omnibus Stock Plan For Against Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEIJING AEROSPACE CHANGFENG CO., LTD. Ticker: 600855 Security ID: Y0769Y109 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- BEIJING AEROSPACE CHANGFENG CO., LTD. Ticker: 600855 Security ID: Y0769Y109 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares 2.1 Approve Overall Plan For For Management 2.2 Approve Pricing Basis and Transaction For For Management Price 2.3 Approve Issue Type and Par Value For For Management 2.4 Approve Issue Manner and Target Parties For For Management 2.5 Approve Pricing Basis Date For For Management 2.6 Approve Issue Price and Pricing Basis For For Management 2.7 Approve Issue Scale For For Management 2.8 Approve Lock-up Period For For Management 2.9 Approve Listing Location For For Management 2.10 Approve Delivery of Underlying Asset For For Management 2.11 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.12 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.13 Approve Performance Commitment and For For Management Compensation Arrangements 2.14 Approve Resolution Validity Period For For Management 3 Approve Report (Draft) and Summary on For For Management Assets Acquisition via Share Issuance and Related Party Transaction 4 Approve Signing Conditional Agreement For For Management with the Counterparty 5 Approve Supplementary Agreement to For For Management Sign a Conditional Agreement with Counterparty 6 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 7 Approve Appraisal Report For For Management 8 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Transaction Does Not For For Management Constitute as Backdoor Listing 11 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 12 Approve Related Party Transaction in For For Management Connection to Acquisition via Share Issuance 13 Approve Transaction Complying with the For For Management Relevant Provisions of the Measures for the Administration of Major Assets Restructuring of Listed Companies 14 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 15 Approve Whether the Company's Stock For For Management Price Fluctuation Meets the Explanation of the Relevant Standards of Article 5 of the Circular on Regulating Information Disclosure of Listed Companies and the Behavior of Related Parties 16 Approve White Wash Waiver For For Management 17 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING AEROSPACE CHANGFENG CO., LTD. Ticker: 600855 Security ID: Y0769Y109 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING AEROSPACE CHANGFENG CO., LTD. Ticker: 600855 Security ID: Y0769Y109 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jin Cangsong as Non-Independent For For Shareholder Director 1.2 Elect Su Zihua as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BEIJING AEROSPACE CHANGFENG CO., LTD. Ticker: 600855 Security ID: Y0769Y109 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING AEROSPACE CHANGFENG CO., LTD. Ticker: 600855 Security ID: Y0769Y109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Financial and For For Management Internal Control Auditor 8 Approve Daily Related-party For For Management Transactions 9 Approve Repurchase and Cancellation of For For Management Performance Commitment Compensation Shares 10 Approve Authorization of Board to For For Management Handle All Related Matters on Performance Compensation 11 Approve Report of the Independent For For Management Directors 12.1 Elect Jin Cangsong as Non-independent For For Shareholder Director 12.2 Elect Su Zihua as Non-independent For For Shareholder Director 12.3 Elect Ma Xiaoquan as Non-independent For For Shareholder Director 12.4 Elect Xiao Haichao as Non-independent For For Shareholder Director 12.5 Elect He Jianping as Non-independent For For Shareholder Director 12.6 Elect Zhang Yalin as Non-independent For For Shareholder Director 13.1 Elect Yue Cheng as Independent Director For For Shareholder 13.2 Elect Wang Benzhe as Independent For For Shareholder Director 13.3 Elect Hui Rutai as Independent Director For For Shareholder 14.1 Elect Lin Ye as Supervisor For For Shareholder 14.2 Elect Pi Yinlin as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING AOSAIKANG PHARMACEUTICAL CO., LTD. Ticker: 002755 Security ID: Y0R7Z6107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Changes in Accounting Policies For For Management -------------------------------------------------------------------------------- BEIJING BASHI MEDIA CO., LTD. Ticker: 600386 Security ID: Y07711107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Report of the Independent For For Management Directors 8 Approve to Appoint Auditor For For Management 9 Approve Related Party Transaction For For Management 10 Approve Allowance of Independent For For Management Directors 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Foreign Investment Management For For Management Method 15 Amend Management System for Providing For For Management External Guarantees 16.1 Elect Wang Chunjie as Non-Independent For For Shareholder Director 16.2 Elect Ma Jingming as Non-Independent For For Shareholder Director 16.3 Elect Zou Yanhuan as Non-Independent For For Shareholder Director 16.4 Elect Cao Qizhi as Non-Independent For For Shareholder Director 16.5 Elect Yan Guangxing as Non-Independent For For Shareholder Director 16.6 Elect Fu Shixue as Non-Independent For For Shareholder Director 17.1 Elect Meng Yan as Independent Director For For Shareholder 17.2 Elect Cheng Li as Independent Director For For Shareholder 17.3 Elect Lu Di as Independent Director For For Shareholder 18.1 Elect Huang Zhiyuan as Supervisor For For Shareholder 18.2 Elect Ao Baoguo as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For Did Not Vote Management Performance Shares and Cancellation of Stock Options 2 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Funds from For For Management Raised Funds Investment Project to Replenish Working Capital 2 Approve Provision of Guarantee For Against Shareholder -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Funds from For Did Not Vote Management Raised Funds Investment Project to Replenish Working Capital 2 Approve Provision of Guarantee For Did Not Vote Shareholder -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For For Management to Supplement Working Capital -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For Did Not Vote Management to Supplement Working Capital -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares (Amended Draft) 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.5 Approve Issue Scale For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Location For For Management 3 Approve Plan on Private Placement of For For Management Shares (Amended Draft) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Shareholder Return Plan For For Management 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 9 Approve Supervision Measures or For For Management Penalties Taken by Securities Regulatory Departments and Exchanges in the Last Five Years 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares (Amended Draft) 2.1 Approve Issue Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Issue Period For Did Not Vote Management 2.3 Approve Target Parties and For Did Not Vote Management Subscription Manner 2.4 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Principles 2.5 Approve Issue Scale For Did Not Vote Management 2.6 Approve Lock-up Period For Did Not Vote Management 2.7 Approve Amount and Usage of Raised For Did Not Vote Management Funds 2.8 Approve Distribution Arrangement of For Did Not Vote Management Cumulative Earnings 2.9 Approve Resolution Validity Period For Did Not Vote Management 2.10 Approve Listing Location For Did Not Vote Management 3 Approve Plan on Private Placement of For Did Not Vote Management Shares (Amended Draft) 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Shareholder Return Plan For Did Not Vote Management 7 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Commitment Regarding For Did Not Vote Management Counter-dilution Measures in Connection to the Private Placement 9 Approve Supervision Measures or For Did Not Vote Management Penalties Taken by Securities Regulatory Departments and Exchanges in the Last Five Years 10 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yao as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yao as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve No Profit Distribution For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Related Party Transaction System For For Management 9 Approve Guarantee Provision Plan For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve No Profit Distribution For Did Not Vote Management 7 Approve Amendments to Articles of For Did Not Vote Management Association 8 Amend Related Party Transaction System For Did Not Vote Management 9 Approve Guarantee Provision Plan For Did Not Vote Management 10 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING BEILU PHARMACEUTICAL CO., LTD. Ticker: 300016 Security ID: Y07721106 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING BEILU PHARMACEUTICAL CO., LTD. Ticker: 300016 Security ID: Y07721106 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING BEILU PHARMACEUTICAL CO., LTD. Ticker: 300016 Security ID: Y07721106 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BEIJING BEILU PHARMACEUTICAL CO., LTD. Ticker: 300016 Security ID: Y07721106 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Amend Articles of Association For For Management 8 Approve Related Party Transactions For For Management 9 Approve Provision of Guarantee For For Shareholder 10 Approve Comprehensive Credit Line For For Shareholder Application -------------------------------------------------------------------------------- BEIJING BEILU PHARMACEUTICAL CO., LTD. Ticker: 300016 Security ID: Y07721106 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Convertible Bonds Issuance 2 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Shareholder Return Plan For For Management 5.1 Approve Issue Type For For Management 5.2 Approve Issue Scale For For Management 5.3 Approve Existence Period For For Management 5.4 Approve Par Value and Issue Price For For Management 5.5 Approve Bond Interest Rate For For Management 5.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 5.7 Approve Conversion Period For For Management 5.8 Approve Determination of Conversion For For Management Price 5.9 Approve Adjustment and Calculation of For For Management Conversion Price 5.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 5.11 Approve Method for Determining the For For Management Number of Shares for Conversion 5.12 Approve Terms of Redemption For For Management 5.13 Approve Terms of Sell-Back For For Management 5.14 Approve Dividend Distribution Post For For Management Conversion 5.15 Approve Issue Manner and Target For For Management Subscribers 5.16 Approve Placing Arrangement for For For Management Shareholders 5.17 Approve Matters Regarding Bondholder For For Management Meeting 5.18 Approve Use of Proceeds For For Management 5.19 Approve Guarantee Matters For For Management 5.20 Approve Rating Matters For For Management 5.21 Approve Safekeeping of Raised Funds For For Management 5.22 Approve Resolution Validity Period For For Management 6 Approve Plan on Convertible Bonds For For Management Issuance 7 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bonds Issuance 8 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- BEIJING BEILU PHARMACEUTICAL CO., LTD. Ticker: 300016 Security ID: Y07721106 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- BEIJING BEWINNER COMMUNICATIONS CO., LTD. Ticker: 002148 Security ID: Y07718102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Working System for Independent For For Management Directors 15.1 Elect Fu Lemin as Non-Independent For For Management Director 15.2 Elect Xu Jianguo as Non-Independent For For Management Director 15.3 Elect Liu Ning as Non-Independent For For Management Director 15.4 Elect Zhang Qi as Non-Independent For For Management Director 16.1 Elect Xiong Hui as Independent Director For For Management 16.2 Elect Li Zhen as Independent Director For For Management 17.1 Elect Zou Bin as Supervisor For For Management 17.2 Elect Fan Jinglong as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING BOHUI INNOVATION BIOTECHNOLOGY CO., LTD. Ticker: 300318 Security ID: Y0R719108 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction of Strategic For For Management Investors and Capital Injection 2 Approve Waiver of Pre-emptive Right For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Working System for Independent For For Management Directors 7 Amend Foreign Investment and Financing For For Management Management Measures 8 Amend Related-Party Transaction For For Management Management System 9 Amend Management System of Raised Funds For For Management 10 Amend Major Trading Decision System For For Management -------------------------------------------------------------------------------- BEIJING BOHUI INNOVATION BIOTECHNOLOGY CO., LTD. Ticker: 300318 Security ID: Y0R719108 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection in For For Management Controlled Subsidiary -------------------------------------------------------------------------------- BEIJING BOHUI INNOVATION BIOTECHNOLOGY CO., LTD. Ticker: 300318 Security ID: Y0R719108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7.1 Elect Zhai Xiaofeng as Non-Independent For For Management Director 7.2 Elect Jiang Yan as Non-Independent For For Management Director 7.3 Elect Wang Wei as Non-Independent For For Management Director 7.4 Elect Shen Zhiwei as Non-Independent For For Management Director 7.5 Elect Zhao Li as Independent Director For For Shareholder 7.6 Elect Ban Jun as Independent Director For For Shareholder 7.7 Elect Zhang Xiaosu as Independent For For Shareholder Director 8.1 Elect Du Jianghong as Supervisor For For Management 8.2 Elect Yang Chen as Supervisor For For Management 9 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Issue Size For For Management 3.2 Approve Par Value and Issue Price For For Management 3.3 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 3.4 Approve Bond Type and Bond Maturity For For Management 3.5 Approve Bond Interest Rate and For For Management Interest Payment Method 3.6 Approve Issue Manner For For Management 3.7 Approve Guarantee in Relation to Bond For For Management Issuance 3.8 Approve Use of Proceeds For For Management 3.9 Approve Listing Arrangement For For Management 3.10 Approve Company's Credit Status and For For Management Safeguard Measures for Debt Repayment 3.11 Approve Underwriting Manner For For Management 3.12 Approve Resolution Validity Period For For Management 4 Approve Authorization of Board to For For Management Handle All Matters Related to Corporate Bond Issuance -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Target Party and Placing For For Management Arrangement for Shareholders 2.4 Approve Type and Period For For Management 2.5 Approve Interest Rate and Interest For For Management Payment Method 2.6 Approve Terms of Redemption and Terms For For Management of Sell-Back 2.7 Approve Deferred Interest Payment For For Management Option 2.8 Approve Restrictions of Mandatory For For Management Interest Payment and Deferred Payment of Interest 2.9 Approve Issue Manner For For Management 2.10 Approve Guarantee Matters For For Management 2.11 Approve Use of Proceeds For For Management 2.12 Approve Listing Arrangement For For Management 2.13 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 2.14 Approve Underwriting Method For For Management 2.15 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Non-Financial For Against Management Guarantee 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Non-Financial For Did Not Vote Management Guarantee 2 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Huibin as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Financial For For Management Auditor 8 Approve Remuneration of Internal For For Management Control Auditor 9 Approve Appointment of Financial For For Management Auditor 10 Approve Appointment of Internal For For Management Control Auditor 11 Amend Articles of Association For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Provision of Entrusted Loan For Against Management and Related Transactions -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line of Company from For For Management Industrial Bank Co., Ltd. 2 Approve Guarantee Provision Plan For For Management 3 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 4.1 Approve Issue Size For For Management 4.2 Approve Par Value and Issue Price For For Management 4.3 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 4.4 Approve Type and Maturity For For Management 4.5 Approve Interest Rate and Interest For For Management Payment Method 4.6 Approve Terms of Redemption or For For Management Sell-Back 4.7 Approve Deferred Interest Payment For For Management Option 4.8 Approve Restrictions on Compulsory For For Management Interest Payment and Deferred Interest Payment 4.9 Approve Issue Manner For For Management 4.10 Approve Guarantee Clause For For Management 4.11 Approve Use of Proceeds For For Management 4.12 Approve Listing Arrangement For For Management 4.13 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 4.14 Approve Underwriting Manner For For Management 4.15 Approve Resolution Validity Period For For Management 5 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to the Rights Issuance 2 Approve Extension of Authorization For For Management Period of Board to Handle All Matters Related to the Rights Issuance -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Issuance of Corporate Bonds 2 Approve Private Issuance of Corporate For For Management Bonds 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Financial Assistance Provision For For Management 5 Approve Guarantee Provision Plan For For Management 6 Approve Provision of Loan Guarantee For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Approve Allowance of Independent For For Management Directors 4 Approve Provision of Guarantee For For Management 5.1 Elect Li Yan as Non-independent For For Shareholder Director 5.2 Elect Pan Wen as Non-independent For For Shareholder Director 5.3 Elect Ruan Qingge as Non-independent For For Shareholder Director 5.4 Elect Pan Gangsheng as Non-independent For For Shareholder Director 5.5 Elect Fu Fei as Non-independent For For Shareholder Director 5.6 Elect Wang Hongbin as Non-independent For For Shareholder Director 6.1 Elect Sun Maozhu as Independent For For Management Director 6.2 Elect Qiu Xiaohua as Independent For For Management Director 6.3 Elect Bai Tao as Independent Director For For Management 7.1 Elect Mi Yong as Supervisor For For Shareholder 7.2 Elect Wang Lixin as Supervisor For For Shareholder 7.3 Elect Chen Gang as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Loan Terms by Xiamen For For Management Yuetai Real Estate Co., Ltd. 2 Approve Guarantee Provision For For Management 3 Approve Debt Financing Plan For For Management 4 Approve Authorization of Board to For For Management Handle All Matters Related to Debt Financing Plan -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision to Fuzhou For For Management Shoukai Ruitai Real Estate Development Co., Ltd. 2 Approve Guarantee Provision to Fuzhou For For Management Shoukai Zhonggeng Investment Co., Ltd. -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Authorization of Management to For For Management Handle All Related Matters Regarding Issuance of Medium-term Notes 3 Approve Issuance of Super Short-term For For Management Commercial Papers 4 Approve Authorization of Management to For For Management Handle All Related Matters Regarding Issuance of Super Short-term Commercial Papers -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Loan Application of Beijing Shoukai Cuncao Service Co., Ltd. 2 Approve Provision of Guarantee for For For Management Trust Loan of Beijing Shoukai Yingxin Investment Management Co., Ltd. 3 Approve Provision of Guarantee for For For Management Loan Application of Fuzhou Zhonghongsheng Industrial Co., Ltd. 4 Approve Provision of Guarantee for For For Management Loan Application of Suzhou Longtai Real Estate Co., Ltd. 5 Approve Provision of Guarantee for For For Management Trust Loan Application of Fuzhou Rongcheng Real Estate Development Co., Ltd. 6 Approve Signing of Property Lease For For Management Agreement 7 Approve Provision of Guarantee for For Against Shareholder Beijing Dongyin Yanhua Real Estate Co. , Ltd. 8.1 Elect Wang Lichuan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Internal Control Audit Report For For Management 8 Approve Social Responsibility Report For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve to Appoint Auditor For For Management 11 Approve Authorization of Guarantee For For Management Matters 12 Approve Authorization of Debt For For Management Financing Matters 13 Approve Guarantee Provision for For For Management Beijing Shoukai Cuncao Pension Service Co., Ltd. 14 Approve Debt Financing Plan For For Management 15 Approve Authorization on Debt For For Management Financing Plan 16 Approve Payment of Guarantee Fees For For Management 17 Approve Related Party Transaction For For Management 18 Approve Guarantee Provision for For For Management Beijing Shoukai Zhongsheng Real Estate Co., Ltd. 19 Approve Guarantee Provision for For For Management Guiyang Shoukai Longtai Real Estate Development Co., Ltd. -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolutions in Relation to the For For Management Non-Public Issuance 1.1 Approve Class of Shares to be Issued For For Management 1.2 Approve Nominal Value of the Shares to For For Management be Issued 1.3 Approve Method of Issue For For Management 1.4 Approve Date of Issue For For Management 1.5 Approve Target Subscriber For For Management 1.6 Approve Subscription Method For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Size of Issuance For For Management 1.9 Approve Number of Shares to be Issued For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Arrangement for the For For Management Accumulated Profits to the Non-Public Issuance 1.12 Approve Validity Period of the For For Management Resolutions on the Non-Public Issuance 1.13 Approve Share Subscription Agreement For For Management and Related Transactions 2 Authorized Board to Deal with All For For Management Matters in Relation to the Non-Public Issuance 3 Authorize Board to Make Consequential For For Management Amendments to Provisions in Articles Based on the Results of the Non-Public Issuance -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolutions in Relation to the For For Management Non-Public Issuance 1.1 Approve Class of Shares to be Issued For For Management 1.2 Approve Nominal Value of Shares to be For For Management Issued 1.3 Approve Method of Issue For For Management 1.4 Approve Date of Issue For For Management 1.5 Approve Target Subscriber For For Management 1.6 Approve Subscription Method For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Size of the Issuance For For Management 1.9 Approve Number of Shares to be Issued For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Arrangement for the For For Management Accumulated Profits Prior to the Non-Public Issuance 1.12 Approve Validity Period of Resolutions For For Management on the Non-Public Issuance 1.13 Approve Share Subscription Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply of Aviation Safety and For For Management Security Guard Services Agreement and Related Transactions 2 Approve Profit Distribution Adjustment For For Shareholder Proposal -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Independent Auditors' Report 4 Approve 2019 Profit Appropriation For For Management Proposal 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 6.1 Elect Liu Xuesong as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.2 Elect Han Zhiliang as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.3 Elect Zhang Guoliang as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.4 Elect Gao Shiqing as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.5 Elect Jia Jianqing as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.6 Elect Song Kun as Director, Authorize For For Management Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.7 Elect Jiang Ruiming as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.8 Elect Liu Guibin as Director, For Against Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.9 Elect Zhang Jiali as Director, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 6.10 Elect Stanley Hui Hon-Chung as For For Management Director, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.1 Elect Song Shengli as Supervisor, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.2 Elect Wang Xiaolong as Supervisor, For For Management Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 7.3 Elect Japhet Sebastian Law as For For Management Supervisor, Authorize Board to Enter Into Service Contract with Him, and Authorize Board to Fix His Remuneration 8 Approve Registration and Issue of For For Shareholder Medium-Term Notes and Grant of Authorization to the Board to Deal with Such Related Matters -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: AUG 31, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Non-Public Issuance of For For Management Debt Financing Plans 2 Authorize the Executive Director and For For Management President to Deal with All Matters in Relation to the Debt Financing Plans -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of 50% of the Equity For For Management Interests in Beijing Tiancheng Yongyuan Investment Management Co., Ltd. to Bantex Investments Limited by the Company Through Public Tender in China Beijing Equity Exchange 2 Authorize Board to Deal with All For For Management Matters in Relation to the Asset Transaction Agreement -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds For For Management 2 Authorize Board to Deal with All For For Management Matters in Relation to Issuance of Corporate Bonds 3 Approve Measures to be Implemented by For For Management the Company in the Event of Expected Inability to Repay the Principal or Interests of the Domestic Corporate Bonds -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Assistance and Guarantee by the Company to the Project Company Pursuant to the Agreements and Related Transactions -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Arrangements in Respect of For For Management Issuance of Private Placement Notes in the PRC 2 Authorize Board to Deal With All For For Management Matters in Relation to Arrangements in Respect of Issuance of Private Placement Notes in the PRC -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 4 Approve 2019 Profit Distribution Scheme For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL RETAILING GROUP CO., LTD. Ticker: 600723 Security ID: Y0770Y106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Elect Lu Changcai as Non-independent For For Management Director 8 Approve Related Party Transaction For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Zhongmin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Huasu Pharmaceutical from Shengjing Bank 2 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Huasu Pharmaceutical from Bank of Jiangsu -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Incentive Pay to For Against Management Hou Zhanjun -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditors and to Fix For For Management Their Remuneration -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to CNY For For Management 1.3 Billion Working Capital Loan to Sichuan Medicine 2 Approve Provision of Guarantee to CNY For For Management 20 Million Working Capital Loan to Zhongshi Shangzhuang -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Provision of Guarantee for For For Shareholder Credit Line Application of Beijing Wellso Pharmaceutical Co.,Ltd. 3 Approve Provision of Guarantee for For For Shareholder Credit Line Application of Shandong Huasu Pharmaceutical Co., Ltd. -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Report For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Appointment of Auditor and Its For For Management Remuneration -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING CHANGJIU LOGISTICS CORP Ticker: 603569 Security ID: Y0778P107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING CHANGJIU LOGISTICS CORP Ticker: 603569 Security ID: Y0778P107 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Investment For For Management Project of Initial Public Offering of Funds and Use Excess Raised Funds to Supplement Working Capital 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 3 Approve Provision of Guarantee to For For Management Overseas Wholly-owned Subsidiary -------------------------------------------------------------------------------- BEIJING CHANGJIU LOGISTICS CORP Ticker: 603569 Security ID: Y0778P107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Director 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Internal Control Evaluation For For Management Report 8 Approve Use of Idle Own Funds for For For Management Short-term Entrusted Financial Management 9 Approve Application of Comprehensive For For Management Credit Lines 10 Approve Related Party Transactions For For Management 11 Approve 2019 and 2020 Remuneration of For Against Management Directors 12 Approve Formulation of Shareholder For For Management Return Plan 13 Elect Li Bing as Independent Director For For Management -------------------------------------------------------------------------------- BEIJING CISRI-GAONA MATERIALS & TECHNOLOGY CO., LTD. Ticker: 300034 Security ID: Y07726105 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Change of Company's English For For Management Name and Abbreviation and Amend Articles of Association 3 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Supply Chain For For Management Accounts Payable Asset Securitization 2 Approve Provision of Guarantee for For For Management Associate Company 3 Approve Provision of Guarantee by For Against Management Controlled Subsidiary 4 Approve Provision of Counter-guarantee For For Management for Associate Company 5 Approve Provision of Raw Material For Against Management Procurement Performance Guarantee for Controlled Subsidiary 6 Approve Provision Estimated Guarantee For Against Management for Controlled Subsidiary -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Takeover of Shandong Rongchang For For Management Breeding Co., Ltd. and Termination of Original Performance Commitment Plan -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee and For For Management Related Party Transactions -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Termination of Acquiring For For Management Controlled Subsidiary's Minority Interests -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution for For For Management First Three Quarters 2 Approve Appointment of Auditor For For Shareholder 3 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Asset Mortgage -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shao Genhuo as Non-Independent For For Management Director 1.2 Elect Zhang Lizhong as Non-Independent For For Management Director 1.3 Elect Song Weiping as Non-Independent For For Management Director 1.4 Elect Zhou Yejun as Non-Independent For For Management Director 2.1 Elect Wang Liyan as Independent For For Management Director 2.2 Elect Li Xuan as Independent Director For For Management 2.3 Elect Fu Wenge as Independent Director For For Management 3 Elect Tan Songlin as Supervisor For For Management 4 Approve Provision of Guarantee to For For Management Associate Company 5 Approve Continued Authorization on For For Management Guarantee Provision for Customers 6 Approve Provision of Mortgage For For Management Guarantees -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Controlled Subsidiary 2 Approve Provision Mortgage Guarantee For For Management by Controlled Subsidiary 3 Approve Provision of Guarantee for For For Management Controlled Subsidiary by Controlled Subsidiary 4 Approve Provision of Guarantee and For For Management Related Party Transactions for Associate Company 5 Approve Daily Related Party Transaction For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Authorization to the Chairman For For Management of the Board 9 Approve Provision of Guarantee For Against Management 10 Approve Continued Use of Own Idle For For Management Funds to Purchase Low-risk Financial Products -------------------------------------------------------------------------------- BEIJING DALONG WEIYE REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 600159 Security ID: Y40846100 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Loan For For Management 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Fan Xuepeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- BEIJING DALONG WEIYE REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 600159 Security ID: Y40846100 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ma Yunhu as Non-independent For For Management Director 1.2 Elect Yang Xiangfang as For For Management Non-independent Director 1.3 Elect Zhang Hongtao as Non-independent For For Management Director 1.4 Elect Peng Zehai as Non-independent For For Management Director 1.5 Elect Fan Xuepeng as Non-independent For For Management Director 1.6 Elect Wei Caihong as Non-independent For For Management Director 2.1 Elect Wang Zaiwen as Independent For For Management Director 2.2 Elect Zhang Xiaojun as Independent For For Management Director 2.3 Elect Li Jintong as Independent For For Management Director 3.1 Elect Yu Youqing as Supervisor For For Management 3.2 Elect Liu Jiajie as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING DALONG WEIYE REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 600159 Security ID: Y40846100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Related Party Transaction For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management -------------------------------------------------------------------------------- BEIJING DALONG WEIYE REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 600159 Security ID: Y40846100 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Zhiqiang as Independent For For Management Director 2.1 Elect Huang Haiming as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING DINGHAN TECHNOLOGY GROUP CO., LTD. Ticker: 300011 Security ID: Y07722104 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gu Qingwei as Non-Independent For For Management Director 1.2 Elect Zhang Yanbing as Non-Independent For For Management Director 1.3 Elect Zuo Liang as Non-Independent For For Management Director 1.4 Elect Wang Shengtang as For For Management Non-Independent Director 1.5 Elect Wan Qing as Non-Independent For For Management Director 1.6 Elect Cheng Can as Non-Independent For For Management Director 2.1 Elect Chen Tefang as Independent For For Management Director 2.2 Elect Ding Huiping as Independent For For Management Director 2.3 Elect Xiao Yongmin as Independent For For Management Director 3.1 Elect Wang Chenggang as Supervisor For For Management 3.2 Elect Wu Shubo as Supervisor For For Management 3.3 Elect Yan Fangyuan as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING DINGHAN TECHNOLOGY GROUP CO., LTD. Ticker: 300011 Security ID: Y07722104 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Provision of Guarantee and For For Management Related Party Transactions by Ultimate Controller and Its Concerted Person for the Company's Comprehensive Credit Line Application 9 Approve Provision of Guarantee For Against Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD. Ticker: 300212 Security ID: Y07737102 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price and Adjustment 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Determination of Number of For For Management Shares to be Converted 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Deposit of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bond Issuance 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of Raised For For Management Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Principle of Bondholders For For Management Meeting 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Change in Business Scope For For Management 13 Approve Amendments to Articles of For For Management Association 14 Approve Changes in Industrial and For For Management Commercial Registration 15 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD. Ticker: 300212 Security ID: Y07737102 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Yongjun as Chairman of the For For Management Board -------------------------------------------------------------------------------- BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD. Ticker: 300212 Security ID: Y07737102 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD. Ticker: 300212 Security ID: Y07737102 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Convertible For For Management Bond Issuance 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Issue Manner and Period For For Management 3.3 Approve Target Parties and For For Management Subscription Manner 3.4 Approve Issue Price and Pricing Basis For For Management 3.5 Approve Issue Scale For For Management 3.6 Approve Restriction Period Arrangement For For Management 3.7 Approve Amount and Usage of Raised For For Management Funds 3.8 Approve Listing Location For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Resolution Validity Period For For Management 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Signing of Conditional For For Management Subscription Agreement and Supplemental Conditional Share Subscription Agreement with Specific Parties 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Shareholder Return Plan For For Management 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Establishment of Special For For Management Raised Funds Account 13 Approve Authorization of Board to For For Management Handle All Related Matters 14 Approve Introduction of Strategic For For Management Investors 14.1 Approve Introduction of China For For Management State-owned Enterprise Structural Adjustment Fund Co., Ltd. as Strategic Investor 14.2 Approve Introduction of China Life For For Management Insurance Co., Ltd. as Strategic Investor 14.3 Approve Introduction of Zhongbing For For Management Guodiao (Shenzhen) Equity Investment Fund Partnership (Limited Partnership) as Strategic Investor 14.4 Approve Introduction of China North For For Management Industries Co., Ltd. as Strategic Investor 14.5 Approve Introduction of Beijing For For Management Financial Street Capital Operation Center as Strategic Investor 14.6 Approve Introduction of State Grid For For Management Yingda Investment Management Co., Ltd. as Strategic Investor 15 Approve Signing of Strategic For For Management Cooperation Agreement with Specific Target 15.1 Approve Signing of Strategic For For Management Cooperation Agreement with China State-owned Enterprise Structural Adjustment Fund Co., Ltd. 15.2 Approve Signing of Strategic For For Management Cooperation Agreement with China Life Insurance Co., Ltd. 15.3 Approve Signing of Strategic For For Management Cooperation Agreement with China North Industries Co., Ltd., Zhongbing Guodiao (Shenzhen) Equity Investment Fund Partnership (Limited Partnership) 15.4 Approve Signing of Strategic For For Management Cooperation Agreement with Beijing Financial Street Capital Operation Center 15.5 Approve Signing of Strategic For For Management Cooperation Agreement with State Grid Yingda Investment Management Co., Ltd. -------------------------------------------------------------------------------- BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD. Ticker: 300212 Security ID: Y07737102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Profit Distribution For For Management 9 Amend Articles of Association For For Management 10 Approve Change in Registered Capital For For Management 11 Elect Guo Jian as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING EASPRING MATERIAL TECHNOLOGY CO., LTD. Ticker: 300073 Security ID: Y0772S107 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Implementation For For Management Method of Fundraising Investment Project 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING EASPRING MATERIAL TECHNOLOGY CO., LTD. Ticker: 300073 Security ID: Y0772S107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management -------------------------------------------------------------------------------- BEIJING EASPRING MATERIAL TECHNOLOGY CO., LTD. Ticker: 300073 Security ID: Y0772S107 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Increase Plan Draft and For For Management Summary 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING EASPRING MATERIAL TECHNOLOGY CO., LTD. Ticker: 300073 Security ID: Y0772S107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 8 Approve Remuneration and Allowances of For For Management Directors and Supervisors 9 Approve Extension of Partial Raised For For Management Funds Investment Project 10 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 11 Approve Forward Foreign Exchange For For Management Transactions 12 Approve Provision of Bad Debts and For For Management Impairment Provision for Receivables -------------------------------------------------------------------------------- BEIJING EGOVA CO., LTD. Ticker: 300075 Security ID: Y0772V100 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares 2.1 Approve Type and Par Value For For Management 2.2 Approve Issuance Method For For Management 2.3 Approve Price Reference Date, Issuance For For Management Price and Pricing Principles 2.4 Approve Issue Size For For Management 2.5 Approve Subscription Method For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution of Cumulative For For Management Earnings 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Company's Plan for Issuance of For For Management Shares 4 Approve Demonstration Analysis Report For For Management on This Transaction 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Signing of Conditional Share For For Management Subscription Agreement 8 Approve This Transaction May For For Management Constitute as Related-party Transaction 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Shares -------------------------------------------------------------------------------- BEIJING EGOVA CO., LTD. Ticker: 300075 Security ID: Y0772V100 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of July 2019 For For Management Private Placement of Shares 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 3.5 Approve Issue Size For For Management 3.6 Approve Lock-up Period For For Management 3.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 3.8 Approve Listing Exchange For For Management 3.9 Approve Amount and Use of Proceeds For For Management 3.10 Approve Resolution Validity Period For For Management 4 Approve Private Placement of Shares For For Management 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 10 Approve Dissolution and Liquidation of For For Management Branch Office -------------------------------------------------------------------------------- BEIJING EGOVA CO., LTD. Ticker: 300075 Security ID: Y0772V100 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Target Parties and For For Management Subscription Manner 2.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.3 Approve Issue Scale For For Management 2.4 Approve Lock-up Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Amended Draft) 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Stock Option Incentive Plan For For Management and Its Summary 7 Approve Methods to Assess the For For Management Performance of Plan Participants 8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING EGOVA CO., LTD. Ticker: 300075 Security ID: Y0772V100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Report of the Board of For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Amend Articles of Association For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Decrease in Capital For For Management 10 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE HIGH-TECH GROUP CO., LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE HIGH-TECH GROUP CO., LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Entrusted Loan Application and For For Management Related Party Transactions 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE HIGH-TECH GROUP CO., LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditors and For For Management Payment of Their Remuneration 6 Approve Provision of Mortgage Guarantee For For Management 7 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE HIGH-TECH GROUP CO., LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Wholly-owned Subsidiary Plans For For Management to Launch Trust Financing -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE INVESTMENT & DEVELOPMENT GRP CO. LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Stock For Did Not Vote Management Option Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Management Method of Stock For Did Not Vote Management Option Incentive Plan 4 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE INVESTMENT & DEVELOPMENT GRP CO. LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Issuance of Corporate Bonds 2.1 Approve Issue Scale For Did Not Vote Management 2.2 Approve Par Value For Did Not Vote Management 2.3 Approve Bond Maturity and Type For Did Not Vote Management 2.4 Approve Target Subscriber and For Did Not Vote Management Placement Arrangement to Shareholders 2.5 Approve Interest Rate and For Did Not Vote Management Determination Method 2.6 Approve Guarantee Manner For Did Not Vote Management 2.7 Approve Issue Manner For Did Not Vote Management 2.8 Approve Terms of Redemption and For Did Not Vote Management Sell-Back 2.9 Approve Usage of Raised Funds For Did Not Vote Management 2.10 Approve Safeguard Measures of Debts For Did Not Vote Management Repayment 2.11 Approve Listing of the Bonds For Did Not Vote Management 2.12 Approve Special Account for Raised For Did Not Vote Management Funds 2.13 Approve Lead Underwriter For Did Not Vote Management 2.14 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 4 Approve Provision of Guarantee of For Did Not Vote Management Controlling Shareholder and Counter Guarantee of the Company 5 Approve Issuance of Super Short-term For Did Not Vote Management Commercial Papers 6 Approve Provision of Guarantee to For Did Not Vote Management Subsidiary -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE INVESTMENT & DEVELOPMENT GRP CO. LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of For Did Not Vote Management Asset-backed Plan 2 Approve Authorization of the Board to For Did Not Vote Management Fully Handle All Related Matters -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE INVESTMENT & DEVELOPMENT GRP CO. LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Did Not Vote Management 2 Approve Company's Participation in For Did Not Vote Management Limited Partnership and Asset Disposal 3 Approve Participation of Company or For Did Not Vote Management Its Controlled Subsidiary to Project Operations Held by the Limited Partnership -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE INVESTMENT & DEVELOPMENT GRP CO. LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING ENLIGHT MEDIA CO., LTD. Ticker: 300251 Security ID: Y0773B103 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Jie as Non-independent For For Shareholder Director 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- BEIJING ENLIGHT MEDIA CO., LTD. Ticker: 300251 Security ID: Y0773B103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- BEIJING ENLIGHT MEDIA CO., LTD. Ticker: 300251 Security ID: Y0773B103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Draft and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- BEIJING ENTERPRISES CLEAN ENERGY GROUP LIMITED Ticker: 1250 Security ID: G1146W105 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Tan Zaixing as Director For For Management 2a2 Elect Huang Danxia as Director For For Management 2a3 Elect Xu Honghua as Director For For Management 2a4 Elect Chiu Kung Chik as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BEIJING ENTERPRISES HOLDINGS LIMITED Ticker: 392 Security ID: Y07702122 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wu Jiesi as Director For Against Management 3.2 Elect Lam Hoi Ham as Director For For Management 3.3 Elect Sze Chi Ching as Director For Against Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BEIJING ENTERPRISES WATER GROUP LTD. Ticker: 371 Security ID: G0957L109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhang Tiefu as Director For For Management 3a2 Elect Sha Ning as Director For For Management 3a3 Elect Zhang Gaobo as Director For For Management 3a4 Elect Guo Rui as Director For For Management 3a5 Elect Wang Kaijun as Director For Against Management 3a6 Elect Lee Man Chun Raymond as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Use of Funds for Financial For For Management Product 10 Elect Huang Lei as Independent Director For For Management -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors For Did Not Vote Management 7 Approve Remuneration of Supervisors For Did Not Vote Management 8 Approve Comprehensive Credit Line Bank For Did Not Vote Management Application 9 Approve Use of Funds for Financial For Did Not Vote Management Product 10 Elect Huang Lei as Independent Director For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 2 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING GAS BLUE SKY HOLDINGS LIMITED Ticker: 6828 Security ID: G09587109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Cheng Ming Kit as Director For For Management 3 Elect Jin Qiang as Director For For Management 4 Elect Wee Piew as Director For For Management 5 Elect Ma Arthur On-hing as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Mazars CPA Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BEIJING GEHUA CATV NETWORK CO., LTD. Ticker: 600037 Security ID: Y07715108 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Value-added Telecommunications For For Management Service Business License -------------------------------------------------------------------------------- BEIJING GEHUA CATV NETWORK CO., LTD. Ticker: 600037 Security ID: Y07715108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Analysis Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to Private Issuance of Green Corporate Bonds 2 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Private Issuance of Green Corporate Bonds -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Approve Change in Registered Capital For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management for Inner Mongolia Yitai Group Co., Ltd. 2 Approve Provision of Guarantee for For For Management Controlled Subsidiary -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Associate Company 2 Approve Provision of Counter Guarantee For For Management to Gansu Jinkong Jinchang Financing Guarantee Co., Ltd. -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: FEB 17, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Cash Payment For For Management and Issuance of Shares as well as Raising Supporting Funds in Accordance with the Relevant Laws and Regulations 2 Approve Transaction Constitute as For For Management Related-Party Transaction 3 Approve Transactions Does Not For For Management Constitute as Major Asset Restructuring 4.1 Approve Transaction Parties For For Management 4.2 Approve Target Assets For For Management 4.3 Approve Basis and Payment Manner For For Management 4.4 Approve Payment Method of Transaction For For Management Consideration 4.5 Approve Performance Commitment and For For Management Compensation Arrangements 4.6 Approve Transitional Arrangements For For Management 4.7 Approve Target Assets Delivery For For Management 4.8 Approve Issuance Method of For For Management Consideration Shares 4.9 Approve Share Type and Par Value For For Management 4.10 Approve Target Subscribers and For For Management Subscription Method 4.11 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 4.12 Approve Issue Amount For For Management 4.13 Approve Lock-Up Period Arrangement For For Management 4.14 Approve Listing Exchange For For Management 4.15 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 4.16 Approve Resolution Validity Period For For Management 4.17 Approve Raising Supporting Funds For For Management Issuance Method 4.18 Approve Share Type and Par Value For For Management 4.19 Approve Target Subscribers and For For Management Subscription Method 4.20 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 4.21 Approve Raised Funds Amount and Issue For For Management Amount 4.22 Approve Use of Proceeds For For Management 4.23 Approve Lock-Up Period Arrangement For For Management 4.24 Approve Listing Exchange For For Management 4.25 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 4.26 Approve Resolution Validity Period For For Management 5 Approve Draft and Summary of For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 6 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Does Not Comply For For Management with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 10 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 11 Approve Signing of Supplementary For For Management Agreement of Acquisition of Cash Payment and Issuance of Shares Agreement 12 Approve Signing of Performance For For Management Commitment and Compensation Agreement of Acquisition of Cash Payment and Issuance of Shares Agreement 13 Approve Signing of Supplementary For For Management Agreement of Acquisition of Cash Payment and Issuance of Shares Agreement between the Company, Song Jianqiang and Tan Chengfeng 14 Approve Signing of Performance For For Management Commitment and Compensation Agreement of Acquisition of Cash Payment and Issuance of Shares Agreement between the Company, Song Jianqiang and Tan Chengfeng 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Fairness and Validity of the For For Management Pricing Basis 17 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 18 Approve Relevant Audit Report, Pro For For Management Forma Review Report and Wealth Assessment Report of the Transaction 19 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 20 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 21 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Parties and For For Management Subscription Manner 1.2 Approve Reference Date, Issue Price For For Management and Pricing Basis 1.3 Approve Amount and Scale of Raised For For Management Funds 1.4 Approve Lock-up Period For For Management -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Jingmen Gaoneng Shidai Environmental Technology Co., Ltd. 2 Approve Provision of Guarante for For For Management Jingyuan Hongda Mining Co., Ltd. -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve External Guarantee For Against Management 9 Approve Shareholder Return Plan For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- BEIJING GLOBAL SAFETY TECHNOLOGY CO., LTD. Ticker: 300523 Security ID: Y0R8J3100 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Mei as Independent Director For For Management -------------------------------------------------------------------------------- BEIJING GLOBAL SAFETY TECHNOLOGY CO., LTD. Ticker: 300523 Security ID: Y0R8J3100 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplementary For For Management Agreement for the Customs Management Information System Project Contract and Related Party Transactions 2 Approve Signing of Supplementary For For Management Agreement on the Tax Information Security and Management System Project Contract and Related Transactions -------------------------------------------------------------------------------- BEIJING GLOBAL SAFETY TECHNOLOGY CO., LTD. Ticker: 300523 Security ID: Y0R8J3100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantee For For Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING GLOBAL SAFETY TECHNOLOGY CO., LTD. Ticker: 300523 Security ID: Y0R8J3100 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment -------------------------------------------------------------------------------- BEIJING HAOHUA ENERGY RESOURCE CO., LTD. Ticker: 601101 Security ID: Y0772G103 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Guan Zhisheng as Non-Independent For For Shareholder Director 2.2 Elect Zhang Wei as Non-Independent For For Shareholder Director 2.3 Elect Yu Fuguo as Non-Independent For For Shareholder Director 2.4 Elect Gu Zhonghe as Non-Independent For For Shareholder Director 2.5 Elect Zhou Xiaodong as Non-Independent For For Shareholder Director 2.6 Elect Xu Huihai as Non-Independent For For Shareholder Director 2.7 Elect Geng Yunhong as Non-Independent For For Shareholder Director 2.8 Elect Li Changli as Non-Independent For For Shareholder Director 3.1 Elect Peng Suping as Independent For For Shareholder Director 3.2 Elect Zhu Daqi as Independent Director For For Shareholder 3.3 Elect Zhang Yichi as Independent For For Shareholder Director 3.4 Elect Mu Linjuan as Independent For For Shareholder Director 3.5 Elect Wang Changyun as Independent For For Shareholder Director 4.1 Elect Si Pingjun as Supervisor For For Shareholder 4.2 Elect Li Gang as Supervisor For For Shareholder 4.3 Elect Yang Qinggong as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING HAOHUA ENERGY RESOURCE CO., LTD. Ticker: 601101 Security ID: Y0772G103 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors (Bundled) For For Shareholder 2 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- BEIJING HAOHUA ENERGY RESOURCE CO., LTD. Ticker: 601101 Security ID: Y0772G103 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For Against Management 5 Approve Corrections on Previous For Against Management Accounting Errors 6 Approve Annual Report and Summary For Against Management 7 Approve Profit Distribution For For Management 8.1 Approve Daily Related Party For For Management Transactions with Beijing Energy Holding Co., Ltd. and Its Controlled Enterprises 8.2 Approve Daily Related Party For For Management Transactions with China National Coal Group Corporation 8.3 Approve Daily Related Party For For Management Transactions with Minmetals Development Subsidiaries -------------------------------------------------------------------------------- BEIJING HOMYEAR CAPITAL HOLDINGS CO., LTD. Ticker: 600240 Security ID: Y4084W103 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Wei as Non-Independent For For Management Director 1.1 Elect Shang Siyang as Supervisor For For Management 1.2 Approve Application for Reconciliation For For Management of Bankruptcy 1.3 Approve Authorization of Board to For For Management Handle All Related Matters to Bankruptcy Reconciliation -------------------------------------------------------------------------------- BEIJING HUALIAN DEPARTMENT STORE CO., LTD. Ticker: 000882 Security ID: Y0771K113 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Jianjun as Non-Independent For For Management Director 2 Elect Zhang Lizheng as Non-Independent For For Management Director 3 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- BEIJING HUALIAN DEPARTMENT STORE CO., LTD. Ticker: 000882 Security ID: Y0771K113 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4.1 Elect Li Cuifang as Non-Independent For For Management Director 4.2 Elect Guo Lirong as Non-Independent For For Management Director 4.3 Elect Zhang Lizheng as Non-Independent For For Management Director 4.4 Elect Zeng Canxia as Non-Independent For For Management Director 4.5 Elect Cui Yanping as Non-Independent For For Management Director 4.6 Elect Zhou Jianjun as Non-Independent For For Management ector 4.7 Elect Shi Zeyou as Independent Director For For Management 4.8 Elect Wu Jian as Independent Director For For Management 4.9 Elect Shi Qingjun as Independent For For Management Director 5.1 Elect Liu Ruixiang as Supervisor For For Management 5.2 Elect Hua Yuling as Supervisor For For Management 6 Approve Acquisition of Assets For For Management 7 Approve Acquisition of Asset For For Management Evaluation Agencies, Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing -------------------------------------------------------------------------------- BEIJING HUALIAN DEPARTMENT STORE CO., LTD. Ticker: 000882 Security ID: Y0771K113 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- BEIJING HUALIAN DEPARTMENT STORE CO., LTD. Ticker: 000882 Security ID: Y0771K113 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Non-Financial For For Management Corporate Debt Financing Instruments -------------------------------------------------------------------------------- BEIJING HUALIAN DEPARTMENT STORE CO., LTD. Ticker: 000882 Security ID: Y0771K113 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Daily Related Party Transaction For For Management 8 Approve Signing of Mutual Financing For For Management Guarantee Agreement 9 Approve Appointment of Financial and For For Management Internal Control Auditor 10 Approve Daily Related Deposits and For For Management Loans 11 Approve Guarantee Provision Plan For For Management 12 Approve to Implement Rent Reduction For For Management and Management Fee Reduction in Response to the Novel Coronavirus Pneumonia Epidemic -------------------------------------------------------------------------------- BEIJING HUALIAN HYPERMARKET CO., LTD. Ticker: 600361 Security ID: Y0771K105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Mutual Financing Guarantee For For Management Agreement 8 Approve Financing Application For For Management 9 Approve Credit Line Application For For Management 10 Approve Daily Related Party For For Management Transactions in Connection to Settlement Account Deposits 11 Approve Daily Related Party For For Management Transactions with Beijing Hualian Commercial Building Co., Ltd. 12 Approve Daily Related Party For For Management Transactions with Beijing Hualian Group Investment Holdings Co., Ltd. 13 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING HUALUBAINA FILM & TV CO., LTD. Ticker: 300291 Security ID: Y0774H109 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Approve Appointment of Auditor For For Management 4 Approve Adjustment on Investment in For For Management Financial Products and Investment Scope -------------------------------------------------------------------------------- BEIJING HUALUBAINA FILM & TV CO., LTD. Ticker: 300291 Security ID: Y0774H109 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fang Gang as Non-independent For For Management Director 1.2 Elect Kuang Guangxiong as For For Management Non-independent Director 1.3 Elect Chen Jianwu as Non-independent For For Management Director 1.4 Elect Zhang Jingping as For For Management Non-independent Director 1.5 Elect Zhang Huan as Non-independent For For Management Director 1.6 Elect Xu Zhonghua as Non-independent For For Management Director 2.1 Elect Pu Jun as Independent Directors For For Management 2.2 Elect Tong Pan as Independent Directors For For Management 2.3 Elect Ma Chuangang as Independent For For Management Directors 3.1 Elect He Wei as Supervisor For For Management 3.2 Elect Liu Xuedong as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING HUALUBAINA FILM & TV CO., LTD. Ticker: 300291 Security ID: Y0774H109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve of the Unrecovered Loss For For Management Reaching 1/3 of Total Paid-in Capital 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Auditor For For Management 8 Approve Loan For Against Management 9 Approve Comprehensive Credit Line For For Management Application and Guarantee Matters 10 Approve Provision of Guarantee by For For Management Wholly-owned Subsidiary 11 Approve Use of Funds to Invest in For For Management Financial Products 12 Elect Wei Ting as Non-Independent For For Shareholder Director 13 Elect Ren Kuoyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING HUALUBAINA FILM & TV CO., LTD. Ticker: 300291 Security ID: Y0774H109 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.6 Approve Lock-Up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Formulation of Shareholder For For Management Dividend Return Plan 7 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Signing of Share Subscription For For Management Agreement and Related Transactions 9 Approve Whitewash Waiver For For Management 10 Approve Report on the Deposit and For For Management Usage of Raised Funds 11 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING INTERACT TECHNOLOGY CO., LTD. Ticker: 300419 Security ID: Y0R7Z4102 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING INTERACT TECHNOLOGY CO., LTD. Ticker: 300419 Security ID: Y0R7Z4102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve Remuneration of Supervisors For For Management 8 Approve Use of Idle Own Funds to For For Management Conduct Cash Management 9 Approve Provision for Credit For For Management Impairment Losses and Asset Impairment Losses 10 Approve Change of Registered Address For For Management 11 Approve Change in Business Scope For For Management 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Implementation For For Management of Shareholding Increase Plan -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Provision for Asset Impairment For For Management 10 Approve Related-party Transaction in For For Management Connection to Loan Application 11 Elect Shi Lei as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period Arrangement For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Raised Funds Investment For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right in For For Management the Capital Increase of Wholly-Owned Subsidiary and Signing of Capital Increase Agreement 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING JIAXUN FEIHONG ELECTRICAL CO. LTD. Ticker: 300213 Security ID: Y0R71U101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application from Financial Institutions 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- BEIJING JINGNENG CLEAN ENERGY CO., LIMITED Ticker: 579 Security ID: Y0R7A0107 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Continuing Connected For For Management Transaction of the Company under the Framework Heat Sale and Purchase Agreement and the Proposed Annual Caps 2 Approve the Deposit Service under the For For Management Financial Services Framework Agreement and the Proposed Annual Caps 3 Approve Proposed Subscription For For Management -------------------------------------------------------------------------------- BEIJING JINGNENG CLEAN ENERGY CO., LIMITED Ticker: 579 Security ID: Y0R7A0107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Auditors' Report and For For Management Audited Financial Statements 4 Approve 2019 Profit Distribution For For Management Proposal and Distribution of Final Dividends 5 Approve 2019 Annual Report For For Management 6 Approve 2020 Budget Report For For Management 7 Approve 2020 Investment Business Plan For For Management 8 Elect Liu Haixia as Director For For Management 9 Elect Zhang Fengyang as Director For For Management 10 Elect Cao Mansheng as Director For For Management 11 Elect Ren Qigui as Director For For Management 12 Elect Wang Bangyi as Director For For Management 13 Elect Li Juan as Director For For Management 14 Elect Huang Xiang as Director For For Management 15 Elect Zhang Fusheng as Director For For Management 16 Elect Chan Yin Tsung as Director For For Management 17 Elect Han Xiaoping as Director For For Management 18 Approve to Appoint Deloitte Touche For For Management Tohmatsu as International Auditors and Authorize Board to Fix Their Remuneration 19 Approve to Appoint Grant Thornton For For Management (Special General Partnership) as Domestic Auditors and Authorize Board to Fix Their Remuneration 20 Elect Wang Xiangneng as Supervisor For For Management 21 Elect Huang Hui as Supervisor For For Management 1 Approve Grant of General Mandate to For For Management the Board to Issue Debt Financing Instruments 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares and Related Matters 3 Approve Adoption of H Share For For Management Appreciation Rights Scheme and the Grant Under Such Scheme -------------------------------------------------------------------------------- BEIJING JINGNENG POWER CO., LTD. Ticker: 600578 Security ID: Y0771L103 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Usage of Remaining For For Management Raised Supporting Funds 2 Approve Issuance of Direct Debt For For Management Financing Instruments 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING JINGNENG POWER CO., LTD. Ticker: 600578 Security ID: Y0771L103 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING JINGNENG POWER CO., LTD. Ticker: 600578 Security ID: Y0771L103 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Draft and Summary on Stock For For Management Option Incentive Plan 3 Approve Stock Option Incentive Plan For For Management Grant Scheme 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of Board to For For Management Handle All Matters Related to the Stock Option Incentive Plan 6 Approve Change in Capital Injection For For Shareholder Plan -------------------------------------------------------------------------------- BEIJING JINGNENG POWER CO., LTD. Ticker: 600578 Security ID: Y0771L103 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Approve Share Repurchase Purpose and For For Management Usage 2.2 Approve Share Repurchase Type For For Management 2.3 Approve Share Repurchase Manner For For Management 2.4 Approve Price Range for Share For For Management Repurchase 2.5 Approve Total Amount, Size and For For Management Proportion of the Company's Total Share Capital 2.6 Approve Source of Funds for Share For For Management Repurchase 2.7 Approve Share Repurchase Period For For Management 2.8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING JINGNENG POWER CO., LTD. Ticker: 600578 Security ID: Y0771L103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Provision of Entrusted Loans For For Management to Subsidiary 9 Approve Application of Credit Line For For Management 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING JINGXI CULTURE & TOURISM CO., LTD. Ticker: 000802 Security ID: Y0771M101 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Fund For For Management Investment and Related-party Transactions 2 Amend the Articles of Association and For For Management the Rules and Procedures Regarding Meetings of Board of Directors -------------------------------------------------------------------------------- BEIJING JINGXI CULTURE & TOURISM CO., LTD. Ticker: 000802 Security ID: Y0771M101 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING JINGXI CULTURE & TOURISM CO., LTD. Ticker: 000802 Security ID: Y0771M101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Correction in Prior Accounting For For Management Errors 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Managers 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING JINGXI CULTURE & TOURISM CO., LTD. Ticker: 000802 Security ID: Y0771M101 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Joint Investment Agreement for the Film (My Hometown) 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve Removal of Zhang Yunlong None Against Shareholder 5 Approve Removal of Song Ge None Against Shareholder -------------------------------------------------------------------------------- BEIJING JINGYUNTONG TECHNOLOGY CO., LTD. Ticker: 601908 Security ID: Y0773E107 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan from Controlling For For Management Shareholders and Ultimate Controller -------------------------------------------------------------------------------- BEIJING JINGYUNTONG TECHNOLOGY CO., LTD. Ticker: 601908 Security ID: Y0773E107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING JINGYUNTONG TECHNOLOGY CO., LTD. Ticker: 601908 Security ID: Y0773E107 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revitalizing the Company's For For Management Receivables Transactions 2 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- BEIJING JINGYUNTONG TECHNOLOGY CO., LTD. Ticker: 601908 Security ID: Y0773E107 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Issue Price and Pricing Method For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and Its For For Management Relationship with the Company 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Raised Funds Amount and Usage For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING JINGYUNTONG TECHNOLOGY CO., LTD. Ticker: 601908 Security ID: Y0773E107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Annual Report and Summary For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Use of Idle Own Funds to For For Management Conduct Entrusted Asset Management 11 Approve Provision for Asset Impairment For For Management 12 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- BEIJING JOIN-CHEER SOFTWARE CO., LTD. Ticker: 002279 Security ID: Y0R71W115 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management -------------------------------------------------------------------------------- BEIJING JOIN-CHEER SOFTWARE CO., LTD. Ticker: 002279 Security ID: Y0R71W115 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Signing of Equity Transfer For For Management Agreement 1.2 Approve Signing on the Agreement of For For Management Litigation and Compensation Distribution Arrangement 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING JOIN-CHEER SOFTWARE CO., LTD. Ticker: 002279 Security ID: Y0R71W115 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Independent Directors Allowance For For Management Measures 5 Approve to Appoint Auditor For For Management 6.1 Elect Zhao Fujun as Non-Independent For For Management Director 6.2 Elect Li Jun as Non-Independent For For Management Director 6.3 Elect Shi Ruifeng as Non-Independent For For Management Director 6.4 Elect Qiu Anchao as Non-Independent For For Management Director 7.1 Elect Dai Jinping as Independent For For Management Director 7.2 Elect Wang Yuanjing as Independent For For Management Director 7.3 Elect Li Yuejun as Independent Director For For Management 8.1 Elect Wang Jinyan as Supervisor For For Shareholder 8.2 Elect Jiang Shuo as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING JOIN-CHEER SOFTWARE CO., LTD. Ticker: 002279 Security ID: Y0R71W115 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds and Replenish Working Capital -------------------------------------------------------------------------------- BEIJING JOIN-CHEER SOFTWARE CO., LTD. Ticker: 002279 Security ID: Y0R71W115 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of For For Management Non-Independent Directors and Senior Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve that the Overseas Listing of For Against Management Grindr Inc. or its Listed Entities Complies with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2.1 Approve Issue Subject For Against Management 2.2 Approve Listing Exchange For Against Management 2.3 Approve Share Type For Against Management 2.4 Approve Target Subscribers For Against Management 2.5 Approve Listing Time For Against Management 2.6 Approve Issue Manner For Against Management 2.7 Approve Pricing Method For Against Management 2.8 Approve Underwriting Manner For Against Management 2.9 Approve Use of Proceeds For Against Management 3 Approve Commitment of Upholding the For Against Management Independent Listing Status 4 Approve Description and Prospect of For Against Management Company's Sustaining of Profitability 5 Approve Authorization of Board to For Against Management Handle All Related Matters 6 Approve Application of Bank Credit For For Shareholder Lines and Provision of Guarantee by Controlling Shareholder -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve that the Overseas Listing of For Did Not Vote Management Grindr Inc. or its Listed Entities Complies with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2.1 Approve Issue Subject For Did Not Vote Management 2.2 Approve Listing Exchange For Did Not Vote Management 2.3 Approve Share Type For Did Not Vote Management 2.4 Approve Target Subscribers For Did Not Vote Management 2.5 Approve Listing Time For Did Not Vote Management 2.6 Approve Issue Manner For Did Not Vote Management 2.7 Approve Pricing Method For Did Not Vote Management 2.8 Approve Underwriting Manner For Did Not Vote Management 2.9 Approve Use of Proceeds For Did Not Vote Management 3 Approve Commitment of Upholding the For Did Not Vote Management Independent Listing Status 4 Approve Description and Prospect of For Did Not Vote Management Company's Sustaining of Profitability 5 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 6 Approve Application of Bank Credit For Did Not Vote Shareholder Lines and Provision of Guarantee by Controlling Shareholder -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yifei as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yifei as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For Did Not Vote Management 2 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For For Management Controlling Shareholder for Company's Bank Credit Line Application 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For Did Not Vote Management Controlling Shareholder for Company's Bank Credit Line Application 2 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Performance For For Management Commitment of the Transferor in Equity Investment Transactions 2 Approve Guarantee Provision by For For Shareholder Controlling Shareholder for Company's Bank Credit Line Application -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Performance For Did Not Vote Management Commitment of the Transferor in Equity Investment Transactions 2 Approve Guarantee Provision by For Did Not Vote Shareholder Controlling Shareholder for Company's Bank Credit Line Application -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Provision of For For Management Guarantee -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Provision of For Did Not Vote Management Guarantee -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3.1 Approve Report of Zhao Baoqing For For Management 3.2 Approve Report of Chen Hao For For Management 3.3 Approve Report of Xue Lei For For Management 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Amend Articles of Association For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Elect Zhang Donghai as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3.1 Approve Report of Zhao Baoqing For Did Not Vote Management 3.2 Approve Report of Chen Hao For Did Not Vote Management 3.3 Approve Report of Xue Lei For Did Not Vote Management 4 Approve Report of the Board of For Did Not Vote Management Supervisors 5 Approve Financial Statements For Did Not Vote Management 6 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For Did Not Vote Management 8 Amend Articles of Association For Did Not Vote Management 9 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members 10 Elect Zhang Donghai as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING LANXUM TECHNOLOGY CO., LTD. Ticker: 300010 Security ID: Y07724100 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Boqi as Non-independent For For Management Director 1.2 Elect Quan Tingting as Non-independent For For Management Director 2 Approve to Appoint Auditor For For Management 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- BEIJING LANXUM TECHNOLOGY CO., LTD. Ticker: 300010 Security ID: Y07724100 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Related Party Transactions in For For Management Connection to Private Placement 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Private Placement of Shares For For Management 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Subscription Agreement For For Management 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING LANXUM TECHNOLOGY CO., LTD. Ticker: 300010 Security ID: Y07724100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- BEIJING LIER HIGH TEMPERATURE MATERIALS CO., LTD. Ticker: 002392 Security ID: Y0772R109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING LIER HIGH TEMPERATURE MATERIALS CO., LTD. Ticker: 002392 Security ID: Y0772R109 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Intended Usage of For For Management Raised Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Signing of Conditional Share For For Management Subscription Agreement 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve Related Party Transactions in For For Shareholder Connection to Private Placement -------------------------------------------------------------------------------- BEIJING LIER HIGH TEMPERATURE MATERIALS CO., LTD. Ticker: 002392 Security ID: Y0772R109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Amend Articles of Association For For Shareholder 9 Amend Related-Party Transaction For For Shareholder Management System -------------------------------------------------------------------------------- BEIJING NEW BUILDING MATERIALS PUBLIC CO., LTD. Ticker: 000786 Security ID: Y07708103 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Full Reconciliation of For For Management Subsidiary's Multi-regional Merger Litigation -------------------------------------------------------------------------------- BEIJING NEW BUILDING MATERIALS PUBLIC CO., LTD. Ticker: 000786 Security ID: Y07708103 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Payment of Remuneration and For For Management Appointment of Auditor 6 Approve Daily Related-Party For For Management Transactions 7 Approve Credit Line Application For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve Financial Services Agreement For For Management 11 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BEIJING NEW BUILDING MATERIALS PUBLIC CO., LTD. Ticker: 000786 Security ID: Y07708103 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Issue Manner and Target For For Management Subscribers 2.4 Approve Variety and Bond Maturity For For Management 2.5 Approve Bond Interest Rate and Payment For For Management Method 2.6 Approve Guarantee Method For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Listing Arrangement For For Management 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Underwriting Manner For For Management 2.11 Approve Resolution Validity Period For For Management 2.12 Approve Authorization Matters For For Management -------------------------------------------------------------------------------- BEIJING NORTH STAR COMPANY LIMITED Ticker: 588 Security ID: Y0770G105 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Proposed Amendments to For For Management Authorization in Relation to Provision of Guarantee -------------------------------------------------------------------------------- BEIJING NORTH STAR COMPANY LIMITED Ticker: 588 Security ID: Y0R729115 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Proposed Amendments to For For Management Authorization in Relation to Provision of Guarantee -------------------------------------------------------------------------------- BEIJING NORTH STAR COMPANY LIMITED Ticker: 588 Security ID: Y0770G105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Authorization in Relation to For For Management Provision of Guarantee 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Approve Registration and Issuance of For For Management Perpetual Medium Term Notes 6 Approve Registration and Issuance of For For Management Medium Term Notes 7 Approve Grant of General Mandate for For For Management Issuance of Debt Financing Instruments 8 Approve 2019 Financial Report For For Management 9 Approve 2019 Report of the Directors For For Management 10 Approve 2019 Report of the Supervisory For For Management Committee 11 Approve 2019 Profit Distribution For For Management Scheme and Capital Reserve Fund Conversion 12 Approve Remuneration of Directors For For Management 13 Approve Remuneration of Supervisors For For Management 14 Approve Adjustment to the Remuneration For For Management of the Independent Non-executive Directors 15 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and International Auditors Respectively and Authorize Board to Fix Their Remuneration 16 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 17 Elect Zhang Sheng-Huai as Director None None Management 18a Elect Li Xue-Mei as Supervisor For For Management 18b Elect Hu Hao as Supervisor For For Management 18c Elect Mo Fei as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING NORTH STAR COMPANY LIMITED Ticker: 588 Security ID: Y0R729115 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisors For For Management 4 Approve 2019 Profit Distribution For For Management Scheme and Capital Reserve Fund Conversion 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Adjustment to the Remuneration For For Management of the Independent Non-executive Directors 10 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and International Auditors Respectively and Authorize Board to Fix Their Remuneration 11 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 12 Approve Authorization in Relation to For For Management Provision of Guarantee 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14 Approve Grant of General Mandate for For For Management Issuance of Debt Financing Instruments 15 Approve Registration and Issuance of For For Management Medium Term Notes 16 Approve Registration and Issuance of For For Management Long Term Medium Term Notes 17.1 Approve Li Xuemei as Supervisor For For Management 17.2 Approve Hu Hao as Supervisor For For Management 17.3 Approve Mo Fei as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Weiguo as Non-Independent For For Management Director 1.2 Elect Xu Limin as Non-Independent For For Management Director 1.3 Elect Xiang Jinming as Non-Independent For For Management Director 1.4 Elect Zhang Zhiping as Non-Independent For For Management Director 1.5 Elect Zhang Ying as Non-Independent For For Management Director 1.6 Elect Zhang Hongtao as Non-Independent For For Management Director 1.7 Elect Yang Haocheng as Non-Independent For For Management Director 1.8 Elect Wang Xiaoxia as Non-Independent For For Management Director 2.1 Elect Hu Xiaoyuan as Independent For For Management Director 2.2 Elect Huang Qinglin as Independent For For Management Director 2.3 Elect Chen Guangjin as Independent For For Management Director 2.4 Elect Qu Peihua as Independent Director For For Management 3.1 Elect Wang Jing as Supervisor For For Management 3.2 Elect Zou Menglan as Supervisor For For Management 4 Approve Change the Usage of For For Management Repurchased Shares -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Criteria to Select Plan For For Management Participants 1.2 Approve Type, Number, Source, and For For Management Allocation of Underlying Stocks 1.3 Approve Duration, Grant Date, For For Management Unlocking Period, Arrangements for Unlocking, and Lock-up Period 1.4 Approve Grant Price and Price-setting For For Management Basis 1.5 Approve Grant and Release Restrictions For For Management 1.6 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 1.7 Approve Accounting Treatment For For Management 1.8 Approve Implementation, Grant, Unlock, For For Management Change, and Termination Procedures for Performance Shares Incentive Plan 1.9 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.10 Approve Methods in Implementing the For For Management Incentive Plan for Changes between the Company and Incentive Party 1.11 Approve Principle of Repurchase and For For Management Cancellation 2 Approve Revised Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Ending of Fundraising Project For For Management and Replenishment of Capital by Raised Funds 5 Approve External Guarantee Provision For For Management -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Application of Comprehensive For For Management Credit Lines 11 Approve Provision of Guarantee For For Management 12 Approve Issuance of Super Short-term For For Management Commercial Papers 13 Approve External Guarantee For For Management 14 Approve Use of Idle Own Funds for Cash For For Management Management 15 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO. LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Liuan OriginWater Decheng Water Environment Management Co., Ltd. 2 Approve Provision of Guarantee for For For Management Pingtan OriginWater Water Co., Ltd. 3 Approve Provision of Guarantee for For For Management Mulei County Kefa Zaisheng Water Co., Ltd. 4 Approve Early Termination of Provision For For Management of Guarantee for Beijing Bishui Jingliang Water Co., Ltd. (I) 5 Approve Early Termination of Provision For For Management of Guarantee for Beijing Bishui Jingliang Water Co., Ltd. (II) 6 Approve Provision of Guarantee for For For Management Jiyang OriginWater Environment Management Co., Ltd. 7 Approve Provision of Guarantee for For For Management Alukeerqinqi OriginWater Water Co., Ltd. 8 Approve Early Termination of Provision For For Management of Guarantee for Beijing OriginWater Boda Water Technology Co., Ltd. 9 Approve Early Termination of Provision For For Management of Guarantee for Xi'an Biyuan Water Co. , Ltd. 10 Approve Early Termination of Provision For For Management of Guarantee for Qitai County Bishui Sunshine Water Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO. LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Dongfang OriginWater Water Co., Ltd. 2 Approve Provision of Guarantee for For For Management Beijing Shunzheng OriginWater Environmental Technology Co., Ltd. 3 Approve Provision of Guarantee for For For Management Xinjiang OriginWater Environmental Resources Co., Ltd. 4 Approve Amendments to Articles of For Against Management Association 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6.1 Elect Liu Tao as Non-Independent For For Shareholder Director 6.2 Elect Kong Weijian as Non-Independent For For Shareholder Director 7.1 Elect Zheng Guangfeng as Supervisor For For Management 7.2 Elect Ha Chengyun as Supervisor For For Management 8 Approve Provision of Guarantee for For For Management Wuwei Bishui New Village Environmental Development Co., Ltd. 9 Approve Provision of Guarantee for For For Management Meishan Biyuan Environmental Protection Technology Co., Ltd. 10 Approve Provision of Guarantee for For For Management Dehui OriginWater Environmental Engineering Co., Ltd. 11 Approve Provision of Guarantee for For For Management Chuzhou OriginWater Water Co., Ltd. 12 Approve Provision of Guarantee for For For Management Shandong Lubei OriginWater Seawater Desalination Co., Ltd. 13 Approve Provision of Guarantee for For For Management Beijing Bitong Taima Water Environmental Treatment Co., Ltd. 14 Approve Provision of Guarantee for For For Management Beijing Liangye Environmental Technology Co., Ltd. (1) 15 Approve Provision of Guarantee for For For Management Beijing Liangye Environmental Technology Co., Ltd. (2) 16 Approve Pre-termination of Guarantee For For Management Provision for Hanzhong Hanyuan City Construction Development Co., Ltd. 17 Approve Pre-termination of Guarantee For For Management Provision for Chifeng Jinyuan Environmental Protection Technology Co. , Ltd. 18 Approve Pre-termination of Guarantee For For Management Provision for Fenyang OriginWater Municipal Engineering Co., Ltd. 19 Approve Pre-termination of Guarantee For For Management Provision for Fenyang OriginWater Water Co., Ltd. 20 Approve Pre-termination of Guarantee For For Management Provision for Shandong Lubei OriginWater Seawater Desalination Co., Ltd. 21 Approve Pre-termination of Guarantee For For Management Provision for Pingtan OriginWater Water Co., Ltd. 22 Approve Guarantee Provision for Wuyuan For For Shareholder Bihai Environmental Protection Technology Co., Ltd. 23 Approve Guarantee Provision for For For Shareholder Guizhou Anlong Shunyuan Water Co., Ltd. 24 Approve Guarantee Provision for Deling For For Shareholder Haxin Water Source Water Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO. LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Compensation and For For Management Performance Incentives in Connection to Performance Commitments of External Investment 2 Approve Provision of Guarantee to For For Management Pingyao OriginWater Water Co., Ltd. 3 Approve Provision of Guarantee to For For Management De'an OriginWater Environmental Protection Technology Co., Ltd. 4 Approve Provision of Guarantee to For For Management Changtai OriginWater Environmental Protection Technology Co., Ltd. 5 Approve Provision of Guarantee to For For Management Ji'an Liangye Lighting Technology Co., Ltd. 6 Approve Adjustment on Provision of For For Management Guarantee to Wuyang County OriginWater Technology Co., Ltd. 7 Approve Pre-termination of Guarantee For For Management Provision for Guizhou Anlong Shunyuan Water Co., Ltd. 8 Approve Issuance of Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO. LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Ningde Bishuiyuan Lisheng Environmental Protection Co., Ltd. 2 Approve Provision of Guarantee to ZTE For For Management Instrument (Shenzhen) Co., Ltd. (1) 3 Approve Provision of Guarantee to ZTE For For Management Instrument (Shenzhen) Co., Ltd. (2) 4 Approve Provision of Guarantee to For For Management Chishui Bishui Qingyuan Environmental Technology Co., Ltd. 5 Approve Provision of Guarantee to For For Management Jiangsu Lingyuan Water Co., Ltd. 6 Approve Provision of Guarantee to For For Management Beijing Jiu'an Construction Investment Group Co., Ltd. 7 Approve Provision of Guarantee to For For Management Taihe County Bishuiyuan Water Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO. LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Beijing Liangye Environmental Technology Co., Ltd. 2 Approve Provision of Guarantee to For For Management Hebei Zhengding Jingyuan Environmental Technology Co., Ltd. 3 Approve Provision of Guarantee to For For Management Pingdingshan Yuyuan Water Technology Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO. LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Zhihua as Independent For For Management Director 2 Approve Provision of Guarantee For For Management 3 Approve Issuance of Green Corporate For For Management Bonds 4.1 Approve Issue Scale For For Management 4.2 Approve Par Value and Issue Price For For Management 4.3 Approve Bond Period For For Management 4.4 Approve Interest Rate and For For Management Determination Method 4.5 Approve Repayment Method For For Management 4.6 Approve Issue Manner For For Management 4.7 Approve Target Parties For For Management 4.8 Approve Placement Arrangement to For For Management Shareholders 4.9 Approve Guarantee Matters For For Management 4.10 Approve Usage of Raised Funds For For Management 4.11 Approve Transaction and Circulation of For For Management Bond 4.12 Approve Safeguard Measures of Debts For For Management Repayment 4.13 Approve Resolution Validity Period For For Management 4.14 Approve Underwriting Method For For Management 5 Approve Authorization of the Board to For For Management Handle All Related Matters 6 Approve Provision of Guarantee for For For Shareholder Ningbo Liangqi Guangyi Environmental Technology Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Provision of Counter For For Management Guarantee (1) 2 Approve External Provision of Counter For For Management Guarantee (2) 3 Approve Early Termination of Guarantee For For Management Provision for Zhangjiajie Bishuiyuan Water Technology Co., Ltd. 4 Approve Early Termination of Guarantee For For Management Provision for Qitai County Bishuiyuan Industrial Water Treatment Co., Ltd. 5 Approve Early Termination of Guarantee For For Management Provision for Pingdingshan Yuyuan Water Technology Co., Ltd. 6 Approve Early Termination of Guarantee For For Management Provision for Shanghe Shangtong Bishui Environmental Protection Technology Co. , Ltd. 7 Approve Early Termination of Guarantee For For Management Provision for De'an Bishuiyuan Environmental Protection Technology Co. , Ltd. 8 Approve Early Termination of Guarantee For For Management Provision for Zhongxing Instrument (Shenzhen) Co., Ltd. (1) 9 Approve Early Termination of Guarantee For For Management Provision for Zhongxing Instrument (Shenzhen) Co., Ltd. (2) 10 Approve Guarantee Provision for For For Management Dongfang Bishuiyuan Water Co., Ltd. 11 Approve Guarantee Provision for Dalian For For Management Bishuiyuan Renewable Water Technology Co., Ltd. 12 Approve Guarantee Provision for For For Management Dangshan Qingyuan Environmental Technology Co., Ltd. 13 Approve Guarantee Provision for For For Management Linzhou Bishuiyuan Water Treatment Co. , Ltd. 14 Approve Guarantee Provision for Xi'an For For Management Bishuiyuan Environmental Protection Technology Co., Ltd. 15 Approve Guarantee Provision for For For Management Beijing Bitong Taima Water Environmental Treatment Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Related Party Transaction with For For Management Deyang Jinghui Investment Co., Ltd. 6.2 Approve Related Party Transaction with For For Management Fujian Zhangfa Bishuiyuan Technology Co., Ltd. 6.3 Approve Related Party Transaction with For For Management Guangdong Haiyuan Environmental Protection Technology Co., Ltd. 6.4 Approve Related Party Transaction with For For Management Guizhou Bishuiyuan Environmental Technology Co., Ltd. 6.5 Approve Related Party Transaction with For For Management Guizhou Guishui Investment Development Co., Ltd. 6.6 Approve Related Party Transaction with For For Management Jilin Bishuiyuan Water Technology Co., Ltd. 6.7 Approve Related Party Transaction with For For Management Nanjing Urban Construction Environmental Protection Water Co., Ltd. 6.8 Approve Related Party Transaction with For For Management Qingdao Water Affairs Bishuiyuan Technology Development Co., Ltd. 6.9 Approve Related Party Transaction with For For Management Tianjin Bihai Sponge City Co., Ltd. 6.10 Approve Related Party Transaction with For For Management Xinjiang Bishuiyuan Environmental Resources Co., Ltd. 6.11 Approve Related Party Transaction with For For Management China Urban and Rural Holdings Group Co., Ltd. 6.12 Approve Related Party Transaction with For For Management ZTE Instrument (Shenzhen) Co., Ltd. 6.13 Approve Related Party Transaction with For For Management Beijing North Drainage Investment Co., Ltd. 7 Approve Appointment of Auditor For For Management 8 Approve Guarantee Provision to For For Management Dingyuan Bishuiyuan Environmental Protection Technology Co., Ltd. 9 Approve Guarantee Provision to Henan For For Management Bishuiyuan Ecological Technology Co., Ltd. 10 Approve Guarantee Provision to Beijing For For Management Deqingyuan Agricultural Technology Co. , Ltd. (1) 11 Approve Guarantee Provision to Beijing For For Management Deqingyuan Agricultural Technology Co. , Ltd. (2) 12 Approve Guarantee Provision to Beijing For For Management Deqingyuan Agricultural Technology Co. , Ltd. (3) 13 Approve Guarantee Provision to Beijing For For Management Deqingyuan Agricultural Technology Co. , Ltd. (4) -------------------------------------------------------------------------------- BEIJING PHILISENSE TECHNOLOGY CO., LTD. Ticker: 300287 Security ID: Y0774E106 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Fund-raising For For Management Investment Project and Use Its Funds to Replenish Working Capital -------------------------------------------------------------------------------- BEIJING PHILISENSE TECHNOLOGY CO., LTD. Ticker: 300287 Security ID: Y0774E106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Report on Usage of Funds by For For Management Controlling Shareholder and Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING PHILISENSE TECHNOLOGY CO., LTD. Ticker: 300287 Security ID: Y0774E106 Meeting Date: JUN 02, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Gang as Non-Independent For For Shareholder Director 1.2 Elect Wang Ningsheng as For For Shareholder Non-Independent Director 2 Approve Guarantee Provision between For For Management Subsidiaries 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Related For For Management Party Transactions 2 Approve Provision of Guarantee by For For Management Subsidiary for Penglai Jutao Offshore Engineering Heavy Industries Co., Ltd. 3 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Major Change in Cooperation For For Management Contract and Related-party Transactions 2 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision to For For Management Shenyang Sanju Kate Catalyst Co., Ltd. 2 Approve Guarantee Provision to For For Management Shenzhen Jutao Machinery Equipment Co. , Ltd. -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Beijing Sanju Green Energy Technology Co., Ltd. 2 Approve Provision of Guarantee to For For Management Daqing Sanju Energy Purification Co., Ltd. 3 Approve Accounts Receivable Transfer For For Shareholder and Related Party Transactions 4 Approve Provision of Guarantee by For For Shareholder Shenzhen Jutao Machinery Equipment Co. , Ltd. 5 Approve Provision of Guarantee by For For Shareholder Company and Zhuhai Jutao Offshore Oil Service Co., Ltd. -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Property Lease and Related For For Management Party Transactions 2 Approve Payment of Guarantee Fees and For For Management Related Party Transactions 3 Elect Gao Zhiqiang as Non-Independent For For Shareholder Director 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Hebei Huachen Petrochemical Co., Ltd. 2 Approve Provision of Guarantee to For For Management Penglai Jutao Offshore Engineering Heavy Industry Co., Ltd. -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Guarantee Provision to Penglai For For Management Jutao Offshore Engineering Heavy Industry Co., Ltd. 8 Approve Provision of Guarantee to For For Management Inner Mongolia Sanju Jiajing New Energy Co., Ltd. 9 Elect Sun Yanhong as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- BEIJING SANLIAN HOPE SHIN-GOSEN TECHNICAL SERVICE CO., LTD. Ticker: 300384 Security ID: Y0776Y100 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management 2 Approve Change in Registered Capital For For Management and Amend Articles of Association 1.1 Elect Liu Di as Non-Independent For For Management Director 1.2 Elect Zhang Minzhe as Non-Independent For For Management Director 1.3 Elect Zhang Jianren as Non-Independent For For Management Director 1.4 Elect Yu Peilin as Non-Independent For For Management Director 2.1 Elect Li Jinbao as Independent Director For For Management 2.2 Elect Sun Yanhong as Independent For For Management Director 2.3 Elect Wang Mingjin as Independent For For Management Director 3.1 Elect Wu Lei as Supervisor For For Management 3.2 Elect Wu Qinghua as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING SANLIAN HOPE SHIN-GOSEN TECHNICAL SERVICE CO., LTD. Ticker: 300384 Security ID: Y0776Y100 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Purchase of Bank For For Management Financial Products Using Own Funds -------------------------------------------------------------------------------- BEIJING SANLIAN HOPE SHIN-GOSEN TECHNICAL SERVICE CO., LTD. Ticker: 300384 Security ID: Y0776Y100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Own Funds and For For Management Raised Funds to Invest in Principal-guaranteed Financial Products 8 Approve Changes in Registered Capital For For Management and Amend Articles of Association 9 Approve Postponement of Raised Funds For For Management Investment Projects -------------------------------------------------------------------------------- BEIJING SANYUAN FOODS CO., LTD. Ticker: 600429 Security ID: Y0770Z111 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Financial Services For For Management Agreement 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING SANYUAN FOODS CO., LTD. Ticker: 600429 Security ID: Y0770Z111 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management and Reversal 7 Approve 2019 Related Party Transactions For For Management 8 Approve 2020 Related Party Transactions For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Report of the Independent For For Management Directors 11 Approve Change of Business Scope and For For Management Amend Articles of Association 12 Approve Application of Comprehensive For For Management Credit Lines 13.1 Elect Jiang Linshu as Independent For For Management Director 13.2 Elect Luo Ting as Independent Director For For Management 14.1 Elect Chi Xuewei as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING SCIENCE SUN PHARMACEUTICAL CO., LTD. Ticker: 300485 Security ID: Y0R7ZX108 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment for the For Against Management Establishment of Life Science Primitive Innovation Fund and Related-party Transactions 2 Approve Joint External Investment and For For Management Related-party Transactions 3 Approve Establishment of Beijing For Against Management Yizhuang Medicine SME Development Investment Center and Related-party Transactions -------------------------------------------------------------------------------- BEIJING SCIENCE SUN PHARMACEUTICAL CO., LTD. Ticker: 300485 Security ID: Y0R7ZX108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Idle Funds for Cash For For Management Management -------------------------------------------------------------------------------- BEIJING SCIENCE SUN PHARMACEUTICAL CO., LTD. Ticker: 300485 Security ID: Y0R7ZX108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 8 Approve Use of Partial Idle Raised For For Management Funds to Purchase Guaranteed Financial Products -------------------------------------------------------------------------------- BEIJING SDL TECHNOLOGY CO., LTD. Ticker: 002658 Security ID: Y0774Y102 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING SDL TECHNOLOGY CO., LTD. Ticker: 002658 Security ID: Y0774Y102 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING SDL TECHNOLOGY CO., LTD. Ticker: 002658 Security ID: Y0774Y102 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ao Xiaoqiang as Non-Independent For For Management Director 1.2 Elect Gao Wu as Non-Independent For For Management Director 1.3 Elect Si Naide as Non-Independent For For Management Director 1.4 Elect Wang Lingqiu as Non-Independent For For Management Director 2.1 Elect Zhou Lian as Independent Director For For Management 2.2 Elect Pan Song as Independent Director For For Management 2.3 Elect Zhu Tianle as Independent For For Management Director 3.1 Elect Chen Huashen as Supervisor For For Management 3.2 Elect Ma Huifen as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING SDL TECHNOLOGY CO., LTD. Ticker: 002658 Security ID: Y0774Y102 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD. Ticker: 002153 Security ID: Y0772L102 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhongchu as Non-Independent For For Management Director 1.2 Elect Lai Deyuan as Non-Independent For For Management Director 1.3 Elect Li Diankun as Non-Independent For For Management Director 1.4 Elect Li Shaohua as Non-Independent For For Management Director 2.1 Elect Ye Jinfu as Independent Director For For Management 2.2 Elect Liu Jianfeng as Independent For For Management Director 2.3 Elect Tao Tao as Independent Director For For Management 3.1 Elect Guo Ming as Supervisor For For Management 3.2 Elect Zhang Guangjie as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD. Ticker: 002153 Security ID: Y0772L102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Statements For For Management 6 Approve Remuneration of Senior For For Management Management Members 7 Approve Appointment of Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Amend Articles of Association For For Management 10 Approve Increase in Registered Capital For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- BEIJING SHOUGANG CO., LTD. Ticker: 000959 Security ID: Y07713103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Waiver of Pre-emptive Right For For Management 3 Approve Daily Related Party For For Management Transactions 4 Approve Related Party Transactions in For For Management Connection to Development of Financial Business 5 Approve Related Party Transactions in For For Management Connection to Financial Services Agreement 6 Approve Related Party Transactions in For For Management Connection to Risk Assessment Audit Report 7 Approve Related Party Transactions in For For Management Connection to Risk Disposal Plan for Deposit and Loan Business 8.1 Elect Zhao Minge as Non-Independent For For Management Director 8.2 Elect Liu Jianhui as Non-Independent For For Management Director 8.3 Elect Qiu Yinfu as Non-Independent For For Management Director 8.4 Elect Wu Dongying as Non-Independent For For Management Director 9.1 Elect Tang Di as Independent Director For For Management 9.2 Elect Zhang Bin as Independent Director For For Management 9.3 Elect Yin Tian as Independent Director For For Management 9.4 Elect Ye Lin as Independent Director For For Management 9.5 Elect Yang Guipeng as Independent For For Management Director 10.1 Elect Shao Wence as Supervisor For For Management 10.2 Elect Guo Liyan as Supervisor For For Management 10.3 Elect Yang Mulin as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING SHOUGANG CO., LTD. Ticker: 000959 Security ID: Y07713103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve to Conduct Financial Services For For Management with Shougang Group Finance Co., Ltd. 10 Approve Contract Agreement for the For For Management Financial Service with Shougang Group Finance Co., Ltd. 11 Approve Risk Assessment Audit Report For For Management 12 Approve Risk Disposal Plan for the For For Management Deposit and Loans with Shougang Group Finance Co., Ltd. 13 Approve Asset Swap and Related Party For For Shareholder Transactions as well as Signing of Asset Swap Agreement 14 Approve Company's Eligibility for For For Management Corporate Bond Issuance, Renewable Corporate Bonds and Short-term Commercial Papers 15.1 Approve Issue Size For For Management 15.2 Approve Par Value and Issue Price For For Management 15.3 Approve Issue Manner and Target For For Management Subscribers 15.4 Approve Bond Maturity and Bond Type For For Management 15.5 Approve Bond Interest Rate and For For Management Repayment Method of Interest 15.6 Approve Use of Proceeds For For Management 15.7 Approve Method to Increase Bond For For Management Creditability 15.8 Approve Adjustment of Bond Interest For For Management Rate, Redemption or Sell-Back Terms 15.9 Approve Underwriting Manner For For Management 15.10 Approve Listing Exchange Arrangement For For Management 15.11 Approve Safeguard Measures of Debts For For Management Repayment 15.12 Approve Resolution Validity Period For For Management 16.1 Approve Issue Size For For Management 16.2 Approve Par Value and Issue Price For For Management 16.3 Approve Issue Manner and Target For For Management Subscribers 16.4 Approve Bond Maturity and Bond Type For For Management 16.5 Approve Deferred Interest Payment For For Management 16.6 Approve Mandatory Interest Payment For For Management 16.7 Approve Restrictions Under Deferred For For Management Interest 16.8 Approve Redemption Option For For Management 16.9 Approve Payment Method of Bond For For Management Interest Rate and Interest 16.10 Approve Use of Proceeds For For Management 16.11 Approve Credit Enhancement For For Management 16.12 Approve Underwriting Manner For For Management 16.13 Approve Listing Exchange Arrangement For For Management 16.14 Approve Resolution Validity Period For For Management 17.1 Approve Issue Size Registration For For Management 17.2 Approve Bond Maturity For For Management 17.3 Approve Target Subscribers For For Management 17.4 Approve Issue Manner For For Management 17.5 Approve Bond Interest Rate For For Management 17.6 Approve Use of Proceeds For For Management 17.7 Approve Credit Enhancement For For Management 17.8 Approve Underwriting Manner For For Management 17.9 Approve Resolution Validity Period For For Management 18 Approve Authorization of the Board to For For Management Handle All Related Matters 19 Amend Articles of Associatio For For Management 20 Approve Adjustment to the Allowance of For For Management Independent Directors 21.1 Elect Liu Shen as Independent Director For For Management 21.2 Elect Peng Feng as Independent Director For For Management -------------------------------------------------------------------------------- BEIJING SHUNXIN AGRICULTURE CO., LTD. Ticker: 000860 Security ID: Y0771P104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Li Yinglin as Non-independent For For Management Director 2.2 Elect Wang Jinming as Non-independent For For Management Director 2.3 Elect Song Kewei as Non-independent For For Management Director 2.4 Elect Li Qiusheng as Non-independent For For Management Director 2.5 Elect Lin Jinkai as Non-independent For For Management Director 2.6 Elect Kang Tao as Non-independent For For Management Director 3.1 Elect Lu Guihua as Independent Director For For Management 3.2 Elect Chen Yixin as Independent For For Management Director 3.3 Elect Zhan Feiyang as Independent For For Management Director 4.1 Elect Yuan Zhende as Supervisor For For Management 4.2 Elect Zeng Shuping as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING SHUNXIN AGRICULTURE CO., LTD. Ticker: 000860 Security ID: Y0771P104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- BEIJING SIFANG AUTOMATION CO., LTD. Ticker: 601126 Security ID: Y0773N107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve 2019 Remuneration of Directors For For Management 8 Approve 2020 Remuneration of Directors For For Management 9 Approve 2019 Remuneration of For For Management Supervisors 10 Approve 2020 Remuneration of For For Management Supervisors 11 Approve Appointment of Auditor For For Management 12 Amend Management System for External For For Management Guarantee 13 Amend Related Party Transaction For For Management Management System 14 Approve Comprehensive Credit Line For For Management Application from Citibank (China) Co., Ltd. and Guarantee Provision 15 Approve Comprehensive Credit Line For For Management Application from HSBC Bank (China) Co. , Ltd. and Guarantee Provision 16 Approve Provision of Guarantee to For For Management Sifang Automation India Private Limited 17 Approve Provision of Guarantee by For For Management Wholly-owned Subsidiary 18 Approve Amendments to Articles of For For Management Association 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- BEIJING SL PHARMACEUTICAL CO., LTD. Ticker: 002038 Security ID: Y0773L119 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING SL PHARMACEUTICAL CO., LTD. Ticker: 002038 Security ID: Y0773L119 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Investment in Short-Term Risk For For Management Investment -------------------------------------------------------------------------------- BEIJING STRONG BIOTECHNOLOGIES, INC. Ticker: 300406 Security ID: Y0R7Z7105 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- BEIJING STRONG BIOTECHNOLOGIES, INC. Ticker: 300406 Security ID: Y0R7Z7105 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner For Against Management 2.3 Approve Target Subscribers and For Against Management Subscription Method 2.4 Approve Pricing Reference Date, For Against Management Pricing Principle and Issue Price 2.5 Approve Issue Size For Against Management 2.6 Approve Lock-up Period For Against Management 2.7 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.8 Approve Use of Proceeds For Against Management 2.9 Approve Listing Exchange For Against Management 2.10 Approve Validity Period For Against Management 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Related Party Transactions in For Against Management Connection to Private Placement 5 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 6 Approve Demonstration Analysis Report For Against Management in Connection to Private Placement 7 Approve Signing of Conditional Share For Against Management Subscription Agreement 8 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Undertakings of Remedial For Against Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 10 Approve Report on the Usage of For Against Management Previously Raised Funds 11 Approve Shareholder Dividend Return For For Management Plan 12 Approve Authorization of Board to For Against Management Handle All Related Matters 13 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- BEIJING STRONG BIOTECHNOLOGIES, INC. Ticker: 300406 Security ID: Y0R7Z7105 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Company Management 2019 Annual For For Management Awards -------------------------------------------------------------------------------- BEIJING STRONG BIOTECHNOLOGIES, INC. Ticker: 300406 Security ID: Y0R7Z7105 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Pricing Reference Date, For For Management Pricing Principle and Issue Price 1.2 Approve Issue Size For For Management 1.3 Approve Lock-up Period For For Management 2 Approve Plan on Private Placement of For For Management Shares (Revised) 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement (Revised) 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Signing of Supplemental For For Management Agreement to Share Subscription Agreement 7 Approve Adjustment of Resolution For For Management Validity Period in Connection to Private Placement 8 Approve Adjustment of Authorization For For Management for Board to Handle All Matters Related to Private Placement 9 Approve Introduction of Strategic For For Management Investors and Signing of Strategic Cooperation Agreement -------------------------------------------------------------------------------- BEIJING STRONG BIOTECHNOLOGIES, INC. Ticker: 300406 Security ID: Y0R7Z7105 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Plan Summary For For Management 1.2 Approve Transaction Parties For For Management 1.3 Approve Target Assets For For Management 1.4 Approve Pricing Basis and Transaction For For Management Consideration 1.5 Approve Consideration Form For For Management 1.6 Approve Consideration Payment For For Management 1.7 Approve Delivery For For Management 1.8 Approve Performance Commitments and For For Management Compensation 1.9 Approve Profit and Loss During the For For Management Transition Period 1.10 Approve Subsequent Equity Acquisition For For Management Arrangements 1.11 Approve Resolution Validity Period For For Management 2 Approve Report (Draft) and Summary on For For Management Company's Major Assets Acquisition 3 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 4 Approve Audit Report, Remarks Review For For Management Report and Wealth Assessment Report 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Major Assets Restructuring For For Management Plan Constitutes as a Related-Party Transaction 8 Approve Supplementary Agreement of For For Management Asset Acquisition Agreement and Performance Commitment Compensation Agreement 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BEIJING SUMAVISION TECHNOLOGIES CO., LTD. Ticker: 300079 Security ID: Y81861109 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING SUMAVISION TECHNOLOGIES CO., LTD. Ticker: 300079 Security ID: Y81861109 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Haitao as Non-Independent For For Management Director 1.2 Elect Yan Yajun as Non-Independent For For Management Director 1.3 Elect Sun Pengcheng as Non-Independent For For Management Director 1.4 Elect Shi Dongjing as Non-Independent For For Management Director 2.1 Elect Liu Yongxin as Independent For For Management Director 2.2 Elect He Peizhong as Independent For For Management Director 2.3 Elect Zhu Chafen as Independent For For Management Director 3.1 Elect Wang Jiaming as Supervisor For For Management 3.2 Elect Cao Yan as Supervisor For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING SUMAVISION TECHNOLOGIES CO., LTD. Ticker: 300079 Security ID: Y81861109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Repurchase Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- BEIJING SUPERMAP SOFTWARE CO., LTD. Ticker: 300036 Security ID: Y0773M109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Report For For Management 5 Approve Financial Statements For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 9 Amend Articles of Association For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Company's Eligibility for For For Management Private Placement of Shares 12.1 Approve Share Type and Par Value For For Management 12.2 Approve Issue Manner and Issue Time For For Management 12.3 Approve Target Subscribers and For For Management Subscription Method 12.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Manner 12.5 Approve Issue Size For For Management 12.6 Approve Lock-up Period For For Management 12.7 Approve Disposal Plan for Distribution For For Management Arrangement of Undistributed Earnings 12.8 Approve Listing Exchange For For Management 12.9 Approve Raised Funds Investment For For Management 12.10 Approve Resolution Validity Period For For Management 13 Approve Private Placement of Shares For For Management 14 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 19 Approve Authorization of Board to For For Management Handle All Related Matters 20 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- BEIJING TEAMSUN TECHNOLOGY CO., LTD. Ticker: 600410 Security ID: Y0773Q100 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application and Provision of Guarantee 2 Approve IOT M&A Fund's Foreign For For Management Investment Progress and Providing Related Guarantee -------------------------------------------------------------------------------- BEIJING TEAMSUN TECHNOLOGY CO., LTD. Ticker: 600410 Security ID: Y0773Q100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association (Second For For Management Revision) 2 Approve Purchase of Liability For For Management Insurance for Company, Directors, Supervisors and Senior Management Members 3 Elect Wei Jing as Non-Independent For For Management Director 4 Approve Bank Credit Line Application For For Shareholder -------------------------------------------------------------------------------- BEIJING TEAMSUN TECHNOLOGY CO., LTD. Ticker: 600410 Security ID: Y0773Q100 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management -------------------------------------------------------------------------------- BEIJING TEAMSUN TECHNOLOGY CO., LTD. Ticker: 600410 Security ID: Y0773Q100 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Offshore Assets For For Management and Assets Securitization in the US -------------------------------------------------------------------------------- BEIJING TEAMSUN TECHNOLOGY CO., LTD. Ticker: 600410 Security ID: Y0773Q100 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Kang as Non-Independent For For Management Director -------------------------------------------------------------------------------- BEIJING TEAMSUN TECHNOLOGY CO., LTD. Ticker: 600410 Security ID: Y0773Q100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Board of For For Management Independent Directors 7 Amend Articles of Association For For Management 8 Amend Management System for Providing For For Management External Guarantees 9 Approve Appointment of Auditor For For Management 10 Approve Financing Amount For For Management 11 Approve Daily Related-Party For For Management Transactions 12 Approve Debt Financing Plan For For Shareholder -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Luo Ting as Independent Director For For Management 2 Elect Wang Yan as Non-Independent For For Management Director -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6.1 Approve Remuneration of For For Management Non-Independent Directors 6.2 Approve Remuneration of Independent For For Management Directors 7.1 Approve Remuneration of the Chairman For For Management of the Supervisory Board, Fan Jiaojiao 7.2 Approve Remuneration of Wang Zhen For For Management 7.3 Approve Remuneration of Gong Wei For For Management 8 Approve Appointment of Auditor For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- BEIJING TIANTAN BIOLOGICAL PRODUCTS CORP. LTD. Ticker: 600161 Security ID: Y0770S109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Credit Line Application For For Management 8 Approve Provision for Asset Impairment For For Management and Asset Retirement 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Auditor For For Management 11 Approve Increase in Registered Capital For For Management and Amend Articles of Association 12 Approve Change of Registered Address For For Management and Amend Articles of Association 13 Approve Allowance of Independent For For Management Directors 14.1 Elect Yang Xiaoming as Non-Independent For For Management Director 14.2 Elect Wu Yonglin as Non-Independent For For Management Director 14.3 Elect Li Xiangrong as Non-Independent For For Management Director 14.4 Elect Hu Ligang as Non-Independent For For Management Director 14.5 Elect Yang Huichuan as Non-Independent For For Management Director 14.6 Elect Fu Daoxing as Non-Independent For For Management Director 15.1 Elect Wang Hongguang as Independent For For Management Director 15.2 Elect Gu Fenling as Independent For For Management Director 15.3 Elect Fang Yan as Independent Director For For Management 16.1 Elect Zhu Jingjin as Supervisor For For Management 16.2 Elect Liu Jinshui as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING TONGRENTANG CO., LTD. Ticker: 600085 Security ID: Y0771B105 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends For For Management 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- BEIJING TONGRENTANG CO., LTD. Ticker: 600085 Security ID: Y0771B105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Elect Wen Kaiting as Non-Independent For For Shareholder Director 8 Elect Wang Jixiong as Supervisor For For Shareholder 9 Approve Signing of Procurement For For Management Framework Agreement and Annual Quota Proposal with Related Parties 10 Approve Signing of Sales Framework For For Management Agreement and Annual Quota Proposal with Related Parties 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING TONGTECH CO., LTD. Ticker: 300379 Security ID: Y0776N104 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Dongting as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING TONGTECH CO., LTD. Ticker: 300379 Security ID: Y0776N104 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING TONGTECH CO., LTD. Ticker: 300379 Security ID: Y0776N104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Yongjun as Non-independent For For Management Director 1.2 Elect Xu Shaopu as Non-independent For For Management Director 1.3 Elect Qu Tao as Non-independent For For Management Director 1.4 Elect Zhao Yongjie as Non-independent For For Management Director 2.1 Elect Ding Yun as Independent Director For For Management 2.2 Elect Fan Guifu as Independent Director For For Management 2.3 Elect Cheng Xianquan as Independent For For Management Director 3.1 Elect Chen Qiao as Supervisor For For Management 3.2 Elect Liu Dongting as Supervisor For For Management 4 Approve Employee Share Purchase Plan For For Management 5 Approve Management Method of Employee For For Management Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 7 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING TONGTECH CO., LTD. Ticker: 300379 Security ID: Y0776N104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING ULTRAPOWER SOFTWARE CO., LTD. Ticker: 300002 Security ID: Y0775T102 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Yang as Independent Director For For Management -------------------------------------------------------------------------------- BEIJING ULTRAPOWER SOFTWARE CO., LTD. Ticker: 300002 Security ID: Y0775T102 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING ULTRAPOWER SOFTWARE CO., LTD. Ticker: 300002 Security ID: Y0775T102 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Waiver For For Management of Pre-emptive Right -------------------------------------------------------------------------------- BEIJING ULTRAPOWER SOFTWARE CO., LTD. Ticker: 300002 Security ID: Y0775T102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Entrusted Asset Management For For Management -------------------------------------------------------------------------------- BEIJING ULTRAPOWER SOFTWARE CO., LTD. Ticker: 300002 Security ID: Y0775T102 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Common Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 2.5 Approve Issue Size and Number of For For Management Subscriptions 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 7 Approve Special Account for Raised For For Management Funds 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Shareholder Dividend Return For For Management Plan 10 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Government's Compensation for For For Management Reclaiming of Land Use Rights 2 Approve Changes on the Usage of Raised For For Management Funds -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lu Mingquan as Independent For For Management Director 2 Approve Entrusted Loan Application and For For Management Related Party Transactions 3 Approve Establishment of Foreign Joint For For Shareholder Venture Company by Indirect Subsidiary with a Related Party and Related-party Transactions -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Entrusted Loan Amount and For For Management Related Party Transactions -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Zhiqiang as Non-independent For Did Not Vote Shareholder Director 1.2 Elect Wang Chongxiang as For Did Not Vote Shareholder Non-independent Director 2.1 Elect Gao Zhuo as Independent Director For Did Not Vote Management 3 Approve Cooperative New Smart City For Did Not Vote Management Project 4 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Appointment of Auditor For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares and Cancellation of Options 10 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- BEIJING URBAN CONSTRUCTION DESIGN & DEVELOPMENT GROUP CO., LIMITED Ticker: 1599 Security ID: Y0776U108 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management Regarding Party Committee 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve the Major and Connected For For Management Transaction Entered into with a Subsidiary of Beijing Infrastructure Investment Co., Ltd. -------------------------------------------------------------------------------- BEIJING URBAN CONSTRUCTION DESIGN & DEVELOPMENT GROUP CO., LIMITED Ticker: 1599 Security ID: Y0776U108 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Integrated Services Framework For For Management Agreement, Annual Caps and Related Transactions 2 Elect Pei Hongwei as Director For For Management 3 Elect Ma Xufei as Director For For Management 4 Elect Hu Shengjie as Supervisor For For Management 5 Elect Liang Wangnan as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING URBAN CONSTRUCTION DESIGN & DEVELOPMENT GROUP CO., LIMITED Ticker: 1599 Security ID: Y0776U108 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration for Issuance of For For Management Medium-Term Notes 2 Approve Registration for Issuance of For For Management Super Short-term Commercial Papers -------------------------------------------------------------------------------- BEIJING URBAN CONSTRUCTION DESIGN & DEVELOPMENT GROUP CO., LIMITED Ticker: 1599 Security ID: Y0776U108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Report For For Management 2 Approve 2019 Audited Financial For For Management Statement and its Summary 3 Approve 2019 Profit Distribution Plan For For Management and Dividends Declaration Proposal 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve 2020 Investment Plan For For Management 6 Approve 2019 Report of the Board of For For Management Directors 7 Approve 2019 Report of the Board of For For Management Supervisors 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H shares 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Beijing Urban Construction Design & Development Group Co., Limited 11 Approve the Extension of the Validity For For Management Period of the Issuance Plan of Application for the Initial Public Offering of A Shares and Listing 12 Approve the Extension of the Validity For For Management Period of the Authorization to the Board to Handle the Relevant Matters of the Application for Initial Public Offering of A Shares and Listing at its Absolute Discretion -------------------------------------------------------------------------------- BEIJING URBAN CONSTRUCTION DESIGN & DEVELOPMENT GROUP CO., LIMITED Ticker: 1599 Security ID: Y0776U108 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve the Extension of the Validity For For Management Period of the Issuance Plan of Application for the Initial Public Offering of A Shares and Listing 3 Approve the Extension of the Validity For For Management Period of the Authorization to the Board to Handle the Relevant Matters of the Application for Initial Public Offering of A Shares and Listing at its Absolute Discretion -------------------------------------------------------------------------------- BEIJING URBAN CONSTRUCTION INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 600266 Security ID: Y0771Y105 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Appoint Auditor For For Management 3 Approve Accounts Payable Factoring For For Management Business and Provision of Counter-Guarantee -------------------------------------------------------------------------------- BEIJING URBAN CONSTRUCTION INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 600266 Security ID: Y0771Y105 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Bond Type and Term For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Use of Proceeds For For Management 2.5 Approve Target Subscribers and For For Management Issuance Method 2.6 Approve Placing Arrangement for For For Management Shareholders 2.7 Approve Guarantee Matters For For Management 2.8 Approve Terms of Redemption or For For Management Sell-Back 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING URBAN CONSTRUCTION INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 600266 Security ID: Y0771Y105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Guarantee Authorization For Against Management 6 Approve Issuance of Targeted Debt For For Management Financing Instruments 7 Approve Authorization of Board to For For Management Handle All Matters Related to the Targeted Debt Financing Instruments 8 Approve Termination of Cooperative For For Shareholder Development of Zhangyi Village Shed Reform Project -------------------------------------------------------------------------------- BEIJING URBAN CONSTRUCTION INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 600266 Security ID: Y0771Y105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Guarantee Authorization For Did Not Vote Management 6 Approve Issuance of Targeted Debt For Did Not Vote Management Financing Instruments 7 Approve Authorization of Board to For Did Not Vote Management Handle All Matters Related to the Targeted Debt Financing Instruments 8 Approve Termination of Cooperative For Did Not Vote Shareholder Development of Zhangyi Village Shed Reform Project -------------------------------------------------------------------------------- BEIJING URBAN-RURAL COMMERCIAL (GROUP) CO., LTD. Ticker: 600861 Security ID: Y07704102 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Assets and For For Management Related-party Transaction 2 Approve Additional Funding Support for For For Management Wholly-owned Subsidiary 3.1 Elect Wu Wenxue as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BEIJING URBAN-RURAL COMMERCIAL (GROUP) CO., LTD. Ticker: 600861 Security ID: Y07704102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Business Work Report For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Use of Own Funds to Invest in For For Management Financial Products 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Financial Support For For Management 9 Approve Report of the Independent For For Management Directors 10 Approve Annual Report and Summary For For Management 11.1 Amend Related Party Transaction For For Management Management System 11.2 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- BEIJING VANTONE REAL ESTATE CO., LTD. Ticker: 600246 Security ID: Y0770T107 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of General Transfer of For For Management Rights and Obligation Agreement Equity Transfer and Cooperative Development Agreement -------------------------------------------------------------------------------- BEIJING VANTONE REAL ESTATE CO., LTD. Ticker: 600246 Security ID: Y0770T107 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Yihui as Non-Independent For For Management Director 1.2 Elect Wu Danmao as Non-Independent For For Management Director -------------------------------------------------------------------------------- BEIJING VANTONE REAL ESTATE CO., LTD. Ticker: 600246 Security ID: Y0770T107 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend External Investment Management For Against Management Method -------------------------------------------------------------------------------- BEIJING VANTONE REAL ESTATE CO., LTD. Ticker: 600246 Security ID: Y0770T107 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Shaofeng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BEIJING VANTONE REAL ESTATE CO., LTD. Ticker: 600246 Security ID: Y0770T107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report and Internal Control Auditor 7.1 Elect Mei Zhiming as Non-Independent For For Shareholder Director 7.2 Elect Zhang Jiajing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BEIJING VRV SOFTWARE CO., LTD. Ticker: 300352 Security ID: Y0776H107 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Wei as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING VRV SOFTWARE CO., LTD. Ticker: 300352 Security ID: Y0776H107 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement on Fund-raising For For Management Investment Project 2 Approve Changes in Usage of Raised For For Management Funds 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING VRV SOFTWARE CO., LTD. Ticker: 300352 Security ID: Y0776H107 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Hao as Non-Independent For For Management Director 1.2 Elect Hu Jianbin as Non-Independent For For Management Director 1.3 Elect Gao Xi as Non-Independent For For Management Director 1.4 Elect Yang Jie as Non-Independent For For Management Director 2.1 Elect Yang Fengzhu as Independent For For Management Director 2.2 Elect Qi Yue as Independent Director For For Management 2.3 Elect Fu Dongpu as Independent Director For For Management 3.1 Elect Zhong Li as Supervisor For For Management 3.2 Elect Guo Wei as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- BEIJING VRV SOFTWARE CO., LTD. Ticker: 300352 Security ID: Y0776H107 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Hun as Independent Director For For Management 2 Approve Credit Line and Guarantee For Against Management -------------------------------------------------------------------------------- BEIJING VRV SOFTWARE CO., LTD. Ticker: 300352 Security ID: Y0776H107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 9 Approve Provision for Asset Impairment For For Management and Write-off of Bad Debts 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING WANJI TECHNOLOGY CO. LTD. Ticker: 300552 Security ID: Y0778F109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Remuneration of Directors and For For Management Senior Management 7 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- BEIJING WATER BUSINESS DOCTOR CO., LTD. Ticker: 300055 Security ID: Y07760104 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Gurantee For For Management -------------------------------------------------------------------------------- BEIJING WATER BUSINESS DOCTOR CO., LTD. Ticker: 300055 Security ID: Y07760104 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement For For Management -------------------------------------------------------------------------------- BEIJING WATER BUSINESS DOCTOR CO., LTD. Ticker: 300055 Security ID: Y07760104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING WKW AUTOMOTIVE PARTS CO., LTD. Ticker: 002662 Security ID: Y0774Z109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve 2019 Daily Related-Party For For Management Transactions 6 Approve 2020 Daily Related-Party For For Management Transactions 7 Approve to Appoint Auditor For For Management 8 Approve Report of the Board of For For Management Supervisors 9.1 Elect Li Jingyu as Non-Independent For For Shareholder Director 9.2 Elect Chen Shuangyin as For For Shareholder Non-Independent Director 9.3 Elect Hans-Peter Kruft as For For Shareholder Non-Independent Director 9.4 Elect Guido Grandi as Non-Independent For For Shareholder Director 9.5 Elect Bao Lina as Non-Independent For For Management Director 10.1 Elect Zheng Yuanwu as Independent For For Management Director 10.2 Elect Yuan Rongli as Independent For For Management Director 10.3 Elect Li Jieli as Independent Director For For Management 11.1 Elect Yang Wei as Supervisor For For Management 11.2 Elect Hu Nan as Supervisor For For Management 12 Approve Remuneration of Directors and For For Management Senior Management 13 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- BEIJING XINWEI TECHNOLOGY GROUP CO., LTD. Ticker: 600485 Security ID: Y07723102 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Chongqing Xinwei Communication Technology Co., Ltd. 2 Approve Provision of Guarantee for For For Management Beijing Xinwei Technology Group Co., Ltd. -------------------------------------------------------------------------------- BEIJING YANJING BREWERY CO., LTD. Ticker: 000729 Security ID: Y0771Z102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Appoint of Internal Control For For Management Auditor and Payment of Remuneration 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- BEIJING ZHONGKE SANHUAN HIGH-TECH CO., LTD. Ticker: 000970 Security ID: Y07728101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantees to For For Management Controlled Subsidiaries 7 Approve Provision of External For For Management Guarantees by Ningbo Keningda Industry Co., Ltd. 8 Approve Daily Related-party Transaction For For Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Amendments to Articles of For Against Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14.1 Elect Wang Zhenxi as Non-independent For For Management Director 14.2 Elect Zhang Guohong as Non-independent For For Management Director 14.3 Elect Li Ling as Non-independent For For Management Director 14.4 Elect Hu Baiping as Non-independent For For Management Director 14.5 Elect Zhong Huijing as Non-independent For For Management Director 14.6 Elect David Li as Non-independent For For Management Director 15.1 Elect Shen Baogen as Independent For For Management Director 15.2 Elect Wang Ruihua as Independent For For Management Director 15.3 Elect Shi Cuijun as Independent For For Management Director 16.1 Elect Zhang Wei as Supervisor For For Management 16.2 Elect Zhao Yugang as Supervisor For For Management -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For Against Management Supervisors 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Zhang Xiyong as Non-Independent For For Management Director 3.2 Elect Zhang Jianyong as For For Management Non-Independent Director 3.3 Elect Sun Yanchen as Non-Independent For For Management Director 3.4 Elect Gong Yueqiong as Non-Independent For For Management Director 3.5 Elect Zhang Quan as Non-Independent For For Management Director 3.6 Elect Wang Wenjian as Non-Independent For For Management Director 4.1 Elect Wang Zhulin as Independent For For Management Director 4.2 Elect Xie Wei as Independent Director For For Management 4.3 Elect Shi Jianhua as Independent For For Management Director 4.4 Elect Wang Wenwei as Independent For For Management Director 5.1 Elect Yin Weijie as Supervisor For For Management 5.2 Elect Li Yanyan as Supervisor For For Management 5.3 Elect Chen Zhongyi as Supervisor For For Management 5.4 Elect Zhang Xin as Supervisor For For Management 5.5 Elect Ji Jianyi as Supervisor For For Management 5.6 Elect Wei Jia as Supervisor For For Management -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Package Solution Plan For For Management 2 Approve Capital Increase For For Shareholder -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Credit Limit For For Management Application 2 Approve Guarantee Plan For For Management 3.1 Approve Related Party Transaction with For For Management Zhucheng Yihe Axle Co., Ltd. (including Wholly-owned Subsidiary) 3.2 Approve Related Party Transaction with For For Management Changsha Yihe Axle Co., Ltd. 3.3 Approve Related Party Transaction with For For Management Shandong Hengxinji Plastic Industry Co. , Ltd. 3.4 Approve Related Party Transaction with For For Management Weichai Power Co., Ltd. (including Wholly-owned Subsidiary) 3.5 Approve Related Party Transaction with For For Management Shaanxi Fast Gear Co., Ltd. 3.6 Approve Related Party Transaction with For For Management Shaanxi Hande Axle Co., Ltd. (including Wholly-owned Subsidiary) 3.7 Approve Related Party Transaction with For For Management Qingte Group Co., Ltd. (including Wholly-owned Subsidiary) 3.8 Approve Related Party Transaction with For For Management Qingdao Qingte Zhongli Axle Co., Ltd. 3.9 Approve Related Party Transaction with For For Management Weifang Qingte Axle Co., Ltd. 3.10 Approve Related Party Transaction with For For Management Beijing Shougang Co., Ltd. (including Wholly-owned Subsidiary) 3.11 Approve Related Party Transaction with For For Management Shougang Jingtang Iron and Steel United Co., Ltd. 3.12 Approve Related Party Transaction with For For Management Beijing Foton Cummins Engine Co., Ltd. 3.13 Approve Related Party Transaction with For For Management Beijing Foton Daimler Automobile Co., Ltd. 3.14 Approve Related Party Transaction with For For Management Cai'aifu Futian Automatic Transmission (Jiaxing) Co., Ltd. 3.15 Approve Related Party Transaction with For For Management Hebei Beiqi Foton Auto Parts Co., Ltd. 3.16 Approve Related Party Transaction with For For Management Beijing Zhicheng Yunli New Energy Technology Co., Ltd. 3.17 Approve Related Party Transaction with For For Management Beijing Andaota Auto Parts Co., Ltd. 3.18 Approve Related Party Transaction with For For Management Yanfeng Hainachuan Automotive Trim Systems Co., Ltd. (including Wholly-owned Subsidiary) 3.19 Approve Related Party Transaction with For For Management Jiujiang Bank Co., Ltd. 3.20 Approve Related Party Transaction with For For Management Beijing Automotive Group Co., Ltd. (including Wholly-owned Subsidiary and Controlled Subsidiary) 4.1 Approve Provision of Guarantee to For For Management Beijing Anpeng Zhongrong Automobile New Retail Technology Co., Ltd. and Its Subsidiary 4.2 Approve Provision of Guarantee to ZF For For Management Foton Automatic Transmission (Jiaxing) Co., Ltd. 4.3 Approve Provision of Guarantee to For For Management Hebei Beiqi Foton Auto Parts Co., Ltd. 4.4 Approve Provision of Guarantee to For For Management Beijing Zhicheng Yunli New Energy Technology Co., Ltd. 5 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment Plan for the For For Management Balance of Equity Transfer 2 Approve Adjustment Plan on Loan For For Management Repayment -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Transfer of Equity For For Management of Hebei Leisa Heavy Construction Machinery Co., Ltd. 2 Approve Related Party Transaction with For For Management Hebei Leisa Heavy Construction Machinery Co., Ltd. 3 Approve Listing for Transfer of For For Management Huairou Heavy Machinery Factory Premises and Equipment and Other Related Assets -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Capitalization of Capital For For Management Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Expense Budget of Independent For For Management Directors 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Progress of Assets for Debt For For Management -------------------------------------------------------------------------------- BEKEN CORP. Ticker: 603068 Security ID: Y077BF105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Use of Idle Funds for Cash For For Management Management 9 Approve Use of Idle Raised Funds for For For Management Cash Management 10 Approve Application of Bank Credit For For Management Lines 11 Approve Provision of Guarantee For For Management 12.1 Elect Pengfei Zhang as Non-independent For For Shareholder Director 12.2 Elect Gao Bingqiang as Non-independent For For Shareholder Director 12.3 Elect Chu Jiaxiang as Non-independent For For Shareholder Director 13.1 Elect Yang Guanping as Independent For For Shareholder Director 13.2 Elect Qian Peixin as Independent For For Shareholder Director 14.1 Elect Shu Chen as Supervisor For For Shareholder 14.2 Elect Wang Jiagang as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEKEN CORP. Ticker: 603068 Security ID: Y077BF105 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Restriction Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BENGANG STEEL PLATES CO., LTD. Ticker: 200761 Security ID: Y0782P101 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Acquisition Agreement -------------------------------------------------------------------------------- BENGANG STEEL PLATES CO., LTD. Ticker: 200761 Security ID: Y0782P101 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Convertible Bond For For Management Issuance Plan 2 Approve Plan on Convertible Bond For For Management Issuance (Second Amended Draft) 3 Approve Report on the Deposit and For For Management Usage of Raised Funds -------------------------------------------------------------------------------- BENGANG STEEL PLATES CO., LTD. Ticker: 200761 Security ID: Y0782P101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Investment Framework Plan For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Re-signing of Raw Materials For For Management and Service Supply Agreement 10 Approve Use of Short-term Circulating For For Management Idle Funds to Conduct Entrusted Asset Management 11 Elect Yuan Zhizhu as Independent For For Management Director 12 Approve Extension of Resolution For For Shareholder Validity Period on Issuance of Convertible Bonds 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Extension of Resolution Validity Period on Issuance of Convertible Bonds -------------------------------------------------------------------------------- BERGER PAINTS INDIA LIMITED Ticker: 509480 Security ID: Y0807G169 Meeting Date: AUG 05, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Kuldip Singh Dhingra as For For Management Director 4 Reelect Gurbachan Singh Dhingra as For For Management Director 5 Reelect Naresh Gujral as Director For For Management 6 Elect Anoop Hoon as Director For For Management 7 Elect Sonu Halan Bhasin as Director For For Management 8 Approve Reappointment and Remuneration For For Management of Rishma Kaur as Whole-time Director Designated as Executive Director 9 Approve Reappointment and Remuneration For For Management of Kanwardip Singh Dhingra as Whole-time Director Designated as Executive Director 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BERJAYA CORPORATION BERHAD Ticker: 3395 Security ID: Y08366125 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees From July 1, For For Management 2019 Until the 18th AGM 2 Approve Directors' Fees From December For For Management 13, 2019 Until the Next AGM 3 Approve Remuneration of Directors For For Management (Excluding Directors' Fees) 4 Elect Vivienne Cheng Chi Fan as For Against Management Director 5 Elect Azlan Meah Bin Hj Ahmed Meah as For Against Management Director 6 Elect Nerine Tan Sheik Ping as Director For Against Management 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Authorize Share Repurchase Program For For Management 11 Approve Robert Yong Kuen Loke to For For Management Continue Office as Independent Non-Executive Director 12 Adopt New Constitution For For Management -------------------------------------------------------------------------------- BERJAYA SPORTS TOTO BHD. Ticker: 1562 Security ID: Y0849N107 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Remuneration For For Management (Excluding Directors' Fees) 3 Elect Chan Kien Sing as Director For For Management 4 Elect Seow Swee Pin as Director For For Management 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Authorize Share Repurchase Program For For Management 9 Approve Robert Yong Kuen Loke to For For Management Continue Office as Independent Non-Executive Director 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- BERMAZ AUTO BHD. Ticker: 5248 Security ID: Y0873J105 Meeting Date: OCT 04, 2019 Meeting Type: Annual Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Remuneration For For Management (Excluding Directors' fees) 3 Elect Lee Kok Chuan as Director For For Management 4 Elect Hisham Bin Syed Wazir as Director For For Management 5 Elect Adibah Khairiah Binti Ismail @ For For Management Daud as Director 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Ariff Fadzillah Bin Syed For For Management Awalluddin to Continue Office as Independent Non-Executive Directors 10 Approve Abdul Manap Bin Abd Wahab to For For Management Continue Office as Independent Non-Executive Directors 11 Approve Loh Chen Peng to Continue For For Management Office as Independent Non-Executive Directors 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- BERRY GENOMICS CO., LTD. Ticker: 000710 Security ID: Y1306V103 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Approve the Usage and Purpose of the For For Management Shares to Be Repurchased 2.2 Approve Manner of Share Repurchase For For Management 2.3 Approve Capital Source Used for the For For Management Share Repurchase 2.4 Approve Price Range and Pricing For For Management Principle of the Share Repurchase 2.5 Approve Type, Scale and Proportion of For For Management the Total Share Repurchase 2.6 Approve Implementation Period For For Management 2.7 Approve Authorization of Board and For For Management Management to Handle All Related Matters -------------------------------------------------------------------------------- BERRY GENOMICS CO., LTD. Ticker: 000710 Security ID: Y1306V103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related Party Transaction For For Management 9 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 10 Approve Methods to Assess the For For Management Performance of Plan Participants -------------------------------------------------------------------------------- BES ENGINEERING CORP. Ticker: 2515 Security ID: Y08736103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 4.1 Elect Shen Hua-Yang, a Representative For For Management of Tian-Jing Investment Corporation with Shareholder No. 61322, as Non-Independent Director 4.2 Elect Chun Hui-Lan, a Representative For For Management of Yang Jen Industrial Co.,Ltd. with Shareholder No. 508639, as Non-Independent Director 4.3 Elect Chen Wen Ke, a Representative of For For Management Tian-Jing Investment Corporation with Shareholder No. 61322, as Non-Independent Director 4.4 Elect Chen Jui-Lung, a Representative For For Management of China Petrochemical Development Corporation with Shareholder No. 95866, as Non-Independent Director 4.5 Elect Tsai Chao Lun, a Representative For For Management of Fu Xing Costume Co.,Ltd. with Shareholder No. 108137, as Non-Independent Director 4.6 Elect Liou Liang Hai, a Representative For For Management of Chang Li Co.,Ltd. with Shareholder No. 508638, as Non-Independent Director 4.7 Elect Lu He-Yi with Shareholder No. For For Management 528896 as Independent Director 4.8 Elect Ko Shu-Jen with ID No. For For Management Q120868XXX as Independent Director 4.9 Elect Chang Fan with ID No. A110387XXX For For Management as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- BESALCO SA Ticker: BESALCO Security ID: P1663V100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 7 Per Share 3 Approve Dividend Policy For For Management 4 Approve Remuneration of Directors; For For Management Approve Remuneration and Budget of Directors' Committee 5 Receive Directors' Committee Report For For Management 6 Appoint Auditors and Risk Assessment For For Management Companies 7 Designate Newspaper to Publish Meeting For For Management Announcements 8 Receive Report Regarding Related-Party For For Management Transactions 9 Other Business For Against Management -------------------------------------------------------------------------------- BESTSUN ENERGY CO., LTD. Ticker: 600681 Security ID: Y9714R101 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association 2 Elect Zhang Min as Supervisor For For Management -------------------------------------------------------------------------------- BESTSUN ENERGY CO., LTD. Ticker: 600681 Security ID: Y9714R101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution For For Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve External Guarantee For For Management 10 Approve Daily Related Party Transaction For For Management 11 Approve Financing Application For For Management 12 Approve Remuneration of Directors and For For Management Senior Management Members 13 Approve Remuneration of Supervisors For For Management 14 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- BESTTONE HOLDING CO., LTD. Ticker: 600640 Security ID: Y7682G107 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Wenjun as Non-Independent For For Shareholder Director 2 Elect Dou Liping as Supervisor For For Shareholder -------------------------------------------------------------------------------- BESTTONE HOLDING CO., LTD. Ticker: 600640 Security ID: Y7682G107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve Financial Budget and Capital For Against Management Investment Plan 5 Approve Use of Funds for Financial For For Management Products 6 Approve Related Party Transaction For For Management 7 Approve Financial Services Agreement For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Annual Report and Summary For For Management 10 Approve Remuneration and Performance For For Management Appraisal of Chairman of the Board 11.1 Elect Li Anmin as Non-Independent For For Shareholder Director 11.2 Elect Chen Wenjun as Non-Independent For For Shareholder Director 11.3 Elect Huang Zhiyong as Non-Independent For For Shareholder Director 11.4 Elect Yan Dong as Non-Independent For For Shareholder Director 11.5 Elect Chen Zhichao as Non-Independent For For Shareholder Director 11.6 Elect Rui Bin as Non-Independent For For Shareholder Director 12.1 Elect Cai Minyong as Independent For For Shareholder Director 12.2 Elect Li Chuan as Independent Director For For Shareholder 12.3 Elect Xu Zhihan as Independent Director For For Shareholder 13 Approve Adjustment to the Remuneration For For Management of Directors 14 Approve Report of the Independent For For Management Directors 15 Approve Report of the Board of For For Management Supervisors 16.1 Elect Wang Yu as Supervisor For For Shareholder 16.2 Elect Dou Liping as Supervisor For For Shareholder -------------------------------------------------------------------------------- BESTWAY MARINE & ENERGY TECHNOLOGY CO., LTD. Ticker: 300008 Security ID: Y76838104 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BESTWAY MARINE & ENERGY TECHNOLOGY CO., LTD. Ticker: 300008 Security ID: Y76838104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Provision of Guarantee For For Management 9 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- BETTA PHARMACEUTICALS CO., LTD. Ticker: 300558 Security ID: Y0875K100 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ding Lieming as Non-Independent For For Management Director 1.2 Elect YI SHI as Non-Independent For For Management Director 1.3 Elect Wan Jiang as Non-Independent For For Management Director 1.4 Elect JIABING WANG as Non-Independent For For Management Director 1.5 Elect Yu Zhihua as Non-Independent For For Management Director 1.6 Elect LI MAO as Non-Independent For For Management Director 2.1 Elect JIANGNAN CAI as Independent For For Management Director 2.2 Elect Wang Wei as Independent Director For For Management 2.3 Elect Zhao Jun as Independent Director For For Management 3.1 Elect Zhang Yangnan as Supervisor For For Management 3.2 Elect Wu Hao as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- BETTA PHARMACEUTICALS CO., LTD. Ticker: 300558 Security ID: Y0875K100 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscriber and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Usage of Raised Funds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 8 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholders and Actual Controllers Regarding Counter-dilution Measures in Connection to the Private Placement 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- BETTA PHARMACEUTICALS CO., LTD. Ticker: 300558 Security ID: Y0875K100 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Use of Idle Own Funds to For For Management Purchase Bank Guaranteed Financial Products 9 Approve Comprehensive Financing For Against Management Application and Guarantee Provision -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition from For For Management Related Party -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expand Business Scope and For For Management Amend Articles of Association 2 Approve Conversion of Construction in For For Management Progress and Self-use Real Estate into Investment in Real Estate and Measurement Using Fair Value Model -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jing as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change the Transaction Method For For Management of Related Party Transaction 2 Approve Issuance of Super-short-term For For Management Commercial Papers -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Financial Assistance For Against Management Provision -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Related Party Transaction For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Issuance of Short-term For For Shareholder Commercial Papers -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Home Appliance Retail Business For For Management Cooperation Contract 2 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- BEYONDSOFT CORP. Ticker: 002649 Security ID: Y08814116 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEYONDSOFT CORP. Ticker: 002649 Security ID: Y08814116 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Bin as Non-Independent For For Management Director 1.2 Elect Ma Qiang as Non-Independent For For Management Director 1.3 Elect Wang Lina as Non-Independent For For Management Director 1.4 Elect Ma Dianfu as Non-Independent For For Management Director 2.1 Elect Liu Rui as Independent Director For For Management 2.2 Elect Bai Tao as Independent Director For For Management 2.3 Elect Song Jianbo as Independent For For Management Director 3.1 Elect Pan Yi as Supervisor For For Management 3.2 Elect Song Cunzhi as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Change of Company Type For For Management -------------------------------------------------------------------------------- BEYONDSOFT CORP. Ticker: 002649 Security ID: Y08814116 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Appointment of Auditor For For Management 7 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions 2 Approve Additional Bank Comprehensive For Against Management Credit Lines and Provision of Guarantee -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease and Provision of For For Management Related Guarantee -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Foreign For For Management Investment in the Form of Convertible Bonds -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Transfer and Waiver of Pre-emptive Right -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve Application of Comprehensive For For Management Credit Lines 3 Approve Guarantee Provision Plan For For Management 4 Approve Receipt of Guarantees from For For Management Related Parties -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management by Wholly-Owned Subsidiary for the Company's Corporate Bonds Issuance 2 Approve Provision of Counter Guarantee For For Management by Related Parties for the Company's Corporate Bonds Issuance -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Shareholder Dividend Return For For Management Plan 7 Approve Appointment of Auditor For For Management 8 Approve to Adjust the Allowance of For For Management Independent Directors 9 Approve Allowance of Supervisors For For Management 10.1 Approve Purpose and Usage of Share For For Management Repurchase Plan 10.2 Approve Share Repurchase Plan in For For Management Compliance with Relevant Conditions 10.3 Approve Manner of Share Repurchase For For Management 10.4 Approve Share Repurchase Price Range For For Management and Pricing Principle 10.5 Approve Total Funds and Source of For For Management Funds for Share Repurchase 10.6 Approve Type, Number and Proportion of For For Management the Share Repurchase 10.7 Approve Implementation Period of Share For For Management Repurchase 11 Approve Authorization of the Board to For For Management Handle All Matters Related to Share Repurchase Plan 12 Approve Draft and Summary of Employee For For Management Share Purchase Plan 13 Approve Management System of Employee For For Management Share Purchase Plan 14 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 15 Approve Daily Related Party Transaction For For Shareholder -------------------------------------------------------------------------------- BHARAT ELECTRONICS LIMITED Ticker: 500049 Security ID: Y0881Q141 Meeting Date: SEP 16, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Nataraj Krishnappa as Director For Against Management 4 Elect Vinay Kumar Katyal as Director For Against Management 5 Elect Shivakumaran K M as Director For Against Management 6 Elect Sunil Kumar Kohli as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management 8 Amend Object Clause of Memorandum of For For Management Association -------------------------------------------------------------------------------- BHARAT FORGE LIMITED Ticker: 500493 Security ID: Y08825179 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect B. P. Kalyani as Director For For Management 4 Reelect Kishore Saletore as Director For For Management 5 Approve Reappointment and Remuneration For Against Management of Amit Kalyani as Whole Time Director, Designated as Deputy Managing Director 6 Reelect S. M. Thakore as Director For For Management 7 Reelect P. G. Pawar as Director For For Management 8 Reelect Lalita D. Gupte as Director For For Management 9 Reelect P. H. Ravikumar as Director For For Management 10 Reelect Vimal Bhandari as Director For For Management 11 Elect Dipak Mane as Director For For Management 12 Elect Murali Sivaraman as Director For For Management 13 Approve Remuneration of Cost Auditors For For Management 14 Approve Payment of Commission to Non For For Management Whole Time Directors 15 Approval Related Party Transactions For Against Management -------------------------------------------------------------------------------- BHARAT HEAVY ELECTRICALS LIMITED Ticker: 500103 Security ID: Y0882L133 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Subodh Gupta as Director For Against Management 4 Reelect S. Balakrishnan as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Approve Remuneration of Cost Auditors For For Management 7 Reelect R. Swaminathan as Director For For Management 8 Elect Manoj Kumar Varma as Director For Against Management 9 Elect Rajesh Sharma as Director For For Management 10 Elect Kamalesh Das as Director For Against Management 11 Elect Amit Varadan as Director For Against Management 12 Elect Nalin Shinghal as Director For For Management -------------------------------------------------------------------------------- BHARAT PETROLEUM CORPORATION LIMITED Ticker: 500547 Security ID: Y0882Z116 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Padmakar Kappagantula as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Arun Kumar Singh as Director For Against Management 6 Elect Neelakantapillai Vijayagopal as For Against Management Director 7 Reelect Rajesh Kumar Mangal as Director For For Management 8 Elect Harshadkumar P. Shah as Director For For Management 9 Approve Material Related Party For Against Management Transactions 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Chua Sock Koong as Director For For Management 3 Reelect Vegulaparanan Kasi Viswanathan For Against Management as Director 4 Reelect Dinesh Kumar Mittal as Director For Against Management 5 Elect Kimsuka Narasimhan as Director For For Management 6 Approve Waiver of Excess Remuneration For Against Management Paid to Sunil Bharti Mittal as Chairman for Financial Year Ended March 31, 2019 7 Approve Waiver of Excess Remuneration For Against Management Paid to Gopal Vittal as Managing Director & CEO (India and South Asia) for Financial year Ended March 31, 2019 8 Approve Payment of Remuneration to For Against Management Sunil Bharti Mittal as Chairman for Period April 1, 2019 to September 30, 2021 9 Approve Payment of Remuneration to For Against Management Paid to Gopal Vittal as Managing Director & CEO (India and South Asia) for Period April 1, 2019 to September 30, 2021 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Foreign Currency For For Management Convertible Bonds and Unsecured/Secured Redeemable Non-Convertible Debentures along with or without Warrants -------------------------------------------------------------------------------- BHARTI INFRATEL LIMITED Ticker: 534816 Security ID: Y0R86J109 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividends For For Management 3 Reelect Devender Singh Rawat as For For Management Director 4 Elect Prakul Kaushiva as Director For For Management 5 Reelect Bharat Sumant Raut as Director For For Management 6 Reelect Jitender Balakrishnan as For For Management Director 7 Reelect Leena Srivastava as Director For For Management 8 Reelect Narayanan Kumar as Director For For Management -------------------------------------------------------------------------------- BID CORP. LTD. Ticker: BID Security ID: S11881109 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Eben Gerryts as the Individual Registered Auditor 2.1 Elect Tasneem Abdool-Samad as Director For For Management 2.2 Elect Clifford Rosenberg as Director For For Management 2.3 Re-elect David Cleasby as Director For For Management 2.4 Re-elect Brian Joffe as Director For For Management 2.5 Re-elect Dolly Mokgatle as Director For For Management 3.1 Elect Tasneem Abdool-Samad as Member For For Management of the Audit and Risk Committee 3.2 Re-elect Paul Baloyi as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Nigel Payne as Member of the For For Management Audit and Risk Committee 3.4 Re-elect Helen Wiseman as Chairman of For For Management the Audit and Risk Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation of Remuneration For For Management Policy 5 Amend Conditional Share Plan For For Management 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Board to Issue Shares for For For Management Cash 8 Approve Pro Rata Reduction of Stated For For Management Capital in lieu of Dividend 9 Authorise Creation and Issuance of For For Management Convertible Debentures or Other Convertible Instruments 10 Authorise Ratification of Approved For For Management Resolutions 11 Authorise Repurchase of Issued Share For For Management Capital 12.1 Approve Fees of the Chairman For For Management 12.2 Approve Fees of the Lead Independent For For Management Non-executive Director (SA) 12.3 Approve Fees of the Lead Independent For For Management Director (International) (AUD) 12.4 Approve Fees of the Non-executive For For Management Directors (SA) 12.5 Approve Fees of the Non-executive For For Management Directors (International) (AUD) 12.6 Approve Fees of the Audit and Risk For For Management Committee Chairman (International) (AUD) 12.7 Approve Fees of the Audit and Risk For For Management Committee Chairman (SA) 12.8 Approve Fees of the Audit and Risk For For Management Committee Member (SA) 12.9 Approve Fees of the Audit and Risk For For Management Committee Member (International) (AUD) 12.10 Approve Fees of the Remuneration For For Management Committee Chairman (SA) 12.11 Approve Fees of the Remuneration For For Management Committee Chairman (International) (AUD) 12.12 Approve Fees of the Remuneration For For Management Committee Member (SA) 12.13 Approve Fees of the Remuneration For For Management Committee Member (International) (AUD) 12.14 Approve Fees of the Nominations For For Management Committee Chairman (SA) 12.15 Approve Fees of the Nominations For For Management Committee Chairman (International) (AUD) 12.16 Approve Fees of the Nominations For For Management Committee Member (SA) 12.17 Approve Fees of the Nominations For For Management Committee Member (International) (AUD) 12.18 Approve Fees of the Acquisitions For For Management Committee Chairman (SA) 12.19 Approve Fees of the Acquisitions For For Management Committee Chairman (International) (AUD) 12.20 Approve Fees of the Acquisitions For For Management Committee Member (SA) 12.21 Approve Fees of the Acquisitions For For Management Committee Member (International) (AUD) 12.22 Approve Fees of the Social and Ethics For For Management Committee Chairman (SA) 12.23 Approve Fees of the Social and Ethics For For Management Committee Chairman (International) (AUD) 12.24 Approve Fees of the Social and Ethics For For Management Committee Member (SA) 12.25 Approve Fees of the Social and Ethics For For Management Committee Member (International) (AUD) 12.26 Approve Fees of the Ad hoc Meetings For For Management (SA) 12.27 Approve Fees of the Ad hoc Meetings For For Management (International) (AUD) 12.28 Approve Fees of the Travel per Meeting For For Management Cycle (SA) 12.29 Approve Fees of the Travel per Meeting For For Management Cycle (International) (AUD) 13 Approve Financial Assistance to For For Management Related or Inter-related Companies and Corporations -------------------------------------------------------------------------------- BIEM.L.FDLKK GARMENT CO., LTD. Ticker: 002832 Security ID: Y0R8MS101 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Raised Funds For For Management 2.18 Approve Depository of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 8 Approve Bondholder and Meetings of For For Management Bondholders 9 Approve Shareholder Return Plan For For Management 10 Approve Change in Intermediary For For Management Institution 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BIEM.L.FDLKK GARMENT CO., LTD. Ticker: 002832 Security ID: Y0R8MS101 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- BIEM.L.FDLKK GARMENT CO., LTD. Ticker: 002832 Security ID: Y0R8MS101 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BIEM.L.FDLKK GARMENT CO., LTD. Ticker: 002832 Security ID: Y0R8MS101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5.1 Approve Remuneration of For Against Management Non-Independent Directors 5.2 Approve Remuneration of Independent For Against Management Directors 6 Approve Remuneration of Supervisors For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to Sign Minutes of Meeting 2 Approve Special Dividend For For Management 3 Wishes None None Management -------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Amend Company Articles For For Management 8 Elect Directors and Approve Their For For Management Remuneration 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 10 Receive Information on Share None None Management Repurchase Program 11 Receive Information on Donations Made None None Management in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Ratify External Auditors For For Management 14 Wishes None None Management -------------------------------------------------------------------------------- BINGSHAN REFRIGERATION & HEAT TRANSFER TECHNOLOGIES CO., LTD. Ticker: 200530 Security ID: Y19651101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Authorization of Chairman of For For Management the Board and Management for Credit Line Bank Application and Loan 7.1 Approve Related Party Transaction with For For Management Its Shareholder Dalian Bingshan Group Co., Ltd. Controlled Subsidiary 7.2 Approve Related Party Transaction with For For Management Its Shareholder Sanyo Electric Co., Ltd. Controlled Subsidiary 7.3 Approve Related Party Transaction with For For Management Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Elect Li Sheng as Supervisor For For Management -------------------------------------------------------------------------------- BINGSHAN REFRIGERATION & HEAT TRANSFER TECHNOLOGIES CO., LTD. Ticker: 200530 Security ID: Y1964W104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Authorization of Chairman of For For Management the Board and Management for Credit Line Bank Application and Loan 7.1 Approve Related Party Transaction with For For Management Its Shareholder Dalian Bingshan Group Co., Ltd. Controlled Subsidiary 7.2 Approve Related Party Transaction with For For Management Its Shareholder Sanyo Electric Co., Ltd. Controlled Subsidiary 7.3 Approve Related Party Transaction with For For Management Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Elect Li Sheng as Supervisor For For Management -------------------------------------------------------------------------------- BIOCON LIMITED Ticker: 532523 Security ID: Y0905C102 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Ravi Mazumdar as Director For For Management 4 Approve Reappointment and Remuneration For For Management of Arun Suresh Chandavarkar as CEO and Joint Managing Director 5 Reelect Meleveetil Damodaran as For For Management Director 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Variation in Terms of the For Against Management Employees Stock Option Plan 2000 8 Approve Discontinuation of Grant IX For For Management and Grant X of Employees Stock Option Plan 2000 -------------------------------------------------------------------------------- BIRLASOFT LIMITED Ticker: 532400 Security ID: Y4984R147 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Amita Birla as Director For For Management 6 Elect Chandrakant Birla as Director For For Management 7 Elect Ashok Kumar Barat as Director For For Management 8 Elect Nandita Gurjar as Director For For Management 9 Elect Prasad Thrikutam as Director For For Management 10 Approve Remuneration Paid to Anjan For For Management Lahiri as Managing Director & Chief Executive Officer 11 Approve Remuneration Paid to Pawan For For Management Sharma as Whole-time Director 12 Approve Appointment and Remuneration For For Management of Dharmander Kapoor as Chief Executive Officer (CEO) & Managing Director 13 Adopt New Articles of Association For Against Management 14 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- BIRLASOFT LIMITED Ticker: 532400 Security ID: Y4984R147 Meeting Date: OCT 03, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Birlasoft Share Incentive Plan For Against Management - 2019 for Employees of the Company 2 Approve of Extension of the Birlasoft For Against Management Share Incentive Plan - 2019 to Employees of Holding Company and Subsidiary Company(ies) -------------------------------------------------------------------------------- BIZLINK HOLDING, INC. Ticker: 3665 Security ID: G11474106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Procedures for Endorsement and For Against Management Guarantees 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BK BRASIL OPERACAO E ASSESSORIA A RESTAURANTES SA Ticker: BKBR3 Security ID: P1R1WQ107 Meeting Date: OCT 07, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb BGMAXX For For Management Comercio de Produtos Alimenticios Ltda. and BGMAXX BA Comercio de Produtos Alimenticios Ltda. 2 Appoint Independent Firm to Appraise For For Management Proposed Transactions 3 Approve Independent Firm's Appraisal For For Management on BGMAXX Comercio de Produtos Alimenticios Ltda. 4 Approve Independent Firm's Appraisal For For Management on BGMAXX BA Comercio de Produtos Alimenticios Ltda. 5 Approve Absorption of BGMAXX Comercio For For Management de Produtos Alimenticios Ltda. and BGMAXX BA Comercio de Produtos Alimenticios Ltda. 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BLACK PEONY (GROUP) CO. LTD. Ticker: 600510 Security ID: Y0907Y102 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection of For For Management Controlled Subsidiary 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BLACK PEONY (GROUP) CO. LTD. Ticker: 600510 Security ID: Y0907Y102 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Signing of Supplementary For For Management Agreement of Equity Acquisition -------------------------------------------------------------------------------- BLACK PEONY (GROUP) CO. LTD. Ticker: 600510 Security ID: Y0907Y102 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Guarantee Provision Plan For For Management 8 Approve Use of Idle Own Funds for For For Management Entrusted Financial Management 9 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 10 Approve Remuneration of For For Management Non-Independent Directors 11 Approve Allowance of Independent For For Management Directors 12 Approve Remuneration of Supervisors For For Management 13 Approve Amendments to Articles of For For Management Association and Rules and Procedures Regarding General Meetings of Shareholders 14 Approve Shareholder Return Plan For For Management 15 Approve Company's Eligibility for For For Management Public Issuance of Corporate Bonds to Qualified Investors 16.1 Approve Par Value and Issue Scale For For Management 16.2 Approve Bond Interest Rate For For Management 16.3 Approve Bond Maturity as well as For For Management Method for Principal Repayment and Interest Payment 16.4 Approve Issue Manner For For Management 16.5 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 16.6 Approve Guarantee Arrangement For For Management 16.7 Approve Redemption Clause or Resale For For Management Clause 16.8 Approve Creditworthiness and Safeguard For For Management Measures of Debts Repayment 16.9 Approve Underwriting Methods and For For Management Listing Arrangements 16.10 Approve Use of Proceeds For For Management 16.11 Approve Special Accounts for Raised For For Management Funds 16.12 Approve Resolution Validity Period For For Management 17 Approve Authorization of the Board and For For Management Chairman to Handle All Related Matters 18 Approve Issuance of Overseas Bonds For For Management 19.1 Elect Cao Guowei as Non-Independent For For Shareholder Director 19.2 Elect Xu Tian as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BLOOMBERRY RESORTS CORPORATION Ticker: BLOOM Security ID: Y0927M104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual For For Management Stockholders' Meeting held on April 11, 2019 2 Approve Audited Financial Statements For For Management 3 Ratify All Acts, Contracts, For For Management Investments and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders' Meeting 4.1 Elect Enrique K. Razon Jr. as Director For For Management 4.2 Elect Jose Eduardo J. Alarilla as For Abstain Management Director 4.3 Elect Donato C. Almeda as Director For Abstain Management 4.4 Elect Thomas Arasi as Director For Abstain Management 4.5 Elect Christian R. Gonzalez as Director For Abstain Management 4.6 Elect Carlos C. Ejercito as Director For For Management 4.7 Elect Jose P. Perez as Director For For Management 5 Appoint External Auditor For For Management -------------------------------------------------------------------------------- BLUE DART EXPRESS LTD. Ticker: 526612 Security ID: Y0916Q124 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Tulsi N. Mirchandaney as For For Management Director 4 Elect Kenneth Allen as Director For For Management 5 Elect R. S. Subramanian as Director For For Management 6 Elect Balfour Manuel as Director and For For Management Approve His Appointment and Remuneration as Managing Director 7 Approve Air Marshal M. McMahon to For For Management Continue Office as Non-Executive Independent Director -------------------------------------------------------------------------------- BLUE LABEL TELECOMS LTD. Ticker: BLU Security ID: S12461109 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Mark Levy as Director For For Management 2 Re-elect Joe Mthimunye as Director For For Management 3 Re-elect Larry Nestadt as Director For For Management 4 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company 5 Re-elect Joe Mthimunye as Chairman of For For Management the Audit, Risk and Compliance Committee 6 Re-elect Gary Harlow as Member of the For For Management Audit, Risk and Compliance Committee 7 Re-elect Jerry Vilakazi as Member of For For Management the Audit, Risk and Compliance Committee 8 Approve Remuneration and Reward Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BLUE LABEL TELECOMS LTD. Ticker: BLU Security ID: S12461109 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the VAS Operations Transaction For For Management 2 Approve the 3G Distribution Transaction For For Management 3 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Method for Determining the For For Management Number of Shares for Conversion 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholder and Meetings of For For Management Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Raised Funds Special Storage For For Management Account 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Revised Draft of Plan on For For Management Issuance of Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 8 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 11 Approve Related Party Transactions in For For Management Connection to Convertible Bonds 12 Approve Equity Acquisition and Signing For For Management of Equity Purchase Agreement 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve Application of Bank Credit For For Management Lines and Related Authorizations 3 Approve Guarantee Provision Plan For For Management 4 Approve Financial Derivative Trading For For Management Business -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2.1 Approve Issue Size and Issue Manner For For Shareholder 2.2 Approve Target Subscribers and Placing For For Shareholder Arrangement for Shareholders 2.3 Approve Bond Maturity and Type For For Shareholder 2.4 Approve Bond Interest Rate and Method For For Shareholder of Determination 2.5 Approve Use of Proceeds For For Shareholder 2.6 Approve Guarantee Matters For For Shareholder 2.7 Approve Resolution Validity Period For For Shareholder 3 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantees For For Management -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Major Asset Restructuring Plan For For Management and Special Instruction on the Difference Between the Cumulative Realized Net Profit and the Committed Net Profit 9 Approve Special Report on Usage of For For Management Previously Raised Funds 10.1 Approve Remuneration of For For Management Non-Independent Directors 10.2 Approve Remuneration of Independent For For Management Directors 10.3 Approve Remuneration of Supervisors For For Management 10.4 Approve Remuneration of Senior For For Management Management Members 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Working System for Independent For For Management Directors 14.1 Elect Liu Wenjing as Non-Independent For For Management Director 14.2 Elect Li Zhenping as Non-Independent For For Management Director 14.3 Elect Sun Chuanzhi as Non-Independent For For Management Director 14.4 Elect Zhong Shuqiao as Non-Independent For For Management Director 15.1 Elect Liu Shengjun as Independent For For Management Director 15.2 Elect Dong Shukui as Independent For For Management Director 15.3 Elect Gong Bengao as Independent For For Management Director 16.1 Elect Zhu Jianhong as Supervisor For For Management 16.2 Elect Zhou Zhiwei as Supervisor For For Management -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-Up Period Arrangement For For Management 2.7 Approve Arrangements on Roll-forward For For Management Profits 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line and Guarantee For For Management Provision 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Implementing Rules for For For Management Cumulative Voting System -------------------------------------------------------------------------------- BLUEFOCUS INTELLIGENT COMMUNICATIONS GROUP CO. LTD. Ticker: 300058 Security ID: Y091AZ103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Overseas Wholly-owned Subsidiary 2 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiary 3 Approve Change in Registered Capital For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- BLUEFOCUS INTELLIGENT COMMUNICATIONS GROUP CO. LTD. Ticker: 300058 Security ID: Y091AZ103 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Expand Business Scope -------------------------------------------------------------------------------- BLUEFOCUS INTELLIGENT COMMUNICATIONS GROUP CO. LTD. Ticker: 300058 Security ID: Y091AZ103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Working System for Independent For For Management Directors 12.1 Elect Zhao Wenquan as Non-Independent For For Shareholder Director 12.2 Elect Xiong Jian as Non-Independent For For Shareholder Director 12.3 Elect Zheng Hong as Non-Independent For For Shareholder Director 12.4 Elect Chen Jianhong as Non-Independent For For Shareholder Director 12.5 Elect Zhao Xinge as Non-Independent For For Shareholder Director 12.6 Elect Ouyang Xu as Non-Independent For For Shareholder Director 13.1 Elect Wu Zhipan as Independent Director For For Shareholder 13.2 Elect Yan Mei as Independent Director For For Shareholder 13.3 Elect Xu Wenbo as Independent Director For For Shareholder 14.1 Elect Feng Xiao as Supervisor For For Management 14.2 Elect Zhu Yunyang as Supervisor For For Management -------------------------------------------------------------------------------- BLUESTAR ADISSEO CO. Ticker: 600299 Security ID: Y9722Y106 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity and For For Management Related Party Transactions -------------------------------------------------------------------------------- BLUESTAR ADISSEO CO. Ticker: 600299 Security ID: Y9722Y106 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Third Quarter Profit For For Management Distribution 2 Approve Equity Acquisition and Related For For Shareholder Party Transactions -------------------------------------------------------------------------------- BLUESTAR ADISSEO CO. Ticker: 600299 Security ID: Y9722Y106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor and For For Management Internal Control Auditor 7 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 8 Elect Wu Jingwan as Non-Independent For For Management Director -------------------------------------------------------------------------------- BODE ENERGY EQUIPMENT CO., LTD. Ticker: 300023 Security ID: Y0920S108 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Major Asset For For Management Restructure Plan 2 Approve This Transaction Constitutes For For Management as Related-party Transaction 3.1 Approve Overall Plan of This For For Management Transaction 3.2 Approve Subject of This Transaction For For Management 3.3 Approve Target Assets For For Management 3.4 Approve Method of this Transaction For For Management 3.5 Approve Assessed Value of Target For For Management Assets for this Transaction 3.6 Approve Transaction Price For For Management 3.7 Approve Payment Method For For Management 3.8 Approve Transition Period Arrangements For For Management 3.9 Approve Creditor's Rights and Debts as For For Management well as Employee Placement 3.10 Approve Resolution Validity Period For For Management 4 Approve Draft and Summary on Major For For Management Asset Disposal and Related-party Transaction 5 Approve Signing of Equity Transfer For For Management Framework Agreement 6 Approve Signing of Conditional Equity For For Management Transfer Agreement 7 Approve Signing of Guarantee Deposit For For Management for Disposal Agreement 8 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 9 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve Transaction Does Not Comply For For Management with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 11 Approve This Transaction Complies with For For Management Relevant Laws and Regulations 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Stock Price Volatility Had Not For For Management Achieved the Relevant Standards of Article 5 Information Disclosure concerning the Investment Cooperation Between Listed Companies and Private Equity Funds 14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Relevant Audit Report, Pro For For Management Forma Review Report and Asset Evaluation Report 17 Approve Shareholder Return Plan For For Management 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Amendments to Articles of For For Management Association 20 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 21 Elect Wang Wei as Non-Independent For For Management Director -------------------------------------------------------------------------------- BODE ENERGY EQUIPMENT CO., LTD. Ticker: 300023 Security ID: Y0920S108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Capitalization of Capital For For Management Reserves 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Allowance of Independent For For Management Directors 9 Approve Remuneration of Supervisors For For Management 10.1 Elect Wang Wei as Non-independent For For Management Director 10.2 Elect Yu Jijiang as Non-independent For For Management Director 10.3 Elect Yang Yaling as Non-independent For For Management Director 10.4 Elect Xin Ran as Non-independent For For Management Director 11.1 Elect Fang Kun as Independent Director For For Management 11.2 Elect Zhang Jun as Independent Director For For Management 11.3 Elect Duan Donghui as Independent For For Management Director 12.1 Elect Zhou Zengrong as Supervisor For For Management 12.2 Elect Wang Zheng as Supervisor For For Management -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 2.1 Approve Issue Size and Par Value For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee Matters For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Method of Payment of Capital For For Management and Interest 2.8 Approve Interest Deferred Payment Terms For For Management 2.9 Approve Restrictions of Mandatory For For Management Interest Payment and Deferred Payment of Interest 2.10 Approve Use of Proceeds For For Management 2.11 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.12 Approve Underwriting Manner and For For Management Listing Arrangement 2.13 Approve Safeguard Measures of Debts For For Management Repayment 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M119 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 2.1 Approve Issue Size and Par Value For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee Matters For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Method of Payment of Capital For For Management and Interest 2.8 Approve Interest Deferred Payment Terms For For Management 2.9 Approve Restrictions of Mandatory For For Management Interest Payment and Deferred Payment of Interest 2.10 Approve Use of Proceeds For For Management 2.11 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.12 Approve Underwriting Manner and For For Management Listing Arrangement 2.13 Approve Safeguard Measures of Debts For For Management Repayment 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Business Plan 5 Approve Profit Distribution For For Management 6 Approve Loan And Credit Line For For Management 7 Approve Development of For For Management Principal-guaranteed Financial Products or Structure Deposits 8 Approve Provision of Guarantee to For For Management Chengdu BOE Hospital Co., Ltd. 9 Approve Provision of Guarantee to For For Management Chongqing BOE Display Technology Co., Ltd. 10 Approve Appointment of Auditor For For Management 11 Elect Tang Shoulian as Independent For For Management Director 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M119 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Business Plan 5 Approve Profit Distribution For For Management 6 Approve Loan And Credit Line For For Management 7 Approve Development of For For Management Principal-guaranteed Financial Products or Structure Deposits 8 Approve Provision of Guarantee to For For Management Chengdu BOE Hospital Co., Ltd. 9 Approve Provision of Guarantee to For For Management Chongqing BOE Display Technology Co., Ltd. 10 Approve Appointment of Auditor For For Management 11 Elect Tang Shoulian as Independent For For Management Director 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BOLSA MEXICANA DE VALORES SAB DE CV Ticker: BOLSAA Security ID: P17330104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Approve CEO's Report and Board's For For Management Opinion on CEO's Report 1.b Approve Board's Report on Policies and For For Management Accounting Information and Criteria Followed in Preparation of Financial Information 1.c Approve Individual and Consolidated For For Management Financial Statements 1.d Approve Report of Audit Committee and For For Management Corporate Practices Committees 1.e Approve Report of Statutory Auditors For For Management 1.f Approve Report on Activities of For For Management Company Listing and Regulatory Committees 1.g Accept Report on Compliance with For For Management Fiscal Obligations 2 Approve Allocation of Income For For Management 3 Approve Cash Dividends of MXN 1.81 Per For For Management Share 4 Elect or Ratify Principal and For For Management Alternate Members of Board, Statutory Auditors, Chairman of Audit and Corporate Practices Committee; Verify Independence Classification of Board Members 5 Approve Remuneration of Principal and For For Management Alternate Members of Board and Statutory Auditors; Approve Remuneration of Members of Audit and Corporate Practices Committees 6 Approve Report of Policies Related to For For Management Repurchase of Shares 7 Set Maximum Amount of Share Repurchase For For Management Reserve 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BOLSA MEXICANA DE VALORES SAB DE CV Ticker: BOLSAA Security ID: P17330104 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Marcos Alejandro Martinez Gavica For For Management as Board Chairman 1.2 Elect Hector Blas Grisi Checa as For For Management Director 1.3 Elect Eduardo Osuna Osuna as Director For For Management 1.4 Elect Alvaro Vaqueiro Ussel as For For Management Alternate Director 1.5 Ratify Remuneration of Chairman; For Against Management Ratify Resolutions Approved by Board Meeting on April 21, 2020 Re: Former Chairman Fee 2.1 Authorize Rafael Robles Miaja, Maria For For Management Luisa Petricioli Castellon and Clementina Ramirez de Arellano Moreno to Ratify and Execute Approved Resolutions 2.2 Authorize Rafael Robles Miaja, Maria For For Management Luisa Petricioli Castellon and Clementina Ramirez de Arellano Moreno to Formalize Minutes of Meeting -------------------------------------------------------------------------------- BOSCH LIMITED Ticker: 500530 Security ID: Y6139L131 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Soumitra Bhattacharya as For For Management Director 4 Reelect Peter Tyroller as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Andreas Wolf as Joint Managing Director 6 Elect Gopichand Katragadda as Director For For Management 7 Elect Bhaskar Bhat as Director For For Management 8 Elect Bernhard Steinruecke as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management 10 Approve Sale of Packaging Technology For For Management Business -------------------------------------------------------------------------------- BOSIDENG INTERNATIONAL HOLDINGS LIMITED Ticker: 3998 Security ID: G12652106 Meeting Date: AUG 26, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Rui Jinsong as Director For For Management 3.2 Elect Gao Xiaodong as Director For For Management 3.3 Elect Ngai Wai Fung as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BOSIDENG INTERNATIONAL HOLDINGS LIMITED Ticker: 3998 Security ID: G12652106 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revision of the Terms and For For Management Annual Caps, The Renewal of Framework Manufacturing Outsourcing and Agency Agreements -------------------------------------------------------------------------------- BOUBYAN BANK KSC Ticker: BOUBYAN Security ID: M2035S117 Meeting Date: MAR 08, 2020 Meeting Type: Annual/Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Approve Special Report on Penalties For For Management for FY 2019 6 Approve Directors' Loan and Approve For Against Management Transactions with a Related Party for FY 2020 7 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve and 10 Percent to Optional Reserve 8 Approve Discharge of Directors for FY For For Management 2019 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 10 Elect Sharia Supervisory Board Members For For Management (Bundled) and Fix their Remuneration for FY 2020 11 Ratify External Sharia Auditors and For For Management Fix Their Remuneration for FY 2020 12 Approve Dividends of KWD 0.009 per For For Management Share for FY 2019 13 Authorize Bonus Shares Issue For For Management Representing 5 Percent of the Share Capital for FY 2019 14 Authorize Board to Dispose of Fraction For For Management Shares 15 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 16 Approve Remuneration of Directors of For For Management KWD 450,000 for FY 2019 17 Authorize Issuance of Sukuk or Other For Against Management Shariah Compliant Instruments and Authorize Board to Set Terms of Issuance 1 Authorize Capitalization of Reserves For For Management for Bonus Issue Representing 5 Percent of Share Capital 2 Amend Article 5 of Bylaws to Reflect For For Management Changes in Capital 3 Amend Article 15 of Bylaws Re: Board For For Management Composition, Election and Term -------------------------------------------------------------------------------- BOUBYAN BANK KSC Ticker: BOUBYAN Security ID: M2035S117 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: MAR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue Representing 5 percent of Share Capital 2 Amend Article 6 of Memorandum of For Did Not Vote Management Association and Article 5 of Bylaws to Reflect Changes in Capital 3 Amend Article 15 of Bylaws Re: Board For Did Not Vote Management Composition, Election and Term -------------------------------------------------------------------------------- BOYA BIO-PHARMACEUTICAL GROUP CO., LTD. Ticker: 300294 Security ID: Y444EJ106 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds 2.1 Approve Overall Plan For For Management 2.2 Approve Transaction Parties For For Management 2.3 Approve Target Assets For For Management 2.4 Approve Target Assets Transaction For For Management Price and Payment Manner 2.5 Approve Type, Par Value and Listing For For Management Exchange 2.6 Approve Target Subscribers and For For Management Subscription Method 2.7 Approve Issue Price and Pricing Basis For For Management 2.8 Approve Issue Amount For For Management 2.9 Approve Lock-Up Period Arrangement For For Management 2.10 Approve Type and Par Value For For Shareholder 2.11 Approve Issue Manner For For Management 2.12 Approve Target Subscribers and For For Management Subscription Method 2.13 Approve Issue Amount For For Management 2.14 Approve Conversion Price For For Management 2.15 Approve Source of Conversion Shares For For Shareholder 2.16 Approve Bond Maturity For For Management 2.17 Approve Conversion Period For For Management 2.18 Approve Lock-Up Period Arrangement For For Shareholder 2.19 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.20 Approve Principal and Interest For For Management Repayment 2.21 Approve Conditional Mandatory For For Management Conversion Terms 2.22 Approve Terms of Sell-Back For For Management 2.23 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.24 Approve Terms for Upward Adjustment of For For Management Conversion Price 2.25 Approve Guarantee and Ratings For For Management 2.26 Approve Bond Interest Rate For For Management 2.27 Approve Other Matters For For Management 2.28 Approve Performance Commitment and For For Management Compensation Arrangements 2.29 Approve Excess Performance Rewards For For Management 2.30 Approve Profit and Loss in the Current For For Management Period 2.31 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.32 Approve Delivery and Liability for For For Management Breach of Contract of Target Assets 2.33 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related-party Transaction 4 Approve Transaction Does Not Comply For For Management with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 5 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 6 Approve Draft and Summary of For For Management Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds 7 Approve Audit Report, Pro Forma Review For For Management Report and Evaluation Report of the Transaction 8 Approve Signing of Conditional For For Management Transaction Agreement 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 13 Approve Authorization of Board to For For Management Handle All Related Matters 14 Approve Signing of Supplementary For For Shareholder Agreement of Relevant Transaction Agreement -------------------------------------------------------------------------------- BOYA BIO-PHARMACEUTICAL GROUP CO., LTD. Ticker: 300294 Security ID: Y444EJ106 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Controlling Shareholders For For Management Extend Deadlines for Fulfilling Commitments to Resolve Peer Competition Issues -------------------------------------------------------------------------------- BOYA BIO-PHARMACEUTICAL GROUP CO., LTD. Ticker: 300294 Security ID: Y444EJ106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Bank Credit Line For For Management Application 8 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- BR PROPERTIES SA Ticker: BRPR3 Security ID: P1909V120 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Approve Capital Budget For For Management 4 Fix Number of Directors at Five For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Danilo Gamboa as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Fabio de Araujo Nogueira as Independent Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Rubens Mario Marques de Freitas as Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Charles Lagana Putz as Independent Director 10 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For For Management Management 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BR PROPERTIES SA Ticker: BRPR3 Security ID: P1909V120 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Share Capital and Authorized Capital, and Consolidate Bylaws 2 Ratify Acquisition of REC 2017 For For Management Empreendimentos e Participacoes VII S. A. and REC 2017 Empreendimentos e Participacoes IX S.A. 3 Ratify APSIS Consultoria e Avaliacoes For For Management Ltda as Independent Firm to Appraise Proposed Transaction 4 Amend Stock Option Plan For Against Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BRAIT SE Ticker: BAT Security ID: L1201E101 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a.1 Re-Elect PJ Moleketi as Director For For Management 2a.2 Re-Elect JC Botts as Director For For Management 2a.3 Re-Elect AS Jacobs as Director For For Management 2a.4 Re-Elect LL Porter as Director For For Management 2a.5 Re-Elect CS Seabrooke as Director For For Management 2a.6 Re-Elect HRW Troskie as Director For For Management 2a.7 Re-Elect CH Wiese as Director For For Management 2.b Approve Remuneration of Directors For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Authorize Share Repurchase Program For For Management 5a Authorize Share Capital Increase For For Management 5b Eliminate Pre-emptive Rights For For Management 6 Approve Equity Ownership Plan for For For Management Corporate Advisors -------------------------------------------------------------------------------- BRAIT SE Ticker: BAT Security ID: L1201E101 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital For For Management 2 Authorize Share Capital Increase in For For Management Connection with the Grant of Conversion Rights and their Exercise by Holders of the Bonds 3 Authorize Share Capital Increase in For For Management Connection with the Rights Offer 4 Authorize Share Capital Increase in For For Management Connection with the Top-Up Subscription 5 Eliminate Pre-emptive Rights in For For Management Connection to Item 2 6 Eliminate Pre-emptive Rights in For For Management Connection to Item 3 7 Eliminate Pre-emptive Rights in For For Management Connection to Item 4 8 Approve Reduction in Issued Share For For Management Capital 9 Amend Memorandum and Articles Re: For For Management Share Capital -------------------------------------------------------------------------------- BRASKEM SA Ticker: BRKM5 Security ID: P18533110 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 2 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3 Elect Lirio Albino Parisotto as None Abstain Shareholder Director Appointed by Preferred Shareholder 4 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 5 As a Preferred Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 Elect Heloisa Belotti Bedicks as None For Shareholder Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BRASKEM SA Ticker: BRKM5 Security ID: 105532105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Lirio Albino Parisotto as None Abstain Shareholder Director Appointed by Preferred Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 As a Preferred Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Elect Heloisa Belotti Bedicks as None For Shareholder Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: P1905C100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 and Approve Treatment of Net Loss 2 Fix Number of Directors at Ten For For Management 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Augusto Marques da Cruz Filho as Independent Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Dan loschpe as Independent Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavia Buarque de Almeida as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavia Maria Bittencourt as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luiz Osorio as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Fernando Furlan as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Pullen Parente as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Ivandre Motiel da Silva as Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Rodrigues as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo F. Bacci as Independent Director 8 Elect Pedro Pullen Parente as Board For For Management Chairman and Augusto Marques da Cruz Filho as Board Vice-Chairman 9 Approve Remuneration of Company's For For Management Management 10.1 Elect Attilio Guaspari as Fiscal For For Management Council Member and Susana Hanna Stiphan Jabra as Alternate 10.2 Elect Maria Paula Soares Aranha as For For Management Fiscal Council Member and Monica Hojaij Carvalho Molina as Alternate 10.3 Elect Andre Vicentini as Fiscal For For Management Council Member and Valdecyr Maciel Gomes as Alternate 11 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: 10552T107 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 and Approve Treatment of Net Loss 2 Fix Number of Directors at Ten For For Management 3a Elect Directors For For Management 3b In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 3c In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? 4 Elect Pedro Pullen Parente as Board For For Management Chairman and Augusto Marques da Cruz Filho as Board Vice-Chairman 5 Approve Remuneration of Company's For For Management Management 6.1 Elect Attilio Guaspari as Fiscal For For Management Council Member and Susana Hanna Stiphan Jabra as Alternate 6.2 Elect Maria Paula Soares Aranha as For For Management Fiscal Council Member and Monica Hojaij Carvalho Molina as Alternate 6.3 Elect Andre Vicentini as Fiscal For For Management Council Member and Valdecyr Maciel Gomes as Alternate 7 Approve Remuneration of Fiscal Council For For Management Members 1 Amend Article 21 For For Management 2 Approve Indemnification Agreement For For Management between the Company and New Elected Directors 3 Amend Stock Option Plan and Share For For Management Matching Plan -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: P1905C100 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 21 For For Management 2 Approve Indemnification Agreement For For Management between the Company and New Elected Directors 3 Amend Stock Option Plan and Share For For Management Matching Plan -------------------------------------------------------------------------------- BRIGHT DAIRY & FOOD CO., LTD. Ticker: 600597 Security ID: Y7680R105 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Loan from DBS For For Management Bank 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BRIGHT DAIRY & FOOD CO., LTD. Ticker: 600597 Security ID: Y7680R105 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment of Wholly-Owned For For Management Subsidiary -------------------------------------------------------------------------------- BRIGHT DAIRY & FOOD CO., LTD. Ticker: 600597 Security ID: Y7680R105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Independent Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statement and For For Management Financial Budget 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Internal Control For For Management Auditor 8 Approve Loan and Guarantee Provision For For Management -------------------------------------------------------------------------------- BRIGHT REAL ESTATE GROUP CO., LTD. Ticker: 600708 Security ID: Y7680T101 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For For Management Plan 2 Approve Loan Provision by Controlling For For Management Shareholder and Its Related Parties 3 Approve Issuance of Medium-Term Notes For For Management -------------------------------------------------------------------------------- BRIGHT REAL ESTATE GROUP CO., LTD. Ticker: 600708 Security ID: Y7680T101 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Real Estate Project For For Management Equity Land Reserve Investment 2 Elect Wu Tonghong as No-Independent For For Shareholder Director -------------------------------------------------------------------------------- BRIGHT REAL ESTATE GROUP CO., LTD. Ticker: 600708 Security ID: Y7680T101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 10 Approve Payment of Allowance to For For Management Independent Directors 11 Elect Guo Qiang as Non-Independent For For Shareholder Director 12 Elect Huang Chao as Supervisor For For Shareholder -------------------------------------------------------------------------------- BRIGHTON-BEST INTERNATIONAL (TAIWAN), INC. Ticker: 8415 Security ID: Y0974J103 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Approve Cash Distribution from Capital For For Management Reserve 6 Amend Procedures for Lending Funds to For For Management Other Parties 7.1 Elect SIE, LI-YUN, a Representative of For For Management TA CHEN STAINLESS PIPE CO., LTD. with SHAREHOLDER NO.00000002, as Non-Independent Director 7.2 Elect SIE, RONG-KUN, a Representative For For Management of TA CHEN STAINLESS PIPE CO., LTD. with SHAREHOLDER NO.00000002, as Non-Independent Director 7.3 Elect KE, WUN-LING, a Representative For Against Management of DONGYI INVESTMENT CO., LTD. with SHAREHOLDER NO.00008513, as Non-Independent Director 7.4 Elect YOU, SIANG-JHEN with SHAREHOLDER For Against Management NO.G100548XXX as Non-Independent Director 7.5 Elect CAI, YONG-YU, a Representative For Against Management of JINN HER ENTERPRISE CO.,LTD. with SHAREHOLDER NO.00000087, as Non-Independent Director 7.6 Elect CAI, CHAO-JIN, a Representative For Against Management of CHAOSHENG CO., LTD. with SHAREHOLDER NO.00000005, as Non-Independent Director 7.7 Elect OU, YI-LAN with SHAREHOLDER NO. For Against Management 00000030 as Non-Independent Director 7.8 Elect LIN, FANG-KUAN with SHAREHOLDER For Against Management NO.00000022 as Non-Independent Director 7.9 Elect JHANG, DI-JIN with SHAREHOLDER For Against Management NO.00000029 as Non-Independent Director 7.10 Elect HSU, CHUN-AN with SHAREHOLDER NO. For Against Management R101740XXX as Independent Director 7.11 Elect SHEN, MING-JHANG with For Against Management SHAREHOLDER NO.K100793XXX as Independent Director 7.12 Elect LIN, BEN-YUAN with SHAREHOLDER For Against Management NO.Q100059XXX as Independent Director 8 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED Ticker: 1114 Security ID: G1368B102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Song Jian as Director For For Management 2B Elect Jiang Bo as Director For For Management 2C Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Grant Thornton Hong Kong For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BRISA BRIDGESTONE SABANCI LASTIK SANAYI VE TICARET AS Ticker: BRISA Security ID: M2040V105 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify Director Appointments For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Approve Upper Limit of Donations for For Against Management 2020 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Wishes None None Management -------------------------------------------------------------------------------- BRITANNIA INDUSTRIES LIMITED Ticker: 500825 Security ID: Y0969R151 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Audited Standalone Financial For For Management Statements and Statutory Reports 1b Accept Audited Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Ness N. Wadia as Director For Against Management 4 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Tanya Arvind Dubash as Director For For Management 6 Reelect Avijit Deb as Director For For Management 7 Reelect Keki Dadiseth as Director For Against Management 8 Reelect Ajai Puri as Director For Against Management -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO MALAYSIA BERHAD Ticker: 4162 Security ID: Y0971P110 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Aseh bin Haji Che Mat as Director For For Management 2 Elect Christine Lee Oi Kuan as Director For For Management 3 Elect Jonathan Darlow Reed as Director For For Management 4 Elect Ignacio Ballester as Director For For Management 5 Approve Directors' Fees and Benefits For For Management 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 8 Approve Implementation of New For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- BROGENT TECHNOLOGIES, INC. Ticker: 5263 Security ID: Y0R82N104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 6 Amend Procedures Governing the For For Management Acquisition and Disposal of Assets 7 Amend Operational Procedures for For For Management Endorsements and Guarantees 8 Amend Operational Procedures for For For Management Loaning of Company Funds 9.1 Elect Lewis Lee with ID No. S120469XXX For For Management as Independent Director 9.2 Elect Chih-Poung Liou with ID No. For For Management B120462XXX as Independent Director 9.3 Elect Jih-Ching Chiu with ID No. For For Management T120849XXX as Independent Director 9.4 Elect Non-Independent Director No. 1 None Against Shareholder 9.5 Elect Non-Independent Director No. 2 None Against Shareholder 9.6 Elect Non-Independent Director No. 3 None Against Shareholder 9.7 Elect Non-Independent Director No. 4 None Against Shareholder 10 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- BROS EASTERN CO., LTD. Ticker: 601339 Security ID: Y09788103 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Yang Weixin as Non-independent For For Management Director 2.2 Elect Yang Weiguo as Non-independent For For Management Director 2.3 Elect Cao Yanchun as Non-independent For For Management Director 2.4 Elect Pan Hong as Non-independent For For Management Director 2.5 Elect Wei Guo as Non-independent For For Management Director 2.6 Elect Han Gongjin as Non-independent For For Management Director 3.1 Elect Zhao Rubing as Independent For For Management Director 3.2 Elect Qian Yabin as Independent For For Management Director 3.3 Elect Huang Huiqin as Independent For For Management Director 4.1 Elect Zhu Xiaopeng as Supervisor For For Management 4.2 Elect Wang Wei as Supervisor For For Management -------------------------------------------------------------------------------- BROS EASTERN CO., LTD. Ticker: 601339 Security ID: Y09788103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantees to For For Management Subsidiaries 8 Approve Related-party Transaction For For Management 9 Elect Yang Yong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BTG HOTELS (GROUP) CO., LTD. Ticker: 600258 Security ID: Y0771D101 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BTG HOTELS (GROUP) CO., LTD. Ticker: 600258 Security ID: Y0771D101 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bai Fan as Non-independent For For Management Director -------------------------------------------------------------------------------- BTG HOTELS (GROUP) CO., LTD. Ticker: 600258 Security ID: Y0771D101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial For For Management Auditor 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Loan Application For For Management 10 Approve Provision of Financial For Against Management Assistance to Controlled Subsidiaries 11 Approve Financial Assistance from For For Management Controlling Shareholder BTG Group and Its Related Parties 12 Approve Daily Related Party For For Management Transactions with Controlling Shareholder BTG Group and Its Related Parties 13 Approve Daily Related Party For For Management Transactions with Second Largest Shareholder Ctrip Shanghai and Its Related Parties 14 Approve Financial Services Agreement For For Management 15 Amend Management System for External For For Management Guarantee and External Funding 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- BTG HOTELS (GROUP) CO., LTD. Ticker: 600258 Security ID: Y0771D101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Independent For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Appointment of Financial For Did Not Vote Management Auditor 8 Approve Appointment of Internal For Did Not Vote Management Control Auditor 9 Approve Loan Application For Did Not Vote Management 10 Approve Provision of Financial For Did Not Vote Management Assistance to Controlled Subsidiaries 11 Approve Financial Assistance from For Did Not Vote Management Controlling Shareholder BTG Group and Its Related Parties 12 Approve Daily Related Party For Did Not Vote Management Transactions with Controlling Shareholder BTG Group and Its Related Parties 13 Approve Daily Related Party For Did Not Vote Management Transactions with Second Largest Shareholder Ctrip Shanghai and Its Related Parties 14 Approve Financial Services Agreement For Did Not Vote Management 15 Amend Management System for External For Did Not Vote Management Guarantee and External Funding 16 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors -------------------------------------------------------------------------------- BTS GROUP HOLDINGS PUBLIC COMPANY LIMITED Ticker: BTS Security ID: Y0984D252 Meeting Date: JUL 22, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Message of the Chairman None None Management 2 Approve Minutes of Previous Meeting For For Management 3 Approve Operation Results For For Management 4 Approve Financial Statements For For Management 5 Approve Dividend Payment For For Management 6 Approve Remuneration of Directors For For Management 7.1 Elect Keeree Kanjanapas as Director For For Management 7.2 Elect Surapong Laoha-Unya as Director For For Management 7.3 Elect Kong Chi Keung as Director For Against Management 7.4 Elect Suchin Wanglee as Director For For Management 7.5 Elect Pichitra Mahaphon as Director For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Warrants to For For Management Purchase Newly Issued Ordinary Shares to Existing Shareholders 10 Approve Issuance of Warrants to For For Management Purchase Ordinary Shares to Non-Director Employees of the Company and its Subsidiaries under the BTS Group ESOP 2019 Scheme 11 Approve Increase in Registered Capital For For Management Under a General Mandate Through Private Placement 12 Approve Reduction in Registered Capital For For Management 13 Amend Memorandum of Association to For For Management Reflect Reduction in Registered Capital 14 Approve Increase in Registered Capital For For Management 15 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 16 Approve Allocation of Newly Issued For For Management Ordinary Shares to Accommodate Adjustment of Rights for the Warrants to Purchase the Newly Issued Ordinary Shares of BTS-W4 and BTS-W5, Exercise of Warrants Issued to the Non-Director Employees and the Private Placement 17 Other Business For Against Management -------------------------------------------------------------------------------- BTS RAIL MASS TRANSIT GROWTH INFRASTRUCTURE FUND Ticker: BTSGIF Security ID: Y0984F117 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Fund Information None None Management 2 Acknowledge Operating Performance None None Management 3 Acknowledge Financial Statements None None Management 4 Acknowledge Dividend Payment and None None Management Capital Return 5 Acknowledge Appointment of Auditors None None Management and Their Remuneration 6 Other Business For Against Management -------------------------------------------------------------------------------- BUMI ARMADA BERHAD Ticker: 5210 Security ID: Y10028119 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Uthaya Kumar Vivekananda as For For Management Director 2 Elect Chan Chee Beng as Director For For Management 3 Elect Alexandra Elisabeth Johanna For For Management Maria Schaapveld as Director 4 Approve Directors' Fees and Benefits For For Management 5 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Grant of Shares to Gary Neal For For Management Christenson Under the Management Incentive Plan -------------------------------------------------------------------------------- BUMRUNGRAD HOSPITAL PUBLIC CO., LTD. Ticker: BH Security ID: Y1002E256 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment None None Management 5.1 Elect Sophavadee Uttamobol as Director For For Management 5.2 Elect Chong Toh as Director For For Management 5.3 Elect Bernard Charnwut Chan as Director For For Management 6 Elect Anon Vangvasu as Director For For Management 7 Approve Remuneration of Directors and For For Management Sub-Committees 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Amend Company's Objectives and Amend For For Management Memorandum of Association 10 Amend Clause 4 of the Memorandum of For For Management Association 11 Amend Articles of Association For For Management 12 Other Business For Against Management -------------------------------------------------------------------------------- BUPA ARABIA FOR COOPERATIVE INSURANCE CO. Ticker: 8210 Security ID: M20515116 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program to For For Management be Allocated to Employee Share Scheme 2 Amend Audit Committee Charter For For Management 3 Amend Risk Management Committee Charter For For Management 4 Approve Related Party Transactions Re: For For Management Gulf International Bank 5 Approve Related Party Transactions Re: For For Management Ahmed Mohammed Baeshen Company 6 Amend Article 3 of Bylaws Re: For For Management Management of the Company 7 Amend Article 15 of Bylaws Re: For For Management Corporate Purpose -------------------------------------------------------------------------------- BUPA ARABIA FOR COOPERATIVE INSURANCE CO. Ticker: 8210 Security ID: M20515116 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 5 Approve Remuneration of Directors of For For Management SAR 3,098,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Authorize Share Repurchase Program Up For For Management to SAR 14,275,322 to be Allocated to Employees' Long-Term Incentive Plan 9 Elect Joy Linton as Director For For Management 10.1 Elect Nadir Ashour as Director None Abstain Management 10.2 Elect Waleed Shukri as Director None Abstain Management 10.3 Elect Ali Al Bou Salih as Director None Abstain Management 10.4 Elect Salman Al Faris as Director None Abstain Management 11 Amend Committees Members Remuneration For For Management Policy 12 Amend Directors Remuneration Policy For For Management 13 Approve Related Party Transactions Re: For For Management Bupa Global 14 Approve Related Party Transactions Re: For For Management Nazer Clinics 15 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Al Ahli Capital 16 Approve Related Party Transactions Re: For For Management Nazer Clinics 17 Approve Related Party Transactions Re: For For Management Bupa Investments Overseas Limited 18 Approve Related Party Transactions Re: For For Management Bupa Investments Overseas Limited 19 Approve Related Party Transactions Re: For For Management Bupa Insurance Ltd 20 Approve Related Party Transactions Re: For For Management Bupa Middle East Holding 21 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. 22 Approve Related Party Transactions Re: For For Management Nazer Holding 23 Approve Related Party Transactions Re: For For Management Nazer Clinics 24 Approve Related Party Transactions Re: For For Management Nazer Medical Service 25 Approve Related Party Transactions Re: For For Management Nawah Healthcare 26 Approve Related Party Transactions Re: For For Management Nazer Clinics 27 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and National Commercial Bank 28 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Gulf International Bank 29 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Rajhi Steel 30 Approve Related Party Transactions Re: For For Management Mobily 31 Approve Related Party Transactions Re: For For Management Saudi Arabian Mining Company 32 Approve Related Party Transactions Re: For For Management Saudi Industrial Investment Group 33 Approve Related Party Transactions Re: For For Management Bawan Wood Factory 34 Approve Related Party Transactions Re: For For Management Bawan Metal Industries 35 Approve Related Party Transactions Re: For For Management Al Rajhi Bank 36 Approve Related Party Transactions Re: For For Management Riyadh Cables Company 37 Approve Related Party Transactions Re: For For Management Careem 38 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Al Ahli Capital 39 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Sedco Holding Group 40 Approve Related Party Transactions Re: For For Management Fitaihi Holding Group 41 Approve Related Party Transactions Re: For For Management Abdulhadi Shayif 42 Approve Related Party Transactions Re: For For Management Health Water Bottling Co. Ltd. 43 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co., National Commercial Bank and Al Ahli Capital 44 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Saudi Steel Pipe Company 45 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Ahmed Mohamed Saleh Baeshen & Co 46 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Al-Ittihad Club 47 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Co. and Al-Hilal FC 48 Amend Article 1 of Bylaws Re: For For Management Incorporation 49 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 50 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership in Companies 51 Amend Article 11 of Bylaws Re: Shares For For Management Issuance 52 Amend Article 12 of Bylaws Re: Shares For For Management Trading 53 Amend Article 13 of Bylaws Re: For For Management Increase of Capital 54 Amend Article 14 of Bylaws Re: For For Management Reduction of Capital 55 Amend Article 15 of Bylaws Re: Company For Against Management Management 56 Amend Article 16 of Bylaws Re: For For Management Expiration of Board Membership 57 Amend Article 17 of Bylaws Re: Board For For Management Vacancy 58 Amend Article 18 of Bylaws Re: Board For For Management Powers 59 Amend Article 19 of Bylaws Re: For For Management Chairman, Vice Chairman, and Managing Director Remuneration 60 Amend Article 20 of Bylaws Re: For For Management Chairman, Vice Chairman, Managing Director and Secretary Powers 61 Amend Article 21 of Bylaws Re: Board For For Management Meetings 62 Amend Article 22 of Bylaws Re: Board For For Management Meeting Quorum 63 Amend Article 24 of Bylaws Re: For For Management Agreements and Contracts 64 Amend Article 25 of Bylaws Re: General For For Management Meetings Attendance 65 Amend Article 26 of Bylaws Re: For For Management Constitutional Assembly 66 Amend Article 27 of Bylaws Re: For For Management Constitutional Assembly Competences 67 Amend Article 28 of Bylaws Re: For Against Management Ordinary General Meeting Competences 68 Amend Article 30 of Bylaws Re: General For For Management Meeting Invitation 69 Amend Article 33 of Bylaws Re: For Against Management Extraordinary General Meeting Quorum 70 Amend Article 39 of Bylaws Re: For For Management Appointment of Auditor 71 Amend Article 41 of Bylaws Re: For For Management Auditor's Liabilities 72 Amend Article 45 of Bylaws Re: Zakkat For For Management and Reserve 73 Amend Article 46 of Bylaws Re: Accrual For For Management of profits 74 Amend Article 49 of Bylaws Re: Board For For Management Members Responsibility 75 Amend Article 50 of Bylaws Re: For For Management Company's Termination 76 Amend Article 51 of Bylaws Re: For For Management Company's Bylaw -------------------------------------------------------------------------------- BURGAN BANK SAK Ticker: BURG Security ID: M20497109 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 16, 17, and 18 of Bylaws For For Management Re: Board Composition, Election, Term, and Qualifications -------------------------------------------------------------------------------- BURGAN BANK SAK Ticker: BURG Security ID: M20497109 Meeting Date: APR 12, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Special Report on Penalties For For Management for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve 6 Approve Transfer of 10 Percent of Net For For Management Income to Optional Reserve 7 Approve Dividends of KWD 0.012 per For For Management Share 8 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 9 Authorize Issuance of Bonds Including For Against Management Perpetual Bonds and Authorize Board to Set Terms of Issuance 10 Approve Related Party Transactions for For Against Management FY 2019 and FY 2020 11 Approve Remuneration of Directors and For For Management Committees Members of KWD 445,000 for FY 2019 12 Approve Directors' Loans for FY 2020 For Against Management 13 Approve Charitable Donations For Against Management 14 Approve Discharge of Directors for FY For For Management 2019 15 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 -------------------------------------------------------------------------------- BURSA MALAYSIA BERHAD Ticker: 1818 Security ID: Y1028U102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Karownakaran @ Karunakaran a/l For For Management Ramasamy as Director 2 Elect Pushpanathan a/l S.A. For For Management Kanagarayar as Director 3 Elect Uji Sherina binti Abdullah as For For Management Director 4 Elect Joseph Cherian as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Directors' Benefits For For Management 7 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Beijing Donghua Xintong Information Technology Co., Ltd. 2 Approve Merger by Absorption of For For Management Beijing Puze Chuangzhi Data Technology Co., Ltd. -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Provision of Guarantee For For Management 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Company's Eligibility for For For Management Private Placement of Shares 7.1 Approve Type and Par Value For For Management 7.2 Approve Issuance Method and Time For For Management 7.3 Approve Pricing Method and Issue Price For For Management 7.4 Approve Issue Number For For Management 7.5 Approve Target Parties and For For Management Subscription Methods 7.6 Approve Lock-up Period Arrangement For For Management 7.7 Approve Place of Listing For For Management 7.8 Approve Use of Raised Funds For For Management 7.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 7.10 Approve Resolution Validity Period For For Management 8 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 9 Approve Plan on Private Placement of For For Management Shares 10 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 11 Approve Report on the Usage of For For Management Previously Raised Funds 12 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 13 Approve Shareholder Return Plan For For Management 14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Approve to Appoint Auditor For For Management 16 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 17 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management 18 Approve Amendments to Articles of For For Management Association to Change Business Scope 19 Approve Application of Bank Credit For For Management Lines 20 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Annual Reports and Its For For Management Summary 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Provision of Repurchase or For For Management Guarantee by the Company and Its Subsidiaries for External Parties 9 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Approve Issuance by BYD Electronic For For Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 12 Approve Use of Internal Short-Term For For Management Intermittent Funds for Entrusted Wealth Management and Related Transactions 13 Approve Use of Internal Funds of the For For Management Company and Its Subsidiaries for Risk-Related Investments and Related Transactions 14 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1045E107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Annual Reports and Its For For Management Summary 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Provision of Repurchase or For For Management Guarantee by the Company and Its Subsidiaries for External Parties 9 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Approve Issuance by BYD Electronic For For Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 12 Approve Use of Internal Short-Term For For Management Intermittent Funds for Entrusted Wealth Management and Related Transactions 13 Approve Use of Internal Funds of the For For Management Company and Its Subsidiaries for Risk-Related Investments and Related Transactions 14 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Elect Wang Chuan-fu as Director For For Management 5 Elect Jiang Xiang-rong as Director For For Management 6 Elect Chung Kwok Mo John as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, For For Management Proposed Annual Cap and Related Transactions -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Factory Project For For Management 2 Approve Draft and Summary of the For For Management Employee Share Purchase Plan 3 Approve Management System of Employee For For Management Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 5 Amend Articles of Association to For For Management Decrease Registered Capital -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Purchase For For Management Financial Products 2 Approve Use of Idle Funds for National For For Management Bonds Reverse Repurchase Investment 3 Approve Credit Line Bank Application For For Management 4 Approve Provision of Guarantee for For For Management Subsidiary 5 Approve Provision of Guarantee for For For Management Company's Dealer Bank Credit 6 Approve Capital Injection For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Change Business Scope and Increase Registered Capital -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 3 Approve Increase the Number and For For Management Positions of Vice Chairman and Joint General Manager as well as Amend Articles of Association 4 Elect Dai Zhenji as Non-Independent For For Management Director -------------------------------------------------------------------------------- C.Q. PHARMACEUTICAL HOLDING CO., LTD. Ticker: 000950 Security ID: Y1584T101 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ding Changtian as For For Shareholder Non-Independent Director 2 Elect Zhu Changyong as Supervisor For For Shareholder -------------------------------------------------------------------------------- C.Q. PHARMACEUTICAL HOLDING CO., LTD. Ticker: 000950 Security ID: Y1584T101 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Change in Commitment of For For Management Shareholder 3 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- C.Q. PHARMACEUTICAL HOLDING CO., LTD. Ticker: 000950 Security ID: Y1584T101 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cheng Fei as Non-Independent For For Management Director 2 Elect Lv Xiaoqing as Non-Independent For For Management Director -------------------------------------------------------------------------------- C.Q. PHARMACEUTICAL HOLDING CO., LTD. Ticker: 000950 Security ID: Y1584T101 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Size For For Management 1.2 Approve Par Value and Issue Price For For Management 1.3 Approve Issue Manner and Target For For Management Subscribers 1.4 Approve Arrangement of Bond Listing For For Management 1.5 Approve Bond Type and Maturity For For Management 1.6 Approve Use of Proceeds For For Management 1.7 Approve Method to Increase Bond For For Management Creditability 1.8 Approve Measures of Debts Repayment For For Management 1.9 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters 3 Approve Financing Plan For For Management 4 Approve Financing Plan of Chongqing For For Management Pharmaceutical (Group) Co., Ltd. 5 Approve Provision of Bank Credit For For Management Guarantee of Chongqing Pharmaceutical (Group) Co., Ltd. to its Wholly-Owned Subsidiaries 6 Approve Provision of Bank Credit For For Management Guarantee by Chongqing Pharmaceutical (Group) Co., Ltd. to its Controlled Subsidiaries 7 Approve Issuance of Debt Financing by For For Management Controlled Subsidiary 8 Approve Accounts Receivable For For Management Securitization of Controlled Subsidiary 9 Approve Chongqing Pharmaceutical For For Management (Group) Co., Ltd. and Its Subsidiaries' Handling Manner of Accounts Receivables and Non-Recourse Rights 10 Approve Provision of Financial For For Management Assistance of Chongqing Pharmaceutical (Group) Co., Ltd. to its Subsidiaries -------------------------------------------------------------------------------- C.Q. PHARMACEUTICAL HOLDING CO., LTD. Ticker: 000950 Security ID: Y1584T101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Internal Control Evaluation For For Management Report 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve to Appoint Financial Report For For Management Auditor and Internal Control Auditor 6 Approve Annual Report and Summary For For Management 7 Approve 2019 and 2020 Daily Related For For Management Party Transactions 8 Approve Profit Distribution For For Management 9 Approve Continued Related Party For For Management Transactions -------------------------------------------------------------------------------- C.Q. PHARMACEUTICAL HOLDING CO., LTD. Ticker: 000950 Security ID: Y1584T101 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- CACHET PHARMACEUTICAL CO., LTD. Ticker: 002462 Security ID: Y1072N103 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CACHET PHARMACEUTICAL CO., LTD. Ticker: 002462 Security ID: Y1072N103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Comprehensive Credit Line Bank For Against Management Application 7 Amend Related Party Transaction For Against Management Management System 8 Approve to Appoint Auditor For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Elect Xu Ke as Supervisor For For Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Report on the Usage of Funds For For Management by Controlling Shareholder and Other Related Parties -------------------------------------------------------------------------------- CADILA HEALTHCARE LIMITED Ticker: 532321 Security ID: Y1R73U123 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Mukesh M. Patel as Director For For Management 4 Elect Bhadresh K. Shah as Director For For Management 5 Reelect Dharmishtaben N. Raval as For For Management Director 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Shifting of Registered Office For For Management of the Company -------------------------------------------------------------------------------- CAHYA MATA SARAWAK BERHAD Ticker: 2852 Security ID: Y1662L103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For For Management 2 Elect Mahmud Abu Bekir Taib as Director For For Management 3 Elect Yam Kong Choy as Director For For Management 4 Elect Isaac Lugun as Director For For Management 5 Elect Kamarudin bin Zakaria as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve Directors' Remuneration For For Management (Excluding Directors' Fees) 8 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Allowance of Independent For For Management Directors 3 Approve to Appoint Auditor and For For Management Internal Control Auditor 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5.1 Elect Lu Jianqiang as Non-independent For For Management Director 5.2 Elect Ruan Qi as Non-independent For For Management Director 5.3 Elect Xu Aihua as Non-independent For For Shareholder Director 5.4 Elect Wang Jian as Non-independent For For Management Director 5.5 Elect Li Yuan as Non-independent For For Management Director 6.1 Elect Wang Wei as Independent Director For For Management 6.2 Elect Yu Jianxing as Independent For For Management Director 6.3 Elect Chen Geng as Independent Director For For Management 7.1 Elect Ye Yuanzu as Supervisor For For Management 7.2 Elect Zhou Zhiwei as Supervisor For For Management -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Authorization of For For Management the Board on Convertible Bond Matters 2 Approve Adjustment on Resolution of For For Management the Board on Convertible Bond Matters -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve 2019 Related Party Transactions For For Management 7 Approve 2020 Daily Related Party For For Management Transactions 8 Approve Securities Investment For For Management 9.1 Approve Main Subject and Method For For Management 9.2 Approve Type and Issue Scale For For Management 9.3 Approve Term For For Management 9.4 Approve Issuance Price and Interest For For Management Rate 9.5 Approve Guarantee and Other Credit For For Management Enhancement Arrangements 9.6 Approve Use of Proceeds For For Management 9.7 Approve Target Subscribers and Placing For For Management Arrangements for Shareholders 9.8 Approve Appointment of For For Management Issuance-Related Agency and Other Relevant Matters 9.9 Approve Safeguard Measures for Debt For For Management Repayment 9.10 Approve Listing of Debt Financing For For Management Instruments 9.11 Approve Resolution Validity Period For For Management 10 Approve Extension of Resolution For Against Management Validity Period in Connection to Issuance of Convertible Bonds 11 Approve Report on the Usage of For For Management Previously Raised Funds 12 Approve Appointment of Auditor and For For Management Internal Control Auditor 13 Approve Formulation of Director For For Management Performance Evaluation and Remuneration Management System 14 Approve Change of Registered Address For For Management 15 Amend Articles of Association For Against Management 16 Approve Shareholder Return Plan For For Management 17 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 18 Elect Pang Xiaofeng as Supervisor For For Management 19 Approve Formulation of Supervisor For For Management Performance Evaluation -------------------------------------------------------------------------------- CAMEL GROUP CO. LTD. Ticker: 601311 Security ID: Y1083C104 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CAMEL GROUP CO. LTD. Ticker: 601311 Security ID: Y1083C104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointments of Auditor and For For Management Internal Control Auditor 7 Approve Investment Plan For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Daily Related-party For For Management Transactions 10 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CAMIL ALIMENTOS SA Ticker: CAML3 Security ID: P1R1FL107 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of Shares from WP For For Management XII E Fundo de Investimento em Participacoes Multiestrategia 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CAMIL ALIMENTOS SA Ticker: CAML3 Security ID: P1R1FL107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Feb. 29, 2020 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Fix Number of Directors at Seven For For Management 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For For Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jairo Santos Quartiero as Board Chairman 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jacques Maggi Quartiero as Director 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Thiago Maggi Quartiero as Director 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alberto Julio as Independent Director 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Antonio do Prado Fay as Independent Director 10.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Piero Paolo Picchioni Minardi as Director 10.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo Tadeu Alves Colmonero as Independent Director 11 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CAMIL ALIMENTOS SA Ticker: CAML3 Security ID: P1R1FL107 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CANADIAN SOLAR INC. Ticker: CSIQ Security ID: 136635109 Meeting Date: JUN 24, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shawn (Xiaohua) Qu For For Management 1.2 Elect Director Robert K. McDermott For Withhold Management 1.3 Elect Director Harry E. Ruda For Withhold Management 1.4 Elect Director Andrew (Luen Cheung) For Withhold Management Wong 1.5 Elect Director Arthur (Lap Tat) Wong For Withhold Management 1.6 Elect Director Lauren C. Templeton For Withhold Management 1.7 Elect Director Karl E. Olsoni For For Management 2 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Approve Continuance of Company [CBCA For For Management to BCBCA or OBCA] 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CANARA BANK Ticker: 532483 Security ID: Y1081F109 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CANARA BANK Ticker: 532483 Security ID: Y1081F109 Meeting Date: NOV 23, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management the Government of India on Preferential Basis -------------------------------------------------------------------------------- CANGZHOU DAHUA CO., LTD. Ticker: 600230 Security ID: Y3122C103 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- CANGZHOU DAHUA CO., LTD. Ticker: 600230 Security ID: Y3122C103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Independent For For Management Directors 5 Approve Payment of Remuneration to For For Management Directors, Supervisors and Senior Management Members 6 Amend Articles of Association For For Management 7 Approve Report of the Board of For For Management Supervisors 8 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 9 Elect Li Yongkuo as Non-Independent For For Management Director 10 Approve Investment and Manufacture of For For Management PC Project 11 Approve Production and Comprehensive For For Management Service Agreements -------------------------------------------------------------------------------- CANGZHOU MINGZHU PLASTIC CO. LTD. Ticker: 002108 Security ID: Y1099L106 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Hongwei as Non-Independent For For Shareholder Director 1.2 Elect Yu Guiting as Non-Independent For For Shareholder Director 1.3 Elect Zhao Ruqi as Non-Independent For For Shareholder Director 1.4 Elect Ding Shengcang as For For Shareholder Non-Independent Director 1.5 Elect Yu Zengsheng as Non-Independent For For Shareholder Director 1.6 Elect Yu Shaohua as Non-Independent For For Shareholder Director 2.1 Elect Chi Guojing as Independent For For Management Director 2.2 Elect Lu Yujian as Independent Director For For Management 2.3 Elect Li Lin as Independent Director For For Management 3 Elect Fu Hongyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- CANGZHOU MINGZHU PLASTIC CO. LTD. Ticker: 002108 Security ID: Y1099L106 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Foreign Investment Management For For Management Method 2 Amend Major Business and Decision For For Management Making Management Method -------------------------------------------------------------------------------- CANGZHOU MINGZHU PLASTIC CO. LTD. Ticker: 002108 Security ID: Y1099L106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Amendments to Articles of For For Management Association to Expand Business Scope 7 Approve Handling of Credit Line Bank For For Management Application 8 Approve Provision of Guarantee for For Against Management Wholly-Owned and Controlled Subsidiary 9 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- CANNY ELEVATOR CO., LTD. Ticker: 002367 Security ID: Y1099M104 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Continued Revitalization of For For Management Property Assets 3 Approve Postponement of First Phase For For Management Employee Share Purchase Plan -------------------------------------------------------------------------------- CANNY ELEVATOR CO., LTD. Ticker: 002367 Security ID: Y1099M104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve to Appoint Auditor For For Management 9 Approve Bill Pool Business For Against Management 10 Approve Use of Funds to Purchase For For Management Financial Products -------------------------------------------------------------------------------- CANNY ELEVATOR CO., LTD. Ticker: 002367 Security ID: Y1099M104 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Youlin as Non-Independent For For Management Director 1.2 Elect Shen Zhouqun as Non-Independent For For Management Director 1.3 Elect Zhang Lichun as Non-Independent For For Management Director 1.4 Elect Zhu Linyi as Non-Independent For For Management Director 2.1 Elect Ma Jianping as Independent For For Management Director 2.2 Elect Han Jian as Independent Director For For Management 2.3 Elect Guo Jun as Independent Director For For Management 3.1 Elect Mo Lingen as Supervisor For For Management 3.2 Elect Zhu Linghua as Supervisor For For Management 4 Approve Allowance of Directors and For For Management Supervisors -------------------------------------------------------------------------------- CANNY ELEVATOR CO., LTD. Ticker: 002367 Security ID: Y1099M104 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Employee Share Purchase Plan For For Management 5 Approve Management Method of Employee For For Management Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- CANSINO BIOLOGICS INC. Ticker: 6185 Security ID: Y1099N102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Financial Accounts Report For For Management 5 Approve 2020 Financial Budget For For Management 6 Approve 2019 Annual Profit For For Management Distribution Plan 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Financial Report Auditors and PricewaterhouseCoopers as International Financial Report Auditors and Authorize Board to Fix Their Remuneration 8.1 Elect Xuefeng Yu as Director For For Management 8.2 Elect Shou Bai Chao as Director For For Management 8.3 Elect Tao Zhu as Director For For Management 8.4 Elect Dongxu Qiu as Director For For Management 8.5 Elect Qiang Xu as Director For For Management 8.6 Elect Liang Lin as Director For For Management 8.7 Elect Nisa Bernice Wing-Yu Leung as For For Management Director 8.8 Elect Zhi Xiao as Director For For Management 8.9 Elect Shiu Kwan Danny Wai as Director For For Management 8.10 Elect Zhu Xin as Director For For Management 8.11 Elect Shuifa Gui as Director For For Management 8.12 Elect Jianzhong Liu as Director For For Management 9.1 Elect Jiangfeng Li as Supervisor For For Management 9.2 Elect Jieyu Zou as Supervisor For For Management 10 Approve Remuneration Plan for For For Management Executive Directors and Non-Executive Directors 11 Approve Remuneration Plan for For For Management Independent Non-Executive Directors 12 Approve Remuneration Plan for For For Management Supervisors 13 Approve New Credit Applications For For Management 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares, Unlisted Foreign Shares and H Shares -------------------------------------------------------------------------------- CAP SA Ticker: CAP Security ID: P25625107 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report, Financial For For Management Statements, Company Status Report and Auditor's Report 2 Approve Dividend Policy For For Management 3 Approve Remuneration of Directors For For Management 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Annual Report, Remuneration For For Management and Budget of Directors' Committee 7 Designate Newspaper to Publish Meeting For For Management Announcements 8 Other Business For Against Management -------------------------------------------------------------------------------- CAPITAL SECURITIES CORP. Ticker: 6005 Security ID: Y11003103 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- CAPITEC BANK HOLDINGS LTD. Ticker: CPI Security ID: S15445109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Michiel du Pre le Roux as For For Management Director 2 Re-elect Kabelo Makwane as Director For For Management 3 Re-elect Chris Otto as Director For For Management 4 Elect Santie Botha as Director For For Management 5 Elect Emma Mashilwane as Director For For Management 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 7 Appoint Deloitte & Touche as Auditors For For Management of the Company 8 Authorise Specific Issue of Loss For For Management Absorbent Convertible Capital Securities for Cash 9 Authorise Board to Issue Shares for For For Management Cash 10 Approve Remuneration Policy For For Management 11 Approve Implementation Report of For For Management Remuneration Policy 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Financial Assistance in For For Management Respect of the Restricted Share Plan -------------------------------------------------------------------------------- CAR INC. Ticker: 699 Security ID: G19021107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Xiaogeng Li as Director For For Management 3 Elect Zhen Wei as Director For Against Management 4 Elect Li Zhang as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Authorize Repurchase of Issued Share For For Management Capital 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CARABAO GROUP PUBLIC COMPANY LIMITED Ticker: CBG Security ID: Y1820N116 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment None None Management 5.1 Elect Kanit Patsaman as Director For For Management 5.2 Elect Siripong Wongskhunti as Director For For Management 5.3 Elect Urawee Ngowroongrueng as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8.1 Elect Nhakran Laohawilai as Director For For Management 8.2 Elect Nutchanok Vongswat as Director For For Management 9 Approve Issuance of Debentures For For Management -------------------------------------------------------------------------------- CARE RATINGS LIMITED Ticker: 534804 Security ID: Y1R7BV106 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect V. Chandrasekaran as Director For For Management 4 Elect Sonal Gunvant Desai as Director For For Management 5 Elect Najib Shah as Director For For Management 6 Elect M Mathisekaran as Director For For Management 7 Elect Ananth Narayan Gopalakrishnan as For For Management Director -------------------------------------------------------------------------------- CAREER TECHNOLOGY (MFG.) CO., LTD. Ticker: 6153 Security ID: Y11058107 Meeting Date: OCT 03, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2.1 Elect JIAO,YOU-HENG, a Representative For Did Not Vote Management of HANNSTAR BOARD CORP., with Shareholder No. 214579, as Non-Independent Director 2.2 Elect HUANG,YU-REN, with ID No. For Did Not Vote Management OC00032XXX, as Independent Director 3 Approve Release of Restrictions of For Did Not Vote Management Competitive Activities of Directors -------------------------------------------------------------------------------- CAREER TECHNOLOGY (MFG.) CO., LTD. Ticker: 6153 Security ID: Y11058107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5.1 Elect CAI,CHANG-YING, with Shareholder For For Management No. 1, as Non-Independent Director 5.2 Elect WU,YONG-HUEI, with Shareholder For Against Management No. 2, as Non-Independent Director 5.3 Elect YE,KUN-SIANG, with Shareholder For Against Management No. 5, as Non-Independent Director 5.4 Elect CIOU,MEI-YUE, with ID No. For Against Management R200013XXX, as Non-Independent Director 5.5 Elect JIAO,YOU-HENG, a Representative For Against Management of HANNSTAR BOARD CORPORATION, with Shareholder No. 214579 as Non-Independent Director 5.6 Elect SYONG,GUANG-SONG, a For Against Management Representative of HANNSTAR BOARD CORPORATION, with Shareholder No. 214579 as Non-Independent Director 5.7 Elect SHIH,CHUN-CHENG, with ID No. For Against Management Q121596XXX, as Independent Director 5.8 Elect WU,CING-YI, with Shareholder No. For Against Management 27607, as Independent Director 5.9 Elect HUANG,YU-REN, with ID No. For For Management OC00032XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CASETEK HOLDINGS LTD. Ticker: 5264 Security ID: G19303109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Issuance of Global Depository For For Management Receipt -------------------------------------------------------------------------------- CASHBUILD LTD. Ticker: CSB Security ID: S16060113 Meeting Date: NOV 25, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Marius Bosman as Director For For Management 2 Re-elect Dr Simo Lushaba as Director For For Management 3 Re-elect Alistair Knock as Director For For Management 4 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company with Andries Rossouw as the Individual Registered Auditor 5.1 Elect Marius Bosman as Member of the For For Management Audit Committee 5.2 Re-elect Hester Hickey as Member of For For Management the Audit Committee 5.3 Re-elect Dr Simo Lushaba as Member of For For Management the Audit Committee 5.4 Re-elect Gloria Tapon Njamo as Member For For Management of the Audit Committee 6 Approve Remuneration Policy For For Management 7 Approve Implementation of Remuneration For For Management Policy 8 Approve Remuneration of Non-executive For For Management Directors 9 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 10 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Financial For For Management Assistance by Weihai Guoxing Real Estate Co., Ltd. 3 Approve Provision of Financial For For Management Assistance by Chongqing Xingjie Real Estate Co., Ltd. 4 Approve Provision of Financial For For Management Assistance by Shijiazhuang Rongchuang Caixin Real Estate Development Co., Ltd. 5 Approve Additional Guarantee Provision For For Management 6 Approve Signing of Real Estate Project For For Management Development Management Service Contract -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Qiguo as Non-Independent For For Management Director 1.2 Elect Mao Biaoyong as Non-Independent For For Management Director 1.3 Elect Wang Fushun as Non-Independent For For Management Director -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Provision of Guarantee for For For Management Zhenjiang Xincheng Real Estate Development Co., Ltd. 3 Approve Provision of Guarantee for For For Management Huizhou Tengda Industrial Co., Ltd. 4 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Signing of Loan Agreement For For Management 4 Approve Participation of Equity For For Shareholder Bidding and Authorization of Management in Handling Bidding 5 Approve Guarantee Authorization For For Shareholder -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Abandon Acquisition For For Management 2 Approve Change in Horizontal For For Management Competition Preventive Commitment 3 Approve Cancellation of Listing and For For Management Sale of Equity and Debt 4 Approve Financial Assistance Provision For For Management 5 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee for Tianjin Jinnan For For Management Real Estate Co., Ltd. 2 Approve Additional Guarantee for For For Management Chongqing Caixin Hongye Real Estate Development Co., Ltd. 3 Approve Additional Guarantee for For For Management Chongqing Caixin Contract Energy Management Co., Ltd. -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization to Increase For For Management Guarantee Limit -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Application of Comprehensive For For Management Credit Lines 7 Approve Provision of Guarantee For For Management 8 Approve Authorization for Land For For Management Development 9 Approve Authorization on Provision of For For Management Shareholder Loan to Some Real Estate Project Companies in Proportion to Equity Ownership 10 Approve Increase Use of Idle Funds for For For Management Entrusted Asset Management 11 Approve Remuneration of Chairman of For For Management the Board 12 Approve Allowance of Independent For For Management Directors 13 Approve Signing of Supplementary For For Management Agreement on Financial Assistance -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Gewen as Supervisor For For Management -------------------------------------------------------------------------------- CATCHER TECHNOLOGY CO., LTD. Ticker: 2474 Security ID: Y1148A101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve to Raise Funds through Issuing For For Management New Shares or GDR 4.1 Elect HUNG SHUI-SUNG, a Representative For For Management of YUNG YU INVESTMENT CO. LTD. with SHAREHOLDER NO.281516, as Non-Independent Director -------------------------------------------------------------------------------- CATHAY FINANCIAL HOLDINGS CO. LTD. Ticker: 2882 Security ID: Y11654103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Long-term Capital Raising Plan For For Management 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CATHAY REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 2501 Security ID: Y11579102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect Shiou Ling Lin, with SHAREHOLDER For For Management NO.A202924XXX as Independent Director 3.2 Elect Chih Wei Wu, with SHAREHOLDER NO. For For Management H120573XXX as Independent Director 3.3 Elect James Y. Chang, with SHAREHOLDER For For Management NO.A102212XXX as Independent Director 3.4 Elect Ching Kuei Chang, a For For Management Representative of He Hsin Capital Co Ltd, with SHAREHOLDER NO.336395, as Non-independent Director 3.5 Elect Hung Ming Lee, a Representative For For Management of He Hsin Capital Co Ltd, with SHAREHOLDER NO.336395, as Non-independent Director 3.6 Elect Chung Yan Tsai, a Representative For For Management of He Hsin Capital Co Ltd, with SHAREHOLDER NO.336395, as Non-independent Director 3.7 Elect Tzi Li Tung, a Representative of For For Management Cathay Charity Foundation, with SHAREHOLDER NO.33055, as Non-independent Director 3.8 Elect Chung Chang Chu, a For For Management Representative of Cathay Real Estate Foundation, with SHAREHOLDER NO.35678, as Non-independent Director 3.9 Elect Chin Liang Lin, a Representative For For Management of Cathay Real Estate Employees Welfare Committee, with SHAREHOLDER NO. 9800, as Non-independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CCOOP GROUP CO., LTD. Ticker: 000564 Security ID: Y97225109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity of For For Management Changchun Saide Shopping Center Co., Ltd. 2 Approve Acquisition of Equity of Huayu For For Management Warehousing Co., Ltd. 3.1 Elect Chen Tong as Non-Independent For For Management Director 3.2 Elect Hu Mingzhe as Non-Independent For For Management Director -------------------------------------------------------------------------------- CCOOP GROUP CO., LTD. Ticker: 000564 Security ID: Y97225109 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management HNA Commercial Holdings Co., Ltd. 1.2 Approve Related Party Transaction with For For Management New Cooperative Commerce Chain Group Co., Ltd. -------------------------------------------------------------------------------- CCOOP GROUP CO., LTD. Ticker: 000564 Security ID: Y97225109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve to Appoint Auditor For For Management 4 Approve Financing Credit Line For For Management Application 5 Approve Mutual Guarantee For For Management 6 Approve Major Asset Restructuring and For For Management Performance Compensation Plan 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Approve Annual Report and Summary For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Elect Wu Keqin as Supervisor For For Management -------------------------------------------------------------------------------- CCR SA Ticker: CCRO3 Security ID: P2170M104 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management -------------------------------------------------------------------------------- CCR SA Ticker: CCRO3 Security ID: P2170M104 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 13 For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Maria Marcondes Penido Sant'Anna as Director and Eduarda Penido Dalla Vecchia as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Luiz Aguiar Filho as Director and Leonardo de Almeida Massa as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Coutinho de Sena as Director and Jose Henrique Braga Polido Lopes as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Mendes Aidar as Director and Livio Hagime Kuze as Alternate 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Roberto Reckziegel Guedes as Director and Fernando Santos Salles as Alternate 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Claudio Rapparini Soares as Director and Eduardo Penido Sant'Anna as Alternate 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Torres de Faria as Director and Paulo Marcio de Oliveira Monteiro as Alternate 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Henrique Sutton de Sousa Neves as Director and Rosa Evangelina Penido Dalla Vecchia as Alternate 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Carlos Cavalcanti Dutra Junior as Director and Nelson Tambelini Junior as Alternate 8.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Alberto Colonna Rosman as Independent Director 8.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonardo Porciuncula Gomes Pereira as Independent Director 8.12 Percentage of Votes to Be Assigned - None For Management Elect Eduardo Bunker Gentil as Independent Director 8.13 Percentage of Votes to Be Assigned - None For Management Elect Eliane Aleixo Lustosa de Andrade as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Elect Ana Maria Marcondes Penido For Against Management Sant'Anna as Board Chairman and Ricardo Coutinho de Sena as Board Vice-Chairman 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12.1 Elect Adalgiso Fragoso de Faria as For For Management Fiscal Council Member and Marcelo de Andrade as Alternate 12.2 Elect Bruno Goncalves Siqueira as For For Management Fiscal Council Member and Daniel da Silva Alves as Alternate 12.3 Elect Piedade Mota da Fonseca as For For Management Fiscal Council Member and Ronaldo Pires da Silva as Alternate 13 Approve Remuneration of Company's For For Management Management 14 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- CCS SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 600180 Security ID: Y7677E109 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For Against Management Plan -------------------------------------------------------------------------------- CCS SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 600180 Security ID: Y7677E109 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee and For For Management Guarantee Object -------------------------------------------------------------------------------- CCS SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 600180 Security ID: Y7677E109 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- CCS SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 600180 Security ID: Y7677E109 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Type and Term For For Management 2.5 Approve Bond Interest Rate and Method For For Management of Determination 2.6 Approve Manner of Payment of Capital For For Management and Interest 2.7 Approve Target Subscribers and Manner For For Management 2.8 Approve Placing Arrangement for For For Management Shareholders 2.9 Approve Use of Proceeds For For Management 2.10 Approve Guarantee Manner For For Management 2.11 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.12 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 2.13 Approve Listing Exchange For For Management 2.14 Approve Underwriting Manner For For Management 2.15 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Corporate Bond Issuance 4 Approve Provision of Guarantee For For Management 5 Elect Lu Mingduo as Non-Independent For For Management Director -------------------------------------------------------------------------------- CCS SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 600180 Security ID: Y7677E109 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter-Guarantee For For Management -------------------------------------------------------------------------------- CCS SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 600180 Security ID: Y7677E109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve External Guarantee For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Appointment of Auditor For For Management 12 Approve Appointment of Internal For For Management Control Auditor 13 Approve Derivatives Investment Business For For Management 14 Approve Additional Guarantee and For For Management Guarantee Subscribers 15 Elect Zhang Xianming as Independent For For Management Director 16 Amend Articles of Association For For Management 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CEAT LIMITED Ticker: 500878 Security ID: Y1229V149 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect H. V. Goenka as Director For For Management 4 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Atul C. Choksey as Director For For Management 7 Reelect Mahesh S. Gupta as Director For For Management 8 Reelect Haigreve Khaitan as Director For For Management 9 Reelect Punita Lal as Director For For Management 10 Reelect Vinay Bansal as Director For For Management 11 Approve Payment of Remuneration to H. For For Management V. Goenka as Non-Executive Director and Chairman 12 Approve Increase in Borrowing Powers For For Management 13 Approve Pledging of Assets for Debt For For Management 14 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- CEBU AIR, INC. Ticker: CEB Security ID: Y1234G103 Meeting Date: FEB 26, 2020 Meeting Type: Written Consent Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of Articles of For For Management Incorporation in Relation to Change in the Principal Office Address of the Corporation -------------------------------------------------------------------------------- CEBU AIR, INC. Ticker: CEB Security ID: Y1234G103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on May 24, 2019 2 Approve Financial Statements for the For For Management Preceding Year 3.1 Elect James L. Go as Director For Against Management 3.2 Elect Lance Y. Gokongwei as Director For For Management 3.3 Elect Frederick D. Go as Director For Against Management 3.4 Elect Robina Y. Gokongwei-Pe as For Against Management Director 3.5 Elect Jose F. Buenaventura as Director For Against Management 3.6 Elect Antonio L. Go as Director For Against Management 3.7 Elect Wee Khoon Oh as Director For Against Management 4 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 5 Ratify Acts of the Board of Directors For For Management and Its Committees, Officers and Management 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- CECEP SOLAR ENERGY CO., LTD. Ticker: 000591 Security ID: Y1584P109 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes of Commitments of For For Management Controlling Shareholder in Connection to Asset Acquisition 2 Approve Change of Registered Address For For Management -------------------------------------------------------------------------------- CECEP SOLAR ENERGY CO., LTD. Ticker: 000591 Security ID: Y1584P109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 8 Approve Additional Guarantee For Against Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Annual Report and Summary For For Management 11 Approve Internal Control For For Management Self-Evaluation Report 12 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Amount For For Management 2.6 Approve Issue Size and Usage of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 7 Approve Signing of Subscription For For Management Agreement and Related Party Transactions 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Matters Related to Private Placement of Shares -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Provision of Guarantee for For For Management China Energy Conservation Yongshi 50MW Wind Farm Project 5 Approve Provision of Guarantee for For For Management China Energy Conservation Wufeng Nanling 100MW Wind Farm Project 6 Approve Provision of Guarantee for For For Management China Energy Saving Naiman 50MW Wind Power Heating Project 7 Approve Provision of Guarantee for For For Management China Energy Conservation Wind Yangdelingha 50MW Wind Farm Project 8 Approve Provision of Guarantee for For For Management China Energy Conservation Shandong Plain 50MW Wind Farm Project 9 Elect Li Baoshan as Independent For For Management Director -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Wholly-owned Subsidiary to For For Management Purchase Wind Turbine Equipment and Related Transactions from Zhejiang Yunda Wind Power Co., Ltd. 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Wind Turbine For For Management Equipment and Related Party Transaction 2 Approve Joint Investment in 100MW Wind For For Management Farm Project -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Loan Guarantee For For Management -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Financial Budget For Against Management 7 Approve Investment Plan For Against Management -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Manner and Issue Time For For Management 1.2 Approve Target Subscribers and For For Management Subscription Method 1.3 Approve Pricing Reference Date and For For Management Issue Price 1.4 Approve Issue Size For For Management 1.5 Approve Lock-up Period For For Management 1.6 Approve Resolution Validity Period For For Management 2 Approve Plan for Private Placement of For For Management New Shares (Second Revision) 3 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Second Revision) 4 Approve to Cancel the Original For For Management Subscription Agreement and Re-signing of Conditional Share Subscription Agreement as well as Related Party Transactions 5 Approve Extension of Authorization of For For Management the Board and Its Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- CEMENTOS ARGOS SA Ticker: CEMARGOS Security ID: P2216Y112 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board of Directors and For For Management Chairman's Report 5 Present Financial Statements For For Management 6 Present Auditor's Report For For Management 7 Approve Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends 9 Approve Donations For For Management 10 Elect Directors and Approve Their For For Management Remuneration 11 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- CEMEX HOLDINGS PHILIPPINES, INC. Ticker: CHP Security ID: Y1244L100 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Amendment of Seventh Article For For Management of the Amended Articles of Incorporation 4 Approve Other Matters For Against Management -------------------------------------------------------------------------------- CEMEX HOLDINGS PHILIPPINES, INC. Ticker: CHP Security ID: Y1244L100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 3a Approve the Minutes of the Annual For For Management Meeting of Stockholders Held on June 6, 2019 3b Approve the Minutes of the Special For For Management Meeting of Stockholders held on October 16, 2019 5 Approve the 2019 Annual Report and For For Management Audited Financial Statements for the Year Ended December 31, 2019 6 Ratify and Approve the Acts of the For For Management Board of Directors and Management 7.1 Elect Alejandro Garcia Cogollos as For For Management Director 7.2 Elect Eleanor M. Hilado as Director For For Management 7.3 Elect Sergio Mauricio Menendez Medina For For Management as Director 7.4 Elect Ignacio Alejandro Mijares For For Management Elizondo as Director 7.5 Elect Alfredo S. Panlilio as Director For Against Management 7.6 Elect Pedro Roxas as Director For For Management 7.7 Elect Antonio Ivan Sanchez Ugarte as For For Management Director 7.8 Elect Larry Jose Zea Betancourt as For For Management Director 8 Appoint External Auditor for 2020 For For Management 9a Approve Amendment of Section 4 of For For Management Article II of the Amended By-Laws 9b Approve Amendment of Section 5 of For For Management Article II of the Amended By-Laws 9c Approve Amendment of Section 7 of For For Management Article II of the Amended By-Laws 9d Approve Amendment of Section 8 of For For Management Article II of the Amended By-Laws 9e Approve Amendment of Section 2 of For For Management Article III of the Amended By-Laws 10 Approve Other Matters For Against Management -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: P2253T133 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Present Share Repurchase Report For For Management 4 Set Maximum Amount of Share Repurchase For For Management Reserve 5.a Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2019 5.b Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in December 2009 and Matured in Nov. 2019 5.c Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in May 2015 and Due in March 2020 6 Elect Directors, Chairman and For For Management Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees 7 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Finance, and Sustainability Committees 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CENCOSUD SA Ticker: CENCOSUD Security ID: P2205J100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 32 Per Share c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee e Receive Report on Expenses of For For Management Directors and Directors' Committee f Appoint Auditors For For Management g Designate Risk Assessment Companies For For Management h Receive Report of Directors' For For Management Committee; Receive Report Regarding Related-Party Transactions i Receive Report on Oppositions Recorded For For Management on Minutes of Board Meetings j Designate Newspaper to Publish For For Management Announcements k Other Business For Against Management -------------------------------------------------------------------------------- CENCOSUD SHOPPING CENTERS SA Ticker: CENCOSHOPP Security ID: P2205U105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 55 per Share c Elect Directors For Against Management d Approve Remuneration of Directors For For Management e Approve Remuneration and Budget of For For Management Directors' Committee and Advisers f Receive Report on Expenses of For For Management Directors and Directors' Committee g Appoint Auditors For For Management h Designate Risk Assessment Companies For For Management i Present Directors' Committee Report on For For Management Activities; Present Board's Report Regarding Related-Party Transactions j Receive Report on Oppositions Recorded For For Management on Minutes of Board Meetings k Designate Newspaper to Publish Meeting For For Management Announcements l Other Business For Against Management -------------------------------------------------------------------------------- CENTER LABORATORIES, INC. Ticker: 4123 Security ID: Y1244W106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve the Issuance of New Shares For For Management from Capital Reserves 4 Approve Cash Distribution from Capital For For Management Reserve 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Approve Issuance of Shares via a For For Management Private Placement 7.1 Elect a Representative of BO CHANG For Against Management Investment Co., Ltd., with SHAREHOLDER NO.22224 as Non-Independent Director 7.2 Elect HE,MEI-YUE, with SHAREHOLDER NO. For For Management Q200495XXX as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of Ordinary For For Management Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854106 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of Ordinary For For Management Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: 15234Q108 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of Ordinary For For Management Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: 15234Q207 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of Ordinary For For Management Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of All Shares of For For Management Amazonas Geracao e Transmissao de Energia SA to Centrais Eletricas do Norte do Brasil SA (Eletronorte) -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854106 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of All Shares of For For Management Amazonas Geracao e Transmissao de Energia SA to Centrais Eletricas do Norte do Brasil SA (Eletronorte) -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: 15234Q207 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of All Shares of For For Management Amazonas Geracao e Transmissao de Energia SA to Centrais Eletricas do Norte do Brasil SA (Eletronorte) -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: FEB 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Capital Increase of Ordinary For For Management Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government Approved Last EGM Held on Nov. 14, 2019 2 Amend Article 7 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: 15234Q207 Meeting Date: FEB 17, 2020 Meeting Type: Special Record Date: JAN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Capital Increase of Ordinary For For Management Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government Approved Last EGM Held on Nov. 14, 2019 2 Amend Article 7 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- CENTRAL BANK OF INDIA Ticker: 532885 Security ID: Y1243T104 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management the President of India (Government of India) on Preferential Basis -------------------------------------------------------------------------------- CENTRAL CHINA LAND MEDIA CO., LTD. Ticker: 000719 Security ID: Y4445A105 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Zhongyuan Digital Publishing Industrial Park Project -------------------------------------------------------------------------------- CENTRAL CHINA LAND MEDIA CO., LTD. Ticker: 000719 Security ID: Y4445A105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5.1 Elect Guo Yuanjun as Non-Independent For For Management Director 5.2 Elect Wang Qing as Non-Independent For For Management Director 5.3 Elect Wang Dawei as Non-Independent For For Management Director 5.4 Elect Lin Jiangyan as Non-Independent For For Management Director 5.5 Elect Chen Jinchuan as Non-Independent For For Management Director 5.6 Elect Li Wenping as Non-Independent For For Management Director 6.1 Elect Li Jianli as Independent Director For For Management 6.2 Elect Zheng Haiying as Independent For For Management Director 6.3 Elect Lai Bulian as Independent For For Management Director 7.1 Elect Yin Chunhua as Supervisor For For Management 7.2 Elect Yi Ming as Supervisor For For Management 7.3 Elect Wang Linzhong as Supervisor For For Management -------------------------------------------------------------------------------- CENTRAL CHINA REAL ESTATE LIMITED Ticker: 832 Security ID: G20768100 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, Deed For For Management of Guarantee, Counter Indemnity and Facility Agreement, the Provision of Financial Assistance and Related Transactions -------------------------------------------------------------------------------- CENTRAL CHINA REAL ESTATE LIMITED Ticker: 832 Security ID: G20768100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Liu Weixing as Director For For Management 3B Elect Wu Wallis (alias Li Hua) as For For Management Director 3C Elect Sun Yuyang as Director For For Management 3D Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CENTRAL CHINA SECURITIES CO., LTD. Ticker: 1375 Security ID: Y3R18N107 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Approve Provision for Credit Impairment For For Management 3 Approve General Mandate for the For For Management Issuance of Onshore and Offshore Debt Financing Instruments 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CENTRAL CHINA SECURITIES CO., LTD. Ticker: 1375 Security ID: Y3R18N115 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Approve Provision for Credit Impairment For For Management 3 Approve General Mandate for the For For Management Issuance of Onshore and Offshore Debt Financing Instruments 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CENTRAL CHINA SECURITIES CO., LTD. Ticker: 1375 Security ID: Y3R18N107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Financial Statements For For Management 6.01 Approve Preparation of Financial For For Management Statements in Accordance with China Accounting Standards for Business Enterprises in Domestic and International Markets 6.02 Approve Appointment of Accounting Firm For For Management in 2020 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Provision of Guarantee for the For For Management Central China International Financial Holdings Company Limited 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Approve Business Scale and Affordable For For Management Risk Limits of Securities Proprietary Trading of the Company for the year of 2020 17 Approve the Resolution on the Change For For Management of the Shareholder Representative Supervisor 10 Amend Articles of Association For Against Management 14.01 Approve Target Subscribers and For For Management Subscription Method 14.02 Approve Issue Price and Pricing For Against Management principles 14.03 Approve Arrangements for Lock-up Period For For Management 14.04 Approve Extension of the Validity For For Management Period of the Resolution on the Non-Public Issuance 15 Approve Resolution the Dilution of For For Management Immediate Return Resulting from the Non-public Issuance of A Shares by the Company and the Remedial Measures 16 Approve Extension of the Validity For For Management Period of the Authorization to the Board of Directors and its Authorized Persons to Deal with the Relevant Matters Relating to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- CENTRAL CHINA SECURITIES CO., LTD. Ticker: 1375 Security ID: Y3R18N107 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Target Subscribers and For For Management Subscription Method 1.02 Approve Issue Price and Pricing For Against Management Principles 1.03 Approve Arrangements for Lock-up Period For For Management 1.04 Approve Extension of the Validity For For Management Period of the Resolution on the Non-Public Issuance 2 Approve Extension of the Validity For For Management Period of the Authorization to the Board of Directors and its Authorized Persons to Deal with the Relevant Matters Relating to the Non-Public Issuance of A shares -------------------------------------------------------------------------------- CENTRAL CHINA SECURITIES CO., LTD. Ticker: 1375 Security ID: Y3R18N115 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Financial Statements For For Management 6.01 Approve Preparation of Financial For For Management Statements in Accordance with China Accounting Standards for Business Enterprises in Domestic and International Markets 6.02 Approve Appointment of Accounting Firm For For Management in 2020 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Provision of Guarantee for the For For Management Central China International Financial Holdings Company Limited 10 Amend Articles of Association For Against Management 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Approve Business Scale and Affordable For For Management Risk Limits of Securities Proprietary Trading of the Company for the year of 2020 14.01 Approve Target Subscribers and For For Management Subscription Method 14.02 Approve Issue Price and Pricing For Against Management principles 14.03 Approve Arrangements for Lock-up Period For For Management 14.04 Approve Extension of the Validity For For Management Period of the Resolution on the Non-Public Issuance 15 Approve Resolution the Dilution of For For Management Immediate Return Resulting from the Non-public Issuance of A Shares by the Company and the Remedial Measures 16 Approve Extension of the Validity For For Management Period of the Authorization to the Board of Directors and its Authorized Persons to Deal with the Relevant Matters Relating to the Non-Public Issuance of A Shares 17 Approve the Resolution on the Change For For Management of the Shareholder Representative Supervisor -------------------------------------------------------------------------------- CENTRAL CHINA SECURITIES CO., LTD. Ticker: 1375 Security ID: Y3R18N115 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Target Subscribers and For For Management Subscription Method 1.02 Approve Issue Price and Pricing For Against Management Principles 1.03 Approve Arrangements for Lock-up Period For For Management 1.04 Approve Extension of the Validity For For Management Period of the Resolution on the Non-Public Issuance 2 Approve Extension of the Validity For For Management Period of the Authorization to the Board of Directors and its Authorized Persons to Deal with the Relevant Matters Relating to the Non-Public Issuance of A shares -------------------------------------------------------------------------------- CENTRAL PLAINS ENVIRONMENT PROTECTION CO., LTD. Ticker: 000544 Security ID: Y9889D101 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes to Horizontal For For Management Competition Related Commitments -------------------------------------------------------------------------------- CENTRAL PLAINS ENVIRONMENT PROTECTION CO., LTD. Ticker: 000544 Security ID: Y9889D101 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Plan For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CENTRAL PLAZA HOTEL PUBLIC CO. LTD. Ticker: CENTEL Security ID: Y12431220 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance and For For Management Operating Results 3 Approve Financial Statements For For Management 4 Approve Omission of Dividend Payment For For Management 5.1 Elect Suthichai Chirathivat as Director For For Management 5.2 Elect Norachit Sinhaseni as Director For For Management 5.3 Elect Thirayuth Chirathivat as Director For For Management 5.4 Elect Chintana Boonyarat as Director For For Management 5.5 Elect Sirikate Chirakiti as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Company Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- CENTRE TESTING INTERNATIONAL GROUP CO., LTD. Ticker: 300012 Security ID: Y1252N105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wan Feng as Non-Independent For For Management Director 1.2 Elect Shentu Xianzhong as For For Management Non-Independent Director 1.3 Elect Chen Yan as Non-Independent For For Management Director 1.4 Elect Kuang Zhigang as Non-Independent For For Management Director 2.1 Elect Zhang Hanbin as Independent For For Management Director 2.2 Elect Cheng Hong as Independent For For Management Director 2.3 Elect Zeng Fanli as Independent For For Management Director 3.1 Elect Chen Weiming as Supervisor For For Management 3.2 Elect Ou Jin as Supervisor For For Management 4 Approve Allowance Standard for For For Management Directors 5 Approve Change of Auditor For For Management 6 Approve Continued Use of Idle Raised For For Management Funds to Conduct Cash Management -------------------------------------------------------------------------------- CENTRE TESTING INTERNATIONAL GROUP CO., LTD. Ticker: 300012 Security ID: Y1252N105 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CENTRO DE IMAGEM DIAGNOSTICOS SA Ticker: AALR3 Security ID: P2380S107 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CENTRO DE IMAGEM DIAGNOSTICOS SA Ticker: AALR3 Security ID: P2380S107 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Roberto Kalil Issa Filho as For Against Management Director 2 Ratify Fernando Machado Terni as For Against Management Director 3 Amend Long-Term Incentive Plan For For Management 4 Amend Article 12 Re: Number of For For Management Executives -------------------------------------------------------------------------------- CENTURY PACIFIC FOOD, INC. Ticker: CNPF Security ID: Y1249R102 Meeting Date: JUL 01, 2019 Meeting Type: Annual Record Date: MAY 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order None None Management 2 Secretary's Proof of Due Notice of the None None Management Meeting and Determination of Quorum 3 Approve Minutes of Stockholders' For For Management Meeting held on July 3, 2018 4 Approve Management's Report For For Management 5 Ratify Acts of the Board of Directors For For Management and Management During the Previous Year 6.1 Elect Ricardo S. Po, Sr. as Director For For Management 6.2 Elect Ricardo Gabriel T. Po as Director For For Management 6.3 Elect Christopher T. Po as Director For For Management 6.4 Elect Teodoro Alexander T. Po as For For Management Director 6.5 Elect Leonardo Arthur T. Po as Director For For Management 6.6 Elect Johnip G. Cua as Director For For Management 6.7 Elect Fernan Victor P. Lukban as For For Management Director 6.8 Elect Frances J. Yu as Director For For Management 6.9 Elect Eileen Grace Z. Araneta as For For Management Director 7 Appoint External Auditor For For Management 8 Approve Other Matters None None Management 9 Adjournment None None Management -------------------------------------------------------------------------------- CENTURY PACIFIC FOOD, INC. Ticker: CNPF Security ID: Y1249R102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Ricardo S. Po, Sr. as Director For For Management 4.2 Elect Ricardo Gabriel T. Po as Director For Against Management 4.3 Elect Christopher T. Po as Director For For Management 4.4 Elect Teodoro Alexander T. Po as For For Management Director 4.5 Elect Leonardo Arthur T. Po as Director For Against Management 4.6 Elect Eileen Grace Z. Araneta as For For Management Director 4.7 Elect Fernan Victor P. Lukban as For Against Management Director 4.8 Elect Frances J. Yu as Director For For Management 4.9 Elect Johnip G. Cua as Director For Against Management 5 Elect Navarro Amper & Co. as For For Management Independent Auditor and Fixing of Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- CENTURY TEXTILES & INDUSTRIES LTD. Ticker: 500040 Security ID: Y12504125 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Kumar Mangalam Birla as For Against Management Director 4 Elect Preeti Vyas as Director For For Management 5 Reelect Yazdi P. Dandiwala as Director For For Management 6 Reelect Rajan A. Dalal as Director For For Management 7 Reelect Sohanlal K. Jain as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Appointment and Remuneration For For Management of R.K. Dalmia as Whole-time Director -------------------------------------------------------------------------------- CESC LTD. Ticker: 500084 Security ID: Y12652189 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Pradip Kumar Khaitan as For For Management Director 4 Reelect Pratip Chaudhuri as Director For Against Management 5 Approve Pradip Kumar Khaitan to For For Management Continue Office as Non-Executive Non Independent Director 6 Approve Offer or Invitation to For For Management Subscribe to Bonds/Debentures/Other Debt Securities Whether Secured or Unsecured, Listed or Unlisted, on Private Placement Basis 7 Approve Pledging of Assets for Debt For For Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- CEZ AS Ticker: CEZ Security ID: X2337V121 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board of Directors Report on None None Management Company's Operations and State of Its Assets 2 Receive Supervisory Board Report None None Management 3 Receive Audit Committee Report None None Management 4.1 Approve Financial Statements For For Management 4.2 Approve Consolidated Financial For For Management Statements 5 Approve Allocation of Income and For For Management Dividends of CZK 34 per Share 6 Ratify Ernst & Young Audit s.r.o. as For For Management Auditor 7.1 Approve Volume of Charitable Donations For For Management 7.2 Approve Increase in Volume of For For Management Charitable Donations 7.3 Approve Charitable Donations For For Management 8.1 Amend Articles of Association For For Management 8.2 Approve New Version of Articles of For For Management Association 9 Approve Transfer of Part of Melnik For For Management Power Plant to Energotrans, a.s 10 Approve Remuneration Policy For Against Management 11 Receive Information on Preparation of None None Management Dukovany Nuclear Plant 12 Recall and Elect Supervisory Board For Against Management Members 13 Recall and Elect Members of Audit For Against Management Committee 14 Amend Business Strategy None Against Shareholder -------------------------------------------------------------------------------- CG POWER & INDUSTRIAL SOLUTIONS LIMITED Ticker: 500093 Security ID: Y1788L144 Meeting Date: DEC 14, 2019 Meeting Type: Annual Record Date: DEC 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve that the Vacancy on the Board For For Management Not be Filled from the Retirement of Omkar Goswami 3 Approve Remuneration of Cost Auditors For For Management 4 Elect Sudhir Mathur as Director For For Management 5 Elect Sudhir Mathur as Non-Executive For For Management Independent Director from October 1, 2018 up to May 9. 2019 6 Approve Appointment and Remuneration For For Management of Sudhir Mathur as Executive Director 7 Elect Narayan K Seshadri as Director For For Management 8 Approve Increase in Borrowing Powers For For Management -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yanxi as Independent Director For Did Not Vote Management 2 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Sale and Leasing of Ships and For For Management Financial Leasing by Subsidiary -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For Did Not Vote Management 2 Approve Sale and Leasing of Ships and For Did Not Vote Management Financial Leasing by Subsidiary -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Jian as Non-independent For For Shareholder Director 1.2 Elect Hu Dongming as Non-independent For For Shareholder Director 1.3 Elect Cheng Chao as Non-independent For For Shareholder Director 1.4 Elect Zhang Tao as Non-independent For For Shareholder Director 1.5 Elect Wu Mingri as Non-independent For For Shareholder Director 1.6 Elect Yan Zhigang as Non-independent For For Shareholder Director 2.1 Elect Yan Lixin as Independent Director For For Shareholder 2.2 Elect Liu Chengqing as Independent For For Shareholder Director 2.3 Elect Sun Guangguo as Independent For For Shareholder Director 3.1 Elect Liu Chuanfeng as Supervisor For For Shareholder 3.2 Elect Jiang Jianguo as Supervisor For For Shareholder 4 Approve Provision of Supplementary For For Shareholder Guarantee 5 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Jian as Non-independent For Did Not Vote Shareholder Director 1.2 Elect Hu Dongming as Non-independent For Did Not Vote Shareholder Director 1.3 Elect Cheng Chao as Non-independent For Did Not Vote Shareholder Director 1.4 Elect Zhang Tao as Non-independent For Did Not Vote Shareholder Director 1.5 Elect Wu Mingri as Non-independent For Did Not Vote Shareholder Director 1.6 Elect Yan Zhigang as Non-independent For Did Not Vote Shareholder Director 2.1 Elect Yan Lixin as Independent Director For Did Not Vote Shareholder 2.2 Elect Liu Chengqing as Independent For Did Not Vote Shareholder Director 2.3 Elect Sun Guangguo as Independent For Did Not Vote Shareholder Director 3.1 Elect Liu Chuanfeng as Supervisor For Did Not Vote Shareholder 3.2 Elect Jiang Jianguo as Supervisor For Did Not Vote Shareholder 4 Approve Provision of Supplementary For Did Not Vote Shareholder Guarantee 5 Approve Provision of Guarantee For Did Not Vote Shareholder -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Financial For For Management Auditor and Internal Control Auditor 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Financial For Did Not Vote Management Auditor and Internal Control Auditor 2 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Tun as Supervisor For For Shareholder -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Tun as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Credit and Financing Plan For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Signing of Financial Service For For Management Framework Agreement 10 Approve 2019 Related Party For For Management Transactions and 2020 Daily Related Party Transactions -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Financial Budget Report For Did Not Vote Management 7 Approve Credit and Financing Plan For Did Not Vote Management 8 Approve Shareholder Return Plan For Did Not Vote Management 9 Approve Signing of Financial Service For Did Not Vote Management Framework Agreement 10 Approve 2019 Related Party For Did Not Vote Management Transactions and 2020 Daily Related Party Transactions -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Investment Plan and For For Management Capital Expenditure Budget 7 Approve KPMG Huazhen (Special General For For Management Partnership) as Financial and Internal Control Auditor and Authorize Board to Fix their Remuneration 8 Approve Change in the Use of Certain For For Management Funds Raised from H Shares 9.1 Elect Yang Changli as Director For For Shareholder 9.2 Elect Wang Wei as Director For For Shareholder 10.1 Approve Remuneration of Zhang Shanming For For Management 10.2 Approve Remuneration of Yang Changli For For Management 10.3 Approve Remuneration of Gao Ligang For For Management 10.4 Approve Remuneration of Tan Jiansheng For For Management 10.5 Approve Remuneration of Shi Bing For For Management 10.6 Approve Remuneration of Wang Wei For For Management 10.7 Approve Remuneration of Zhang Yong For For Management 10.8 Approve Remuneration of Na Xizhi For For Management 10.9 Approve Remuneration of Hu Yiguang For For Management 10.10 Approve Remuneration of Francis Siu For For Management Wai Keung 10.11 Approve Remuneration of Chen Sui For For Management 10.12 Approve Remuneration of Chen Rongzhen For For Management 10.13 Approve Remuneration of Yang Lanhe For For Management 10.14 Approve Remuneration of Zhu Hui For For Management 10.15 Approve Remuneration of Wang Hongxin For For Management 11 Approve Donation of Epidemic For For Management Prevention and Control Funds 12 Amend Articles of Association For For Management 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional A and/or H Shares 14 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CHACHA FOOD CO., LTD. Ticker: 002557 Security ID: Y2000X106 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 3 Approve Management System of Employee For For Management Share Purchase Plan -------------------------------------------------------------------------------- CHACHA FOOD CO., LTD. Ticker: 002557 Security ID: Y2000X106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Daily Related-Party Transaction For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Use of Raised Funds to For For Management Purchase Financial Products 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Use of Own Funds to Invest in For For Management Financial Products 12 Approve Provision of Guarantee For For Management 13.1 Elect Chen Xianbao as Non-Independent For For Management Director 13.2 Elect Chen Dongmei as Non-Independent For For Management Director 13.3 Elect Chen Qi as Non-Independent For For Management Director 13.4 Elect Chen Jun as Non-Independent For For Management Director 14.1 Elect Wang Dalian as Independent For For Management Director 14.2 Elect Zhou Xuemin as Independent For For Management Director 14.3 Elect Xu Jingming as Independent For For Management Director 15.1 Elect Song Yuhuan as Supervisor For For Management 15.2 Elect Zhang Tingting as Supervisor For For Management 16 Approve Formulation of Management For For Management System of External Donations 17 Amend Articles of Association For For Management 18 Approve Transfer of Fund Share and For For Management Signing of Related Party Transaction in Connection with Supplementary Agreement of Partnership Agreement 19 Approve Preferential Use of Raised For For Management Funds and Use of Interest Income from Raised Funds in the Investment and Construction of Chongqing Qiaqia Food Phase II Industrial Park Project 20 Approve Termination in the Use of For For Management Raised Funds to Establish American Subsidiary -------------------------------------------------------------------------------- CHACHA FOOD CO., LTD. Ticker: 002557 Security ID: Y2000X106 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2 Approve Plan on Issuance of For For Management Convertible Bonds 3.1 Approve Issue Type For For Management 3.2 Approve Issue Scale For For Management 3.3 Approve Par Value and Issue Price For For Management 3.4 Approve Bond Period For For Management 3.5 Approve Interest Rate For For Management 3.6 Approve Repayment Period and Manner For For Management 3.7 Approve Conversion Period For For Management 3.8 Approve Determination of Number of For For Management Conversion Shares 3.9 Approve Determination and Adjustment For For Management of Conversion Price 3.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 3.11 Approve Terms of Redemption For For Management 3.12 Approve Terms of Sell-Back For For Management 3.13 Approve Dividend Distribution Post For For Management Conversion 3.14 Approve Issue Manner and Target Parties For For Management 3.15 Approve Placing Arrangement for For For Management Shareholders 3.16 Approve Matters Relating to Meetings For For Management of Bond Holders 3.17 Approve Usage of Raised Funds For For Management 3.18 Approve Guarantee Matters For For Management 3.19 Approve Raised Funds Management For For Management 3.20 Approve Resolution Validity Period For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Principles of Bondholders For For Management Meeting 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHAILEASE HOLDING CO., LTD. Ticker: 5871 Security ID: G20288109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Articles of Association For For Management 5 Approve the Company's Plan to Raise For For Management Long Term Capital 6 Approve the Issuance of New Shares Via For For Management Capitalization of Retained Earnings 7.1 Elect JOHN-LEE KOO, a Representative For For Management of CHUN AN INVESTMENT CO., LTD. with Shareholder No. 93771, as Non-Independent Director 7.2 Elect FONG-LONG CHEN, a Representative For For Management of CHUN AN INVESTMENT CO., LTD. with Shareholder No. 93771, as Non-Independent Director 7.3 Elect CHEE WEE GOH, with ID No. For For Management 1946102XXX, as Non-Independent Director 7.4 Elect HSIU-TZE CHENG, a Representative For For Management of CHUN AN TECHNOLOGY CO., LTD. with Shareholder No. 100317, as Non-Independent Director 7.5 Elect KING WAI ALFRED WONG, a For For Management Representative of CHUN AN TECHNOLOGY CO., LTD. with Shareholder No. 100317, as Non-Independent Director 7.6 Elect CHIH-YANG, CHEN, a For For Management Representative of LI CHENG INVESTMENT CO., LTD. with Shareholder No. 104095, as Non-Independent Director 7.7 Elect STEVEN JEREMY GOODMAN with ID No. For For Management 1959121XXX as Independent Director 7.8 Elect CHING-SHUI TSOU with ID No. For For Management J101182XXX as Independent Director 7.9 Elect CASEY K. TUNG with ID No. For For Management 1951121XXX as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Director JOHN-LEE KOO, a Representative of CHUN AN INVESTMENT CO., LTD. 9 Approve Release of Restrictions of For For Management Competitive Activities of Director FONG-LONG CHEN, a Representative of CHUN AN INVESTMENT CO., LTD. 10 Approve Release of Restrictions of For For Management Competitive Activities of Director HSIU-TZE CHENG, a Representative of CHUN AN TECHNOLOGY CO., LTD. -------------------------------------------------------------------------------- CHAMBAL FERTILISERS AND CHEMICALS LIMITED Ticker: 500085 Security ID: Y12916139 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Shyam Sunder Bhartia as For For Management Director 4 Approve Reappointment and Remuneration For For Management of Anil Kapoor as Managing Director 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- CHANG CHUN EURASIA GROUP CO., LTD. Ticker: 600697 Security ID: Y1294G100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve to Appoint Auditor For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Amendments to Articles of For Against Management Association 10.1 Approve Provision of Guarantee to For Against Management Changchun Eurasia Store Co., Ltd. 10.2 Approve Provision of Guarantee to For For Management Changchun Eurasia Supermarket Chain Management Co., Ltd. 11 Approve Filing and Listing of Debt For For Management Financing Plan Business 12.1 Elect Zou Dedong as Non-Independent For For Management Director 13.1 Elect Huang Yongchao as Supervisor For For Management -------------------------------------------------------------------------------- CHANG HWA COMMERCIAL BANK LTD. Ticker: 2801 Security ID: Y1293J105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5.1 Elect Ling, Jong-Yuan, a For For Management Representative of Ministry of Finance with SHAREHOLDER NO.0000940001, as Non-Independent Director 5.2 Elect Huang, Jui-Mu, a Representative For For Management of Ministry of Finance with SHAREHOLDER NO.0000940001, as Non-Independent Director 5.3 Elect Lee Wen Siung with SHAREHOLDER For Against Management NO.S120374XXX as Non-Independent Director 5.4 Elect Hsiao Chia Chi, a Representative For For Management of Chunghwa Post Co., Ltd. with SHAREHOLDER NO.0002283562, as Non-Independent Director 5.5 Elect Chang Chien Yi, a Representative For For Management of National Development Fund with SHAREHOLDER NO.0000071695, as Non-Independent Director 5.6 Elect Tsai Yun Cheng, a Representative For Against Management of First Commercial Bank Co., Ltd. with SHAREHOLDER NO.0000930001, as Non-Independent Director 5.7 Elect Wu, Cheng-Ching, a For Against Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.8 Elect Lin, Cheng-Hsien, a For For Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.9 Elect Cheng, Chia-Chung, a For Against Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.10 Elect Tsai, Hung-Hsiang, a For Against Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.11 Elect Lin, Shih-Mei, a Representative For Against Management of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO.0002837094, as Non-Independent Director 5.12 Elect Chen Hwai Chou with SHAREHOLDER For For Management NO.0002855197 as Non-Independent Director 5.13 Elect Yu Chi Chang with SHAREHOLDER NO. For Against Management B100920XXX as Independent Director 5.14 Elect LIU KE YI with SHAREHOLDER NO. For Against Management A220237XXX as Independent Director 5.15 Elect LIN, Chih-Chieh (Carol Lin), a For For Management Representative of LIN Chih Chieh with SHAREHOLDER NO.F221131XXX, as Independent Director 5.16 Elect Pan Jung Chun with SHAREHOLDER For For Management NO.T102205XXX as Independent Director 5.17 Elect Lin Jong Horng with SHAREHOLDER For Against Management NO.K120207XXX as Independent Director 5.18 Elect Suen Chih Jong with SHAREHOLDER For For Management NO.A103317XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHANG JIANG SHIPPING GROUP PHOENIX CO., LTD. Ticker: 000520 Security ID: Y97169109 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Guoliang as None For Shareholder Non-Independent Director 1.2 Elect Lang Yongqing as Non-Independent None Against Shareholder Director -------------------------------------------------------------------------------- CHANG JIANG SHIPPING GROUP PHOENIX CO., LTD. Ticker: 000520 Security ID: Y97169109 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Zaiwen as Independent For For Shareholder Director 2 Elect Chen Haibin as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHANG JIANG SHIPPING GROUP PHOENIX CO., LTD. Ticker: 000520 Security ID: Y97169109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Amend Executive Compensation For For Management Management System 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- CHANG JIANG SHIPPING GROUP PHOENIX CO., LTD. Ticker: 000520 Security ID: Y97169109 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Guoliang as For Did Not Vote Shareholder Non-Independent Director 1.2 Elect Zhang Jun as Non-Independent For Did Not Vote Shareholder Director 2.1 Elect Zheng Chunmei as Independent For Did Not Vote Shareholder Director 2.2 Elect Li Bing Xiang as Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- CHANGCHAI CO., LTD. Ticker: 200570 Security ID: Y1293B102 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Adjustment of Allowance of For For Management Independent Directors 3.1 Elect Shi Xinkun as Non-independent For For Management Director 3.2 Elect Zhang Xin as Non-independent For For Management Director 3.3 Elect Lin Tian as Non-independent For For Management Director 3.4 Elect Xu Yi as Non-independent Director For For Management 3.5 Elect Jiang He as Non-independent For For Management Director 3.6 Elect Yang Feng as Non-independent For For Management Director 4.1 Elect Wang Mancang as Independent For For Management Director 4.2 Elect Xing Min as Independent Director For For Management 4.3 Elect Zhang Yan as Independent Director For For Management 5.1 Elect Ni Mingliang as Supervisor For For Management 5.2 Elect Chen Lijia as Supervisor For For Management 5.3 Elect Ge Jiangli as Supervisor For For Management -------------------------------------------------------------------------------- CHANGCHAI CO., LTD. Ticker: 200570 Security ID: Y1293B110 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Adjustment of Allowance of For For Management Independent Directors 3.1 Elect Shi Xinkun as Non-independent For For Management Director 3.2 Elect Zhang Xin as Non-independent For For Management Director 3.3 Elect Lin Tian as Non-independent For For Management Director 3.4 Elect Xu Yi as Non-independent Director For For Management 3.5 Elect Jiang He as Non-independent For For Management Director 3.6 Elect Yang Feng as Non-independent For For Management Director 4.1 Elect Wang Mancang as Independent For For Management Director 4.2 Elect Xing Min as Independent Director For For Management 4.3 Elect Zhang Yan as Independent Director For For Management 5.1 Elect Ni Mingliang as Supervisor For For Management 5.2 Elect Chen Lijia as Supervisor For For Management 5.3 Elect Ge Jiangli as Supervisor For For Management -------------------------------------------------------------------------------- CHANGCHAI CO., LTD. Ticker: 200570 Security ID: Y1293B102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 6 Approve to Appoint Internal Control For For Management Auditor 7 Approve Company's Eligibility for For For Management Private Placement of Shares 8.1 Approve Issue Type and Par Value For For Management 8.2 Approve Issue Manner For For Management 8.3 Approve Target Parties and For For Management Subscription Manner 8.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 8.5 Approve Amount and Usage of Raised For For Management Funds 8.6 Approve Issue Scale For For Management 8.7 Approve Restriction Period Arrangement For For Management 8.8 Approve Listing Location For For Management 8.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 8.10 Approve Resolution Validity Period For For Management 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Signing of Conditional For For Management Subscription Agreement with Target Parties 11 Approve Plan on Private Placement of For For Management Shares 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve There is No Need to Prepare For For Management Report on the Usage of Previously Raised Funds 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Commitment from Controlling For For Management Shareholder, Directors and Senior Managers Regarding Counter-dilution Measures in Connection to the Private Placement 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Approve White Wash Waiver For For Management 18 Approve Shareholder Return Plan For For Management 19 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- CHANGCHAI CO., LTD. Ticker: 200570 Security ID: Y1293B110 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 6 Approve to Appoint Internal Control For For Management Auditor 7 Approve Company's Eligibility for For For Management Private Placement of Shares 8.1 Approve Issue Type and Par Value For For Management 8.2 Approve Issue Manner For For Management 8.3 Approve Target Parties and For For Management Subscription Manner 8.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 8.5 Approve Amount and Usage of Raised For For Management Funds 8.6 Approve Issue Scale For For Management 8.7 Approve Restriction Period Arrangement For For Management 8.8 Approve Listing Location For For Management 8.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 8.10 Approve Resolution Validity Period For For Management 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Signing of Conditional For For Management Subscription Agreement with Target Parties 11 Approve Plan on Private Placement of For For Management Shares 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve There is No Need to Prepare For For Management Report on the Usage of Previously Raised Funds 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Commitment from Controlling For For Management Shareholder, Directors and Senior Managers Regarding Counter-dilution Measures in Connection to the Private Placement 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Approve White Wash Waiver For For Management 18 Approve Shareholder Return Plan For For Management 19 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- CHANGCHUN FAWAY AUTOMOBILE COMPONENTS CO., LTD. Ticker: 600742 Security ID: Y1294B101 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Changes in Accounting Policies For For Management 3 Approve to Appoint Auditor For For Management 4 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- CHANGCHUN FAWAY AUTOMOBILE COMPONENTS CO., LTD. Ticker: 600742 Security ID: Y1294B101 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidation of Financial For For Management Statements -------------------------------------------------------------------------------- CHANGCHUN FAWAY AUTOMOBILE COMPONENTS CO., LTD. Ticker: 600742 Security ID: Y1294B101 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjust in Number of Board of For For Management Directors and Amend Articles of Association 2.1 Elect Sun Jingbo as Non-independent For For Shareholder Directors 2.2 Elect Li Peng as Non-independent For For Shareholder Directors -------------------------------------------------------------------------------- CHANGCHUN FAWAY AUTOMOBILE COMPONENTS CO., LTD. Ticker: 600742 Security ID: Y1294B101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Audit Committee Performance For For Management Report 10 Approve Report of the Independent For For Management Directors 11 Approve Changes in Accounting Policies For For Management -------------------------------------------------------------------------------- CHANGCHUN GAS CO., LTD. Ticker: 600333 Security ID: Y1294W105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Use of Idle Funds for For For Management Non-capital-guaranteed Low-risk Cash Management -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Appoint of Internal Control For For Management Auditor 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Amend Working System for Independent For For Management Directors 12 Elect Zhang Yuzhi as Non-Independent For For Shareholder Director 13 Approve Change of 2016 Raised Funds For For Management Usage -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Related to the For For Management Adjustment of Conversion Price -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on SSE For For Management STAR Market in Accordance with Relevant Laws and Regulations 2.1 Approve Type For For Management 2.2 Approve Par Value For For Management 2.3 Approve Issue Amount For For Management 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Manner of Pricing For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Underwriting Manner For For Management 2.9 Approve Listing Exchange and Section For For Management 2.10 Approve Issue and Listing Time For For Management 2.11 Approve Increase of Registered Capital For For Management 2.12 Approve Issuance Expense For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Spin-off of Subsidiary on SSE For For Management STAR Market (Revised Draft) 4 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 5 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHANGCHUNJINGKAI (GROUP) CO., LTD. Ticker: 600215 Security ID: Y1294M107 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHANGCHUNJINGKAI (GROUP) CO., LTD. Ticker: 600215 Security ID: Y1294M107 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Settlement For For Management Agreement -------------------------------------------------------------------------------- CHANGCHUNJINGKAI (GROUP) CO., LTD. Ticker: 600215 Security ID: Y1294M107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For Against Management Report 7 Approve Report of the Independent For For Management Directors 8 Approve Performance Report of Audit For For Management Committee 9 Approve Financial Budget Report For For Management 10 Approve Remuneration of Directors and For For Management Supervisors 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Approve Entrusted Financial Management For For Management -------------------------------------------------------------------------------- CHANGHONG HUAYI COMPRESSOR CO., LTD. Ticker: 000404 Security ID: Y3746C109 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection for Sichuan For For Management Changhong Group Finance Co., Ltd. and Related-party Transactions 2 Approve Adjustment of Accounting For For Management Method for Net Profit -------------------------------------------------------------------------------- CHANGHONG HUAYI COMPRESSOR CO., LTD. Ticker: 000404 Security ID: Y3746C109 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction of Investment Scale For For Management of the Rights Issue Fundraising Project and Replenish Working Capital -------------------------------------------------------------------------------- CHANGHONG HUAYI COMPRESSOR CO., LTD. Ticker: 000404 Security ID: Y3746C109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Provision of Guarantee to For For Management Huayi Compressor (Jingzhou) Co., Ltd. 1.2 Approve Provision of Guarantee to For For Management Huayi Compressor Barcelona LLC 1.3 Approve Provision of Guarantee to For For Management Changhong Granbo Technology Co., Ltd. 1.4 Approve Provision of Guarantee to For For Management Hunan Granbo Intelligent Technology Co. , Ltd. 1.5 Approve Provision of Guarantee to For For Management Zhejiang Gasbella Technology Services Co., Ltd. 1.6 Approve Provision of Guarantee to For For Management Shanghai Weile Automobile Air Conditioner Co., Ltd. 2.1 Approve Related Party Transaction with For For Management Sichuan Changhong Electronics Holding Group Co., Ltd. and Subsidiaries 2.2 Approve Related Party Transaction with For For Management Sichuan Changhong Electric Co., Ltd. and Subsidiaries 2.3 Approve Related Party Transaction with For For Management Changhong Meiling Co., Ltd. 3 Approve Financial Service Agreement For For Management 4 Approve Entrusted Loans For For Management -------------------------------------------------------------------------------- CHANGHONG HUAYI COMPRESSOR CO., LTD. Ticker: 000404 Security ID: Y3746C109 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Qinjian as Non-Independent For For Shareholder Director 2 Approve Foreign Exchange Forward For For Management Transactions -------------------------------------------------------------------------------- CHANGHONG HUAYI COMPRESSOR CO., LTD. Ticker: 000404 Security ID: Y3746C109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve Provision for Asset Impairment For For Management Loss and Accruing Credit 8 Approve Remuneration of Senior For For Management Management 9 Approve Provision for Impairment of For For Management Goodwill 10 Approve Use of Idle Raised Funds to For For Management Invest in Guaranteed Financial Products 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3119R105 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Fundraising For For Management Investment Project 2 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3121Q103 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Fundraising For For Management Investment Project 2 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3119R105 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection of Sichuan For For Management Zhiyijia Network Technology Co., Ltd. and Additional Daily Related-party Transactions 2 Approve Capital Injection of Sichuan For For Management Changhong Group Finance Co., Ltd. and Related Party Transactions -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3121Q103 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection of Sichuan For For Management Zhiyijia Network Technology Co., Ltd. and Additional Daily Related-party Transactions 2 Approve Capital Injection of Sichuan For For Management Changhong Group Finance Co., Ltd. and Related Party Transactions -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3119R105 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bill Pool For Against Management Special Credit Line Amounting to CNY 600 Million 2 Approve Application of Bill Pool For Against Management Special Credit Line Amounting to CNY 500 Million 3 Approve Application of Bill Pool For Against Management Special Credit Line Amounting to CNY 1 Billion 4 Approve Application of Bill Pool For Against Management Special Credit Line Amounting to CNY 300 Million 5 Approve Application of Bill Pool For Against Management Special Credit Line Amounting to CNY 500 Million 6 Approve Change in Partial Raised Funds For For Management Investment 7.1 Approve Related Party Transaction with For For Management Sichuan Changhong Electronics Holding Group Co., Ltd. 7.2 Approve Related Party Transaction with For For Management Sichuan Changhong Electric Co., Ltd. 7.3 Approve Related Party Transaction with For For Management Changhong Huayi Compressor Co., Ltd. 8 Approve Related Party Transaction with For For Management Sichuan Changhong Group Finance Co., Ltd. 9 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3121Q103 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bill Pool For Against Management Special Credit Line Amounting to CNY 600 Million 2 Approve Application of Bill Pool For Against Management Special Credit Line Amounting to CNY 500 Million 3 Approve Application of Bill Pool For Against Management Special Credit Line Amounting to CNY 1 Billion 4 Approve Application of Bill Pool For Against Management Special Credit Line Amounting to CNY 300 Million 5 Approve Application of Bill Pool For Against Management Special Credit Line Amounting to CNY 500 Million 6 Approve Change in Partial Raised Funds For For Management Investment 7.1 Approve Related Party Transaction with For For Management Sichuan Changhong Electronics Holding Group Co., Ltd. 7.2 Approve Related Party Transaction with For For Management Sichuan Changhong Electric Co., Ltd. 7.3 Approve Related Party Transaction with For For Management Changhong Huayi Compressor Co., Ltd. 8 Approve Related Party Transaction with For For Management Sichuan Changhong Group Finance Co., Ltd. 9 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3119R105 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Completion of Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3121Q103 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Completion of Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3119R105 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Invest in For For Management Financial Products 2 Approve Use of Idle Raised Funds to For For Management Invest in Financial Products -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3121Q103 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Invest in For For Management Financial Products 2 Approve Use of Idle Raised Funds to For For Management Invest in Financial Products -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3119R105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of 2020 Financial For For Management Report and Internal Control Auditor as well as Payment of Remuneration 7 Approve Provision for Credit Loss For For Management 8 Approve Withdrawal of Inventory For For Management Depreciation Reserves 9 Approve Disposal of Non-current Assets For For Management 10 Approve Provision for Asset Impairment For For Management 11 Approve Employee Retirement Benefits For For Management Withdrawal 12 Approve Development of Forward Foreign For For Management Exchange Trading Business 13 Approve Capital Injection For For Management 14 Approve Provision of Credit Guarantee For For Management 15 Approve Bill Pool Business Application For Against Management from China Construction Bank Corporation Hefei Luoyang Branch 16 Approve Bill Pool Business Application For Against Management from Ping An Bank Co., Ltd. Hefei Branch 17 Approve Bill Pool Business Application For Against Management from Huishang Bank Co., Ltd. Hefei Economic and Technological Development Zone Branch 18 Approve Bill Pool Business Application For Against Management from China Merchants Bank Co., Ltd. Hefei Branch -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3121Q103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of 2020 Financial For For Management Report and Internal Control Auditor as well as Payment of Remuneration 7 Approve Provision for Credit Loss For For Management 8 Approve Withdrawal of Inventory For For Management Depreciation Reserves 9 Approve Disposal of Non-current Assets For For Management 10 Approve Provision for Asset Impairment For For Management 11 Approve Employee Retirement Benefits For For Management Withdrawal 12 Approve Development of Forward Foreign For For Management Exchange Trading Business 13 Approve Capital Injection For For Management 14 Approve Provision of Credit Guarantee For For Management 15 Approve Bill Pool Business Application For Against Management from China Construction Bank Corporation Hefei Luoyang Branch 16 Approve Bill Pool Business Application For Against Management from Ping An Bank Co., Ltd. Hefei Branch 17 Approve Bill Pool Business Application For Against Management from Huishang Bank Co., Ltd. Hefei Economic and Technological Development Zone Branch 18 Approve Bill Pool Business Application For Against Management from China Merchants Bank Co., Ltd. Hefei Branch -------------------------------------------------------------------------------- CHANGJIANG & JINGGONG STEEL BUILDING (GROUP) CO., LTD. Ticker: 600496 Security ID: Y0137U102 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Controlled Enterprise 2 Approve Provision of Guarantee for For For Management Subsidiary 3 Approve Provision of Guarantee for For For Shareholder Some Subsidiaries -------------------------------------------------------------------------------- CHANGJIANG & JINGGONG STEEL BUILDING (GROUP) CO., LTD. Ticker: 600496 Security ID: Y0137U102 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Elect Tian Xinlin as Supervisor For For Management -------------------------------------------------------------------------------- CHANGJIANG & JINGGONG STEEL BUILDING (GROUP) CO., LTD. Ticker: 600496 Security ID: Y0137U102 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Related Party Transaction in For For Management Connection to Office Lease Agreement 3 Approve Daily Related Party For For Management Transactions with Alucosuper New Materials Co., Ltd. 4 Approve Joint Bidding with Zhejiang For For Management Jinggong Construction Group Co., Ltd. -------------------------------------------------------------------------------- CHANGJIANG & JINGGONG STEEL BUILDING (GROUP) CO., LTD. Ticker: 600496 Security ID: Y0137U102 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size and Amount of For For Management Raised Funds 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Exchange For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board and For For Management Board Authorized Person to Handle All Related Matters 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHANGJIANG & JINGGONG STEEL BUILDING (GROUP) CO., LTD. Ticker: 600496 Security ID: Y0137U102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Bank Credit Line For For Management 8 Approve Remuneration of Directors and For For Management Other Senior Management Members and Performance Management Implementation Plan 9 Approve Remuneration of Supervisors For For Management 10 Approve Issuance of Debt Financing Plan For For Management 11 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHANGJIANG PUBLISHING & MEDIA CO., LTD. Ticker: 600757 Security ID: Y7683J100 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Completed Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- CHANGJIANG PUBLISHING & MEDIA CO., LTD. Ticker: 600757 Security ID: Y7683J100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Report of Independent Directors For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Application of Credit Line and For For Management Guarantee Provision 9 Approve Use of Idle Own Funds to For For Management Purchase Financial Products -------------------------------------------------------------------------------- CHANGJIANG RUNFA MEDICINE CO., LTD. Ticker: 002435 Security ID: Y1295P109 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHANGJIANG SECURITIES CO., LTD. Ticker: 000783 Security ID: Y1314J100 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tian Xuan as Independent Director For Against Management 1.2 Elect Shi Zhanzhong as Independent For For Management Director 1.3 Elect Yu Zhen as Independent Director For For Management 1.4 Elect Pan Hongbo as Independent For For Management Director 1.5 Elect Li Xinhua as Non-independent For For Management Director 1.6 Elect Jin Caijiu as Non-independent For For Management Director 1.7 Elect Chen Jia as Non-independent For For Management Director 1.8 Elect Huang Xueqiang as For For Management Non-independent Director 1.9 Elect Chen Wenbin as Non-independent For For Management Director 1.10 Elect Tian Zexin as Non-independent For For Management Director 1.11 Elect Qu Dingyuan as Non-independent For For Management Director 1.12 Elect Liu Yuanrui as Non-independent For For Management Director 2.1 Elect Yu Feng as Supervisor For For Management 2.2 Elect Deng Tao as Supervisor For For Management 2.3 Elect Yang Xing as Supervisor For For Management 3 Approve Semi-annual Risk Control For For Management Indicator Report -------------------------------------------------------------------------------- CHANGJIANG SECURITIES CO., LTD. Ticker: 000783 Security ID: Y1314J100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7.1 Approve Related Party Transaction with For For Management Guohua Life Insurance Co., Ltd. and Related Enterprises 7.2 Approve Related Party Transaction with For For Management Three Gorges Capital Holdings Co., Ltd. and Related Enterprises 7.3 Approve Related Party Transaction with For For Management Changxin Fund Management Co., Ltd. 7.4 Approve Related Party Transaction with For For Management Other Related Parties 8 Approve Risk Control Indicators Report For For Management 9 Approve 2020 Risk Appetite For For Management Authorization 10 Approve Remuneration and Assessment of For For Management Directors 11 Approve Remuneration and Assessment of For For Management Supervisors 12 Approve Remuneration and Assessment of For For Management Senior Management 13 Approve Shareholder Return Plan in the For For Management Next Three Years 14 Elect Zhao Lin as Non-independent For For Management Director 15 Approve Amendments to Articles of For Against Management Association 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHANGJIANGRUNFA HEALTH INDUSTRY CO., LTD. Ticker: 002435 Security ID: Y1295P109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors and Independent Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Use of Idle Raised Funds to For For Management Invest in Financial Products 8 Approve Provision of Guarantee For For Management 9 Approve Application of Comprehensive For For Management Bank Credit Lines -------------------------------------------------------------------------------- CHANGSHA JINGJIA MICROELECTRONICS CO., LTD. Ticker: 300474 Security ID: Y1299Z103 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association to For For Management Increase Registered Capital -------------------------------------------------------------------------------- CHANGSHA JINGJIA MICROELECTRONICS CO., LTD. Ticker: 300474 Security ID: Y1299Z103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Special Report on the Capital For For Management Occupancy of Controlling Shareholders and Other Related Parties 8 Approve Appointment of Auditor For For Management 9 Approve Remuneration of Directors and For For Management Senior Management Members 10 Approve Remuneration of Supervisors For For Management 11 Approve Repurchase Cancellation of For For Management Performance Shares 12 Approve Changes in Registered Capital For For Management and Amend Articles of Association 13 Amend Articles of Association For For Management 14 Elect Yu Shengfa as Non-independent For For Management Director 15 Approve Change in Implementing Party For For Management of Raised Funds Investment Project 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHANGSHU FENGFAN POWER EQUIPMENT CO. LTD. Ticker: 601700 Security ID: Y1297H105 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHANGSHU FENGFAN POWER EQUIPMENT CO. LTD. Ticker: 601700 Security ID: Y1297H105 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection of Associate For For Management Company 2 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- CHANGSHU FENGFAN POWER EQUIPMENT CO. LTD. Ticker: 601700 Security ID: Y1297H105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Application of Bank Credit For For Management Lines 8 Approve Guarantee Provision Plan For Against Management 9 Approve Provision for Impairment of For For Management Long-term Equity Investments 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHANGSHU FENGFAN POWER EQUIPMENT CO. LTD. Ticker: 601700 Security ID: Y1297H105 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Acquisition by For For Management Cash and Issuance of Shares as well as Raising Supporting Funds 2 Approve that the Transaction Does Not For For Management Constitutes as Major Adjustment 3 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 4 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 5.1 Approve Overall Plan For For Management 5.2 Approve Target Assets For For Management 5.3 Approve Transaction Price and Payment For For Management 5.4 Approve Issue Type, Par Value and For For Management Listing Exchange 5.5 Approve Issue Manner and Target For For Management Subscribers 5.6 Approve Pricing Reference Date and For For Management Issue Price 5.7 Approve Number of Issuance of Shares For For Management 5.8 Approve Lock-Up Period Arrangement For For Management 5.9 Approve Performance Compensation, For For Management Impairment Arrangements and Performance Incentive Arrangements 5.10 Approve Attribution of Loss During the For For Management Transition Period 5.11 Approve Distribution Arrangement of For For Management Undistributed Earnings 5.12 Approve Payment of Transaction For For Management Consideration in Cash 5.13 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 5.14 Approve Issue Type, Par Value and For For Management Listing Exchange 5.15 Approve Issue Manner and Target For For Management Subscribers 5.16 Approve Pricing Basis and Issue Price For For Management 5.17 Approve Total Amount of Raised For For Management Supporting Funds and Number of Share Issuance 5.18 Approve Lock-Up Period Arrangement For For Management 5.19 Approve Use of Proceeds For For Management 5.20 Approve Distribution Arrangement of For For Management Undistributed Earnings 5.21 Approve Resolution Validity Period For For Management 6 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Constitute as For For Management Related-Party Transaction 8 Approve Draft and Summary of For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 9 Approve Audit Report, Wealth For For Management Assessment Report and Review Report of Consolidated Financial Statements 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Subscription Agreement, For For Management Performance Commitment and Compensation Agreement 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHANGSHU TIANYIN ELECTROMECHANICAL CO., LTD. Ticker: 300342 Security ID: Y12988104 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Approve Remuneration of Supervisors For For Management 3 Approve Completion and Postponement of For For Management Partial Fundraising Projects -------------------------------------------------------------------------------- CHANGSHU TIANYIN ELECTROMECHANICAL CO., LTD. Ticker: 300342 Security ID: Y12988104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Completion of Raised Fund For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- CHANGYING XINZHI TECHNOLOGY CO., LTD. Ticker: 002664 Security ID: Y97274107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Internal Control For For Management Self-Evaluation Report 4 Approve to Appoint Auditor For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Annual Report and Summary For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Application of Comprehensive For For Management Bank Credit Lines 10 Approve Provision of Guarantee For For Management 11 Approve Provision of Counter Guarantee For For Management 12 Approve Amendments to Articles of For For Management Association 13.1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13.2 Amend Working System for Independent For For Management Directors 13.3 Amend Management System for Providing For For Management External Guarantees 13.4 Amend Management System for Providing For For Management External Investment 13.5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13.6 Amend Related-Party Transaction For For Management Management System 13.7 Amend Rules for Cumulative Voting For For Management System 13.8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHANGYOU.COM LTD. Ticker: CYOU Security ID: 15911M107 Meeting Date: JUL 05, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Charles Zhang as Director For For Management 1.2 Elect Dewen Chen as Director For For Management 1.3 Elect Dave De Yang as Director For For Management 1.4 Elect Xiao Chen as Director For For Management 1.5 Elect Charles (Sheung Wai) Chan as For For Management Director 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditor -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Entrusted Loan For For Management 2 Approve Counter Guarantee Provision For For Management -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection into Hunan For For Management Zhongli New Material Co., Ltd. with Sinoma Technology Co., Ltd. 2 Approve Guarantee Provision For For Management 3 Elect Yang Tao as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledge of Stock for Repurchase For For Management Business 2 Approve Sale of Subsidiary's Nanjing For For Management Office Building, Ancillary Facilities and Land Use Rights 3 Approve Pledge of Subsidiary's Equity For For Management to China Merchants Bank -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Battery Disposal For For Management -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Guarantee For For Management Provision 2 Approve Provision of Mortgage Guarantee For For Management -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Plan For For Management Progress and Extension by Chairman of the Board -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Provision of Pledge -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Bank Application For For Management and Provision of Guarantee 2 Approve Provision of Guarantee for For For Management Credit Line of Controlled Subsidiary 3 Elect Kong Tao as Independent Director For For Management -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Guarantee For For Management Provision 2 Approve Bank Credit Line of For For Management Wholly-owned Subsidiary and Provision of Guarantee -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management and Related Party Transactions -------------------------------------------------------------------------------- CHANGZHENG ENGINEERING CO. LTD. Ticker: 603698 Security ID: Y1R999104 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Increase Registered Capital and Change Business Registrations 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- CHANGZHENG ENGINEERING CO. LTD. Ticker: 603698 Security ID: Y1R999104 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Song as Supervisor For For Management -------------------------------------------------------------------------------- CHANGZHENG ENGINEERING CO. LTD. Ticker: 603698 Security ID: Y1R999104 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHANGZHENG ENGINEERING CO. LTD. Ticker: 603698 Security ID: Y1R999104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Use of Idle Own Funds for Cash For For Management Management and Related Party Transaction 9 Approve Comprehensive Credit Line For For Management Application -------------------------------------------------------------------------------- CHANGZHOU QIANHONG BIOPHARMA CO., LTD. Ticker: 002550 Security ID: Y1297N102 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of the For Against Management Employee Share Purchase Plan 2 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- CHANGZHOU QIANHONG BIOPHARMA CO., LTD. Ticker: 002550 Security ID: Y1297N102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors and Company's Development Plan 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Repurchase Cancellation of For For Management Performance Shares 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHANGZHOU TRONLY NEW ELECTRONIC MATERIALS CO., LTD. Ticker: 300429 Security ID: Y12995109 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment by Wholly-owned For For Management Subsidiary in the Establishment of Project 2 Approve Amendments to Articles of For For Management Association 3 Elect Li Jun as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHANGZHOU TRONLY NEW ELECTRONIC MATERIALS CO., LTD. Ticker: 300429 Security ID: Y12995109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Relevant Terms of Bondholders For For Management and Bondholders Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Rating Matters For For Management 2.20 Approve Raised Funds Management and For For Management Deposit Accounts 2.21 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bonds Issuance 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Authorization of Board and Its For For Management Authorized Person to Handle All Related Matters 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 10 Approve Shareholder Return Plan For For Management 11 Approve Report of the Board of For For Management Directors 12 Approve Report of the Board of For For Management Supervisors 13 Approve Financial Statements For For Management 14 Approve Profit Distribution For For Management 15 Approve Appointment of Auditor For For Management 16 Approve Annual Report and Summary For For Management 17 Approve Remuneration of Directors For For Management 18 Approve Remuneration of Supervisors For For Management 19 Approve Provision of Guarantees For For Management between the Company and Controlled Subsidiary 20 Approve Equity Acquisition For For Shareholder -------------------------------------------------------------------------------- CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD. Ticker: 601799 Security ID: Y1297L106 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Change in Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD. Ticker: 601799 Security ID: Y1297L106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Credit Line Bank Application For For Management 10 Approve Use of Funds for Cash For For Management Management -------------------------------------------------------------------------------- CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD. Ticker: 601799 Security ID: Y1297L106 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Convertible Bondholders and For For Management Matters Relating to Meetings of Convertible Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Rating Matters For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Proceeds Deposit Account For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Shareholder Return Plan For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHAOWEI POWER HOLDINGS LIMITED Ticker: 951 Security ID: G20479104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Yang Xinxin as Director For For Management 4 Elect Fang Jianjun as Director For Against Management 5 Elect Ng Chi Kit as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares 11 Adopt New Share Option Scheme For For Management -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Price Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve the Notion that the Company For For Management Does Not Need to Prepare a Report on the Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 9 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Change in Registered Capital For For Management 10 Amend Articles of Association For For Management 11.1 Elect Zhang Wanzhen as Non-independent For For Management Director 11.2 Elect Li Gang as Non-independent For For Management Director 11.3 Elect Huang Xueyun as Non-independent For For Management Director 11.4 Elect Qiu Jihua as Non-independent For For Management Director 12.1 Elect Gu Qun as Independent Director For For Management 12.2 Elect Huang Weikun as Independent For For Management Director 12.3 Elect Xu Yejun as Independent Director For For Management 13.1 Elect Zheng Kecheng as Supervisor For For Management 13.2 Elect Zhang Xichong as Supervisor For For Management -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Guixu as Supervisor For For Management -------------------------------------------------------------------------------- CHAROEN POKPHAND ENTERPRISE (TAIWAN) CO., LTD. Ticker: 1215 Security ID: Y1294A103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- CHAROEN POKPHAND FOODS PUBLIC CO. LTD. Ticker: CPF Security ID: Y1296K166 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment None None Management 5.1 Elect Pongsak Angkasith as Director For For Management 5.2 Elect Phatcharavat Wongsuwan as For Against Management Director 5.3 Elect Arunee Watcharananan as Director For For Management 5.4 Elect Sujint Thammasart as Director For For Management 5.5 Elect Siripong Aroonratana as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business None None Management -------------------------------------------------------------------------------- CHAUN-CHOUNG TECHNOLOGY CORP. Ticker: 6230 Security ID: Y12968106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- CHC HEALTHCARE GROUP Ticker: 4164 Security ID: Y1298S100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Transfer of Shares At Less For Against Management than the Actual Average Repurchase Price to Employees 4 Approve Issuance of Shares via a For For Management Private Placement 5.1 Elect Pei-Lin, Lee, a Representative For For Management of Princeton Healthcare Limited, with Shareholder No. 5, as Non-Independent Director 5.2 Elect Tien-Ying, Lee, with Shareholder For Against Management No. 2, as Non-Independent Director 5.3 Elect Chun-Shung, Huang, with ID No. For Against Management B100316XXX, as Non-Independent Director 5.4 Elect Yung-Shun, Chuang, a For Against Management Representative of Yen-Hsin Investment, Ltd, with Shareholder No. 30630, as Non-Independent Director 5.5 Elect Gui-Duan, Chen, with ID No. For Against Management L102771XXX, as Independent Director 5.6 Elect Chang-Jian, Ho, with ID No. For Against Management B100014XXX, as Independent Director 5.7 Elect Geng-Wang, Liaw, with ID No. For For Management P122964XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHENG LOONG CORP. Ticker: 1904 Security ID: Y1306D103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- CHENG MEI MATERIALS TECHNOLOGY CORP. Ticker: 4960 Security ID: Y1405C105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve to Conduct the Issuance of For Against Management Common Shares through Private Placement, the Issuance of New Common Shares through Global Depositary Receipt, the Issuance of Overseas, or Domestic Convertible Bonds 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- CHENG SHIN RUBBER IND. CO., LTD. Ticker: 2105 Security ID: Y1306X109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect HSU EN DE, with ID No. For For Management Q121432XXX, as Independent Director 4.2 Elect CHEN SHUEI JIN, with ID No. For For Management P120616XXX, as Independent Director 4.3 Elect CHEN TZU CHEN, with Shareholder For For Management No. 30, as Independent Director 4.4 Elect Non-Independent Director No. 1 None Against Shareholder 4.5 Elect Non-Independent Director No. 2 None Against Shareholder 4.6 Elect Non-Independent Director No. 3 None Against Shareholder 4.7 Elect Non-Independent Director No. 4 None Against Shareholder 4.8 Elect Non-Independent Director No. 5 None Against Shareholder 4.9 Elect Non-Independent Director No. 6 None Against Shareholder 4.10 Elect Non-Independent Director No. 7 None Against Shareholder 4.11 Elect Non-Independent Director No. 8 None Against Shareholder 5 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHENG UEI PRECISION INDUSTRY CO. LTD. Ticker: 2392 Security ID: Y13077105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Financial For For Management Statements and Profit Distribution Plan 2.1 Elect LI CHUAN WEI with ID No. For For Management A110698XXX as Independent Director 2.2 Elect FU JIAN ZHONG with ID No. For For Management P120154XXX as Independent Director 2.3 Elect TANG JING MIN with ID No. For For Management J120035XXX as Independent Director 2.4 Elect GUO TAI QIANG, a Representative For For Management of XIN HONG INTERNATIONAL INVESTMENT CO., LTD with Shareholder No. 5, as Non-Independent Director 2.5 Elect BU QING FAN, a Representative of For For Management XIN HONG INTERNATIONAL INVESTMENT CO., LTD with Shareholder No. 5, as Non-Independent Director 2.6 Elect WANG TIAO JUN, a Representative For For Management of XIN HONG INTERNATIONAL INVESTMENT CO., LTD with Shareholder No. 5, as Non-Independent Director 2.7 Elect LI ZHENG, a Representative of FU For For Management LIN INTERNATIONAL INVESTMENT CO., LTD with Shareholder No. 6, as Non-Independent Director 2.8 Elect HUANG ZHONG XIN, a For For Management Representative of FU LIN INTERNATIONAL INVESTMENT CO., LTD with Shareholder No. 6, as Non-Independent Director 2.9 Elect WAN RUI XIA, a Representative of For For Management FU LIN INTERNATIONAL INVESTMENT CO., LTD with Shareholder No. 6, as Non-Independent Director 3 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHENGDU CORPRO TECHNOLOGY CO., LTD. Ticker: 300101 Security ID: Y1309N108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Audited Financial Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Cancellation of Stock Option For For Management and Performance Share Incentive Plan as well as Repurchase and Cancellation of Performance Shares 10 Approve Impairment of Long-term Equity For For Management Investments 11.1 Elect Mo Xiaoyu as Non-Independent For For Management Director 11.2 Elect Xie Jun as Non-Independent For For Management Director 11.3 Elect Xu Jin as Non-Independent For For Management Director 11.4 Elect Bai Jie as Non-Independent For For Management Director 11.5 Elect Yang Zhang as Non-Independent For For Management Director 11.6 Elect Yang Guoyong as Non-Independent For For Management Director 12.1 Elect Jiang Cai as Independent Director For For Management 12.2 Elect Wu Yue as Independent Director For For Management 12.3 Elect Xu Ruimin as Independent Director For For Management 13.1 Elect Zhang Daxiu as Supervisor For For Management 13.2 Elect Hu Biao as Supervisor For For Management -------------------------------------------------------------------------------- CHENGDU FUSEN NOBLE-HOUSE INDUSTRIAL CO., LTD. Ticker: 002818 Security ID: Y1308N109 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2.1 Approve Purpose and Usage of the For For Management Shares to Be Repurchased 2.2 Approve Manner of Share Repurchase For For Management 2.3 Approve Price Range of the Share For For Management Repurchase 2.4 Approve Type, Number, and Total For For Management Capital to be Used for the Share Repurchase 2.5 Approve Capital Source to be Used for For For Management the Share Repurchase 2.6 Approve Implementation Period for the For For Management Share Repurchase 2.7 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Repurchasing of Shares 4 Amend Articles of Association to For For Management Increase Registered Capital -------------------------------------------------------------------------------- CHENGDU FUSEN NOBLE-HOUSE INDUSTRIAL CO., LTD. Ticker: 002818 Security ID: Y1308N109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHENGDU FUSEN NOBLE-HOUSE INDUSTRIAL CO., LTD. Ticker: 002818 Security ID: Y1308N109 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cheng Liang as Supervisor For For Management -------------------------------------------------------------------------------- CHENGDU HONGQI CHAIN CO., LTD. Ticker: 002697 Security ID: Y13072106 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Zhuo as Non-independent For For Management Director 2 Approve to Adjust the Allowance of For For Management Supervisors -------------------------------------------------------------------------------- CHENGDU HONGQI CHAIN CO., LTD. Ticker: 002697 Security ID: Y13072106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- CHENGDU HUASUN TECHNOLOGY GROUP, INC. LTD. Ticker: 000790 Security ID: Y1306C105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6.1 Elect Huang Mingliang as For For Shareholder Non-Independent Director 6.2 Elect Ouyang Ping as Non-Independent For For Shareholder Director 6.3 Elect Lin Guojin as Non-Independent For For Shareholder Director 6.4 Elect Wang Duoxue as Non-Independent For For Shareholder Director 6.5 Elect Yang Ping as Non-Independent For For Shareholder Director 6.6 Elect Huang Yanling as Non-Independent For For Shareholder Director 7.1 Elect Zhou Yousu as Independent For For Shareholder Director 7.2 Elect Mao Daowei as Independent For For Shareholder Director 7.3 Elect Huang Yijian as Independent For For Shareholder Director 8.1 Elect Su Rongrong as Supervisor For For Shareholder 8.2 Elect Shi Yan as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002773 Security ID: Y130A3100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ke Zunhong as Non-independent For For Management Director 1.2 Elect Ke Xiao as Non-independent For For Management Director 1.3 Elect Wang Lin as Non-independent For For Management Director 1.4 Elect Zhong Jianrong as For For Management Non-independent Director 1.5 Elect Yin Jinqun as Non-independent For For Management Director 1.6 Elect Chen Su as Non-independent For For Management Director 2.1 Elect Zhang Qiang as Independent For For Management Director 2.2 Elect Qu Sancai as Independent Director For For Management 2.3 Elect Zhang Yu as Independent Director For For Management 3.1 Elect Gong Wenxian as Supervisor For For Management 3.2 Elect Yang Jianqun as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002773 Security ID: Y130A3100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Financial Budget Report For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Use of Own Funds to Purchase For For Management Financial Products -------------------------------------------------------------------------------- CHENGDU LEEJUN INDUSTRIAL CO., LTD. Ticker: 002651 Security ID: Y1309S115 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Operating Period For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHENGDU LEEJUN INDUSTRIAL CO., LTD. Ticker: 002651 Security ID: Y1309S115 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use Balance of Raised Funds For For Management and Own Funds for Capital Injection as well as Contribution to Wholly-Owned and Indirect Company 2 Approve Investment in New Intelligent For For Management Aerospace Equipment Production Line Project -------------------------------------------------------------------------------- CHENGDU LEEJUN INDUSTRIAL CO., LTD. Ticker: 002651 Security ID: Y1309S115 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds and For For Management Own Funds to Purchase Securities Brokers' Receipts or Bank Wealth Management Products -------------------------------------------------------------------------------- CHENGDU LEEJUN INDUSTRIAL CO., LTD. Ticker: 002651 Security ID: Y1309S115 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHENGDU TAIHE HEALTH TECHNOLOGY GROUP INC., LTD. Ticker: 000790 Security ID: Y1306C105 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHENGDU TAIHE HEALTH TECHNOLOGY GROUP INC., LTD. Ticker: 000790 Security ID: Y1306C105 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Mingliang as For For Shareholder Non-Independent Director 1.2 Elect Ouyang Ping as Non-Independent For For Shareholder Director 1.3 Elect Lin Guojin as Non-Independent For For Shareholder Director 1.4 Elect Wang Duoxue as Non-Independent For For Shareholder Director 1.5 Elect Yang Ping as Non-Independent For For Shareholder Director 1.6 Elect Huang Yanling as Non-Independent For For Shareholder Director 2.1 Elect Su Rongrong as Supervisor For For Shareholder 2.2 Elect Shi Yan as Supervisor For For Shareholder 3 Approve Change of Company Name and For For Shareholder Abbreviation 4 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Elect Ren Liyong as Independent For For Management Director -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association to Expand Business Scope 2 Elect Ren Liyong as Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management 2 Approve Amendments to Articles of For Did Not Vote Management Association 3 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Daily Related Party Transaction For Did Not Vote Management -------------------------------------------------------------------------------- CHENGDU WINTRUE HOLDING CO., LTD. Ticker: 002539 Security ID: Y77476102 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Business Scope 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Bai Wanwen as Supervisor For For Management 3.2 Elect Fan Zongjiang as Supervisor For For Management -------------------------------------------------------------------------------- CHENGDU WINTRUE HOLDING CO., LTD. Ticker: 002539 Security ID: Y77476102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7.1 Approve Application for CNY 5.5 For For Management Billion Worth of Bank Credit Line 7.2 Approve Application for CNY CNY 1 For For Management Billion Worth of Financial Leasing 8.1 Approve Guarantee Provision Worth CNY For Against Management 4.5 Billion Between Company and Subsidiary 8.2 Approve Guarantee Provision Worth CNY For For Management 500 Million for a Dealer Company 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Amend Management System for For For Management Remuneration of Directors, Supervisors and Senior Management 12 Amend Management System of Raised For For Management Funds and Providing External Guarantees 13 Amendments to Articles of Association, For For Management Rules and Procedures Regarding General Meetings of Shareholders and of Board of Directors -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Yumei as Independent For For Management Director -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Amend Management System for Providing For For Management External Guarantees 3 Amend Management System of For For Management Related-party Transactions -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Approve Provision of Guarantee For For Management 9 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- CHENGDU XINZHU ROAD & BRIDGE MACHINERY CO., LTD. Ticker: 002480 Security ID: Y1317Z101 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Subscription Method For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Pricing Reference Date and For For Management Pricing Principle 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Lock-up Period Arrangement For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Relevant Commitments 7 Approve Signing of Conditional Share For For Management Subscription Agreement 8 Approve Related Party Transactions in For For Management Connection to Private Placement 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Formulation of Shareholder For For Management Dividend Return Plan 11 Approve Repurchase Cancellation of For For Management Performance Shares 12 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHENGDU XINZHU ROAD & BRIDGE MACHINERY CO., LTD. Ticker: 002480 Security ID: Y1317Z101 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHENGDU XINZHU ROAD & BRIDGE MACHINERY CO., LTD. Ticker: 002480 Security ID: Y1317Z101 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Luo Min as Independent Director For For Management 1.2 Elect Jiang Tao as Independent Director For For Management -------------------------------------------------------------------------------- CHENGDU XINZHU ROAD & BRIDGE MACHINERY CO., LTD. Ticker: 002480 Security ID: Y1317Z101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- CHENGDU XINZHU ROAD & BRIDGE MACHINERY CO., LTD. Ticker: 002480 Security ID: Y1317Z101 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Waiver of Pre-emptive Right For For Management and Related Party Transactions -------------------------------------------------------------------------------- CHENGDU XINZHU ROAD & BRIDGE MACHINERY CO., LTD. Ticker: 002480 Security ID: Y1317Z101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Provision of Guarantee For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Comprehensive Credit Line For For Management Application 8 Approve to Appoint Auditor For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHENGTUN MINING GROUP CO., LTD. Ticker: 600711 Security ID: Y9722H103 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Qiang as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHENGTUN MINING GROUP CO., LTD. Ticker: 600711 Security ID: Y9722H103 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Bond Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method of Interest For For Management Payment 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attributable Relevant Dividend For For Management During the Year of Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Arrangements for Placing Bonds For For Management with Former Bond Holders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee in Relation to Bond For For Management Issuance 2.19 Approve Bond Rating For For Management 2.20 Approve Deposit of Raised Funds For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Issuance of Convertible Bonds For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures to be Taken 7 Approve Commitment from Directors, For For Management Senior Management Regarding Counter-dilution Measures 8 Approve Rules and Procedures Regarding For For Management Meetings of Convertible Bondholders 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Convertible Bonds -------------------------------------------------------------------------------- CHENGTUN MINING GROUP CO., LTD. Ticker: 600711 Security ID: Y9722H103 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHENGTUN MINING GROUP CO., LTD. Ticker: 600711 Security ID: Y9722H103 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- CHENGTUN MINING GROUP CO., LTD. Ticker: 600711 Security ID: Y9722H103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Social Responsibility Report For For Management 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Duty Performance Report of For For Management Audit Committee 10 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 11 Approve Guarantee Provision Plan For Against Management 12 Approve Foreign Exchange Hedging For For Management Business 13 Approve Commodity Derivatives Trading For For Management Business -------------------------------------------------------------------------------- CHENGZHI CO., LTD. Ticker: 000990 Security ID: Y1307C104 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- CHENGZHI CO., LTD. Ticker: 000990 Security ID: Y1307C104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution for For For Management First Three Quarters -------------------------------------------------------------------------------- CHENGZHI CO., LTD. Ticker: 000990 Security ID: Y1307C104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7.1 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to China Construction Bank Corporation 7.2 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to Industrial and Commercial Bank of China 7.3 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to China CITIC Bank 8.1 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to Bank of Ningbo 8.2 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to Bank of China 8.3 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to China CITIC Bank 8.4 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to Bank of Communications 8.5 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to Shanghai Pudong Development Bank 8.6 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application to Agricultural Bank of China 8.7 Approve Provision of Guarantee by For For Management Nanjing Chengzhi Chemical Trading Co., Ltd. for Comprehensive Credit Line Application to China CITIC Bank 8.8 Approve Provision of Guarantee by For For Management Nanjing Chengzhi Chemical Trading Co., Ltd. for Comprehensive Credit Line Application to Shanghai Pudong Development Bank 9 Approve Use of Funds for Entrusted For For Management Asset Management 10 Approve Daily Related-Party For For Management Transactions 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHENGZHI CO., LTD. Ticker: 000990 Security ID: Y1307C104 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gu Sihai as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHIA HSIN CEMENT CORP. Ticker: 1103 Security ID: Y1329H107 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- CHICONY ELECTRONICS CO., LTD. Ticker: 2385 Security ID: Y1364B106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements and Individual Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Loaning of Funds For For Management -------------------------------------------------------------------------------- CHIFENG JILONG GOLD MINING CO., LTD. Ticker: 600988 Security ID: Y2931K108 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHIFENG JILONG GOLD MINING CO., LTD. Ticker: 600988 Security ID: Y2931K108 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Change of Registered Address For For Management 3 Approve Increase in Size of Board For For Management 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Approve Amendments to Articles of For For Management Association 6 Elect Zhang Xudong as Independent For For Management Director 7.1 Elect Paul HARRIS as Non-Independent For For Management Director 7.2 Elect Li Jinqian as Non-Independent For For Management Director 8.1 Elect Wu Zengxiang as Supervisor For For Management 8.2 Elect Zhang Lei as Supervisor For For Management -------------------------------------------------------------------------------- CHIFENG JILONG GOLD MINING CO., LTD. Ticker: 600988 Security ID: Y2931K108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Financing Limit For For Management 9 Approve External Guarantee Limit For Against Management -------------------------------------------------------------------------------- CHILISIN ELECTRONICS CORP. Ticker: 2456 Security ID: Y1369N105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures for For For Management Election of Directors 7 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- CHIMIN HEALTH MANAGEMENT CO., LTD. Ticker: 603222 Security ID: Y988CK101 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors and External Supervisors 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5.1 Elect Li Lisha as Non-Independent For For Management Director 5.2 Elect Tian Yunfei as Non-Independent For For Management Director 5.3 Elect Qiu Gaopeng as Non-Independent For For Management Director 5.4 Elect Chen Kun as Non-Independent For For Management Director 6.1 Elect Xuan Guoliang as Independent For For Shareholder Director 6.2 Elect Jin Lizhi as Independent Director For For Shareholder 6.3 Elect Wang Kaitian as Independent For For Shareholder Director 7.1 Elect Li Yongquan as Supervisor For For Management 7.2 Elect Ye Fanbin as Supervisor For For Management -------------------------------------------------------------------------------- CHIMIN HEALTH MANAGEMENT CO., LTD. Ticker: 603222 Security ID: Y988CK101 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approval for Extension of Equity For For Management Transfer Payment Collection -------------------------------------------------------------------------------- CHIMIN HEALTH MANAGEMENT CO., LTD. Ticker: 603222 Security ID: Y988CK101 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issuance Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Subscription Method For For Management 2.5 Approve Issue Price and Pricing For For Management Principles 2.6 Approve Issue Size For For Management 2.7 Approve Lock-up Period and Listing For For Management Arrangement 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Amount and Usage of Raised For For Management Funds 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Second Revision) 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds (Second Revision) 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Second Revision) 6 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHIMIN HEALTH MANAGEMENT CO., LTD. Ticker: 603222 Security ID: Y988CK101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Application of Bank Credit For For Management Lines 9 Approve Guarantee Provision Plan For For Management 10 Approve Expansion of Business Scope For For Management and Amend Articles of Association 11 Approve Provision for Asset Impairment For For Management 12 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- CHIN-POON INDUSTRIAL CO., LTD. Ticker: 2355 Security ID: Y15427100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5.1 Elect HUANG, WEI-JIN with SHAREHOLDER For For Management NO.8 as Non-Independent Director 5.2 Elect TSENG-LIU, YU-CHIH with For For Management SHAREHOLDER NO.3 as Non-Independent Director 5.3 Elect LIN, PI-CHI with SHAREHOLDER NO. For For Management 2 as Non-Independent Director 5.4 Elect TUNG, HSIAO-HUNG with For For Management SHAREHOLDER NO.19 as Non-Independent Director 5.5 Elect LAI, HWEI-SHAN with SHAREHOLDER For For Management NO.14 as Non-Independent Director 5.6 Elect TSENG, WEN-YU with SHAREHOLDER For For Management NO.5 as Non-Independent Director 5.7 Elect CHEN, HSIANG-SHENG with For For Management SHAREHOLDER NO.281 as Independent Director 5.8 Elect CHEN, SHI-SHU with SHAREHOLDER For For Management NO.A102183XXX as Independent Director 5.9 Elect HSU, SUNG-TSAI with SHAREHOLDER For For Management NO.305 as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHINA AEROSPACE TIMES ELECTRONICS CO., LTD. Ticker: 600879 Security ID: Y0018W102 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Report Auditor 2.1 Elect Song Shuqing as Non-Independent For For Shareholder Director 2.2 Elect Zhao Xueyan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA AEROSPACE TIMES ELECTRONICS CO., LTD. Ticker: 600879 Security ID: Y0018W102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Report For For Management 2 Approve Report of the Independent For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Capitalization of Capital For For Management Reserves 5 Approve Remuneration of Financial For For Management Auditor 6 Approve Remuneration of Internal For For Management Control Auditor 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Approve Annual Report and Summary For For Management 10 Approve Financial Budget For For Management 11 Approve Daily Related-Party For For Management Transactions 12.1 Elect Ren Demin as Non-Independent For For Shareholder Director 12.2 Elect Wang Yawen as Non-Independent For For Shareholder Director 12.3 Elect Song Shuqing as Non-Independent For For Shareholder Director 12.4 Elect Li Yanhua as Non-Independent For For Shareholder Director 12.5 Elect Zhao Xueyan as Non-Independent For For Shareholder Director 12.6 Elect Yang Yu as Non-Independent For For Shareholder Director 12.7 Elect Bao Ensi as Independent Director For For Shareholder 12.8 Elect Zhang Songyan as Independent For For Shareholder Director 12.9 Elect Zhu Nanjun as Independent For For Shareholder Director 13.1 Elect Liu Zefu as Supervisor For For Shareholder 13.2 Elect Hu Chenggang as Supervisor For For Shareholder 13.3 Elect Li Bowen as Supervisor For For Shareholder 14 Approve Appointment of Financial For For Management Auditor 15 Approve Appointment of Internal For For Management Control Auditor 16 Approve Signing of Financial Services For For Management Agreement -------------------------------------------------------------------------------- CHINA AGRI-INDUSTRIES HOLDINGS LIMITED Ticker: 606 Security ID: Y1375F104 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management Involving Reduction of the Share Capital, Increase in the Share Capital, Allotment and Issuance of New Shares and Related Transactions -------------------------------------------------------------------------------- CHINA AGRI-INDUSTRIES HOLDINGS LIMITED Ticker: 606 Security ID: Y1375F104 Meeting Date: MAR 06, 2020 Meeting Type: Court Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- CHINA AIRLINES LTD. Ticker: 2610 Security ID: Y1374F105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHINA ALUMINUM INTERNATIONAL ENGINEERING CORPORATION LIMITED Ticker: 2068 Security ID: Y1413T116 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Provision of Letters of Makeup For For Management of Shortfall for Equity Participating Companies -------------------------------------------------------------------------------- CHINA ALUMINUM INTERNATIONAL ENGINEERING CORPORATION LIMITED Ticker: 2068 Security ID: Y1413T116 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Renewal of the General For For Management Services Master Agreement and Proposed Annual Caps 2 Approve the Renewal of the Commodities For For Management Sales and Purchases Master Agreement and Proposed Annual Caps 3 Approve the Renewal of the Engineering For For Management Services Master Agreement and Proposed Annual Caps 4 Approve the Finance Lease Framework For For Management Cooperation Agreement and Proposed Annual Caps 5 Approve the Alignment in the For For Shareholder Preparation of Financial Statements in Accordance with the China Accounting Standards for Business Enterprises 6 Approve Cessation of Appointment of For For Shareholder the International Auditor -------------------------------------------------------------------------------- CHINA ALUMINUM INTERNATIONAL ENGINEERING CORPORATION LIMITED Ticker: 2068 Security ID: Y1413T116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Capital Expenditure Plan For For Management 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve General Mandates to Issue the For For Management Onshore and Offshore Debt Financing Instruments 8 Approve Annual External Guarantee Plan For For Management of Non-Connected Transactions 9 Approve the Guarantee Provided by the For For Management Holding Subsidiary for Wancheng Company 10 Approve 2020 Internal Entrusted Loan For For Management 11 Approve Remuneration of Directors for For For Management 2020 12 Approve Remuneration of Supervisors For For Management for 2020 13 Approve Appointment of Auditor For For Management 14 Amend Articles of Association For Against Management 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Approve Exemption of Relevant For For Shareholder Undertaking of the Company -------------------------------------------------------------------------------- CHINA ALUMINUM INTERNATIONAL ENGINEERING CORPORATION LIMITED Ticker: 2068 Security ID: Y1413T116 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA ANIMAL HUSBANDRY INDUSTRY CO., LTD. Ticker: 600195 Security ID: Y13765105 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- CHINA ANIMAL HUSBANDRY INDUSTRY CO., LTD. Ticker: 600195 Security ID: Y13765105 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- CHINA ANIMAL HUSBANDRY INDUSTRY CO., LTD. Ticker: 600195 Security ID: Y13765105 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Target Parties and Placing For For Management Arrangement to Shareholders 2.4 Approve Bond Period and Type For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Guarantee Matters For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Term and Method of Debt For For Management Repayment 2.9 Approve Redemption and Resale Terms For For Management 2.10 Approve Usage of Raised Funds For For Management 2.11 Approve Listing Arrangement For For Management 2.12 Approve Safeguard Measures of Debts For For Management Repayment 2.13 Approve Underwriting Method For For Management 2.14 Approve Special Account for Raised For For Management Funds 2.15 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA ANIMAL HUSBANDRY INDUSTRY CO., LTD. Ticker: 600195 Security ID: Y13765105 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction with For For Management China Animal Husbandry Group Co., Ltd. 2 Approve Related Party Transaction with For For Management Xiamen Kingdomway Group Co., Ltd. -------------------------------------------------------------------------------- CHINA ANIMAL HUSBANDRY INDUSTRY CO., LTD. Ticker: 600195 Security ID: Y13765105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For For Management Provision for Asset Impairment 5 Approve Profit Distribution For For Management 6 Approve Annual Report For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA AOYUAN GROUP LIMITED Ticker: 3883 Security ID: G2119Z109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Guo Zi Wen as Director For For Management 3b Elect Ma Jun as Director For For Management 3c Elect Cheung Kwok Keung as Director For For Management 3d Elect Zhang Jun as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA AUTOMOTIVE ENGINEERING RESEARCH INSTITUTE CO., LTD. Ticker: 601965 Security ID: Y1R20D109 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For Did Not Vote Management -------------------------------------------------------------------------------- CHINA AUTOMOTIVE ENGINEERING RESEARCH INSTITUTE CO., LTD. Ticker: 601965 Security ID: Y1R20D109 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Kaiguo as Non-Independent For Did Not Vote Shareholder Director 1.2 Elect Wu Zihua as Non-Independent For Did Not Vote Shareholder Director 1.3 Elect Wang Lin as Non-Independent For Did Not Vote Shareholder Director 1.4 Elect Feng Songtao as Non-Independent For Did Not Vote Shareholder Director 1.5 Elect Wan Xinming as Non-Independent For Did Not Vote Shareholder Director 2.1 Elect Li Ming as Independent Director For Did Not Vote Management 2.2 Elect Li Keqiang as Independent For Did Not Vote Management Director 2.3 Elect Jin Jinping as Independent For Did Not Vote Management Director 2.4 Elect Huang Li as Independent Director For Did Not Vote Management 3.1 Elect Qiang Yong as Supervisor For Did Not Vote Shareholder 3.2 Elect Zhou Jiguang as Supervisor For Did Not Vote Shareholder 3.3 Elect Zhou Ankang as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- CHINA AUTOMOTIVE ENGINEERING RESEARCH INSTITUTE CO., LTD. Ticker: 601965 Security ID: Y1R20D109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Related Party Transaction For Did Not Vote Management 7 Approve Guarantee Provision Plan For Did Not Vote Management 8 Approve to Appoint Auditor For Did Not Vote Management 9 Approve Draft and Summary of For Did Not Vote Management Performance Share Incentive Plan 10 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 11 Approve Authorization of Board to For Did Not Vote Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- CHINA AVIONICS SYSTEMS CO., LTD. Ticker: 600372 Security ID: Y44456104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2 Elect Zhang Jinchang as Independent For For Management Director -------------------------------------------------------------------------------- CHINA AVIONICS SYSTEMS CO., LTD. Ticker: 600372 Security ID: Y44456104 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Partial For For Management Raised Funds and Permanently Replenish Working Capital 2 Approve Equity Transfer and Related For For Management Party Transactions 3 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- CHINA AVIONICS SYSTEMS CO., LTD. Ticker: 600372 Security ID: Y44456104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Internal Control Evaluation For For Management Report 9 Approve Internal Control Audit Report For For Management 10 Approve Social Responsibility Report For For Management 11 Approve Report of the Board of For For Management Independent Directors 12 Approve Appointment of Auditor For For Management 13 Approve Change in Usage of Raise Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- CHINA BAOAN GROUP CO., LTD. Ticker: 000009 Security ID: Y1394W104 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Issuance of Super-short-term For For Management Commercial Papers 3 Elect Zhang Deguan as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA BAOAN GROUP CO., LTD. Ticker: 000009 Security ID: Y1394W104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Equity Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Own Funds for Entrusted For For Management Asset Management 8 Approve Equity Transfer Agreement For For Management 9 Approve Incremental Incentives Plan For For Management 10 Elect Zou Xiaofeng as Supervisor For For Management -------------------------------------------------------------------------------- CHINA BESTER GROUP TELECOM CO., LTD. Ticker: 603220 Security ID: Y969F5101 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Raised Funds For For Management Usage and Use Remaining Raised Funds for Working Capital 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Application for Termination of For For Management Operation of Telecommunications Business and Cancellation of Value-Added Telecommunications Business Operations Permit -------------------------------------------------------------------------------- CHINA BESTER GROUP TELECOM CO., LTD. Ticker: 603220 Security ID: Y969F5101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Remuneration of Directors For For Management 9 Elect Zou Pengfei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA BLUECHEMICAL LTD. Ticker: 3983 Security ID: Y14251105 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Annual Caps for the For For Management Provision of Services and Supplies and Sale of Products by CNOOC Group to the Group under the Comprehensive Services and Product Sales Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA BLUECHEMICAL LTD. Ticker: 3983 Security ID: Y14251105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 4 Approve 2019 Profit Distribution and For For Management Declaration of Final Dividends 5 Approve 2020 Budget Proposals For Against Management 6 Approve BDO China Shu Lun Pan CPAs and For For Management BDO Limited as Domestic and Overseas Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration 7 Elect Liu Jianyao as Supervisor, For For Management Authorize Executive Director to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares 9 Authorize Repurchase of Issued H Share For For Management Capital 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA BLUECHEMICAL LTD. Ticker: 3983 Security ID: Y14251105 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA CALXON GROUP CO., LTD. Ticker: 000918 Security ID: Y3768A106 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Implementation of For For Management Horizontal Competition Preventive Commitment of Controlling Shareholder and Ultimate Controller -------------------------------------------------------------------------------- CHINA CALXON GROUP CO., LTD. Ticker: 000918 Security ID: Y3768A106 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Urban Living For For Management Room Asset Securitization Operation -------------------------------------------------------------------------------- CHINA CALXON GROUP CO., LTD. Ticker: 000918 Security ID: Y3768A106 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qian Yonghua as Non-Independent For For Management Director 1.2 Elect Xu Jianhua as Non-Independent For For Management Director 1.3 Elect Lin Manjun as Non-Independent For For Management Director 1.4 Elect Li Huaibin as Non-Independent For For Management Director 1.5 Elect Huang Tao as Non-Independent For For Management Director 1.6 Elect Liu Ren'an as Non-Independent For For Management Director 2.1 Elect Chen Sanlian as Independent For For Shareholder Director 2.2 Elect Liang Wenzhao as Independent For For Shareholder Director 2.3 Elect Guo Zhaohui as Independent For For Shareholder Director 3.1 Elect Bao Jie as Supervisor For For Management 3.2 Elect Fang Mingyi as Supervisor For For Management -------------------------------------------------------------------------------- CHINA CALXON GROUP CO., LTD. Ticker: 000918 Security ID: Y3768A106 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Assistance 2 Approve Listing for Transfer of Equity For For Management of Subsidiary 3 Approve Financial Assistance Provision For For Management to Suzhou Jiahexin Industrial Co., Ltd. -------------------------------------------------------------------------------- CHINA CALXON GROUP CO., LTD. Ticker: 000918 Security ID: Y3768A106 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA CALXON GROUP CO., LTD. Ticker: 000918 Security ID: Y3768A106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Guarantee Provision Plan For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- CHINA CALXON GROUP CO., LTD. Ticker: 000918 Security ID: Y3768A106 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Company's Eligibility for For For Management Private Issuance of Corporate Bonds 1.2 Approve Issue Size For For Management 1.3 Approve Par Value and Issue Price For For Management 1.4 Approve Bond Maturity and Bond Type For For Management 1.5 Approve Issue Manner and Target For For Management Subscribers 1.6 Approve Issue Price and Bond Interest For For Management Rate 1.7 Approve Guarantee and Other Credit For For Management Enhancement Arrangements 1.8 Approve Use of Proceeds For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Resolution Validity Period For For Management 1.11 Approve Approval and Authorization For For Management Matters 2.1 Elect Tan Zhaohui as Non-Independent For For Shareholder Director 2.2 Elect Yu Fen as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA CAMC ENGINEERING CO., LTD. Ticker: 002051 Security ID: Y1R252116 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Comprehensive Credit Line Bank For For Management Application 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Remuneration of Directors For For Management 9 Approve Daily Related Party For For Management Transactions 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Working System for Independent For For Management Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA CHEMICAL & PHARMACEUTICAL CO., LTD. Ticker: 1701 Security ID: Y13965101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- CHINA CHENGTONG DEVELOPMENT GROUP LIMITED Ticker: 217 Security ID: Y6704M100 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- CHINA CHENGTONG DEVELOPMENT GROUP LIMITED Ticker: 217 Security ID: Y6704M100 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Yang Tianzhou as Director For For Management 2B Elect Wang Tianlin as Director For For Management 2C Elect Li Shufang as Director For For Management 2D Elect Chang Qing as Director For For Management 2E Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA CHENGTONG DEVELOPMENT GROUP LIMITED Ticker: 217 Security ID: Y6704M100 Meeting Date: JUN 26, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- CHINA CIFCO INVESTMENT CO., LTD. Ticker: 000996 Security ID: Y3068B101 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Strategic Cooperation Agreement 2 Approve Signing of Equity Acquisition For For Management Agreement 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA CIFCO INVESTMENT CO., LTD. Ticker: 000996 Security ID: Y3068B101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Changes in Accounting Policies For For Management 8.1 Elect Jiang Xin as Non-Independent For For Management Director 8.2 Elect Jiang Rong as Non-Independent For For Management Director 8.3 Elect Mou Shuyun as Non-Independent For For Management Director 9.1 Elect Xue Jian as Independent Director For For Management 9.2 Elect Tian Xuan as Independent Director For For Management 9.3 Elect Chen Yixin as Independent For For Management Director 10.1 Elect Liu Lin as Supervisor For For Shareholder 10.2 Elect Han Lingya as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance Plan of Tier-2 For For Management Capital Bonds and Relevant Authorization 2 Elect Zhang Weidong as Director For For Management -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 3 Approve 2020 External Donation Plan For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors 7 Approve 2018 Remuneration Settlement For For Management Scheme for the Directors 8 Approve 2018 Remuneration Settlement For For Management Scheme for the Supervisors 9 Approve 2019 Final Financial Account For For Management Plan 10 Approve 2019 Profit Distribution Plan For For Management 11 Approve 2020 Budget of Investment in For For Management Capital Expenditure 12 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as the Onshore and Offshore Accounting Firms for 2020 and Fix Their Remuneration 13 Approve 2019 Work Report of the Board For For Management 14 Approve 2019 Report of the Board of For For Management Supervisors 15 Elect Zhang Yuxiang as Director For For Shareholder -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Financial Budget Plan For For Management 5 Approve 2020 Engagement of Accounting For For Management Firms and Their Fees 6 Approve 2019 Special Report of Related For For Management Party Transactions 7 Approve 2019 Report of the Board of For For Management Directors 8 Approve 2019 Report of the Board of For For Management Supervisors 9 Approve Wei Guobin as an External For For Management Supervisor 10 Approve Improvement of Management on For For Management the Remuneration of Independent Directors 11 Approve Improvement of Management on For For Management the Remuneration of External Directors 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Approve Change of Office and Residence For For Management and Amendments to the Related Terms of the Articles of Association 17 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Financial Budget Plan For For Management 5 Approve 2020 Engagement of Accounting For For Management Firms and Their Fees 6 Approve 2019 Special Report of Related For For Management Party Transactions 7 Approve 2019 Report of the Board of For For Management Directors 8 Approve 2019 Report of the Board of For For Management Supervisors 9 Approve Amendments to Articles of For Against Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Approve Wei Guobin as an External For For Management Supervisor 14 Approve Improvement of Management on For For Management the Remuneration of Independent Directors 15 Approve Improvement of Management on For For Management the Remuneration of External Supervisor 16 Approve Change of Office and Residence For For Management and Amendments to the Related Terms of the Articles of Association 17 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M108 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 17 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA COAL ENERGY COMPANY LIMITED Ticker: 1898 Security ID: Y1434L100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 5 Approve Capital Expenditure Budget for For Against Management the Year 2020 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditor and Deloitte Touche Tohmatsu as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve Emoluments of Directors and For For Management Supervisors 8.01 Approve 2021 Coal Supply Framework For For Management Agreement, Annual Caps and Related Transactions 8.02 Approve 2021 Integrated Materials and For For Management Services Mutual Provision Framework Agreement, Annual Caps and Related Transactions 8.03 Approve 2021 Project Design, For For Management Construction and General Contracting Services Framework Agreement, Annual Caps and Related Transactions 8.04 Approve 2021 Financial Services For For Management Framework Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA COAL ENERGY COMPANY LIMITED Ticker: 1898 Security ID: Y1434L118 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 5 Approve Capital Expenditure Budget for For Against Management the Year 2020 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditor and Deloitte Touche Tohmatsu as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve Emoluments of Directors and For For Management Supervisors 8.1 Approve 2021 Coal Supply Framework For For Management Agreement, Annual Caps and Related Transactions 8.2 Approve 2021 Integrated Materials and For For Management Services Mutual Provision Framework Agreement, Annual Caps and Related Transactions 8.3 Approve 2021 Project Design, For For Management Construction and General Contracting Services Framework Agreement, Annual Caps and Related Transactions 8.4 Approve 2021 Financial Services For For Management Framework Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA COAL XINJI ENERGY CO., LTD. Ticker: 601918 Security ID: Y7543B107 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Daily Related-Party For For Management Transactions with Anhui Chuyuan Industry and Trade Co., Ltd. 8 Approve Daily Related-Party For For Management Transactions with China National Coal Energy Group Co., Ltd. and its Holding Companies 9 Approve to Appoint Auditor For For Management 10 Approve Debt Financing For For Management 11 Approve Remuneration of Directors and For For Management Supervisors 12 Approve Provision for Asset Impairment For For Management 13 Approve Issuance of Medium-term Notes For For Shareholder 14.1 Elect Zhang Shaoping as For For Shareholder Non-Independent Director 14.2 Elect Jia Xiaohui as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Transfer, Capital For For Management Increase Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36A107 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Transfer, Capital For For Management Increase Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36A107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36A107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Audited Consolidated For For Management Financial Statements 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 3 Approve Ernst & Young as International For For Management Auditor and Ernst & Young Hua Ming LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 4 Approve 2019 Report of the Board For For Management 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve Launch of Asset-Backed For For Management Securitization by the Group and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to Deal With Matters in Relation to the Asset-Backed Securitization 7 Approve 2020 Estimated Cap for For Against Management Internal Guarantees of the Group 8 Approve Issuance of Debt Financing For For Management Instruments and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Debt Financing Instruments 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares and/or Preference Shares 10 Approve Proposed Issuance of Medium For For Management and Long-Term Bonds by the Company and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Medium and Long-Term Bonds 11 Approve Report on the Use of the For For Management Previously Raised Proceeds 12 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares 13 Approve Project Contracting Services For For Management Under the Mutual Project Contracting Framework Agreement and the Revised Annual Cap 14 Approve Extension of the Validity For For Management Period of the General Meeting Resolution in Relation to the A Share Convertible Bonds and Extension of the Validity Period of the Corresponding Board Authorization 15 Approve Connected Transaction in For For Management Relation to the Possible Subscription for A Share Convertible Bonds by China Communications Construction Group (Limited) 16 Amend Articles of Association For For Shareholder 17 Amend Rules and Procedures Regarding For Against Shareholder General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors and Supervisory Committee -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36A107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Audited Consolidated For For Management Financial Statements 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 3 Approve Ernst & Young as International For For Management Auditor and Ernst & Young Hua Ming LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 4 Approve 2019 Report of the Board For For Management 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve Launch of Asset-Backed For For Management Securitization by the Group and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to Deal With Matters in Relation to the Asset-Backed Securitization 7 Approve 2020 Estimated Cap for For For Management Internal Guarantees of the Group 8 Approve Issuance of Debt Financing For For Management Instruments and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Debt Financing Instruments 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares and/or Preference Shares 10 Approve Proposed Issuance of Medium For For Management and Long-Term Bonds by the Company and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Medium and Long-Term Bonds 11 Approve Report on the Use of the For For Management Previously Raised Proceeds 12 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares 13 Approve Project Contracting Services For For Management Under the Mutual Project Contracting Framework Agreement and the Revised Annual Cap 14 Approve Extension of the Validity For For Management Period of the General Meeting Resolution in Relation to the A Share Convertible Bonds and Extension of the Validity Period of the Corresponding Board Authorization 15 Approve Connected Transaction in For For Management Relation to the Possible Subscription for A Share Convertible Bonds by China Communications Construction Group (Limited) 16 Amend Articles of Association For For Shareholder 17 Amend Rules and Procedures Regarding For Against Shareholder General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors and Supervisory Committee -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36A107 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED Ticker: 552 Security ID: Y1436A102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Payment of Final Dividend 3 Appoint Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 4 Elect Gao Tongqing as Director and For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Gao Tongqing 5 Elect Mai Yanzhou as Director and For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Mai Yanzhou 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Board to Increase Registered For For Management Capital of the Company and Amend Articles of Association to Reflect Such Increase 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA CONCH VENTURE HOLDINGS LIMITED Ticker: 586 Security ID: G2116J108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Jian as Director For For Management 3b Elect Chan Chi On as Director For For Management 3c Elect Lau Chi Wah, Alex as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N119 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget for Fixed Assets For For Management Investment 6 Elect Tian Guoli as Director For For Management 7 Elect Feng Bing as Director For For Management 8 Elect Zhang Qi as Director For For Management 9 Elect Xu Jiandong as Director For For Management 10 Elect Malcolm Christopher McCarthy as For For Management Director 11 Elect Yang Fenglai as Supervisor For For Management 12 Elect Liu Huan as Supervisor For For Management 13 Elect Ben Shenglin as Supervisor For For Management 14 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 15 Approve Authorization for Temporary For For Management Limit on Charitable Donations for 2020 16 Approve Capital Plan of China For For Management Construction Bank for 2021 to 2023 -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget for Fixed Assets For For Management Investment 6 Elect Tian Guoli as Director For For Management 7 Elect Feng Bing as Director For For Management 8 Elect Zhang Qi as Director For For Management 9 Elect Xu Jiandong as Director For For Management 10 Elect Malcolm Christopher McCarthy as For For Management Director 11 Elect Yang Fenglai as Supervisor For For Management 12 Elect Liu Huan as Supervisor For For Management 13 Elect Ben Shenglin as Supervisor For For Management 14 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 15 Approve Authorization for Temporary For For Management Limit on Charitable Donations for 2020 16 Approve Capital Plan of China For For Management Construction Bank for 2021 to 2023 -------------------------------------------------------------------------------- CHINA CSSC HOLDINGS LTD. Ticker: 600150 Security ID: Y1414Q103 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA CSSC HOLDINGS LTD. Ticker: 600150 Security ID: Y1414Q103 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition For For Management 2 Approve Acquisition of 12.56% Equity For For Management 3.1 Approve Target Subscribers For For Shareholder 3.2 Approve Pricing Basis For For Shareholder 3.3 Approve Lock-Up Period Arrangement For For Shareholder -------------------------------------------------------------------------------- CHINA CSSC HOLDINGS LTD. Ticker: 600150 Security ID: Y1414Q103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Daily Related-Party Transaction For For Management 6 Approve Provision of Guarantee Amount For Against Management and Framework Quota 7 Approve to Entrust China Shipping For Against Management Finance Co., Ltd. to Carry Out Fund Management Business 8.1 Elect Zhang Yingdai as Non-Independent For For Shareholder Director 8.2 Elect Ji Jun as Non-Independent For For Shareholder Director 8.3 Elect Zhao Zongbo as Non-Independent For For Shareholder Director 8.4 Elect Wang Yongliang as For For Shareholder Non-Independent Director 8.5 Elect Ke Wangjun as Non-Independent For For Shareholder Director 8.6 Elect Lin Ou as Non-Independent For For Shareholder Director 8.7 Elect Sheng Jigang as Non-Independent For For Shareholder Director 8.8 Elect Chen Zhongqian as For For Shareholder Non-Independent Director 9.1 Elect Shen Guoliang as Supervisor For For Shareholder 9.2 Elect Lin Naxin as Supervisor For For Shareholder 9.3 Elect Cui Ming as Supervisor For For Shareholder 9.4 Elect Han Dongwang as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA CYTS TOURS HOLDING CO., LTD. Ticker: 600138 Security ID: Y1400N106 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Remuneration of Chairman of For For Management the Board 3 Approve Remuneration of Supervisory For For Management Chairman -------------------------------------------------------------------------------- CHINA CYTS TOURS HOLDING CO., LTD. Ticker: 600138 Security ID: Y1400N106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7.1 Elect Li Juhe as Independent Director For For Management 7.2 Elect Li Renzhi as Independent Director For For Management 8 Approve Guarantee Plan For Against Management 9.1 Approve Signing of Daily Related Party For For Management Transactions Framework Agreement and 2020 Daily Related Party Transactions with Beijing Gubei Water Town Tourism Co., Ltd. 9.2 Approve Signing of Daily Related Party For For Management Transactions Framework Agreement and 2020 Daily Related Party Transactions with Zhongqing Lvhongqi (Hengqin) Fund Management Co., Ltd. 9.3 Approve Signing of Daily Related Party For For Management Transactions Framework Agreement and 2020 Daily Related Party Transactions with Zhongqing Yaoyue (Beijing) Tourism Co., Ltd. 9.4 Approve Daily Related-Party For For Management Transactions with Chengdu Qingcheng Shandujiangyan Tourism Co., Ltd. 9.5 Approve Daily Related-Party For For Management Transactions with China Everbright Group 10 Approve Shareholder Return Plan For Against Management 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15 Approve Formulation of Remuneration For Against Management Management System of Directors, Supervisor and Senior Management Members 16 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- CHINA CYTS TOURS HOLDING CO., LTD. Ticker: 600138 Security ID: Y1400N106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Report of the Independent For Did Not Vote Management Directors 7.1 Elect Li Juhe as Independent Director For Did Not Vote Management 7.2 Elect Li Renzhi as Independent Director For Did Not Vote Management 8 Approve Guarantee Plan For Did Not Vote Management 9.1 Approve Signing of Daily Related Party For Did Not Vote Management Transactions Framework Agreement and 2020 Daily Related Party Transactions with Beijing Gubei Water Town Tourism Co., Ltd. 9.2 Approve Signing of Daily Related Party For Did Not Vote Management Transactions Framework Agreement and 2020 Daily Related Party Transactions with Zhongqing Lvhongqi (Hengqin) Fund Management Co., Ltd. 9.3 Approve Signing of Daily Related Party For Did Not Vote Management Transactions Framework Agreement and 2020 Daily Related Party Transactions with Zhongqing Yaoyue (Beijing) Tourism Co., Ltd. 9.4 Approve Daily Related-Party For Did Not Vote Management Transactions with Chengdu Qingcheng Shandujiangyan Tourism Co., Ltd. 9.5 Approve Daily Related-Party For Did Not Vote Management Transactions with China Everbright Group 10 Approve Shareholder Return Plan For Did Not Vote Management 11 Amend Articles of Association For Did Not Vote Management 12 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 15 Approve Formulation of Remuneration For Did Not Vote Management Management System of Directors, Supervisor and Senior Management Members 16 Approve Appointment of Auditor For Did Not Vote Management -------------------------------------------------------------------------------- CHINA DEVELOPMENT FINANCIAL HOLDING CORP. Ticker: 2883 Security ID: Y1460P108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHINA DIVE CO. LTD. Ticker: 300526 Security ID: Y1460T100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Remuneration of Directors For Did Not Vote Management 9 Approve Remuneration of Supervisors For Did Not Vote Management 10 Approve Guarantee Provision For Did Not Vote Management 11 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 12 Approve Cancellation of Stock Options For Did Not Vote Management 13 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- CHINA DIVE CO. LTD. Ticker: 300526 Security ID: Y1460T100 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve External Financial Assistance For For Management and Related Party Transactions 4 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- CHINA DIVE CO. LTD. Ticker: 300526 Security ID: Y1460T100 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Qian as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA DONGXIANG (GROUP) CO. LTD. Ticker: 3818 Security ID: G2112Y109 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a1 Elect Chen Chen as Director For For Management 3a2 Elect Chen Guogang as Director For For Management 3a3 Elect Liu Xiaosong as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA DONGXIANG (GROUP) CO., LTD. Ticker: 3818 Security ID: G2112Y109 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt 2019 Share Option Scheme For For Management 2 Authorize Board to Deal With All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- CHINA EAST EDUCATION HOLDINGS LTD. Ticker: 667 Security ID: G2120T100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Xiao Guoqing as Director For For Management 3a2 Elect Lu Zhen as Director For For Management 3a3 Elect Zhu Guobin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1406M102 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 4.01 Approve Daily Connected Transactions For For Management on Financial Services of the Company 4.02 Approve Daily Connected Transactions For For Management on Import and Export Services of the Company 4.03 Approve Daily Connected Transactions For For Management on Flight Complementary Services of the Company 4.04 Approve Daily Connected Transactions For For Management on Catering Supply Services of the Company 4.05 Approve Daily Connected Transactions For For Management on Property Leasing Services of the Company 4.06 Approve Daily Connected Transactions For For Management on Advertising Agency Services of the Company 4.07 Approve Daily Connected Transactions For For Management on Aircraft Finance Lease Services of the Company 4.08 Approve Daily Connected Transactions For For Management on Aircraft and Aircraft Engine Operating Lease Services of the Company 4.09 Approve Daily Connected Transactions For For Management on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company 4.10 Approve Daily Connected Transactions For For Management on Bellyhold Space Services of the Company 5.01 Elect Liu Shaoyong as Director For For Shareholder 5.02 Elect Li Yangmin as Director For For Shareholder 5.03 Elect Tang Bing as Director For For Shareholder 5.04 Elect Wang Junjin as Director For For Shareholder 6.01 Elect Lin Wanli as Director For For Shareholder 6.02 Elect Shao Ruiqing as Director For For Shareholder 6.03 Elect Cai Hongping as Director For For Shareholder 6.04 Elect Dong Xuebo as Director For For Shareholder 7.01 Elect Xi Sheng as Supervisor For For Shareholder 7.02 Elect Fang Zhaoya as Supervisor For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1407D101 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 4.01 Approve Daily Connected Transactions For For Management on Financial Services of the Company 4.02 Approve Daily Connected Transactions For For Management on Import and Export Services of the Company 4.03 Approve Daily Connected Transactions For For Management on Flight Complementary Services of the Company 4.04 Approve Daily Connected Transactions For For Management on Catering Supply Services of the Company 4.05 Approve Daily Connected Transactions For For Management on Property Leasing Services of the Company 4.06 Approve Daily Connected Transactions For For Management on Advertising Agency Services of the Company 4.07 Approve Daily Connected Transactions For For Management on Aircraft Finance Lease Services of the Company 4.08 Approve Daily Connected Transactions For For Management on Aircraft and Aircraft Engine Operating Lease Services of the Company 4.09 Approve Daily Connected Transactions For For Management on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company 4.10 Approve Daily Connected Transactions For For Management on Bellyhold Space Services of the Company 5.1 Elect Liu Shaoyong as Director For For Shareholder 5.2 Elect Li Yangmin as Director For For Shareholder 5.3 Elect Tang Bing as Director For For Shareholder 5.4 Elect Wang Junjin as Director For For Shareholder 6.1 Elect Lin Wanli as Director For For Shareholder 6.2 Elect Shao Ruiqing as Director For For Shareholder 6.3 Elect Cai Hongping as Director For For Shareholder 6.4 Elect Dong Xuebo as Director For For Shareholder 7.1 Elect Xi Sheng as Supervisor For For Shareholder 7.2 Elect Fang Zhaoya as Supervisor For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1406M102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Reports For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Appointment of PRC Domestic For For Management Auditors, International Auditors for Financial Reporting and Auditors for Internal Control 6 Approve Grant of General Mandate to For Against Management Issue Bonds 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1407D101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Reports For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve Appointment of PRC Domestic For For Management Auditors, International Auditors for Financial Reporting and Auditors for Internal Control 6 Approve Grant of General Mandate to For For Management Issue Bonds 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares -------------------------------------------------------------------------------- CHINA EDUCATION GROUP HOLDINGS LIMITED Ticker: 839 Security ID: G2163M103 Meeting Date: FEB 14, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yu Guo as Director For For Management 3b Elect Yu Kai as Director For For Management 3c Elect Wu Kin Bing as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA ELECTRIC MANUFACTURING CORP. Ticker: 1611 Security ID: Y1419C109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Independent Directors 5 Approve Capital Decrease via Cash For For Management -------------------------------------------------------------------------------- CHINA ENTERPRISE CO., LTD. Ticker: 600675 Security ID: Y1420S101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve External Guarantee Plan For Against Management 7 Approve Financing Plan For For Management 8 Approve Profit Distribution For For Management 9 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 10 Approve Project Reserve Plan For Against Management 11 Amend Articles of Association For For Management 12 Approve Company's Eligibility for For For Management Corporate Bond Issuance 13.1 Approve Issue Size For For Management 13.2 Approve Par Value and Issue Price For For Management 13.3 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 13.4 Approve Bond Maturity and Bond Type For For Management 13.5 Approve Bond Interest Rate and Method For For Management of Determination 13.6 Approve Guarantee Method For For Management 13.7 Approve Issue Manner For For Management 13.8 Approve Use of Proceeds For For Management 13.9 Approve Raised Funds Deposit Account For For Management 13.10 Approve Terms of Redemption or For For Management Sell-Back 13.11 Approve Underwriting Manner and For For Management Listing Arrangement 13.12 Approve Safeguard Measures of Debts For For Management Repayment 13.13 Approve Resolution Validity Period For For Management 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15.1 Elect Huang Jun as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Xiaopeng as Director For For Shareholder 1.2 Elect Ge Haijiao as Director For For Shareholder 1.3 Elect Cai Yunge as Director For Against Shareholder 1.4 Elect Lu Hong as Director For For Shareholder 1.5 Elect Fu Dong as Director For For Shareholder 1.6 Elect Shi Yongyan as Director For For Shareholder 1.7 Elect Wang Xiaolin as Director For For Shareholder 1.8 Elect Dou Hongquan as Director For For Shareholder 1.9 Elect He Haibin as Director For For Shareholder 1.10 Elect Liu Chong as Director For For Shareholder 1.11 Elect Yu Chunling as Director For For Shareholder 1.12 Elect Fok Oi Ling Catherine as Director For For Management 1.13 Elect Xu Hongcai as Director For For Management 1.14 Elect Wang Liguo as Director For For Management 1.15 Elect Hong Yongmiao as Director For For Management 1.16 Elect Shao Ruiqing as Director For For Management 1.17 Elect Lu Zhengfei as Director For For Management 2.1 Elect Li Xin as Supervisor For For Management 2.2 Elect Yin Lianchen as Supervisor For For Management 2.3 Elect Wu Junhao as Supervisor For For Management 2.4 Elect Wu Gaolian as Supervisor For For Management 2.5 Elect Wang Zhe as Supervisor For For Management 2.6 Elect Qiao Zhimin as Supervisor For For Management 3 Approve Resolution on Formulating the For For Management Provisional Measures on Administration of Equities of China Everbright Bank Company Limited -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Xiaopeng as Director For For Shareholder 1.2 Elect Ge Haijiao as Director For For Shareholder 1.3 Elect Cai Yunge as Director For Against Shareholder 1.4 Elect Lu Hong as Director For For Shareholder 1.5 Elect Fu Dong as Director For For Shareholder 1.6 Elect Shi Yongyan as Director For For Shareholder 1.7 Elect Wang Xiaolin as Director For For Shareholder 1.8 Elect Dou Hongquan as Director For For Shareholder 1.9 Elect He Haibin as Director For For Shareholder 1.10 Elect Liu Chong as Director For For Shareholder 1.11 Elect Yu Chunling as Director For For Shareholder 1.12 Elect Fok Oi Ling Catherine as Director For For Management 1.13 Elect Xu Hongcai as Director For For Management 1.14 Elect Wang Liguo as Director For For Management 1.15 Elect Hong Yongmiao as Director For For Management 1.16 Elect Shao Ruiqing as Director For For Management 1.17 Elect Lu Zhengfei as Director For For Management 2.1 Elect Li Xin as Supervisor For For Management 2.2 Elect Yin Lianchen as Supervisor For For Management 2.3 Elect Wu Junhao as Supervisor For For Management 2.4 Elect Wu Gaolian as Supervisor For For Management 2.5 Elect Wang Zhe as Supervisor For For Management 2.6 Elect Qiao Zhimin as Supervisor For For Management 3 Approve Resolution on Formulating the For For Management Provisional Measures on Administration of Equities -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Lijun as Director For For Shareholder 2 Approve Remuneration of the Chairman For For Management of the Board of Supervisors for 2018 3 Elect Liu Jin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Lijun as Director For For Shareholder 2 Approve Remuneration of the Chairman For For Management of the Board of Supervisors for 2018 3 Elect Liu Jin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Articles of Association For For Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 1.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2 Elect Li Yinquan as Director For For Management 3 Approve Adjustment to the Remuneration For For Management Standard of Independent Non-Executive Directors 4 Approve Adjustment to the Remuneration For For Management Standard of External Supervisors -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yinquan as Director For For Management 2 Approve Adjustment to the Remuneration For For Management Standard of Independent Non-Executive Directors 3 Approve Adjustment to the Remuneration For For Management Standard of External Supervisors 1.1 Amend Articles of Association For For Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 1.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Budget Plan of Fixed For For Management Asset Investment 4 Approve 2019 Audited Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Appointment of Accounting Firm For For Management in 2020 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Issuance of Financial Bonds For For Management 10 Approve 2020 Poverty Alleviation in For For Management Designated Areas and External Donation Quota for Unexpected Emergencies -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Budget Plan of Fixed For For Management Asset Investment 4 Approve 2019 Audited Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Appointment of Accounting Firm For For Management in 2020 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve 2020 Poverty Alleviation in For For Management Designated Areas and External Donation Quota for Unexpected Emergencies 1 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- CHINA EVERBRIGHT GREENTECH LTD. Ticker: 1257 Security ID: G2R55E103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Lo Kam Fan as Director For For Management 3a2 Elect Song Jian as Director For For Management 3a3 Elect Chow Siu Lui as Director For For Management 3a4 Elect Philip Tsao as Director For For Management 3a5 Elect Yan Houmin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT INTERNATIONAL LIMITED Ticker: 257 Security ID: Y14226107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wong Kam Chung, Raymond as For For Management Director 3.2 Elect Fan Yan Hok, Philip as Director For For Management 3.3 Elect Mar Selwyn as Director For For Management 3.4 Authorize Board to Fix the For For Management Remuneration of the Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT LIMITED Ticker: 165 Security ID: Y1421G106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Mingao as Director For For Management 3b Elect Yin Lianchen as Director For For Management 3c Elect Chung Shui Ming, Timpson as For For Management Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA EVERGRANDE GROUP Ticker: 3333 Security ID: G2119W106 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend and Related For For Management Transactions -------------------------------------------------------------------------------- CHINA FANGDA GROUP CO., LTD. Ticker: 200055 Security ID: Y7742N100 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Repurchase Usage For Did Not Vote Management 1.2 Approve Repurchase Method For Did Not Vote Management 1.3 Approve Price Range and Pricing For Did Not Vote Management Principles of Share Repurchase 1.4 Approve Total Funds and Source of For Did Not Vote Management Funds for Share Repurchase 1.5 Approve Type, Size and Proportion of For Did Not Vote Management Share Repurchase 1.6 Approve Period of Share Repurchase For Did Not Vote Management 1.7 Approve Other Matters For Did Not Vote Management 2 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 3 Approve to Appoint Auditor For Did Not Vote Management 4 Approve Provision of Guarantee by For Did Not Vote Management Wholly-Owned Subsidiary to Customers 5 Approve Guarantee Provision Plan For Did Not Vote Management -------------------------------------------------------------------------------- CHINA FANGDA GROUP CO., LTD. Ticker: 200055 Security ID: Y7742N100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statement Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee Provision Plan For For Management 7 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary 8 Approve to Appoint Auditor For For Management 9.1 Elect Guo Jinlong as Independent For For Management Director 9.2 Elect Huang Yaying as Independent For For Management Director 9.3 Elect Cao Zhongxiong as Independent For For Management Director 9.4 Elect Xiong Jianwei as Non-Independent For For Management Director 9.5 Elect Lin Kebing as Non-Independent For For Management Director 10.1 Elect Cao Naisi as Supervisor For For Management 10.2 Elect Fan Xiaodong as Supervisor For For Management 11 Approve Annual Allowance Plan of For For Management Directors (Including Independent Directors) and Supervisors -------------------------------------------------------------------------------- CHINA FILM CO., LTD. Ticker: 600977 Security ID: Y1R8AC107 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiao Hongfen as Non-Independent For For Management Director 1.2 Elect Fu Ruoqing as Non-Independent For For Management Director 1.3 Elect Zhao Haicheng as Non-Independent For For Management Director 1.4 Elect Gu Qin as Non-Independent For For Management Director 1.5 Elect Ren Yue as Non-Independent For For Management Director 1.6 Elect Zhou Baolin as Non-Independent For For Management Director 2.1 Elect Yu Zengbiao as Independent For For Management Director 2.2 Elect Xie Taifeng as Independent For For Management Director 2.3 Elect Yang Youhong as Independent For For Management Director 2.4 Elect Gao Sheng as Independent Director For For Management 3.1 Elect Yuan Linmin as Supervisor For For Shareholder 3.2 Elect Wang Bei as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA FILM CO., LTD. Ticker: 600977 Security ID: Y1R8AC107 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve to Adjust the Allowance of For For Management Independent Directors 9 Approve Related Party Transactions For For Management 10 Approve Change in Raised Funds For For Management Investment Project 11 Approve Shareholder Return Plan For For Management 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA FIRST HEAVY INDUSTRIES Ticker: 601106 Security ID: Y148AA106 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHINA FIRST HEAVY INDUSTRIES Ticker: 601106 Security ID: Y148AA106 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Disposal For For Management -------------------------------------------------------------------------------- CHINA FIRST HEAVY INDUSTRIES Ticker: 601106 Security ID: Y148AA106 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lu Wenjun as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA FIRST HEAVY INDUSTRIES Ticker: 601106 Security ID: Y148AA106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Investment Plan For Against Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA FOODS LIMITED Ticker: 506 Security ID: G2154F109 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Qing Lijun as Director For For Management 4 Elect Xiao Jianping as Director For For Management 5 Elect Qin Yelong as Director For For Management 6 Elect Stephen Edward Clark as Director For For Management 7 Elect Li Hung Kwan, Alfred as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial Support For For Management and Related Party Transactions -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares 2 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cooperative Real Estate For For Management Project and Related-party Transaction 2 Approve Adjustment on Guarantee For Against Management Provision Plan -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee I For For Management 2 Approve Provision of Guarantee II For For Shareholder -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Securitization Plan For For Management 2 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Cancellation of Partial Stock For For Management Options and Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Subsidiary For Against Management and Capital Increase in Subsidiary 2 Approve Guarantee Provision for First For Against Management Half of 2020 3 Approve Related-party Transaction in For For Management Connection to Deposit and Clearing Business in Bank of Langfang 4 Approve Provision of Guarantee For For Shareholder 5 Approve Issuance of Overseas Bonds and For For Shareholder Provision of Its Guarantee -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issue Scale For For Management 2.2 Approve Bond Period For For Management 2.3 Approve Interest Rate and Repayment For For Management Manner 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee Arrangement For For Management 2.6 Approve Redemption and Resale Terms For For Management 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Target Parties and Placement For For Management Arrangement for Shareholders 2.9 Approve Underwriting Method and For For Management Listing Arrangement 2.10 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Allowance of Independent For For Management Directors 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Estimated Purchase of For Against Shareholder Operational Land from May to June 2020 13.1 Elect Wang Wenxue as Non-independent For For Shareholder Director 13.2 Elect Wu Xiangdong as Non-independent For For Shareholder Director 13.3 Elect Meng Jing as Non-independent For For Shareholder Director 13.4 Elect Zhao Hongjing as Non-independent For For Shareholder Director 13.5 Elect Meng Sen as Non-independent For For Shareholder Director 13.6 Elect Wang Wei as Non-independent For For Shareholder Director 14.1 Elect Chen Shimin as Independent For For Shareholder Director 14.2 Elect Chen Qi as Independent Director For For Shareholder 14.3 Elect Xie Jichuan as Independent For For Shareholder Director 15.1 Elect Chang Dongjuan as Supervisor For For Shareholder 15.2 Elect Zhang Yi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Change in Registered Capital, For For Management Total Shares and Amend Articles of Association 3 Approve Purchase of Operational Land For Against Shareholder in the 3rd Quarter 4 Approve Cancellation of Stock Option For For Shareholder and Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Liang as Director For For Management -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J117 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Liang as Director For For Management -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Capital Expenditure Budget For Against Management 7 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as External Auditors 8 Approve Remuneration Plan of Chen For For Management Gongyan for 2018 9 Approve Remuneration Plan of Chen Jing For For Management for 2018 10 Approve Remuneration Plan of Zhong For For Management Cheng for the First Half of 2018 11 Elect Law Cheuk Kin Stephen as Director For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15 Approve Amendments to the Working For For Management Rules for Independent Directors 16 Approve Amendments to the For For Management Administrative Measures for Connected Transactions 17 Approve Amendments to the For For Management Administrative Measures for External Investment 18 Approve Amendments to the For For Management Administrative Measures for Provision of Guarantees to Third Parties 19 Amend Articles of Association For Against Management 20 Approve Issuance of Perpetual For For Management Subordinated Bonds 21 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J117 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Capital Expenditure Budget For For Management 7 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as External Auditors 8 Approve Remuneration Plan of Chen For For Management Gongyan for 2018 9 Approve Remuneration Plan of Chen Jing For For Management for 2018 10 Approve Remuneration Plan of Zhong For For Management Cheng for the First Half of 2018 11 Elect Law Cheuk Kin Stephen as Director For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15 Approve Amendments to the Working For For Management Rules for Independent Directors 16 Approve Amendments to the For For Management Administrative Measures for Connected Transactions 17 Approve Amendments to the For For Management Administrative Measures for External Investment 18 Approve Amendments to the For For Management Administrative Measures for Provision of Guarantees to Third Parties 19 Amend Articles of Association For Against Management 20 Approve Issuance of Perpetual For For Management Subordinated Bonds 21 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J117 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA GAS HOLDINGS LIMITED Ticker: 384 Security ID: G2109G103 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Ma Jinlong as Director For For Management 3a2 Elect Li Ching as Director For For Management 3a3 Elect Jiang Xinhao as Director For For Management 3a4 Elect Mao Erwan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Refreshment of Scheme Mandate For For Management Limit Under the Share Option Scheme -------------------------------------------------------------------------------- CHINA GENERAL PLASTICS CORP. Ticker: 1305 Security ID: Y1430L104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xin Xiaoguang as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Song Ling as Non-independent For For Management Director 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Size and Issue Manner For For Management 1.2 Approve Bond Type, Bond Maturity, For For Management Repayment of Capital and Interest and Other Specific Arrangements 1.3 Approve Bond Interest Rate and Method For For Management of Determination 1.4 Approve Deferred Interest Payment and For For Management Restrictions on Deferred Interest Payment 1.5 Approve Compulsory Interest Payment For For Management 1.6 Approve Target Subscribers For For Management 1.7 Approve Placing Arrangement for For For Management Shareholders 1.8 Approve Use of Proceeds For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Guarantee Arrangement For For Management 1.11 Approve Listing Arrangement For For Management 1.12 Approve Underwriting Manner For For Management 1.13 Approve Resolution Validity Period For For Management 1.14 Approve Authorization Matters For For Management -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Independent For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Provision of Guarantee For Against Management 8 Approve Financial Services Agreement For For Management 9 Approve Daily Operations Related Party For For Management Transaction Agreement -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3.1 Approve Bond Type For For Shareholder 3.2 Approve Issue Size For For Shareholder 3.3 Approve Par Value and Issue Price For For Shareholder 3.4 Approve Bond Maturity For For Shareholder 3.5 Approve Bond Interest Rate For For Shareholder 3.6 Approve Term and Method of Principal For For Shareholder and Interest Payment 3.7 Approve Conversion Period For For Shareholder 3.8 Approve Determination and Adjustment For For Shareholder of Conversion Price 3.9 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price 3.10 Approve Method for Determining the For For Shareholder Number of Shares for Conversion 3.11 Approve Attributable Relevant Dividend For For Shareholder During the Year of Conversion 3.12 Approve Terms of Redemption For For Shareholder 3.13 Approve Terms of Sell-Back For For Shareholder 3.14 Approve Issue Manner and Target For For Shareholder Subscribers 3.15 Approve Placing Arrangements for For For Shareholder Shareholders 3.16 Approve Bondholders and Bondholders For For Shareholder Meeting 3.17 Approve Usage of Raised Funds For For Shareholder 3.18 Approve Guarantee in Relation to Bond For For Shareholder Issuance 3.19 Approve Deposit of Raised Funds For For Shareholder 3.20 Approve Resolution Validity Period For For Shareholder 4 Approve Issuance of Convertible Bonds For For Shareholder (Revised) 5 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds (Revised) 6 Approve Impact of Dilution on Current For For Shareholder Returns and the Relevant Measures and Commitments to be Taken 7 Approve Rules and Procedures Regarding For For Management Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Convertible Bonds 9 Elect Zhou Yali as Supervisor None For Shareholder -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Management System of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of 2018 For For Management Performance Shares Incentive Plan and Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Authorization on Guarantee For Against Management Provision Plan 8 Approve Authorization on Internal For For Management Financing Plan 9 Approve Use of Own Funds to Conduct For For Management Entrusted Asset Management 10 Approve Remuneration of Directors and For For Management Senior Management Members 11 Approve Remuneration of Supervisors For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Termination of Employee Share For For Management Purchase Plan -------------------------------------------------------------------------------- CHINA GRAND PHARMACEUTICAL & HEALTHCARE HOLDINGS LTD. Ticker: 512 Security ID: G210A7101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Liu Chengwei as Director For For Management 3b Elect Hu Bo as Director For For Management 3c Elect Pei Geng as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve HLB Hodgson Impey Cheng For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA GREAT WALL SECURITIES CO., LTD. Ticker: 002939 Security ID: Y14394103 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA GREAT WALL SECURITIES CO., LTD. Ticker: 002939 Security ID: Y14394103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Authorization to Issue Debt For For Management Financing Instruments -------------------------------------------------------------------------------- CHINA GREAT WALL SECURITIES CO., LTD. Ticker: 002939 Security ID: Y14394103 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6.1 Approve Daily Related-Party For For Management Transactions with Various Companies 6.2 Approve Daily Related-Party For For Management Transactions with Great Wall Fund Management Co., Ltd., Invesco Great Wall Fund Management Co., Ltd. 6.3 Approve Daily Related-Party For For Management Transactions with Shenzhen Energy Group Co., Ltd. 6.4 Approve Daily Related-Party For For Management Transactions with Shenzhen Xinjiangnan Investment Co., Ltd. 6.5 Approve Daily Related-Party For For Management Transactions with Morgan Stanley Huaxin Fund Management Co., Ltd. 6.6 Approve Daily Related-Party For For Management Transactions with China Merchants Securities Co., Ltd. 6.7 Approve Daily Related-Party For For Management Transactions with Huaxia Bank Co., Ltd. 6.8 Approve Daily Related-Party For For Management Transactions with Xingyin Fund Management Co., Ltd. 6.9 Approve Daily Related-Party For For Management Transactions with Bosera Asset Management Co., Ltd 6.10 Approve Daily Related-Party For For Management Transactions with Minmetals Securities Co., Ltd. 6.11 Approve Daily Related-Party For For Management Transactions with Other Related Legal Person and Associated Natural Person 7 Elect Duan Yiping as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Guomin as Independent Director For For Management 2 Approve Equity Acquisition and Related For For Management Party Transactions 3 Approve Adjustment of Deposit and Loan For For Management on Comprehensive Financial Cooperation Agreement as well as Extension of Term Agreement and Related Party Transactions 4 Approve to Appoint Auditor For For Management 5 Approve Credit Line Application For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Provision of Guarantee to For For Shareholder Mortgage Loan Customers for Purchase of CLP Great Wall Building Project 8 Approve Completion of Partial Raised For For Shareholder Funds and Use Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Type and Term For For Management 2.3 Approve Placing Arrangement for For For Management Shareholders 2.4 Approve Guarantee Matters For For Management 2.5 Approve Usage of Raised Funds For For Management 2.6 Approve Issue Manner For For Management 2.7 Approve Interest Rate and For For Management Determination Method 2.8 Approve Listing of Bonds For For Management 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Underwriting Method For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Issuance of Medium-term Notes For For Management 5 Approve Authorization of the Board to For For Management Handle All Related Matters on Issuance of Medium Term Notes -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Daily Related Party For For Management Transaction Framework Agreement (Supplementary Agreement) 2 Approve Related Party Transaction in For For Management Connection to Signing of Entrusted Loan Extension Agreement -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Hanbing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Entrusted Loan Application and For For Management Related Party Transactions -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Application of Bank Credit For For Management Lines and Its Guarantee Provision 8 Approve Guarantee Provision Plan For For Management 9 Approve Provision of Guarantees to For For Management Customers 10 Approve Application of Entrusted Loan For For Management to Controlling Shareholder and Use Equity in Subsidiary as Pledge Guarantee 11 Approve Use of Own Idle Funds for Cash For For Management Management 12.1 Approve Daily Related-party For For Management Transaction with China Electronics Corporation 12.2 Approve Daily Related-party For For Management Transaction with Hunan Great Wall Galaxy Technology Co., Ltd. 12.3 Approve Daily Related-party For For Management Transaction with China Super Cloud (Beijing) Technology Co., Ltd. 12.4 Approve Daily Related-party For For Management Transaction with CLP Data Service Co., Ltd. 12.5 Approve Daily Related-party For For Management Transaction with Scutech Corporation 13 Approve Handling of Factoring Business For For Management and Related Transaction of Accounts Receivable 14 Elect Liu Chenhui as Supervisor For For Shareholder 15 Approve Adjustment of Stock Incentive For For Management Plan to Target Enterprises -------------------------------------------------------------------------------- CHINA HARZONE INDUSTRY CORP., LTD. Ticker: 300527 Security ID: Y1R9AD103 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Daily For For Management Related-party Transactions 2 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- CHINA HARZONE INDUSTRY CORP., LTD. Ticker: 300527 Security ID: Y1R9AD103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA HARZONE INDUSTRY CORP., LTD. Ticker: 300527 Security ID: Y1R9AD103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 9 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 10 Approve 2019 Related Party Transaction For For Management -------------------------------------------------------------------------------- CHINA HI-TECH GROUP CO., LTD. Ticker: 600730 Security ID: Y1455A108 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Shaoxia as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA HI-TECH GROUP CO., LTD. Ticker: 600730 Security ID: Y1455A108 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Business Scope and For Against Management Amend Articles of Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Independent Directors Annual For For Management Working System 6 Amend Working System for Independent For For Management Directors 7 Amend Management System for Providing For For Management External Guarantees 8 Amend Related-Party Transaction For For Management Management System 9 Amend Regulation and Management System For For Management of Related Parties' Capital Transactions 10 Amend Management System of Raised Funds For For Management 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA HI-TECH GROUP CO., LTD. Ticker: 600730 Security ID: Y1455A108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Guarantee Provision Plan For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Investment in Financial For For Management Products -------------------------------------------------------------------------------- CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO., LTD. Ticker: 658 Security ID: G2112D105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zheng Qing as Director For For Management 3b Elect Gu Xiaobin as Director For For Management 3c Elect Chan Yau Ching, Bob as Director For For Management 3d Elect Jiang Jianhua as Director For For Management 3e Elect Nathan Yu Li as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Baker Tilly Hong Kong Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Use of Proceeds For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Partnership For For Management Investment Plan -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Entity For For Management 2.2 Approve Name of Bond For For Management 2.3 Approve Issue Scale For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Determination and Adjustment For For Management of Bond Interest Rate 2.6 Approve Issue Manner, Issue Party and For For Management Placement Arrangement 2.7 Approve Par Value and Issue Price For For Management 2.8 Approve Bond Form For For Management 2.9 Approve Repayment Method For For Management 2.10 Approve Credit Rating and Credit For For Management Rating Agencies 2.11 Approve Guarantee Situation For For Management 2.12 Approve Lead Underwriter For For Management 2.13 Approve Co-Lead Underwriter For For Management 2.14 Approve Bond Trustee For For Management 2.15 Approve Underwriting Method For For Management 2.16 Approve Usage of Raised Funds For For Management 2.17 Approve Pledge Repurchase Agreement For For Management 2.18 Approve Listing Location For For Management 2.19 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Related Party Transaction with For For Management Anson Securities Co., Ltd., and SDIC Finance Co., Ltd. 5 Approve Guarantee Method on Public For For Management Issuance of Bonds 6 Approve Signing a Guarantee Agreement For For Management with China Investment and Financing Guarantee Co., Ltd. and Paying the Guarantee Fee 7 Approve Counter Guarantee For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit, Deposit and Loan For For Management Transactions with SDIC Finance Co., Ltd. 2 Approve Adjustment to Investment in For For Management Zhongguancun Fund -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issuance Scale For For Management 1.2 Approve Issue Period For For Management 1.3 Approve Interest Rate and Method of For For Management Determination 1.4 Approve Issue Manner For For Management 1.5 Approve Target Subscribers For For Management 1.6 Approve Guarantee Arrangements For For Management 1.7 Approve Underwriting Manner For For Management 1.8 Approve Use of Proceeds For For Management 1.9 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA HONGQIAO GROUP LIMITED Ticker: 1378 Security ID: G21150100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Zhang Bo as Director For For Management 2.2 Elect Zheng Shuliang as Director For Against Management 2.3 Elect Zhang Ruilian as Director For For Management 2.4 Elect Yang Congsen as Director For Against Management 2.5 Elect Zhang Jinglei as Director For Against Management 2.6 Elect Chen Yisong as Director For Against Management 2.7 Elect Xing Jian as Director For For Management 2.8 Elect Han Benwen as Director For For Management 2.9 Elect Dong Xinyi as Director For For Management 2.10 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Shinewing (HK) CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Granted by the General Meeting of Shareholders Relating to the Non-Public Issuance of Offshore Preference Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Granted by the General Meeting of Shareholders Relating to the Non-Public Issuance of Offshore Preference Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Jiangping as Director For For Management 2 Elect Hu Jianzhong as Supervisor For For Management 3 Approve Remuneration Package for the For For Management Year of 2017 and Settlement Plan for Tenure Incentive Income for 2015-2017 for Directors 4 Approve Remuneration Package for the For For Management Year of 2017 and Settlement Plan for Tenure Incentive Income for 2015-2017 for Supervisors 5 Elect Zheng Jiangping as Director For For Shareholder -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of Tier II Capital Bonds Resolution 1 Approve 2019 Final Financial Account For For Management Plan 2 Approve 2019 Profit Distribution Plan For For Management 3 Approve 2019 Work Report of the Board For For Management 4 Approve 2019 Work Report of the Board For For Management of Supervisors 5 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as Domestic and Overseas Auditors and Authorize Board to Fix Their Remuneration 6 Approve 2020 Fixed Asset Budget For For Management 7 Approve Remuneration Settlement Plan For For Management for 2018 of the Directors 8 Approve Remuneration Settlement Plan For For Management for 2018 of the Supervisors 9.1 Elect Wang Zhanfeng as Director For For Management 9.2 Elect Li Xin as Director For For Management 9.3 Elect Zhao Jiangping as Director For For Management 9.4 Elect Zheng Jiangping as Director For For Management 9.5 Elect Zhou Langlang as Director For For Management 9.6 Elect Tse Hau Yin as Director For For Management 9.7 Elect Shao Jingchun as Director For For Management 9.8 Elect Zhu Ning as Director For For Management 9.9 Elect Chen Yuanling as Director For For Management 10.1 Elect Hu Jianzhong as Supervisor For For Management 10.2 Elect Cheng Fengchao as Supervisor For For Management 10.3 Elect Han Xiangrong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Rujun as Director For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Further Amendment to the For Against Shareholder Articles of Association -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Shen Rujun as Director For For Management 2.2 Elect Huang Hao as Director For For Management 2.3 Elect Xiong Lianhua as Director For For Management 2.4 Elect Tan Lixia as Director For For Management 2.5 Elect Duan Wenwu as Director For For Management 2.6 Elect Huang Zhaohui as Director For For Management 2.7 Elect Liu Li as Director For For Management 2.8 Elect Siu Wai Keung as Director For For Management 2.9 Elect Ben Shenglin as Director For For Management 2.10 Elect Peter Hugh Nolan as Director For For Management 3.1 Elect Jin Lizuo as Supervisor For For Management 3.2 Elect Cui Zheng as Supervisor For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan on the Initial Public For For Management Offering and Listing of RMB Ordinary Shares (A Shares) 2 Authorize Board to Deal with All For For Management Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 3 Approve Use of Proceeds from the For For Management Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 4 Amend Articles of Association For For Management 5 Approve Dilution of Immediate Returns For For Management Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures 6 Approve Price Stabilization Plan of A For For Management Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 7 Approve Undertakings on the For For Management Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 8 Approve Plan for Shareholders' Return For For Management within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 9 Approve Report on the Use of For For Management Previously Raised Proceeds 10 Approve Directors' Remuneration Package For For Management 11 Approve Supervisors' Remuneration For For Management Package 12 Approve Purchase of Liability For For Management Insurance for the A Shares Prospectus 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan on the Initial Public For For Management Offering and Listing of RMB Ordinary Shares (A Shares) 2 Authorize Board to Deal with All For For Management Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 3 Approve Use of Proceeds from the For For Management Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 4 Approve Dilution of Immediate Returns For For Management Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures 5 Approve Price Stabilization Plan of A For For Management Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 6 Approve Undertakings on the For For Management Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) 7 Approve Report on the Use of For For Management Previously Raised Proceeds -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Accounting Firm and Deloitte Touche Tohmatsu as International Accounting Firm and Authorize Board to Fix Their Remuneration 6 Approve Plan on Authorization of the For For Management Shareholders' General Meeting to the Board of Directors -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolution Regarding the For For Management Matters Relating to Qianhai Land Preparation 2 Approve Updates of the Credit For For Management Guarantee Provided by CIMC Vehicles (Group) Co., Ltd. and Its Holding Subsidiaries to their Distributors and Customers in 2019 3 Approve Updates of the Credit For For Management Guarantee Provided by CIMC Enric Holdings Limited and Its Holding Subsidiaries to their Customers in 2019 4 Approve Registration and Issuance of For For Shareholder Private Placement Notes (PPN) by Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. 5 Approve Updates of the Financial For Against Management Institutions Facility and Project Guarantee Provided to the Subsidiaries of the Company in 2019 -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolution Regarding the For For Management Matters Relating to Qianhai Land Preparation 2 Approve Updates of the Credit For For Management Guarantee Provided by CIMC Vehicles (Group) Co., Ltd. and Its Holding Subsidiaries to their Distributors and Customers in 2019 3 Approve Updates of the Credit For For Management Guarantee Provided by CIMC Enric Holdings Limited and Its Holding Subsidiaries to their Customers in 2019 4 Approve Registration and Issuance of For For Shareholder Private Placement Notes (PPN) by Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. 5 Approve Updates of the Financial For Against Management Institutions Facility and Project Guarantee Provided to the Subsidiaries of the Company in 2019 -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transaction/Ordinary Related-Party Transactions with Cosco Shipping Development Co., Ltd. 2 Approve Acceptance and Provision of For For Management Financial Assistance of Connected/Related Party by the Controlling Subsidiaries of Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transaction/Ordinary Related-Party Transactions with Cosco Shipping Development Co., Ltd. 2 Approve Acceptance and Provision of For For Management Financial Assistance of Connected/Related Party by the Controlling Subsidiaries of Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution and For For Management Dividend Distribution Proposal 5 Approve Appointment of Accounting Firm For For Management in 2020 6 Approve Provision of Mortgage Loan For For Management Credit Guarantees by Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. and Its Holding Subsidiaries to Buyers of Commercial Housings 7 Approve Provision of Credit Guarantees For For Management by CIMC Vehicles (Group) Co., Ltd. and Its Holding Subsidiaries for Its Distributors and Clients 8 Approve Application by CIMC Finance For Against Management Company Limited to Provide External Guarantees Business for the Group's Subsidiaries 9 Approve Provision of Credit Guarantees For For Management by C&C Trucks Co. Ltd. and Its Holding Subsidiaries for Its Distributors and Clients 10 Approve Provision of Buyer Financing For For Management by CIMC Enric Holdings Limited and Its Holding Subsidiaries for Its Clients and Minority Shareholders 11 Approve Provision of Credit Guarantees For For Management by CIMC Modern Logistics Development Co., Ltd. and Its Holding Subsidiaries for Its Clients 12 Approve Provision of Buyer Credit by For For Management CIMC Container Holding Co., Ltd. and Its Holding Subsidiaries for Its Clients 13 Approve Provision of Credit Guarantee For For Management by Shaanxi CIMC Vehicle Industrial Park Investment and Development Co., Ltd. for Its Clients 14 Approve Provision of Credit Guarantee For For Management by Shenyang CIMC Industrial Park Investment and Development Co., Ltd. for Its Clients 15 Approve Guarantee Provided by Shenzhen For Against Management CIMC Skyspace Real Estate Development Co., Ltd. to Qujing Project Company 16 Approve Guarantee Provided by Shenzhen For Against Management CIMC Skyspace Real Estate Development Co., Ltd. to Shangrong Real Estate and Shangtai Real Estate 17 Approve Credit Guarantee Provided by For For Management CIMC Financing and Leasing Co., Ltd. and Its Holding Subsidiaries to their Customers 18 Approve Fund Operation of Bonus For For Management Balance under the Profit Sharing Scheme 19 Approve Provision of Financial For For Management Assistance to a Connected Party by a Controlling Subsidiary of Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. 20.1 Approve Satisfaction of the Conditions For For Management for Public Issuance of Corporate Bonds to Qualified Investors 20.2 Approve Scheme for Public Issuance of For For Management Corporate Bonds to Qualified Investors 20.3 Approve Authorization to the Board by For For Management the General Meeting and Authorization to the Persons by the Board to Handle All the Matters Relating to the Public Issuance of Corporate Bonds to Qualified Investors in their Discretion 21 Approve Amendments to the Articles of For For Management Association 22 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 23 Approve Registration and Issuance of For For Management Medium-Term Notes (including Perpetual Medium Term Notes) and Super & Short-Term Commercial Papers 24 Approve Resolution Regarding Financial For For Management Institutions Facility and Project Guarantee Provided to the Subsidiaries of the Company in 2020 25 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 26 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution and For For Management Dividend Distribution Proposal 5 Approve Appointment of Accounting Firm For For Management in 2020 6 Approve Provision of Mortgage Loan For For Management Credit Guarantees by Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. and Its Holding Subsidiaries to Buyers of Commercial Housings 7 Approve Provision of Credit Guarantees For For Management by CIMC Vehicles (Group) Co., Ltd. and Its Holding Subsidiaries for Its Distributors and Clients 8 Approve Application by CIMC Finance For Against Management Company Limited to Provide External Guarantees Business for the Group's Subsidiaries 9 Approve Provision of Credit Guarantees For For Management by C&C Trucks Co. Ltd. and Its Holding Subsidiaries for Its Distributors and Clients 10 Approve Provision of Buyer Financing For For Management by CIMC Enric Holdings Limited and Its Holding Subsidiaries for Its Clients and Minority Shareholders 11 Approve Provision of Credit Guarantees For For Management by CIMC Modern Logistics Development Co., Ltd. and Its Holding Subsidiaries for Its Clients 12 Approve Provision of Buyer Credit by For For Management CIMC Container Holding Co., Ltd. and Its Holding Subsidiaries for Its Clients 13 Approve Provision of Credit Guarantee For For Management by Shaanxi CIMC Vehicle Industrial Park Investment and Development Co., Ltd. for Its Clients 14 Approve Provision of Credit Guarantee For For Management by Shenyang CIMC Industrial Park Investment and Development Co., Ltd. for Its Clients 15 Approve Guarantee Provided by Shenzhen For Against Management CIMC Skyspace Real Estate Development Co., Ltd. to Qujing Project Company 16 Approve Guarantee Provided by Shenzhen For Against Management CIMC Skyspace Real Estate Development Co., Ltd. to Shangrong Real Estate and Shangtai Real Estate 17 Approve Credit Guarantee Provided by For For Management CIMC Financing and Leasing Co., Ltd. and Its Holding Subsidiaries to their Customers 18 Approve Fund Operation of Bonus For For Management Balance under the Profit Sharing Scheme 19 Approve Provision of Financial For For Management Assistance to a Connected Party by a Controlling Subsidiary of Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. 20.1 Approve Satisfaction of the Conditions For For Management for Public Issuance of Corporate Bonds to Qualified Investors 20.2 Approve Scheme for Public Issuance of For For Management Corporate Bonds to Qualified Investors 20.3 Approve Authorization to the Board by For For Management the General Meeting and Authorization to the Persons by the Board to Handle All the Matters Relating to the Public Issuance of Corporate Bonds to Qualified Investors in their Discretion 21 Approve Amendments to the Articles of For For Management Association 22 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 23 Approve Registration and Issuance of For For Management Medium-Term Notes (including Perpetual Medium Term Notes) and Super & Short-Term Commercial Papers 24 Approve Resolution Regarding Financial For For Management Institutions Facility and Project Guarantee Provided to the Subsidiaries of the Company in 2020 25 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 26 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Haikou International Duty Free City Project 2 Approve Signing of Financial Services For For Management Agreement -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For Did Not Vote Management of Haikou International Duty Free City Project 2 Approve Signing of Financial Services For Did Not Vote Management Agreement -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Guoqiang as Non-Independent For For Shareholder Director 1.2 Elect Xue Jun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Guoqiang as Non-Independent For Did Not Vote Shareholder Director 1.2 Elect Xue Jun as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve to Appoint Internal Auditor For For Management 3 Elect Zhang Yin as Non-independent For For Shareholder Director 4 Elect Liu Defu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management 2 Approve to Appoint Internal Auditor For Did Not Vote Management 3 Elect Zhang Yin as Non-independent For Did Not Vote Shareholder Director 4 Elect Liu Defu as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Elect Liu Defu as Supervisor For For Shareholder 8 Approve Equity Acquisition For For Shareholder 9.1 Elect Peng Hui as Non-Independent For For Shareholder Director 9.2 Elect Chen Guoqiang as Non-Independent For For Shareholder Director 9.3 Elect Xue Jun as Non-Independent For For Shareholder Director 9.4 Elect Zhang Yin as Non-Independent For For Shareholder Director 10.1 Elect Zhang Rungang as Independent For For Shareholder Director 10.2 Elect Wang Bin as Independent Director For For Shareholder 10.3 Elect Liu Yan as Independent Director For For Shareholder -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Report of the Independent For Did Not Vote Management Directors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Elect Liu Defu as Supervisor For Did Not Vote Shareholder 8 Approve Equity Acquisition For Did Not Vote Shareholder 9.1 Elect Peng Hui as Non-Independent For Did Not Vote Shareholder Director 9.2 Elect Chen Guoqiang as Non-Independent For Did Not Vote Shareholder Director 9.3 Elect Xue Jun as Non-Independent For Did Not Vote Shareholder Director 9.4 Elect Zhang Yin as Non-Independent For Did Not Vote Shareholder Director 10.1 Elect Zhang Rungang as Independent For Did Not Vote Shareholder Director 10.2 Elect Wang Bin as Independent Director For Did Not Vote Shareholder 10.3 Elect Liu Yan as Independent Director For Did Not Vote Shareholder -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name For For Management 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 6 Amend Working System for Independent For Against Management Directors 7 Approve Adjustment of Allowance of For For Management Independent Directors 8 Amend Measures for Management of For Against Management Remuneration of Independent Directors 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name For Did Not Vote Management 2 Approve Amendments to Articles of For Did Not Vote Management Association 3 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 6 Amend Working System for Independent For Did Not Vote Management Directors 7 Approve Adjustment of Allowance of For Did Not Vote Management Independent Directors 8 Amend Measures for Management of For Did Not Vote Management Remuneration of Independent Directors 9 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- CHINA JINMAO HOLDINGS GROUP LIMITED Ticker: 817 Security ID: Y1500V107 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions 2 Approve Deposit Services, Loan For For Management Services, Financing Factoring Services Under the Financial Services Framework Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA JINMAO HOLDINGS GROUP LIMITED Ticker: 817 Security ID: Y1500V107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Li Congrui as Director For For Management 3B Elect Yang Lin as Director For Against Management 3C Elect Su Xijia as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issue Scale For For Management 2.2 Approve Issue Price and Bond Interest For For Management Rate 2.3 Approve Bond Period and Repayment For For Management Method 2.4 Approve Issue Manner and Target For For Management Subscribers 2.5 Approve Guarantee Situation For For Management 2.6 Approve Redemption and Resale Terms For For Management 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Safeguard Measures of Debts For For Management Repayment 2.9 Approve Underwriting Method, Listing For For Management and Resolution Validity Period 2.10 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Transfer of Equity For For Management -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Cash Dividend Distribution For For Management from Capital Reserve 7 Approve Appointment of Auditor and For For Management Internal Control Auditor as well as Payment of Remuneration for Auditor 8.1 Approve Daily Related-Party For For Management Transactions with CNBM International Corporation 8.2 Approve Daily Related-Party For For Management Transactions with Lianyungang Zhongfu Lianzhong Composites Group Co., Ltd. 8.3 Approve Daily Related-Party For For Management Transactions with CNBM Technology Co., Ltd. 8.4 Approve Related Party Transactions For For Management with Zhenshi Holding Group Co., Ltd. and Its Direct and Indirect Controlling Company 8.5 Approve Daily Related-Party For For Management Transactions with Zhejiang Hengshi Fiber Base Industry Co., Ltd. and Its Direct and Indirect Controlling Company 9 Approve Financing Credit For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Issuance of Corporate Bonds For For Management and Debt Financing Instruments 12 Approve Forward Foreign Exchange For For Management Transactions, Currency Interest Rate Swaps, and and Precious Metals Futures Trading Business -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Number of For For Management Members of the Board of Supervisors 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA LESSO GROUP HOLDINGS LIMITED Ticker: 2128 Security ID: G2157Q102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zuo Manlun as Director For For Management 3b Elect Zuo Xiaoping as Director For For Management 3c Elect Lai Zhiqiang as Director For For Management 3d Elect Chen Guonan as Director For For Management 3e Elect Huang Guirong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6b Authorize Repurchase of Issued Share For For Management Capital 6c Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LTD. (TAIWAN) Ticker: 2823 Security ID: Y1478C107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect Yu Ling Kuo, Representative of For For Management China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director 5.2 Elect Hui Chi Shih, Representative of For For Management China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director 5.3 Elect Shan Jung Yu, Representative of For For Management China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director 5.4 Elect Stephanie Hwang, Representative For For Management of Tai Li Investment Co Ltd, with Shareholder No. 213450, as Non-Independent Director 5.5 Elect Tony T.M. Hsu, Representative of For For Management Tai Li Investment Co Ltd, with Shareholder No. 213450, as Non-Independent Director 5.6 Elect Johnson F.H.Huang, with ID No. For For Management A121695XXX, as Independent Director 5.7 Elect Cheng Hsien Tsai, with ID No. For For Management D120899XXX, as Independent Director 5.8 Elect Da Bai Shen, with ID No. For For Management A122103XXX, as Independent Director 5.9 Elect Ming Rong Lai, with ID No. For For Management A121224XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Peng as Director For For Shareholder 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Approve Company Framework Agreement, For For Management Pension Company Framework Agreement, Annual Caps and Related Transactions 3.2 Approve CLIC Framework Agreement, For For Management CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions 4 Approve Renewal of the Framework For For Management Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd. 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Peng as Director For For Shareholder 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Approve Company Framework Agreement, For For Management Pension Company Framework Agreement, Annual Caps and Related Transactions 3.2 Approve CLIC Framework Agreement, For For Management CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions 4 Approve Renewal of the Framework For For Management Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd. 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment by the Company in For For Management China Life Aged-care Industry Investment Fund -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment by the Company in For For Management China Life Aged-care Industry Investment Fund -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Lam Chi Kuen as Director For For Management 7 Approve Ernst & Young Hua Ming LLP as For For Management the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Lam Chi Kuen as Director For For Management 7 Approve Ernst & Young Hua Ming LLP as For For Management the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CHINA LILANG LTD. Ticker: 1234 Security ID: G21141109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3.1 Elect Wang Liang Xing as Director For Against Management 3.2 Elect Lu Hong Te as Director For Against Management 3.3 Elect Nie Xing as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Ticker: 772 Security ID: G2121R103 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Revision of Annual For For Management Caps Under 2019 IP Cooperation Framework Agreement -------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Ticker: 772 Security ID: G2121R103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Cheng Wu as Director For For Management 2b Elect Hou Xiaonan as Director For For Management 2c Elect James Gordon Mitchell as Director For For Management 2d Elect Wu Wenhui as Director For For Management 2e Elect Cheng Yun Ming Matthew as For For Management Director 2f Elect Yu Chor Woon Carol as Director For For Management 2g Elect Leung Sau Ting Miranda as For For Management Director 2h Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares 5 Approve Grant of Mandate to Issue For For Management Shares Under the Restricted Share Unit Scheme 6 Amend Memorandum and Articles of For For Management Association and Adopt Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- CHINA LOGISTICS PROPERTY HOLDINGS CO., LTD Ticker: 1589 Security ID: G21209104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Li Shifa as Director For For Management 3 Elect Wu Guolin as Director For For Management 4 Elect Huang Xufeng as Director For For Management 5 Elect Fung Ching Simon as Director For For Management 6 Elect Chen Yaomin as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA LOGISTICS PROPERTY HOLDINGS CO., LTD Ticker: 1589 Security ID: G21209104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Lease Framework Agreement, For For Management Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Jinbiao as Director For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xiaoliang as Director For For Management 2 Elect Hao Jingru as Supervisor For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Statements 4 Approve 2019 Final Financial Accounts For For Management Report 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Financial Budget Plan For Against Management 7 Approve Remuneration Plan of Directors For For Management and Supervisors 8 Approve Baker Tilly China Certified For For Management Public Accountants LLP as PRC Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration 9 Approve Ernst & Young as International For For Management Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration 10 Amend Articles of Association For For Management 11 Approve General Mandate to Apply for For For Management Registration and Issuance of Debt Financing Instruments in the PRC 12 Approve Application for Registration For For Management and Issuance of Debt Financing Instruments of Non-Financial Enterprises in the PRC 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA MACHINERY ENGINEERING CORPORATION Ticker: 1829 Security ID: Y1501U108 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bai Shaotong as Director For For Management 2 Elect Fang Yanshui as Director For For Management 3 Elect Wang Huifang as Supervisor For For Management -------------------------------------------------------------------------------- CHINA MACHINERY ENGINEERING CORPORATION Ticker: 1829 Security ID: Y1501U108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Board 3 Approve 2019 Audited Consolidated For For Management Financial Statements and Independent Auditor's Report 4 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 5 Approve Ernst & Young and Ernst & For For Management Young Hua Ming LLP (Special General Partnership) as International Auditor and Domestic Auditor, Respectively, and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued H Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Issuance of H Shares For For Management Convertible Bonds 9 Approve Issuance of Corporate Bonds For For Management 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Approve Proposals Put Forward by Any For Against Management Shareholder(s) Holding Three Percent or More of the Shares Entitled to Vote -------------------------------------------------------------------------------- CHINA MACHINERY ENGINEERING CORPORATION Ticker: 1829 Security ID: Y1501U108 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA MAN-MADE FIBER CORP. Ticker: 1718 Security ID: Y1488M103 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect Chih-Ming Shih, with SHAREHOLDER For For Management NO.L103050XXX as Independent Director -------------------------------------------------------------------------------- CHINA MAPLE LEAF EDUCATIONAL SYSTEMS LIMITED Ticker: 1317 Security ID: G21151116 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Shu Liang Sherman Jen as Director For For Management 3b Elect Howard Robert Balloch as Director For For Management 3c Elect Peter Humphrey Owen as Director For For Management 3d Elect Alan Shaver as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA MEDICAL SYSTEM HOLDINGS LTD. Ticker: 867 Security ID: G21108124 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lam Kong as Director For For Management 3b Elect Chen Hongbing as Director For For Management 3c Elect Wu Chi Keung as Director For For Management 3d Elect Luo, Laura Ying as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Appoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA MEHECO GROUP CO., LTD. Ticker: 600056 Security ID: Y16635107 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participate in the Bidding for For For Management the Equity of Chongqing Pharmaceutical Health Industry Co., Ltd. 2 Approve Authorize the Management of For For Management the Company to Handle All Matters Related to the Participation in the Bidding for the Equity of Chongqing Pharmaceutical Health Industry Co., Ltd. -------------------------------------------------------------------------------- CHINA MEHECO GROUP CO., LTD. Ticker: 600056 Security ID: Y16635107 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- CHINA MEHECO GROUP CO., LTD. Ticker: 600056 Security ID: Y16635107 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Standard for For For Management Non-Independent Directors 2 Approve Remuneration of Independent For For Management Directors 3 Approve Remuneration of Supervisors For For Management 4.1 Elect Gao Yuwen as Non-Independent For For Shareholder Director 4.2 Elect Chen Hualiang as Non-Independent For For Shareholder Director 4.3 Elect Jin Hongyan as Non-Independent For For Shareholder Director 4.4 Elect Hou Wenling as Non-Independent For For Shareholder Director 4.5 Elect Xu Yi as Non-Independent Director For For Shareholder 5.1 Elect Guo Yunpei as Independent For For Management Director 5.2 Elect Shi Luwen as Independent Director For For Management 5.3 Elect Zhu Jigao as Independent Director For For Management 6.1 Elect Qiang Yong as Supervisor For For Shareholder 6.2 Elect Li Kehong as Supervisor For For Shareholder 6.3 Elect Feng Songtao as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA MEHECO GROUP CO., LTD. Ticker: 600056 Security ID: Y16635107 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- CHINA MEHECO GROUP CO., LTD. Ticker: 600056 Security ID: Y16635107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Application of Comprehensive For For Management Credit Lines from Bank 8 Approve Guarantee Provision Plan For Against Management 9 Approve Appointment of Auditor For For Management 10 Approve 2019 and 2020 Daily Related For For Management Party Transactions 11 Approve Application of Comprehensive For For Management Credit Lines -------------------------------------------------------------------------------- CHINA MEHECO GROUP CO., LTD. Ticker: 600056 Security ID: Y16635107 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Hongxin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA MEIDONG AUTO HOLDINGS LIMITED Ticker: 1268 Security ID: G21192102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Ye Tao as Director For For Management 2.1b Elect Chen Guiyi as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares 7 Approve Final Dividend For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial For For Management Statements 5 Approve 2019 Profit Appropriation Plan For For Management 6 Approve 2020 Engagement of Accounting For For Management Firms 7 Approve 2019 Related Party Transaction For For Management Report 8 Approve the 2020-2022 Mid-term Capital For For Management Management Plan 9 Approve Extension of the General For For Management Mandate to Issue Financial Bonds and Certificates of Deposit (CD) 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial For For Management Statements 5 Approve 2019 Profit Appropriation Plan For For Management 6 Approve 2020 Engagement of Accounting For For Management Firms 7 Approve 2019 Related Party Transaction For For Management Report 8 Approve the 2020-2022 Mid-term Capital For For Management Management Plan 9 Approve Extension of the General For For Management Mandate to Issue Financial Bonds and Certificates of Deposit (CD) 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS ENERGY SHIPPING CO., LTD. Ticker: 601872 Security ID: Y15039129 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provide Payment Guarantees to For For Management 4 New VLCC Shipyards 2 Approve Provide Guarantee for VLOC For For Management Joint Venture Project -------------------------------------------------------------------------------- CHINA MERCHANTS ENERGY SHIPPING CO., LTD. Ticker: 601872 Security ID: Y15039129 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition For For Management 2 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS ENERGY SHIPPING CO., LTD. Ticker: 601872 Security ID: Y15039129 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Bank Credit Line For For Management Application 7 Approve Appointments of Financial and For For Management Internal Control Auditor 8 Approve Additional 2019 Related Party For For Management Transaction 9.1 Approve Related Party Transaction with For For Management Shekou Youlian Shipyard and Its Subsidiaries 9.2 Approve Related Party Transaction with For For Management China Petrochemical Corporation and Its Subsidiaries 9.3 Approve Related Party Transaction with For For Management China Merchants Energy Trading Co., Ltd. 9.4 Approve Related Party Transaction with For For Management China Merchants Hoi Tung Trading Co., Ltd. and Its Subsidiaries 9.5 Approve Related Party Transaction with For For Management Shenzhen Haishun Marine Services Co., Ltd. 9.6 Approve Related Party Transaction with For For Management Sinotrans Changhang Group and Its Subsidiaries 9.7 Approve Related Party Transaction with For For Management Sinotrans Limited and Its Subsidiaries 9.8 Approve Related Party Transaction with For For Management Liaoning Port Group Co., Ltd. and Its Subsidiaries 10 Approve to Adjust the Allowance For For Management Standard of Independent Directors 11 Approve Change of Registered Capital For For Management 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 15 Approve Signing of COA Agreement to For For Management Provide Performance Guarantee 16 Approve Guarantee Provision to For For Management Associate Company 17 Approve Guarantee Provision Plan For For Management 18 Approve Related Party Transaction in For For Management Connection to Building 4 Multi-purpose Ships -------------------------------------------------------------------------------- CHINA MERCHANTS EXPRESSWAY NETWORK TECHNOLOGY HLDS CO., LTD. Ticker: 001965 Security ID: Y1504Y107 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Xiufeng as Non-Independent For For Shareholder Director 1.2 Elect Liu Changsong as Non-Independent For For Shareholder Director 1.3 Elect Su Jian as Non-Independent For For Shareholder Director 1.4 Elect Li Zhonghan as Non-Independent For For Shareholder Director 1.5 Elect Wang Fumin as Non-Independent For For Shareholder Director 1.6 Elect Ye Hong as Non-Independent For For Shareholder Director 1.7 Elect Li Zhenpeng as Non-Independent For For Shareholder Director 1.8 Elect Zhou Yibo as Non-Independent For For Shareholder Director 2.1 Elect Zheng Jianlong as Independent For For Shareholder Director 2.2 Elect Zhang Limin as Independent For For Shareholder Director 2.3 Elect Zhang Zhixue as Independent For For Shareholder Director 2.4 Elect Liang Bin as Independent Director For For Shareholder 3.1 Elect Liu Qingliang as Supervisor For For Shareholder 3.2 Elect Zhou Zuliang as Supervisor For For Shareholder 4 Approve Guarantee Provision from For For Management Wholly Owned Subsidiary 5 Approve Guarantee Provision by China For For Management Merchants Chongqing Transportation Research and Design Institute Co., Ltd. to Chongqing Wanqiao Transportation Technology Development Co., Ltd. -------------------------------------------------------------------------------- CHINA MERCHANTS EXPRESSWAY NETWORK TECHNOLOGY HLDS CO., LTD. Ticker: 001965 Security ID: Y1504Y107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2 Approve Provision of Guarantee by For For Management Wholly-owned Subsidiary to Controlled Subsidiary 3 Approve Mutual Guarantee For For Management 4 Approve Issuance of Corporate Bonds For For Management and Authorization of the Board to Handle Related Matters -------------------------------------------------------------------------------- CHINA MERCHANTS EXPRESSWAY NETWORK TECHNOLOGY HLDS CO., LTD. Ticker: 001965 Security ID: Y1504Y107 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Associated Transaction of For For Management Investment in China Merchants Ping An Infrastructure Equity Investment Fund 2 Approve Financial Service Agreement For For Management 3 Approve Related Party Transaction on For For Management Deposits and Loans 4 Approve Related Party Transactions for For For Management Donating Public Welfare Funds -------------------------------------------------------------------------------- CHINA MERCHANTS EXPRESSWAY NETWORK TECHNOLOGY HLDS CO., LTD. Ticker: 001965 Security ID: Y1504Y107 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Bidding of For For Management Zhejiang Highway Asset Package Project as well as Authorization of Company's Chairman and/or Management to Handle All Related Matters -------------------------------------------------------------------------------- CHINA MERCHANTS EXPRESSWAY NETWORK TECHNOLOGY HLDS CO., LTD. Ticker: 001965 Security ID: Y1504Y107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 8 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 9 Approve Amendments to Articles of For Against Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary for China Merchants Ecological Environmental Protection Technology Co., Ltd. 14 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary for Chongqing Huachi Communications Scientific & Technical Co., Ltd. 15 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary for Chongqing Wanqiao Communication-Tech Co., Ltd. 16 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary for Chongqing Zhixiang Pavement Technology Engineering Co., Ltd. 17 Approve Guarantee Provision by For Against Management Wholly-Owned Subsidiary for China Merchants Expressway Information Technology (Chongqing) Co., Ltd. -------------------------------------------------------------------------------- CHINA MERCHANTS LAND LIMITED Ticker: 978 Security ID: G210AW106 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-Amended and Restated For For Management Non-Competition Deed and Related Transactions -------------------------------------------------------------------------------- CHINA MERCHANTS LAND LIMITED Ticker: 978 Security ID: G210AW106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yu Zhiliang as Director For For Management 2b Elect Wong Wing Kuen, Albert as For For Management Director 2c Elect Chen Yanping as Director For For Management 2d Elect He Qi as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4b Authorize Repurchase of Issued Share For For Management Capital 4c Authorize Reissuance of Repurchased For For Management Shares 5a Approve Final Dividends For For Management 5b Authorize Board to Handle All Matters For For Management in Relation to the Payment of Final Dividend -------------------------------------------------------------------------------- CHINA MERCHANTS LAND LIMITED Ticker: 978 Security ID: G210AW106 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- CHINA MERCHANTS PORT GROUP CO., LTD. Ticker: 201872 Security ID: Y1565S114 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Working System for Independent For For Management Directors 7 Amend Related-Party Transaction For For Management Management System 8 Amend Management System of Raised Funds For For Management 9 Amend Special System for Selecting and For For Management Hiring Auditors 10 Approve Establishment of Management For For Management System for Providing External Guarantees 11 Approve Change in the Use of Proceeds For For Management 12 Approve Use of Raised Funds to Provide For Against Management Loans for Fundraising Projects of Controlled Subsidiary 13 Approve Adjustment to Loan Limit and For For Management Signing of Financial Services Supplemental Agreement 14 Approve Related Party Transaction in For For Management Connection to Financial Assistance Provision and External Investment -------------------------------------------------------------------------------- CHINA MERCHANTS PORT GROUP CO., LTD. Ticker: 201872 Security ID: Y1565S106 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Working System for Independent For For Management Directors 7 Amend Related-Party Transaction For For Management Management System 8 Amend Management System of Raised Funds For For Management 9 Amend Special System for Selecting and For For Management Hiring Auditors 10 Approve Establishment of Management For For Management System for Providing External Guarantees 11 Approve Change in the Use of Proceeds For For Management 12 Approve Use of Raised Funds to Provide For Against Management Loans for Fundraising Projects of Controlled Subsidiary 13 Approve Adjustment to Loan Limit and For For Management Signing of Financial Services Supplemental Agreement 14 Approve Related Party Transaction in For For Management Connection to Financial Assistance Provision and External Investment -------------------------------------------------------------------------------- CHINA MERCHANTS PORT GROUP CO., LTD. Ticker: 201872 Security ID: Y1565S114 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Basis and Purpose For For Management 1.2 Approve Criteria to Select Plan For For Management Participants 1.3 Approve Incentive Tools and Underlying For For Management Stock Sources 1.4 Approve Number and Value of Stock For For Management Options Granted 1.5 Approve Exercise Price of Stock Options For For Management 1.6 Approve Effective Date and Validity of For For Management Stock Option Plan 1.7 Approve Grant of Equity Options For For Management 1.8 Approve Effectiveness and Exercise of For For Management Stock Options 1.9 Approve Non-transferable Provisions For For Management for Stock Options 1.10 Approve Treatment Under Special For For Management Circumstances 1.11 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 1.12 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.13 Approve Management, Revision and For For Management Termination of the Plan 1.14 Approve Information Disclosure For For Management 1.15 Approve Supplementary Clause For For Management 2.1 Approve General Rules For For Management 2.2 Approve Criteria to Select Plan For For Management Participants 2.3 Approve Incentive Tools, Underlying For For Management Stocks and Sources 2.4 Approve Grant Amount and Distribution For For Management 2.5 Approve Grant of Stock Options For For Management 2.6 Approve Effectiveness and Exercise of For For Management Stock Options 2.7 Approve Accounting Treatment of Stock For For Management Options and its Impact on Company Performance 2.8 Approve Non-transferable Provisions For For Management for Stock Options 2.9 Approve Treatment Under Special For For Management Circumstances 2.10 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 2.11 Approve Grant and Exercise Procedures For For Management for Stock Options 2.12 Approve Rights and Obligations of the For For Management Plan Participants and the Company 2.13 Approve Revision and Termination of For For Management this Incentive Plan 2.14 Approve Information Disclosure For For Management 2.15 Approve Supplementary Clause For For Management 3 Approve Management Method of Stock For For Management Option Incentive Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA MERCHANTS PORT GROUP CO., LTD. Ticker: 201872 Security ID: Y1565S106 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Basis and Purpose For For Management 1.2 Approve Criteria to Select Plan For For Management Participants 1.3 Approve Incentive Tools and Underlying For For Management Stock Sources 1.4 Approve Number and Value of Stock For For Management Options Granted 1.5 Approve Exercise Price of Stock Options For For Management 1.6 Approve Effective Date and Validity of For For Management Stock Option Plan 1.7 Approve Grant of Equity Options For For Management 1.8 Approve Effectiveness and Exercise of For For Management Stock Options 1.9 Approve Non-transferable Provisions For For Management for Stock Options 1.10 Approve Treatment Under Special For For Management Circumstances 1.11 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 1.12 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.13 Approve Management, Revision and For For Management Termination of the Plan 1.14 Approve Information Disclosure For For Management 1.15 Approve Supplementary Clause For For Management 2.1 Approve General Rules For For Management 2.2 Approve Criteria to Select Plan For For Management Participants 2.3 Approve Incentive Tools, Underlying For For Management Stocks and Sources 2.4 Approve Grant Amount and Distribution For For Management 2.5 Approve Grant of Stock Options For For Management 2.6 Approve Effectiveness and Exercise of For For Management Stock Options 2.7 Approve Accounting Treatment of Stock For For Management Options and its Impact on Company Performance 2.8 Approve Non-transferable Provisions For For Management for Stock Options 2.9 Approve Treatment Under Special For For Management Circumstances 2.10 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 2.11 Approve Grant and Exercise Procedures For For Management for Stock Options 2.12 Approve Rights and Obligations of the For For Management Plan Participants and the Company 2.13 Approve Revision and Termination of For For Management this Incentive Plan 2.14 Approve Information Disclosure For For Management 2.15 Approve Supplementary Clause For For Management 3 Approve Management Method of Stock For For Management Option Incentive Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA MERCHANTS PORT GROUP CO., LTD. Ticker: 201872 Security ID: Y1565S106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Daily Related-party For For Management Transactions 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Deposit and Loan For For Management 8 Approve Additional External Guarantee For Against Management Provision 9 Approve Credit Line Application For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Corporate Bond Issuance For For Management 12 Approve Financial Assistance Provision For For Management by Controlled Subsidiary 13 Approve Financial Assistance for For Against Management Shenzhen Jinyu Rongtai Investment Development Co., Ltd. 14 Approve Financial Assistance for China For Against Management Merchants Port Development (Shenzhen) Co., Ltd. 15 Approve Financial Assistance for For Against Management Zhangzhou China Merchants Terminal Ltd. 16 Approve Financial Assistance for For Against Management Guangdong Yide Port Co., Ltd. 17 Approve Financial Assistance for China For Against Management Merchants Port (Zhoushan) Gunzhuang Logistics Co., Ltd. 18 Approve Allowance of Independent For For Management Directors 19.1 Elect Deng Renjie as Non-Independent For For Shareholder Director 19.2 Elect Bai Jingtao as Non-Independent For For Shareholder Director 19.3 Elect Yan Shuai as Non-Independent For For Shareholder Director 19.4 Elect Su Jian as Non-Independent For For Shareholder Director 19.5 Elect Song Dexing as Non-Independent For For Shareholder Director 19.6 Elect Zhang Yi as Non-Independent For For Shareholder Director 20.1 Elect Gao Ping as Independent Director For For Management 20.2 Elect Wang Zhenmin as Independent For For Management Director 20.3 Elect Li Qi as Independent Director For For Management 21.1 Elect Liu Yingjie as Supervisor For For Shareholder 21.2 Elect Hu Qin as Supervisor For For Shareholder 21.3 Elect Yang Yuntao as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS PORT GROUP CO., LTD. Ticker: 201872 Security ID: Y1565S114 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Daily Related-party For For Management Transactions 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Deposit and Loan For For Management 8 Approve Additional External Guarantee For For Management Provision 9 Approve Credit Line Application For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Corporate Bond Issuance For For Management 12 Approve Financial Assistance Provision For For Management by Controlled Subsidiary 13 Approve Financial Assistance for For For Management Shenzhen Jinyu Rongtai Investment Development Co., Ltd. 14 Approve Financial Assistance for China For For Management Merchants Port Development (Shenzhen) Co., Ltd. 15 Approve Financial Assistance for For For Management Zhangzhou China Merchants Terminal Ltd. 16 Approve Financial Assistance for For For Management Guangdong Yide Port Co., Ltd. 17 Approve Financial Assistance for China For For Management Merchants Port (Zhoushan) Gunzhuang Logistics Co., Ltd. 18 Approve Allowance of Independent For For Management Directors 19.1 Elect Deng Renjie as Non-Independent For For Shareholder Director 19.2 Elect Bai Jingtao as Non-Independent For For Shareholder Director 19.3 Elect Yan Shuai as Non-Independent For For Shareholder Director 19.4 Elect Su Jian as Non-Independent For For Shareholder Director 19.5 Elect Song Dexing as Non-Independent For For Shareholder Director 19.6 Elect Zhang Yi as Non-Independent For For Shareholder Director 20.1 Elect Gao Ping as Independent Director For For Management 20.2 Elect Wang Zhenmin as Independent For For Management Director 20.3 Elect Li Qi as Independent Director For For Management 21.1 Elect Liu Yingjie as Supervisor For For Shareholder 21.2 Elect Hu Qin as Supervisor For For Shareholder 21.3 Elect Yang Yuntao as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-Acceptance of the For For Management Mandatory Unconditional Cash Offer to Acquire All the Issued H Shares in Dalian Port (PDA) Company Limited and Related Transactions 2 Elect Ge Lefu as Director For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3Aa Elect Deng Renjie as Director For For Management 3Ab Elect Su Jian as Director For For Management 3Ac Elect Bai Jingtao as Director For For Management 3Ad Elect Kut Ying Hay as Director For Against Management 3Ae Elect Li Ka Fai David as Director For Against Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Grant of Options Under the For For Management Share Option Scheme 5B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5C Authorize Repurchase of Issued Share For For Management Capital 5D Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD. Ticker: 001914 Security ID: Y8345C103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Adjustment of Remuneration of For For Management Financial Auditor and Internal Control Auditor 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Deposit and Loan Business For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Daily Related Party For For Management Transactions with China Merchants Group 11 Approve Daily Related Party For For Management Transactions with AVIC International 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Signing of Financial Services For For Management Agreement -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904117 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Framework Agreement, For For Management Proposed Annual Caps and Related Transactions 2 Approve Provision of Guarantees by For For Shareholder China Merchants Securities International Company Limited for Its Wholly-Owned Subsidiaries -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Framework Agreement, For For Management Proposed Annual Caps and Related Transactions 2 Approve Provision of Guarantees by For For Shareholder China Merchants Securities International Company Limited for Its Wholly-Owned Subsidiaries -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904117 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Stock Ownership For For Management Scheme of China Merchants Securities Co., Ltd. (Draft) and Its Summary 2 Authorize Board to Deal with All For For Management Matters in Relation to the Employee Stock Ownership Scheme of the Company 3 Elect Gao Hong as Director For For Shareholder 4 Approve Determining the Price of For For Shareholder Purchasing Repurchased Shares Under and the Expected Scale of the Employee Stock Ownership Scheme of the Company -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Stock Ownership For For Management Scheme of China Merchants Securities Co., Ltd. (Draft) and its Summary 2 Authorize Board to Handle Related For For Management Matters of the Employee Stock Ownership Scheme 3 Elect Gao Hong as Director For For Shareholder 4 Approve Determining the Price of For For Shareholder Purchasing Repurchased Shares Under and the Expected Scale of the Employee Stock Ownership Scheme of the Company -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904117 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Working Report of the For For Management Board 2 Approve 2019 Working Report of the For For Management Supervisory Committee 3 Approve 2019 Duty Report of For For Management Independent Directors 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Final Accounts Report For For Management 6 Approve 2020 Budget for Proprietary For For Management Investment 7.01 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Bank Co., Ltd. 7.02 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Group Limited and Its Associates 7.03 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Fund Management Co., Ltd. 7.04 Approve Contemplated Ordinary Related For For Management Party Transactions with Bosera Asset Management Co., Ltd. 7.05 Approve Contemplated Ordinary Related For For Management Party Transactions with Great Wall Securities Co., Ltd. 7.06 Approve Contemplated Ordinary Related For For Management Party Transactions with China COSCO Shipping Corporation Limited Its Concerted Parties and Related Parties Where Huang Jian, Wang Daxiong Being the Director and Senior Management 7.07 Approve Contemplated Ordinary Related For For Management Party Transactions with PICC Life Insurance Company Limited and China-US Insurance Advisory Co., Ltd. 7.08 Approve Contemplated Ordinary Related For For Management Party Transactions with Connected Person 7.09 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties 8 Approve Appointment of Auditors For For Management 9 Approve Provision of Guarantees by For For Management China Merchants Securities International Company Limited for Its Wholly-Owned Subsidiaries 10 Amend Articles of Association For Against Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional H Shares 15.01 Approve Issuer of Debt Financing For For Management Instruments 15.02 Approve Issue Size of Debt Financing For For Management Instruments 15.03 Approve Type of Debt Financing For For Management Instruments 15.04 Approve Maturity of Debt Financing For For Management Instruments 15.05 Approve Interest Rate of Debt For For Management Financing Instruments 15.06 Approve Security and Other Credit For For Management Enhancement Arrangements 15.07 Approve Use of Proceeds For For Management 15.08 Approve Issue Price For For Management 15.09 Approve Issue Target For For Management 15.10 Approve Listing of Debt Financing For For Management Instruments 15.11 Approve Guarantee Measures for For For Management Repayment of Debt Financing Instruments 15.12 Approve Authorization for Issuance of For For Management the Company's Onshore and Offshore Debt Financing Instruments 15.13 Approve Validity Period of the For For Management Resolution 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Extension of the Validity For For Management Period of the Resolution on the Rights Issue Plan 18 Approve Extension of the Validity For For Management Period of the Full Authorization to the Board to Deal with Relevant Matters in Relation to the Rights Issue Plan 19 Approve Use of Previous Proceeds For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904117 Meeting Date: MAY 19, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolution on the Rights Issue Plan 2 Approve Extension of the Validity For For Management Period of the Full Authorization to the Board to Deal with Relevant Matters in Relation to the Rights Issue Plan -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Working Report of the For For Management Board 2 Approve 2019 Working Report of the For For Management Supervisory Committee 3 Approve 2019 Duty Report of For For Management Independent Directors 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Final Accounts Report For For Management 6 Approve 2020 Budget for Proprietary For For Management Investment 7.01 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Bank Co., Ltd. 7.02 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Group Limited and Its Associates 7.03 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Fund Management Co., Ltd. 7.04 Approve Contemplated Ordinary Related For For Management Party Transactions with Bosera Asset Management Co., Ltd. 7.05 Approve Contemplated Ordinary Related For For Management Party Transactions with Great Wall Securities Co., Ltd. 7.06 Approve Contemplated Ordinary Related For For Management Party Transactions with China COSCO Shipping Corporation Limited Its Concerted Parties and Related Parties Where Huang Jian, Wang Daxiong Being the Director and Senior Management 7.07 Approve Contemplated Ordinary Related For For Management Party Transactions with PICC Life Insurance Company Limited and China-US Insurance Advisory Co., Ltd. 7.08 Approve Contemplated Ordinary Related For For Management Party Transactions with Connected Person 7.09 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties 8 Approve Appointment of Auditors For For Management 9 Approve Provision of Guarantees by For For Management China Merchants Securities International Company Limited for Its Wholly-Owned Subsidiaries 10 Amend Articles of Association For Against Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional H Shares 15.01 Approve Issuer of Debt Financing For For Management Instruments 15.02 Approve Issue Size of Debt Financing For For Management Instruments 15.03 Approve Type of Debt Financing For For Management Instruments 15.04 Approve Maturity of Debt Financing For For Management Instruments 15.05 Approve Interest Rate of Debt For For Management Financing Instruments 15.06 Approve Security and Other Credit For For Management Enhancement Arrangements 15.07 Approve Use of Proceeds For For Management 15.08 Approve Issue Price For For Management 15.09 Approve Issue Target For For Management 15.10 Approve Listing of Debt Financing For For Management Instruments 15.11 Approve Guarantee Measures for For For Management Repayment of Debt Financing Instruments 15.12 Approve Authorization for Issuance of For For Management the Company's Onshore and Offshore Debt Financing Instruments 15.13 Approve Validity Period of the For For Management Resolution 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Extension of the Validity For For Management Period of the Resolution on the Rights Issue Plan 18 Approve Extension of the Validity For For Management Period of the Full Authorization to the Board to Deal with Relevant Matters in Relation to the Rights Issue Plan 19 Approve Use of Previous Proceeds For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: MAY 19, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolution on the Rights Issue Plan 2 Approve Extension of the Validity For For Management Period of the Full Authorization to the Board to Deal with Relevant Matters in Relation to the Rights Issue Plan -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Adjustment to Company's For For Management Initial Stock Option Granted 3.1 Elect Jiang Tiefeng as Non-Independent For Against Management Director 3.2 Elect Zhu Wenkai as Non-Independent For Against Management Director -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acceptance of Financial For For Management Assistance and Financial Assistance Provision as well as Related Party Transactions -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Donate Charity Funds to China Merchants Charitable Foundation 2.1 Approve Target Assets For For Shareholder 2.2 Approve Transaction Parties For For Shareholder 2.3 Approve Transaction Manners For For Shareholder 2.4 Approve Price Situation of Target For For Shareholder Assets 2.5 Approve Joint Venture Company, For For Shareholder Registered Capital and Organizational Form 2.6 Approve Profit and Loss During the For For Shareholder Transition Period 2.7 Approve Contractual Obligations and For For Shareholder Liability for Breach of the Transfer of the Underlying Asset Ownership 2.8 Approve Resolution Validity Period For For Shareholder 3 Approve Major Asset Restructuring is For For Shareholder in Accordance with the Relevant Laws and Regulations 4 Approve Transaction Complies with For For Shareholder Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 5 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 6 Approve Relevant Entities Does Not For For Shareholder Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Shareholder Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Constitute as For For Shareholder Major Asset Restructuring 9 Approve Transaction Does Not For For Shareholder Constitute as Related-party Transaction 10 Approve Transaction Does Not For For Shareholder Constitute as Restructure for Listing 11 Approve Signing of Capital Injection For For Shareholder Agreement, and Supplemental Agreement of Capital Injection Agreement I 12 Approve Report (Draft) and Summary on For For Shareholder Company's Major Assets Restructuring 13 Approve Relevant Audit Report, Review For For Shareholder Report and Evaluation Report of the Transaction 14 Approve Independence of Appraiser, the For For Shareholder Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Pricing Basis of the For For Shareholder Transaction and Its Fairness 16 Approve Self-inspection Report on For For Shareholder Company's Real Estate Business 17 Approve Change in the Usage of Raised For For Shareholder Funds for Capital Injection 18 Approve Stock Price Volatility Does For For Shareholder Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 19 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding to Major Asset Restructure Plan -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kong Ying as Independent Director For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of External Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve General Authorization on For For Management Issuance of Bond Products 9 Approve Deposits and Loans from China For For Management Merchants Bank 10 Approve Guarantee Provision to For For Management Controlled Subsidiary 11 Approve Guarantee Provision Limit to For Against Management Controlled Subsidiary 12 Approve Guarantee Provision to Joint For For Management Venture Company 13 Approve Provision of Financial For For Management Assistance for Associate Company 14 Approve Provision of Authorized For For Management Financial Assistance 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA METAL PRODUCTS CO., LTD. Ticker: 1532 Security ID: Y14954104 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect LIAO, LIOU YI with ID No. For For Management L100101XXX as Independent Director 5.2 Elect CHANG, MING JYE with ID No. For For Management A110435XXX as Independent Director 5.3 Elect LIN, JUNG CHUEN, with ID No. For For Management S101261XXX as Independent Director 5.4 Elect Non-Independent Director No. 1 None Against Shareholder 5.5 Elect Non-Independent Director No. 2 None Against Shareholder 5.6 Elect Non-Independent Director No. 3 None Against Shareholder 5.7 Elect Non-Independent Director No. 4 None Against Shareholder 5.8 Elect Non-Independent Director No. 5 None Against Shareholder 5.9 Elect Non-Independent Director No. 6 None Against Shareholder 6 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHINA MINMETALS RARE EARTH CO. LTD. Ticker: 000831 Security ID: Y1521G105 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Approve to Appoint Auditor For For Management 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA MINMETALS RARE EARTH CO. LTD. Ticker: 000831 Security ID: Y1521G105 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Guoping as Non-Independent For For Shareholder Director 1.2 Elect Wang Tao as Non-Independent For For Shareholder Director 1.3 Elect Deng Chuping as Non-Independent For For Shareholder Director 1.4 Elect Wu Shizhong as Non-Independent For For Shareholder Director 2.1 Elect Li Xingguo as Independent For For Management Director 2.2 Elect Luan Zhengming as Independent For For Management Director 2.3 Elect Hu Yan as Independent Director For For Management 3.1 Elect Niu Jingkun as Supervisor For For Shareholder 3.2 Elect Ren Jianhua as Supervisor For For Shareholder 3.3 Elect Yan Lijun as Supervisor For For Shareholder 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- CHINA MINMETALS RARE EARTH CO. LTD. Ticker: 000831 Security ID: Y1521G105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Liquidation and Closure of For For Management Affiliated Companies 7 Approve Annual Report and Summary For For Management 8 Approve Related Party Transaction For For Management 9 Approve Financial Services Agreement For For Management 10 Approve 2020 Financial Services For For Management Related Transactions 11 Elect Liu Leiyun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of the Change of For For Management Session of the Board of Directors 2 Approve Postponement of the Change of For For Management Session of the Supervisory Board -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of the Change of For For Management Session of the Board of Directors 2 Approve Postponement of the Change of For For Management Session of the Supervisory Board -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Final Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Annual Budgets For For Management 5 Approve 2019 Work Report of the Board For For Management 6 Approve 2019 Work Report of the Board For For Management of Supervisors 7 Approve 2019 Report of Remuneration of For For Management Directors 8 Approve 2019 Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Undated Capital For For Management Bonds in the Next Three Years 11 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 12 Approve Report on Utilization of For For Management Proceeds from the Previous Issuance 13 Approve Shareholder Return Plan for For For Management 2019 to 2021 14 Approve Impacts on Dilution of Current For For Management Returns of the Public Issuance of A Share Convertible Corporate Bonds and the Remedial Measures 15 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 16 Approve Issuance of Financial Bonds For For Management and Tier-2 Capital Bonds in the Next Three Years 17 Approve Change of Registered Capital For For Management 18 Amend Articles of Association For For Management 19 Elect Gao Yingxin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Final Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Annual Budgets For For Management 5 Approve 2019 Work Report of the Board For For Management 6 Approve 2019 Work Report of the Board For For Management of Supervisors 7 Approve 2019 Report of Remuneration of For For Management Directors 8 Approve 2019 Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Undated Capital For For Management Bonds in the Next Three Years 11 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 12 Approve Report on Utilization of For For Management Proceeds from the Previous Issuance 13 Approve Shareholder Return Plan for For For Management 2019 to 2021 14 Approve Impacts on Dilution of Current For For Management Returns of the Public Issuance of A Share Convertible Corporate Bonds and the Remedial Measures 15 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 16 Approve Issuance of Financial Bonds For For Management and Tier-2 Capital Bonds in the Next Three Years 17 Approve Change of Registered Capital For For Management 18 Amend Articles of Association For For Management 19 Elect Gao Yingxin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MINSHENG DIT GROUP LIMITED Ticker: 726 Security ID: G2126P102 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve EPC Service Arrangement, For For Management Supply Arrangement, Park Design Service Arrangement, Proposed Annual Cap and Related Transactions -------------------------------------------------------------------------------- CHINA MINSHENG DIT GROUP LIMITED Ticker: 726 Security ID: G2126P102 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of English Name and For For Management Secondary Chinese Name of the Company and Related Transactions 2a Elect Wu Po Sum as Director For For Management 2b Elect Guo Weiqiang as Director For For Management 2c Elect Wu Wallis (Alias Li Hua) as For For Management Director 2d Elect Wang Jun as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 941 Security ID: Y14965100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Yuhang as Director For For Management 4.1 Elect Paul Chow Man Yiu as Director For For Management 4.2 Elect Stephen Yiu Kin Wah as Director For For Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares 9 Adopt Share Option Scheme and Related For For Management Transactions -------------------------------------------------------------------------------- CHINA MODERN DAIRY HOLDINGS LTD. Ticker: 1117 Security ID: G21579100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Sun Yugang as Director For For Management 2B Elect Wolhardt Julian Juul as Director For For Management 2C Elect Gan Lu as Director For For Management 2D Elect Lu Minfang as Director For For Management 2E Elect Zhang Ping as Director For For Management 2F Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by the For For Management Company to Its Joint-Stock Company Huayue Nickel Cobalt 2 Approve Provision of Financing For For Shareholder Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company 3 Approve Provision of Supply Chain For For Shareholder Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z113 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by the For For Management Company to Its Joint-Stock Company Huayue Nickel Cobalt 2 Approve Provision of Financing For For Shareholder Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company 3 Approve Provision of Supply Chain For For Shareholder Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Report and For For Management Financial Statements 2 Approve 2020 Budget Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Annual Report For For Management 7 Approve Appointment of 2020 External For For Management Auditor 8 Approve Purchase of Structured Deposit For For Management with Internal Idle Fund 9 Approve Purchase of Wealth Management For For Management or Entrusted Wealth Management Products with Internal Idle Funds 10 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiaries 11 Approve Extension for the Provision of For For Management Financing Guarantee to a Joint Venture of the Company 12 Approve and Authorize the Board of For For Management Directors to Decide on the Issuance of Debt Financing Instruments 13 Approve Forfeiture of Uncollected For For Management Dividend of H Shareholders for the Year 2012 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Authorize Board to Deal with All For For Management Matters in Relation to the Distribution of 2020 Interim and Quarterly Dividend 17 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 18 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z113 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Report and For For Management Financial Statements 2 Approve 2020 Budget Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Annual Report For For Management 7 Approve Appointment of 2020 External For For Management Auditor 8 Approve Purchase of Structured Deposit For For Management with Internal Idle Fund 9 Approve Purchase of Wealth Management For For Management or Entrusted Wealth Management Products with Internal Idle Funds 10 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiaries 11 Approve Extension for the Provision of For For Management Financing Guarantee to a Joint Venture of the Company 12 Approve and Authorize the Board of For For Management Directors to Decide on the Issuance of Debt Financing Instruments 13 Approve Forfeiture of Uncollected For For Management Dividend of H Shareholders for the Year 2012 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Authorize Board to Deal with All For For Management Matters in Relation to the Distribution of 2020 Interim and Quarterly Dividend 17 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 18 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z113 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 4 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 4 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA MOTOR CORP. Ticker: 2204 Security ID: Y1499J107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y77422106 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Credit Line and For For Management Guarantees 2 Approve Financial Leasing from Related For For Management Party -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y77422114 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Credit Line and For For Management Guarantees 2 Approve Financial Leasing from Related For For Management Party -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y77422114 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity of For For Management Shanghai Dingqun Enterprise Management Consulting Co., Ltd. 2 Approve Acquisition of Equity of For For Management Pudong New Area of Shanghai Pharmaceutical Medicine Ltd. -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y77422106 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity of For For Management Shanghai Dingqun Enterprise Management Consulting Co., Ltd. 2 Approve Acquisition of Equity of For For Management Pudong New Area of Shanghai Pharmaceutical Medicine Ltd. -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y77422114 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Provision of Guarantee For For Management 7 Approve Provision of Guarantee by For For Management Controlled Subsidiary to its Wholly-owned Subsidiary 8 Approve Daily Related Party Transaction For For Management 9 Approve Provision of Financial Services For For Management -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y77422106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Provision of Guarantee For For Management 7 Approve Provision of Guarantee by For For Management Controlled Subsidiary to its Wholly-owned Subsidiary 8 Approve Daily Related Party Transaction For For Management 9 Approve Provision of Financial Services For For Management -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhan Yanjing as Director and For For Shareholder Authorize Board to Fix Her Remuneration 2 Approve Financial Services Framework For For Management Agreement, Provision of Deposit Services, the Caps of the Deposit Services and Related Transactions -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Auditors' Report and For For Management Audited Financial Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend Distribution Plan 5 Authorize Board to Deal With All For For Management Matters in Relation to the Company's Distribution of Interim Dividend 6 Approve Baker Tilly China Certified For For Management Public Accountants as Domestic Auditor and Baker Tilly Hong Kong Limited as International Auditor and Authorize Board to Fix Their Remuneration 7 Elect Li Jun as Director and Authorize For For Management Board to Fix His Remuneration 8 Elect Wang Yumeng as Supervisor and For For Management Authorize Board to Fix His Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Unlisted Shares and H Shares 10 Approve Issuance of Debt Financing For For Management Instruments and Related Transactions 11a Amend Articles of Association For For Management 11b Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Amend Articles of Association For For Management 1b Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dai Hegen as Non-Independent For For Management Director 1.2 Elect Liu Jiaqiang as Non-Independent For For Management Director 1.3 Elect Hu Haiyin as Non-Independent For For Management Director 2.1 Elect Liu Jie as Independent Director For For Management 2.2 Elect Yang Youhong as Independent For For Management Director 2.3 Elect Lan Chunjie as Independent For For Management Director 3.1 Elect Dun Yilan as Supervisor For For Management 3.2 Elect Hu Yonghong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Xu Wanming as Supervisor For For Shareholder 2.2 Elect Fan Junsheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Profit Distribution For For Management 4 Approve Guarantee Provision Plan For Against Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Annual Report For For Management 7 Approve Investment Plan For Against Management 8 Amend Articles of Association For For Management 9 Approve Report of the Board of For For Management Directors 10 Approve Report of the Board of For For Management Supervisors 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13 Approve Related Party Transactions in For For Management Connection to Private Placement 14.1 Approve Share Type and Par Value For For Management 14.2 Approve Issue Manner and Issue Time For For Management 14.3 Approve Target Subscribers and For For Management Subscription Method 14.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 14.5 Approve Issue Size For For Management 14.6 Approve Lock-up Period For For Management 14.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 14.8 Approve Listing Location For For Management 14.9 Approve Raised Funds Amount and For For Management Investment Project 14.10 Approve Resolution Validity Period For For Management 15 Approve Plan for Private Placement of For For Management New Shares 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 17 Approve Subscription Agreement For For Management 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 20 Approve Shareholder Return Plan For For Management 21 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For Did Not Vote Management 2 Approve Financial Budget Report For Did Not Vote Management 3 Approve Profit Distribution For Did Not Vote Management 4 Approve Guarantee Provision Plan For Did Not Vote Management 5 Approve Appointment of Auditor and For Did Not Vote Management Payment of Remuneration 6 Approve Annual Report For Did Not Vote Management 7 Approve Investment Plan For Did Not Vote Management 8 Amend Articles of Association For Did Not Vote Management 9 Approve Report of the Board of For Did Not Vote Management Directors 10 Approve Report of the Board of For Did Not Vote Management Supervisors 11 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 13 Approve Related Party Transactions in For Did Not Vote Management Connection to Private Placement 14.1 Approve Share Type and Par Value For Did Not Vote Management 14.2 Approve Issue Manner and Issue Time For Did Not Vote Management 14.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 14.4 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Principles 14.5 Approve Issue Size For Did Not Vote Management 14.6 Approve Lock-up Period For Did Not Vote Management 14.7 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 14.8 Approve Listing Location For Did Not Vote Management 14.9 Approve Raised Funds Amount and For Did Not Vote Management Investment Project 14.10 Approve Resolution Validity Period For Did Not Vote Management 15 Approve Plan for Private Placement of For Did Not Vote Management New Shares 16 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 17 Approve Subscription Agreement For Did Not Vote Management 18 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve the Notion that the Company For Did Not Vote Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 20 Approve Shareholder Return Plan For Did Not Vote Management 21 Approve Authorization of Board and Its For Did Not Vote Management Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- CHINA NATIONAL COMPLETE PLANT IMPORT & EXPORT CORP. LTD. Ticker: 000151 Security ID: Y1499T105 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee for Wholly-owned For For Management Subsidiary -------------------------------------------------------------------------------- CHINA NATIONAL COMPLETE PLANT IMPORT & EXPORT CORP. LTD. Ticker: 000151 Security ID: Y1499T105 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Asset Disposal For For Management -------------------------------------------------------------------------------- CHINA NATIONAL COMPLETE PLANT IMPORT & EXPORT CORP. LTD. Ticker: 000151 Security ID: Y1499T105 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Subscription Method For For Management 2.5 Approve Price Reference Date and For For Management Issuance Price 2.6 Approve Issue Size For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Use of Proceeds For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Signing of Conditional For For Management Subscription Agreement with Relevant Parties 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Commitment from Controlling For For Management Shareholder, Directors and Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement 10 Approve Formulation of Shareholder For For Management Return Plan 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA NATIONAL COMPLETE PLANT IMPORT & EXPORT CORP. LTD. Ticker: 000151 Security ID: Y1499T105 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve 2019 Allocation of Income and For For Management Dividends 7 Approve 2020 Allocation of Income and For For Management Dividends 8 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 9 Approve Signing of Entrustment For For Management Agreement with China National Complete Equipment Import & Export Corporation 10 Approve Signing of Financial Services For For Management Agreement with SDIC Finance Co., Ltd. 11 Approve Debt Financing Plan with For For Management Rongshi International Treasury Management Co., Ltd. 12.1 Amend Articles of Association For For Management 12.2 Amend Regulations for Board of For For Management Directors 12.3 Amend Provision for Asset Impairment For For Management and Measures for Verification 13 Approve Company's Eligibility for For For Management Private Placement of Shares 14.1 Approve Pricing Reference Date and For For Management Issue Price 14.2 Approve Lock-up Period For For Management 15 Approve Plan for Private Placement of For For Management New Shares (Revised Draft) 16 Approve Signing of Conditional Private For For Management Placement of Shares Supplementary Agreement to the Subscription Agreement and Related Party Transactions 17 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Provision for Credit and Asset For For Management Impairment 20.1 Elect Liu Yan as Non-Independent For For Management Director 20.2 Elect Gu Haitao as Non-Independent For For Management Director 20.3 Elect Han Hong as Non-Independent For For Management Director 20.4 Elect Zhang Hui as Non-Independent For For Management Director 20.5 Elect Zhang Peng as Non-Independent For For Management Director 21.1 Elect Yu Taixiang as Independent For For Management Director 21.2 Elect Zhang Wei as Independent Director For For Management 21.3 Elect Song Dongsheng as Independent For For Management Director 22.1 Elect Zhao Yaowei as Supervisor For For Management 22.2 Elect Huang Hui as Supervisor For For Management 23.1 Approve Signing of Strategic For For Shareholder Cooperation Agreement with Gansu Construction Investment (Holding) Group Corporation 23.2 Approve Signing of Strategic For For Shareholder Cooperation Agreement with XPCC Construction & Engineering (Group) Co. , Ltd. 23.3 Approve Signing of Strategic For For Shareholder Cooperation Agreement with Datang Xishi Cultural Industry Investment Group Co., Ltd. -------------------------------------------------------------------------------- CHINA NATIONAL MEDICINES CO., LTD. Ticker: 600511 Security ID: Y1499V100 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Continued Use of Idle Raised For For Management Funds for Time Deposit Business 3 Approve Repurchase and Cancellation For For Management Shares and Adjustment of Company's Registered Capital -------------------------------------------------------------------------------- CHINA NATIONAL MEDICINES CO., LTD. Ticker: 600511 Security ID: Y1499V100 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Accounts For For Management Receivable Asset Securitization and Related Party Transactions -------------------------------------------------------------------------------- CHINA NATIONAL MEDICINES CO., LTD. Ticker: 600511 Security ID: Y1499V100 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 7 Approve Entrusted Loan Application and For For Management Related Party Transactions 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Provision of Internal Loan to For Against Management Wholly-Owned Subsidiary and Controlled Subsidiary 10 Approve Provision of Internal Loan to For Against Management Beijing Tianxingpuxin Bio-med Sinopharm Holding Co., Ltd. and Related Party Transactions 11 Approve Provision of Guarantee to For For Management Sinopharm Airport (Beijing) International Trade Co., Ltd. 12 Amend Articles of Association For For Management 13 Approve Major Asset Restructuring For For Management Profit Forecast Report 14 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 15 Approve Internal Control Audit Report For For Management and Internal Control Self-Evaluation Report 16 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- CHINA NATIONAL NUCLEAR POWER CO., LTD. Ticker: 601985 Security ID: Y1507R109 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Plan For Against Management 2 Approve Financial Budget Report For Against Management 3.1 Approve Issue Scale For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Target Parties For For Management 3.4 Approve Issue Period and Type For For Management 3.5 Approve Usage of Raised Funds For For Management 3.6 Approve Underwriting Method and For For Management Listing Arrangement 3.7 Approve Issue Price For For Management 3.8 Approve Guarantee Matters For For Management 3.9 Approve Bond Interest Rate and For For Management Determination Manner 3.10 Approve Issuer Renewal Options For For Management 3.11 Approve Deferred Payment of Interest For For Management 3.12 Approve Mandatory Interest Payment For For Management 3.13 Approve Restrictions Under Interest For For Management Deferral 3.14 Approve Redemption Clause For For Management 3.15 Approve Resolution Validity Period For For Management 3.16 Approve Authorization Matters For For Management 4.1 Elect Liu Xiuhong as Non-independent For For Shareholder Director 4.2 Elect Wu Hanjing as Non-independent For For Shareholder Director 5.1 Elect Fan Mengren as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NATIONAL NUCLEAR POWER CO., LTD. Ticker: 601985 Security ID: Y1507R109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Allowance of Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Province of Guarantee For Against Management 8 Approve Annual Report and Summary For For Management 9 Amend Articles of Association For For Management 10 Approve Appointment of Auditor For For Management 11.1 Elect Liu Jing as Non-Independent For For Shareholder Director 11.2 Elect Ma Mingze as Non-Independent For For Shareholder Director 12.1 Elect Guo Yunfeng as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Financial Service For For Management Agreement 2 Approve Adjustments on Daily For For Management Related-party Transactions 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Agreement For For Management -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve to Appoint Auditor For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Annual Report For For Management 8 Approve Amendments to Articles of For For Management Association 9.1 Elect Chen Ximing as Non-Independent For For Management Director 9.2 Elect Fu Xingbin as Non-Independent For For Management Director 9.3 Elect Sun Yingxin as Non-Independent For For Management Director 9.4 Elect Bai Lifang as Non-Independent For For Management Director 10.1 Elect Cui Jin as Independent Director For For Management 10.2 Elect Jing Jiwu as Independent Director For For Management 10.3 Elect Chen Shangyi as Independent For For Management Director 11.1 Elect Liu Xin as Supervisor For For Management 11.2 Elect Tang Dalong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Guarantee Provision For For Management 3 Elect Yang Qi as Non-Independent For For Shareholder Director 4 Elect Liang Lei as Supervisor For For Shareholder 5 Approve to Appoint Auditor For For Management 6 Approve Loan Application For For Management -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bankruptcy For For Management Reorganization of Controlled Subsidiary -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management 2 Approve Internal Risk Assessment For For Management Description Audit Report 3 Approve Risk Disposal Plan for For For Management Financial Services Business -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares as well as Raising Supporting Funds 2 Approve Company's Issuance of Shares For For Management to Acquire Asset Constitutes as Major Assets Restructuring 3 Approve Transaction Constitutes as a For For Management Related-Party Transaction 4.1 Approve Overall Transaction Plan For For Management 4.2 Approve Transaction Parties and Target For For Management Assets 4.3 Approve Transaction Price and Payment For For Management Method 4.4 Approve Par Value, Issue Type and For For Management Listing Exchange 4.5 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 4.6 Approve Target Subscribers, Issue For For Management Manner and Issue Amount 4.7 Approve Lock-Up Period Arrangement For For Management 4.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 4.9 Approve Profit and Loss During the For For Management Transition Period 4.10 Approve Profit Commitment and For For Management Compensation 4.11 Approve Resolution Validity Period For For Management 4.12 Approve Raised Funds Amount of Raising For For Management Supporting Funds 4.13 Approve Par Value, Issue Type and For For Management Listing Exchange of Raising Supporting Funds 4.14 Approve Pricing Reference Date and For For Management Pricing Basis of Raising Supporting Funds 4.15 Approve Target Subscribers, Issue For For Management Manner and Issue Amount of Raising Supporting Funds 4.16 Approve Lock-Up Period Arrangement of For For Management Raising Supporting Funds 4.17 Approve Use of Proceeds of Raising For For Management Supporting Funds 4.18 Approve Resolution Validity Period of For For Management Raising Supporting Funds 5 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Issuance of Shares as well as Raising Supporting Funds 6 Approve Audit Report, Pro Forma Review For For Management report, and Wealth Assessment Report 7 Approve Signing of Conditional For For Management Agreement on Issuance of Shares to Acquire Asset 8 Approve Signing of Supplementary For For Management Agreement on Issuance of Shares to Acquire Asset Agreement and Profit Forecast Compensation Agreement 9 Approve White Wash Waiver For For Management 10 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 11 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 12 Approve Transaction Complies with For For Management Article 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 13 Approve Restructure Complies with For For Management Measures for the Administration of Securities Issuance of Listed Companies of Relevant Non-public Offering 14 Approve Transaction Does Not For For Management Constitute Conditions Stipulated in Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Shareholder Return Plan For For Management 17 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve 2020 Daily Related-Party For For Management Transaction 7 Approve Related Party Transactions For For Management with Fifteen Metallurgical Engineering Co., Ltd. -------------------------------------------------------------------------------- CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Ticker: 600111 Security ID: Y40840103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Hua as Independent Director For For Management 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Maturity and Type For For Management 2.4 Approve Bond Interest Rate For For Management 2.5 Approve Guarantee in Relation to Bond For For Management Issuance 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Terms of Redemption and For For Management Sell-Back 2.9 Approve Target Subscribers and For For Management Arrangements for Placing Bonds with Shareholders 2.10 Approve Underwriting Manner For For Management 2.11 Approve Listing Exchange For For Management 2.12 Approve Company's Credit Status and For For Management Debt Repayment Guarantee Measures 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Bond Issuance 4 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Ticker: 600111 Security ID: Y40840103 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Ticker: 600111 Security ID: Y40840103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Board of For For Management Independent Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Investment Plan For Against Management 8 Approve Profit Distribution For For Management 9 Approve Related Party Transaction on For For Management Rare Earth Concentrate Supply Contract 10 Approve Financial Services Agreement For For Management 11 Approve Related Party Transaction For For Management 12 Approve Application of Credit Lines For For Management 13 Approve Provision of Guarantee For Against Management 14 Approve Shareholder Return Plan For Against Management 15 Approve to Appoint Auditor For For Management 16.1 Elect Zhang Weijiang as Supervisor For For Shareholder 16.2 Elect Zhang Dayong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NUCLEAR ENGINEERING CORP. LTD. Ticker: 601611 Security ID: Y1518T102 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan for Issuance of For For Management Asset-Backed Securities -------------------------------------------------------------------------------- CHINA NUCLEAR ENGINEERING CORP. LTD. Ticker: 601611 Security ID: Y1518T102 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dissolution of Controlled For For Management Subsidiary 1 Approve Capital Injection of China For For Management Nuclear Finance Co., Ltd. 3.1 Elect Lan Chunjie as Independent For For Management Director 4.1 Elect Nie Ping as Supervisor For For Management -------------------------------------------------------------------------------- CHINA NUCLEAR ENGINEERING CORP. LTD. Ticker: 601611 Security ID: Y1518T102 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Guarantee Plan For Against Management -------------------------------------------------------------------------------- CHINA NUCLEAR ENGINEERING CORP. LTD. Ticker: 601611 Security ID: Y1518T102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve 2019 Daily Related-party For For Management Transactions 7 Approve Financial Budget Report For For Management 8 Approve Financing Plan For For Management 9 Approve 2020 Daily Related-party For For Management Transactions 10 Approve Investment Plan For For Management 11 Approve Operational Plan For For Management 12 Approve Remuneration of Directors For For Management 13 Approve Remuneration of Supervisors For For Management 14 Approve Appointment of Financial For For Management Report Auditor and Internal Control Auditor 15.1 Elect Guo Zhiping as Supervisor For For Management -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xie Wenhui as Non-Independent For For Shareholder Director 1.2 Elect Li Bo as Non-Independent Director For For Shareholder 1.3 Elect Tang Guangming as For For Shareholder Non-Independent Director 1.4 Elect He Guolian as Non-Independent For For Shareholder Director 1.5 Elect He Yulong as Non-Independent For For Shareholder Director 1.6 Elect Huang Song as Non-Independent For For Shareholder Director 2.1 Elect Cui Songhe as Independent For For Shareholder Director 2.2 Elect Song Dongsheng as Independent For For Shareholder Director 2.3 Elect Zhang Kai as Independent Director For For Shareholder 3.1 Elect Sun Pengcheng as Supervisor For For Shareholder 3.2 Elect Yang Hui as Supervisor For For Shareholder 4 Approve Remuneration Plan of Directors For For Management 5 Approve Provision of Guarantee For For Management 6 Approve Company's Eligibility for For Against Management Private Placement of Shares 7.1 Approve Share Type and Par Value For Against Management 7.2 Approve Issue Manner and Issue Time For Against Management 7.3 Approve Target Subscribers and For Against Management Subscription Method 7.4 Approve Pricing Reference Date, Issue For Against Management Price and Pricing Basis 7.5 Approve Issue Amount For Against Management 7.6 Approve Amount and Use of Proceeds For Against Management 7.7 Approve Lock-up Period For Against Management 7.8 Approve Listing Exchange For Against Management 7.9 Approve Distribution Arrangement For Against Management Before Issuance of Cumulative Earnings 7.10 Approve Resolution Validity Period For Against Management 8 Approve Private Placement of Shares For Against Management 9 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 10 Approve Report on the Usage of For Against Management Previously Raised Funds 11 Approve Signing of Subscription For Against Management Agreement 12 Approve Related Party Transactions in For Against Management Connection to Private Placement 13 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Private Placement of Shares 15 Amend Management and Use System of For For Management Raised Funds -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend External Investment Management For For Management Method 5 Amend Non-Daily Business Transaction For For Management Decision System -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management and Related Party Transactions 2 Approve Provision of Counter Guarantee For For Management 3 Approve Confirmation of Related-party For For Management Transactions 4 Approve Signing of Comprehensive For For Management Credit Business Contract -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by For For Management Wholly-owned Subsidiary 2 Approve Provision of Guarantee by For For Management Wholly-owned Subsidiary to Wholly-owned Subsidiary -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Guarantee Provision Plan For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Provision of Counter Guarantee 2 Approve Provision of Counter Guarantee For For Management for Wholly-Owned Subsidiary -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revision of the Annual Cap of For For Management the Continuing Connected Transactions of 2019 Under the Master Services Framework Agreement for 2017-2019 2 Approve Annual Caps of the Continuing For For Management Connected Transactions for the Upcoming Three Years 3 Approve US Dollar Loan by the Overseas For For Management Subsidiary and the Provision of Guarantee by the Company 4 Approve Provision of Guarantee for the For For Management Issuance of US Dollar Bonds by an Overseas Subsidiary 5 Approve Issuance of US Dollar Bonds by For For Management an Overseas Subsidiary in 2020 -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002119 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revision of the Annual Cap of For For Management the Continuing Connected Transactions of 2019 Under the Master Services Framework Agreement for 2017-2019 2 Approve Annual Caps of the Continuing For For Management Connected Transactions for the Upcoming Three Years 3 Approve US Dollar Loan by the Overseas For For Management Subsidiary and the Provision of Guarantee by the Company 4 Approve Provision of Guarantee for the For For Management Issuance of US Dollar Bonds by an Overseas Subsidiary 5 Approve Issuance of US Dollar Bonds by For For Management an Overseas Subsidiary in 2020 -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Annual Dividend Plan 3 Approve 2019 Report of the Directors For For Management 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditors and Deloitte Touche Tohmatsu as International Auditors and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantees for For Against Management Other Parties 7 Elect Lin Boqiang as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002119 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Annual Dividend Plan 3 Approve 2019 Report of the Directors For For Management 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditors and Deloitte Touche Tohmatsu as International Auditors and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantees for For Against Management Other Parties 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 8 Authorize Repurchase of Issued A and H For For Management Share Capital 9.1 Elect Lin Boqiang as Director For For Management -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002119 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- CHINA ORIENTAL GROUP COMPANY LIMITED Ticker: 581 Security ID: G2108V101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Shen Xiaoling as Director For For Management 3b Elect Sanjay Sharma as Director For For Management 3c Elect Wong Man Chung, Francis as For For Management Director 3d Elect Wang Bing as Director For For Management 3e Elect Tse Cho Che, Edward as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS GRAND OCEANS GROUP LTD. Ticker: 81 Security ID: Y1505S117 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhuang Yong as Director For For Management 3b Elect Wang Man Kwan, Paul as Director For For Management 3c Elect Yan Jianguo as Director For For Management 3d Elect Chung Shui Ming, Timpson as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares 9 Approve Master Engagement Agreement, For For Management The Caps and Related Transactions -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Zhichao as Director For For Management 3b Elect Zhuang Yong as Director For For Management 3c Elect Guo Guanghui as Director For For Management 3d Elect Fan Hsu Lai Tai, Rita as Director For For Management 3e Elect Li Man Bun, Brian David as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS PROPERTY HOLDINGS LIMITED Ticker: 2669 Security ID: G2118M109 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve COLI Framework Agreement, COLI For For Management Annual Caps and Related Transactions 2 Approve COGO Framework Agreement, COGO For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA OVERSEAS PROPERTY HOLDINGS LIMITED Ticker: 2669 Security ID: G2118M109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Zhang Guiqing as Director For For Management 3B Elect Yang Ou as Director For For Management 3C Elect Kam Yuk Fai as Director For For Management 3D Elect So, Gregory Kam Leung as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS PROPERTY HOLDINGS LIMITED Ticker: 2669 Security ID: G2118M109 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CSCEC Services Agreement, For For Management CSCEC Services Caps and Related Transactions 2 Approve COLI Services Agreement, COLI For For Management Services Caps and Related Transactions 3 Approve COGO Services Agreement, COGO For For Management Services Caps and Related Transactions 4 Approve CSC Services Agreement, CSC For For Management Services Caps and Related Transactions -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO. LTD. Ticker: 2601 Security ID: Y1505Z111 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance and Admission of GDRs For For Management 2 Approve Validity Period of the For For Management Resolutions in Respect of the Issuance and Admission of GDRs 3 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance and Admission of GDRs 4 Approve Distribution of Accumulated For For Management Profits Prior to the Issuance and Admission of GDRs 5 Approve Plan for the Use of Proceeds For For Management from the Issuance and Admission of GDRs 6 Approve Purchase of Prospectus For For Management Liability Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO. LTD. Ticker: 2601 Security ID: Y1505Z111 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report of A shares For For Management 4 Approve 2019 Annual Report of H Shares For For Management 5 Approve 2019 Financial Statements and For For Management Report 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor 8 Approve 2019 Due Diligence Report For For Management 9 Approve 2019 Report on Performance of For For Management Independent Directors 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Approve Related Party Transaction For For Management 14 Approve 2020-2022 Development Plan For For Management 15 Approve 2020 Donations For For Management 16.1 Elect Kong Qingwei as Director For For Management 16.2 Elect Fu Fan as Director For For Management 16.3 Elect Wang Tayu as Director For For Management 16.4 Elect Wu Junhao as Director For For Management 16.5 Elect Zhou Donghui as Director For For Management 16.6 Elect Huang Dinan as Director For For Management 16.7 Elect Lu Qiaoling as Director For For Management 16.8 Elect Liu Xiaodan as Director For For Management 16.9 Elect Chen Jizhong as Director For For Management 16.10 Elect Lam Tyng Yih, Elizabeth as For For Management Director 16.11 Elect Woo Ka Biu, Jackson as Director For For Management 16.12 Elect Jiang Xuping as Director For For Management 17.1 Elect Lu Ning as Supervisor For For Management 17.2 Elect Lu Guofeng as Supervisor For For Management 18 Elect Zhu Yonghong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD. Ticker: 2601 Security ID: Y1505Z103 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance and Admission of GDRs For For Management 2 Approve Validity Period of the For For Management Resolutions in Respect of the Issuance and Admission of GDRs 3 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance and Admission of GDRs 4 Approve Distribution of Accumulated For For Management Profits Prior to the Issuance and Admission of GDRs 5 Approve Plan for the Use of Proceeds For For Management from the Issuance and Admission of GDRs 6 Approve Purchase of Prospectus For For Management Liability Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD. Ticker: 2601 Security ID: Y1505Z103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report of A shares For For Management 4 Approve 2019 Annual Report of H Shares For For Management 5 Approve 2019 Financial Statements and For For Management Report 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor 8 Approve 2019 Due Diligence Report For For Management 9 Approve 2019 Report on Performance of For For Management Independent Directors 10 Approve 2020-2022 Development Plan For For Management 11 Approve 2020 Donations For For Management 12.1 Elect Kong Qingwei as Director For For Management 12.2 Elect Fu Fan as Director For For Management 12.3 Elect Wang Tayu as Director For For Management 12.4 Elect Wu Junhao as Director For For Management 12.5 Elect Zhou Donghui as Director For For Management 12.6 Elect Huang Dinan as Director For For Management 12.7 Elect Lu Qiaoling as Director For For Management 12.8 Elect Liu Xiaodan as Director For For Management 12.9 Elect Chen Jizhong as Director For For Management 12.10 Elect Lam Tyng Yih, Elizabeth as For For Management Director 12.11 Elect Woo Ka Biu, Jackson as Director For For Management 12.12 Elect Jiang Xuping as Director For For Management 13.1 Elect Lu Ning as Supervisor For For Management 13.2 Elect Lu Guofeng as Supervisor For For Management 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 18 Elect Zhu Yonghong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA PETROCHEMICAL DEVELOPMENT CORP. Ticker: 1314 Security ID: Y1500N105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 6 Amend Rules and Procedures for For For Management Election of Directors 7 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 8 Approve Issuance of Ordinary Shares For For Management for Cash to Sponsor the Issuance of Overseas Depositary Receipts and/or Issuance of Ordinary Shares for Cash Domestically 9.1 Elect Ye Song-Nian, with ID No. For For Management C101287XXX, as Independent Director 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yuzhuo as Director For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010112 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yuzhuo as Director For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors of Sinopec Corp. 2 Approve 2019 Report of the Board of For For Management Supervisors of Sinopec Corp. 3 Approve 2019 Audited Financial Reports For For Management of Sinopec Corp. 4 Approve 2019 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2020 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors of Sinopec Corp. and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Financing For Against Management Instruments 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 9 Elect Liu Hongbin as Director For For Management 10 Approve Provision of External For For Shareholder Guarantees -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010112 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Audited Financial Reports For For Management 4 Approve 2019 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2020 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Financing For Against Management Instruments 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 9 Elect Liu Hongbin as Director For For Management 10 Approve Provision of External For For Shareholder Guarantees -------------------------------------------------------------------------------- CHINA POWER CLEAN ENERGY DEVELOPMENT COMPANY LIMITED Ticker: 735 Security ID: Y15006102 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management Involving Reduction of the Share Capital, Increase in the Share Capital, Issuance and Allotment of New Shares and Related Transactions -------------------------------------------------------------------------------- CHINA POWER CLEAN ENERGY DEVELOPMENT COMPANY LIMITED Ticker: 735 Security ID: Y15006102 Meeting Date: JUL 12, 2019 Meeting Type: Court Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED Ticker: 2380 Security ID: Y1508G102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Xianchun as Director For For Management 4 Elect Yau Ka Chi as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst &Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 7C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA PUBLISHING & MEDIA HOLDINGS CO., LTD. Ticker: 601949 Security ID: Y1508V109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension on Commitment Period For For Management -------------------------------------------------------------------------------- CHINA PUBLISHING & MEDIA HOLDINGS CO., LTD. Ticker: 601949 Security ID: Y1508V109 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Zhijian as Non-Independent For For Management Director 1.2 Elect Yu Dianli as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA PUBLISHING & MEDIA HOLDINGS CO., LTD. Ticker: 601949 Security ID: Y1508V109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements and For Against Management Financial Budget Report 6 Approve Allocation of Income and For For Management Dividends 7 Approve Annual Report and Summary For For Management 8 Approve Related Party Transactions For For Management 9 Approve Remuneration of Directors and For Against Management Supervisors 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve External Guarantee Provision For For Management 12 Approve Credit Line Bank Application For For Management 13 Approve Use of Idle Own Funds and Idle For For Management Raised Funds to Conduct Entrusted Asset Management -------------------------------------------------------------------------------- CHINA QUANJUDE (GROUP) CO. LTD. Ticker: 002186 Security ID: Y1508N107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Yanlong as Non-independent For For Management Director -------------------------------------------------------------------------------- CHINA QUANJUDE (GROUP) CO. LTD. Ticker: 002186 Security ID: Y1508N107 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Project and Use Remaining Raised Funds to Supplement Working Capital 2 Approve Amendments to Articles of For For Management Association 3.1 Approve Share Repurchase Purpose and For For Management Usage 3.2 Approve Share Repurchase Manner For For Management 3.3 Approve Type, Scale and Proportion of For For Management the Company's Total Share Capital 3.4 Approve Total Funds and Source of For For Management Funds of Share Repurchase Plan 3.5 Approve Share Repurchase Price or For For Management Price Range and Pricing Principles 3.6 Approve Implementation Period For For Management 3.7 Approve Resolution Validity Period For For Management 3.8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA QUANJUDE (GROUP) CO. LTD. Ticker: 002186 Security ID: Y1508N107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Application of Bank Credit For For Management Lines 8 Approve Use of Idle Own Funds for For For Management Structured Deposits 9 Approve Appointment of Financial For For Management Auditor 10 Elect Bai Fan as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Initial Public Offering and For For Management Listing of China Railway Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board of Shanghai Stock Exchange 2 Approve Spin-Off and Listing of the For For Management Subsidiary of the Company Continuously in Compliance with the Relevant Conditions Under Certain Provisions on Pilot Domestic Listing of Spin-Off Subsidiaries of Listed Companies 3 Approve Spin-Off of China Railway For For Management Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 4 Approve Ability to Maintain For For Management Independence and Sustainable Operation Ability of the Company 5 Approve Corresponding Standardized For For Management Operation Ability of China Railway Construction Heavy Industry Corporation Limited 6 Approve Spin-Off and Listing of For For Management Subsidiary on the Science and Technology Innovation Board in Compliance with Relevant Laws and Regulations 7 Approve Explanation of the For For Management Completeness and Compliance of Statutory Procedures and the Validity of the Legal Documents Submitted in the Spin-Off 8 Approve Objective, Business For For Management Reasonableness, Necessity and Feasibility of the Spin-Off 9 Approve Consideration and Approval of For For Management the Plan for the Spin-Off and Listing of China Railway Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board of China Railway Construction Corporation Limited (Revised) 10 Approve Authorization to the Board and For For Management Its Authorized Persons to Deal with Matters Relating to the Listing of CRCHI on the Science and Technology Innovation Board at their Full Discretion -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Initial Public Offering and For For Management Listing of China Railway Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board of Shanghai Stock Exchange 2 Approve Spin-Off and Listing of the For For Management Subsidiary of the Company Continuously in Compliance with the Relevant Conditions Under Certain Provisions on Pilot Domestic Listing of Spin-Off Subsidiaries of Listed Companies 3 Approve Spin-Off of China Railway For For Management Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 4 Approve Ability to Maintain For For Management Independence and Sustainable Operation Ability of the Company 5 Approve Corresponding Standardized For For Management Operation Ability of China Railway Construction Heavy Industry Corporation Limited 6 Approve Spin-Off and Listing of For For Management Subsidiary on the Science and Technology Innovation Board in Compliance with Relevant Laws and Regulations 7 Approve Explanation of the For For Management Completeness and Compliance of Statutory Procedures and the Validity of the Legal Documents Submitted in the Spin-Off 8 Approve Objective, Business For For Management Reasonableness, Necessity and Feasibility of the Spin-Off 9 Approve Consideration and Approval of For For Management the Plan for the Spin-Off and Listing of China Railway Construction Heavy Industry Corporation Limited on the Science and Technology Innovation Board of China Railway Construction Corporation Limited (Revised) 10 Approve Authorization to the Board and For For Management Its Authorized Persons to Deal with Matters Relating to the Listing of CRCHI on the Science and Technology Innovation Board at their Full Discretion -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve Determination of the Caps for For Against Management Guarantees for Wholly-Owned and Holding Subsidiaries of the Company for 2020 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as External Auditors and Payment of 2019 Audit Fee 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve Determination of the Caps for For Against Management Guarantees for Wholly-Owned and Holding Subsidiaries of the Company for 2020 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as External Auditors and Payment of 2019 Audit Fee 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Yun as Director For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D108 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Yun as Director For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Shiqi as Director For For Management -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D108 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Shiqi as Director For For Management -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Work Report of For For Management Independent Directors 4 Approve 2019 A Share Annual Report and For For Management the Abstract, H Share Annual Report and Results Announcement 5 Approve 2019 Audited Consolidated For For Management Financial Statements 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and to Fix Their Remuneration 8 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditors and to Fix Their Remuneration 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Purchase of Liabilities For For Management Insurance for Directors, Supervisors and Senior Management of the Company 11 Approve Provision of External For Against Management Guarantee by the Company 12 Approve Issuance of Domestic and For For Management Overseas Debt Financing Instruments 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14 Amend Articles of Association For Against Management 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Work Report of For For Management Independent Directors 4 Approve 2019 A Share Annual Report and For For Management the Abstract, H Share Annual Report and Results Announcement 5 Approve 2019 Audited Consolidated For For Management Financial Statements 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and to Fix Their Remuneration 8 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditors and to Fix Their Remuneration 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Purchase of Liabilities For For Management Insurance for Directors, Supervisors and Senior Management of the Company 11 Approve Provision of External For Against Management Guarantee by the Company 12 Approve Issuance of Domestic and For For Management Overseas Debt Financing Instruments 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14 Amend Articles of Association For Against Management 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA RAILWAY HI-TECH INDUSTRY CORP. LTD. Ticker: 600528 Security ID: Y1502C107 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bill Pool Business For Against Management 2.1 Elect Zhou Gaofei as Non-Independent For For Management Director 3.1 Elect Zhou Zhenguo as Supervisor For For Management -------------------------------------------------------------------------------- CHINA RAILWAY HI-TECH INDUSTRY CORP. LTD. Ticker: 600528 Security ID: Y1502C107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve External Guarantee Provision For Against Management Plan 9 Approve to Appoint Financial Report For For Management and Internal Control Auditor 10.1 Elect Yi Tiejun as Non-Independent For For Shareholder Director 10.2 Elect Li Jianbin as Non-Independent For For Shareholder Director 10.3 Elect Huang Zhenyu as Non-Independent For For Shareholder Director 10.4 Elect Deng Yuanfa as Non-Independent For For Shareholder Director 11.1 Elect Chen Jihua as Independent For For Shareholder Director 11.2 Elect Li Peigen as Independent Director For For Shareholder 11.3 Elect Fu Jijun as Independent Director For For Shareholder 12.1 Elect Zhou Zhenguo as Supervisor For For Shareholder 12.2 Elect Wu Hongtao as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xu Zongxiang as Director For For Management 2.01 Elect Kong Ning as Supervisor For For Shareholder 2.02 Elect Li Tienan as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Financial Report For For Management 5 Approve Ernst & Young Hua Ming LLP as For For Management Financial Statements Auditor and Authorize Board to Fix Their Remuneration 6 Approve Ernst & Young Hua Ming LLP as For For Shareholder Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Estimations on Ordinary For For Management Related Party Transactions for 2020-2022 8 Approve 2019 Profits Distribution Plan For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Change in the Use of Proceeds For For Management Raised from H Shares 11 Approve General Authorization for the For For Management Issuance of Debt Financing Instruments 12 Approve Amendments to Articles of For For Management Association and Amend Rules and Procedures Regarding General Meetings of Shareholders 13 Authorize Repurchase of Issued H Share For For Shareholder Capital -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association and Amend Rules and Procedures Regarding General Meetings of Shareholders 2 Authorize Repurchase of Issued H Share For For Shareholder Capital -------------------------------------------------------------------------------- CHINA RAILWAY TIELONG CONTAINER LOGISTICS CO., LTD. Ticker: 600125 Security ID: Y2364B104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Jiyi as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA RAILWAY TIELONG CONTAINER LOGISTICS CO., LTD. Ticker: 600125 Security ID: Y2364B104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Issuance of Short-term For For Management Commercial Papers 8 Approve Use of Temporary Excess Idle For For Management Funds to Purchase Short-Term Low Risk Financial Products 9.1 Elect Zhang Jiyi as Non-Independent For For Shareholder Director 9.2 Elect Zhang Yongqing as For For Shareholder Non-Independent Director 9.3 Elect Xin Ming as Non-Independent For For Shareholder Director 9.4 Elect Zhong Cheng as Non-Independent For For Shareholder Director 9.5 Elect Bai Huitao as Non-Independent For For Shareholder Director 9.6 Elect Qian Jun as Non-Independent For For Shareholder Director 10.1 Elect Han Hai'ou as Independent For For Shareholder Director 10.2 Elect Liu Dacheng as Independent For For Shareholder Director 10.3 Elect Liu Yuanyuan as Independent For For Shareholder Director 11.1 Elect Zhao Sufen as Supervisor For For Shareholder 11.2 Elect Mo Yongjun as Supervisor For For Shareholder 11.3 Elect Wang Daokuo as Supervisor For For Shareholder 11.4 Elect Zhu Xiang as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY TIELONG CONTAINER LOGISTICS CO., LTD. Ticker: 600125 Security ID: Y2364B104 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xiaodong as Independent For For Management Director -------------------------------------------------------------------------------- CHINA REFORM HEALTH MANAGEMENT & SERVICES GROUP CO., LTD. Ticker: 000503 Security ID: Y29815100 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Dianzhong as For For Shareholder Non-Independent Director 1.2 Elect Li Yonghua as Non-Independent For For Shareholder Director 2 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 3 Approve Equity Acquisition and For For Management Related-party Transactions 4 Approve Transfer of Equity of Zhejiang For For Management Haihong Pharmaceutical Network Technology Co., Ltd. and Related-party Transactions 5 Approve Transfer of Equity in Hainan For For Management Haihong Asset Management Co., Ltd. and Related-party Transactions 6 Approve Application of Bank Loan and For For Management Provision of Guarantee by Subsidiary 7 Approve Termination of 2016 Private For For Management Placement of Shares -------------------------------------------------------------------------------- CHINA REFORM HEALTH MANAGEMENT & SERVICES GROUP CO., LTD. Ticker: 000503 Security ID: Y29815100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and Fix For For Management the Remuneration -------------------------------------------------------------------------------- CHINA REINSURANCE (GROUP) CORPORATION Ticker: 1508 Security ID: Y1R0AJ109 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Xiaopeng as Director For For Management -------------------------------------------------------------------------------- CHINA REINSURANCE (GROUP) CORPORATION Ticker: 1508 Security ID: Y1R0AJ109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve Remuneration of Directors and For For Management Supervisor 4 Approve 2019 Final Financial Accounts For For Management Report 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Investment Budget for For For Management Fixed Assets 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and Overseas Auditors, Respectively, and Fix Their Remunerations -------------------------------------------------------------------------------- CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED Ticker: 291 Security ID: Y15037107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Xiaohai as Director For Against Management 3.2 Elect Lai Po Sing, Tomakin as Director For For Management 3.3 Elect Tuen-Muk Lai Shu as Director For For Management 3.4 Elect Li Ka Cheung, Eric as Director For For Management 3.5 Elect Cheng Mo Chi, Moses as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES CEMENT HOLDINGS LTD. Ticker: 1313 Security ID: G2113L106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Zhou Longshan as Director For For Management 3.2 Elect Ji Youhong as Director For For Management 3.3 Elect Ip Shu Kwan Stephen as Director For For Management 3.4 Elect Lam Chi Yuen Nelson as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Appoint Ernst and Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES DOUBLE-CRANE PHARMACEUTICAL CO., LTD. Ticker: 600062 Security ID: Y07701108 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Deng Ronghui as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA RESOURCES DOUBLE-CRANE PHARMACEUTICAL CO., LTD. Ticker: 600062 Security ID: Y07701108 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Han Yuewei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA RESOURCES DOUBLE-CRANE PHARMACEUTICAL CO., LTD. Ticker: 600062 Security ID: Y07701108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Application of Bank Credit For For Management Lines and Loans 10 Approve Application of Comprehensive For For Management Bank Credit Lines and Loans -------------------------------------------------------------------------------- CHINA RESOURCES GAS GROUP LIMITED Ticker: 1193 Security ID: G2113B108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Chen Ying as Director For Against Management 3.2 Elect Wang Yan as Director For Against Management 3.3 Elect Wong Tak Shing as Director For For Management 3.4 Elect Yu Hon To, David as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES LAND LIMITED Ticker: 1109 Security ID: G2108Y105 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wang Xiangming as Director For For Management 3.2 Elect Zhang Dawei as Director For Against Management 3.3 Elect Xie Ji as Director For For Management 3.4 Elect Yan Biao as Director For Against Management 3.5 Elect Chen Ying as Director For Against Management 3.6 Elect Ho Hin Ngai, Bosco as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES MEDICAL HOLDINGS COMPANY LIMITED Ticker: 1515 Security ID: G2133W108 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuation of the Yan Hua For For Management Hospital Investment Management Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA RESOURCES MEDICAL HOLDINGS COMPANY LIMITED Ticker: 1515 Security ID: G2133W108 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CRH PMM Framework Agreement, For For Management Annual Caps and Related Transactions 2 Approve CR Bank Strategic Cooperation For For Management Agreement and CR Trust Strategic Cooperation Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA RESOURCES MEDICAL HOLDINGS COMPANY LIMITED Ticker: 1515 Security ID: G2133W108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cheng Libing as Director For For Management 4 Elect Fu Yanjun as Director For For Management 5 Elect Chiu Kam Hing Kathy as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES PHARMACEUTICAL GROUP LIMITED Ticker: 3320 Security ID: Y1511B108 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Han Yuewei as Director For For Management 3.2 Elect Li Xiangming as Director For For Management 3.3 Elect Weng Jingwen as Director For For Management 3.4 Elect Yu Zhongliang as Director For Against Management 3.5 Elect Guo Wei as Director For For Management 3.6 Elect Shing Mo Han Yvonne as Director For For Management 3.7 Elect Kwok Kin Fun as Director For For Management 3.8 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES POWER HOLDINGS COMPANY LIMITED Ticker: 836 Security ID: Y1503A100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wang Chuandong as Director For For Management 3.2 Elect Tang Yong as Director For For Management 3.3 Elect Zhang Junzheng as Director For For Management 3.4 Elect Wang Xiao Bin as Director For For Management 3.5 Elect Wang Yan as Director For Against Management 3.6 Elect Ma Chiu-Cheung, Andrew as For For Management Director 3.7 Elect So Chak Kwong, Jack as Director For Against Management 3.8 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management 2.1 Elect Han Yuewei as Non-Independent For For Shareholder Director 2.2 Elect Deng Ronghui as Non-Independent For For Shareholder Director 3.1 Elect Weng Jingwen as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Business Cooperation For For Management -------------------------------------------------------------------------------- CHINA SATELLITE COMMUNICATIONS CO., LTD. Ticker: 601698 Security ID: Y1R121105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Financial Services Agreement For For Management and Related Party Transactions 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Report of the Independent For For Management Directors 9 Approve Daily Related-Party For For Management Transactions 10 Approve Allocation of Income and For For Management Dividends -------------------------------------------------------------------------------- CHINA SCE GROUP HOLDINGS LIMITED Ticker: 1966 Security ID: G21190106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wong Chiu Yeung as Director For For Management 3b Elect Wong Lun as Director For For Management 3c Elect Dai Yiyi as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve 2019 Remuneration of Directors For For Management and Supervisors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 8 Approve Entering into the Shenhua For For Management Finance Capital Increase Agreement with Shuohuang Railway, Zhunge'er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions 9 Approve Entering into the Termination For For Management Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions 10 Approve the Increase of Cash Dividend For For Management Percentage for 2019-2021 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15.01 Elect Wang Xiangxi as Director For For Shareholder 15.02 Elect Yang Jiping as Director For For Shareholder 15.03 Elect Xu Mingjun as Director For For Shareholder 15.04 Elect Jia Jinzhong as Director For For Shareholder 15.05 Elect Zhao Yongfeng as Director For For Shareholder 16.01 Elect Yuen Kwok Keung as Director For For Shareholder 16.02 Elect Bai Chong-En as Director For For Shareholder 16.03 Elect Chen Hanwen as Director For For Shareholder 17.01 Elect Luo Meijian as Supervisor For For Shareholder 17.02 Elect Zhou Dayu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve 2019 Remuneration of Directors For For Management and Supervisors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 8 Approve Entering into the Shenhua For For Management Finance Capital Increase Agreement with Shuohuang Railway, Zhunge'er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions 9 Approve Entering into the Termination For For Management Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions 10 Approve the Increase of Cash Dividend For For Management Percentage for 2019-2021 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15.01 Elect Wang Xiangxi as Director For For Shareholder 15.02 Elect Yang Jiping as Director For For Shareholder 15.03 Elect Xu Mingjun as Director For For Shareholder 15.04 Elect Jia Jinzhong as Director For For Shareholder 15.05 Elect Zhao Yongfeng as Director For For Shareholder 16.01 Elect Yuen Kwok Keung as Director For For Shareholder 16.02 Elect Bai Chong-En as Director For For Shareholder 16.03 Elect Chen Hanwen as Director For For Shareholder 17.01 Elect Luo Meijian as Supervisor For For Shareholder 17.02 Elect Zhou Dayu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management Regarding Party Committee -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA SHINEWAY PHARMACEUTICAL GROUP LIMITED Ticker: 2877 Security ID: G2110P100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Li Zhenjiang as Director For For Management 2B Elect Xin Yunxia as Director For For Management 2C Elect Luo Guoan as Director For For Management 2D Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Final Dividend For For Management 6 Approve Special Dividend For For Management -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY CO., LTD. Ticker: 601989 Security ID: Y1504X109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7.1 Approve Related Party Transaction on For For Management Signing of 2020 Product Purchase and Sale Principle Agreement and 2020 Projected Transaction Limit 7.2 Approve Related Party Transaction on For For Management Signing of 2020 Service Provision Principle Agreement and 2020 Projected Transaction Limit 7.3 Approve Related Party Transaction on For For Management Projected Deposit/Loan Business Cap 7.4 Approve Related Party Transaction on For For Management Daily Entrusted Loan Balance 8 Approve Guarantee Provision Plan For Against Management 9 Approve Provision of Guarantee to For Against Management Related Parties 10.1 Elect Yao Zuhui as Non-Independent For For Shareholder Director 10.2 Elect Ke Wangjun as Non-Independent For For Shareholder Director 10.3 Elect Yang Zhizhong as Non-Independent For For Shareholder Director 10.4 Elect Chen Qing as Non-Independent For For Shareholder Director 11.1 Elect Cheng Jingmin as Supervisor For For Shareholder 11.2 Elect Xu Jian as Supervisor For For Shareholder 11.3 Elect Yu Hao as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY GROUP POWER CO., LTD. Ticker: 600482 Security ID: Y2481T111 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Shareholder Acquisition by Cash and Issuance of Shares and Convertible Bonds as well as Raising Supporting Funds 2.1 Approve Share Type, Par Value and For For Shareholder Listing Location in Connection to Issuance of Common Shares 2.2 Approve Target Subscribers in For For Shareholder Connection to Issuance of Common Shares 2.3 Approve Target Assets and Payment For For Shareholder Method in Connection to Issuance of Common Shares 2.4 Approve Pricing Method and Price in For For Shareholder Connection to Issuance of Common Shares 2.5 Approve Issue Size in Connection to For For Shareholder Issuance of Common Shares 2.6 Approve Issue Price Adjustment For For Shareholder Mechanism in Connection to Issuance of Common Shares 2.7 Approve Lock-up Period Arrangement in For For Shareholder Connection to Issuance of Common Shares 2.8 Approve Profit and Loss Attribution For For Shareholder During the Transition Period as well as Distribution Arrangement of Undistributed Earnings 2.9 Approve Subject and Type in Connection For For Shareholder to Issuance of Convertible Bonds 2.10 Approve Target Subscribers in For For Shareholder Connection to Issuance of Convertible Bonds 2.11 Approve Target Assets and Payment For For Shareholder Method in Connection to Issuance of Convertible Bonds 2.12 Approve Par Value and Issue Price in For For Shareholder Connection to Issuance of Convertible Bonds 2.13 Approve Issue Size in Connection to For For Shareholder Issuance of Convertible Bonds 2.14 Approve Bond Maturity in Connection to For For Shareholder Issuance of Convertible Bonds 2.15 Approve Bond Interest Rate in For For Shareholder Connection to Issuance of Convertible Bonds 2.16 Approve Period and Manner of Repayment For For Shareholder of Capital and Interest in Connection to Issuance of Convertible Bonds 2.17 Approve Conversion Period in For For Shareholder Connection to Issuance of Convertible Bonds 2.18 Approve Adjustment and Calculation For For Shareholder Method of Conversion Price in Connection to Issuance of Convertible Bonds 2.19 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price in Connection to Issuance of Convertible Bonds 2.20 Approve Number of Shares for For For Shareholder Conversion in Connection to Issuance of Convertible Bonds 2.21 Approve Terms of Redemption in For For Shareholder Connection to Issuance of Convertible Bonds 2.22 Approve Terms of Sell-Back in For For Shareholder Connection to Issuance of Convertible Bonds 2.23 Approve Lock-up Period Arrangement in For For Shareholder Connection to Issuance of Convertible Bonds 2.24 Approve Guarantee Matters in For For Shareholder Connection to Issuance of Convertible Bonds 2.25 Approve Rating Matters in Connection For For Shareholder to Issuance of Convertible Bonds 2.26 Approve Source of Convertible Shares For For Shareholder in Connection to Issuance of Convertible Bonds 2.27 Approve Conversion of Annual Dividends For For Shareholder in Connection to Issuance of Convertible Bonds 2.28 Approve Matters Relating to Meetings For For Shareholder of Bond Holders in Connection to Issuance of Convertible Bonds 2.29 Approve Price Adjustment Plan Target For For Shareholder in Connection to Issuance of Convertible Bonds 2.30 Approve Price Adjustment Plan For For Shareholder Effective Conditions in Connection to Issuance of Convertible Bonds 2.31 Approve Adjustable Price Period in For For Shareholder Connection to Issuance of Convertible Bonds 2.32 Approve Triggering Conditions in For For Shareholder Connection to Issuance of Convertible Bonds 2.33 Approve Price Adjustment Date in For For Shareholder Connection to Issuance of Convertible Bonds 2.34 Approve Adjustment Mechanism in For For Shareholder Connection to Issuance of Convertible Bonds 2.35 Approve to Adjust the Number of Shares For For Shareholder Issued in Connection to Issuance of Convertible Bonds 2.36 Approve Price Adjustment Date to Issue For For Shareholder Date Exclusion and Ex-Dividend Issues in Connection to Issuance of Convertible Bonds 2.37 Approve Raising Supporting Funds For For Shareholder 2.38 Approve Use of Proceeds For For Shareholder 3 Approve Amended Draft and Summary of For For Shareholder Issuance of Shares and Convertible Bonds for Asset Acquisition and Raising Supporting Funds and Related Party Transaction 4 Approve Signing of Conditional Asset For For Management Acquisition by Issuance of Shares and Convertible Bonds Agreement 5 Approve Signing of Supplemental For For Shareholder Conditional Asset Acquisition by Issuance of Shares and Convertible Bonds Agreement 6 Approve Adjustment of the Company's For For Shareholder Major Asset Restructuring Plan Does Not Constitute a Major Adjustment 7 Approve Transaction Constitute as For For Shareholder Related-Party Transaction 8 Approve Transaction Constitute as For For Shareholder Major Asset Restructure 9 Approve Transaction Does Not For For Shareholder Constitute as Reorganization Listing 10 Approve Audit Report, Profit Forecast For For Shareholder Report and Appraisal Report of the Transaction 11 Approve Report on Previously Raised For For Shareholder Funds 12 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Formulation of Rules and For For Management Procedures Regarding Private Issuance of Convertible Corporate Bondholders Meeting 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15 Approve Capital Injection Agreement For For Management and Related Party Transactions 16 Approve Change in Registered Capital, For For Shareholder Amend Articles of Association and Handling Business Registration -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY GROUP POWER CO., LTD. Ticker: 600482 Security ID: Y2481T111 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7.1 Approve Daily Related-party For For Management Transactions 7.2 Approve Commodity Supply Framework For For Management Agreement with and Sales Transaction 7.3 Approve Commodity Supply Framework For For Management Agreement and Purchase Transaction 7.4 Approve Comprehensive Financial For For Management Services Framework Agreement and other Related Transactions 7.5 Approve Other Daily Related-party For For Management Transactions 8.1 Approve Provision of Guarantee to For Against Management Subsidiaries Including Wholly-owned Subsidiaries and Some Controlled Indirect Subsidiaries 8.2 Approve Provision of Guarantee of For Against Management Wholly-owned Subsidiaries to its Subsidiaries 9 Approve Provision of Counter For For Management Guarantees to Related Parties 10 Approve Remuneration of Directors and For For Management Supervisors 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 12 Approve Changes in Accounting Policies For For Management 13.1 Approve Issue Size and Quantity For For Management 13.2 Approve Conversion Period For For Management 13.3 Approve Determination and Adjustment For For Management to Conversion Price 13.4 Approve Restriction Period Arrangement For For Management -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY GROUP POWER CO., LTD. Ticker: 600482 Security ID: Y2481T111 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Zongzi as Non-Independent For For Shareholder Director 2.1 Elect Chen Weiyang as Supervisor For For Management -------------------------------------------------------------------------------- CHINA SINGYES SOLAR TECHNOLOGIES HOLDINGS LIMITED Ticker: 750 Security ID: G2161E111 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Liu Hongwei as Director For For Management 2.2 Elect Li Hong as Director For For Management 2.3 Elect Zhuo Jianming as Director For For Management 2.4 Elect Tan Hongwei as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA SINGYES SOLAR TECHNOLOGIES HOLDINGS LIMITED Ticker: 750 Security ID: G2161E111 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, For For Management Issuance of Subscription Shares and Related Transactions 2 Approve Increase in Authorized Share For For Management Capital and Related Transactions 3 Approve Special Deal For For Management 4 Approve Whitewash Waiver For For Management -------------------------------------------------------------------------------- CHINA SINGYES SOLAR TECHNOLOGIES HOLDINGS LIMITED Ticker: 750 Security ID: G2161E111 Meeting Date: FEB 06, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of English Name and For For Management Adopt Chinese Name as Secondary Name of the Company -------------------------------------------------------------------------------- CHINA SOUTH CITY HOLDINGS LIMITED Ticker: 1668 Security ID: Y1515Q101 Meeting Date: SEP 13, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Chung Hing as Director For For Management 3b Elect Lin Ching Hua as Director For For Management 3c Elect Li Wai Keung as Director For For Management 3d Elect Hui Chiu Chung as Director For For Management 3e Elect Zhao Lidong as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8 Adopt 2019 Share Option Scheme For For Management -------------------------------------------------------------------------------- CHINA SOUTH PUBLISHING & MEDIA GROUP CO., LTD. Ticker: 601098 Security ID: Y15174108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Financial Statements For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Financial Services Agreement For For Management 11 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 12 Approve Completion of Raised Funds For For Management Investment Project 13.1 Elect Li Guilan as Independent Director For For Management -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Framework For For Management Agreement Entered into Between the Company and Southern Airlines Group Finance Company Limited 2 Approve 2020-2022 Finance and Lease For For Management Service Framework Agreement Entered into Between the Company and China Southern Air Leasing Company Limited 3 Approve Satisfaction of the Conditions For For Shareholder of the Non-Public Issue of A Shares 4 Approve Feasibility Report on the Use For For Shareholder of Proceeds from the Non-Public Issue of A Shares 5 Approve Impacts of Dilution of Current For For Shareholder Returns of the Non-Public Issue of Shares and the Remedial Returns Measures and the Undertakings from Controlling Shareholder, Directors and Senior Management on the Relevant Measures 6 Approve Plan of Shareholders' Return For For Shareholder of China Southern Airlines Company Limited (2020-2022) 7 Approve Report on Use of Proceeds from For For Shareholder Previous Fund Raising Activities 8.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 8.02 Approve Issue Method and Period For For Shareholder 8.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 8.04 Approve Issue Price For For Shareholder 8.05 Approve Number of Shares to be Issued For For Shareholder 8.06 Approve Lock-up Period For For Shareholder 8.07 Approve Proceeds Raised and the Use of For For Shareholder Proceeds 8.08 Approve Place of Listing For For Shareholder 8.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares 8.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of A Shares 9.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 9.02 Approve Issue Method and Period For For Shareholder 9.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 9.04 Approve Issue Price For For Shareholder 9.05 Approve Issue Size and Number of For For Shareholder Shares to be Issued 9.06 Approve Lock-up Period For For Shareholder 9.07 Approve Use of Proceeds For For Shareholder 9.08 Approve Listing Arrangement For For Shareholder 9.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of H Shares 9.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of H Shares 10 Approve Preliminary Proposal of the For For Shareholder Non-Public Issue of A Shares 11 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of A Shares 12 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of H Shares 13 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares 14 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the H Shares Under the Non-Public Issue of H Shares 15 Approve Amendments to Articles of For For Shareholder Association 16 Authorize Board to Deal with All For For Shareholder Matters Relating to the Non-Public Issue of A Shares and the Non-Public Issue of H Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1R16E111 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Framework For For Management Agreement Entered into Between the Company and Southern Airlines Group Finance Company Limited 2 Approve 2020-2022 Finance and Lease For For Management Service Framework Agreement Entered into Between the Company and China Southern Air Leasing Company Limited 3 Approve Satisfaction of the Conditions For For Shareholder of the Non-Public Issue of A Shares 4 Approve Feasibility Report on the Use For For Shareholder of Proceeds from the Non-Public Issue of A Shares 5 Approve Impacts of Dilution of Current For For Shareholder Returns of the Non-Public Issue of Shares and the Remedial Returns Measures and the Undertakings from Controlling Shareholder, Directors and Senior Management on the Relevant Measures 6 Approve Plan of Shareholders' Return For For Shareholder of China Southern Airlines Company Limited (2020-2022) 7 Approve Report on Use of Proceeds from For For Shareholder Previous Fund Raising Activities 8.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 8.02 Approve Issue Method and Period For For Shareholder 8.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 8.04 Approve Issue Price For For Shareholder 8.05 Approve Number of Shares to be Issued For For Shareholder 8.06 Approve Lock-up Period For For Shareholder 8.07 Approve Proceeds Raised and the Use of For For Shareholder Proceeds 8.08 Approve Place of Listing For For Shareholder 8.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares 8.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of A Shares 9.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 9.02 Approve Issue Method and Period For For Shareholder 9.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 9.04 Approve Issue Price For For Shareholder 9.05 Approve Issue Size and Number of For For Shareholder Shares to be Issued 9.06 Approve Lock-up Period For For Shareholder 9.07 Approve Use of Proceeds For For Shareholder 9.08 Approve Listing Arrangement For For Shareholder 9.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of H Shares 9.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of H Shares 10 Approve Preliminary Proposal of the For For Shareholder Non-Public Issue of A Shares 11 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of A Shares 12 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of H Shares 13 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares 14 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the H Shares Under the Non-Public Issue of H Shares 15 Approve Amendments to Articles of For For Shareholder Association 16 Authorize Board to Deal with All For For Shareholder Matters Relating to the Non-Public Issue of A Shares and the Non-Public Issue of H Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 1.02 Approve Issue Method and Period For For Shareholder 1.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 1.04 Approve Issue Price For For Shareholder 1.05 Approve Number of Shares to be Issued For For Shareholder 1.06 Approve Lock-up Period For For Shareholder 1.07 Approve Proceeds Raised and the Use of For For Shareholder Proceeds 1.08 Approve Place of Listing For For Shareholder 1.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares 1.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of A Shares 2 Approve Preliminary Proposal of the For For Shareholder Non-Public Issue of A Shares 3 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of A Shares 4 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1R16E111 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Types of Shares to be Issued For For Shareholder and the Par Value 1.02 Approve Issue Method and Period For For Shareholder 1.03 Approve Targeted Subscriber and For For Shareholder Subscription Method 1.04 Approve Issue Price For For Shareholder 1.05 Approve Number of Shares to be Issued For For Shareholder 1.06 Approve Lock-up Period For For Shareholder 1.07 Approve Proceeds Raised and the Use of For For Shareholder Proceeds 1.08 Approve Place of Listing For For Shareholder 1.09 Approve Arrangement for the For For Shareholder Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares 1.10 Approve Validity Period of this For For Shareholder Resolution Regarding the Non-Public Issuance of A Shares 2 Approve Preliminary Proposal of the For For Shareholder Non-Public Issue of A Shares 3 Approve Connected Transactions For For Shareholder Involved in the Non-Public Issue of A Shares 4 Approve Conditional Subscription For For Shareholder Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Directors For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve KPMG Huazhen (Special General For For Management Partnership) as Auditors for Domestic and U.S. Financial Reporting and Internal Control of Financial Reporting and KPMG as Auditors for Hong Kong Financial Reporting and Authorize Board to Fix Their Remuneration 6 Approve Authorization to Xiamen For For Management Airlines Company Limited to Provide Guarantees to Its Four Holding Subsidiaries 7 Approve Authorization to the Company For For Management and Its Holding Subsidiaries to Respectively Provide Guarantees to Their Special Purpose Vehicles 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Issue Debt For For Management Financing Instruments Under the General Mandate 10 Approve Satisfaction by the Company of For For Management the Conditions of the Public Issuance of A Share Convertible Bonds 11.01 Approve Type of Securities to be Issued For For Management 11.02 Approve Size of Issuance For For Management 11.03 Approve Par Value and Issue Price For For Management 11.04 Approve Term For For Management 11.05 Approve Interest Rate For For Management 11.06 Approve Method and Timing of Interest For For Management Payment and Repayment of Principal 11.07 Approve Conversion Period For For Management 11.08 Approve Determination and Adjustment For For Management of the Conversion Price 11.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 11.10 Approve Method for Determining the For For Management Number of Shares for Conversion 11.11 Approve Terms of Redemption For For Management 11.12 Approve Terms of Sale Back For For Management 11.13 Approve Attribution of Dividend in the For For Management Year of Conversion 11.14 Approve Method of Issuance and For For Management Targeted Subscribers 11.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 11.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meetings 11.17 Approve Use of Proceeds For For Management 11.18 Approve Guarantee and Security For For Management 11.19 Approve Deposit Account for Proceeds For For Management Raised 11.20 Approve Ratings For For Management 11.21 Approve Validity Period of the For For Management Proposal on the Issuance of A Share Convertible Bonds 12 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 13 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Proposed Public Issuance of A Share Convertible Bonds 14 Approve Report on the Use of For For Management Previously Raised Funds 15 Approve Risk Notifications on Dilution For For Management of Immediate Returns by the Proposed Public Issuance of A Share Convertible Bonds and the Remedial Measures 16 Authorize Board and Its Authorized For For Management Persons to Handle All Matters in Relation to the Proposed Public Issuance of A Share Convertible Bonds 17 Approve Rules for A Share Convertible For For Management Bond Holders' Meeting 18 Approve Possible Pre-Emptive For For Management Subscription for the Proposed Public Issuance of A Share Convertible Bonds by the Controlling Shareholder -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type of Securities to be Issued For For Management 1.02 Approve Size of Issuance For For Management 1.03 Approve Par Value and Issue Price For For Management 1.04 Approve Term For For Management 1.05 Approve Interest Rate For For Management 1.06 Approve Method and Timing of Interest For For Management Payment and Repayment of Principal 1.07 Approve Conversion Period For For Management 1.08 Approve Determination and Adjustment For For Management of the Conversion Price 1.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 1.10 Approve Method for Determining the For For Management Number of Shares for Conversion 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sale Back For For Management 1.13 Approve Attribution of Dividend in the For For Management Year of Conversion 1.14 Approve Method of Issuance and For For Management Targeted Subscribers 1.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 1.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meetings 1.17 Approve Use of Proceeds For For Management 1.18 Approve Guarantee and Security For For Management 1.19 Approve Deposit Account for Proceeds For For Management Raised 1.20 Approve Ratings For For Management 1.21 Approve Validity Period of the For For Management Proposal on the Issuance of A Share Convertible Bonds 2 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 3 Authorize Board and Its Authorized For For Management Persons to Handle All Matters in Relation to the Proposed Public Issuance of A Share Convertible Bonds -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1R16E111 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Directors For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve KPMG Huazhen (Special General For For Management Partnership) as Auditors for Domestic and U.S. Financial Reporting and Internal Control of Financial Reporting and KPMG as Auditors for Hong Kong Financial Reporting and Authorize Board to Fix Their Remuneration 6 Approve Authorization to Xiamen For For Management Airlines Company Limited to Provide Guarantees to Its Four Holding Subsidiaries 7 Approve Authorization to the Company For For Management and Its Holding Subsidiaries to Respectively Provide Guarantees to Their Special Purpose Vehicles 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Issue Debt For For Management Financing Instruments Under the General Mandate 10 Approve Satisfaction by the Company of For For Management the Conditions of the Public Issuance of A Share Convertible Bonds 11.01 Approve Type of Securities to be Issued For For Management 11.02 Approve Size of Issuance For For Management 11.03 Approve Par Value and Issue Price For For Management 11.04 Approve Term For For Management 11.05 Approve Interest Rate For For Management 11.06 Approve Method and Timing of Interest For For Management Payment and Repayment of Principal 11.07 Approve Conversion Period For For Management 11.08 Approve Determination and Adjustment For For Management of the Conversion Price 11.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 11.10 Approve Method for Determining the For For Management Number of Shares for Conversion 11.11 Approve Terms of Redemption For For Management 11.12 Approve Terms of Sale Back For For Management 11.13 Approve Attribution of Dividend in the For For Management Year of Conversion 11.14 Approve Method of Issuance and For For Management Targeted Subscribers 11.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 11.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meetings 11.17 Approve Use of Proceeds For For Management 11.18 Approve Guarantee and Security For For Management 11.19 Approve Deposit Account for Proceeds For For Management Raised 11.20 Approve Ratings For For Management 11.21 Approve Validity Period of the For For Management Proposal on the Issuance of A Share Convertible Bonds 12 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 13 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Proposed Public Issuance of A Share Convertible Bonds 14 Approve Report on the Use of For For Management Previously Raised Funds 15 Approve Risk Notifications on Dilution For For Management of Immediate Returns by the Proposed Public Issuance of A Share Convertible Bonds and the Remedial Measures 16 Authorize Board and Its Authorized For For Management Persons to Handle All Matters in Relation to the Proposed Public Issuance of A Share Convertible Bonds 17 Approve Rules for A Share Convertible For For Management Bond Holders' Meeting 18 Approve Possible Pre-Emptive For For Management Subscription for the Proposed Public Issuance of A Share Convertible Bonds by the Controlling Shareholder -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1R16E111 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type of Securities to be Issued For For Management 1.02 Approve Size of Issuance For For Management 1.03 Approve Par Value and Issue Price For For Management 1.04 Approve Term For For Management 1.05 Approve Interest Rate For For Management 1.06 Approve Method and Timing of Interest For For Management Payment and Repayment of Principal 1.07 Approve Conversion Period For For Management 1.08 Approve Determination and Adjustment For For Management of the Conversion Price 1.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 1.10 Approve Method for Determining the For For Management Number of Shares for Conversion 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sale Back For For Management 1.13 Approve Attribution of Dividend in the For For Management Year of Conversion 1.14 Approve Method of Issuance and For For Management Targeted Subscribers 1.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 1.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meetings 1.17 Approve Use of Proceeds For For Management 1.18 Approve Guarantee and Security For For Management 1.19 Approve Deposit Account for Proceeds For For Management Raised 1.20 Approve Ratings For For Management 1.21 Approve Validity Period of the For For Management Proposal on the Issuance of A Share Convertible Bonds 2 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 3 Authorize Board and Its Authorized For For Management Persons to Handle All Matters in Relation to the Proposed Public Issuance of A Share Convertible Bonds -------------------------------------------------------------------------------- CHINA SPACESAT CO., LTD. Ticker: 600118 Security ID: Y1500D107 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor 3 Approve Capital Injection Agreement For For Management -------------------------------------------------------------------------------- CHINA SPACESAT CO., LTD. Ticker: 600118 Security ID: Y1500D107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Financial Services Agreement For For Management 8 Approve Related Party Transaction For For Management 9 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Naixiang as Non-Independent For For Shareholder Director 2 Approve Signing of Financial Services For For Management Framework Supplementary Agreement -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of Performance For For Management Shares 2 Approve Redemption Terms of Private For For Management Placement of Preferred Shares 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report For For Management 7 Approve Financial Budget Report For For Management 8 Approve Investment Budget Report For Against Management 9 Approve Daily Related-Party For For Management Transactions 10 Approve Appointment of Financial For For Management Auditor 11 Approve Appointment of Internal For For Management Control Auditor 12 Approve Guarantee For Against Management 13 Approve Issuance of Domestic Bonds For For Management 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 15 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Annual For For Management Caps and Related Transactions -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, For For Management Proposed Revised Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Hung Cheung Shew as Director For For Management 3B Elect Adrian David Li Man Kiu as For For Management Director 3C Elect Lee Shing See as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares 7 Amend Articles of Association and For For Management Adopt a New Amended and Restated Articles of Association -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Master Engagement For For Management Agreement, COLI Works Annual Cap and Related Transactions -------------------------------------------------------------------------------- CHINA STEEL CHEMICAL CORP. Ticker: 1723 Security ID: Y15044103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Legal For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- CHINA STEEL CORP. Ticker: 2002 Security ID: Y15041109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Approve Release the Prohibition on For For Management Chairman Chao-Tung Wong, from Holding the Position of Director of Taiwan High Speed Rail Corporation 6 Approve Release the Prohibition on For For Management Director Shyi-Chin Wang, from Holding the Position of Director of China Ecotek Corporation 7 Approve Release the Prohibition on For For Management Director Chien-Chih Hwang, from Holding the Position of Director of China Steel Structure Co., Ltd., CSBC Corporation, Taiwan, Formosa Ha Tinh (Cayman) Limited, and Formosa Ha Tinh Steel Corporation -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Valid Period For For Management of the Plan for the Initial Public Offering and Listing of A Shares 2 Approve Extension of the Valid Period For For Management of the Authorization Granted by the General Meeting to the Board of Directors to Handle All Matters Relating to the A Share Offering 3 Amend Articles of Association For Against Management Regarding Party Committee 4 Approve Amendments to the Rules of For For Management Procedure of the General Meetings 5 Approve Amendments to the Rules of For For Management Procedure of the Board of Directors 6 Approve Amendments to the Rules of For For Management Procedure of the Supervisory Committee 7 Approve Amendments to the Working For For Management Rules of the Independent Directors 8 Approve Report on the Use of Proceeds For For Shareholder Previously Raised by the Company -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Public Registration of the For For Management Company for Issuance of Medium-Term Notes 2 Approve Public Registration of the For For Management Company for Issuance of Super Short-Term Commercial Papers -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Accounts For For Management 4 Approve 2019 Audited Financial For For Management Statements and Independent Auditors' Report 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Budget Report For For Management 7 Approve Reanda Certified Public For For Management Accountants as PRC Auditors and Ernst & Young as International Auditors and Authorize Board to Fix Their Remuneration 8 Approve Report on the Use of Proceeds For For Management Previously Raised 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H shares -------------------------------------------------------------------------------- CHINA TAIPING INSURANCE HOLDINGS COMPANY LIMITED Ticker: 966 Security ID: Y1456Z151 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Ren Shengjun as Director None None Management 3a2 Elect Guo Zhaoxu as Director For For Management 3a3 Elect Hu Xingguo as Director For For Management 3a4 Elect Zhang Cui as Director For For Management 3a5 Elect Yang Changgui as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Ticker: 728 Security ID: Y1505D102 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Guiqing as Director, For For Management Authorize Board to Execute a Service Contract with Him and Authorize Board to Fix Director's Remuneration 2 Elect Wang Guoquan as Director, For For Management Authorize Board to Execute a Service Contract with Him and Authorize Board to Fix Director's Remuneration 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Ticker: 728 Security ID: Y1505D102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend Payment 3 Approve Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration 4.1 Elect Ke Ruiwen as Director For For Management 4.2 Elect Li Zhengmao as Director For For Management 4.3 Elect Shao Guanglu as Director For For Management 4.4 Elect Chen Zhongyue as Director For For Management 4.5 Elect Liu Guiqing as Director For For Management 4.6 Elect Zhu Min as Director For For Management 4.7 Elect Wang Guoquan as Director For For Management 4.8 Elect Chen Shengguang as Director For For Management 4.9 Elect Tse Hau Yin, Aloysius as Director For For Management 4.10 Elect Xu Erming as Director For For Management 4.11 Elect Wang Hsuehming as Director For For Management 4.12 Elect Yeung Chi Wai, Jason as Director For For Management 5.1 Elect Sui Yixun as Supervisor For For Management 5.2 Elect Xu Shiguang as Supervisor For For Management 5.3 Elect You Minqiang as Supervisor For For Management 6 Amend Articles of Association and For For Management Approve Authorization of Directors to Complete Registration or Filing of the Amendments to the Articles of Association 7 Approve Issuance of Debentures, For Against Management Authorize Board to Issue Debentures and Determine Specific Terms, Conditions and Other Matters of the Debentures and Approve Centralized Registration of Debentures 8 Approve Issuance of Company Bonds in For For Management the People's Republic of China, Authorize Board to Issue Company Bonds and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company -------------------------------------------------------------------------------- CHINA TELEVISION MEDIA LTD. Ticker: 600088 Security ID: Y97178100 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Management System for Allowance For For Management Independent Directors 3.1 Elect Tang Shiding as Non-Independent For For Shareholder Director 3.2 Elect Zhao Jianjun as Non-Independent For For Shareholder Director 3.3 Elect Wang Jun as Non-Independent For For Shareholder Director 3.4 Elect Li Ying as Non-Independent For For Shareholder Director 3.5 Elect Hu Yuanguang as Non-Independent For For Shareholder Director 3.6 Elect Lv Chunguang as Non-Independent For For Shareholder Director 4.1 Elect Chen Haiyan as Independent For For Shareholder Director 4.2 Elect Pang Zhengzhong as Independent For For Shareholder Director 4.3 Elect Zong Wenlong as Independent For For Shareholder Director 5.1 Elect Wang Hao as Supervisor For For Management 5.2 Elect Ren Chunping as Supervisor For For Management -------------------------------------------------------------------------------- CHINA TELEVISION MEDIA LTD. Ticker: 600088 Security ID: Y97178100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5.1 Approve Appointment of Auditor For For Management 5.2 Approve Payment of Audit Fees For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Entrusted Asset Management For For Management 9 Approve Report of the Independent For For Management Directors 10 Approve Signing of Advertising For For Management Resource Contract Management Agreement -------------------------------------------------------------------------------- CHINA TIAN LUN GAS HOLDINGS LIMITED Ticker: 1600 Security ID: G84396103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4a Elect Liu Min as Director For For Management 4b Elect Yeung Yui Yuen Michael as For For Management Director 4c Elect Liu Jin as Director For For Management 4d Elect Zhao Jun as Director For For Management 4e Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA TIANYING, INC. Ticker: 000035 Security ID: Y1475H109 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- CHINA TIANYING, INC. Ticker: 000035 Security ID: Y1475H109 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination of Conversion For For Management Price and Its Adjustments 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Determination Method of Number For For Management of Shares Converted 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Bondholder and Meetings of For For Management Bondholders 2.18 Approve Use of Proceeds For For Management 2.19 Approve Raised Fund Deposit Account For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Increase in Registered Capital For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- CHINA TIANYING, INC. Ticker: 000035 Security ID: Y1475H109 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Overseas Bonds and For For Management Provision of Guarantee 2 Approve Change in Use of Partial For For Management Raised Funds and Supplement Working Capital -------------------------------------------------------------------------------- CHINA TIANYING, INC. Ticker: 000035 Security ID: Y1475H109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Provision of Guarantee For For Management 9 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- CHINA TOBACCO INTERNATIONAL (HK) CO., LTD. Ticker: 6055 Security ID: Y14571106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Shao Yan as Director For For Management 3b Elect Wang Chengrui as Director For For Management 3c Elect Wang Xinhua as Director For For Management 3d Elect Li Yan as Director For For Management 3e Elect Liang Deqing as Director For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA TOWER CORP. LTD. Ticker: 788 Security ID: Y15076105 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Xiaomin as Director, For For Management Authorize Board to Sign on Behalf of the Company the Supervisor's Service Contract with Gu Xiaomin and Authorize Board to Fix His Remuneration 2 Elect Li Tienan as Supervisor and For For Management Authorize Board to Sign on Behalf of the Company the Supervisor's Service Contract with Li Tienan -------------------------------------------------------------------------------- CHINA TOWER CORP. LTD. Ticker: 788 Security ID: Y15076105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Profit Distribution Proposal For For Management and Declaration of Final Dividend 3 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 4 Elect Mai Yanzhou as Director and For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Mai Yanzhou 5 Elect Deng Shiji as Director, For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Deng Shiji and Authorize Board to Fix His Remuneration 6 Amend Articles of Association For For Management 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Amend Articles of Association to Reflect New Capital Structure -------------------------------------------------------------------------------- CHINA TOWER CORP. LTD. Ticker: 788 Security ID: Y15076105 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED Ticker: 570 Security ID: Y1507S107 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Master Purchase Agreement, For For Management Annual Caps and Related Transactions 2 Approve New Master Supply Agreement, For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED Ticker: 570 Security ID: Y1507S107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yang Wenming as Director For For Management 3a2 Elect Wang Kan as Director For For Management 3a3 Elect Yu Tze Shan Hailson as Director For For Management 3a4 Elect Qin Ling as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change on the Use of Raised For For Management Funds 2 Elect Xu Shijun as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner For For Management 2.2 Approve Share Type and Par Value For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Subscription Method For For Management 2.6 Approve Listing Exchange For For Management 2.7 Approve Issue Price and Pricing For For Management Principles 2.8 Approve Lock-up Period For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Issue Manner For Did Not Vote Management 2.2 Approve Share Type and Par Value For Did Not Vote Management 2.3 Approve Issue Size For Did Not Vote Management 2.4 Approve Target Subscribers For Did Not Vote Management 2.5 Approve Subscription Method For Did Not Vote Management 2.6 Approve Listing Exchange For Did Not Vote Management 2.7 Approve Issue Price and Pricing For Did Not Vote Management Principles 2.8 Approve Lock-up Period For Did Not Vote Management 2.9 Approve Use of Proceeds For Did Not Vote Management 2.10 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.11 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan on Private Placement of For Did Not Vote Management Shares 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 6 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 7 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For Did Not Vote Management -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Comprehensive Credit Line For For Management 6 Approve External Guarantee For Against Management 7.1 Approve Daily Related Party For For Management Transactions with Alibaba (China) Network Technology Co., Ltd. 7.2 Approve Daily Related Party For For Management Transactions with Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Amend Articles of Association For For Management 10 Approve Use of Funds for Foreign For For Management Exchange Hedging Business 11 Approve Use of Funds For Investment For For Management and Wealth Management 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Repurchase and Cancellation of For For Management Performance Shares (April 2019) 1.2 Approve Repurchase and Cancellation of For For Management Performance Shares (July 2019) 1.3 Approve Repurchase and Cancellation of For For Management Performance Shares (October 2019) 1.4 Approve Repurchase and Cancellation of For For Management Performance Shares (December 2019) 1.5 Approve Repurchase and Cancellation of For For Management Performance Shares (May 2020) 2 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 3 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- CHINA TUNGSTEN & HIGHTECH MATERIALS CO., LTD. Ticker: 000657 Security ID: Y2982R101 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve to Appoint Internal Auditor For For Management 3 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares -------------------------------------------------------------------------------- CHINA TUNGSTEN & HIGHTECH MATERIALS CO., LTD. Ticker: 000657 Security ID: Y2982R101 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Manner and Period For For Management 1.2 Approve Target Parties and For For Management Subscription Manner 1.3 Approve Pricing Basis, Issue Price and For For Management Pricing Manner 1.4 Approve Lock-up Period For For Management 2 Approve Amendment on Plan on Private For For Management Placement of Shares 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA TUNGSTEN & HIGHTECH MATERIALS CO., LTD. Ticker: 000657 Security ID: Y2982R101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6.1 Approve Daily Related Party For For Management Transactions with China Minmetals Corporation 6.2 Approve Daily Related Party For For Management Transactions with Xiamen Tungsten Co., Ltd. 7 Approve Provision of Guarantee For For Management 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LIMITED Ticker: 762 Security ID: Y1519S111 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Li Fushen as Director For For Management 3.1b Elect Fan Yunjun as Director For For Management 3.1c Elect Law Fan Chiu Fun Fanny as For For Management Director 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG and KPMG Huazhen LLP as For For Management Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA UNION HOLDINGS LTD. Ticker: 000036 Security ID: Y7740X100 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Related Commitments For For Management -------------------------------------------------------------------------------- CHINA UNION HOLDINGS LTD. Ticker: 000036 Security ID: Y7740X100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Idle Funds for For For Management Short-term Purchase of Bank Financial Products 7 Amend Articles of Association For For Management 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Approve Mutual Guarantee and Related For For Management Party Transactions 12 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- CHINA UNITED NETWORK COMMUNICATIONS LTD. Ticker: 600050 Security ID: Y15075107 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Jianfeng as For For Shareholder Non-independent Director 2 Elect Li Chong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA UNITED NETWORK COMMUNICATIONS LTD. Ticker: 600050 Security ID: Y15075107 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Elect Wang Haifeng as Non-independent For For Shareholder Director 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Reduce Registered Capital, For For Management Amend Articles of Association and Handle Business Registration Matters -------------------------------------------------------------------------------- CHINA UNITED NETWORK COMMUNICATIONS LTD. Ticker: 600050 Security ID: Y15075107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Appointment of Auditor For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7.1 Approve Profit Distribution Matters For For Management 7.2 Approve Election of Directors and For For Management Authorize the Board to Determine the Director's Remuneration 7.3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding the Repurchase of Shares in Accordance with All Applicable Laws on the to Hong Kong Stock Exchange 7.4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding the Exercise Allotment During the Period, Power to Reissue and Handle Additional Shares 8 Approve Postponement on Partial Raised For For Management Funds Investment Project 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10.1 Approve Related Party Transactions For For Management with China Tower Co., Ltd. 10.2 Approve Related Party Transactions For For Management with China Guangfa Bank Co., Ltd. 11 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For For Shareholder 15.2 Elect Kang Dian as Director For For Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For For Shareholder 15.2 Elect Kang Dian as Director For For Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA WAFER LEVEL CSP CO., LTD. Ticker: 603005 Security ID: Y7748D106 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Distribution Arrangement for For For Management Undistributed Profits 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares (Revised Draft) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised Draft) 8 Approve Shareholder Dividend Return For For Management Plan 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA WAFER LEVEL CSP CO., LTD. Ticker: 603005 Security ID: Y7748D106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management Implementation 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Related Party Transaction Plan For For Management 9 Approve Forward Foreign Exchange For For Management Transactions 10 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 11 Approve Comprehensive Credit Line Bank For Against Management Application 12 Approve Appointment of Auditor For For Management 13 Approve Appointment of Internal For For Management Control Auditor 14 Approve External Investment and For For Management Related Party Transactions -------------------------------------------------------------------------------- CHINA WATER AFFAIRS GROUP LIMITED Ticker: 855 Security ID: G21090124 Meeting Date: SEP 06, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Ding Bin as Director For For Management 3.2 Elect Zhao Hai Hu as Director For For Management 3.3 Elect Ong King Keung as Director For For Management 3.4 Elect Siu Chi Ming as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA WATER INDUSTRY GROUP LIMITED Ticker: 1129 Security ID: G2114E135 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Lin Yue Hui as Director For For Management 3 Elect Liu Feng as Director For For Management 4 Elect Zhu Yongjun as Director For For Management 5 Elect Guo Chao Tian as Director For For Management 6 Elect Lam Cheung Shing, Richard as For For Management Director 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Crowe (HK) CPA Limited as For For Management Auditor and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management 2 Approve Change on the Usage of Raised For For Management Funds -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Auditor For For Management 2 Approve Related-party Transaction in For For Management Connection to Deposit and Clearing Business 3 Approve Non-recourse Accounts For For Management Receivable Factoring Business and Related Party Transactions -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection to Implement For For Management Market-oriented Debt-to-equity Swaps -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Special Report on the Usage of For For Management Previously Raised Funds 7 Approve Financing from Financial For For Management Institutions 8 Approve Provision of Guarantee For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Financing Credit from China For For Management Construction Finance Co., Ltd. 11 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Financial Budget For For Management 3 Approve Supply Chain Asset For For Management Securitization 4 Approve CNY Factoring Business For For Management Non-recourse Receivables -------------------------------------------------------------------------------- CHINA WORLD TRADE CENTER CO., LTD. Ticker: 600007 Security ID: Y1516H100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Remuneration of Auditor For For Management 5 Approve Annual Report For For Management 6 Approve Remuneration of Chairman of For Against Management the Board and Vice Chairman of the Board 7 Approve to Appoint Auditor For For Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Amendments to Articles of For For Management Association 10 Approve Restructuring of the Company's For For Management Long-term Loans 11 Approve Allowance of Independent For For Management Directors 12.1 Elect Lin Mingzhi as Non-independent For For Shareholder Director 12.2 Elect Chen Yanping as Non-independent For For Shareholder Director 12.3 Elect Wang Bingnan as Non-independent For For Shareholder Director 12.4 Elect Guo Huiguang as Non-independent For For Shareholder Director 12.5 Elect Wang Yijie as Non-independent For For Shareholder Director 12.6 Elect Huang Xiaokang as For For Shareholder Non-independent Director 12.7 Elect Ruan Zhongkui as Non-independent For For Shareholder Director 12.8 Elect Xing Yizhi as Non-independent For For Shareholder Director 13.1 Elect Li Chaoxian as Independent For For Shareholder Director 13.2 Elect Wu Jimin as Independent Director For For Shareholder 13.3 Elect Hao Jinghua as Independent For For Shareholder Director 13.4 Elect Yin Jintao as Independent For For Shareholder Director 14.1 Elect Luan Richeng as Supervisor For For Shareholder 14.2 Elect Hu Yanmin as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA WUYI CO., LTD. Ticker: 000797 Security ID: Y1516L101 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Adjustment of Guarantee For For Management Provision -------------------------------------------------------------------------------- CHINA WUYI CO., LTD. Ticker: 000797 Security ID: Y1516L101 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Removal of Director Xie Jisong For For Shareholder 2 Elect Huang Mingyao as Non-Independent For For Shareholder Director 3 Approve Provision of Guarantee to the For For Management Company by China Wuyi (Kenya) Co., Ltd. -------------------------------------------------------------------------------- CHINA WUYI CO., LTD. Ticker: 000797 Security ID: Y1516L101 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Subsidiary's Equity For For Management -------------------------------------------------------------------------------- CHINA WUYI CO., LTD. Ticker: 000797 Security ID: Y1516L101 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing from Bank For For Management -------------------------------------------------------------------------------- CHINA WUYI CO., LTD. Ticker: 000797 Security ID: Y1516L101 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Accept the Guarantee Amount For For Management of the Major Shareholder Fujian Construction Engineering Group Co., Ltd. 2 Approve Issuance of Super Short-term For For Management Commercial Papers 3 Approve Authorization on Issuance of For For Management Super Short-term Commercial Papers -------------------------------------------------------------------------------- CHINA WUYI CO., LTD. Ticker: 000797 Security ID: Y1516L101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Related Party Transactions For For Management 7 Approve Internal Guarantee For For Management 8 Approve Appointment of Auditor and For For Management Payment of Remuneration 9 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- CHINA XD ELECTRIC CO., LTD. Ticker: 601179 Security ID: Y1565A105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Astra Ying Chui Lam as For For Management Non-independent Director -------------------------------------------------------------------------------- CHINA XD ELECTRIC CO., LTD. Ticker: 601179 Security ID: Y1565A105 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Jiayi as Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA XD ELECTRIC CO., LTD. Ticker: 601179 Security ID: Y1565A105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve to Appoint Internal Control For For Management Auditor 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Foreign Exchange Financial For For Management Derivatives Business Plan 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Provision of Guarantees to For For Management Subsidiaries 12 Approve Securities Investment Business For For Management 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Teng Weiheng as Supervisor For For Management -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Investment to Power For For Shareholder Distribution Project 3 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Acquisition of Power Distribution -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Auditor For For Management 6 Approve Internal Control Auditor For For Management 7 Approve Short-term Fixed Income For For Management Investment 8 Approve Issuance of Debt Financing For For Management Instruments 9.1 Elect Li Qinghua as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of GDR and Listing on For For Management London Stock Exchange as well as Conversion to an Overseas Fundraising Company 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Scale of GDR in its Lifetime For For Management 2.6 Approve Conversion Rate of GDR and For For Management Underlying A Shares 2.7 Approve Manner of Pricing For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Conversion Restriction Period For For Management of GDR and Underlying Securities A Shares 2.10 Approve Underwriting Manner For For Management 3 Approve Report on the Deposit and For For Management Usage of Raised Funds 4 Approve Issuance of GDR for For For Management Fund-raising Use Plan 5 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Plan of For For Management Roll-forward Profits 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA YONGDA AUTOMOBILES SERVICES HOLDINGS LIMITED Ticker: 3669 Security ID: G2162W102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Xu Yue as Director For For Management 3 Elect Chen Yi as Director For Against Management 4 Elect Lyu Wei as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 7C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA YUHUA EDUCATION CORP. LTD. Ticker: 6169 Security ID: G2120K109 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: JAN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Xia Zuoquan as Director For For Management 3a2 Elect Zhang Zhixue as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA ZHENGTONG AUTO SERVICES HOLDINGS LIMITED Ticker: 1728 Security ID: G215A8108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wang Kunpeng as Director For For Management 2b Elect Li Zhubo as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000733 Security ID: Y1516T104 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Entrusted Loans by Controlling For For Management Shareholder 2 Approve Appointment of Financial and For For Management Internal Control Auditor 3 Approve Draft and Summary on Stock For For Shareholder Option Incentive Plan (Revised) 4 Approve Management Method of Stock For For Shareholder Option Incentive Plan (Revised) 5 Approve Methods to Assess the For For Shareholder Performance of Plan Participants (Revised) -------------------------------------------------------------------------------- CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000733 Security ID: Y1516T104 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Wholly-Owned Subsidiary's Transfer of Accounts Receivable for Financing 2 Approve Related-party Transaction in For For Management Connection to Development of Factoring Business -------------------------------------------------------------------------------- CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000733 Security ID: Y1516T104 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Elect Fang Ming as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000733 Security ID: Y1516T104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statement Report For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CHINA ZHONGHUA GEOTECHNICAL ENGINEERING GROUP CO., LTD. Ticker: 002542 Security ID: Y1565F104 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Guarantee For For Management Provision to Subsidiary 2 Approve Provision of Guarantee to For For Management Foreign Wholly-owned Indirect Subsidiary -------------------------------------------------------------------------------- CHINA ZHONGHUA GEOTECHNICAL ENGINEERING GROUP CO., LTD. Ticker: 002542 Security ID: Y1565F104 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Contract of For For Management Wholly-owned Subsidiary Beijing Changdao Municipal Engineering Group Co., Ltd. 2 Approve Signing of Contract of For For Management Wholly-owned Subsidiary Beijing Quantai Technology Development Co., Ltd. 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA ZHONGHUA GEOTECHNICAL ENGINEERING GROUP CO., LTD. Ticker: 002542 Security ID: Y1565F104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For For Management 8 Amend Articles of Association For Against Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Report on the Deposit and For For Management Usage of Raised Funds 11 Approve Provision of Guarantee For For Management 12 Approve Related Party Transaction For For Management 13 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHINA ZHONGHUA GEOTECHNICAL ENGINEERING GROUP CO., LTD. Ticker: 002542 Security ID: Y1565F104 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Purchase Assets 2.1 Approve Overall Plan of Transaction For For Management 2.2 Approve Share Type and Par Value For For Management 2.3 Approve Target Assets and Transaction For For Management Parties 2.4 Approve Transaction Pricing For For Management 2.5 Approve Issue Price For For Management 2.6 Approve Issue Size For For Management 2.7 Approve Lock-Up Period Arrangement For For Management 2.8 Approve Profit Forecast Report and For For Management Performance Compensation Arrangements 2.9 Approve Transfer of Ownership of the For For Management Underlying Asset and the Liability for Breach of Contractual Obligations 2.10 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.11 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.12 Approve Listing Exchange For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Report (Draft) and Summary on For For Management the Issuance of Shares to Purchase Assets 4 Approve Related Party Transactions For For Management Regarding Issuance of Shares to Purchase Assets 5 Approve Signing of Supplementary For For Management Agreement on the Issuance of Shares to Purchase Assets 6 Approve Signing of Performance For For Management Commitment Compensation Agreement 7 Approve Transaction Does Not For For Management Constitute Provision of Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 9 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Audit Report, Review Report For For Management and Asset Assessment Report of Transactions 11 Approve Audit Report on the Profit For For Management Forecast of Transactions 12 Approve Organization Independence For For Management Assessment, Assumption Reasonability Assessment, as well as Fairness of the Evaluation Method, Purpose and Pricing 13 Approve Fairness and Validity of the For For Management Pricing Basis 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Commitment Regarding For For Management Counter-dilution Measures 17 Approve White Wash Waiver For For Management 18 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA ZHONGHUA GEOTECHNICAL ENGINEERING GROUP CO., LTD. Ticker: 002542 Security ID: Y1565F104 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Issue Manner and Target For For Management Subscribers 2.4 Approve Bond Maturity and Bond Type For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Credit Enhancement For For Management 2.7 Approve Underwriting Manner For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Transaction Circulation and For For Management Listing Exchange Arrangement 2.10 Approve Special Accounts for Raised For For Management Funds and Debt Repayment Guarantee 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA ZHONGWANG HOLDINGS LIMITED Ticker: 1333 Security ID: G215AT102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Chen Yan as Director For For Management 2.1b Elect Lin Jun as Director For For Management 2.1c Elect Wei Qiang as Director For For Management 2.1d Elect Wen Xianjun as Director For For Management 2.1e Elect Lo Wa Kei, Roy as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINALIN SECURITIES CO., LTD. Ticker: 002945 Security ID: Y1R02S108 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method of Interest For For Management Payment 2.7 Approve Bond Term For For Management 2.8 Approve Determination of the For For Management Conversion Price and Adjustment 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Determination Manner of For For Management Conversion Shares 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Deposit and Management of For For Management Raised Funds 2.20 Approve Resolution Validity Period For For Management 2.21 Approve Authorization Matters For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Principle on Bondholders For For Management Meeting 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Report on the Usage of Raised For For Management Funds 9 Approve Amendments to Articles of For For Management Association 10 Approve Issuance of Commercial Papers For For Management -------------------------------------------------------------------------------- CHINALIN SECURITIES CO., LTD. Ticker: 002945 Security ID: Y1R02S108 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xue Meimei as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINALIN SECURITIES CO., LTD. Ticker: 002945 Security ID: Y1R02S108 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Huaqiang as Non-Independent For For Shareholder Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINALIN SECURITIES CO., LTD. Ticker: 002945 Security ID: Y1R02S108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Related Party Transaction For For Management 6 Approve Corporate Bond Issuance For For Management 7 Approve Report of the Board of For For Management Supervisors 8 Amend Management System for Providing For For Management External Guarantees 9 Amend Related-Party Transaction For For Management Management System 10 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- CHINASOFT INTERNATIONAL LIMITED Ticker: 354 Security ID: G2110A111 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Chen Yuhong as Director For For Management 2.2 Elect Gao Liangyu as Director For For Management 2.3 Elect Zeng Zhijie as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Dividend Payment For For Management -------------------------------------------------------------------------------- CHINESE UNIVERSE PUBLISHING & MEDIA GROUP CO., LTD. Ticker: 600373 Security ID: Y4445Q100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduce Registered Capital For For Management 2 Approve to Appoint Auditor For For Management 3 Approve to Appoint Internal Auditor For For Management 4 Approve Provision of Guarantee For For Management 5 Approve Use of Idle Funds to Purchase For For Management Financial Products -------------------------------------------------------------------------------- CHINESE UNIVERSE PUBLISHING & MEDIA GROUP CO., LTD. Ticker: 600373 Security ID: Y4445Q100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduce Registered Capital For Did Not Vote Management 2 Approve to Appoint Auditor For Did Not Vote Management 3 Approve to Appoint Internal Auditor For Did Not Vote Management 4 Approve Provision of Guarantee For Did Not Vote Management 5 Approve Use of Idle Funds to Purchase For Did Not Vote Management Financial Products -------------------------------------------------------------------------------- CHINESE UNIVERSE PUBLISHING & MEDIA GROUP CO., LTD. Ticker: 600373 Security ID: Y4445Q100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peng Zhongtian as Independent For For Management Director 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Termination or Completion of For For Management Raised Funds Investment Project and Use Remaining Raised Funds to Supplement Working Capital 10 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- CHINESE UNIVERSE PUBLISHING & MEDIA GROUP CO., LTD. Ticker: 600373 Security ID: Y4445Q100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peng Zhongtian as Independent For Did Not Vote Management Director 2 Approve Report of the Independent For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Directors 4 Approve Report of the Board of For Did Not Vote Management Supervisors 5 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 6 Approve Profit Distribution For Did Not Vote Management 7 Approve Annual Report and Summary For Did Not Vote Management 8 Approve Daily Related-Party For Did Not Vote Management Transactions 9 Approve Termination or Completion of For Did Not Vote Management Raised Funds Investment Project and Use Remaining Raised Funds to Supplement Working Capital 10 Approve Issuance of Super Short-term For Did Not Vote Management Commercial Papers -------------------------------------------------------------------------------- CHIPBOND TECHNOLOGY CORP. Ticker: 6147 Security ID: Y15657102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- CHIPMOS TECHNOLOGIES, INC. Ticker: 8150 Security ID: Y1566L100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Independent Directors 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHLITINA HOLDING LTD. Ticker: 4137 Security ID: G21164101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHOLAMANDALAM FINANCIAL HOLDINGS LIMITED Ticker: 504973 Security ID: Y9001B157 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Approve For For Management Final Dividend 3 Reelect M M Murugappan as Director For For Management 4 Elect Ashok Kumar Barat as Director For For Management 5 Elect Sridharan Rangarajan as Director For For Management 6 Elect V Ravichandran as Director For For Management 7 Elect Balasubramanyan Ramaratnam as For For Management Director 8 Approve Commission to Non-Executive For For Management Directors -------------------------------------------------------------------------------- CHOLAMANDALAM INVESTMENT & FINANCE CO. LIMITED Ticker: 511243 Security ID: Y1R849143 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividend and Final For For Management Dividend 3 Reelect Arun Alagappan as Director For For Management 4 Elect N. Ramesh Rajan as Director For For Management 5 Elect Rohan Verma as Director For For Management 6 Approve Commission to Non-Executive For For Management Directors 7 Approve Borrowing Powers For For Management 8 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- CHOLAMANDALAM INVESTMENT AND FINANCE COMPANY LIMITED Ticker: 511243 Security ID: Y1R849143 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHOLAMANDALAM INVESTMENT AND FINANCE COMPANY LIMITED Ticker: 511243 Security ID: Y1R849143 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management Cholamandalam Financial Holdings Limited on Preferential Basis -------------------------------------------------------------------------------- CHONG HONG CONSTRUCTION CO., LTD. Ticker: 5534 Security ID: Y1582T103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect CAI,YUE-CHEN, with SHAREHOLDER For For Management NO.1624, as Non-Independent Director -------------------------------------------------------------------------------- CHONGQING BREWERY CO., LTD. Ticker: 600132 Security ID: Y15846101 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related Party For For Management Transaction in 2019 2 Approve Related Party Transaction in For For Management 2020 3 Approve Trademark License Agreement For For Management -------------------------------------------------------------------------------- CHONGQING BREWERY CO., LTD. Ticker: 600132 Security ID: Y15846101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Independent For For Management Directors 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Waiver For For Management of Pre-emptive Right 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Equity Disposal For For Shareholder -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1583S104 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Waiver For For Management of Pre-emptive Right 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Equity Disposal For For Shareholder -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Investment Plan For For Management 8 Approve Bill Pool Business For Against Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Company's Eligibility for For For Management Private Placement of Shares 11.1 Approve Share Type and Par Value For For Management 11.2 Approve Issue Manner and Issue Time For For Management 11.3 Approve Target Subscriber and Method For For Management of Subscription 11.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 11.5 Approve Issue Size For For Management 11.6 Approve Amount and Use of Proceeds For For Management 11.7 Approve Lock-up Period For For Management 11.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 11.9 Approve Listing Exchange For For Management 11.10 Approve Resolution Validity Period For For Management 12 Approve Private Placement of Shares For For Management 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Related Party Transactions in For For Management Connection to Private Placement 16 Approve Whitewash Waiver and Related For For Management Transactions 17 Approve Share Subscription Agreement For For Management 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Undertakings by the For For Management Controlling Shareholder, Actual Controller, Directors and Senior Management of the Company to the Implementation of the Remedial Measures 20 Approve Shareholder Return Plan For For Management 21 Approve Authorization of Board to For For Management Handle All Related Matters 22 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1583S104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Investment Plan For For Management 8 Approve Bill Pool Business For Against Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Company's Eligibility for For For Management Private Placement of Shares 11.1 Approve Share Type and Par Value For For Management 11.2 Approve Issue Manner and Issue Time For For Management 11.3 Approve Target Subscriber and Method For For Management of Subscription 11.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 11.5 Approve Issue Size For For Management 11.6 Approve Amount and Use of Proceeds For For Management 11.7 Approve Lock-up Period For For Management 11.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 11.9 Approve Listing Exchange For For Management 11.10 Approve Resolution Validity Period For For Management 12 Approve Private Placement of Shares For For Management 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Related Party Transactions in For For Management Connection to Private Placement 16 Approve Whitewash Waiver and Related For For Management Transactions 17 Approve Share Subscription Agreement For For Management 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Undertakings by the For For Management Controlling Shareholder, Actual Controller, Directors and Senior Management of the Company to the Implementation of the Remedial Measures 20 Approve Shareholder Return Plan For For Management 21 Approve Authorization of Board to For For Management Handle All Related Matters 22 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of Management Method For For Management of Non-routine Business Classification Authorization 2.1 Elect Zhu Huarong as Non-Independent For For Management Director 2.2 Elect Tan Xiaogang as Non-Independent For For Management Director 2.3 Elect Feng Changjun as Non-Independent For For Management Director 2.4 Elect Lv Laisheng as Non-Independent For For Management Director 2.5 Elect Zhou Zhiping as Non-Independent For For Management Director 2.6 Elect Wang Jun as Non-Independent For For Management Director 2.7 Elect Zhang Deyong as Non-Independent For For Management Director 3.1 Elect Liu Jipeng as Independent For For Management Director 3.2 Elect Li Qingwen as Independent For For Management Director 3.3 Elect Chen Quanshi as Independent For For Management Director 3.4 Elect Ren Xiaochang as Independent For For Management Director 3.5 Elect Pang Yong as Independent Director For For Management 3.6 Elect Tan Xiaosheng as Independent For For Management Director 3.7 Elect Wei Xinjiang as Independent For For Management Director 3.8 Elect Cao Xingquan as Independent For For Management Director 4.1 Elect Yan Ming as Supervisor For For Management 4.2 Elect Sun Dahong as Supervisor For For Management 4.3 Elect Zhao Jun as Supervisor For For Management -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1583S104 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of Management Method For For Management of Non-routine Business Classification Authorization 2.1 Elect Zhu Huarong as Non-Independent For For Management Director 2.2 Elect Tan Xiaogang as Non-Independent For For Management Director 2.3 Elect Feng Changjun as Non-Independent For For Management Director 2.4 Elect Lv Laisheng as Non-Independent For For Management Director 2.5 Elect Zhou Zhiping as Non-Independent For For Management Director 2.6 Elect Wang Jun as Non-Independent For For Management Director 2.7 Elect Zhang Deyong as Non-Independent For For Management Director 3.1 Elect Liu Jipeng as Independent For For Management Director 3.2 Elect Li Qingwen as Independent For For Management Director 3.3 Elect Chen Quanshi as Independent For For Management Director 3.4 Elect Ren Xiaochang as Independent For For Management Director 3.5 Elect Pang Yong as Independent Director For For Management 3.6 Elect Tan Xiaosheng as Independent For For Management Director 3.7 Elect Wei Xinjiang as Independent For For Management Director 3.8 Elect Cao Xingquan as Independent For For Management Director 4.1 Elect Yan Ming as Supervisor For For Management 4.2 Elect Sun Dahong as Supervisor For For Management 4.3 Elect Zhao Jun as Supervisor For For Management -------------------------------------------------------------------------------- CHONGQING DEPARTMENT STORE CO., LTD. Ticker: 600729 Security ID: Y1583U109 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Related Party Transaction in For For Management Connection to Handling Shareholder Deposits 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHONGQING DEPARTMENT STORE CO., LTD. Ticker: 600729 Security ID: Y1583U109 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditors and Payment of Remuneration 2 Approve Provision of Guarantee for For For Management Bank Acceptance Bill 3 Approve Provision of Guarantee For For Management 4 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Related Party Transactions in Connection with Handling of Shareholder Deposits -------------------------------------------------------------------------------- CHONGQING DEPARTMENT STORE CO., LTD. Ticker: 600729 Security ID: Y1583U109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Amend Articles of Association For For Management 9 Approve Adjustment on Share Repurchase For For Management Plan through Centralized Bidding Transaction -------------------------------------------------------------------------------- CHONGQING FULING ZHACAI GROUP CO., LTD. Ticker: 002507 Security ID: Y1588V102 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHONGQING FULING ZHACAI GROUP CO., LTD. Ticker: 002507 Security ID: Y1588V102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve to Appoint Auditor For For Management 8 Elect Li Jing as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- CHONGQING GANGJIU CO., LTD. Ticker: 600279 Security ID: Y2101M108 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Issuance of Shares Complies with Relevant Laws and Regulations 2.1 Approve Transaction Price For For Management 2.2 Approve Payment Manner For For Management 2.3 Approve Share Type, Par Value, and For For Management Issue Manner 2.4 Approve Pricing Base Date and Issue For For Management Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.9 Approve Listing Arrangement For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Draft and Summary Report on For For Management Company's Acquisition by Issuance of Shares 4 Approve Transaction Constitutes as For For Management Related-Party Transaction 5 Approve Transaction Does not For For Management Constitute as Major Listing in Accordance with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 11 and 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Whitewash Waiver and Related For For Management Transactions 9 Approve Stock Price Volatility Does For For Management not Achieve the Standard of Article 5 on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Authorization of Board to For For Management Handle All Matters Related to Acquisition by Issuance of Shares 12 Approve Agreement on Share Issuance For For Management for Acquisition and on Performance Compensation with Controlling Shareholders 13 Approve Agreement on Share Issuance For For Management for Acquisition with SDIC Traffic Holdings Co., Ltd. 14 Approve Relevant Audit Report, Review For For Management Report, and Evaluation Report of the Transaction 15 Approve Independence of Appraiser, For For Management Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for this Transaction 16 Approve Risk for Dilution of Current For For Management Returns and the Relevant Measures to be Taken 17 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- CHONGQING GANGJIU CO., LTD. Ticker: 600279 Security ID: Y2101M108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Changes in Audit Fees of For For Management Financial Auditor and Internal Control Auditor 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Investment Budget For For Management 11.1 Elect He Jianxiong as Non-Independent For For Shareholder Director 12.1 Elect Shan Jiyun as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHONGQING IRON & STEEL COMPANY LIMITED Ticker: 1053 Security ID: Y1R91N119 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Accounts Report For For Management 2 Approve 2019 Annual Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve Appointment of the Financial For For Management and Internal Control Auditor 7 Approve 2020 Financial Budget For Against Management 8 Approve Related Investment in Relation For Against Management to Joint Establishment of Special Fund for Acquisition of Chonggang Group through Capital Contribution 9 Approve Grant of General Mandate to For For Management the Board of Directors to Issue Corporate Bonds 10 Amend Articles of Association For Against Management 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Chongqing Iron & Steel Company Limited 12 Approve Issuance of Medium-Term Notes For For Shareholder -------------------------------------------------------------------------------- CHONGQING PHARSCIN PHARMACEUTICAL CO., LTD. Ticker: 002907 Security ID: Y1594B108 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- CHONGQING PHARSCIN PHARMACEUTICAL CO., LTD. Ticker: 002907 Security ID: Y1594B108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Amend Articles of Association and For Did Not Vote Management Change in Business License Registration 7 Approve Appointment of Auditor For Did Not Vote Management 8 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management Members 9 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares -------------------------------------------------------------------------------- CHONGQING ROAD & BRIDGE CO., LTD. Ticker: 600106 Security ID: Y15843108 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Par Value and Issue Size For For Management 1.2 Approve Issue Price, Bond Interest For For Management Rate and Method of Determination 1.3 Approve Bond Maturity, Repayment For For Management Methods and Other Specific Arrangements 1.4 Approve Issue Manner, Target For For Management Subscribers and Placing Arrangement for Shareholders 1.5 Approve Use of Proceeds For For Management 1.6 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 1.7 Approve Underwriting Method, Listing For For Management Arrangements and Resolution Validity Period 2 Approve Authorization of the Board to For For Management Handle All Related Matters 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHONGQING ROAD & BRIDGE CO., LTD. Ticker: 600106 Security ID: Y15843108 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Financial Auditor and Internal For For Management Control Auditor 7 Approve Annual Report and Summary For For Management 8 Approve Deposits and Loan as well as For For Management Wealth Management Business -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Financial Final Proposal For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Financial Budget Proposal For For Management 6 Approve 2019 Annual Report and Its For For Management Summary and Results Announcement 7 Approve External Auditors and Fix For For Management Their Remuneration 8 Approve Related Party Transaction For For Management Regarding to Group Credit Limits of Chongqing Yufu Holding Group Co., Ltd. 9 Approve Related Party Transaction For For Management Regarding to Credit Limits of Chongqing City Construction Investment (Group) Company Limited 10 Approve Related Party Transaction For For Management Regarding to Group Credit Limits of Chongqing Casin Group Co., Ltd. 11 Approve Related Party Transaction For For Management Regarding to Group Credit Limits of Chongqing Development Investment Co., Ltd. 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Related Party Transaction For For Management of Loncin Holding Co., Ltd. 2 Approve the Bank's Issuance of Capital For For Management Bonds with No Fixed Term -------------------------------------------------------------------------------- CHONGQING SANSHENG INDUSTRIAL CO., LTD. Ticker: 002742 Security ID: Y15866109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Pan Chenggong as Non-Independent For Did Not Vote Shareholder Director 1.2 Elect Feng Chen as Non-Independent For Did Not Vote Management Director 1.3 Elect Zhang Honglan as Non-Independent For Did Not Vote Management Director 1.4 Elect Lei Wensheng as Non-Independent For Did Not Vote Management Director 1.5 Elect Luo Ji as Non-Independent For Did Not Vote Management Director 1.6 Elect Yang Yan as Non-Independent For Did Not Vote Management Director 2.1 Elect Zhang Xiaoyou as Independent For Did Not Vote Management Director 2.2 Elect Pan Jingui as Independent For Did Not Vote Management Director 2.3 Elect Li Youguang as Independent For Did Not Vote Management Director 3.1 Elect Yang Tao as Supervisor For Did Not Vote Management 3.2 Elect He Wei as Supervisor For Did Not Vote Management 4 Approve Amendments to Articles of For Did Not Vote Management Association 5 Approve External Investment in Green For Did Not Vote Management Recycling Building Materials Industry Base Project -------------------------------------------------------------------------------- CHONGQING SANSHENG INDUSTRIAL CO., LTD. Ticker: 002742 Security ID: Y15866109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Statements For For Management 6 Approve Financial Budget For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Provision of Guarantee For Against Management 9 Approve Guarantee Plan For Against Management 10 Approve to Appoint Auditor For For Management 11 Approve Company's Eligibility for For For Management Private Placement of Shares 12.1 Approve Issue Type and Par Value For For Management 12.2 Approve Issue Manner and Period For For Management 12.3 Approve Target Parties and For For Management Subscription Method 12.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 12.5 Approve Issue Scale For For Management 12.6 Approve Lock-up Period For For Management 12.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 12.8 Approve Listing Location For For Management 12.9 Approve Amount and Usage of Raised For For Management Funds 12.10 Approve Resolution Validity Period For For Management 13 Approve Plan on Private Placement of For For Management Shares 14 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Amend Management System of Raised Funds For For Management 18 Approve Shareholder Return Plan For For Management 19 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHONGQING SOKON INDUSTRY GROUP CO., LTD. Ticker: 601127 Security ID: Y1586E102 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Introduce Wholly-owned For For Management Subsidiary to Investors 2 Approve Changes in Implementation For For Management Method of Fund-raising Investment Project -------------------------------------------------------------------------------- CHONGQING SOKON INDUSTRY GROUP CO., LTD. Ticker: 601127 Security ID: Y1586E102 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Creditor's Rights For For Management and Related Party Transactions -------------------------------------------------------------------------------- CHONGQING SOKON INDUSTRY GROUP CO., LTD. Ticker: 601127 Security ID: Y1586E102 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares 2 Approve Adjustment on Plan for For For Management Acquisition by Issuance of Shares Constitutes as Major Adjustments 3.1 Approve Transaction Parties For For Management 3.2 Approve Transaction Subject For For Management 3.3 Approve Transaction Price For For Management 3.4 Approve Type and Par Value For For Management 3.5 Approve Issuance Method and Target For For Management Subscribers 3.6 Approve Pricing Principles and For For Management Issuance Price 3.7 Approve Issue Size For For Management 3.8 Approve Listing Location For For Management 3.9 Approve Share Lock-up For For Management 3.10 Approve Distribution of Cumulative For For Management Earnings 3.11 Approve Transitional Profit or Loss For For Management 3.12 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 3.13 Approve Performance Commitments and For For Management Compensation Arrangements 3.14 Approve Resolution Validity Period For For Management 4 Approve Draft and Summary on For For Management Acquisition by Issuance of Shares and Related-party Transactions 5 Approve This Transaction Constitutes For For Management as Related-party Transaction 6 Approve Transaction Complies with For For Management Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 and 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 9 Approve Signing of Conditional For For Management Acquisition by Issuance of Shares Agreement 10 Approve Signing of Supplementary For For Management Conditional Acquisition by Issuance of Shares Agreement 11 Approve Signing of Profit Forecast For For Management Compensation Agreement 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Stock Price Volatility Had Not For For Management Achieved the Standards of Article 5 of Information Disclosure of Material Asset Reorganizations of Listed Companies 14 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve White Wash Waiver and Related For For Management Transactions 17 Approve Authorization of Board to For For Management Handle All Related Matters 18 Approve Signing of Land Collection For For Shareholder Agreement 19.1 Elect You Zheng as Non-Independent For For Shareholder Director 20.1 Elect Hu Weidong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHONGQING SOKON INDUSTRY GROUP CO., LTD. Ticker: 601127 Security ID: Y1586E102 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- CHONGQING SOKON INDUSTRY GROUP CO., LTD. Ticker: 601127 Security ID: Y1586E102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Independent Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 8 Approve Provision of Guarantee For For Management 9 Approve Financing Credit For Against Management 10 Approve Appointment of Auditor For For Management 11 Approve Shareholder Return Plan For For Management 12 Approve Signing of Strategic For For Management Cooperation Agreement 13 Amend Articles of Association For For Management 14.1 Elect Zhang Xinghai as Non-Independent For For Shareholder Director 14.2 Elect You Zheng as Non-Independent For For Shareholder Director 14.3 Elect Ma Jianchang as Non-Independent For For Shareholder Director 14.4 Elect Liu Changdong as Non-Independent For For Shareholder Director 14.5 Elect Liu Lian as Non-Independent For For Shareholder Director 14.6 Elect Zhou Changling as For For Shareholder Non-Independent Director 14.7 Elect Li Wei as Non-Independent For For Shareholder Director 14.8 Elect Zhang Zhengyuan as For For Shareholder Non-Independent Director 15.1 Elect Fu Yuwu as Independent Director For For Shareholder 15.2 Elect Liu Bin as Independent Director For For Shareholder 15.3 Elect Liu Kaixiang as Independent For For Shareholder Director 15.4 Elect Zhao Wanyi as Independent For For Shareholder Director 16.1 Elect Zhang Zhengcheng as Supervisor For For Shareholder 16.2 Elect Hu Weidong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHONGQING TAIJI INDUSTRY (GROUP) CO., LTD. Ticker: 600129 Security ID: Y1584J103 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yangchun as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHONGQING TAIJI INDUSTRY (GROUP) CO., LTD. Ticker: 600129 Security ID: Y1584J103 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Raised Funds For For Management Investment Project and Additional Implementation Subject and Location as well as Extension of Completion 2 Approve Amendments to Articles of For For Management Association 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHONGQING TAIJI INDUSTRY (GROUP) CO., LTD. Ticker: 600129 Security ID: Y1584J103 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope and For For Management Amend Articles of Association 2 Approve Draft and Summary on Employee For For Management Share Purchase Plan 3 Approve Management System of Employee For For Management Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- CHONGQING TAIJI INDUSTRY (GROUP) CO., LTD. Ticker: 600129 Security ID: Y1584J103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Provision of Guarantee for For Against Management Taiji Group Co., Ltd. 8 Approve Provision of Guarantee for For Against Management Chongqing Fuling Taiji Printing Co., Ltd. 9 Approve Provision of Guarantee for For Against Management Controlled Subsidiary 10 Approve to Appoint Auditor For For Management 11 Approve to Appoint Internal Auditor For For Management 12 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- CHONGQING THREE GORGES WATER CONSERVANCY & ELECT PWR CO. LTD. Ticker: 600116 Security ID: Y1584L108 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Acquisition by Issuance of Shares and by Cash with Raising Supporting Funds 2 Approve this Transaction Constitutes For Against Management as a Related-Party Transaction 3.1 Approve Acquisition by Issuance of For Against Management Shares and by Cash 3.2 Approve Raising Supporting Funds For Against Management 3.3 Approve Share Type, Par Value, and For Against Management Listing Exchange 3.4 Approve Transaction Parties For Against Management 3.5 Approve Transaction Price of the For Against Management Underlying Asset 3.6 Approve Basis of Pricing and Price For Against Management 3.7 Approve Manner and Amount of Payment For Against Management 3.8 Approve Lock-Up Period Arrangement For Against Management 3.9 Approve Attribution of Profit and Loss For Against Management During the Transition Period 3.10 Approve Distribution Arrangement of For Against Management Undistributed Earnings 3.11 Approve Arrangements on Compensation For Against Management for Performance Commitments 3.12 Approve Resolution Validity Period For Against Management 3.13 Approve Share Type, Par Value, and For Against Management Listing Exchange 3.14 Approve Target Subscribers and Issue For Against Management Manner 3.15 Approve Pricing Reference Date and For Against Management Pricing Basis 3.16 Approve Issue Size For Against Management 3.17 Approve Lock-Up Period Arrangement For Against Management 3.18 Approve Usage of Raised Funds For Against Management 3.19 Approve Resolution Validity Period For Against Management 4 Approve Transaction Complies with For Against Management Article 11 and 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 5 Approve Transaction Does Not For Against Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For Against Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Stock Price Volatility Does For Against Management Not Achieve the Standard of Article 5 on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 8 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Draft and Summary Report on For Against Management Company's Acquisition by Issuance of Shares and by Cash with Raising Supporting Funds 10 Approve Signing of Agreement on Share For Against Management Issuance for Acquisition by Issuance of Shares and by Cash with Raising Supporting Funds 11 Approve Performance Commitment For Against Management Compensation Agreement 12 Approve Independence of Appraiser, For Against Management Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for this Transaction 13 Approve Relevant Audit Report, Review For Against Management Report, Asset Evaluation Report, and the Audit Report and Authentication Report on the Usage of Previously Raised Funds of the Transaction 14 Approve Report on the Manner, For Against Management Fairness, and Rationality on the Pricing of the Transaction 15 Approve Non-Dilution on Current For Against Management Returns of the Transaction 16 Approve Authorization of Board to For Against Management Handle All Matters Related to Acquisition by Issuance of Shares and by Cash with Raising Supporting Funds -------------------------------------------------------------------------------- CHONGQING THREE GORGES WATER CONSERVANCY & ELECT PWR CO. LTD. Ticker: 600116 Security ID: Y1584L108 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Acquisition by Issuance of Shares and by Cash with Raising Supporting Funds 2 Approve this Transaction Constitutes For Did Not Vote Management as a Related-Party Transaction 3.1 Approve Acquisition by Issuance of For Did Not Vote Management Shares and by Cash 3.2 Approve Raising Supporting Funds For Did Not Vote Management 3.3 Approve Share Type, Par Value, and For Did Not Vote Management Listing Exchange 3.4 Approve Transaction Parties For Did Not Vote Management 3.5 Approve Transaction Price of the For Did Not Vote Management Underlying Asset 3.6 Approve Basis of Pricing and Price For Did Not Vote Management 3.7 Approve Manner and Amount of Payment For Did Not Vote Management 3.8 Approve Lock-Up Period Arrangement For Did Not Vote Management 3.9 Approve Attribution of Profit and Loss For Did Not Vote Management During the Transition Period 3.10 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 3.11 Approve Arrangements on Compensation For Did Not Vote Management for Performance Commitments 3.12 Approve Resolution Validity Period For Did Not Vote Management 3.13 Approve Share Type, Par Value, and For Did Not Vote Management Listing Exchange 3.14 Approve Target Subscribers and Issue For Did Not Vote Management Manner 3.15 Approve Pricing Reference Date and For Did Not Vote Management Pricing Basis 3.16 Approve Issue Size For Did Not Vote Management 3.17 Approve Lock-Up Period Arrangement For Did Not Vote Management 3.18 Approve Usage of Raised Funds For Did Not Vote Management 3.19 Approve Resolution Validity Period For Did Not Vote Management 4 Approve Transaction Complies with For Did Not Vote Management Article 11 and 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 5 Approve Transaction Does Not For Did Not Vote Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For Did Not Vote Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Stock Price Volatility Does For Did Not Vote Management Not Achieve the Standard of Article 5 on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 8 Approve Completeness and Compliance of For Did Not Vote Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Draft and Summary Report on For Did Not Vote Management Company's Acquisition by Issuance of Shares and by Cash with Raising Supporting Funds 10 Approve Signing of Agreement on Share For Did Not Vote Management Issuance for Acquisition by Issuance of Shares and by Cash with Raising Supporting Funds 11 Approve Performance Commitment For Did Not Vote Management Compensation Agreement 12 Approve Independence of Appraiser, For Did Not Vote Management Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for this Transaction 13 Approve Relevant Audit Report, Review For Did Not Vote Management Report, Asset Evaluation Report, and the Audit Report and Authentication Report on the Usage of Previously Raised Funds of the Transaction 14 Approve Report on the Manner, For Did Not Vote Management Fairness, and Rationality on the Pricing of the Transaction 15 Approve Non-Dilution on Current For Did Not Vote Management Returns of the Transaction 16 Approve Authorization of Board to For Did Not Vote Management Handle All Matters Related to Acquisition by Issuance of Shares and by Cash with Raising Supporting Funds -------------------------------------------------------------------------------- CHONGQING THREE GORGES WATER CONSERVANCY & ELECT PWR CO. LTD. Ticker: 600116 Security ID: Y1584L108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Business Plan For For Management 5 Approve Financing from Financing For For Management Institutions 6 Approve Allocation of Income and For For Management Dividends 7 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- CHONGQING THREE GORGES WATER CONSERVANCY & ELECT PWR CO. LTD. Ticker: 600116 Security ID: Y1584L108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Business Plan For Did Not Vote Management 5 Approve Financing from Financing For Did Not Vote Management Institutions 6 Approve Allocation of Income and For Did Not Vote Management Dividends 7 Approve Annual Report and Summary For Did Not Vote Management -------------------------------------------------------------------------------- CHONGQING THREE GORGES WATER CONSERVANCY & ELECT PWR CO. LTD. Ticker: 600116 Security ID: Y1584L108 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Working System for Independent For For Management Directors 6 Elect Xie Jun as Non-Independent For For Shareholder Director 7 Elect He Fujun as Non-Independent For For Shareholder Director 8 Elect Zhang Zhuda as Non-Independent For For Shareholder Director 9 Elect Xiao Peiming as Non-Independent For For Shareholder Director 10 Elect Shen Xi as Non-Independent For For Shareholder Director 11 Elect Wang Benzhe as Independent For For Shareholder Director 12 Elect Zhang Na as Supervisor For For Shareholder 13 Elect Li Yongqiang as Supervisor For For Shareholder 14 Elect Chen Tao as Supervisor For For Shareholder 15 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- CHONGQING THREE GORGES WATER CONSERVANCY & ELECT PWR CO. LTD. Ticker: 600116 Security ID: Y1584L108 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 5 Amend Working System for Independent For Did Not Vote Management Directors 6 Elect Xie Jun as Non-Independent For Did Not Vote Shareholder Director 7 Elect He Fujun as Non-Independent For Did Not Vote Shareholder Director 8 Elect Zhang Zhuda as Non-Independent For Did Not Vote Shareholder Director 9 Elect Xiao Peiming as Non-Independent For Did Not Vote Shareholder Director 10 Elect Shen Xi as Non-Independent For Did Not Vote Shareholder Director 11 Elect Wang Benzhe as Independent For Did Not Vote Shareholder Director 12 Elect Zhang Na as Supervisor For Did Not Vote Shareholder 13 Elect Li Yongqiang as Supervisor For Did Not Vote Shareholder 14 Elect Chen Tao as Supervisor For Did Not Vote Shareholder 15 Approve to Adjust the Allowance of For Did Not Vote Management Independent Directors -------------------------------------------------------------------------------- CHONGQING WATER GROUP CO., LTD. Ticker: 601158 Security ID: Y15967105 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Issue Scale and Par Value For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Its For For Management Determination Method 2.4 Approve Issuance Method For For Management 2.5 Approve Terms of Redemption or For For Management Sell-back 2.6 Approve Use of Proceeds For For Management 2.7 Approve Target Subscribers and Placing For For Management Arrangements for Shareholders 2.8 Approve Underwriting Method and For For Management Listing Arrangements 2.9 Approve Guarantee Arrangements For For Management 2.10 Approve Safeguard Measures for Debt For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 2.12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHONGQING WATER GROUP CO., LTD. Ticker: 601158 Security ID: Y15967105 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- CHONGQING WATER GROUP CO., LTD. Ticker: 601158 Security ID: Y15967105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Budget Performance and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- CHONGQING YUKAIFA CO., LTD. Ticker: 000514 Security ID: Y15844106 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- CHONGQING YUKAIFA CO., LTD. Ticker: 000514 Security ID: Y15844106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of Company For For Management Managers to Increase Land Reserve 2 Approve Loan from Controlling For For Management Shareholder -------------------------------------------------------------------------------- CHONGQING YUKAIFA CO., LTD. Ticker: 000514 Security ID: Y15844106 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2.1 Elect Wang Anjin as Non-independent For For Shareholder Director 2.2 Elect Ai Yun as Non-independent For For Shareholder Director 2.3 Elect Li Shangkun as Non-independent For For Management Director 3.1 Elect Yuan Lin as Independent Director For For Management 3.2 Elect Yu Jianfeng as Independent For For Management Director 3.3 Elect Chen Xujiang as Independent For For Management Director 3.4 Elect Zeng Deheng as Independent For For Management Director 4.1 Elect Zhu Jiang as Supervisor For For Management 4.2 Elect Mi Sha as Supervisor For For Management -------------------------------------------------------------------------------- CHONGQING YUKAIFA CO., LTD. Ticker: 000514 Security ID: Y15844106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Remuneration of Chairman of For For Management Supervisory Board 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- CHONGQING ZAISHENG TECHNOLOGY CO., LTD. Ticker: 603601 Security ID: Y1R020109 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope, For For Management Registered Address and Amendments to Articles of Association -------------------------------------------------------------------------------- CHONGQING ZAISHENG TECHNOLOGY CO., LTD. Ticker: 603601 Security ID: Y1R020109 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size For For Management 2.6 Approve Use of Proceeds For For Management 2.7 Approve Lock-up Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHONGQING ZAISHENG TECHNOLOGY CO., LTD. Ticker: 603601 Security ID: Y1R020109 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Elect Guo Mao as Non-independent For For Management Director 3.2 Elect Liu Xiuqin as Non-independent For For Management Director 3.3 Elect Tao Wei as Non-independent For For Management Director 3.4 Elect Yi Wei as Non-independent For For Management Director 3.5 Elect Liew Xiaotong as Non-independent For For Management Director 3.6 Elect Guo Sihan as Non-independent For For Management Director 4.1 Elect Jiang Jihai as Independent For For Management Director 4.2 Elect Huang Zhong as Independent For For Management Director 4.3 Elect Liu Bin as Independent Director For For Management 5.1 Elect Du Delu as Supervisor For For Shareholder 5.2 Elect Zeng Ying as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHONGQING ZAISHENG TECHNOLOGY CO., LTD. Ticker: 603601 Security ID: Y1R020109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Annual Report and Summary For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Joint Liability For For Management Guarantee 10 Approve Changes in Accounting Policies For For Management -------------------------------------------------------------------------------- CHONGQING ZHIFEI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300122 Security ID: Y1601T100 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Appointment of Auditor For For Management 3 Amend Business Scope For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Capital Injection for Beijing For For Management Zhifei Green Bamboo Bio-Pharmaceutical Co., Ltd. 6 Approve Capital Injection for Anhui For For Management Zhifei Long Kema Biological Pharmaceutical Co., Ltd. 7 Approve Extension of Resolution For For Management Validity Period for Private Placement of Shares -------------------------------------------------------------------------------- CHONGQING ZHIFEI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300122 Security ID: Y1601T100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Audited Financial Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Credit Line Bank Application For For Management 8 Approve Capital Injection to Associate For For Management Company and Related Transactions 9 Approve Appointment of Auditor For For Management 10 Amend Articles of Association For For Management 11 Elect Deng Gang as Independent Director For For Shareholder -------------------------------------------------------------------------------- CHONGQING ZONGSHEN POWER MACHINERY CO., LTD. Ticker: 001696 Security ID: Y1307H103 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- CHONGQING ZONGSHEN POWER MACHINERY CO., LTD. Ticker: 001696 Security ID: Y1307H103 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For Against Management -------------------------------------------------------------------------------- CHONGQING ZONGSHEN POWER MACHINERY CO., LTD. Ticker: 001696 Security ID: Y1307H103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve 2019 Daily Related-Party For For Management Transactions 7 Approve 2020 Daily Related-Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Appointment of Internal For For Management Control Auditor 10 Approve Internal Control Evaluation For For Management Report 11 Approve Special Report on For For Management Non-operational Fund Occupancy and Related Fund Transactions 12 Approve Report on the Usage of Raised For For Management Funds 13 Approve Provision of Guarantee For For Management 14 Approve Credit Line Bank Application For For Management and Financing Plan 15 Approve Use of Idle Raised Funds to For For Management Purchase Bank Guaranteed Financial Products 16 Approve to Carry Out Financial For For Management Management Business 17.1 Approve Signing of Financial Services For For Management Framework Agreement with Zhongshen Industrial Group 17.2 Approve Signing of Financial Services For For Management Framework Agreement with Meixin Yishen Company 18.1 Approve Provision of Financial For Against Management Assistance to Zongshen Small Loan Company and Zongshen Asset Management Company 18.2 Approve Provision of Financial For Against Management Assistance to Zongshen Factoring Company and Zongshen Financial Leasing Company 19 Approve Provision of Entrusted Loans For For Management 20 Approve Forward Foreign Exchange For For Management Transactions 21 Approve Equity Transfer Agreement For For Management 22 Approve Establishment of Board of For For Management Directors Budget and Assessment Committee -------------------------------------------------------------------------------- CHONGQING ZONGSHEN POWER MACHINERY CO., LTD. Ticker: 001696 Security ID: Y1307H103 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Xinyan as Non-Independent For For Management Director 2 Elect Guo Zhishuang as Supervisor For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHONGYI ZHANGYUAN TUNGSTEN CO., LTD. Ticker: 002378 Security ID: Y1601S102 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHONGYI ZHANGYUAN TUNGSTEN CO., LTD. Ticker: 002378 Security ID: Y1601S102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Application of Comprehensive For For Management Credit Lines 11.1 Elect Huang Zelan as Non-Independent For For Management Director 11.2 Elect Huang Shichun as Non-Independent For For Management Director 11.3 Elect Fan Diyao as Non-Independent For For Management Director 11.4 Elect Liu Ji as Non-Independent For For Management Director 11.5 Elect Chen Bangming as Non-Independent For For Management Director 11.6 Elect Pan Feng as Non-Independent For For Management Director 12.1 Elect Wang Anjian as Independent For For Management Director 12.2 Elect Zhang Hongfa as Independent For For Management Director 12.3 Elect Wu Wenguang as Independent For For Management Director 13.1 Elect Liu Jun as Supervisor For For Management 13.2 Elect Zhang Cui as Supervisor For For Management 14.1 Approve Adjustment on Remuneration of For For Management Huang Zelan 14.2 Approve Adjustment on Remuneration of For For Management Huang Shichun 14.3 Approve Adjustment on Remuneration of For For Management Fan Diyao 14.4 Approve Adjustment on Remuneration of For For Management Liu Ji 14.5 Approve Adjustment on Remuneration of For For Management Chen Bangming 14.6 Approve Adjustment on Allowance of Pan For For Management Feng 14.7 Approve Adjustment on Allowance of For For Management Wang Anjian 14.8 Approve Adjustment on Allowance of For For Management Zhang Hongfa 14.9 Approve Allowance of Wu Wenguang For For Management 14.10 Approve Adjustment on Remuneration of For For Management Supervisors Liu Jun, Zhang Cui, Lin Liping -------------------------------------------------------------------------------- CHOW TAI SENG JEWELRY CO. LTD. Ticker: 002867 Security ID: Y16024104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Adjustment to Raised Funds For For Management Investment Project and Use Remaining Raised Funds to Supplement Working Capital 10 Approve Annual Report and Summary For For Management 11 Approve Repurchase Cancellation of For For Management Performance Shares 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Management System of Raised Funds For For Management 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHROMA ATE, INC. Ticker: 2360 Security ID: Y1604M102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees 4 Amend Procedures for Lending Funds to For For Management Other Parties 5.1 Elect Leo Huang, with SHAREHOLDER NO. For For Management 00000001 as Non-independent Director 5.2 Elect Ishih Tseng, with SHAREHOLDER NO. For For Management 00008556 as Non-independent Director 5.3 Elect Tsun-I, Wang, with SHAREHOLDER For For Management NO.00013714 as Non-independent Director 5.4 Elect Chung-Ju Chang, with SHAREHOLDER For For Management NO.P100477XXX as Non-independent Director 5.5 Elect Tai-Jen George Chen, with For For Management SHAREHOLDER NO.M100308XXX as Independent Director 5.6 Elect Jia-Ruey Duann, with SHAREHOLDER For For Management NO.L103321XXX as Independent Director 5.7 Elect Steven Wu, with SHAREHOLDER NO. For For Management G120130XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHUNG HWA PULP CORP. Ticker: 1905 Security ID: Y1612Y106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- CHUNG-HSIN ELECTRIC & MACHINERY MFG. CORP. Ticker: 1513 Security ID: Y1612A108 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For Against Management Other Parties 6 Amend Procedures for Endorsement and For Against Management Guarantees 7.1 Elect CHIANG, YI FU, a Representative For For Management of SHENG YUAN INVESTMENT CORP., with SHAREHOLDER NO.00117798, as Non-Independent Director 7.2 Elect WENG, MIN SHIEN, a For For Management Representative of CHC INTERNATIONAL INVESTMENT CO.,LTD., with SHAREHOLDER NO.00083848, as Non-Independent Director 7.3 Elect KUO, HUI CHUAN, a Representative For For Management of SUNRISE INVESTMENT CORP., with SHAREHOLDER NO.00100853, as Non-Independent Director 7.4 Elect WU, JIN TIOU, a Representative For For Management of SUNRISE INVESTMENT CORP., with SHAREHOLDER NO.00100853, as Non-Independent Director 7.5 Elect CHANG, WEI CHUN, a For For Management Representative of SUNRISE INVESTMENT CORP., with SHAREHOLDER NO.00100853, as Non-Independent Director 7.6 Elect CHIANG, FU NIEN, a For For Management Representative of SUNRISE INVESTMENT CORP., with SHAREHOLDER NO.00100853, as Non-Independent Director 7.7 Elect GENE-TZN CHEN, with SHAREHOLDER For For Management NO.U100234XXX, as Independent Director 7.8 Elect SING-SAN PAI, with SHAREHOLDER For For Management NO.D100898XXX, as Independent Director 7.9 Elect HORNG-CHI CHEN, with SHAREHOLDER For For Management NO.A101540XXX, as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHUNGHSIN TECHNOLOGY GROUP CO., LTD. Ticker: 603996 Security ID: Y1601Z106 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Shareholding Reduction Commitment and Voluntary Lock-in Commitment by Controlling Shareholder and Ultimate Controlling Shareholder -------------------------------------------------------------------------------- CHUNGHWA PRECISION TEST TECH CO., LTD. Ticker: 6510 Security ID: Y1612W100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 5.1 Elect KUO-FENG LIN, a Representative For For Management of CHUNGHWA INVESTMENT CO., LTD., with SHAREHOLDER NO.00000001, as Non-independent Director 5.2 Elect IVAN LIN, a Representative of For For Management CHUNGHWA INVESTMENT CO., LTD., with SHAREHOLDER NO.00000001, as Non-independent Director 5.3 Elect SHUI-KE HUANG, with SHAREHOLDER For For Management NO.00000003 as Non-independent Director 5.4 Elect HENG-CHEN CHEN, a Representative For For Management of MEDIATEK CAPITAL CO., with SHAREHOLDER NO.00000322, as Non-independent Director 5.5 Elect WEN-NAN TSAN, with SHAREHOLDER For For Management NO.A123238XXX as Independent Director 5.6 Elect CHUNG-FERN WU, with SHAREHOLDER For For Management NO.Y220399XXX as Independent Director 5.7 Elect HUANG-CHUAN CHIU, with For For Management SHAREHOLDER NO.E100588XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHUNGHWA TELECOM CO., LTD. Ticker: 2412 Security ID: Y1613J108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHUNGHWA TELECOM CO., LTD. Ticker: 2412 Security ID: 17133Q502 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CIA DE SANEAMENTO DO PARANA Ticker: SAPR4 Security ID: P3R668101 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Dismiss Member of the Nomination and For Against Management Evaluation Committee and Elect New Member 2 Elect Member of the Nomination and For Against Management Evaluation Committee -------------------------------------------------------------------------------- CIA DE SANEAMENTO DO PARANA Ticker: SAPR4 Security ID: P3R668101 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management 2 Approve 3-for-1 Stock Split For For Management 3 Amend Articles For Against Management -------------------------------------------------------------------------------- CIA DE SANEAMENTO DO PARANA Ticker: SAPR4 Security ID: P3R668101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management and Fiscal Council 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Claudio Stabile as Director For For Management 5.2 Elect Eduardo Francisco Sciarra as For For Management Director 5.3 Elect Jacques Geovani Schinemann as For For Management Director 5.4 Elect Marcia Carla Pereira Ribeiro as For For Management Director 5.5 Elect Rodrigo Sanchez Rios as Director For For Management 5.6 Elect Vilson Ribeiro de Andrade as For For Management Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Stabile as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Francisco Sciarra as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Jacques Geovani Schinemann as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcia Carla Pereira Ribeiro as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo Sanchez Rios as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Vilson Ribeiro de Andrade as Independent Director 8 Elect Adriano Cives Seabra as Director None For Shareholder Appointed by Minority Shareholder 9 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 10 Elect Joel Musman as Director None For Shareholder Appointed by Preferred Shareholder 11 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 12 Designate Newspapers to Publish For For Management Company's Legal Announcements -------------------------------------------------------------------------------- CIA DE SANEAMENTO DO PARANA Ticker: SAPR4 Security ID: P3R668101 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thais Cercal Dalmina Losso as For For Management Eligibility Committee Member -------------------------------------------------------------------------------- CIA ENERGETICA DE SAO PAULO Ticker: CESP6 Security ID: P25784193 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Paulo Roberto Franceschi as None For Shareholder Fiscal Council Member and Bruno Shigueyoshi Oshiro as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- CIA HERING SA Ticker: HGTX3 Security ID: P25849160 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Approve Minutes of Meeting Summary For For Management 6 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: G2140A107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4.1 Elect Lin Wei as Director For For Management 4.2 Elect Chen Dongbiao as Director For For Management 4.3 Elect Gu Yunchang as Director For For Management 4.4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BERHAD Ticker: 1023 Security ID: Y1636J101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Teoh Su Yin as Director For For Management 2 Elect Lee Kok Kwan as Director For For Management 3 Elect Mohamed Ross Mohd Din as Director For For Management 4 Elect Didi Syafruddin Yahya as Director For For Management 5 Elect Shulamite N K Khoo as Director For For Management 6 Approve Director's Fees For For Management 7 Approve Directors' Allowances and For For Management Benefits 8 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CIMC ENRIC HOLDINGS LIMITED Ticker: 3899 Security ID: G2198S109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Guo Xiang as Director For For Management 3.2 Elect Yang Xiaohu as Director For For Management 3.3 Elect Tsui Kei Pang as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CIMSA CIMENTO SANAYI VE TICARET AS Ticker: CIMSA Security ID: M2422Q104 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify Director Appointments For For Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Approve Upper Limit of Donations for For Against Management 2020 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Wishes None None Management -------------------------------------------------------------------------------- CINDA REAL ESTATE CO. LTD. Ticker: 600657 Security ID: Y07703104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Issuance of Super Short-term For For Management Commercial Papers, Medium-term Notes and Debt Financing Plan -------------------------------------------------------------------------------- CINDA REAL ESTATE CO. LTD. Ticker: 600657 Security ID: Y07703104 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CINDA REAL ESTATE CO. LTD. Ticker: 600657 Security ID: Y07703104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve External Guarantee For Against Management Authorization 8 Approve Related Party Transactions for For For Management Debt Reorganization, Entrusted Loans, Trust Loans, Finance Lease, Guaranteed Credit Enhancement, Acquisition and Sale of Assets, Co-Investment and Other Related Transaction Authorizations 9 Approve Special Authorization for For For Management Related Transactions with Nanyang Commercial Bank -------------------------------------------------------------------------------- CIPLA LTD. Ticker: 500087 Security ID: Y1633P142 Meeting Date: AUG 16, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Final Dividend For For Management 4 Reelect Umang Vohra as Director For For Management 5 Reelect Ashok Sinha as Director For For Management 6 Reelect Peter Mugyenyi as Director For For Management 7 Reelect Adil Zainulbhai as Director For For Management 8 Reelect Punita Lal as Director For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- CITIC GUOAN INFORMATION INDUSTRY CO., LTD. Ticker: 000839 Security ID: Y1636B108 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CITIC GUOAN INFORMATION INDUSTRY CO., LTD. Ticker: 000839 Security ID: Y1636B108 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Guarantee Provision For Against Management for CITIC Guoan Guangshi Network Co., Ltd. from Bank of Communications Financial Leasing Co., Ltd. 2 Approve Financing Guarantee Provision For Against Management for CITIC Guoan Guangshi Network Co., Ltd. from Foreign Trade Leasing Company 3 Approve Financing Guarantee Provision For Against Management for CITIC Guoan Guangshi Network Co., Ltd. from Far Eastern Leasing 4 Approve External Guarantee For For Management -------------------------------------------------------------------------------- CITIC GUOAN INFORMATION INDUSTRY CO., LTD. Ticker: 000839 Security ID: Y1636B108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8.1 Approve Transactions with China CITIC For For Management Bank Corporation 8.2 Approve Transactions with CITIC For For Management Prudential Life Insurance Co., Ltd. 8.3 Approve Transactions on Angola KK For For Management Project Services with CITIC Construction Co., Ltd. 8.4 Approve Transactions with CITIC Guoan For For Management First City International Conference & Exhibition Co., Ltd. 8.5 Approve Transactions with Changsha For For Management Guoan Broadcasting & TV Broadband Network Co., Ltd. 8.6 Approve Transactions with Liuyang For For Management Guoan Broadcasting & TV Broadband Network Co., Ltd. 8.7 Approve Provision of Technical For For Management Services and OTT Value-Added Business Services to Hubei Radio and Television Information Network Co., Ltd. 8.8 Approve Acceptance of Marketing For For Management Services from Hubei Radio and TV Information Network Co., Ltd. 8.9 Approve Acceptance of Services from For For Management China Enterprise Network Communication Technology Co., Ltd. 8.10 Approve Procurement of Intelligent For For Management Terminal Set-top Boxes from Hubei Radio and Television Information Network Co., Ltd. 8.11 Approve Company's Cooperation with For For Management Beijing Shengshihui Technology Co., Ltd. on E-Commerce Business 8.12 Approve Transactions with CITIC Group For For Management Co., Ltd. as well as CITIC Guoan Group Co., Ltd. and Their Subsidiaries 9 Approve Guarantee Provision for For For Management Beijing Honglian Jiuwu Information Industry Co., Ltd. 10 Approve Guarantee Provision for Hainan For For Management Gaofa Real Estate Investment Co., Ltd. -------------------------------------------------------------------------------- CITIC HEAVY INDUSTRIES CO., LTD. Ticker: 601608 Security ID: Y163AK103 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Huaijun as Supervisor For For Management 2.1 Elect Wang Hua as Non-Independent For For Management Director 2.2 Elect Wang Meng as Non-Independent For For Management Director -------------------------------------------------------------------------------- CITIC HEAVY INDUSTRIES CO., LTD. Ticker: 601608 Security ID: Y163AK103 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CITIC HEAVY INDUSTRIES CO., LTD. Ticker: 601608 Security ID: Y163AK103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Allowance of Independent For For Management Directors 8 Approve Financial Budget Report For Against Management 9 Approve Related Party Transaction For For Management 10 Approve to Appoint Auditor For For Management 11 Approve to Appoint Internal Auditor For For Management -------------------------------------------------------------------------------- CITIC LIMITED Ticker: 267 Security ID: Y1639J116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Zhu Hexin as Director For For Management 4 Elect Wang Jiong as Director For For Management 5 Elect Yang Xiaoping as Director For For Management 6 Elect Francis Siu Wai Keung as Director For For Management 7 Elect Anthony Francis Neoh as Director For For Management 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CITIC OFFSHORE HELICOPTER CO., LTD. Ticker: 000099 Security ID: Y1637P106 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CITIC OFFSHORE HELICOPTER CO., LTD. Ticker: 000099 Security ID: Y1637P106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line Bank For For Management Application 7 Approve Financial Services Agreement For For Management 8 Amend Articles of Association For For Management 9 Approve Appointment of Auditor For For Management 10.1 Elect Yang Wei as Non-Independent For For Shareholder Director 10.2 Elect Yan Weihong as Non-Independent For For Shareholder Director 10.3 Elect Lu Feng as Non-Independent For For Shareholder Director 10.4 Elect Wang Peng as Non-Independent For For Shareholder Director 10.5 Elect Ma Lei as Non-Independent For For Shareholder Director 10.6 Elect Li Gang as Non-Independent For For Shareholder Director 10.7 Elect Zhao Hongjian as Non-Independent For For Shareholder Director 10.8 Elect Lin Jing as Non-Independent For For Shareholder Director 10.9 Elect Wang Meng as Non-Independent For For Shareholder Director 10.10 Elect Sun Fangwei as Non-Independent For For Shareholder Director 11.1 Elect Zhang Changjiang as Independent For For Management Director 11.2 Elect Wang Yumei as Independent For For Management Director 11.3 Elect Su Mei as Independent Director For For Management 11.4 Elect Zhang Jinlin as Independent For For Management Director 11.5 Elect Wang Pei as Independent Director For For Management 12.1 Elect Song Jun as Supervisor For For Management 12.2 Elect Gao Yan as Supervisor For For Management -------------------------------------------------------------------------------- CITIC PACIFIC SPECIAL STEEL GROUP CO., LTD. Ticker: 000708 Security ID: Y2022S101 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Asset Acquisition by Cash Payment 2.1 Approve Transaction Overview For For Management 2.2 Approve Target Asset and Transaction For For Management Parties 2.3 Approve Pricing Basis and Transaction For For Management Price of Underlying Asset 2.4 Approve Transaction Manners and For For Management Consideration Payment 2.5 Approve Transfer of Ownership of the For For Management Underlying Asset and the Liability for Breach of Contractual Obligations 2.6 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.7 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitutes as a For For Management Related-Party Transaction 4 Approve Report and Summary on For For Management Company's Major Asset Acquisition by Cash Payment as well as Related Party Transactions 5 Approve Transaction does not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Signing of Stated-Owned For For Management Property Rights Transfer Contract 8 Approve Signing of Profit Compensation For For Management Agreement 9 Approve Relevant Audit Report, Asset For For Management Appraisal Report, and Pro Forma Review Report of the Transaction 10 Approve Basis and Fairness of Pricing For For Management for This Transaction 11 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures to be Taken 12 Approve Commitment from Directors and For For Management Senior Management Members Regarding Counter-dilution Measures in Connection to the Transaction 13 Approve Authorization of Board to For For Management Handle All Related Matters 14 Approve Financial Services Agreement For For Management and Related Party Transactions 15 Approve Entrusted Loan Application and For For Management Related Party Transactions 16 Approve Borrowings from Controlling For For Management Shareholder and Related Party Transactions 17 Approve Adjustments to Daily For For Management Related-party Transactions 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 20 Amend Management System on For For Management Related-Party Transactions 21 Amend Management System on Usage of For For Management Raised Funds -------------------------------------------------------------------------------- CITIC PACIFIC SPECIAL STEEL GROUP CO., LTD. Ticker: 000708 Security ID: Y2022S101 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CITIC PACIFIC SPECIAL STEEL GROUP CO., LTD. Ticker: 000708 Security ID: Y2022S101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Payment of Remuneration of For For Management Financial and Internal Control Auditor 6 Approve to Appoint Auditor For For Management 7 Approve Financial Statements For For Management 8 Approve Adjustment of Allowance of For For Management Independent Directors 9 Approve Deposit and Loan Transactions For For Management with CITIC Bank 10 Approve Related Party Transaction on For For Management Selling of Pelletized Ore and Related Transactions 11.1 Elect Qian Gang as Non-independent For For Management Director 11.2 Elect Guo Wenliang as Non-independent For For Management Director 11.3 Elect Luan Zhenjun as Non-independent For For Management Director 11.4 Elect Guo Jiahua as Non-independent For For Management Director 11.5 Elect Li Guozhong as Non-independent For For Management Director 11.6 Elect Wang Wenjin as Non-independent For For Management Director 12.1 Elect Zhang Yue as Independent Director For For Management 12.2 Elect Hou Degen as Independent Director For For Management 12.3 Elect Zhu Zhenghong as Independent For For Management Director 13.1 Elect Jia Jinghong as Supervisor For For Management 13.2 Elect Guo Peifeng as Supervisor For For Management 13.3 Elect Huang Jianghai as Supervisor For For Management -------------------------------------------------------------------------------- CITIC PRESS CORP. Ticker: 300788 Security ID: Y163EE103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve 2019 and 2020 Related Party For For Management Transactions 7 Approve Use of Idle Own Funds to For For Management Conduct Cash Management 8 Approve Change in Usage of Raised Funds For For Management 9 Elect Ye Ying as Non-Independent For For Management Director 10 Elect Su Bin as Supervisor For For Management -------------------------------------------------------------------------------- CITIC RESOURCES HOLDINGS LIMITED Ticker: 1205 Security ID: G2155Y107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Sun Yang as Director For Against Management 2b Elect Fan Ren Da, Anthony as Director For For Management 2c Elect Gao Pei Ji as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Authorize Repurchase of Issued Share For For Management Capital 4B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhang Youjun as Director For For Shareholder 1.02 Elect Yang Minghui as Director For For Shareholder 1.03 Elect Liu Ke as Director For Against Shareholder 1.04 Elect Liu Shouying as Director For For Shareholder 1.05 Elect He Jia as Director For Against Shareholder 1.06 Elect Zhou Zhonghui as Director For For Shareholder 2.01 Elect Guo Zhao as Supervisor For For Shareholder 2.02 Elect Rao Geping as Supervisor For For Shareholder 4 Approve Proposed Renewal of Securities For For Management and Financial Products Transactions, Services Framework Agreement, the Proposed Annual Caps, and Related Transactions 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N109 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhang Youjun as Director For For Shareholder 1.02 Elect Yang Minghui as Director For For Shareholder 1.03 Elect Liu Ke as Director For Against Shareholder 1.04 Elect Liu Shouying as Director For For Shareholder 1.05 Elect He Jia as Director For Against Shareholder 1.06 Elect Zhou Zhonghui as Director For For Shareholder 2.01 Elect Guo Zhao as Supervisor For For Shareholder 2.02 Elect Rao Geping as Supervisor For For Shareholder 3 Amend Articles of Association For For Management 4 Approve Proposed Renewal of Securities For For Management and Financial Products Transactions, Services Framework Agreement, the Proposed Annual Caps, and Related Transactions -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2020 Estimated Investment For For Management Amount for Proprietary Business 7 Approve Remuneration of Directors and For For Management Supervisors 8.01 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates 8.02 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management 8.03 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary 8.04 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest 9 Elect Wang Shuhui as Director For For Shareholder 10 Elect Zhang Changyi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2020 Estimated Investment For For Management Amount for Proprietary Business 7 Approve Remuneration of Directors and For For Management Supervisors 8.01 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates 8.02 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management 8.03 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary 8.04 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest 9 Elect Wang Shuhui as Director For For Shareholder 10 Elect Zhang Changyi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CITY CEMENT CO. Ticker: 3003 Security ID: M2057M105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 for FY 2020 and Q1 for FY 2021 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 7 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2019 8 Allow Abdulazeez Al Saoud to Be For For Management Involved with Other Companies -------------------------------------------------------------------------------- CITY LODGE HOTELS LTD. Ticker: CLH Security ID: S1714M114 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2.1 Re-elect Frank Kilbourn as Director For For Management 2.2 Re-elect Sizakele Marutlulle as For For Management Director 2.3 Re-elect Vincent Rague as Director For For Management 3 Reappoint KPMG Inc as Auditors of the For For Management Company with Dwight Thompson as the Designated Partner and Authorise Their Remuneration 4.1 Re-elect Stuart Morris as Chairman of For For Management the Audit Committee 4.2 Re-elect Deon Huysamer as Member of For For Management the Audit Committee 4.3 Re-elect Frank Kilbourn as Member of For For Management the Audit Committee 4.4 Re-elect Ndumi Medupe as Member of the For For Management Audit Committee 5 Authorise Ratification of Approved For For Management Resolutions 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation Report For For Management 7.1 Approve Fees of Chairman of the Board For For Management 7.2 Approve Fees of Lead Independent For For Management Director 7.3 Approve Fees for Services as a Director For For Management 7.4 Approve Fees of Chairman of the Audit For For Management Committee 7.5 Approve Fees of Other Audit Committee For For Management Members 7.6 Approve Fees of Chairman of the For For Management Remuneration Committee 7.7 Approve Fees of Other Remuneration For For Management Committee Members 7.8 Approve Fees of Chairman of the Risk For For Management Committee 7.9 Approve Fees of Other Risk Committee For For Management Members 7.10 Approve Fees of Chairman of the Social For For Management and Ethics Committee 7.11 Approve Fees of Ad hoc/Temporary For For Management Committee 8 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 9 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CITY UNION BANK LIMITED Ticker: 532210 Security ID: Y1659F135 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Approve Sundaram & Srinivasan, For For Management Chartered Accountants, Chennai as Statutory Central Auditors and Authorize Board to Fix Their Remuneration 4 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Appointment and Remuneration For For Management of R. Mohan as Part-time Chairman 6 Approve Revision in the Remuneration For For Management of N. Kamakodi as Managing Director & CEO 7 Elect Vaidyanathan Kalyanasundaram as For For Management Director 8 Elect Thirukkarugavur Krishnamoorthy For For Management Ramkumar as Director 9 Reelect Abarna Bhaskar as Director For For Management 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CITYCHAMP DARTONG CO. LTD. Ticker: 600067 Security ID: Y2677T107 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company to Issue a For Against Management Performance Guarantee for the Cooperation Project of Decheng Land A3 Commercial Project 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CITYCHAMP DARTONG CO. LTD. Ticker: 600067 Security ID: Y2677T107 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Par Value and Issue Scale For For Management 2.2 Approve Target Subscribers and Placing For For Management Arrangements for Shareholders 2.3 Approve Bond Maturity For For Management 2.4 Approve Bond Interest Rate and Method For For Management of Principal Repayment and Interest Payment 2.5 Approve Issue Manner For For Management 2.6 Approve Use of Proceeds For For Management 2.7 Approve Guarantee Arrangement For For Management 2.8 Approve Arrangement on Redemption and For For Management Sale-back 2.9 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 2.10 Approve Underwriting Manner For For Management 2.11 Approve Listing of Bonds For For Management 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Establishment of Special For For Management Raised Funds Account 5.1 Elect Han Xiaohuang as Non-Independent For For Management Director 5.2 Elect Han Xiaojie as Non-Independent For For Management Director 5.3 Elect Liu Hua as Non-Independent For For Management Director 5.4 Elect Xue Lixi as Non-Independent For For Management Director 5.5 Elect Xiao Linshou as Non-Independent For For Management Director 5.6 Elect Zhang Jian as Non-Independent For For Management Director 6.1 Elect Chen Ling as Independent Director For For Management 6.2 Elect Wu Qingchi as Independent For For Management Director 6.3 Elect Zhang Bai as Independent Director For For Management 7.1 Elect Han Guojian as Supervisor For For Management 7.2 Elect He Zhuyun as Supervisor For For Management -------------------------------------------------------------------------------- CITYCHAMP DARTONG CO. LTD. Ticker: 600067 Security ID: Y2677T107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Payment of Remuneration for For For Management Financial Auditors and Internal Control Auditors 8 Approve Appointment of Financial and For For Management Internal Control Auditor 9 Approve Allowance of Independent For For Management Directors and Non-Executive Directors 10 Approve Authorization of Company's For Against Management Chairman and President to Handle All Related Matters 11 Approve Amendments to Articles of For For Management Association 12 Approve Guarantee Provision Plan For For Management 13 Approve Provision of Guarantee for For Against Management Shaowu Chuangxin 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CITYCHAMP DARTONG CO. LTD. Ticker: 600067 Security ID: Y2677T107 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary Datong For For Management New Material Listing on the Main Board of Shanghai Stock Exchange in Accordance with Relevant Laws and Regulations 2 Approve Spin-off of Subsidiary Datong For For Management New Material Listing on the Main Board of Shanghai Stock Exchange 3 Approve Plan on Spin-off of Subsidiary For For Management Datong New Material Listing on the Main Board of Shanghai Stock Exchange (Revised Draft) 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted by Spin-off and Listing of Subsidiary of the Company 9 Approve Company's Directors to Hold For For Management Shares in Subsidiary 10 Approve Authorization of the Board to For For Management Handle Matters on Spin-off -------------------------------------------------------------------------------- CIWEN MEDIA CO., LTD. Ticker: 002343 Security ID: Y988AZ100 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For For Management Supervisors 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CIWEN MEDIA CO., LTD. Ticker: 002343 Security ID: Y988AZ100 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Fund-raising For For Management Investment Project -------------------------------------------------------------------------------- CIWEN MEDIA CO., LTD. Ticker: 002343 Security ID: Y988AZ100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For Against Management 9 Amend Articles of Association For Against Management 10 Elect Ye Biyun as Non-Independent For For Shareholder Director 11 Elect Pan Shan as Supervisor For For Management -------------------------------------------------------------------------------- CLEANAWAY CO., LTD. Ticker: 8422 Security ID: Y16688106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- CLEVO CO. Ticker: 2362 Security ID: Y1661L104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4.1 Elect LAI,LI-MING, with ID No. For For Management N222682XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CLICKS GROUP LTD. Ticker: CLS Security ID: S17249111 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 August 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Anthony Cadman as the Individual Registered Auditor 3 Re-elect Fatima Abrahams as Director For For Management 4 Re-elect Martin Rosen as Director For For Management 5.1 Re-elect John Bester as Member of the For For Management Audit and Risk Committee 5.2 Re-elect Fatima Daniels as Member of For For Management the Audit and Risk Committee 5.3 Re-elect Nonkululeko Gobodo as Member For For Management of the Audit and Risk Committee 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Specific Repurchase of For For Management Shares from New Clicks South Africa Proprietary Limited 10 Approve Directors' Fees For For Management 11 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 12 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- CLIENT SERVICE INTERNATIONAL, INC. Ticker: 300663 Security ID: Y1R5CK103 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type and Par Value For Did Not Vote Management 1.2 Approve Issue Manner and Issue Period For Did Not Vote Management 1.3 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Principles 1.4 Approve Amount of Raised Funds For Did Not Vote Management 1.5 Approve Issue Scale For Did Not Vote Management 1.6 Approve Target Parties and For Did Not Vote Management Subscription Manner 1.7 Approve Lock-up Period For Did Not Vote Management 1.8 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 1.9 Approve Listing Location For Did Not Vote Management 1.10 Approve Usage of Raised Funds For Did Not Vote Management 1.11 Approve Resolution Validity Period For Did Not Vote Management 2 Approve Plan on Private Placement of For Did Not Vote Management Shares 3 Approve Demonstration Analysis Report For Did Not Vote Management in Connection to Private Placement 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 7 Approve Change in Business Scope For Did Not Vote Management 8 Approve Change in Registered Capital For Did Not Vote Management 9 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- CLIENT SERVICE INTERNATIONAL, INC. Ticker: 300663 Security ID: Y1R5CK103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Annual Report and Summary For Did Not Vote Management 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Appointment of Auditor For Did Not Vote Management 7 Approve Comprehensive Credit Line For Did Not Vote Management Application 8 Approve Provision of Guarantee by For Did Not Vote Management Controlling Shareholder for the Company 9 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management Members 10 Approve Shareholder Return Plan For Did Not Vote Management 11 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 12 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 13 Approve Loan Application For Did Not Vote Management -------------------------------------------------------------------------------- CMBC CAPITAL HOLDINGS LIMITED Ticker: 1141 Security ID: G2233G102 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Service Agreement, Proposed For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- CMBC CAPITAL HOLDINGS LIMITED Ticker: 1141 Security ID: G2233G102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ding Zhisuo as Director For For Management 3b Elect Ng Hoi Kam as Director For For Management 3c Elect Lee Cheuk Yin, Dannis as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CMC MAGNETICS CORP. Ticker: 2323 Security ID: Y1661J109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Capital Surplus Cash Payment For For Management 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CMST DEVELOPMENT CO. LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Zhongchu Nanjing Logistics Co., Ltd. 2 Approve Provision of Guarantee for For For Management Zhongchu Tianjin Co., Ltd. -------------------------------------------------------------------------------- CMST DEVELOPMENT CO. LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Guarantee Provision for the For For Management Bank Acceptance Bill of Zhongchu Nanjing Wisdom Logistics Technology Co. , Ltd. 3 Approve Guarantee Provision for the For For Management Bank Credit Line of Zhongchu Nanjing Wisdom Logistics Technology Co., Ltd. 4 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- CMST DEVELOPMENT CO. LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ji Shuming as Supervisor For For Management -------------------------------------------------------------------------------- CMST DEVELOPMENT CO. LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Levy and Receive Compensation For For Management for Real Estate Property 2 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 3 Approve Provision of Guarantee for For For Shareholder China Chengtong Commodity Trading Co., Ltd. 4 Approve Provision of Guarantee for For For Shareholder Zhongchu Nanjing Wisdom Logistics Technology Co., Ltd. for the Comprehensive Credit Application to Bank of China 5 Approve Provision of Guarantee for For For Shareholder Zhongchu Nanjing Wisdom Logistics Technology Co., Ltd. for the Comprehensive Credit Application to Shanghai Pudong Development Bank -------------------------------------------------------------------------------- CMST DEVELOPMENT CO. LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- CMST DEVELOPMENT CO. LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report For For Management 6 Approve Financial Statements For For Management 7 Approve Payment Standards of Auditor For For Management Remuneration 8 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 9 Approve Provision of Guarantee For For Management 10 Amend Rules and Procedures Regarding For Against Shareholder Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Shareholder Meetings of Board of Supervisors -------------------------------------------------------------------------------- CMST DEVELOPMENT CO. LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Independent For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Allocation of Income and For Did Not Vote Management Dividends 5 Approve Annual Report For Did Not Vote Management 6 Approve Financial Statements For Did Not Vote Management 7 Approve Payment Standards of Auditor For Did Not Vote Management Remuneration 8 Approve 2019 Daily Related Party For Did Not Vote Management Transactions and 2020 Daily Related Party Transactions 9 Approve Provision of Guarantee For Did Not Vote Management 10 Amend Rules and Procedures Regarding For Did Not Vote Shareholder Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Did Not Vote Shareholder Meetings of Board of Supervisors -------------------------------------------------------------------------------- CMST DEVELOPMENT CO., LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2.1 Elect Liang Weihua as Non-Independent For For Shareholder Director 2.2 Elect Li Dawei as Non-Independent For For Shareholder Director 2.3 Elect Li Yongzhao as Non-Independent For For Shareholder Director 3.1 Elect Xue Bin as Supervisor For For Shareholder -------------------------------------------------------------------------------- CNHTC JINAN TRUCK CO., LTD. Ticker: 000951 Security ID: Y7680V106 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions 2 Approve Major Investment of Company For For Management -------------------------------------------------------------------------------- CNHTC JINAN TRUCK CO., LTD. Ticker: 000951 Security ID: Y7680V106 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Dechun as Non-Independent For For Management Director 2 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- CNHTC JINAN TRUCK CO., LTD. Ticker: 000951 Security ID: Y7680V106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Credit Plan For For Management 6 Approve Signing of Related Party For For Management Transaction Agreement 7 Approve Provision of Guarantee For For Management 8 Approve Signing of Financial Services For For Management Agreement 9 Approve Appointments of Auditor and For For Management Internal Control Auditor 10 Approve Finance Lease For For Shareholder 11.1 Elect Wang Dechun as Non-Independent For For Management Director 11.2 Elect Liu Zhengtao as Non-Independent For For Management Director 11.3 Elect Jin Wensheng as Non-Independent For For Management Director 11.4 Elect Song Qidong as Non-Independent For For Management Director 11.5 Elect Song Jinjin as Non-Independent For For Management Director 11.6 Elect Gui Liang as Non-Independent For For Management Director 12.1 Elect Zhang Hong as Independent For For Management Director 12.2 Elect Ma Zengrong as Independent For For Management Director 12.3 Elect Zhou Shumin as Independent For For Management Director 13.1 Elect Wang Difei as Supervisor For For Management 13.2 Elect Zhang Yongteng as Supervisor For For Management 13.3 Elect Song Chengzhan as Supervisor For For Management 13.4 Elect Li Yingchuan as Supervisor For For Management -------------------------------------------------------------------------------- CNHTC JINAN TRUCK CO., LTD. Ticker: 000951 Security ID: Y7680V106 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Chenglong as Non-Independent For For Management Director 2 Approve Change of Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Mian as Non-independent For For Shareholder Director 2 Elect Yang Lei as Supervisor For For Shareholder -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Shuren as Non-Independent For For Shareholder Director 1.2 Elect Li Yufeng as Non-Independent For For Shareholder Director 2 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size and Issue Scale For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Signing of Conditional Share For For Management Subscription Agreement 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve the Notion that the Company For For Management Does Not Need to Prepare a Report on the Usage of Previously Raised Funds 10 Approve White Wash Waiver and Related For For Management Transactions 11 Amend Management System of External For For Management Donations -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Formulation of Remuneration For For Management Management System of Directors, Supervisors and Senior Management Members 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- CNOOC ENERGY TECHNOLOGY & SERVICES LTD. Ticker: 600968 Security ID: Y1R6MD106 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CNOOC ENERGY TECHNOLOGY & SERVICES LTD. Ticker: 600968 Security ID: Y1R6MD106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Change of Raised Funds For For Management Investment Project 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Appointment of Auditor For For Management 8 Approve External Guarantee Plan For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Report of the Board of For For Management Supervisors 11 Approve Remuneration of Supervisors For For Management 12.1 Elect Zhu Lei as Non-Independent For For Management Director -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: Y1662W117 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-exempt Continuing For For Management Connected Transactions 2 Approve Proposed Caps for Each For For Management Category of the Non-exempt Continuing Connected Transactions -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: Y1662W117 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Accept Financial Statements and For For Management Statutory Reports A2 Approve Final Dividend For For Management A3 Elect Hu Guangjie as Director For For Management A4 Elect Wen Dongfen as Director For For Management A5 Elect Lawrence J. Lau as Director For For Management A6 Elect Tse Hau Yin, Aloysius as Director For For Management A7 Authorize Board to Fix the For For Management Remuneration of Directors A8 Approve Deloitte Touche Tohmatsu as For For Management Independent Auditors and Authorize Board to Fix Their Remuneration B1 Authorize Repurchase of Issued Share For For Management Capital B2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights B3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CNSIG INNER MONGOLIA CHEMICAL INDUSTRY CO., LTD. Ticker: 600328 Security ID: Y4085V104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qiao Xuelian as Non-Independent For For Shareholder Director 2.1 Elect Yang Yonghong as Supervisor For For Management -------------------------------------------------------------------------------- COAL INDIA LIMITED Ticker: 533278 Security ID: Y1668L107 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve First and Second Interim For For Management Dividend as Final Dividend 3 Reelect Reena Sinha Puri as Director For For Management 4 Elect Loretta M. Vas as Director For For Management 5 Elect S. B. Agnihotri as Director For For Management 6 Elect D.C. Panigrahi as Director For For Management 7 Elect Khanindra Pathak as Director For For Management 8 Elect Vinod Jain as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management 10 Elect Sanjiv Soni as Director For For Management -------------------------------------------------------------------------------- COCA-COLA FEMSA SAB DE CV Ticker: KOFUBL Security ID: P2861Y177 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors and Secretaries; For Against Management Verify Director's Independence Classification; Approve Their Remuneration 5 Elect Members of Planning and For Against Management Financing Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Remuneration 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- COCA-COLA ICECEK AS Ticker: CCOLA Security ID: M2R39A121 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors and Approve Their For Against Management Remuneration 8 Ratify External Auditors For For Management 9 Receive Information on Donations Made None None Management in 2019 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 11 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Markets Board Corporate Governance Principles 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Close Meeting None None Management -------------------------------------------------------------------------------- COFCO CAPITAL HOLDINGS CO., LTD. Ticker: 002423 Security ID: Y98943106 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hu Xiaolei as Independent For For Management Director -------------------------------------------------------------------------------- COFCO CAPITAL HOLDINGS CO., LTD. Ticker: 002423 Security ID: Y98943106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Report For For Management and Internal Control Auditor 7 Approve Related Party Transaction in For For Management Connection to Handling of Deposit and Loan Business 8 Approve Related Party Transaction For For Management 9 Approve Remuneration of Independent For For Management Directors 10.1 Approve Amendments to Articles of For For Management Association 10.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10.3 Amend Cash Dividends Management System For For Management 10.4 Amend Working System for Independent For For Management Directors 10.5 Amend Management System of Raised Funds For For Management 10.6 Amend the Company's Controlling For For Management Shareholder Code of Conduct System 11.1 Elect Da Zhaohui as Non-Independent For For Management Director 12.1 Elect Yang Lijun as Supervisor For For Management -------------------------------------------------------------------------------- COFCO TUNHE SUGAR CO., LTD. Ticker: 600737 Security ID: Y9722G105 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Derivatives Business For For Management 2 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- COFCO TUNHE SUGAR CO., LTD. Ticker: 600737 Security ID: Y9722G105 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Jun as Non-Independent For For Management Director -------------------------------------------------------------------------------- COFCO TUNHE SUGAR CO., LTD. Ticker: 600737 Security ID: Y9722G105 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect You Wei as Non-Independent For For Management Director -------------------------------------------------------------------------------- COFCO TUNHE SUGAR CO., LTD. Ticker: 600737 Security ID: Y9722G105 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- COFCO TUNHE SUGAR CO., LTD. Ticker: 600737 Security ID: Y9722G105 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect You Wei as Non-independent For For Management Director 1.2 Elect Zhu Laibin as Non-independent For For Management Director 1.3 Elect Wu Zhen as Non-independent For For Management Director 1.4 Elect Chen Qianzheng as For For Management Non-independent Director 1.5 Elect Sun Jun as Non-independent For For Management Director 2.1 Elect Ge Changyin as Independent For For Management Director 2.2 Elect Zhu Jianlin as Independent For For Management Director 2.3 Elect Li Dan as Independent Director For For Management 2.4 Elect Wu Biguang as Independent For For Management Director 2.5 Elect Zhao Jun as Independent Director For For Management 3.1 Elect Shi Bo as Supervisor For For Management -------------------------------------------------------------------------------- COFCO TUNHE SUGAR CO., LTD. Ticker: 600737 Security ID: Y9722G105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Appointment of Financial and For For Management Internal Control Auditor 6 Approve Application for Financing For For Management 7 Approve Application of Financing from For For Management Finance Company 8 Approve Annual Report and Summary For For Management 9 Approve Daily Related-party For For Management Transactions 10 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- COLBUN SA Ticker: COLBUN Security ID: P2867K130 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Current Company Standing For For Management Report and Reports of External Auditors and Supervisory Account Inspectors 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of USD 0.006 Per Share 4 Approve Investment and Financing Policy For For Management 5 Approve Dividend Policy and For For Management Distribution Procedures 6 Appoint Auditors For For Management 7 Elect Supervisory Account Inspectors; For For Management Approve their Remunerations 8 Approve Remuneration of Directors For For Management 9 Present Report on Activities Carried For For Management Out by Directors' Committee 10 Approve Remuneration and Budget of For For Management Directors' Committee 11 Receive Report Regarding Related-Party For For Management Transactions 12 Designate Newspaper to Publish Meeting For For Management Announcements 13 Other Business For Against Management -------------------------------------------------------------------------------- COLGATE-PALMOLIVE (INDIA) LIMITED Ticker: 500830 Security ID: Y1673X104 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Chandrasekar Meenakshi For For Management Sundaram as Director 3 Approve Commission to Independent For For Management Directors 4 Approve Appointment and Remuneration For For Management of Ram Raghavan as Managing Director -------------------------------------------------------------------------------- COLGATE-PALMOLIVE (INDIA) LTD. Ticker: 500830 Security ID: Y1673X104 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Vikram Singh Mehta as Director For For Management 2 Reelect Indu Ranjit Shahani as Director For For Management 3 Approve Rajendra Ambalal Shah to For For Management Continue Office as Independent Director 4 Approve Pradyot Kumar Ghosh to For For Management Continue Office as Independent Director 5 Approve Payment of Royalty to For For Management Colgate-Palmolive Company, USA -------------------------------------------------------------------------------- COLOUR LIFE SERVICES GROUP CO., LIMITED Ticker: 1778 Security ID: G22915105 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, For For Management Issuance of Subscription Shares and Related Transactions -------------------------------------------------------------------------------- COLOUR LIFE SERVICES GROUP CO., LIMITED Ticker: 1778 Security ID: G22915105 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Non-Competition Deed For For Management and Related Transactions 2 Elect Chen Xinyu as Director For For Management -------------------------------------------------------------------------------- COLOUR LIFE SERVICES GROUP CO., LIMITED Ticker: 1778 Security ID: G22915105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Adopt Scrip Dividend Scheme For For Management 4 Elect Pan Jun as Director For For Management 5 Elect Huang Wei as Director For For Management 6 Elect Tang Xuebin as Director For For Management 7 Authorize Board to Fix the For For Management Remuneration of the Directors 8 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- COMBA TELECOM SYSTEMS HOLDINGS LIMITED Ticker: 2342 Security ID: G22972114 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chang Fei Fu as Director For For Management 3b Elect Bu Binlong as Director For For Management 3c Elect Wu Tielong as Director For For Management 3d Elect Lau Siu Ki, Kevin as Director For For Management 3e Elect Lin Jin Tong as Director For For Management 3f Elect Leung Hoi Wai as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds or For Did Not Vote Management Subordinated Loans of EGP 15 Billion -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income for FY For Did Not Vote Management 2019 and Authorize Board to Fix and Distribute Employees' Share in the Company's Profits 5 Authorize Capital Issuances for Use in For Did Not Vote Management Employee Stock Purchase Plan and Amend Articles 6 and 7 of Bylaws Accordingly 6 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue Re: 1:3 and Amend Articles 6 and 7 to reflect the Increase of Capital 7 Approve Discharge of Directors for FY For Did Not Vote Management 2019 8 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 9.1 Elect Amin Al Arab as Director For Did Not Vote Management 9.2 Elect Hussein Abaza as Director For Did Not Vote Management 9.3 Elect Bijan Khosrowshahi as Director For Did Not Vote Management 9.4 Elect Amani Abou Zeid as Director For Did Not Vote Management 9.5 Elect Magda Habib as Director For Did Not Vote Management 9.6 Elect Paresh Sukthankar as Director For Did Not Vote Management 9.7 Elect Rajeev Kakar as Director For Did Not Vote Management 9.8 Elect Sherif Samy as Director For Did Not Vote Management 10 Approve Remuneration of Directors for For Did Not Vote Management FY 2020 11 Approve Remuneration of Audit For Did Not Vote Management Committee for FY 2020 12 Approve Charitable Donations for FY For Did Not Vote Management 2019 and 2020 -------------------------------------------------------------------------------- COMPAL ELECTRONICS, INC. Ticker: 2324 Security ID: Y16907100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR4 Security ID: 20440T201 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of All Preferred For For Management Shares into Common Shares at Ratio of 1:1 -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR4 Security ID: P3055E464 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of All Preferred For For Management Shares into Common Shares at Ratio of 1:1 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR4 Security ID: P3055E464 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 In the Event of a Second Call, the None Against Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: 20440T300 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 4 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE LOCACAO DAS AMERICAS Ticker: LCAM3 Security ID: P2R93B103 Meeting Date: OCT 04, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 3-for-1 Stock Split For For Management 2 Elect Independent Director For For Management 3 Amend Stock Option Plans and Share For For Management Based Incentive Plan 4 Approve Reorganization of Controlled For For Management Subsidiaries Re: Acelero Comercio de Veiculos Ltda and Unidas Locadora de Veiculos Ltda 5 Amend Location of Company Headquarters For For Management 6 Amend Article 6 to Reflect Changes in For For Management Authorized Capital 7 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE LOCACAO DAS AMERICAS Ticker: LCAM3 Security ID: P2R93B103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Fix Number of Directors at Six For For Management 5.1 Elect Luis Fernando Memoria Porto as For For Management Director 5.2 Elect Sergio Augusto Guerra de Resende For For Management as Director 5.3 Elect Eduardo Luiz Wurzmann as For For Management Independent Director 5.4 Elect Lee Richard Kaplan as Director For For Management 5.5 Elect Dirley Pingnatti Ricci as For For Management Director 5.6 Elect Jayme Nicolato Correa as For For Management Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Fernando Memoria Porto as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Augusto Guerra de Resende as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Luiz Wurzmann as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Lee Richard Kaplan as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Dirley Pingnatti Ricci as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jayme Nicolato Correa as Independent Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- COMPANHIA DE LOCACAO DAS AMERICAS Ticker: LCAM3 Security ID: P2R93B103 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Acquire All For For Management Shares of Zetta Frotas S.A. (Zetta) 2 Ratify Valore Consultoria Empresarial For For Management Ltda. (Meden Consultoria) as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Amend Article 2 Re: Company For For Management Headquarters 5 Amend Article 3 Re: Corporate Purpose For For Management 6 Amend Article 5 to Reflect Changes in For For Management Capital 7 Amend Article 6 to Reflect Changes in For For Management Authorized Capital 8 Amend Article 12 For For Management 9 Amend Articles 3 and 10 For For Management 10 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: P2R268136 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Angelo Luiz Moreira Grossi as For For Management Fiscal Council Member and Andrea Martins Botaro as Alternate 2 Ratify Election of Wilson Newton de For For Management Mello Neto as Director 3 Amend Article 14 For For Management 4 Consolidate Bylaws For For Management 5 Rectify Remuneration of Company's For For Management Management and Fiscal Council Members Approved at the June 3, 2019, EGM -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Angelo Luiz Moreira Grossi as For For Management Fiscal Council Member and Andrea Martins Botaro as Alternate 2 Ratify Election of Wilson Newton de For For Management Mello Neto as Director 3 Amend Article 14 For For Management 4 Consolidate Bylaws For For Management 5 Rectify Remuneration of Company's For For Management Management and Fiscal Council Members Approved at the June 3, 2019, EGM -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: P2R268136 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Mario Engler Pinto Junior as For For Management Board Chairman 5.2 Elect Benedito Pinto Ferreira Braga For For Management Junior as Director 5.3 Elect Wilson Newton de Mello Neto as For For Management Director 5.4 Elect Reinaldo Guerreiro as Director For For Management 5.5 Elect Claudia Polto da Cunha as For For Management Director 5.6 Elect Francisco Vidal Luna as For For Management Independent Director 5.7 Elect Lucas Navarro Prado as For For Management Independent Director 5.8 Elect Francisco Luiz Sibut Gomide as For For Management Independent Director 5.9 Elect Eduardo de Freitas Teixeira as For For Management Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Mario Engler Pinto Junior as Board Chairman 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Benedito Pinto Ferreira Braga Junior as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Newton de Mello Neto as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Reinaldo Guerreiro as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudia Polto da Cunha as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Vidal Luna as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Lucas Navarro Prado as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Luiz Sibut Gomide as Independent Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo de Freitas Teixeira as Independent Director 8.1 Elect Fabio Bernacchi Maia as Fiscal For For Management Council Member and Marcio Cury Abumussi as Alternate 8.2 Elect Pablo Andres Fernandez Uhart as For For Management Fiscal Council Member and Cassiano Quevedo Rosas de Avila as Alternate 8.3 Elect Edson Tomas de Lima Filho as For For Management Fiscal Council Member and Nanci Cortazzo Mendes Galuzio as Alternate 8.4 Elect Angelo Luiz Moreira Grossi as For For Management Fiscal Council Member and Andrea Martins Botaro as Alternate 9 Fix Number of Directors at Nine For For Management 10 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4.1 Elect Mario Engler Pinto Junior as For For Management Board Chairman 4.2 Elect Benedito Pinto Ferreira Braga For For Management Junior as Director 4.3 Elect Claudia Polto da Cunha as For For Management Director 4.4 Elect Reinaldo Guerreiro as For For Management Independent Director 4.5 Elect Wilson Newton de Mello Neto as For For Management Director 4.6 Elect Francisco Vidal Luna as For For Management Independent Director 4.7 Elect Eduardo de Freitas Teixeira as For For Management Independent Director 4.8 Elect Francisco Luiz Sibut Gomide as For For Management Independent Director 4.9 Elect Lucas Navarro Prado as For For Management Independent Director 5.1 Elect Fabio Bernacchi Maia as Fiscal For For Management Council Member and Marcio Cury Abumussi as Alternate 5.2 Elect Pablo Andres Fernandez Uhart as For For Management Fiscal Council Member and Cassiano Quevedo Rosas de Avila as Alternate 5.3 Elect Edson Tomas de Lima Filho as For For Management Fiscal Council Member and Nanci Cortazzo Mendes Galuzio as Alternate 5.4 Elect Angelo Luiz Moreira Grossi as For For Management Fiscal Council Member and Andrea Martins Botaro as Alternate 6 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Dismiss Flavia Mourao Parreira do For For Management Amaral, Sinara Inacio Meireles Chenna, Marco Antonio Soares da Cunha Castello Branco, Remulo Borges de Azevedo Lemos and Rubens Coelho de Melo as Directors 2 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3 Elect Directors For For Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Andre Macedo Faco as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Eduardo Tavares de Castro as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Marcos Coutinho Beltrao as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Joel Musman as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio de Lima Leite as Director -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Dismiss Fiscal Council Members For Against Management 2 Elect Fiscal Council Members For Against Management 3 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 4 Elect Alternate Fiscal Council Member None Abstain Shareholder Appointed by Minority Shareholder -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Roberto Bastianetto as Alternate For Did Not Vote Management Fiscal Council Member 2 Elect Eduardo Georges Chehab as None For Shareholder Alternate Fiscal Council Member Appointed by Minority Shareholder -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Long-Term Loan Agreement with For For Management Banco Europeu de Investimento - BEI -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: JAN 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investments to Implement the For For Management Water Supply System of Montes Claros - Rio Sao Francisco -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Interest-on-Capital-Stock For For Management Payment Date 4 Approve Investment Plan For For Management 5 Fix Number of Directors at Seven For For Management 6 Fix Number of Fiscal Council Members For For Management at Five 7 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 Elect Directors For For Management 9 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 10 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 11.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Andre Macedo Facos as Independent Director 11.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Eduardo Tavares de Castro as Director 11.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Marcos Coutinho Beltrao as Independent Director 11.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Joel Musman as Independent Director 11.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio de Lima Leite as Director 11.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Bosco Senra as Director 11.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Gustavo Rocha Gattass as Independent Director 12 Elect Gustavo Rocha Gattass as None For Shareholder Director Appointed by Minority Shareholder 13 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 14 Elect Fiscal Council Members For Abstain Management 15 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 16 Elect Sergio Tuffy Sayeg as Fiscal None For Shareholder Council Member and Eduardo Georges Chehab as Alternate Appointed by Minority Shareholder -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management and Fiscal Council Members 2 Re-Ratify Long-Term Loan Agreement For For Management with Banco Europeu de Investimento - BEI 3 Approve Increase in Authorized Capital For For Management 4 Amend Article 7 to Reflect Changes in For For Management Authorized Capital -------------------------------------------------------------------------------- COMPANHIA ENERGETICA DE MINAS GERAIS SA Ticker: CMIG4 Security ID: P2577R102 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gustavo de Oliveira Barbosa as For Against Management Fiscal Council Member and Germano Luiz Gomes Vieira as Alternate 1.2 Elect Marco Aurelio Barcelos Silva as For Against Management Fiscal Council Member and Carlos Eduardo Amaral Pereira da Silva as Alternate 1.3 Elect Elizabeth Juca e Mello Jacometti For Against Management as Fiscal Council Member and Victor Lobato Garizo Becho as Alternate -------------------------------------------------------------------------------- COMPANHIA ENERGETICA DE MINAS GERAIS SA Ticker: CMIG4 Security ID: P2577R102 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management -------------------------------------------------------------------------------- COMPANHIA ENERGETICA DE MINAS GERAIS SA Ticker: CMIG4 Security ID: P2577R110 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ronaldo Dias as Alternate Fiscal None For Shareholder Council Member Appointed by Preferred Shareholder -------------------------------------------------------------------------------- COMPANHIA PARANAENSE DE ENERGIA Ticker: CPLE6 Security ID: P30557105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robson Augusto Pascoalini and For For Management Marcos Leandro Pereira as Evaluation and Nominating Committee Members 2.1 Elect Jose Paulo Da Silva Filho as For For Management Fiscal Council Member 2.2 Elect Emir Calluf Filho as Alternate For For Management Fiscal Council Member 3 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- COMPANHIA PARANAENSE DE ENERGIA Ticker: CPLE6 Security ID: P30557105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management and Fiscal Council Member 4 Designate Newspapers to Publish For For Management Company Announcements -------------------------------------------------------------------------------- COMPANHIA SIDERURGICA NACIONAL Ticker: CSNA3 Security ID: P8661X103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management and Fiscal Council 4 Designate Diario Oficial da Uniao For For Management (DOU) to Publish Company Announcements 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 Elect Valmir Pedro Rossi as Fiscal None For Shareholder Council Member and Maria Aparecida Matanias Hallack as Alternate Appointed by Minority Shareholder -------------------------------------------------------------------------------- COMPANIA CERVECERIAS UNIDAS SA Ticker: CCU Security ID: P24905104 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Chairman's Report For For Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of CLP 179.95 per Share and CLP 359.9 per ADR to Be Distributed on April 24, 2020 4 Present Dividend Policy and For For Management Distribution Procedures 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee 7 Approve Remuneration and Budget of For For Management Audit Committee 8.1 Appoint Auditors For For Management 8.2 Designate Risk Assessment Companies For For Management 9 Receive Directors' Committee Report on For For Management Activities 10 Receive Report Regarding Related-Party For For Management Transactions 11 Other Business For Against Management -------------------------------------------------------------------------------- COMPANIA DE TRANSMISSAO DE ENERGIA ELETRICA PAULISTA Ticker: TRPL4 Security ID: P30576113 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Costa Amancio Negrao as None For Shareholder Fiscal Council Member and Daniel Beltran Motta as Alternate Appointed by Preferred Shareholder 2 Elect Roberto Brigido do Nascimento as None For Shareholder Director Appointed by Preferred Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? -------------------------------------------------------------------------------- COMPANIA SUD AMERICANA DE VAPORES SA Ticker: VAPORES Security ID: P3064M101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Elect Directors For Against Management 3 Approve Remuneration of Directors for For For Management FY 2020 and Present Their Report on Expenses 4 Approve Remuneration and Budget of For For Management Directors' Committee for FY 2020 and Present Their Report on Activities and Expenses for FY 2019 5 Appoint Auditors For For Management 6 Designate Risk Assessment Companies For For Management 7 Approve Report Regarding Related-Party For For Management Transactions 8 Designate Newspaper to Publish For For Management Announcements 9 Other Business For Against Management -------------------------------------------------------------------------------- COMPANIA SUD AMERICANA DE VAPORES SA Ticker: VAPORES Security ID: P3064M101 Meeting Date: MAY 19, 2020 Meeting Type: Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital via For For Management Absorption of Accumulated Losses 2 Authorize Increase in Share Capital in For Against Management the Amount USD 350 Million via Issuance of New Shares 3 Recognize Modification to Share For Against Management Capital Re: Expiration of Subscription Period and Payment of Pending Placement of Capital Increase Approved by EGM on March 30, 2017 4 Amend Articles and Adopt Agreements to For Against Management Carry out Resolutions Adopted by this General Meeting 5 Receive Report Regarding Related-Party For For Management Transactions -------------------------------------------------------------------------------- COMPEQ MANUFACTURING CO., LTD. Ticker: 2313 Security ID: Y1690B101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect Charles C Wu, with Shareholder For For Management No. 6, as Non-Independent Director 3.2 Elect K S Peng, with Shareholder No. For For Management 5, as Non-Independent Director 3.3 Elect P K Chiang, with Shareholder No. For For Management 261, as Non-Independent Director 3.4 Elect P Y Wu, with Shareholder No. For For Management 1589, as Non-Independent Director 3.5 Elect P H Wu, with Shareholder No. For For Management 1586, as Non-Independent Director 3.6 Elect Andrew Chen, a Representative of For For Management Chang Zhi holdings Ltd, with Shareholder No. 200983, as Non-Independent Director 3.7 Elect Tung Chun Huang, with ID No. For For Management T102701XXX, as Independent Director 3.8 Elect Tzu Kuan Chiu, with ID No. For For Management A202942XXX, as Independent Director 3.9 Elect Teng Ling Liu, with Shareholder For For Management No. 28, as Independent Director 4 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CONCENTRADORA FIBRA DANHOS SA DE CV Ticker: DANHOS13 Security ID: P2825H138 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Ratify Resolutions in Items 4 and 5 of For For Management Agenda Approved by Meeting of Holders on March 29, 2019; Approve Date to Take Effect Resolutions in Item 5 of Agenda Approved by Meeting of Holders on March 29, 2019 3 Approve Cancellation of 7.27 Million For For Management Real Estate Trust Certificates; Authorize any Necessary Actions and Documents in Connection with Cancellation of Real Estate Trust Certificates 4 Approve Issuance of 16.41 Million Real For For Management Estate Trust Certificates; Authorize any Necessary Actions and Documents in Connection with Issuance of Real Estate Trust Certificates 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CONCENTRADORA FIBRA DANHOS SA DE CV Ticker: DANHOS13 Security ID: P2825H138 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Approve Financial Statements For For Management 3 Elect or Ratify Members of Trust For For Management Technical Committee 4 Approve Real Estate Trust Certificates For For Management Repurchase Program; Set Maximum Amount of Share Repurchase 5 Amend Article 25 and Appendix J of For Against Management Trust Agreement Re: Fiscal Domicile and Trustee Compensation 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CONCORD NEW ENERGY GROUP LIMITED Ticker: 182 Security ID: G2345T109 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 August CITIC Finance For For Management Lease Arrangement and Related Transactions 2 Approve Shangcheng Finance Lease For For Management Arrangement and Related Transactions 3 Approve Tongyu Finance Lease For For Management Arrangement and Related Transactions -------------------------------------------------------------------------------- CONCORD NEW ENERGY GROUP LIMITED Ticker: 182 Security ID: G2345T109 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease Arrangement and For For Management Related Transactions -------------------------------------------------------------------------------- CONCORD NEW ENERGY GROUP LIMITED Ticker: 182 Security ID: G2345T109 Meeting Date: DEC 21, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase Contract I and For For Management Related Transaction 2 Approve Purchase Contract II and For For Management Related Transaction 3 Approve Purchase Contract III and For For Management Related Transaction -------------------------------------------------------------------------------- CONCORD NEW ENERGY GROUP LIMITED Ticker: 182 Security ID: G2345T109 Meeting Date: DEC 21, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease Agreement, Sale For For Management and Purchase Agreement and Security Agreements and Related Transaction -------------------------------------------------------------------------------- CONCORD NEW ENERGY GROUP LIMITED Ticker: 182 Security ID: G2345T109 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Everbright Finance Lease For For Management Arrangement and Related Transactions 2 Approve Huaneng Tiancheng Finance For For Management Lease Arrangement I and Related Transactions 3 Approve Huaneng Tiancheng Finance For For Management Lease Arrangement II and Related Transactions -------------------------------------------------------------------------------- CONCORD NEW ENERGY GROUP LIMITED Ticker: 182 Security ID: G2345T109 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Liu Shunxing as Director For For Management 2B Elect Liu Jianhong as Director For For Management 2C Elect Niu Wenhui as Director For For Management 2D Elect Jesse Zhixi Fang as Director For For Management 2E Elect Zhai Feng as Director For For Management 2F Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Final Dividend For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CONCORD SECURITIES CO., LTD. Ticker: 6016 Security ID: Y16925102 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures for For For Management Election of Directors 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 7 Approve the Issuance of New Shares by For For Management Capitalization of Capital Surplus 8.1 Elect HUANG, TIEN CHANG, with ID No. For For Management P101513XXX, as Independent Director 8.2 Elect HUANG, HSIU HUI, with ID No. For For Management P220488XXX, as Independent Director -------------------------------------------------------------------------------- CONCRAFT HOLDING CO., LTD. Ticker: 4943 Security ID: G2346M103 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit 5 Approve to Change the Compensation of For For Management Independent Directors 6.1 Elect LU CHAO SHENG, a Representative For For Management of MONSTER HOLDING CO LTD with SHAREHOLDER NO.1, as Non-Independent Director 6.2 Elect LEE KUO CHI, a Representative of For For Management AGI HOLDING CO LTD with SHAREHOLDER NO. 2, as Non-Independent Director 6.3 Elect LEE CHU CHING with SHAREHOLDER For For Management NO.128 as Non-Independent Director 6.4 Elect LEE CHIN HSING with SHAREHOLDER For For Management NO.126 as Non-Independent Director 6.5 Elect CHANG TSO CHENG with SHAREHOLDER For For Management NO.L120048XXX as Independent Director 6.6 Elect JANG BEN HWA with SHAREHOLDER NO. For For Management Y120467XXX as Independent Director 6.7 Elect CHEN WEI CHUN with SHAREHOLDER For For Management NO.U121125XXX as Independent Director -------------------------------------------------------------------------------- CONSORCIO ARA SAB DE CV Ticker: ARA Security ID: P3084R106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Repurchased For For Management Shares and Consequently Reduction in Fixed Portion of Capital; Amend Article 6 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Elect or Ratify Directors, Secretary For Against Management and Deputy Secretary; Approve Their Discharge and Remuneration 4 Elect or Ratify Chairman of Audit For Against Management Committee 5 Elect or Ratify Chairman of Corporate For Against Management Practices Committee 6 Set Maximum Amount of Share Repurchase For Against Management Reserve and Accept Report on Board Policies and Decision on Repurchase of Shares 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CONSUN PHARMACEUTICAL GROUP LIMITED Ticker: 1681 Security ID: G2524A103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Su Yuanfu as Director For For Management 2b Elect Feng Zhongshi as Director For For Management 2c Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Final Dividend For For Management 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CONTAINER CORPORATION OF INDIA LTD. Ticker: 531344 Security ID: Y1740A152 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect V. Kalyana Rama as Director For For Management 4 Reelect Sanjay Bajpai as Director For Against Management 5 Approve Arun K Agarwal & Associates, For For Management Chartered Accountants, New Delhi as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Manoj Kumar Dubey as Director For For Management 7 Elect Jayasankar M.K. as Director For For Management 8 Reelect Kamlesh Shivji Vikamsey as For For Management Director 9 Reeect Sanjeev S. Shah as Director For For Management -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Par Value, Issuance Price and For For Management Issue Scale 2.2 Approve Placing Arrangements for For For Management Shareholders 2.3 Approve Bond Maturity and Type For For Management 2.4 Approve Bond Interest Rate and For For Management Interest Payment 2.5 Approve Issuance Method For For Management 2.6 Approve Use of Proceeds For For Management 2.7 Approve Guarantee Method For For Management 2.8 Approve Safeguard Measures for Debt For For Management Repayment 2.9 Approve Underwriting Method For For Management 2.10 Approve Listing of the Bonds For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 5 Approve Draft and Summary on For Against Shareholder Performance Share Incentive Plan 6 Approve Methods to Assess the For Against Shareholder Performance of Plan Participants 7 Approve Authorization of Board to For Against Shareholder Handle All Related Matters -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For For Management Guarantee 2 Approve Change in Registered Capital For For Management and Amend Articles of Association 3 Approve Guarantee Provision in For For Shareholder Relation to Issuance of Overseas Bonds 4 Approve Authorization of Board and For For Shareholder Related Personnel to Handle Matters Related to Issuance of Overseas Bonds -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Location For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Hedging Plan For For Management -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Related Party Transaction For For Management 11 Approve Guarantee Plan For Against Management 12 Investment in Financial Products For For Management 13 Approve Credit Line Bank Application For For Management 14 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares 15 Approve Repurchase and Cancellation of For For Management Performance Shares 16 Amend Articles of Association For For Management 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 18 Approve Additional Overseas Corporate For For Management Bonds and Provision of Guarantee -------------------------------------------------------------------------------- CONTROLADORA VUELA COMPANIA DE AVIACION SAB DE CV Ticker: VOLARA Security ID: P30987104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For Did Not Vote Management Statutory Reports and Discharge of Directors, Committees and CEO 2 Resolutions on Allocation of Income For Did Not Vote Management 3 Set Aggregate Nominal Amount of Share For Did Not Vote Management Repurchase Reserve; Present Report on Policies and Decision Adopted by Board Related to Repurchase of Shares 4 Elect or Ratify Members of Board, For Did Not Vote Management Secretary, Alternate Secretary and Other Officers 5 Elect or Ratify Chairman of Audit For Did Not Vote Management Committee and Corporate Practices Committee 6 Approve Remuneration of Directors, For Did Not Vote Management Members of Audit and Corporate Practices, Remuneration and Nomination Committees and Secretary 7 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- CORETRONIC CORP. Ticker: 5371 Security ID: Y1756P150 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- COROMANDEL INTERNATIONAL LIMITED Ticker: 506395 Security ID: Y1754W140 Meeting Date: JUL 22, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect V. Ravichandran as Director For For Management 5 Approve Deloitte Haskins & Sells as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Reelect Prasad Chandran as Director For For Management 7 Elect B V R Mohan Reddy as Director For For Management 8 Elect Aruna B. Advani as Director For For Management 9 Elect R Nagarajan as Director For For Management 10 Elect K V Parameshwar as Director For For Management 11 Approve Remuneration of Directors For For Management 12 Approve Payment of Remuneration to M M For For Management Murugappan as Chairman and Non-Executive Director 13 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- CORONATION FUND MANAGERS LTD. Ticker: CML Security ID: S19537109 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Re-elect Hugo Nelson as Director For For Management 1b Re-elect Alexandra Watson as Director For For Management 1c Re-elect Shams Pather as Director For For Management 2a Elect Mary-Anne Musekiwa as Director For For Management 2b Elect Madichaba Nhlumayo as Director For For Management 3 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Leigh-Ann Killin as the Designated Audit Partner 4a Re-elect Alexandra Watson as Member of For For Management the Audit and Risk Committee 4b Re-elect Lulama Boyce as Member of the For For Management Audit and Risk Committee 4c Re-elect Jock McKenzie as Member of For For Management the Audit and Risk Committee 4d Re-elect Hugo Nelson as Member of the For For Management Audit and Risk Committee 5 Approve Remuneration Policy For For Management 6 Approve Remuneration Implementation For For Management Report 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Remuneration of Non-executive For For Management Directors 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CORPORACION FINANCIERA COLOMBIANA SA Ticker: CORFICOLCF Security ID: P3138W200 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board of Directors and For For Management Chairman's Report 5 Present Individual and Consolidated For For Management Financial Statements 6 Present Auditor's Report For For Management 7 Approve Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income For For Management 9 Present Report on Internal Control For For Management System and on Activities of Audit Committee 10 Present Corporate Governance Report For For Management 11 Present Financial Consumer For For Management Representative's Report 12 Elect Directors and Approve Their For Against Management Remuneration 13 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 14 Elect Financial Consumer For For Management Representative and Fix Their Remuneration 15 Amend Articles For For Management 16 Approve Donations For For Management -------------------------------------------------------------------------------- CORPORACION INMOBILIARIA VESTA SAB DE CV Ticker: VESTA Security ID: P9781N108 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO's Report For For Management 2 Approve Board's Report For For Management 3 Approve Report of Audit, Corporate For For Management Practices, Investment, Ethics, Debt and Capital, and Social and Environmental Responsibility Committees 4 Receive Report on Adherence to Fiscal For For Management Obligations 5 Approve Audited and Consolidated For For Management Financial Statements 6 Approve Cash Dividends, Considering For For Management Current Dividend Policy and Board's Recommendation 7 Approve Long-Term Incentive Plan for For For Management Company's Executives 8 Approve Report on Share Repurchase For For Management 9 Authorize Share Repurchase Reserve For For Management 10 Approve Annual Budget of Company for For For Management Social and Environmental Responsibility Actions 11 Elect or Ratify Directors; Elect For For Management Chairmen of Audit and Corporate Practices Committees, and Approve their Remuneration 12 Approve Cancellation of 10.84 Million For For Management Shares Representing Variable Portion of Company's Capital 13 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Revised Annual Cap For For Management 2a Elect Wang Daxiong as Director For For Shareholder 2b Elect Liu Chong as Director For For Shareholder 2c Elect Xu Hui as Director For For Shareholder 2d Elect Feng Boming as Director For For Shareholder 2e Elect Huang Jian as Director For For Shareholder 2f Elect Liang Yanfeng as Director For For Shareholder 3a Elect Cai Hongping as Director For For Shareholder 3b Elect Hai Chi Yuet as Director For For Shareholder 3c Elect Graeme Jack as Director For For Shareholder 3d Elect Lu Jianzhong as Director For For Shareholder 3e Elect Zhang Weihua as Director For For Shareholder 4a Elect Ye Hongjun as Supervisor For For Shareholder 4b Elect Hao Wenyi as Supervisor For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Revised Annual Cap For For Management 2.1 Elect Wang Daxiong as Director For For Shareholder 2.2 Elect Liu Chong as Director For For Shareholder 2.3 Elect Xu Hui as Director For For Shareholder 2.4 Elect Feng Boming as Director For For Shareholder 2.5 Elect Huang Jian as Director For For Shareholder 2.6 Elect Liang Yanfeng as Director For For Shareholder 3.1 Elect Cai Hongping as Director For For Shareholder 3.2 Elect Hai Chi Yuet as Director For For Shareholder 3.3 Elect Graeme Jack as Director For For Shareholder 3.4 Elect Lu Jianzhong as Director For For Shareholder 3.5 Elect Zhang Weihua as Director For For Shareholder 4.1 Elect Ye Hongjun as Supervisor For For Shareholder 4.2 Elect Hao Wenyi as Supervisor For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Renewal of the Term of the For For Management Master Vessel Charter Agreement, Proposed Annual Caps and Related Transactions 1.2 Approve Renewal of the Term of the For For Management Master Operating Lease Services Agreement, Proposed Annual Caps and Related Transactions 1.3 Approve Renewal of the Term of the For For Management Master Finance Lease Services Agreement, Proposed Annual Caps and Related Transactions 1.4 Approve Renewal of the Term of the For For Management Master Vessel Services Agreement, Proposed Annual Caps and Related Transactions 1.5 Approve Renewal of the Term of the For For Management Master Containers Services Agreement, Provision of Container and Other Ancillary Services by the CS Development Group to the COSCO SHIPPING Group, Proposed Annual Caps and Related Transactions 1.6 Approve Renewal of the Term of the For For Management Master Containers Services Agreement, Provision of Container and Other Ancillary Services by the COSCO SHIPPING Group to the CS Development Group, Proposed Annual Caps and Related Transactions 1.7 Approve Master Financial Services For For Management Agreement, Provision of Deposit Services, Proposed Annual Caps and Related Transactions 1.8 Approve Renewal of the Term of the For For Management Master Factoring Services Agreement, Proposed Annual Caps and Related Transactions 2 Approve New Commodities Supply For For Management Framework Agreement and Related Transactions 3 Amend Articles of Association For For Shareholder 4 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Renewal of the Term of the For For Management Master Vessel Charter Agreement, Proposed Annual Caps and Related Transactions 1.2 Approve Renewal of the Term of the For For Management Master Operating Lease Services Agreement, Proposed Annual Caps and Related Transactions 1.3 Approve Renewal of the Term of the For For Management Master Finance Lease Services Agreement, Proposed Annual Caps and Related Transactions 1.4 Approve Renewal of the Term of the For For Management Master Vessel Services Agreement, Proposed Annual Caps and Related Transactions 1.5 Approve Renewal of the Term of the For For Management Master Containers Services Agreement, Provision of Container and Other Ancillary Services by the CS Development Group to the COSCO SHIPPING Group, Proposed Annual Caps and Related Transactions 1.6 Approve Renewal of the Term of the For For Management Master Containers Services Agreement, Provision of Container and Other Ancillary Services by the COSCO SHIPPING Group to the CS Development Group, Proposed Annual Caps and Related Transactions 1.7 Approve Master Financial Services For For Management Agreement, Provision of Deposit Services, Proposed Annual Caps and Related Transactions 1.8 Approve Renewal of the Term of the For For Management Master Factoring Services Agreement, Proposed Annual Caps and Related Transactions 2 Approve New Commodities Supply For For Management Framework Agreement and Related Transactions 3 Amend Articles of Association For For Shareholder 4 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Purpose and Principles of the For For Management Revised Share Option Incentive Scheme 1b Approve Management Institution of the For For Management Revised Share Option Incentive Scheme 1c Approve Basis of Determining the For For Management Participants and the Scope of the Participants 1d Approve Source, Number and Allocation For For Management of Shares Under the Revised Share Option Incentive Scheme 1e Approve Validity Period, Date of For For Management Grant, Vesting Period, Exercise Date, Exercise Period and Lock-Up Provisions 1f Approve Exercise Price and Gains of For For Management the Share Options 1g Approve Conditions of Grant and For For Management Conditions of Exercise 1h Approve Methods and Procedures for For For Management Adjustments to the Number and the Exercise Price of the Share Options 1i Approve Accounting Treatment of the For For Management Revised Share Option Incentive Scheme and Impact on the Operating Results of the Company 1j Approve Procedures for Implementation For For Management of the Revised Share Option Incentive Scheme, Grant of Share Options and Exercise of Share Options by the Participants 1k Approve Rights and Obligations of the For For Management Company and the Participants 1l Approve Handling of Special For For Management Circumstances Under the Revised Share Option Incentive Scheme 1m Approve Management, Amendments and For For Management Termination of the Revised Share Option Incentive Scheme 1n Approve Disclosure in Relation to the For For Management Implementation of the Revised Share Option Incentive Scheme 2 Approve Proposed Adoption of the For For Management Management Measures 3 Approve Proposed Adoption of the For For Management Appraisal Measures 4 Authorize Board to Deal with All For For Management Matters in Relation to the Revised Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Purpose and Principles of the For For Management Revised Share Option Incentive Scheme 1b Approve Management Institution of the For For Management Revised Share Option Incentive Scheme 1c Approve Basis of Determining the For For Management Participants and the Scope of the Participants 1d Approve Source, Number and Allocation For For Management of Shares Under the Revised Share Option Incentive Scheme 1e Approve Validity Period, Date of For For Management Grant, Vesting Period, Exercise Date, Exercise Period and Lock-Up Provisions 1f Approve Exercise Price and Gains of For For Management the Share Options 1g Approve Conditions of Grant and For For Management Conditions of Exercise 1h Approve Methods and Procedures for For For Management Adjustments to the Number and the Exercise Price of the Share Options 1i Approve Accounting Treatment of the For For Management Revised Share Option Incentive Scheme and Impact on the Operating Results of the Company 1j Approve Procedures for Implementation For For Management of the Revised Share Option Incentive Scheme, Grant of Share Options and Exercise of Share Options by the Participants 1k Approve Rights and Obligations of the For For Management Company and the Participants 1l Approve Handling of Special For For Management Circumstances Under the Revised Share Option Incentive Scheme 1m Approve Management, Amendments and For For Management Termination of the Revised Share Option Incentive Scheme 1n Approve Disclosure in Relation to the For For Management Implementation of the Revised Share Option Incentive Scheme 2 Approve Proposed Adoption of the For For Management Management Measures 3 Approve Proposed Adoption of the For For Management Appraisal Measures 4 Authorize Board to Deal with All For For Management Matters in Relation to the Revised Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Principles of the For For Management Revised Share Option Incentive Scheme 1.2 Approve Management Institution of the For For Management Revised Share Option Incentive Scheme 1.3 Approve Basis of Determining the For For Management Participants and the Scope of the Participants 1.4 Approve Source, Number and Allocation For For Management of Shares Under the Revised Share Option Incentive Scheme 1.5 Approve Validity Period, Date of For For Management Grant, Vesting Period, Exercise Date, Exercise Period and Lock-Up Provisions 1.6 Approve Exercise Price and Gains of For For Management the Share Options 1.7 Approve Conditions of Grant and For For Management Conditions of Exercise 1.8 Approve Methods and Procedures for For For Management Adjustments to the Number and the Exercise Price of the Share Options 1.9 Approve Accounting Treatment of the For For Management Revised Share Option Incentive Scheme and Impact on the Operating Results of the Company 1.10 Approve Procedures for Implementation For For Management of the Revised Share Option Incentive Scheme, Grant of Share Options and Exercise of Share Options by the Participants 1.11 Approve Rights and Obligations of the For For Management Company and the Participants 1.12 Approve Handling of Special For For Management Circumstances Under the Revised Share Option Incentive Scheme 1.13 Approve Management, Amendments and For For Management Termination of the Revised Share Option Incentive Scheme 1.14 Approve Disclosure in Relation to the For For Management Implementation of the Revised Share Option Incentive Scheme 2 Approve Proposed Adoption of the For For Management Management Measures 3 Approve Proposed Adoption of the For For Management Appraisal Measures 4 Authorize Board to Deal with All For For Management Matters in Relation to the Revised Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Principles of the For For Management Revised Share Option Incentive Scheme 1.2 Approve Management Institution of the For For Management Revised Share Option Incentive Scheme 1.3 Approve Basis of Determining the For For Management Participants and the Scope of the Participants 1.4 Approve Source, Number and Allocation For For Management of Shares Under the Revised Share Option Incentive Scheme 1.5 Approve Validity Period, Date of For For Management Grant, Vesting Period, Exercise Date, Exercise Period and Lock-Up Provisions 1.6 Approve Exercise Price and Gains of For For Management the Share Options 1.7 Approve Conditions of Grant and For For Management Conditions of Exercise 1.8 Approve Methods and Procedures for For For Management Adjustments to the Number and the Exercise Price of the Share Options 1.9 Approve Accounting Treatment of the For For Management Revised Share Option Incentive Scheme and Impact on the Operating Results of the Company 1.10 Approve Procedures for Implementation For For Management of the Revised Share Option Incentive Scheme, Grant of Share Options and Exercise of Share Options by the Participants 1.11 Approve Rights and Obligations of the For For Management Company and the Participants 1.12 Approve Handling of Special For For Management Circumstances Under the Revised Share Option Incentive Scheme 1.13 Approve Management, Amendments and For For Management Termination of the Revised Share Option Incentive Scheme 1.14 Approve Disclosure in Relation to the For For Management Implementation of the Revised Share Option Incentive Scheme 2 Approve Proposed Adoption of the For For Management Management Measures 3 Approve Proposed Adoption of the For For Management Appraisal Measures 4 Authorize Board to Deal with All For For Management Matters in Relation to the Revised Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Work Report of the For For Management Independent Non-Executive Directors 4 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 5 Approve 2019 Annual Report For For Management 6 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 7 Approve Remuneration of Directors and For For Management Supervisors 8a Approve ShineWing Certified Public For For Management Accountants as Domestic Auditor and Authorize Board to Fix Their Remuneration 8b Approve ShineWing Certified Public For For Management Accountants as Internal Control Auditor and Authorize Board to Fix Their Remuneration 8c Approve Ernst & Young, Hong Kong For For Management Certified Public Accountants as International Auditor and Authorize Board to Fix Their Remuneration 9 Approve Grant of General Mandate to For For Management Issue Corporate Bonds 10 Approve Provisions of Guarantees For For Management -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Work Report of the For For Management Independent Non-Executive Directors 4 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 5 Approve 2019 Annual Report For For Management 6 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 7 Approve Remuneration of Directors and For For Management Supervisors 8a Approve ShineWing Certified Public For For Management Accountants as Domestic Auditor and Authorize Board to Fix Their Remuneration 8b Approve ShineWing Certified Public For For Management Accountants as Internal Control Auditor and Authorize Board to Fix Their Remuneration 8c Approve Ernst & Young, Hong Kong For For Management Certified Public Accountants as International Auditor and Authorize Board to Fix Their Remuneration 9 Approve Grant of General Mandate to For For Management Issue Corporate Bonds 10 Approve Provisions of Guarantees For For Management -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K119 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Price Determination Date, For For Management Issue Price and Pricing Principles in Respect of the Proposed Non-Public Issuance of A Shares 2 Approve Proposed Non-Public Issuance For For Management of A Shares (2nd Amendment) 3 Approve Supplemental Agreement Between For For Management the Company and COSCO Shipping 4 Approve Remedial Measures Regarding For For Management Dilution on Current Returns by the Proposed Non-Public Issuance of A Shares 5 Approve White Wash Waiver For For Management 6 Approve Specific Mandate For For Management 7 Approve Transactions Contemplated For For Management Under the Proposed Non-Public Issuance of A Shares which Constitute a Special Deal Under Rule 25 of the Takeovers Code -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K119 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Price Determination Date, For For Management Issue Price and Pricing Principles in Respect of the Proposed Non-Public Issuance of A Shares 2 Approve Proposed Non-Public Issuance For For Management of A Shares (2nd Amendment) 3 Approve Supplemental Agreement Between For For Management the Company and COSCO Shipping 4 Approve Specific Mandate For For Management 5 Approve Transactions Contemplated For For Management Under the Proposed Non-Public Issuance of A Shares which Constitute a Special Deal Under Rule 25 of the Takeovers Code -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Price Determination Date, For For Management Issue Price and Pricing Principles in Respect of the Proposed Non-Public Issuance of A Shares 2 Approve Proposed Non-Public Issuance For For Management of A Shares (2nd Amendment) 3 Approve Supplemental Agreement Between For For Management the Company and COSCO Shipping 4 Approve Remedial Measures Regarding For For Management Dilution on Current Returns by the Proposed Non-Public Issuance of A Shares 5 Approve White Wash Waiver For For Management 6 Approve Specific Mandate For For Management 7 Approve Transactions Contemplated For For Management Under the Proposed Non-Public Issuance of A Shares which Constitute a Special Deal Under Rule 25 of the Takeovers Code -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Price Determination Date, For For Management Issue Price and Pricing Principles in Respect of the Proposed Non-Public Issuance of A Shares 2 Approve Proposed Non-Public Issuance For For Management of A Shares (2nd Amendment) 3 Approve Supplemental Agreement Between For For Management the Company and COSCO Shipping 4 Approve Specific Mandate For For Management 5 Approve Transactions Contemplated For For Management Under the Proposed Non-Public Issuance of A Shares which Constitute a Special Deal Under Rule 25 of the Takeovers Code -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of the Supervisory Committee 5 Approve Extension of the Validity For For Management Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 6 Approve Extension of the Validity For For Management Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K119 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of the Supervisory Committee 5 Approve Extension of the Validity For For Management Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 6 Approve Extension of the Validity For For Management Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K119 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 2 Approve Extension of the Validity For For Management Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 2 Approve Extension of the Validity For For Management Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Audited Financial For For Management Statements 3 Approve 2019 Final Dividend For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11.1 Elect Zhang Qinghai as Director For For Shareholder 11.2 Elect Liu Zhusheng as Director For For Shareholder 12.1 Elect Victor Huang as Director For For Shareholder 12.2 Elect Li Runsheng as Director For For Shareholder 12.3 Elect Zhao Jingsong as Director For For Shareholder 13 Approve Proposed Guarantees for For For Shareholder Guaranteed Wholly-Owned Subsidiaries 14 Approve Proposed Merger by Absorption For For Shareholder by the Company of COSCO SHIPPING Tanker (Shanghai) Co., Ltd. -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K119 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Audited Financial For For Management Statements 3 Approve 2019 Final Dividend For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Proposed Guarantees for For For Shareholder Guaranteed Wholly-Owned Subsidiaries 12 Approve Proposed Merger by Absorption For For Shareholder by the Company of COSCO SHIPPING Tanker (Shanghai) Co., Ltd. 13.1 Elect Zhang Qinghai as Director For For Shareholder 13.2 Elect Liu Zhusheng as Director For For Shareholder 14.1 Elect Victor Huang as Director For For Shareholder 14.2 Elect Li Runsheng as Director For For Shareholder 14.3 Elect Zhao Jingsong as Director For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consortium Agreement, ST None None Management Acquisition and Related Transactions 2.1 Elect Yang Zhijian as Director For For Shareholder 2.2 Elect Feng Boming as Director For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M117 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Zhijian as Director For For Shareholder 1.2 Elect Feng Boming as Director For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Financial Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.2 Approve the Master General Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.3 Approve the Master Shipping Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.4 Approve the Master Port Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.5 Approve the Master Vessel and For For Shareholder Container Asset Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.6 Approve the Trademark Licence For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 2 Approve the Master Shipping and For For Management Terminal Services Agreement Entered into by the Company and Pacific International Lines Pte Ltd and Proposed Annual Caps 3.1 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Shanghai International Port (Group) Co., Ltd. on February 27, 2019 and the Proposed Annual Cap for the Financial Year Ending December 31, 2019 3.2 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Shanghai International Port (Group) Co., Ltd. on October 30, 2019 and the Proposed Annual Caps for the Three Financial Years Ending December 31, 2022 4 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Qingdao Port International Co., Ltd and Proposed Annual Caps -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M117 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Financial Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.2 Approve the Master General Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.3 Approve the Master Shipping Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.4 Approve the Master Port Services For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.5 Approve the Master Vessel and For For Shareholder Container Asset Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 1.6 Approve the Trademark Licence For For Management Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps 2 Approve the Master Shipping and For For Management Terminal Services Agreement Entered into by the Company and Pacific International Lines Pte Ltd and Proposed Annual Caps 3.1 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Shanghai International Port (Group) Co., Ltd. on February 27, 2019 and the Proposed Annual Cap for the Financial Year Ending December 31, 2019 3.2 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Shanghai International Port (Group) Co., Ltd. on October 30, 2019 and the Proposed Annual Caps for the Three Financial Years Ending December 31, 2022 4 Approve the Shipping and Terminal For For Management Services Framework Agreement Entered into by the Company and Qingdao Port International Co., Ltd and Proposed Annual Caps -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Statements and For For Management Statutory Report 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Guarantees Mandate to the For For Management Company and Its Subsidiaries for the 2019 Provision of External Guarantees 6 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Five Shipbuilding Contracts For For Management 8 Approve Proposed Amendments to the For For Management Share Option Incentive Scheme and Summary Thereof Regarding the Scope of the Participants 9 Approve Proposed Amendments to the For For Management Appraisal Measures on the Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Amendments to the For For Management Share Option Incentive Scheme and Summary Thereof Regarding the Scope of the Participants 2 Approve Proposed Amendments to the For For Management Appraisal Measures on the Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M117 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Statements and For For Management Statutory Report 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Guarantees Mandate to the For For Management Company and Its Subsidiaries for the 2019 Provision of External Guarantees 6 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Five Shipbuilding Contracts For For Management 8 Approve Proposed Amendments to the For For Management Share Option Incentive Scheme and Summary Thereof Regarding the Scope of the Participants 9 Approve Proposed Amendments to the For For Management Appraisal Measures on the Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M117 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Amendments to the For For Management Share Option Incentive Scheme and Summary Thereof Regarding the Scope of the Participants 2 Approve Proposed Amendments to the For For Management Appraisal Measures on the Share Option Incentive Scheme -------------------------------------------------------------------------------- COSCO SHIPPING INTERNATIONAL (SINGAPORE) CO., LTD. Ticker: F83 Security ID: Y1764Z208 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Directors' Fees For For Management 3 Elect Li Xi Bei as Director For For Management 4 Elect Zhu Jian Dong as Director For For Management 5 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 7 Approve Renewal of Mandate for For For Management Interested Person Transactions -------------------------------------------------------------------------------- COSCO SHIPPING INTERNATIONAL (SINGAPORE) CO., LTD. Ticker: F83 Security ID: Y1764Z208 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Cosco Shipping Group Executives For For Management Share Option Scheme 2020 2 Approve Participation and Grant of For For Management Options to Parent Group Executives in the Cosco Shipping Group Executives Share Option Scheme 2020 -------------------------------------------------------------------------------- COSCO SHIPPING PORTS LIMITED Ticker: 1199 Security ID: G2442N104 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consortium Agreement and For For Management Related Transactions 2 Elect Zhang Dayu as Director For For Management -------------------------------------------------------------------------------- COSCO SHIPPING PORTS LIMITED Ticker: 1199 Security ID: G2442N104 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the New Financial Services For For Management Master Agreement and the Deposit Transactions, the Proposed Annual Cap Amounts and Related Transactions -------------------------------------------------------------------------------- COSCO SHIPPING PORTS LIMITED Ticker: 1199 Security ID: G2442N104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Deng Huangjun as Director For For Management 3.1b Elect Wong Tin Yau, Kelvin as Director For For Management 3.1c Elect Fan Hsu Lai Tai, Rita as Director For For Management 3.1d Elect Adrian David Li Man Kiu as For For Management Director 3.1e Elect Yang Liang Yee Philip as Director For For Management 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- COSCO SHIPPING SPECIALIZED CARRIERS CO., LTD. Ticker: 600428 Security ID: Y17651103 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management -------------------------------------------------------------------------------- COSCO SHIPPING SPECIALIZED CARRIERS CO., LTD. Ticker: 600428 Security ID: Y17651103 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Investment in the Construction of Multipurpose Pulp Vessels -------------------------------------------------------------------------------- COSCO SHIPPING SPECIALIZED CARRIERS CO., LTD. Ticker: 600428 Security ID: Y17651103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Signing of Daily Related-Party For For Management Transactions Agreement 8 Approve External Guarantee Provision For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10.1 Amend Articles of Association For For Management 10.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 10.5 Amend Working System for Independent For For Management Directors 11.1 Elect Zhang Qinghai as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- COSMOS GROUP CO., LTD. Ticker: 002133 Security ID: Y1769Q104 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- COSMOS GROUP CO., LTD. Ticker: 002133 Security ID: Y1769Q104 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Yilei as Non-independent For For Management Director 1.2 Elect Jiang Lixiong as Non-independent For For Management Director 1.3 Elect Hu Weihua as Non-independent For For Management Director 1.4 Elect Shao Shaomin as Non-independent For For Management Director 1.5 Elect Hua Xin as Non-independent For For Management Director 1.6 Elect Xu Xiao as Non-independent For For Management Director 2.1 Elect He Meiyun as Independent Director For For Management 2.2 Elect Zhang Miaohong as Independent For For Management Director 2.3 Elect Liu Nan as Independent Director For For Management 3.1 Elect Bai Lin as Supervisor For For Management 3.2 Elect Li Bin as Supervisor For For Management 4 Approve Provision of Financial For For Management Assistance 5 Approve Guarantee Provision Plan For For Shareholder -------------------------------------------------------------------------------- COSMOS GROUP CO., LTD. Ticker: 002133 Security ID: Y1769Q104 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- COSMOS GROUP CO., LTD. Ticker: 002133 Security ID: Y1769Q104 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Authorize Board to Approve For For Management Provision of Guarantee for Controlled Subsidiary 3 Elect Ma Liang as Supervisor For For Management -------------------------------------------------------------------------------- COSMOS GROUP CO., LTD. Ticker: 002133 Security ID: Y1769Q104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Additional Land Investment and For For Management Project Investment 9 Approve Provision of Guarantee for For For Management Mortgage Loans 10 Approve Provision of Guarantee for For For Management Controlled Subsidiary 11.1 Approve Financial Assistance Provision For For Management for Zhejiang Xinyu Real Estate Development Co., Ltd. 11.2 Approve Financial Assistance Provision For For Management for Hangzhou Universal Medical Imaging Diagnostic Co., Ltd. 11.3 Approve Financial Assistance Provision For For Management for Hangzhou Tiancheng Real Estate Development Co., Ltd. 11.4 Approve Financial Assistance Provision For For Management for Shanghai Mijie Enterprise Management Co., Ltd. 11.5 Approve Financial Assistance Provision For For Management for Zhejiang Guangyuan Real Estate Development Co., Ltd. 11.6 Approve Financial Assistance Provision For For Management for Hangzhou Xiayu Real Estate Development Co., Ltd. 11.7 Approve Financial Assistance Provision For For Management for Hangzhou Guangyu Annuo Industrial Co., Ltd. 11.8 Approve Financial Assistance Provision For For Management for Minority Shareholders 12 Approve Authorization for Investment For For Management Matters 13 Approve Use of Funds for Investment in For For Management Financial Products -------------------------------------------------------------------------------- COSMOS GROUP CO., LTD. Ticker: 002133 Security ID: Y1769Q104 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Implementing Rules for For For Management Cumulative Voting System 5 Amend Working System for Independent For For Management Directors 6 Amend Work Rules of the President For For Management 7 Amend Investor Relations Management For For Management System 8 Amend Management System for the Use of For For Management Raised Funds 9 Amend Related Party Transaction For For Management Decision Management System 10 Amend Decision Management System for For For Management Providing External Guarantees 11 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- COUNTRY GARDEN HOLDINGS CO. LTD. Ticker: 2007 Security ID: G24524103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yang Zhicheng as Director For For Management 3a2 Elect Su Baiyuan as Director For For Management 3a3 Elect Chen Chong as Director For For Management 3a4 Elect Lai Ming, Joseph as Director For For Management 3a5 Elect To Yau Kwok as Director For For Management 3b Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Amendment to Terms of For For Management the Share Option Scheme -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Guo Zhanjun as Director For For Management 3a2 Elect Rui Meng as Director For For Management 3a3 Elect Chen Weiru as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- COX & KINGS FINANCIAL SERVICE LIMITED Ticker: 542641 Security ID: Y1R7DX100 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vellattu Puthanveetil For For Management Ravindran Menon as Director 3 Approve Appointment and Remuneration For For Management of Vellattu Puthanveetil Ravindran Menon as Whole Time Director 4 Approve Variation in Terms of For Against Management Remuneration of Vellattu Puthanveetil Ravindran Menon as Whole Time Director 5 Elect Jayesh Shah as Director None None Management 6 Elect Vanaja Nagarajan as Director For For Management 7 Elect Ajay Ajit Peter Kerkar as For Against Management Director -------------------------------------------------------------------------------- CPFL ENERGIA SA Ticker: CPFE3 Security ID: P3179C105 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- CPMC HOLDINGS LIMITED Ticker: 906 Security ID: Y17739106 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Services For For Management Agreement, Relevant Deposit Cap and Related Transactions 2 Elect Chen Jihua as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- CPMC HOLDINGS LIMITED Ticker: 906 Security ID: Y17739106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhou Yuan as Director For For Management 3b Elect Shen Tao as Director For For Management 3c Elect Cheng Yuk Wo as Director For For Management 3d Elect Li Minghua as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Baker Tilly Hong Kong Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CPMC HOLDINGS LIMITED Ticker: 906 Security ID: Y17739106 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- CPT TECHNOLOGY (GROUP) CO., LTD. Ticker: 000536 Security ID: Y1772P101 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Jun as Non-Independent For For Shareholder Director 1.2 Elect Wu Junqin as Non-Independent For For Shareholder Director 1.3 Elect Hu Jianrong as Non-Independent For For Shareholder Director 1.4 Elect Lu Hui as Non-Independent For For Shareholder Director 2.1 Elect Zheng Xinzhi as Independent For For Management Director 2.2 Elect Chen Zhuang as Independent For For Management Director 2.3 Elect Xu Ping as Independent Director For For Management 2.4 Elect Wang Zhiqiang as Independent For For Management Director 2.5 Elect Lin Jintang as Independent For For Management Director 2.6 Elect Xiao Yang as Independent Director For For Management 2.7 Elect Wang Min as Independent Director For For Management -------------------------------------------------------------------------------- CPT TECHNOLOGY (GROUP) CO., LTD. Ticker: 000536 Security ID: Y1772P101 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ending of Fundraising Project For For Management and Replenishment of Capital by Raised Funds 2 Approve Sale of Equity and Signing of For For Management Conditional Equity Transfer Agreement -------------------------------------------------------------------------------- CPT TECHNOLOGY (GROUP) CO., LTD. Ticker: 000536 Security ID: Y1772P101 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Deng Naiwen as Independent For For Management Director 2 Approve Signing of Sales Framework For For Management Agreement and Related Party Transactions -------------------------------------------------------------------------------- CPT TECHNOLOGY (GROUP) CO., LTD. Ticker: 000536 Security ID: Y1772P101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Comprehensive Bank Credit Line For For Management Application 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Auditor For For Management 11.1 Elect Lin Zhe as Non-Independent For For Management Director -------------------------------------------------------------------------------- CREATE TECHNOLOGY & SCIENCE CO., LTD. Ticker: 000551 Security ID: Y83175102 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Qinhua as Independent Director For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CREATE TECHNOLOGY & SCIENCE CO., LTD. Ticker: 000551 Security ID: Y83175102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Elect Zhang Guohui as Supervisor For For Shareholder 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Signing of Property Lease For For Management Contract and Related Party Transactions 7 Approve Provision of Guarantee For For Management 8 Approve Authorization of Company For For Management Management in Choosing the Disposal of Company's Other Equity Instrument Investment -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: JAN 27, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Operations for FY For Against Management 2020 2 Authorize Cancellation of Repurchased For For Management Shares without Reduction in Share Capital 3 Approve Resignation of Alternate For For Management Secretary Non-Member of Board; Elect New Alternate Secretary Non-Member of Board 4 Appoint Legal Representatives For For Management 5 Close Meeting None None Management -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: APR 03, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports; Approve Discharge of Directors, Board Committees and CEO 2 Approve Allocation of Income For For Management 3 Set Maximum Amount of Share Repurchase For Against Management Reserve; Receive Report on Board's Decision on Share Repurchase 4 Elect or Ratify Members of Board, For For Management Secretary and Deputy Secretary; Qualify Independent Directors; Elect Members of Board Committees Including Chairmen of Audit and Corporate Practices Committees; Fix Their Remuneration 5 Approve Dividends of MXN 0.75 Per Share For For Management 6 Approve Certification of the Company's For For Management Bylaws 7 Appoint Legal Representatives For For Management 8 Close Meeting None None Management -------------------------------------------------------------------------------- CROMPTON GREAVES CONSUMER ELECTRICALS LIMITED Ticker: 539876 Security ID: Y1786D102 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Reelect Sahil Dalal as Director For For Management 4 Elect Smita Anand as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- CROMPTON GREAVES CONSUMER ELECTRICALS LIMITED Ticker: 539876 Security ID: Y1786D102 Meeting Date: JAN 19, 2020 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Crompton Employee Stock Option For For Management Plan 2019 2 Approve Grant of Options Under For For Management Crompton Employee Stock Option Plan 2019 to Employees of the Subsidiary Companies -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1818X100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Xiaoyi as Supervisor For For Management 2 Elect Lou Qiliang as Director For For Shareholder -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1R16T100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Xiaoyi as Supervisor For For Management 2 Elect Lou Qiliang as Director For For Shareholder -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1818X100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Final Financial Accounts For For Management Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Arrangement of Guarantees For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Approve Issuance of Debt Financing For Against Management Instruments 13.1 Elect Shi Jianzhong as Director For For Shareholder 13.2 Elect Zhu Yuanchao as Director For For Shareholder 14 Approve KPMG Huazhen LLP as Auditors For For Shareholder and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1R16T100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Final Financial Accounts For For Management Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Arrangement of Guarantees For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Approve Issuance of Debt Financing For Against Management Instruments 13.1 Elect Shi Jianzhong as Director For For Shareholder 13.2 Elect Zhu Yuanchao as Director For For Shareholder 14 Approve KPMG Huazhen LLP as Auditor For For Shareholder and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CSBC CORP. TAIWAN Ticker: 2208 Security ID: Y1R21K110 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Plan for the Non-Public Issuance of A Shares 2 Approve Extension of the Validity For For Management Period of Full Authorization to the Board to Deal with Relevant Matters in Relation to the Non-Public Issuance 3 Approve General Mandate to Issue For For Management Onshore and Offshore Debt Financing Instruments 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Plan for the Non-Public Issuance of A Shares 2 Approve Extension of the Validity For For Management Period of Full Authorization to the Board to Deal with Relevant Matters in Relation to the Non-Public Issuance -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3.1 Approve Class and Nominal Value of For For Management Shares to be Issued 3.2 Approve Issue Method and Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Issue Price and Pricing For For Management Principles 3.5 Approve Issue Size For For Management 3.6 Approve Amount and the Use of Proceeds For For Management 3.7 Approve Lock-up Period For For Management 3.8 Approve Listing Venue For For Management 3.9 Approve Arrangement of Accumulated For For Management Undistributed Profits prior to the Completion of the Issuance 3.10 Approve Validity Period For For Management 4 Approve Resolution on Amendments to For For Management the Proposed Non-public Issuance of A Shares of the Company 5 Approve Resolution on Amendments to For For Management the Dilution of Current Return by the Non-public Issuance of A Shares by the Company and the Remedial Measures 6 Approve 2019 Final Financial Accounts For For Management Plan 7 Approve 2019 Profit Distribution Plan For For Management 8 Approve 2019 Annual Report For For Management 9 Approve 2020 Cap Investment Amount for For For Management Proprietary Business 10 Approve 2019 Expected Related Party For For Management Transactions of the Company 11 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Nominal Value of For For Management Shares to be Issued 1.2 Approve Issue Method and Time For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Issue Price and Pricing For For Management Principles 1.5 Approve Issue Size For For Management 1.6 Approve Amount and the Use of Proceeds For For Management 1.7 Approve Lock-up Period For For Management 1.8 Approve Listing Venue For For Management 1.9 Approve Arrangement of Accumulated For For Management Undistributed Profits Prior to the Completion of the Issuance 1.10 Approve Validity Period For For Management 2 Approve Resolution on Amendments to For For Management the Proposed Non-Public Issuance of A Shares of the Company -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1R16V105 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Allowance of External Directors For For Management 5 Approve Allowance of External For For Management Supervisors -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1R16V105 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1R16V105 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1R16V105 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 1.2 Approve Par Value, Issue Price and For For Management Issue Size 1.3 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 1.4 Approve Bond Maturity and Type For For Management 1.5 Approve Bond Interest Rate and For For Management Determination, and Payment Method of Capital and Interest 1.6 Approve Guarantee Method For For Management 1.7 Approve Issue Manner For For Management 1.8 Approve Use of Proceeds For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Listing Exchange For For Management 1.11 Approve Terms of Redemption or Terms For For Management of Sell-Back 1.12 Approve Authorization of Board to For For Management Handle All Related Matters 1.13 Approve Resolution Validity Period For For Management -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1R16V105 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Principle and Issue For For Management Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Exchange For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1R16V105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Repurchase and Cancellation of For For Management Performance Shares that Has Not Reached the Unlocking Condition 9.1 Elect Chen Lin as Non-independent For For Management Director 9.2 Elect Wang Jian as Non-independent For For Management Director 9.3 Elect Zhang Jinshun as Non-independent For For Management Director 9.4 Elect Cheng Xibao as Non-independent For For Management Director 9.5 Elect Cheng Jinggang as For For Management Non-independent Director 9.6 Elect Yao Zhuanghe as Non-independent For For Management Director 10.1 Elect Zhu Guilong as Independent For For Management Directors 10.2 Elect Zhu Qianyu as Independent For For Management Directors 10.3 Elect Xu Nianxing as Independent For For Management Directors 11.1 Elect Meng Lili as Supervisor For For Shareholder -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1R16V105 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers and Medium-term Notes -------------------------------------------------------------------------------- CSG SMART SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300222 Security ID: Y76857104 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Funds to Purchase For For Management Financial Product 2 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds and Interest to Replenish Working Capital 3 Elect Wang Tingting as Non-Independent For For Management Director -------------------------------------------------------------------------------- CSG SMART SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300222 Security ID: Y76857104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Related Party Transaction For For Management 9 Approve External Guarantee For Against Management 10 Approve Adjustment on the Number of For For Management the Directors 11 Approve Amendments to Articles of For For Management Association 12 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 13 Elect Ren Xueyan as Supervisor For For Management -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Zhenguo as Director For For Management 3a2 Elect Wang Huaiyu as Director For For Management 3a3 Elect Lu Hua as Director For For Management 3a4 Elect Lee Ka Sze, Carmelo as Director For For Management 3a5 Elect Chen Chuan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Bonus Shares For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Grant of Options Under the For For Management Share Option Scheme -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD. Ticker: 317 Security ID: Y1824H115 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Registered Capital For For Shareholder and Shareholding Structure Adjustments of GSI, a Subsidiary, and Related Transaction 2 Approve Increase of Registered Capital For For Shareholder and Shareholding Structure Adjustments of Huangpu Wenchong, a Subsidiary, and Related Transaction 3 Approve Adjustments to the Major Asset For For Management Restructuring and Such Adjustments that Constituted as Significant Adjustments 4 Approve Major Asset Disposal that For For Management Constituted as a Related Transaction 5 Approve Specifics of the Major Asset For For Shareholder Disposal and Related Transaction 6 Approve Compliance of the Major Asset For For Management Disposal of CSSC Offshore & Marine Engineering (Group) Company Limited with Relevant Laws and Regulations 7 Approve Report on the Major Asset For For Shareholder Disposal and Related Transaction of CSSC Offshore & Marine Engineering (Group) Company Limited (Draft) 8 Approve Conditional Agreement on the For For Management Acquisition of Part of the Equity Interests in Guangzhou Shipyard International Company Limited by China State Shipbuilding Corporation Limited 9 Approve Supplemental Agreement to the For For Shareholder Conditional Agreement on the Acquisition of Part of the Equity Interests in Guangzhou Shipyard International Company Limited by China State Shipbuilding Corporation Limited 10 Approve Compliance of the Major Asset For For Management Disposal with the Requirements of Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 11 Approve Major Asset Disposal Not For For Management Constituting as Restructuring and Listing Under Article 13 of the Administrative Measures for the Material Asset Reorganization of Listed Companies 12 Approve that Relevant Entities For For Management Involved in the Restructuring are Not Subject to Restriction from Participating Major Asset Restructuring by Any Listed Companies 13 Approve Compliance of the Major Asset For For Management Disposal with Article 11 of the Administrative Measures for the Material Asset Reorganization of Listed Companies 14 Approve Pricing Basis of Assets Under For For Shareholder the Major Asset Disposal and Its Fairness and Reasonableness 15 Approve Audit Report, Pro Forma Report For For Shareholder and Valuation Report in Relation to the Major Asset Restructuring 16 Approve Independence of the Valuer, For For Shareholder Reasonableness of the Assumption of the Valuation, Relevance of Valuation Methods and Valuation Objectives, as Well as the Fairness of Estimated Pricing 17 Approve Completeness and Compliance of For For Shareholder the Legal Procedures of the Restructuring and Validity of the Submitted Legal Documents 18 Approve Non-Exercise of Right of First For For Shareholder Refusal and Related Transactions 19 Authorize Board to Deal With All For For Management Matters in Relation to the Major Assent Disposal 20.01 Elect Jin Xuejian as Supervisor For For Management -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD. Ticker: 317 Security ID: Y1824H115 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Connected Transaction in For For Shareholder Relation to the Entering into the Land Resumption Compensation Agreement by the Company's Holding Subsidiary -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD. Ticker: 317 Security ID: Y1824H107 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the 2020-2022 Framework For For Management Agreement, Proposed Annual Caps and Related Transaction -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD. Ticker: 317 Security ID: Y1824H115 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the 2020-2022 Framework For For Management Agreement, Proposed Annual Caps and Related Transaction -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD. Ticker: 317 Security ID: Y1824H107 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity Interest in For For Management CSSC Chengxi Yangzhou Shipbuilding Company Limited -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD. Ticker: 317 Security ID: Y1824H115 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity Interest in For For Management CSSC Chengxi Yangzhou Shipbuilding Company Limited -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD. Ticker: 317 Security ID: Y1824H107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report and Financial For For Management Statements 4 Approve Profit Distribution Plan For For Management 5 Approve Provision of Guarantee(s) by For Against Management the Company for its Subsidiary and Vice Versa and the Maximum Amount of Guarantee for 2020 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve Appointment of Auditor For For Shareholder -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD. Ticker: 317 Security ID: Y1824H115 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report and Financial For For Management Statements 4 Approve Profit Distribution Plan For For Management 5 Approve Provision of Guarantee(s) by For Against Management the Company for its Subsidiary and Vice Versa and the Maximum Amount of Guarantee for 2020 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve Appointment of Auditor For For Shareholder -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) COMPANY LIMITED Ticker: 317 Security ID: Y1824H107 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Registered Capital For For Shareholder and Shareholding Structure Adjustments of GSI, a Subsidiary, and Related Transaction 2 Approve Increase of Registered Capital For For Shareholder and Shareholding Structure Adjustments of Huangpu Wenchong, a Subsidiary, and Related Transaction 3 Approve Adjustments to the Major Asset For For Management Restructuring and Such Adjustments that Constituted as Significant Adjustments 4 Approve Major Asset Disposal that For For Management Constituted as a Related Transaction 5 Approve Specifics of the Major Asset For For Shareholder Disposal and Related Transaction 6 Approve Compliance of the Major Asset For For Management Disposal of CSSC Offshore & Marine Engineering (Group) Company Limited with Relevant Laws and Regulations 7 Approve Report on the Major Asset For For Shareholder Disposal and Related Transaction of CSSC Offshore & Marine Engineering (Group) Company Limited (Draft) 8 Approve Conditional Agreement on the For For Management Acquisition of Part of the Equity Interests in Guangzhou Shipyard International Company Limited by China State Shipbuilding Corporation Limited 9 Approve Supplemental Agreement to the For For Shareholder Conditional Agreement on the Acquisition of Part of the Equity Interests in Guangzhou Shipyard International Company Limited by China State Shipbuilding Corporation Limited 10 Approve Compliance of the Major Asset For For Management Disposal with the Requirements of Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 11 Approve Major Asset Disposal Not For For Management Constituting as Restructuring and Listing Under Article 13 of the Administrative Measures for the Material Asset Reorganization of Listed Companies 12 Approve that Relevant Entities For For Management Involved in the Restructuring are Not Subject to Restriction from Participating Major Asset Restructuring by Any Listed Companies 13 Approve Compliance of the Major Asset For For Management Disposal with Article 11 of the Administrative Measures for the Material Asset Reorganization of Listed Companies 14 Approve Pricing Basis of Assets Under For For Shareholder the Major Asset Disposal and Its Fairness and Reasonableness 15 Approve Audit Report, Pro Forma Report For For Shareholder and Valuation Report in Relation to the Major Asset Restructuring 16 Approve Independence of the Valuer, For For Shareholder Reasonableness of the Assumption of the Valuation, Relevance of Valuation Methods and Valuation Objectives, as Well as the Fairness of Estimated Pricing 17 Approve Completeness and Compliance of For For Shareholder the Legal Procedures of the Restructuring and Validity of the Submitted Legal Documents 18 Approve Non-Exercise of Right of First For For Shareholder Refusal and Related Transactions 19 Authorize Board to Deal With All For For Management Matters in Relation to the Major Assent Disposal 20.01 Elect Jin Xuejian as Supervisor For For Management -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) COMPANY LIMITED Ticker: 317 Security ID: Y1824H107 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Connected Transaction in For For Shareholder Relation to the Entering into the Land Resumption Compensation Agreement by the Company's Holding Subsidiary -------------------------------------------------------------------------------- CSSC SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600072 Security ID: Y4445C101 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Related Party Transaction in For For Shareholder Connection to Disposal Agreement -------------------------------------------------------------------------------- CSSC SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600072 Security ID: Y4445C101 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares and Raising Supporting Funds 2 Approve Transaction Constitutes as For For Management Related-Party Transaction 3.1 Approve Overall Content of the For For Management Restructuring Plan 3.2 Approve Scheme for Acquisition by For For Management Issuance of Shares 3.3 Approve Share Type, Par Value, and For For Management Listing Exchange 3.4 Approve Pricing of Underlying Asset For For Management 3.5 Approve Pricing Method and Price For For Management 3.6 Approve Issue Size For For Management 3.7 Approve Lock-Up Period Arrangement For For Management 3.8 Approve Attribution of Profit and Loss For For Management During the Transition Period 3.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 3.10 Approve Issue Price Adjustment For For Management Mechanism 3.11 Approve Performance Compensation For For Management Commitment Arrangement 3.12 Approve Resolution Validity Period For For Management 3.13 Approve Scheme for Raising Supporting For For Management Funds 3.14 Approve Share Type, Par Value, and For For Management Listing Exchange in Connection to Raising Supporting Funds 3.15 Approve Target Subscribers and Issue For For Management Manner in Connection to Raising Supporting Funds 3.16 Approve Pricing Base Date and Pricing For For Management Basis in Connection to Raising Supporting Funds 3.17 Approve Issue Size in Connection to For For Management Raising Supporting Funds 3.18 Approve Lock-Up Period Arrangement in For For Management Connection to Raising Supporting Funds 3.19 Approve Usage of Raised Funds For For Management 3.20 Approve Resolution Validity Period in For For Management Connection to Raising Supporting Funds 4 Approve Draft Report and Summary on For For Management Company's Acquisition by Issuance of Shares and Raising Supporting Funds as well as Related Party Transactions 5 Approve Signing of Supplementary For For Management Agreement on Share Issuance for Acquisition and Profit Forecast Compensation Agreement 6 Approve Additional Daily Related-party For For Management Transactions 7 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 8 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 9 Approve Transaction Does not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve Transaction Complies with For For Management Article 11 and 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 11 Approve Whitewash Waiver and Related For For Management Transactions 12 Approve Independence of Appraiser, For For Management Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for this Transaction 13 Approve Relevant Audit Report, Pro For For Management Forma Review Report, Evaluation Report, Situational Assessment Report and Usage Report of Previously Raised Funds 14 Approve Whether Stock Price Volatility For For Management Had Achieved the Standards of Article 5 Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 15 Approve Basis and Fairness of Pricing For For Management for This Transaction 16 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures to be Taken 17 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Major Asset Reorganizations of Listed Companies Article 13 18 Approve Authorization of Board and For For Management Management to Handle All Matters Related to Acquisition by Issuance of Shares 19 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CSSC SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600072 Security ID: Y4445C101 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Entrusted Loan For Against Management -------------------------------------------------------------------------------- CSSC SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600072 Security ID: Y4445C101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CSSC SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600072 Security ID: Y4445C101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Loan Guarantee For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Amend Articles of Association For Against Management 9.1 Elect Shen Liang as Supervisor For For Management 9.2 Elect Yao Li as Supervisor For For Management -------------------------------------------------------------------------------- CSTONE PHARMACEUTICALS CO. LTD. Ticker: 2616 Security ID: G2588M100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Guobin Zhang as Director For For Management 2.2 Elect Lian Yong Chen as Director For For Management 2.3 Elect Ting Yuk Anthony as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Grant of Options to Frank For Against Management Ningjun Jiang under the Post-IPO ESOP 6 Approve Grant of Specific Mandate for For For Management Issuance of Shares to Frank Ningjun Jiang 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CTBC FINANCIAL HOLDING CO., LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- CTCI CORP. Ticker: 9933 Security ID: Y18229107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Legal For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5.1 Elect John T.Yu, a Representative of For For Management CTCI Development Corporation, with SHAREHOLDER NO.00045509 as Non-independent Director 5.2 Elect Michael Yang, a Representative For For Management of CTCI Development Corporation, with SHAREHOLDER NO.00045509 as Non-independent Director 5.3 Elect Quintin Wu, with SHAREHOLDER NO. For For Management A103105XXX as Non-independent Director 5.4 Elect Johnny Shih, with SHAREHOLDER NO. For For Management A126461XXX as Non-independent Director 5.5 Elect Yancey Hai, with SHAREHOLDER NO. For For Management D100708XXX as Non-independent Director 5.6 Elect An Ping Chang, a Representative For For Management of TAIWAN CEMENT Corporation, with SHAREHOLDER NO.00080690 as Non-independent Director 5.7 Elect Paul Chen, a Representative of For For Management CTCI Foundation, with SHAREHOLDER NO. 00000004 as Non-independent Director 5.8 Elect Wenent Pan, with SHAREHOLDER NO. For For Management J100291XXX as Non-independent Director 5.9 Elect Yen Shiang Shih with SHAREHOLDER For For Management NO.B100487XXX as Independent Director 5.10 Elect Frank Fan, with SHAREHOLDER NO. For For Management H102124XXX as Independent Director 5.11 Elect Jack Huang with SHAREHOLDER NO. For For Management A100320XXX as Independent Director 5.12 Elect Yi Fang Chen with SHAREHOLDER NO. For For Management Q200040XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CTRIP.COM INTERNATIONAL LTD. Ticker: CTRP Security ID: 22943F100 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management -------------------------------------------------------------------------------- CTS INTERNATIONAL LOGISTICS CORP. LTD. Ticker: 603128 Security ID: Y18234107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2.1 Elect Xiang Hong as Non-Independent For For Management Director 2.2 Elect Wang Youqian as Non-Independent For For Management Director 2.3 Elect Zhang Min as Non-Independent For For Management Director 2.4 Elect Huang Wenmin as Non-Independent For For Management Director 2.5 Elect Chen Yu as Non-Independent For For Management Director 2.6 Elect Sun Jin as Non-Independent For For Management Director 3.1 Elect Lin Jianqing as Independent For For Management Director 3.2 Elect Mao Ning as Independent Director For For Management 3.3 Elect Yao Yi as Independent Director For For Management 4.1 Elect Tang Guoliang as Supervisor For For Management 4.2 Elect Xing Junxiang as Supervisor For For Management -------------------------------------------------------------------------------- CTS INTERNATIONAL LOGISTICS CORP. LTD. Ticker: 603128 Security ID: Y18234107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Operating and Financial Budget For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CUB ELECPARTS, INC. Ticker: 2231 Security ID: Y1R23F101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Management Measures of Integrity For For Management Management Code 4 Amend Procedures of Board Meeting For For Management 5 Approve the Issuance of New Shares by For For Management Capitalization of Profit 6 Approve Code of Practice of Corporate For For Management Social Responsibility 7 Approve Procedures and Conduct For For Management Guidelines of Integrity Management -------------------------------------------------------------------------------- CULTURAL INVESTMENT HOLDINGS CO., LTD. Ticker: 600715 Security ID: Y8070U104 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Debt Financing Plan For For Management 2 Approve Purchase of Financial Product For For Management 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope 4 Approve Loan from Controlling For For Shareholder Shareholder and Related Party Transactions -------------------------------------------------------------------------------- CULTURAL INVESTMENT HOLDINGS CO., LTD. Ticker: 600715 Security ID: Y8070U104 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Termination of Acquisition For For Shareholder -------------------------------------------------------------------------------- CULTURAL INVESTMENT HOLDINGS CO., LTD. Ticker: 600715 Security ID: Y8070U104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Financial For For Management Auditor 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Social Responsibility Report For For Management 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Approve Debt Financing Plan For For Management 13 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 14 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- CUMMINS INDIA LIMITED Ticker: 500480 Security ID: Y4807D150 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Declare Final Dividend and Ratify For For Management Interim Dividend 4 Reelect Norbert Nusterer as Director For For Management 5 Elect Donald Jackson as Director For For Management 6 Elect Anjuly Chib Duggal as Director For For Management 7 Reelect P. S. Dasgupta as Director For For Management 8 Reelect Venu Srinivasan as Director For For Management 9 Reelect Rajeev Bakshi as Director For For Management 10 Reelect Nasser Munjee as Director For For Management 11 Reelect Prakash Telang as Director For For Management 12 Approve Remuneration of Cost Auditors For For Management 13 Approve Material Related Party For For Management Transaction with Cummins Limited, UK 14 Approve Material Related Party For For Management Transaction with Tata Cummins Private Limited -------------------------------------------------------------------------------- CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Ticker: CVCB3 Security ID: P3R154102 Meeting Date: MAR 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share-Based Incentive Plan for For For Management CEO -------------------------------------------------------------------------------- CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Ticker: CVCB3 Security ID: P3R154102 Meeting Date: MAY 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2.1 Elect Silvio Jose Genesini Junior as For For Management Independent Director 2.2 Elect Deli Koki Matsuo as Independent For For Management Director 2.3 Elect Cristina Helena Zingaretti For For Management Junqueira as Independent Director 2.4 Elect Eduardo Cunha Monnerat Solon de For For Management Pontes as Independent Director 2.5 Elect Henrique Teixeira Alvares as For For Management Independent Director 2.6 Elect Flavio Uchoa Teles de Menezes as For For Management Independent Director 2.7 Elect Igor Xavier Correia Lima as For For Management Independent Director 3 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 4.1 Percentage of Votes to Be Assigned - None For Management Elect Silvio Jose Genesini Junior as Independent Director 4.2 Percentage of Votes to Be Assigned - None For Management Elect Deli Koki Matsuo as Independent Director 4.3 Percentage of Votes to Be Assigned - None For Management Elect Cristina Helena Zingaretti Junqueira as Independent Director 4.4 Percentage of Votes to Be Assigned - None For Management Elect Eduardo Cunha Monnerat Solon de Pontes as Independent Director 4.5 Percentage of Votes to Be Assigned - None For Management Elect Henrique Teixeira Alvares as Independent Director 4.6 Percentage of Votes to Be Assigned - None For Management Elect Flavio Uchoa Teles de Menezes as Independent Director 4.7 Percentage of Votes to Be Assigned - None For Management Elect Igor Xavier Correia Lima as Independent Director 5 Elect Silvio Jose Genesini Junior as For For Management Board Chairman and Deli Koki Matsuo as Board Vice-Chairman 6 Approve Classification of Independent For For Management Directors -------------------------------------------------------------------------------- CYBERLINK CORP. Ticker: 5203 Security ID: Y1853F105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5.1 Elect HUANG,CHAO-HSIUNG, with For For Management SHAREHOLDER NO.0000012 as Non-independent Director 5.2 Elect CHANG,HUA-CHEN, a Representative For Against Management of CHENG CHIEH INTERNATIONAL INVESTMENT CO LTD, with SHAREHOLDER NO. 0000022, as Non-independent Director 5.3 Elect HAI,YING-LUN, a Representative For Against Management of CHENG CHIEH INTERNATIONAL INVESTMENT CO LTD, with SHAREHOLDER NO. 0000022, as Non-independent Director 5.4 Elect HUANG,I-CHENG, a Representative For Against Management of LO CHI SHAN INVESTMENT CO LTD, with SHAREHOLDER NO.0052735, as Non-independent Director 5.5 Elect HUNG,WEN-HSIANG, with For Against Management SHAREHOLDER NO.0037429 as Independent Director 5.6 Elect TSAI,YANG-TSUNG, with For For Management SHAREHOLDER NO.L100857XXX as Independent Director 5.7 Elect LAN,YU-SHENG, with SHAREHOLDER For For Management NO.0022847 as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CYBERTAN TECHNOLOGY, INC. Ticker: 3062 Security ID: Y1702V103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- D-LINK CORP. Ticker: 2332 Security ID: Y2013S102 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dismissal of Gaoju Investment None Against Management Co., Ltd. as Director 2 Approve Dismissal of Alpha Networks None Against Management Inc. as Director 3 Approve Dismissal of Qianjin None Against Management Investment Co., Ltd. as Director 4 Approve Dismissal of Yunwei Investment None Against Management Co., Ltd. as Director 5 Approve Dismissal of Chen Li Jun as None Against Management Independent Director -------------------------------------------------------------------------------- D-LINK CORP. Ticker: 2332 Security ID: Y2013S102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3.1 Elect Hu Hsueh (Hu Lori) with For Against Management SHAREHOLDER NO.51 as Non-independent Director 3.2 Elect Kao Hung Yi (Kao Howard) with For Against Management SHAREHOLDER NO.359 as Non-independent Director 3.3 Elect Chien Chih Hao (Chien Jerry) For Against Management with SHAREHOLDER NO.F122330xxx as Non-independent Director 3.4 Elect Chen Shou Shan (Chen, Spencer), For Against Management a Representative of Pu Ju Investment Co Ltd, with SHAREHOLDER NO.316079, as Non-independent Director 3.5 Elect Tai Wei Heng (Tai, David), a For Against Management Representative of Pu Ju Investment Co Ltd, with SHAREHOLDER NO.316079, as Non-independent Director 3.6 Elect a Representative of Alpha For Against Management Networks Inc,SHAREHOLDER NO.188430 as Non-independent Director 3.7 Elect Hu Hsueh (Hu, Lori), a None Against Shareholder Representative of Pu Ju Investment Co Ltd, with SHAREHOLDER NO.316079 as Non-independent Director 3.8 Elect Kao Hung Yi (Kao, Howard), a None Against Shareholder Representative of Pu Ju Investment Co Ltd, with SHAREHOLDER NO.316079 as Non-independent Director 3.9 Elect Lee Yi Chin, with SHAREHOLDER NO. None For Shareholder A123310xxx as Non-independent Director 3.10 Elect Tai Wei Heng (Tai David), with None For Shareholder SHAREHOLDER NO.H121365xxx, as Non-independent Director 3.11 Elect Lee Chung Wang, with SHAREHOLDER None For Shareholder NO.3 as Non-independent Director 3.12 Elect Lin Shih Kuo, a Representative None Against Shareholder of You Xun Investment Co Ltd, with SHAREHOLDER NO.316116, as Non-independent Director 3.13 Elect Fong Chung Peng, a None For Shareholder Representative of You Xun Investment Co Ltd, with SHAREHOLDER NO.316116, as Non-independent Director 3.14 Elect Wu Yu Chun, a Representative of None Against Shareholder You Xun Investment Co Ltd, with SHAREHOLDER NO.316116, as Non-independent Director 3.15 Elect Chen Yen Song, a Representative None For Shareholder of You Xun Investment Co Ltd, with SHAREHOLDER NO.316116, as Non-independent Director 3.16 Elect Huang Kuo Hsing, with None For Shareholder SHAREHOLDER NO.C120551xxx as Non-independent Director 3.17 Elect Lee Chen Yi, with SHAREHOLDER NO. For Against Management P120328xxx as Independent Director 3.18 Elect Wang Chien Min, with SHAREHOLDER For For Management NO.C120294xxx as Independent Director 3.19 Elect Hung Pei Chun (Hung Vicky), with For Against Management SHAREHOLDER NO.F226477xxx as Independent Director 3.20 Elect Chen Li Chun (Chen Freda), with None Against Shareholder SHAREHOLDER NO.A220905xxx, as Independent Director 3.21 Elect Chung Shyang Fong, with None For Shareholder SHAREHOLDER NO.S102344xxx as Independent Director 3.22 Elect Lee Sheng Chen, with SHAREHOLDER None Against Shareholder NO.P121941xxx as Independent Director 3.23 Elect Chen Chin Ming, with SHAREHOLDER None For Shareholder NO.A121305xxx as Independent Director 4 Approve Amendments to Articles of For For Management Association 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- D.G. KHAN CEMENT COMPANY LTD. Ticker: DGKC Security ID: Y2057X116 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Dividend For For Management 3 Elect Directors For Against Management 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5.a Approve Loan to Nishat Hotels and For For Management Properties Limited, Associated Company 5.b Approve Acquisition of Shares in For Against Management Hyundai Nishat Motor (Pvt) Limited, Associated Company -------------------------------------------------------------------------------- DA AN GENE CO. LTD. OF SUN YET-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Listing of For For Management Associate Subsidiary on National Equities Exchange and Quotations -------------------------------------------------------------------------------- DA AN GENE CO. LTD. OF SUN YET-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Listing of For For Management Associate Subsidiary on National Equities Exchange and Quotations -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Listing of For For Management Associate Indirect Company on National Equities Exchange and Quotations -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Financial Budget For For Management 9 Approve Use of Funds for Financial For For Management Products -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds to For For Management Purchase Structured Deposits and Guaranteed Financial Products -------------------------------------------------------------------------------- DABUR INDIA LIMITED Ticker: 500096 Security ID: Y1855D140 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect Amit Burman as Director For For Management 5 Reelect Mohit Burman as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Elect Mohit Malhotra as Director and For For Management Approve Appointment and Remuneration of Mohit Malhotra as Whole Time Director 8 Elect Ajit Mohan Sharan as Director For For Management 9 Elect Aditya Burman as Director For For Management 10 Reelect Falguni Sanjay Nayar as For For Management Director 11 Reelect P N Vijay as Director For For Management 12 Reelect S Narayan as Director For For Management 13 Reelect R C Bhargava as Director For For Management 14 Reelect Ajay Dua as Director For For Management 15 Reelect Sanjay Kumar Bhattacharyya as For For Management Director 16 Approve Payment of Remuneration to For For Management Non-Executive Independent Directors -------------------------------------------------------------------------------- DAH CHONG HONG HOLDINGS LIMITED Ticker: 1828 Security ID: Y19197105 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management Involving Reduction of the Share Capital, Increase in the Share Capital to Its Former Amount, Application of the Credit Arising in Its Books of Account and Related Transactions -------------------------------------------------------------------------------- DAH CHONG HONG HOLDINGS LIMITED Ticker: 1828 Security ID: Y19197105 Meeting Date: DEC 19, 2019 Meeting Type: Court Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- DAHENG NEW EPOCH TECHNOLOGY, INC. Ticker: 600288 Security ID: Y1988H109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Provision for Impairment For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- DALI FOODS GROUP COMPANY LIMITED Ticker: 3799 Security ID: G2743Y106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3a Elect Xu Shihui as Director For For Management 3b Elect Zhuang Weiqiang as Director For For Management 3c Elect Xu Yangyang as Director For For Management 3d Elect Xu Biying as Director For For Management 3e Elect Hu Xiaoling as Director For For Management 3f Elect Cheng Hanchuan as Director For For Management 3g Elect Liu Xiaobin as Director For For Management 3h Elect Lin Zhijun as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- DALIAN HUARUI HEAVY INDUSTRY GROUP CO., LTD. Ticker: 002204 Security ID: Y1965Z106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DALIAN HUARUI HEAVY INDUSTRY GROUP CO., LTD. Ticker: 002204 Security ID: Y1965Z106 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplemental For For Management Agreement and Related Party Transactions 2 Approve Daily Related-Party For For Management Transactions 3 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- DALIAN HUARUI HEAVY INDUSTRY GROUP CO., LTD. Ticker: 002204 Security ID: Y1965Z106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Bill Pool Business For For Management 7 Approve Amendments to Articles of For Against Management Association, Amend Rules and Procedures Regarding General Meetings of Shareholders, Amend Rules and Procedures Regarding Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 9.1 Elect Cong Hong as Non-independent For For Management Director 9.2 Elect Shao Changnan as Non-independent For For Management Director 9.3 Elect Tian Changjun as Non-independent For For Management Director 9.4 Elect Zhu Shaoyan as Non-independent For For Management Director 10.1 Elect Liu Yongze as Independent For For Management Director 10.2 Elect Dai Dashuang as Independent For For Management Director 10.3 Elect Yang Bo as Independent Director For For Management 10.4 Elect Zhang Shuxian as Independent For For Management Director 11.1 Elect Li Zhifeng as Supervisor For For Shareholder 11.2 Elect Su Jie as Supervisor For For Shareholder 11.3 Elect Wang Lin as Supervisor For For Shareholder 12 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- DALIAN PORT (PDA) COMPANY LIMITED Ticker: 2880 Security ID: Y1966Y108 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Financial Services For For Management Agreement, Related Proposed Annual Caps and Related Transactions 2.01 Elect Sun Dequan as Director For For Shareholder -------------------------------------------------------------------------------- DALIAN PORT (PDA) COMPANY LIMITED Ticker: 2880 Security ID: Y1966Y108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Audited Consolidated For For Management Financial Statements and Auditors' Report 5 Approve 2019 Profit Distribution Plan For For Management and Authorize Executive Directors to Deal with Related Matters 6 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Board to Fix Their Remuneration 7 Amend Articles of Association For Against Shareholder 8.1 Elect Wei Minghui as Director For For Shareholder 8.2 Elect Cao Dong as Director For For Shareholder 8.3 Elect Qi Yue as Director For For Shareholder 8.4 Elect Sun Dequan as Director For For Shareholder 8.5 Elect Yuan Yi as Director For For Shareholder 8.6 Elect Na Danhong as Director For For Shareholder 9.1 Elect Li Zhiwei as Director For For Shareholder 9.2 Elect Liu Chunyan as Director For For Shareholder 9.3 Elect Law Man Tat as Director For For Shareholder 10.1 Elect Jia Wenjun as Supervisor For For Shareholder 10.2 Elect Jia Ming as Supervisor For For Shareholder 10.3 Elect Wang Zhifeng as Supervisor For For Shareholder -------------------------------------------------------------------------------- DALIAN REFRIGERATION CO., LTD. Ticker: 200530 Security ID: Y19651101 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name For For Management 2 Approve Change in Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- DALIAN REFRIGERATION CO., LTD. Ticker: 200530 Security ID: Y1964W104 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name For For Management 2 Approve Change in Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- DALIAN TIANBAO GREEN FOODS CO., LTD. Ticker: 002220 Security ID: Y1967D103 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Xin as Independent Director For For Management 1.2 Elect Zhang Tongdai as Non-independent For For Shareholder Director 2 Approve Removal of Huang Zuoqing as None For Shareholder Non-independent Director 3 Approve Removal of Liu Xiaoguang as None Against Shareholder Independent Director -------------------------------------------------------------------------------- DALIAN ZEUS ENTERTAINMENT CO., LTD. Ticker: 002354 Security ID: Y19666109 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- DALIAN ZEUS ENTERTAINMENT CO., LTD. Ticker: 002354 Security ID: Y19666109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Yuping as Non-Independent For For Shareholder Director 1.2 Elect Zhao Zhao as Non-Independent For Against Shareholder Director 1.3 Elect Tian Hongdong as Non-Independent For Against Shareholder Director 1.4 Elect Shen Zhonghua as Non-Independent For Against Shareholder Director 1.5 Elect Zhang Zhe as Non-Independent For For Shareholder Director 1.6 Elect Li Chun as Non-Independent For For Shareholder Director 1.7 Elect Yin Chunfen as Non-Independent For Against Shareholder Director 1.8 Elect Shi Botao as Non-Independent For For Shareholder Director 1.9 Elect Li Chun as Non-Independent For For Shareholder Director 1.10 Elect Shen Guozhi as Non-Independent For Against Shareholder Director 1.11 Elect Wang Yifei as Non-Independent For Against Shareholder Director 1.12 Elect Wu Yisai as Non-Independent For For Shareholder Director 2.1 Elect Wang Ziyang as Independent For Against Shareholder Director 2.2 Elect Chen Chijun as Independent For Against Shareholder Director 2.3 Elect Liao Lianghan as Independent For For Shareholder Director 2.4 Elect Cao Yuzhang as Independent For Against Shareholder Director 2.5 Elect Yu Yang as Independent Director For For Shareholder 2.6 Elect Zhou Shiyong as Independent For For Shareholder Director 2.7 Elect Wan Xiling as Independent For Against Shareholder Director 2.8 Elect Zhang Wei as Independent Director For Against Shareholder 3.1 Elect Li Xingyuan as Supervisor For For Shareholder 3.2 Elect Wu Xiangdong as Supervisor For For Shareholder 3.3 Elect Liang Menglong as Supervisor For Against Shareholder 3.4 Elect Cao Shan as Supervisor For Against Shareholder -------------------------------------------------------------------------------- DALIAN ZEUS ENTERTAINMENT CO., LTD. Ticker: 002354 Security ID: Y19666109 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DALIAN ZEUS ENTERTAINMENT CO., LTD. Ticker: 002354 Security ID: Y19666109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DALIAN ZEUS ENTERTAINMENT CO., LTD. Ticker: 002354 Security ID: Y19666109 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Did Not Vote Management Option Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- DALLAH HEALTHCARE CO. Ticker: 4004 Security ID: M2057N103 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ahmed Jabir as Director None Abstain Management 1.2 Elect Salih Al Yami as Director None Abstain Management 1.3 Elect Adil Dahlawi as Director None Abstain Management 1.4 Elect Abdullah Al Jareesh as Director None Abstain Management 1.5 Elect Abdullah Al Husseini as Director None For Management 1.6 Elect Abdullah Al Sudeiri as Director None For Management 1.7 Elect Abdulrahman Al Suweilim as None For Management Director 1.8 Elect Ammar Kamil as Director None Abstain Management 1.9 Elect Mohammed Al Faqeeh as Director None For Management 1.10 Elect Muhieddin Kamil as Director None Abstain Management 1.11 Elect Waleed Ba Maarouf as Director None For Management 1.12 Elect Ahmed Al Dahlawi as Director None Abstain Management 1.13 Elect Raad Al Qahtani as Director None Abstain Management 1.14 Elect Zein Al Imam as Director None Abstain Management 1.15 Elect Tariq Al Qasabi as Director None For Management 1.16 Elect Abdulhadi Al Haraz as Director None Abstain Management 1.17 Elect Othman Al Ghamdi as Director None For Management 1.18 Elect Amr Kamil as Director None Abstain Management 1.19 Elect Fahd Al Shamri as Director None Abstain Management 1.20 Elect Fahd Al Qassim as Director None For Management 1.21 Elect Fahd Malaekah as Director None For Management 1.22 Elect Feisal Al Qassim as Director None Abstain Management 1.23 Elect Majid Kheirullah as Director None Abstain Management 1.24 Elect Mohammed Al Barjas as Director None Abstain Management 1.25 Elect Mureea Habash as Director None Abstain Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 3 Approve Corporate Social For For Management Responsibility Policy -------------------------------------------------------------------------------- DALLAH HEALTHCARE CO. Ticker: 4004 Security ID: M2057N103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2019 7 Allow Fahd Al Qassim to Be Involved For For Management with Other Companies 8 Allow Mohammed Al Faqeeh to Be For For Management Involved with Other Companies 9 Allow Mohammed Al Faqeeh to Be For For Management Involved with Other Companies 10 Approve Related Party Transactions Re: For Against Management Tariq Al Qassabi 11 Approve Related Party Transactions For Against Management 12 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- DALMIA BHARAT LIMITED Ticker: 542216 Security ID: Y6S3J2117 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Niddodi Subrao Rajan as Director For For Management 4 Authorize Board to Fix Remuneration of For Against Management Statutory Auditors -------------------------------------------------------------------------------- DALMIA BHARAT LIMITED Ticker: 542216 Security ID: Y6S3J2117 Meeting Date: FEB 09, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- DAMAC PROPERTIES DUBAI CO. PJSC Ticker: DAMAC Security ID: M0858Z101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize the Chairman of the Meeting For For Management to Appoint the Meeting Secretary and the Vote Collector 2 Approve Board Report on Company For For Management Operations for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Discharge of Auditors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Allow Directors to Engage in For For Management Commercial Transactions with Competitors Except Selling Off Plan 9 Amend Article 19-A Re: The Number of For Against Management Members of the Board of Directors -------------------------------------------------------------------------------- DAMAC PROPERTIES DUBAI CO. PJSC Ticker: DAMAC Security ID: M0858Z101 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize the Chairman of the General For For Management Assembly to Appoint the Meeting Secretary and the Vote Collector 2 Elect Directors (Bundled) For Against Management -------------------------------------------------------------------------------- DANA GAS PJSC Ticker: DANA Security ID: M27014105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Cash Dividends of AED 0.055 For For Management Per Share for FY 2019 5 Approve Remuneration of Directors For Against Management 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Amend Article 31 of Bylaws For Against Management 10 Authorize Board to Conduct a For For Management Feasibility Study for the Demerger of the Company and to Start Evaluating its Assets and to Present the Study in Another General Assembly Meeting in Due Course for Consideration -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: OCT 17, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Mengxi Huazhong For For Management Railway Co., Ltd. -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Service Agreement For For Management -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 9.1 Approve Type For For Management 9.2 Approve Issue Size For For Management 9.3 Approve Par Value and Issue Price For For Management 9.4 Approve Bond Maturity For For Management 9.5 Approve Bond Interest Rate For For Management 9.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 9.7 Approve Conversion Period For For Management 9.8 Approve Determination and Adjustment For For Management of Conversion Price 9.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 9.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 9.11 Approve Terms of Redemption For For Management 9.12 Approve Terms of Sell-Back For For Management 9.13 Approve Attribution of Dividends For For Management During the Conversion Year 9.14 Approve Issue Manner and Target For For Management Subscribers 9.15 Approve Placing Arrangement for For For Management Shareholders 9.16 Approve Matters Relating to Meetings For For Management of Bondholders 9.17 Approve Use of Proceeds For For Management 9.18 Approve Rating Matters For For Management 9.19 Approve Guarantee Matters For For Management 9.20 Approve Depository of Raised Funds For For Management 9.21 Approve Resolution Validity Period For For Management 10 Approve Issuance of Convertible Bonds For For Management 11 Approve Issuance of Convertible Bonds For For Management to Raise Funds for the Acquisition of the Authorized Land Use Rights and Signing of Land Use Right Transfer Agreement 12 Approve Issuance of Convertible Bonds For For Management to Raise Funds for the Acquisition of 51% Equity of Taiyuan Railway Hub Southwest Loop Co., Ltd. and Signing of Equity Transfer Agreement 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve There is No Need to Prepare For For Management for Report on the Deposit and Usage of Raised Funds 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Shareholder Return Plan For For Management 17 Approve Principles of Bondholders For For Management Meeting 18 Approve Authorization of the Board to For For Management Handle All Related Matters 19.1 Elect Cheng Xiandong as For For Shareholder Non-Independent Director 19.2 Elect Bi Shoufeng as Non-Independent For For Shareholder Director 19.3 Elect Han Hongchen as Non-Independent For For Shareholder Director 19.4 Elect Tian Huimin as Non-Independent For For Shareholder Director 19.5 Elect Zhang Lirong as Non-Independent For For Shareholder Director 19.6 Elect Yang Wensheng as Non-Independent For For Shareholder Director 20.1 Elect Li Menggang as Independent For For Management Director 20.2 Elect Yang Wandong as Independent For For Management Director 20.3 Elect Zan Zhihong as Independent For For Management Director 20.4 Elect Chen Lei as Independent Director For For Management 21.1 Elect Zheng Jirong as Supervisor For For Management 21.2 Elect Zhang Yongqing as Supervisor For For Management 21.3 Elect Yang Jie as Supervisor For For Management 21.4 Elect Gu Tianye as Supervisor For For Management -------------------------------------------------------------------------------- DAR AL ARKAN REAL ESTATE DEVELOPMENT CO. Ticker: 4300 Security ID: M2723D109 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Related Party Transactions Re: For For Management Saudi Home Loans 6 Approve Related Party Transactions Re: For For Management Khozam Real Estate Development Company 7 Approve Related Party Transactions Re: For For Management Bank Alkhair 8 Approve Related Party Transactions Re: For For Management Alkhair Capital Company 9 Approve Discharge of Directors for FY For For Management 2019 10 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- DARE POWER DEKOR HOME CO., LTD. Ticker: 000910 Security ID: Y44434101 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Repurchase Price For For Management of 2016 Performance Shares Incentive Plan and Repurchase and Cancellation of Performance Shares Granted but Not Yet Unlocked 2 Approve Adjustment to Repurchase Price For For Management of 2017 Performance Shares Incentive Plan and Repurchase and Cancellation of Performance Shares Granted but Not Yet Unlocked 3 Approve Reduce in Registered Capital For For Management and Amend Articles of Association 4.1 Elect Chen Jianjun as Non-Independent For For Shareholder Director 4.2 Elect Chen Gang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DARE POWER DEKOR HOME CO., LTD. Ticker: 000910 Security ID: Y44434101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Summary of Audit Work For For Management 8.1 Approve Provision of Joint Liability For For Management Guarantee for Loan of Power Dekor Group Co., Ltd. 8.2 Approve Provision of Joint Liability For For Management Guarantee for Loan of Dare Wood Based Panel Group Co., Ltd. 9.1 Elect Chen Xiaolong as Non-Independent For For Shareholder Director 9.2 Elect Sui Min as Non-Independent For For Shareholder Director 9.3 Elect Chen Gang as Non-Independent For For Shareholder Director 9.4 Elect Chen Jianjun as Non-Independent For For Shareholder Director 10.1 Elect Liu Jie as Independent Director For For Shareholder 10.2 Elect Feng Meng as Independent Director For For Shareholder 10.3 Elect Zhang Lihai as Independent For For Shareholder Director 11.1 Elect Wang Xun as Supervisor For For Management 11.2 Elect Wang Yong as Supervisor For For Management 12 Approve Allowance and Expenses of For For Management Independent Directors -------------------------------------------------------------------------------- DARFON ELECTRONICS CORP. Ticker: 8163 Security ID: Y1997G126 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- DARWIN PRECISIONS CORP. Ticker: 6120 Security ID: Y25909105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3.1 Elect CAI,GUO-XIN, a Representative of For For Management AU Optronics Corporation with SHAREHOLDER NO.144061, as Non-Independent Director 3.2 Elect HUANG,SHENG-KAI, a For For Management Representative of AU Optronics Corporation with SHAREHOLDER NO. 144061, as Non-Independent Director 3.3 Elect KE,FU-REN, a Representative of For For Management AU Optronics Corporation with SHAREHOLDER NO.144061, as Non-Independent Director 3.4 Elect CHEN,XUAN-BIN with SHAREHOLDER For For Management NO.144254 as Non-Independent Director 3.5 Elect CHEN,YI-SHI with SHAREHOLDER NO. For For Management B100456XXX as Independent Director 3.6 Elect XIE,HUI-JUAN with SHAREHOLDER NO. For For Management P200062XXX as Independent Director 3.7 Elect LI,ZHENG-ZHONG with SHAREHOLDER For For Management NO.V120217XXX as Independent Director 4 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- DASHANG CO., LTD. Ticker: 600694 Security ID: Y19973117 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Li Liling as Non-Independent For For Management Director 3.2 Elect Wu Bo as Non-Independent Director For For Management 4.1 Elect Wang Riqin as Supervisor For For Management 4.2 Elect Li Shuheng as Supervisor For For Management -------------------------------------------------------------------------------- DASHANG CO., LTD. Ticker: 600694 Security ID: Y19973117 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Payment of Audit Fees to For For Management Auditors 6 Approve to Appoint Auditor For For Management 7 Approve Report of the Board of For For Management Independent Directors 8 Approve Daily Related Party Transaction For For Management 9 Approve Change Commitments Related to For For Management Horizontal Competition 10 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- DASHANG CO., LTD. Ticker: 600694 Security ID: Y19973117 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Horizontal For For Management Competition Preventive Commitment of Controlling Shareholder -------------------------------------------------------------------------------- DASHENG TIMES CULTURAL INVESTMENT CO., LTD. Ticker: 600892 Security ID: Y7746Z109 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Borrowing Limit For For Management and Related-party Transactions -------------------------------------------------------------------------------- DASHENG TIMES CULTURAL INVESTMENT CO., LTD. Ticker: 600892 Security ID: Y7746Z109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Use of Idle Own Funds for Cash For For Management Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Provision for Asset Impairment For For Management 10 Approve Credit Line and Guarantee For For Management Provision 11 Approve Provision of Pledge Guarantee For For Management 12 Approve to Appoint Auditor For For Management 13 Approve Performance Compensation For For Management Matters of Subsidiary -------------------------------------------------------------------------------- DASHENLIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 603233 Security ID: Y19984106 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- DASHENLIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 603233 Security ID: Y19984106 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ke Yunfeng as Non-Independent For For Management Director 1.2 Elect Ke Kangbao as Non-Independent For For Management Director 1.3 Elect Ke Jinlong as Non-Independent For For Management Director 1.4 Elect Li Jie as Non-Independent For For Management Director 2.1 Elect Yang Xiaoqiang as Independent For For Management Director 2.2 Elect Lu Liping as Independent Director For For Management 2.3 Elect Su Zuyao as Independent Director For For Management 3.1 Elect Chen Zhihui as Supervisor For For Shareholder 3.2 Elect Tan Ximeng as Supervisor For For Shareholder -------------------------------------------------------------------------------- DASHENLIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 603233 Security ID: Y19984106 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholders and Relevant For For Management Provisions of the Bondholders Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Safekeeping of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 8 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- DASHENLIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 603233 Security ID: Y19984106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget For For Management 5 Approve Report of the Board of For For Management Independent Directors 6 Approve Annual Report and Summary For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Appointment of Auditor For For Management 9 Approve to Appoint Internal Auditor For For Management 10 Approve Remuneration of Independent For For Management Directors, Supervisors and Senior Management Members 11 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions -------------------------------------------------------------------------------- DATANG HUAYIN ELECTRIC POWER CO., LTD. Ticker: 600744 Security ID: Y37686105 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Annual Assessment of Company's For For Management Leadership Team 3.1 Elect Liu Ruixiang as Non-Independent For For Management Director 3.2 Elect Li Zhenyu as Non-Independent For For Management Director 4.1 Elect Liu Liming as Supervisor For For Management -------------------------------------------------------------------------------- DATANG HUAYIN ELECTRIC POWER CO., LTD. Ticker: 600744 Security ID: Y37686105 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Additional Daily Related Party For For Management Transactions 3 Elect Wang Mingheng as Supervisor For For Management -------------------------------------------------------------------------------- DATANG HUAYIN ELECTRIC POWER CO., LTD. Ticker: 600744 Security ID: Y37686105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Internal Control Audit Report For For Management 9 Approve to Appoint Internal Control For For Management Auditor 10 Approve Sale of Computer Software and For For Management Related Labor Services to Related Parties 11 Approve Daily Related-Party For For Management Transactions Regarding the Purchase and Sale of Coal 12 Approve Related-Party Transactions For For Management Regarding the Procurement of Production and Infrastructure Funds 13 Approve Development of Financial For For Management Leasing with State Grid Leasing and SPDB Financial Leasing 14 Approve Issuance of Perpetual For For Management Medium-term Notes 15.1 Approve Issue Manner and Time For For Management 15.2 Approve Target Subscribers and For For Management Subscription Method 15.3 Approve Pricing Principles and Issue For For Management Price 15.4 Approve Lock-up Period For For Management 15.5 Approve Resolution Validity Period For For Management 16 Approve Plan for Private Placement of For For Management New Shares 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Adjustments to Resolution For For Management Validity Period of Private Placement 19 Approve Authorization of Board to For For Management Handle All Related Matters 20 Approve Shareholder Return Plan For For Management 21.1 Elect Liu Zhihui as Non-Independent For For Management Director 21.2 Elect Liu Jianlong as Non-Independent For For Management Director 22.1 Elect Huo Yuxia as Supervisor For For Management -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Business Cooperation For For Management Agreement with Datang Financial Lease Co., Ltd. 2 Approve Financial Services Agreement For For Management with China Datang Group Finance Co., Ltd. 3 Approve Allowance Criteria for For For Management Directors of the Tenth Session of the Board and Supervisors of the Tenth Session of the Supervisory Committee -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020122 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Business Cooperation For For Management Agreement with Datang Financial Lease Co., Ltd. 2 Approve Financial Services Agreement For For Management with China Datang Group Finance Co., Ltd. 3 Approve Allowance Criteria for For For Management Directors of the Tenth Session of the Board and Supervisors of the Tenth Session of the Supervisory Committee -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of Datang For For Management International Nuclear Power Company Limited 2 Approve Financial Proposal of Datang For For Management International as the Parent Company for the Year of 2020 3.1 Elect Qu Bo as Director For For Shareholder 3.2 Elect Niu Dongxiao as Director For For Shareholder 3.3 Approve Retirement of Wang Xin as For For Shareholder Director 3.4 Approve Resignation of Feng Genfu as For For Shareholder Director -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020122 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of Datang For For Management International Nuclear Power Company Limited 2 Approve Financial Proposal of Datang For For Management International as the Parent Company for the Year of 2020 3.1 Elect Qu Bo as Director For For Shareholder 3.2 Elect Niu Dongxiao as Director For For Shareholder 3.3 Approve Retirement of Wang Xin as For For Shareholder Director 3.4 Approve Resignation of Feng Genfu as For For Shareholder Director -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve 2020 Financing Guarantee For Against Management 6 Approve Adjustments to the Financing For For Shareholder Guarantee Budget of the Company for the Year 2020 7 Approve Factoring Business Cooperation For For Shareholder Agreement with Datang Commercial Factoring Company Limited 8 Approve 2020 Engagement of Accounting None None Management Firm 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020122 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve 2020 Financing Guarantee For Against Management 6 Approve Adjustments to the Financing For For Shareholder Guarantee Budget of the Company for the Year 2020 7 Approve Factoring Business Cooperation For For Shareholder Agreement with Datang Commercial Factoring Company Limited 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- DATANG TELECOM TECHNOLOGY CO., LTD. Ticker: 600198 Security ID: Y2002K102 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve This Transaction is in For For Management Accordance with the Relevant Laws and Regulations 2 Approve Transaction Constitute as For For Management Related-Party Transaction 3 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 4.1 Approve Overall Plan For For Management 4.2 Approve Transaction Parties For For Management 4.3 Approve Target Assets For For Management 4.4 Approve Pricing and Transaction Price For For Management of Target Assets 4.5 Approve Manner of Major Asset For For Management Restructuring 4.6 Approve Profit and Loss During the For For Management Transition Period of the Target Company 4.7 Approve Delivery and Liability for For For Management Breach of Contract of Target Assets 4.8 Approve Resolution Validity Period For For Management 5 Approve Signing of Conditional For For Management Transaction Agreement 6 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 7 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 8 Approve Draft and Summary of Major For For Management Asset Restructuring Plan and Related Party Transactions in Connection with Capital Injection of Wholly-Owned Subsidiary 9 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 10 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 11 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Major Asset Restructuring Plan and Related Party Transactions in Connection with Capital Injection of Wholly-Owned Subsidiary 15 Approve Additional Daily Related Party For For Management Transactions 16 Approve to Appoint Auditor For For Management 17 Approve Chenxin Strategic Investment For For Management and Employee Share Projects 18 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- DATANG TELECOM TECHNOLOGY CO., LTD. Ticker: 600198 Security ID: Y2002K102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee Provision Plan For Against Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Daily Related-party For For Management Transaction with Datang Telecom Group Finance Co., Ltd. -------------------------------------------------------------------------------- DATANG TELECOM TECHNOLOGY CO., LTD. Ticker: 600198 Security ID: Y2002K102 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Financial For For Management Leasing Business and Provision of Guarantee -------------------------------------------------------------------------------- DATATEC LTD. Ticker: DTC Security ID: S2100Z123 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Jens Montanana as Director For For Management 2 Re-elect Ivan Dittrich as Director For For Management 3 Re-elect Mfundiso Njeke as Director For For Management 4 Elect Maya Makanjee as Director For For Management 5 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Mark Rayfield as the Designated Auditor 6.1 Re-elect Mfundiso Njeke as Member of For For Management the Audit, Risk and Compliance Committee 6.2 Elect John McCartney as Member of the For For Management Audit, Risk and Compliance Committee 6.3 Re-elect Ekta Singh-Bushell as Member For For Management of the Audit, Risk and Compliance Committee 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration Implementation For Against Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance to For For Management Related or Inter-related Company or Corporation 3 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- DATATEC LTD. Ticker: DTC Security ID: S2100Z123 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Repurchase of Issued Share For For Management Capital 1 Authorise Ratification of Special For For Management Resolution 1 -------------------------------------------------------------------------------- DATONG COAL INDUSTRY CO., LTD. Ticker: 601001 Security ID: Y20220102 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision to Jinyu For For Management Kaolin Chemical Co., Ltd. 2 Approve Capacity Replacement Indicator For For Management Transaction 3 Approve Counter-Guarantee Provision For For Management 4.1 Elect Zhao Jie as Non-Independent For For Shareholder Director 4.2 Elect Wang Yashan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DATONG COAL INDUSTRY CO., LTD. Ticker: 601001 Security ID: Y20220102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Annual Report and Summary For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Internal Control Audit Report For For Management 11 Approve Provision for Asset Impairment For For Management 12 Approve to Adjust the Remuneration of For For Management Independent Directors 13 Approve Renewal of Comprehensive For For Management Service Agreement 14 Approve Related Party Transaction in For For Management Connection to Continued Commissioning of Coal Preparation Plant 15 Approve Continue to Entrust the For For Management Operation of the Mine and Coal Preparation Plant 16 Approve Corporate Bond Issuance and For For Management Relevant Authorization 17 Approve Provision of Counter Guarantee For For Shareholder 18.1 Elect Wu Wangguo as Non-Independent For For Management Director 18.2 Elect Zhu Haiyue as Non-Independent For For Management Director 18.3 Elect Ye Ninghua as Non-Independent For For Management Director 18.4 Elect Zhao Jie as Non-Independent For For Management Director 18.5 Elect Cao Xianqing as Non-Independent For For Management Director 18.6 Elect Rong Jun as Non-Independent For For Management Director 18.7 Elect Yang Wensheng as Non-Independent For For Management Director 18.8 Elect Kuang Tiejun as Non-Independent For For Management Director 18.9 Elect Liu Jie as Non-Independent For For Management Director 18.10 Elect Liu Ze as Non-Independent For For Management Director 19.1 Elect Liu Xiaofeng as Independent For For Management Director 19.2 Elect Wang Lizhu as Independent For For Management Director 19.3 Elect Zhang Qiusheng as Independent For For Management Director 19.4 Elect Shi Jingxia as Independent For For Management Director 19.5 Elect Wang Wensheng as Independent For For Management Director 20.1 Elect Jiang Yu as Supervisor For For Shareholder 20.2 Elect Wu Kebin as Supervisor For For Shareholder -------------------------------------------------------------------------------- DAWNING INFORMATION INDUSTRY CO., LTD. Ticker: 603019 Security ID: Y2022K108 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Profit Distribution For For Management 3 Approve Application of Comprehensive For For Management Bank Credit Lines 4 Approve Daily Related Party For For Management Transactions 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Appointment of Auditor For For Management 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Amend Articles of Association For For Management 10.1 Elect Li Guojie as Non-Independent For For Management Director 10.2 Elect Xu Zhiwei as Non-Independent For For Management Director 10.3 Elect Li Jun as Non-Independent For For Management Director 10.4 Elect Xu Wenchao as Non-Independent For For Management Director 11.1 Elect Liu Feng as Independent Director For For Management 11.2 Elect Chen Lei as Independent Director For For Management 11.3 Elect Yan Bingqi as Independent For For Management Director 12.1 Elect Yin Yuli as Supervisor For For Management 12.2 Elect Fang Xinwo as Supervisor For For Management -------------------------------------------------------------------------------- DAWNING INFORMATION INDUSTRY CO., LTD. Ticker: 603019 Security ID: Y2022K108 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Objects and For For Management Subscription Methods 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Principles and Issue For For Management Price 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board and its For For Management Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- DAWNRAYS PHARMACEUTICAL (HOLDINGS) LIMITED Ticker: 2348 Security ID: G2687M100 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Share Options to Chen For For Management Shaojun -------------------------------------------------------------------------------- DAWNRAYS PHARMACEUTICAL (HOLDINGS) LIMITED Ticker: 2348 Security ID: G2687M100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hung Yung Lai as Director For For Management 3.2 Elect Leung Hong Man as Director For Against Management 3.3 Elect Lo Tung Sing Tony as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- DAYE SPECIAL STEEL CO., LTD. Ticker: 000708 Security ID: Y2022S101 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Security Abbreviation 2 Approve Amendments to Articles of For Against Management Association 3.1 Elect Luan Zhenjun as Non-Independent For For Shareholder Director 3.2 Elect Guo Jiahua as Non-Independent For For Shareholder Director 4.1 Elect Jia Jinghong as Supervisor For For Shareholder 4.2 Elect Guo Peifeng as Supervisor For For Shareholder 4.3 Elect Huang Jianghai as Supervisor For For Shareholder -------------------------------------------------------------------------------- DAZHONG TRANSPORTATION (GROUP) CO., LTD. Ticker: 600611 Security ID: Y2023E119 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statement and For For Management Financial Budget 5 Approve Allocation of Income and For For Management Dividends 6 Approve External Guarantee For Against Management 7 Approve Issuance of Debt Financing For For Management Instruments 8 Approve Related Party Transaction For For Management 9 Approve Extension of Authorization for For For Management Corporate Bonds 10 Approve to Appoint Auditor For For Management 11 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- DEHUA TB NEW DECORATION MATERIAL CO., LTD. Ticker: 002043 Security ID: Y2027G110 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Provision of For For Management Guarantee -------------------------------------------------------------------------------- DEHUA TB NEW DECORATION MATERIAL CO., LTD. Ticker: 002043 Security ID: Y2027G110 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- DEHUA TB NEW DECORATION MATERIAL CO., LTD. Ticker: 002043 Security ID: Y2027G110 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Comprehensive Bank Credit Line For For Management Application 9 Approve Use of Own Funds for Cash For For Management Management 10.1 Elect Ding Hongmin as Non-Independent For For Management Director 10.2 Elect Cheng Shuwei as Non-Independent For For Management Director 10.3 Elect Lu Lihua as Non-Independent For For Management Director 10.4 Elect Xu Jun as Non-Independent For For Management Director 10.5 Elect Zhang Jian as Non-Independent For For Management Director 10.6 Elect Qi Yong as Non-Independent For For Management Director 11.1 Elect Su Xinjian as Independent For For Management Director 11.2 Elect Zhang Wenbiao as Independent For For Management Director 11.3 Elect Wu Hui as Independent Director For For Management 12.1 Elect Wang Jian as Supervisor For For Management 12.2 Elect Xie Xin as Supervisor For For Management -------------------------------------------------------------------------------- DELTA ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED Ticker: DELTA Security ID: Y20266154 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Result None None Management 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Dividend Payment For For Management 5.1 Elect Ng Kong Meng as Director For For Management 5.2 Elect Chu Chih-Yuan as Director For For Management 5.3 Elect Witoon Simachokedee as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Operating Procedures for For For Management Transactions of Derivative Financial Commodities, Fund Lending and Acquisition or Disposal of Assets 9 Other Business None None Management -------------------------------------------------------------------------------- DELTA ELECTRONICS, INC. Ticker: 2308 Security ID: Y20263102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- DELTA PROPERTY FUND LTD. Ticker: DLT Security ID: S2169A134 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Marelise de Lange as Director For For Management 2 Re-elect Nombuso Afolayan as Director For For Management 3 Re-elect JJ Njeke as Director For For Management 4 Reappoint BDO South Africa Inc as For For Management Auditors of the Company and Appoint Vincent Ngobose as the Designated Audit Partner and Authorise Their Remuneration 5 Re-elect JJ Njeke as Chairman of the For For Management Audit, Risk and Compliance Committee 6 Re-elect Ian Macleod as Member of the For For Management Audit, Risk and Compliance Committee 7 Re-elect Nombuso Afolayan as Member of For For Management the Audit, Risk and Compliance Committee 8 Elect Marelise de Lange as Member of For For Management the Audit, Risk and Compliance Committee 9 Approve Remuneration Policy For For Management 10 Approve Implementation of Remuneration For For Management Policy 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Issue of Shares to Enable For For Management Shareholders to Reinvest Cash Distributions 13 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 5 Authorise Issue of Shares to Directors For For Management Who Elect to Reinvest Their Distributions Under the Re-investment Option -------------------------------------------------------------------------------- DELUXE FAMILY CO., LTD. Ticker: 600503 Security ID: Y9584H100 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Baoying as Independent For For Management Director -------------------------------------------------------------------------------- DELUXE FAMILY CO., LTD. Ticker: 600503 Security ID: Y9584H100 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4.1 Elect Wang Weilin as Non-independent For For Shareholder Director 4.2 Elect Li Rongqiang as Non-independent For For Shareholder Director 4.3 Elect Wang Jianzhong as For For Shareholder Non-independent Director 4.4 Elect Wang Lixun as Non-independent For For Shareholder Director 4.5 Elect Wang Zhe as Non-independent For For Shareholder Director 5.1 Elect Xin Maoxun as Independent For For Shareholder Director 5.2 Elect Wang Baoying as Independent For For Shareholder Director 5.3 Elect Yuan Shumin as Independent For For Shareholder Director 6.1 Elect Song Yanmin as Supervisor For For Management 6.2 Elect Ji Longming as Supervisor For For Management -------------------------------------------------------------------------------- DELUXE FAMILY CO., LTD. Ticker: 600503 Security ID: Y9584H100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Allowance of Directors For For Management 7 Approve Allowance of Supervisors For For Management 8 Approve Appointment of Financial and For For Management Internal Control Auditor 9 Approve 2020 Guarantee Plan For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Financing Schemes of the For For Management Company and Subsidiary as well as Relevant Authorization -------------------------------------------------------------------------------- DEPO AUTO PARTS INDUSTRIAL CO., LTD. Ticker: 6605 Security ID: Y2032B106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- DEPPON LOGISTICS CO., LTD. Ticker: 603056 Security ID: Y2034J107 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DEPPON LOGISTICS CO., LTD. Ticker: 603056 Security ID: Y2034J107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Bank Credit Line and Guarantee For Against Management Provision 7 Approve to Appoint Auditor For For Management 8 Approve Use of Own Funds for Entrusted For For Management Asset Management 9 Amend Remuneration and Assessment For For Management Management System of Directors, Supervisors and Senior Management Members 10 Amend Articles of Association For For Management 11 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 12 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 13 Approve Authorization of the Board to For For Shareholder Handle All Matters Regarding Employee Share Purchase Plan 14 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 15.1 Approve Issue Type and Par Value For For Shareholder 15.2 Approve Issue Manner and Issue Time For For Shareholder 15.3 Approve Target Subscribers and For For Shareholder Subscription Method 15.4 Approve Pricing Basis, Pricing For For Shareholder Reference Date and Issue Price 15.5 Approve Issue Size For For Shareholder 15.6 Approve Lock-up Period For For Shareholder 15.7 Approve Listing Exchange For For Shareholder 15.8 Approve Scale and Use of Proceeds For For Shareholder 15.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 15.10 Approve Resolution Validity Period For For Shareholder 16 Approve Private Placement of Shares For For Shareholder 17 Approve Signing of Strategic For For Shareholder Cooperation Agreement 18 Approve Shares Subscription Agreement For For Shareholder 19 Approve Related Party Transactions in For For Shareholder Connection to Private Placement 20 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 21 Approve Report on the Usage of For For Shareholder Previously Raised Funds 22 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 23 Approve Shareholder Return Plan For For Shareholder 24 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Private Placement of Shares 25.1 Elect Yu Weifeng as Independent For For Management Director -------------------------------------------------------------------------------- DER FUTURE SCIENCE & TECHNOLOGY HOLDING GROUP CO., LTD. Ticker: 002631 Security ID: Y20332105 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- DER FUTURE SCIENCE & TECHNOLOGY HOLDING GROUP CO., LTD. Ticker: 002631 Security ID: Y20332105 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ru Jiyong as Non-Independent For For Management Director 1.2 Elect Yao Hongpeng as Non-Independent For For Management Director 1.3 Elect Zhang Lixin as Non-Independent For For Management Director 1.4 Elect Shi Xudong as Non-Independent For For Management Director 2.1 Elect Zhang Songxun as Independent For For Management Director 2.2 Elect Zhao Bin as Independent Director For For Management 2.3 Elect Sheng Xuxin as Independent For For Management Director 3.1 Elect Zhang Yun as Supervisor For For Management 3.2 Elect Zhu Bin as Supervisor For For Management -------------------------------------------------------------------------------- DER FUTURE SCIENCE & TECHNOLOGY HOLDING GROUP CO., LTD. Ticker: 002631 Security ID: Y20332105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration or Allowance of For For Management Directors 7 Approve Remuneration or Allowance of For For Management Supervisors 8 Approve Remuneration and Assessment For For Management Plan of Directors, Supervisors and Senior Management 9 Approve Use of Own Idle Funds to For For Management Conduct Low-risk Short-term Investment and Financial Management 10 Approve Use of Idle Raised Funds to For For Management Invest in Short-term Principal-Guaranteed Financial Products 11 Approve Application of Bank Credit For For Management Lines 12 Approve Guarantee Provision Plan For For Management 13 Approve Appointment of Auditor For For Management 14 Approve Amendments to Articles of For For Management Association 15 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- DER FUTURE SCIENCE & TECHNOLOGY HOLDING GROUP CO., LTD. Ticker: 002631 Security ID: Y20332105 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Investment in the For For Management Establishment of Company 4 Approve Credit Line Application For For Management 5 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- DETSKY MIR PJSC Ticker: DSKY Security ID: X1810L113 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 5.06 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- DETSKY MIR PJSC Ticker: DSKY Security ID: X1810L113 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 3.00 per Share 4.1 Elect Pavel Boiarinov as Director None For Management 4.2 Elect Mariia Davydova as Director None Against Management 4.3 Elect Stanislav Kotomkin as Director None For Management 4.4 Elect Evgenii Madorskii as Director None Against Management 4.5 Elect Tony Maher as Director None Against Management 4.6 Elect Oleg Mamaev as Director None Against Management 4.7 Elect Olga Ryzhkova as Director None Against Management 4.8 Elect Vladimir Travkov as Director None Against Management 4.9 Elect Anna Shakirova as Director None Against Management 4.10 Elect Aleksandr Shevchuk as Director None For Management 5.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 5.2 Elect Iurii Vikulin as Member of Audit For For Management Commission 5.3 Elect Anton Kozlov as Member of Audit For For Management Commission 6 Ratify Auditor For For Management 7 Approve Company's Membership in For For Management Association of Retail Stores -------------------------------------------------------------------------------- DEWAN HOUSING FINANCE CORPORATION LIMITED Ticker: 511072 Security ID: Y2055V112 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Dheeraj Wadhawan as Director For Against Management 3 Approve K. K. Mankeshwar & Co., For For Management Chartered Accountants as Statutory Auditors and Authorize Board to Fix Their Remuneration 4 Elect Alok Kumar Misra as Director For For Management 5 Elect Sunjoy Joshi as Director For For Management 6 Elect Deepali Pant Joshi as Director For For Management 7 Elect Srinath Sridharan as Director For For Management 8 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 9 Approve Conversion of Loan to Equity For For Management Shares 10 Amend Articles of Association - Board For Against Management Related 11 Approve Sale of Company Assets For Against Management -------------------------------------------------------------------------------- DEYAAR DEVELOPMENT PJSC Ticker: DEYAAR Security ID: M28055115 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Absence of Dividends for FY For For Management 2019 5 Approve Remuneration of Directors for For For Management FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration 1 Approve Reduction in Share Capital For For Management From AED 5,778,000,000 to AED 4,546,221,056 2 Amend Article 5.1 of Company's Article For For Management of Association Re: Changes in Capital 3 Authorize CEO or Delegated Person to For For Management Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- DEZHAN HEALTHCARE CO., LTD. Ticker: 000813 Security ID: Y97245107 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase For For Management -------------------------------------------------------------------------------- DEZHAN HEALTHCARE CO., LTD. Ticker: 000813 Security ID: Y97245107 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Scale of For For Management Investment Projects and Use Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- DEZHAN HEALTHCARE CO., LTD. Ticker: 000813 Security ID: Y97245107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Shareholder Return Plan For For Management 11 Approve Use of Funds for Cash For For Management Management -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription to Private For For Management Placement of Shares -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Elect Xue Xiangdong as Non-Independent For For Management Director 1.1.2 Elect Lv Bo as Non-Independent Director For For Management 1.1.3 Elect Li Jianguo as Non-Independent For For Management Director 1.1.4 Elect Yang Jian as Non-Independent For For Management Director 1.1.5 Elect Zheng Xiaoqing as For For Management Non-Independent Director 1.1.6 Elect Xu Deli as Non-Independent For For Management Director 1.2.1 Elect Li Yan as Independent Director For For Management 1.2.2 Elect Luan Dalong as Independent For For Management Director 1.2.3 Elect Wang Yipeng as Independent For For Management Director 1.2.4 Elect Liu Erkui as Independent Director For For Management 2.1 Elect Guo Yujie as Supervisor For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Change in Auditor and For For Management Appointment of Auditor 3 Approve Bank Credits and Guarantees (2) For For Management -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Ultimate For For Management Controller's Capital Injection Plan -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Bank Credit and Guarantee For For Management Matters (1) -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 2.5 Approve Issue Size and Subscription For For Management Method 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Listing Arrangement For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Related Party Transactions For For Shareholder -------------------------------------------------------------------------------- DIALOG GROUP BERHAD Ticker: 7277 Security ID: Y20641109 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Kamariyah Binti Hamdan as For For Management Director 3 Elect Khairon Binti Shariff as Director For For Management 4 Approve Directors' Fees and Board For For Management Committees' Fees 5 Approve Directors' Benefits (Other For For Management than Directors' Fees and Board Committees' Fees) 6 Approve BDO PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Oh Chong Peng to Continue For For Management Office as Independent Non-Executive Director 8 Approve Kamariyah Binti Hamdan to For For Management Continue Office as Independent Non-Executive Director 9 Authorize Share Repurchase Program For For Management 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Sanhui as Non-independent For For Management Director 2 Approve Credit Line and Guarantee For For Management -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Credit Line For For Management Application and Guarantee 2 Approve Company's Eligibility for For For Shareholder Corporate Bond Issuance 3.1 Approve Issue Size For For Shareholder 3.2 Approve Par Value and Issue Price For For Shareholder 3.3 Approve Type and Term For For Shareholder 3.4 Approve Bond Interest Rate For For Shareholder 3.5 Approve Guarantee Arrangements For For Shareholder 3.6 Approve Terms of Redemption or Terms For For Shareholder of Sell-Back 3.7 Approve Use of Proceeds For For Shareholder 3.8 Approve Special Accounts of Raised For For Shareholder Funds 3.9 Approve Issue Manner For For Shareholder 3.10 Approve Placing Arrangement for For For Shareholder Shareholders 3.11 Approve Listing Exchange For For Shareholder 3.12 Approve Company Credit Status, For For Shareholder Safeguard Measures of Debts Repayment 3.13 Approve Resolution Validity Period For For Shareholder 4 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Issuance of Corporate Bonds 5 Approve Issuance of Super Short-term For For Shareholder Commercial Papers 6 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Issuance of Super Short-term Commercial Papers -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and For For Management Introduction of Investors 2 Elect Ye Xiaoping as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Application of Bank Credit For For Management Lines and Provision of Loan Guarantees 9 Approve Daily Related-party For For Management Transactions 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- DIGI.COM BERHAD Ticker: 6947 Security ID: Y2070F100 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Haakon Bruaset Kjoel as Director For For Management 2 Elect Vimala A/P V.R. Menon as Director For For Management 3 Elect Lars Erik Tellmann as Director For For Management 4 Approve Directors' Fees and Benefits For For Management 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Saw Choo Boon to Continue For For Management Office as Independent Non-Executive Director 7 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Telenor ASA and Persons Connected with Telenor -------------------------------------------------------------------------------- DIGITAL CHINA HOLDINGS LIMITED Ticker: 861 Security ID: G2759B107 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wong Man Chung, Francis as For Against Management Director 3.2 Elect Ni Hong (Hope) as Director For Against Management 3.3 Elect Yan Xiaoyan as Director For Against Management 3.4 Elect King William as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Shinewing (HK) CPA Limited as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For For Management Shares 6 Adopt Share Option Incentive Scheme For For Management and Authorize Board to Deal With All Related Matters -------------------------------------------------------------------------------- DIGITAL CHINA HOLDINGS LIMITED Ticker: 861 Security ID: G2759B107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Yang as Director For For Management 3.2 Elect Peng Jing as Director For Against Management 3.3 Authorize Board to Fix Remuneration of For For Management Directors 4 Elect Zeng Shuigen as Director For For Management 5 Approve Shinewing (HK) CPA Limited as For For Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- DIGITAL CHINA INFORMATION SERVICE CO., LTD. Ticker: 000555 Security ID: Y2943B104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of For For Management Stock Option Plan and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Stock Option Plan and Performance Share Incentive Plan 4 Elect Sun Yang as Supervisor For For Shareholder 5 Elect Han Yuhua as Non-Independent For For Shareholder Director 6 Approve Authorization of Management on For For Management Disposal of Stock Assets -------------------------------------------------------------------------------- DIGITAL CHINA INFORMATION SERVICE CO., LTD. Ticker: 000555 Security ID: Y2943B104 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Luo Ting as Independent Director For For Shareholder 2 Approve Change in Registered Capital For For Management and Amend Articles of Association 3 Approve Provision of Guarantee For For Management 4 Approve Use of Own Funds for For For Management Securities Investment 5 Approve Provision of Financial For For Management Assistance to Subsidiary 6 Approve Authorization of Management to For For Management Dispose of Stock Assets -------------------------------------------------------------------------------- DIGITAL CHINA INFORMATION SERVICE CO., LTD. Ticker: 000555 Security ID: Y2943B104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8.1 Approve Related Party Transaction with For For Management Digital China Holdings 8.2 Approve Related Party Transaction with For For Management Digital China 8.3 Approve Related Party Transaction with For For Management Rongxin Cloud Technology Service 9.1 Amend Articles of Association For For Management 9.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10.1 Elect Huang Hui as Independent Director For For Shareholder 10.2 Elect Benjamin Zhai as Independent For For Shareholder Director -------------------------------------------------------------------------------- DIGIWIN SOFTWARE CO., LTD. Ticker: 300378 Security ID: Y2071V104 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection for Digiwin For For Management Software Vietnam Joint Stock Company 2 Approve Repurchase and Cancellation of For For Management Stock Options and Performance Shares -------------------------------------------------------------------------------- DIGIWIN SOFTWARE CO., LTD. Ticker: 300378 Security ID: Y2071V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Dividend Plan For For Management 10 Approve Repurchase and Cancellation of For For Management Stock Options and Performance Share Incentive Plan 11.1 Elect Sun Aibin as Non-Independent For For Management Director 11.2 Elect Ye Zizhen as Non-Independent For For Management Director 11.3 Elect Chen Jianyong as Non-Independent For For Management Director 11.4 Elect Liu Bo as Non-Independent For For Management Director 11.5 Elect Zhu Zhihao as Non-Independent For For Shareholder Director 11.6 Elect Zhang Yunfei as Non-Independent For For Shareholder Director 12.1 Elect Lin Fengyi as Independent For For Management Director 12.2 Elect Wan Hualin as Independent For For Management Director 12.3 Elect Zhu Ciyun as Independent Director For For Management 13.1 Elect Pi Shiming as Supervisor For For Management 13.2 Elect Wu Zhaoming as Supervisor For For Management 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- DILIP BUILDCON LIMITED Ticker: 540047 Security ID: Y2073Z103 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Seema Suryavanshi as Director For For Management 4 Approve Mukund M. Chitale & Co., For For Management Chartered Accountants, Mumbai as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Elect Ratna Dharashree Vishwanathan as For For Management Director 6 Approve Remuneration of Cost Auditors For For Management 7 Reelect Satish Chandra Pandey as For For Management Director 8 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 9 Approve Issuance of Commercial Papers For For Management on Private Placement Basis 10 Approve Loans, Guarantees and/or For Against Management Securities in Other Body Corporate 11 Increase Authorized Share Capital and For Against Management Amend Memorandum of Association 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan for Issuance of Asset For For Management Backed Securities 2 Approve Additional Industrial For For Management Development Projects 3 Approve Decrease in Subsidiary's For For Management Capital 4 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 2 Approve Decrease in Capital of For For Management Subsidiary 3 Approve Provision of Guarantee For For Management 4 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Revised Common Growth Plan For Against Management (Draft) -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Additional Land Reserve For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Financing Application For Against Management 9 Approve Self-financing as Collateral For Against Management and Pledge 10 Approve Provision of Guarantee for For Against Management Financing 11 Approve Provision of Guarantee For For Management 12 Approve Daily Related Party For For Management Transactions 13 Approve Lending Funds For Against Management -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- DIMED SA DISTRIBUIDORA DE MEDICAMENTOS Ticker: PNVL4 Security ID: P7535A109 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 For For Management 2 Amend Articles For Against Management 3 Approve Renumbering of Articles and For For Management Consolidate Bylaws 4 Ratify Election of Cristiano Gioia For Against Management Lauretti as Director -------------------------------------------------------------------------------- DIMED SA DISTRIBUIDORA DE MEDICAMENTOS Ticker: PNVL4 Security ID: P7535A109 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Split For For Management 2 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws -------------------------------------------------------------------------------- DIRECIONAL ENGENHARIA SA Ticker: DIRR3 Security ID: P3561Q100 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Allow Ricardo Valadares Gontijo, For For Management Ricardo Ribeiro Valadares Gontijo and Claudio Carvalho de Lima to Be Involved in Other Companies 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Fix Number of Directors at Seven For For Management 7.1 Elect Ricardo Valadares Gontijo as For For Management Director and Renato Valadares Gontijo as Alternate 7.2 Elect Ricardo Ribeiro Valadares For For Management Gontijo as Director and Paulo Roberto Da Silva Cunha as Alternate 7.3 Elect Ana Lucia Ribeiro Valadares For For Management Gontijo as Director and Alair Goncalves Couto Neto as Alternate 7.4 Elect Ana Carolina Ribeiro Valadares For For Management Gontijo as Director and Antonio Jose Pinto Campelo as Alternate 7.5 Elect Alberto Fernandes as Independent For For Management Director and Gilson Teodoro Arantes as Alternate 7.6 Elect Christian Caradonna Keleti as For For Management Independent Director and Bruno Rabello Rignel as Alternate 7.7 Elect Claudio Carvalho de Lima as For For Management Independent Director and Sandra Mara Ballesteros Cunha as Alternate 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Valadares Gontijo as Director and Renato Valadares Gontijo as Alternate 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Ribeiro Valadares Gontijo as Director and Paulo Roberto Da Silva Cunha as Alternate 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Lucia Ribeiro Valadares Gontijo as Director and Alair Goncalves Couto Neto as Alternate 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Carolina Ribeiro Valadares Gontijo as Director and Antonio Jose Pinto Campelo as Alternate 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Alberto Fernandes as Independent Director and Gilson Teodoro Arantes as Alternate 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Christian Caradonna Keleti as Independent Director and Bruno Rabello Rignel as Alternate 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Carvalho de Lima as Independent Director and Sandra Mara Ballesteros Cunha as Alternate 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11.1 Elect Bruno Lage De Araujo Paulino as For For Management Fiscal Council Member and Roberto Tavares Pinto Coelho as Alternate 11.2 Elect Paulo Savio Bicalho as Fiscal For For Management Council Member and Larissa Campos Breves as Alternate 12 Approve Remuneration of Company's For For Management Management and Fiscal Council 13.1 Elect Ricardo Valadares Gontijo as For Abstain Management Director and Renato Valadares Gontijo as Alternate Appointed by Minority Shareholder 13.2 Elect Ricardo Ribeiro Valadares For Abstain Management Gontijo as Director and Paulo Roberto Da Silva Cunha as Alternate Appointed by Minority Shareholder 13.3 Elect Ana Lucia Ribeiro Valadares For Abstain Management Gontijo as Director and Alair Goncalves Couto Neto as Alternate Appointed by Minority Shareholder 13.4 Elect Ana Carolina Ribeiro Valadares For Abstain Management Gontijo as Director and Antonio Jose Pinto Campelo as Alternate Appointed by Minority Shareholder 13.5 Elect Alberto Fernandes as Independent For Abstain Management Director and Gilson Teodoro Arantes as Alternate Appointed by Minority Shareholder 13.6 Elect Christian Caradonna Keleti as For Abstain Management Independent Director and Bruno Rabello Rignel as Alternate Appointed by Minority Shareholder 13.7 Elect Claudio Carvalho de Lima as For Abstain Management Independent Director and Sandra Mara Ballesteros Cunha as Alternate Appointed by Minority Shareholder 14 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? -------------------------------------------------------------------------------- DIRECIONAL ENGENHARIA SA Ticker: DIRR3 Security ID: P3561Q100 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose and Amend For For Management Article 3 Accordingly 2 Amend Articles 20 and 31 For For Management 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- DIS-CHEM PHARMACIES PTY LTD. Ticker: DCP Security ID: S2266H107 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 28 February 2019 2 Reappoint Ernst and Young Inc as For Against Management Auditors of the Company with Derek Engelbrecht as the Designated Auditor 3 Re-elect Larry Nestadt as Director For For Management 4 Re-elect Joe Mthimunye as Director For For Management 5 Re-elect Anuschka Coovadia as Member For For Management of the Audit and Risk Committee 6 Re-elect Mark Bowman as Member of the For For Management Audit and Risk Committee 7 Re-elect Mahomed Gani as Member of the For For Management Audit and Risk Committee 8 Re-elect Joe Mthimunye as Member of For For Management the Audit and Risk Committee 9.1 Approve Remuneration Philosophy and For For Management Policy 9.2 Approve Implementation Report For For Management 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- DISCOVERY LTD. Ticker: DSY Security ID: S2192Y109 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Appoint Andrew Taylor as the Individual Registered Auditor 3.1 Re-elect Les Owen as Chairperson of For For Management the Audit Committee 3.2 Re-elect Sindi Zilwa as Member of the For For Management Audit Committee 3.3 Re-elect Sonja De Bruyn as Member of For For Management the Audit Committee 4.1 Re-elect Richard Farber as Director For For Management 4.2 Re-elect Herman Bosman as Director For For Management 4.3 Re-elect Faith Khanyile as Director For For Management 4.4 Elect Mark Tucker as Director For For Management 5.1 Approve Remuneration Policy For For Management 5.2 Approve Implementation of the For For Management Remuneration Policy 6 Approve the Long-Term Incentive Plan For For Management 7 Authorise Ratification of Approved For For Management Resolutions 8.1 Authorise Directors to Allot and Issue For For Management A Preference Shares 8.2 Authorise Directors to Allot and Issue For For Management B Preference Shares 8.3 Authorise Directors to Allot and Issue For For Management C Preference Shares 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Board to Allot and Issue For For Management Shares Pursuant to the Long-Term Incentive Plan -------------------------------------------------------------------------------- DISH TV INDIA LTD. Ticker: 532839 Security ID: Y2076S114 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Ashok Mathai Kurien as Director For For Management 3 Confirm Interim Dividend as Final For For Management Dividend 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Shankar Aggarwal as Director For For Management 6 Elect Anil Kumar Dua as Director For For Management 7 Approve Appointment and Remuneration For For Management of Anil Kumar Dua as Whole-Time Director 8 Approve Bhagwan Das Narang to Continue For For Management Office as Non-Executive Independent Director -------------------------------------------------------------------------------- DISTELL GROUP HOLDINGS LTD. Ticker: DGH Security ID: S21939103 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Rika Labuschaigne as Individual Designated Auditor 3.1 Re-elect Dr Prieur du Plessis as For For Management Director 3.2 Re-elect Joe Madungandaba as Director For For Management 3.3 Re-elect Ethel Matenge-Sebesho as For For Management Director 3.4 Elect Kees Kruythoff as Director For For Management 4.1 Re-elect Gugu Dingaan as Member of the For For Management Audit Committee 4.2 Re-elect Dr Prieur du Plessis as For For Management Member of the Audit Committee 4.3 Re-elect Ethel Matenge-Sebesho as For For Management Member of the Audit Committee 4.4 Re-elect Catharina Sevillano-Barredo For For Management as Member of the Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report on the For For Management Company's Remuneration Policy 1 Approve Non-executive Directors' For For Management Remuneration 2 Approve Remuneration of Non-executive For For Management Directors for Additional Services Performed on Behalf of the Company -------------------------------------------------------------------------------- DIVI'S LABORATORIES LIMITED Ticker: 532488 Security ID: Y2076F112 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Kiran S. Divi as Director For For Management 4 Reelect Nilima Motaparti as Director For For Management 5 Elect Sunaina Singh as Director For For Management -------------------------------------------------------------------------------- DIVI'S LABORATORIES LIMITED Ticker: 532488 Security ID: Y2076F112 Meeting Date: OCT 07, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Murali K. Divi as Managing Director 2 Approve Reappointment and Remuneration For For Management of N.V. Ramana as Executive Director -------------------------------------------------------------------------------- DIVI'S LABORATORIES LIMITED Ticker: 532488 Security ID: Y2076F112 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Remuneration to For For Management Directors 2 Elect Kosaraju Veerayya Chowdary as For For Management Director 3 Approve Revision in the Remuneration For Against Management of Nilima Motaparti as Whole-time Director (Commercial) 4 Approve Reappointment and Remuneration For Against Management of Kiran S. Divi as Whole-time Director and Chief Executive Officer 5 Approve Reappointment and Remuneration For For Management of Madhusudana Rao Divi as Whole-time Director (Projects) -------------------------------------------------------------------------------- DLF LIMITED Ticker: 532868 Security ID: Y2089H105 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Pia Singh as Director For Against Management 4 Reelect Gurvirendra Singh Talwar as For Against Management Director 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Reappointment and Remuneration For For Management of K.P. Singh as a Whole-time Director designated as Chairman 7 Approve Reappointment and Remuneration For For Management of Mohit Gujral as Chief Executive Officer & Whole-time Director 8 Approve Reappointment and Remuneration For For Management of Rajeev Talwar as Chief Executive Officer & Whole-time Director 9 Approve Reappointment and Remuneration For Against Management of Rajiv Singh as Whole-time Director designated as Vice-Chairman 10 Elect Priya Paul as Director For For Management 11 Elect Aditya Singh as Director For For Management 12 Approve Commission to Non-Executive For For Management Directors -------------------------------------------------------------------------------- DLF LIMITED Ticker: 532868 Security ID: Y2089H105 Meeting Date: SEP 21, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve K. P. Singh to Continue Office For Against Management as Non-Executive Director, Designated as Chairman -------------------------------------------------------------------------------- DLF LIMITED Ticker: 532868 Security ID: Y2089H105 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Amarjit Singh Minocha as For For Management Director -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For Against Management Controlled Subsidiary -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Shijiang as Non-Independent For For Management Director 1.2 Elect Li Lingyun as Non-Independent For For Management Director 1.3 Elect Li Yunfeng as Non-Independent For For Management Director 1.4 Elect Gu Zhengyan as Non-Independent For For Management Director 1.5 Elect Han Shijun as Non-Independent For For Management Director 1.6 Elect Chen Yan as Non-Independent For For Management Director 2.1 Elect Liang Lijuan as Independent For For Management Director 2.2 Elect Li Chunyan as Independent For For Management Director 2.3 Elect Sun Dunsheng as Independent For For Management Director 3.1 Elect Chen Xiangju as Supervisor For For Management 3.2 Elect Gao Yonglin as Supervisor For For Management 3.3 Elect Tian Feiyan as Supervisor For For Management -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Related Party Transaction For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- DOGAN SIRKETLER GRUBU HOLDING AS Ticker: DOHOL Security ID: M2810S100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For Against Management 9 Receive Information on Remuneration None None Management Policy and Director Remuneration for 2019 10 Approve Director Remuneration For Against Management 11 Approve Upper Limit of Donations for For For Management 2020 12 Ratify External Auditors For For Management 13 Authorize Issuance of Bonds For Against Management 14 Authorize Board to Distribute Advance For For Management Dividends 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 17 Receive Information on Donations Made None None Management in 2019 18 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties -------------------------------------------------------------------------------- DOGUS OTOMOTIV SERVIS VE TICARET AS Ticker: DOAS Security ID: M28191100 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Approve Dividends For For Management 3 Wishes None None Management -------------------------------------------------------------------------------- DOGUS OTOMOTIV SERVIS VE TICARET AS Ticker: DOAS Security ID: M28191100 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Director For For Management 8 Approve Director Remuneration For For Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Receive Information on Related Party None None Management Transactions 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Receive Information on Share None None Management Repurchases 14 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management -------------------------------------------------------------------------------- DONG FENG ELECTRONIC & TECHNOLOGY CO., LTD. Ticker: 600081 Security ID: Y2096X101 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Fixed Assets For For Management 2 Approve Write-off of Accounts For For Management Receivable and Other Receivables 3 Approve Adjustments on Remuneration For For Management Standards of Auditor 4 Approve Adjustment on Investment Plan For For Management 5 Approve Provision of External Guarantee For For Management 6 Approve Signing of Supplementary For For Management Acquisition Agreement -------------------------------------------------------------------------------- DONG FENG ELECTRONIC & TECHNOLOGY CO., LTD. Ticker: 600081 Security ID: Y2096X101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5.1 Approve Financial Statements For For Management 5.2 Approve Financial Budget Report For For Management 6 Approve Related Party Transaction For For Management 7 Approve Credit Line Application For For Management 8 Approve Factory and House Lease For For Management 9 Approve Provision of Early Retirement For For Management Benefit 10 Approve Disposal of Fixed Assets and For For Management Write-off of Bad Debts 11 Approve Use of Funds for Financial For For Management Products 12 Approve Investment Plan For For Management 13 Approve Extension of Term of Board of For For Management Directors, Supervisors and Senior Management Members 14.1 Elect Wang Shuai as Independent For For Management Director -------------------------------------------------------------------------------- DONG-E-E-JIAO CO., LTD. Ticker: 000423 Security ID: Y7689C109 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Han Yuewei as Non-Independent For For Shareholder Director 1.2 Elect Weng Jingwen as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DONG-E-E-JIAO CO., LTD. Ticker: 000423 Security ID: Y7689C109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Performance Report of the For For Management Independent Directors 7 Approve to Appoint Auditor For For Management 8 Elect Gao Dengfeng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958107 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For For Management Scheme for 2019 (Amended Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Incentive Scheme for Restricted A Shares in 2019 3 Authorize Board to Handle Relevant For For Management Matters in Respect of the Restricted A Share Incentive Scheme for 2019 4 Approve Change in the Use of Partial For For Management Proceeds and Permanent Replenishment of Working Capital -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958107 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For For Management Scheme for 2019 (Amended Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Incentive Scheme for Restricted A Shares in 2019 3 Authorize Board to Handle Relevant For For Management Matters in Respect of the Restricted A Share Incentive Scheme for 2019 -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For For Management Scheme for 2019 (Amended Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Incentive Scheme for Restricted A Shares in 2019 3 Authorize Board to Handle Relevant For For Management Matters in Respect of the Restricted A Share Incentive Scheme for 2019 4 Approve Change in the Use of Partial For For Management Proceeds and Permanent Replenishment of Working Capital -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For For Management Scheme for 2019 (Amended Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Incentive Scheme for Restricted A Shares in 2019 3 Authorize Board to Handle Relevant For For Management Matters in Respect of the Restricted A Share Incentive Scheme for 2019 -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958107 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Zhiwen as Supervisor For For Shareholder -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Zhiwen as Supervisor For For Shareholder -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958107 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Proposal for Distribution For For Management of Profits 4 Approve 2019 Audited Consolidated For For Management Financial Statements 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Proposal for Distribution For For Management of Profits 4 Approve 2019 Audited Consolidated For For Management Financial Statements 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- DONGFENG AUTOMOBILE CO., LTD. Ticker: 600006 Security ID: Y2096J102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Wen Shuzhong as For For Management Supervisor 2 Elect He Wei as Supervisor For For Management 3 Approve Resignation of Cao Xinghe as For For Management Director 4 Elect You Zheng as Director For For Shareholder 5 Elect Cheng Daoran as Director For For Shareholder 6 Approve Remuneration of Candidates for For For Management Directors and Supervisor -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Independent Auditors' For For Management Report and Audited Financial Statements 4 Approve 2019 Profit Distribution For For Management Proposal and Authorize Board to Deal With Issues in Relation to the Distribution of Final Dividend 5 Authorize Board to Deal With All For For Management Issues in Relation to the Distribution of Interim Dividend for 2020 6 Approve PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 8 Approve the Revision of Annual Caps For For Management for Master Logistics Services Agreement 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares -------------------------------------------------------------------------------- DONGGUAN DEVELOPMENT (HOLDINGS) CO., LTD. Ticker: 000828 Security ID: Y2924E101 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- DONGGUAN DEVELOPMENT (HOLDINGS) CO., LTD. Ticker: 000828 Security ID: Y2924E101 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issue 2.1 Approve Domestic Listed Stock For For Management Abbreviation and Code as well as Listing Place 2.2 Approve Share Type and Par Value For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Base, Proportion and Number of For For Management Shares 2.5 Approve Pricing Principles and For For Management Issuance Price 2.6 Approve Target Subscribers For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Issue Time For For Management 2.9 Approve Underwriting Manner For For Management 2.10 Approve Allotment of Raised Funds For For Management 2.11 Approve Resolution Validity Period For For Management 2.12 Approve Special Account for Raised For For Management Funds 2.13 Approve Listing Circulation For For Management 3 Approve Plan on Company's Rights Issue For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Opening of Special Storage For For Management Account for Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Right Issue Scheme -------------------------------------------------------------------------------- DONGGUAN DEVELOPMENT (HOLDINGS) CO., LTD. Ticker: 000828 Security ID: Y2924E101 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Yingyi as Supervisor For For Management -------------------------------------------------------------------------------- DONGGUAN DEVELOPMENT (HOLDINGS) CO., LTD. Ticker: 000828 Security ID: Y2924E101 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DONGGUAN DEVELOPMENT (HOLDINGS) CO., LTD. Ticker: 000828 Security ID: Y2924E101 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DONGGUAN DEVELOPMENT (HOLDINGS) CO., LTD. Ticker: 000828 Security ID: Y2924E101 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Adjustment to Allowance of For For Management Independent Directors 7 Approve Investment Management System For For Management -------------------------------------------------------------------------------- DONGGUAN KINGSUN OPTOELECTRONIC CO., LTD. Ticker: 002638 Security ID: Y209D9106 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of Compensation For For Management Shares 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- DONGGUAN KINGSUN OPTOELECTRONIC CO., LTD. Ticker: 002638 Security ID: Y209D9106 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liang Jincheng as For Did Not Vote Management Non-Independent Director 1.2 Elect Jia Qian as Non-Independent For Did Not Vote Management Director 1.3 Elect Huang Jinbo as Non-Independent For Did Not Vote Management Director 1.4 Elect Zhang Sufen as Non-Independent For Did Not Vote Management Director 1.5 Elect Chen Wenxing as Non-Independent For Did Not Vote Management Director 1.6 Elect Zhong Changhao as For Did Not Vote Management Non-Independent Director 2.1 Elect Wang Zhiqiang as Independent For Did Not Vote Management Director 2.2 Elect Qian Keyuan as Independent For Did Not Vote Management Director 2.3 Elect Zhan Weizai as Independent For Did Not Vote Management Director 3 Elect Yang Hong as Supervisor For Did Not Vote Management 4 Approve Change of Registered Address For Did Not Vote Management -------------------------------------------------------------------------------- DONGGUAN KINGSUN OPTOELECTRONIC CO., LTD. Ticker: 002638 Security ID: Y209D9106 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Auditor and For For Management Appointment of Auditor -------------------------------------------------------------------------------- DONGGUAN KINGSUN OPTOELECTRONIC CO., LTD. Ticker: 002638 Security ID: Y209D9106 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DONGGUAN KINGSUN OPTOELECTRONIC CO., LTD. Ticker: 002638 Security ID: Y209D9106 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Guarantee 2 Approve Use of Funds for Cash For For Management Management -------------------------------------------------------------------------------- DONGGUAN WINNERWAY INDUSTRIAL ZONE LTD. Ticker: 000573 Security ID: Y2095K100 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Wholly-owned Subsidiary's For For Management Participation in Capital Increase and Provision of Financial Assistance 2 Approve Provision of Financial For For Management Assistance of Wholly-owned Subsidiary to Project Company -------------------------------------------------------------------------------- DONGGUAN WINNERWAY INDUSTRIAL ZONE LTD. Ticker: 000573 Security ID: Y2095K100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report and Profit For For Management Distribution 4 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 5 Approve Provision of Guarantee For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding Meetings of Board of Directors 8 Approve Provision of Financial For For Management Assistance 9 Elect Zhou Mingxuan as Non-Independent For For Management Director 10 Elect Wang Lianying as Non-Independent For For Management Director 11 Elect Yan Guogen as Non-Independent For For Management Director 12 Elect Liu Yong as Independent Director For For Management 13 Elect Dai Bingyuan as Independent For For Management Director 14 Elect Feng Bingqiang as Supervisor For For Management 15 Elect Huang Jinwei as Supervisor For For Management 16 Elect Li Sui as Supervisor For For Management -------------------------------------------------------------------------------- DONGGUAN WINNERWAY INDUSTRIAL ZONE LTD. Ticker: 000573 Security ID: Y2095K100 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Terminate the For For Management Implementation of Performance Shares Incentive Plan and Repurchase Cancellation of Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y2121H121 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y1973Q106 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y1973Q106 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration and Issue of For For Management Medium-Term Notes 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y1973Q106 Meeting Date: MAY 12, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimation of Routine For For Management Connected Transactions for 2020 2 Approve Financial Service Agreement For For Management and Related Party Transactions 3 Approve Formulation of the Chairman's For For Management Salary and Evaluation Plan 4 Approve Satisfaction by the Company of For For Management the Conditions for Issuing Corporate Bonds 5.1 Approve Principal Amount, Issuing For For Management Price and Issuing Size 5.2 Approve Issuing Method For For Management 5.3 Approve Issuing Targets, Methods of For For Management Subscription and Placing Arrangements to Shareholders of the Company 5.4 Approve Maturity and Type of Bonds For For Management 5.5 Approve Interests and Interest Payment For For Management Method of Bonds 5.6 Approve Use of Proceeds For For Management 5.7 Approve Place of Listing of Bonds For For Management 5.8 Approve Guarantee For For Management 5.9 Approve Terms of Adjustment of For For Management Principal Interest Rate, Redemption or Repurchase 5.10 Approve Underwriting Method For For Management 5.11 Approve Guarantee of Repayment Measures For For Management 5.12 Approve Validity of Resolution For For Management 6 Authorize Board or Its Authorized For For Management Persons to Handle Matters in Relation to the Issuance of Corporate Bonds -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y1973Q106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Annual Final Financial For For Management Report 5 Approve 2020 Financial Budget Report For Against Management 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve Appointment of Accounting Firm For For Management 8 Elect Lin Peifeng as Director For For Management 9 Approve Provision of External For Against Management Guarantees by the Company and its Controlled Subsidiaries -------------------------------------------------------------------------------- DONGXING SECURITIES CO., LTD. Ticker: 601198 Security ID: Y209G1100 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5.1 Elect Zhou Liang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DONGXING SECURITIES CO., LTD. Ticker: 601198 Security ID: Y209G1100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Securities Investment Scale For For Management 7.1 Approve Related Party Transaction with For For Management China Orient Asset Management Co., Ltd and Other Enterprises Under Its Control 7.2 Approve Related Party Transactions For For Management with Other Related Legal Persons 7.3 Approve Related Party Transaction with For For Management Related Natural Persons 8 Amend Articles of Association For For Management 9 Amend Management System of External For For Management Donations 10.1 Elect Wei Qinghua as Non-Independent For For Shareholder Director 10.2 Elect Zhang Tao as Non-Independent For For Shareholder Director 10.3 Elect Tan Shihao as Non-Independent For For Shareholder Director 10.4 Elect Zhang Jun as Non-Independent For For Shareholder Director 10.5 Elect Jiang Yueming as Non-Independent For For Shareholder Director 10.6 Elect Zeng Tao as Non-Independent For For Shareholder Director 10.7 Elect Dong Yuping as Non-Independent For For Shareholder Director 10.8 Elect Zhou Liang as Non-Independent For For Shareholder Director 11.1 Elect Zheng Zhenlong as Independent For For Management Director 11.2 Elect Zhang Wei as Independent Director For For Management 11.3 Elect Gong Sukang as Independent For For Management Director 11.4 Elect Sun Guangliang as Independent For For Management Director 12.1 Elect Qin Bin as Supervisor For For Shareholder 12.2 Elect Zhang Wei as Supervisor For For Shareholder 12.3 Elect Ye Shuyu as Supervisor For For Shareholder -------------------------------------------------------------------------------- DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Guarantee by For For Shareholder Wholly-owned Subsidiary -------------------------------------------------------------------------------- DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Lipeng as Non-Independent For For Management Director 1.2 Elect Guo Xuan as Non-Independent For For Management Director 1.3 Elect Zhou Yongjie as Non-Independent For For Management Director 1.4 Elect Wang Zhong as Non-Independent For For Management Director 2.1 Elect Shi Jingmin as Independent For For Management Director 2.2 Elect Lu Guihua as Independent Director For For Management 2.3 Elect Han Zhiguo as Independent For For Management Director 3.1 Elect Zeng Weihai as Supervisor For For Management 3.2 Elect Xie Juwen as Supervisor For For Management 3.3 Elect Chen Dewei as Supervisor For For Management 4 Approve Remuneration of Directors and For For Management Independent Directors 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Acquisition Agreement 2 Elect Chen Ying as Non-Independent For For Management Director 3 Elect Gao Qi as Independent Director For For Management 4 Elect He Qiang as Supervisor For For Management -------------------------------------------------------------------------------- DONGYUE GROUP LIMITED Ticker: 189 Security ID: G2816P107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Zhang Jianhong as Director For Against Management 2B Elect Ting Leung Huel, Stephen as For For Management Director 2C Elect Yang Xiaoyong as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Elite Partners CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- DP WORLD PLC Ticker: DPW Security ID: M2851K107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Annual Accounts for For For Management FY 2019 and Related Auditors Report 2 Approve Final Dividend of USD 0.40 per For For Management Share for FY 2019 3 Reelect Sultan Ahmed Bin Sulayem as For For Management Director 4 Reelect Yuvraj Narayan as Director For For Management 5 Reelect Deepak Parekh as Director For For Management 6 Reelect Robert Woods as Director For For Management 7 Reelect Mark Russell as Director For For Management 8 Reelect Abdulla Ghobash as Director For For Management 9 Reelect Nadya Kamali as Director For For Management 10 Reelect Mohamed Al Suwaidi as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorize Board to Fix Remuneration of For For Management Auditors 13 Authorize Share Issuance with For For Management Preemptive Rights 14 Authorize Share Repurchase Program For For Management 15 Eliminate Preemptive Rights Pursuant For For Management to Item 13 Above 16 Authorize Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- DP WORLD PLC Ticker: DPW Security ID: M2851K107 Meeting Date: APR 23, 2020 Meeting Type: Court Record Date: MAR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- DP WORLD PLC Ticker: DPW Security ID: M2851K107 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: MAR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Recommended Cash Offer for DP World plc by Port & Free Zone World FZE to be Affected by Means of Scheme of Arrangement -------------------------------------------------------------------------------- DR. LAL PATHLABS LIMITED Ticker: 539524 Security ID: Y2R0AQ143 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rahul Sharma as Director For For Management 4 Elect Somya Satsangi as Director For For Management 5 Elect Archana Lal Erdmann as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- DR. LAL PATHLABS LIMITED Ticker: 539524 Security ID: Y2R0AQ143 Meeting Date: JAN 01, 2020 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Remuneration to For For Management Rahul Sharma as Non-Executive Director -------------------------------------------------------------------------------- DR. PENG TELECOM & MEDIA GROUP CO., LTD. Ticker: 600804 Security ID: Y13067106 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DR. PENG TELECOM & MEDIA GROUP CO., LTD. Ticker: 600804 Security ID: Y13067106 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Articles of Association For For Management 3 Elect Wang Peng as Non-Independent For For Management Director -------------------------------------------------------------------------------- DR. PENG TELECOM & MEDIA GROUP CO., LTD. Ticker: 600804 Security ID: Y13067106 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size and Issue Manner For For Management 2.2 Approve Bond Maturity and Type For For Management 2.3 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.4 Approve Bond Interest Rate and For For Management Determination Method 2.5 Approve Use of Proceeds For For Management 2.6 Approve Guarantee Arrangements For For Management 2.7 Approve Terms of Redemption or Approve For For Management Terms of Sell-Back 2.8 Approve Listing Transfer Arrangement For For Management for Issuing Bonds 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Special Account for Raised For For Management Funds 2.11 Approve Lead Underwriter For For Management 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Provision of Guarantee for Dr. For For Management Peng Holding Hong Kong Limited 5 Approve Provision of Guarantee for For For Management Pacific Light Data Communication Co., Limited -------------------------------------------------------------------------------- DR. PENG TELECOM & MEDIA GROUP CO., LTD. Ticker: 600804 Security ID: Y13067106 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection of the For For Management Wholly-Owned Subsidiary by Debt-to-Equity Swap 2 Elect He Yun as Independent Director For For Management 3 Approve Guarantee Provision Plan For Against Management 4 Approve Asset Transfer For For Management 5 Approve Guarantee Provision by For For Management Controlling Shareholder and Ultimate Controlling Shareholder for the Implementation of the Asset Transfer Agreement 6 Approve the Company is Entrusted to For For Management Operate the Data Center Business 7 Approve Guarantee Provision by For For Management Controlling Shareholder and Ultimate Controlling Shareholder for the Implementation of the Data Center Business Entrusted Operation Agreement 8 Approve Asset Mortgage For For Management -------------------------------------------------------------------------------- DR. PENG TELECOM & MEDIA GROUP CO., LTD. Ticker: 600804 Security ID: Y13067106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision for Impairment For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Use of Idle Own Funds for Cash For For Management Management 9 Approve Application of Financing and For For Management Receipt of Guarantee from Related Parties 10 Approve Guarantee and Related For For Management Authorization 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES LIMITED Ticker: 500124 Security ID: Y21089159 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect G V Prasad as Director For For Management 4 Reelect Sridar Iyengar as Director For For Management 5 Reelect Kalpana Morparia as Director For For Management 6 Elect Leo Puri as Director For For Management 7 Elect Shikha Sharma as Director For For Management 8 Elect Allan Oberman as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES LIMITED Ticker: 500124 Security ID: Y21089159 Meeting Date: JAN 02, 2020 Meeting Type: Court Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation and For For Management Arrangement -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES LIMITED Ticker: 500124 Security ID: 256135203 Meeting Date: JAN 02, 2020 Meeting Type: Court Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation and For For Management Arrangement -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES LTD. Ticker: 500124 Security ID: 256135203 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUN 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect G V Prasad as Director For For Management 4 Reelect Sridar Iyengar as Director For For Management 5 Reelect Kalpana Morparia as Director For For Management 6 Elect Leo Puri as Director For For Management 7 Elect Shikha Sharma as Director For For Management 8 Elect Allan Oberman as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- DRAKE & SCULL INTERNATIONAL LLC Ticker: DSI Security ID: M2852F107 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Rashid Al Falassi as Director For Against Management 1.2 Elect Khaleefa Al Rumeithi as Director For For Management 1.3 Elect Ahmed Belhoul as Director For For Management 1.4 Elect Mohammed Najeeb as Director For For Management 2 Inform Assembly About the Latest For For Management Updates in Regards to the Investigation Against the Previous Executive Management 3 Amend Article 41 of Bylaws Re: General For For Management Assembly Invitation -------------------------------------------------------------------------------- DRAKE & SCULL INTERNATIONAL LLC Ticker: DSI Security ID: M2852F107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For Against Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For Against Management 2019 5 Approve Discharge of Auditors for FY For For Management 2019 6 Ratify Auditors and Fix Their For For Management Remuneration 7 Notify Shareholders About the Latest For For Management Development in the Investigation Conducted on the Previous Executive Management 8 Notify Shareholders of the Latest For For Management Development Related to the Restructuring Plan 9 Approve Board Proposal With the Aim of For For Management Working to Improve Company's Liquidity and Give All the Necessary Authorities -------------------------------------------------------------------------------- DRB-HICOM BERHAD Ticker: 1619 Security ID: Y21077113 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For For Management 2 Elect Ibrahim Taib as Director For For Management 3 Elect Idris Abdullah @ Das Murthy as For For Management Director 4 Elect Ooi Teik Huat as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Directors' Benefits For For Management 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Ooi Teik Huat to Continue For For Management Office as Independent Director 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Adopt New Constitution For For Management -------------------------------------------------------------------------------- DRDGOLD LTD. Ticker: DRD Security ID: S22362107 Meeting Date: DEC 02, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint KPMG Inc as Auditors of the For For Management Company with Riegert Stoltz as the Designated External Audit Partner 2 Elect Prudence Lebina as Director For For Management 3 Re-elect Geoffrey Campbell as Director For For Management 4 Re-elect Edmund Jeneker as Director For For Management 5 Re-elect Riaan Davel as Director For For Management 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Re-elect Johan Holtzhausen as Chairman For For Management of the Audit and Risk Committee 7.2 Elect Jean Nel as Member of the Audit For For Management and Risk Committee 7.3 Elect Prudence Lebina as Member of the For For Management Audit and Risk Committee 8 Approve Remuneration Policy For For Management 9 Approve Implementation Report For For Management 10 Authorise Ratification of Approved For For Management Resolutions 11 Approve Long-Term Incentive Scheme For For Management 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Approve Non-executive Directors' For For Management Remuneration -------------------------------------------------------------------------------- DUBAI FINANCIAL MARKET PJSC Ticker: DFM Security ID: M28814107 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Elect Supervisory Board Members For For Management (Bundled) 6 Approve Dividends Representing 2.5 For For Management Percent of Share Capital 7 Approve Remuneration of Directors For For Management 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Discharge of Auditors for FY For For Management 2019 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 11 Elect Directors (Bundled) For Against Management 12 Approve Related Party Transactions For Against Management 13 Amend Articles of Bylaws For For Management -------------------------------------------------------------------------------- DUBAI INVESTMENTS PJSC Ticker: DIC Security ID: M2888H101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends of AED 0.10 per For For Management Share for FY 2019 5 Approve Remuneration of Directors For For Management 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Allow Chairman and Directors to Engage For For Management in Commercial Transactions with Competitors 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 10 Elect Directors (Bundled) For Against Management 11 Amend Article 60 of Bylaws by Deleting For For Management Item b and c Re: Distribution of Profits -------------------------------------------------------------------------------- DUBAI ISLAMIC BANK PJSC Ticker: DIB Security ID: M2888J107 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Noor Bank PJSC For For Management 2 Authorize Board to Finalize Terms and For For Management Conditions of the Capital Increase and the Sale and Purchase Agreement 3 Approve Increase in Share Capital in For For Management Connection with Acquisition 4 Amend Articles to Reflect Changes in For For Management Capital 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- DUBAI ISLAMIC BANK PJSC Ticker: DIB Security ID: M2888J107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Approve Dividends Representing 35 For For Management Percent of Share Capital 6 Approve Remuneration of Directors For For Management 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Discharge of Auditors for FY For For Management 2019 9 Elect Sharia Supervisory Board Members For For Management (Bundled) for FY 2020 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 11 Elect Directors (Bundled) For Against Management 12 Authorize Issuance of Non Convertible For For Management Bonds/Sukuk Up to USD 7.5 Billion 13 Authorize Issuance of Tier 1 Sukuk For For Management Program Up to USD 1.5 Billion 14 Authorize Issuance of Tier 2 Sukuk For For Management Program Up to USD 1.5 Billion 15.1 Approve Stock Ownership Limitations For For Management Re: Foreign Ownership Limits 15.2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- DUOLUN TECHNOLOGY CORP. LTD. Ticker: 603528 Security ID: Y62043107 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- DUOLUN TECHNOLOGY CORP. LTD. Ticker: 603528 Security ID: Y62043107 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Repurchase and Cancellation of For For Management Performance Shares for the Reduction of Registered Capital 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DUOLUN TECHNOLOGY CORP. LTD. Ticker: 603528 Security ID: Y62043107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For Against Management Financial Budget 6 Approve Allocation of Income and For For Management Dividends 7 Approve to Appoint Auditor For For Management 8 Elect Zhang Tiemin as Non-independent For For Shareholder Director 9 Approve Raised Funds Investment Project For For Management 10 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 11.1 Approve Issue Type For For Management 11.2 Approve Issue Scale For For Management 11.3 Approve Par Value and Issue Price For For Management 11.4 Approve Bond Period For For Management 11.5 Approve Bond Interest Rate For For Management 11.6 Approve Term and Method of Debt Service For For Management 11.7 Approve Conversion Period For For Management 11.8 Approve Determination of Number of For For Management Conversion Shares 11.9 Approve Determination and Adjustment For For Management to Conversion Price 11.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 11.11 Approve Terms of Redemption For For Management 11.12 Approve Terms of Sell-Back For For Management 11.13 Approve Dividend Distribution Post For For Management Conversion 11.14 Approve Issue Manner and Target Parties For For Management 11.15 Approve Placement Arrangement to For For Management Shareholders 11.16 Approve Matters Related to Bondholders For For Management Meeting 11.17 Approve Usage of Raised Funds For For Management 11.18 Approve Guarantee Matters For For Management 11.19 Approve Raised Funds Management and For For Management Deposit Account 11.20 Approve Resolution Validity Period For For Management 12 Approve Plan on Convertible Bond For For Management Issuance 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Commitment Regarding For For Management Counter-dilution Measures 17 Approve Formulate Rules for For For Management Bondholders Meeting 18 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- DUOLUN TECHNOLOGY CORP. LTD. Ticker: 603528 Security ID: Y62043107 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination and Change and For For Management Extension of Raised Funds Investment Project 2 Approve Use of Raised Funds to For For Management Increase Capital of Wholly-owned Subsidiary and Set-up a New Fund Raising Account -------------------------------------------------------------------------------- DUR HOSPITALITY CO. Ticker: 4010 Security ID: M8235P100 Meeting Date: APR 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Approve Dividends of SAR 0.50 for FY For For Management 2019 5 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 6 Approve Related Party Transactions For Against Management 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 8 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2019 9 Allow Directors to Be Involved with For For Management Other Companies Re: Fahd Al Qassim -------------------------------------------------------------------------------- DURATEX SA Ticker: DTEX3 Security ID: P3593G146 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers For For Management Auditores Independentes as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement for Partial Spin-Off For For Management of Duratex Florestal Ltda. 4 Approve Partial Spin-Off of Duratex For For Management Florestal Ltda. and Absorption of Spun-Off Assets without Capital Increase 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Approve Minutes of Meeting Summary For For Management 7 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- DURATEX SA Ticker: DTEX3 Security ID: P3593G146 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Eight For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alfredo Egydio Arruda Villela Filho as Director and Ana Lucia de Mattos Barretto Villela as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Alfredo Egydio Setubal as Director and Paula Lucas Setubal as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Seibel as Director and Andrea Laserna Seibel as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Juliana Rozenbaum Munemori as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Raul Calfat as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Egydio Setubal as Director and Paula Lucas Setubal as Alternate 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodolfo Villela Marino as Director and Ana Lucia de Mattos Barretto Villela as Alternate 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Salo Davi Seibel as Director and Andrea Laserna Seibel as Alternate 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Elect Director Appointed by Minority None Abstain Shareholder Shareholder 11 Approve Remuneration of Company's For For Management Management 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 Approve Minutes of Meeting Summary For For Management 14 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- DURATEX SA Ticker: DTEX3 Security ID: P3593G146 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 24 For For Management 2 Consolidate Bylaws For For Management 3 Amend Long-Term Incentive Plan For For Management 4 Approve Minutes of Meeting Summary For For Management 5 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- DUZHE PUBLISHING & MEDIA CO., LTD. Ticker: 603999 Security ID: Y2R0F9104 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Yongsheng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DUZHE PUBLISHING & MEDIA CO., LTD. Ticker: 603999 Security ID: Y2R0F9104 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Internal Control For For Management Auditor 2.1 Elect Liu Yongsheng as Non-independent For For Shareholder Director 2.2 Elect Zhao Jinyun as Non-independent For For Shareholder Director 2.3 Elect Fu Kangnian as Non-independent For For Shareholder Director 2.4 Elect Li Shujun as Non-independent For For Shareholder Director 2.5 Elect Ning Hui as Non-independent For For Shareholder Director 2.6 Elect Li Guodong as Non-independent For For Shareholder Director 3.1 Elect Lv Yimin as Independent Director For For Management 3.2 Elect Wang Zhicheng as Independent For For Management Director 3.3 Elect Zhao Xinmin as Independent For For Management Director 4.1 Elect Liu Xiaoyu as Supervisor For For Shareholder 4.2 Elect Zhao Rujun as Supervisor For For Shareholder 4.3 Elect Xu Zhongxian as Supervisor For For Shareholder -------------------------------------------------------------------------------- DUZHE PUBLISHING & MEDIA CO., LTD. Ticker: 603999 Security ID: Y2R0F9104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Related Party Transaction For For Management 8 Approve Use of Funds for Cash For For Management Management 9 Approve Credit Line Application For For Management 10 Approve Amendments to Articles of For For Management Association 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Completion of Raised Funds For For Management Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- DXB ENTERTAINMENTS PJSC Ticker: DXBE Security ID: M2888V100 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2109 4 Approve Remuneration of Directors For Against Management 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Discharge of Auditors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Approve Continuation of Company and For For Management Approve Treatment of Accumulated Loss Plan -------------------------------------------------------------------------------- DYNAMIC ELECTRONICS CO. LTD. Ticker: 6251 Security ID: Y2185L109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Articles of Association For For Management 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties 6.1 Elect a Representative of HONG LI For Against Management Investment Co Ltd with SHAREHOLDER NO. 00036180, as Non-Independent Director -------------------------------------------------------------------------------- DYNAPACK INTERNATIONAL TECHNOLOGY CORP. Ticker: 3211 Security ID: Y2185V107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Rename and Amendment to Rules For For Management and Procedures for Election of Directors and Supervisors 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 7 Amend Trading Procedures Governing For For Management Derivatives Products 8 Amend Procedures for Lending Funds to For For Management Other Parties 9 Amend Procedures for Endorsement and For For Management Guarantees 10.1 Elect ZHONG TSUNG MING, with For For Management SHAREHOLDER NO.4 as Non-independent Director 10.2 Elect YANG CHAO MIN, with SHAREHOLDER For For Management NO.271 as Non-independent Director 10.3 Elect HSU CHU CHING, with SHAREHOLDER For For Management NO.263 as Non-independent Director 10.4 Elect a Representative of HUA LONG For Against Management FINANCIAL CONSULTING CO., LTD, with SHAREHOLDER NO.289 as Non-independent Director 10.5 Elect a Representative of LU LIAO KENG For Against Management CO., LTD, with SHAREHOLDER NO.98274 as Non-independent Director 10.6 Elect WANG TSUN YI,SHAREHOLDER NO. For For Management R101196XXX as Independent Director 10.7 Elect TSAI HUI MING, with SHAREHOLDER For For Management NO.A110856XXX as Independent Director 10.8 Elect HSIEH HAN PING, with SHAREHOLDER For For Management NO.B100613XXX as Independent Director 10.9 Elect TSAI LIEN JIN, with SHAREHOLDER For For Management NO.7 as Independent Director 11 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- DYNASTY CERAMIC PUBLIC COMPANY LIMITED Ticker: DCC Security ID: Y2185G159 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Acquisition of RCI's Business For For Management through the Voluntary Tender Offer for All the Securities of the Business 3 Other Business For Against Management -------------------------------------------------------------------------------- E INK HOLDINGS, INC. Ticker: 8069 Security ID: Y2266Z100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Johnson Lee, a Representative of For For Management Aidatek Electronics Inc, with SHAREHOLDER NO.6640, as Non-independent Director 4.2 Elect S C Ho, a Representative of For For Management Aidatek Electronics Inc, with SHAREHOLDER NO.6640, as Non-independent Director 4.3 Elect Felix Ho, a Representative of For For Management Aidatek Electronics Inc, with SHAREHOLDER NO.6640, as Non-independent Director 4.4 Elect FY Gan, a Representative of Shin For For Management Yi Enterprise Co Ltd, with SHAREHOLDER NO.2, as Non-independent Director 4.5 Elect CC Tsai, a Representative of For For Management Shin Yi Enterprise Co Ltd, with SHAREHOLDER NO.2, as Non-independent Director 4.6 Elect Luke Chen, a Representative of For For Management Shin Yi Enterprise Co Ltd, with SHAREHOLDER NO.2, as Non-independent Director 4.7 Elect Po Young Chu, with SHAREHOLDER For For Management NO.A104295xxx as Independent Director 4.8 Elect Donald Chang, with SHAREHOLDER For For Management NO.T100397xxx as Independent Director 4.9 Elect Shi Chern Yen, with SHAREHOLDER For For Management NO.Q100672xxx as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- E-HOUSE (CHINA) ENTERPRISE HOLDINGS LIMITED Ticker: 2048 Security ID: G2955A101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Li-Lan as Director For For Management 3b Elect Ding Zuyu as Director For For Management 3c Elect Wang Liqun as Director For Against Management 3d Elect Li Jin as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- E-HOUSE (CHINA) ENTERPRISE HOLDINGS LIMITED Ticker: 2048 Security ID: G2955A101 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Country Garden Revision For For Management Agreement of the Annual Caps Under the Country Garden Agency Framework Agreement 2 Approve Vanke Revision Agreement of For For Management the Annual Cap Under the Vanke Agency Framework Agreement 3 Authorize Board to Deal With All For For Management Matters in Relation to Country Garden Revision Agreement and Vanke Revision Agreement -------------------------------------------------------------------------------- E-TON SOLAR TECH. CO., LTD. Ticker: 3452 Security ID: Y2347F123 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Amendment to Rules and For For Management Procedures for Election of Directors 3 Approve Company Dissolution For For Management 4 Approve Disposal of Company's Assets For For Management 5 Approve Delisting Company's For For Management Registration from Public Offering 6.1 Elect Supervisor No. 1 For Against Management 7 Approve Appointment of Liquidator For Against Management 8 Approve Remuneration of Supervisor For Against Management 9 Approve Remuneration of Liquidator For Against Management -------------------------------------------------------------------------------- E-TON SOLAR TECH. CO., LTD. Ticker: 025977297 Security ID: Y2347F123 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For Did Not Vote Management 2 Approve Financial Statements and For Did Not Vote Management Property Inventory as of the Date of Dissolution 3 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- E.SUN FINANCIAL HOLDING CO., LTD. Ticker: 2884 Security ID: Y23469102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Capitalization of Profit and For For Management Employee Bonuses 4 Amend Trading Procedures Governing For For Management Derivatives Products 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect YUNG-JEN HUANG, a Representative For For Management of E.SUN VOLUNTEER AND SOCIAL WELFARE FOUNDATION, with SHAREHOLDER NO.65813, as Non-Independent Director 6.2 Elect JOSEPH N.C. HUANG, a For For Management Representative of E.SUN FOUNDATION, with SHAREHOLDER NO.1, as Non-Independent Director 6.3 Elect JACKSON MAI, a Representative of For For Management HSIN TUNG YANG CO., LTD., with SHAREHOLDER NO.8, as Non-Independent Director 6.4 Elect RON-CHU CHEN, a Representative For For Management of FU-YUAN INVESTMENT CO.,LTD., with SHAREHOLDER NO.123662, as Non-Independent Director 6.5 Elect CHIEN-LI WU, a Representative of For For Management SHANG LI CAR CO.,LTD., with SHAREHOLDER NO.16557, as Non-Independent Director 6.6 Elect MAGI CHEN, with SHAREHOLDER NO. For For Management 3515, as Non-Independent Director 6.7 Elect MAO-CHIN CHEN, with SHAREHOLDER For For Management NO.3215, as Non-Independent Director 6.8 Elect RYH-YAN CHANG, with SHAREHOLDER For For Management NO.P101381XXX, as Independent Director 6.9 Elect CHUN-YAO HUANG, with SHAREHOLDER For For Management NO.D120004XXX, as Independent Director 6.10 Elect YING-HSIN TSAI, with SHAREHOLDER For For Management NO.B220080XXX, as Independent Director 6.11 Elect HUNG-CHANG CHIU, with For For Management SHAREHOLDER NO.A123163XXX, as Independent Director 6.12 Elect RUEY-LIN HSIAO, with SHAREHOLDER For For Management NO.A120288XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- EAST CHINA ENGINEERING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002140 Security ID: Y2212E102 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PPP Project Contract For For Management 2 Approve Resignation of Chen Lin as For For Management Non-Independent Director -------------------------------------------------------------------------------- EAST CHINA ENGINEERING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002140 Security ID: Y2212E102 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ding Yong as Non-Independent For For Management Director 1.2 Elect Wang Jinlan as Non-Independent For For Management Director 2 Elect Zhang Huijin as Supervisor For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Approve Signing of EPC Project For For Management Agreement -------------------------------------------------------------------------------- EAST CHINA ENGINEERING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002140 Security ID: Y2212E102 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Shares Incentive For For Management Plan Draft and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- EAST CHINA ENGINEERING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002140 Security ID: Y2212E102 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 7 Approve Credit Line Bank Application For For Management 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope and For For Management Amendments to Articles of Association 2 Approve External Investment and For For Management Acceptance of Related Party Guarantee -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Associate Company 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment by Controlling Shareholders and Ultimate Controlling Shareholder in Connection to Locked Shares 2 Approve Related-party Transaction in For For Management Connection to Debt Transfer 3 Approve Borrowings from Controlling For For Management Shareholder and Related-party Transaction 4 Approve Termination of Issuance of For For Management Preferred Shares 5 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Period For For Management 2.3 Approve Issue Price and Pricing Manner For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Target Parties For For Management 2.6 Approve Restricted Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Provision of Repurchase For For Management Guarantee -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Comprehensive Credit Line For For Management Application 6 Approve Use of Own Funds to Purchase For For Management Financial Products 7 Approve Related Party Guarantee For For Management Acceptance and Related Party Transactions 8 Approve Loan from Shareholder and For For Management Related Party Transactions 9.1 Approve Remuneration of Chairman He Jia For For Management 9.2 Approve Remuneration of Director and For For Management Vice President Xu Haibo 9.3 Approve Remuneration of Director and For For Management Vice President Yu Wei 9.4 Approve Remuneration of Director Dai For For Management Baofeng 9.5 Approve Allowance of Independent For For Management Director Gao Xianglin 9.6 Approve Allowance of Independent For For Management Director Wei Long 9.7 Approve Allowance of Independent For For Management Director Zhou Runshu 10 Approve Appointment of Auditor For For Management 11 Approve Report of the Board of For For Management Supervisors 12 Approve Remuneration of Supervisors For For Management 13 Approve Repurchase and Cancellation of For For Shareholder Performance Shares 14 Amend Articles of Association For For Shareholder 15 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Financial Leasing Business and For For Management Provision of Its Guarantee -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Amend Working System for Independent For For Management Directors 3 Amend External Guarantee Management For For Management Method 4 Amend External Investment Management For For Management System 5 Amend Related Party Transaction For For Management Decision-making System -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5.1 Elect Qi Shi as Non-independent For For Management Director 5.2 Elect Chen Kai as Non-independent For For Management Director 5.3 Elect Shi Jia as Non-independent For For Management Director 5.4 Elect Lu Wei as Non-independent For For Management Director 6.1 Elect Chen Gui as Independent Director For For Management 6.2 Elect Xia Lijun as Independent Director For For Management 7.1 Elect Bao Yiqing as Supervisor For For Management 7.2 Elect Huang Liming as Supervisor For For Management -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Capitalization of Capital For For Management Reserves and Profit Distribution 7 Approve Formulation of Shareholder For For Management Dividend Return Plan 8 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- EASTCOMPEACE TECHNOLOGY CO., LTD. Ticker: 002017 Security ID: Y98923116 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- EASTCOMPEACE TECHNOLOGY CO., LTD. Ticker: 002017 Security ID: Y98923116 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of Raised Funds For For Management Investment Project and Adjust the Internal Capital Investment Plan of Partial Fundraising Projects 2 Approve to Appoint Auditor For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- EASTCOMPEACE TECHNOLOGY CO., LTD. Ticker: 002017 Security ID: Y98923116 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xin Yang as Independent Director For For Management -------------------------------------------------------------------------------- EASTCOMPEACE TECHNOLOGY CO., LTD. Ticker: 002017 Security ID: Y98923116 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves -------------------------------------------------------------------------------- EASTERN CO. (EGYPT) Ticker: EAST Security ID: M2932V106 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2019 5 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 6 Approve Remuneration of Directors For Did Not Vote Management 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 8 Approve Composition of the Board For Did Not Vote Management 9 Approve Related Party Transactions For Did Not Vote Management 10 Approve Charitable Donations for FY For Did Not Vote Management 2020 -------------------------------------------------------------------------------- EASTERN COMMUNICATIONS CO., LTD. Ticker: 900941 Security ID: Y2096S110 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- EASTERN COMMUNICATIONS CO., LTD. Ticker: 900941 Security ID: Y2096S102 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- EASTERN COMMUNICATIONS CO., LTD. Ticker: 900941 Security ID: Y2096S110 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6.1 Elect Liang Yu as Non-Independent For For Shareholder Director 6.2 Elect Fu Ruolin as Non-Independent For For Shareholder Director 7.1 Elect Li Tong as Supervisor For For Management -------------------------------------------------------------------------------- EASTERN COMMUNICATIONS CO., LTD. Ticker: 900941 Security ID: Y2096S102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6.1 Elect Liang Yu as Non-Independent For For Shareholder Director 6.2 Elect Fu Ruolin as Non-Independent For For Shareholder Director 7.1 Elect Li Tong as Supervisor For For Management -------------------------------------------------------------------------------- EASTERN PIONEER DRIVING SCHOOL CO., LTD. Ticker: 603377 Security ID: Y209GA100 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Termination of Fund Merger and For For Management Acquisition Plan 4 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- EASTERN PIONEER DRIVING SCHOOL CO., LTD. Ticker: 603377 Security ID: Y209GA100 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- EASTERN PIONEER DRIVING SCHOOL CO., LTD. Ticker: 603377 Security ID: Y209GA100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- EASTERN PIONEER DRIVING SCHOOL CO., LTD. Ticker: 603377 Security ID: Y209GA100 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment of Controlling Shareholder, Ultimate Controlling Shareholder and Directors 2 Approve Extension of Resolution For For Management Validity Period and Authorization of the Board on Convertible Bond Issuance -------------------------------------------------------------------------------- EASTERN PIONEER DRIVING SCHOOL CO., LTD. Ticker: 603377 Security ID: Y209GA100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Application of Comprehensive For For Management Bank Credit Lines 8 Approve Guarantee Provision Plan For For Management 9 Approve Termination of Raised Funds For For Management Investment Project and Use Remaining Raised Funds to Replenish Working Capital 10 Approve Appointment of Auditor For For Management 11 Approve Proposal on Performance For For Management Commitment Compensation of Subsidiary 12 Approve Amendments to Articles of For For Management Association 13 Approve Equity Transfer For For Shareholder 14.1 Elect Xu Xiong as Non-independent For For Shareholder Director 14.2 Elect Yan Wenhui as Non-independent For For Shareholder Director 14.3 Elect Sun Xiang as Non-independent For For Shareholder Director 14.4 Elect Wang Hongyu as Non-independent For For Shareholder Director 14.5 Elect Liu Di as Non-independent For For Shareholder Director 14.6 Elect Li Yixiu as Non-independent For For Shareholder Director 15.1 Elect Bi Qiang as Independent Director For For Shareholder 15.2 Elect Su Yang as Independent Director For For Shareholder 15.3 Elect Zhou Shihong as Independent For For Shareholder Director 16.1 Elect Shi Liying as Supervisor For For Management 16.2 Elect Peng Huiyong as Supervisor For For Management 16.3 Elect Sun Shengyi as Supervisor For For Management -------------------------------------------------------------------------------- EASTERN PROVINCE CEMENT CO. Ticker: 3080 Security ID: M2R25J102 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Dividends of SAR 1.50 per For For Management Share for FY 2019 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 7 Approve Related Party Transactions Re: For For Management Arabian Yemen Cement Co. Ltd. 8 Approve Remuneration of Directors of For For Management SAR 1,600,000 for FY 2019 9 Elect Waleed Al Jaafari as Director For For Management 10 Increase size of Audit Committee from For For Management 4 to 5 and Elect Waleed Al Jaafari as Member of Audit Committee 11 Amend Article 19 of Bylaws Re: Company For For Management Management 12 Amend Article 30 of Bylaws Re: General For For Management Meetings Invitation 13 Amend Article 45 of Bylaws Re: Audit For For Management Committee reports 14 Amend Article 47 of Bylaws Re: For For Management Financial Statements -------------------------------------------------------------------------------- EASTONE CENTURY TECHNOLOGY CO., LTD. Ticker: 300310 Security ID: Y2925G105 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- EASTONE CENTURY TECHNOLOGY CO., LTD. Ticker: 300310 Security ID: Y2925G105 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2 Approve Use of Idle Own Funds to For For Management Conduct Cash Management 3.1 Elect Zhong Feipeng as Non-Independent For For Management Director 3.2 Elect Tong Wenwei as Non-Independent For For Management Director 3.3 Elect Shi Yazhou as Non-Independent For For Management Director 3.4 Elect Wu Weisheng as Non-Independent For For Management Director 3.5 Elect Guo Hanpeng as Non-Independent For For Management Director 3.6 Elect Sun Jianjun as Non-Independent For For Management Director 4.1 Elect Li Hongbin as Independent For For Management Director 4.2 Elect Luo Le as Independent Director For For Management 4.3 Elect Xu Lihua as Independent Director For For Management 5.1 Elect Huang Gezhen as Supervisor For For Shareholder 5.2 Elect Jiang Minjian as Supervisor For For Shareholder -------------------------------------------------------------------------------- EASTONE CENTURY TECHNOLOGY CO., LTD. Ticker: 300310 Security ID: Y2925G105 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- EASTONE CENTURY TECHNOLOGY CO., LTD. Ticker: 300310 Security ID: Y2925G105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of 100% Equity For For Management -------------------------------------------------------------------------------- EASTONE CENTURY TECHNOLOGY CO., LTD. Ticker: 300310 Security ID: Y2925G105 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- EASTONE CENTURY TECHNOLOGY CO., LTD. Ticker: 300310 Security ID: Y2925G105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply Chain Asset For For Management Securitization (ABS) 2 Elect Luo Yin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Targeted Financing For For Management Plans and Guarantee Provision by Controlling Shareholder -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision to For For Management Subsidiary 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Corporate Bond Issuance For For Management -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve No Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve External Guarantee For For Management 8 Approve Related Party Transaction For For Management 9 Approve Comprehensive Credit Line For For Management Application 10 Approve Use of Funds for Cash For For Management Management 11 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- ECLAT TEXTILE CO., LTD. Ticker: 1476 Security ID: Y2237Y109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- ECLERX SERVICES LIMITED Ticker: 532927 Security ID: Y22385101 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Anjan Malik as Director For For Management 4 Approve S.R. Batliboi & Associates For For Management LLP, Chartered Accountants, Mumbai as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Payment of Remuneration by Way For For Management of Commission to Non-Executive Independent Directors 6 Approve Reappointment and Remuneration For For Management of PD Mundhra as Whole-Time Director -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: 279158109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Elect Chairman of Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Elect Meeting Approval Committee For For Management 8 Approve Reallocation of Occasional For For Management Reserves 9 Approve Dividends Charged to For For Management Occasional Reserves -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: P3661P101 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Elect Chairman of Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Elect Meeting Approval Committee For For Management 8 Approve Reallocation of Occasional For For Management Reserves 9 Approve Dividends Charged to For For Management Occasional Reserves -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: 279158109 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Amend Regulations on General Meetings For Against Management 6 Elect Chairman of Meeting For For Management 7 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 8 Elect Meeting Approval Committee For For Management 9 Present Board of Directors' Report, None None Management CEO's Evaluation and Compliance with the Corporate Governance Code 10 Present Board of Directors and None None Management Chairman's Report 11 Present Individual and Consolidated None None Management Financial Statements 12 Present Auditor's Report None None Management 13 Approve Management Reports For For Management 14 Approve Individual and Consolidated For For Management Financial Statements 15 Approve Allocation of Income For For Management 16 Amend Bylaws For For Management 17 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: P3661P101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Amend Regulations on General Meetings For Against Management 6 Elect Chairman of Meeting For For Management 7 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 8 Elect Meeting Approval Committee For For Management 9 Present Board of Directors' Report, None None Management CEO's Evaluation and Compliance with the Corporate Governance Code 10 Present Board of Directors and None None Management Chairman's Report 11 Present Individual and Consolidated None None Management Financial Statements 12 Present Auditor's Report None None Management 13 Approve Management Reports For For Management 14 Approve Individual and Consolidated For For Management Financial Statements 15 Approve Allocation of Income For For Management 16 Amend Bylaws For For Management 17 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA Ticker: ECOR3 Security ID: P3661R107 Meeting Date: SEP 13, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Directors and Alternate For For Management 3 Ratify Contracts between Company and For Against Management Former Administrators Re: Collaboration Program with Brazilian Public Authorities -------------------------------------------------------------------------------- ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA Ticker: ECOR3 Security ID: P3661R107 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Fix Number of Directors at Nine For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Marco Antonio Cassou as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Cesar Beltrao de Almeida as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Alberto Gomes Bernacchio as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Beniamino Gavio as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Alberto Rubegni as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Juan Angoitia Grijalba as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Jorge Alberto Fergie Corser as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Bisordi de Oliveira Lima as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Eros Gradowski Junior as Alternate Director 8.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Umberto Tosoni as Alternate Director 8.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Miguel Dias da Silva Santos as Alternate Director 9 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Remuneration of Company's For Against Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ECOVACS ROBOTICS CO., LTD. Ticker: 603486 Security ID: Y2234K102 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For Against Management Lines 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 7 Approve Methods to Assess the For For Management Performance of Plan Participants 8 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Shares Incentive Plan -------------------------------------------------------------------------------- ECOVACS ROBOTICS CO., LTD. Ticker: 603486 Security ID: Y2234K102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Provision of Guarantee For For Management 9 Approve Application of Bank Credit For For Management Lines 10.1 Elect Qin Jie as Supervisor For For Management -------------------------------------------------------------------------------- EDELWEISS FINANCIAL SERVICES LIMITED Ticker: 532922 Security ID: Y22490208 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rashesh Shah as Director For For Management 4 Reelect Venkatchalam Ramaswamy as For For Management Director 5 Elect Ashok Kini as Director For For Management 6 Elect Ashima Goyal as Director For For Management 7 Elect Anita M. George as Director For For Management 8 Approve Reappointment and Remuneration For For Management of Himanshu Kaji as Executive Director -------------------------------------------------------------------------------- EDELWEISS FINANCIAL SERVICES LIMITED Ticker: 532922 Security ID: Y22490208 Meeting Date: JUN 21, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Limits of Loans, For For Management Guarantees, Securities and/or Investments to Other Body Corporate 2 Approve For Against Management Divestment/Pledge/Dilution/Disposal of Company's Investment(s)/Asset(s)/Undertaking(s) -------------------------------------------------------------------------------- EDIFIER TECHNOLOGY CO. LTD. Ticker: 002351 Security ID: Y2249H102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Use of Own Idle Funds to For For Management Invest in Financial Products 9 Approve Use of Own Idle Funds for For For Management Venture Capital 10 Approve Adjustment to Repurchase Price For For Management of Performance Shares and Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- EDP ENERGIAS DO BRASIL SA Ticker: ENBR3 Security ID: P3769R108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Capital Budget For For Management 4 Fix Number of Directors at Eight For For Management 5 Approve Remuneration of Company's For For Management Management 6 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 7 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Elect Directors For Against Management 10 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 11 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 12.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Luis Guerra Nunes Mexia as Director 12.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Miguel Nuno Simoes Nunes Ferreira Setas as Director 12.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Miguel Stilwell de Andrade as Director 12.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Manuel Verissimo Marques da Cruz as Director 12.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Sampaio Malan as Independent Director 12.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Carlos Coutinho Pitella as Independent Director 12.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Modesto Souza Barros Carvalhosa as Independent Director 12.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Juliana Rozenbaum Munemori as Independent Director -------------------------------------------------------------------------------- EDP ENERGIAS DO BRASIL SA Ticker: ENBR3 Security ID: P3769R108 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management Without Issuance of Shares and Amend Article 5 Accordingly 2 Amend Articles For For Management 3 Consolidate Bylaws For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EGE ENDUSTRI VE TICARET AS Ticker: EGEEN Security ID: M3057F108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Reports For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 8 Receive Information on Donations Made For Against Management in 2019 and Approve Upper Limit of Donations for 2020 9 Elect Directors For For Management 10 Ratify External Auditors For For Management 11 Receive Information on Remuneration None None Management Policy 12 Receive Information on Related Party None None Management Transactions 13 Authorize Board to Distribute Advance For For Management Dividends 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Markets Board Corporate Governance Principles 16 Close Meeting None None Management -------------------------------------------------------------------------------- EGING PHOTOVOLTAIC TECHNOLOGY CO., LTD. Ticker: 600537 Security ID: Y9892A102 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- EGING PHOTOVOLTAIC TECHNOLOGY CO., LTD. Ticker: 600537 Security ID: Y9892A102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Remuneration of Directors For Against Management Other Than Independent Directors 8 Approve Allowance of Independent For Against Management Directors 9 Approve Remuneration of Supervisors For Against Management -------------------------------------------------------------------------------- EGING PHOTOVOLTAIC TECHNOLOGY CO., LTD. Ticker: 600537 Security ID: Y9892A102 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- EGIS TECHNOLOGY, INC. Ticker: 6462 Security ID: Y2R53R106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect LO, SEN CHOU with SHAREHOLDER NO. For For Management 0000435 as Non-Independent Director 5.2 Elect YU, MING TO with SHAREHOLDER NO. For For Management 0035386 as Non-Independent Director 5.3 Elect SHIH, CHEN JUNG with SHAREHOLDER For For Management NO.N100407XXX as Non-Independent Director 5.4 Elect RO, SHIH-HAO with SHAREHOLDER NO. For For Management 0003565 as Non-Independent Director 5.5 Elect LIN, GONG-YI, a Representative For For Management of HEADWAY CAPITAL LIMITED with SHAREHOLDER NO.0000005, as Non-Independent Director 5.6 Elect LIU, DING-JEN, a Representative For For Management of HEADWAY CAPITAL LIMITED with SHAREHOLDER NO.0000005, as Non-Independent Director 5.7 Elect WENG, MING-JENG with SHAREHOLDER For For Management NO.0002571 as Independent Director 5.8 Elect HUANG, TA-LUN with SHAREHOLDER For For Management NO.A121556XXX as Independent Director 5.9 Elect CHEN, LAI-JUH with SHAREHOLDER For For Management NO.A121498XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- EGLS CO., LTD. Ticker: 002619 Security ID: Y988BM108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Amend Management System of External For For Management Investments -------------------------------------------------------------------------------- EGYPT KUWAIT HOLDING CO. SAE Ticker: EKHO Security ID: M3400B101 Meeting Date: MAR 28, 2020 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations and Corporate Governance Report for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Standalone and Consolidated For Did Not Vote Management Financial Statements for FY 2019 4 Approve Dividends of USD 0.06 per For Did Not Vote Management Share for FY 2019 5 Approve Discharge of Directors for FY For Did Not Vote Management 2019 6 Approve Sitting Fees and Travel For Did Not Vote Management Allowances of Directors for FY 2020 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 8 Approve Charitable Donations for FY For Did Not Vote Management 2020 1 Amend Article 4 of Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- EGYPTIAN FINANCIAL GROUP-HERMES HOLDING CO. Ticker: HRHO Security ID: M3047P109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FTY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Corporate Governance Report For Did Not Vote Management for FY 2019 5 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 6 Elect Directors (Cumulative Voting) For Did Not Vote Management 7 Approve Remuneration of Non-Executive For Did Not Vote Management Directors for FY 2019 and Fix Directors Remuneration, Sitting Fees and Travelling Allowances for FY 2020 8 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 9 Approve Charitable Donations for FY For Did Not Vote Management 2019 and Above EGP 1000 for FY 2020 -------------------------------------------------------------------------------- EICHER MOTORS LIMITED Ticker: 505200 Security ID: Y2251M114 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Siddhartha Lal as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Vinod Kumar Dasari as Director For Against Management and Approve Appointment and Remuneration of Vinod Kumar Dasari as Whole-time Director 6 Elect Inder Mohan Singh as Director For For Management 7 Elect Vinod Kumar Aggarwal as Director For For Management 8 Approve Commission to Non-Executive For For Management Directors 9 Approve Payment of Remuneration to S. For For Management Sandilya as Chairman (Non-Executive and Independent Director) 10 Approve Eicher Motors Limited's For For Management Restricted Stock Unit Plan 2019 11 Approve Extension of Benefits of For For Management Eicher Motors Limited's Restricted Stock Unit Plan 2019 to the Employees of Subsidiary Companies -------------------------------------------------------------------------------- EIH LIMITED Ticker: 500840 Security ID: Y2233X154 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Nita Mukesh Ambani as Director For For Management -------------------------------------------------------------------------------- EIH LIMITED Ticker: 500840 Security ID: Y2233X154 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sanjay Gopal Bhatnagar as For For Management Director -------------------------------------------------------------------------------- EIH LTD. Ticker: 500840 Security ID: Y2233X154 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Vikramjit Singh Oberoi as Managing Director and Chief Executive Officer 2 Approve Reappointment and Remuneration For For Management of Arjun Singh Oberoi as a Managing Director-Development 3 Reelect Lakshminarayan Ganesh as For For Management Director 4 Reelect Rajeev Gupta as Director For For Management 5 Reelect Sudipto Sarkar as Director For For Management -------------------------------------------------------------------------------- EIS ECZACIBASI ILAC, SINAI VE FINANSAL YATIRIM SAN VE TIC AS Ticker: ECILC Security ID: M3007V104 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For For Management 8 Ratify External Auditors For For Management 9 Amend Article 7 Re: Capital Related For Against Management 10 Receive Information on Donations Made For Against Management in 2019, Approve Donation Policy and the Upper Limit of Donations for 2020 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Receive Information on Remuneration None None Management Policy 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 14 Wishes None None Management -------------------------------------------------------------------------------- ELAN MICROELECTRONICS CORP. Ticker: 2458 Security ID: Y2268H108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- ELECTRIC CONNECTOR TECHNOLOGY CO., LTD. Ticker: 300679 Security ID: Y2272L103 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Price Range of the Share For For Management Repurchase 1.2 Approve Type, Number and Proportion of For For Management the Share Repurchase 1.3 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 1.4 Approve Period of the Share Repurchase For For Management 1.5 Approve Resolution Validity Period For For Management 1.6 Approve Authorization of Board to For For Management Handle All Matters -------------------------------------------------------------------------------- ELECTRIC CONNECTOR TECHNOLOGY CO., LTD. Ticker: 300679 Security ID: Y2272L103 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Implementing Rules for For For Management Cumulative Voting System 4 Amend Foreign Investment Management For For Management Method 5 Approve Transfer of Raised Funds For For Management Investment Projects Related Assets -------------------------------------------------------------------------------- ELECTRIC CONNECTOR TECHNOLOGY CO., LTD. Ticker: 300679 Security ID: Y2272L103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Special Audit Report on the For For Management Usage of Funds by Controlling Shareholders and Other Related Parties 9 Approve Remuneration of Directors and For For Management Senior Management 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- ELEFIRST SCIENCE & TECH CO., LTD. Ticker: 300356 Security ID: Y2272C103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Report For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Provision of Guarantee for For Did Not Vote Management Subsidiary 7 Approve Provision of External Guarantee For Did Not Vote Management 8 Approve Remuneration of Directors and For Did Not Vote Management Senior Management Members 9 Approve Remuneration of Supervisors For Did Not Vote Management 10 Approve to Appoint Auditor For Did Not Vote Management 11 Approve Exemption of Ultimate For Did Not Vote Management Controlling Shareholder from Voluntary Reduction of Commitments 12 Elect Hu Sudi as Non-Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- ELION CLEAN ENERGY CO., LTD. Ticker: 600277 Security ID: Y4084U107 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Hongbin Coal Mine For For Management -------------------------------------------------------------------------------- ELION CLEAN ENERGY CO., LTD. Ticker: 600277 Security ID: Y4084U107 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Explanation of Relevant For For Management Matters Regarding the Board of Directors has not issued a Notice to Convene a Shareholders' Meeting within 6 months 2 Approve Company's Eligibility for For For Management Assets Purchase by Cash Payment, Issuance of Shares and Convertible Bonds as well as Raising Supporting Funds 3 Approve Transaction Constitute as For For Management Related-Party Transaction 4.1 Approve Target Assets For For Management 4.2 Approve Underlying Asset Pricing Basis For For Management and Transaction Price 4.3 Approve Payment Method For For Management 4.4 Approve Share Type and Par Value in For For Management Connection to Issuance of Shares 4.5 Approve Target Subscriber and Issue For For Management Manner in Connection to Issuance of Shares 4.6 Approve Price Reference Date and For For Management Issuance Price in Connection to Issuance of Shares 4.7 Approve Issue Price Adjustment For For Management Mechanism in Connection to Issuance of Shares 4.8 Approve Issue Size in Connection to For For Management Issuance of Shares 4.9 Approve Lock-up Period in Connection For For Management to Issuance of Shares 4.10 Approve Type and Par Value in For For Management Connection to Convertible Bond Issuance 4.11 Approve Issue Manner and Target For For Management Subscriber in Connection to Convertible Bond Issuance 4.12 Approve Initial Conversion Price in For For Management Connection to Convertible Bond Issuance 4.13 Approve Size in Connection to For For Management Convertible Bond Issuance 4.14 Approve Conversion Source in For For Management Connection to Convertible Bond Issuance 4.15 Approve Interest Rate in Connection to For For Management Convertible Bond Issuance 4.16 Approve Interest Payment Term and For For Management Method in Connection to Convertible Bond Issuance 4.17 Approve Bond Maturity in Connection to For For Management Convertible Bond Issuance 4.18 Approve Conversion Period in For For Management Connection to Convertible Bond Issuance 4.19 Approve Lock-up Period in Connection For For Management to Convertible Bond Issuance 4.20 Approve Method on Handling Fractional For For Management Shares Upon Conversion in Connection to Convertible Bond Issuance 4.21 Approve Principal and Interest For For Management Repayment in Connection to Convertible Bond Issuance 4.22 Approve Conditional Mandatory For For Management Conversion Terms in Connection to Convertible Bond Issuance 4.23 Approve Terms of Sell-Back in For For Management Connection to Convertible Bond Issuance 4.24 Approve Terms for Downward Adjustment For For Management of Conversion Price in Connection to Convertible Bond Issuance 4.25 Approve Terms for Upward Adjustment of For For Management Conversion in Connection to Convertible Bond Issuance 4.26 Approve Guarantees and Ratings in For For Management Connection to Convertible Bond Issuance 4.27 Approve Other Matters in Connection to For For Management Convertible Bond Issuance 4.28 Approve Acquisition by Cash Payment For For Management 4.29 Approve Profit and Loss Attribution For For Management During the Transition Period and Distribution Arrangement of Undistributed Earnings 4.30 Approve Performance Commitment For For Management 4.31 Approve Resolution Validity Period For For Management 4.32 Approve Overview of Issuance of Shares For For Management and Convertible Bonds to Raise Supporting Funds 4.33 Approve Type and Par Value in For For Management Connection to Issuance of Shares 4.34 Approve Target Subscriber and Issue For For Management Manner in Connection to Issuance of Shares 4.35 Approve Issue Size in Connection to For For Management Issuance of Shares 4.36 Approve Issue Price in Connection to For For Management Issuance of Shares 4.37 Approve Lock-Up Period Arrangement in For For Management Connection to Issuance of Shares 4.38 Approve Type and Par Value in For For Management Connection to Convertible Bond Issuance 4.39 Approve Issue Manner and Target For For Management Subscriber in Connection to Convertible Bond Issuance 4.40 Approve Issue Size in Connection to For For Management Convertible Bond Issuance 4.41 Approve Conversion Price in Connection For For Management to Convertible Bond Issuance 4.42 Approve Lock-Up Period in Connection For For Management to Convertible Bond Issuance 4.43 Approve Other Matters in Connection to For For Management Convertible Bond Issuance 4.44 Approve Use of Proceeds For For Management 4.45 Approve Supporting Financing For For Management Resolution Validity Period 5 Approve Draft and Summary Report on For For Management Company's Asset Purchase by Cash Payment, Issuance of Shares and Convertible Bonds as well as Raising Supporting Funds and Related Party Transactions 6 Approve This Restructuring Plan For For Management Constitutes as Major Adjustment 7 Approve Signing of Conditional For For Management Agreement on Asset Purchase by Cash Payment, Issuance of Shares and Convertible Bonds 8 Approve the Notion that the For For Management Transaction Does Not Constitute as Major Asset Restructuring 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Performance Commitment For For Management Compensation Agreement 11 Approve Relevant Financial Reports and For For Management Evaluation Reports 12 Approve White Wash Waiver and Related For For Management Transactions 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 16 Approve Authorization of the Board to For For Management Handle All Related Matters 17 Approve Changes in Fund-raising For For Management Investment Project 18 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ELION CLEAN ENERGY CO., LTD. Ticker: 600277 Security ID: Y4084U107 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Overview of Private Issuance For For Management of Shares and Convertible Bonds to Raise Supporting Funds 3.1 Approve Target Subscribers and For For Management Issuance Method 3.2 Approve Numbers of Shares Issued For For Management 3.3 Approve Issue Price For For Management 3.4 Approve Lock-Up Period Arrangement For For Management 4.1 Approve Issuance Method and Target For For Management Subscribers 4.2 Approve Conversion Price For For Management 4.3 Approve Lock-Up Period For For Management 5 Approve this Major Asset Restructuring For For Management Plan Does Not Constitute as Major Adjustment 6 Approve This Transaction Complies with For For Management Relevant Laws and Regulations 7 Approve Equity Acquisition and Related For For Shareholder Party Transactions -------------------------------------------------------------------------------- ELION CLEAN ENERGY CO., LTD. Ticker: 600277 Security ID: Y4084U107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Guarantee Provision Plan For Against Management 8 Approve to Appoint Auditor and For For Management Internal Control Auditor 9 Approve Signing of Thermal Power Asset For For Management Group Operating Lease Contract and Related Party Transactions 10.1 Elect Wang Wenbiao as Non-Independent For For Management Director 10.2 Elect Yin Chengguo as Non-Independent For For Management Director 10.3 Elect Wang Zhongtao as Non-Independent For For Management Director 11.1 Elect Miao Jun as Independent Director For For Management 11.2 Elect Zhang Liangzhong as Independent For For Management Director 11.3 Elect Xiao Duan as Independent Director For For Management 12.1 Elect Du Meihou as Supervisor For For Management 12.2 Elect Zhao Meishu as Supervisor For For Management -------------------------------------------------------------------------------- ELITE ADVANCED LASER CORP. Ticker: 3450 Security ID: Y22878113 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- ELITE MATERIAL CO., LTD. Ticker: 2383 Security ID: Y2290G102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- ELITE SEMICONDUCTOR MEMORY TECHNOLOGY, INC. Ticker: 3006 Security ID: Y2287H105 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ELITEGROUP COMPUTER SYSTEMS CO., LTD. Ticker: 2331 Security ID: Y22877107 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- ELLAKTOR SA Ticker: ELLAKTOR Security ID: X1959E102 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Auditors For For Management 3 Approve Auditors and Fix Their For For Management Remuneration 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration Policy For For Management 6 Authorize Board to Participate in For For Management Companies with Similar Business Interests 7 Approve Guarantees to Subsidiaries For For Management 8 Amend Company Articles For For Management 9 Reclassify Iordanis Aivazis from For For Management NI-NED to I-NED 10 Various Announcements None None Management -------------------------------------------------------------------------------- ELSEWEDY ELECTRIC CO. Ticker: SWDY Security ID: M398AL106 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Standalone and Consolidated For Did Not Vote Management Financial Statements and Statutory Reports for FY 2019 4 Approve Corporate Governance Report For Did Not Vote Management for FY 2019 5 Approve Allocation of Income for FY For Did Not Vote Management 2019 6 Approve Related Party Transactions for For Did Not Vote Management FY 2019 and FY 2020 7 Approve Minutes of Previous Meeting For Did Not Vote Management Held During FY 2019 8 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 9 Approve Sitting Fees and Travel For Did Not Vote Management Allowances of Directors for FY 2020 10 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 11 Approve Charitable Donations for FY For Did Not Vote Management 2019 and FY 2020 -------------------------------------------------------------------------------- EMAAR DEVELOPMENT PJSC Ticker: EMAARDEV Security ID: M4100K102 Meeting Date: JUN 21, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Remuneration of Directors of For For Management AED 650,000 Each, and AED 1 Million for Chairman for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Discharge of Auditors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Allow Directors to Engage in For For Management Commercial Transactions with Competitors 9 Elect Directors (Cumulative Voting) For Against Management 10 Amend Article 42 of Bylaws Re: The For For Management General Assembly 11 Amend Article 49 of Bylaws Re: For For Management Electronic Voting at The General Assembly -------------------------------------------------------------------------------- EMAAR MALLS PJSC Ticker: EMAARMALLS Security ID: M4026J106 Meeting Date: JUN 21, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Remuneration of Non-Executive For For Management Directors of AED 650,000 Each for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Discharge of Auditors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Allow Directors to Engage in For For Management Commercial Transactions with Competitors 9 Elect Director (Cumulative Voting) For Against Management 10 Amend Article 39 of Bylaws Re: The For For Management General Assembly 11 Amend Article 46 of Bylaws Re: For For Management Electronic Voting at The General Assembly 12 Amend Article 57 of Bylaws Re: Interim For For Management Dividends Distribution -------------------------------------------------------------------------------- EMAAR PROPERTIES PJSC Ticker: EMAAR Security ID: M4025S107 Meeting Date: JUN 21, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Remuneration of Directors of For For Management AED 10,128,333 for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Discharge of Auditors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Allow Directors to Engage in For For Management Commercial Transactions with Competitors 9 Approve Donations for FY 2020 Up to 2 For For Management Percent of Average Net Profits of FY 2018 and FY 2019 10 Amend Article 39 of Bylaws Re: The For For Management General Assembly 11 Amend Article 46 of Bylaws Re: For For Management Electronic Voting at The General Assembly 12 Amend Article 57 of Bylaws Re: Interim For For Management Dividends Distribution -------------------------------------------------------------------------------- EMAAR, THE ECONOMIC CITY Ticker: 4220 Security ID: M4018S106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Q4 of FY 2020 and Q1 of FY 2021 5 Elect Members of Audit Committee For For Management 6 Amend Nomination and Remuneration For For Management Committee Charter 7 Approve Remuneration of Directors of For For Management SAR 4,002,654 for FY 2019 8 Approve Discharge of Directors for FY For For Management 2019 -------------------------------------------------------------------------------- EMAMI LIMITED Ticker: 531162 Security ID: Y22891132 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect A.V. Agarwal as Director For For Management 4 Reelect R.S. Goenka as Director For For Management 5 Reelect S.K. Goenka as Director For For Management 6 Elect Debabrata Sarkar as Director For For Management 7 Approve Reappointment and Remuneration For For Management of Prashant Goenka as Whole-time Director 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- EMBOTELLADORA ANDINA SA Ticker: ANDINA.B Security ID: P3697S103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Present Dividend Policy For For Management 4 Elect Directors For Against Management 5 Approve Remuneration of Directors, For For Management Directors' Committee and Audit Committee, their Annual Reports and Expenses Incurred by both Committees 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Receive Report Regarding Related-Party For For Management Transactions 9 Designate Newspaper to Publish For For Management Announcements 10 Other Business For Against Management -------------------------------------------------------------------------------- EMBRAER SA Ticker: EMBR3 Security ID: P3700H201 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Treatment of Net Loss For For Management 3 Elect Fiscal Council Members For For Management 4 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5 Approve Remuneration of Company's For For Management Management 6 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- EMBRAER SA Ticker: EMBR3 Security ID: 29082A107 Meeting Date: APR 29, 2020 Meeting Type: Annual/Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Treatment of Net Loss For For Management 3 Elect Fiscal Council Members For For Management 4 Approve Remuneration of Company's For For Management Management 5 Approve Remuneration of Fiscal Council For For Management Members 1 Amend Articles For Against Management 2 Amend Articles Re: Indemnity Provision For Against Management 3 Consolidate Bylaws For Against Management 4 Approve Long-Term Incentive Plan For For Management -------------------------------------------------------------------------------- EMBRAER SA Ticker: EMBR3 Security ID: P3700H201 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management 2 Amend Articles Re: Indemnity Provision For Against Management 3 Consolidate Bylaws For Against Management 4 Approve Long-Term Incentive Plan For Against Management -------------------------------------------------------------------------------- EMEI SHAN TOURISM CO., LTD. Ticker: 000888 Security ID: Y2288Y107 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zheng Wenwu as Non-Independent For For Shareholder Director 2 Approve Use of Partial Raised Funds For For Management for Foreign Investment and Related Party Transaction as well as Signing of Capital Injection Agreement 3 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- EMEI SHAN TOURISM CO., LTD. Ticker: 000888 Security ID: Y2288Y107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- EMEMORY TECHNOLOGY, INC. Ticker: 3529 Security ID: Y2289B114 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 6 Approve Amendments to Lending For For Management Procedures and Caps 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Approve Release of Restrictions of For For Management Competitive Activities of Charles Hsu 9 Approve Release of Restrictions of For For Management Competitive Activities of a Representative of How-Han Investment Corporation 10 Approve Release of Restrictions of For For Management Competitive Activities of Teresa Cheng, a Representative of How-Han Investment Corporation 11 Approve Release of Restrictions of For For Management Competitive Activities of Ming-To Yu -------------------------------------------------------------------------------- EMIRA PROPERTY FUND LTD. Ticker: EMI Security ID: S1311K198 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Incorporated For For Management as Auditors of the Company with Ernest van Rooyen as the Individual Registered Auditor and Authorise Their Remuneration 2.1 Elect Jasandra Nyker as Director For For Management 2.2 Re-elect Wayne McCurrie as Director For For Management 2.3 Re-elect Derek Thomas as Director For For Management 2.4 Re-elect Nocawe Makiwane as Director For For Management 3.1 Re-elect Bryan Kent as Chairman of the For For Management Audit Committee 3.2 Re-elect Vuyisa Nkonyeni as Member of For For Management the Audit Committee 3.3 Re-elect Vusi Mahlangu as Member of For For Management the Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation Report For For Management 5 Authorise Board to Issue Shares and For For Management Sell Treasury Shares for Cash 6 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairperson For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit and Risk For For Management Committee Chairperson 1.4 Approve Fees of the Audit and Risk For For Management Committee Member 1.5 Approve Fees of the Remuneration For For Management Committee Chairperson 1.6 Approve Fees of the Remuneration For For Management Committee Member 1.7 Approve Fees of the Finance Committee For For Management Chairperson 1.8 Approve Fees of the Finance Committee For For Management Member 1.9 Approve Fees of the Investment For For Management Committee Chairperson 1.10 Approve Fees of the Investment For For Management Committee Member 1.11 Approve Fees of the Social and Ethics For For Management Committee Chairperson 1.12 Approve Fees of the Social and Ethics For For Management Committee Member 1.13 Approve Fees for Ad Hoc Meetings (per For For Management hour) 2 Authorise Repurchase of Issued Share For For Management Capital 3.1 Approve Financial Assistance in For Against Management Connection with the Issue of Shares to Executive Directors or Staff in Terms of the Remuneration Policy 3.2 Approve Financial Assistance in For For Management Connection with the Domestic Medium Term Note Programme 4.1 Approve Financial Assistance to For For Management Subsidiaries, Associates and Joint Venture Entities 4.2 Approve Financial Assistance to For Against Management Executive Directors, including their Investment Vehicles 5 Approve Issue of Shares to Directors For For Management Under Any Approved Share Incentive Plans Pursuant to the Remuneration Policy -------------------------------------------------------------------------------- EMIRATES TELECOMMUNICATIONS GROUP CO. PJSC Ticker: ETISALAT Security ID: M4040L103 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Approve Final Dividends of AED 0.80 For For Management per Share for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Discharge of Auditors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Approve Remuneration of Directors for For Against Management FY 2019 9 Approve Dividend Policy For For Management 10 Approve Charitable Donations Up to 1 For For Management Percent of Average Net Profits for FY 2018 and FY 2019 -------------------------------------------------------------------------------- EMPRESA NACIONAL DE TELECOMUNICACIONES SA Ticker: ENTEL Security ID: P37115105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Dividend Policy For For Management 4 Approve Investment and Financing Policy For For Management 5 Elect Directors For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration and Budget of For For Management Directors' Committee 8 Appoint Auditors and Account Inspectors For For Management 9 Designate Risk Assessment Companies For For Management 10 Receive Report Regarding Related-Party For For Management Transactions 11 Designate Newspaper to Publish Meeting For For Management Announcements 12 Other Business For Against Management -------------------------------------------------------------------------------- EMPRESAS CMPC SA Ticker: CMPC Security ID: P3712V107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Approve Dividend Distribution of CLP 5. For For Management 5 per Share c Receive Report Regarding Related-Party For For Management Transactions d Appoint Auditors and Designate Risk For For Management Assessment Companies e Approve Remuneration of Directors; For For Management Approve Remuneration and Budget of Directors' Committee f Receive Dividend Policy and For For Management Distribution Procedures g Other Business For Against Management -------------------------------------------------------------------------------- EMPRESAS COPEC SA Ticker: COPEC Security ID: P7847L108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Receive Report Regarding Related-Party For For Management Transactions c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee; Present Report on Directors' Committee Activities e Appoint Auditors and Designate Risk For For Management Assessment Companies f Other Business For Against Management -------------------------------------------------------------------------------- ENAUTA PARTICIPACOES SA Ticker: ENAT3 Security ID: P3762E104 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ENAUTA PARTICIPACOES SA Ticker: ENAT3 Security ID: P3762E104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2019 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Seven For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Augusto de Queiroz Galvao as Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo de Queiroz Galvao as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Leduvy de Pina Gouvea Filho as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Augusto Fernandes Filho as Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luiz Alqueres as Independent Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Carlos de Lemos Costamilan as Independent Director 10 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For For Management Management 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ENC DIGITAL TECHNOLOGY CO. LTD. Ticker: 603869 Security ID: Y0777J102 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yadong as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- ENC DIGITAL TECHNOLOGY CO. LTD. Ticker: 603869 Security ID: Y0777J102 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee For For Management 2.1 Elect Wang Yusuo as Non-independent For For Shareholder Director 2.2 Elect Ju Xilin as Non-independent For For Shareholder Director 2.3 Elect Zhang Yadong as Non-independent For For Shareholder Director 2.4 Elect Zhang Jin as Non-independent For For Shareholder Director 2.5 Elect Yang Rui as Non-independent For For Shareholder Director 2.6 Elect Wang Xi as Non-independent For For Shareholder Director 3.1 Elect Zheng Bin as Independent Director For For Shareholder 3.2 Elect Yang Lifang as Independent For For Shareholder Director 3.3 Elect Wang Shuliang as Independent For For Shareholder Director 4.1 Elect Cai Fuying as Supervisor For For Shareholder 4.2 Elect Gao Zhixin as Supervisor For For Shareholder -------------------------------------------------------------------------------- ENC DIGITAL TECHNOLOGY CO. LTD. Ticker: 603869 Security ID: Y0777J102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Guarantee Provision Plan For Against Management 10 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- ENDURANCE TECHNOLOGIES LIMITED Ticker: 540153 Security ID: Y2R9QW102 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Massimo Venuti as Director For For Management 4 Approve Reappointment and Remuneration For For Management of Ramesh Gehaney as Executive Director 5 Approve Reappointment and Remuneration For For Management of Satrajit Ray as Executive Director 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ENEL AMERICAS SA Ticker: ENELAM Security ID: 29274F104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Directors' For For Management Committee and Approve Their Budget 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL AMERICAS SA Ticker: ENELAM Security ID: P37186106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Directors' For For Management Committee and Approve Their Budget 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL CHILE SA Ticker: ENELCHILE Security ID: 29278D105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration and Budget of For For Management Directors' Committee 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report Re: Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL CHILE SA Ticker: ENELCHILE Security ID: P3762G109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration and Budget of For For Management Directors' Committee 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report Re: Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL RUSSIA PJSC Ticker: ENRU Security ID: X2232L103 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Large-Scale Transaction with For For Management Kuzbassenergo JSC -------------------------------------------------------------------------------- ENEL RUSSIA PJSC Ticker: ENRU Security ID: X2232L103 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3.1 Approve Allocation of Income For For Management 3.2 Approve Dividends of RUB 0.085 per For For Management Share 4.1 Elect Simone Mori as Director None Against Management 4.2 Elect Giancarlo Pescini as Director None Against Management 4.3 Elect Maria Giannelli as Director None Against Management 4.4 Elect Andrea Palazzolo as Director None Against Management 4.5 Elect Andrea Guaccero as Director None Against Management 4.6 Elect Giuseppe Ferrara as Director None Against Management 4.7 Elect Giorgio Callegari as Director None Against Management 4.8 Elect Giuseppe Luzzio as Director None Against Management 4.9 Elect Luca Noviello as Director None Against Management 4.10 Elect Mauro Ghilardi as Director None Against Management 4.11 Elect Irina Dushina as Director None Against Management 4.12 Elect Laurent Souviron as Director None Against Management 4.13 Elect Sangeet Dhanani as Director None Against Management 4.14 Elect Tagir Sitdekov as Director None Against Management 4.15 Elect Tatiana Shustova as Director None Against Management 4.16 Elect Denis Molosov as Director None Against Management 4.17 Elect Vitalii Zarkhin as Director None For Management 5 Ratify Auditor For For Management 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management Board of Directors 8 Approve New Edition of Regulations on For For Management Management 9 Approve Related-Party Transaction Re: For For Management Supply Agreement -------------------------------------------------------------------------------- ENERGISA SA Ticker: ENGI4 Security ID: P3769S114 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Amend Article 18 For For Management 3 Designate Diario Oficial da Uniao and For For Management Diario do Comercio de Minas Gerais as Newspapers to Publish Company's Legal Announcements 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ENERGISA SA Ticker: ENGI4 Security ID: P3769S114 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Alternate Directors at For For Management Four 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Ivan Muller Botelho as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Perez Botelho as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Jose de Almeida Carneiro as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcilio Marques Moreira as Independent Director and Andre La Saigne de Botton as Alternate 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Omar Carneiro da Cunha Sobrinho as Independent Director and Andre La Saigne de Botton as Alternate 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luiz Alqueres as Independent Director and Andre La Saigne de Botton as Alternate 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 11 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Elect Luciana de Oliveira Cezar Coelho None For Shareholder as Independent Director and Pedro Renato Arruda Stevaux as Alternate Appointed by Preferred Shareholder 13 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 14 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 15 Elect Fiscal Council Members For Abstain Management 16 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 17.1 Elect Artemio Bertholini as Fiscal None For Shareholder Council Member and Atilio Gerson Bertoldi as Alternate Appointed by Preferred Shareholder 17.2 Elect Vania Andrade de Souza as Fiscal None Abstain Shareholder Council Member and Antonio Eduardo Bertolo as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ENERGY ABSOLUTE PUBLIC CO. LTD. Ticker: EA Security ID: Y2290P144 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Directors' Report and None None Management Annual Report 3 Approve Financial Statements For For Management 4 Approve Cancellation of Issuance of For For Management the Remaining Unissued Debentures 5 Approve New Issuance and Offering of For For Management Debentures 6.1 Approve Investment in Land Prosperity For For Management Holding Co., Ltd. by Acquiring Ordinary Shares from Prosperity Gain Holdings Ltd. 6.2 Approve Acquisition of the Leasehold For For Management Right Over the Land Held by Amita Technology (Thailand) Co., Ltd. 7 Approve Allocation of Income and For For Management Dividend Payment 8 Approve Remuneration of Directors For For Management 9.1 Elect Somchainuk Engtrakul as Director For For Management 9.2 Elect Amornsuk Noparumpa as Director For For Management 9.3 Elect Phatcharavat Wongsuwan as For Against Management Director 10 Elect Somphop Keerasuntonpong as For For Management Director 11 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ENERJISA ENERJI AS Ticker: ENJSA Security ID: M4049T107 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify Director Appointment For Against Management 9 Ratify External Auditors For For Management 10 Approve Remuneration Policy For For Management 11 Receive Information on Donations Made None None Management in 2019 12 Approve Upper Limit of Donations for For Against Management 2020 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- ENEVA SA Ticker: ENEV3 Security ID: P3719N116 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jerson Kelman as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Aurelio Drummond Jr. as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Pereira Lopes de Medeiros as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Bottura as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Antonio Secondo Mazzola as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Felipe Gottlieb as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Lavinia Hollanda as Independent Director 9 Approve Remuneration of Company's For Against Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ENEVA SA Ticker: ENEV3 Security ID: P3719N116 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For Against Management 2 Re-Ratify Remuneration of Company's For Against Management Management for 2019 -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gustavo Henrique Labanca Novo as For Against Management Director and Raquel da Fonseca Cantarino as Alternate -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify KPMG Corporate Finance Ltda. as For For Management the Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Ratify Acquisition of Controlling For For Management Stake of Transportadora Associada de Gas SA through Alianca Transportadora de Gas Participacoes SA -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Employees' Bonuses For For Management 4 Approve Remuneration of Company's For For Management Management 5 Designate Noticias do Dia as Newspaper For For Management to Publish Company's Legal Announcements 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Stolle Bahr as Director and Gustavo Henrique Labanca Novo as Alternate 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Karin Koogan Breitman as Independent Director and Manoel Arlindo Zaroni Torres as Alternate 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Richard Jacques Dumas as Director and Leonardo Augusto Serpa as Alternate 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Jorge Tavares Almirante as Director and Raphael Vincent Philippe Barreau as Alternate 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Dirk Achiel Marc Beeuwsaert as Director and Gil de Methodio Maranhao Neto as Alternate 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Simone Cristina de Paola Barbieri as Director and Pierre Jean Bernard Guiollot as Alternate 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo de Resende Salgado as Independent Director and Antonio Alberto Gouvea Vieira as Alternate 9.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Pais Rangel as Independent Director and Raquel da Fonseca Cantarino as Alternate 9.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Adir Flavio Sviderskei as Director and Rubens Jose Nascimento as Alternate 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ENGIE ENERGIA CHILE SA Ticker: ECL Security ID: P3762T101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Elect Directors For Against Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration and Budget of For For Management Directors' Committee 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Present Directors' Committee Report on For For Management Activities and Expenses 9 Receive Report Regarding Related-Party For For Management Transactions 10 Other Business For Against Management -------------------------------------------------------------------------------- ENGINEERS INDIA LIMITED Ticker: 532178 Security ID: Y2294S136 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Vipin Chander Bhandari as For For Management Director 4 Reelect Lalit Kumar Vijh as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Elect Sunil Bhatia as Director For For Management (Finance) 7 Reelect Mukesh Khare as Director For For Management 8 Reelect Arusha Vasudev as Director For Against Management 9 Reelect V.K. Deshpande as Director For For Management 10 Reelect Umesh Chandra Pandey as For For Management Director 11 Elect Sanjeev Kumar Handa as Director For Against Management (Projects) 12 Elect Bollavaram Nagabhushana Reddy as For For Management Director 13 Elect M. Arulmurugan as Director For For Management 14 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- ENGRO CORPORATION LIMITED Ticker: ENGRO Security ID: Y2295N102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Dividend For For Management 3 Approve A.F. Ferguson and Co. as For Against Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ENGRO FERTILIZERS LIMITED Ticker: EFERT Security ID: Y229A3100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve A.F. Ferguson and Co. as For Against Management Auditors and Fix Their Remuneration -------------------------------------------------------------------------------- ENJOYOR CO., LTD. Ticker: 300020 Security ID: Y988AV109 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Properties For For Management 2 Approve Acquisition of Properties and For For Management Related-party Transactions -------------------------------------------------------------------------------- ENJOYOR CO., LTD. Ticker: 300020 Security ID: Y988AV109 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Elect Chen Caijun as Non-Independent For For Management Director 1.1.2 Elect Wang Teng as Non-Independent For For Management Director 1.1.3 Elect Wang Ruikang as Non-Independent For For Management Director 1.1.4 Elect Hua Shaofu as Non-Independent For For Management Director 1.1.5 Elect Jiang Lijing as Non-Independent For For Management Director 1.1.6 Elect Ni Jing as Non-Independent For For Management Director 1.2.1 Elect Zhao Xinjian as Independent For For Management Director 1.2.2 Elect Huang Xianhai as Independent For For Management Director 1.2.3 Elect Jiang Xianpin as Independent For For Management Director 2.1 Elect Xu Jia as Supervisor For For Management 2.2 Elect Zhang Yunyun as Supervisor For For Management -------------------------------------------------------------------------------- ENJOYOR CO., LTD. Ticker: 300020 Security ID: Y988AV109 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination on Issuance of For For Management Convertible Bonds 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Type For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Reference Date and For For Management Issue Price 3.5 Approve Issue Size For For Management 3.6 Approve Lock-up Period For For Management 3.7 Approve Scale and Use of Proceeds For For Management 3.8 Approve Listing Exchange For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Resolution Validity Period For For Management 4 Approve Private Placement of Shares For For Management 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Establishing a Special Storage For For Management Account for Raised Funds -------------------------------------------------------------------------------- ENJOYOR CO., LTD. Ticker: 300020 Security ID: Y988AV109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Termination of Participation For For Management in the Establishment of Daai Life Insurance Co., Ltd. -------------------------------------------------------------------------------- ENKA INSAAT VE SANAYI AS Ticker: ENKAI Security ID: M4055T108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to Sign Meeting Minutes 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Receive Information on Donations Made None None Management in 2019 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Elect Directors For For Management 8 Approve Director Remuneration For For Management 9 Ratify External Auditors For For Management 10 Approve Allocation of Income For For Management 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Authorize Board to Distribute Advance For For Management Dividends 13 Approve Advance Dividend Payment for For For Management 2020 14 Receive Information on Share None None Management Repurchases 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management -------------------------------------------------------------------------------- ENN ECOLOGICAL HOLDINGS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Yusuo as Non-independent For For Management Director 1.2 Elect Yu Jianchao as Non-independent For For Management Director 1.3 Elect Jin Yongsheng as Non-independent For For Management Director 1.4 Elect Wang Zizheng as Non-independent For For Management Director 1.5 Elect Zhao Linghuan as Non-independent For For Management Director 1.6 Elect Guan Yu as Non-independent For For Management Director 2.1 Elect Li Xingang as Independent For For Management Director 2.2 Elect Qiao Gangliang as Independent For For Management Director 2.3 Elect Tang Jiasong as Independent For For Management Director 3.1 Elect Cai Fuying as Supervisor For For Management 3.2 Elect Wang Xi as Supervisor For For Management -------------------------------------------------------------------------------- ENN ECOLOGICAL HOLDINGS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Additional Related-party For For Management Transactions 3 Approve Establishment of Wholly-Owned For For Management Subsidiary -------------------------------------------------------------------------------- ENN ECOLOGICAL HOLDINGS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ENN ECOLOGICAL HOLDINGS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Assets Restructuring 2.1 Approve Underlying Asset Delivery in For For Management Connection to Major Asset Swap Plan 2.2 Approve Pricing Principles and For For Management Transaction Price in Connection to Major Asset Swap Plan 2.3 Approve Exchange-Out Assets Delivery For For Management in Connection to Major Asset Swap Plan 2.4 Approve Attribution of Profit and Loss For For Management During the Transition Period as well as Distribution Arrangement of Undistributed Earnings in Connection to Major Asset Swap Plan 2.5 Approve Target Assets and Transaction For For Management Parties in Connection to Acquisition by Cash and Issuance of Shares 2.6 Approve Audit and Valuation Base Date For For Management in Connection to Acquisition by Cash and Issuance of Shares 2.7 Approve Pricing Method, Pricing Basis For For Management and Transaction Price of the Underlying Asset in Connection to Acquisition by Cash and Issuance of Shares 2.8 Approve Share Type and Par Value in For For Management Connection to Acquisition by Cash and Issuance of Shares 2.9 Approve Issue Manner and Target For For Management Subscribers in Connection to Acquisition by Cash and Issuance of Shares 2.10 Approve Pricing Reference Date, For For Management Pricing Basis, and Issue Price in Connection to Acquisition by Cash and Issuance of Shares 2.11 Approve Issue Size in Connection to For For Management Acquisition by Cash and Issuance of Shares 2.12 Approve Listing Exchange in Connection For For Management to Acquisition by Cash and Issuance of Shares 2.13 Approve Lock-up Period in Connection For For Management to Acquisition by Cash and Issuance of Shares 2.14 Approve Distribution Arrangement of For For Management Undistributed Earnings in Connection to Acquisition by Cash and Issuance of Shares 2.15 Approve Ownership of the Underlying For For Management Assets from the Valuation Base Date to the Settlement Date in Connection to Acquisition by Cash and Issuance of Shares 2.16 Approve Employee Arrangement in For For Management Connection to Acquisition by Cash and Issuance of Shares 2.17 Approve Asset Impairment Compensation For For Management in Connection to Acquisition by Cash and Issuance of Shares 2.18 Approve Contractual Obligations and For For Management Liability for Breach of Contract for the Transfer of Related Assets in Connection to Acquisition by Cash and Issuance of Shares 2.19 Approve Resolution Validity Period in For For Management Connection to Acquisition by Cash and Issuance of Shares 2.20 Approve Share Type and Par Value in For For Management Connection to Raising Supporting Funds 2.21 Approve Issue Manner and Target For For Management Subscribers in Connection to Raising Supporting Funds 2.22 Approve Pricing Reference Date and For For Management Issue Price in Connection to Raising Supporting Funds 2.23 Approve Issue Size in Connection to For For Management Raising Supporting Funds 2.24 Approve Lock-up Period in Connection For For Management to Raising Supporting Funds 2.25 Approve Listing Exchange in Connection For For Management to Raising Supporting Funds 2.26 Approve Distribution Arrangement of For For Management Undistributed Earnings in Connection to Raising Supporting Funds 2.27 Approve Use of Proceeds For For Management 2.28 Approve Resolution Validity Period in For For Management Connection to Raising Supporting Funds 3 Approve Transaction Constitutes as For For Management Related Party Transactions 4 Approve Report (Draft) and Summary of For For Management Major Asset Swap, Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 5 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies (Revised 2019) 7 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies (Revised 2019) 8 Approve the Notion that the For For Management Transaction Does not Constitute as Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies (Revised 2019) 9 Approve the Explanation on Whether or For For Management Not the Stock Price Volatility Achieve the Relevant Standards in Article 5 Stated in the Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Signing of Conditional Asset For For Management Swap, Acquisition by Cash and Issuance of Shares Agreement and Its Supplemental Agreement 12 Approve Share Subscription Agreement For For Management 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Relevant Audit Report, Asset For For Management Valuation Report, Pro Forma Review Report and Other Documents 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Shareholder Dividend Return For For Management Plan 17 Approve White Wash Waiver and Related For For Management Transactions 18 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ENN ECOLOGICAL HOLDINGS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplementary For For Management Agreement on Industrial Gas Supply Contract and Extension of Performance Guarantee Provision 2 Approve Additional Daily Related Party For For Management Transaction 3 Approve Provision of Guarantee for For For Management Finance Lease of Controlled Subsidiary and Related Party Transactions 4 Approve Provision of Guarantee to For For Management Controlled Subsidiary and Related Party Transactions 5 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ENN ECOLOGICAL HOLDINGS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve Company's Eligibility for For For Management Major Asset Restructure 3.1 Approve Issue Manner and Target For For Management Subscribers 3.2 Approve Pricing Reference Date and For For Management Issue Price 3.3 Approve Lock-up Period For For Management 4 Approve This Restructuring Plan Does For For Management Not Constitute as Major Adjustment 5 Approve Revised Draft Report and For For Management Summary on Major Asset Swap, Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 6 Approve Signing of Supplementary For For Management Agreement for Share Subscription Agreement -------------------------------------------------------------------------------- ENN ECOLOGICAL HOLDINGS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD. Ticker: 2688 Security ID: G3066L101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Han Jishen as Director For For Management 3a2 Elect Zhang Yuying as Director For For Management 3a3 Elect Wang Dongzhi as Director For For Management 3a4 Elect Jin Yongsheng as Director For For Management 3a5 Elect Law Yee Kwan, Quinn as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ENNOCONN CORP. Ticker: 6414 Security ID: Y229BK101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- EOH HOLDINGS LTD. Ticker: EOH Security ID: S2593K104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Remove Limit in the Total Annual Fees For For Management Paid to Non-executive Directors 2 Approve Adjustment of Fees Payable to For For Management Non-executive Directors 3 Approve Fees Payable to Non-Executive For For Management Directors for Additional Meetings 4 Approve Fees Payable to Board For For Management Chairperson 5 Approve Fees Payable to Lead For For Management Independent Non-executive Director 1 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- EOH HOLDINGS LTD. Ticker: EOH Security ID: S2593K104 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Megan Pydigadu as Director For For Management 1.2 Elect Dr Xolani Mkhwanazi as Director For For Management 1.3 Elect Dr Anushka Bogdanov as Director For For Management 1.4 Elect Andrew Mthembu as Director For Against Management 1.5 Elect Mike Bosman as Director For Against Management 1.6 Elect Fatima Newman as Director For For Management 2 Re-elect Dr Moretlo Molefi as Director For For Management 3.1 Elect Mike Bosman as Chairman of the For Against Management Audit Committee 3.2 Re-elect Jesmane Boggenpoel as Member For Against Management of the Audit Committee 3.3 Elect Andrew Mthembu as Member of the For Against Management Audit Committee 3.4 Re-elect Ismail Mamoojee as Member of For Against Management the Audit Committee 4 Appoint PricewaterhouseCoopers Inc as For Abstain Management Auditors of the Company 5.1 Approve Remuneration Policy For For Management 5.2 Approve Remuneration Implementation For For Management Report 6 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 7 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 8 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- EOH HOLDINGS LTD. Ticker: EOH Security ID: S2593K104 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Specific Repurchase of EOH For For Management Shares 1 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- EOPTOLINK TECHNOLOGY INC., LTD. Ticker: 300502 Security ID: Y2303H105 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Amend Articles of Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- EOPTOLINK TECHNOLOGY INC., LTD. Ticker: 300502 Security ID: Y2303H105 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Listing Location For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Amount and Use of Proceeds For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 9 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholder and Ultimate Controller Regarding Counter-dilution Measures in Connection to the Private Placement 10 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- EOPTOLINK TECHNOLOGY INC., LTD. Ticker: 300502 Security ID: Y2303H105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 7 Approve Internal Control Evaluation For For Management Report 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 10 Approve Comprehensive Credit Line or For For Management Loan and Provision of Guarantee 11 Approve Use of Funds for Cash For For Management Management 12 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- EPISTAR CORP. Ticker: 2448 Security ID: Y2298F106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt and/or Private Placement of Ordinary Shares 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- EPP NV Ticker: EPP Security ID: N2061M108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discussion on Company's Corporate None None Management Governance Structure 3 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 4 Receive Explanation on Company's None None Management Dividend Policy 5 Discuss Allocation of Income and None None Management Dividends 6 Approve Discharge of Directors For For Management 7a Elect Tomasz Trzoslo as Director For For Management 7b Re-elect Maciej Dyjas as Director For For Management 7c Re-elect Marek Belka as Director For Against Management 7d Re-elect Andrew Konig as Director For For Management 7e Determine Number of Directors of the For For Management Board 8 Amend Remuneration Policy For Against Management 9 Amend Long-Term Incentive Plan For For Management 10a Authorise Board to Issue Shares For For Management 10b Authorise Board to Issue Shares for For For Management Cash 11 Authorise Board to Limit or Exclude For For Management Pre-emptive Rights from Share Issuances under Items 10a and 10b 12 Authorise Repurchase of Issued Share For For Management Capital 13 Discuss Implementation of Remuneration None None Management Policy 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Implementation For For Management Report 16 Reappoint Ernst & Young Accountants For Against Management LLP as Auditors 17 Other Business (Non-Voting) None None Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For For Management 2 Approve the Non-Granting of New For For Management Options under the Stock Option Plan Approved at the July 21, 2014, EGM -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Eduardo Haiama as Director For For Management 2 Approve 5-for-1 Stock Split For For Management 3 Amend Articles to Reflect Changes in For For Management Share Capital and Authorized Capital 4 Approve Amendment of Regulations of For For Management Issuance of Powers of Attorney and Amend Article 22 Accordingly 5 Consolidate Bylaws For For Management 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Amend Article 3 Re: Corporate Purpose For For Management 3 Consolidate Bylaws For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EQUITAS HOLDINGS LTD. Ticker: 539844 Security ID: Y2R9D8109 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Bhaskar S as Director For For Management 3 Reelect Jayshree Ashwinkumar Vyas as For For Management Director -------------------------------------------------------------------------------- EQUITES PROPERTY FUND LTD. Ticker: EQU Security ID: S2755Y108 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Chairman of the Board For For Management Remuneration 2 Approve Non-executive Directors' For For Management Remuneration (Excluding the Chairman of the Board) 3 Approve Audit and Risk Committee For For Management Remuneration 4 Approve Social and Ethics Committee For For Management Remuneration 5 Approve Remuneration Committee For For Management Remuneration 6 Approve Nomination Committee For For Management Remuneration 7 Approve Investment Committee For For Management Remuneration 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Financial Assistance to For For Management Related and Inter-related Parties 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 28 February 2019 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Anton Wentzel as the Designated Registered Auditor 3 Re-elect Kevin Dreyer as Director For For Management 4 Re-elect Ruth Benjamin-Swales as For For Management Director 5 Re-elect Mustaq Brey as Director For For Management 6 Re-elect Ruth Benjamin-Swales as Chair For For Management of the Audit and Risk Committee 7 Re-elect Leon Campher as Member of the For For Management Audit and Risk Committee 8 Re-elect Nazeem Khan as Member of the For For Management Audit and Risk Committee 9 Re-elect Mustaq Brey as Member of the For For Management Audit and Risk Committee 10 Re-elect Gugu Mtetwa as Member of the For For Management Audit and Risk Committee 11 Approve Report of the Social and For For Management Ethics Committee 12 Authorise Board to Issue Shares for For For Management Cash 13 Place Authorised but Unissued Shares For For Management under Control of Directors 14 Authorise Directors to Issue Shares For For Management Pursuant to a Reinvestment Option 15 Amend Conditional Share Plan For For Management 16 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- ERIS LIFESCIENCES LIMITED Ticker: 540596 Security ID: Y2R9KJ115 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Amit Bakshi as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- ESCORTS LIMITED Ticker: 500495 Security ID: Y2296W127 Meeting Date: JUL 27, 2019 Meeting Type: Annual Record Date: JUL 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Nitasha Nanda as Director For For Management 4 Reelect G. B. Mathur as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Sunil Kant Munjal as Director For For Management 7 Approve Payment of Commission to For For Management Non-Executive Directors 8 Reelect D. J. Kakalia as Director For For Management 9 Approve Reappointment and Remuneration For Against Management of Nitasha Nanda as Whole-Time Director 10 Elect Shailendra Agrawal as Director For For Management and Approve Appointment and Remuneration of Shailendra Agrawal as Executive Director -------------------------------------------------------------------------------- ESCORTS LIMITED Ticker: 500495 Security ID: Y2296W127 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment of Nitasha Nanda For For Management as Whole-time Director 2 Approve Remuneration of Nitasha Nanda For For Management as Whole-time Director -------------------------------------------------------------------------------- ESCORTS LIMITED Ticker: 500495 Security ID: Y2296W127 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares on a For For Management Preferential Basis to Kubota Corporation, Japan and Issuance of Offer Letter 2 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- ESHRAQ INVESTMENTS PJSC Ticker: ESHRAQ Security ID: M015AN102 Meeting Date: JAN 05, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing of Shares on Tadawul For For Management KSA Stock Exchange 2 Approve Reduction in Share Capital by For For Management Extinguishing Accumulated Losses 3 Amend Article 6 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- ESHRAQ INVESTMENTS PJSC Ticker: ESHRAQ Security ID: M015AN102 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Discharge of Auditors for FY For For Management 2019 6 Allow Directors to Be Involved with For For Management Other Companies 7 Ratify Auditors and Fix Their For For Management Remuneration -------------------------------------------------------------------------------- ESTACIO PARTICIPACOES SA Ticker: YDUQ3 Security ID: P3784E132 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2019 3 Approve Capital Budget For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Fix Number of Directors at Nine For For Management 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For For Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Juan Pablo Zucchini as Independent Director 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Luis Luchetti as Independent Director 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Igor Xavier Correia Lima as Independent Director 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Luiz Wurzmann as Independent Director 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Osvaldo Burgos Schirmer as Independent Director 10.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Benicio Jansen Ferreira as Independent Director 10.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Jackson Medeiros de Farias Schneider as Independent Director 10.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Brenno Raiko de Souza as Independent Director 10.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudia Sender Ramirez as Independent Director 11 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Approve Classification of Independent For Against Management Directors 13 Install Fiscal Council For For Management 14 Fix Number of Fiscal Council Members For For Management at Three 15.1 Elect Jorge Roberto Manoel as Fiscal For For Management Council Member and Gustavo Matioli Vieira Janer as Alternate 15.2 Elect Pedro Wagner Pereira Coelho as For For Management Fiscal Council Member and Saulo de Tarso Alves Lara as Alternate 15.3 Elect Regina Longo Sanchez as Fiscal For For Management Council Member and Julio Cesar Garcia Pina Rodrigues as Alternate 16 As an Ordinary Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 17 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- ESTACIO PARTICIPACOES SA Ticker: YDUQ3 Security ID: P3784E132 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to YDUQS For For Management Participacoes S.A. and Amend Article 1 Accordingly 2 Amend and Renumber Articles For Against Management 3 Consolidate Bylaws For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection, Foreign For For Management Investment, and Related-party Transactions for Subsidiary 2 Approve Guarantee Provision to Nanjing For For Management Dingpai Electromechanical Technology Co. 3 Approve Guarantee Provision to NJASD For For Management Holding GmbH -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Partial Raised For For Management Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Criteria to Select Plan For For Management Participants 1.2 Approve Source, Distribution and For For Management Quantity 1.3 Approve Duration, Grant Date, Waiting For For Management Period/Restriction Period, Exercise Date/Lifting Sales Restriction, and Lock-Up Period 1.4 Approve Exercise/Grant Price and For For Management Method of Determining Exercise/Grant Price 1.5 Approve Granted Options and Exercise For For Management Condition of Stock Option Incentive Object as well as Conditions of Grant and Cancellation of Performance Shares 1.6 Approve Adjustment Method and Procedure For For Management 1.7 Approve Accounting Treatment For For Management 1.8 Approve Implementation Procedures of For For Management Incentive Plan 1.9 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.10 Approve How to Implement the For For Management Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Major Asset For For Management Restructuring Plan 2 Approve Compliance of Major Asset For For Management Acquisition and Related Party Transactions with Relevant Laws and Regulations 3.1 Approve Overall Plan for this For For Management Transaction 3.2 Approve Transaction Parties For For Management 3.3 Approve Target Assets For For Management 3.4 Approve Transaction Price For For Management 3.5 Approve Transitional Profit or Loss For For Management Arrangement 3.6 Approve Distribution Arrangement of For For Management Cumulative Earnings 3.7 Approve Performance Commitments and For For Management Compensation Arrangements 3.8 Approve Debt and Debt Transfer For For Management 3.9 Approve Resolution Validity Period For For Management 4 Approve Major Assets Restructuring For For Management Plan Constitutes as a Related Party Transaction 5 Approve Report (Draft) and Summary on For For Management Company's Major Assets Acquisition and Related Party Transactions 6 Approve Evaluation Report, Audit For For Management Report, Review Report of Listed Companies and Pro Forma Financial Statements 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve the Notion that the For For Management Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve Transaction Does Not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 11 Approve Measures to Prevent the For For Management Dilution of Current Return Risk of this Major Assets Restructuring 12 Approve Independence of Appraiser, For For Management Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for Major Asset Acquisition 13.1 Approve Signing of Major Asset For For Management Acquisition Agreement 13.2 Approve Signing of Performance For For Management Commitment Compensation Agreement 14 Approve Shareholder Dividend Return For For Management Plan 15 Approve Authorization of the Board to For For Management Handle All Related Matters 16 Approve Repurchase Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Change of Registered Capital For For Management and Amend Articles of Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Amend Working System for Independent For For Management Directors 13 Amend Management System for External For For Management Guarantee 14 Amend Information Disclosure For For Management Management System 15 Amend Management System of Raised Funds For For Management 16 Amend Directors, Supervisors and For For Management Senior Management Members Trading Shares Management System 17 Approve Use of Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision to For Did Not Vote Management Shenzhen Qianhai Yayatong Supply Chain Co., Ltd. 2 Approve Guarantee Provision to For Did Not Vote Management Shenzhen Yiyatong Deep Supply Chain Management Co., Ltd. 3 Approve Company's Application of Bank For Did Not Vote Management Credit Lines and Receive Guarantee from Wholly-Owned Subsidiaries 4 Approve Guarantee Provision to Dalian For Did Not Vote Management Wanda Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision to Suzhou For Did Not Vote Management Jieya Yitong Supply Chain Management Co., Ltd. 6 Approve Guarantee Provision to For Did Not Vote Management Shaoxing Jishi Network Technology Co., Ltd. 7 Approve Guarantee Provision to Yunnan For Did Not Vote Management Yiyatong Deep Supply Chain Management Co., Ltd. 8 Approve Guarantee Provision to Jiangsu For Did Not Vote Management Yiyatong Deep Supply Chain Management Co., Ltd. 9 Approve Guarantee Provision to Shaanxi For Did Not Vote Management Yimei Trading Co., Ltd. 10 Approve Guarantee Provision to For Did Not Vote Management Shenzhen Zhuoyou Data Technology Co., Ltd. 11 Approve Guarantee Provision to Lianyi For Did Not Vote Management International (Hong Kong) Co., Ltd. 12 Approve Guarantee Provision to Shaanxi For Did Not Vote Management Yiyatong Deep Supply Chain Management Co., Ltd. 13 Approve Guarantee Provision to Jilin For Did Not Vote Management Shunfu Supply Chain Management Co., Ltd. 14 Approve Guarantee Provision from For Did Not Vote Management Shenzhen Qianhai Yiyatong Supply Chain Co., Ltd. to Shenzhen Yihehui Technology Co., Ltd., Shenzhen Tengfei Health Life Industrial Co., Ltd., and Dalian Yiyatong Supply Chain Co., Ltd. 15 Approve Financial Derivatives Trading For Did Not Vote Management 16 Approve Investment in Financial For Did Not Vote Management Products -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Guohui as Non-Independent For For Management Director 1.2 Elect Chen Weimin as Non-Independent For For Management Director 1.3 Elect Yao Fei as Non-Independent For For Management Director 2.1 Elect Li Luoli as Independent Director For For Management 2.2 Elect Zhang Shunhe as Independent For For Management Director 2.3 Elect Zhang Xiang as Independent For For Management Director 2.4 Elect Bi Xiaoting as Independent For For Management Director 3.1 Elect Xu Sijing as Supervisor For For Shareholder 3.2 Elect Lin Shanxian as Supervisor For For Shareholder 4 Approve Remuneration of Directors and For For Management Allowance of Independent Directors 5 Approve Guarantee Provision to Shaanxi For Against Management Yimei Trading Co., Ltd. 6 Approve Guarantee Provision to For Against Management Shenyang Baiyi Supply Chain Management Co., Ltd. 7 Approve Guarantee Provision to Henan For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 8 Approve Guarantee Provision to Wuhan For Against Management Meili Meisheng Business Development Co. , Ltd. 9 Approve Guarantee Provision to Nantong For Against Management Xinmengsheng Network Technology Co., Ltd. 10 Approve Guarantee Provision to For For Management Shenzhen Anxinyuan Trading Co., Ltd. 11 Approve Guarantee Provision to Huizhou For For Management Anxinyuan Industrial Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Stock Option For Did Not Vote Management Incentive Plan and Cancellation of Stock Option That Has Been Granted 2 Approve Comprehensive Credit Line For Did Not Vote Management Application of Wholly-owned Subsidiary Henan Yiyatong Shendu Supply Chain Management Co., Ltd. and Provision of Its Guarantee by Company 3 Approve Comprehensive Credit Line For Did Not Vote Management Application of Controlled Subsidiary Zhejiang Jingcheng Network Technology Co., Ltd. and Provision of Its Guarantee by Company and Controlled Subsidiary Zhejiang Baicheng Group Co. , Ltd. 4 Approve Comprehensive Credit Line For Did Not Vote Management Application of Controlled Subsidiary Zhejiang Guoda Trading Co., Ltd. and Provision of Its Guarantee by Company and Controlled Subsidiary Zhejiang Baicheng Group Co., Ltd. 5 Approve Comprehensive Credit Line For Did Not Vote Management Application of Controlled Subsidiary Zhejiang Zhuocheng Digital Appliance Co., Ltd. and Provision of Its Guarantee by Company and Controlled Subsidiary Zhejiang Baicheng Group Co. , Ltd. 6 Approve Comprehensive Credit Line For Did Not Vote Management Application of Controlled Subsidiary Zhejiang Baicheng Network Technology Development Co., Ltd. and Provision of Its Guarantee by Company and Controlled Subsidiary Zhejiang Baicheng Group Co., Ltd. 7 Approve Comprehensive Credit Line For Did Not Vote Management Application of Controlled Subsidiary Zhejiang Five Star Electric Co., Ltd. and Provision of Its Guarantee by Company 8 Approve Comprehensive Credit Line For Did Not Vote Management Application of Controlled Subsidiary Zhejiang Baicheng Wulai Environmental Integration Co., Ltd. and Provision of Its Guarantee by Company 9 Approve Comprehensive Credit Line For Did Not Vote Management Application of Controlled Subsidiary Hangzhou Suojia Trading Co., Ltd. and Provision of Its Guarantee by Company 10 Approve Comprehensive Credit Line For Did Not Vote Management Application of Controlled Subsidiary Zhejiang Qiancheng Electric Co., Ltd. and Provision of Its Guarantee by Company 11 Approve Comprehensive Credit Line For Did Not Vote Management Application of Controlled Subsidiary Zhejiang Baicheng Audio Engineering Co. , Ltd. and Provision of Its Guarantee by Company 12 Approve Comprehensive Credit Line For Did Not Vote Management Application of Wholly-owned Subsidiary Sichuan Jiaheng Food Co., Ltd. and Provision of Its Guarantee by Company 13 Approve Comprehensive Credit Line For Did Not Vote Management Application of Controlled Subsidiary Chengdu Yiyatong Xianhu Supply Chain Management Co., Ltd. and Provision of Its Guarantee by Company 14 Approve Comprehensive Credit Line For Did Not Vote Management Application of Controlled Subsidiary Ningbo Junlong Supply Chain Management Co., Ltd. and Provision of Its Guarantee by Company 15 Approve Comprehensive Credit Line For Did Not Vote Management Application and Provision of Its Guarantee by Wholly-owned Subsidiary 16 Approve Comprehensive Credit Line For Did Not Vote Management Application of Controlled Subsidiary Liaoning and Lejin Kaida Supermarket Management Co., Ltd. and Provision of Its Guarantee by Company -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For Did Not Vote Management Qingdao Yitong Zhonghe Economic Development Co., Ltd. 2 Approve Provision of Guarantee for For Did Not Vote Management Shenzhen Anxinyuan Trading Co., Ltd. 3 Approve Provision of Guarantee for For Did Not Vote Management Shandong Yining Supply Chain Management Co., Ltd. 4 Approve Provision of Guarantee for For Did Not Vote Management Beijing Zhuoyou Yunzhi Technology Co., Ltd. 5 Approve Provision of Guarantee for For Did Not Vote Management Wuhan Dahongyan Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Xiamen Diwei Yixin Supply Chain Management Co., Ltd. from Bank of Ganzhou Co., Ltd. 7 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Xiamen Diwei Yixin Supply Chain Management Co., Ltd. from China Construction Bank 8 Approve Provision of Guarantee for For Did Not Vote Management Guangxi Eternal Asia Daze Shendu Supply Chain Management Co., Ltd. 9 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Shenzhen Qianhai Xintong Construction Supply Chain Co., Ltd. from China Bohai Bank 10 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Shenzhen Qianhai Xintong Construction Supply Chain Co., Ltd. from Bank of Communications 11 Approve Provision of Guarantee for For Did Not Vote Management Chongqing Eternal Asia Shendu Supply Chain Management Co., Ltd. 12 Approve Provision of Guarantee for For Did Not Vote Management Wuhan Deyan Supply Chain Management Co. , Ltd. 13 Approve Provision of Guarantee for For Did Not Vote Management Chengdu Eternal Asia Xianhu Supply Chain Management Co., Ltd. 14 Approve Bank Guarantee for Shanxi For Did Not Vote Management Yixinde Supply Chain Management Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Shenzhen Yushang Microfinance Co., Ltd. 2 Approve Expansion of Business Scope For For Management and Amend Articles of Association 3 Approve Provision of Guarantee to For Against Management Xinjiang Jiaheng Supply Chain Management Co., Ltd. 4 Approve Provision of Guarantee to For Against Management Xinjiang Chengshuo Supply Chain Management Co., Ltd. 5 Approve Provision of Guarantee to For For Management Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee to For Against Management Shanghai New Century Daily-Use Chemicals Co., Ltd. 7 Approve Provision of Guarantee to For For Management Jiangsu Yiyatong Deep Supply Chain Management Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For Did Not Vote Management Shenzhen Yushang Microfinance Co., Ltd. 2 Approve Expansion of Business Scope For Did Not Vote Management and Amend Articles of Association 3 Approve Provision of Guarantee to For Did Not Vote Management Xinjiang Jiaheng Supply Chain Management Co., Ltd. 4 Approve Provision of Guarantee to For Did Not Vote Management Xinjiang Chengshuo Supply Chain Management Co., Ltd. 5 Approve Provision of Guarantee to For Did Not Vote Management Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee to For Did Not Vote Management Shanghai New Century Daily-Use Chemicals Co., Ltd. 7 Approve Provision of Guarantee to For Did Not Vote Management Jiangsu Yiyatong Deep Supply Chain Management Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Company by Wholly-Owned Subsidiary 2 Approve Provision of Guarantee to For For Management Guizhou Yiyatong Deep Supply Chain Management Co., Ltd. 3 Approve Provision of Guarantee to For Against Management Shanghai Runcheng Industrial Development Co., Ltd. 4 Approve Provision of Guarantee to For For Management Eastwell Supply Chain Management Co., Ltd. 5 Approve Provision of Guarantee to For For Management Shenzhen Yiyatong Deep Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee to For Against Management Zhejiang Baicheng Group Co., Ltd. 7 Approve Provision of Guarantee to For Against Management Guangxi Youcheng Heye Supply Chain Management Co., Ltd. 8 Approve Provision of Guarantee to For Against Management Shanxi Yiyatong Xinde Supply Chain Management Co., Ltd. 9 Approve Provision of Guarantee to For For Management Henan Yima Food Co., Ltd. 10 Approve Provision of Guarantee to For For Management Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. 11 Approve Provision of Guarantee to For For Management Zhengzhou Fenghetong Supply Chain Management Co., Ltd. 12 Approve Provision of Financial For For Management Assistance to the Company and Its Subsidiaries by the Company's Controlling Shareholder and Its Related Parties 13 Approve Provision of Financial For For Management Assistance to the Company and Its Subsidiaries by the Company's Second Largest Shareholder and Its Related Parties 14 Approve Related Party Transaction with For For Management Sichuan Tianyuan Yiyatong Supply Chain Co., Ltd. 15 Approve Related Party Transaction with For For Management Guangxi Dongrong Yiyatong Supply Chain Co., Ltd. 16 Approve Related Party Transaction with For For Management Guangxi Ronggui Yiyatong Supply Chain Co., Ltd. 17 Approve Related Party Transaction with For For Management Shandong Jiaoyun Yiyatong Supply Chain Management Co., Ltd. 18 Approve Zhongrong-Zhenhuitong Series For For Management Collective Fund Trust Plan -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For Did Not Vote Management Company by Wholly-Owned Subsidiary 2 Approve Provision of Guarantee to For Did Not Vote Management Guizhou Yiyatong Deep Supply Chain Management Co., Ltd. 3 Approve Provision of Guarantee to For Did Not Vote Management Shanghai Runcheng Industrial Development Co., Ltd. 4 Approve Provision of Guarantee to For Did Not Vote Management Eastwell Supply Chain Management Co., Ltd. 5 Approve Provision of Guarantee to For Did Not Vote Management Shenzhen Yiyatong Deep Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee to For Did Not Vote Management Zhejiang Baicheng Group Co., Ltd. 7 Approve Provision of Guarantee to For Did Not Vote Management Guangxi Youcheng Heye Supply Chain Management Co., Ltd. 8 Approve Provision of Guarantee to For Did Not Vote Management Shanxi Yiyatong Xinde Supply Chain Management Co., Ltd. 9 Approve Provision of Guarantee to For Did Not Vote Management Henan Yima Food Co., Ltd. 10 Approve Provision of Guarantee to For Did Not Vote Management Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. 11 Approve Provision of Guarantee to For Did Not Vote Management Zhengzhou Fenghetong Supply Chain Management Co., Ltd. 12 Approve Provision of Financial For Did Not Vote Management Assistance to the Company and Its Subsidiaries by the Company's Controlling Shareholder and Its Related Parties 13 Approve Provision of Financial For Did Not Vote Management Assistance to the Company and Its Subsidiaries by the Company's Second Largest Shareholder and Its Related Parties 14 Approve Related Party Transaction with For Did Not Vote Management Sichuan Tianyuan Yiyatong Supply Chain Co., Ltd. 15 Approve Related Party Transaction with For Did Not Vote Management Guangxi Dongrong Yiyatong Supply Chain Co., Ltd. 16 Approve Related Party Transaction with For Did Not Vote Management Guangxi Ronggui Yiyatong Supply Chain Co., Ltd. 17 Approve Related Party Transaction with For Did Not Vote Management Shandong Jiaoyun Yiyatong Supply Chain Management Co., Ltd. 18 Approve Zhongrong-Zhenhuitong Series For Did Not Vote Management Collective Fund Trust Plan -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2 Approve Medium-term Notes For For Management 3 Approve Authorization of Zhou Guohui For For Management to Handle All Related Matters Regarding Medium-term Notes -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Corporate Bond Issuance 2 Approve Medium-term Notes For Did Not Vote Management 3 Approve Authorization of Zhou Guohui For Did Not Vote Management to Handle All Related Matters Regarding Medium-term Notes -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management from Private Placement and Use Remaining Raised Funds to Replenish Working Capital 2 Approve Non-recourse Factoring For For Management Business in Accounts Receivable 3 Approve Credit Line of Hangzhou For Against Management Wanhong Supply Chain Management Co., Ltd. and Provision of Guarantee 4 Approve Credit Line of Zhejiang Yiyuan For Against Management Honglei Supply Chain Management Co., Ltd. and Provision of Guarantee 5 Approve Credit Line of Zhejiang Yiyuan For Against Management Honglei Supply Chain Management Co., Ltd. and Provision of Guarantee 6 Approve Credit Line of Hefei Guangshuo For Against Management Trading Company and Provision of Guarantee 7 Approve Credit Line of Anhui Yicheng For For Management Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 8 Approve Credit Line of Anqing Yida For Against Management In-depth Supply Chain Management Co., Ltd. and Provision of Guarantee 9 Approve Credit Line of Hefei Jinyan For For Management Food Co., Ltd. and Provision of Guarantee 10 Approve Credit Line of Anhui Yiyatong For For Management Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 11 Approve Credit Line of Liaoning For For Management Yiyatong Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 12 Approve Credit Line of Hainan Yiyatong For Against Management Lianshun Supply Chain Management Co., Ltd. and Provision of Guarantee 13 Approve Credit Line of Zhejiang Guoda For Against Management Trading Company and Provision of Guarantee 14 Approve Credit Line of Zhejiang Wuxing For Against Management Electric Co., Ltd. and Provision of Guarantee 15 Approve Credit Line of Zhejiang For Against Management Baicheng Audio Engineering Co., Ltd. and Provision of Guarantee 16 Approve Credit Line of Zhejiang For Against Management Zhuocheng Digital Electric Co., Ltd. and Provision of Guarantee 17 Approve Credit Line of Hangzhou Suojia For Against Management Trading Co., Ltd. and Provision of Guarantee 18 Approve Credit Line of Zhejiang For Against Management Xincheng Electric Co., Ltd. and Provision of Guarantee 19 Approve Credit Line of Zhejiang For Against Management Baicheng Weilai Environmental Integration Co., Ltd. and Provision of Guarantee 20 Approve Credit Line of Zhejiang For Against Management Baicheng Network Technology Development Co., Ltd. and Provision of Guarantee 21 Approve Credit Line of Zhejiang For For Management Qiancheng Electric Co., Ltd. and Provision of Guarantee 22 Approve Credit Line of Zhejiang For For Management Century Baicheng Electric Chain Co., Ltd. and Provision of Guarantee 23 Approve Credit Line of Zhejiang For For Management Jingcheng Network Technology Co., Ltd. and Provision of Guarantee 24 Approve Credit Line of Zhejiang For For Management Baicheng Group Co., Ltd. and Provision of Guarantee 25 Approve Credit Line of Fujian For Against Management Yishengtong Supply Chain Co., Ltd. and Provision of Guarantee 26 Approve Credit Line of Fujian For Against Management Yishengtong Supply Chain Co., Ltd. and Provision of Guarantee 27 Approve Credit Line of Longyan Jingbo For Against Management Yatong Trading Co., Ltd. and Provision of Guarantee 28 Approve Credit Line of Chongqing For For Management Yiyatong Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 29 Approve Credit Line of Chongqing Yifei For Against Management Alcohol Marketing Co., Ltd. and Provision of Guarantee 30 Approve Credit Line of Guangxi For Against Management Yiyatong Daze Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 31 Approve Credit Line of Guangxi For Against Management Yiyatong Daze Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 32 Approve Credit Line of Guangxi For Against Management Yiyatong Daze Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 33 Approve Credit Line of Guangxi Yijia For Against Management Weili Trading Co., Ltd. and Provision of Guarantee 34 Approve Credit Line of Henan Yima Food For Against Management Co., Ltd. and Provision of Guarantee 35 Approve Credit Line of Beijing Zhuoyou For Against Management Yunzhi Technology Co., Ltd. and Provision of Guarantee 36 Approve Credit Line of Beijing Zhuoyou For Against Management Yunzhi Technology Co., Ltd. and Provision of Guarantee 37 Approve Credit Line of Shenzhen For For Management Qianhai Xintong Construction Supply Chain Co., Ltd. and Counter Guarantee by Shareholders 38 Approve Credit Line of Shenzhen For For Management Qianhai Xintong Construction Supply Chain Co., Ltd. and Counter Guarantee by Shareholders 39 Approve Credit Line of Longyan Jingbo For Against Management Yatong Trading Co., Ltd. and Provision of Guarantee 40 Approve Credit Line of Guangyuan Yifei For Against Management Supply Chain Management Co., Ltd. and Provision of Guarantee 41 Approve Credit Line of Anhui Yiyatong For For Management Deep Supply Chain Management Co., Ltd. and Provision of Guarantee 42 Approve Shanghai Lunhe Digital For Against Management Technology Co., Ltd. Application for Bank Guarantee 43 Approve Bengbu Jiahua Fast Moving For For Management Consumer Goods Trading Co., Ltd. Application for Bank Guarantee 44 Approve Comprehensive Credit Line For For Shareholder Application -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For Against Management 2 Approve Application of Credit Lines by For For Management Hong Kong Wholly-owned Subsidiary 3 Approve Provision of Guarantee by For For Management Company and Related Subsidiaries to the Credit Line of Hong Kong Wholly-owned Subsidiary 4 Approve Provision of Guarantee to For For Management Shanghai Yiyatong Supply Chain Co., Ltd. 5 Approve Provision of Guarantee to For For Management Shanghai Yiyatong Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee to For For Management Guangxi Rongguiyi Yatong Supply Chain Co., Ltd. 7 Approve Provision of Guarantee to For Against Management Liuzhou Youcheng Heye Supply Chain Management Co., Ltd. 8 Approve Provision of Guarantee to For Against Management Beijing Yijia Yongsheng E-Commerce Co. , Ltd. 9 Approve Provision of Guarantee to For Against Management Beijing Yitong Yongsheng Trading Company 10 Approve Provision of Guarantee to For Against Management Beijing Jinyuanzi Trading Company 11 Approve Provision of Guarantee to For Against Management Beijing Yitong Yu's Trading Company 12 Approve Provision of Guarantee to For Against Management Beijing Yifu Kangbao Trading Company 13 Approve Provision of Guarantee to For Against Management Henan Yima Food Co., Ltd. 14 Approve Provision of Guarantee to For Against Management Zhumadian Huatongyuan Supply Chain Management Co., Ltd. 15 Approve Provision of Guarantee to For For Management Jiangxi Meixin Trading Company 16 Approve Provision of Guarantee to For For Management Nanchang Zunmei Trading Company -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For Did Not Vote Management 2 Approve Application of Credit Lines by For Did Not Vote Management Hong Kong Wholly-owned Subsidiary 3 Approve Provision of Guarantee by For Did Not Vote Management Company and Related Subsidiaries to the Credit Line of Hong Kong Wholly-owned Subsidiary 4 Approve Provision of Guarantee to For Did Not Vote Management Shanghai Yiyatong Supply Chain Co., Ltd. 5 Approve Provision of Guarantee to For Did Not Vote Management Shanghai Yiyatong Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee to For Did Not Vote Management Guangxi Rongguiyi Yatong Supply Chain Co., Ltd. 7 Approve Provision of Guarantee to For Did Not Vote Management Liuzhou Youcheng Heye Supply Chain Management Co., Ltd. 8 Approve Provision of Guarantee to For Did Not Vote Management Beijing Yijia Yongsheng E-Commerce Co. , Ltd. 9 Approve Provision of Guarantee to For Did Not Vote Management Beijing Yitong Yongsheng Trading Company 10 Approve Provision of Guarantee to For Did Not Vote Management Beijing Jinyuanzi Trading Company 11 Approve Provision of Guarantee to For Did Not Vote Management Beijing Yitong Yu's Trading Company 12 Approve Provision of Guarantee to For Did Not Vote Management Beijing Yifu Kangbao Trading Company 13 Approve Provision of Guarantee to For Did Not Vote Management Henan Yima Food Co., Ltd. 14 Approve Provision of Guarantee to For Did Not Vote Management Zhumadian Huatongyuan Supply Chain Management Co., Ltd. 15 Approve Provision of Guarantee to For Did Not Vote Management Jiangxi Meixin Trading Company 16 Approve Provision of Guarantee to For Did Not Vote Management Nanchang Zunmei Trading Company -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2 Approve Corporate Bond Issuance For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Guarantee Provision for For For Management Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision for For For Management Shanghai Shenyi Supply Chain Management Co., Ltd. 6 Approve Guarantee Provision for For Against Management Shenyang Huibang Supply Chain Management Co., Ltd. 7 Approve Guarantee Provision for For For Management Guangxi Youcheng Heye Supply Chain Management Co., Ltd. 8 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Kunming Yuexin Trading Co. Ltd. from Industrial Bank Co., Ltd. 9 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Kunming Yuexin Trading Co. Ltd. from Fudian Bank Co., Ltd. 10 Approve Guarantee Provision for For For Management Shanghai Yiyatong Warehouse & Logistics Co., Ltd. 11 Approve Guarantee Provision for For Against Management Huaihua Xinxinghuo Supply Chain Co., Ltd. 12 Approve Guarantee Provision for For For Management Shaanxi Yiyatong Deep Supply Chain Management Co., Ltd. 13 Approve Guarantee Provision for For Against Management Yiyatong Yihe (Shanghai) Supply Chain Management Co., Ltd. 14 Approve Guarantee Provision for Henan For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 15 Approve Guarantee Provision for For Against Management Zhejiang Baicheng Group Co., Ltd. 16 Approve Guarantee Provision for Fujian For For Management Yishengtong Supply Chain Co., Ltd. 17 Approve Change of Registered Address For For Management and Amend Articles of Association 18 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Corporate Bond Issuance 2 Approve Corporate Bond Issuance For Did Not Vote Management 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 4 Approve Guarantee Provision for For Did Not Vote Management Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision for For Did Not Vote Management Shanghai Shenyi Supply Chain Management Co., Ltd. 6 Approve Guarantee Provision for For Did Not Vote Management Shenyang Huibang Supply Chain Management Co., Ltd. 7 Approve Guarantee Provision for For Did Not Vote Management Guangxi Youcheng Heye Supply Chain Management Co., Ltd. 8 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Kunming Yuexin Trading Co. Ltd. from Industrial Bank Co., Ltd. 9 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Kunming Yuexin Trading Co. Ltd. from Fudian Bank Co., Ltd. 10 Approve Guarantee Provision for For Did Not Vote Management Shanghai Yiyatong Warehouse & Logistics Co., Ltd. 11 Approve Guarantee Provision for For Did Not Vote Management Huaihua Xinxinghuo Supply Chain Co., Ltd. 12 Approve Guarantee Provision for For Did Not Vote Management Shaanxi Yiyatong Deep Supply Chain Management Co., Ltd. 13 Approve Guarantee Provision for For Did Not Vote Management Yiyatong Yihe (Shanghai) Supply Chain Management Co., Ltd. 14 Approve Guarantee Provision for Henan For Did Not Vote Management Yiyatong Deep Supply Chain Management Co., Ltd. 15 Approve Guarantee Provision for For Did Not Vote Management Zhejiang Baicheng Group Co., Ltd. 16 Approve Guarantee Provision for Fujian For Did Not Vote Management Yishengtong Supply Chain Co., Ltd. 17 Approve Change of Registered Address For Did Not Vote Management and Amend Articles of Association 18 Approve Amendments to Articles of For Did Not Vote Management Association to Expand Business Scope -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary from Bank of China Co., Ltd. Hangzhou Kaiyuan Branch 2 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary from Industrial and Commercial Bank of China Co., Ltd. Hangzhou Yangbatou Branch 3 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary from Bank of Shanghai Co., Ltd. Hangzhou Branch 4 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary from Bank of China Co., Ltd. Hangzhou Kaiyuan Branch 5 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary Zhejiang Zhuocheng Digital Electric Co. , Ltd. from Bank of Shanghai Co., Ltd. Hangzhou Branch 6 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary Zhejiang Guoda Trading Co., Ltd. from Bank of Shanghai Co., Ltd. Hangzhou Branch 7 Approve Provision of Guarantee to For Against Management Credit Line of Controlled Subsidiary Zhejiang Baicheng Network Technology Development Co., Ltd. from Bank of Shanghai Co., Ltd. Hangzhou Branch 8 Approve Provision of Counter Guarantee For For Management to Affiliate Company 9 Approve Provision of Guarantee to For For Management Affiliate Company Guangxi Rongguiyi Yatong Supply Chain Co., Ltd. 10 Approve Provision of Guarantee to For For Management Affiliate Company Henan Xinggang Yiyatong Supply Chain Service Co., Ltd. 11 Approve Provision of Guarantee to For For Management Affiliate Company Qingdao Chengfa Yiyatong Supply Chain Service Co., Ltd. 12 Approve Related Party Transaction with For For Management Sichuan Tianyuan Yiyatong Supply Chain Co., Ltd. 13 Approve Related Party Transaction with For For Management of Wholly-owned Subsidiary with Sichuan Tianyuan Yiyatong Supply Chain Co., Ltd. 14 Approve Related Party Transaction with For For Management Guangxi Dongrong Yiyatong Supply Chain Co., Ltd. 15 Approve Related Party Transaction with For For Management Guangxi Rongguiyi Yatong Supply Chain Co., Ltd. 16 Approve Related Party Transaction with For For Management Shandong Jiaoyun Yiyatong Supply Chain Management Co., Ltd. 17 Approve Application for Entrusted Loans For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For Did Not Vote Management Credit Line of Controlled Subsidiary from Bank of China Co., Ltd. Hangzhou Kaiyuan Branch 2 Approve Provision of Guarantee to For Did Not Vote Management Credit Line of Controlled Subsidiary from Industrial and Commercial Bank of China Co., Ltd. Hangzhou Yangbatou Branch 3 Approve Provision of Guarantee to For Did Not Vote Management Credit Line of Controlled Subsidiary from Bank of Shanghai Co., Ltd. Hangzhou Branch 4 Approve Provision of Guarantee to For Did Not Vote Management Credit Line of Controlled Subsidiary from Bank of China Co., Ltd. Hangzhou Kaiyuan Branch 5 Approve Provision of Guarantee to For Did Not Vote Management Credit Line of Controlled Subsidiary Zhejiang Zhuocheng Digital Electric Co. , Ltd. from Bank of Shanghai Co., Ltd. Hangzhou Branch 6 Approve Provision of Guarantee to For Did Not Vote Management Credit Line of Controlled Subsidiary Zhejiang Guoda Trading Co., Ltd. from Bank of Shanghai Co., Ltd. Hangzhou Branch 7 Approve Provision of Guarantee to For Did Not Vote Management Credit Line of Controlled Subsidiary Zhejiang Baicheng Network Technology Development Co., Ltd. from Bank of Shanghai Co., Ltd. Hangzhou Branch 8 Approve Provision of Counter Guarantee For Did Not Vote Management to Affiliate Company 9 Approve Provision of Guarantee to For Did Not Vote Management Affiliate Company Guangxi Rongguiyi Yatong Supply Chain Co., Ltd. 10 Approve Provision of Guarantee to For Did Not Vote Management Affiliate Company Henan Xinggang Yiyatong Supply Chain Service Co., Ltd. 11 Approve Provision of Guarantee to For Did Not Vote Management Affiliate Company Qingdao Chengfa Yiyatong Supply Chain Service Co., Ltd. 12 Approve Related Party Transaction with For Did Not Vote Management Sichuan Tianyuan Yiyatong Supply Chain Co., Ltd. 13 Approve Related Party Transaction with For Did Not Vote Management of Wholly-owned Subsidiary with Sichuan Tianyuan Yiyatong Supply Chain Co., Ltd. 14 Approve Related Party Transaction with For Did Not Vote Management Guangxi Dongrong Yiyatong Supply Chain Co., Ltd. 15 Approve Related Party Transaction with For Did Not Vote Management Guangxi Rongguiyi Yatong Supply Chain Co., Ltd. 16 Approve Related Party Transaction with For Did Not Vote Management Shandong Jiaoyun Yiyatong Supply Chain Management Co., Ltd. 17 Approve Application for Entrusted Loans For Did Not Vote Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Changsha Yiyatong Supply Chain Co., Ltd. 2 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Liaoning Yiyatong Deep Supply Chain Management Co., Ltd. from Industrial Bank Co., Ltd. 3 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Liaoning Yiyatong Deep Supply Chain Management Co., Ltd. from China Construction Bank 4 Approve Guarantee Provision for Yunnan For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision for For Against Management Qingdao Yitong Zhonghe Economic and Trade Development Co., Ltd. 6 Approve Guarantee Provision for For Against Management Qingdao Changzhuo Network Technology Co., Ltd. 7 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Anhui Yicheng Deep Supply Chain Management Co., Ltd. from Bank of Communications 8 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Anhui Yicheng Deep Supply Chain Management Co., Ltd. from Huishang Bank 9 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Anhui Yiyatong Deep Supply Chain Management Co., Ltd. from Bank of Communications 10 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Anhui Yiyatong Deep Supply Chain Management Co., Ltd. from Huishang Bank 11 Approve Guarantee Provision for Hefei For For Management Jinyan Food Co., Ltd. 12 Approve Guarantee Provision for Anhui For Against Management Haoshun Business Development Co., Ltd. 13 Approve Guarantee Provision for Hefei For Against Management Guangshuo Trading Co., Ltd. 14 Approve Guarantee Provision for For Against Management Zhejiang Yiyuan Honglei Supply Chain Management Co., Ltd. 15 Approve Guarantee Provision for For Against Management Chongqing Yifei Liquor Marketing Co., Ltd. 16 Approve Guarantee Provision for For Against Management Chongqing Yihetian Food Marketing Co., Ltd. 17 Approve Guarantee Provision for For Against Management Chongqing Wanhe Food Co., Ltd. 18 Approve Guarantee Provision for For Against Management Chongqing Gaole Trade Development Co., Ltd. 19 Approve Guarantee Provision for For For Management Beijing Yiyatong Supply Chain Management Co., Ltd. 20 Approve Guarantee Provision for For For Management Beijing Yifu Kangbao Trading Company 21 Approve Guarantee Provision by Beijing For For Management Yiyatong Supply Chain Management Co., Ltd. for Beijing Yifu Kangbao Trading Company 22 Approve Guarantee Provision for Yunnan For For Management Tengrui Pharmaceutical Co., Ltd. 23 Approve Guarantee Provision for For For Management Zhumadian Huatongyuan Supply Chain Management Co., Ltd. 24 Approve Guarantee Provision for For For Management Zhengzhou Fenghetong Supply Chain Management Co., Ltd. 25 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. from Bank of Kunlun Co., Ltd. 26 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. from Industrial Bank Co., Ltd. 27 Approve Guarantee Provision for For Against Management Yangzhou Hanjiang Pengcheng Department Store Co., Ltd. 28 Approve Guarantee Provision for Shanxi For Against Management Yiyatong Xinde Supply Chain Management Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For Did Not Vote Management Changsha Yiyatong Supply Chain Co., Ltd. 2 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Liaoning Yiyatong Deep Supply Chain Management Co., Ltd. from Industrial Bank Co., Ltd. 3 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Liaoning Yiyatong Deep Supply Chain Management Co., Ltd. from China Construction Bank 4 Approve Guarantee Provision for Yunnan For Did Not Vote Management Yiyatong Deep Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision for For Did Not Vote Management Qingdao Yitong Zhonghe Economic and Trade Development Co., Ltd. 6 Approve Guarantee Provision for For Did Not Vote Management Qingdao Changzhuo Network Technology Co., Ltd. 7 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Anhui Yicheng Deep Supply Chain Management Co., Ltd. from Bank of Communications 8 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Anhui Yicheng Deep Supply Chain Management Co., Ltd. from Huishang Bank 9 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Anhui Yiyatong Deep Supply Chain Management Co., Ltd. from Bank of Communications 10 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Anhui Yiyatong Deep Supply Chain Management Co., Ltd. from Huishang Bank 11 Approve Guarantee Provision for Hefei For Did Not Vote Management Jinyan Food Co., Ltd. 12 Approve Guarantee Provision for Anhui For Did Not Vote Management Haoshun Business Development Co., Ltd. 13 Approve Guarantee Provision for Hefei For Did Not Vote Management Guangshuo Trading Co., Ltd. 14 Approve Guarantee Provision for For Did Not Vote Management Zhejiang Yiyuan Honglei Supply Chain Management Co., Ltd. 15 Approve Guarantee Provision for For Did Not Vote Management Chongqing Yifei Liquor Marketing Co., Ltd. 16 Approve Guarantee Provision for For Did Not Vote Management Chongqing Yihetian Food Marketing Co., Ltd. 17 Approve Guarantee Provision for For Did Not Vote Management Chongqing Wanhe Food Co., Ltd. 18 Approve Guarantee Provision for For Did Not Vote Management Chongqing Gaole Trade Development Co., Ltd. 19 Approve Guarantee Provision for For Did Not Vote Management Beijing Yiyatong Supply Chain Management Co., Ltd. 20 Approve Guarantee Provision for For Did Not Vote Management Beijing Yifu Kangbao Trading Company 21 Approve Guarantee Provision by Beijing For Did Not Vote Management Yiyatong Supply Chain Management Co., Ltd. for Beijing Yifu Kangbao Trading Company 22 Approve Guarantee Provision for Yunnan For Did Not Vote Management Tengrui Pharmaceutical Co., Ltd. 23 Approve Guarantee Provision for For Did Not Vote Management Zhumadian Huatongyuan Supply Chain Management Co., Ltd. 24 Approve Guarantee Provision for For Did Not Vote Management Zhengzhou Fenghetong Supply Chain Management Co., Ltd. 25 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. from Bank of Kunlun Co., Ltd. 26 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Xinjiang Yiyatong Deep Supply Chain Management Co., Ltd. from Industrial Bank Co., Ltd. 27 Approve Guarantee Provision for For Did Not Vote Management Yangzhou Hanjiang Pengcheng Department Store Co., Ltd. 28 Approve Guarantee Provision for Shanxi For Did Not Vote Management Yiyatong Xinde Supply Chain Management Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Allocation of Income and For Did Not Vote Management Dividends 6 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 7 Approve Internal Control For Did Not Vote Management Self-Evaluation Report 8 Approve Appointment of Auditor For Did Not Vote Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary for the Company 2 Approve Guarantee Provision for Jilin For For Management Shunfu Supply Chain Management Co., Ltd. 3 Approve Guarantee Provision for For For Management Liuzhou Youcheng Heye Supply Chain Management Co., Ltd. 4 Approve Guarantee Provision for Yunnan For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision for For Against Management Shanghai Yiyatong Ruihui Supply Chain Management Co., Ltd. 6 Approve Guarantee Provision for For Against Management Shanghai Yiyatong Shenniu Supply Chain Management Co., Ltd. 7 Approve Guarantee Provision by the For For Management Company's Eight Wholly-Owned Subsidiaries 8 Approve Guarantee Provision for For For Management Zhengzhou Riritong Supply Chain Management Co., Ltd. 9 Approve Guarantee Provision for For For Management Jiangsu Yiyatong Deep Supply Chain Management Co., Ltd. 10 Approve Guarantee Provision for Anhui For For Management Yiyatong Deep Supply Chain Management Co., Ltd. 11 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Shandong Yiyatong Deep Supply Chain Management Co., Ltd. from China Minsheng Bank 12 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Shandong Yiyatong Deep Supply Chain Management Co., Ltd. from Qishang Bank 13 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Shandong Yifangyuan Supply Chain Management Co., Ltd. from Qishang Bank 14 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Shandong Yifangyuan Supply Chain Management Co., Ltd. from Qilu Bank Co. , Ltd. 15 Approve Guarantee Provision for For Against Management Shandong Yien Supply Chain Management Co., Ltd. 16 Approve Guarantee Provision for Zibo For Against Management Yiyatong Zhongxing Supply Chain Co., Ltd. 17 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Shandong Yimeitang Supply Chain Management Co., Ltd. from Qishang Bank 18 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Shandong Yimeitang Supply Chain Management Co., Ltd. from Qilu Bank Co. , Ltd. 19 Approve Guarantee Provision for For Against Management Shandong Yikun Supply Chain Management Co., Ltd. 20 Approve Guarantee Provision for For Against Management Shandong Shunxing Network Technology Co., Ltd. 21 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Qingdao Yitong Zhonghe Economic and Trade Development Co., Ltd. from Qishang Bank 22 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Qingdao Yitong Zhonghe Economic and Trade Development Co., Ltd. from Bank of China 23 Approve Guarantee Provision for For For Management Jiangsu Yiyatong Xinpeng Supply Chain Management Co., Ltd. 24 Approve Guarantee Provision for For For Management Yangzhou Hanjiang Pengcheng Department Store Co., Ltd. 25 Approve Guarantee Provision for Yunnan For Against Management Tengrui Pharmaceutical Co., Ltd. 26 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary for Beijing Jinyuanzi Trading Company 27 Approve Guarantee Provision by the For For Management Company's Two Wholly-Owned Subsidiaries 28 Approve Guarantee Provision for For Against Management ETERNAL ASIA (S) PTE LIMITED 29 Approve Financial Derivatives For For Management Transaction 30 Approve to Purchase Low-risk Bank For For Management Financial Products 31 Approve Related Party Transaction in For Against Management Connection to Guarantee Provision for the Financing Business 32 Approve Related Party Transaction in For For Management Connection to Signing of Business Contracts -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For Did Not Vote Management Wholly-Owned Subsidiary for the Company 2 Approve Guarantee Provision for Jilin For Did Not Vote Management Shunfu Supply Chain Management Co., Ltd. 3 Approve Guarantee Provision for For Did Not Vote Management Liuzhou Youcheng Heye Supply Chain Management Co., Ltd. 4 Approve Guarantee Provision for Yunnan For Did Not Vote Management Yiyatong Deep Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision for For Did Not Vote Management Shanghai Yiyatong Ruihui Supply Chain Management Co., Ltd. 6 Approve Guarantee Provision for For Did Not Vote Management Shanghai Yiyatong Shenniu Supply Chain Management Co., Ltd. 7 Approve Guarantee Provision by the For Did Not Vote Management Company's Eight Wholly-Owned Subsidiaries 8 Approve Guarantee Provision for For Did Not Vote Management Zhengzhou Riritong Supply Chain Management Co., Ltd. 9 Approve Guarantee Provision for For Did Not Vote Management Jiangsu Yiyatong Deep Supply Chain Management Co., Ltd. 10 Approve Guarantee Provision for Anhui For Did Not Vote Management Yiyatong Deep Supply Chain Management Co., Ltd. 11 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Shandong Yiyatong Deep Supply Chain Management Co., Ltd. from China Minsheng Bank 12 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Shandong Yiyatong Deep Supply Chain Management Co., Ltd. from Qishang Bank 13 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Shandong Yifangyuan Supply Chain Management Co., Ltd. from Qishang Bank 14 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Shandong Yifangyuan Supply Chain Management Co., Ltd. from Qilu Bank Co. , Ltd. 15 Approve Guarantee Provision for For Did Not Vote Management Shandong Yien Supply Chain Management Co., Ltd. 16 Approve Guarantee Provision for Zibo For Did Not Vote Management Yiyatong Zhongxing Supply Chain Co., Ltd. 17 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Shandong Yimeitang Supply Chain Management Co., Ltd. from Qishang Bank 18 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Shandong Yimeitang Supply Chain Management Co., Ltd. from Qilu Bank Co. , Ltd. 19 Approve Guarantee Provision for For Did Not Vote Management Shandong Yikun Supply Chain Management Co., Ltd. 20 Approve Guarantee Provision for For Did Not Vote Management Shandong Shunxing Network Technology Co., Ltd. 21 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Qingdao Yitong Zhonghe Economic and Trade Development Co., Ltd. from Qishang Bank 22 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Qingdao Yitong Zhonghe Economic and Trade Development Co., Ltd. from Bank of China 23 Approve Guarantee Provision for For Did Not Vote Management Jiangsu Yiyatong Xinpeng Supply Chain Management Co., Ltd. 24 Approve Guarantee Provision for For Did Not Vote Management Yangzhou Hanjiang Pengcheng Department Store Co., Ltd. 25 Approve Guarantee Provision for Yunnan For Did Not Vote Management Tengrui Pharmaceutical Co., Ltd. 26 Approve Guarantee Provision by For Did Not Vote Management Wholly-Owned Subsidiary for Beijing Jinyuanzi Trading Company 27 Approve Guarantee Provision by the For Did Not Vote Management Company's Two Wholly-Owned Subsidiaries 28 Approve Guarantee Provision for For Did Not Vote Management ETERNAL ASIA (S) PTE LIMITED 29 Approve Financial Derivatives For Did Not Vote Management Transaction 30 Approve to Purchase Low-risk Bank For Did Not Vote Management Financial Products 31 Approve Related Party Transaction in For Did Not Vote Management Connection to Guarantee Provision for the Financing Business 32 Approve Related Party Transaction in For Did Not Vote Management Connection to Signing of Business Contracts -------------------------------------------------------------------------------- ETERNAL MATERIALS CO. LTD. Ticker: 1717 Security ID: Y23471108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect Chen, I-Heng with SHAREHOLDER NO. For For Management 125129 as Independent Director -------------------------------------------------------------------------------- ETIHAD ETISALAT CO. Ticker: 7020 Security ID: M4100E106 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Approve Related Party Transactions Re: For For Management Emirates Telecommunications Corporation for FY 2019 7 Approve Related Party Transactions For For Management with Saudi Banks during FY 2019 8 Approve Competitive Business Standards For For Management 9 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- ETRON TECHNOLOGY, INC. Ticker: 5351 Security ID: Y2347N100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Capital Reduction to Offset For For Management Losses 6 Approve Issuance of Shares via a For For Management Private Placement 7.1 Elect HUANG,YUN-JIE, with SHAREHOLDER For For Management NO.T200240XXX as Independent Director -------------------------------------------------------------------------------- EUROBANK ERGASIAS SA Ticker: EUROB Security ID: X2321W101 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Auditors For For Management 3 Ratify Auditors For For Management 4 Approve Remuneration Policy For For Management 5 Approve Director Remuneration For For Management -------------------------------------------------------------------------------- EUROBANK ERGASIAS SA Ticker: EUROB Security ID: X2321W101 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement and Related For For Management Formalities 2 Amend Company Articles For For Management 3 Ratify Director Appointments None None Management 4 Elect Members of Audit Committee For For Management -------------------------------------------------------------------------------- EVA AIRWAYS CORP. Ticker: 2618 Security ID: Y2361Y107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures for For For Management Election of Directors 5.1 Elect LIN, BOU-SHIU, a Representative For For Management of EVERGREEN MARINE CORP. with SHAREHOLDER NO.19 as Non-Independent Director 5.2 Elect CHANG, KUO-HUA, a Representative For For Management of EVERGREEN MARINE CORP. with SHAREHOLDER NO.19 as Non-Independent Director 5.3 Elect KO, LEE-CHING, a Representative For For Management of EVERGREEN INTERNATIONAL CORP. with SHAREHOLDER NO.5414 as Non-Independent Director 5.4 Elect TAI, JIIN-CHYUAN, a For For Management Representative of EVERGREEN INTERNATIONAL CORP. with SHAREHOLDER NO.5414 as Non-Independent Director 5.5 Elect SUN, CHIA-MING, a Representative For For Management of EVERGREEN LOGISTICS CORPORATION with SHAREHOLDER NO.603020 as Non-Independent Director 5.6 Elect LIAO, CHI-WEI, a Representative For For Management of EVERGREEN LOGISTICS CORPORATION with SHAREHOLDER NO.603020 as Non-Independent Director 5.7 Elect CHIEN, YOU-HSIN with SHAREHOLDER For For Management NO.R100061XXX as Independent Director 5.8 Elect HSU, SHUN-HSIUNG with For For Management SHAREHOLDER NO.P121371XXX as Independent Director 5.9 Elect WU, CHUNG-PAO with SHAREHOLDER For For Management NO.G120909XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Cancellation of Previously For For Management Provided Guarantee and New Guarantee Provision to Subsidiaries 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 5th Phase of Employee Share For For Management Purchase Plan (Draft) and Summary 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 3 Approve Verification of List of For For Management Holders of Plan Participants 4 Amend Articles of Association For For Shareholder 5 Approve Guarantee Provision For For Shareholder 6 Approve Use of Raised Funds to For For Shareholder Implement Fund-raising Investment Project -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Appointment of Auditor For For Shareholder 3 Approve Signing of Subscription For For Shareholder Application and Related Party Transactions 4 Approve Equity Transfer and Related For For Shareholder Party Transactions -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Venture Construction of For For Management Power Battery Capacity 2 Approve Draft and Summary of Employee For For Management Share Purchase Plan 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Employee Share Purchase Plan 4 Approve Verification of List of For For Management Holders of Plan Participants -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Jincheng as Non-Independent For For Management Director 1.2 Elect Liu Jianhua as Non-Independent For For Management Director 1.3 Elect Ai Xinping as Non-Independent For For Management Director 1.4 Elect Yuan Huagang as Non-Independent For For Management Director 2.1 Elect Lei Qiaoping as Independent For For Management Director 2.2 Elect Tang Yong as Independent Director For For Management 2.3 Elect Wang Yuelin as Independent For For Management Director 3.1 Elect Zhu Yuan as Supervisor For For Management 3.2 Elect Yuan Zhongzhi as Supervisor For For Management -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: MAR 24, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Basis of Pricing and Issue For For Management Price 2.4 Approve Issue Amount For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholder, Actual Controller Regarding Counter-dilution Measures in Connection to the Private Placement 8 Approve Shareholder Return Plan For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Verification Report on the For For Management Usage of Previously Raised Funds 11 Approve Establishment of Special For For Management Account for Raised Funds 12 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Private Placement of Shares 13 Approve External Loan For For Management 14 Approve Provision of Guarantee For For Management 15 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Audit Report For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Special Report Usage of Raised For For Management Funds 8 Approve Verification Report on the For For Management Usage of Previously Raised Funds 9 Approve Assessment Plan and For For Management Remuneration of Directors and Senior Management Members 10 Approve to Appoint Auditor For For Management 11 Approve Related Party Transaction For For Management 12 Approve Repurchase and Cancellation of For For Management Stock Option and Performance Shares 13 Amend Articles of Association For For Management 14 Approve Report of the Board of For For Management Supervisors 15 Approve Remuneration of Supervisors For For Management 16 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Phase 2 Equity Incentive Plan For For Management Company Performance Evaluation Indicators 2 Approve Guarantee Provision Plan For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- EVEN CONSTRUTORA E INCORPORADORA SA Ticker: EVEN3 Security ID: P3904U107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management for 2020 and Ratify Remuneration of Company's Management for 2019 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- EVEN CONSTRUTORA E INCORPORADORA SA Ticker: EVEN3 Security ID: P3904U107 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 12 For For Management 3 Amend Article 20 For For Management 4 Amend Article 30 For For Management 5 Amend Articles to Comply with For For Management Amendments Proposed by B3 6 Consolidate Bylaws For For Management 7 Ratify Claudia Elisa de Pinho Soares For For Management as Independent Director 8 Approve Share Matching Plan For For Management 9 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 10 In the Event of a Second Call, the None Against Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- EVER SUNSHINE LIFESTYLE SERVICES GROUP LIMITED Ticker: 1995 Security ID: G3313W108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Zhong as Director For For Management 3.2 Elect Zhou Hongbin as Director For For Management 3.3 Elect Lin Feng as Director For For Management 3.4 Elect Zhou Di as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Wei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration and Issuance of For For Management Medium-term Notes 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Articles of Association For Against Management 3 Approve Registration and Issuance of For For Management Debt Financing Plan 4 Approve Authorization of the Board of For For Management Debt Financing Plan -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Mingao as Non-Independent For For Shareholder Director 1.2 Elect Yan Ling as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Daily Related Party For For Management Transaction -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Enhancement Measures For For Management for Guangzheng Asset Management-Guangkong Anshi Commercial Real Estate Phase 3 Xi'an Darongcheng Asset Support Special Plan 1.1 Approve Signed Renewal Agreement For For Management 1.2 Approve Signing of Pre-emptive Right For For Management Agreement 1.3 Approve Authorization Matters For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4.1 Approve Financial Statements For For Management 4.2 Approve Financial Budget Report For For Management 5.1 Approve Profit Distribution For For Management 5.2 Approve Capitalization of Capital For For Management Reserves 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7.1 Elect Zhang Mingao as Non-Independent For For Management Director 7.2 Elect Qian Ming as Non-Independent For For Management Director 7.3 Elect Chen Hongfei as Non-Independent For For Management Director 7.4 Elect Yue Caixuan as Non-Independent For For Management Director 7.5 Elect Wang Yuhua as Non-Independent For For Management Director 7.6 Elect Yan Ling as Non-Independent For For Management Director 7.7 Elect Chen Naiwei as Independent For For Management Director 7.8 Elect Zhang Xiaolan as Independent For For Management Director 7.9 Elect Wang Liuqi as Independent For For Management Director 8.1 Elect Yang Liping as Supervisor For For Shareholder 8.2 Elect Zeng Ruichang as Supervisor For For Shareholder -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S114 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Engagement of External For For Management Auditors for the Year 2019 -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S106 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Engagement of External For For Management Auditors for the Year 2019 -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S114 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Qiuming as Director For For Shareholder -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S106 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Qiuming as Director For For Shareholder -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S114 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Expected Ordinary Related For For Management Party/Connected Transactions 6 Approve Proposal of Proprietary For For Management Trading Business Scale in 2020 7 Approve Amendments to Articles of None None Management Association 8 Approve to Hear Independent Directors' None None Management 2019 Annual Work Report -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Expected Ordinary Related For For Management Party/Connected Transactions 6 Approve Proposal of Proprietary For For Management Trading Business Scale in 2020 -------------------------------------------------------------------------------- EVERCHINA INT'L HOLDINGS COMPANY LIMITED Ticker: 202 Security ID: Y4099K128 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Jiang Zhaobai as Director For For Management 2b Elect Chen Yi, Ethan as Director For For Management 2c Elect Shen Angang as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve HLB Hodgson Impey Cheng For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 4a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4b Authorize Repurchase of Issued Share For For Management Capital 4c Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- EVERGREEN INTERNATIONAL STORAGE & TRANSPORT CORP. Ticker: 2607 Security ID: Y2376C108 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Audited For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect Chen, Yih-Jong, a Representative For For Management of Evergreen Marine Corp. (Taiwan) Ltd. with Shareholder No. 17, as Non-Independent Director 3.2 Elect Chang, Kuo-Hua, a Representative For For Management of HUI Corporation with Shareholder No. 243926, as Non-Independent Director 3.3 Elect Ko, Lee-Ching, a Representative For For Management of Evergreen Marine Corp. (Taiwan) Ltd. with Shareholder No. 17, as Non-Independent Director 3.4 Elect Chang, Cheng-Yung, a For For Management Representative of Evergreen Marine Corp. (Taiwan) Ltd. with Shareholder No. 17, as Non-Independent Director 3.5 Elect Tai, Jiin-Chyuan, a For For Management Representative of Evergreen International Corp. with Shareholder No. 591, as Non-Independent Director 3.6 Elect Lin, Chao-Rong, a Representative For For Management of HUI Corporation with Shareholder No. 243926, as Non-Independent Director 3.7 Elect Chang, Ching-Ho with ID No. For For Management A122656XXX as Independent Director 3.8 Elect Szu, Wen-Chang with ID No. For For Management A110472XXX as Independent Director 3.9 Elect Tseng, Yu-Chin with ID No. For For Management S102499XXX as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- EVERGREEN MARINE CORP. (TAIWAN) LTD. Ticker: 2603 Security ID: Y23632105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Chang Cheng Yung, a For For Management Representative of HUI Corporation, with SHAREHOLDER NO.573001, as Non-independent Director 4.2 Elect Chang Kuo Hua, with SHAREHOLDER For For Management NO.5 as Non-independent Director 4.3 Elect Ko Lee Ching, a Representative For For Management of Evergreen International S.A., with SHAREHOLDER NO.840, as Non-independent Director 4.4 Elect Hsieh Huey Chuan, a For For Management Representative of Evergreen International S.A., with SHAREHOLDER NO.840, as Non-independent Director 4.5 Elect Tai Jiin Chyuan, a For For Management Representative of HUI Corporation, with SHAREHOLDER NO.573001, as Non-independent Director 4.6 Elect Wu Kuang Hui, a Representative For For Management of Evergreen Steel Corporation, with SHAREHOLDER NO.10710, as Non-independent Director 4.7 Elect Yu Fang Lai, with SHAREHOLDER NO. For For Management A102341XXX as Independent Director 4.8 Elect Chang Chia Chee, with For For Management SHAREHOLDER NO.A120220XXX as Independent Director 4.9 Elect Li Chang Chou, with SHAREHOLDER For For Management NO.H121150XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- EVERLIGHT CHEMICAL INDUSTRIAL CORP. Ticker: 1711 Security ID: Y2367J104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 3 Approve Release of Restrictions of For For Management Competitive Activities of Independent Directors -------------------------------------------------------------------------------- EVERLIGHT ELECTRONICS CO. LTD. Ticker: 2393 Security ID: Y2368N104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 5 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees -------------------------------------------------------------------------------- EVERYDAY NETWORK CO., LTD. Ticker: 300295 Security ID: Y1973P108 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- EVERYDAY NETWORK CO., LTD. Ticker: 300295 Security ID: Y1973P108 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xing Wei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- EVERYDAY NETWORK CO., LTD. Ticker: 300295 Security ID: Y1973P108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Stock Options and Performance Shares 8 Approve Decrease in Registered Capital For For Management Due to the Repurchase and Cancellation of Performance Shares and Amend Articles of Association 9 Approve Draft and Summary of For For Shareholder Performance Shares Incentive Plan 10 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 11 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- EXIDE INDUSTRIES LIMITED Ticker: 500086 Security ID: Y2383M131 Meeting Date: AUG 03, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Subir Chakraborty as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect Mona N Desai as Director For For Management 6 Reelect Sudhir Chand as Director For For Management 7 Approve Reappointment and Remuneration For For Management of Gautam Chatterjee as Managing Director and Chief Executive Officer 8 Approve Appointment and Remuneration For For Management of Subir Chakraborty as Deputy Managing Director 9 Approve Reappointment and Remuneration For For Management of Arun Mittal as Whole-Time Director, Designated as Director - Automotive 10 Approve Commission to Non-Executive For For Management Directors 11 Approve Pledging of Assets for Debt For Against Management -------------------------------------------------------------------------------- EXIDE INDUSTRIES LIMITED Ticker: 500086 Security ID: Y2383M131 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Bharat Dhirajlal Shah as For For Management Director 2 Approve Reappointment and Remuneration For For Management of Asish Kumar Mukherjee as Whole-time Director, Designated as Director-Finance & Chief Financial Officer -------------------------------------------------------------------------------- EXXARO RESOURCES LTD. Ticker: EXX Security ID: S26949107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Jeff van Rooyen as Director For For Management 1.2 Re-elect Zwelibanzi Mntambo as Director For For Management 1.3 Re-elect Vuyisa Nkonyeni as Director For For Management 2.1 Re-elect Mark Moffett as Member of the For For Management Audit Committee 2.2 Re-elect Isaac Mophatlane as Member of For For Management the Audit Committee 2.3 Re-elect Ras Myburgh as Member of the For For Management Audit Committee 2.4 Re-elect Vuyisa Nkonyeni as Member of For For Management the Audit Committee 3.1 Re-elect Geraldine Fraser-Moleketi as For For Management Member of the Social and Ethics Committee 3.2 Re-elect Likhapha Mbatha as Member of For For Management the Social and Ethics Committee 3.3 Re-elect Isaac Mophatlane as Member of For For Management the Social and Ethics Committee 3.4 Re-elect Peet Snyders as Member of the For For Management Social and Ethics Committee 4 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company with TD Shango as the Designated Audit Partner 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance to For For Management Related or Inter-related Company 3 Authorise Repurchase of Issued Share For For Management Capital 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report of the For For Management Remuneration Policy -------------------------------------------------------------------------------- EZ TEC EMPREENDIMENTOS E PARTICIPACOES SA Ticker: EZTC3 Security ID: P3912H106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- FALABELLA SA Ticker: FALABELLA Security ID: P3880F108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Consolidated Balance Sheet For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Auditors' Report For For Management 5 Receive Report on Interim Dividends of None None Management CLP 17 per Share Approved by Board on Dec. 19, 2019 6 Approve Allocation of Income and For For Management Dividends 7 Approve Allocation of Income Which are For For Management no Distributable to Shareholders 8 Approve Dividend Policy For For Management 9 Elect Directors None Against Management 10 Approve Remuneration of Directors For For Management 11 Appoint Auditors For For Management 12 Designate Risk Assessment Companies For For Management 13 Receive Report Regarding Related-Party None None Management Transactions 14 Receive Directors Committee's Report None None Management 15 Approve Remuneration of Directors' For For Management Committee 16 Approve Budget of Directors' Committee For For Management 17 Designate Newspaper to Publish For For Management Announcements -------------------------------------------------------------------------------- FAMOUS BRANDS LTD. Ticker: FBR Security ID: S2699W101 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Deon Fredericks as Director For For Management 2.1 Re-elect Santie Botha as Director For For Management 2.2 Re-elect Christopher Boulle as Director For For Management 3.1 Elect Deon Fredericks as Chairman of For For Management the Audit Committee 3.2 Re-elect Emma Mashilwane as Member of For For Management the Audit Committee 3.3 Re-elect Norman Adami as Member of the For For Management Audit Committee 4 Reappoint Deloitte & Touche as For For Management Auditors of the Company with S Nelson as the Lead Audit Partner 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report of the For For Management Remuneration Policy 1 Approve Financial Assistance to For For Management Related and Inter-related Companies 2.1 Approve Remuneration Payable to For For Management Non-executive Directors 2.2 Approve Remuneration Payable to the For For Management Chairman of the Board 2.3 Approve Remuneration Payable to the For For Management Chairman of the Audit and Risk Committee 2.4 Approve Remuneration Payable to the For For Management Members of the Audit and Risk Committee 2.5 Approve Remuneration Payable to the For For Management Chairman of the Remuneration Committee 2.6 Approve Remuneration Payable to the For For Management Members of the Remuneration Committee 2.7 Approve Remuneration Payable to the For For Management Chairman of the Nomination Committee 2.8 Approve Remuneration Payable to the For For Management Members of the Nomination Committee 2.9 Approve Remuneration Payable to the For For Management Chairman of the Social and Ethics Committee 2.10 Approve Remuneration Payable to the For For Management Members of the Social and Ethics Committee 2.11 Approve Remuneration Payable to For For Management Non-executive Directors attending Investment Committee or Unscheduled Committee Meetings 2.12 Approve Remuneration Payable to a For For Management Non-executive Director who sits as Chairman of a Principal Operating Subsidiary 2.13 Approve Remuneration Payable to a For For Management Non-executive Director who sits on the Board for a Partially Owned Subsidiary or Associate Company 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- FANG HOLDINGS LIMITED Ticker: SFUN Security ID: 30711Y201 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Howard Huyue Zhang For For Management 2 Elect Director Hong Qin For For Management -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares 2 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Invest in For For Management Financial Products and Securities Investments -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Investment For For Management Project of the Raised Funds for Equity Acquisition 2 Approve Comprehensive Credit Line For For Management Business Application -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7.1 Elect Qiu Yapeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- FANGDA SPECIAL STEEL TECHNOLOGY CO. LTD. Ticker: 600507 Security ID: Y4S42L108 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Wang Chunlei as Non-independent For For Management Director 2.2 Elect Chang Jian as Non-independent For For Management Director -------------------------------------------------------------------------------- FANGDA SPECIAL STEEL TECHNOLOGY CO. LTD. Ticker: 600507 Security ID: Y4S42L108 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Extension of Validity Period For For Management in Connection to Convertible Bonds Issuance -------------------------------------------------------------------------------- FANGDA SPECIAL STEEL TECHNOLOGY CO. LTD. Ticker: 600507 Security ID: Y4S42L108 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Zhixin as Non-Independent For For Management Director -------------------------------------------------------------------------------- FANGDA SPECIAL STEEL TECHNOLOGY CO. LTD. Ticker: 600507 Security ID: Y4S42L108 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and 2020 For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Comprehensive Credit Line For For Management Application 7 Approve Report of the Independent For For Management Directors 8 Approve Use of Idle Funds to Purchase For For Management Financial Products 9 Approve Daily Related-Party For For Management Transactions 10 Approve Provision of Guarantee For Against Management 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- FANGDA SPECIAL STEEL TECHNOLOGY CO. LTD. Ticker: 600507 Security ID: Y4S42L108 Meeting Date: MAY 19, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FANTASIA HOLDINGS GROUP CO. LTD. Ticker: 1777 Security ID: G3311L104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Pan Jun as Director For For Management 4 Elect Ke Kasheng as Director For For Management 5 Elect Zhang Huiming as Director For For Management 6 Elect Chen Xinyu as Director For For Management 7 Elect Li Dong Sheng as Director For Against Management 8 Elect Liao Qian as Director For Against Management 9 Elect Liao Jianwen as Director For For Management 10 Authorize Board to Fix Directors' For For Management Remuneration 11 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 13 Authorize Repurchase of Issued Share For For Management Capital 14 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FAR EAST HORIZON LTD. Ticker: 3360 Security ID: Y24286109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FAR EAST SMARTER ENERGY CO., LTD. Ticker: 600869 Security ID: Y7689M107 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to Issuance of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters to Extending Resolution Validity Period of Share Issuance 3 Approve External Counter Guarantee For For Management Provision -------------------------------------------------------------------------------- FAR EAST SMARTER ENERGY CO., LTD. Ticker: 600869 Security ID: Y7689M107 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Shareholder Previously Raised Funds 2.1 Elect Jiang Chengzhi as For For Management Non-Independent Director 2.2 Elect Jiang Huajun as Non-Independent For For Management Director 2.3 Elect Jiang Xipei as Non-Independent For For Management Director 2.4 Elect Zhang Xilan as Non-Independent For For Management Director 2.5 Elect Chen Jing as Non-Independent For For Management Director 2.6 Elect Lang Hua as Non-Independent For For Management Director 3.1 Elect Yang Chaojun as Independent For For Management Director 3.2 Elect Wu Jiandong as Independent For For Management Director 3.3 Elect Chen Donghua as Independent For For Management Director 4.1 Elect Jiang Guojian as Supervisor For For Management 4.2 Elect Kuang Guangzheng as Supervisor For For Management 4.3 Elect Gu Guodong as Supervisor For For Management -------------------------------------------------------------------------------- FAR EAST SMARTER ENERGY CO., LTD. Ticker: 600869 Security ID: Y7689M107 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- FAR EAST SMARTER ENERGY CO., LTD. Ticker: 600869 Security ID: Y7689M107 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve External Provision of For For Management Counter-Guarantee -------------------------------------------------------------------------------- FAR EAST SMARTER ENERGY CO., LTD. Ticker: 600869 Security ID: Y7689M107 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Establishment of Special For For Management Account for Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- FAR EAST SMARTER ENERGY CO., LTD. Ticker: 600869 Security ID: Y7689M107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Audited Financial Report For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve External Guarantee Provision For For Management Plan 9 Approve Appointment of Auditor For For Management 10 Amend Working System for Independent For For Management Directors 11 Amend Regulations of Special Committee For For Management Under the Board 12 Amend Management System for Providing For For Management External Guarantees 13 Amend Management System of Raised Funds For For Management 14 Approve Adjustment to Organizational For For Management Structure 15 Approve Amendments to Articles of For For Management Association 16 Approve Plan for Private Placement of For For Management Shares (Revised) 17 Approve Report on the Usage of For For Management Previously Raised Funds 18 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 19.1 Approve Par Value and Issue Scale For For Management 19.2 Approve Issue Price and Interest Rate For For Management Determination 19.3 Approve Bond Type and Maturity For For Management 19.4 Approve Method for Principal Repayment For For Management and Interest Payment 19.5 Approve Issue Manner For For Management 19.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 19.7 Approve Use of Proceeds For For Management 19.8 Approve Guarantees For For Management 19.9 Approve Redemption Clause or Resale For For Management Clause 19.10 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 19.11 Approve Underwriting Method For For Management 19.12 Approve Listing Arrangement For For Management 19.13 Approve Resolution Validity Period For For Management 19.14 Approve Authorization Matters For For Management 20 Approve Authorization of the Board and For For Management Its Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- FAR EASTERN DEPARTMENT STORES LTD. Ticker: 2903 Security ID: Y24315106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect Dong, Ding Yu with ID No. For For Management F120944XXX as Independent Director -------------------------------------------------------------------------------- FAR EASTERN INTERNATIONAL BANK Ticker: 2845 Security ID: Y7540U108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve the Issuance of New Shares by For For Management Shareholders' Dividends 5 Approve Private Placement of Common For Against Management Shares, Preferred Shares, Convertible Bonds or Combination of Above Securities to Specific Parties -------------------------------------------------------------------------------- FAR EASTERN NEW CENTURY CORP. Ticker: 1402 Security ID: Y24374103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FAR EASTONE TELECOMMUNICATIONS CO., LTD. Ticker: 4904 Security ID: Y7540C108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- FARADAY TECHNOLOGY CORP. Ticker: 3035 Security ID: Y24101100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect Chung Laung Liu, a For For Management Representative of Unimicron Technology Corp. with Shareholder No. 159397, as Non-Independent Director 4 Approve to Lift Non-competition For For Management Restrictions for the New Board Member -------------------------------------------------------------------------------- FARGLORY LAND DEVELOPMENT CO., LTD. Ticker: 5522 Security ID: Y2642L106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- FAUJI CEMENT COMPANY LTD. Ticker: FCCL Security ID: Y2468V105 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve KPMG Taseer Hadi and Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Final Cash Dividend For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- FAUJI CEMENT COMPANY LTD. Ticker: FCCL Security ID: Y2468V105 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Resource Sharing Arrangement For Against Management with Askari Cement Limited, Associated Company 3 Approve Acquisition of Shares in For Against Management Foundation Solar Energy Private Limited (FSEL), Associated Company 4 Other Business For Against Management -------------------------------------------------------------------------------- FAUJI FERTILIZER BIN QASIM LTD. Ticker: FFBL Security ID: Y2468W129 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Elect Directors For Against Management 3 Other Business For Against Management -------------------------------------------------------------------------------- FAUJI FERTILIZER COMPANY LTD. Ticker: FFC Security ID: Y24695101 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- FAW CAR CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor 2 Approve Appointment of Internal For For Management Control Auditor 3 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement -------------------------------------------------------------------------------- FAW CAR CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Shareholder Major Asset Swap, Issuance of Shares and Cash Payment to Purchase Asset 2 Approve Transaction Constitute as For For Shareholder Related Party Transaction 3.1 Approve Major Asset Swap For For Management 3.2 Approve Issuance of Shares and Cash For For Management Payment to Purchase Assets 3.3 Approve Transfer and Acquisition of For For Management Asset 3.4 Approve Attribution of Profit and Loss For For Management During the Transition Period and Distribution Arrangement of Undistributed Earnings 3.5 Approve Issue Type, Par Value and For For Management Listing Location 3.6 Approve Target Subscribers For For Management 3.7 Approve Pricing Reference Date For For Management 3.8 Approve Issue Price For For Management 3.9 Approve Issue Scale For For Management 3.10 Approve Lock-Up Period Arrangement For For Management 3.11 Approve Attribution of Profit and Loss For For Management During the Transition Period and Distribution Arrangement of Undistributed Earnings 3.12 Approve Price Adjustment Plan For For Management 3.13 Approve Price Adjustment Plan For For Management Effective Conditions 3.14 Approve Adjustable Price Period For For Management 3.15 Approve Price Trigger Condition For For Management 3.16 Approve Price Adjustment Date For For Management 3.17 Approve Issue Price Adjustment For For Management Mechanism 3.18 Approve Adjustment of Number of Shares For For Management Issued 3.19 Approve Ex-dividend Matters from For For Management Benchmark Date to the Issue Date 3.20 Approve Resolution Validity Period For For Management 4 Approve This Transactions Does Not For For Shareholder Constitute Major Adjustment 5 Approve Draft and Summary of Major For For Shareholder Asset Swap, Issuance of Shares and Cash Payment to Purchase Asset 6 Approve Conditional Subscription For For Management Agreement on Major Asset Swap, Issuance of Shares and Cash Payment to Purchase Asset 7 Approve Signing of Profit Forecast For For Management Compensation Agreement 8 Approve Transaction Complies with For For Management Article 4 of Regulations on Regulating Certain Issues Concerning Major Asset Restructuring of Listed Companies 9 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 11 Approve Transaction Does Not For For Shareholder Constitute Article 13 of the Measures for the Administration of Major Assets Restructuring of Listed Companies 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Audit Report, Review Report For For Shareholder and Wealth Assessment Report of the Transaction 14 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Shareholder Return Plan For For Management 16 Approve Proposal on Re-issuing Related For For Shareholder Commitments by Controlling Shareholders 17 Approve Amendments to Articles of For For Shareholder Association 18 Amend Articles of Association For For Shareholder Applicable after the Reorganization 19 Approve Signing of Trademark License For For Management Agreement and Lease Agreement 20 Approve Adjustment of Financial For For Management Service Agreement 21 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 22 Approve Authorization of the Board to For For Management Handle All Related Matters 23 Elect Wang Wenquan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- FAW CAR CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Asset For For Management 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- FAW CAR CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Disposal of Assets For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Authorization on Issuance of For For Management Commercial Papers 8 Approve Issuance of Daily Commercial For For Management Papers with FAW Finance Co., Ltd. 9 Approve Issuance of Daily Deposits For For Management with FAW Finance Co., Ltd. 10 Approve Related Party Transactions For For Management 11 Elect Feng Xiaodong as Supervisor For For Shareholder 12 Approve Adjustment to Allowance of For For Shareholder Independent Directors 13 Approve Change of Company Name and For For Shareholder Stock Abbreviation 14 Approve Change of Registered Address For For Shareholder 15 Approve Change Business Scope For For Shareholder 16 Approve Increase in Registered Capital For For Shareholder 17 Amend Articles of Association For For Shareholder 18.1 Elect Hu Hanjie as Non-Independent For For Shareholder Director 18.2 Elect Zhu Qixin as Non-Independent For For Shareholder Director 18.3 Elect Liu Yanchang as Non-Independent For For Shareholder Director 18.4 Elect Yang Xiao as Non-Independent For For Shareholder Director 18.5 Elect Zhang Zhixin as Non-Independent For For Shareholder Director 19.1 Elect Han Fangming as Independent For For Shareholder Director 19.2 Elect Mao Zhihong as Independent For For Shareholder Director 19.3 Elect Dong Zhonglang as Independent For For Shareholder Director -------------------------------------------------------------------------------- FAW JIEFANG GROUP CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Capital For For Management 2 Approve Financial Service Agreement For For Management 3.1 Elect Zhang Guohua as Non-independent For For Shareholder Director 3.2 Elect Liu Changqing as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- FAWAZ ABDULAZIZ ALHOKAIR CO. Ticker: 4240 Security ID: M4206V101 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors for For For Management FY 2019 7 Elect Tariq Al-Tuwaijri as Director For For Management 8 Approve Related Party Transactions Re: For For Management Arab Centers Co. Ltd. 9 Approve Related Party Transactions Re: For For Management Egyptian Centers Company 10 Approve Related Party Transactions Re: For For Management Fawaz Abdulaziz Alhokair Company and Real Estate Co. 11 Approve Related Party Transactions Re: For For Management Hajen Co. 12 Approve Related Party Transactions Re: For Against Management Board Members 13 Approve Acquisition of Innovative For For Management Union Company Limited -------------------------------------------------------------------------------- FAWER AUTOMOTIVE PARTS LTD. CO. Ticker: 200030 Security ID: Y2931L106 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mexico Plant Project For Did Not Vote Management -------------------------------------------------------------------------------- FAWER AUTOMOTIVE PARTS LTD. CO. Ticker: 200030 Security ID: Y2931L106 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Jingbo as Non-Independent For Did Not Vote Shareholder Director 2 Approve Establishment of Wholly-owned For Did Not Vote Management Subsidiary -------------------------------------------------------------------------------- FAWER AUTOMOTIVE PARTS LTD. CO. Ticker: 200030 Security ID: Y2931L106 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Investment For Did Not Vote Management -------------------------------------------------------------------------------- FAWER AUTOMOTIVE PARTS LTD. CO. Ticker: 200030 Security ID: Y2931L106 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Budget and MEB For Did Not Vote Management Electric Water Pump Project 2 Approve Additional Daily Related Party For Did Not Vote Management Transactions 3 Elect Li Xiao as Independent Director For Did Not Vote Shareholder 4 Approve Joint Venture and Related For Did Not Vote Shareholder Party Transactions -------------------------------------------------------------------------------- FAWER AUTOMOTIVE PARTS LTD. CO. Ticker: 200030 Security ID: Y2931L106 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Financial Budget Report For Did Not Vote Management 2 Approve Investment Plan For Did Not Vote Management 3 Approve Related Party Transaction with For Did Not Vote Management China FAW Group Corporation 4 Approve Related Party Transaction with For Did Not Vote Management Changchun FAW Auto Parts Co., Ltd. 5 Approve Related Party Transaction with For Did Not Vote Management Associate Company 6 Approve Capital Increase For Did Not Vote Shareholder 7 Amend Articles of Association For Did Not Vote Shareholder -------------------------------------------------------------------------------- FAWER AUTOMOTIVE PARTS LTD. CO. Ticker: 200030 Security ID: Y2931L106 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Management System For Did Not Vote Management of Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- FAWER AUTOMOTIVE PARTS LTD. CO. Ticker: 200030 Security ID: Y2931L106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statement (Audit) For Did Not Vote Management Report 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Provision of Entrusted Loan to For Did Not Vote Management Wholly-Owned Subsidiary 7 Approve Asset Disposal For Did Not Vote Management 8 Approve Appointment of Financial and For Did Not Vote Management Internal Control Auditor 9 Approve Signing of Procurement For Did Not Vote Management Framework Agreement -------------------------------------------------------------------------------- FEDERAL CORP. Ticker: 2102 Security ID: Y8548Z107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Individual For For Management and Consolidated Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 5 Approve Private Placement of Common For For Management Stock 6 Approve Private Placement of Preferred For For Management Stock A, and/or Preferred Stock B, and/or Preferred Stock C 7.1 Elect MA,SHU-JIAN, with Shareholder No. For For Management 88757, as Non-Independent Director 7.2 Elect MA,SHAO-XIANG, a Representative For For Management of MAXON CORPORATION with Shareholder No. 128578, as Non-Independent Director 7.3 Elect ZHOU,YIN-ZHONG, a Representative For For Management of HUAN XIANG INVESTMENT CO., LTD with Shareholder No. 92493, as Non-Independent Director 7.4 Elect MA,PEI-JUN, a Representative of For For Management DA TIAN INVESTMENT CO., LTD with Shareholder No. 132440, as Non-Independent Director 7.5 Elect WU,DE-FENG, a Representative of For For Management MA,QI-SHAN FOUNDATION with Shareholder No. 201831, as Non-Independent Director 7.6 Elect CHEN,CHONG-YI, a Representative For For Management of MA,QI-SHAN FOUNDATION with Shareholder No. 201831, as Non-Independent Director 7.7 Elect JIANG,QING-XING, a Against Against Shareholder Representative of NAN KANG RUBBER TIRE CO., LTD. with Shareholder No. 239974, as Non-Independent Director 7.8 Elect GUO,MEI-HANG, a Representative Against Against Shareholder of NAN KANG RUBBER TIRE CO., LTD. with Shareholder No. 239974, as Non-Independent Director 7.9 Elect LI,TIAN-XIANG with ID No. For For Management D120250XXX as Independent Director 7.10 Elect ZUO,WEI-LI with Shareholder No. For For Management 62693 as Independent Director 7.11 Elect ZHOU,XING-RU with ID No. For For Management H220144XXX as Independent Director 7.12 Elect ZHENG,FU-YUE with ID No. Against Against Shareholder P220754XXX as Independent Director 8 Approve Release of Restrictions of Against Against Shareholder Competitive Activities of Newly Appointed Directors and Representatives - Specifically for Nankang Rubber Tire Representative Kuo Mei Hang 9 Approve Propose to Enforce For For Management Disgorgement of Profits due to Conflict of Interests from Self-dealing of the Director Regarding in Connection to the Release of Non-Competition Restriction for Kuo Mei Hang, a Representative of Nankang Rubber Tire 10 Approve Release of Restrictions of Against Against Shareholder Competitive Activities of Newly Appointed Directors and Representatives - Specifically for Nankang Rubber Tire Representative Chiang Ching Hsing 11 Approve Propose to Enforce For For Management Disgorgement of Profits due to Conflict of Interests from Self-dealing of the Director Regarding in Connection to the Release of Non-Competition Restriction for Chiang Ching Hsing, a Representative of Nankang Rubber Tire -------------------------------------------------------------------------------- FEDERAL GRID CO. OF UNIFIED ENERGY SYSTEM PJSC Ticker: FEES Security ID: X2393G109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 0.009 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- FEDERAL GRID CO. OF UNIFIED ENERGY SYSTEM PJSC Ticker: FEES Security ID: X2393G109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 0.009 per For For Management Share 5 Approve Remuneration of Directors For Against Management 6 Approve Remuneration of Members of For Against Management Audit Commission 7.1 Elect Pavel Grachev as Director None For Management 7.2 Elect Pavel Grebtsov as Director None Against Management 7.3 Elect Igor Kamenskoi as Director None Against Management 7.4 Elect Pavel Livinskii as Director None Against Management 7.5 Elect Iurii Manevich as Director None Against Management 7.6 Elect Andrei Murov as Director None Against Management 7.7 Elect Leonid Neganov as Director None Against Management 7.8 Elect Larisa Romanovskaia as Director None Against Management 7.9 Elect Nikolai Roshchenko as Director None Against Management 7.10 Elect Ernesto Ferlenghi as Director None For Management 7.11 Elect Vladimir Furgalskii as Director None Against Management 8.1 Elect Evgenii Bodriashov as Member of For For Management Audit Commission 8.2 Elect Andrei Gabov as Member of Audit For For Management Commission 8.3 Elect Tatiana Zobkova as Member of For For Management Audit Commission 8.4 Elect Svetlana Kim as Member of Audit For For Management Commission 8.5 Elect Dmitrii Ponomarev as Member of For For Management Audit Commission 9 Ratify Ernst and Young as Auditor For For Management 10 Approve Early Termination of Powers of For Against Management Sole Executive Body 11 Approve Transfer of Powers of Sole For Against Management Executive Body to Managing Company PJSC Rosseti 12 Approve New Edition of Charter For Against Management 13 Approve New Edition of Regulations on For For Management General Meetings 14 Approve New Edition of Regulations on For For Management Board of Directors 15 Approve New Edition of Regulations on For For Management Remuneration of Directors 16 Approve New Edition of Regulations on For For Management Audit Commission 17 Approve New Edition of Regulations on For For Management Remuneration of Members of Audit Commission 18 Approve New Edition of Regulations on For For Management Management -------------------------------------------------------------------------------- FEILO ACOUSTICS CO., LTD. SHANGHAI Ticker: 600651 Security ID: Y7681U107 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment via Debt-to-Equity For For Management Swap 2.1 Elect Li Xin as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- FEILO ACOUSTICS CO., LTD. SHANGHAI Ticker: 600651 Security ID: Y7681U107 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal of Beijing For For Management Shenan Investment Group Co., Ltd. in Accordance with the Relevant Laws and Regulations 2.1 Approve Overall Plan For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Transaction Parties For For Management 2.4 Approve Transaction Manner For For Management 2.5 Approve Valuation and Pricing For For Management 2.6 Approve Margin Arrangement and Payment For For Management method of Transaction Price 2.7 Approve Fees and Cost Arrangements For For Management 2.8 Approve Transaction Terms For For Management 2.9 Approve Effective Conditions of the For For Management Contract of Property Right Involved in the Exchange 2.10 Approve Profit and Loss During the For For Management Transition Period of the Target Company 2.11 Approve Whether the Transaction For For Management Constitutes Related Party Transaction 2.12 Approve Transaction Constitute as For For Management Major Asset Restructuring 2.13 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 2.14 Approve Resolution Validity Period For For Management 3 Approve Draft and Summary of Major For For Management Asset Restructuring Plan 4 Approve Signing of Repayment Agreement For For Management 5 Approve Signing of Property Rights For For Management Contract and Related Subsidiary Guarantee Agreements 6 Approve Audit Report, Examination For For Management Review Report and Asset Valuation Report of the Transaction 7 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 8 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 9 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Equity Disposal of Beijing Shenan Investment Group Co., Ltd. 12 Approve Equity Disposal of Shanghai For For Management Huaxin Co., Ltd. in Accordance with the Relevant Laws and Regulations 13.1 Approve Overall Plan For For Management 13.2 Approve Target Assets For For Management 13.3 Approve Transaction Parties For For Management 13.4 Approve Transaction Manner For For Management 13.5 Approve Pricing Basis and Transaction For For Management Price 13.6 Approve Transaction Constitute as For For Management Related-Party Transaction 13.7 Approve Transaction Constitute as For For Management Major Asset Restructuring 13.8 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 13.9 Approve Restrictions Involved in the For For Management Transaction 13.10 Approve Resolution Validity Period For For Management 14 Approve Draft and Summary of Major For For Management Asset Restructuring Plan 15 Approve Signing of Equity Transfer For For Management Agreement and Its Supplementary Agreement 16 Approve Company's Transaction For For Management Examination Review Report and Valuation Report 17 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 18 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 19 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 20 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 21 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Approve Equity Disposal of Shanghai Huaxin Co., Ltd. 22 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 23 Approve Provision for Asset Impairment For For Management 24.1 Elect Jin Xin as Non-Independent For For Management Director -------------------------------------------------------------------------------- FEILO ACOUSTICS CO., LTD. SHANGHAI Ticker: 600651 Security ID: Y7681U107 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Acquisition by For For Management Issuance of Shares and Raising Supporting Funds as well as Related Party Transactions is in Compliance with Relevant Laws and Regulations 2.1 Approve Overall Program For For Management 2.2 Approve Acquisition by Issuance of For For Management Shares 2.3 Approve Raising Supporting Funds For For Management 2.4 Approve Target Assets For For Management 2.5 Approve Types of Shares Issued For For Management 2.6 Approve Issuance Method and Target For For Management Subscribers 2.7 Approve Target Subscribers in For For Management Connection to Acquisition by Issuance of Shares 2.8 Approve Target Subscribers in For For Management Connection to Raising Supporting Funds 2.9 Approve Pricing Basis, Pricing For For Management Reference Date and Issue Price in Connection to Acquisition by Issuance of Shares 2.10 Approve Pricing Basis, Pricing For For Management Reference Date and Issue Price in Connection to Raising Supporting Funds 2.11 Approve Issue Price Adjustment Plan For For Management 2.12 Approve Issue Size in Connection to For For Management Acquisition by Issuance of Shares 2.13 Approve Issue Size in Connection to For For Management Raising Supporting Funds 2.14 Approve Listing Location For For Management 2.15 Approve Lock-up Period For For Management 2.16 Approve Attribution of Profit and Loss For For Management During the Period 2.17 Approve Amount of Raised Funds, Issue For For Management Price, Issue Quantity Limit and Calculation Method 2.18 Approve Pricing Method, Target For For Management Subscribers and Lock-up Period in Connection to Raising Supporting Funds 2.19 Approve Use of Proceeds For For Management 2.20 Approve Pricing Principles of the For For Management Underlying Asset of this Transaction 2.21 Approve Ziyiyuan 100% Equity Valuation For For Management and Pricing 2.22 Approve Yidian Automotive Electronics For For Management 100% Equity Valuation and Pricing 2.23 Approve Yidian Intelligent Electronics For For Management 100% Equity Valuation and Pricing 2.24 Approve Transaction Constitutes as For For Management Related-party Transaction 2.25 Approve Transaction Constitutes as For For Management Major Asset Restructuring 2.26 Approve This Transaction Does Not For For Management Constitutes as Major Restructure Listing 2.27 Approve Resolution Validity Period For For Management 3 Approve the Notion that the Adjustment For For Management on Company's Transaction Plan Does Not Constitute as Major Adjustment 4 Approve Report (Draft) and Summary on For For Management Company's Related-party Transaction in Connection to Acquisition by Issuance of Shares as well as Raising Supporting Funds 5.1 Approve Introducing Lingang Science For For Management and Technology as a Strategic Investor 5.2 Approve Introducing Shanghai Huayi as For For Management a Strategic Investor 6.1 Approve Relevant Agreements on For For Management Acquisition by Issuance of Shares 6.2 Approve Relevant Agreements for For For Management Raising Supporting Funds 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve the Notion that the For For Management Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve the Notion that the For For Management Transaction Complies with Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve Whitewash Waiver and Related For For Management Transactions 11 Approve Relevant Audit Report, For For Management Preparation Review Report and Asset Evaluation Report 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve the Completeness and For For Management Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- FEILO ACOUSTICS CO., LTD. SHANGHAI Ticker: 600651 Security ID: Y7681U107 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Bank Loans For For Management 2 Approve Draft Report and Summary on For For Management Major Asset Disposal (Revised) -------------------------------------------------------------------------------- FEILO ACOUSTICS CO., LTD. SHANGHAI Ticker: 600651 Security ID: Y7681U107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Unrecovered Losses Reached a For For Management Total of One-third of Paid-up Share Capital 9.1 Elect Wen Qidong as Independent For For Management Director 10.1 Elect Gu Wen as Supervisor For For Shareholder -------------------------------------------------------------------------------- FEITIAN TECHNOLOGIES CO., LTD. Ticker: 300386 Security ID: Y2R8S0102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9.1 Approve Share Type and Par Value For For Management 9.2 Approve Issue Manner For For Management 9.3 Approve Target Subscribers For For Management 9.4 Approve Issue Size For For Management 9.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 9.6 Approve Subscription Method For For Management 9.7 Approve Lock-up Period For For Management 9.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 9.9 Approve Amount and Use of Proceeds For For Management 9.10 Approve Listing Exchange For For Management 9.11 Approve Resolution Validity Period For For Management 10 Approve Private Placement of Shares For For Management 11 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Approve Shareholder Return Plan For For Management 18.1 Elect Huang Yu as Non-Independent For For Management Director 18.2 Elect Li Wei as Non-Independent For For Management Director 18.3 Elect Lu Zhou as Non-Independent For For Management Director 19.1 Elect Li Qi as Independent Director For For Management 19.2 Elect Huang Tao as Independent Director For For Management 20.1 Elect Tian Duan as Supervisor For For Management 20.2 Elect Sun Xiaodong as Supervisor For For Management -------------------------------------------------------------------------------- FENG HSIN STEEL CO., LTD. Ticker: 2015 Security ID: Y24814108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FENG TAY ENTERPRISE CO., LTD. Ticker: 9910 Security ID: Y24815105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit -------------------------------------------------------------------------------- FGV HOLDINGS BERHAD Ticker: 5222 Security ID: Y2477B108 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees for the For For Management Non-Executive Chairman for the Financial Year Ended December 31, 2018 2 Approve Directors' Fees for For For Management Non-Executive Directors for the Financial Year Ended December 31, 2018 3 Approve Directors' Fees for the For For Management Non-Executive Chairman for the Period from January 1, 2019 to the Next AGM 4 Approve Directors' Fees for For For Management Non-Executive Directors for the Period from January 1, 2019 to the Next AGM 5 Approve Directors' Benefits for the For For Management Non-Executive Chairman for the Period from June 26, 2019 to the Next AGM 6 Approve Directors' Benefits for For For Management Non-Executive Directors for the Period from June 26, 2019 to the Next AGM -------------------------------------------------------------------------------- FGV HOLDINGS BERHAD Ticker: 5222 Security ID: Y2477B108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees for the For For Management Non-Executive Chairman (NEC) 3 Approve Directors' Fees for the For For Management Non-Executive Directors (NED) 4 Approve Directors' Benefits for the For For Management Non-Executive Chairman (NEC) 5 Approve Directors' Benefits for the For For Management Non-Executive Directors (NED) 6 Approve Monthly Allowance to the For For Management Non-Executive Deputy Chairman (NEDC) 7 Elect Mohamed Nazeeb P.Alithambi as For For Management Director 8 Elect Mohd Anwar Yahya as Director For For Management 9 Elect Nesadurai Kalanithi as Director For For Management 10 Elect Zunika Mohamed as Director For For Management 11 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management 3.1 Elect Liu Huiya as Non-independent For For Management Director 3.2 Elect Chen Shanzhi as Non-independent For For Management Director 3.3 Elect Ge Jun as Non-independent For For Management Director -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- FIBRA MACQUARIE MEXICO Ticker: FIBRAMQ12 Security ID: P3515D155 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management 2 Approve Annual Report For For Management 3 Extend Share Repurchase for Additional For For Management Year; Set Maximum Amount for Share Repurchase 4 Approve Compensation Plan for Members For For Management of Technical Committee 5 Ratify Juan Antonio Salazar Rigal as For For Management Independent Member of Technical Committee 6 Ratify Alvaro de Garay Arellano as For For Management Independent Member of Technical Committee 7 Ratify Luis Alberto Aziz Checa as For For Management Independent Member of Technical Committee 8 Ratify Jaime de la Garza as For For Management Independent Member of Technical Committee 9 Ratify Michael Brennan as Independent For For Management Member of Technical Committee 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION SA DE CV Ticker: FUNO11 Security ID: P3515D163 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.i Accept Reports of Audit, Corporate For For Management Practices, Nominating and Remuneration Committees 1.ii Accept Technical Committee Report on For For Management Compliance in Accordance to Article 172 of General Mercantile Companies Law 1.iii Accept Report of Trust Managers in For For Management Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report 1.iv Accept Technical Committee Report on For For Management Operations and Activities Undertaken 2 Approve Financial Statements and For For Management Allocation of Income 3.a Elect or Ratify Ignacio Trigueros For For Management Legarreta as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.b Elect or Ratify Antonio Hugo Franck For For Management Cabrera as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.c Elect or Ratify Ruben Goldberg Javkin For For Management as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.d Elect or Ratify Herminio Blanco For For Management Mendoza as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.e Elect or Ratify Alberto Felipe Mulas For For Management Alonso as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 4 Elect or Ratify Members, Alternates For Against Management and Secretary (Non-Member) of Technical Committee; Verify Independence Classification 5 Approve Remuneration of Technical For For Management Committee Members 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FILINVEST LAND, INC. Ticker: FLI Security ID: Y24916101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order For For Management 2 Proof of Notice of Meeting For For Management 3 Certification of Quorum For For Management 4 Approve the Minutes of the Annual For For Management Stockholders' Meeting Held on April 22, 2019 5 Presentation of the President's Report For For Management 6 Approve the Audited Financial For For Management Statements for the Year Ended December 31, 2019 7 Ratify the Acts and Resolutions of the For For Management Board of Directors, Board Committees and Management from the Date of the Last Annual Stockholders' Meeting up to June 11, 2020 8.1 Elect Jonathan T. Gotianun as Director For For Management 8.2 Elect Lourdes Josephine Gotianun-Yap For For Management as Director 8.3 Elect Michael Edward T. Gotianun as For For Management Director 8.4 Elect Efren C. Gutierrez as Director For For Management 8.5 Elect Francis Nathaniel C. Gotianun as For For Management Director 8.6 Elect Nelson M. Bona as Director For For Management 8.7 Elect Val Antonio B. Suarez as Director For For Management 8.8 Elect Gemilo J. San Pedro as Director For For Management 8.9 Elect Ernesto S. De Castro, Jr. as For For Management Director 9 Appoint External Auditor For For Management 10 Approve Other Matters For Against Management 11 Adjournment For For Management -------------------------------------------------------------------------------- FINANCIAL STREET HOLDINGS CO., LTD. Ticker: 000402 Security ID: Y2496E109 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of CMBS For For Management 2 Approve Issuance of Non-Financial For For Management Corporate Debt Financing Instruments 3 Approve Signing of Financial Service For For Management Agreement -------------------------------------------------------------------------------- FINANCIAL STREET HOLDINGS CO., LTD. Ticker: 000402 Security ID: Y2496E109 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- FINANCIAL STREET HOLDINGS CO., LTD. Ticker: 000402 Security ID: Y2496E109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Guarantee Provision Plan For For Management 7 Approve Provision of Financial For For Management Assistance 8 Approve Issuance of Corporate Bonds For For Management 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve Related Party Transaction For For Management 11 Approve Financial Service Agreement For For Management 12 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- FINOLEX CABLES LIMITED Ticker: 500144 Security ID: Y24953146 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Mahesh Viswanathan as Director For Against Management 4 Elect Mohan Lal Jain as Director For For Management 5 Elect Shruti Deepen Udeshi as Director For For Management 6 Reelect Pratap G Pawar as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Offer or Invitation to For For Management Subscribe for Secured/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis 9 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- FIRICH ENTERPRISES CO. LTD. Ticker: 8076 Security ID: Y2496F106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Capital Surplus 4.1 Elect HSU, MING-CHE with SHAREHOLDER For For Management NO.0000000001 as Non-Independent Director 4.2 Elect HSU, LU-CHE with SHAREHOLDER NO. For Against Management 0000000003 as Non-Independent Director 4.3 Elect TAI, LI-NING with SHAREHOLDER NO. For Against Management A102810XXX as Non-Independent Director 4.4 Elect CHU, CHENG-FANG with SHAREHOLDER For Against Management NO.0000000308 as Non-Independent Director 4.5 Elect LEU, HORNG-DER with SHAREHOLDER For Against Management NO.M120426XXX as Independent Director 4.6 Elect HUANG, CHUN-HSI with SHAREHOLDER For Against Management NO.R121041XXX as Independent Director 4.7 Elect FANG, JIN-WEIU with SHAREHOLDER For Against Management NO.C220361XXX as Independent Director 5 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- FIRST ABU DHABI BANK PJSC Ticker: FAB Security ID: M7080Z114 Meeting Date: FEB 24, 2020 Meeting Type: Annual Record Date: FEB 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For For Management Dividends of 74 Percent of Share Capital for FY 2019 5 Approve Remuneration of Directors For For Management 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Elect Directors (Bundled) For Against Management 10 Approve Shariah Supervisory Board For For Management Report and Elect Shariah Supervisory Board Members 11 Amend Articles of Bylaws For Against Management 12 Approve The Renewal of the issuing For For Management programs/Sukuk/Bonds or Create New Programs Up to USD 10 Billion 13 Authorize Issuance of For For Management Bonds/Debentures/Sukuk Up to USD 10 Billion and Issue Additional Tier 1 Bonds Up to USD 1 Billion -------------------------------------------------------------------------------- FIRST CAPITAL SECURITIES CO., LTD. Ticker: 002797 Security ID: Y2R9TR100 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FIRST CAPITAL SECURITIES CO., LTD. Ticker: 002797 Security ID: Y2R9TR100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Proprietary Investment Scale For For Management Application 8 Approve Issuance of Commercial Papers For For Management 9.1 Approve Related Party Transactions For For Management with Beijing Capital Group Co., Ltd. and Related Parties 9.2 Approve Related Party Transactions For For Management with Huaxi Xinyu Investment Co., Ltd. and Related Parties 9.3 Approve Related Party Transactions For For Management with Zhejiang Hangmin Industry Group Co., Ltd. and Related Parties 9.4 Approve Related Party Transactions For For Management with Nenking Holding Group Co., Ltd. and Related Parties 9.5 Approve Related Party Transactions For For Management with Yinhua Fund Management Co., Ltd. and Its Subsidiaries within the Scope of Consolidated Statements 9.6 Approve Related Party Transactions For For Management with Other Related Parties 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Implementation of Long-Term For Against Management Incentive and Restraint Mechanism 13 Approve Company's Eligibility for For For Management Private Placement of Shares 14.1 Approve Target Subscribers and For For Management Subscription Method 14.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 14.3 Approve Lock-up Period Arrangement For For Management 15 Approve Plan for Private Placement of For For Management New Shares (Revised) 16 Approve Signing of Supplementary For For Management Agreement of Share Subscription Agreement 17 Approve Related Party Transactions in For For Management Connection to Private Placement 18 Approve Feasibility Analysis Draft For For Management Report on the Use of Proceeds (Revised) 19 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 20 Approve Extension of Resolution For For Management Validity Period in Connection to Private Placement 21 Approve Extension in Authorization for For For Management Board and Management to Handle All Matters Related to Private Placement -------------------------------------------------------------------------------- FIRST FINANCIAL HOLDING CO. LTD. Ticker: 2892 Security ID: Y2518F100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- FIRST TRACTOR COMPANY LIMITED Ticker: 38 Security ID: Y25714109 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 4 Elect Zhang Hongsheng as Supervisor For For Management 5 Approve Conditional Agreement Entered For For Management into by the Company with YTO Group Corporation for the Disposal of 100% Equity Interest in YTO (Xinjiang) Dongfanghong equipment Machinery Co., Ltd. 6 Approve Conditional Agreement Entered For For Management into by Luoyang Tractor Research Institute Co., Ltd. with YTO Group Corporation for the Disposal of 100% Equity Interest in Luoyang Xiyuan Vehicle and Power Inspection Institute Co., Ltd. 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FIRST TRACTOR COMPANY LIMITED Ticker: 38 Security ID: Y25714117 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 5 Elect Zhang Hongsheng as Supervisor For For Management 6 Approve Conditional Agreement Entered For For Management into by the Company with YTO Group Corporation for the Disposal of 100% Equity Interest in YTO (Xinjiang) Dongfanghong equipment Machinery Co., Ltd. 7 Approve Conditional Agreement Entered For For Management into by Luoyang Tractor Research Institute Co., Ltd. with YTO Group Corporation for the Disposal of 100% Equity Interest in Luoyang Xiyuan Vehicle and Power Inspection Institute Co., Ltd. -------------------------------------------------------------------------------- FIRST TRACTOR COMPANY LIMITED Ticker: 38 Security ID: Y25714109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Report For For Management 4 Approve Da Hua Certified Public For For Management Accountants (Special General Partnership) as Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 5 Approve Provision of Guarantees for For For Management Subsidiaries 6 Approve Proposed A Shares Issue None None Management 7 Approve Dilution of Current Return as None None Management a Result of the Proposed A Shares Issue and the Adoption of Remedial Measures 8 Approve Undertakings by the None None Management Controlling Shareholder, Actual Controller, Directors and Senior Management of the Company to the Implementation of the Remedial Measures 9 Approve Shareholders' Return Plan for None None Management the Next Three Years 10 Approve the Notion that the Company None None Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 1 Approve 2019 Dividend Distribution For For Management Proposal 2.1 Approve Class and Par Value of A None None Management Shares to be Issued 2.2 Approve Method and Time of Issue None None Management 2.3 Approve Target Subscriber and Method None None Management of Subscription 2.4 Approve Pricing Benchmark Date, Issue None None Management Price and Pricing Principles 2.5 Approve Number of A Shares to be Issued None None Management 2.6 Approve Amount and Use of Proceeds None None Management 2.7 Approve Lock-up Period None None Management 2.8 Approve Place of Listing None None Management 2.9 Approve Distribution of Retained Profit None None Management 2.10 Approve Validity Period of the None None Management Resolution 3 Approve Proposal for the Proposed A None None Management Shares Issue 4 Approve Feasibility Analysis Report on None None Management the Use of Proceeds from the Proposed A Shares Issue 5 Approve Subscription of A Shares Under None None Management the Proposed A Shares Issue which Constitutes Connected Transaction of the Company 6 Approve Conditional A Share None None Management Subscription Agreement Between the Company and YTO Group Corporation 7 Approve Specific Mandate of the Board None None Management to Deal with Matters in Relation to the Proposed A Shares Issue 8 Approve Application for the White Wash None None Management Waiver 9 Approve Application of the Waiver in None None Management Respect of the General Offer Obligation Over the A Shares by YTO Group Corporation -------------------------------------------------------------------------------- FIRST TRACTOR COMPANY LIMITED Ticker: 38 Security ID: Y25714117 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Report For For Management 4 Approve No Profit Distribution For For Management 5 Approve Da Hua Certified Public For For Management Accountants (Special General Partnership) as Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantees for For For Management Subsidiaries -------------------------------------------------------------------------------- FIRSTRAND LTD. Ticker: FSR Security ID: S5202Z131 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Tandi Nzimande as Director For For Management 1.2 Re-elect Mary Bomela as Director For For Management 1.3 Re-elect Grant Gelink as Director For For Management 1.4 Re-elect Faffa Knoetze as Director For For Management 1.5 Elect Louis von Zeuner as Director For For Management 2.1 Reappoint Deloitte & Touche as For For Management Auditors of the Company 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2.1 Approve Financial Assistance to For For Management Directors and Prescribed Officers as Employee Share Scheme Beneficiaries 2.2 Approve Financial Assistance to For For Management Related and Inter-related Entities 3 Approve Remuneration of Non-executive For For Management Directors 5 Approve Report on Company's Assessment Against Against Shareholder of its Exposure to Climate-Related Risks by no later than October 2020 6 Adopt and Publicly Disclose a Policy For For Shareholder on Fossil Fuel Lending by no later than October 2020 -------------------------------------------------------------------------------- FIYTA HOLDINGS LTD. Ticker: 200026 Security ID: Y7740Q105 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For Against Management Association (1) 3 Approve Change in Company Name and For For Management Stock Code 4 Approve Amendments to Articles of For For Management Association (2) -------------------------------------------------------------------------------- FIYTA HOLDINGS LTD. Ticker: 200026 Security ID: Y7740Q113 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For Against Management Association (1) 3 Approve Change in Company Name and For For Management Stock Code 4 Approve Amendments to Articles of For For Management Association (2) -------------------------------------------------------------------------------- FIYTA PRECISION TECHNOLOGY CO., LTD. Ticker: 200026 Security ID: Y7740Q105 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Partial Performance Shares (First Phase) (1) 2 Approve Repurchase and Cancellation of For For Management Partial Performance Shares (First Phase) (2) -------------------------------------------------------------------------------- FIYTA PRECISION TECHNOLOGY CO., LTD. Ticker: 200026 Security ID: Y7740Q113 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Partial Performance Shares (First Phase) (1) 2 Approve Repurchase and Cancellation of For For Management Partial Performance Shares (First Phase) (2) -------------------------------------------------------------------------------- FIYTA PRECISION TECHNOLOGY CO., LTD. Ticker: 200026 Security ID: Y7740Q113 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Payment of Auditor For For Management Remuneration and Appointment of Auditor 8 Approve Bank Credit Line Application For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Report of the Independent For For Management Directors 11 Approve Remuneration of Directors and For For Management Senior Management Members 12 Approve Repurchase and Cancellation of For For Management Performance Shares (Phase 1) 13 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- FIYTA PRECISION TECHNOLOGY CO., LTD. Ticker: 200026 Security ID: Y7740Q105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Payment of Auditor For For Management Remuneration and Appointment of Auditor 8 Approve Bank Credit Line Application For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Report of the Independent For For Management Directors 11 Approve Remuneration of Directors and For For Management Senior Management Members 12 Approve Repurchase and Cancellation of For For Management Performance Shares (Phase 1) 13 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- FLEURY SA Ticker: FLRY3 Security ID: P418BW104 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deferred Bonus Plan For For Management 2 Approve Share Matching Plan For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- FLEXIUM INTERCONNECT, INC. Ticker: 6269 Security ID: Y2573J104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Cash Distribution from Capital For For Management Reserve 5 Approve Issuance of Restricted Stock For For Management Awards, RSA 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- FLYTECH TECHNOLOGY CO. LTD. Ticker: 6206 Security ID: Y2572Z109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FOCALTECH SYSTEMS CO., LTD. Ticker: 3545 Security ID: Y2576H105 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of Restricted Stocks For For Management 5 Approve Cash Distribution from Capital For For Management Reserve 6 Approve Capital Decrease via Cash For For Management 7.1 Elect Genda Hu, with SHAREHOLDER NO. For For Management 85607 as Non-independent Director 7.2 Elect James Liao, with SHAREHOLDER NO. For For Management 57607 as Non-independent Director 7.3 Elect Chenming Hu, a Representative of For For Management GWAA LLC, with SHAREHOLDER NO.62665, as Non-independent Director 7.4 Elect Han-Ping Shieh, a Representative For For Management of GWAA LLC, with SHAREHOLDER NO. 62665, as Non-independent Director 7.5 Elect George Chang, a Representative For For Management of Sense Media Company Ltd, with SHAREHOLDER NO.124940, as Non-independent Director 7.6 Elect Chintay Shih, with SHAREHOLDER For For Management NO.R101349XXX as Independent Director 7.7 Elect Chan-Jane Lin with SHAREHOLDER For For Management NO.R203128XXX as Independent Director 7.8 Elect Chang Xu, with SHAREHOLDER NO. For For Management A101531XXX as Independent Director 7.9 Elect Xuhui Xu, with SHAREHOLDER NO. For For Management P121619XXX as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD. Ticker: 002027 Security ID: Y29327106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report Auditor 7 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 8 Approve Change in Registered Address For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Working System for Independent For For Management Directors 14 Amend Working Rules of President of For For Management the Company -------------------------------------------------------------------------------- FOCUS TECHNOLOGY CO., LTD. Ticker: 002315 Security ID: Y2574G109 Meeting Date: MAR 02, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Investment in Financial For For Management Products 7 Approve Daily Related Party Transaction For For Management 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FOCUS TECHNOLOGY CO., LTD. Ticker: 002315 Security ID: Y2574G109 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shen Jinhua as Non-Independent For For Management Director 1.2 Elect Li Lei as Non-Independent For For Management Director 1.3 Elect Xie Zhichao as Non-Independent For For Management Director 1.4 Elect Chi Mengjie as Non-Independent For For Management Director 1.5 Elect Zhu Limin as Non-Independent For For Management Director 1.6 Elect Tang Yan as Non-Independent For For Management Director 2.1 Elect Geng Chengxuan as Independent For For Management Director 2.2 Elect Luo Junzhou as Independent For For Management Director 2.3 Elect Liu Xiaoxing as Independent For For Management Director 3 Approve Remuneration of Directors and For For Management Supervisors 4.1 Elect Huang Liangfa as Supervisor For For Management 4.2 Elect Li Lijie as Supervisor For For Management -------------------------------------------------------------------------------- FOCUS TECHNOLOGY CO., LTD. Ticker: 002315 Security ID: Y2574G109 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issuance Manner and Issue Time For For Management 2.3 Approve Issue Price and Pricing For For Management Principles 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Dividend Return For For Management Plan 7 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- FOCUS TECHNOLOGY CO., LTD. Ticker: 002315 Security ID: Y2574G109 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FOCUSED PHOTONICS (HANGZHOU), INC. Ticker: 300203 Security ID: Y2574T101 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ding Jianping as Non-Independent For For Management Director -------------------------------------------------------------------------------- FOCUSED PHOTONICS (HANGZHOU), INC. Ticker: 300203 Security ID: Y2574T101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Director and For For Management Senior Management Members 8 Elect Chen Weihua as Independent For For Management Director 9 Elect Cheng Tingting as Supervisor For For Management -------------------------------------------------------------------------------- FOLLI FOLLIE SA Ticker: FFGRP Security ID: X1890Z115 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2017 Financial Statements and For Against Management Statutory Reports 2 Approve Discharge of Board for FY2017 Against Against Management 3 Approve Discharge of Board and For Against Management Auditors in Relation to Drafting and Special Audit of Restated 2017 Financial Statements 4 Approve Auditors and Fix Their For Against Management Remuneration for 2018 5 Approve Director Remuneration for 2017 For For Management and Pre-approve Director Remuneration for 2018 6 Elect Directors (Bundled) For Against Management 7 Elect Members of Audit Committee For For Management 8 Approve Guarantees to Subsidiaries For Against Management 9 Amend Article 9: Board-Related For For Management 10 Other Business For Against Management -------------------------------------------------------------------------------- FOLLI FOLLIE SA Ticker: FFGRP Security ID: X1890Z115 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors and Fix Their For For Management Remuneration for 2018 2 Other Business For Against Management -------------------------------------------------------------------------------- FOLLI FOLLIE SA Ticker: FFGRP Security ID: X1890Z115 Meeting Date: OCT 31, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2018 Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and For For Management Auditors for 2018 3 Approve Auditors and Fix Their For Against Management Remuneration for 2019 4 Approve Director Remuneration for 2018 For For Management 5 Various Announcements None None Management -------------------------------------------------------------------------------- FOLLI FOLLIE SA Ticker: FFGRP Security ID: X1890Z115 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For Against Management 2 Approve Remuneration Policy For Against Management 3 Other Business For Against Management -------------------------------------------------------------------------------- FOLLI FOLLIE SA Ticker: FFGRP Security ID: X1890Z115 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For For Management 2 Approve Remuneration Policy For For Management 3 Ratify Director Appointments For For Management 4 Elect Members of Audit Committee For For Management (Bundled) 5 Approve Sale of Dufry AG Shares For Against Management 6 Elect Directors (Bundled Dissident None Against Shareholder Slate) 7 Receive Information on Financial and For For Management Property Status, Legal Actions, and Actions for the Rehabilitation of the Company 8 Other Business For Against Management -------------------------------------------------------------------------------- FOMENTO ECONOMICO MEXICANO SAB DE CV Ticker: FEMSAUBD Security ID: P4182H115 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors and Secretaries, For For Management Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration 5 Elect Members and Chairmen of Planning For For Management and Finance, Audit, and Corporate Practices Committees; Approve Their Remuneration 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FORAN ENERGY GROUP CO., LTD. Ticker: 002911 Security ID: Y2384C108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Internal Control For For Management Self-Implementation Rules Checklist 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Change in Usage of Raised Funds For For Management 10 Approve Profit Distribution For For Management 11 Approve Application of Credit Line For For Management 12 Approve Guarantee Provision Plan For For Management 13 Approve Issuance of Debt Financing For For Management Instruments 14 Approve Appointment of Auditor For For Management 15 Approve Related Party Transaction For For Management 16 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 17 Approve Remuneration of Directors For For Management 18 Approve Company's Eligibility for For For Management Corporate Bond Issuance 19.1 Approve Issue Scale For For Management 19.2 Approve Bond Period For For Management 19.3 Approve Issue Manner For For Management 19.4 Approve Interest Rate and For For Management Determination Manner 19.5 Approve Guarantee Situation For For Management 19.6 Approve Usage of Raised Funds For For Management 19.7 Approve Placing Arrangement for For For Management Shareholders 19.8 Approve Par Value and Issue Price For For Management 19.9 Approve Listing Location For For Management 19.10 Approve Safeguard Measures of Debts For For Management Repayment 19.11 Approve Resolution Validity Period For For Management 20 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- FORD OTOMOTIV SANAYI AS Ticker: FROTO Security ID: M7608S105 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Ratify Director Appointments For Against Management 3 Approve Dividends For For Management 4 Wishes None None Management -------------------------------------------------------------------------------- FORD OTOMOTIV SANAYI AS Ticker: FROTO Security ID: M7608S105 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For Against Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Amend Articles 6 and 8 Re: Capital For For Management Related 9 Elect Directors For Against Management 10 Approve Remuneration Policy and For For Management Director Remuneration for 2019 11 Approve Director Remuneration For Against Management 12 Ratify External Auditors For For Management 13 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- FORMOSA CHEMICALS & FIBRE CORP. Ticker: 1326 Security ID: Y25946107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- FORMOSA INTERNATIONAL HOTELS CORP. Ticker: 2707 Security ID: Y2603W109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FORMOSA PETROCHEMICAL CORP. Ticker: 6505 Security ID: Y2608S103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FORMOSA PLASTICS CORP. Ticker: 1301 Security ID: Y26095102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FORMOSA TAFFETA CO., LTD. Ticker: 1434 Security ID: Y26154107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect WANG,WUN-YUAN (Wong Wen-Yuan), a None For Shareholder Representative of FORMOSA CHEMICALS AND FIBRE CORPORATION with SHAREHOLDER NO.0000002, as Non-independent Director 4.2 Elect SIE,SHIH-MING (Hsie Shih-Ming), None For Shareholder a Representative of KAIFU INDUSTRIAL CO., LTD. with SHAREHOLDER NO.0208207, as Non-independent Director 4.3 Elect HONG,FU-YUAN, a Representative None Against Shareholder of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO. 0000002, as Non-independent Director 4.4 Elect LYU,WUN-JIN (Lu, Wen-Chin), a None Against Shareholder Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO. 0000002, as Non-independent Director 4.5 Elect LI,MIN-JHANG (Lee Ming-Chang), a None For Shareholder Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO. 0000002, as Non-independent Director 4.6 Elect CAI,TIAN-SYUAN (Tsai None Against Shareholder Tien-Shuan), a Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO.0000002, as Non-independent Director 4.7 Elect LI,MAN-CHUN (Lee Man-Chun), a None Against Shareholder Representative of CHANGHUA COUNTY PRIVATE LAI SHUWANG SOCIAL WELFARE CHARITY FOUNDATION with SHAREHOLDER NO. 0014515, as Non-independent Director 4.8 Elect SIE,MING-DE (Hsieh Ming-Der), None Against Shareholder with SHAREHOLDER NO.0000090 as Non-independent Director 4.9 Elect LIN,SHENG-JHONG (Lin None For Shareholder Sheng-Chung) with SHAREHOLDER NO. N100131XXX as Independent Director 4.10 Elect GUO,NIAN-SYONG (Kuo None For Shareholder Nein-Hsiung), with SHAREHOLDER NO. E101555XXX as Independent Director 4.11 Elect GUO,JIA-CI (Kuo Chia-Chi) , with None For Shareholder SHAREHOLDER NO.0218419 as Independent Director 5 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- FORMOSAN RUBBER GROUP, INC. Ticker: 2107 Security ID: Y2604N108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FORTIS HEALTHCARE (INDIA) LTD. Ticker: 532843 Security ID: Y26160104 Meeting Date: JUL 07, 2019 Meeting Type: Special Record Date: MAY 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disinvestment of Shareholding For For Management in The Medical and Surgical Centre Ltd 2 Approve Modification of Terms and For For Management Conditions of Non-Convertible Bonds Issued by Subsidiary Companies -------------------------------------------------------------------------------- FORTIS HEALTHCARE LIMITED Ticker: 532843 Security ID: Y26160104 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 3 Approve Remuneration of Cost Auditors For For Management 4 Elect Tan See Leng as Director For For Management 5 Elect Chan Boon Kheng as Director For For Management 6 Elect Low Soon Teck as Director For For Management 7 Elect Chintamani Aniruddha Bhagat as For For Management Director 8 Elect Shirish Moreshwar Apte as For For Management Director 9 Elect Ashutosh Raghuvanshi as Director For For Management 10 Approve Appointment and Remuneration For For Management of Ashutosh Raghuvanshi as Managing Director (Designated as Managing Director & CEO) -------------------------------------------------------------------------------- FORTIS HEALTHCARE LIMITED Ticker: 532843 Security ID: Y26160104 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Limits of Creation of For For Management Charges, Mortgages, Etc. Up to INR 60 billion -------------------------------------------------------------------------------- FORTIS HEALTHCARE LIMITED Ticker: 532843 Security ID: Y26160104 Meeting Date: JUN 28, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Material Contract with Fortis For For Management Malar Hospitals Limited 2 Approve Waiver of Service Fees Payable For For Management to BT Entities 3 Elect Shailaja Chandra as Director For For Management 4 Approval Investment in Wholly Owned For For Management Subsidiary Companies -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253108 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Susan Ludolph as Director For For Management 1.2 Elect Vuyiswa Mutshekwane as Director For For Management 1.3 Elect Ian Vorster as Director For For Management 1.4 Elect Donnovan Pydigadu as Director For For Management 2 Re-elect Bongiwe Njobe as Director For For Management 3 Re-elect Djurk Venter as Director For For Management 4.1 Re-elect Robin Lockhart-Ross as Member For For Management of the Audit Committee 4.2 Elect Susan Ludolph as Member of the For For Management Audit Committee 4.3 Re-elect Jan Potgieter as Member of For For Management the Audit Committee 4.4 Re-elect Djurk Venter as Member of the For For Management Audit Committee 5 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Leon Taljaard as the Designated Audit Partner 6 Authorise Board to Issue Shares for For For Management Cash 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2.1 Authorise Repurchase of Equal Number For For Management FFA Shares and FFB Shares 2.2 Authorise Repurchase of the FFA Shares For For Management 2.3 Authorise Repurchase of the FFB Shares For For Management 3 Approve Financial Assistance for the For For Management Purchase of Subscription for its Shares to a BEE Entity 4 Approve Non-executive Directors' For For Management Remuneration 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253116 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Susan Ludolph as Director For For Management 1.2 Elect Vuyiswa Mutshekwane as Director For For Management 1.3 Elect Ian Vorster as Director For For Management 1.4 Elect Donnovan Pydigadu as Director For For Management 2 Re-elect Bongiwe Njobe as Director For For Management 3 Re-elect Djurk Venter as Director For For Management 4.1 Re-elect Robin Lockhart-Ross as Member For For Management of the Audit Committee 4.2 Elect Susan Ludolph as Member of the For For Management Audit Committee 4.3 Re-elect Jan Potgieter as Member of For For Management the Audit Committee 4.4 Re-elect Djurk Venter as Member of the For For Management Audit Committee 5 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Leon Taljaard as the Designated Audit Partner 6 Authorise Board to Issue Shares for For For Management Cash 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2.1 Authorise Repurchase of Equal Number For For Management FFA Shares and FFB Shares 2.2 Authorise Repurchase of the FFA Shares For For Management 2.3 Authorise Repurchase of the FFB Shares For For Management 3 Approve Financial Assistance for the For For Management Purchase of Subscription for its Shares to a BEE Entity 4 Approve Non-executive Directors' For For Management Remuneration 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253108 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conditional Share Plan For For Management 1 Authorise Issue of Shares in Terms of For For Management Section 41(1) of the Companies Act in Respect of the Conditional Share Plan 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253116 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conditional Share Plan For For Management 1 Authorise Issue of Shares in Terms of For For Management Section 41(1) of the Companies Act in Respect of the Conditional Share Plan 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- FORTUNE NG FUNG FOOD (HEBEI) CO., LTD. Ticker: 600965 Security ID: Y2616T101 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Related Assets on Beef For For Management Cattle Breeding, Slaughtering and Processing -------------------------------------------------------------------------------- FORTUNE NG FUNG FOOD (HEBEI) CO., LTD. Ticker: 600965 Security ID: Y2616T101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Internal Control Evaluation For For Management Report 6 Approve Daily Related-party For For Management Transactions 7 Approve Profit Distribution For For Management 8 Approve Use of Idle Own Funds to For For Management Invest in Bank Financial Products 9 Approve Comprehensive Bank Credit Line For Against Management Application and Loans 10 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 11 Elect Zhou You as Independent Director For For Management 12 Approve Investment in Establishment of For For Management Real Estate Company 13 Approve Amendments to Articles of For For Management Association to Expand Business Scope 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FORUS SA Ticker: FORUS Security ID: P4371J104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income For For Management c Approve Remuneration of Directors for For For Management FY 2020; Present Report on Board's Expenses for FY 2019 d Approve Remuneration of Directors' For For Management Committee for FY 2020; Present Report on Directors' Committee Expenses and Activities for FY 2019 e Appoint Auditors For For Management f Designate Risk Assessment Companies For For Management g Designate Newspaper to Publish Meeting For For Management Announcements h Receive Report Regarding Related-Party For For Management Transactions i Other Business For Against Management -------------------------------------------------------------------------------- FOSHAN ELECTRICAL & LIGHTING CO., LTD. Ticker: 200541 Security ID: Y2618H105 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Implementation of For For Management Horizontal Competition Preventive Commitment of Controlling Shareholder and Its Concerted Person -------------------------------------------------------------------------------- FOSHAN ELECTRICAL & LIGHTING CO., LTD. Ticker: 200541 Security ID: Y2618H105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Daily Related Party Transaction For For Management 7 Approve Use of Funds for Cash For For Management Management 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Foreign Exchange Forward For For Management Transactions 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11.1 Elect Wu Shenghui as Non-Independent For For Shareholder Director 11.2 Elect Lei Zihe as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- FOSHAN GAS GROUP CO., LTD. Ticker: 002911 Security ID: Y2384C108 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Provision of Guarantee For For Management 5 Elect Liang Wenhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- FOSHAN GAS GROUP CO., LTD. Ticker: 002911 Security ID: Y2384C108 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Stock Name 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD. Ticker: 603288 Security ID: Y23840104 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Pang Kang as Non-Independent For For Management Director 1.2 Elect Cheng Xue as Non-Independent For For Management Director 1.3 Elect Chen Junyang as Non-Independent For For Management Director 1.4 Elect Wen Zhizhou as Non-Independent For For Management Director 1.5 Elect He Tingwei as Non-Independent For For Management Director 1.6 Elect Huang Shuliang as For For Management Non-Independent Director 2.1 Elect Zhu Tao as Independent Director For For Management 2.2 Elect Sun Zhanli as Independent For For Management Director 2.3 Elect Chao Gang as Independent Director For For Management 3.1 Elect Chen Min as Supervisor For For Management 3.2 Elect Li Jun as Supervisor For For Management -------------------------------------------------------------------------------- FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD. Ticker: 603288 Security ID: Y23840104 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Remuneration of Director and For For Management Supervisors 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Funds for For For Management Entrusted Asset Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FOSHAN NATIONSTAR OPTOELECTRONICS CO., LTD. Ticker: 002449 Security ID: Y261GP108 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Did Not Vote Management -------------------------------------------------------------------------------- FOSHAN NATIONSTAR OPTOELECTRONICS CO., LTD. Ticker: 002449 Security ID: Y261GP108 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For Did Not Vote Management -------------------------------------------------------------------------------- FOSHAN NATIONSTAR OPTOELECTRONICS CO., LTD. Ticker: 002449 Security ID: Y261GP108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Elect Wang Guangjun as Non-Independent For Did Not Vote Management Director 5 Approve Financial Statements For Did Not Vote Management 6 Approve Formulation of Financial For Did Not Vote Management Budget Plan 7 Approve Profit Distribution For Did Not Vote Management 8 Approve Internal Control For Did Not Vote Management Self-Evaluation Report 9 Approve Formulation of Remuneration of For Did Not Vote Management Supervisors 10 Approve Daily Related Party Transaction For Did Not Vote Management 11 Approve Continued Use of Own Funds for For Did Not Vote Management Entrusted Financial Products 12 Approve to Adjust the Content of the For Did Not Vote Management Financial Services Agreement with Guangdong Guangsheng Finance Co., Ltd. -------------------------------------------------------------------------------- FOSUN INTERNATIONAL LIMITED Ticker: 656 Security ID: Y2618Y108 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Grant of Specific Mandate to For For Management Issue New Award Shares and Related Transactions 1b Approve Grant of Award Shares Pursuant For For Management to the Share Award Scheme to Selected Participants 1c Authorize Board to Deal with All For For Management Matters in Relation to Issuance and Allotment of the New Award Shares Pursuant to the Share Award Scheme 2 Adopt the Tranche 1 Employee Share For For Management Option Incentive Scheme of Shanghai Yuyuan Tourist Mart (Group) Co., Ltd and Related Transactions 3 Adopt Share Option Scheme of Fosun For For Management Tourism Group and Related Transactions -------------------------------------------------------------------------------- FOSUN INTERNATIONAL LIMITED Ticker: 656 Security ID: Y2618Y108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chen Qiyu as Director For For Management 3b Elect Qin Xuetang as Director For For Management 3c Elect Chen Shucui as Director For For Management 3d Elect Zhang Huaqiao as Director For For Management 3e Elect Lee Kai-Fu as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Grant of Options and Issuance For For Management of Shares Under the Share Option Scheme and Old Share Option Scheme 9a Approve Issuance of New Award Shares For For Management to Computershare Hong Kong Trustees Limited to Hold on Trust For Selected Participants For Participation in the Share Award Scheme and Related Transactions 9b Approve Grant of Award Shares to Chen For For Management Qiyu Under the Share Award Scheme 9c Approve Grant of Award Shares to Xu For For Management Xiaoliang Under the Share Award Scheme 9d Approve Grant of Award Shares to Qin For For Management Xuetang Under the Share Award Scheme 9e Approve Grant of Award Shares to Gong For For Management Ping Under the Share Award Scheme 9f Approve Grant of Award Shares to Zhang For For Management Shengman Under the Share Award Scheme 9g Approve Grant of Award Shares to Zhang For For Management Huaqiao Under the Share Award Scheme 9h Approve Grant of Award Shares to David For For Management T. Zhang Under the Share Award Scheme 9i Approve Grant of Award Shares to Lee For For Management Kai-Fu Under the Share Award Scheme 9j Approve Grant of Award Shares to Zhang For For Management Houlin Under the Share Award Scheme 9k Approve Grant of Award Shares to Li For For Management Tao Under the Share Award Scheme 9l Approve Grant of Award Shares to Jin For For Management Hualong Under the Share Award Scheme 9m Approve Grant of Award Shares to Mu For For Management Haining Under the Share Award Scheme 9n Approve Grant of Award Shares to For For Management Selected Participants Under the Share Award Scheme 9o Authorize Board to Deal With All For For Management Matters in Relation to the Issuance of the New Award Shares Under the Share Award Scheme -------------------------------------------------------------------------------- FOUNDER SECURITIES CO., LTD. Ticker: 601901 Security ID: Y261GX101 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Hua as Non-Independent For For Shareholder Director 2 Elect Gao Li as Non-Independent For For Shareholder Director 3 Elect He Yagang as Non-Independent For For Shareholder Director 4 Elect Liao Hang as Non-Independent For For Shareholder Director 5 Elect Wang Huiwen as Non-Independent For For Shareholder Director 6 Elect Hu Bin as Non-Independent For For Shareholder Director 7 Elect Ye Lin as Independent Director For For Shareholder 8 Elect Li Minggao as Independent For For Shareholder Director 9 Elect Lv Wendong as Independent For For Shareholder Director 10 Elect Yong Ping as Supervisor For For Shareholder 11 Elect Zeng Yuan as Supervisor For For Shareholder -------------------------------------------------------------------------------- FOUNDER SECURITIES CO., LTD. Ticker: 601901 Security ID: Y261GX101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Performance Assessment and For For Management Remuneration of Directors 8 Approve Performance Assessment and For For Management Remuneration of Supervisors 9 Approve Performance Assessment and For For Management Remuneration of Senior Management Members 10 Approve Credit Line Applications from For For Management Various Financial Institutions 11 Approve to Appoint Auditor and For For Management Internal Control Auditor 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FOUNDER TECHNOLOGY GROUP CORP. Ticker: 600601 Security ID: Y9740M100 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Project Loan For For Management and Provision of Asset Collateral Guarantee 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- FOUNDER TECHNOLOGY GROUP CORP. Ticker: 600601 Security ID: Y9740M100 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- FOUNDER TECHNOLOGY GROUP CORP. Ticker: 600601 Security ID: Y9740M100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Fixed Asset For For Management Impairment and Estimated Liabilities 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve to Make Up for the Loss For For Management Reaching One-Third of the Total Paid-Up Share Capital 8 Approve Appointment of Auditor For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Comprehensive Credit Line For For Management Application 11 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 12 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 13 Approve Use of Idle Funds to Conduct For For Management Entrusted Asset Management -------------------------------------------------------------------------------- FOURLIS HOLDINGS SA Ticker: FOYRK Security ID: X29966177 Meeting Date: JAN 24, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- FOURLIS HOLDINGS SA Ticker: FOYRK Security ID: X29966177 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Non-Distribution of Dividends For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Management of Company and For For Management Grant Discharge to Auditors 5 Approve Auditors and Fix Their For Against Management Remuneration 6 Approve Director Remuneration For For Management 7 Advisory Vote on Remuneration Report For Against Management 8 Elect Member of Audit Committee For For Management -------------------------------------------------------------------------------- FOXCONN INDUSTRIAL INTERNET CO., LTD. Ticker: 601138 Security ID: Y2620V100 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Taiyu as Non-Independent For For Management Director -------------------------------------------------------------------------------- FOXCONN INDUSTRIAL INTERNET CO., LTD. Ticker: 601138 Security ID: Y2620V100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares and Stock Options 9 Approve Cancellation of Stock Option For For Shareholder and Performance Shares as well as Repurchase and Cancellation of Performance Shares 10 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- FOXCONN TECHNOLOGY CO., LTD. Ticker: 2354 Security ID: Y3002R105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Audited For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- FOXSEMICON INTEGRATED TECHNOLOGY, INC. Ticker: 3413 Security ID: Y2630J139 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect LIU,YANG-WEI, a Representative For Against Management of HONGYANG VENTURE CAPITAL CO., LTD. with Shareholder No. 9, as Non-Independent Director 3.2 Elect LIU,YING-GUANG, with Shareholder For Against Management No. 125, as Non-Independent Director 3.3 Elect QIU,YAO-QUAN, with Shareholder For For Management No. 76, as Non-Independent Director 3.4 Elect HUANG,RONG-QING, with ID No. For Against Management A110200XXX, as Non-Independent Director 3.5 Elect LI,KANG-ZHI with ID No. For For Management R102009XXX as Independent Director 3.6 Elect CHEN,XI-ZHI with ID No. For Against Management N122045XXX as Independent Director 3.7 Elect WU,SHU-HUI with ID No. For For Management S221020XXX as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- FRASER & NEAVE HOLDINGS BHD. Ticker: 3689 Security ID: Y26429103 Meeting Date: JAN 20, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Badarudin Jamalullail as Director For For Management 3 Elect Lee Kong Yip as Director For For Management 4 Elect Jorgen Bornhoft as Director For For Management 5 Elect Hui Choon Kit as Director For For Management 6 Approve Directors' Fees and Benefits For For Management 7 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Share Repurchase Program For For Management 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- FSP TECHNOLOGY, INC. Ticker: 3015 Security ID: Y9033T101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6.1 Elect ZHENG,YA-REN, with Shareholder For For Management No. 1, as Non-Independent Director 6.2 Elect WANG,ZONG-SHUN, with Shareholder For Against Management No. 3, as Non-Independent Director 6.3 Elect YANG,FU-AN, with Shareholder No. For Against Management 2, as Non-Independent Director 6.4 Elect WANG,BO-WEN, a Representative of For Against Management 2K INDUSTRIES INC. with Shareholder No. 8, as Non-Independent Director 6.5 Elect ZHU,XIU-YING , a Representative For Against Management of DATAZONE LIMITED with Shareholder No. 10, as Non-Independent Director 6.6 Elect CHEN,GUANG-JUN, with Shareholder For Against Management No. 16, as Non-Independent Director 6.7 Elect HUANG,ZHI-WEN, with ID No. For Against Management Q120419XXX, as Non-Independent Director 6.8 Elect LIU,SHOU-XIANG with ID No. For Against Management A104372XXX as Independent Director 6.9 Elect CHENG,JIA-JUN with ID No. For Against Management Q100695XXX as Independent Director 6.10 Elect XU,ZHENG-HONG with ID No. For For Management Q102971XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- FSPG HI-TECH CO., LTD. Ticker: 000973 Security ID: Y2657S103 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the For For Management Establishment of New Energy Vehicle Power Lithium Ion Battery and System Project 2 Elect Ye Zhichao as Supervisor For For Management -------------------------------------------------------------------------------- FSPG HI-TECH CO., LTD. Ticker: 000973 Security ID: Y2657S103 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Bingdi as Non-independent For For Management Director 1.2 Elect Li Jing as Non-independent For For Management Director 1.3 Elect Liu Yajun as Non-independent For For Management Director 1.4 Elect Liu Xingping as Non-independent For For Management Director 2.1 Elect Luo Shaode as Independent For For Management Director 2.2 Elect Zhou Rong as Independent Director For For Management 2.3 Elect Yu Yue as Independent Director For For Management 3.1 Elect Ye Zhichao as Supervisor For For Management 3.2 Elect Xu Rongdan as Supervisor For For Management 3.3 Elect Nie Feihai as Supervisor For For Management -------------------------------------------------------------------------------- FSPG HI-TECH CO., LTD. Ticker: 000973 Security ID: Y2657S103 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management -------------------------------------------------------------------------------- FSPG HI-TECH CO., LTD. Ticker: 000973 Security ID: Y2657S103 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Change of Internal Control For For Management Auditor 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FSPG HI-TECH CO., LTD. Ticker: 000973 Security ID: Y2657S103 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FSPG HI-TECH CO., LTD. Ticker: 000973 Security ID: Y2657S103 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Provision for Asset Impairment For For Management 6 Approve to Appoint Auditor For For Management 7 Approve to Appoint Internal Auditor For For Management 8 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- FSPG HI-TECH CO., LTD. Ticker: 000973 Security ID: Y2657S103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of the Investment For For Management and Construction of New Energy Vehicle Power Lithium Ion Battery and System Project -------------------------------------------------------------------------------- FU SHOU YUAN INTERNATIONAL GROUP LIMITED Ticker: 1448 Security ID: G37109108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Bai Xiaojiang as Director For For Management 3B Elect Wang Jisheng as Director For For Management 3C Elect Ho Man as Director For For Management 3D Elect Liang Yanjun as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FUAN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 300194 Security ID: Y1588B106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Audit Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO., LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment on 2018 Profit For For Management Distribution Plan -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO., LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Plan to Raise Long Term Capital For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6.1 Elect Richard M.Tsai, with SHAREHOLDER For For Management NO.4 as Non-independent Director 6.2 Elect Daniel M.Tsai, with SHAREHOLDER For For Management NO.3 as Non-independent Director 6.3 Elect Eric Chen, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72, as Non-independent Director 6.4 Elect Howard Lin, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72, as Non-independent Director 6.5 Elect Jerry Harn, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72, as Non-independent Director 6.6 Elect Ben Chen, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72 as Non-independent Director 6.7 Elect Jia-Jen Chen, a Representative For For Management of Taipei City Government, with SHAREHOLDER NO.297306, as Non-independent Director 6.8 Elect Hsiu-Hui Yuan, a Representative For For Management of Taipei City Government, with SHAREHOLDER NO.297306, as Non-independent Director 6.9 Elect Ruey-Cherng Cheng, a For For Management Representative of Taipei City Government, with SHAREHOLDER NO. 297306, as Non-independent Director 6.10 Elect Ming-Je Tang, with SHAREHOLDER For For Management NO.255756 as Independent Director 6.11 Elect Shin-Min Chen, with SHAREHOLDER For For Management NO.J100657XXX as Independent Director 6.12 Elect Alan Wang, with SHAREHOLDER NO. For For Management F102657XXX as Independent Director 6.13 Elect Shu-Hsing Li, with SHAREHOLDER For For Management NO.R120428XXX as Independent Director 6.14 Elect Jung-Feng Chang, with For For Management SHAREHOLDER NO.H101932XXX as Independent Director 6.15 Elect Lee, Roy Chun, with SHAREHOLDER For For Management NO.F121054XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Richard M. Tsai 8 Approve Release of Restrictions of For For Management Competitive Activities of Daniel M.Tsai 9 Approve Release of Restrictions of For For Management Competitive Activities of Ming-Je Tang 10 Approve Release of Restrictions of For For Management Competitive Activities of Eric Chen 11 Approve Release of Restrictions of For For Management Competitive Activities of Jerry Harn 12 Approve Release of Restrictions of For For Management Competitive Activities of Ben Chen 13 Approve Release of Restrictions of For For Management Competitive Activities of a Representative of Taipei City Government -------------------------------------------------------------------------------- FUFENG GROUP LIMITED Ticker: 546 Security ID: G36844119 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Zhao Qiang as Director For For Management 3.2 Elect Li Deheng as Director For For Management 3.3 Elect Lau Chang Wai as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FUJIAN ANJOY FOODS CO. LTD. Ticker: 603345 Security ID: Y265F3109 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- FUJIAN ANJOY FOODS CO. LTD. Ticker: 603345 Security ID: Y265F3109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Work Report of the Independent For For Management Directors 5 Approve Performance Report of Audit For For Management Committee 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Use of Idle Raised Funds and For For Management Idle Own Funds for Cash Management 11 Approve to Appoint Auditor For For Management 12 Approve Credit Line Bank Application For For Management and Guarantee 13 Approve Internal Control Evaluation For For Management Report 14 Approve Daily Related Party Transaction For For Management 15.1 Elect Liu Mingming as Non-Independent For For Management Director 15.2 Elect Zhang Gaolu as Non-Independent For For Management Director 15.3 Elect Bian Yongzhuang as For For Management Non-Independent Director 15.4 Elect Zhang Qingmiao as For For Management Non-Independent Director 16.1 Elect Weng Junyi as Independent For For Management Director 16.2 Elect Lin Dongyun as Independent For For Management Director 16.3 Elect Chen Youmei as Independent For For Management Director 17.1 Elect Lin Yi as Supervisor For For Management 17.2 Elect Cui Yanping as Supervisor For For Management 17.3 Elect Gu Zhihua as Supervisor For For Management -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Elect Wu Jun as Non-Independent For For Management Director -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issuance Method and Time For For Management 2.2 Approve Target Subscribers and For For Management Subscription Method 2.3 Approve Issue Price and Pricing For For Management Principles 2.4 Approve Issue Size For For Management 2.5 Approve Lock-up Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised) 4 Approve Signing of Share Subscription For For Management Contract, Supplemental Agreement and Related Transactions 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 6 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle All Matters Related to Private Placement of Shares 7 Approve Revised Draft and Summary on For For Management Performance Shares Incentive Plan 8 Approve Methods to Assess the For For Management Performance of Plan Participants (Revised) 9 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Shares Incentive Plan -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Financing from For For Management Financial Institution 2 Approve Mutual Guarantee Provision For Against Management Between Company and Subsidiaries 3 Approve Guarantee Provision for For For Management Customers 4 Approve External Guarantee Provision For For Management Plan 5 Approve Quyang Ruisheng Breeding For For Management Project Cooperation Agreement and External Guarantee Provision 6 Approve Xinle Pengyuan Breeding For For Management Project Cooperation Agreement and External Guarantee Provision -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statement and For For Management Financial Budget 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Investment For For Management Agreement 2 Approve Equity Acquisition Agreement For For Management 3 Approve Signing of Investment For For Shareholder Cooperation Agreement and External Guarantee 4 Approve Equity Acquisition of Fujian For For Shareholder Yangbao Biological Co., Ltd. -------------------------------------------------------------------------------- FUJIAN APEX SOFTWARE CO., LTD. Ticker: 603383 Security ID: Y265EZ109 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completed Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- FUJIAN APEX SOFTWARE CO., LTD. Ticker: 603383 Security ID: Y265EZ109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Appointment of Auditor For For Management 9 Approve Use of Idle Own Funds to For For Management Conduct Securities Investment -------------------------------------------------------------------------------- FUJIAN CEMENT, INC. Ticker: 600802 Security ID: Y26523103 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Transfer Agreement For For Management 3 Approve Remuneration of Independent For For Management Directors 4.1 Elect Wang Jinxing as Non-Independent For For Shareholder Director 4.2 Elect He Youdong as Non-Independent For For Shareholder Director 4.3 Elect Zheng Jianxin as Non-Independent For For Shareholder Director 4.4 Elect Chen Zhaobin as Non-Independent For For Shareholder Director 4.5 Elect Huang Mingyao as Non-Independent For For Shareholder Director 4.6 Elect Jiang Fengshun as For For Shareholder Non-Independent Director 5.1 Elect Huang Guangyang as Independent For For Shareholder Director 5.2 Elect Lin Ping as Independent Director For For Shareholder 5.3 Elect Liu Weiying as Independent For For Shareholder Director 6.1 Elect Wang Zhentao as Supervisor For For Shareholder 6.2 Elect Zhang Shu as Supervisor For For Shareholder 6.3 Elect Peng Jiaqing as Supervisor For For Shareholder 6.4 Elect Ye Lingyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- FUJIAN CEMENT, INC. Ticker: 600802 Security ID: Y26523103 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiao Yang as Independent Director For For Management 2 Approve Implementation of the Ansha For For Management Jianfu Phase II Technical Reform Project -------------------------------------------------------------------------------- FUJIAN CEMENT, INC. Ticker: 600802 Security ID: Y26523103 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation on Equity For For Management Transfer and Authorization of Board to Handle All Related Matters -------------------------------------------------------------------------------- FUJIAN CEMENT, INC. Ticker: 600802 Security ID: Y26523103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Financing Plan For For Management 8 Approve Guarantee Provision Plan For For Management 9 Approve Plan to Finance Ultimate For For Management Controller and its Affiliates 10 Approve Daily Related-party For For Management Transactions 11 Elect Li Feng as Supervisor For For Shareholder -------------------------------------------------------------------------------- FUJIAN DONGBAI (GROUP) CO., LTD. Ticker: 600693 Security ID: Y2676U105 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Validity Period For For Management on Resolution for Bond Issuance 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- FUJIAN DONGBAI (GROUP) CO., LTD. Ticker: 600693 Security ID: Y2676U105 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- FUJIAN DONGBAI (GROUP) CO., LTD. Ticker: 600693 Security ID: Y2676U105 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- FUJIAN DONGBAI (GROUP) CO., LTD. Ticker: 600693 Security ID: Y2676U105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Shareholder Dividend Return For For Management Plan 7 Approve Appointment of Auditor For For Management 8 Approve Credit Line Application For For Management 9 Approve Guarantee Plan For Against Management 10 Approve Provision of Guarantee for For For Management Associate Company 11 Approve Amendments to Articles of For For Management Association 12 Approve Rules and Procedures Regarding For For Management Meetings of Board of Directors (Revised) 13 Approve Working System for Independent For For Management Directors 14 Approve Company's Financial Management For For Management System (Revised) 15.1 Elect Shi Wenyi as Non-Independent For For Management Director 15.2 Elect Chen Wensheng as Non-Independent For For Management Director 15.3 Elect Zheng Biao as Non-Independent For For Management Director 15.4 Elect Li Yi as Non-Independent Director For For Management 15.5 Elect Shi Xia as Non-Independent For For Management Director 16.1 Elect Chen Ling as Independent Director For For Management 16.2 Elect Zhao Shikun as Independent For For Management Director 16.3 Elect Wei Zhihua as Independent For For Management Director 17.1 Elect Huang Xingwei as Supervisor For For Management 17.2 Elect Liu Cheng as Supervisor For For Management -------------------------------------------------------------------------------- FUJIAN EXPRESSWAY DEVELOPMENT CO., LTD. Ticker: 600033 Security ID: Y26524101 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Issue Size For For Management 3.2 Approve Par Value and Issue Price For For Management 3.3 Approve Bond Maturity For For Management 3.4 Approve Bond Interest Rate and Method For For Management of Determination 3.5 Approve Payment Manner of Capital and For For Management Interest 3.6 Approve Issue Manner For For Management 3.7 Approve Credit Enhancement Measures For For Management 3.8 Approve Use of Proceeds For For Management 3.9 Approve Arrangement on Redemption and For For Management Sale-back 3.10 Approve Underwriting Method For For Management 3.11 Approve Listing Exchange For For Management 3.12 Approve Placing Arrangement for For For Management Shareholders 3.13 Approve Resolution Validity Period For For Management 3.14 Approve Authorization of the Board to For For Management Handle All Related Matters 3.15 Approve Safeguard Measures of Debts For For Management Repayment -------------------------------------------------------------------------------- FUJIAN EXPRESSWAY DEVELOPMENT CO., LTD. Ticker: 600033 Security ID: Y26524101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report For For Management 7 Approve to Appoint Auditor For For Management 8 Elect Chen Jianhua as Independent For For Management Director -------------------------------------------------------------------------------- FUJIAN FUNENG CO., LTD. Ticker: 600483 Security ID: Y2653G111 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on 2018 Profit For For Management Distribution -------------------------------------------------------------------------------- FUJIAN FUNENG CO., LTD. Ticker: 600483 Security ID: Y2653G111 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on 2018 Profit For Did Not Vote Management Distribution -------------------------------------------------------------------------------- FUJIAN FUNENG CO., LTD. Ticker: 600483 Security ID: Y2653G111 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Issuance of Shares and Related-party Transaction Complies with Relevant Laws and Regulations 2 Approve This Transaction Does Not For For Management Constitute as Major Asset Restructure but Constitute as Related-party Transaction 3.1 Approve Overall Transaction For For Management 3.2 Approve Issue Type and Par Value For For Management 3.3 Approve Price Reference Date For For Management 3.4 Approve Transaction Amount For For Management 3.5 Approve Issue Price For For Management 3.6 Approve Target Subscribers For For Management 3.7 Approve Issue Size For For Management 3.8 Approve Lock-up Period Arrangements For For Management 3.9 Approve Transitional Profit or Loss For For Management Arrangements 3.10 Approve Distribution of Cumulative For For Management Earnings 3.11 Approve Listing Location For For Management 4 Approve Draft and Summary on For For Management Acquisition by Issuance of Shares and Related-party Transaction 5 Approve Signing of Conditional Formal For For Management Agreements 6 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Transaction Does Not Comply For For Management with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 12 Approve Authorization of the Board to For For Management Handle All Related Matters 13 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report 14 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Capital Injection on Associate For For Management Company 17 Approve Stock Price Volatility For For Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties -------------------------------------------------------------------------------- FUJIAN FUNENG CO., LTD. Ticker: 600483 Security ID: Y2653G111 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For Did Not Vote Management by Issuance of Shares and Related-party Transaction Complies with Relevant Laws and Regulations 2 Approve This Transaction Does Not For Did Not Vote Management Constitute as Major Asset Restructure but Constitute as Related-party Transaction 3.1 Approve Overall Transaction For Did Not Vote Management 3.2 Approve Issue Type and Par Value For Did Not Vote Management 3.3 Approve Price Reference Date For Did Not Vote Management 3.4 Approve Transaction Amount For Did Not Vote Management 3.5 Approve Issue Price For Did Not Vote Management 3.6 Approve Target Subscribers For Did Not Vote Management 3.7 Approve Issue Size For Did Not Vote Management 3.8 Approve Lock-up Period Arrangements For Did Not Vote Management 3.9 Approve Transitional Profit or Loss For Did Not Vote Management Arrangements 3.10 Approve Distribution of Cumulative For Did Not Vote Management Earnings 3.11 Approve Listing Location For Did Not Vote Management 4 Approve Draft and Summary on For Did Not Vote Management Acquisition by Issuance of Shares and Related-party Transaction 5 Approve Signing of Conditional Formal For Did Not Vote Management Agreements 6 Approve Transaction Complies with For Did Not Vote Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For Did Not Vote Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For Did Not Vote Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Transaction Does Not Comply For Did Not Vote Management with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Completeness and Compliance of For Did Not Vote Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 12 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 13 Approve Relevant Audit Report, Review For Did Not Vote Management Report and Evaluation Report 14 Approve Independence of Appraiser, the For Did Not Vote Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 16 Approve Capital Injection on Associate For Did Not Vote Management Company 17 Approve Stock Price Volatility For Did Not Vote Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties -------------------------------------------------------------------------------- FUJIAN FUNENG CO., LTD. Ticker: 600483 Security ID: Y2653G111 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Changle Waihai Offshore Wind Farm Area C Project -------------------------------------------------------------------------------- FUJIAN FUNENG CO., LTD. Ticker: 600483 Security ID: Y2653G111 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For Did Not Vote Management of Changle Waihai Offshore Wind Farm Area C Project -------------------------------------------------------------------------------- FUJIAN FUNENG CO., LTD. Ticker: 600483 Security ID: Y2653G111 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Comprehensive Budget For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Profit Distribution For For Management 8 Approve to Appoint Financial and For For Management Internal Control Auditor 9 Approve Credit Plan For For Management 10 Approve Financial Service Agreement For For Management 11 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- FUJIAN FUNENG CO., LTD. Ticker: 600483 Security ID: Y2653G111 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Comprehensive Budget For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Related Party Transaction For Did Not Vote Management 7 Approve Profit Distribution For Did Not Vote Management 8 Approve to Appoint Financial and For Did Not Vote Management Internal Control Auditor 9 Approve Credit Plan For Did Not Vote Management 10 Approve Financial Service Agreement For Did Not Vote Management 11 Approve Use of Remaining Raised Funds For Did Not Vote Management to Replenish Working Capital -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attributable Dividends Annual For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscriber 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Depository of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Convertible Bond Issuance For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Provision of Guarantee For Against Management 9 Approve Adjust the Proportion of For For Management Investment Equity of Huatai Insurance and Change the Investment Subject -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Issuance of Convertible Bonds 2.1 Approve Issue Type For Did Not Vote Management 2.2 Approve Issue Size For Did Not Vote Management 2.3 Approve Par Value and Issue Price For Did Not Vote Management 2.4 Approve Bond Maturity For Did Not Vote Management 2.5 Approve Interest Rate For Did Not Vote Management 2.6 Approve Period and Manner of Repayment For Did Not Vote Management of Capital and Interest 2.7 Approve Conversion Period For Did Not Vote Management 2.8 Approve Method on Handling Fractional For Did Not Vote Management Shares Upon Conversion 2.9 Approve Determination and Adjustment For Did Not Vote Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For Did Not Vote Management of Conversion Price 2.11 Approve Terms of Redemption For Did Not Vote Management 2.12 Approve Terms of Sell-Back For Did Not Vote Management 2.13 Approve Attributable Dividends Annual For Did Not Vote Management Conversion 2.14 Approve Issue Manner and Target For Did Not Vote Management Subscriber 2.15 Approve Placing Arrangement for For Did Not Vote Management Shareholders 2.16 Approve Matters Relating to Meetings For Did Not Vote Management of Bond Holders 2.17 Approve Usage of Raised Funds For Did Not Vote Management 2.18 Approve Depository of Raised Funds For Did Not Vote Management 2.19 Approve Guarantee Matters For Did Not Vote Management 2.20 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Convertible Bond Issuance For Did Not Vote Management 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve that the Company Does Not Need For Did Not Vote Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 8 Approve Provision of Guarantee For Did Not Vote Management 9 Approve Adjust the Proportion of For Did Not Vote Management Investment Equity of Huatai Insurance and Change the Investment Subject -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Financial Leasing For For Management -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Water Pollution Prevention and For For Management Control Project Grade A Qualification Separation -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Credit Line Application For For Management 6 Approve Employee Share Purchase Plan For For Management 7 Approve Provision of Guarantee For For Management 8 Amend Management System of Raised Funds For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Related Party Transaction For For Management 11 Approve Issuance of Super Short-term For For Management Commercial Papers and Medium-term Notes 12 Approve Adjustment of Use of Idle For For Management Raised Funds to Replenish Working Capital 13 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- FUJIAN LONGMA ENVIRONMENTAL SANITATION EQUIPMENT CO., LTD. Ticker: 603686 Security ID: Y265CD100 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Guifeng as Non-Independent For For Management Director 1.2 Elect Zhang Guichao as Non-Independent For For Management Director 1.3 Elect Bai Yunlong as Non-Independent For For Management Director 1.4 Elect Wang Dongsheng as For For Management Non-Independent Director 2.1 Elect Xiao Wei as Independent Director For For Management 2.2 Elect Tang Yanzhao as Independent For For Management Director 2.3 Elect Tang Xinhua as Independent For For Management Director 3 Elect Shen Jiaqing as Supervisor For For Shareholder 4 Approve Remuneration of Directors, For For Management Supervisors and Core Management Employees and Their Assessment 5 Approve Interim Profit Distribution For For Management 6 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 7 Approve Increase in Registered Capital For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Approve Draft and Summary on Employee For For Management Share Purchase Plan 13 Approve Management Method of Employee For For Management Share Purchase Plan 14 Approve Authorization of Board to For For Management Handle All Related Matters to Employee Share Purchase Plan -------------------------------------------------------------------------------- FUJIAN LONGMA ENVIRONMENTAL SANITATION EQUIPMENT CO., LTD. Ticker: 603686 Security ID: Y265CD100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Director 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Plan For For Management 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 10 Approve Financing from Financial For For Management Institution and Provision of Guarantee for Financing Amount 11 Approve Provision of Guarantee For For Management 12 Approve Continued Use of Idle Raised For For Management Funds for Cash Management 13 Approve Continued Use of Idle Own For For Management Funds for Cash Management 14 Approve Formulation of Investment For For Management Management Method (Tentative) -------------------------------------------------------------------------------- FUJIAN LONGXI BEARING (GROUP) CO., LTD. Ticker: 600592 Security ID: Y2653H101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Financing Application For For Management 8 Approve Sale of Financial Assets For For Management 9 Approve Purchase of Assets and Related For For Management Party Transactions 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FUJIAN QINGSHAN PAPER INDUSTRY CO., LTD. Ticker: 600103 Security ID: Y2655D108 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Approve Expansion of Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Additional Daily Related-party For For Management Transactions 5 Approve Application of Loan For For Management -------------------------------------------------------------------------------- FUJIAN QINGSHAN PAPER INDUSTRY CO., LTD. Ticker: 600103 Security ID: Y2655D108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Wholly-owned For For Management Subsidiary in Guangzhou 2 Approve Establish Joint Venture For For Management Company and Build Optoelectronic Product Manufacturing Base 3 Approve Use of Idle Raised Funds to For For Management Temporarily Supplement Working Capital 4 Approve Use of Idle Raised Funds for For For Management Cash Management 5 Amend External Guarantee Management For For Management System -------------------------------------------------------------------------------- FUJIAN QINGSHAN PAPER INDUSTRY CO., LTD. Ticker: 600103 Security ID: Y2655D108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Xiaoqiang as For For Shareholder Non-independent Director 1.2 Elect Lin Xiaohe as Non-independent For For Shareholder Director 1.3 Elect Lin Xinli as Non-independent For For Shareholder Director 1.4 Elect Huang Jinbiao as Non-independent For For Shareholder Director 1.5 Elect Lin Xiaobang as Non-independent For For Shareholder Director 1.6 Elect Xu Zongming as Non-independent For For Shareholder Director 1.7 Elect Chen Qiang as Non-independent For For Shareholder Director 2.1 Elect Yang Shoujie as Independent For For Management Director 2.2 Elect Que Youxiong as Independent For For Management Director 2.3 Elect Qu Kai as Independent Director For For Shareholder 2.4 Elect He Juan as Independent Director For For Shareholder 3.1 Elect Zheng Mingfeng as Supervisor For For Shareholder 3.2 Elect Zheng Jianjun as Supervisor For For Shareholder 3.3 Elect Cao Shigui as Supervisor For For Shareholder -------------------------------------------------------------------------------- FUJIAN QINGSHAN PAPER INDUSTRY CO., LTD. Ticker: 600103 Security ID: Y2655D108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Authorization to Carry-out For For Management Bank Loan and Mortgage 9 Approve Daily Related-Party Transaction For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Adjustment in Allowance For For Management Standards of Directors and Supervisors 12 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- FUJIAN RONGJI SOFTWARE CO., LTD. Ticker: 002474 Security ID: Y26563109 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lu Feng as Non-independent For For Management Director 1.2 Elect Hou Wei as Non-independent For For Management Director 1.3 Elect Chen Mingping as Non-independent For For Management Director 1.4 Elect Liu Jingyan as Non-independent For For Management Director 1.5 Elect Zhao Jian as Non-independent For For Management Director 1.6 Elect Jin Yi as Non-independent For For Management Director 2.1 Elect Ye Dongyi as Independent Director For For Management 2.2 Elect Sun Min as Independent Director For For Management 2.3 Elect Hu Jirong as Independent Director For For Management 3.1 Elect Ye Jianbo as Supervisor For For Management 3.2 Elect Zhou Renkun as Supervisor For For Management 4 Approve Remuneration of Directors, For For Management Supervisors -------------------------------------------------------------------------------- FUJIAN RONGJI SOFTWARE CO., LTD. Ticker: 002474 Security ID: Y26563109 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Annual Report and Summary For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Credit Lines and Borrowings For For Management from Banks 11 Approve Remuneration Plan of Directors For For Management and Senior Management 12 Approve Use of Idle Raised Funds to For For Management Invest in Bank Financial Products 13 Approve Use of Own Funds to Invest in For For Management Bank Financial Products 14 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- FUJIAN RONGJI SOFTWARE CO., LTD. Ticker: 002474 Security ID: Y26563109 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Management System of Raised Funds For For Management 3 Amend Management System for Providing For For Management External Guarantees 4 Amend Related-Party Transaction For For Management Management System 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Foreign Investment Management For For Management Method 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Amend Controlling Shareholders and For For Management Ultimate Controllers Behavior Regulation 9 Amend Working System for Independent For For Management Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- FUJIAN SEPTWOLVES INDUSTRY CO., LTD. Ticker: 002029 Security ID: Y2653T105 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Shaoxiong as For For Management Non-Independent Director 1.2 Elect Zhou Shaoming as Non-Independent For For Management Director 1.3 Elect Zhou Yongwei as Non-Independent For For Management Director 1.4 Elect Wu Xingqun as Non-Independent For For Management Director 1.5 Elect Zhou Liyuan as Non-Independent For For Management Director 2.1 Elect Zhao Bei as Independent Director For For Management 2.2 Elect Dai Yiyi as Independent Director For For Management 2.3 Elect Lei Genqiang as Independent For For Management Director 2.4 Elect Liu Xiaohai as Independent For For Management Director 3.1 Elect Yao Jiankang as Supervisor For For Management 3.2 Elect Fan Yangqiu as Supervisor For For Management -------------------------------------------------------------------------------- FUJIAN SEPTWOLVES INDUSTRY CO., LTD. Ticker: 002029 Security ID: Y2653T105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration Assessment Method For For Management for Directors, Supervisors and Senior Management 9 Approve Annual Comprehensive Credit For For Management Line Application 10 Approve Guarantee Provision Plan For For Management 11 Approve Continued Use of Idle Own For For Management Funds to Invest in Financial Products 12 Approve Renewal of Financial Services For For Management Agreement 13 Approve Termination of Raised Funds For For Management Project and Use Remaining Raised Funds to Supplement Working Capital 14 Elect Wu Yuhui as Independent Director For For Management 15 Approve Amendments to Articles of For For Management Association 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- FUJIAN SNOWMAN CO., LTD. Ticker: 002639 Security ID: Y2657E104 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Draft and Summary of Phase 3 For For Management Employee Share Purchase Plan 3 Approve Management Method of Phase 3 For For Management Employee Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Phase 3 Employee Share Purchase Plan -------------------------------------------------------------------------------- FUJIAN SNOWMAN CO., LTD. Ticker: 002639 Security ID: Y2657E104 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- FUJIAN SNOWMAN CO., LTD. Ticker: 002639 Security ID: Y2657E104 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Against Management 2.2 Approve Issue Manner and Issue Time For Against Management 2.3 Approve Target Subscribers and For Against Management Subscription Method 2.4 Approve Pricing Reference Date and For Against Management Issue Price 2.5 Approve Issue Size For Against Management 2.6 Approve Amount and Usage of Proceeds For Against Management 2.7 Approve Lock-up Period For Against Management 2.8 Approve Listing Location For Against Management 2.9 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Against Management 3 Approve Plan for Private Placement of For Against Management Shares 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Report on the Usage of For Against Management Previously Raised Funds 6 Approve Related Party Transactions in For Against Management Connection to Private Placement 7 Approve Impact of Dilution of Current For Against Management Returns and the Relevant Measures to be Taken 8 Approve Authorization of the Board and For Against Management Authorized Persons to Handle All Related Matters 9 Approve Signing of Conditional Share For Against Management Subscription Agreement 10 Approve Employee Share Purchase Plan For For Management (Draft) 11 Approve Management Method of Employee For For Management Share Purchase Plan 12 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- FUJIAN SNOWMAN CO., LTD. Ticker: 002639 Security ID: Y2657E104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Company's Eligibility for For For Management Private Placement of Shares 8.1 Approve Share Type and Par Value For For Management 8.2 Approve Issue Manner and Issue Time For For Management 8.3 Approve Target Subscribers and For For Management Subscription Method 8.4 Approve Pricing Reference Date and For For Management Issue Price 8.5 Approve Issue Size For For Management 8.6 Approve Amount and Use of Proceeds For For Management 8.7 Approve Lock-up Period For For Management 8.8 Approve Listing Exchange For For Management 8.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 8.10 Approve Resolution Validity Period For For Management 9 Approve Private Placement of Shares For For Management 10 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 11 Approve Report on the Deposit and For For Management Usage of Raised Funds 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Authorization of Board to For For Management Handle All Related Matters 14 Approve Signing of Conditional For For Management Subscription Agreement 15 Approve Related Party Transactions in For For Management Connection to Private Placement 16 Approve Signing of Strategic For For Management Cooperation Agreement 17 Approve Amendments to Articles of For For Management Association 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 20 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 21 Approve Financial Assistance Provision For Against Management 22 Elect Tan Wen as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- FUJIAN STAR-NET COMMUNICATION CO., LTD. Ticker: 002396 Security ID: Y2655W106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Use of Idle Own Funds to For For Management Invest in Principal-guaranteed or Low-Risk Financial Products 7 Approve to Appoint Auditor For For Management 8 Approve Credit Use and Bill Pledge For For Management Plan Arrangement 9 Approve Internal Control For For Management Self-evaluation Report 10 Amend Articles of Association For Against Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- FUJIAN SUNNER DEVELOPMENT CO., LTD. Ticker: 002299 Security ID: Y2655H109 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- FUJIAN SUNNER DEVELOPMENT CO., LTD. Ticker: 002299 Security ID: Y2655H109 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Close Relative of Fu Guangming For For Management and Fu Fenfang as Incentive Targets for Performance Shares 4 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- FUJIAN SUNNER DEVELOPMENT CO., LTD. Ticker: 002299 Security ID: Y2655H109 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution for For For Management the First Three Quarters -------------------------------------------------------------------------------- FUJIAN SUNNER DEVELOPMENT CO., LTD. Ticker: 002299 Security ID: Y2655H109 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Related Party Transactions For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 10 Approve Use of Idle Own Funds to For For Management Invest in Entrusted Financial Products 11 Approve Increase in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- FUJIAN TORCH ELECTRON TECHNOLOGY CO., LTD. Ticker: 603678 Security ID: Y2665P109 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve External Investment Management For For Management System 3.1 Elect Zeng Xiaoli as Supervisor For For Management 3.2 Elect Li Li as Supervisor For For Management -------------------------------------------------------------------------------- FUJIAN TORCH ELECTRON TECHNOLOGY CO., LTD. Ticker: 603678 Security ID: Y2665P109 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Depository of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- FUJIAN TORCH ELECTRON TECHNOLOGY CO., LTD. Ticker: 603678 Security ID: Y2665P109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cai Mingtong as Non-Independent For For Management Director 1.2 Elect Cai Jinjun as Non-Independent For For Management Director 1.3 Elect Chen Wanxia as Non-Independent For For Management Director 1.4 Elect Chen Lifu as Non-Independent For For Management Director 2.1 Elect Wang Zhiqiang as Independent For For Management Director 2.2 Elect Bai Shaoxiang as Independent For For Management Director 2.3 Elect Zou Yousi as Independent Director For For Management 3.1 Elect Zeng Xiaoli as Supervisor For For Management 3.2 Elect Li Li as Supervisor For For Management -------------------------------------------------------------------------------- FUJIAN TORCH ELECTRON TECHNOLOGY CO., LTD. Ticker: 603678 Security ID: Y2665P109 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Credit Line Application and For Against Management Provision of Guarantee 8 Approve Appointment of Auditor For For Management 9 Approve Formulation of Remuneration of For For Management Directors 10 Approve Formulation Remuneration of For For Management Supervisors -------------------------------------------------------------------------------- FUJIAN ZHANGZHOU DEVELOPMENT CO. LTD. Ticker: 000753 Security ID: Y2654D109 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Aihua as Independent For For Management Director 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- FUJIAN ZHANGZHOU DEVELOPMENT CO. LTD. Ticker: 000753 Security ID: Y2654D109 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Subsidiary 2 Approve Provision of Guarantee by For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- FUJIAN ZHANGZHOU DEVELOPMENT CO. LTD. Ticker: 000753 Security ID: Y2654D109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve External Guarantee Provision For For Management Plan 8 Approve Provision of Guarantee to For For Management Controlled Subsidiary 9 Approve to Appoint Auditor For For Management 10 Elect Lai Shaoxiong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- FULGENT SUN INTERNATIONAL (HOLDING) CO., LTD. Ticker: 9802 Security ID: G36889106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FULLSHARE HOLDINGS LIMITED Ticker: 607 Security ID: G3690U105 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Baker Tilly Hong Kong Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 2 Elect Shen Chen as Director For For Management -------------------------------------------------------------------------------- FULLSHARE HOLDINGS LIMITED Ticker: 607 Security ID: G3690U105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Lau Chi Keung as Director For For Management 2b Elect Tsang Sai Chung as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Baker Tilly Hong Kong Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FUSHENG PRECISION CO., LTD. Ticker: 6670 Security ID: Y2676J100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect LI LIANG ZHEN (Liang-Chen Lee), For For Management with Shareholder No. 11, as Non-Independent Director 4.2 Elect JIANG QING SHENG (Ching-Sheng For For Management Chiang), with Shareholder No. 7, as Non-Independent Director 4.3 Elect LI WANG MING (Wang-Ming Lee), a For For Management Representative of LIAN SHENG Investment Corp, with Shareholder No. 32, as Non-Independent Director 4.4 Elect ZHENG DUN QIAN (Duen-Chian For For Management Cheng), a Representative of YI DA PARTNER CO LTD, with Shareholder No. 188, as Non-Independent Director 4.5 Elect LIU WEI QI (Wei-Chi Liu), with For For Management ID No. A103838XXX, as Independent Director 4.6 Elect GAO JI ZU (Chi-Tzu Kao), with ID For Against Management No. A120896XXX, as Independent Director 4.7 Elect CHEN ZHI KANG (Chih-Kang Chen), For For Management with ID No. L121094XXX, as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- FUTURE CONSUMER LIMITED Ticker: 533400 Security ID: Y2677P113 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Deepak Malik as Director For For Management 3 Reelect Ashni Biyani as Director For For Management 4 Reelect G. N. Bajpai as Director and For For Management Approve His Continuation of Office as Non-Executive Director 5 Approve Reappointment and Remuneration For Against Management of Narendra Baheti as Executive Director 6 Approve Revision in Remuneration of For Against Management Ashni Biyani as Managing Director 7 Approve Increase in Limit on Foreign For For Management Shareholdings -------------------------------------------------------------------------------- FUTURE LAND DEVELOPMENT HOLDINGS LIMITED Ticker: 1030 Security ID: G3701A106 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Subsidiary Share Incentive For For Management Scheme of Seazen Holdings Co., Ltd. 2 Approve Change of Company Name For For Management 3 Adopt Amended and Restated Memorandum For For Management and Articles of Association to Reflect the Change of Company Name -------------------------------------------------------------------------------- FUTURE RETAIL LIMITED Ticker: 540064 Security ID: Y0R8CN111 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Kishore Biyani as Director For For Management 3 Approve Payment of Remuneration to For Against Management Kishore Biyani as Managing Director 4 Approve Reappointment and Remuneration For For Management to Kishore Biyani as Managing Director 5 Approve Payment of Remuneration to For Against Management Rakesh Biyani as Jt. Managing Director 6 Approve Reappointment and Remuneration For Against Management to Rakesh Biyani as Jt. Managing Director 7 Approve Material Related Party For Against Management Transactions -------------------------------------------------------------------------------- FUTURE RETAIL LIMITED Ticker: 540064 Security ID: Y0R8CN111 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Material Related Party For For Management Transactions -------------------------------------------------------------------------------- FUTURE RETAIL LIMITED Ticker: 540064 Security ID: Y0R8CN111 Meeting Date: JAN 01, 2020 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- FUTURE RETAIL LIMITED Ticker: 540064 Security ID: Y0R8CN111 Meeting Date: APR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Redesignation and Remuneration For For Management of Kishore Biyani as Executive Chairman 2 Approve Redesignation and Remuneration For For Management of Rakesh Biyani as Managing Director 3 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ye Shu as Director For For Management 2 Elect Ma Weihua as Supervisor For For Management 3.01 Elect Liu Jing as Director For For Management 3.02 Elect Qu Wenzhou as Director For For Management -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y26783103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ye Shu as Director For For Management 2 Elect Ma Weihua as Supervisor For For Management 3.01 Elect Liu Jing as Director For For Management 3.02 Elect Qu Wenzhou as Director For For Management -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution for 2020 7 Approve PricewaterhouseCoopers as For For Management Overseas Audit Institution for 2020 8 Approve 2019 Work Report of the For For Management Independent Non-Executive Directors 9 Approve Entrusted Wealth Management For For Management with Self-Owned Funds -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y26783103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution for 2020 7 Approve PricewaterhouseCoopers as For For Management Overseas Audit Institution for 2020 8 Approve 2019 Work Report of the For For Management Independent Non-Executive Directors 9 Approve Entrusted Wealth Management For For Management with Self-Owned Funds -------------------------------------------------------------------------------- G-BITS NETWORK TECHNOLOGY (XIAMEN) CO., LTD. Ticker: 603444 Security ID: Y2688G102 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription on Investment For For Management Share and Related Party Transactions 2 Approve to Appoint Auditor For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- G-BITS NETWORK TECHNOLOGY (XIAMEN) CO., LTD. Ticker: 603444 Security ID: Y2688G102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Idle Own Funds for Cash For For Management Management 7 Approve to Appoint Auditor For For Management 8 Approve Decrease of Registered Capital For For Management and Amend Articles of Association 9 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Supplement Working Capital -------------------------------------------------------------------------------- GAIL (INDIA) LIMITED Ticker: 532155 Security ID: Y2R78N114 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: MAY 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Bonus Shares For For Management -------------------------------------------------------------------------------- GAIL (INDIA) LIMITED Ticker: 532155 Security ID: Y2R78N114 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim Dividend 3 Reelect P. K. Gupta as Director For For Management 4 Reelect Gajendra Singh as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Joint Statutory Auditors 6 Elect A. K. Tiwari as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Material Related Party For For Management Transactions with Petronet LNG Limited 9 Amend Articles of Association For Against Management 10 Reelect Anupam Kulshreshtha as Director For For Management 11 Reelect Sanjay Tandon as Director For For Management 12 Reelect S. K. Srivastava as Director For For Management -------------------------------------------------------------------------------- GALAXY BIOMEDICAL INVESTMENT CO., LTD. Ticker: 000806 Security ID: Y07714101 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Removal of Director For For Management 2 Elect Situ Gongyun as Non-Independent For For Management Director -------------------------------------------------------------------------------- GAMUDA BERHAD Ticker: 5398 Security ID: Y2679X106 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Remuneration of Directors For For Management (Excluding Directors' Fees) 3 Elect Lin Yun Ling as Director For For Management 4 Elect Afwida binti Tunku A. Malek as For For Management Director 5 Elect Nazli binti Mohd Khir Johari as For For Management Director 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- GAMUDA BERHAD Ticker: 5398 Security ID: Y2679X106 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of New Shares Under For For Management the Dividend Reinvestment Plan -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management of the Proposed Issuance of A Share Convertible Bonds 2 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 3 Approve Resolutions in Relation to the For For Management Proposed Issuance of A Share Convertible Bonds and Grant of Specific Mandate to Issue A Shares Upon the Conversion of A Share Convertible Bonds 3.01 Approve Type of Securities to be Issued For For Management 3.02 Approve Size of Issuance For For Management 3.03 Approve Par Value and Issue Price For For Management 3.04 Approve Term For For Management 3.05 Approve Interest Rate For For Management 3.06 Approve Method and Timing of Interest For For Management Payment and Repayment of the Principal 3.07 Approve Conversion Period For For Management 3.08 Approve Determination and Adjustment For For Management of the Conversion Price 3.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 3.10 Approve Method of Determining the For For Management Number of Shares for Conversion and Resolving the Situation When the A Share Convertible Bonds are Insufficient to be Converted into One Share 3.11 Approve Terms of Redemption For For Management 3.12 Approve Terms of Sale Back For For Management 3.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 3.14 Approve Method of Issue and Targeted For For Management Subscribers 3.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 3.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meeting 3.17 Approve Use of Proceeds For For Management 3.18 Approve Guarantee and Security For For Management 3.19 Approve Deposit Account for Proceeds For For Management Raised 3.20 Approve Validity Period of the A Share For For Management Convertible Bond Issuance Plan 4 Approve Report on the Use of the For For Management Previously Raised Proceeds 5 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Proposed Issuance of A Share Convertible Bonds 6 Approve Impact on the Company's Key For For Management Financial Indicators from Dilution of Immediate Returns by the Proposed Issuance of A Share Convertible Bonds and the Remedial Measures to be Adopted by the Company 7 Approve Rules and Procedures Regarding For For Management Meetings of A Share Convertible Bondholders 8 Approve Shareholders' Return Plan for For For Management Three Years of 2019 to 2021 9 Approve Opening Special Account for For For Management Proceeds Raised 10 Approve Authorization of Board to Deal For For Management with All Matters in Relation to the Proposed Issuance of A Share Convertible Bonds 11 Approve Possible Subscription for A For For Management Share Convertible Bonds by Connected Persons 12 Approve Resolutions in Relation to the For For Management Proposed Issuance of H Shares Under Specific Mandate and Connected Transaction 12.01 Approve Class and Nominal Value of the For For Management Shares to be Issued 12.02 Approve Method and Date of Issue For For Management 12.03 Approve Target Subscribers For For Management 12.04 Approve Number of Shares to be Issued For For Management 12.05 Approve Method of Pricing For For Management 12.06 Approve Use of Proceeds For For Management 12.07 Approve Related Party Relationship, For For Management Connected Relationship, Related Party Transactions, Connected Transactions and Shareholders to Abstain from Voting 12.08 Approve Lock-Up Period For For Management 12.09 Approve Validity Period of the For For Management Resolution in Relation to the Issuance of H Shares 13 Approve Proposed Grant of Specific For For Management Mandate 14 Approve Report on the Use of Proceeds For For Management Previously Raised Overseas -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management of the Proposed Issuance of A Share Convertible Bonds 2 Approve Preliminary Plan of the For For Management Proposed Issuance of A Share Convertible Bonds 3 Approve Resolutions in Relation to the For For Management Proposed Issuance of A Share Convertible Bonds and Grant of Specific Mandate to Issue A Shares Upon the Conversion of A Share Convertible Bonds 3.01 Approve Type of Securities to be Issued For For Management 3.02 Approve Size of Issuance For For Management 3.03 Approve Par Value and Issue Price For For Management 3.04 Approve Term For For Management 3.05 Approve Interest Rate For For Management 3.06 Approve Method and Timing of Interest For For Management Payment and Repayment of the Principal 3.07 Approve Conversion Period For For Management 3.08 Approve Determination and Adjustment For For Management of the Conversion Price 3.09 Approve Terms of Downward Adjustment For For Management to the Conversion Price 3.10 Approve Method of Determining the For For Management Number of Shares for Conversion and Resolving the Situation When the A Share Convertible Bonds are Insufficient to be Converted into One Share 3.11 Approve Terms of Redemption For For Management 3.12 Approve Terms of Sale Back For For Management 3.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 3.14 Approve Method of Issue and Targeted For For Management Subscribers 3.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 3.16 Approve Matters Relating to A Share For For Management Convertible Bond Holders' Meeting 3.17 Approve Use of Proceeds For For Management 3.18 Approve Guarantee and Security For For Management 3.19 Approve Deposit Account for Proceeds For For Management Raised 3.20 Approve Validity Period of the A Share For For Management Convertible Bond Issuance Plan 4 Approve Report on the Use of the For For Management Previously Raised Proceeds 5 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Proposed Issuance of A Share Convertible Bonds 6 Approve Impact on the Company's Key For For Management Financial Indicators from Dilution of Immediate Returns by the Proposed Issuance of A Share Convertible Bonds and the Remedial Measures to be Adopted by the Company 7 Approve Rules and Procedures Regarding For For Management Meetings of A Share Convertible Bondholders 8 Approve Shareholders' Return Plan for For For Management Three Years of 2019 to 2021 9 Approve Opening Special Account for For For Management Proceeds Raised 10 Approve Authorization of Board to Deal For For Management with All Matters in Relation to the Proposed Issuance of A Share Convertible Bonds 11 Approve Possible Subscription for A For For Management Share Convertible Bonds by Connected Persons 12 Approve Resolutions in Relation to the For For Management Proposed Issuance of H Shares Under Specific Mandate and Connected Transaction 12.01 Approve Class and Nominal Value of the For For Management Shares to be Issued 12.02 Approve Method and Date of Issue For For Management 12.03 Approve Target Subscribers For For Management 12.04 Approve Number of Shares to be Issued For For Management 12.05 Approve Method of Pricing For For Management 12.06 Approve Use of Proceeds For For Management 12.07 Approve Related Party Relationship, For For Management Connected Relationship, Related Party Transactions, Connected Transactions and Shareholders to Abstain from Voting 12.08 Approve Lock-Up Period For For Management 12.09 Approve Validity Period of the For For Management Resolution in Relation to the Issuance of H Shares 13 Approve Proposed Grant of Specific For For Management Mandate 14 Approve Report on the Use of Proceeds For For Management Previously Raised Overseas -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Bank For For Management Facilities and Provision of Guarantees by the Company and Its Wholly-Owned Subsidiary 2 Approve Reduction of Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: MAR 24, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in For For Management Austria-Based RIM Company and Related Party Transaction 2 Approve Capital Increase of the For For Management Wholly-Owned Subsidiary GFL International in its Wholly-Owned Subsidiary Netherlands Ganfeng 3 Approve Subscription of Certain Equity For For Management Involving Investment in Mining Rights and Capital Increase in Argentina Minera Exar by the Wholly-Owned Subsidiary of GFL International Netherlands Ganfeng and Related Party Transaction 4 Approve Subscription of Certain Equity For For Management in Exar Capital, Provision of Financial Assistance by the Wholly-Owned Subsidiary GFL International and Related Party Transaction 5.01 Elect Li Liangbin as Director For For Management 5.02 Elect Wang Xiaoshen as Director For For Management 5.03 Elect Deng Zhaonan as Director For For Management 5.04 Elect Ge Zhimin as Director For For Management 5.05 Elect Yu Jianguo as Director For For Management 5.06 Elect Yang Juanjuan as Director For For Management 6.01 Elect Liu Jun as Director For For Management 6.02 Elect Wong Sze Wing as Director For For Management 6.03 Elect Xu Yixin as Director For For Management 6.04 Elect Xu Guanghua as Director For For Management 7.01 Elect Zou Jian as Supervisor For For Management 7.02 Elect Guo Huaping as Supervisor For For Management 8 Approve Establishment of For For Management Sustainability Committee -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y2690M105 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Change to the For For Management Validity Period of the A Share Convertible Bonds Issuance Plan 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Proposed Change to the For For Management Validity Period of the A Share Convertible Bonds Issuance Plan -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Proposed Change to the For For Management Validity Period of the A Share Convertible Bonds Issuance Plan -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y2690M105 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Proposed Change to the For For Management Validity Period of the A Share Convertible Bonds Issuance Plan 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y2690M105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report, Summary of For For Management the Annual Report and Annual Results Announcement 4 Approve 2019 Financial Report For For Management 5 Approve Ernst & Young Hua Ming as For For Management Domestic Auditor and Internal Control Auditor and Ernst & Young as Overseas Auditor 6 Approve Determination of Directors' For For Management Emoluments 7 Approve Determination of Supervisors' For For Management Emoluments 8 Approve 2019 Profit Distribution For For Management Proposal 9 Approve 2020 Continuing Related-Party For For Management Transactions 1 Approve Foreign Exchange Hedging For For Management Business by the Company and Its Subsidiaries 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 3 Approve General Mandate to Issue For For Management Domestic and Overseas Debt Financing Instruments 4 Approve Industrial Investment For For Management Conducted by Havelock Mining Investment Limited 5 Approve Application for Bank For For Management Facilities and Provision of Guarantees by the Company and Its Subsidiaries -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Report, Summary of For For Management the Annual Report and Annual Results Announcement 4 Approve 2019 Financial Report For For Management 5 Approve Ernst & Young Hua Ming as For For Management Domestic Auditor and Internal Control Auditor and Ernst & Young as Overseas Auditor 6 Approve Determination of Directors' For For Management and Senior Management Members Emoluments 7 Approve Determination of Supervisors' For For Management Emoluments 8 Approve 2019 Profit Distribution For For Management Proposal 9 Approve 2020 Continuing Related-Party For For Management Transactions 10 Approve Foreign Exchange Hedging For For Management Business by the Company and Its Subsidiaries 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Approve General Mandate to Issue For Against Management Domestic and Overseas Debt Financing Instruments 13 Approve Industrial Investment For For Management Conducted by Havelock Mining Investment Limited 14 Approve Application for Bank For Against Management Facilities and Provision of Guarantees by the Company and Its Subsidiaries -------------------------------------------------------------------------------- GANSU DUNHUANG SEED GROUP CO. LTD. Ticker: 600354 Security ID: Y2682F100 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wei Yanheng as Independent For For Management Director 2 Elect Han Jinliang as Supervisor For For Shareholder 3 Approve Provision of Guarantee to For For Management Jiuquan Dunhuang Seed Industry Agricultural Technology Co., Ltd. 4 Approve Provision of Guarantee to For For Management Guazhou Dunzhong Cotton Co., Ltd. 5 Approve Provision of Counter Guarantee For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GANSU DUNHUANG SEED GROUP CO. LTD. Ticker: 600354 Security ID: Y2682F100 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Loan and Authorize Chairman of For For Management the Board to Sign Relevant Legal Documents 7.1 Approve Guarantee and Authorize For Against Management Chairman of the Board to Sign Relevant Legal Documents 7.2 Approve Guarantee for Liquidity Loan For Against Management of Jiuquan Dunhuang Seed Industry Baijia Food Co., Ltd. 7.3 Approve Guarantee for Liquidity Loan For For Management of Jiuquan Dunhuang Seed Industry Agricultural Technology Co., Ltd. 7.4 Approve Guarantee for Liquidity Loan For Against Management of Yumen Tuopu Technology Development Co., Ltd. 8 Approve Appointment of Auditor For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GANSU JINGYUAN COAL INDUSTRY & ELECTRICITY POWER CO., LTD. Ticker: 000552 Security ID: Y2681L108 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in Controlled For For Management Subsidiary and Construction of Baiyanzi Mine Project -------------------------------------------------------------------------------- GANSU JINGYUAN COAL INDUSTRY & ELECTRICITY POWER CO., LTD. Ticker: 000552 Security ID: Y2681L108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Appointment of Auditor for For For Management Issuance of Convertible Bonds -------------------------------------------------------------------------------- GANSU JINGYUAN COAL INDUSTRY & ELECTRICITY POWER CO., LTD. Ticker: 000552 Security ID: Y2681L108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Application of Credit Lines For For Management -------------------------------------------------------------------------------- GANSU JINGYUAN COAL INDUSTRY & ELECTRICITY POWER CO., LTD. Ticker: 000552 Security ID: Y2681L108 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2 Approve Plan on Issuance of For For Management Convertible Bonds 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Special Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve Funding for New Subsidiary and For For Management Investment in the Construction of Jingyuan Coal and Electricity Clean and Efficient Gasification Comprehensive Utilization (Relocation and Transformation) Project 11 Approve Land Acquisition For For Management 12 Approve Equity Escrow For For Management 13 Elect Gao Xiaoming as Supervisor For For Management 14.1 Elect Zhang Fenggang as For For Management Non-Independent Director 14.2 Elect Zhang Dejun as Non-Independent For For Management Director 14.3 Elect Shao Sihua as Non-Independent For For Management Director -------------------------------------------------------------------------------- GANSU JIU STEEL GROUP HONGXING IRON & STEEL CO., LTD. Ticker: 600307 Security ID: Y2682D105 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Adjustment on Daily For For Management Related-party Transactions 3.1 Elect Ruan Qiang as Non-independent For For Management Director 3.2 Elect Liu Lilu as Non-independent For For Management Director 3.3 Elect Guo Jirong as Non-independent For For Management Director 3.4 Elect Zhao Haojie as Non-independent For For Management Director 3.5 Elect Hou Wanbin as Non-independent For For Management Director 3.6 Elect Chen Ping as Non-independent For For Management Director 4.1 Elect Gao Guanjiang as Independent For For Management Director 4.2 Elect Nie Xingkai as Independent For For Management Director 4.3 Elect Li Chuang as Independent Director For For Management 5.1 Elect He Zhihua as Supervisor For For Shareholder 5.2 Elect Fu Zhisheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- GANSU JIU STEEL GROUP HONGXING IRON & STEEL CO., LTD. Ticker: 600307 Security ID: Y2682D105 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GANSU JIU STEEL GROUP HONGXING IRON & STEEL CO., LTD. Ticker: 600307 Security ID: Y2682D105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Daily Related Party Transaction For For Management 7 Approve Profit Distribution For For Management 8 Approve Application of Comprehensive For For Management Credit Line 9 Approve Provision of Counter Guarantee For For Management and Related Party Transactions 10 Approve Change of Business Scope and For For Management Amend Articles of Association 11 Approve Guarantee Provision Plan For For Management 12 Approve Appointment of Auditor For For Management 13.1 Elect Zhang Zhengzhan as For For Shareholder Non-Independent Director 13.2 Elect Sun Shan as Non-Independent For For Shareholder Director 14.1 Elect Ma Dingbin as Supervisor For For Shareholder -------------------------------------------------------------------------------- GANSU MOGAO INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600543 Security ID: Y26827116 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GANSU MOGAO INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600543 Security ID: Y26827116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Use of Funds for Financial For For Management Products 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT GROUP CO., LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Qizheng Qingyi For For Management Project and Sign a Cooperation Agreement 2 Approve Capital Injection for For For Management Wholly-owned Subsidiary 3 Approve Poverty Alleviation Donation For For Management 4 Approve Dissolution and Liquidation of For For Management Controlled Subsidiary 5 Approve Provision for Asset Impairment For For Management of Controlled Subsidiary -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT GROUP CO., LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection to Associate For For Management Company 2 Approve Signing of Financial Service For For Management Agreement -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT GROUP CO., LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT GROUP CO., LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Venture in the For For Management Establishment of Gansu China Construction Materials Investment Co., Ltd. 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Amend External Donations For For Management -------------------------------------------------------------------------------- GANSU YASHENG INDUSTRIAL (GROUP) CO., LTD. Ticker: 600108 Security ID: Y2684Y107 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For Against Management -------------------------------------------------------------------------------- GANSU YASHENG INDUSTRIAL (GROUP) CO., LTD. Ticker: 600108 Security ID: Y2684Y107 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GANSU YASHENG INDUSTRIAL (GROUP) CO., LTD. Ticker: 600108 Security ID: Y2684Y107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GAONA AERO MATERIAL CO., LTD. Ticker: 300034 Security ID: Y07726105 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Additional Daily Related Party For For Management Transaction -------------------------------------------------------------------------------- GAONA AERO MATERIAL CO., LTD. Ticker: 300034 Security ID: Y07726105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- GATEWAY DISTRIPARKS LIMITED Ticker: 532622 Security ID: Y26839103 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Mamta Gupta as Director For For Management 4 Approve Payment of Remuneration to For For Management Executive Directors -------------------------------------------------------------------------------- GCI SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002544 Security ID: Y26858103 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Long-term Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GCI SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002544 Security ID: Y26858103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Performance Compensation For For Management Proposal Under the Major Asset Restructuring 9 Approve Authorization of the Board to For Against Management Handle Matters on Share Repurchase 10 Approve Reduction of Registered Capital For For Management 11 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Approve Cancellation of Stock Option For For Management and Performance Share Incentive Plan as well as Repurchase Cancellation of Performance Shares 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management Plan 2 Approve Extension of Resolution For For Management Validity Period in Connection to Private Placement 3 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Private Placement -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve Provision of Counter-Guarantee For For Management 3 Approve Increase in Registered Capital For For Management and Amend Articles of Association 4 Approve Development of Asset Pooling For For Management Business 5 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 6.1 Approve Share Type and Par Value For For Shareholder 6.2 Approve Issue Manner and Issue Time For For Shareholder 6.3 Approve Issue Price and Pricing Basis For For Shareholder 6.4 Approve Issue Size For For Shareholder 6.5 Approve Target Subscribers and Its For For Shareholder Relationship with the Company 6.6 Approve Lock-up Period Arrangements For For Shareholder 6.7 Approve Amount and Use of Proceeds For For Shareholder 6.8 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 6.9 Approve Listing Exchange For For Shareholder 6.10 Approve Resolution Validity Period For For Shareholder 7 Approve Private Placement of Shares For For Shareholder 8 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 9 Approve Report on the Usage of For For Shareholder Previously Raised Funds 10 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Signing of Share Subscription For For Shareholder Agreement 12 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application and Provision of Guarantee 8 Approve Provision of Counter-Guarantee For For Management 9 Approve Investment and Construction of For For Management 60GW Module and Supporting Industrial Base Project 10 Approve Foreign Exchange Forward For For Management Transaction Business 11 Approve Cancellation of Stock Option For For Management Incentive Plan and Performance Share Incentive Plan as well as Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- GCL-POLY ENERGY HOLDINGS LIMITED Ticker: 3800 Security ID: G3774X108 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Equity Interest in For For Management Subsidiaries, Grant of Put Option, and Related Transactions -------------------------------------------------------------------------------- GCL-POLY ENERGY HOLDINGS LIMITED Ticker: 3800 Security ID: G3774X108 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Purchase Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- GCL-POLY ENERGY HOLDINGS LIMITED Ticker: 3800 Security ID: G3774X108 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First Phase Share Purchase For For Management Agreements, Grant of the Put Options and Related Transactions -------------------------------------------------------------------------------- GCL-POLY ENERGY HOLDINGS LIMITED Ticker: 3800 Security ID: G3774X108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Zhu Zhanjun as Director For For Management 2.2 Elect Sun Wei as Director For For Management 2.3 Elect Yeung Man Chung, Charles as For For Management Director 2.4 Elect Shen Wenzhong as Director For For Management 2.5 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Liquidation For For Management -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Bankruptcy For For Management Liquidation of Guodian Xuanwei Power Generation Co.,Ltd. 2 Approve Bankruptcy Reorganization Plan For For Management of Guodian Xuanwei Power Generation Co. ,Ltd. -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Guoyue as Non-independent For For Management Director 1.2 Elect Lv Zhiren as Non-independent For For Management Director 1.3 Elect Xiao Chuangying as For For Management Non-independent Director 1.4 Elect Luan Baoxing as Non-independent For For Management Director 1.5 Elect Liu Yan as Non-independent For For Management Director 2.1 Elect Liu Xuehai as Supervisor For For Management 2.2 Elect Wang Dong as Supervisor For For Management -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Daily Related Party Transaction For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Provision of Financing For For Management Guarantee 10 Approve Financing from Financial For For Management Institutions 11 Approve Financing of Company's Unit For For Management from Financial Institutions 12 Approve Issuance of Debt Financing For For Management Instruments 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GDS HOLDINGS LIMITED Ticker: GDS Security ID: 36165L108 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director William Wei Huang For Against Management 2 Elect Director Bin Yu For For Management 3 Elect Director Zulkifli Baharudin For For Management 4 Ratify KPMG Huazhen LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GE POWER INDIA LTD. Ticker: 532309 Security ID: Y0003P112 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Vishal Keerti Wanchoo as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Prashant Chiranjive Jain as For For Management Director and Approve Appointment and Remuneration of Prashant Chiranjive Jain as Managing Director 6 Reelect Arun Kannan Thiagarajan as For For Management Director 7 Reelect Uddesh Kumar Kohli as Director For For Management 8 Approve Material Related Party For Against Management Transactions for Financial Year 2018-2019 9 Approve Material Related Party For Against Management Transactions for Financial Year 2019-2020 10 Approve Participation of Employees of For Against Management the Company in the GE Share Purchase Plan of the Ultimate Holding Company -------------------------------------------------------------------------------- GE T&D INDIA LTD. Ticker: 522275 Security ID: Y2683R111 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Elect Vishal K Wanchoo as Director For Against Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect Kirit Shantilal Parikh as For For Management Director 6 Reelect Rakesh Nath as Director For For Management 7 Approve Participation of Employees of For Against Management the Company in the GE Share Purchase Plan of the Ultimate Holding Company -------------------------------------------------------------------------------- GEELY AUTOMOBILE HOLDINGS LIMITED Ticker: 175 Security ID: G3777B103 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Shu Fu as Director For For Management 4 Elect Li Dong Hui, Daniel as Director For For Management 5 Elect Lee Cheuk Yin, Dannis as Director For For Management 6 Elect Wang Yang as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Grant Thornton Hong Kong For For Management Limited as Auditor and Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- GEK TERNA HOLDING REAL ESTATE CONSTRUCTION SA Ticker: GEKTERNA Security ID: X3125P102 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy For Against Management 2 Amend Article 16: Board-Related For For Management 3 Elect Directors (Bundled) For For Management -------------------------------------------------------------------------------- GEM CO., LTD. Ticker: 002340 Security ID: Y7744C102 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Credit Line 2 Approve Provision of Guarantee for For For Management Financial Leasing -------------------------------------------------------------------------------- GEM CO., LTD. Ticker: 002340 Security ID: Y7744C102 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Target Subscribers For For Management 2.5 Approve Issue Size and Subscription For For Management Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Approve Daily Related Party Transaction For For Management 7 Approve Credit Line Bank Application For For Management 8 Approve Provision of Guarantee for For Against Management Credit Line Bank Application of Subsidiary 9 Approve Finance Lease Application and For For Management Provision of Its Guarantee -------------------------------------------------------------------------------- GEM CO., LTD. Ticker: 002340 Security ID: Y7744C102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GEM-YEAR INDUSTRIAL CO., LTD. Ticker: 601002 Security ID: Y2684V103 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization Period in Connection to Private Placement -------------------------------------------------------------------------------- GEM-YEAR INDUSTRIAL CO., LTD. Ticker: 601002 Security ID: Y2684V103 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type and Par Value For For Management 1.2 Approve Issue Manner and Issue Time For For Management 1.3 Approve Target Subscribers and Its For For Management Relationship with the Company 1.4 Approve Issue Size For For Management 1.5 Approve Issue Price and Pricing Basis For For Management 1.6 Approve Lock-Up Period Arrangement For For Management 1.7 Approve Amount and Use of Proceeds For For Management 1.8 Approve Listing Exchange For For Management 1.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 1.10 Approve Resolution Validity Period For For Management 2 Approve Private Placement of Shares For For Management 3 Approve Signing of Supplementary For For Management Agreement of Subscription Agreement 4 Approve Transaction Constitute as For For Management Related-Party Transaction 5 Approve Authorization of Board to For For Management Handle All Related Matters 6.1 Elect Shen Weiliang as Supervisor For For Shareholder 6.2 Elect Ren Jiagui as Supervisor For For Shareholder -------------------------------------------------------------------------------- GEM-YEAR INDUSTRIAL CO., LTD. Ticker: 601002 Security ID: Y2684V103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Use of Funds to Invest in For For Management Financial Products 9 Approve Related Party Transaction For For Management 10.1 Elect Xue Ling as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GEM-YEAR INDUSTRIAL CO., LTD. Ticker: 601002 Security ID: Y2684V103 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Assets For For Management 2 Approve External Investment to For For Management Establish a Limited Partnership and Related Party Transactions 3 Approve Capital Injection Agreement For For Management and Related Party Transactions 4 Approve Signing of Business For For Management Cooperation Agreement 5 Approve Use of Funds for Cash For For Shareholder Management 6 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Yebi as Independent Director For For Management -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Annual Report For For Management 7 Approve External Guarantee For Against Management 8 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ling Ke as Non-Independent For For Management Director 1.2 Elect Huang Juncan as Non-Independent For For Management Director 1.3 Elect Chen Aihong as Non-Independent For For Management Director 1.4 Elect Chen Bi'an as Non-Independent For For Management Director 1.5 Elect Sun Juyi as Non-Independent For For Management Director 1.6 Elect Xu Jiajun as Non-Independent For For Management Director 1.7 Elect Lin Shengde as Non-Independent For For Management Director 1.8 Elect Luo Sheng as Non-Independent For For Management Director 1.9 Elect Wei Chuanjun as Non-Independent For For Management Director 1.10 Elect Chen Jin as Independent Director For For Management 1.11 Elect Wang Tianguang as Independent For For Management Director 1.12 Elect Hu Yebi as Independent Director For For Management 1.13 Elect Gu Feng as Independent Director For For Management 1.14 Elect Lv Zhiwei as Independent Director For For Management 2.1 Elect Hu Xiangqun as Supervisor For For Management 2.2 Elect Xu Qian as Supervisor For For Management 2.3 Elect Xi You as Supervisor For For Management -------------------------------------------------------------------------------- GEMTEK TECHNOLOGY CO., LTD. Ticker: 4906 Security ID: Y2684N101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Issuance of Restricted Stocks For For Management 5 Approve AMPAK Technology's Share For For Management Transfer Plan -------------------------------------------------------------------------------- GENERAL INTERFACE SOLUTION (GIS) HOLDING LTD. Ticker: 6456 Security ID: G3808R101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors 6 Approve Issuance of Ordinary Shares For For Management for Cash and/or Issuance of Ordinary Shares for Cash to Sponsor the Issuance of Overseas Depositary Receipts 7.1 Elect Yao-Tsung Chen, with ID No. For For Management S120811XXX, as Independent Director 7.2 Elect Tsung-Pei Chiang, with ID No. For For Management N122023XXX, as Independent Director 7.3 Elect Chang-Po Chao, with ID No. For For Management A122743XXX, as Independent Director 7.4 Elect Hsien-Ying Chou, with For For Management Shareholder No. 282, as Non-Independent Director 7.5 Elect Hong-Jen Chuang, a For For Management Representative of High Precision Holdings Limited, with Shareholder No. 1, as Non-Independent Director 7.6 Elect Hsiang-Tun Yu, with ID No. For For Management A121969XXX, as Non-Independent Director 7.7 Elect Tung-Chao Hsu, with Shareholder For For Management No. 70, as Non-Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- GENERTEC UNIVERSAL MEDICAL GROUP CO., LTD. Ticker: 2666 Security ID: Y2774E102 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Share Option Scheme For For Management -------------------------------------------------------------------------------- GENERTEC UNIVERSAL MEDICAL GROUP COMPANY LIMITED Ticker: 2666 Security ID: Y2774E102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Yichen as Director For For Management 3b Elect Liu Xiaoping as Director For For Management 3c Elect Su Guang as Director For For Management 3d Elect Liao Xinbo as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Investment in Financial For For Management Products -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Invest in For For Management Financial Products 2 Approve Use of Idle Funds for For For Management Securities Investment -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in the For For Management Establishment of Industrial Investment Funds to Introduce New Partners and Related Party Transactions 2 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Hongda as Non-independent For For Shareholder Director 1.2 Elect Lan Jia as Non-independent For For Shareholder Director 2 Amend Articles of Association For For Shareholder 3 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.6 Approve Lock-Up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Plan for Private Placement of For For Management Shares 2 Approve Fundraising Project For For Management Implementation Subject and Investment Amount Change in Connection to Private Placement of Shares 3 Approve to Revise the Company's For For Management Private Placement of Shares 4 Approve to Revise the Feasibility For For Management Analysis Report on the Intended Usage of Raised Funds 5 Approve to Revise the Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- GENIUS ELECTRONIC OPTICAL CO., LTD. Ticker: 3406 Security ID: Y2692U113 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Procedures For Against Management Governing the Acquisition or Disposal of Assets -------------------------------------------------------------------------------- GENOMMA LAB INTERNACIONAL SAB DE CV Ticker: LABB Security ID: P48318102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Allocation of Income and Discharge Directors 2 Elect or Ratify Directors, For For Management Secretaries, and Chairman of Audit and Corporate Governance Committee 3 Approve Remuneration of Directors, For For Management Secretaries and Members of Board Committees 4 Accept Report on Share Repurchase; Set For Against Management Maximum Amount of Share Repurchase Reserve 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GENSCRIPT BIOTECH CORP. Ticker: 1548 Security ID: G3825B105 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Wang Luquan as Director For For Management 2A2 Elect Pan Yuexin as Director For For Management 2A3 Elect Dai Zumian as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GENTERA SAB DE CV Ticker: GENTERA Security ID: P4831V101 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Allocation of Income For For Management 3 Approve Report on Share Repurchase For For Management Reserve; Authorize Share Repurchase Reserve 4 Approve Cancellation of Treasury Shares For For Management 5 Approve Report on Adherence to Fiscal For For Management Obligations 6 Elect or Ratify Directors, Chairmen of For For Management Audit and Corporate Practices Committees; Approve their Remuneration; Verify Independence Classification 7 Elect or Ratify Chairman, Secretary For For Management and Deputy Secretary of Board 8 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GENTING BERHAD Ticker: 3182 Security ID: Y26926116 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Foong Cheng Yuen as Director For For Management 5 Elect R. Thillainathan as Director For For Management 6 Elect Tan Kong Han as Director For For Management 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- GENTING MALAYSIA BERHAD Ticker: 4715 Security ID: Y2698A103 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Lim Kok Thay as Director For For Management 5 Elect Mohd Zahidi bin Hj Zainuddin as For For Management Director 6 Elect Teo Eng Siong as Director For For Management 7 Elect Lee Choong Yan as Director For For Management 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- GENTING PLANTATIONS BERHAD Ticker: 2291 Security ID: Y26930100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits-In-Kind For For Management 4 Elect Lim Keong Hui as Director For For Management 5 Elect Quah Chek Tin as Director For For Management 6 Elect Yong Chee Kong as Director For For Management 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- GETAC TECHNOLOGY CORP. Ticker: 3005 Security ID: Y6084L102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- GETBACK SA Ticker: GBK Security ID: X3209Y110 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5.1 Receive Supervisory Board Report None None Management 5.2 Receive Management Board Report on None None Management Company's Operations 5.3 Receive Financial Statements None None Management 6.1 Approve Supervisory Board Report For For Management 6.2 Approve Management Board Report on For For Management Company's Operations 6.3 Approve Financial Statements For For Management 7 Approve Treatment of Net Loss For For Management 8 Approve Continuation of the Company For For Management 9.1 Approve Discharge of Konrad Kakolewski For Against Management (CEO) 9.2 Approve Discharge of Anna Paczuska For Against Management (Deputy CEO) 9.3 Approve Discharge of Marek Patula For Against Management (Management Board Member) 9.4 Approve Discharge of Bozena Solska For Against Management (Management Board Member) 9.5 Approve Discharge of Mariusz Brysik For Against Management (Management Board Member) 9.6 Approve Discharge of Kenneth Maynard For Against Management (Supervisory Board Member and Chairman) 9.7 Approve Discharge of Przemyslaw For For Management Dabrowski (Supervisory Board Member) 9.8 Approve Discharge of Magdalena Nawloka For For Management (Supervisory Board Member) 9.9 Approve Discharge of Paulina For For Management Pietkiewicz (Supervisory Board Member) 9.10 Approve Discharge of Marcin Tokarek For For Management (Supervisory Board Member) 9.11 Approve Discharge of Kenneth Maynard For Against Management (Supervisory Board Chairman) 9.12 Approve Discharge of Wojciech Lukawski For For Management (Supervisory Board Deputy Chairman) 9.13 Approve Discharge of Alicja For For Management Kornasiewicz (Supervisory Board Member) 9.14 Approve Discharge of Jaroslaw Sliwa For For Management (Supervisory Board Member) 9.15 Approve Discharge of Rafal Morlak For For Management (Supervisory Board Member) 9.16 Approve Discharge of Rune Jepsen For For Management (Supervisory Board Member) 9.17 Approve Discharge of Jacek Osowski For For Management (Supervisory Board Member) 9.18 Approve Discharge of Jerzy Swirski For For Management (Supervisory Board Chairman) 9.19 Approve Discharge of Przemyslaw For For Management Schmidt (Supervisory Board Deputy Chairman) 9.20 Approve Discharge of Krzysztof Burnos For For Management (Supervisory Board Member) 9.21 Approve Discharge of Jaroslaw Dubinski For For Management (Supervisory Board Member) 9.22 Approve Discharge of Paulina For For Management Pietkiewicz (Supervisory Board Member) 9.23 Approve Discharge of Radoslaw For For Management Baczynski (Supervisory Board Member) 10 Approve Remuneration of Supervisory For Against Management Board Member 11 Amend Statute Re: Supervisory Board For For Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- GETBACK SA Ticker: GBK Security ID: X3209Y110 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Approve Pledging of Assets for Debt For Against Management 6 Approve Terms of Remuneration of None Against Shareholder Supervisory Board Members 7 Approve Changes in Composition of None Against Shareholder Supervisory Board 8 Close Meeting None None Management -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF107 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Interim Profit For For Management Distribution Plan -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Directors' Report For For Management 2 Approve 2019 Supervisory Committee's For For Management Report 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP For For Management (Special General Partnership) as PRC Domestic Auditor and Ernst & Young as Overseas Auditor and to Authorize Management to Fix Their Remuneration 7 Approve 2020 Proprietary Investment For For Management Quota 8 Approve 2020 Expected Daily Related For For Management Party Transactions 9 Amend Working System for Independent For For Management Directors 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Li Xiulin as Director For For Shareholder 14.2 Elect Shang Shuzhi as Director For For Shareholder 14.3 Elect Liu Xuetao as Director For For Shareholder 14.4 Elect Fan Lifu as Director For Against Shareholder 14.5 Elect Hu Bin as Director For For Shareholder 14.6 Elect Leung Shek Ling Olivia as For For Shareholder Director 14.7 Elect Li Wenjing as Director For For Shareholder 14.8 Elect Sun Shuming as Director For For Shareholder 14.9 Elect Qin Li as Director For For Shareholder 14.10 Elect Sun Xiaoyan as Director For For Shareholder 15.1 Elect Lai Jianhuang as Supervisor For For Management 15.2 Elect Xie Shisong as Supervisor For For Management 15.3 Elect Lu Xin as Supervisor For For Management -------------------------------------------------------------------------------- GFH FINANCIAL GROUP BSC Ticker: GFH Security ID: M5246W108 Meeting Date: DEC 29, 2019 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous AGM Held For For Management on 28 March 2019 2 Authorize Issuance of Sukuk to USD 500 For For Management Million 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Issuance of Sukuk 4 Authorize CEO of the Bank to Execute For For Management Approved Resolutions Re: BOD Meeting Resolution Item 3 Held on 16 October 2019 5 Appoint SICO as the Bank's Market For For Management Maker and Utilize Up To 3 Percent of GFH's Total Issued Shares for Market Making 6 Approve Utilization of 140 Million For Against Management Shares for Strategic Share Acquisition in Financial Institutions 7 Other Business For Against Management -------------------------------------------------------------------------------- GFH FINANCIAL GROUP BSC Ticker: GFH Security ID: M5246W108 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: APR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management Held on 29 December 2019 2 Approve Board Report on Company For For Management Operations for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 5 Approve Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 6.1 Approve Transfer of USD 8,011,000 to For For Management Statutory Reserve 6.2 Approve Charitable Donations of USD For For Management 500,000 and Zakat Fund of USD 568,000 6.3 Approve Dividends of USD 0.0148 per For For Management Share 6.4 Approve Transfer of USD 21,029,200 to For For Management Retained Earning 7 Approve Remuneration of Directors of For For Management USD 2.2 Million 8 Approve Corporate Governance Report For For Management for FY 2019 9 Approve Related Party Transactions For Against Management 10 Approve Discharge of Directors for FY For For Management 2019 11 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 12 Elect Directors (Bundled) For Against Management 13 Other Business For Against Management -------------------------------------------------------------------------------- GFL LIMITED Ticker: 500173 Security ID: Y2943S149 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For For Management and Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Pavan Kumar Jain as Director For Against Management 4 Approve Shanti Prashad Jain to For For Management Continue Office as Non-Executive and Independent Director 5 Approve Shailendra Swarup to Continue For For Management Office as Non-Executive and Independent Director 6 Approve Appointment and Remuneration For For Management of Devendra Kumar Jain as Managing Director 7 Reelect Vanita Bhargava as Director For Against Management -------------------------------------------------------------------------------- GFPT PUBLIC CO. LTD. Ticker: GFPT Security ID: Y27087165 Meeting Date: APR 03, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Approve Financial Statements For For Management 3 Approve Dividend Payment For For Management 4.1 Elect Anan Sirimongkolkasem as Director For Against Management 4.2 Elect Somsiri Ingpochai as Director For For Management 4.3 Elect Paramet Hetrakul as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Sam Nak - Ngan A.M.C. Company For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- GI TECHNOLOGIES GROUP CO., LTD. Ticker: 300309 Security ID: Y2383H108 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yao Qing as Non-Independent For For Management Director 1.2 Elect Zhang Penghui as Non-Independent For For Management Director 1.3 Elect Yang Peipei as Non-Independent For For Management Director 2.1 Elect Zhang Binghui as Independent For For Management Director 2.2 Elect Peng Xuejun as Independent For For Management Director 3.1 Elect Yang Li as Supervisor For For Management 3.2 Elect Song Feng as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 8 Amend Working System for Independent For For Management Directors 9 Amend Related-Party Transaction For For Management Management System 10 Amend External Guarantee System For For Management -------------------------------------------------------------------------------- GI TECHNOLOGIES GROUP CO., LTD. Ticker: 300309 Security ID: Y2383H108 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Provision of Loan by Controlling Shareholder to the Company 2 Approve Guarantee Provision Plan For For Management 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GI TECHNOLOGIES GROUP CO., LTD. Ticker: 300309 Security ID: Y2383H108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve No Implementation of For For Management Allocation of Income and Capitalization of Capital Reserves 5 Approve Report of the Board of For For Management Supervisors 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GI TECHNOLOGIES GROUP CO., LTD. Ticker: 300309 Security ID: Y2383H108 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Amend Management System of External For Against Management Investments -------------------------------------------------------------------------------- GIANT MANUFACTURING CO., LTD. Ticker: 9921 Security ID: Y2708Z106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GIGA SOLAR MATERIALS CORP. Ticker: 3691 Security ID: Y270AA108 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures for For For Management Election of Directors 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- GIGABYTE TECHNOLOGY CO., LTD. Ticker: 2376 Security ID: Y2711J107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management 2 Approve Use of Idle Raised Funds to For Did Not Vote Management Conduct Cash Management 3 Approve Change in Registered Capital For Did Not Vote Management and Amend Articles of Association -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Study Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 10 Approve Zhu Yiming as the Chairman of For For Management the Board and Chief Executive of ChangXin Memory Technologies, Inc. -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner For Did Not Vote Management 2.3 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Basis 2.4 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.5 Approve Issue Amount For Did Not Vote Management 2.6 Approve Lock-up Period For Did Not Vote Management 2.7 Approve Amount and Use of Proceeds For Did Not Vote Management 2.8 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.9 Approve Listing Exchange For Did Not Vote Management 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Private Placement of Shares For Did Not Vote Management 4 Approve Feasibility Study Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For Did Not Vote Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 8 Approve Shareholder Return Plan For Did Not Vote Management 9 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters Regarding Private Placement of Shares 10 Approve Zhu Yiming as the Chairman of For Did Not Vote Management the Board and Chief Executive of ChangXin Memory Technologies, Inc. -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner For Did Not Vote Management 2.3 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Basis 2.4 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.5 Approve Issue Size For Did Not Vote Management 2.6 Approve Lock-up Period For Did Not Vote Management 2.7 Approve Amount and Use of Proceeds For Did Not Vote Management 2.8 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.9 Approve Listing Location For Did Not Vote Management 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Private Placement of Shares For Did Not Vote Management 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Impact of Dilution of Current For Did Not Vote Management Returns and the Relevant Measures to be Taken 6 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 8 Approve Use of Idle Own Funds to For For Management Conduct Cash Management 9 Approve Daily Related-Party For For Management Transaction Framework Agreement and Relevant Daily Related-Party Transaction Limits 10 Elect Cheng Taiyi as Non-Independent For For Shareholder Director 11 Approve Change of Registered Capital For For Management and Amend Articles of Association 12 Approve Report on the Usage of For For Shareholder Previously Raised Funds -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Use of Idle Raised Funds to For Did Not Vote Management Conduct Cash Management 8 Approve Use of Idle Own Funds to For Did Not Vote Management Conduct Cash Management 9 Approve Daily Related-Party For Did Not Vote Management Transaction Framework Agreement and Relevant Daily Related-Party Transaction Limits 10 Elect Cheng Taiyi as Non-Independent For Did Not Vote Shareholder Director 11 Approve Change of Registered Capital For Did Not Vote Management and Amend Articles of Association 12 Approve Report on the Usage of For Did Not Vote Shareholder Previously Raised Funds -------------------------------------------------------------------------------- GIGASTORAGE CORP. Ticker: 2406 Security ID: Y2712P102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- GILLETTE INDIA LIMITED Ticker: 507815 Security ID: Y3958N124 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Karthik Natarajan as Director For Against Management 4 Elect Anjuly Chib Duggal as Director For For Management 5 Reelect Bansidhar Sunderlal Mehta as For For Management Director 6 Reelect Anil Kumar Gupta as Director For For Management 7 Reelect Gurcharan Das as Director For For Management 8 Reelect Chittranjan Dua as Director For For Management 9 Elect Gagan Sawhney as Director and For For Management Approve His Appointment and Remuneration as Executive Director (Finance) -------------------------------------------------------------------------------- GINKO INTERNATIONAL CO., LTD. Ticker: 8406 Security ID: G39010106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- GITI TIRE CORP. Ticker: 600182 Security ID: Y37437103 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dong Min as Supervisor For For Management -------------------------------------------------------------------------------- GITI TIRE CORP. Ticker: 600182 Security ID: Y37437103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Removal of Li Huaijing None Against Shareholder 9 Approve Removal of Huang Wenlong None Against Shareholder 10 Approve Removal of Xiao Hongying None Against Shareholder 11 Approve Removal of Shou Huiduo None Against Shareholder 12 Approve Appointment of Auditor None Against Shareholder -------------------------------------------------------------------------------- GLARUN TECHNOLOGY CO., LTD. Ticker: 600562 Security ID: Y4446U100 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: JUN 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Overall Plan For For Management 2.2 Approve Transaction Parties For For Management 2.3 Approve Subject of the Transaction For For Management 2.4 Approve Manner of Pricing and For For Management Transaction Price 2.5 Approve Payment Manner of the Share For For Management 2.6 Approve Share Type and Par Value For For Management Relating to Issuance of Shares 2.7 Approve Issue Price For For Management 2.8 Approve Issue Size Relating to For For Management Issuance of Shares 2.9 Approve Lock-Up Period Relating to For For Management Issuance of Shares 2.10 Approve Payment Manner and Time of For For Management Payment of the Cash 2.11 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.12 Approve Distribution Arrangement of For For Management Undistributed Earnings Relating to Issuance of Shares 2.13 Approve Debt Disposal For For Management 2.14 Approve Arrangement of Employees For For Management 2.15 Approve Performance Commitments and For For Management Compensation Arrangements for The 14th Research Institute of China Electronics Technology Group Corporation 2.16 Approve Performance Commitments and For For Management Compensation Arrangements for Zhongdian Guorui Group Co., Ltd., Shanghai Qiang Investment Management Partnership, Beijing Huaxia Zhixun Technology Co., Ltd., Zhang Shaohua, and Hu Huabo 2.17 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 2.18 Approve Resolution Validity Period For For Management Relating to Issuance of Shares 2.19 Approve Amount of Funds to be Raised For For Management 2.20 Approve Share Type and Par Value For For Management Relating to Raising Supporting Funds 2.21 Approve Issue Manner and Target For For Management Subscribers 2.22 Approve Basis of Pricing and Pricing For For Management Reference Date 2.23 Approve Issue Size Relating to Raising For For Management Supporting Funds 2.24 Approve Lock-Up Period Relating to For For Management Raising Supporting Funds 2.25 Approve Use of Proceeds For For Management 2.26 Approve Distribution Arrangement of For For Management Undistributed Earnings Relating to Raising Supporting Funds 2.27 Approve Resolution Validity Period For For Management Relating to Raising Supporting Funds 3 Approve Acquisition by Cash and For For Management Issuance of Shares as well as Raising Supporting Funds Constitutes as a Related-Party Transaction 4 Approve Revised Draft and Summary of For For Shareholder Plan on Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 5 Approve Signing of Related Agreement For For Shareholder of the Transaction 6 Approve Compliance of Transaction with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Compliance of Transaction with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Non-Compliance of Transaction For For Management with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Compliance of Transaction with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve Completeness and Compliance of For For Management Implementation on Legal Proceedings and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Whitewash Waiver For For Management 12 Approve Relevant Audit Report, Review For For Shareholder Report, and Evaluation Report of the Transaction 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Counter-dilution Measures in For For Management Relation to Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 15 Approve Shareholder Return Plan For For Management 16 Approve Authorization of Board to For For Management Handle All Matters Relating to Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 17 Approve Associated Sales Contract For Against Shareholder -------------------------------------------------------------------------------- GLARUN TECHNOLOGY CO., LTD. Ticker: 600562 Security ID: Y4446U100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Comprehensive Credit Line For For Management Application and Bank Loan Scale 9 Approve to Appoint Auditor For For Management 10 Approve to Adjust the Allowance of For For Management Independent Directors 11 Approve Nanchang Metro Line 3 For For Management Engineering Communication System Related Purchase Contract 12.1 Approve Adjustment to Number of Target For For Management Parties in Connection to Raising Supporting Funds 12.2 Approve Adjustment on Issue Price in For For Management Connection to Raising Supporting Funds 12.3 Approve Adjustment on Lock-Up Period For For Management in Connection to Raising Supporting Funds -------------------------------------------------------------------------------- GLAXOSMITHKLINE CONSUMER HEALTHCARE LIMITED Ticker: 500676 Security ID: Y2710K105 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sangeeta Talwar as Director For For Management 4 Elect P. Dwarakanath as Director For For Management 5 Elect S. Madhavan as Director For For Management 6 Elect P. V. Bhide as Director For For Management 7 Approve Reappointment and Remuneration For For Management of Anup Dhingra as Executive Director Designated as Director - Operations 8 Approve Reappointment and Remuneration For For Management of Vivek Anand as Executive Director Designated as Director - Finance & CFO -------------------------------------------------------------------------------- GLAXOSMITHKLINE CONSUMER HEALTHCARE LIMITED Ticker: 500676 Security ID: Y2710K105 Meeting Date: OCT 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approval Related Party Transactions For Against Management -------------------------------------------------------------------------------- GLAXOSMITHKLINE PHARMACEUTICALS LTD. Ticker: 500660 Security ID: Y2709V112 Meeting Date: JUL 22, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Subesh Williams as Director For Against Management 4 Approve Reappointment and Remuneration For For Management of Annaswamy Vaidheesh as Managing Director 5 Approve Reappointment and Remuneration For For Management of Raju Krishnaswamy as Whole-Time Director 6 Reelect Pradeep V. Bhide as Director For For Management 7 Reelect Nihal Kaviratne CBE as Director For For Management 8 Reelect Anami N. Roy as Director For For Management 9 Reelect D. Sundaram as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- GLENMARK PHARMACEUTICALS LIMITED Ticker: 532296 Security ID: Y2711C144 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Glenn Saldanha as Director For For Management 5 Reelect Cherylann Pinto as Director For For Management 6 Approve Walker Chandiok & Co LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 7 Elect Sona Saira Ramasastry as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- GLOBAL BRANDS MANUFACTURE LTD. Ticker: 6191 Security ID: Y2714U117 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect Chiao, Yu-Heng with SHAREHOLDER For For Management NO.48519 as Non-Independent Director 4.2 Elect Chu, Yeu-Yuh, a Representative For For Management of HannStar Board Corp. with SHAREHOLDER NO.45401, as Non-Independent Director 4.3 Elect Chiou, Yuh-Sheng, a For For Management Representative of HannStar Board Corp. with SHAREHOLDER NO.45401, as Non-Independent Director 4.4 Elect Yang, Chien-Hui, a For For Management Representative of HannStar Board Corp. with SHAREHOLDER NO.45401, as Non-Independent Director 4.5 Elect Lai, Wei-Chen, a Representative For For Management of HannStar Board Corp. with SHAREHOLDER NO.45401, as Non-Independent Director 4.6 Elect Wu, Chih-Ming with SHAREHOLDER For For Management NO.B120670XXX as Non-Independent Director 4.7 Elect Yuan, Chun-Tang with SHAREHOLDER For For Management NO.A120623XXX as Independent Director 4.8 Elect Hsiung, Yu-Fei with SHAREHOLDER For For Management NO.R100073XXX as Independent Director 4.9 Elect Lu, Chi-Chant with SHAREHOLDER For For Management NO.R100921XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Chiao, Yu-Heng 6 Approve Release of Restrictions of For For Management Competitive Activities of a Representative of HannStar Board Corp. 7 Approve Release of Restrictions of For For Management Competitive Activities of Chu, Yeu-Yuh a Representative of HannStar Board Corp. 8 Approve Release of Restrictions of For For Management Competitive Activities of Chiou, Yuh-Sheng a Representative of HannStar Board Corp. 9 Approve Release of Restrictions of For For Management Competitive Activities of Lai, Wei-Chen Representative of HannStar Board Corp. 10 Approve Release of Restrictions of For For Management Competitive Activities of Wu, Chih-Ming 11 Approve Release of Restrictions of For For Management Competitive Activities of Yuan, Chun-Tang 12 Approve Release of Restrictions of For For Management Competitive Activities of Lu, Chi-Chant -------------------------------------------------------------------------------- GLOBAL CORD BLOOD CORPORATION Ticker: CO Security ID: G39342103 Meeting Date: OCT 16, 2019 Meeting Type: Proxy Contest Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy None 1 Non-Voting Agenda None None Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) None 1 Consent to Demand that the Board For For Shareholder Condition the Completion of Any Business Transaction Upon the Vote of a Majority of the Unaffiliated Minority Shareholders 2 Consent to Demand that the Board For Against Shareholder Retain an Independent International Investment Banking Firm to Conduct a Review of Strategic Alternatives 3 Consent to Demand that the Board For Against Shareholder Require the Approval of a Majority of the Unaffiliated Minority Shareholders Before Consummating Any Material Acquisition 4 Consent to Demand that the Board For Against Shareholder Change the Company's Executive Compensation Program to Include Metrics that More Directly Align Management Incentives With Shareholder Value Enhancement 5 Consent to Demand that the Board For Against Shareholder Require an Independent Board Chairman 6 Consent to Demand that the Board For Against Shareholder Provide and Maintain a Stable and Consistent Dividend Policy -------------------------------------------------------------------------------- GLOBAL INFOTECH CO., LTD. Ticker: 300465 Security ID: Y2711G103 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Sun Ying as Supervisor For For Shareholder -------------------------------------------------------------------------------- GLOBAL INFOTECH CO., LTD. Ticker: 300465 Security ID: Y2711G103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Company's Eligibility for For For Management Private Placement of Shares 8.1 Approve Issue Type and Par Value For For Management 8.2 Approve Issue Manner and Period For For Management 8.3 Approve Target Parties and For For Management Subscription Manner 8.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 8.5 Approve Issue Scale For For Management 8.6 Approve Restriction Period Arrangement For For Management 8.7 Approve Amount and Usage of Raised For For Management Funds 8.8 Approve Listing Location For For Management 8.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 8.10 Approve Resolution Validity Period For For Management 9 Approve Plan on Private Placement of For For Management Shares 10 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 11 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 12 Approve Report on the Usage of For For Management Previously Raised Funds 13 Approve Shareholder Return Plan For For Management 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Authorization of Board to For For Management Handle All Related Matters 16.1 Elect Yu Wei as Non-independent For For Management Director 16.2 Elect Cheng Jun as Non-independent For For Management Director 16.3 Elect Wang Yue as Non-independent For For Management Director 17.1 Elect Qian Ying as Independent Director For For Management 17.2 Elect Zheng Jianming as Independent For For Management Director 18.1 Elect Wang Ting as Supervisor For For Management 18.2 Elect Sun Ying as Supervisor For For Management 19 Approve Authorization of Board to For Against Shareholder Handle All Related Matters Regarding "Xiao E Kuaisu" -------------------------------------------------------------------------------- GLOBAL MIXED-MODE TECHNOLOGY, INC. Ticker: 8081 Security ID: Y2717S101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect SIE, NAN-CIANG, a Representative For For Management of YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director 4.2 Elect WU,JIN-CHUAN with SHAREHOLDER NO. For For Management 00000049 as Non-Independent Director 4.3 Elect WANG, CHEN-SHU-JHEN, a For Against Management Representative of YIPENG YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director 4.4 Elect SIE, YU-RU, a Representative of For Against Management YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director 4.5 Elect LUO, FU-CYUAN with SHAREHOLDER For Against Management NO.I100331XXX as Independent Director 4.6 Elect CHEN, SHIH-SIN with SHAREHOLDER For For Management NO.T101699XXX as Independent Director 4.7 Elect CHEN, HUEI-LING with SHAREHOLDER For For Management NO.00011936 as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- GLOBAL POWER SYNERGY PUBLIC COMPANY LIMITED Ticker: GPSC Security ID: Y2715Q123 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 2 Approve Allocation of Newly Issued For For Management Ordinary Shares to Existing Shareholders 3 Amend Articles of Association For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- GLOBAL POWER SYNERGY PUBLIC COMPANY LIMITED Ticker: GPSC Security ID: Y2715Q123 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results and For For Management Approve Financial Statements 2 Approve Allocation of Income, Omission For For Management of Dividend Payment and Acknowledge Interim Dividend Payment 3 Approve Remuneration of Directors For For Management 4 Approve PricewaterhouseCoopers ABAS For Against Management Company Limited as Auditor and Authorize Board to Fix Their Remuneration 5.1 Elect Kurujit Nakornthap as Director For Against Management 5.2 Elect Atikom Terbsiri as Director For For Management 5.3 Elect Boonchai Chunhawiksit as Director For For Management 5.4 Elect Wirat Uanarumit as Director For For Management 5.5 Elect Saowanee Kamolbutr as Director For For Management 5.6 Elect Somchai Meesen as Director For For Management 6 Approve Debentures Issuance Plan For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- GLOBAL TELECOM HOLDING SAE Ticker: GTHE Security ID: M7526D107 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Shares with For Did Not Vote Management Preemptive Rights 2 Authorize Chairman or CEO to Fill the For Did Not Vote Management Required Documents and Other Formalities 3 Approve Independent Advisor's Report For Did Not Vote Management Regarding Fair Value of Shares 4 Amend Articles 6 and 7 of Bylaws to For Did Not Vote Management Reflect Changes in Capital -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Performance For For Management Share Incentive Plan 2 Approve Provision of Guarantee For For Management 3 Amend Management and Utilization For For Management System of Raised Funds -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Performance For Did Not Vote Management Share Incentive Plan 2 Approve Provision of Guarantee For Did Not Vote Management 3 Amend Management and Utilization For Did Not Vote Management System of Raised Funds -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhongxuan as Independent For For Management Director 1.2 Elect Zheng Tingying as Independent For For Management Director 2.1 Elect Liang Ye as Non-Independent For For Management Director 2.2 Elect Ren Ting as Non-Independent For For Management Director 2.3 Elect Zhang Bo as Non-Independent For For Management Director -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhongxuan as Independent For Did Not Vote Management Director 1.2 Elect Zheng Tingying as Independent For Did Not Vote Management Director 2.1 Elect Liang Ye as Non-Independent For Did Not Vote Management Director 2.2 Elect Ren Ting as Non-Independent For Did Not Vote Management Director 2.3 Elect Zhang Bo as Non-Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Working Capital Loan For For Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Working Capital Loan For Did Not Vote Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Extend the Implementation For For Management Period of the Company's Shareholding Plan 2 Approve Provision of Guarantee For For Management 3.1 Elect Fang Jianhui as Non-Independent For For Shareholder Director 3.2 Elect Lin Yiwei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Extend the Implementation For Did Not Vote Management Period of the Company's Shareholding Plan 2 Approve Provision of Guarantee For Did Not Vote Management 3.1 Elect Fang Jianhui as Non-Independent For Did Not Vote Shareholder Director 3.2 Elect Lin Yiwei as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Working System for Independent For For Management Directors 12 Amend Management System for Providing For For Management External Guarantees 13 Amend Related-Party Transaction For For Management Management System 14 Amend Management and Usage System of For For Management Raised Funds 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 16 Approve Provision of Guarantee by For For Shareholder Wholly-owned Subsidiary 17 Amend Articles of Association (II) For Against Shareholder -------------------------------------------------------------------------------- GLOBAL UNICHIP CORP. Ticker: 3443 Security ID: Y2724H114 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Lending For For Management Procedures and Caps 4 Amend Procedures for Endorsement and For For Management Guarantees 5.1 Elect F.C. TSENG, a Representative of For For Management TSMC, with SHAREHOLDER NO.1112, as Non-independent Director 5.2 Elect KEN CHEN, a Representative of For For Management TSMC, with SHAREHOLDER NO.1112, as Non-independent Director 5.3 Elect CLIFF HOU, a Representative of For For Management TSMC, with SHAREHOLDER NO.1112, as Non-independent Director 5.4 Elect WENDELL HUANG, a Representative For For Management of TSMC, with SHAREHOLDER NO.1112, as Non-independent Director 5.5 Elect BENSON LIU, with SHAREHOLDER NO. For For Management P100215XXX as Independent Director 5.6 Elect CHEIN-WEI JEN, with SHAREHOLDER For For Management NO.D100797XXX as Independent Director 5.7 Elect WEN-YEU WANG, with SHAREHOLDER For For Management NO.A103389XXX as Independent Director 5.8 Elect PETER WU, with SHAREHOLDER NO. For For Management Q101799XXX as Independent Director 5.9 Elect KENNETH KIN, with SHAREHOLDER NO. For For Management F102831XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- GLOBALWAFERS CO., LTD. Ticker: 6488 Security ID: Y2722U109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for Endorsement and For For Management Guarantees 5.1 Elect Hsien-Chin Chiu with ID No. For For Management A124471XXX as Independent Director -------------------------------------------------------------------------------- GLOBE TELECOM, INC. Ticker: GLO Security ID: Y27257149 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Stockholders' For For Management Meeting held on April 23, 2019 2 Approve the Annual Report of Officers For For Management and Audited Financial Statements 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management Adopted During the Preceding Year 4.1 Elect Jaime Augusto Zobel de Ayala as For Against Management Director 4.2 Elect Delfin L. Lazaro as Director For Against Management 4.3 Elect Lang Tao Yih, Arthur as Director For Against Management 4.4 Elect Fernando Zobel de Ayala as For Against Management Director 4.5 Elect Jose Teodoro K. Limcaoco as For Against Management Director 4.6 Elect Romeo L. Bernardo as Director For Against Management 4.7 Elect Ernest L. Cu as Director For For Management 4.8 Elect Samba Natarajan as Director For Against Management 4.9 Elect Saw Phaik Hwa as Director For For Management 4.10 Elect Cirilo P. Noel as Director For For Management 4.11 Elect Rex Ma. A. Mendoza as Director For For Management 5 Approve Independent Auditors and For For Management Fixing of Their Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- GLOBE UNION INDUSTRIAL CORP. Ticker: 9934 Security ID: Y2725R103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Cash Distribution from Capital For For Management Reserve 6 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Scale For For Management 2.5 Approve Issue Price and Pricing Basis For For Management 2.6 Approve Restricted Period For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Listing Location For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Usage of Raised Funds For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Proposal That There is No Need For For Management for Report on the Deposit and Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve to Appoint Auditor For For Management 10 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Resolution For For Management Validity Period in Connection to Private Placement of Shares 2 Approve Adjustment on Authorization For For Management Period in Connection to Private Placement of Shares -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Issue Price and Pricing Basis For For Management 1.3 Approve Lock-up Period For For Management 2 Approve Private Placement of Shares For For Management 3 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Change in Registered Capital, For For Management Change in Business Scope and Amend Articles of Association 9.1 Elect Diao Zhizhong as Non-independent For For Management Director 9.2 Elect Yuan Zhenggang as For For Management Non-independent Director 9.3 Elect Wang Aihua as Non-independent For For Management Director 9.4 Elect Liu Qian as Non-independent For For Management Director 9.5 Elect He Ping as Non-independent For For Management Director 9.6 Elect Wu Zuomin as Non-independent For For Management Director 10.1 Elect Guo Xinping as Independent For For Management Director 10.2 Elect Ma Yongyi as Independent Director For For Management 10.3 Elect Chai Mingang as Independent For For Management Director 11.1 Elect Wang Jinhong as Supervisor For For Shareholder 11.2 Elect Liao Lianghan as Supervisor For For Shareholder -------------------------------------------------------------------------------- GLORIA MATERIAL TECHNOLOGY CORP. Ticker: 5009 Security ID: Y2726B107 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect WANG,CHIUNG-FEN, a For For Management Representative of TAIWAN STEEL CO LTD with Shareholder No. 0120907, as Non-Independent Director 5.2 Elect LIN,WEN-YUAN, a Representative For For Management of TAIWAN STEEL CO LTD with Shareholder No. 0120907, as Non-Independent Director 5.3 Elect CHIANG,SHIH-I, a Representative For For Management of TAIWAN STEEL CO LTD with Shareholder No. 0120907, as Non-Independent Director 5.4 Elect CHAO,SHIH-CHIEH, a For For Management Representative of TAIWAN STEEL CO LTD with Shareholder No. 0120907, as Non-Independent Director 5.5 Elect CHEN,CHENG-HSIANG, a For For Management Representative of TAIWAN STEEL CO LTD with Shareholder No. 0120907, as Non-Independent Director 5.6 Elect CHIEN,CHIN-CHENG with ID No. For For Management S100797XXX as Independent Director 5.7 Elect CHU,CHUN-HSIUNG with ID No. For For Management N120092XXX as Independent Director 5.8 Elect WU,I-CHING with ID No. For For Management A224852XXX as Independent Director 5.9 Elect LIN,I-LANG with ID No. For For Management G101195XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- GMEXICO TRANSPORTES SAB DE CV Ticker: GMXT Security ID: P4R1BE119 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Approve Reports and Opinion Referred For For Management to in Article 28-IV of Securities Market Law 1.b Approve Board's Report on Policies and For For Management Accounting Information and Criteria Followed in Preparation of Financial Information 1.c Approve Individual and Consolidated For For Management Financial Statements 1.d Approve Report on Compliance with For For Management Fiscal Obligations 1.e Approve Allocation of Income For For Management 2.a Approve Discharge of Board and CEO For For Management 2.b Elect or Ratify Members of Board, For Against Management Chairman of Audit and Corporate Practices Committee, Committee Members, CEO and Secretary (Non-Member) 2.c Approve their Remuneration For For Management 3.a Set Maximum Amount of Share Repurchase For For Management Reserve 3.b Approve Report on Policies of Share For For Management Repurchase 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GMR INFRASTRUCTURE LIMITED Ticker: 532754 Security ID: Y2730E121 Meeting Date: SEP 16, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect B.V.N. Rao as Director For For Management 3 Approve Walker Chandiok & Co LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Madhva Bhimacharya Terdal as For For Management Director 6 Approve Appointment and Remuneration For For Management of Madhva Bhimacharya Terdal as Whole Time Director Designated as Executive Director - Strategic Initiatives 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Issuance of Optionally For For Management Convertible Debentures 9 Approve Amendment of Welfare Trust of For For Management GMR Infra Employees -------------------------------------------------------------------------------- GMR INFRASTRUCTURE LIMITED Ticker: 532754 Security ID: Y2730E121 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Divestment of Minority Equity For For Management Stake in GMR Airports Limited and Pledging of Assets for Debt 2 Approve Divestment of Entire Equity For For Management Stake in GMR Kamalanga Energy Limited -------------------------------------------------------------------------------- GODREJ AGROVET LIMITED Ticker: 540743 Security ID: Y2R34W109 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Nisaba Godrej as Director For For Management 4 Reelect J. N. Godrej as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Pirojsha Godrej as Director For For Management 7 Elect Natarajan Srinivasan as Director For For Management 8 Elect Kannan Sitaram as Director For For Management -------------------------------------------------------------------------------- GODREJ CONSUMER PRODUCTS LIMITED Ticker: 532424 Security ID: Y2732X135 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Nadir Godrej as Director For For Management 4 Reelect Jamshyd Godrej as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Narendra Ambwani as Director For For Management 7 Reelect Aman Mehta as Director For For Management 8 Reelect Omkar Goswami as Director For Against Management 9 Reelect Ireena Vittal as Director For For Management 10 Approve Reappointment and Remuneration For For Management of Nisaba Godrej as Whole-time Director 11 Approve Reappointment and Remuneration For For Management of Vivek Gambhir as Managing Director & CEO -------------------------------------------------------------------------------- GODREJ INDUSTRIES LIMITED Ticker: 500164 Security ID: Y2733G164 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Jamshyd Godrej as Director For Against Management 4 Reelect Tanya Dubash as Director For For Management 5 Approve Waiver of Recovery of Excess For Against Management Remuneration Paid to Tanya Dubash as Whole Time Director designated as Executive Director & Chief Brand Officer 6 Approve Waiver of Recovery of Excess For Against Management Remuneration Paid to Nitin Nabar as Whole Time Director designated as Executive Director & President (Chemicals) 7 Elect Rashmi Joshi as Director For For Management 8 Elect Ganapati Yadav as Director For For Management 9 Elect Mathew Eipe as Director For For Management 10 Reelect Keki Elavia as Director For For Management 11 Reelect Kavas Petigara as Director For For Management 12 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- GODREJ INDUSTRIES LIMITED Ticker: 500164 Security ID: Y2733G164 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investments in Godrej For For Management Properties Limited 2 Approve Issuance of Non-Convertible For For Management Debentures/Bonds/Other Instruments on Private Placement Basis 3 Approve Vijay M. Crishna to Continue For For Management Office as Non-Executive Non-Independent Director -------------------------------------------------------------------------------- GODREJ INDUSTRIES LIMITED Ticker: 500164 Security ID: Y2733G164 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Nadir B. Godrej as Managing Director 2 Approve Payment of Remuneration to For For Management Nadir B. Godrej as Managing Director for the Financial Year 2019-2020 3 Approve Payment of Remuneration to For For Management Tanya Dubash as Whole Time Director Designated as Executive Director & Chief Brand Officer 4 Approve Further Investment in Godrej For For Management Agrovet Limited -------------------------------------------------------------------------------- GODREJ PROPERTIES LIMITED Ticker: 533150 Security ID: Y2735G139 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Jamshyd N. Godrej as Director For For Management 3 Approve Payment of Remuneration to For For Management Pirojsha Godrej as Whole Time Director designated as Executive Chairman 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Waiver of Recovery of Excess For For Management Remuneration Paid to Pirojsha Godrej as Executive Chairman 6 Approve Waiver of Recovery of Excess For For Management Remuneration Paid to Mohit Malhotra as Managing Director & Chief Executive Officer -------------------------------------------------------------------------------- GODREJ PROPERTIES LIMITED Ticker: 533150 Security ID: Y2735G139 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Borrowing Limits For For Management 2 Approve Increase Limits of Charges, For For Management Mortgages, Hypothecation Up to 4,000 Core -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Bin as Non-Independent For For Management Director 1.2 Elect Jiang Long as Non-Independent For For Management Director 1.3 Elect Duan Huilu as Non-Independent For For Management Director 1.4 Elect Liu Chengmin as Non-Independent For For Management Director 2.1 Elect Xia Shanhong as Independent For For Management Director 2.2 Elect Wang Tianmiao as Independent For For Management Director 2.3 Elect Wang Kun as Independent Director For For Management 3 Approve Remuneration of Directors and For For Management Allowance of Independent Directors 4 Elect Sun Hongbin as Supervisor For For Management -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Comprehensive Credit Line For For Management Application 7 Approve Provision of Internal For For Management Insurance and External Loans 8 Approve Financial Derivate Trading For For Management Business 9 Approve to Appoint Auditor For For Management 10 Approve Report on the Deposit and For For Management Usage of Raised Funds 11 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 12 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For For Management Application 2 Approve Provision of Guarantee for For For Management Comprehensive Bank Credit Line Bank Application of Subsidiary 3 Approve Provision of Guarantee for For For Management Credit Line Application of Subsidiary 4 Approve Provision of Phased Guarantee For For Management for Mortgage Loan Bank Application -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Credit Line For Against Management Application -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Bank Credit Lines 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Auditor For For Management 2 Approve to Appoint Internal Control For For Management Auditor 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Guarantee Provision Plan For For Management 3 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 4 Approve Change the Project Plan For For Management -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application from For For Management Controlling Shareholder 2 Approve Comprehensive Credit Line Bank For For Management Application 3 Approve Provision of Guarantee to For For Management Credit Line of Subsidiary -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantee to For For Management Credit Line 3 Approve Provision of Guarantee to For For Management Commercial Credit -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Provision for Asset Impairment For For Management 7 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 8 Approve Financial Services Agreement For For Management 9.1 Elect Li Keqiang as Independent For For Management Director 9.2 Elect Zhang Tianxi as Independent For For Management Director 9.3 Elect Sun Chuang as Independent For For Management Director 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Credit Lines 2 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- GOL LINHAS AEREAS INTELIGENTES SA Ticker: GOLL4 Security ID: P491AF117 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- GOLD CIRCUIT ELECTRONICS LTD. Ticker: 2368 Security ID: Y27431108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation -------------------------------------------------------------------------------- GOLDCARD SMART GROUP CO., LTD. Ticker: 300349 Security ID: Y9896F107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Use of Own Funds to Purchase For For Management Low-risk Financial Products 8 Approve Financing Plan For For Management 9 Approve Provision of External Guarantee For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- GOLDENMAX INTERNATIONAL TECHNOLOGY LTD. Ticker: 002636 Security ID: Y2751A107 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Non-Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Comprehensive Credit Line For For Management Application and Guarantee Provision 9 Approve Bill Pool Business For Against Management 10 Approve Use of Own Funds to Conduct For For Management Securities Investment 11 Approve Use of Idle Own Funds to For For Management Conduct Cash Management -------------------------------------------------------------------------------- GOLDENMAX INTERNATIONAL TECHNOLOGY LTD. Ticker: 002636 Security ID: Y2751A107 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Non-Profit Distribution and For Did Not Vote Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For Did Not Vote Management 7 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management Members 8 Approve Comprehensive Credit Line For Did Not Vote Management Application and Guarantee Provision 9 Approve Bill Pool Business For Did Not Vote Management 10 Approve Use of Own Funds to Conduct For Did Not Vote Management Securities Investment 11 Approve Use of Idle Own Funds to For Did Not Vote Management Conduct Cash Management -------------------------------------------------------------------------------- GOLDSUN BUILDING MATERIALS CO., LTD. Ticker: 2504 Security ID: Y50552101 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Capital Decrease via Cash For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- GOME RETAIL HOLDINGS LIMITED Ticker: 493 Security ID: G3978C124 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Zou Xiao Chun as Director For For Management 3 Elect Lee Kong Wai, Conway as Director For For Management 4 Elect Wang Gao as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GOSUN HOLDING CO., LTD. Ticker: 000971 Security ID: Y3746U109 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Step Up Efforts to Resolve For For Shareholder Corporate Violation Guarantees and Joint Borrowing Issues 2 Approve Removal of Wei Zhenyu as For For Shareholder Non-Independent Director 3 Approve Removal of Li Yao as For For Shareholder Non-Independent Director 4 Approve Removal of Zhang Yiwen as For For Shareholder Non-Independent Director 5 Elect Wei Jiang as Non-Independent For For Shareholder Director 6 Elect Fang Yu as Non-Independent For For Shareholder Director 7 Elect Ye Zhengmao as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Shuangguang as For For Shareholder Non-Independent Director 1.2 Elect Hou Yuqing as Non-Independent For For Shareholder Director 1.3 Elect Jia Youyao as Non-Independent For For Shareholder Director 1.4 Elect Fang Yingjie as Non-Independent For For Shareholder Director 1.5 Elect Kan Yulun as Non-Independent For For Shareholder Director 1.6 Elect Gu Yongcheng as Non-Independent For For Shareholder Director 2.1 Elect Niu Yanping as Independent For For Shareholder Director 2.2 Elect Jiang Bin as Independent Director For For Shareholder 2.3 Elect Hu Zhiyong as Independent For For Shareholder Director 3.1 Elect Huang Haitao as Supervisor For For Shareholder 3.2 Elect Liu Yingying as Supervisor For For Shareholder -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Share Incentive Plan -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6.1 Approve Remuneration of Liu Shuangguang For For Management 6.2 Approve Remuneration of Hou Yuqing For For Management 6.3 Approve Remuneration of Jia Youyao For For Management 6.4 Approve Remuneration of Fang Yingjie For For Management 6.5 Approve Remuneration of Kan Yulun For For Management 6.6 Approve Remuneration of Gu Yongcheng For For Management 6.7 Approve Remuneration of Niu Yanping For For Management 6.8 Approve Remuneration of Jiang Bin For For Management 6.9 Approve Remuneration of Hu Zhiyong For For Management 7.1 Approve Remuneration of Huang Haitao For For Management 7.2 Approve Remuneration of Liu Yingying For For Management 7.3 Approve Remuneration of Zhou Jieying For For Management -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Phase 4 For Against Management Employee Share Purchase Plan 2 Approve Management System of Phase 4 For Against Management Employee Share Purchase Plan 3 Approve Authorization of the Board to For Against Management Handle All Matters Related to Phase 4 Employee Share Purchase Plan -------------------------------------------------------------------------------- GOURMET MASTER CO. LTD. Ticker: 2723 Security ID: G4002A100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan and Report on Merger by For For Management Absorption 2 Approve Merger by Absorption of Gr For For Management Sarantis Cyprus Limited 3 Empower Representatives to Complete For For Management Formalities Pursuant to Merger Above 4 Other Business For Against Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee For For Management (Bundled) 2 Amend Remuneration Policy For Against Management 3 Other Business For Against Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Income Allocation 2 Approve Discharge of Board For For Management 3 Approve Discharge of Auditors For For Management 4 Approve Auditors and Fix Their For Against Management Remuneration 5 Approve Remuneration Report For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- GRAND BAOXIN AUTO GROUP LIMITED Ticker: 1293 Security ID: G4134L107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Diao Jianshen as Director For For Management 2b Elect Liu Yangfang as Director For For Management 2c Elect Chan Wan Tsun Adrian Alan as For For Management Director 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GRAND INDUSTRIAL HOLDING CO., LTD. Ticker: 000626 Security ID: Y52793109 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For Did Not Vote Management 2 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- GRAND INDUSTRIAL HOLDING CO., LTD. Ticker: 000626 Security ID: Y52793109 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Derivatives Investment Business For Did Not Vote Management 2 Approve Provision of Guarantee for For Did Not Vote Management Yuanda Property Group Company Ltd. 3 Approve Provision of Guarantee for For Did Not Vote Management Ningbo Yuanda International Trade Co., Ltd. 4 Approve Provision of Guarantee for For Did Not Vote Management Zhejiang Xinjing Import & Export Co., Ltd. 5 Approve Provision of Guarantee for For Did Not Vote Management Yuanda Rubber Co., Ltd. 6 Approve Provision of Guarantee for For Did Not Vote Management Grand Energy Co., Ltd. 7 Approve Provision of Guarantee for For Did Not Vote Management Yuanda Sheng Water Resources Co., Ltd. -------------------------------------------------------------------------------- GRAND INDUSTRIAL HOLDING CO., LTD. Ticker: 000626 Security ID: Y52793109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Financial For For Management Report Internal Control Auditor 7 Approve Investment in Low-risk For For Management Financial Products 8 Approve Guarantee Provision for Yuanda For For Management Grease (Dongguan) Co., Ltd. 9 Approve Guarantee Provision for Grand For For Management Resources Group Co., Ltd. 10 Approve Guarantee Provision for Grand For For Management Energy Co., Ltd 11 Approve Guarantee Provision for For For Management Zhejiang Xinjing Import and Export Co. , Ltd. 12 Approve Guarantee Provision for For For Management Yuandasheng Water Resources Co., Ltd. 13 Approve Guarantee Provision for Yuanda For For Management Cereals and Oils Co., Ltd. 14.1 Elect Yu Yan as Non-Independent For For Management Director -------------------------------------------------------------------------------- GRAND PACIFIC PETROCHEMICAL CORP. Ticker: 1312 Security ID: Y2846G101 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect PIN CHENG YANG, a Representative For For Management of JING KWAN INVESTMENT CO., LTD. with Shareholder No. 395712, as Non-Independent Director 4.2 Elect HSI HUI HUANG, a Representative For For Management of CHUNG KWAN INVESTMENT CO., LTD. with Shareholder No. 134279, as Non-Independent Director 4.3 Elect CHEN CHING TING, a For For Management Representative of HUNG WAN INVESTMENT CO., LTD. with Shareholder No. 480141, as Non-Independent Director 4.4 Elect CHIN CHU LIN, a Representative For For Management of HUNG WAN INVESTMENT CO., LTD. with Shareholder No. 480141, as Non-Independent Director 4.5 Elect WEN TZONG CHEN with ID No. For For Management Q102840XXX as Independent Director 4.6 Elect MU HSIEN CHEN with ID No. For For Management A120106XXX as Independent Director 4.7 Elect CHIH HUNG HSIEH with ID No. For For Management E120456XXX as Independent Director 5 Approve to Lift the 13th Term of For For Management Directors from Prohibition of Business Strife -------------------------------------------------------------------------------- GRANDBLUE ENVIRONMENT CO., LTD. Ticker: 600323 Security ID: Y6204L107 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GRANDBLUE ENVIRONMENT CO., LTD. Ticker: 600323 Security ID: Y6204L107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- GRANDBLUE ENVIRONMENT CO., LTD. Ticker: 600323 Security ID: Y6204L107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- GRANDBLUE ENVIRONMENT CO., LTD. Ticker: 600323 Security ID: Y6204L107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- GRANDBLUE ENVIRONMENT CO., LTD. Ticker: 600323 Security ID: Y6204L107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Guocan as Non-independent For For Management Director 1.2 Elect Jin Duo as Non-independent For For Management Director 1.3 Elect Li Zhibin as Non-independent For For Management Director 1.4 Elect Sun Mengjiao as Non-independent For For Management Director 1.5 Elect Li Liping as Non-independent For For Management Director 1.6 Elect Yan Ming as Non-independent For For Management Director 2.1 Elect Yang Ge as Independent Director For For Management 2.2 Elect Zhang Jun as Independent Director For For Management 2.3 Elect Li Kantong as Independent For For Management Director 3.1 Elect Zhou Weiming as Supervisor For For Management 3.2 Elect Luo Hong as Supervisor For For Management -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Article 7 For For Management 1.2 Amend Article 45 For For Management 1.3 Amend Article 103 For For Management 1.4 Amend Article 133 For For Management 2 Approve Provision of External Guarantee For For Management 3 Approve Financial Assistance Provision For For Management to Associate Company 4 Approve Financial Assistance Provision For For Management by Controlled Subsidiary to Its Shareholder Shanghai Qiantan International Business District Investment (Group) Co., Ltd. 5 Approve Financial Assistance Provision For For Management by Controlled Subsidiary Nanjing Zhuohongcheng Real Estate Development Co., Ltd. to Its Shareholder 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Article 6 For For Management 1.2 Amend Article 20 For For Management 1.3 Amend Article 44 For For Management 1.4 Amend Article 113 For For Management 2.1 Elect Zhu Laibin as Non-Independent For For Management Director 2.2 Elect Zhang Zuoxue as Non-Independent For For Management Director -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Report and For For Management Audit Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Application of Loan Credit For For Management Lines 7 Approve Provision of Guarantees to For For Management Subsidiary 8 Approve Provision of Guarantees to For For Management Joint Venture Real Estate Project 9 Approve External Financial Assistance For For Management Provision 10 Approve Authorization to Provide For For Management Financial Assistance to a Project Company 11 Approve Daily Related-party For For Management Transactions 12 Approve Deposit and Loans Related For For Management Party Transactions with Finance Company 13 Approve Loan Application from COFCO For For Management Land Management Co., Ltd. and Other Related Matters 14 Approve Loan Application from Yu Chuan For For Management Co., Ltd. and Other Related Matters 15 Approve Loan Application from Pengli For For Management International Group Co., Ltd. and Other Related Matters 16 Approve Financing Cooperation with For For Management China Taiping Insurance Group 17 Approve Financial Derivatives Trading For For Management Business 18 Approve Authorization for Issuance of For For Management Debt Financing Instruments 19 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 20.1 Elect Zhou Zheng as Non-independent For For Management Director 20.2 Elect Ma Dewei as Non-independent For For Management Director 20.3 Elect Zhu Laibin as Non-independent For For Management Director 20.4 Elect Jiang Yong as Non-independent For For Management Director 20.5 Elect Zhang Zuoxue as Non-independent For For Management Director 20.6 Elect Cao Ronggen as Non-independent For For Management Director 20.7 Elect Li Jinyang as Non-independent For For Management Director 21.1 Elect Liu Hongyu as Independent For For Management Director 21.2 Elect Wang Yong as Independent Director For For Management 21.3 Elect Liu Yuan as Independent Director For For Management 21.4 Elect Yuan Chun as Independent Director For For Management 22.1 Elect Yu Fuping as Supervisor For For Management 22.2 Elect Wu Lipeng as Supervisor For For Management -------------------------------------------------------------------------------- GRAPE KING BIO LTD. Ticker: 1707 Security ID: Y2850Y105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- GRAPHITE INDIA LTD. Ticker: 509488 Security ID: Y2851J149 Meeting Date: JUL 03, 2019 Meeting Type: Annual Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect J D Curravala as Director For For Management 4 Reelect N S Damani as Director For For Management 5 Reelect N Venkataramani as Director For For Management 6 Elect A V Lodha as Director For For Management 7 Approve Reappointment and Remuneration For For Management of M B Gadgil as Whole Time Director, Designated as Executive Director 8 Approve Payment of Commission to K K For For Management Bangur as Non-Executive Chairman 9 Approve Remuneration of Cost Auditors For For Management 10 Approve Issuance of Non-Convertible For For Management Debentures/Bonds on Private Placement Basis -------------------------------------------------------------------------------- GRASIM INDUSTRIES LIMITED Ticker: 500300 Security ID: Y2851U102 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Kumar Mangalam Birla as For Against Management Director 4 Reelect Usha Sangwan as Director For For Management 5 Approve Arun Thiagarajan to Continue For For Management Office as Non-Executive Independent Director 6 Reelect Cyril Shroff as Director For Against Management 7 Reelect Thomas M. Connelly, Jr. as For For Management Director 8 Reelect O. P. Rungta as Director For For Management 9 Elect N. Mohanraj as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- GREAT CHINASOFT TECHNOLOGY CO., LTD. Ticker: 002453 Security ID: Y83166101 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GREAT CHINASOFT TECHNOLOGY CO., LTD. Ticker: 002453 Security ID: Y83166101 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management 2 Approve Financial Assistance Provision For For Shareholder after Equity Disposal -------------------------------------------------------------------------------- GREAT CHINASOFT TECHNOLOGY CO., LTD. Ticker: 002453 Security ID: Y83166101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Credit Line Application and For Against Management Bill Pool Business 7 Approve Provision of Guarantee For For Management 8 Approve Foreign Exchange Forward For For Management Transactions 9 Approve Use of Funds for Investment in For For Management Financial Products 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GREAT CHINASOFT TECHNOLOGY CO., LTD. Ticker: 002453 Security ID: Y83166101 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2 Approve Adjustment on Company's Plan For For Management for Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 3 Approve Adjustment of the Transaction For For Management Plan Constitutes as Major Adjustment of the Reorganization Plan 4.1 Approve the Overall Plan of the For For Management Transaction 4.2 Approve Transaction Parties For For Management 4.3 Approve Target Assets For For Management 4.4 Approve Underlying Asset Assessment For For Management and Pricing 4.5 Approve Transaction Method For For Management 4.6 Approve Pricing Reference Date and For For Management Issue Price 4.7 Approve Target Subscribers, Issue Size For For Management and Payment Method 4.8 Approve Type of Shares Issued, Par For For Management Value Per Share and Listing Location 4.9 Approve Lock-up Period For For Management 4.10 Approve Attribution of Profit and Loss For For Management During the Transition Period 4.11 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.12 Approve Performance Commitment, For For Management Compensation and Incentive Arrangements 4.13 Approve Contract Obligations and For For Management Liability for Breach of Ownership of the Underlying Assets 4.14 Approve Resolution Validity Period For For Management 4.15 Approve Issue Manner in Connection to For For Management Raising Supporting Funds 4.16 Approve Issue Price and Pricing For For Management Principles in Connection to Raising Supporting Funds 4.17 Approve Issue Size in Connection to For For Management Raising Supporting Funds 4.18 Approve Target Subscribers in For For Management Connection to Raising Supporting Funds 4.19 Approve Lock-up Period in Connection For For Management to Raising Supporting Funds 4.20 Approve Type of Shares Issued, Par For For Management Value Per Share and Listing Location in Connection to Raising Supporting Funds 4.21 Approve Use of Proceeds For For Management 4.22 Approve Distribution Arrangement of For For Management Undistributed Earnings in Connection to Raising Supporting Funds 4.23 Approve Resolution Validity Period in For For Management Connection to Raising Supporting Funds 5 Approve Transaction Constitute as For For Management Related-party Transaction 6 Approve White Wash Waiver and Related For For Management Transactions 7 Approve Revised Draft and Summary of For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 8 Approve Transaction Complies with the For For Management Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 10 Approve Signing the Supplemental For For Management Agreement of Conditional Acquisition by Cash and Issuance of Shares Agreement 11 Approve Signing of Profit Forecast For For Management Compensation Agreement 12 Approve Signing of Conditional Shares For For Management Subscription Agreement 13 Approve Relevant Audit Reports, Asset For For Management Assessment Reports, Pro Forma Review Reports and Other Documents 14 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 16 Approve Transaction Does Not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 17 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Major Asset Reorganizations of Listed Companies Article 13 18 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Articles 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 19 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 20 Approve Shareholder Return Plan For For Management 21 Approve Authorization of Board to For For Management Handle All Related Matters 22 Elect Chen Demian as Independent For For Management Director -------------------------------------------------------------------------------- GREAT EASTERN SHIPPING CO. LTD. Ticker: 500620 Security ID: Y2857Q154 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Tapas Icot as Director For For Management 4 Elect Raju Shukla as Director For For Management 5 Elect Ranjit Pandit as Director For For Management 6 Reelect Cyrus Guzder as Director For For Management 7 Reelect Vineet Nayyar as Director For For Management 8 Reelect Berjis Desai as Director For For Management 9 Approve Reclassification of the Status For For Management of Promoters Shareholding into Public Shareholding -------------------------------------------------------------------------------- GREAT WALL ENTERPRISE CO., LTD. Ticker: 1210 Security ID: Y2866P106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deposits and Related Party For For Management Transaction under Listing Rules of Shanghai Stock Exchange -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Restricted Share and For For Shareholder Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For For Shareholder Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited 3 Authorize Board to Deal With All For For Shareholder Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Restricted Share and For For Shareholder Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For For Shareholder Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited 3 Authorize Board to Deal With All For For Shareholder Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share and For For Shareholder Share Option Incentive Scheme (the First Revised Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For For Shareholder Implementation of the 2020 Restricted Share and Share Option Incentive Scheme (Revised) of Great Wall Motor Company Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 Restricted Share and Share Option Incentive Scheme of the Company 4 Approve Expected Amount of Guarantee For For Shareholder Provided by the Company to Its Holding Subsidiaries -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share and For For Shareholder Share Option Incentive Scheme (the First Revised Draft) of Great Wall Motor Company Limited and Its Summary 2 Approve Appraisal Measures for For For Shareholder Implementation of the 2020 Restricted Share and Share Option Incentive Scheme (Revised) of Great Wall Motor Company Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 Restricted Share and Share Option Incentive Scheme of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Adjustments to the Profit For For Shareholder Distribution Proposal 4 Approve Annual Report and Its Summary For For Management Report 5 Approve Report of the Independent For For Management Directors 6 Approve Report of the Supervisory For For Management Committee 7 Approve Operating Strategies For For Management 8 Approve Deloitte Touche Tohmatsu For Against Management Certified Public Accountants LLP as External Auditor and Authorize Board to Fix Their Remuneration 9 Elect Wei Jian Jun as Director, Enter For For Shareholder into Service Agreement with Him and Authorize Board to Fix His Remuneration 10 Elect Wang Feng Ying as Director, For For Shareholder Enter into Service Agreement with Her and Authorize Board to Fix Her Remuneration 11 Elect Yang Zhi Juan as Director, Enter For For Shareholder into Service Agreement with Her and Authorize Board to Fix Her Remuneration 12 Elect He Ping as Director, Enter into For Against Shareholder Appointment Letter with Him and Authorize Board to Fix His Remuneration 13 Elect Yue Ying as Director, Enter into For For Management Appointment Letter with Her and Authorize Board to Fix Her Remuneration 14 Elect Li Wan Jun as Director, Enter For Against Management into Appointment Letter with Him and Authorize Board to Fix His Remuneration 15 Elect Ng Chi Kit as Director, Enter For Against Management into Appointment Letter with Him and Authorize Board to Fix His Remuneration 16 Elect Zong Yi Xiang as Supervisor, For For Management Enter into Service Agreement with Her and Authorize Supervisory Committee to Fix Her Remuneration 17 Elect Liu Qian as Supervisor, Enter For For Management into Service Agreement with Her and Authorize Supervisory Committee to Fix Her Remuneration 18 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 20 Amend Rules for the Administration of For Against Management External Guarantees 21 Amend Rules for the Administration of For Against Management External Investment 22 Authorize Repurchase of Issued Share For For Management Capital 23 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GREATEK ELECTRONICS, INC. Ticker: 2441 Security ID: Y2858G106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- GREATOO INTELLIGENT EQUIPMENT, INC. Ticker: 002031 Security ID: Y2925C112 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management -------------------------------------------------------------------------------- GREATOO INTELLIGENT EQUIPMENT, INC. Ticker: 002031 Security ID: Y2925C112 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Chaozhong as Non-independent For For Management Director 1.2 Elect Zheng Xuxu as Non-independent For For Management Director 1.3 Elect Li Lixuan as Non-independent For For Management Director 1.4 Elect Lin Ruibo as Non-independent For For Management Director 1.5 Elect Wu Hao as Non-independent For For Management Director 1.6 Elect Yang Yujun as Non-independent For For Management Director 2.1 Elect Yao Shuren as Independent For For Management Director 2.2 Elect Zhang Tiemin as Independent For For Management Director 2.3 Elect Zheng Jinghua as Independent For For Management Director 3 Elect Hong Fu as Supervisor For For Shareholder -------------------------------------------------------------------------------- GREATOO INTELLIGENT EQUIPMENT, INC. Ticker: 002031 Security ID: Y2925C112 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statement For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7.1 Approve Remuneration of Wu Chaozhong For For Management 7.2 Approve Remuneration of Zheng Xuxu For For Management 7.3 Approve Remuneration of Li Lixuan For For Management 7.4 Approve Remuneration of Lin Ruibo For For Management 7.5 Approve Remuneration of Wu Hao For For Management 7.6 Approve Remuneration of Yang Yujun For For Management 7.7 Approve Remuneration of Yao Shuren For For Management 7.8 Approve Remuneration of Zhang Tiemin For For Management 7.9 Approve Remuneration of Zheng Jinghua For For Management 7.10 Approve Remuneration of Chen Zhiyong For For Management 7.11 Approve Remuneration of Chen Qingxiang For For Management 7.12 Approve Remuneration of Wu Yingxiong For For Management -------------------------------------------------------------------------------- GREATTOWN HOLDINGS LTD. Ticker: 600094 Security ID: Y7697S104 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Original Rights Holder/ For For Management Difference Payment Underwriter 1.2 Approve Basic Assets For For Management 1.3 Approve Issue Manner and Scale For For Management 1.4 Approve Product Term For For Management 1.5 Approve Interest Rate and Method of For For Management Determination 1.6 Approve Usage of Raised Funds For For Management 1.7 Approve Listing Location For For Management 1.8 Approve Safeguard Measures of Debts For For Management Repayment 1.9 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters 3.1 Approve Financing Amount For For Management 3.2 Approve Type of Financing For For Management 3.3 Approve Issue Time and Issue Manner For For Management 3.4 Approve Issue Period and Variety For For Management 3.5 Approve Usage of Funds For For Management 3.6 Approve Issue Cost For For Management 3.7 Approve Guarantee Matters For For Management 3.8 Approve Resolution Validity Period For For Management 4 Approve Authorization of the Board to For For Management Handle All Related Matters Relating to Debt Financing -------------------------------------------------------------------------------- GREATTOWN HOLDINGS LTD. Ticker: 600094 Security ID: Y7697S104 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- GREATTOWN HOLDINGS LTD. Ticker: 600094 Security ID: Y7697S104 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Par Value and Issue Size For For Management 2.2 Approve Bond Type and Maturity For For Management 2.3 Approve Issuance Method and Target For For Management Subscribers 2.4 Approve Bond Interest Rate and Method For For Management of Determination 2.5 Approve Use of Proceeds For For Management 2.6 Approve Credit Enhancement Mechanism For For Management 2.7 Approve Listing Arrangements For For Management 2.8 Approve Safeguard Measures for Debt For For Management Repayment 2.9 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board or For For Management Board Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- GREATTOWN HOLDINGS LTD. Ticker: 600094 Security ID: Y7697S104 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Issuance of Corporate Bonds 2.1 Approve Par Value and Issue Size For Did Not Vote Management 2.2 Approve Bond Type and Maturity For Did Not Vote Management 2.3 Approve Issuance Method and Target For Did Not Vote Management Subscribers 2.4 Approve Bond Interest Rate and Method For Did Not Vote Management of Determination 2.5 Approve Use of Proceeds For Did Not Vote Management 2.6 Approve Credit Enhancement Mechanism For Did Not Vote Management 2.7 Approve Listing Arrangements For Did Not Vote Management 2.8 Approve Safeguard Measures for Debt For Did Not Vote Management Repayment 2.9 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Authorization of Board or For Did Not Vote Management Board Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- GREATTOWN HOLDINGS LTD. Ticker: 600094 Security ID: Y7697S104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Financial Assistance Provision For For Management to the Company 8 Approve Purchase of Low-Risk For For Management Short-Term Structured Deposit Products 9 Approve Securities Investment Plan For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GREATVIEW ASEPTIC PACKAGING COMPANY LIMITED Ticker: 468 Security ID: G40769104 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Pang Yiu Kai as Director For For Management 3a2 Elect Lueth Allen Warren as Director For For Management 3a3 Elect Behrens Ernst Hermann as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Special Report on Foreign For For Management Exchange Derivatives Trading Business 8 Approve Use of Own Idle Funds for For For Management Investment in Financial Products 9 Approve Daily Related-Party For For Management Transactions 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GREE REAL ESTATE CO., LTD. Ticker: 600185 Security ID: Y9722B106 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Terms for Downward Adjustment For For Management of Conversion Price of "Gree Convertible Bonds" -------------------------------------------------------------------------------- GREE REAL ESTATE CO., LTD. Ticker: 600185 Security ID: Y9722B106 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Elect Lu Junsi as Non-Independent For For Management Director 2.2 Elect Liu Zehong as Non-Independent For For Management Director 2.3 Elect Lin Qiang as Non-Independent For For Management Director 2.4 Elect Guo Guoqing as Non-Independent For For Management Director 2.5 Elect Wang Hui as Non-Independent For For Management Director 3.1 Elect Liu Xingxiang as Independent For For Management Director 3.2 Elect Yuan Bin as Independent Director For For Management 3.3 Elect Fang Junxiong as Independent For For Management Director 4.1 Elect Ding Yan as Supervisor For For Management 4.2 Elect Lu Tao as Supervisor For For Management -------------------------------------------------------------------------------- GREE REAL ESTATE CO., LTD. Ticker: 600185 Security ID: Y9722B106 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management and Loans 2 Approve Provision of Guarantee For Against Management 3 Approve Application of Loan from For For Management Related Party 4 Approve Company's Eligibility for For For Management Corporate Bond Issuance 5.1 Approve Issue Scale For For Management 5.2 Approve Par Value and Issue Price For For Management 5.3 Approve Issue Manner and Target Parties For For Management 5.4 Approve Listing Manner For For Management 5.5 Approve Bond Term For For Management 5.6 Approve Guarantee For For Management 5.7 Approve Interest Rate and For For Management Determination Manner 5.8 Approve Usage of Raised Funds For For Management 5.9 Approve Resolution Validity Period For For Management 5.10 Approve Safeguard Measures of Debts For For Management Repayment 6 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GREE REAL ESTATE CO., LTD. Ticker: 600185 Security ID: Y9722B106 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Targeted Debt For For Management Financing Instruments 2 Approve Authorization for Board and For For Management Board Authorized Person to Handle All Matters Related to Issuance of Targeted Debt Financing Instruments 3 Approve Debt Financing Plan For For Management 4 Approve Authorization for Board and For For Management Board Authorized Person to Handle All Matters Related to the Listing of this Debt Financing Plan -------------------------------------------------------------------------------- GREE REAL ESTATE CO., LTD. Ticker: 600185 Security ID: Y9722B106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Social Responsibility Report For For Management 8 Approve Appointment of Auditor and For For Management Internal Control Auditor 9 Approve External Investment For Against Management 10 Approve Land Acquisition For Against Management 11 Approve Issuance of Debt Financing For For Management Instruments 12 Approve Asset Disposal For Against Management 13 Amend Related-Party Transaction For For Management Management System 14.1 Elect Zhao Yang as Independent Director For For Management -------------------------------------------------------------------------------- GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA Ticker: OPAP Security ID: X3232T104 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Ratify Director Appointments None None Management 3 Elect Director For For Management -------------------------------------------------------------------------------- GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA Ticker: OPAP Security ID: X3232T104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Approve Auditors and Fix Their For For Management Remuneration 4 Authorize Board to Participate in For For Management Companies with Similar Business Interests 5 Advisory Vote on Remuneration Report For For Management 6 Amend Company Articles For For Management 7 Approve Allocation of Income and For For Management Dividends 8 Approve Annual Bonus by Means of For For Management Profit Distribution to Executives and Key Personnel 9 Approve Profit Distribution to For For Management Executives and Key Personnel Under the Long-Term Incentive Plan 2017-2019 10 Approve New Long-Term Incentive Plan For For Management -------------------------------------------------------------------------------- GREEN ENERGY TECHNOLOGY, INC. Ticker: 3519 Security ID: Y28869132 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revocation of Public Issuing For For Management Company Status 2 Approve Application of Liquidation For For Management 3.1 Elect Liquidator 1 For Against Management 3.2 Elect Liquidator 2 For Against Management 3.3 Elect Liquidator 3 For Against Management 4 Approve Remuneration of Liquidators For Against Management -------------------------------------------------------------------------------- GREENLAND HOLDINGS CORP. LTD. Ticker: 600606 Security ID: Y2883S109 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GREENLAND HOLDINGS CORP. LTD. Ticker: 600606 Security ID: Y2883S109 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Adjustment to Target Parties For For Management and Subscription Method 1.2 Approve Adjustment to Issue Price and For For Management Pricing Basis 1.3 Approve Adjustment to Restriction For For Management Period 2 Approve Amend Private Placement of For For Management Shares 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Shareholder Return Plan For For Management 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Extension of Resolution For For Management Validity Period 7 Approve Extension of Authorization of For For Management the Board to Handle Related Matters -------------------------------------------------------------------------------- GREENLAND HOLDINGS CORP. LTD. Ticker: 600606 Security ID: Y2883S109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Investment Amount of the For Against Management Company's Real Estate Reserves 8 Approve Guarantee Provision For Against Management 9 Elect Liu Yanping as Non-independent For For Shareholder Director 10 Elect Chen Hua as Supervisor For For Shareholder -------------------------------------------------------------------------------- GREENLAND HONG KONG HOLDINGS LIMITED Ticker: 337 Security ID: G4587S104 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Transfer Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- GREENLAND HONG KONG HOLDINGS LIMITED Ticker: 337 Security ID: G4587S104 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sky Tree Contractor Agreement For For Management and Related Transactions 2 Approve Lakeside Villa (Jiaoshan Lake For For Management No. 98) Contractor Agreement and Related Transactions 3 Approve Lakeside Villa (Jiaoshan Lake For For Management No. 97) Contractor Agreement and Related Transactions 4 Approve Dian Lake Contractor Agreement For For Management and Related Transactions 5 Approve Mountain Time Contractor For For Management Agreement and Related Transactions -------------------------------------------------------------------------------- GREENLAND HONG KONG HOLDINGS LIMITED Ticker: 337 Security ID: G4587S104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Wang Weixian as Director For Against Management 2B Elect Fong Wo, Felix, JP as Director For Against Management 2C Elect Kwan Kai Cheong as Director For Against Management 2D Elect Lam, Lee G. as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares 7 Amend Articles of Association and For Against Management Adopt the Amended and Restated Articles of Association of the Company -------------------------------------------------------------------------------- GREENLAND HONG KONG HOLDINGS LIMITED Ticker: 337 Security ID: G4587S104 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dianchi 1-1 (Land Parcel No. For For Management 31) Contractor Agreement and Related Transactions 2 Approve Dianchi 1-1 (Land Parcel No. For For Management 32) Contractor Agreement and Related Transactions 3 Approve Sky Tree Contractor Agreement For For Management and Related Transactions 4 Approve Guangde Intercity Space For For Management Contractor Agreement and Related Transactions -------------------------------------------------------------------------------- GREENTOWN CHINA HOLDINGS LIMITED Ticker: 3900 Security ID: G4100M105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Liu Wensheng as Director For For Management 3B Elect Guo Jiafeng as Director For For Management 3C Elect Zhou Lianying as Director For For Management 3D Elect Geng Zhongqiang as Director For For Management 3E Elect Li Jun as Director For For Management 3F Elect Stephen Tin Hoi Ng as Director For For Management 3G Elect Jia Shenghua as Director For For Management 3H Elect Hui Wan Fai as Director For For Management 3I Elect Qiu Dong as Director For For Management 3J Elect Zhu Yuchen as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GREENTOWN CHINA HOLDINGS LIMITED Ticker: 3900 Security ID: G4100M105 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Yiwen as Director For For Management -------------------------------------------------------------------------------- GREENTOWN CHINA HOLDINGS LIMITED Ticker: 3900 Security ID: G4100M105 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement and Related For For Management Transactions -------------------------------------------------------------------------------- GREENTOWN SERVICE GROUP CO. LTD. Ticker: 2869 Security ID: G41012108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Hairong as Director For For Management 3.2 Elect Yang Zhangfa as Director For For Management 3.3 Elect Shou Bainian as Director For For Management 3.4 Elect Wang Guangjian as Director For For Management 3.5 Elect Li Feng as Director For For Management 3.6 Elect Wu Aiping as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds and Construction of Guangdian Yuntong Phase IV Core Technology Industrialization Upgrade and Expansion Project -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Raised For For Management Funds and Construction of Broadcast and Television Artificial Intelligence Shenzhen Innovation Center -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision for Asset Impairment For For Management 9 Approve Guarantee Provision Plan For For Management 10 Elect Zhang Xiaoli as Supervisor For For Management -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- GRINDROD LTD. Ticker: GND Security ID: S3302L128 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Present the Annual Financial None None Management Statements and Reports for the Year Ended 31 December 2019 2.1.1 Re-elect Mkhuseli Faku as Director For For Management 2.1.2 Re-elect Grant Gelink as Director For For Management 2.2.1 Elect Walter Grindrod as Director For For Management 2.2.2 Elect Ben Magara as Director For For Management 2.2.3 Elect Willem van Wyk as Alternate For For Management Director 2.2.4 Elect Zimkhitha Zatu as Director For For Management 2.3 Re-elect Grant Gelink as Chairman of For For Management the Audit Committee 2.4.1 Elect Willem van Wyk as Member of the For For Management Audit Committee 2.4.2 Elect Zimkhitha Zatu as Member of the For For Management Audit Committee 2.5.1 Reappoint Deloitte & Touche as For For Management Auditors of the Company 2.5.2 Appoint M Holme as Designated Audit For For Management Partner 2.6 Place Authorised but Unissued Shares For For Management under Control of Directors 2.7 Authorise Board to Issue Shares for For For Management Cash 3.1 Approve Non-executive Directors' Fees For For Management 3.2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3.3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3.4 Authorise Repurchase of Issued Share For For Management Capital 4.1 Approve Remuneration Policy For Against Management 4.2 Approve Implementation Report For Against Management -------------------------------------------------------------------------------- GRINM ADVANCED MATERIALS CO., LTD. Ticker: 600206 Security ID: Y2889R105 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GRINM ADVANCED MATERIALS CO., LTD. Ticker: 600206 Security ID: Y2889R105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 9 Approve to Appoint Auditor For For Management 10 Amend Articles of Association For For Management 11.1 Elect Yin Jiao as Supervisor For For Management -------------------------------------------------------------------------------- GRINM ADVANCED MATERIALS CO., LTD. Ticker: 600206 Security ID: Y2889R105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Report of the Independent For Did Not Vote Management Directors 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Financial Budget Report For Did Not Vote Management 7 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 8 Approve 2019 Daily Related Party For Did Not Vote Management Transaction and 2020 Daily Related Party Transactions 9 Approve to Appoint Auditor For Did Not Vote Management 10 Amend Articles of Association For Did Not Vote Management 11.1 Elect Yin Jiao as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- GROWTHPOINT PROPERTIES LTD. Ticker: GRT Security ID: S3373C239 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 30 June 2019 1.2.1 Elect Frank Berkeley as Director For For Management 1.2.2 Elect John van Wyk as Director For For Management 1.2.3 Elect Christina Teixeira as Director For Abstain Management 1.3.1 Re-elect Lynette Finlay as Director For For Management 1.3.2 Re-elect Sebenzile Mngconkola as For For Management Director 1.3.3 Re-elect Mpume Nkabinde as Director For For Management 1.4.1 Elect Frank Berkeley as Member of the For For Management Audit Committee 1.4.2 Re-elect Lynette Finlay as Member of For For Management the Audit Committee 1.4.3 Re-elect Nonzukiso Siyotula as Member For For Management of the Audit Committee 1.4.4 Elect Christina Teixeira as Member of For Abstain Management the Audit Committee 1.5 Appoint EY as Auditors of the Company For For Management 1.6.1 Approve Remuneration Policy For For Management 1.6.2 Approve Implementation of Remuneration For For Management Policy 1.7 Place Authorised but Unissued Shares For For Management under Control of Directors 1.8 Authorise Directors to Issue Shares to For For Management Afford Shareholders Distribution Reinvestment Alternatives 1.9 Authorise Board to Issue Shares for For For Management Cash 1.10 Approve Social, Ethics and For For Management Transformation Committee Report 2.1 Approve Non-executive Directors' Fees For For Management 2.2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2.3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GRUH FINANCE LTD. Ticker: 511288 Security ID: Y2895W148 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Keki M. Mistry as Director For Against Management 4 Authorize Issuance of Non-Convertible For For Management Debentures 5 Approve Payment of Commission to For For Management Non-Executive Directors 6 Approve Increase in Limit on Foreign For For Management Shareholdings -------------------------------------------------------------------------------- GRUMA SAB DE CV Ticker: GRUMAB Security ID: P4948K121 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of 15.47 For For Management Million Series B Class I Repurchased Shares and Consequently Reduction in Fixed Portion of Capital; Amend Article 6 2 Consolidate Bylaws For Against Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUMA SAB DE CV Ticker: GRUMAB Security ID: P4948K121 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve and Present Report of Operations with Treasury Shares 4 Elect Directors, Secretary, and For For Management Alternates, Verify Independence Classification of Directors and Approve Their Remuneration; Approve Remuneration of Audit and Corporate Practices Committees 5 Elect Chairmen of Audit and Corporate For For Management Practices Committees 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Ticker: ASURB Security ID: P4950Y100 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve CEO's and Auditor's Reports on For For Management Operations and Results of Company, and Board's Opinion on Reports 1b Approve Board's Report on Accounting For For Management Policies and Criteria for Preparation of Financial Statements 1c Approve Report on Activities and For For Management Operations Undertaken by Board 1d Approve Individual and Consolidated For For Management Financial Statements 1e Approve Report of Audit Committee's For For Management Activities and Report on Company's Subsidiaries 1f Approve Report on Adherence to Fiscal For For Management Obligations 2a Approve Increase in Legal Reserve by For For Management MXN 274.13 Million 2b Approve Cash Dividends of MXN 8.21 Per For For Management Series B and BB Shares 2c Set Maximum Amount of MXN 2.75 Billion For For Management for Share Repurchase; Approve Policy Related to Acquisition of Own Shares 3a Approve Discharge of Board of For For Management Directors and CEO 3b.1 Elect/Ratify Fernando Chico Pardo as For For Management Director 3b.2 Elect/Ratify Jose Antonio Perez Anton For For Management as Director 3b.3 Elect/Ratify Luis Chico Pardo as For For Management Director 3b.4 Elect/Ratify Aurelio Perez Alonso as For For Management Director 3b.5 Elect/Ratify Rasmus Christiansen as For For Management Director 3b.6 Elect/Ratify Francisco Garza Zambrano For For Management as Director 3b.7 Elect/Ratify Ricardo Guajardo Touche For For Management as Director 3b.8 Elect/Ratify Guillermo Ortiz Martinez For For Management as Director 3b.9 Elect/Ratify Barbara Garza Laguera For For Management Gonda as Director 3b.10 Elect/Ratify Rafael Robles Miaja as For For Management Secretary (Non-Member) of Board 3b.11 Elect/Ratify Ana Maria Poblanno For For Management Chanona as Alternate Secretary (Non-Member) of Board 3c.1 Elect/Ratify Ricardo Guajardo Touche For For Management as Chairman of Audit Committee 3d.1 Elect/Ratify Fernando Chico Pardo as For For Management Member of Nominations and Compensations Committee 3d.2 Elect/Ratify Jose Antonio Perez Anton For For Management as Member of Nominations and Compensations Committee 3d.3 Elect/Ratify Barbara Garza Laguera For For Management Gonda as Member of Nominations and Compensations Committee 3e.1 Approve Remuneration of Directors in For For Management the Amount of MXN 72,600 3e.2 Approve Remuneration of Operations For For Management Committee in the Amount of MXN 72,600 3e.3 Approve Remuneration of Nominations For For Management and Compensations Committee in the Amount of MXN 72,600 3e.4 Approve Remuneration of Audit For For Management Committee in the Amount of MXN 102,850 3e.5 Approve Remuneration of Acquisitions For For Management and Contracts Committee in the Amount of MXN 24,200 4a Authorize Claudio R. Gongora Morales For For Management to Ratify and Execute Approved Resolutions 4b Authorize Rafael Robles Miaja to For For Management Ratify and Execute Approved Resolutions 4c Authorize Ana Maria Poblanno Chanona For For Management to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- GRUPO ARGOS SA Ticker: GRUPOARGOS Security ID: P0275K122 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board of Directors and For For Management Chairman's Report 5 Present Financial Statements For For Management 6 Present Auditor's Report For For Management 7 Approve Financial Statements and For For Management Management Reports 8 Approve Allocation of Income and For For Management Dividends 9 Authorize Share Repurchase Program and For For Management Reallocation of Reserves 10 Elect Directors and Approve Their For For Management Remuneration 11 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- GRUPO BIMBO SAB DE CV Ticker: BIMBOA Security ID: P4949B104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income For For Management 4 Approve Dividends of MXN 0.50 Per Share For For Management 5 Elect or Ratify Directors and Approve For For Management their Remuneration 6 Elect or Ratify Chairman and Members For For Management of Audit and Corporate Practices Committee and Approve their Remuneration 7 Approve Report on Repurchase of Shares For For Management and Set Aggregate Nominal Amount of Share Repurchase Reserve 8 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GRUPO CARSO SAB DE CV Ticker: GCARSOA1 Security ID: P46118108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends of MXN 0.96 per Share to be Distributed in Two Installments of MXN 0.48 per Share 3 Approve Discharge of Board of For For Management Directors and CEO 4 Elect or Ratify Directors, Chairman For Against Management and Members of Audit and Corporate Practices Committee; Verify Independence of Directors; Approve Their Respective Remuneration 5 Set Maximum Amount of Share Repurchase For For Management Reserve 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO CARSO SAB DE CV Ticker: GCARSOA1 Security ID: P46118108 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 26, 27 and 28 For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO CEMENTOS DE CHIHUAHUA SAB DE CV Ticker: GCC Security ID: P4948S124 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Directors and For For Management Executives 3 Approve Allocation of Income and For For Management Dividends 4 Set Maximum Amount of Share Repurchase For For Management Reserve 5 Elect Directors and Approve their For Against Management Remuneration 6 Elect or Ratify Chairman of Audit and For Against Management Corporate Practices Committee 7 Appoint Legal Representatives For For Management 8 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRUPO COMERCIAL CHEDRAUI SAB DE CV Ticker: CHDRAUIB Security ID: P4612W104 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Report on Activities and For For Management Operations Undertaken by Board 2 Present Report on Operations Carried For For Management Out by Audit and Corporate Practices Committee 3 Approve Financial Statements, For For Management Allocation of Income and Increase Legal Reserve 4 Approve Dividends of MXN 0.44 Per Share For For Management 5 Present Report on Share Repurchase For For Management Reserve and Set Maximum Amount of Share Repurchase Reserve 6 Approve Discharge of Board of For For Management Directors and CEO 7 Elect or Ratify Directors, Officers For Against Management and Audit and Corporate Practice Committee Members; Approve Their Remuneration 8 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GRUPO DE INVERSIONES SURAMERICANA SA Ticker: GRUPOSURA Security ID: P4950L132 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board of Directors and For For Management Chairman's Report 5 Present Individual and Consolidated For For Management Financial Statements 6 Present Auditor's Report For For Management 7 Approve Board of Directors and For For Management Chairman's Report 8 Approve Individual and Consolidated For For Management Financial Statements 9 Authorize Share Repurchase Program For For Management 10 Approve Allocation of Income, For For Management Constitution of Reserves and Donations 11 Amend Bylaws For Against Management 12 Elect Directors For For Management 13 Appoint Auditors For For Management 14 Approve Remuneration of Directors For For Management 15 Approve Remuneration of Auditors For For Management -------------------------------------------------------------------------------- GRUPO ELEKTRA SAB DE CV Ticker: ELEKTRA Security ID: P3642B213 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board's Report For For Management 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Report of Audit Committee For For Management 4 Approve Report of Corporate Practices For For Management Committee 5 Approve Report of Integrity Committee For For Management 6 Approve Board's Report on Share For Against Management Repurchase Policy and Share Repurchase Reserve 7 Elect and or Ratify Directors, For Against Management Secretary, Deputy Secretary, and Members of Audit, Corporate Practices and Integrity Committees; Verify Independence Classification; Approve Their Remuneration 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Other Business For Against Management -------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Ticker: GFNORTEO Security ID: P49501201 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Set Maximum Amount of Share Repurchase For For Management Reserve 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Ticker: GFNORTEO Security ID: P49501201 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Approve CEO's Report on Financial For For Management Statements and Statutory Reports 1.b Approve Board's Report on Policies and For For Management Accounting Information and Criteria Followed in Preparation of Financial Information 1.c Approve Board's Report on Operations For For Management and Activities Undertaken by Board 1.d Approve Report on Activities of Audit For For Management and Corporate Practices Committee 1.e Approve All Operations Carried out by For For Management Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee 2 Approve Allocation of Income For For Management 3 Receive Auditor's Report on Tax None None Management Position of Company 4.a1 Elect Carlos Hank Gonzalez as Board For For Management Chairman 4.a2 Elect Juan Antonio Gonzalez Moreno as For For Management Director 4.a3 Elect David Juan Villarreal Montemayor For For Management as Director 4.a4 Elect Jose Marcos Ramirez Miguel as For For Management Director 4.a5 Elect Carlos de la Isla Corry as For For Management Director 4.a6 Elect Everardo Elizondo Almaguer as For For Management Director 4.a7 Elect Carmen Patricia Armendariz For For Management Guerra as Director 4.a8 Elect Hector Federico Reyes Retana y For For Management Dahl as Director 4.a9 Elect Alfredo Elias Ayub as Director For For Management 4.a10 Elect Adrian Sada Cueva as Director For For Management 4.a11 Elect David Penaloza Alanis as Director For For Management 4.a12 Elect Jose Antonio Chedraui Eguia as For For Management Director 4.a13 Elect Alfonso de Angoitia Noriega as For For Management Director 4.a14 Elect Thomas Stanley Heather Rodriguez For For Management as Director 4.a15 Elect Graciela Gonzalez Moreno as For For Management Alternate Director 4.a16 Elect Juan Antonio Gonzalez Marcos as For For Management Alternate Director 4.a17 Elect Alberto Halabe Hamui as For For Management Alternate Director 4.a18 Elect Gerardo Salazar Viezca as For For Management Alternate Director 4.a19 Elect Alberto Perez-Jacome Friscione For For Management as Alternate Director 4.a20 Elect Diego Martinez Rueda-Chapital as For For Management Alternate Director 4.a21 Elect Roberto Kelleher Vales as For For Management Alternate Director 4.a22 Elect Clemente Ismael Reyes Retana For For Management Valdes as Alternate Director 4.a23 Elect Isaac Becker Kabacnik as For For Management Alternate Director 4.a24 Elect Jose Maria Garza Trevino as For For Management Alternate Director 4.a25 Elect Carlos Cesarman Kolteniuk as For For Management Alternate Director 4.a26 Elect Humberto Tafolla Nunez as For For Management Alternate Director 4.a27 Elect Guadalupe Phillips Margain as For For Management Alternate Director 4.a28 Elect Ricardo Maldonado Yanez as For For Management Alternate Director 4.b Elect Hector Avila Flores (Non-Member) For For Management as Board Secretary 4.c Approve Directors Liability and For For Management Indemnification 5 Approve Remuneration of Directors For For Management 6 Elect Hector Federico Reyes Retana y For For Management Dahl as Chairman of Audit and Corporate Practices Committee 7.1 Approve Report on Share Repurchase For For Management 7.2 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 8 Approve Certification of the Company's For For Management Bylaws 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO INBURSA SAB DE CV Ticker: GFINBURO Security ID: P4950U165 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Banco Inbursa SA, For Against Management Institucion de Banca Multiple, Grupo Financiero Inbursa to Issue Debt Securities 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO INBURSA SAB DE CV Ticker: GFINBURO Security ID: P4950U165 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO INBURSA SAB DE CV Ticker: GFINBURO Security ID: P4950U165 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors and Company For Against Management Secretary 2 Elect or Ratify Members of Corporate For Against Management Practices and Audit Committees 3 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO INBURSA SAB DE CV Ticker: GFINBURO Security ID: P4950U165 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO's Report and Auditor's For For Management Report; Board's Opinion on Reports 1.2 Approve Board's Report on Accounting For For Management Policies and Criteria Followed in Preparation of Financial Statements 1.3 Approve Report on Activities and For For Management Operations Undertaken by Board 1.4 Approve Individual and Consolidated For For Management Financial Statements 1.5 Approve Report on Activities For For Management Undertaken by Audit and Corporate Practices Committees 2 Approve Allocation of Income For For Management 3 Elect or Ratify Directors and Company For Against Management Secretary 4 Approve Remuneration of Directors and For For Management Company Secretary 5 Elect or Ratify Members of Corporate For Against Management Practices and Audit Committees 6 Approve Remuneration of Members of For For Management Corporate Practices and Audit Committees 7 Set Maximum Amount of Share Repurchase For For Management Reserve; Approve Share Repurchase Report 8 Approve Granting/Withdrawal of Powers For Against Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO INBURSA SAB DE CV Ticker: GFINBURO Security ID: P4950U165 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO GICSA SA DE CV Ticker: GICSAB Security ID: P5016G108 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Plan For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO HERDEZ SAB DE CV Ticker: HERDEZ Security ID: P4951Q155 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements For For Management 1.2 Approve Audit and Corporate Practices For For Management Committees' Reports 1.3 Approve CEO's Report, Including For For Management Auditor's Report 1.4 Approve Board's Opinion on CEO's Report For For Management 1.5 Approve Report on Principal Policies For For Management and Accounting Criteria Followed in Preparation of Financial Information 1.6 Approve Report on Activities and For For Management Operations Undertaken by Board 2 Approve Allocation of Income and For For Management Dividends of MXN 1.10 per Share 3 Elect or Ratify Directors and Verify For For Management their Independence Classification; Elect or Ratify Secretary and Deputy Secretary 4 Approve Remuneration of Directors, For For Management Secretary, Deputy Secretary and Members of Audit and Corporate Practices Committees 5 Ratify Resolutions Adopted by AGM on For For Management April 25, 2019 and Clarify Current Structure of Share Capital 6 Set Maximum Amount of Share Repurchase For Against Management Reserve at MXN 3.5 Billion 7 Elect or Ratify Chairman of Audit and For For Management Corporate Practices Committees 8 Present Report on Compliance with For For Management Fiscal Obligations 9 Appoint Legal Representatives For For Management 10 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRUPO LALA SAB DE CV Ticker: LALAB Security ID: P49543104 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Board of Directors' Report on For For Management Principal Accounting Policies and Criteria, and Disclosure Policy 1.2 Approve Report on Activities and For For Management Operations Undertaken by Board 1.3 Approve CEO's Report, Auditor's Report For For Management and Board's Opinion on CEO's Report 1.4 Approve Financial Statements For For Management 1.5 Approve Audit and Corporate Practices For For Management Committee's Report 1.6 Approve Report on Acquisition and For For Management Placing of Own Shares 1.7 Approve Report on Adherence to Fiscal For For Management Obligations 2 Approve Allocation of Income For For Management 2.1 Approve Cash Dividends of MXN 0.62 Per For For Management Share 2.2 Set Maximum Amount of Share Repurchase For Against Management Reserve 3 Approve Discharge Board of Directors For For Management and CEO 4.1 Elect Eduardo Tricio Haro as Board For For Management Chairman 4.2 Elect Juan Carlos Larrinaga Sosa as For For Management Director 4.3 Elect Marcelo Fulgencio Gomez Ganem as For For Management Director 4.4 Elect Jose Manuel Tricio Cerro as For For Management Director 4.5 Elect Arquimedes Adriano Celis Ordaz For For Management as Director 4.6 Elect Rafael Robles Miaja as Director For For Management 4.7 Elect Pablo Roberto Gonzalez Guajardo For For Management as Director 4.8 Elect Blanca Avelina Trevino de Vega For For Management as Director 4.9 Elect Carlos Antonio Danel Cendoya as For For Management Director 4.10 Elect Andres Gutierrez Fernandez as For For Management Secretary Non-Member of Board 4.11 Elect Rafael Robles Miaja as Chairman For For Management of Audit and Corporate Practices Committee 4.12 Elect Pablo Roberto Gonzalez Guajardo For For Management as Member of Audit and Corporate Practices Committee 4.13 Elect Blanca Avelina Trevino de Vega For For Management as Member of Audit and Corporate Practices Committee 4.14 Elect Carlos Antonio Danel Cendoya as For For Management Member of Audit and Corporate Practices Committee 4.15 Elect Pablo Roberto Gonzalez Guajardo For For Management as Chairman of Compensation Committee 4.16 Elect Eduardo Tricio Haro as Member of For For Management Compensation Committee 4.17 Elect Carlos Antonio Danel Cendoya as For For Management Member of Compensation Committee 5 Approve Corporate Reorganization For For Management 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRUPO MEXICO S.A.B. DE C.V. Ticker: GMEXICOB Security ID: P49538112 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Present Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Approve Policy Related to Acquisition For For Management of Own Shares; Set Aggregate Nominal Amount of Share Repurchase Reserve 5 Approve Discharge of Board of For For Management Directors, Executive Chairman and Board Committees 6 Ratify Auditors For For Management 7 Elect or Ratify Directors; Verify For Against Management Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees 8 Approve Remuneration of Directors and For For Management Members of Board Committees 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO ROTOPLAS SA DE CV Ticker: AGUA Security ID: P49842100 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Reduction of Capital to For For Management Distribute Dividends to Shareholders 4a1 Ratify Carlos Rojas Mota Velasco as For For Management Director 4a2 Ratify Gonzalo Uribe Lebrija as For For Management Director 4a3 Ratify Mario Antonio Romero Orozco as For For Management Director 4a4 Ratify Carlos Rojas Aboumrad as For For Management Director 4a5 Ratify Francisco Jose Gonzalez Gurria For For Management as Director 4a6 Ratify Alfredo Elias Ayub as Director For For Management 4a7 Ratify Pablo Iturbe Fernandez as For For Management Director 4a8 Ratify John G. Sylvia as Director For For Management 4a9 Ratify Francisco Amaury Olsen as For For Management Director 4a10 Ratify Jose Maria Tomas Gonzalez Lorda For For Management as Director 4a11 Ratify Alejandro Aboumrad Gabriel as For For Management Director 4a12 Ratify Luis Fernando Reyes Pacheco as For For Management Director 4a13 Ratify Marina Diaz Ibarra as Director For For Management 4a14 Ratify Jeronimo Marcos Gerard Rivero For For Management as Director 4a15 Ratify Alberto Esteban Arizu as For For Management Director 4b Elect Mauricio Romero Orozco For For Management (Non-Member) as Board Secretary 4c1 Ratify John G. Sylvia as Chairman of For For Management Audit Committee 4c2 Ratify Francisco Amaury Olsen as For For Management Secretary of Audit Committee 4c3 Ratify Jose Maria Tomas Gonzalez Lorda For For Management as Member of Audit Committee 4d1 Ratify Jeronimo Marcos Gerard Rivero For For Management as Chairman of Corporate Practices Committee 4d2 Ratify Luis Fernando Reyes Pacheco as For For Management Secretary of Corporate Practices Committee 4d3 Ratify John G. Sylvia as Member of For For Management Corporate Practices Committee 4e1 Ratify Luis Fernando Reyes Pacheco as For For Management Chairman of Remuneration Committee 4e2 Ratify Jose Maria Tomas Gonzalez Lorda For For Management as Secretary of Remuneration Committee 5 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Compensation Committees 6 Set Maximum Amount of Share Repurchase For Against Management Reserve; Approve Report Related to Acquisition of Own Shares 7 Appoint Legal Representatives For For Management 8 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRUPO SBF SA Ticker: CNTO3 Security ID: P49796108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Ratify and Approve Remuneration of For Against Management Company's Management for 2019-2020 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- GRUPO SER EDUCACIONAL SA Ticker: SEER3 Security ID: P8T84T100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Capital Budget For For Management 4 Fix Number of Directors at Six For For Management 5 Approve Classification of Herbert For For Management Steinberg, Flavio Cesar Maia Luz and Sidney Levy as Independent Directors 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Janguie Bezerra Diniz as Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Muniz Barreto as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Janyo Janguie Bezerra Diniz as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Herbert Steinberg as Independent Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Cesar Maia Luz as Independent Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Sidney Levy as Independent Director 10 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13.1 Elect Fernando Eduardo Ramos dos For Abstain Management Santos as Fiscal Council Member and Antonio Carlos Moreira Ventura as Alternate 13.2 Elect Nazareno Habib Ouvidor Bichara For Abstain Management as Fiscal Council Member and Francisco de Assis Gomes Silva as Alternate 14 Elect Reginaldo Ferreira Alexandre as None For Shareholder Fiscal Council Member and Walter Luis Bernardes Albertoni as Alternate Appointed by Minority Shareholder 15 Approve Remuneration of Company's For Against Management Management and Fiscal Council 16 As an Ordinary Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 17 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- GRUPO SER EDUCACIONAL SA Ticker: SEER3 Security ID: P8T84T100 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Share Capital 2 Consolidate Bylaws For For Management 3 Ratify Interim Dividends For For Management 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- GRUPO TELEVISA SAB Ticker: TLEVISACPO Security ID: P4987V137 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees 2 Present Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4.1 Set Aggregate Nominal Amount of Share For Against Management Repurchase Reserve 4.2 Receive Report on Policies and Board's For For Management Decisions on Share Repurchase and Sale of Treasury Shares 5 Elect or Ratify Members of Board, For Against Management Secretary and Other Officers 6 Elect or Ratify Members of Executive For Against Management Committee 7 Elect or Ratify Chairman of Audit For Against Management Committee 8 Elect or Ratify Chairman of Corporate For Against Management Practices Committee 9 Approve Remuneration of Board Members, For For Management Executive, Audit and Corporate Practices Committees, and Secretaries 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GT CAPITAL HOLDINGS, INC. Ticker: GTCAP Security ID: Y29045104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Annual For For Management Stockholders' Meeting Held on May 8, 2019 2 Approve Annual Report for the Year 2019 For For Management 3 Ratify All Acts and Resolutions of the For For Management Board of Directors, Executive Committee and Management from the Date of the Last Annual Stockholders' Meeting up to Date of This Meeting 4 Appoint External Auditors For For Management 5 Amend Article Second of its Articles For For Management of Incorporation 6.1 Elect Arthur Vy Ty as Director For For Management 6.2 Elect Francisco C. Sebastian as For For Management Director 6.3 Elect Alfred Vy Ty as Director For Withhold Management 6.4 Elect Carmelo Maria Luza Bautista as For For Management Director 6.5 Elect David T. Go as Director For For Management 6.6 Elect Regis V. Puno as Director For For Management 6.7 Elect Alesandra T. Ty as Director For For Management 6.8 Elect Jaime Miguel G. Belmonte, Jr. as For For Management Director 6.9 Elect Wilfredo A. Paras as Director For For Management 6.10 Elect Renato C. Valencia as Director For For Management 6.11 Elect Rene J. Buenaventura as Director For For Management -------------------------------------------------------------------------------- GUANGDONG ADVERTISING GROUP CO. LTD. Ticker: 002400 Security ID: Y2924R102 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Daily Related-party For For Management Transaction with Shengguang Bobaotang Integrated Marketing Co., Ltd. 1.2 Approve Daily Related-party For For Management Transaction with Zhuhai Guangxing Meida Culture Media Co., Ltd. 1.3 Approve Daily Related-party For For Management Transaction with Shengguang Polymer (Beijing) Digital Technology Co., Ltd. 1.4 Approve Daily Related-party For For Management Transaction with Guangdong Guangying Industry Co., Ltd. 1.5 Approve Daily Related-party For For Management Transaction with Zhuhai Shengguang Cool Media Co., Ltd. 1.6 Approve Daily Related-party For For Management Transaction with Zhuhai Shengguang Zhongshuo Digital Marketing Co., Ltd. 1.7 Approve Daily Related-party For For Management Transaction with Zhuhai Shengguang Shengshi Experience Marketing Co., Ltd. 1.8 Approve Daily Related-party For For Management Transaction with Zhuhai Shengguang Nasibo Newspapers Advertising Co., Ltd. 1.9 Approve Daily Related-party For For Management Transaction with Shenzhen Eastcom Times Information Technology Co., Ltd. 1.10 Approve Daily Related-party For For Management Transaction with Guangdong Zhujiang Bridge Biotechnology Co., Ltd. 1.11 Approve Daily Related-party For For Management Transaction with Asatsu-DK, Inc. 1.12 Approve Daily Related-party For For Management Transaction with Guangzhou Mengjie Baby Blue Door Digital Commercial Co., Ltd. 1.13 Approve Daily Related-party For For Management Transaction with Shengguang Hanwei (Shanghai) Advertising Co., Ltd. 1.14 Approve Daily Related-party For For Management Transaction with Beijing Shengguang Sunlight Media Co., Ltd. 1.15 Approve Daily Related-party For For Management Transaction with Hebao Entertainment Group Co., Ltd. 1.16 Approve Daily Related-party For For Management Transaction with Guangzhou Kaihe Technology Co., Ltd. 1.17 Approve Daily Related-party For For Management Transaction with Guangdong Guangfo Rail Transit Co., Ltd. 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- GUANGDONG ADVERTISING GROUP CO. LTD. Ticker: 002400 Security ID: Y2924R102 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Dianlong as Non-Independent For For Management Director 1.2 Elect He Bin as Non-Independent For For Management Director 1.3 Elect Liao Hao as Non-Independent For For Management Director 1.4 Elect Zhou Xu as Non-Independent For For Management Director 1.5 Elect Yang Yuanzheng as For For Management Non-Independent Director 1.6 Elect Xie Jingyun as Non-Independent For For Management Director 2.1 Elect Huang Shengmin as Independent For For Management Director 2.2 Elect Liang Danni as Independent For For Management Director 2.3 Elect Liang Tongying as Independent For For Management Director 3.1 Elect Hu Zhennan as Supervisor For For Management 3.2 Elect Zhang Lei as Supervisor For For Management 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG ADVERTISING GROUP CO. LTD. Ticker: 002400 Security ID: Y2924R102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7.1 Approve Remuneration of Chen Dianlong For For Management 7.2 Approve Remuneration of He Bin For For Management 7.3 Approve Remuneration of Liao Hao For For Management 7.4 Approve Remuneration of Zhou Xu For For Management 7.5 Approve Remuneration of Yang Yuanzheng For For Management 7.6 Approve Remuneration of Huang Shengmin For For Management 7.7 Approve Remuneration of Liang Tongying For For Management 7.8 Approve Remuneration of Liang Danni For For Management 7.9 Approve Remuneration of Hu Zhennan For For Management 7.10 Approve Remuneration of Lv Yafei For For Management 8.1 Approve Daily Related Party For For Management Transaction with Hakuhodo Co., Ltd. 8.2 Approve Daily Related Party For For Management Transaction with Guangdong Guangdai Sibo News Hall Advertising Co., Ltd. 8.3 Approve Daily Related Party For For Management Transaction with Zhuhai Guangxing Meida Cultural Media Co., Ltd. 8.4 Approve Daily Related Party For For Management Transaction with Digi GIMC (Beijing) Co., Ltd. 8.5 Approve Daily Related Party For For Management Transaction with Zhuhai Shengguang Shengshi Experience Marketing Co., Ltd. 8.6 Approve Daily Related Party For For Management Transaction with Guangzhou Duochu E-Commerce Media Co., Ltd. 8.7 Approve Daily Related Party For For Management Transaction with Guangdong Film Industry Co., Ltd. 8.8 Approve Daily Related Party For For Management Transaction with Zhuhai Bonasi Brand Management Consulting Co., Ltd. 8.9 Approve Daily Related Party For For Management Transaction with Zhuhai Guangna Sibo Baotang Advertising Co., Ltd. 8.10 Approve Daily Related Party For For Management Transaction with Guangzhou Kaihe Technology Co., Ltd. 8.11 Approve Daily Related Party For For Management Transaction with Zhuhai Guangkaiku Media Co., Ltd. 8.12 Approve Daily Related Party For For Management Transaction with Zhuhai Shengguang Zhongshuo Digital Marketing Co., Ltd. 8.13 Approve Daily Related Party For For Management Transaction with Shenzhen Dongxin Shidai Information Technology Co., Ltd. 8.14 Approve Daily Related Party For For Management Transaction with Guangdong Zhujiang Bridge Biotechnology Co., Ltd. 8.15 Approve Daily Related Party For For Management Transaction with ADK MARKETING SOLUTIONS 8.16 Approve Daily Related Party For For Management Transaction with Guangzhou Mengjie Baobei Lanmen Digital Commercial Co., Ltd. 8.17 Approve Daily Related Party For For Management Transaction with Shengguang Hanwei (Shanghai) Advertising Co., Ltd. 8.18 Approve Daily Related Party For For Management Transaction with Shenzhen Taibo New Media Marketing Co., Ltd. 8.19 Approve Daily Related Party For For Management Transaction with Beijing Shengguang Yangguang Media Co., Ltd. 8.20 Approve Daily Related Party For For Management Transaction with Guangdong Guangxin Holding Group Co., Ltd. 8.21 Approve Daily Related Party For For Management Transaction with Guangdong Guangfu Rail Transit Co., Ltd. 8.22 Approve Daily Related Party For For Management Transaction with Hebao Entertainment Group Co., Ltd. 8.23 Approve Daily Related Party For For Management Transaction with Shanghai Kaida Advertising Co., Ltd. 8.24 Approve Daily Related Party For For Management Transaction with Guangzhou Zhongmao Advertising Co., Ltd. 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Approve Use of Funds to Replenish For For Management Working Capital 14 Approve Application of Credit Lines For For Management 15 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- GUANGDONG ANJUBAO DIGITAL TECHNOLOGY CO., LTD. Ticker: 300155 Security ID: Y2927S107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Appointment of Auditor For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of For For Management Non-Independent Directors 7 Approve Remuneration of Supervisors For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Report of the Board of For For Management Supervisors 10 Approve Provision for Asset Impairment For For Management 11 Approve Company's Eligibility for For For Management Private Placement of Shares 12.1 Approve Share Type and Par Value For For Management 12.2 Approve Issue Manner and Time For For Management 12.3 Approve Target Subscribers and For For Management Subscription Method 12.4 Approve Pricing Reference Date, For For Management Pricing Principles and Issue Price 12.5 Approve Issue Scale For For Management 12.6 Approve Lock-up Period For For Management 12.7 Approve Amount and Use of Proceeds For For Management 12.8 Approve Distribution of Cumulative For For Management Distributed Earnings 12.9 Approve Resolution Validity Period For For Management 12.10 Approve Listing Exchange For For Management 13 Approve Plan for Private Placement of For For Management New Shares 14 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Shareholder Return Plan For For Management 17 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG BAOLIHUA NEW ENERGY STOCK CO., LTD. Ticker: 000690 Security ID: Y2921Q107 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplementary For For Management Agreement and Announcement of Waiver of Related Rights Related Transactions -------------------------------------------------------------------------------- GUANGDONG BAOLIHUA NEW ENERGY STOCK CO., LTD. Ticker: 000690 Security ID: Y2921Q107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Profit Distribution 4 Approve Business Plan For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Provision of Guarantee for Short-term Financing 8 Approve Related Party Transactions in For For Management Connection with Deposit and Settlement Business -------------------------------------------------------------------------------- GUANGDONG CHAOHUA TECHNOLOGY CO., LTD. Ticker: 002288 Security ID: Y2924N101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Guarantee For Against Management 6 Approve Financing Application For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transactions in For For Management Connection with Deposit, Settlement and Integrated Credit Business 9 Approve Shareholder Return Plan For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Working System for Independent For For Management Directors 14 Amend Management System of Raised Funds For For Management 15 Approve Termination of Private For For Management Placement of Shares and Withdraw Application Documents 16 Approve Report of the Board of For For Management Supervisors 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUANGDONG DELIAN GROUP CO., LTD. Ticker: 002666 Security ID: Y2925B106 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGDONG DELIAN GROUP CO., LTD. Ticker: 002666 Security ID: Y2925B106 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee to For For Management Dezhong Trading (Hong Kong) Co., Ltd. 3 Approve Provision of Guarantee to For For Management Changchun Junyao Automobile Trading Co. , Ltd. 4 Approve Provision of Guarantee to For For Management Dalian Junde Automobile Sales Service Co., Ltd. 5 Approve Provision of Guarantee to For For Management Shenyang Dechi Auto Sales & Service Co. , Ltd. 6 Approve Provision of Guarantee to For For Management Changchun Junde Automobile Sales & Service Co., Ltd. -------------------------------------------------------------------------------- GUANGDONG DELIAN GROUP CO., LTD. Ticker: 002666 Security ID: Y2925B106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Adjustment on Implementation For For Management Manner and Scale of Raised Funds Projects as well as Change in Use of Raised Funds 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line Application For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- GUANGDONG DONGFANG PRECISION SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002611 Security ID: Y2924Z104 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Major Asset For For Management Disposal Complies with Relevant Laws and Regulations 2.1 Approve Manner of this Transaction For For Management 2.2 Approve Target Assets and Transaction For For Management Parties 2.3 Approve Pricing Basis and Transaction For For Management Consideration 2.4 Approve Payment of Transaction For For Management Consideration 2.5 Approve Transitional Profit or Loss For For Management Arrangement 2.6 Approve Delivery Arrangements For For Management 2.7 Approve Personnel and Labor For For Management Relationship Arrangements 2.8 Approve Breach of Contract and For For Management Liability 2.9 Approve Resolution Validity Period For For Management 3 Approve Draft Report and Summary on For For Management Major Asset Disposal 4 Approve Transaction Does Not For For Management Constitute as Related-party Transaction 5 Approve Signing of Equity Transfer For For Management Agreement 6 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Does Not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies in Connection to Restructuring Listing 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Authorization of the Board to For For Management Handle All Matters Related to Major Asset Disposal 14 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Articles 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 15 Approve the Relevant Entities of this For For Management Transaction are not allowed to Participate in Major Asset Reorganizations of Listed Companies 16 Approve the Company Reached a Solution For For Management on Performance Compensation Disputes and Performance Compensation Obligations and Signing of Agreements 17 Approve Targeted Repurchase of For For Management Performance Commitment for Compensation Shares 18 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG DONGFANG PRECISION SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002611 Security ID: Y2924Z104 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Termination of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Permanently Replenish Working Capital 5 Approve Amendments to Articles of For Against Management Association 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGDONG DONGFANG PRECISION SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002611 Security ID: Y2924Z104 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds for For For Management Securities Investment 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUANGDONG DONGFANG PRECISION SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002611 Security ID: Y2924Z104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve to Appoint Auditor For For Management 9 Approve Application for Lifting the For For Shareholder Restrictions on Sale of Shares 10 Approve Exemption on Fulfillment of For For Shareholder Commitment -------------------------------------------------------------------------------- GUANGDONG DONGFANG PRECISION SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002611 Security ID: Y2924Z104 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2.1 Approve Purpose For For Shareholder 2.2 Approve Manner of Share Repurchase For For Shareholder 2.3 Approve Repurchase Price Limit For For Shareholder 2.4 Approve Total Capital Used for the For For Shareholder Share Repurchase 2.5 Approve Number and Proportion of the For For Shareholder Total Share Repurchase 2.6 Approve the Usage of the Shares to Be For For Shareholder Repurchased 2.7 Approve Implementation Period For For Shareholder 2.8 Approve Resolution Validity Period For For Shareholder 3 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG DOWSTONE TECHNOLOGY CO., LTD. Ticker: 300409 Security ID: Y2925Z103 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Determination Basis and Scope For For Management of Incentive Objects 1.2 Approve Source, Quantity and For For Management Distribution of Stock Options 1.3 Approve Validity Period of the For For Management Incentive Plan, Grant Date, Waiting Period, Exercisable Date and Lock-up Period 1.4 Approve Exercise Price of Stock For For Management Options and Determination Method of Exercise Price 1.5 Approve Grant and Exercise Conditions For For Management of Stock Options 1.6 Approve Adjustment Method and For For Management Procedure of Stock Option Incentive Plan 1.7 Approve Accounting Treatment For For Management 1.8 Approve Procedures for Implementing For For Management Stock Option Incentive Plans 1.9 Approve Companies and Incentives' For For Management Respective Rights and Obligations 1.10 Approve Dealing with Company and For For Management Incentive Objects 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG DOWSTONE TECHNOLOGY CO., LTD. Ticker: 300409 Security ID: Y2925Z103 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Pricinples 2.5 Approve Issue Scale For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholder and Ultimate Controlling Shareholder Regarding Counter-dilution Measures in Connection to the Private Placement 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUANGDONG DOWSTONE TECHNOLOGY CO., LTD. Ticker: 300409 Security ID: Y2925Z103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Application For For Management 8 Approve Remuneration and Assessment For For Management Plan of Directors, Supervisors and Senior Management Members 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGDONG DYNAVOLT RENEWABLE ENERGY TECHNOLOGY CO., LTD. Ticker: 002684 Security ID: Y2925K106 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E102 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Mao Qinghan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E110 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Mao Qinghan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E102 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Amount For For Management 1.2 Approve Issuance Method For For Management 1.3 Approve Bond Maturity For For Management 1.4 Approve Use of Proceeds For For Management 1.5 Approve Listing Exchange For For Management 1.6 Approve Guarantee Terms For For Management 1.7 Approve Resolution Validity Period For For Management 1.8 Approve Authorization of Board to For For Management Handle All Related Matters 1.9 Approve Safeguard Measures for Debt For For Management Repayment 2.1 Approve Issue Scale For For Management 2.2 Approve Placing Arrangements for For For Management Shareholders 2.3 Approve Bond Maturity For For Management 2.4 Approve Use of Proceeds For For Management 2.5 Approve Listing Exchange For For Management 2.6 Approve Issuance Price For For Management 2.7 Approve Bond Type and Hosting Method For For Management 2.8 Approve Guarantee Terms For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Bond Interest and Method of For For Management Principal Repayment and Interest Payment 2.11 Approve Renewal Option for Issuer For For Management 2.12 Approve Deferred Payment of Interests For For Management 2.13 Approve Compulsory Interest Payment For For Management 2.14 Approve Deferred Interests Restrictions For For Management 2.15 Approve Issuance Method For For Management 2.16 Approve Underwriting Method and For For Management Listing Arrangements 2.17 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E110 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Amount For For Management 1.2 Approve Issuance Method For For Management 1.3 Approve Bond Maturity For For Management 1.4 Approve Use of Proceeds For For Management 1.5 Approve Listing Exchange For For Management 1.6 Approve Guarantee Terms For For Management 1.7 Approve Resolution Validity Period For For Management 1.8 Approve Authorization of Board to For For Management Handle All Related Matters 1.9 Approve Safeguard Measures for Debt For For Management Repayment 2.1 Approve Issue Scale For For Management 2.2 Approve Placing Arrangements for For For Management Shareholders 2.3 Approve Bond Maturity For For Management 2.4 Approve Use of Proceeds For For Management 2.5 Approve Listing Exchange For For Management 2.6 Approve Issuance Price For For Management 2.7 Approve Bond Type and Hosting Method For For Management 2.8 Approve Guarantee Terms For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Bond Interest and Method of For For Management Principal Repayment and Interest Payment 2.11 Approve Renewal Option for Issuer For For Management 2.12 Approve Deferred Payment of Interests For For Management 2.13 Approve Compulsory Interest Payment For For Management 2.14 Approve Deferred Interests Restrictions For For Management 2.15 Approve Issuance Method For For Management 2.16 Approve Underwriting Method and For For Management Listing Arrangements 2.17 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E102 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Baobing as Non-Independent For For Shareholder Director 2.1 Elect Shi Yan as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E110 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Baobing as Non-Independent For For Shareholder Director 2.1 Elect Shi Yan as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E102 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Signing of Financial Services For For Management Framework Agreement 3 Approve Signing of Financial Lease For For Management Cooperation Framework Agreement 4 Approve Signing of Insurance and Risk For For Management Management Services Cooperation Framework Agreement 5 Approve Issuance of Super Short-term For For Management Commercial Papers 6 Approve Signing of Withdrawal of For For Management State-owned Land Use Right Agreement -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E110 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Signing of Financial Services For For Management Framework Agreement 3 Approve Signing of Financial Lease For For Management Cooperation Framework Agreement 4 Approve Signing of Insurance and Risk For For Management Management Services Cooperation Framework Agreement 5 Approve Issuance of Super Short-term For For Management Commercial Papers 6 Approve Signing of Withdrawal of For For Management State-owned Land Use Right Agreement -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the General Manager For For Management 3 Approve Financial Statements For For Management 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E110 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the General Manager For For Management 3 Approve Financial Statements For For Management 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- GUANGDONG ELLINGTON ELECTRONICS TECHNOLOGY CO., LTD. Ticker: 603328 Security ID: Y2923F109 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GUANGDONG ELLINGTON ELECTRONICS TECHNOLOGY CO., LTD. Ticker: 603328 Security ID: Y2923F109 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Approve Allowance of Independent For For Management Directors 4 Amend Remuneration Management System For For Management for Directors, Supervisors and Senior Managers 5 Elect Chen Surong as Supervisor For For Shareholder 6.1 Elect Li Yongqiang as Non-independent For For Management Director 6.2 Elect Li Yongsheng as Non-independent For For Management Director 6.3 Elect Li Mingjun as Non-independent For For Management Director 6.4 Elect Huang Shaoji as Non-independent For For Management Director 6.5 Elect Tang Runguang as Non-independent For For Management Director 7.1 Elect Hu Weihua as Independent Director For For Management 7.2 Elect Liang Muchun as Independent For For Management Director 7.3 Elect Deng Chunchi as Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG ELLINGTON ELECTRONICS TECHNOLOGY CO., LTD. Ticker: 603328 Security ID: Y2923F109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Shareholder Return Plan For For Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Amend Open Information Disclosure For For Management Management System -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Transfer of Equity For For Management of Netron Soft-Tech (Zhuahi) Co., Ltd. -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Xianghe Industrial Park High-end Capacitor Base Project -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Issuance of Super Short-term For For Management Commercial Papers and Medium-term Notes 8 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Jing as Non-Independent For For Management Director 2 Approve Adjustment to Allowance of For For Management Independent Directors 3 Elect Wang Xuehua as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG GOLDEN DRAGON DEVELOPMENT, INC. Ticker: 000712 Security ID: Y2926P104 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application to Ping An For Did Not Vote Management Bank 2 Approve Loan Application to Dongguan For Did Not Vote Management Trust Co., Ltd. -------------------------------------------------------------------------------- GUANGDONG GOLDEN DRAGON DEVELOPMENT, INC. Ticker: 000712 Security ID: Y2926P104 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For Did Not Vote Management Application to Guangdong Huaxing Bank Co., Ltd. 2 Approve Loan Application to China For Did Not Vote Management Resources Shenzhen International Trust 3 Approve Loan and Related Party For Did Not Vote Management Transactions -------------------------------------------------------------------------------- GUANGDONG GOLDEN DRAGON DEVELOPMENT, INC. Ticker: 000712 Security ID: Y2926P104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Remuneration of Independent For For Management Directors 9 Elect Wang Tianguang as For For Management Non-independent Director -------------------------------------------------------------------------------- GUANGDONG GOWORLD CO., LTD. Ticker: 000823 Security ID: Y2924G106 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Public Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Regarding Bondholders For For Management Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Safekeeping of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Rules and Procedures Regarding For For Management the Meeting of the Convertible Bondholders -------------------------------------------------------------------------------- GUANGDONG GOWORLD CO., LTD. Ticker: 000823 Security ID: Y2924G106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Bank Credit Line Application of Subsidiary 2 Approve Provision of Guarantee for For For Management Finance Lease of Subsidiary -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Guarantee For For Management 2 Approve Accounts Receivable Factoring For For Management and Guarantee Provision -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: FEB 06, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management 2 Approve Credit Line Bank Application For Did Not Vote Management and Related Guarantee 3 Approve Credit Line Bank Application For Did Not Vote Management by Subsidiary and Provision of Guarantee 4 Approve Participation in Auction for For Did Not Vote Management Equity Acquisition 5 Approve Use of Idle Funds for Cash For Did Not Vote Management Management -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Proceeds 7 Approve Guarantee Provision Plan For For Management 8 Approve Extension of Resolution For For Management Validity Period in Connection to the Convertible Bond Issuance 9 Approve Extension of Authorization of For For Management Board to Handle All Matters Related to the Convertible Bond Issuance -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Asset Acquisition 2.1 Approve Transaction Parties For For Management 2.2 Approve Transaction Target For For Management 2.3 Approve Transaction Price and Pricing For For Management Basis 2.4 Approve Payment Method For For Management 2.5 Approve Payment Period of Transaction For For Management Consideration 2.6 Approve Profit and Loss Arrangements For For Management During the Transition Period 2.7 Approve Credit and Debt Arrangements For For Management 2.8 Approve Asset Delivery For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve This Transaction Does Not For For Management Constitute as Related-party Transaction 4 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 5 Approve the Notion that the For For Management Transaction Does not Constitute as Backdoor Listing Stated in Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 6 Approve Revised Draft Report and For For Management Summary on Major Asset Acquisition 7 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Articles 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 8 Approve Signing of Conditional For For Management Property Rights Transaction Contract 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Appointment of Agency to For For Management Provide Services for this Transaction 12 Approve Relevant Audit Report, For For Management Evaluation Report and Preparation Review Report 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies of Article 13 -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken on Issuance of Convertible Bonds -------------------------------------------------------------------------------- GUANGDONG GUANGHONG HOLDINGS CO., LTD. Ticker: 000529 Security ID: Y2929V108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GUANGDONG GUANGHONG HOLDINGS CO., LTD. Ticker: 000529 Security ID: Y2929V108 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor 2 Approve Appoint of Internal Control For For Management Auditor -------------------------------------------------------------------------------- GUANGDONG GUANGHONG HOLDINGS CO., LTD. Ticker: 000529 Security ID: Y2929V108 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Provision of Financial For For Management Assistance -------------------------------------------------------------------------------- GUANGDONG GUANGHONG HOLDINGS CO., LTD. Ticker: 000529 Security ID: Y2929V108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves -------------------------------------------------------------------------------- GUANGDONG GUANGHUA SCI-TECH CO., LTD. Ticker: 002741 Security ID: Y2925S109 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment on For For Management Conversion Price of Convertible Bonds -------------------------------------------------------------------------------- GUANGDONG GUANGHUA SCI-TECH CO., LTD. Ticker: 002741 Security ID: Y2925S109 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Hanzhao as Non-Independent For For Management Director 1.2 Elect Zheng Ren as Non-Independent For For Management Director 1.3 Elect Zheng Xia as Non-Independent For For Management Director 1.4 Elect Yang Rongzheng as For For Management Non-Independent Director 1.5 Elect Yang Yingxi as Non-Independent For For Management Director 1.6 Elect Cai Wen as Non-Independent For For Management Director 2.1 Elect Mai Kancheng as Independent For For Management Director 2.2 Elect Xin Yu as Independent Director For For Management 2.3 Elect Wu Yuping as Independent Director For For Management 3.1 Elect Hong Zhaohui as Supervisor For For Shareholder 3.2 Elect Wang Zhiyong as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGDONG GUANGHUA SCI-TECH CO., LTD. Ticker: 002741 Security ID: Y2925S109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve 2019 and 2020 Remuneration of For For Management Directors, Supervisors and Senior Management 6.1 Approve Remuneration of Chen Hanzhao For For Management 6.2 Approve Remuneration of Yang Yingxi For For Management 6.3 Approve Allowance of Independent For For Management Directors 6.4 Approve Remuneration of Chen Hanzhao For For Management 6.5 Approve Remuneration of Yang Yingxi For For Management 6.6 Approve Allowance of Independent For For Management Directors 7 Approve Credit Line Application and For For Management Guarantee Provision -------------------------------------------------------------------------------- GUANGDONG GUANGZHOU DAILY MEDIA CO., LTD. Ticker: 002181 Security ID: Y2924K123 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Qiang as Non-Independent For For Shareholder Director 1.2 Elect Guo Xianjun as Non-Independent For For Shareholder Director 1.3 Elect Li Xiaoping as Non-Independent For For Shareholder Director 1.4 Elect Liu Xiaomei as Non-Independent For For Shareholder Director 1.5 Elect Wu Yu as Non-Independent Director For For Shareholder 1.6 Elect Deng Zhenqiu as Non-Independent For For Shareholder Director 2.1 Elect Li Jun as Independent Director For For Management 2.2 Elect Chen Yugang as Independent For For Management Director 2.3 Elect Yang Biao as Independent Director For For Management 3.1 Elect Sun Zhinan as Supervisor For For Management 3.2 Elect Chu Dewu as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG GUANGZHOU DAILY MEDIA CO., LTD. Ticker: 002181 Security ID: Y2924K123 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Raised Funds For For Management Investment Projects and Use of Raised Funds to Replenish Working Capital 2 Approve Not Acquiring Equity and For For Management Change in Commitment of Controlling Shareholder -------------------------------------------------------------------------------- GUANGDONG GUANGZHOU DAILY MEDIA CO., LTD. Ticker: 002181 Security ID: Y2924K123 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Remuneration of Directors For Against Management -------------------------------------------------------------------------------- GUANGDONG GUANHAO HIGH-TECH CO., LTD. Ticker: 600433 Security ID: Y2924H104 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor 2 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- GUANGDONG GUANHAO HIGH-TECH CO., LTD. Ticker: 600433 Security ID: Y2924H104 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Statements and For Against Management Financial Budget Report 7 Approve Comprehensive Bank Credit Line For For Management Application 8 Approve Guarantee Provision Plan For For Management 9 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- GUANGDONG GUANHAO HIGH-TECH CO., LTD. Ticker: 600433 Security ID: Y2924H104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Provision of Financial Services by Chengtong Finance Co., Ltd. 2 Approve to Appoint Financial Auditor For For Management 3 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xue Hua as Non-Independent For For Management Director 1.2 Elect Xu Yingzhuo as Non-Independent For For Management Director 1.3 Elect Tian Li as Non-Independent For For Management Director 1.4 Elect Cheng Qi as Non-Independent For For Management Director 2.1 Elect Gui Jianfang as Independent For For Management Director 2.2 Elect He Jianguo as Independent For For Management Director 2.3 Elect Liu Yunguo as Independent For For Management Director 3.1 Elect Wang Jing as Supervisor For For Management 3.2 Elect Chen Jia as Supervisor For For Management 4 Approve External Guarantee Provision For For Management 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Amend the Work System of Independent For For Management Directors 9 Amend Management System of Special For For Management Reserves and Use of Raised Funds 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Public Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Bondholders and Bondholders' For For Management Meetings 2.18 Approve Use of Proceeds For For Management 2.19 Approve Raised Funds Deposit Account For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan for Public Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Related Commitment 7 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Use of Own Funds to Purchase For For Management Financial Products 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management 2 Approve Application of Comprehensive For For Management Bank Credit Lines 3 Approve Development of Hedging Business For For Management 4 Amend Special Reserve and Use For For Management Management System of Raised Funds 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Board of For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Approve Financial Statements For For Management 9 Approve Profit Distribution For For Management 10 Approve Related Party Transaction For For Management 11 Approve Repurchase Cancellation of For For Management Performance Shares 12 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management -------------------------------------------------------------------------------- GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD. Ticker: 600673 Security ID: Y13066108 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD. Ticker: 600673 Security ID: Y13066108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Asset by For For Management Controlled Subsidiary -------------------------------------------------------------------------------- GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD. Ticker: 600673 Security ID: Y13066108 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Bond Name For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate and Method For For Management of Determination 2.6 Approve Payment Manner of Capital and For For Management Interest 2.7 Approve Issue Manner For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Transfer of Bonds For For Management 2.11 Approve Underwriting Manner For For Management 2.12 Approve Resolution Validity Period For For Management 2.13 Approve Safeguard Measures of Debts For For Management Repayment 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD. Ticker: 600673 Security ID: Y13066108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve Related-party Transaction For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Provision of Guarantee For Against Management 10 Approve Bill Pool Business For Against Management 11 Approve Shareholder Return Plan For For Management 12.1 Elect Qin Jiwei as Independent Director For For Management 12.2 Elect Fu Hailiang as Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG HIGHSUN GROUP CO., LTD. Ticker: 000861 Security ID: Y5825W104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG HIGHSUN GROUP CO., LTD. Ticker: 000861 Security ID: Y5825W104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG HONGDA BLASTING CO., LTD. Ticker: 002683 Security ID: Y2925L104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Approve to Appoint Auditor For For Management 4.1 Elect Zheng Bingxu as Non-independent For For Management Director 4.2 Elect Wang Yongqing as Non-independent For For Management Director 4.3 Elect Fang Jianning as Non-independent For For Management Director 4.4 Elect Pan Yuanzhou as Non-independent For For Management Director 4.5 Elect Wu Tao as Non-independent For For Management Director 4.6 Elect Zheng Mingchai as For For Management Non-independent Director 5.1 Elect Qiu Guanzhou as Independent For For Management Director 5.2 Elect Wu Baolin as Independent Director For For Management 5.3 Elect Xie Qing as Independent Director For For Management 6.1 Elect Lin Jie as Supervisor For For Management 6.2 Elect Ma Yinghua as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG HONGDA BLASTING CO., LTD. Ticker: 002683 Security ID: Y2925L104 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issuance Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Price Reference Date, Issue For For Management Price and Pricing Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Intended Usage of For For Management Raised Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Verification Report on the For For Management Usage of Previously Raised Funds 7 Approve Signing of Conditional Share For For Management Subscription Agreement 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUANGDONG HONGDA BLASTING CO., LTD. Ticker: 002683 Security ID: Y2925L104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Financial Budget Plan For Did Not Vote Management 7 Approve Application of Credit Lines For Did Not Vote Management 8 Approve Provision of Guarantee For Did Not Vote Management 9 Approve Use of Idle Funds to Purchase For Did Not Vote Management Financial Products -------------------------------------------------------------------------------- GUANGDONG HUATIE TONGDA HIGH-SPEED RAILWAY EQUIPMENT CORP. Ticker: 000976 Security ID: Y2931H105 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Authorization of the Board on For For Management Equity Acquisition 3 Approve Application for Merger and For For Management Acquisition Loan -------------------------------------------------------------------------------- GUANGDONG HUATIE TONGDA HIGH-SPEED RAILWAY EQUIPMENT CORP. Ticker: 000976 Security ID: Y2931H105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Amendments to Articles of For For Management Association 3 Approve Additional Comprehensive For For Management Credit Line Application and Guarantee -------------------------------------------------------------------------------- GUANGDONG HUATIE TONGDA HIGH-SPEED RAILWAY EQUIPMENT CORP. Ticker: 000976 Security ID: Y2931H105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line Bank For For Management Application 7 Approve External Guarantee Plan For For Management 8 Amend Articles of Association For For Management 9.1 Elect Xuan Ruiguo as Non-Independent For For Shareholder Director 9.2 Elect Shi Songshan as Non-Independent For For Shareholder Director 9.3 Elect Wang Chengwei as Non-Independent For For Shareholder Director 9.4 Elect Yang Yonglin as Non-Independent For For Shareholder Director 9.5 Elect Han Wenlin as Non-Independent For For Shareholder Director 9.6 Elect Liao Yanming as Non-Independent For For Shareholder Director 10.1 Elect Wang Taiwen as Independent For For Shareholder Director 10.2 Elect Sun Xiyun as Independent Director For For Shareholder 10.3 Elect Yuan Jiangang as Independent For For Shareholder Director 11.1 Elect Duan Ying as Supervisor For For Shareholder 11.2 Elect Chen Weiqi as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGDONG INVESTMENT LIMITED Ticker: 270 Security ID: Y2929L100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Wailin as Director For For Management 3.2 Elect Lin Tiejun as Director For For Management 3.3 Elect Tsang Hon Nam as Director For For Management 3.4 Elect Zhao Chunxiao as Director For For Management 3.5 Elect Fung Daniel Richard as Director For For Management 3.6 Elect Cheng Mo Chi, Moses as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GUANGDONG JANUS INTELLIGENT GROUP CORP. LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- GUANGDONG JANUS INTELLIGENT GROUP CORP. LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Adjustment to Allowance of For For Management Independent Directors 4 Approve Provision of Pledge Guarantee For For Management 5.1 Elect Xia Jun as Non-Independent For For Management Director 5.2 Elect Wang Jian as Non-Independent For For Management Director 5.3 Elect Cai Wanfeng as Non-Independent For For Management Director 6.1 Elect Pan Xiuling as Independent For For Management Director 6.2 Elect Wang Chengyi as Independent For For Management Director 7.1 Elect Wang Qiong as Supervisor For For Management 7.2 Elect Xia Jiping as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG JANUS INTELLIGENT GROUP CORP. LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Method 2.4 Approve Pricing Reference Date For For Management 2.5 Approve Issue Price and Pricing Manner For For Management 2.6 Approve Issue Scale and Subscription For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Amount and Usage of Raised For For Management Funds 2.10 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Signing of Conditional For For Management Subscription Agreement with Specific Parties 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Commitment from Directors, For For Management Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUANGDONG JANUS INTELLIGENT GROUP CORP. LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Guarantee 2 Approve Provision of Guarantee for For For Management Clients and Provision of Performance Guarantee for Subsidiary 3 Approve Related Party Transactions and For For Management Guarantee 4 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- GUANGDONG JANUS INTELLIGENT GROUP CORP. LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Pricing Reference Date For For Management 2.5 Approve Issue Price and Pricing Basis For For Management 2.6 Approve Issue Scale and Subscription For For Management Situation 2.7 Approve Restriction Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Amount and Usage of Raised For For Management Funds 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Conditional Share Subscription For For Management Agreement with Specific Parties and Termination of Contract 7.1 Approve Signing of Strategic For For Management Cooperation Agreement with Li Ming 7.2 Approve Signing of Strategic For For Management Cooperation Agreement with Xinjiang Glory Innovation Equity Investment Partnership (Limited Partnership) 8 Approve Related Party Transactions in For For Management Connection to Private Placement 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement -------------------------------------------------------------------------------- GUANGDONG JANUS INTELLIGENT GROUP CORP. LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Consumer Electronics Precision For For Management Structural Parts Business Integration and Implementation of Debt Restructuring 8 Approve Provision of Guarantee For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUANGDONG JANUS INTELLIGENT GROUP CORP. LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Securities Abbreviation 2 Approve Operating Lease Business For For Management 3 Approve Implementation of For For Management Debt-to-Equity Swap and Waiver of Pre-emptive Right 4 Approve Amendments to Articles of For For Management Association 5 Approve Change in Accounting Estimates For For Shareholder -------------------------------------------------------------------------------- GUANGDONG KINLONG HARDWARE PRODUCTS CO., LTD. Ticker: 002791 Security ID: Y29347104 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Phase 1 Employee Share For For Management Purchase Plan (Draft) and Summary 2 Approve Management System of Phase 1 For For Management Employee Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Phase 1 Employee Share Purchase Plan -------------------------------------------------------------------------------- GUANGDONG KINLONG HARDWARE PRODUCTS CO., LTD. Ticker: 002791 Security ID: Y29347104 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG KINLONG HARDWARE PRODUCTS CO., LTD. Ticker: 002791 Security ID: Y29347104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Change in Business Scope and For For Management Amend Articles of Association 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Guarantee Provision for For For Management Comprehensive Credit Line Bank Application 11 Approve Supplementing Guarantee For For Shareholder Provision -------------------------------------------------------------------------------- GUANGDONG MARUBI BIOTECHNOLOGY CO., LTD. Ticker: 603983 Security ID: Y292AB100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Elect Liang Huanqiu as Supervisor For For Management 2.2 Elect Chen Jiayang as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG MARUBI BIOTECHNOLOGY CO., LTD. Ticker: 603983 Security ID: Y292AB100 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Hanji as Non-Independent For For Management Director 2 Approve Use of Raised Funds for For For Management Capital Injection for the Implementation of Fund Raising Project 3 Approve Use of Idle Own Funds to For For Management Conduct Entrusted Asset Management -------------------------------------------------------------------------------- GUANGDONG MARUBI BIOTECHNOLOGY CO., LTD. Ticker: 603983 Security ID: Y292AB100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG MEIYAN JIXIANG HYDROPOWER CO., LTD. Ticker: 600868 Security ID: Y2929U100 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Qiwen as Non-Independent For For Management Director 2 Elect Yang Hui as Non-Independent For For Management Director 3 Elect Ni Jieyun as Independent Director For For Management 4 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- GUANGDONG MEIYAN JIXIANG HYDROPOWER CO., LTD. Ticker: 600868 Security ID: Y2929U100 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Annual Report For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve Appointment of Auditor For For Shareholder -------------------------------------------------------------------------------- GUANGDONG MINGZHU GROUP CO., LTD. Ticker: 600382 Security ID: Y2930F100 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Poverty Alleviation Budget For For Management 2 Approve Changes in Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- GUANGDONG MINGZHU GROUP CO., LTD. Ticker: 600382 Security ID: Y2930F100 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Huashi as Independent Director For For Management -------------------------------------------------------------------------------- GUANGDONG MINGZHU GROUP CO., LTD. Ticker: 600382 Security ID: Y2930F100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Change of Auditor For For Management 7 Approve Report of the Board of For For Management Independent Directors -------------------------------------------------------------------------------- GUANGDONG NO.2 HYDROPOWER ENGINEERING CO., LTD. Ticker: 002060 Security ID: Y29310110 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in PPP Project For For Management 2 Approve Guarantee Provision to For For Management Xinjiang Yueshui Power Energy Co., Ltd. 3 Approve Guarantee Provision to For For Management Xinjiang Huarong New Energy Co., Ltd. 4 Approve Guarantee from Yangjiang For For Management Yueshui Hydropower Transportation Construction Investment Co., Ltd. 5 Approve Dissolution of Fuding Fuyue For For Management Investment Co., Ltd. 6 Approve Purchase of Construction For For Management Equipment -------------------------------------------------------------------------------- GUANGDONG NO.2 HYDROPOWER ENGINEERING CO., LTD. Ticker: 002060 Security ID: Y29310110 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Remuneration For For Management Management System for Directors and Senior Management Members 2 Approve Investment in the Construction For For Management of Wujiaqu Guangdong Hydropower Sixth Division North Tashan 50MWp Photovoltaic Power Generation Project 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUANGDONG NO.2 HYDROPOWER ENGINEERING CO., LTD. Ticker: 002060 Security ID: Y29310110 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Investment in the For For Management Construction of PPP Transformation Project 2 Approve Leasing 2 Sets of 9100 Shield For For Management Construction Equipment 3 Approve Leasing 4 Sets of 6680 Shield For For Management Construction Equipment 4 Approve Leasing 4 Sets of 6280 Shield For For Management Construction Equipment -------------------------------------------------------------------------------- GUANGDONG NO.2 HYDROPOWER ENGINEERING CO., LTD. Ticker: 002060 Security ID: Y29310110 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xie Yanhui as Non-Independent For For Management Director 1.2 Elect Lu Dapeng as Non-Independent For For Management Director 1.3 Elect Wang Weidao as Non-Independent For For Management Director 1.4 Elect Feng Baozhen as Non-Independent For For Management Director 1.5 Elect Peng Yingchun as Non-Independent For For Shareholder Director 1.6 Elect Chen Pengfei as Non-Independent For For Shareholder Director 1.7 Elect Wang Wei as Non-Independent For For Shareholder Director 2.1 Elect Huang Shengsen as Independent For For Management Director 2.2 Elect Yin Bing as Independent Director For For Management 2.3 Elect Peng Song as Independent Director For For Management 2.4 Elect Li Caihong as Independent For For Management Director 3.1 Elect Li Wanrui as Supervisor For For Shareholder 3.2 Elect Liu Shaobo as Supervisor For For Management 4 Approve Purchase of Construction For For Management Equipment 5 Approve Purchase of Commodity Concrete For For Management Related Party Transaction 6 Approve Provision of Guarantee for For For Management Wujia Quyue Hydropower Energy Co., Ltd. 7 Approve Provision of Guarantee by For For Management Guangdong Chenzhou Water Resources Investment Co., Ltd. -------------------------------------------------------------------------------- GUANGDONG NO.2 HYDROPOWER ENGINEERING CO., LTD. Ticker: 002060 Security ID: Y29310110 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG NO.2 HYDROPOWER ENGINEERING CO., LTD. Ticker: 002060 Security ID: Y29310110 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Guangdong-Macao (Jiangmen) Industrial Cooperation Demonstration Zone, PPP Project 2 Approve Investment in the Construction For For Management of the 50MW Project of the First Phase of Beitaishan Wind Farm in Qitai County, Guangdong Province, and Provision of Guarantee -------------------------------------------------------------------------------- GUANGDONG NO.2 HYDROPOWER ENGINEERING CO., LTD. Ticker: 002060 Security ID: Y29310110 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Leasing 4 Sets of 6280 Shield For For Management Construction Equipment 2 Approve Daily Related-Party For For Management Transactions 3 Amend Articles of Association For Against Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Working System for Independent For For Management Directors 7 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- GUANGDONG NO.2 HYDROPOWER ENGINEERING CO., LTD. Ticker: 002060 Security ID: Y29310110 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve to Appoint Auditor For For Management 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUANGDONG ORIENT ZIRCONIC IND SCI & TECH CO., LTD. Ticker: 002167 Security ID: Y29318105 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Gang as Non-Independent For For Management Director 1.2 Elect Chen Chaodian as Non-Independent For For Management Director 1.3 Elect Feng Liming as Non-Independent For For Management Director 1.4 Elect Huang Chaohua as Non-Independent For For Management Director 1.5 Elect Qiao Zhuqing as Non-Independent For For Management Director 1.6 Elect Tan Ruowen as Non-Independent For For Management Director 2.1 Elect Chen Zuoke as Independent For For Management Director 2.2 Elect Wang Yufa as Independent Director For For Management 2.3 Elect Zhang Xin as Independent Director For For Management 3.1 Elect Zhao Yongjun as Supervisor For For Management 3.2 Elect Pan Kepao as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG ORIENT ZIRCONIC IND SCI & TECH CO., LTD. Ticker: 002167 Security ID: Y29318105 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter-gurantee For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Acceptance of Asset Entrustment For For Management 4 Approve to Appoint Auditor For For Management 5 Approve Disposal of Idle Land and For Against Management Related Buildings as well as Authorization of Board to Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG ORIENT ZIRCONIC IND SCI & TECH CO., LTD. Ticker: 002167 Security ID: Y29318105 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Application of Credit Lines For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors, For For Management Supervisors 9 Approve Provision of Counter-guarantee For For Shareholder and Related Party Transactions -------------------------------------------------------------------------------- GUANGDONG ORIENT ZIRCONIC IND SCI & TECH CO., LTD. Ticker: 002167 Security ID: Y29318105 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Pricing Reference Date For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Target Parties and For For Management Subscription Manner 2.6 Approve Issue Price For For Management 2.7 Approve Restriction Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Amount and Usage of Raised For For Management Funds 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve No Need to Prepare Report on For For Management the Usage of Previously Raised Funds 7 Approve Introduction of Strategic For For Management Investor and Signing of Strategic Cooperation Agreement 8 Approve Signing of Conditional For For Management Subscription Agreement with Target Parties 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- GUANGDONG PAISHENG INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 300176 Security ID: Y29256107 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GUANGDONG PAISHENG INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 300176 Security ID: Y29256107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Provision of Guarantee for For For Shareholder Wholly-owned Subsidiary -------------------------------------------------------------------------------- GUANGDONG PAISHENG INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 300176 Security ID: Y29256107 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Chengang as Supervisor For For Management 1.2 Elect Zhang Jinrong as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG PAISHENG INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 300176 Security ID: Y29256107 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by For For Management Wholly-owned Subsidiary to the Company 2 Approve Bankruptcy, Reorganization, For For Management Debt Repayment Scheme and Related Party Transactions -------------------------------------------------------------------------------- GUANGDONG PAISHENG INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 300176 Security ID: Y29256107 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lu Yuxuan as Non-Independent For For Management Director 1.2 Elect Huang Ruiying as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG PAISHENG INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 300176 Security ID: Y29256107 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUANGDONG PAISHENG INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 300176 Security ID: Y29256107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve No Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y29303107 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Renfa as Non-Independent For For Management Director 1.2 Elect Wang Chunhua as Non-Independent For For Management Director 1.3 Elect Wang Ping as Non-Independent For For Management Director 1.4 Elect Fang Zhi as Non-Independent For For Management Director 1.5 Elect Chen Min as Non-Independent For For Management Director 1.6 Elect Zeng Zhijun as Non-Independent For For Management Director 1.7 Elect Du Jun as Non-Independent For For Management Director 1.8 Elect Zhuo Weiheng as Non-Independent For For Management Director 1.9 Elect Cao Yu as Non-Independent For For Management Director 1.10 Elect Huang Hai as Non-Independent For For Management Director 2.1 Elect Gu Naikang as Independent For For Management Director 2.2 Elect Bao Fangzhou as Independent For For Management Director 2.3 Elect Liu Zhonghua as Independent For For Management Director 2.4 Elect Zhang Hua as Independent Director For For Management 2.5 Elect Zeng Xiaoqing as Independent For For Management Director 3.1 Elect Jiang Changwen as Supervisor For For Management 3.2 Elect Li Haihong as Supervisor For For Management 3.3 Elect Ke Lin as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend the Work System of Independent For For Management Directors -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y2929W106 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Renfa as Non-Independent For For Management Director 1.2 Elect Wang Chunhua as Non-Independent For For Management Director 1.3 Elect Wang Ping as Non-Independent For For Management Director 1.4 Elect Fang Zhi as Non-Independent For For Management Director 1.5 Elect Chen Min as Non-Independent For For Management Director 1.6 Elect Zeng Zhijun as Non-Independent For For Management Director 1.7 Elect Du Jun as Non-Independent For For Management Director 1.8 Elect Zhuo Weiheng as Non-Independent For For Management Director 1.9 Elect Cao Yu as Non-Independent For For Management Director 1.10 Elect Huang Hai as Non-Independent For For Management Director 2.1 Elect Gu Naikang as Independent For For Management Director 2.2 Elect Bao Fangzhou as Independent For For Management Director 2.3 Elect Liu Zhonghua as Independent For For Management Director 2.4 Elect Zhang Hua as Independent Director For For Management 2.5 Elect Zeng Xiaoqing as Independent For For Management Director 3.1 Elect Jiang Changwen as Supervisor For For Management 3.2 Elect Li Haihong as Supervisor For For Management 3.3 Elect Ke Lin as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend the Work System of Independent For For Management Directors -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y29303107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Full Budget Report For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y2929W106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Full Budget Report For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- GUANGDONG RONGTAI INDUSTRY CO., LTD. Ticker: 600589 Security ID: Y2930U107 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG SHAONENG GROUP CO., LTD. Ticker: 000601 Security ID: Y29304105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Shareholder For For Management Return Plan 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUANGDONG SHAONENG GROUP CO., LTD. Ticker: 000601 Security ID: Y29304105 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Remuneration of Auditor For For Management 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope 4 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GUANGDONG SHAONENG GROUP CO., LTD. Ticker: 000601 Security ID: Y29304105 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Construction of For For Management 320,000 Tons of Leiyang Papermaking Project -------------------------------------------------------------------------------- GUANGDONG SHAONENG GROUP CO., LTD. Ticker: 000601 Security ID: Y29304105 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG SHENGLU TELECOMMUNICATION TECH CO., LTD. Ticker: 002446 Security ID: Y2931Q105 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Temporary Idle Raised For For Management Funds to Conduct Cash Management 2 Approve Bill Pool Business For Against Management -------------------------------------------------------------------------------- GUANGDONG SHENGLU TELECOMMUNICATION TECH CO., LTD. Ticker: 002446 Security ID: Y2931Q105 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change the Name of the For For Management Fundraising Project and the Use of Proceeds -------------------------------------------------------------------------------- GUANGDONG SHENGLU TELECOMMUNICATION TECH CO., LTD. Ticker: 002446 Security ID: Y2931Q105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Appointment of Financial For For Management Auditor 7 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- GUANGDONG SHIRONGZHAOYE CO., LTD. Ticker: 002016 Security ID: Y2930N111 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liang Xiaojin as Non-Independent For For Management Director 2 Elect Zhou Zexin as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG SHIRONGZHAOYE CO., LTD. Ticker: 002016 Security ID: Y2930N111 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Zexin as Non-Independent For For Management Director 2 Elect Liang Wei as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG SHIRONGZHAOYE CO., LTD. Ticker: 002016 Security ID: Y2930N111 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Yindong as Non-independent For For Management Director 1.2 Elect Feng Rongchao as Non-independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG SHIRONGZHAOYE CO., LTD. Ticker: 002016 Security ID: Y2930N111 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Use of Idle Funds for Low-risk For For Management Short-term Investment and Financial Management -------------------------------------------------------------------------------- GUANGDONG SHUNNA ELECTRIC CO., LTD. Ticker: 000533 Security ID: Y2929P101 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementing Cumulative Voting None For Shareholder System for the Election of 10th Board of Directors and Supervisors -------------------------------------------------------------------------------- GUANGDONG SHUNNA ELECTRIC CO., LTD. Ticker: 000533 Security ID: Y2929P101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Application of Comprehensive For For Management Bank Credit Lines 7 Approve Provision of Guarantee For For Management 8 Approve Use of Idle Funds for For For Management Entrusted Asset Management 9 Approve Financial Statements For Against Management 10 Approve Financial Budget Report For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGDONG SILVER AGE SCI & TECH CO., LTD. Ticker: 300221 Security ID: Y2931X100 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Pricing Basis and Price For For Management 2.4 Approve Issue Manner and Period For For Management 2.5 Approve Target Parties and For For Management Subscription Manner 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Arrangement For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Signing of Subscription For For Management Agreement 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- GUANGDONG SILVER AGE SCI & TECH CO., LTD. Ticker: 300221 Security ID: Y2931X100 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Pricing Principle and Issue For For Management Price 2.4 Approve Issue Manner and Issue Time For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Arrangement For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Introduction of Strategic For For Management Investors and Signing of Strategic Cooperation Agreement 8 Approve Signing of Conditional Share For For Management Subscription Agreement 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Report on the Usage For For Management Verification of Previously Raised Funds -------------------------------------------------------------------------------- GUANGDONG SILVER AGE SCI & TECH CO., LTD. Ticker: 300221 Security ID: Y2931X100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Supervisors For For Management 7 Approve Formulation of Remuneration For For Management and Assessment Plan of Directors 8 Approve to Appoint Auditor For For Management 9 Approve Provision for Credit and Asset For For Management Impairment 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGDONG SKY DRAGON PRINTING INK GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Feng Yi as Non-Independent For For Shareholder Director 1.2 Elect Mei Qin as Non-Independent For For Shareholder Director 1.3 Elect Chen Dongyang as Non-Independent For For Shareholder Director 1.4 Elect Liao Xing as Non-Independent For For Shareholder Director 1.5 Elect Zhao Zitong as Non-Independent For For Shareholder Director 1.6 Elect Liu Meiyuan as Non-Independent For Against Shareholder Director 1.7 Elect Zhao Wei as Non-Independent For For Shareholder Director 2.1 Elect Xia Minghui as Independent For For Shareholder Director 2.2 Elect Xie Xinzhou as Independent For For Shareholder Director 2.3 Elect Song Tiebo as Independent For For Shareholder Director 3.1 Elect Chen Jia as Supervisor For For Shareholder 3.2 Elect Sun Yu as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association 5 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG SKY DRAGON PRINTING INK GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application and Authorization of Related Matters 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUANGDONG SKY DRAGON PRINTING INK GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Independent For For Management Director Seat 2 Amend Articles of Association For For Management 3 Elect Zhang Shihua as Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGDONG SKY DRAGON PRINTING INK GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- GUANGDONG SKY DRAGON PRINTING INK GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment for the For Against Management Establishment of Controlled Subsidiary 2 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- GUANGDONG SKY DRAGON PRINTING INK GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Overall Plan For For Management 2.2 Approve Issue Type, Par Value and For For Management Listing Location 2.3 Approve Target Parties For For Management 2.4 Approve Valuation of the Underlying For For Management Asset 2.5 Approve Payment Method For For Management 2.6 Approve Pricing Basis, Pricing For For Management Reference Date and Issue Price 2.7 Approve Issue Scale For For Management 2.8 Approve Cash Consideration Payment For For Management Method 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Performance Commitment For For Management 2.11 Approve Lock-up Arrangement For For Management 2.12 Approve Resolution Validity Period For For Management 2.13 Approve Issue Type and Par Value in For For Management Connection to Raising Supporting Funds 2.14 Approve Target Parties and Issue For For Management Manner in Connection to Raising Supporting Funds 2.15 Approve Pricing Basis, Pricing For For Management Reference Date and Issue Price in Connection to Raising Supporting Funds 2.16 Approve Amount of Raised Funds in For For Management Connection to Raising Supporting Funds 2.17 Approve Issue Scale in Connection to For For Management Raising Supporting Funds 2.18 Approve Lock-up Period in Connection For For Management to Raising Supporting Funds 2.19 Approve Usage of Raised Funds in For For Management Connection to Raising Supporting Funds 2.20 Approve Distribution Arrangement of For For Management Undistributed Earnings in Connection to Raising Supporting Funds 2.21 Approve Resolution Validity Period in For For Management Connection to Raising Supporting Funds 3 Approve Transaction Constitutes as For For Management Related Party Transaction 4 Approve Acquisition by Cash and For For Management Issuance of Shares as well as Raising Supporting Funds Draft and Summary 5 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 11 of Administrative Measures for the Major Asset Reorganization of Listed Companies 7 Approve Transaction Complies with For For Management Article 43 of Administrative Measures for the Major Asset Reorganization of Listed Companies 8 Approve Transaction Does Not Comply For For Management with Article 13 of Administrative Measures for the Major Asset Reorganization of Listed Companies 9 Approve Fluctuation of the Company's For For Management Stock Price Does Not Meet the Provisions of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Signing of Conditional For For Management Agreement on Issuance of Shares and Cash Payment and Performance Commitment Agreement 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Shareholder Return Plan For For Management 16 Approve Hiring of Intermediary Agency For For Management 17 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG SKY DRAGON PRINTING INK GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Audited Financial Report For For Management 6 Approve Financial Statements For For Management 7 Approve Financial Budget Report For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Remuneration and Performance For For Shareholder Appraisal Plan of Directors -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Equity Distribution Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 8 Approve Use of Idle Raised and Own For For Management Funds to Conduct Cash Management 9 Approve Adjustment to Allowance of For For Management Independent Directors 10 Amend Articles of Association For Against Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Approve External Investment Management For For Management System 15 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Financial Budget Report For Did Not Vote Management 5 Approve Equity Distribution Plan For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve 2019 Daily Related Party For Did Not Vote Management Transactions and 2020 Daily Related Party Transactions 8 Approve Use of Idle Raised and Own For Did Not Vote Management Funds to Conduct Cash Management 9 Approve Adjustment to Allowance of For Did Not Vote Management Independent Directors 10 Amend Articles of Association For Did Not Vote Management 11 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 14 Approve External Investment Management For Did Not Vote Management System 15 Amend Related-Party Transaction For Did Not Vote Management Management System -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Dejian as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Dejian as Non-Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- GUANGDONG SUNWILL PRECISING PLASTIC CO., LTD. Ticker: 002676 Security ID: Y2925M102 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management 2 Elect Li Diming as Non-independent For Did Not Vote Management Director -------------------------------------------------------------------------------- GUANGDONG SUNWILL PRECISING PLASTIC CO., LTD. Ticker: 002676 Security ID: Y2925M102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve to Appoint Auditor For Did Not Vote Management 7 Approve Comprehensive Credit Line For Did Not Vote Management Application 8 Approve Guarantee For Did Not Vote Management 9 Approve Amendments to Articles of For Did Not Vote Management Association 10 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 13 Amend Working System for Independent For Did Not Vote Management Directors 14 Approve Shareholder Return Plan For Did Not Vote Management 15 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGDONG SUNWILL PRECISING PLASTIC CO., LTD. Ticker: 002676 Security ID: Y2925M102 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Xianzhang as For Did Not Vote Management Non-Independent Director 1.2 Elect Mo Qiyan as Non-Independent For Did Not Vote Management Director 1.3 Elect Cheng Zaiyu as Non-Independent For Did Not Vote Management Director 1.4 Elect Li Diming as Non-Independent For Did Not Vote Management Director 2.1 Elect Fu Xiaosi as Independent Director For Did Not Vote Management 2.2 Elect Jiang Weimin as Independent For Did Not Vote Management Director 2.3 Elect Yu Pengyi as Independent Director For Did Not Vote Management 3.1 Elect Tong Guiyun as Supervisor For Did Not Vote Management 3.2 Elect Luo Hua as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- GUANGDONG TAIANTANG PHARMACEUTICAL CO., LTD. Ticker: 002433 Security ID: Y2931N102 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Shareholding For For Management Increase Plan of Directors, Senior Management Member and Core Management Personnel -------------------------------------------------------------------------------- GUANGDONG TAIANTANG PHARMACEUTICAL CO., LTD. Ticker: 002433 Security ID: Y2931N102 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- GUANGDONG TAIANTANG PHARMACEUTICAL CO., LTD. Ticker: 002433 Security ID: Y2931N102 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Issue Period For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Use of Proceeds For For Management 2.6 Approve Bond Interest Rate and Method For For Management of Determination 2.7 Approve Payment of Capital and Interest For For Management 2.8 Approve Credit Enhancement For For Management 2.9 Approve Underwriting Manner For For Management 2.10 Approve Listing and Trading Exchange For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG TAIANTANG PHARMACEUTICAL CO., LTD. Ticker: 002433 Security ID: Y2931N102 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan and For For Management Related Party Transactions -------------------------------------------------------------------------------- GUANGDONG TAIANTANG PHARMACEUTICAL CO., LTD. Ticker: 002433 Security ID: Y2931N102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line Application and For For Management Loan 9 Approve Property Lease and Related For For Management Party Transactions 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUANGDONG TAIANTANG PHARMACEUTICAL CO., LTD. Ticker: 002433 Security ID: Y2931N102 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Raised Funds Investment For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG TAPAI GROUP CO. LTD. Ticker: 002233 Security ID: Y2931B108 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Company Supporting the For For Management Construction of Internal Staff Housing -------------------------------------------------------------------------------- GUANGDONG TAPAI GROUP CO. LTD. Ticker: 002233 Security ID: Y2931B108 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Type of the Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Price Range of the Share For For Management Repurchase 1.5 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 1.6 Approve Number and Proportion of the For For Management Total Share Repurchase 1.7 Approve Implementation Period For For Management 1.8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG TAPAI GROUP CO. LTD. Ticker: 002233 Security ID: Y2931B108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhong Zhaohui as Non-Independent For For Management Director 1.2 Elect Zhong Jianwei as Non-Independent For For Management Director 1.3 Elect Lai Hongfei as Non-Independent For For Management Director 1.4 Elect He Kunhuang as Non-Independent For For Management Director 2.1 Elect Li Lijiao as Independent Director For For Management 2.2 Elect Xu Xiaowu as Independent Director For For Management 2.3 Elect Jiang Chunbo as Independent For For Management Director 3.1 Elect Chen Yuzhan as Supervisor For For Management 3.2 Elect Zhong Yuan as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG TAPAI GROUP CO. LTD. Ticker: 002233 Security ID: Y2931B108 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Related Party Transaction in For For Management Connection with Handling Deposit and Settlement Business 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGDONG VANWARD NEW ELECTRIC CO., LTD. Ticker: 002543 Security ID: Y2931T109 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3 Approve to Appoint Auditor For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Decision-making System of For For Management External Guarantees -------------------------------------------------------------------------------- GUANGDONG VANWARD NEW ELECTRIC CO., LTD. Ticker: 002543 Security ID: Y2931T109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transactions For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG WEIHUA CORP. Ticker: 002240 Security ID: Y2931D104 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members 2 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 5 Amend Working System for Independent For Did Not Vote Management Directors 6 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- GUANGDONG WEIHUA CORP. Ticker: 002240 Security ID: Y2931D104 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Adjustment on Target Parties For Did Not Vote Management 1.2 Approve Adjustment on Issue Price and For Did Not Vote Management Pricing Basis 1.3 Approve Adjustment on Issuance Limit For Did Not Vote Management 1.4 Approve Adjustment on Lock-up Period For Did Not Vote Management -------------------------------------------------------------------------------- GUANGDONG WEIHUA CORP. Ticker: 002240 Security ID: Y2931D104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For Against Management 9 Approve Financial Assistance Provision For For Management 10 Approve Increase in Registered Capital For For Management 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14.1 Elect Zhou Yi as Non-Independent For For Shareholder Director 14.2 Elect Fang Yi as Non-Independent For For Shareholder Director 14.3 Elect Deng Weijun as Non-Independent For For Shareholder Director 14.4 Elect Li Kai as Non-Independent For For Shareholder Director 15.1 Elect Zhou Yi as Independent Director For For Shareholder 15.2 Elect He Xiao as Independent Director For For Shareholder 15.3 Elect Ma Tao as Independent Director For For Shareholder 16.1 Elect Chen Dongyan as Supervisor For For Management 16.2 Elect Zhong Jieying as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGDONG XINBAO ELECTRICAL APPLIANCES HOLDINGS CO., LTD. Ticker: 002705 Security ID: Y2932M103 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management System of Annual For For Management Performance Incentive Fund Program -------------------------------------------------------------------------------- GUANGDONG XINBAO ELECTRICAL APPLIANCES HOLDINGS CO., LTD. Ticker: 002705 Security ID: Y2932M103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantee For Against Management 9 Approve Closing of IPO Raised Funds For For Management Investment Project and Usage Plan of Remaining Raised Funds 10 Approve Use of Idle Funds for For For Management Entrusted Asset Management 11 Approve Derivatives Investment Business For For Management 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGDONG XINHUI MEIDA NYLON CO., LTD. Ticker: 000782 Security ID: Y2930V105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Elect Wu Daobin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGDONG ZHENGYE TECHNOLOGY CO., LTD. Ticker: 300410 Security ID: Y292A5103 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GUANGDONG ZHENGYE TECHNOLOGY CO., LTD. Ticker: 300410 Security ID: Y292A5103 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Lease to Others For For Management -------------------------------------------------------------------------------- GUANGDONG ZHENGYE TECHNOLOGY CO., LTD. Ticker: 300410 Security ID: Y292A5103 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Reduce Registered Capital 2.1 Elect Huang Yuying as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG ZHENGYE TECHNOLOGY CO., LTD. Ticker: 300410 Security ID: Y292A5103 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Usage For For Management 1.2 Approve Repurchase Manner For For Management 1.3 Approve Issue Type, Scale, Proportion For For Management and Amount 1.4 Approve Source of Funds For For Management 1.5 Approve Repurchase Price, Price Range For For Management and Pricing Principle 1.6 Approve Implementation Period of Share For For Management Repurchase 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Approve to Lease Out Assets For For Management -------------------------------------------------------------------------------- GUANGDONG ZHENGYE TECHNOLOGY CO., LTD. Ticker: 300410 Security ID: Y292A5103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisor 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Provision for Asset Impairment For For Management and Write-off 6 Approve Provision of Guarantee For For Management 7 Approve Profit Distribution For For Management 8 Amend Management System for Providing For For Management External Investment 9 Approve Shareholder Return Plan For For Management 10 Approve Application of Credit Lines For For Management 11 Approve Guarantee Provision For For Management 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG ZHONGSHENG PHARMACEUTICAL CO., LTD. Ticker: 002317 Security ID: Y2931F109 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Yonghong as Non-independent For For Management Director 1.2 Elect Long Chaofeng as Non-independent For For Management Director 1.3 Elect Long Chunhua as Non-independent For For Management Director 1.4 Elect Zhang Yuchong as Non-independent For For Management Director 1.5 Elect Shan Pengan as Non-independent For For Management Director 1.6 Elect Tan Wen as Non-independent For For Management Director 2.1 Elect Deng Yan as Independent Director For For Management 2.2 Elect Lin Ruichao as Independent For For Management Director 2.3 Elect Wu Qinggong as Independent For For Management Director 3.1 Elect Luo Rikang as Supervisor For For Management 3.2 Elect Li Suxian as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Management System for For For Management Remuneration of Directors, Supervisors -------------------------------------------------------------------------------- GUANGDONG ZHONGSHENG PHARMACEUTICAL CO., LTD. Ticker: 002317 Security ID: Y2931F109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y9724D100 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Bond Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attributable Dividends Annual For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Terms Related to Bondholders For For Management and Bondholders Meeting 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Deposit and Management of For For Management Raised Funds 2.19 Approve Bond Rating For For Management 2.20 Approve Guarantee Matters For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures and Commitments to be Taken 6 Approve Rules and Procedures Regarding For For Management Meetings of Convertible Bondholders 7 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Convertible Bonds -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y9724D100 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditors and For For Management Their Remuneration 2 Approve Report on the Usage of For For Management Previously Raised Funds 3 Elect Wang Zhihui as Non-Independent For For Management Director 4 Approve Appointment of Sun Ji'an as For For Management Member of the Internal Accountability Committee -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y9724D100 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Investment Framework and For For Management Financing Plan 2 Approve External Guarantee Plan For Against Management 3 Approve Daily Related Party For Against Management Transactions 4 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 5 Approve Write-off of Accounts For For Management Receivable 6 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 7 Approve Management System of Employee For For Management Share Purchase Plan 8 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 9 Elect Sun Bin as Non-Independent For For Shareholder Director 10 Elect Tan Xue as Independent Director For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Appointment of Han Shifa as For For Management Member of the Internal Accountability Committee -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y9724D100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Termination of Performance For For Management Shares and Stock Option Incentive Plan as well as Repurchase Cancellation of Relevant Performance Shares and Stock Options 8 Approve Formulation of Shareholder For For Management Return Plan 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y9724D100 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to Convertible Bonds Issuance 2 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Convertible Bonds Issuance 3 Approve Related Party Transaction in For For Management Connection to Obtain a Special Fund Loan for the Construction of Blue Valley 200MW Photovoltaic Project -------------------------------------------------------------------------------- GUANGSHEN RAILWAY COMPANY LIMITED Ticker: 525 Security ID: Y2930P108 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Services For For Management Framework Agreement, Proposed Annual Caps and Related Transactions 2 Approve Removal of Li Zhiming as For For Shareholder Supervisor 3 Approve Removal of Yu Zhiming as For For Shareholder Director 4 Approve Removal of Chen Xiaomei as For For Shareholder Director 5 Approve Removal of Luo Qing as Director For For Shareholder 6 Elect Meng Yong as Supervisor For For Shareholder 7.1 Elect Guo Jiming as Director For For Shareholder 7.2 Elect Zhang Zhe as Director For For Shareholder 7.3 Elect Guo Xiangdong as Director For Against Shareholder -------------------------------------------------------------------------------- GUANGSHEN RAILWAY COMPANY LIMITED Ticker: 525 Security ID: Y2930P116 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Services For For Management Framework Agreement, Proposed Annual Caps and Related Transactions 2 Approve Removal of Li Zhiming as For For Shareholder Supervisor 3 Approve Removal of Yu Zhiming as For For Shareholder Director 4 Approve Removal of Chen Xiaomei as For For Shareholder Director 5 Approve Removal of Luo Qing as Director For For Shareholder 6 Elect Meng Yong as Supervisor For For Shareholder 7.1 Elect Guo Jiming as Director For For Shareholder 7.2 Elect Zhang Zhe as Director For For Shareholder 7.3 Elect Guo Xiangdong as Director For Against Shareholder -------------------------------------------------------------------------------- GUANGSHEN RAILWAY COMPANY LIMITED Ticker: 525 Security ID: Y2930P108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profits Distribution For For Management Proposal 5 Approve 2020 Financial Budget For Against Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Fix Their Remuneration 7 Approve Remuneration and Allowance of For For Management Independent Non Executive Directors 8 Amend Articles of Association For Against Management Regarding Party Committee 9.1. Elect Wu Yong as Director For For Shareholder 9.2. Elect Hu Lingling as Director For For Shareholder 9.3. Elect Guo Xiangdong as Director For Against Shareholder 9.4. Elect Guo Jiming as Director For For Shareholder 9.5. Elect Zhang Zhe as Director For For Shareholder 9.6. Elect Wang Bin as Director For For Shareholder 10.1. Elect Frederick Ma Si-Hang as Director For For Shareholder 10.2. Elect Tang Xiaofan as Director For For Shareholder 10.3. Elect Qiu Zilong as Director For For Shareholder 11.1 Elect Liu Mengshu as Supervisor For For Shareholder 11.2 Elect Chen Shaohong as Supervisor For For Shareholder 11.3 Elect Xiang Lihua as Supervisor For For Shareholder 11.4 Elect Meng Yong as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGSHEN RAILWAY COMPANY LIMITED Ticker: 525 Security ID: Y2930P116 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profits Distribution For For Management Proposal 5 Approve 2020 Financial Budget For Against Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board and Audit Committee to Fix Their Remuneration 7 Approve Remuneration and Allowance of For For Management Independent Non Executive Directors 8 Amend Articles of Association For Against Management Regarding Party Committee 9.1 Elect Wu Yong as Director For For Shareholder 9.2 Elect Hu Lingling as Director For For Shareholder 9.3 Elect Guo Xiangdong as Director For Against Shareholder 9.4 Elect Guo Jiming as Director For For Shareholder 9.5 Elect Zhang Zhe as Director For For Shareholder 9.6 Elect Wang Bin as Director For For Shareholder 10.1 Elect Frederick Ma Si-Hang as Director For For Shareholder 10.2 Elect Tang Xiaofan as Director For For Shareholder 10.3 Elect Qiu Zilong as Director For For Shareholder 11.1 Elect Liu Mengshu as Supervisor For For Shareholder 11.2 Elect Chen Shaohong as Supervisor For For Shareholder 11.3 Elect Xiang Lihua as Supervisor For For Shareholder 11.4 Elect Meng Yong as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGXI GUIDONG ELECTRIC POWER CO. LTD. Ticker: 600310 Security ID: Y2931E102 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System for Providing For For Management External Guarantees 2.1 Elect Zhao Baishun as Non-Independent For For Shareholder Director 2.2 Elect Lei Yu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGXI GUIDONG ELECTRIC POWER CO. LTD. Ticker: 600310 Security ID: Y2931E102 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System for Providing For Did Not Vote Management External Guarantees 2.1 Elect Zhao Baishun as Non-Independent For Did Not Vote Shareholder Director 2.2 Elect Lei Yu as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- GUANGXI GUIDONG ELECTRIC POWER CO. LTD. Ticker: 600310 Security ID: Y2931E102 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale and Par Value For For Management 2.2 Approve Bond Period and Type For For Management 2.3 Approve Interest Rate and For For Management Determination Method 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee Situation For For Management 2.6 Approve Redemption and Resale Terms For For Management 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Target Subscribers and Placing For For Management Arrangement to Shareholders 2.9 Approve Underwriting Method and For For Management Listing Arrangement 2.10 Approve Safeguard Measures of Debts For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 2.12 Approve Authorization of the Board to For For Management Handle All Related Matters 3 Approve Adjustment of Production and For For Management Operation Main Index Plan and Financial Budget 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGXI GUIDONG ELECTRIC POWER CO. LTD. Ticker: 600310 Security ID: Y2931E102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Investment in the Construction For For Management and Upgrading of Rural Power Grids 8 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiary 9 Approve Provision of Guarantee for For For Management Sichuan Xidian Power Design Co., Ltd. 10 Approve Provision of Guarantee for For For Management Shaanxi Guixing Power Co., Ltd. 11 Approve Provision of Financial Support For Against Management 12 Approve Daily Related-Party For For Management Transactions 13 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- GUANGXI GUIGUAN ELECTRIC POWER CO., LTD. Ticker: 600236 Security ID: Y2931R103 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity and For For Management Merger by Absorption -------------------------------------------------------------------------------- GUANGXI GUIGUAN ELECTRIC POWER CO., LTD. Ticker: 600236 Security ID: Y2931R103 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing, Commercial For For Management Factoring, and Related-party Transactions -------------------------------------------------------------------------------- GUANGXI GUIGUAN ELECTRIC POWER CO., LTD. Ticker: 600236 Security ID: Y2931R103 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conditions for Corporate Bond For For Management Issuance 2 Approve Feasibility of Corporate Bond For For Management Issuance 3.1 Approve Issuer For For Management 3.2 Approve Issue Size For For Management 3.3 Approve Issue Manner For For Management 3.4 Approve Bond Maturity For For Management 3.5 Approve Bond Interest Rate For For Management 3.6 Approve Bond Guarantee For For Management 3.7 Approve Underwriting Manner For For Management 3.8 Approve Use of Proceeds For For Management 3.9 Approve Listing Exchange For For Management 3.10 Approve Resolution Validity Period For For Management 3.11 Approve Safeguard Measures of Debts For For Management Repayment 3.12 Approve Authorization of the Board to For For Management Handle All Related Matters 3.13 Approve Appointment of Intermediary For For Management for Bond Issuance -------------------------------------------------------------------------------- GUANGXI GUIGUAN ELECTRIC POWER CO., LTD. Ticker: 600236 Security ID: Y2931R103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget (Draft) Report 5 Approve Profit Distribution For For Management 6 Approve Financing and Guarantee For For Management 7 Approve Provision for Asset Impairment For For Management Losses (Credit Impairment Loss) 8 Approve Issuance of Perpetual Bonds For For Management 9 Approve Poverty Alleviation Fund Plan For For Management 10 Approve Daily Related-Party For For Management Transactions 11 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- GUANGXI GUIGUAN ELECTRIC POWER CO., LTD. Ticker: 600236 Security ID: Y2931R103 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Allowance of For For Management Independent Directors 2.1 Elect Liu Guangying as Non-independent For For Shareholder Director 2.2 Elect Li Kai as Non-independent For For Shareholder Director 2.3 Elect Liu Ruixiang as Non-independent For For Shareholder Director 2.4 Elect Li Zhenyu as Non-independent For For Shareholder Director 2.5 Elect Deng Huimin as Non-independent For For Shareholder Director 2.6 Elect Huang Zhongliang as For For Shareholder Non-independent Director 2.7 Elect Zhang Hongliang as For For Shareholder Non-independent Director 3.1 Elect Kuang Lihua as Independent For For Management Director 3.2 Elect Wang Xiaoming as Independent For For Management Director 3.3 Elect Bao Fangzhou as Independent For For Management Director 3.4 Elect Xia Jialin as Independent For For Management Director 4.1 Elect Huo Yuxia as Supervisor For For Management 4.2 Elect Li Deqing as Supervisor For For Management 4.3 Elect Pan Qiang as Supervisor For For Management -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO. LTD. Ticker: 000528 Security ID: Y29302109 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO. LTD. Ticker: 000528 Security ID: Y29302109 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Plan For Against Management 2 Approve Annual Budget For Against Management 3.1 Approve Procurement of Goods and For For Management Services as well as Sales of Goods and Provision of Services to Guangxi Liugong Group and Its Subsidiaries 3.2 Approve Procurement of Goods and For For Management Services as well as Sales of Goods and Provision of Labor Services to Guangxi Cummins Industrial Power Co., Ltd. 3.3 Approve Procurement of Goods and For For Management Services as well as Sales of Goods and Provision of Labor Services to Liuzhou ZF Machinery Co., Ltd. 3.4 Approve Procurement of Goods and For For Management Services as well as Sales of Goods and Provision of Labor Services to Liugong Meizhuo Construction Equipment (Changzhou) Co., Ltd. 3.5 Approve Procurement of Goods and For For Management Services as well as Sales of Goods and Provision of Labor Services to Guangxi Weixiang Machinery Co., Ltd. 4 Approve Guarantee For For Management -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO. LTD. Ticker: 000528 Security ID: Y29302109 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Amendments to Articles of For For Management Association 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Issuance of Debt Financing For For Management Instruments 8 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- GUANGXI LIUZHOU PHARMACEUTICAL CO., LTD. Ticker: 603368 Security ID: Y2R38X103 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Chaoyang as Non-Independent For For Management Director 1.2 Elect Chen Hong as Non-Independent For For Management Director 1.3 Elect Tang Chunxue as Non-Independent For For Management Director 1.4 Elect Zhang Hua as Non-Independent For For Management Director 2.1 Elect Chen, Chuan as Independent For For Management Director 2.2 Elect Zhong Liucai as Independent For For Management Director 2.3 Elect Chen Jianfei as Independent For For Management Director 3.1 Elect Chen Xiaoyuan as Supervisor For For Management 3.2 Elect Mo Xiaoping as Supervisor For For Management -------------------------------------------------------------------------------- GUANGXI LIUZHOU PHARMACEUTICAL CO., LTD. Ticker: 603368 Security ID: Y2R38X103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application and Acceptance of Provision of Guarantees from Related Parties 8 Approve Guarantees and Authorization For Against Management for the Comprehensive Credit Line of Controlled Subsidiaries 9 Approve to Appoint Auditor For For Management 10 Approve Shareholder Return Plan For For Management 11 Approve Remuneration of Directors For For Management 12 Approve Remuneration of Supervisors For For Management 13 Approve Change in Registered Capital For For Management and Amend Articles of Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUANGXI NANNING WATERWORKS CO., LTD. Ticker: 601368 Security ID: Y2R399105 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGXI NANNING WATERWORKS CO., LTD. Ticker: 601368 Security ID: Y2R399105 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For Did Not Vote Management -------------------------------------------------------------------------------- GUANGXI NANNING WATERWORKS CO., LTD. Ticker: 601368 Security ID: Y2R399105 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cao Zhuang as Non-independent For Did Not Vote Shareholder Director 2 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- GUANGXI NANNING WATERWORKS CO., LTD. Ticker: 601368 Security ID: Y2R399105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 4 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Comprehensive Credit Line For Did Not Vote Management -------------------------------------------------------------------------------- GUANGXI RADIO & TELEVISION INFORMATION NETWORK CORP. LTD. Ticker: 600936 Security ID: Y2R3DX107 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transactions For For Management 2 Approve Investment in the For For Management Establishment of Domestic Household Project 3.1 Elect Luo Yong as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUANGXI RADIO & TELEVISION INFORMATION NETWORK CORP. LTD. Ticker: 600936 Security ID: Y2R3DX107 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- GUANGXI RADIO & TELEVISION INFORMATION NETWORK CORP. LTD. Ticker: 600936 Security ID: Y2R3DX107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Profit Distribution For For Management 7 Approve 2019 Related Party Transactions For For Management 8 Approve 2020 Related Party Transactions For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Financing Application For For Management 11 Approve Provision of Pledge Guarantee For For Management -------------------------------------------------------------------------------- GUANGXI WUZHOU COMMUNICATIONS CO., LTD. Ticker: 600368 Security ID: Y29308106 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Added 2019 Annual Budget For For Management -------------------------------------------------------------------------------- GUANGXI WUZHOU COMMUNICATIONS CO., LTD. Ticker: 600368 Security ID: Y29308106 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGXI WUZHOU COMMUNICATIONS CO., LTD. Ticker: 600368 Security ID: Y29308106 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Accounting Estimates For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Changes in Accounting Policies For For Management 5 Approve to Amend the Directors and For For Management Supervisors Work Subsidy Management Approach 6 Approve Listing for Transfer of Equity For For Management of Guangxi Zhouqi Investment Co., Ltd. 7 Approve Listing for Transfer of Equity For For Management of Qinzhou Qinlian Forestry Investment Co., Ltd. 8.1 Elect Liu Renchao as Supervisor For For Shareholder 8.2 Elect Yang Chunyan as Supervisor For For Shareholder 8.3 Elect Xie Peiqi as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGXI WUZHOU COMMUNICATIONS CO., LTD. Ticker: 600368 Security ID: Y29308106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Litigation and Large Asset For For Management Impairment 8 Approve Daily Related-Party For For Management Transactions 9 Approve Financial Budget Report For Against Management 10 Approve Daily Working Capital Loan For For Management 11 Approve Financial Write-offs of Some For For Management Overdue Projects of Nanning City with Microfinance LLC -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liang Jian as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Junhua as Independent Director For For Management 2 Approve Investment Management Plan For For Management -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiao Ming as Non-Independent For For Management Director 1.2 Elect Liang Jiansheng as For For Management Non-Independent Director 1.3 Elect Lin Yifei as Non-Independent For For Management Director 1.4 Elect Jiang Yadong as Non-Independent For For Management Director 2.1 Elect Li Zhongjun as Independent For For Management Director 2.2 Elect Wang Hongliang as Independent For For Management Director 2.3 Elect Li Junhua as Independent Director For For Management 3.1 Elect Liu Mingliang as Supervisor For For Management 3.2 Elect Pan Qiang as Supervisor For For Management -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Entrustment of Voting Rights For For Management of Qiu Yu -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: MAR 24, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in the For For Management Subscription of Private Placement of Shares 2 Approve Capital Injection For For Management -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Management System For Against Management of Directors and Supervisors -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Investment Asset Management For For Management Plan 7 Approve Comprehensive Credit Line For Against Management Application 8 Approve Appointment of Auditor For For Management 9 Approve to Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Investment Asset Management For Did Not Vote Management Plan 7 Approve Comprehensive Credit Line For Did Not Vote Management Application 8 Approve Appointment of Auditor For Did Not Vote Management 9 Approve to Appointment of Internal For Did Not Vote Management Control Auditor -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Mortgage Loan of Real Estate Project Customers -------------------------------------------------------------------------------- GUANGXI YUEGUI GUANGYE HOLDINGS CO., LTD. Ticker: 000833 Security ID: Y29300103 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Controlled Subsidiary's For For Management Application for Bankruptcy -------------------------------------------------------------------------------- GUANGXI YUEGUI GUANGYE HOLDINGS CO., LTD. Ticker: 000833 Security ID: Y29300103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Fuhua as Non-Independent For For Shareholder Director 1.2 Elect Lu Yuqiang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGXI YUEGUI GUANGYE HOLDINGS CO., LTD. Ticker: 000833 Security ID: Y29300103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Special Instruction on the For For Management Implementation of Profit Forecast -------------------------------------------------------------------------------- GUANGYUYUAN CHINESE HERBAL MEDICINE CO., LTD. Ticker: 600771 Security ID: Y7170Z104 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GUANGYUYUAN CHINESE HERBAL MEDICINE CO., LTD. Ticker: 600771 Security ID: Y7170Z104 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2.1 Elect Zhang Bin as Non-independent For For Management Director 2.2 Elect Yang Hongfei as Non-independent For For Management Director 2.3 Elect Fu Shuhong as Non-independent For For Management Director 2.4 Elect Zheng Yanli as Non-independent For For Management Director 2.5 Elect Xu Zhilin as Non-independent For For Management Director 2.6 Elect Chai Hongjie as Non-independent For For Shareholder Director 3.1 Elect Zhao Xuanmin as Independent For For Management Director 3.2 Elect Wu Bin as Independent Director For For Management 3.3 Elect Wang Binquan as Independent For For Shareholder Director 4.1 Elect Zhang Zhengzhi as Supervisor For For Shareholder 4.2 Elect Kang Zhenru as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGYUYUAN CHINESE HERBAL MEDICINE CO., LTD. Ticker: 600771 Security ID: Y7170Z104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget 4 Approve Allocation of Income and For For Management Dividends 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7.1 Approve to Appoint Financial Auditor For For Management 7.2 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO. LTD. Ticker: 2238 Security ID: Y2931M112 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditors For For Management 2 Approve Appointment of Internal For For Management Control Auditors -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditors For For Management 2 Approve Appointment of Internal For For Management Control Auditors -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Chen Xiaomu as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2931M112 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Chen Xiaomu as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Its For For Management Summary Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Financial Report For For Management 5 Approve 2019 Profit Distribution For For Management 6 Approve Appointment of Auditors For For Management 7 Approve Appointment of Internal For For Management Control Auditors 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Board of Directors to Issue For For Management Debt Financing Instruments 10 Approve Utilization of the Remaining For For Management Proceeds of an Investment Project Raised From Non-Public Issuance of A Shares for Permanent Replenishment of Working Capital 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13.01 Elect Zhao Fuquan as Director For For Management 13.02 Elect Xiao Shengfang as Director For For Management 13.03 Elect Wong Hakkun as Director For For Management 13.04 Elect Song Tiebo as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2931M112 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Its For For Management Summary Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Financial Report For For Management 5 Approve 2019 Profit Distribution For For Management 6 Approve Appointment of Auditors For For Management 7 Approve Appointment of Internal For For Management Control Auditors 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Board of Directors to Issue For For Management Debt Financing Instruments 10 Approve Utilization of the Remaining For For Management Proceeds of an Investment Project Raised From Non-Public Issuance of A Shares for Permanent Replenishment of Working Capital 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13.01 Elect Zhao Fuquan as Director For For Management 13.02 Elect Xiao Shengfang as Director For For Management 13.03 Elect Wong Hakkun as Director For For Management 13.04 Elect Song Tiebo as Director For For Management -------------------------------------------------------------------------------- GUANGZHOU BAIYUN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600004 Security ID: Y2930J102 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Swap and Related Party For For Management Transactions -------------------------------------------------------------------------------- GUANGZHOU BAIYUN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600004 Security ID: Y2930J102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Change in Business Scope and For For Management Amend Articles of Association 9.1 Elect Zhong Ming as Non-Independent For For Shareholder Director 9.2 Elect Wang Xiaoyong as Non-Independent For For Shareholder Director 10.1 Elect Qin Zhanggao as Independent For For Shareholder Director 10.2 Elect Xing Yiqiang as Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO. LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guangzhou Pharmaceuticals For For Management Corporation, a Subsidiary of the Company, to Conduct Asset-Backed Securitization of Accounts Receivable 2 Approve Guangzhou Pharmaceuticals For For Management Corporation, a Subsidiary of the Company, to Apply for Additional General Banking Facilities 3 Approve Emoluments to be Paid to Cai For For Shareholder Ruiyu for Year 2019 -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P106 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guangzhou Pharmaceuticals For For Management Corporation, a Subsidiary of the Company, to Conduct Asset-Backed Securitization of Accounts Receivable 2 Approve Guangzhou Pharmaceuticals For For Management Corporation, a Subsidiary of the Company, to Apply for Additional General Banking Facilities 3 Approve Emoluments to be Paid to Cai For For Shareholder Ruiyu for Year 2019 -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P106 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2 Approve to Appoint Auditor For For Management 3 Approve to Appoint Internal Auditor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Elect Yang Jun as Director and For For Management Authorize Board to Fix His Remuneration 6 Elect Cheng Jinyuan as Supervisor and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2 Approve to Appoint Auditor For For Management 3 Approve to Appoint Internal Auditor For For Management 4 Approve Amendments to Articles of For For Management Association 5.1 Elect Yang Jun as Director and For For Management Authorize Board to Fix His Remuneration 6.1 Elect Cheng Jinyuan as Supervisor and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Financial Report For For Management 7 Approve 2019 Auditors' Report For For Management 8 Approve 2019 Profit Distribution and For For Management Dividend Payment 9.1 Approve Emoluments of Li Chuyuan For For Management 9.2 Approve Emoluments of Cheng Ning For For Management 9.3 Approve Emoluments of Yang Jun For For Management 9.4 Approve Emoluments of Liu Juyan For For Management 9.5 Approve Emoluments of Li Hong For For Management 9.6 Approve Emoluments of Wu Changhai For For Management 9.7 Approve Emoluments of Zhang Chunbo For For Management 9.8 Approve Emoluments of Chu Xiaoping For For Management 9.9 Approve Emoluments of Jiang Wenqi For For Management 9.10 Approve Emoluments of Wong Hin Wing For For Management 9.11 Approve Emoluments of Wang Weihong For For Management 10.1 Approve Emoluments of Cai Ruiyu as For For Management Chairperson of the Supervisory Committee 10.2 Approve Emoluments of Gao Yanzhu For For Management 10.3 Approve Emoluments of Cheng Jinyuan For For Management 11 Approve Amounts of Guarantees to For For Management Secure Bank Loans for Subsidiaries 12 Approve Application for General For For Management Banking Facilities 13 Approve Entrusted Borrowing and Loans For Against Management Business Between the Company and its Subsidiaries 14 Approve Amounts of Bank Borrowing by For For Management Guangzhou Pharmaceutical Corporation 15 Approve Cash Management of Part of the For For Management Temporary Internal Idle Funds of the Company and its Subsidiaries 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Emoluments of Cai Ruiyu as For For Shareholder Supervisor 18.1 Elect Li Chuyuan as Director and For For Shareholder Approve the Emoluments to be Paid to him 18.2 Elect Yang Jun as Director and Approve For For Shareholder the Emoluments to be Paid to him 18.3 Elect Cheng Ning as Director and For For Shareholder Approve the Emoluments to be Paid to her 18.4 Elect Liu Juyan as Director and For For Shareholder Approve the Emoluments to be Paid to her 18.5 Elect Li Hong as Director and Approve For For Shareholder the Emoluments to be Paid to him 18.6 Elect Wu Changhai as Director and For For Shareholder Approve the Emoluments to be Paid to him 18.7 Elect Zhang Chunbo as Director and For For Shareholder Approve the Emoluments to be Paid to him 19.1 Elect Wong Hin Wing as Director and For For Shareholder Approve the Emoluments to be Paid to him 19.2 Elect Wang Weihong as Director and For For Shareholder Approve the Emoluments to be Paid to her 19.3 Elect Chen Yajin as Director and For For Shareholder Approve the Emoluments to be Paid to him 19.4 Elect Huang Min as Director and For For Shareholder Approve the Emoluments to be Paid to him 20.1 Elect Gao Yanzhu as Supervisor and For For Shareholder Approve the Emoluments to be Paid to her 20.2 Elect Cheng Jinyuan as Supervisor and For For Shareholder Approve the Emoluments to be Paid to him -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P106 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Financial Report For For Management 7 Approve 2019 Auditors' Report For For Management 8 Approve 2019 Profit Distribution and For For Management Dividend Payment 9.1 Approve Emoluments of Li Chuyuan For For Management 9.2 Approve Emoluments of Cheng Ning For For Management 9.3 Approve Emoluments of Yang Jun For For Management 9.4 Approve Emoluments of Liu Juyan For For Management 9.5 Approve Emoluments of Li Hong For For Management 9.6 Approve Emoluments of Wu Changhai For For Management 9.7 Approve Emoluments of Zhang Chunbo For For Management 9.8 Approve Emoluments of Chu Xiaoping For For Management 9.9 Approve Emoluments of Jiang Wenqi For For Management 9.10 Approve Emoluments of Wong Hin Wing For For Management 9.11 Approve Emoluments of Wang Weihong For For Management 10.1 Approve Emoluments of Cai Ruiyu For For Management 10.2 Approve Emoluments of Gao Yanzhu For For Management 10.3 Approve Emoluments of Cheng Jinyuan For For Management 11 Approve Amounts of Guarantees to For For Management Secure Bank Loans for Subsidiaries 12 Approve Application for General For For Management Banking Facilities 13 Approve Entrusted Borrowing and Loans For Against Management Business Between the Company and its Subsidiaries 14 Approve Amounts of Bank Borrowing by For For Management Guangzhou Pharmaceutical Corporation 15 Approve Cash Management of Part of the For For Management Temporary Internal Idle Funds of the Company and its Subsidiaries 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Emoluments of Cai Ruiyu as For For Shareholder Supervisor 18.1 Elect Li Chuyuan as Director and For For Shareholder Approve the Emoluments to be Paid to him 18.2 Elect Yang Jun as Director and Approve For For Shareholder the Emoluments to be Paid to him 18.3 Elect Cheng Ning as Director and For For Shareholder Approve the Emoluments to be Paid to her 18.4 Elect Liu Juyan as Director and For For Shareholder Approve the Emoluments to be Paid to her 18.5 Elect Li Hong as Director and Approve For For Shareholder the Emoluments to be Paid to him 18.6 Elect Wu Changhai as Director and For For Shareholder Approve the Emoluments to be Paid to him 18.7 Elect Zhang Chunbo as Director and For For Shareholder Approve the Emoluments to be Paid to him 19.1 Elect Wong Hin Wing as Director and For For Shareholder Approve the Emoluments to be Paid to him 19.2 Elect Wang Weihong as Director and For For Shareholder Approve the Emoluments to be Paid to her 19.3 Elect Chen Yajin as Director and For For Shareholder Approve the Emoluments to be Paid to him 19.4 Elect Huang Min as Director and For For Shareholder Approve the Emoluments to be Paid to him 20.1 Elect Gao Yanzhu as Supervisor and For For Shareholder Approve the Emoluments to be Paid to her 20.2 Elect Cheng Jinyuan as Supervisor and For For Shareholder Approve the Emoluments to be Paid to him -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- GUANGZHOU DEVELOPMENT GROUP, INC. Ticker: 600098 Security ID: Y29312108 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- GUANGZHOU DEVELOPMENT GROUP, INC. Ticker: 600098 Security ID: Y29312108 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Change in Raised Funds Project For For Management and Use Raised Funds to Replenish Working Capital 3.1 Elect Chen Xudong as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU DEVELOPMENT GROUP, INC. Ticker: 600098 Security ID: Y29312108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Company's Eligibility for For For Management Corporate Bond Issuance 9.1 Approve Par Value and Issue Scale For For Management 9.2 Approve Issue Price and Interest Rate For For Management Determination Method 9.3 Approve Bond Term and Type For For Management 9.4 Approve Debt Repayment Method For For Management 9.5 Approve Issue Manner, Target Parties For For Management and Placement Arrangement to Shareholder 9.6 Approve Usage of Raised Funds For For Management 9.7 Approve Underwriting Method For For Management 9.8 Approve Listing Arrangement For For Management 9.9 Approve Resolution Validity Period For For Management 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- GUANGZHOU DEVELOPMENT GROUP, INC. Ticker: 600098 Security ID: Y29312108 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGZHOU GRANDBUY CO., LTD. Ticker: 002187 Security ID: Y29326108 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Approve the Purpose of the Incentive For For Management Plan 2.2 Approve Criteria to Select Plan For For Management Participants 2.3 Approve List of Recipients and For For Management Allocation of Stock Option 2.4 Approve Share Type, Source, and Number For For Management of Underlying Stocks 2.5 Approve Duration, Grant Date, Waiting For For Management Period, Exercise Date, Exercise Arrangement and Lock-Up Period 2.6 Approve Exercise Price and For For Management Price-setting Basis 2.7 Approve Conditions for Granting and For For Management Unlocking 2.8 Approve Procedures for Granting and For For Management Unlocking 2.9 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 2.10 Approve Accounting Treatment For For Management 2.11 Approve Rights and Obligations of the For For Management Plan Participants and the Company 2.12 Approve Conditions to Change or For For Management Terminate the Incentive Plan 2.13 Approve Resolution Mechanism for For For Management Disputes among Incentive Participants or between Company and Participant 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Stock Option Incentive Plan -------------------------------------------------------------------------------- GUANGZHOU GRANDBUY CO., LTD. Ticker: 002187 Security ID: Y29326108 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGZHOU GRANDBUY CO., LTD. Ticker: 002187 Security ID: Y29326108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Daily Related Party Transaction For For Management 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUANGZHOU GREAT POWER ENERGY & TECHNOLOGY CO., LTD. Ticker: 300438 Security ID: Y29331108 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization of the Board on Convertible Bond Issuance 2 Elect Zhou Yijun as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU GREAT POWER ENERGY & TECHNOLOGY CO., LTD. Ticker: 300438 Security ID: Y29331108 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGZHOU GREAT POWER ENERGY & TECHNOLOGY CO., LTD. Ticker: 300438 Security ID: Y29331108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Application of Credit Lines For For Management 8 Approve Guarantee Provision For Against Management 9 Approve Remunerations of Directors, For For Management Supervisors and Senior Management Members 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Change in Registered Capital For For Management 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- GUANGZHOU GUANGRI STOCK CO., LTD. Ticker: 600894 Security ID: Y29325100 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hao Yulong as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUANGZHOU GUANGRI STOCK CO., LTD. Ticker: 600894 Security ID: Y29325100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related-party For For Management Transactions 9 Amend External Investment Management For For Management System -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Issuance of Medium-term Notes For For Management 3.1 Elect Yang Haizhou as Non-Independent For For Management Director 3.2 Elect Yu Qingsong as Non-Independent For For Management Director 3.3 Elect Yang Wenfeng as Non-Independent For For Management Director 3.4 Elect Deng Jiaqing as Non-Independent For For Management Director 3.5 Elect Xiao Xunyong as Non-Independent For For Management Director 3.6 Elect Yang Haiming as Non-Independent For For Management Director 4.1 Elect Li Xinchun as Independent For For Management Director 4.2 Elect Li Yingzhao as Independent For For Management Director 4.3 Elect Hu Pengxiang as Independent For For Management Director 5.1 Elect Tian Yunyi as Supervisor For For Management 5.2 Elect Zhu Gang as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Tiegang as Non-independent For For Management Director 1.2 Elect Liu Yan as Non-independent For For Management Director 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Funds to Invest in For For Management Low-risk Short-term Financial Products 8 Approve Termination of Raised Funds For For Management Investment Project and Replenish Working Capital 9 Approve Compensation of Shares and For For Management Handling of Cancellation and Capital Reduction 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGZHOU HANGXIN AVIATION TECHNOLOGY CO., LTD. Ticker: 300424 Security ID: Y2932X109 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 2.1 Approve Criteria to Select Plan For For Management Participants 2.2 Approve Source, Size and Allocation of For For Management Underlying Stocks 2.3 Approve Duration, Grant Date, Waiting For For Management Period, Exercise Date, Exercise Arrangement and Lock-Up Period 2.4 Approve Exercise Price and For For Management Price-setting Basis 2.5 Approve Conditions for Granting and For For Management Exercising 2.6 Approve Adjustment Method and For For Management Procedures 2.7 Approve Accounting Treatment and the For For Management Impact on Company Performance 2.8 Approve Implementation Procedures For For Management 2.9 Approve Rights and Obligations of the For For Management Plan Participants and the Company 2.10 Approve Dispute or Dispute Resolution For For Management Mechanism Between Company and Incentive Targets 2.11 Approve Changes and Termination of For For Management This Plan 3.1 Approve Criteria to Select Plan For For Management Participants 3.2 Approve Source, Size and Allocation of For For Management Underlying Stocks 3.3 Approve Duration, Grant Date, Waiting For For Management Period, Exercise Date, Exercise Arrangement and Lock-Up Period 3.4 Approve Exercise Price and For For Management Price-setting Basis 3.5 Approve Conditions for Granting and For For Management Exercising 3.6 Approve Adjustment Method and For For Management Procedures 3.7 Approve Accounting Treatment For For Management 3.8 Approve Implementation Procedures For For Management 3.9 Approve Rights and Obligations of the For For Management Plan Participants and the Company 3.10 Approve Treatment for Changes in the For For Management Company and Incentive Objects 3.11 Approve Dispute or Dispute Resolution For For Management Mechanism 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGZHOU HANGXIN AVIATION TECHNOLOGY CO., LTD. Ticker: 300424 Security ID: Y2932X109 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Bond Type For For Management 1.2 Approve Issue Size For For Management 1.3 Approve Par Value and Issue Price For For Management 1.4 Approve Existence Period For For Management 1.5 Approve Bond Interest Rate For For Management 1.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 1.7 Approve Conversion Period For For Management 1.8 Approve Determination and Adjustment For For Management of Conversion Price 1.9 Approve Method on Handling Fractional For For Management Shares Upon Conversion 1.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sell-Back For For Management 1.13 Approve Dividend Distribution Post For For Management Conversion 1.14 Approve Issue Manner and Target For For Management Subscribers 1.15 Approve Placing Arrangement for For For Management Shareholders 1.16 Approve Matters Relating to Meetings For For Management of Bondholders 1.17 Approve Usage of Raised Funds For For Management 1.18 Approve Special Deposit Account for For For Management Raised Funds 1.19 Approve Guarantee in Relation to Bond For For Management Issuance 1.20 Approve Resolution Validity Period For For Management 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures and Commitments to be Taken 7 Approve Rules and Procedures Regarding For For Management Meetings of Convertible Bondholders 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Shareholder Return Plan For For Management 10 Approve Matters Related to Internal For For Management Accounting Control System 11 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Convertible Bonds 12 Approve Appointment of Relevant For For Management Intermediary for this Transaction 13 Approve Audit Report and Verification For For Management Report of this Transaction -------------------------------------------------------------------------------- GUANGZHOU HANGXIN AVIATION TECHNOLOGY CO., LTD. Ticker: 300424 Security ID: Y2932X109 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Yao Xiaohua as Non-independent For For Management Director -------------------------------------------------------------------------------- GUANGZHOU HANGXIN AVIATION TECHNOLOGY CO., LTD. Ticker: 300424 Security ID: Y2932X109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Remuneration of Directors and For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Related Party Transaction For For Management 9 Approve Provision of Performance For For Management Guarantee 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Information Disclosure For For Management Management System -------------------------------------------------------------------------------- GUANGZHOU HENGYUN ENTERPRISES HOLDING LTD. Ticker: 000531 Security ID: Y29315101 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Xiaowen as Non-Independent For For Shareholder Director 2.1 Elect Chen Qian as Independent Director For For Management 2.2 Elect Li Shuhua as Independent Director For For Management 2.3 Elect Xie Xiaoyao as Independent For For Management Director 3.1 Elect Ye Zhihua as Supervisor For For Shareholder 4 Approve Establishment of Subsidiary For For Management for Cogeneration Project 5 Approve Adjustments on Depreciation of For For Management Fixed Assets 6.1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 6.2 Approve Issue Scale For For Management 6.3 Approve Bond Maturity For For Management 6.4 Approve Bond Interest Rate and For For Management Determination Method 6.5 Approve Issuance Method For For Management 6.6 Approve Placing Arrangements for For For Management Shareholders 6.7 Approve Use of Proceeds For For Management 6.8 Approve Guarantee Arrangements For For Management 6.9 Approve Listing of the Bonds For For Management 6.10 Approve Resolution Validity Period For For Management 6.11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGZHOU HENGYUN ENTERPRISES HOLDING LTD. Ticker: 000531 Security ID: Y29315101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Plan For For Management 7 Elect Wang Yibiao as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGZHOU HOLIKE CREATIVE HOME CO., LTD. Ticker: 603898 Security ID: Y2932R102 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to Issuance of Convertible Bonds 2 Approve Authorization of the Board to For For Management Handle All Related Matters to Extend the Resolution Validity Period of Convertible Bonds Issuance -------------------------------------------------------------------------------- GUANGZHOU HOLIKE CREATIVE HOME CO., LTD. Ticker: 603898 Security ID: Y2932R102 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds for For For Management Financial Products 2 Approve Use of Idle Raised Funds for For For Management Cash Management -------------------------------------------------------------------------------- GUANGZHOU HOLIKE CREATIVE HOME CO., LTD. Ticker: 603898 Security ID: Y2932R102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7.1 Approve Remuneration of Shen Hanbiao For For Management 7.2 Approve Remuneration of Lin Changsheng For For Management 7.3 Approve Remuneration of Guo Liming For For Management 7.4 Approve Remuneration of Duanmu Zirong For For Management 7.5 Approve Remuneration of Li Xinhang For For Management 7.6 Approve Remuneration of Zhou Yi For For Management 8.1 Approve Remuneration of Li Zeli For For Management 8.2 Approve Remuneration of Zeng Jianrong For For Management 8.3 Approve Remuneration of Zhang Yanan For For Management 8.4 Approve Remuneration of Gu Xiang For For Management 9 Approve Remuneration Standard of For For Management Directors and Senior Management 10 Approve Remuneration Standard of For For Management Supervisors -------------------------------------------------------------------------------- GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD. Ticker: 603882 Security ID: Y2935F105 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Linglai as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD. Ticker: 603882 Security ID: Y2935F105 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale and Amount of For For Management Raised Funds 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Usage of Raised Funds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Meeting Requirements for For For Management Strategic Investors and Introduction of Strategic Investors 6 Approve Signing of Strategic For For Management Cooperation Agreement with Strategic Investors 7 Approve Signing of Conditional Share For For Management Subscription Agreement 8 Approve Related Party Transactions in For For Management Connection to Private Placement 9 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 10 Approve Report on the Usage of For For Management Previously Raised Funds 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve White Wash Waiver For For Management -------------------------------------------------------------------------------- GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD. Ticker: 603882 Security ID: Y2935F105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor and For For Management Internal Control Auditor 7 Approve Remuneration of Directors and For Against Management Senior Management Members 8 Approve Remuneration of Supervisors For Against Management -------------------------------------------------------------------------------- GUANGZHOU KINGTELLER TECHNOLOGY CO., LTD. Ticker: 002177 Security ID: Y2932W101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Use of Funds for Securities For For Management Investment 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Information Disclosure For For Management Management System 14 Amend Implementing Rules for For For Management Cumulative Voting System 15 Amend Management System for Providing For For Management External Guarantees 16 Amend External Investment Management For For Management System 17 Amend Controlling Shareholder and For For Management Ultimate Controller Behavior Regulation -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600684 Security ID: Y29339101 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600684 Security ID: Y29339101 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management and Related Party Transactions -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600684 Security ID: Y29339101 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of the For For Management Management Team to Handle All Matters Related to Land Investment Plan 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Acquisition of Real Estate Investment Project 3 Approve Guarantee Provision Plan For For Management 4 Approve Change of Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600684 Security ID: Y29339101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget Report For Against Management 7 Approve External Guarantee For Against Management -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600684 Security ID: Y29339101 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management 2 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600684 Security ID: Y29339101 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement 2 Approve Related Party Transaction in For Against Management Connection to Loan Provision 3 Approve Amend Articles of Association For For Management and Rules and Procedures Regarding Meetings of Board of Directors 4.1 Elect Zhang Yan as Non-Independent For For Management Director 4.2 Elect Da Hengcheng as Non-Independent For For Management Director 4.3 Elect Wang Nengping as Non-Independent For For Management Director 4.4 Elect Wu Songtao as Non-Independent For For Management Director 4.5 Elect Guo Hongwei as Non-Independent For For Management Director 4.6 Elect Liu Aiming as Non-Independent For For Management Director 5.1 Elect Xu Yong as Independent Director For For Management 5.2 Elect Yang Dafei as Independent For For Management Director 5.3 Elect Xing Liangwen as Independent For For Management Director 6.1 Elect Lu Weihua as Supervisor For For Management 6.2 Elect Liao Yuping as Supervisor For For Management 6.3 Elect Geng Fuhua as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER PIANO GROUP CO., LTD. Ticker: 002678 Security ID: Y2925N100 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Extend the Duration of For For Management Equity Investment Funds -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER PIANO GROUP CO., LTD. Ticker: 002678 Security ID: Y2925N100 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management 3 Approve Adjustment in Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER PIANO GROUP CO., LTD. Ticker: 002678 Security ID: Y2925N100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Financial Audit Report For Did Not Vote Management 7 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- GUANGZHOU PORT CO., LTD. Ticker: 601228 Security ID: Y2R39Z107 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Bo as Non-Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- GUANGZHOU PORT CO., LTD. Ticker: 601228 Security ID: Y2R39Z107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Financial Budget Report For Did Not Vote Management 7 Approve Debt Financing Plan For Did Not Vote Management 8 Approve 2020 Related Party Transaction For Did Not Vote Management 9 Approve 2019 and 2020 Related Party For Did Not Vote Management Transaction 10 Approve Entrusted Loan Application For Did Not Vote Management 11 Approve Remuneration of Directors and For Did Not Vote Management Supervisors 12.1 Elect Li Yibo as Non-Independent For Did Not Vote Management Director 12.2 Elect Huang Bo as Non-Independent For Did Not Vote Management Director 12.3 Elect Su Xingwang as Non-Independent For Did Not Vote Management Director 12.4 Elect Song Xiaoming as Non-Independent For Did Not Vote Management Director 12.5 Elect Deng Guosheng as Non-Independent For Did Not Vote Management Director 13.1 Elect Chen Shu as Independent Director For Did Not Vote Management 13.2 Elect Fan Xia as Independent Director For Did Not Vote Management 13.3 Elect Liao Chaoli as Independent For Did Not Vote Management Director 14.1 Elect Liu Yinghai as Supervisor For Did Not Vote Management 14.2 Elect Wen Dongwei as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Statutory Reports 4 Approve Final Dividend For For Management 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Decide on Matters For For Management Relating to the Payment of Interim Dividend for the Six Months Ended June 30, 2020 7a Elect Li Helen as Director and For For Management Authorize Board to Fix Her Remuneration 7b Elect Zheng Ercheng as Director and For For Management Authorize Board to Fix His Remuneration 7c Elect Wong Chun Bong as Director and For For Management Authorize Board to Fix His Remuneration 7d Elect Zhao Xianglin as Supervisor and For For Management Authorize Board to Fix His Remuneration 8 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 9 Authorize Legal Representative(s) or For For Management Authorized Person(s) and Its Subsidiaries to Sign Composite Credit Facilities or Loan Related Agreements and Documents 10 Approve Extension of Guarantees by the For Against Management Company on Behalf of Subsidiaries, Associates, Joint Ventures and Other Investee Companies 11 Approve Extension of Guarantees on For Against Management Behalf of Subsidiaries, Associates and Joint Ventures in 2019 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 13a Approve Class of Shares For For Management 13b Approve Place of Listing For For Management 13c Approve Issuer For For Management 13d Approve Number of Shares to be Issued For For Management 13e Approve Nominal Value of the Shares to For For Management be Issued 13f Approve Target Subscriber For For Management 13g Approve Issue Price For For Management 13h Approve Method of Issue For For Management 13i Approve Underwriting Method For For Management 13j Approve Use of Proceeds For For Management 13k Approve Plan on the Allocation of For For Management Accumulated Profits Prior to the Issue 13l Approve Effective Period of the For For Management Resolution 14 Authorize Board to Handle All Matters For For Management in Relation to the Initial Public Offering and Listing of Renminbi Ordinary Shares (A Shares) with Full Authority 15 Approve Issuance of Direct Debt For For Management Financing Products and Asset Securitization Products in 2020 16 Authorize Board or Its Authorized For For Management Person(s) to Handle All Matters in Relation to the Issuance of Direct Debt Financing Products and Asset Securitization Products in 2020 17 Approve Amendments to Articles of For For Management Association 18 Elect Zhang Hui as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class of Shares For For Management 1b Approve Place of Listing For For Management 1c Approve Issuer For For Management 1d Approve Number of Shares to be Issued For For Management 1e Approve Nominal Value of the Shares to For For Management be Issued 1f Approve Target Subscriber For For Management 1g Approve Issue Price For For Management 1h Approve Method of Issue For For Management 1i Approve Underwriting Method For For Management 1j Approve Use of Proceeds For For Management 1k Approve Plan on the Allocation of For For Management Accumulated Profits Prior to the Issue 1l Approve Effective Period of the For For Management Resolution 2 Approve the Extension of the Validity For For Management Period of Authorizing the Board to Handle Matters in Relation to the Initial Public Offering and Listing of Renminbi Ordinary Shares (A Shares) with Full Authority 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGZHOU RESTAURANT GROUP CO., LTD. Ticker: 603043 Security ID: Y2936P102 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGZHOU RESTAURANT GROUP CO., LTD. Ticker: 603043 Security ID: Y2936P102 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Weibing as Non-Independent For For Management Director 1.2 Elect Zhao Liping as Non-Independent For For Management Director 1.3 Elect Sun Xiaoli as Non-Independent For For Management Director 2.1 Elect Xie Kang as Independent Director For For Management 2.2 Elect Li Jinyi as Independent Director For For Management 2.3 Elect Shen Zhaozhang as Independent For For Management Director 2.4 Elect Cao Yong as Independent Director For For Management 3.1 Elect Chen Junmei as Supervisor For For Management 3.2 Elect Chen Haoyuan as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU RESTAURANT GROUP CO., LTD. Ticker: 603043 Security ID: Y2936P102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Change Raised Funds Projects For For Management -------------------------------------------------------------------------------- GUANGZHOU SHANGPIN HOME COLLECTION CO., LTD. Ticker: 300616 Security ID: Y29354100 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extraction of Special Funds to For For Management Motivate Management Team 2 Approve Employee Share Purchase Plan For For Management Draft and Summary 3 Approve Management Method of Employee For For Management Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- GUANGZHOU SHANGPIN HOME COLLECTION CO., LTD. Ticker: 300616 Security ID: Y29354100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Remuneration of Independent For For Management Directors 6 Approve Remuneration of For For Management Non-Independent Directors, Senior Management Members, and Supervisors 7 Approve Profit Distribution For For Management 8 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 9 Elect Xie Xinqing as Supervisor For For Shareholder 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Change in Registered Capital, For For Management Business Scope and Amend Articles of Association 12 Amend Major Investment Management For For Management System 13 Approve to Adjust the Investment Funds For For Management for Huadong Production Base Construction Projects 14 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GUANGZHOU SHANGPIN HOME COLLECTION CO., LTD. Ticker: 300616 Security ID: Y29354100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Remuneration of Independent For Did Not Vote Management Directors 6 Approve Remuneration of For Did Not Vote Management Non-Independent Directors, Senior Management Members, and Supervisors 7 Approve Profit Distribution For Did Not Vote Management 8 Approve Use of Idle Own Funds to For Did Not Vote Management Invest in Financial Products 9 Elect Xie Xinqing as Supervisor For Did Not Vote Shareholder 10 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 11 Approve Change in Registered Capital, For Did Not Vote Management Business Scope and Amend Articles of Association 12 Amend Major Investment Management For Did Not Vote Management System 13 Approve to Adjust the Investment Funds For Did Not Vote Management for Huadong Production Base Construction Projects 14 Approve Guarantee Provision Plan For Did Not Vote Management -------------------------------------------------------------------------------- GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD. Ticker: 002841 Security ID: Y29355107 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yang as Non-independent For For Management Director -------------------------------------------------------------------------------- GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD. Ticker: 002841 Security ID: Y29355107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Comprehensive For For Management Bank Credit Lines 8 Approve Foreign Exchange Hedging For For Management Business 9 Approve Use of Idle Own Funds to For For Management Purchase Low-risk Financial Products 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Shareholder Dividend Return For For Management Plan 12 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 13 Amend Company System For For Management 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Fund For Did Not Vote Management Project and to Replenish Working Capital as well as Change Raised Fund Investment Project -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management 150,000 Tons of Lithium Battery Materials Project 2 Approve Investment and Construction of For For Management 20,000 Tons of Electrolyte Basic Materials and 5,800 Tons of New Lithium Electrolyte Project 3 Elect Han Heng as Non-independent For For Management Director 4 Approve Investment and Construction of For For Management an Annual Output of 185,000 Tons of Daily Chemical New Materials Project -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For Did Not Vote Management 150,000 Tons of Lithium Battery Materials Project 2 Approve Investment and Construction of For Did Not Vote Management 20,000 Tons of Electrolyte Basic Materials and 5,800 Tons of New Lithium Electrolyte Project 3 Elect Han Heng as Non-independent For Did Not Vote Management Director 4 Approve Investment and Construction of For Did Not Vote Management an Annual Output of 185,000 Tons of Daily Chemical New Materials Project -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Financing Application from For For Management Financial Institution 9 Approve Provision of Guarantee For Against Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 12.1 Elect Xu Jinfu as Non-Independent For For Management Director 12.2 Elect Gu Bin as Non-Independent For For Management Director 12.3 Elect Xu Sanshan as Non-Independent For For Management Director 12.4 Elect Zhao Jingwei as Non-Independent For For Management Director 12.5 Elect Han Heng as Non-Independent For For Management Director 13.1 Elect Chen Limei as Independent For For Management Director 13.2 Elect Nan Junmin as Independent For For Management Director 13.3 Elect Zhang Mingqiu as Independent For For Management Director 13.4 Elect Li Zhijuan as Independent For For Management Director 14.1 Elect Lu Xiaocui as Supervisor For For Management 14.2 Elect He Guilan as Supervisor For For Management 15 Approve Remuneration (Allowance) of For For Management Directors and Senior Management 16 Approve Remuneration (Allowance) of For For Management Supervisors 17 Approve Investment and Construction of For For Management Electrolyte Projects 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 20 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Audit Report For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Financing Application from For Did Not Vote Management Financial Institution 9 Approve Provision of Guarantee For Did Not Vote Management 10 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 11 Approve Decrease in Registered Capital For Did Not Vote Management and Amend Articles of Association 12.1 Elect Xu Jinfu as Non-Independent For Did Not Vote Management Director 12.2 Elect Gu Bin as Non-Independent For Did Not Vote Management Director 12.3 Elect Xu Sanshan as Non-Independent For Did Not Vote Management Director 12.4 Elect Zhao Jingwei as Non-Independent For Did Not Vote Management Director 12.5 Elect Han Heng as Non-Independent For Did Not Vote Management Director 13.1 Elect Chen Limei as Independent For Did Not Vote Management Director 13.2 Elect Nan Junmin as Independent For Did Not Vote Management Director 13.3 Elect Zhang Mingqiu as Independent For Did Not Vote Management Director 13.4 Elect Li Zhijuan as Independent For Did Not Vote Management Director 14.1 Elect Lu Xiaocui as Supervisor For Did Not Vote Management 14.2 Elect He Guilan as Supervisor For Did Not Vote Management 15 Approve Remuneration (Allowance) of For Did Not Vote Management Directors and Senior Management 16 Approve Remuneration (Allowance) of For Did Not Vote Management Supervisors 17 Approve Investment and Construction of For Did Not Vote Management Electrolyte Projects 18 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 20 Amend Management System of Raised Funds For Did Not Vote Management -------------------------------------------------------------------------------- GUANGZHOU WONDFO BIOTECH CO., LTD. Ticker: 300482 Security ID: Y2933U104 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital 2 Approve the Adjustment in the For For Management Repurchase Price and the Repurchase and Cancellation of Performance Shares 3 Approve Amendments to Articles of For For Management Association 4 Amend Management System for Foreign For For Management Investments 5 Amend Management System for For For Management Related-Party Transactions 6 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- GUANGZHOU WONDFO BIOTECH CO., LTD. Ticker: 300482 Security ID: Y2933U104 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds to be For For Management Used to Replenish Working Capital 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGZHOU WONDFO BIOTECH CO., LTD. Ticker: 300482 Security ID: Y2933U104 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Existence Period For For Management 2.5 Approve Bond Coupon Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.9 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Special Deposit Account for For For Management Raised Funds 2.19 Approve Guarantee For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Impact of Dilution of Current For For Management Returns of Convertible Bonds and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUANGZHOU WONDFO BIOTECH CO., LTD. Ticker: 300482 Security ID: Y2933U104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Use of Idle Raised Funds and For For Management Idle Funds for Cash Management 9 Approve Related Party Transaction For For Management 10 Approve Remuneration of Directors and For For Management Senior Management 11 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Corporate Bond Issuance For For Management -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fund Lending and Related Party For For Management Transactions 2 Approve Financial Assistance Provision For Against Management to Guangzhou Yuexiu Financial Leasing Co., Ltd. 3 Approve Financial Assistance Provision For Against Management to Guangzhou Yuexiu Financial Holdings Capital Management Co., Ltd. 4 Approve Issuance of Short-term For For Management Commercial Papers 5 Approve to Appoint Auditor For For Management 6 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve External Guarantee Provision For Against Management 7 Approve Use of Idle Own Funds to For For Management Conduct Entrusted Asset Management 8 Approve General Authorization for the For For Management Issuance of Debt Financing Instruments 9 Approve Accounts Receivable For For Management Asset-backed Securities Business 10 Approve Accounts Receivable For For Management Asset-backed Notes Business 11 Approve Issuance of Super Short-term For For Management Commercial Papers 12 Approve Signing of Supplemental For For Management Agreement on Acquisition via Issuance of Shares 13 Approve Asset Impairment Compensation For For Management in Connection to Major Asset Disposal -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds For For Management 2 Approve Borrowing Funds from the For For Management Controlling Shareholder 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGZHOU ZHIGUANG ELECTRIC CO., LTD. Ticker: 002169 Security ID: Y2933L104 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Trust Loan Application and Its For For Management Guarantee Provision by Controlling Shareholder and Controlled Subsidiary -------------------------------------------------------------------------------- GUANGZHOU ZHIGUANG ELECTRIC CO., LTD. Ticker: 002169 Security ID: Y2933L104 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Set-up of Industrial For For Management Investment Fund 2 Approve Change in Usage of Raised Funds For For Management 3 Approve Special Deposit and Usage For For Management Management System for Raised Funds -------------------------------------------------------------------------------- GUANGZHOU ZHIGUANG ELECTRIC CO., LTD. Ticker: 002169 Security ID: Y2933L104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Comprehensive Bank Credit Line For Against Management Application and Its Relevant Guarantee 8 Approve Utilization of the Remaining For For Management Proceeds from Raised Funds Investment Project to Replenish Working Capital 9 Approve Use of Bank or Commercial For For Management Bills to Pay for Fundraising Project and Replace with Equal Amount of Raised Funds 10 Approve Remuneration of Directors and For For Management Senior Management 11 Approve Allowance of Independent For For Management Directors 12 Approve Remuneration of Supervisors For For Management 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 17 Approve Implementing Rules for For For Management Cumulative Voting System 18 Amend Management System of Deposit and For For Management Usage of Raised Funds 19 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGZHOU ZHIGUANG ELECTRIC CO., LTD. Ticker: 002169 Security ID: Y2933L104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 7 Approve Comprehensive Bank Credit Line For Did Not Vote Management Application and Its Relevant Guarantee 8 Approve Utilization of the Remaining For Did Not Vote Management Proceeds from Raised Funds Investment Project to Replenish Working Capital 9 Approve Use of Bank or Commercial For Did Not Vote Management Bills to Pay for Fundraising Project and Replace with Equal Amount of Raised Funds 10 Approve Remuneration of Directors and For Did Not Vote Management Senior Management 11 Approve Allowance of Independent For Did Not Vote Management Directors 12 Approve Remuneration of Supervisors For Did Not Vote Management 13 Approve Amendments to Articles of For Did Not Vote Management Association 14 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 17 Approve Implementing Rules for For Did Not Vote Management Cumulative Voting System 18 Amend Management System of Deposit and For Did Not Vote Management Usage of Raised Funds 19 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- GUANGZHOU ZHUJIANG BREWERY CO., LTD. Ticker: 002461 Security ID: Y2933N100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Land Transfer Fees For Did Not Vote Management to Retain Usage and Return a Portion of Land to Local Government 2 Approve Expansion of Business Scope For Did Not Vote Management 3 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- GUANGZHOU ZHUJIANG BREWERY CO., LTD. Ticker: 002461 Security ID: Y2933N100 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors and 2020 Work Plan 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related-Party For For Management Transactions 6 Approve Comprehensive Credit Line Bank For For Management Application 7 Approve Use of Idle Funds to Invest in For For Management Financial Product 8 Approve Profit Distribution For For Management 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Elect Huang Wensheng as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- GUARARAPES CONFECCOES SA Ticker: GUAR3 Security ID: P5012L101 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creation of Authorized Capital For For Management Limit 2 Amend Article 5 Re: Allow Company to For For Management Issue Shares for Stock Options 3 Amend Article 11 and Renumber Articles For For Management 4 Consolidate Bylaws For For Management 5 Approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- GUARARAPES CONFECCOES SA Ticker: GUAR3 Security ID: P5012L101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Elect Directors For Against Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 Fix Number of Fiscal Council Members For For Management at Three 7 Elect Fiscal Council Members For For Management 8 Approve Remuneration of Company's For For Management Management and Fiscal Council 9 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Elect Directors For Against Management 11 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 12 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 13.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Gurgel Rocha as Director 13.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Lisiane Gurgel Rocha as Director 13.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Elvio Gurgel Rocha as Director 14 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 15.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Gurgel Rocha as Director 15.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Lisiane Gurgel Rocha as Director 15.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Elvio Gurgel Rocha as Director 16.1 Elect Paulo Ferreira Machado as Fiscal For For Management Council Member and Jose Janio de Siqueira as Alternate 16.2 Elect Marcello Joaquim Pacheco as For For Management Fiscal Council Member and Murici dos Santos as Alternate -------------------------------------------------------------------------------- GUBRE FABRIKALARI TAS Ticker: GUBRF Security ID: M5246E108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For Against Management 5 Approve Discharge of Board For Against Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For For Management 8 Elect Directors For Against Management 9 Amend Article 7 Re: Capital Related For For Management 10 Ratify External Auditors For For Management 11 Receive Information on Sogut Mining None None Management Field 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 14 Receive Information on Donations Made None None Management in 2019 15 Receive Information on Remuneration None None Management Policy and Director Remuneration for 2019 16 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 17 Wishes None None Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- GUI ZHOU TYRE CO., LTD. Ticker: 000589 Security ID: Y2943C102 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Monetary For For Management Compensation Agreement for Land Expropriation 2 Approve Implementation of Steel Radial For For Management Tires Off-Site Relocation Project -------------------------------------------------------------------------------- GUI ZHOU TYRE CO., LTD. Ticker: 000589 Security ID: Y2943C102 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUI ZHOU TYRE CO., LTD. Ticker: 000589 Security ID: Y2943C102 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUI ZHOU TYRE CO., LTD. Ticker: 000589 Security ID: Y2943C102 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GUI ZHOU TYRE CO., LTD. Ticker: 000589 Security ID: Y2943C102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditors and For For Management Payment of Their Remuneration -------------------------------------------------------------------------------- GUILIN SANJIN PHARMACEUTICAL CO., LTD. Ticker: 002275 Security ID: Y2945J105 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zou Jieming as Non-independent For For Shareholder Director 1.2 Elect Wang Xufei as Non-independent For For Shareholder Director 1.3 Elect Zou Xun as Non-independent For For Shareholder Director 1.4 Elect Xie Yuangang as Non-independent For For Shareholder Director 1.5 Elect Zou Zhun as Non-independent For For Shareholder Director 1.6 Elect Lv Gaorong as Non-independent For For Shareholder Director 2.1 Elect Mo Lingxia as Independent For For Shareholder Director 2.2 Elect Yu Weika as Independent Director For For Shareholder 2.3 Elect He Liwen as Independent Director For For Shareholder 3.1 ELECT Fu Liping as Supervisor For For Shareholder 3.2 ELECT Yang Zhongyang as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUILIN SANJIN PHARMACEUTICAL CO., LTD. Ticker: 002275 Security ID: Y2945J105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Proceeds 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 10 Approve Provision of Guarantee For For Management 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUILIN TOURISM CORP. LTD. Ticker: 000978 Security ID: Y2942H102 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qu Tao as Non-Independent For Did Not Vote Shareholder Director 1.2 Elect Ma Dehui as Non-Independent For Did Not Vote Shareholder Director 1.3 Elect Yang Wenzhong as Non-Independent For Did Not Vote Shareholder Director 2 Elect Wang Shaofei as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- GUILIN TOURISM CORP. LTD. Ticker: 000978 Security ID: Y2942H102 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Issue Time For Did Not Vote Management 2.3 Approve Pricing Method and Issue Price For Did Not Vote Management 2.4 Approve Issue Size For Did Not Vote Management 2.5 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.6 Approve Lock-up Period For Did Not Vote Management 2.7 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.8 Approve Listing Location For Did Not Vote Management 2.9 Approve Usage of Raised Funds For Did Not Vote Management 2.10 Approve Validity Period For Did Not Vote Management 3 Approve Plan for Private Placement of For Did Not Vote Management Shares 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Conditional Share Subscription For Did Not Vote Management Contract between Company and Guilin Tourism Development Corporation 6 Approve Conditional Share Subscription For Did Not Vote Management Contract between Company and Oriental Meiyu (Beijing) Cultural Tourism Group Co., Ltd. 7 Approve Transaction Constitute as For Did Not Vote Management Related Party Transaction 8 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve the Notion that the Company For Did Not Vote Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 10 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 11 Approve Related-party Transactions For Did Not Vote Management Within the Last Three Years -------------------------------------------------------------------------------- GUILIN TOURISM CORP. LTD. Ticker: 000978 Security ID: Y2942H102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Termination of the Non-Public For For Management Issue of A Shares of the Company -------------------------------------------------------------------------------- GUIRENNIAO CO., LTD. Ticker: 603555 Security ID: Y2942J108 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- GUIRENNIAO CO., LTD. Ticker: 603555 Security ID: Y2942J108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution Plan For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- GUIRENNIAO CO., LTD. Ticker: 603555 Security ID: Y2942J108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution Plan For Did Not Vote Management 6 Approve Provision for Asset Impairment For Did Not Vote Management 7 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management Members 8 Approve Application of Bank Credit For Did Not Vote Management Lines -------------------------------------------------------------------------------- GUIYANG LONGMASTER INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300288 Security ID: Y29464107 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Chun as Non-Independent For For Management Director 2 Approve Cooperation Agreement and For For Management Related-party Transaction -------------------------------------------------------------------------------- GUIYANG LONGMASTER INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300288 Security ID: Y29464107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For Against Management 2 Elect Li Juan as Supervisor For For Management -------------------------------------------------------------------------------- GUIYANG LONGMASTER INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300288 Security ID: Y29464107 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Wei as Non-independent For For Management Director 1.2 Elect Wang Jian as Non-independent For For Management Director 1.3 Elect Li Xuanfeng as Non-independent For For Management Director 1.4 Elect Wang Chun as Non-independent For For Management Director 2.1 Elect Liu Jingwei as Independent For For Management Director 2.2 Elect Wang Xun as Independent Director For For Management 2.3 Elect Wu Feng as Independent Director For For Management 3.1 Elect Wang Hai as Supervisor For For Management 3.2 Elect Yang Xiaoming as Supervisor For For Management -------------------------------------------------------------------------------- GUIYANG LONGMASTER INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300288 Security ID: Y29464107 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size For For Management 2.6 Approve Subscription Method For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Raised Funds Amount and Usage For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management 11 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- GUIYANG LONGMASTER INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300288 Security ID: Y29464107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For For Management -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Xuchen as Supervisor For For Management -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Exclusive Agency For For Management Contract and Daily Related Party Transactions -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Appointment of Auditor For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution For For Management 8.1 Elect Jiang Wei as Non-Independent For For Management Director 8.2 Elect Jiang Yong as Non-Independent For For Management Director 8.3 Elect Niu Min as Non-Independent For For Management Director 8.4 Elect Chen Pei as Non-Independent For For Management Director 8.5 Elect Kuang Xunhua as Non-Independent For For Management Director 9.1 Elect Zhong Guoyue as Independent For For Management Director 9.2 Elect Hu Jian as Independent Director For For Management 9.3 Elect Liu Shengqiang as Independent For For Management Director 9.4 Elect Wang Yu as Independent Director For For Management 10.1 Elect Xia Wen as Supervisor For For Management 10.2 Elect Sun Xuchen as Supervisor For For Management 10.3 Elect Long Dong as Supervisor For For Management -------------------------------------------------------------------------------- GUIZHOU BROADCASTING & TV INFORMATION NETWORK CO., LTD. Ticker: 600996 Security ID: Y2948R104 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Validity Period For For Management on the Resolution for Debt Financing Plan -------------------------------------------------------------------------------- GUIZHOU BROADCASTING & TV INFORMATION NETWORK CO., LTD. Ticker: 600996 Security ID: Y2948R104 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Li Wei as Non-Independent For For Shareholder Director 2.2 Elect Zhang Xiaojian as For For Shareholder Non-Independent Director 2.3 Elect Tan Wuheng as Non-Independent For For Shareholder Director 2.4 Elect Tan Xiang as Non-Independent For For Shareholder Director 2.5 Elect Wang Dengfa as Non-Independent For For Shareholder Director 2.6 Elect Ma Xiaowei as Non-Independent For For Shareholder Director 3.1 Elect Guo Quanzhong as Independent For For Management Director 3.2 Elect Chen Wuchao as Independent For For Management Director 3.3 Elect Fan Qiyong as Independent For For Management Director 3.4 Elect Zhao Min as Independent Director For For Management 4.1 Elect Yang Jianping as Supervisor For For Shareholder 4.2 Elect Chen Mufeng as Supervisor For For Shareholder 4.3 Elect Ding Ting as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUIZHOU BROADCASTING & TV INFORMATION NETWORK CO., LTD. Ticker: 600996 Security ID: Y2948R104 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Debt Financing Plan For For Management -------------------------------------------------------------------------------- GUIZHOU BROADCASTING & TV INFORMATION NETWORK CO., LTD. Ticker: 600996 Security ID: Y2948R104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Issuance of Renewable Bonds For For Management 12 Approve Issuance of Corporate Bonds For For Management -------------------------------------------------------------------------------- GUIZHOU GAS GROUP CORP., LTD. Ticker: 600903 Security ID: Y29494104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Plan For For Management 5 Approve Financing Plan For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Annual Report and Summary For For Management 10 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- GUIZHOU GAS GROUP CORP., LTD. Ticker: 600903 Security ID: Y29494104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Financial Budget Plan For Did Not Vote Management 5 Approve Financing Plan For Did Not Vote Management 6 Approve Daily Related-party For Did Not Vote Management Transactions 7 Approve Profit Distribution For Did Not Vote Management 8 Approve to Appoint Auditor For Did Not Vote Management 9 Approve Annual Report and Summary For Did Not Vote Management 10 Approve Remuneration of Directors and For Did Not Vote Management Supervisors -------------------------------------------------------------------------------- GUIZHOU GUIHANG AUTOMOTIVE COMPONENTS CO., LTD. Ticker: 600523 Security ID: Y2948E103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 2 Approve Appointment of Auditor and For Did Not Vote Management Payment of Remuneration 3.1 Elect Tang Haibin as Non-Independent For Did Not Vote Shareholder Director 3.2 Elect Li Guochun as Non-Independent For Did Not Vote Shareholder Director 3.3 Elect Xu Yi as Non-Independent Director For Did Not Vote Shareholder 3.4 Elect Yu Xianfeng as Non-Independent For Did Not Vote Shareholder Director 3.5 Elect Yan Dehua as Non-Independent For Did Not Vote Shareholder Director 3.6 Elect Qiu Honghua as Non-Independent For Did Not Vote Shareholder Director 4.1 Elect Zhao Zhigang as Independent For Did Not Vote Shareholder Director 4.2 Elect Zheng Yuanwu as Independent For Did Not Vote Shareholder Director 4.3 Elect Wang Yi as Independent Director For Did Not Vote Shareholder 5.1 Elect Zhou Chunguang as Supervisor For Did Not Vote Shareholder 5.2 Elect Wei Yasong as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- GUIZHOU GUIHANG AUTOMOTIVE COMPONENTS CO., LTD. Ticker: 600523 Security ID: Y2948E103 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Report of the Independent For Did Not Vote Management Directors 5 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 6 Approve Withdrawal of Discretionary For Did Not Vote Management Surplus Reserves 7 Approve Allocation of Income and For Did Not Vote Management Dividends 8 Approve 2019 Daily Related Party For Did Not Vote Management Transactions and 2020 Daily Related Party Transactions 9 Approve Bank Loan and Entrusted Loan For Did Not Vote Management Applications 10 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- GUIZHOU GUIHANG AUTOMOTIVE COMPONENTS CO., LTD. Ticker: 600523 Security ID: Y2948E103 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 2.1 Elect Wang Zhenghong as For For Management Non-Independent Director 3.1 Elect Xia Jingxiang as Supervisor For For Management -------------------------------------------------------------------------------- GUIZHOU JIULIAN INDUSTRIAL EXPLOSIVE MATERIAL DEVELOPMENT CO. Ticker: 002037 Security ID: Y2945G119 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Horizontal For For Management Competition Preventive Commitments of Shareholders 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUIZHOU JIULIAN INDUSTRIAL EXPLOSIVE MATERIAL DEVELOPMENT CO. Ticker: 002037 Security ID: Y2945G119 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Securities Short Name 2 Approve Amendments to Articles of For For Management Association 3 Elect Wang Hongqian as Independent For For Management Director 4 Approve to Appoint Auditor For For Management 5 Approve Remuneration Management and For For Management Performance Appraisal Measures of Directors, Supervisors 6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUIZHOU PANJIANG REFINED COAL CO., LTD. Ticker: 600395 Security ID: Y2946P100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve 3 Supply 1 Industry Power For For Management Supply Transformation Asset Transfer 7 Approve Remuneration of Directors For For Management 8 Approve Allocation of Income and For For Management Dividends 9 Approve Financial Budget Report For For Management 10 Approve Daily Related-Party For For Management Transactions 11 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 12 Approve Acquisition Agreement For For Management 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 17.1 Elect Yi Guojing as Non-Independent For For Shareholder Director 17.2 Elect Zhu Jiadao as Non-Independent For For Shareholder Director 17.3 Elect Liu Biyan as Non-Independent For For Shareholder Director 17.4 Elect Jian Yonghong as Non-Independent For For Shareholder Director 17.5 Elect Yang Shiliang as Non-Independent For For Shareholder Director 17.6 Elect Xu Jianguo as Non-Independent For For Shareholder Director 18.1 Elect Liu Zongyi as Independent For For Management Director 18.2 Elect Zhao Min as Independent Director For For Management 18.3 Elect Li Xuegang as Independent For For Management Director 19.1 Elect Lai Yuanzhong as Supervisor For For Shareholder 19.2 Elect Fu Hong as Supervisor For For Shareholder 19.3 Elect Liu Zhilai as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUIZHOU REDSTAR DEVELOPING CO., LTD. Ticker: 600367 Security ID: Y2947N104 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUIZHOU REDSTAR DEVELOPING CO., LTD. Ticker: 600367 Security ID: Y2947N104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Ore Price Confirmation For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUIZHOU SALVAGE PHARMACEUTICAL CO., LTD. Ticker: 600227 Security ID: Y2947Q107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management for Wholly-owned Subsidiary -------------------------------------------------------------------------------- GUIZHOU SALVAGE PHARMACEUTICAL CO., LTD. Ticker: 600227 Security ID: Y2947Q107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget Plan For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Guarantee Provision Plan For Against Management 9 Approve Provision for Impairment of For For Management Long-term Equity Investments 10 Approve Appointment of Auditor and For For Management Authorize the Management to Determine Its Remuneration 11 Amend the Company's Restructuring For For Management Target 2018 Performance Commitment and Performance Compensation 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUIZHOU SPACE APPLIANCE CO., LTD. Ticker: 002025 Security ID: Y2945E122 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zou Rui as Non-Independent For For Management Director 2 Approve Material Purchase Agreement For For Management with Related Party -------------------------------------------------------------------------------- GUIZHOU SPACE APPLIANCE CO., LTD. Ticker: 002025 Security ID: Y2945E122 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Carry Out Factoring Business For For Management of Accounts Receivable -------------------------------------------------------------------------------- GUIZHOU SPACE APPLIANCE CO., LTD. Ticker: 002025 Security ID: Y2945E122 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application -------------------------------------------------------------------------------- GUIZHOU SPACE APPLIANCE CO., LTD. Ticker: 002025 Security ID: Y2945E122 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-Party Transaction For For Management 8 Approve Renewal of Factory Lease For For Management Agreement with Affiliates 9 Approve Renewal of Machinery Equipment For For Management and Other Related Assets Lease Agreement with Controlling Subsidiaries and Affiliates 10 Approve Performance Remuneration of For For Management Chairman of the Board 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Comprehensive For For Management Credit Line Application and Its Relevant Guarantee Provision -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Type For For Management 2 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Replenish Working Capital 2 Approve Reduction of Capital in For For Management Wholly-owned Subsidiary 3 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7.1 Approve Related Party Transaction with For For Management Yuheng Pharmaceutical 7.2 Approve Related Party Transaction with For For Management Guangzheng Pharmaceutical 7.3 Approve Related Party Transaction with For For Management Wudang Hospital 8 Approve Credit Line and Guarantee For For Management Provision 9 Approve Provision of Financial For Against Management Assistance to Subsidiary -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement and For For Management Related Party Transactions 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUIZHOU YIBAI PHARMACEUTICAL CO., LTD. Ticker: 600594 Security ID: Y2945D124 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Dou Qiling as Non-Independent For For Management Director 2.2 Elect Lang Hongping as Non-Independent For For Management Director 2.3 Elect Wang Zhiwei as Non-Independent For For Management Director 2.4 Elect Dou Yaqi as Non-Independent For For Management Director 2.5 Elect Zhai Jiangtao as Non-Independent For For Management Director 2.6 Elect Tang Deping as Non-Independent For For Management Director 3.1 Elect Wang Geng as Independent Director For For Management 3.2 Elect Zhang Wu as Independent Director For For Management 3.3 Elect Gu Weijun as Independent Director For For Management 4.1 Elect Wang Lidong as Supervisor For For Management 4.2 Elect Wang Huawen as Supervisor For For Management -------------------------------------------------------------------------------- GUIZHOU YIBAI PHARMACEUTICAL CO., LTD. Ticker: 600594 Security ID: Y2945D124 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements (Draft) For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Donation Matters For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Approve Change in the Use of Raised For For Shareholder Funds and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- GUJARAT GAS LIMITED Ticker: 539336 Security ID: Y2943Q176 Meeting Date: SEP 20, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Milind Torawane as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Reelect Piyush Kumar Sinha as Director For For Management 6 Reelect Vishal Gupta as Director For For Management 7 Approve Increase in Borrowing Powers For Against Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- GUJARAT MINERAL DEVELOPMENT CORPORATION LIMITED Ticker: 532181 Security ID: Y2946M131 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Elect Gauri Kumar as Director For For Management 5 Reelect Nitin Chandrashanker Shukla as For Against Management Director 6 Reelect Satyanarayan Banwarilal For For Management Dangayach as Director 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- GUJARAT PIPAVAV PORT LIMITED Ticker: 533248 Security ID: Y2946J104 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pravin Laheri to Continue For For Management Office as Non-Executive Independent Director 2 Approve Appointment and One-time For For Management Special Remuneration of Padmini Kant Mishra as Interim Managing Director 3 Elect Jakob Friis Sorensen as Director For For Management 4 Approve Appointment and Remuneration For Against Management of Jakob Friis Sorensen as Managing Director 5 Approve Related Party Transaction For For Management 6 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- GUJARAT PIPAVAV PORT LTD. Ticker: 533248 Security ID: Y2946J104 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim Dividend 3 Reelect Julian Bevis as Director For For Management -------------------------------------------------------------------------------- GUJARAT STATE PETRONET LIMITED Ticker: 532702 Security ID: Y2947F101 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect M M Srivastava as Director and For For Management Chairman 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Shridevi Shukla as Director For For Management 6 Reelect Yogesh Singh as Director For Against Management 7 Reelect Bakul Dholakia as Director For Against Management 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Payment of Remuneration to M M For For Management Srivastava as Non-Executive Chairman -------------------------------------------------------------------------------- GULF ENERGY DEVELOPMENT PUBLIC CO. LTD. Ticker: GULF Security ID: Y2957T124 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Company's Performance For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Sommai Phasee as Director For For Management 4.2 Elect Sarath Ratanavadi as Director For For Management 4.3 Elect Porntipa Chinvetkitvanit as For For Management Director 4.4 Elect Yupapin Wangviwat as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Change in Par Value of Shares For For Management 8 Amend Memorandum of Association to For For Management Reflect Change in Par Value 9 Other Business For Against Management -------------------------------------------------------------------------------- GUNKUL ENGINEERING PUBLIC CO. LTD. Ticker: GUNKUL Security ID: Y2959S165 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Report None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5 Approve Allocation of Income and For For Management Dividend Payment 6 Approve Decrease of Registered Capital For For Management 7 Amend Memorandum of Association to For For Management Reflect Decrease in Registered Capital 8.1 Elect Djitt Laowattana as Director For For Management 8.2 Elect Chongrak Rarueysong as Director For For Management 8.3 Elect Sopacha Dhumrongpiyawut as For For Management Director 8.4 Elect Chaloempon Sricharoen as Director For For Management 9 Approve Remuneration of Directors For For Management 10 Approve KPMG Phoomchai Audit Co., Ltd. For For Management as Auditors and Authorize Board to Fix Their Remuneration 11 Amend Company's Objectives and Amend For For Management Memorandum of Association 12 Approve Issuance and Offering of For For Management Debentures 13 Other Business For Against Management -------------------------------------------------------------------------------- GUOCHENG MINING CO., LTD. Ticker: 000688 Security ID: Y2666C107 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUOCHENG MINING CO., LTD. Ticker: 000688 Security ID: Y2666C107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Public Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Regarding Bondholder For For Management Meeting 2.17 Approve Use of Proceeds and For For Management Implementation Method 2.18 Approve Safekeeping of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan for Public Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUOCHENG MINING CO., LTD. Ticker: 000688 Security ID: Y2666C107 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Jianyuan as Non-Independent For For Management Director 1.2 Elect Xiong Weimin as Non-Independent For For Management Director 1.3 Elect Ying Chunguang as For For Management Non-Independent Director 1.4 Elect Hao Guozheng as Non-Independent For For Management Director 2.1 Elect Wang Zhiqiang as Independent For For Management Director 2.2 Elect Liu Yun as Independent Director For For Management 2.3 Elect Ji Zhibin as Independent Director For For Management 3.1 Elect Yang Shiliang as Supervisor For For Shareholder 3.2 Elect Zhao Jun as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUOCHENG MINING CO., LTD. Ticker: 000688 Security ID: Y2666C107 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOCHENG MINING CO., LTD. Ticker: 000688 Security ID: Y2666C107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint of Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- GUODIAN CHANGYUAN ELECTRIC POWER CO., LTD. Ticker: 000966 Security ID: Y2960B102 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Additional Daily Related-party For For Management Transactions 3 Approve Low Temperature Economizer For For Management Reconstruction Project Related Transactions 4 Approve Heat Network System to Enhance For For Management Water Source Reconstruction Related Transactions -------------------------------------------------------------------------------- GUODIAN CHANGYUAN ELECTRIC POWER CO., LTD. Ticker: 000966 Security ID: Y2960B102 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 2 Approve Appoint of Internal Control For For Management Auditor and Payment of Remuneration 3 Elect Liao Shuxin as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- GUODIAN CHANGYUAN ELECTRIC POWER CO., LTD. Ticker: 000966 Security ID: Y2960B102 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Related Party Transactions on For For Management Rental Properties and Property Insurance 3 Approve Related Party Transaction on For For Management Deposits and Loans -------------------------------------------------------------------------------- GUODIAN CHANGYUAN ELECTRIC POWER CO., LTD. Ticker: 000966 Security ID: Y2960B102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Elect Zhang Lidong as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUODIAN NANJING AUTOMATION CO., LTD. Ticker: 600268 Security ID: Y2959L103 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Tongchun as Independent For For Management Director -------------------------------------------------------------------------------- GUODIAN NANJING AUTOMATION CO., LTD. Ticker: 600268 Security ID: Y2959L103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Provision for Asset Impairment For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Annual Report and Summary For For Management 8.1 Approve Sales of Power Automation For For Management Products and Provision of Information Services to China Huadian Group Co., Ltd. and Its Affiliated Companies 8.2 Approve Acceptance of Technical For For Management Transformation Projects or Subcontracting Projects from China Huadian Group Co., Ltd. and Its Affiliates 8.3 Approve One Time Sale of Equipment to For For Management China Huadian Group Co., Ltd. and Its Affiliated Companies 8.4 Approve Financial Services from China For For Management Huadian Group Finance Co., Ltd. 8.5 Approve Purchase of Goods and For For Management Materials from China Huadian Group Co. , Ltd. and Its Affiliated Companies 8.6 Approve Purchase of Goods and For For Management Materials from Yangzhou State Power South Switchgear Co., Ltd. 8.7 Approve Acceptance of Service For For Management Provision from Huadian Corporation Nanjing Electric Power Automation Equipment Co., Ltd. 9 Approve Comprehensive Credit Line Bank For For Management Application 10.1 Approve Appointment of Financial For For Management Auditor 10.2 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- GUOGUANG ELECTRIC CO., LTD. Ticker: 002045 Security ID: Y2960H109 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds and Capital Injection to Vietnamese Subsidiary -------------------------------------------------------------------------------- GUOGUANG ELECTRIC CO., LTD. Ticker: 002045 Security ID: Y2960H109 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For For Management -------------------------------------------------------------------------------- GUOGUANG ELECTRIC CO., LTD. Ticker: 002045 Security ID: Y2960H109 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Remuneration of For For Management Independent Directors 2 Approve Participation in the For Against Management Establishment of Industrial Funds to Introduce New Partners and Related Party Transactions 3 Approve Change of Registered Capital For Against Management -------------------------------------------------------------------------------- GUOGUANG ELECTRIC CO., LTD. Ticker: 002045 Security ID: Y2960H109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Self-checklist on For For Management Implementation of Internal Control Rules 7 Approve Financing from Financial For For Management Institutions and Related Authorizations 8 Approve Provision of Guarantee For Against Management 9 Approve Foreign Exchange Derivatives For For Management Trading 10 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUOMAI TECHNOLOGIES, INC. Ticker: 002093 Security ID: Y2652R100 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- GUOMAI TECHNOLOGIES, INC. Ticker: 002093 Security ID: Y2652R100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Use of Raised Funds for Cash For For Management Management 6 Approve Use of Funds for Financial For For Management Product 7 Approve Financial Assistance For For Management 8 Approve Provision of Guarantee For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Termination of Raised Fund For For Management Investment Project -------------------------------------------------------------------------------- GUORUI PROPERTIES LIMITED Ticker: 2329 Security ID: G39407104 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Ruan Wenjuan as Director For For Management 3A2 Elect Zhang Jin as Director For For Management 3A3 Elect Dong Xueer as Director For For Management 3A4 Elect Li Bin as Director For For Management 3A5 Elect Lai Siming as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity Period of Private Placement of Shares 3 Approve Amendments to Articles of For For Management Association 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner and Issue Time For For Management 2.2 Approve Issue Price and Pricing Basis For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Lock-up Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares (Revised Draft) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 5 Approve Supplemental Shares For For Management Subscription Agreement with Target Parties and Related Party Transactions 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised Draft) 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6.1 Approve Related Party Transaction with For For Management State-owned Assets Supervision and Administration Commission of Shenzhen Municipal People's Government, Shenzhen Investment Holdings Co., Ltd. and Other Affiliated Companies 6.2 Approve Related Party Transaction with For For Management China Resources Shenzhen State Investment Trust Co., Ltd. 6.3 Approve Related Party Transaction with For For Management Yunnan Hopewell (Group) Co., Ltd. 6.4 Approve Related Party Transaction with For For Management Penghua Fund Management Co., Ltd. 6.5 Approve Related Party Transaction with For For Management Other Related Parties 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Self-Operated Investments For For Management 9 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary by Guoxin Securities (Hong Kong) Financial Holdings Limited 10 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Deng Ge as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Du Li as Non-Independent Director For For Management 1.2 Elect Zhang Wei as Non-Independent For For Management Director 1.3 Elect Zhao Cen as Non-Independent For For Management Director 1.4 Elect Li Yingming as Non-Independent For For Management Director 1.5 Elect Li E as Non-Independent Director For For Management 1.6 Elect Yang Zhiping as Non-Independent For For Management Director 2.1 Elect Xu Qiangguo as Independent For For Shareholder Director 2.2 Elect Shao Bin as Independent Director For For Shareholder 2.3 Elect Fu Jijun as Independent Director For For Shareholder 3.1 Elect Ye Qiang as Supervisor For For Management 3.2 Elect Wang Xiaolong as Supervisor For For Management 4 Approve Allowance of Directors and For For Management Supervisors -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Approve Use of Funds to Invest in For For Management Financial Products 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614115 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Qing as Director For For Management 1.2 Elect An Hongjun as Director For For Management -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Qing as Director For For Management 1.2 Elect An Hongjun as Director For For Management -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614115 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors 5 Approve 2019 Annual Report For For Management 6.1 Approve Potential Related Party For For Management Transactions Between the Group and International Group and Its Related Enterprises 6.2 Approve Potential Related Party For For Management Transactions Between the Group and Shenzhen Investment Holdings and Its Related Enterprises 6.3 Approve Potential Related Party For For Management Transactions Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company 6.4 Approve Potential Related Party For For Management Transactions Between the Group and the Related Natural Persons 7 Approve the Resolution on the General For Against Management Mandate for the Provision of Corporate Debt Related External Guarantee 8 Elect Liu Xinyi as Director For For Management 9 Elect Li Zhongning as Supervisor For For Management 10.1 Approve the Adjustment to the Validity For For Management Periods of the Relevant Resolution on General Mandate to Issue Onshore and Offshore Debt Financing Instruments 10.2 Approve the Adjustment to the Validity For For Management Periods of the Relevant Resolution on General Mandate to Issue Assets-Backed Securities 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614107 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors 5 Approve 2019 Annual Report For For Management 6.1 Approve Potential Related Party For For Management Transactions Between the Group and International Group and Its Related Enterprises 6.2 Approve Potential Related Party For For Management Transactions Between the Group and Shenzhen Investment Holdings and Its Related Enterprises 6.3 Approve Potential Related Party For For Management Transactions Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company 6.4 Approve Potential Related Party For For Management Transactions Between the Group and the Related Natural Persons 7 Approve the Resolution on the General For Against Management Mandate for the Provision of Corporate Debt Related External Guarantee 8 Elect Liu Xinyi as Director For For Management 9 Elect Li Zhongning as Supervisor For For Management 10.1 Approve the Adjustment to the Validity For For Management Periods of the Relevant Resolution on General Mandate to Issue Onshore and Offshore Debt Financing Instruments 10.2 Approve the Adjustment to the Validity For For Management Periods of the Relevant Resolution on General Mandate to Issue Assets-Backed Securities 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- GUOXUAN HIGH-TECH CO., LTD. Ticker: 002074 Security ID: Y4439F110 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- GUOXUAN HIGH-TECH CO., LTD. Ticker: 002074 Security ID: Y4439F110 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhen as Non-independent For For Management Director 1.2 Elect Wang Qiang as Non-independent For For Management Director 1.3 Elect Steven Cai as Non-independent For For Management Director 1.4 Elect Lei Guang as Non-independent For For Management Director 1.5 Elect Zhang Hongli as Non-independent For For Management Director 1.6 Elect Rao Yuanyuan as Non-independent For For Management Director 2.1 Elect Wang Zhitai as Independent For For Management Director 2.2 Elect Sheng Yang as Independent For For Management Director 2.3 Elect Qiao Yun as Independent Director For For Management 3.1 Elect Li Yan as Supervisor For For Management 3.2 Elect Wang Qisui as Supervisor For For Management 4 Approve Extension of Resolution For For Management Validity Period of Convertible Bond Issuance 5 Approve Extension of Authorization For For Management Validity Period of Convertible Bond Issuance 6 Approve Provision of External Guarantee For Against Management 7 Approve External Guarantee to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- GUOXUAN HIGH-TECH CO., LTD. Ticker: 002074 Security ID: Y4439F110 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Credit Line Application For For Management 8 Approve Guarantee For For Management 9 Approve Related Party Transaction For For Management 10 Approve Provision for Asset Impairment For For Management 11 Approve Change of Company Name For For Management 12.1 Approve Amendments to Articles of For For Management Association 12.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12.5 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- GUOXUAN HIGH-TECH CO., LTD. Ticker: 002074 Security ID: Y4439F110 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Introduction of Strategic For For Management Investors 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Issue Size For For Management 3.4 Approve Target Subscribers and For For Management Subscription Method 3.5 Approve Manner of Pricing and Issue For For Management Price 3.6 Approve Lock-up Period For For Management 3.7 Approve Listing Exchange For For Management 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Total Funds and Use of Proceeds For For Management 3.10 Approve Resolution Validity Period For For Management 4 Approve Private Placement of Shares For For Management 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 10 Approve Share Subscription and For For Management Strategic Cooperation Agreement 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOYUAN SECURITIES CO., LTD. Ticker: 000728 Security ID: Y0771H102 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Company's Eligibility for For For Management Rights Issue 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Base, Proportion and Number of For For Management Shares 3.4 Approve Pricing Principle and Share For For Management Price 3.5 Approve Placement Target For For Management 3.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.7 Approve Issue Period For For Management 3.8 Approve Underwriting Method For For Management 3.9 Approve Raised Funds Investment For For Management 3.10 Approve Resolution Validity Period For For Management 3.11 Approve Listing Location For For Management 4 Approve Proposal on Rights issue Scheme For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9.1 Approve Implementing Party, For For Management Distribution Method and Scale 9.2 Approve Issue Type For For Management 9.3 Approve Issue Period For For Management 9.4 Approve Interest Rate For For Management 9.5 Approve Guarantee and Other Arrangement For For Management 9.6 Approve Usage of Raised Funds For For Management 9.7 Approve Issue Price For For Management 9.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 9.9 Approve Listing and Transfer of Debt For For Management Financing 9.10 Approve Safeguard Measures of Debts For For Management Repayment 9.11 Approve Sale of Underlying Assets For For Management Involved in Financial Debt Assets 9.12 Approve Resolution Validity Period For For Management 9.13 Approve Authorization of Debt For For Management Financing Instruments -------------------------------------------------------------------------------- GUOYUAN SECURITIES CO., LTD. Ticker: 000728 Security ID: Y0771H102 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Shixin as Non-Independent For For Management Director 1.2 Elect Xu Bin as Non-Independent For For Management Director 1.3 Elect Chen Xin as Non-Independent For For Management Director 1.4 Elect Xu Zhi as Non-Independent For For Management Director 1.5 Elect Wei Xiang as Non-Independent For For Management Director 1.6 Elect Zhou Hong as Non-Independent For For Management Director 1.7 Elect Zhu Yicun as Non-Independent For For Management Director 1.8 Elect Zuo Jiang as Non-Independent For For Management Director 2.1 Elect Zhou Shihong as Independent For For Management Director 2.2 Elect Wei Jiuchang as Independent For For Management Director 2.3 Elect Xu Zhihan as Independent Director For For Management 2.4 Elect Zhang Benzhao as Independent For For Management Director 2.5 Elect Zhou Zejiang as Independent For For Management Director 3.1 Elect Jiang Ximin as Supervisor For For Management 3.2 Elect Wu Fusheng as Supervisor For For Management 3.3 Elect Xu Mingyu as Supervisor For For Management -------------------------------------------------------------------------------- GUOYUAN SECURITIES CO., LTD. Ticker: 000728 Security ID: Y0771H102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors and For For Management Special Assessment Report 7 Approve Remuneration of Supervisors For For Management and Special Assessment Report 8 Approve Remuneration of Senior For For Management Management Members and Special Assessment Report 9 Amend Articles of Association For Against Management 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Approve Appointment of Auditor For For Management 13 Approve Report on the Usage of For For Management Previously Raised Funds 14.1 Approve Related Party Transaction with For For Management Anhui Guoyuan Financial Holding Group Co., Ltd. and Its Controlled Entities 14.2 Approve Related Party Transaction with For For Management Jian'an Investment Holding Group Co., Ltd. and Its Controlled Entities 14.3 Approve Related Party Transaction with For For Management Changsheng Fund Management Co., Ltd. 14.4 Approve Related Party Transaction with For For Management Huishang Bank Co., Ltd. 14.5 Approve Related Party Transaction with For For Management Other Affiliates -------------------------------------------------------------------------------- H&R CENTURY UNION CORP. Ticker: 000892 Security ID: Y1584B100 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhong Junyan as Non-independent For For Management Director 1.2 Elect Zhao Zhicheng as Non-independent For For Management Director 1.3 Elect Wang Ling as Non-independent For For Management Director 1.4 Elect Jia Jie as Independent Director For For Management 1.5 Elect Zhang Wei as Independent Director For For Management 2 Approve Allowance of Independent For For Management Directors 3 Approve Allowance of Non-independent For For Management Directors 4.1 Elect Zhang Junping as Supervisor For For Management 4.2 Elect Hong Dandan as Supervisor For For Management 5 Approve Allowance of Supervisors For For Management 6 Approve Termination of Part of Raised For For Management Funds Investment Project and Change Usage of Raised Funds -------------------------------------------------------------------------------- H&R CENTURY UNION CORP. Ticker: 000892 Security ID: Y1584B100 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- H&R CENTURY UNION CORP. Ticker: 000892 Security ID: Y1584B100 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve No Profit Distribution and No For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- HABIB BANK LTD. Ticker: HBL Security ID: Y2974J109 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve A.F. Ferguson and Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Final Cash Dividend For For Management 4 Approve Loan Agreement in favour of For For Management First MicroFinanceBank Limited (FMFB) 5 Approve Investment in HBL Bank UK For For Management Limited (HBL UK) 6 Approve Remuneration Policy For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- HACI OMER SABANCI HOLDING AS Ticker: SAHOL Security ID: M8223R100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Ratify Director Appointment For For Management 8 Elect Directors For Against Management 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Receive Information on Donations Made None None Management in 2019 12 Approve Upper Limit of Donations for For Against Management 2020 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose -------------------------------------------------------------------------------- HAICHANG OCEAN PARK HOLDINGS LTD. Ticker: 2255 Security ID: G4231A103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Wang Xuguang as Director For Against Management 2A2 Elect Gao Jie as Director For For Management 2A3 Elect Yuan Bing as Director For For Management 2A4 Elect Wang Jun as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HAIDILAO INTERNATIONAL HOLDING LTD. Ticker: 6862 Security ID: G4290A101 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Continuing Connected For For Management Transactions and Proposed Renewal of the Annual Caps Under the Shuyun Dongfang Agreements in Respect of 2019 and 2020 -------------------------------------------------------------------------------- HAIDILAO INTERNATIONAL HOLDING LTD. Ticker: 6862 Security ID: G4290A101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Shi Yonghong as Director and For For Management Authorize Board to Fix His Remuneration 3 Elect Hee Theng Fong as Director and For For Management Authorize Board to Fix His Remuneration 4 Elect Qi Daqing as Director and For For Management Authorize Board to Fix His Remuneration 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Final Dividend For For Management 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares 10 Elect Zhou Zhaocheng as Director For For Management -------------------------------------------------------------------------------- HAIER ELECTRONICS GROUP CO., LTD. Ticker: 1169 Security ID: G42313125 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yang Guang as Director For For Management 2b Elect Eva Cheng Li Kam Fun as Director For For Management 2c Elect Gong Shao Lin as Director For For Management 2d Elect John Changzheng Ma as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Allotment and Issuance of New For For Management Shares Under the Restricted Share Award Scheme -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Internal Control Audit Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Provision of Guarantee For For Management 10 Approve Forward Foreign Exchange For For Management Transactions 11 Approve Completed Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Change in Asset Injection For For Management Commitment 14 Approve Fiduciary Management For For Management 15 Amend Articles of Association For For Management 16 Approve Issuance of Debt Financing For For Management Instruments 17.1 Elect Wang Keqin as Independent For For Management Director -------------------------------------------------------------------------------- HAIL CEMENT CO. Ticker: 3001 Security ID: M52474109 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Allow Directors to Be Involved with For For Management Other Companies Re: Jihad Al Rasheed 7 Approve Allocation of SAR 1,200,000 For For Management for Corporate Social Responsibility for FY 2020 8 Approve Remuneration Policy Re: For For Management Directors, Management and Committees 9 Approve Remuneration of Directors of For For Management SAR 1,750,000 for FY 2019 10 Approve Remuneration of Audit For For Management Committee Members of SAR 300,000 for FY 2019 11 Amend Audit Committee Charter For For Management 12 Elect Othman Bafaqeeh as Director For For Management -------------------------------------------------------------------------------- HAIMA AUTOMOBILE GROUP CO., LTD. Ticker: 000572 Security ID: Y2981X109 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Investment in the For For Management Establishment of Joint Venture Company with Related-party 2 Approve Equity Disposal Agreement and For For Management Related Party Transactions -------------------------------------------------------------------------------- HAINAN EXPRESSWAY CO., LTD. Ticker: 000886 Security ID: Y2982C104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zeng Guohua as Non-Independent For For Shareholder Director 1.2 Elect Guo Qiang as Non-Independent For For Shareholder Director 1.3 Elect Chen Min as Non-Independent For For Shareholder Director 1.4 Elect Sun Qiongya as Non-Independent For For Shareholder Director 1.5 Elect Wang Husheng as Non-Independent For For Shareholder Director 1.6 Elect Hu Guoliu as Independent Director For For Management 1.7 Elect Jin Yong as Independent Director For For Management 1.8 Elect Wang Liya as Independent Director For For Management 2.1 Elect Pang Lei as Supervisor For For Shareholder 2.2 Elect Xu Zhiqing as Supervisor For For Shareholder 2.3 Elect Li Yongqing as Supervisor For For Shareholder -------------------------------------------------------------------------------- HAINAN EXPRESSWAY CO., LTD. Ticker: 000886 Security ID: Y2982C104 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HAINAN EXPRESSWAY CO., LTD. Ticker: 000886 Security ID: Y2982C104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Funds for Entrusted For For Management Asset Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- HAINAN HAIYAO CO., LTD. Ticker: 000566 Security ID: Y2981U105 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Issuance of Corporate Bonds 2.1 Approve Issue Size For Did Not Vote Management 2.2 Approve Par Value and Issue Price For Did Not Vote Management 2.3 Approve Placing Arrangement for For Did Not Vote Management Shareholders 2.4 Approve Target Subscribers For Did Not Vote Management 2.5 Approve Issue Manner For Did Not Vote Management 2.6 Approve Bond Maturity For Did Not Vote Management 2.7 Approve Bond Interest Rate and Method For Did Not Vote Management of Determination 2.8 Approve Use of Proceeds For Did Not Vote Management 2.9 Approve Safeguard Measures of Debts For Did Not Vote Management Repayment 2.10 Approve Guarantee Matters For Did Not Vote Management 2.11 Approve Listing Place For Did Not Vote Management 2.12 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 4 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- HAINAN HAIYAO CO., LTD. Ticker: 000566 Security ID: Y2981U105 Meeting Date: MAR 24, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cheng Aimin as Non-Independent For For Shareholder Director 1.2 Elect Liu Xicheng as Non-Independent For For Shareholder Director 1.3 Elect Zhao Yuexiang as Non-Independent For For Shareholder Director 1.4 Elect Pan Dazhong as Non-Independent For For Shareholder Director 1.5 Elect Feng Duojia as Non-Independent For For Shareholder Director 1.6 Elect Liu Chang as Non-Independent For For Shareholder Director 2.1 Elect Meng Zhaosheng as Independent For For Shareholder Director 2.2 Elect Wei Yulin as Independent Director For For Shareholder 2.3 Elect Zhang Qiang as Independent For For Shareholder Director 3.1 Elect Zhang Zengfu as Supervisor For For Shareholder 3.2 Elect Wang Yan as Supervisor For For Shareholder 4 Amend Articles of Association For Against Shareholder -------------------------------------------------------------------------------- HAINAN HAIYAO CO., LTD. Ticker: 000566 Security ID: Y2981U105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Credit Line Application from For For Management Financial Institution 8 Approve Daily Related-party Transaction For For Management 9 Approve Provision of Guarantee to For For Management Controlled Subsidiary 10 Approve Disposal of Financial Assets For For Management Available for Sale 11 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Mingdong as Non-independent For For Management Director 1.2 Elect Xu Xiaoliang as Non-independent For For Management Director 1.3 Elect Zhang Liangsen as For For Management Non-independent Director 1.4 Elect Liu Zhongsen as Non-independent For For Management Director 1.5 Elect Zhou Xiangping as For For Management Non-independent Director 1.6 Elect Xia Yabin as Non-independent For For Management Director 1.7 Elect Zhang Yunlong as Non-independent For For Management Director 2.1 Elect Li Jinhua as Independent Director For For Management 2.2 Elect Meng Zhaosheng as Independent For For Management Director 2.3 Elect Wang Lihua as Independent For For Management Director 2.4 Elect Xu Yongqian as Independent For For Management Director 3.1 Elect Pang Lei as Supervisor For For Management 3.2 Elect Zheng Min as Supervisor For For Management -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Internal Control and For For Management Evaluation Report 7 Approve Social Responsibility Report For For Management 8.1 Approve Related Party Transaction with For For Management Hainan Haigang Group Co., Ltd. 8.2 Approve Related Party Transaction with For For Management Nanjing Iron and Steel Company 9.1 Approve Projected Related Party For For Management Transaction with Hainan Haigang Group Co., Ltd. 9.2 Approve Projected Related Party For For Management Transaction with Nanjing Iron and Steel Company 10 Approve Application of Comprehensive For For Management Credit Lines 11 Approve Profit Distribution For For Management 12 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Financial Budget Report For Did Not Vote Management 6 Approve Internal Control and For Did Not Vote Management Evaluation Report 7 Approve Social Responsibility Report For Did Not Vote Management 8.1 Approve Related Party Transaction with For Did Not Vote Management Hainan Haigang Group Co., Ltd. 8.2 Approve Related Party Transaction with For Did Not Vote Management Nanjing Iron and Steel Company 9.1 Approve Projected Related Party For Did Not Vote Management Transaction with Hainan Haigang Group Co., Ltd. 9.2 Approve Projected Related Party For Did Not Vote Management Transaction with Nanjing Iron and Steel Company 10 Approve Application of Comprehensive For Did Not Vote Management Credit Lines 11 Approve Profit Distribution For Did Not Vote Management 12 Approve Appointment of Auditor and For Did Not Vote Management Internal Control Auditor -------------------------------------------------------------------------------- HAINAN POLY PHARM. CO., LTD. Ticker: 300630 Security ID: Y2985Q100 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HAINAN POLY PHARM. CO., LTD. Ticker: 300630 Security ID: Y2985Q100 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional External Guarantee For For Management 2 Elect Ding Yu as Supervisor For For Management 3 Approve Additional Bank Credit Line of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- HAINAN POLY PHARM. CO., LTD. Ticker: 300630 Security ID: Y2985Q100 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Bank Credit Lines -------------------------------------------------------------------------------- HAINAN POLY PHARM. CO., LTD. Ticker: 300630 Security ID: Y2985Q100 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Adjustment on Plan for Private For For Management Placement of New Shares 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement -------------------------------------------------------------------------------- HAINAN POLY PHARM. CO., LTD. Ticker: 300630 Security ID: Y2985Q100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve External Guarantee For For Management 9 Approve Use of Funds for Capital For For Shareholder Injection 10 Approve Use of Funds for Cash For For Shareholder Management 11 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- HAINAN RUIZE NEW BUILDING MATERIAL CO., LTD. Ticker: 002596 Security ID: Y29833103 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Repurchase Cancellation of For For Management Performance Shares 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HAINAN RUIZE NEW BUILDING MATERIAL CO., LTD. Ticker: 002596 Security ID: Y29833103 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HAINAN RUIZE NEW BUILDING MATERIAL CO., LTD. Ticker: 002596 Security ID: Y29833103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Special Audit Report on the For For Management Usage of Non-operational Funds with Controlling Shareholders and Other Related Parties as well as Financial Dealings with Other Related Parties 8 Approve Guarantee Provision Between For For Management Company and Subsidiaries 9 Approve Debt Financing Plan For For Management 10 Approve Formulation of Shareholder For For Management Return Plan 11 Approve Repurchase of Issued Shares For For Management and Acquisition by Cash Payment for Unfulfilled Performance Commitments Corresponding to Compensation Shares 12 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HAINAN STRAIT SHIPPING CO., LTD. Ticker: 002320 Security ID: Y2982U104 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Signing of Financial Service For For Management Agreement -------------------------------------------------------------------------------- HAINAN STRAIT SHIPPING CO., LTD. Ticker: 002320 Security ID: Y2982U104 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Investment Plan For For Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve 2020 Related Party Transaction For For Management Continuation 9 Approve Appointment of Auditor For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HAINAN STRAIT SHIPPING CO., LTD. Ticker: 002320 Security ID: Y2982U104 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tang Liangyu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- HAINING CHINA LEATHER MARKET CO., LTD. Ticker: 002344 Security ID: Y2982V102 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Yueming as Non-Independent For For Shareholder Director 1.2 Elect Sun Wei as Non-Independent For For Shareholder Director 1.3 Elect Xu Kanxu as Non-Independent For For Shareholder Director 1.4 Elect Zhang Weiqiang as For For Shareholder Non-Independent Director 1.5 Elect Wu Haifeng as Non-Independent For For Shareholder Director 1.6 Elect Shen Guofu as Non-Independent For For Shareholder Director 2.1 Elect Cong Peiguo as Independent For For Management Director 2.2 Elect Wang Baoping as Independent For For Management Director 2.3 Elect Yang Dajun as Independent For For Management Director 3.1 Elect Li Hongliang as Supervisor For For Shareholder 3.2 Elect Jin Haifeng as Supervisor For For Shareholder 3.3 Elect Li Donghua as Supervisor For For Shareholder -------------------------------------------------------------------------------- HAINING CHINA LEATHER MARKET CO., LTD. Ticker: 002344 Security ID: Y2982V102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Capital in Subsidiary For For Management by the Company and Related Party 2 Amend Articles of Association For For Shareholder 3 Approve Provision of Guarantee to For For Shareholder Wholly-owned Subsidiary -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares 2 Approve Change of Auditor For For Management 3 Approve Cancellation of Repurchased For For Shareholder Shares and Reduction of Registered Capital -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Raised Funds Investment For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Termination of Convertible For For Management Bonds Issuance 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Appointment of Financial For For Management Auditor 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve Use of Own Funds to Invest in For For Management Non-Guaranteed Financial Products 7 Approve Use of Own Funds to Invest in For For Management Guaranteed Financial Products 8 Approve Termination of the Company For For Management Share Repurchase Plan 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Change in Registered Capital For For Management and Amend Articles of Association 11 Approve Related-party Transactions of For For Shareholder the Last Three Years 12.1 Elect Wang Junmin as Non-Independent For For Shareholder Director 12.2 Elect Fan Xiulian as Non-Independent For For Shareholder Director 12.3 Elect Zheng Wei as Non-Independent For For Shareholder Director 12.4 Elect Shen Hong as Non-Independent For For Shareholder Director 13.1 Elect Le Jun as Independent Director For For Shareholder 13.2 Elect TENG BING SHENG as Independent For For Shareholder Director 13.3 Elect YAN JONATHAN JUN as Independent For For Shareholder Director 14.1 Elect Tan Hong as Supervisor For For Shareholder 14.2 Elect Wang Zhengzheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- HAITIAN INTERNATIONAL HOLDINGS LIMITED Ticker: 1882 Security ID: G4232C108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Zhang Jianfeng as Director and For For Management Authorize Board to Fix His Remuneration 3 Elect Liu Jianbo as Director and For For Management Authorize Board to Fix His Remuneration 4 Elect Lou Baiju as Director and For For Management Authorize Board to Fix His Remuneration 5 Elect Guo Yonghui as Director and For For Management Authorize Board to Fix His Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y2988F101 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dilution of Current Returns of For For Management the Non-Public Issuance of A Shares of the Company and the Remedial Measures (Second Revision Proof) 1 Approve Satisfaction of the Conditions For For Management of the Non-Public Issue of A Shares of the Company 2.01 Approve Class and Nominal Value of For For Management Shares to be Issued 2.02 Approve Method and Time of the Issuance For For Management 2.03 Approve Target Subscribers and For For Management Subscription Method 2.04 Approve Number of Shares to be Issued For For Management and Amount of Proceeds to be Raised 2.05 Approve Issuance Price and Pricing For For Management Principle 2.06 Approve Use of Proceeds For For Management 2.07 Approve Lock-Up Period For For Management 2.08 Approve Place of Listing For For Management 2.09 Approve Arrangement for the Retained For For Management Profits of the Company Prior to the Issuance 2.10 Approve Validity Period of the For For Management Resolution 3 Approve Non-Public Issue of A Shares For For Management of the Company (Second Revision Proof) 4.01 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Guosheng Group Assets Co., Ltd. and Haitong Securities Co., Ltd. 4.02 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Haiyan Investment Management Company Limited and Haitong Securities Co., Ltd. 4.03 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Bright Food (Group) Co., Ltd. and Haitong Securities Co., Ltd. 4.04 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Electric (Group) Corporation and Haitong Securities Co. , Ltd. 5 Approve Related Party Transactions For For Management Involved in the Company's Non-Public Issue of A Shares 6 Authorize Board to Deal with All For For Management Matters in Relation to the Non-Public Issue of A Shares of the Company -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y7443K108 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management of the Non-Public Issue of A Shares of the Company 2.01 Approve Class and Nominal Value of For For Management Shares to be Issued 2.02 Approve Method and Time of the Issuance For For Management 2.03 Approve Target Subscribers and For For Management Subscription Method 2.04 Approve Number of Shares to be Issued For For Management and Amount of Proceeds to be Raised 2.05 Approve Issuance Price and Pricing For For Management Principle 2.06 Approve Use of Proceeds For For Management 2.07 Approve Lock-Up Period For For Management 2.08 Approve Place of Listing For For Management 2.09 Approve Arrangement for the Retained For For Management Profits of the Company Prior to the Issuance 2.10 Approve Validity Period of the For For Management Resolution 3 Approve Non-Public Issue of A Shares For For Management of the Company (Second Revision Proof) 4.01 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Guosheng Group Assets Co., Ltd. and Haitong Securities Co., Ltd. 4.02 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Haiyan Investment Management Company Limited and Haitong Securities Co., Ltd. 4.03 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Bright Food (Group) Co., Ltd. and Haitong Securities Co., Ltd. 4.04 Approve Supplemental Agreement to the For For Management Subscription Agreement Entered into Between Shanghai Electric (Group) Corporation and Haitong Securities Co. , Ltd. 5 Approve Related Party Transactions For For Management Involved in the Company's Non-Public Issue of A Shares 6 Approve Dilution of Current Returns of For For Management the Non-Public Issuance of A Shares of the Company and the Remedial Measures (Second Revision Proof) 7 Authorize Board to Deal with All For For Management Matters in Relation to the Non-Public Issue of A Shares of the Company -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y2988F101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve 2020 Appointment of Auditing For For Management Firms 7 Elect Zhou Donghui as Director For For Shareholder 8 Elect Li Zhenghao as Supervisor For For Shareholder 9.01 Approve Related Party Transactions For For Management with Shanghai Guosheng Group Co., Ltd. And Shanghai Guosheng Group Asset Co., Ltd. 9.02 Approve Related Party Transactions For For Management with BNP Paribas Investment Partners BE Holding SA and Its Related Companies 9.03 Approve Related Party Transactions For For Management with Shanghai Shengyuan Real Estate (Group) Co., Ltd. 9.04 Approve Related Party Transaction with For For Management the Companies (Other than the Company and Its Subsidiaries) Where the Company's Directors, Supervisors and Senior Management Hold Positions as Directors or Senior Management, and Other Related Corporate Entities 9.05 Approve Related Party Transaction with For For Management Related Natural Persons 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y7443K108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve 2020 Appointment of Auditing For For Management Firms 7 Elect Zhou Donghui as Director For For Shareholder 8 Elect Li Zhenghao as Supervisor For For Shareholder 9.01 Approve Related Party Transactions For For Management with Shanghai Guosheng Group Co., Ltd. And Shanghai Guosheng Group Asset Co., Ltd. 9.02 Approve Related Party Transactions For For Management with BNP Paribas Investment Partners BE Holding SA and Its Related Companies 9.03 Approve Related Party Transactions For For Management with Shanghai Shengyuan Real Estate (Group) Co., Ltd. 9.04 Approve Related Party Transaction with For For Management the Companies (Other than the Company and Its Subsidiaries) Where the Company's Directors, Supervisors and Senior Management Hold Positions as Directors or Senior Management, and Other Related Corporate Entities 9.05 Approve Related Party Transaction with For For Management Related Natural Persons 10 Amend Articles of Association For For Management 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD. Ticker: 002008 Security ID: Y3063F107 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD. Ticker: 002008 Security ID: Y3063F107 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD. Ticker: 002008 Security ID: Y3063F107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Funds for Financial For For Management Products 7 Approve Appointment of Auditor For For Management 8 Amend Articles of Association For For Management 9 Approve Use of Raised Funds for Cash For For Management Management -------------------------------------------------------------------------------- HANA MICROELECTRONICS PUBLIC CO., LTD. Ticker: HANA Security ID: Y29974188 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect John Thompson as Director For For Management 5.2 Elect Salakchitt Preedaporn as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Diqing as Non-independent For For Shareholder Director 1.2 Elect Huang Yiquan as Non-independent For For Shareholder Director 1.3 Elect Yin Shiming as Non-independent For For Shareholder Director 1.4 Elect Chen Yixing as Non-independent For For Shareholder Director 2.1 Elect Liao Weiping as Independent For For Management Director 2.2 Elect Yan Keyi as Independent Director For For Management 2.3 Elect Wang Xin as Independent Director For For Management 3.1 Elect Huang Qing as Supervisor For For Shareholder 3.2 Elect Liu Jingbo as Supervisor For For Shareholder 4 Approve Repurchase and Cancellation of For For Management 2014 Performance Shares 5 Approve Repurchase and Cancellation of For For Management 2015 Performance Shares 6 Approve Repurchase and Cancellation of For For Management 2016 Performance Shares 7 Approve Repurchase and Cancellation of For For Management 2017 Performance Shares -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Approve Share Repurchase Purpose and For For Management Usage 2.2 Approve Share Repurchase Manner For For Management 2.3 Approve Type, Size, Proportion to For For Management Total Share Capital and Total Funds for Share Repurchase 2.4 Approve Capital Source Used for the For For Management Share Repurchase 2.5 Approve Price, Price Range or Pricing For For Management Principle of the Share Repurchase 2.6 Approve Implementation Period of the For For Management Share Repurchase 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Repurchase Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital and Fund-raising Accounts Cancellation -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer as well as For For Management Capital Injection and Share Expansion -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Existence Period For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholder and Meetings of For For Management Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Special Account for Raised For For Management Funds 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Shareholder Return Plan For For Management 10 Approve Internal Control For For Management Self-Evaluation Report 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve Application of Comprehensive For For Management Bank Credit Lines -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Elect Jia Dianlong as Non-independent For For Shareholder Director 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Working System for Independent For For Management Directors 13 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Repurchase and For For Management Cancellation of Performance Shares 2 Approve 2018 Repurchase and For For Management Cancellation of Performance Shares -------------------------------------------------------------------------------- HANG ZHOU GREAT STAR INDUSTRIAL CO. LTD. Ticker: 002444 Security ID: Y3037V105 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Assets For For Management 1.2 Approve Transaction Parties For For Management 1.3 Approve Price Reference Date, Pricing For For Management Basis and Transaction Price 1.4 Approve Transaction Method For For Management 1.5 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership as well as Cash Payment Period 1.6 Approve Attributable Transitional For For Management Profit or Loss 1.7 Approve Profit Compensation Arrangement For For Management 1.8 Approve Resolution Validity Period For For Management 2 Approve Company's Eligibility for For For Management Major Asset Restructure 3 Approve This Major Asset Restructure For For Management Constitutes as Related-party Transaction 4 Approve Signing of Profit Compensation For For Management Agreement of Asset Acquisition by Cash and Supplementary Agreement of Profit Compensation Agreement of Asset Acquisition by Cash 5 Approve Signing of Capital Injection For For Management Subscription Supplementary Agreement and Capital Injection Subscription Supplementary Agreement (II) 6 Approve Capital Injection and For For Management Related-party Transaction 7 Approve Report and Draft on Major For For Management Asset Acquisition and Related-party Transaction 8 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Major Asset Restructure Plan 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 13 Approve This Transaction Does Not For For Management Comply with Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 14 Approve This Transaction Does Not For For Management Constitute as Major Listing of Article 13 Management Approach Regarding Major Asset Restructuring of Listed Companies 15 Approve Extension of Resolution For For Management Validity Period of Issuance of Convertible Bonds 16 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity of Issuance of Convertible Bonds 17 Approve Signing of Asset Acquisition For For Management by Cash Agreement and Supplementary Agreement of Asset Acquisition by Cash 18 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 19 Approve Basis and Fairness of Pricing For For Management for This Transaction 20 Approve Appointment of Intermediaries For For Management for This Transaction 22 Approve Whether Company's Stock Price For For Management Volatility Had Achieved the Standards of Article 5 Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties -------------------------------------------------------------------------------- HANG ZHOU GREAT STAR INDUSTRIAL CO. LTD. Ticker: 002444 Security ID: Y3037V105 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution For For Management 2 Approve Adjustment on Time of Foreign For For Management Exchange Derivatives Trading 3 Approve Authorization of Board to For For Management Handle All Related Matters to Foreign Exchange Derivatives Trading -------------------------------------------------------------------------------- HANG ZHOU GREAT STAR INDUSTRIAL CO. LTD. Ticker: 002444 Security ID: Y3037V105 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- HANG ZHOU GREAT STAR INDUSTRIAL CO. LTD. Ticker: 002444 Security ID: Y3037V105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Bank Credit Line Application For For Management 9 Approve Appointment of Financial For For Management Auditor 10 Approve Financial Assistance Provision For For Management 11 Approve Report on the Usage of For For Shareholder Previously Raised Funds -------------------------------------------------------------------------------- HANGJIN TECHNOLOGY CO., LTD. Ticker: 000818 Security ID: Y4443E109 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cai Weidong as Non-Independent For For Shareholder Director 2 Elect Liu Dongfeng as Non-Independent For For Shareholder Director 3 Elect Ding Guibao as Non-Independent For For Shareholder Director 4 Elect Qiao Xiaolin as Non-Independent For For Shareholder Director 5 Elect Zhang Shuping as Non-Independent For For Shareholder Director 6 Elect Liu Bo as Non-Independent For For Shareholder Director 7 Elect Liu Chunyan as Independent For For Shareholder Director 8 Elect Guo Hailan as Independent For For Shareholder Director 9 Elect Mao Ming as Independent Director For For Shareholder 10 Elect Wang Zhiyong as Supervisor For For Management 11 Elect Li Zhen as Supervisor For For Management 12 Elect Shi Jin as Supervisor For For Management 13 Approve Expansion of Business Scope For For Management 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HANGJIN TECHNOLOGY CO., LTD. Ticker: 000818 Security ID: Y4443E109 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- HANGJIN TECHNOLOGY CO., LTD. Ticker: 000818 Security ID: Y4443E109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line Plan For For Management 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HANGXIAO STEEL STRUCTURE CO., LTD. Ticker: 600477 Security ID: Y9892R105 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 7 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 8 Approve Credit Line Application For For Management 9 Approve Financing Guarantee Plans For For Management -------------------------------------------------------------------------------- HANGZHOU ADVANCE GEARBOX GROUP CO. LTD. Ticker: 601177 Security ID: Y3032B104 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5.1 Elect Xia Bolin as Non-Independent For For Shareholder Director 5.2 Elect Liao Jieyuan as Non-Independent For For Shareholder Director 5.3 Elect Tang Qiang as Non-Independent For For Shareholder Director 5.4 Elect Yang Shuiyu as Non-Independent For For Shareholder Director 5.5 Elect Zhang Dejun as Non-Independent For For Shareholder Director 5.6 Elect Su Zhong as Non-Independent For For Shareholder Director 6.1 Elect Chi Renyong as Independent For For Shareholder Director 6.2 Elect Wei Meizhong as Independent For For Shareholder Director 6.3 Elect Ma Lihua as Independent Director For For Shareholder 7.1 Elect Chen Jian as Supervisor For For Shareholder 7.2 Elect Liu Jie as Supervisor For For Shareholder 7.3 Elect Wang Yongjian as Supervisor For For Shareholder -------------------------------------------------------------------------------- HANGZHOU ADVANCE GEARBOX GROUP CO. LTD. Ticker: 601177 Security ID: Y3032B104 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease For For Management -------------------------------------------------------------------------------- HANGZHOU ADVANCE GEARBOX GROUP CO. LTD. Ticker: 601177 Security ID: Y3032B104 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU BINJIANG REAL ESTATE GROUP CO., LTD. Ticker: 002244 Security ID: Y30328101 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Provision of Guarantee for Controlled Subsidiary 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Provision of Guarantee for Associate Company 3 Approve Guarantee Provision for For For Shareholder Hangzhou Xinda Aoti Real Estate Co., Ltd. -------------------------------------------------------------------------------- HANGZHOU BINJIANG REAL ESTATE GROUP CO., LTD. Ticker: 002244 Security ID: Y30328101 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of the Board to For For Management Handle All Matters Related to Guarantee Provision Plan -------------------------------------------------------------------------------- HANGZHOU BINJIANG REAL ESTATE GROUP CO., LTD. Ticker: 002244 Security ID: Y30328101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantee to For For Management Controlled Subsidiary 8 Approve Provision of Guarantee to For For Management Associate Company 9 Approve Provision of Financial For For Management Assistance by Controlled Subsidiary for Its Shareholders 10 Approve Provision of Financial For For Management Assistance to Associate Company 11 Approve Issuance of Medium-term Notes For For Management and Commercial Papers -------------------------------------------------------------------------------- HANGZHOU BOILER GROUP CO., LTD. Ticker: 002534 Security ID: Y3032C102 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Elect Wang Shuifu as Non-Independent For For Shareholder Director 1.1.2 Elect Lu Min as Non-Independent For For Shareholder Director 1.1.3 Elect Xu Guang'an as Non-Independent For For Shareholder Director 1.1.4 Elect Xu Jianming as Non-Independent For For Shareholder Director 1.1.5 Elect Lin Jiangen as Non-Independent For For Shareholder Director 1.1.6 Elect He Weixiao as Non-Independent For For Shareholder Director 1.2.1 Elect Zhu Keshi as Independent Director For For Shareholder 1.2.2 Elect Zheng Jinyang as Independent For For Shareholder Director 1.2.3 Elect Liu Guojian as Independent For For Shareholder Director 2.1 Elect Lu Zhiping as Supervisor For For Shareholder 2.2 Elect Yan Hao as Supervisor For For Shareholder -------------------------------------------------------------------------------- HANGZHOU BOILER GROUP CO., LTD. Ticker: 002534 Security ID: Y3032C102 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plant Renovation and Plant For For Management Lease -------------------------------------------------------------------------------- HANGZHOU BOILER GROUP CO., LTD. Ticker: 002534 Security ID: Y3032C102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line Bank For For Management Application 7 Approve Use of Funds in Financial For For Management Management, Trust Product Investment and Entrusted Loan Business 8 Approve Appointment of Auditor For For Management 9 Approve Remuneration of Directors and For For Management Senior Management Members 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU CABLE CO., LTD. Ticker: 603618 Security ID: Y3032H101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Its Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration and Allowance for For For Management Directors and Senior Management Members 8 Approve to Appoint Auditor For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Guarantee Provision For Against Management 11 Approve Amendments to Articles of For Against Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15.1 Elect Hua Jianfei as Non-independent For For Management Director 15.2 Elect Sun Chong as Non-independent For For Management Director 15.3 Elect Sun Zhen as Non-independent For For Management Director 15.4 Elect Lu Chunjiao as Non-independent For For Management Director 15.5 Elect Ni Yijian as Non-independent For For Management Director 15.6 Elect Lu Xianting as Non-independent For For Management Director 16.1 Elect Chen Danhong as Independent For For Management Director 16.2 Elect Yan Mengkun as Independent For For Management Director 16.3 Elect Xu Xiaohua as Independent For For Management Director 17.1 Elect Zhang Xudong as Supervisor For For Management 17.2 Elect Sun Jia as Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU CENTURY CO., LTD. Ticker: 300078 Security ID: Y3032A106 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Extension of Validity Period For For Management for Private Placement of Shares 3 Approve Authorization of Board to For For Management Handle All Matters Related to Extension of Validity Period for Private Placement of Shares -------------------------------------------------------------------------------- HANGZHOU CENTURY CO., LTD. Ticker: 300078 Security ID: Y3032A106 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds for For For Management Capital Injection for the Implementation of Fund Raising Project 2 Amend Articles of Association For For Management 3 Approve Draft and Summary Stock Option For For Management and Performance Share Incentive Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Stock Option and Performance Share Incentive Plan -------------------------------------------------------------------------------- HANGZHOU CENTURY CO., LTD. Ticker: 300078 Security ID: Y3032A106 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Term For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Terms and Method of Debt For For Management Repayment 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price and Adjustment Period 2.9 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Redemption Terms For For Management 2.12 Approve Resale Terms For For Management 2.13 Approve Dividend Distribution After For For Management Conversion 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Arrangement to Original For For Management Shareholders 2.16 Approve Bondholders and Bondholders For For Management Meeting 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Special Account for Raised For For Management Funds 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Formulation of Principles of For For Management Bondholders Meeting 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HANGZHOU CENTURY CO., LTD. Ticker: 300078 Security ID: Y3032A106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Amend Articles of Association For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- HANGZHOU ELECTRONIC SOUL NETWORK TECHNOLOGY CO., LTD. Ticker: 603258 Security ID: Y3032M100 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HANGZHOU ELECTRONIC SOUL NETWORK TECHNOLOGY CO., LTD. Ticker: 603258 Security ID: Y3032M100 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds for Cash For For Management Management 2 Approve Use of Own Funds for Cash For For Management Management 3 Elect Lin Qingyuan as Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU ELECTRONIC SOUL NETWORK TECHNOLOGY CO., LTD. Ticker: 603258 Security ID: Y3032M100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Allowance of Independent For For Management Directors 8 Approve Appointment of Auditor For For Management 9 Approve Financing Application For For Management 10 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HANGZHOU FIRST APPLIED MATERIAL CO., LTD. Ticker: 603806 Security ID: Y29846105 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to Convertible Bonds Issuance 2 Approve Authorization of Board to For For Management Handle All Related Matters to Extend Resolution Validity Period in Connection to Convertible Bonds Issuance -------------------------------------------------------------------------------- HANGZHOU FIRST APPLIED MATERIAL CO., LTD. Ticker: 603806 Security ID: Y29846105 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 6.1 Approve Remuneration of Chairman of For Against Management the Board Lin Jianhua 6.2 Approve Remuneration of Independent For Against Management Directors 7 Approve Appointment of Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HANGZHOU FIRST APPLIED MATERIAL CO., LTD. Ticker: 603806 Security ID: Y29846105 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Issue Manner and Target Parties For For Management 2.5 Approve Bond Period For For Management 2.6 Approve Interest Rate For For Management 2.7 Approve Interest Rate Payment For For Management 2.8 Approve Guarantee Matters For For Management 2.9 Approve Conversion Period For For Management 2.10 Approve Determination of Conversion For For Management Price 2.11 Approve Adjustment and Calculation of For For Management Conversion Price 2.12 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.13 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.14 Approve Terms of Redemption For For Management 2.15 Approve Terms of Sell-Back For For Management 2.16 Approve Dividend Distribution Post For For Management Conversion 2.17 Approve Placing Arrangement for For For Management Shareholders 2.18 Approve Matters Relating to Meetings For For Management of Bond Holders 2.19 Approve Usage of Raised Funds For For Management 2.20 Approve Raised Funds Deposit Management For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Plan on Convertible Bond For For Management Issuance 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Principles of Bondholders For For Management Meeting 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- HANGZHOU HANGYANG CO., LTD. Ticker: 002430 Security ID: Y30390101 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Investment Financing and For Against Management Guarantee Management System -------------------------------------------------------------------------------- HANGZHOU HANGYANG CO., LTD. Ticker: 002430 Security ID: Y30390101 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Wei as Non-independent For For Shareholder Director 1.2 Elect Hua Wei as Non-independent For For Shareholder Director 2 Elect Hu Baozhen as Supervisor For For Shareholder 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Approve Change Company Name For For Management 6 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD. Ticker: 002415 Security ID: Y3038Z105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transaction For For Management 9 Approve Application of Credit Lines For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Financial Services Agreement For For Management 12 Approve Provision of Guarantee to For For Management Controlled Subsidiary 13 Approve Repurchase and Cancellation of For For Management Performance Shares 14 Approve Foreign Exchange Hedging For For Management Transactions 15 Approve to Adjust the Third Unlocking For For Management Period Performance Evaluation Benchmarking Enterprise in Connection to Performance Share Incentive Plan 16 Amend the Company's Performance For For Management Evaluation Indicators in Connection to Performance Share Incentive Plan 17 Approve Financial Assistance Provision For Against Management 18 Approve Provision of Guarantee by For For Management Controlled Subsidiary -------------------------------------------------------------------------------- HANGZHOU IRON & STEEL CO., LTD. Ticker: 600126 Security ID: Y30422102 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Raised Funds to For For Management Invest in Equity Acquisition and Capital Injection 2 Approve Investment Participation on For For Management Zhejiang Fuzhe Integrated Circuit Industry Development Co., Ltd. -------------------------------------------------------------------------------- HANGZHOU IRON & STEEL CO., LTD. Ticker: 600126 Security ID: Y30422102 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- HANGZHOU IRON & STEEL CO., LTD. Ticker: 600126 Security ID: Y30422102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Daily Related-Party For For Management Transactions 9 Approve Guarantee Plan For Against Management 10 Approve Appointment of Auditor and For For Management Payment of Remuneration 11 Approve Provision of Loan For For Management 12 Approve Adjustment on Asset Audit, For For Management Evaluation Base Date, Pricing Base Date and Stock Issue Price 13 Approve Transaction Does Not For For Management Constitute as Major Adjustment 14 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares 15.1 Approve Overall Plan For For Management 15.2 Approve Transaction Parties For For Management 15.3 Approve Target Assets For For Management 15.4 Approve Pricing Basis and Pricing of For For Management Target Assets 15.5 Approve Payment of Transaction For For Management Consideration 15.6 Approve Delivery of Underlying Equity For For Management 15.7 Approve Delivery of Assets and For For Management Liabilities 15.8 Approve Delivery of Shares Issuance For For Management 15.9 Approve Performance Commitment and For For Management Compensation Arrangements 15.10 Approve Asset Changes During the For For Management Transitional Period as well as Profit and Loss During the Period 15.11 Approve Distribution Arrangement of For For Management Undistributed Earnings 15.12 Approve Resolution Validity Period For For Management 16 Approve Draft and Summary of For For Management Acquisition by Cash and Issuance of Shares 17 Approve Transaction Constitute as For For Management Related-Party Transaction 18 Approve Transaction Complies with For For Management Article 4 of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 19 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 20 Approve Signing of Acquisition by Cash For For Management and Issuance of Shares Agreement 21 Approve Profit Forecast Compensation For For Management Agreement 22 Approve Audit Report, Assessment For For Management Report and Review Report of the Transaction 23 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 24 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 25 Approve Authorization of the Board to For For Management Handle All Related Matters 26 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 27 Approve Report on the Usage of For For Management Previously Raised Funds 28 Approve Allowance of Independent For For Management Directors 29.1 Elect Wu Dongming as Non-Independent For For Management Director 29.2 Elect Kong Xiangsheng as For For Management Non-Independent Director 29.3 Elect Wang Lingli as Non-Independent For For Management Director 29.4 Elect Mou Chenhui as Non-Independent For For Management Director 29.5 Elect Wu Liming as Non-Independent For For Management Director 29.6 Elect Yu Weidong as Non-Independent For For Management Director 30.1 Elect Hu Xiangfu as Independent For For Management Director 30.2 Elect Wang Ying as Independent Director For For Management 30.3 Elect Wang Hongwen as Independent For For Management Director54 31.1 Elect Zhou Yaofu as Supervisor For For Management 31.2 Elect Wang Bing as Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU JIEBAI GROUP CO., LTD. Ticker: 600814 Security ID: Y3042B102 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of House Expropriation For For Management Agreement -------------------------------------------------------------------------------- HANGZHOU JIEBAI GROUP CO., LTD. Ticker: 600814 Security ID: Y3042B102 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Haiying as Non-Independent For For Management Director -------------------------------------------------------------------------------- HANGZHOU JIEBAI GROUP CO., LTD. Ticker: 600814 Security ID: Y3042B102 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Provision of Guarantee For For Management 3.1 Elect Chen Yanting as Non-Independent For For Management Director 3.2 Elect Xu Yiming as Non-Independent For For Management Director -------------------------------------------------------------------------------- HANGZHOU JIEBAI GROUP CO., LTD. Ticker: 600814 Security ID: Y3042B102 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Remuneration Assessment of For For Management Directors and Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 8 Approve Use of Funds for Investment in For For Management Financial Products 9 Approve Appointment of Auditor For For Management 10.1 Elect Chen Yanting as Non-Independent For For Management Director 10.2 Elect Bi Ling as Non-Independent For For Management Director 10.3 Elect Yu Yong as Non-Independent For For Management Director 10.4 Elect Chen Haiying as Non-Independent For For Management Director 10.5 Elect Zhang Yuyang as Non-Independent For For Management Director 10.6 Elect Xu Yiming as Non-Independent For For Management Director 11.1 Elect Wang Shuguang as Independent For For Management Director 11.2 Elect Mao Mingchen as Independent For For Management Director 11.3 Elect Guo Jun as Independent Director For For Management 12.1 Elect Lin Hushan as Supervisor For For Management 12.2 Elect Xu Haiming as Supervisor For For Management 12.3 Elect Li Ling as Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU LIAISON INTERACTIVE INFORMATION TECHNOLOGY CO., LTD. Ticker: 002280 Security ID: Y3041Y103 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Type For For Management 2 Approve Provision of Guarantee to For Against Management Associate Company 3 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- HANGZHOU LIAISON INTERACTIVE INFORMATION TECHNOLOGY CO., LTD. Ticker: 002280 Security ID: Y3041Y103 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU ONECHANCE TECH CORP. Ticker: 300792 Security ID: Y3042D108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Remuneration of Directors For For Management 11.1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11.4 Approve Related Party Transaction For For Management Decision System 11.5 Approve External Investment Management For For Management System 11.6 Approve External Guarantee For For Management Decision-making System 12.1 Elect Yang Jie as Non-Independent For For Management Director 12.2 Elect Yu Yi as Independent Director For For Management 13 Approve Financial Budget Report For Against Management 14 Approve Credit Line Bank Application For For Management -------------------------------------------------------------------------------- HANGZHOU OXYGEN PLANT GROUP CO., LTD. Ticker: 002430 Security ID: Y30390101 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Comprehensive For For Management Credit Lines 8 Approve Annual Report and Summary For For Management 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Investment in Financial For For Management Products 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU SHUNWANG TECHNOLOGY CO., LTD. Ticker: 300113 Security ID: Y30419108 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU SHUNWANG TECHNOLOGY CO., LTD. Ticker: 300113 Security ID: Y30419108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Use of Funds for Cash For For Management Management 8 Amend Articles of Association For For Management 9 Elect Li Dehong as Non-Independent For For Management Director 10 Elect Zhang Meihua as Independent For For Management Director -------------------------------------------------------------------------------- HANGZHOU SHUNWANG TECHNOLOGY CO., LTD. Ticker: 300113 Security ID: Y30419108 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Conversion Period For For Management 2.8 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Raised Funds Deposit Management For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bond Issuance 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholder and Ultimate Controlling Shareholder Regarding Counter-dilution Measures 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Principles of Bondholders For For Management Meeting 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HANGZHOU SILAN MICROELECTRONICS CO., LTD. Ticker: 600460 Security ID: Y30432101 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Fund-raising For For Management Investment Project -------------------------------------------------------------------------------- HANGZHOU SILAN MICROELECTRONICS CO., LTD. Ticker: 600460 Security ID: Y30432101 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HANGZHOU SILAN MICROELECTRONICS CO., LTD. Ticker: 600460 Security ID: Y30432101 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan and For For Management Related Party Transactions 2 Elect Ji Lu as Non-Independent Director For For Shareholder -------------------------------------------------------------------------------- HANGZHOU SILAN MICROELECTRONICS CO., LTD. Ticker: 600460 Security ID: Y30432101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Provision of Guarantee For Against Management 9 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- HANGZHOU STEAM TURBINE CO., LTD. Ticker: 200771 Security ID: Y30436102 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Compensation Management System For For Management of Directors, Senior Managers 2 Approve Allowance of Independent For For Management Directors and Supervisors 3.1 Approve Purpose, Manner and Price Range For For Management 3.2 Approve Type, Scale and Proportion For For Management 3.3 Approve Total Funds to be Used for For For Management Repurchase and Sources of Funding 3.4 Approve Repurchase Period For For Management 3.5 Approve Resolution Validity Period For For Management 3.6 Approve Authorization of Board to For For Management Handle All Related Matters 4.1 Elect Zheng Bin as Non-independent For For Management Director 4.2 Elect Yang Yongming as Non-independent For For Management Director 4.3 Elect Ye Zhong as Non-independent For For Management Director 4.4 Elect Wang Gang as Non-independent For For Management Director 4.5 Elect Kong Jianqiang as For For Management Non-independent Director 4.6 Elect Li Guiwen as Non-independent For For Management Director 5.1 Elect Zhang Xiaoyan as Independent For For Management Director 5.2 Elect Chen Danhong as Independent For For Management Director 5.3 Elect Gu Xinjian as Independent For For Management Director 5.4 Elect Zhang Hejie as Independent For For Management Director 6.1 Elect Li Shijie as Supervisor For For Management 6.2 Elect Wang Xiaohui as Supervisor For For Management 6.3 Elect Ying Gonghua as Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU STEAM TURBINE CO., LTD. Ticker: 200771 Security ID: Y30436102 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Report of the Board of For For Management Supervisors 7 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- HANGZHOU SUNRISE TECHNOLOGY CO., LTD. Ticker: 300360 Security ID: Y3R424109 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Property For For Management 2 Approve Adjustment of the Repurchase For For Shareholder Price Limit of Shares -------------------------------------------------------------------------------- HANGZHOU SUNRISE TECHNOLOGY CO., LTD. Ticker: 300360 Security ID: Y3R424109 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ding Minhua as Non-Independent For For Management Director 1.2 Elect Guo Yuanyue as Non-Independent For For Management Director 1.3 Elect Yang Guang as Non-Independent For For Management Director 1.4 Elect Dai Xiaohua as Non-Independent For For Management Director 1.5 Elect Wang Jian as Non-Independent For For Management Director 1.6 Elect Wu Liyun as Non-Independent For For Management Director 2.1 Elect Gan Weimin as Independent For For Management Director 2.2 Elect Wang Youzhao as Independent For For Management Director 2.3 Elect Liu Wei as Independent Director For For Management 3.1 Elect Chen Feihu as Supervisor For For Management 3.2 Elect Xu Xiaochen as Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU SUNRISE TECHNOLOGY CO., LTD. Ticker: 300360 Security ID: Y3R424109 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Implementing For For Management Parties and Location of Raised Funds Investment Project 2 Approve Change in Registered Capital For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HANGZHOU SUNRISE TECHNOLOGY CO., LTD. Ticker: 300360 Security ID: Y3R424109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Bank Application For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Share Size For For Management and Price for Repurchasing and Repurchase Cancellation of Performance Shares 2 Amend Articles of Association to For For Management Reduce Registered Capital 3 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subsidiary's Overseas Listing For For Management in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2.1 Approve Issuer For For Management 2.2 Approve Listing Exchange For For Management 2.3 Approve Par Value For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Issue Price For For Management 2.6 Approve Issue Time For For Management 2.7 Approve Usage of Raised Funds For For Management 3 Approve Commitment of Upholding the For For Management Independent Listing Status 4 Approve Review and Perspective on For For Management Maintaining Sustainable Profitability 5 Approve Authorization of Board to For For Management Handle All Matters Related to Subsidiary's Overseas Listing 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing on Main Board of Hong Kong Stock Exchange 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Period For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Parties For For Management 2.7 Approve Offer Sale Principles For For Management 3 Approve Resolution Validity Period For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Arrangement of For For Management Cumulative Earnings 8 Approve Liability Insurance for For For Management Directors, Supervisors and Senior Managers 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Working System for Independent For For Management Directors 13 Amend Related-Party Transaction For For Management Management System 14 Amend Management System for Providing For For Management External Guarantees 15 Amend Management System for External For For Management Investment 16 Amend Management System of Raised Funds For For Management 17 Amend Management System of Investment For For Management Decision 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Investment Management For For Management System 2 Amend Investment Decision Management For For Management System 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Amend Articles of Association For For Management 7.1 Elect Chen Zhimin as Supervisor For For Management 7.2 Elect Zhang Binghui as Supervisor For For Management 8.1 Elect Ye Xiaoping as Non-Independent For For Management Director 8.2 Elect Cao Xiaochun as Non-Independent For For Management Director 8.3 Elect ZHUAN YIN as Non-Independent For For Management Director 9.1 Elect Yang Bo as Independent Director For For Management 9.2 Elect Zheng Biyun as Independent For For Management Director 9.3 Elect Liao Qiyu as Independent Director For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 300347 Security ID: Y3043G100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Use of Own Idle Funds to For For Management Purchase Short-term Bank Guaranteed Financial Products 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- HANGZHOU WEIGUANG ELECTRONIC CO., LTD. Ticker: 002801 Security ID: Y2984Y104 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Commodity Futures Hedging For For Management Transactions 2 Approve Long-term Foreign Exchange For For Management Settlement Transactions 3 Approve Use of Idle Funds for For For Management Investment in Financial Products 4 Approve Use of Idle Raised Funds for For For Management Cash Management -------------------------------------------------------------------------------- HANGZHOU WEIGUANG ELECTRONIC CO., LTD. Ticker: 002801 Security ID: Y2984Y104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Registered Capital and Amend For For Management Articles of Association 8 Approve to Appoint Auditor For For Management 9 Approve Termination of Hangzhou For For Management Xianghe's 2020 Performance Commitment, Performance Compensation and Performance Award Terms and Signing Termination Agreement -------------------------------------------------------------------------------- HANGZHOU ZHONGHENG ELECTRIC CO., LTD. Ticker: 002364 Security ID: Y3042Y102 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend the Work System of Independent For For Management Directors 5 Amend Management System for Providing For For Management External Guarantees 6 Amend Investment Decision-Making For For Management Management System 7 Amend Management System of Raised Funds For For Management 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 9.1 Elect Zhu Guoding as Non-Independent For For Management Director 9.2 Elect Zhao Dachun as Non-Independent For For Management Director 9.3 Elect Zhou Qingjie as Non-Independent For For Management Director 9.4 Elect Sun Dan as Non-Independent For For Management Director 9.5 Elect Chen Zhiyun as Non-Independent For For Management Director 9.6 Elect Liu Jie as Non-Independent For For Management Director 10.1 Elect Xue Jing as Independent Director For For Management 10.2 Elect Yuan Qiao as Independent Director For For Management 10.3 Elect Qiu Yizheng as Independent For For Management Director 11.1 Elect Yu Xuefang as Supervisor For For Management 11.2 Elect Chen Penghui as Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU ZHONGHENG ELECTRIC CO., LTD. Ticker: 002364 Security ID: Y3042Y102 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Management System of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU ZHONGHENG ELECTRIC CO., LTD. Ticker: 002364 Security ID: Y3042Y102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Appointment of Financial For For Management Auditor 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- HANNSTAR BOARD CORP. Ticker: 5469 Security ID: Y3062R102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Procedures for Endorsement and For For Management Guarantees 5.1 Elect CHIAO YU HENG, with Shareholder For For Management No. 27, as Non-Independent Director 5.2 Elect LAI WEI CHEN, a Representative For Against Management of WALSIN TECHNOLOGY CORPORATION, with Shareholder No. 20096 as Non-Independent Director 5.3 Elect CHIANG CHEN WEN, a For Against Management Representative of WALSIN TECHNOLOGY CORPORATION, with Shareholder No. 20096 as Non-Independent Director 5.4 Elect CHEN CHAO JU, a Representative For Against Management of WALSIN TECHNOLOGY CORPORATION, with Shareholder No. 20096 as Non-Independent Director 5.5 Elect a Representative of CHIN HSIN For Against Management INVESTMENT CO LTD, with Shareholder No. 8438, as Non-Independent Director 5.6 Elect SHU YAO HSIEN, with Shareholder For Against Management No. 10517, as Non-Independent Director 5.7 Elect CHU YEU YUH, with Shareholder No. For Against Management 19585, as Non-Independent Director 5.8 Elect CHEN RUEY LONG, with ID No. For Against Management Q100765XXX, as Non-Independent Director 5.9 Elect LU CHI CHANT, with ID No. For For Management R100921XXX, as Independent Director 5.10 Elect WANG KUO CHENG, with ID No. For For Management F120591XXX, as Independent Director 5.11 Elect YUAN JUN TANG, with ID No. For Against Management A120623XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors - CHIAO YU HENG 7 Approve Release of Restrictions of For Against Management Competitive Activities of Directors - CHU YEU YUH 8 Approve Release of Restrictions of For Against Management Competitive Activities of Directors - WALSIN TECHNOLOGY CORPORATION 9 Approve Release of Restrictions of For Against Management Competitive Activities of Directors - WALSIN TECHNOLOGY CORPORATION 10 Approve Release of Restrictions of For Against Management Competitive Activities of Directors - CHIN HSIN INVESTMENT CO LTD 11 Approve Release of Restrictions of For Against Management Competitive Activities of Directors - SHU YAO HSIEN 12 Approve Release of Restrictions of For Against Management Competitive Activities of Directors - CHEN RUEY LONG 13 Approve Release of Restrictions of For For Management Competitive Activities of Directors - LU CHI CHANT 14 Approve Release of Restrictions of For For Management Competitive Activities of Directors - WANG KUO CHENG 15 Approve Release of Restrictions of For Against Management Competitive Activities of Directors - YUAN JUN TANG -------------------------------------------------------------------------------- HANNSTAR DISPLAY CORP. Ticker: 6116 Security ID: Y3062S100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Common Shares Issuance for For For Management Cash Capital Increase through Private Placement and/or Public Issuance -------------------------------------------------------------------------------- HANNSTOUCH SOLUTION, INC. Ticker: 3049 Security ID: Y3080C103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation and Cash Dividend Distribution Report 3 Approve Issuance of Ordinary Shares For For Management via a Private Placement or Public Offering 4 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- HANSOH PHARMACEUTICAL GROUP CO., LTD. Ticker: 3692 Security ID: G54958106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhong Huijuan as Director For For Management 2b Elect Lyu Aifeng as Director For Against Management 2c Elect Sun Yuan as Director For Against Management 2d Elect Ma Cuifang as Director For For Management 2e Elect Lin Guoqiang as Director For For Management 2f Elect Chan Charles Sheung Wai as For For Management Director 2g Elect Yang Dongtao as Director For For Management 2h Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HANWANG TECHNOLOGY CO., LTD. Ticker: 002362 Security ID: Y30661105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Provision of Guarantee For For Management 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors and Rules and Procedures Regarding General Meetings of Shareholders 10 Approve Report of the Board of For For Management Supervisors 11 Approve Remuneration of Supervisors For For Management 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Approve Company's Eligibility for For For Management Private Placement of Shares 14.1 Approve Share Type and Par Value For For Management 14.2 Approve Issue Manner and Time For For Management 14.3 Approve Target Subscribers and For For Management Subscription Method 14.4 Approve Pricing Reference Date and For For Management Issue Price 14.5 Approve Issue Size For For Management 14.6 Approve Lock-up Period For For Management 14.7 Approve Listing Exchange For For Management 14.8 Approve Use of Proceeds For For Management 14.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 14.10 Approve Resolution Validity Period For For Management 15 Approve Plan for Private Placement of For For Management New Shares 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Shareholder Return Plan For For Management 19 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 20 Amend Articles of Association For For Management 21 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HANWEI ELECTRONICS GROUP CORP. Ticker: 300007 Security ID: Y3122J108 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ren Hongjun as Non-Independent For For Management Director 1.2 Elect Zhang Xiaojun as Non-Independent For For Management Director 1.3 Elect Liu Ruiling as Non-Independent For For Management Director 1.4 Elect Shang Zhongfeng as For For Management Non-Independent Director 1.5 Elect Gao Yanming as Non-Independent For For Management Director 1.6 Elect Yang Changzai as Non-Independent For For Management Director 2.1 Elect Yi Huanhuan as Independent For For Management Director 2.2 Elect Li Shan as Independent Director For For Management 2.3 Elect Wang Lizhang as Independent For For Management Director 3.1 Elect Zhang Yanli as Supervisor For For Management 3.2 Elect Zhou Zhen as Supervisor For For Management -------------------------------------------------------------------------------- HANWEI ELECTRONICS GROUP CORP. Ticker: 300007 Security ID: Y3122J108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Comprehensive Credit Line For For Management -------------------------------------------------------------------------------- HANYU GROUP JOINT STOCK CO., LTD. Ticker: 300403 Security ID: Y444KF107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Termination of Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- HANYU GROUP JOINT STOCK CO., LTD. Ticker: 300403 Security ID: Y444KF107 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- HANYU GROUP JOINT STOCK CO., LTD. Ticker: 300403 Security ID: Y444KF107 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shi Huashan as Non-independent For For Management Director 1.2 Elect Wu Geming as Non-independent For For Management Director 1.3 Elect Zheng Likai as Non-independent For For Management Director 1.4 Elect Ma Chunshou as Non-independent For For Management Director 1.5 Elect Guo Linsheng as Non-independent For For Management Director 1.6 Elect Li Zhenhua as Non-independent For For Management Director 2.1 Elect Chen Jialin as Independent For For Management Director 2.2 Elect Le Junbo as Independent Director For For Management 2.3 Elect Xie Hong as Independent Director For For Management 3.1 Elect Chi Wenmao as Supervisor For For Management 3.2 Elect Zheng Weidong as Supervisor For For Management 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HAOHUA CHEMICAL SCIENCE & TECHNOLOGY CORP. LTD. Ticker: 600378 Security ID: Y7932E100 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint of Financial Auditor For For Management 2 Approve Appoint of Internal Control For For Management Auditor -------------------------------------------------------------------------------- HAOHUA CHEMICAL SCIENCE & TECHNOLOGY CORP. LTD. Ticker: 600378 Security ID: Y7932E100 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Wei as Non-Independent For For Management Director 2 Elect Li Qunsheng as Independent For For Management Director -------------------------------------------------------------------------------- HAOHUA CHEMICAL SCIENCE & TECHNOLOGY CORP. LTD. Ticker: 600378 Security ID: Y7932E100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 7 Approve Revised Draft and Summary of For For Management Performance Shares Incentive Plan 8 Approve Revised Draft of the Methods For For Management to Assess the Performance of Plan Participants 9 Approve Management Measures of For For Management Performance Shares Incentive Plan 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 12 Approve Fixed Assets Investment Plan For For Management 13 Approve Financing Plan For For Management 14 Approve Financing Guarantee Plan For For Management -------------------------------------------------------------------------------- HAOXIANGNI HEALTH FOOD CO., LTD. Ticker: 002582 Security ID: Y3068A103 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Major Asset Sale Complies with For For Management Relevant Laws and Regulations 2.1 Approve Target Parties For For Management 2.2 Approve Target Asset For For Management 2.3 Approve Transaction Price and Pricing For For Management Basis 2.4 Approve Payment Method of Transaction For For Management Price 2.5 Approve Formation of Equity Transfer For For Management Agreement 2.6 Approve Resolution Validity Period For For Management 3 Approve Signing of Share Transfer For For Management Agreement 4 Approve Major Asset Sale Report Draft For For Management and Summary 5 Approve Major Asset Sale Does Not For For Management Constitute as Related Party Transaction 6 Approve Major Asset Sale Complies with For For Management Article 11 of the Administrative Measures for the Major Asset Reorganization of Listed Companies and Article 4 of Regulations on Several Issues Regulating the Major Asset Reorganization of Listed Companies 7 Approve Major Asset Sale Does Not For For Management Constitute the Situation of the Reorganization and Listing Required by Article 13 of the Measures for the Administration of Major Asset Reorganizations of Listed Companies 8 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 9 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 10 Approve Basis of Fairness of For For Management Transaction Price 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Employment of Relevant For For Management Intermediaries in this Transaction 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- HAOXIANGNI HEALTH FOOD CO., LTD. Ticker: 002582 Security ID: Y3068A103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Related Party Transaction For For Management 9 Approve Use of Own Idle Funds to For For Management Purchase Financial Products 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HAOXIANGNI HEALTH FOOD CO., LTD. Ticker: 002582 Security ID: Y3068A103 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Additional Idle Own For For Management Funds Invest in Financial Products 2 Approve Increase the Estimated Amount For For Management of Related Party Transactions 3 Approve Counterparty Change Commitment For For Management on Major Asset Restructuring 4.1 Approve Share Repurchase Purpose For For Management 4.2 Approve Compliance with Relevant For For Management Conditions of Repurchase of Shares 4.3 Approve Manner of Share Repurchase For For Management 4.4 Approve Price Range of Share Repurchase For For Management 4.5 Approve Type, Number and Proportion of For For Management the Share Repurchase 4.6 Approve Source of Funds of Share For For Management Repurchase 4.7 Approve Implementation Period of the For For Management Share Repurchase 5 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HAP SENG CONSOLIDATED BERHAD Ticker: 3034 Security ID: Y6579W100 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Disposal For For Management -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For For Management and Amend Article 7 Accordingly 2 Amend Article 32 For For Management -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Election of Marcio Luiz Simoes For For Management Utsch as Independent Director 2 Approve Acquisition of Controlling For For Management Stake of Infoway Tecnologia e Gestao em Saude Ltda. through Hapvida Participacoes em Tecnologia Ltda. 3 Approve Acquisition of GSFRP For For Management Participacoes S.A. through Ultra Som Servicos Medicos S.A. 4 Ratify Acquisition of Hospital das For For Management Clinicas e Fraturas do Cariri S/S Ltda. through Ultra Som Servicos Medicos S. A. 5 Approve Acquisition of Shares of For For Management Companies from Grupo America through Ultra Som Servicos Medicos S.A. and Hapvida Assistencia Medica Ltda. 6 Approve Acquisition of Controlling For For Management Stake of RN Metropolitan Ltda. through Hapvida Assistencia Medica Ltda. 7 Amend Articles For For Management -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For For Management 2 Amend Article 2 Re: Opening, For For Management Alteration and Closing of Branches, Offices or Other Establishments 3 Amend Articles 25 and 32 Re: For For Management Vice-President of Strategic Affairs 4 Rectify Subscription Agreement Re: For For Management Acquisition of GSFRP Participacoes SA Approved at the August 22, 2019 EGM -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Candido Pinheiro Koren de Lima as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jorge Fontoura Pinheiro Koren de Lima as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Candido Pinheiro Koren de Lima Junior as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Carnevalli Filho as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Geraldo Luciano Mattos Junior as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Antonio Mendes as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Luiz Simoes Utsch as Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Program and For For Management Reissuance of Repurchased Shares Re: Acquisition of Remaining Shares of RN Metropolitan Ltda. 2 Amend Article 36 For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- HARBIN BOSHI AUTOMATION CO., LTD. Ticker: 002698 Security ID: Y30693108 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Deng Xijun as Non-Independent For For Management Director 1.2 Elect Zhao Jie as Non-Independent For For Management Director 1.3 Elect Cai Hegao as Non-Independent For For Management Director 1.4 Elect Zhang Yuchun as Non-Independent For For Management Director 1.5 Elect Wang Chungang as Non-Independent For For Management Director 1.6 Elect Chen Bo as Non-Independent For For Management Director 2.1 Elect Qi Rongkun as Independent For For Management Director 2.2 Elect Wang Dong as Independent Director For For Management 2.3 Elect Li Wen as Independent Director For For Management 3.1 Elect Liu Xiaochun as Supervisor For For Management 3.2 Elect Liu Baihua as Supervisor For For Management 4 Approve Use of Idle Funds for Cash For For Management Management -------------------------------------------------------------------------------- HARBIN BOSHI AUTOMATION CO., LTD. Ticker: 002698 Security ID: Y30693108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Use of Project Surplus and For For Management Idle Raised Funds to Supplement Working Capital 10 Approve Increase in Own Production For For Management Reserves and Use of Idle Funds to Conduct Cash Management Investment -------------------------------------------------------------------------------- HARBIN ELECTRIC CO. LTD. Ticker: 1133 Security ID: Y30683109 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve EPC Framework Agreement, For For Management Annual Caps and Related Transactions 2 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- HARBIN ELECTRIC CO. LTD. Ticker: 1133 Security ID: Y30683109 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- HARBIN ELECTRIC CO. LTD. Ticker: 1133 Security ID: Y30683109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Audited Accounts and For For Management Auditor's Report 4 Approve Da Hua Certified Public For For Management Accountants (Special General Partnership) as Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Board to Appoint Any Person For For Management to Fill In a Casual Vacancy in the Board of Directors or as an Additional Director 6 Authorize Repurchase of Issued H Share For For Management Capital 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HARBIN ELECTRIC CO. LTD. Ticker: 1133 Security ID: Y30683109 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HARBIN HATOU INVESTMENT CO., LTD. Ticker: 600864 Security ID: Y3067Z109 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Mingjia as Non-Independent For For Management Director -------------------------------------------------------------------------------- HARBIN HATOU INVESTMENT CO., LTD. Ticker: 600864 Security ID: Y3067Z109 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds For For Management -------------------------------------------------------------------------------- HARBIN HATOU INVESTMENT CO., LTD. Ticker: 600864 Security ID: Y3067Z109 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Private For For Management Corporate Bond Issuance -------------------------------------------------------------------------------- HARBIN HATOU INVESTMENT CO., LTD. Ticker: 600864 Security ID: Y3067Z109 Meeting Date: MAY 12, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2 Approve Corporate Bond Issuance For For Management 3 Approve Authorization of the Board and For For Management the Chairman to Handle All Related Matters -------------------------------------------------------------------------------- HARBIN HATOU INVESTMENT CO., LTD. Ticker: 600864 Security ID: Y3067Z109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Report of the Independent For For Management Directors 7 Approve Internal Control Evaluation For For Management Report 8 Approve Internal Control Audit Report For For Management 9 Approve Authorization of Company For For Management Management to Dispose Available-for-Sale Financial Assets 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Report of the Board of For For Management Supervisors 12 Approve Equity Transfer Agreement For For Management 13.1 Elect Zuo Chen as Non-Independent For For Management Director 13.2 Elect Jiang Baolin as Non-Independent For For Management Director 14.1 Elect Chen Zuofa as Supervisor For For Management -------------------------------------------------------------------------------- HARBIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600664 Security ID: Y3067Y102 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- HARBIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600664 Security ID: Y3067Y102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Audit Work Report and For For Management Appointment of Auditor 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Profit Distribution For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Shareholder Return Plan For For Management 10 Amend Articles of Association For For Management 11 Approve Merger by Absorption For For Management 12 Amend Articles of Association to For For Shareholder Expand Business Scope -------------------------------------------------------------------------------- HARMONY GOLD MINING CO. LTD. Ticker: HAR Security ID: S34320101 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Given Sibiya as Director For For Management 2 Elect Grathel Motau as Director For For Management 3 Re-elect Andre Wilkens as Director For For Management 4 Re-elect Vishnu Pillay as Director For For Management 5 Re-elect Karabo Nondumo as Director For For Management 6 Re-elect Simo Lushaba as Director For For Management 7 Re-elect Ken Dicks as Director For For Management 8 Re-elect Fikile De Buck as Member of For For Management the Audit and Risk Committee 9 Re-elect Karabo Nondumo as Member of For For Management the Audit and Risk Committee 10 Re-elect Simo Lushaba as Member of the For For Management Audit and Risk Committee 11 Re-elect John Wetton as Member of the For For Management Audit and Risk Committee 12 Elect Given Sibiya as Member of the For For Management Audit and Risk Committee 13 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company 14 Approve Remuneration Policy For For Management 15 Approve Implementation Report For For Management 16 Authorise Board to Issue Shares for For For Management Cash 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2 Approve Non-executive Directors' For For Management Remuneration -------------------------------------------------------------------------------- HARMONY GOLD MINING CO. LTD. Ticker: HAR Security ID: S34320101 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Board to Issue Shares for For For Management Cash 2 Place Authorised but Unissued Shares For For Management under Control of Directors 3 Authorise Ratification of Approved For For Management Resolutions 1 Authorise Board to Issue Ordinary For For Management Shares to Related or Inter-related Company, Director or Prescribed Officer for the Purporses of Implementing the Potential Equity Capital Raising -------------------------------------------------------------------------------- HARTALEGA HOLDINGS BERHAD Ticker: 5168 Security ID: Y31139101 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Benefits For For Management for the Financial Year Ended March 31, 2019 3 Approve Directors' Fees and Benefits For For Management for the Financial Year Ending March 31, 2020 4 Elect Kuan Kam Hon @ Kwan Kam Onn as For For Management Director 5 Elect Danaraj A/L Nadarajah as Director For For Management 6 Elect Tan Guan Cheong as Director For For Management 7 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Adopt New Constitution For For Management -------------------------------------------------------------------------------- HAVELLS INDIA LTD. Ticker: 517354 Security ID: Y3116C119 Meeting Date: JUL 27, 2019 Meeting Type: Annual Record Date: JUL 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Anil Rai Gupta as Director For For Management 4 Reelect Rajesh Kumar Gupta as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Reappointment and Remuneration For For Management of Anil Rai Gupta as Chairman and Managing Director and the CEO 7 Approve Reappointment and Remuneration For For Management of Ameet Kumar Gupta as Whole-Time Director 8 Approve Reappointment and Remuneration For For Management of Rajesh Kumar Gupta as Whole-Time Director (Finance) and Group CFO 9 Reelect Siddhartha Pandit as Director For For Management 10 Approve Reappointment and Remuneration For For Management of Siddhartha Pandit as Whole-Time Director -------------------------------------------------------------------------------- HAVELLS INDIA LTD. Ticker: 517354 Security ID: Y3116C119 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividend as Final For For Management Dividend 3 Reelect T. V. Mohandas Pai as Director For For Management 4 Reelect Puneet Bhatia as Director For Against Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Vellayan Subbiah as Director For For Management 7 Elect B Prasada Rao as Director For For Management 8 Elect Subhash S Mundra as Director For For Management 9 Elect Vivek Mehra as Director For For Management -------------------------------------------------------------------------------- HC SEMITEK CORP. Ticker: 300323 Security ID: Y2983J108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- HC SEMITEK CORP. Ticker: 300323 Security ID: Y2983J108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Capital Injection For For Management 3 Approve Sale of Asset For For Shareholder 4 Approve Change of Auditors For For Shareholder -------------------------------------------------------------------------------- HC SEMITEK CORP. Ticker: 300323 Security ID: Y2983J108 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Asset Disposal For For Management for Fund-raising Investment Project and Use of Raised Funds to Replenish Working Capital 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Approve Renewal of Comprehensive For For Shareholder Credit Line and Additional Comprehensive Credit Line Application 4 Approve Provision of Guarantee For For Shareholder 5 Approve Hedging Exchange Rate Risk For For Shareholder Management Business 6 Approve Business Cooperation and For For Shareholder Related Party Transactions 7 Approve Bank Acceptance Bill Pledge For Against Shareholder Right -------------------------------------------------------------------------------- HC SEMITEK CORP. Ticker: 300323 Security ID: Y2983J108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Company's Eligibility for For For Management Private Placement of Shares 8.1 Approve Share Type and Par Value For For Management 8.2 Approve Issue Manner and Issue Time For For Management 8.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 8.4 Approve Issue Size For For Management 8.5 Approve Target Subscribers and For For Management Subscription Method 8.6 Approve Lock-up Period For For Management 8.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 8.8 Approve Amount and Usage of Raised For For Management Funds 8.9 Approve Listing Exchange For For Management 8.10 Approve Resolution Validity Period For For Management 9 Approve Plan on Private Placement of For For Management Shares 10 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 11 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 12 Approve Report on the Usage of For For Management Previously Raised Funds 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve Formulation of Shareholder For For Management Return Plan 17 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 18 Approve Amendments to Articles of For For Management Association 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 20 Approve Capital Injection of For For Management Wholly-owned Subsidiary 21 Approve Supplemental Confirmation of For For Management Related Party Transactions 22.1 Elect Zhou Fuyun as Non-Independent For For Management Director 22.2 Elect Yu Xinhua as Non-Independent For For Management Director 22.3 Elect Zhou Jianhui as Non-Independent For For Management Director 22.4 Elect Wu Longju as Non-Independent For For Management Director 23.1 Elect Han Hongling as Independent For For Management Director 23.2 Elect Lin Jintong as Independent For For Management Director 23.3 Elect Zhong Ruiqing as Independent For For Management Director 24.1 Elect Yang Zhongdong as Supervisor For For Management 24.2 Elect Huang Falian as Supervisor For For Management -------------------------------------------------------------------------------- HCL TECHNOLOGIES LIMITED Ticker: 532281 Security ID: Y3121G147 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Shiv Nadar as Director For For Management 3 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Reelect R. Srinivasan as Director For For Management 5 Reelect S. Madhavan as Director For For Management 6 Reelect Robin Ann Abrams as Director For For Management 7 Reelect Sosale Shankara Sastry as For For Management Director 8 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- HCL TECHNOLOGIES LIMITED Ticker: 532281 Security ID: Y3121G147 Meeting Date: SEP 21, 2019 Meeting Type: Court Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement and For For Management Amalgamation -------------------------------------------------------------------------------- HCL TECHNOLOGIES LIMITED Ticker: 532281 Security ID: Y3121G147 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For Against Management Amend Memorandum of Association 2 Approve Issuance of Bonus Shares For For Management -------------------------------------------------------------------------------- HDFC ASSET MANAGEMENT CO. LTD. Ticker: 541729 Security ID: Y3R1AG299 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim Dividend 3 Reelect Renu Karnad as Director For For Management 4 Reelect N. K. Skeoch as Director For Against Management 5 Authorize Board to Fix Remuneration of For Against Management B S R & Co. LLP, Chartered Accountants as Auditors 6 Elect Dhruv Kaji as Director For Against Management 7 Elect Jairaj Purandare as Director For Against Management 8 Elect Sanjay Bhandarkar as Director For For Management 9 Elect Parag Shah as Director For For Management 10 Elect Roshni Nadar Malhotra as Director For For Management 11 Approve Commission to Non-Executive For For Management Directors Including Independent Directors 12 Approve Deepak Parekh to Continue For For Management Office as Non-Executive Director 13 Reelect Hoshang Billimoria as Director For Against Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HDFC LIFE INSURANCE CO. LTD. Ticker: 540777 Security ID: Y3R1AP109 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Keki Mistry as Director For For Management 4 Approve Price Waterhouse Chartered For For Management Accountants LLP as One of the Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Approve that the Vacancy on the Board For For Management Resulting from the Retirement of Gerald Grimstone Not be Filled 6 Approve Appointment and Remuneration For For Management of Bharti Gupta Ramola as Director 7 Approve Reappointment and Remuneration For For Management of VK Viswanathan as Director 8 Approve Reappointment and Remuneration For For Management of Prasad Chandran as Director 9 Approve Deepak Parekh to Continue For For Management Office as Non-Executive Director 10 Approve Revision in the Remuneration For For Management of Vibha Padalkar as Managing Director & Chief Executive Officer 11 Approve Revision in the Remuneration For For Management of Suresh Badami as Executive Director 12 Approve Employee Stock Options Scheme For For Management - 2019 and Approve Grant of Employee Stock Options to Eligible Employees of the Company 13 Approve Employee Stock Options Scheme For For Management - 2019 and Approve Grant of Stock Options to Eligible Employees of Subsidiary Companies Under the Employee Stock Option Scheme - 2019 14 Approve Increase in Limit on Foreign For For Management Shareholdings -------------------------------------------------------------------------------- HE BEI CHENG DE LOLO CO., LTD. Ticker: 000848 Security ID: Y3120K107 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Signing of Financial Services For For Management Framework Agreement 7 Approve Financial and Internal Control For For Management Auditor 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HE BEI CHENG DE LOLO CO., LTD. Ticker: 000848 Security ID: Y3120K107 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liang Qichao as Non-Independent For For Management Director 1.2 Elect Ding Xingxian as Non-Independent For For Management Director 1.3 Elect Ma Xiang as Non-Independent For For Management Director 1.4 Elect Zeng Bo as Non-Independent For For Management Director 1.5 Elect Yang Dongshi as Non-Independent For For Management Director 1.6 Elect Liu Zhigang as Non-Independent For For Management Director 2.1 Elect Dong Guoyun as Independent For For Management Director 2.2 Elect Wang Jianming as Independent For For Management Director 2.3 Elect Huang Jianfeng as Independent For For Management Director 3.1 Elect Huang Min as Supervisor For For Management 3.2 Elect Liu Jian as Supervisor For For Management -------------------------------------------------------------------------------- HEALTH AND HAPPINESS (H&H) INTERNATIONAL HOLDINGS LIMITED Ticker: 1112 Security ID: G4387E107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Luo Yun as Director For For Management 3a2 Elect Lok Lau Yin Ching as Director For For Management 3a3 Elect Wang Can as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8a Adopt Share Option Scheme For For Management 8b Approve Termination of the Existing For For Management Share Option Scheme -------------------------------------------------------------------------------- HEBEI HENGSHUI LAOBAIGAN LIQUOR CO., LTD. Ticker: 600559 Security ID: Y3119U108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Internal Control Audit Report For For Management 10 Approve Use of Own Funds for Cash For For Management Management 11 Approve Performance Commitment on For For Management Asset Purchase via Share Issuance 12 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Amend the Information Disclosure For For Management Management System 17 Amend the Registration Management For For Management System for Insiders of Inside Information 18 Approve to Appoint Auditor For For Management 19.1 Elect Liu Yanlong as Non-Independent For For Management Director 19.2 Elect Wang Zhangang as Non-Independent For For Management Director 19.3 Elect Zhang Yuhang as Non-Independent For For Management Director 19.4 Elect Tang Jie as Non-Independent For For Management Director 19.5 Elect Liu Yong as Non-Independent For For Management Director 19.6 Elect Li Yulei as Non-Independent For For Management Director 20.1 Elect Zhang Shuangcai as Independent For For Management Director 20.2 Elect Xiao Dongguang as Independent For For Management Director 20.3 Elect Lan Xia as Independent Director For For Management 21.1 Elect Zhen Xiaoping as Supervisor For For Management 21.2 Elect Wang Xiangcha as Supervisor For For Management 21.3 Elect Zhang Yanfei as Supervisor For For Management -------------------------------------------------------------------------------- HEBEI HUIJIN ELECTROMECHANICAL CO., LTD. Ticker: 300368 Security ID: Y3124E107 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Acquisition of Equity of Qingdao Weiheng International Supply Chain Management Co., Ltd. 2 Approve Related Party Transaction in For For Management Connection to Acquisition of Equity of Hebei Zhaohong Trading Co., Ltd. 3 Approve Related Party Transaction in For For Management Connection to Acquisition of Equity of Shanxi Xintongjiu Industry and Trade Co., Ltd. 4 Approve Related Party Transaction in For For Management Connection to Acquisition of Equity of Shenzhen Weiheng International Supply Chain Management Co., Ltd. 5 Approve Related Party Transaction in For For Management Connection to Entrusted Management of Shenzhen Huarong Jiantou Commercial Factoring Co., Ltd. 6 Approve Daily Related Party For For Management Transactions 7 Approve Application of Loan and For For Management Related Party Transactions 8 Elect Yang Zhenxian as Non-Independent For For Management Director 9 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- HEBEI HUIJIN ELECTROMECHANICAL CO., LTD. Ticker: 300368 Security ID: Y3124E107 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xing Haiping as Non-Independent For For Shareholder Director 1.2 Elect Sun Jingtao as Non-Independent For For Shareholder Director 1.3 Elect Du Yanhui as Non-Independent For For Shareholder Director 1.4 Elect Yang Zhenxian as Non-Independent For For Shareholder Director 1.5 Elect Guo Junkai as Non-Independent For For Shareholder Director 1.6 Elect Wang Dongkai as Non-Independent For For Shareholder Director 2.1 Elect Shi Yuqiang as Independent For For Shareholder Director 2.2 Elect Sang Yu as Independent Director For For Shareholder 2.3 Elect Wei Huisheng as Independent For For Shareholder Director 3.1 Elect Li Chunchao as Supervisor For For Shareholder 3.2 Elect Wang Shiguang as Supervisor For For Shareholder -------------------------------------------------------------------------------- HEBEI HUIJIN ELECTROMECHANICAL CO., LTD. Ticker: 300368 Security ID: Y3124E107 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan to For For Management Controlled Subsidiary 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HEBEI HUIJIN ELECTROMECHANICAL CO., LTD. Ticker: 300368 Security ID: Y3124E107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- HEBEI HUIJIN ELECTROMECHANICAL CO., LTD. Ticker: 300368 Security ID: Y3124E107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Credit Line Application For For Management 7 Approve Use of Funds to Purchase For For Management Financial Product 8 Approve Provision of Guarantee for For For Management Shenzhen Qianhai Huijin Tianyuan Digital Technology Co., Ltd. 9 Approve Provision of Guarantee for For For Management Beijing Zhongke Tuoda Technology Co., Ltd. 10 Approve Provision of Guarantee for For For Management Handan Construction Investment Group Co., Ltd. 11 Approve Loan Application For For Management 12 Approve Related Party Transaction For For Management 13 Approve Entrusted Management Agreement For For Management 14 Approve Waiver of Pre-emptive Right For For Management 15 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 16.1 Approve Issue Size For For Management 16.2 Approve Bond Maturity For For Management 16.3 Approve Use of Proceeds For For Management 16.4 Approve Issue Manner For For Management 16.5 Approve Payment of Capital and Interest For For Management 16.6 Approve Guarantee Arrangements For For Management 16.7 Approve Listing Location For For Management 16.8 Approve Safeguard Measures of Debts For For Management Repayment 16.9 Approve Resolution Validity Period For For Management 17 Approve Authorization of Board to For For Management Handle All Related Matters 18 Approve Remuneration of Directors For For Management 19 Approve Remuneration of Supervisors For Against Management -------------------------------------------------------------------------------- HEBEI HUIJIN ELECTROMECHANICAL CO., LTD. Ticker: 300368 Security ID: Y3124E107 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Verification of List of For For Management Holders of Employee Share Purchase Plan -------------------------------------------------------------------------------- HEBEI YANGYUAN ZHIHUI BEVERAGE CO., LTD. Ticker: 603156 Security ID: Y311CN100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Use of Idle Own Funds to For For Management Conduct Cash Management 7 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 8 Approve Confirmation of 2019 Annual For For Management Audit Fees and 2020 Appointment of Auditors 9 Approve Change of Registered Capital For For Management and Amend Articles of Association 10 Elect Huang Xinkuan as Supervisor and For For Management Determine Its Remuneration -------------------------------------------------------------------------------- HEFEI DEPARTMENT STORE GROUP CO., LTD. Ticker: 000417 Security ID: Y3121A108 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Change Auditor For For Management -------------------------------------------------------------------------------- HEFEI DEPARTMENT STORE GROUP CO., LTD. Ticker: 000417 Security ID: Y3121A108 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For For Management -------------------------------------------------------------------------------- HEFEI DEPARTMENT STORE GROUP CO., LTD. Ticker: 000417 Security ID: Y3121A108 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Comprehensive Credit Line For For Management Application -------------------------------------------------------------------------------- HEFEI MEIYA OPTOELECTRONIC TECHNOLOGY INC. Ticker: 002690 Security ID: Y3123L102 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Financial For For Management Products -------------------------------------------------------------------------------- HEFEI MEIYA OPTOELECTRONIC TECHNOLOGY INC. Ticker: 002690 Security ID: Y3123L102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding Meetings of Board of Directors 10 Approve Appointment of Auditor For For Management 11 Approve Credit Line Bank Application For For Management 12 Approve Use of Idle Raised Funds and For For Management Own Funds to Conduct Cash Management 13.1 Elect Tian Ming as Non-Independent For For Management Director 13.2 Elect Shen Haibin as Non-Independent For For Management Director 13.3 Elect Hao Xianjin as Non-Independent For For Management Director 14.1 Elect Zhang Benzhao as Independent For For Management Director 14.2 Elect Chu Yuming as Independent For For Management Director 14.3 Elect Yang Morong as Independent For For Management Director 15.1 Elect Han Liming as Supervisor For For Management 15.2 Elect Ni Yingjiu as Supervisor For For Management -------------------------------------------------------------------------------- HEG LIMITED Ticker: 509631 Security ID: Y3119F119 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Riju Jhunjhunwala as Director For Against Management 4 Reelect Shekhar Agarwal as Director For Against Management 5 Approve Reappointment and Remuneration For For Management of Ravi Jhunjhunwala as Managing Director 6 Elect Ramni Nirula as Director For For Management 7 Elect Vinita Singhania as Director For Against Management 8 Reelect Kamal Gupta as Director For For Management 9 Reelect Om Parkash Bahl as Director For For Management 10 Reelect Dharmendar Nath Davar as None None Management Director 11 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HEILONGJIANG AGRICULTURE CO., LTD. Ticker: 600598 Security ID: Y3120A109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Profit Distribution For For Management 6 Approve Annual Budget Report For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Appointment of Auditor and For For Management Payment of Remuneration 9 Approve Remuneration of the Person in For For Management Charge -------------------------------------------------------------------------------- HEILONGJIANG AGRICULTURE CO., LTD. Ticker: 600598 Security ID: Y3120A109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- HEILONGJIANG INTERCHINA WATER TREATMENT CO. LTD. Ticker: 600187 Security ID: Y3120C105 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association 2 Approve Change in Partial Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- HEILONGJIANG INTERCHINA WATER TREATMENT CO. LTD. Ticker: 600187 Security ID: Y3120C105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Use of Idle Own Funds for For For Management Entrusted Financial Management 8 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- HEILONGJIANG ZBD PHARMACEUTICAL CO., LTD. Ticker: 603567 Security ID: Y3R2DB105 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yan Jiujiang as Non-Independent For For Management Director -------------------------------------------------------------------------------- HEILONGJIANG ZBD PHARMACEUTICAL CO., LTD. Ticker: 603567 Security ID: Y3R2DB105 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HEILONGJIANG ZBD PHARMACEUTICAL CO., LTD. Ticker: 603567 Security ID: Y3R2DB105 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- HEILONGJIANG ZBD PHARMACEUTICAL CO., LTD. Ticker: 603567 Security ID: Y3R2DB105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Credit Lines and Financing For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope 10.1 Elect Fang Tonghua as Non-independent For For Management Director 10.2 Elect Yan Jiujiang as Non-independent For For Management Director 10.3 Elect Zhang Yunqi as Non-independent For For Management Director 11.1 Elect Cui Shaohua as Independent For For Management Director 11.2 Elect Xiao Guoliang as Independent For For Management Director 12.1 Elect Lan Peibao as Supervisor For For Management 12.2 Elect Li Xuedong as Supervisor For For Management -------------------------------------------------------------------------------- HELIOPOLIS HOUSING Ticker: HELI Security ID: M52987100 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Offering 25 Percent of For Did Not Vote Management Heliopolis Housing While Allocating 10 Percent of Share to Strategic Investor as an Exchange of 7 years of Property Development and Management -------------------------------------------------------------------------------- HELIOPOLIS HOUSING Ticker: HELI Security ID: M52987100 Meeting Date: NOV 23, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Contract of Participation in For Did Not Vote Management Management 2 Authorize Board to Approve the Best For Did Not Vote Management Presented Offer 3 Authorize Chairman to Sign Contract of For Did Not Vote Management Participation in Management 4 Approve the Valuation of the Share For Did Not Vote Management Price Pursuant to the Resolution Approved by the Prime Minister -------------------------------------------------------------------------------- HELIOPOLIS HOUSING Ticker: HELI Security ID: M52987100 Meeting Date: DEC 25, 2019 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2018/2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Approve Implementation Plan and For Did Not Vote Management Evaluation of Financial Statements Reports for FY 2019 4 Accept Financial and Analytical For Did Not Vote Management Statements for FY 2018/2019 5 Approve Bonuses Granted to Employees For Did Not Vote Management for FY 2019 6 Approve Charitable Donations For Did Not Vote Management 7 Consolidate Retained Earnings and For Did Not Vote Management Authorize Board to Approve Amended Financial Statements in Accordance with Assembly Resolutions 8 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 9 Reelect Board Chairman For Did Not Vote Management 10 Approve Absence of Dividends in For Did Not Vote Management Preparation for Capital Increase 1 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue 2 Amend Articles 6 and 7 of Bylaws to For Did Not Vote Management Reflect Changes in Capital 3 Authorize Chairman or Any Delegate to For Did Not Vote Management Ratify and Execute Approved Resolutions 4 Amend Corporate Purpose to Include For Did Not Vote Management Real Estate Activities -------------------------------------------------------------------------------- HELIOPOLIS HOUSING Ticker: HELI Security ID: M52987100 Meeting Date: MAY 21, 2020 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provisionary Budget for FY For Did Not Vote Management 2020/2021 and Approve New Board Structure 1 Approve Adding Real Estate For Did Not Vote Management Development, Selling and Distributing Electrical Power to Company's Activities, Amend Article 3 of Bylaws and Authorize Managing Director and CEO or Assigned Delegate to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- HELLENIC EXCHANGES-ATHENS STOCK EXCHANGE SA Ticker: EXAE Security ID: X3247C104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Board and Auditors For For Management 4 Approve Director Remuneration for 2019 For For Management 5 Pre-approve Director Remuneration for For For Management 2020 6 Approve Auditors and Fix Their For For Management Remuneration 7 Approve Remuneration Report For For Management 8 Authorize Board to Participate in For For Management Companies with Similar Business Interests 9 Approve Reduction in Issued Share For For Management Capital via Decrease of Par Value -------------------------------------------------------------------------------- HELLENIC EXCHANGES-ATHENS STOCK EXCHANGE SA Ticker: EXAE Security ID: X3247C104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Issued Share For For Management Capital via Decrease of Par Value -------------------------------------------------------------------------------- HELLENIC PETROLEUM SA Ticker: ELPE Security ID: X3234A111 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For For Management 2 Approve Remuneration Policy For Against Management 3 Other Business For Against Management -------------------------------------------------------------------------------- HELLENIC PETROLEUM SA Ticker: ELPE Security ID: X3234A111 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- HELLENIC PETROLEUM SA Ticker: ELPE Security ID: X3234A111 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Statutory Reports For For Management 2 Accept Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Management of Company and For For Management Grant Discharge to Auditors 5 Approve Director Remuneration For For Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Contractual Agreement with the For For Management Board Chairman 8 Approve Auditors and Fix Their For Against Management Remuneration 9 Elect Members of Audit Committee For For Management (Bundled) -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Various Announcements None None Management -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Income Allocation 2 Receive Report on Activities of Audit None None Management Committee 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Ratify Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Approve Director Remuneration For For Management 7 Advisory Vote on Remuneration Report For For Management 8 Approve Director Liability and For For Management Indemnification 9 Announcement of Related Party None None Management Transactions 10 Amend Company Articles For For Management 11.1 Elect Amanda Sisson as Director For For Management 11.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 11.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 12.1 Elect Amanda Sisson as Audit Committee For For Management Member 12.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 12.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 13 Announcement of Director Appointments None None Management 14 Various Announcements None None Management -------------------------------------------------------------------------------- HENAN ANCAI HI-TECH CO., LTD. Ticker: 600207 Security ID: Y3121D102 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Related Party Transaction For For Management 3.1 Elect He Yimin as Non-independent For For Shareholder Director 3.2 Elect Guo Yunkai as Non-independent For For Shareholder Director 3.3 Elect Guan Junzhan as Non-independent For For Shareholder Director 3.4 Elect Zhang Renwei as Non-independent For For Shareholder Director 4.1 Elect Li Xuyan as Independent Director For For Management 4.2 Elect Hai Fuan as Independent Director For For Management 4.3 Elect Liu Yaohui as Independent For For Management Director 5.1 Elect Guo Jinpeng as Supervisor For For Shareholder 5.2 Elect Zheng Jianwei as Supervisor For For Shareholder -------------------------------------------------------------------------------- HENAN ANCAI HI-TECH CO., LTD. Ticker: 600207 Security ID: Y3121D102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Relocation For For Management Compensation Agreement 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Guarantee For For Management 9 Approve Credit Line Bank Application For For Management 10 Approve Report of the Independent For For Management Directors 11 Approve Appointment of Auditor For For Management 12 Approve Provision for Asset Impairment For For Management and Asset Write-off -------------------------------------------------------------------------------- HENAN CITY DEVELOPMENT ENVIRONMENT CO., LTD. Ticker: 000885 Security ID: Y5362G108 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issuance 2.1 Approve Type and Par Value For For Management 2.2 Approve Issuance Method For For Management 2.3 Approve Base, Proportion and Number of For For Management Shares 2.4 Approve Pricing Principles and Rights For For Management Issue Price 2.5 Approve Target Subscribers For For Management 2.6 Approve Distribution of Cumulative For For Management Earnings 2.7 Approve Issue Time For For Management 2.8 Approve Underwriting Method For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Listing For For Management 3 Approve Company's Plan for Rights For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Rights Issuance 10 Approve Audit Report on Reviewed For For Management Consolidated Financial Statements of -------------------------------------------------------------------------------- HENAN CITY DEVELOPMENT ENVIRONMENT CO., LTD. Ticker: 000885 Security ID: Y5362G108 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Approve Rules and Procedures Regarding For Against Management General Meetings of Shareholders 2.2 Approve Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2.3 Approve Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 2.4 Approve Management System of Raised For Against Management Funds 2.5 Approve Working System for Independent For Against Management Directors 2.6 Approve Management System of External For Against Management Guarantees -------------------------------------------------------------------------------- HENAN CITY DEVELOPMENT ENVIRONMENT CO., LTD. Ticker: 000885 Security ID: Y5362G108 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Signing of General Contract For For Management and Related Party Transactions -------------------------------------------------------------------------------- HENAN CITY DEVELOPMENT ENVIRONMENT CO., LTD. Ticker: 000885 Security ID: Y5362G108 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- HENAN CITY DEVELOPMENT ENVIRONMENT CO., LTD. Ticker: 000885 Security ID: Y5362G108 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Shareholder Contribution Agreement of Chengfa Water (Luohe) Co., Ltd. 2 Approve Related Party Transaction in For For Management Connection to Signing of General Contract for Equipment Upgrading of Luohe Shanan Wastewater Treatment Plant 3 Approve Related Party Transaction in For For Management Connection to Signing of General Contract for Equipment Upgrading of Luohe Shabei Wastewater Treatment Plant (Phase I) -------------------------------------------------------------------------------- HENAN CITY DEVELOPMENT ENVIRONMENT CO., LTD. Ticker: 000885 Security ID: Y5362G108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve to Appoint Auditor For For Management 9 Approve Report on the Usage of For For Management Previously Raised Funds and Its Audit Report 10 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 11 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 12 Approve Performance Commitment For For Management 13 Approve Impairment Test Report for For For Management Major Asset Restructuring -------------------------------------------------------------------------------- HENAN HENGXING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002132 Security ID: Y31221107 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HENAN HENGXING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002132 Security ID: Y31221107 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xie Xiaobo as Non-Independent For For Management Director 1.2 Elect Xie Baowan as Non-Independent For For Management Director 1.3 Elect Zhang Yunhong as Non-Independent For For Management Director 1.4 Elect Xu Huijing as Non-Independent For For Management Director 1.5 Elect Xie Xiaolong as Non-Independent For For Management Director 1.6 Elect Li Ming as Non-Independent For For Management Director 2.1 Elect Wang Liting as Independent For For Management Director 2.2 Elect Zhang Jiansheng as Independent For For Management Director 2.3 Elect Yang Xiaoyong as Independent For For Management Director 3 Elect Xie Haixin as Supervisor For For Shareholder 4 Approve Use of Idle Raised Funds to For For Management Purchase Guaranteed Financial Products 5 Approve 2019 First 3 Quarters Profit For For Management Distribution -------------------------------------------------------------------------------- HENAN HENGXING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002132 Security ID: Y31221107 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Application of Bank Credit For For Management Lines 3.1 Approve Related Party Transaction with For For Management Gongyi Ruichi Transportation Co., Ltd. 3.2 Approve Related Party Transaction with For For Management Qingdao Shenghe Hengxing Tire Technology Co., Ltd. 4 Approve Use of Own Funds to Invest in For For Management Financial Products -------------------------------------------------------------------------------- HENAN HENGXING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002132 Security ID: Y31221107 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction of Government For For Management Guidance Funds to Invest in Wholly-owned Subsidiary and Sign Related Agreements -------------------------------------------------------------------------------- HENAN HENGXING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002132 Security ID: Y31221107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration (Allowance) of For For Management Directors, Supervisors and Senior Management 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Amendments to Articles of For For Management Association 9 Approve Report of the Board of For For Management Supevisors -------------------------------------------------------------------------------- HENAN HUANGHE WHIRLWIND CO., LTD. Ticker: 600172 Security ID: Y3121L104 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Share For For Management Expansion -------------------------------------------------------------------------------- HENAN HUANGHE WHIRLWIND CO., LTD. Ticker: 600172 Security ID: Y3121L104 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HENAN HUANGHE WHIRLWIND CO., LTD. Ticker: 600172 Security ID: Y3121L104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Disposal of Fixed Assets For For Management 6 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 7 Approve Internal Control For For Management Self-Evaluation Report 8 Amend Articles of Association For Against Management 9.1 Elect Pang Wenlong as Non-Independent For For Management Director 9.2 Elect Chen Zhiqiang as Non-Independent For For Management Director 9.3 Elect Zhao Ziyong as Non-Independent For For Management Director 9.4 Elect Guo Hui as Non-Independent For For Management Director 9.5 Elect Wang Yuchang as Non-Independent For For Management Director 9.6 Elect Chen Weiwei as Non-Independent For For Management Director 10.1 Elect Sun Yufu as Independent Director For For Management 10.2 Elect Niu Ke as Independent Director For For Management 10.3 Elect Zhao Hulin as Independent For For Management Director 11.1 Elect Du Changhong as Supervisor For For Management -------------------------------------------------------------------------------- HENAN MINGTAI AL. INDUSTRIAL CO., LTD. Ticker: 601677 Security ID: Y3122Z102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Report of the Independent For Did Not Vote Management Directors 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Application of Bank Credit For Did Not Vote Management Lines 8 Approve to Appoint Financial Auditor For Did Not Vote Management and Internal Control Auditor 9 Approve Daily Related-party For Did Not Vote Management Transactions -------------------------------------------------------------------------------- HENAN PINGGAO ELECTRIC CO., LTD. Ticker: 600312 Security ID: Y3122A107 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Related-party For For Management Transaction Framework Agreement 2 Elect Song Hongle as Supervisor For For Shareholder -------------------------------------------------------------------------------- HENAN PINGGAO ELECTRIC CO., LTD. Ticker: 600312 Security ID: Y3122A107 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve to Appoint Auditor For For Management 3 Approve Adjustment of Daily Related For For Shareholder Party Transactions -------------------------------------------------------------------------------- HENAN PINGGAO ELECTRIC CO., LTD. Ticker: 600312 Security ID: Y3122A107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 7 Approve Annual Report and Summary For For Management 8 Approve Financial Business Services For For Management Agreement 9 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- HENAN REBECCA HAIR PRODUCTS CO., LTD. Ticker: 600439 Security ID: Y3122E125 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- HENAN SENYUAN ELECTRIC CO., LTD. Ticker: 002358 Security ID: Y3122L103 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Equity Acquisition For For Shareholder -------------------------------------------------------------------------------- HENAN SENYUAN ELECTRIC CO., LTD. Ticker: 002358 Security ID: Y3122L103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Application of Comprehensive For For Management Bank Credit Lines -------------------------------------------------------------------------------- HENAN SENYUAN ELECTRIC CO., LTD. Ticker: 002358 Security ID: Y3122L103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Daily Related Party For Did Not Vote Management Transactions 7 Approve Application of Comprehensive For Did Not Vote Management Bank Credit Lines -------------------------------------------------------------------------------- HENAN SHEN HUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management 2 Approve Acquisition of Equity in For For Management Shenlong Baoding New Material Co., Ltd. 3 Approve Acquisition of Equity in For For Management Shanghai Shenhuo Aluminum Foil Co., Ltd. -------------------------------------------------------------------------------- HENAN SHEN HUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Inventory For For Management Depreciation and Asset Impairment 2.1 Approve Sale of Aluminum Products to For For Management Henan Shenhuo Group Co., Ltd. 2.2 Approve Purchase and Sale of Materials For For Management to Henan Shenhuo Group Xinlida Co., Ltd. and Subsidiaries 2.3 Approve Receipt of Services from Henan For For Management Shenhuo Construction Installation Engineering Co., Ltd. 2.4 Approve Sale of Goods and Products to For For Management Yunnan Shenhuo Aluminum Industry Co., Ltd. 3.1 Approve Provision of Guarantee to For For Management Shanghai Shenhuo Aluminum Foil Co., Ltd. 3.2 Approve Provision of Guarantee to For For Management Shenlong Baoding New Material Co., Ltd. 4 Approve Application for Bankruptcy For For Management Liquidation of Controlled Subsidiary 5 Approve Extension of Resolution For For Management Validity Period of Private Placement 6 Approve Extension of Authorization of For For Management the Board on Private Placement -------------------------------------------------------------------------------- HENAN SHEN HUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner and Period For For Management 2.2 Approve Relationship with the Company For For Management of the Target Parties 2.3 Approve Lock-up Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Amended Draft) -------------------------------------------------------------------------------- HENAN SHEN HUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Remuneration of Directors and For For Management Supervisors 4 Approve Provision for Bad Debt, For For Management Inventory Depreciation and Asset Impairment 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Annual Report For For Management 9 Approve to Appoint Auditors and Their For For Management Remuneration 10.1 Approve Provision of Guarantee to For For Management Henan Xuchang Xinlong Mining Co., Ltd. 10.2 Approve Provision of Guarantee to For For Management Henan Shenhuo Xinglong Mining Co., Ltd. 10.3 Approve Provision of Guarantee to For For Management Henan Shenhuo Power Co., Ltd. 10.4 Approve Provision of Guarantee to For For Management Xinjiang Shenhuo Coal and Electricity Co., Ltd 10.5 Approve Provision of Guarantee to For For Management Xinjiang Shenhuo Carbon Products Co., Ltd 10.6 Approve Provision of Guarantee to For For Management Henan Shenhuo International Trade Co., Ltd. 10.7 Approve Provision of Guarantee to For For Management Shenlong Baoding New Materials Co., Ltd 10.8 Approve Provision of Guarantee to For For Management Shanghai Shenhuo Aluminum Foil Co., Ltd. 11 Approve Provision of Loan Guarantee to For For Management Yunnan Shenhuo Aluminum Co., Ltd. 12.1 Approve Related Party Transaction with For For Management Henan Shenhuo Group Co., Ltd. 12.2 Approve Related Party Transaction with For For Management Henan Shenhuo Group Xinlida Co., Ltd. 12.3 Approve Related Party Transaction with For For Management Henan Shenhuo Construction Installation Engineering Co., Ltd. 12.4 Approve Related Party Transaction with For For Management Yunnan Shenhuo Aluminum Co., Ltd. 13 Approve Bankruptcy Reorganization of For For Management Controlled Subsidiary 14 Approve Borrowing of Funds from For For Management Controlling Shareholder and Related Party Transactions 15.1 Elect Li Wei as Non-independent For For Shareholder Director 15.2 Elect Cui Jianyou as Non-independent For For Shareholder Director 15.3 Elect Li Hongwei as Non-independent For For Shareholder Director 15.4 Elect Zhang Wei as Non-independent For For Shareholder Director 15.5 Elect Liu Dexue as Non-independent For For Shareholder Director 16.1 Elect Ma Ping as Independent Director For For Shareholder 16.2 Elect Wen Xianjun as Independent For For Shareholder Director 16.3 Elect Gu Xiujuan as Independent For For Shareholder Director 16.4 Elect Xu Xuefeng as Independent For For Shareholder Director 16.5 Elect Huang Guoliang as Independent For For Shareholder Director 17.1 Elect Sun Gongping as Supervisor For For Shareholder 17.2 Elect Cao Xinghua as Supervisor For For Shareholder 17.3 Elect Wang Qi as Supervisor For For Shareholder 18 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Additional Daily Related Party For For Management Transactions 3 Approve Remuneration Standard of For For Management Chairman of the Supervisory Board -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Equity Acquisition For For Management 8 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 9.1 Approve Share Type and Par Value For For Shareholder 9.2 Approve Issue Manner and Issue Time For For Shareholder 9.3 Approve Target Subscribers and For For Shareholder Subscription Method 9.4 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 9.5 Approve Issue Size For For Shareholder 9.6 Approve Lock-up Period Arrangements For For Shareholder 9.7 Approve Listing Exchange For For Shareholder 9.8 Approve Use of Proceeds For For Shareholder 9.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 9.10 Approve Resolution Validity Period For For Shareholder 10 Approve Private Placement of Shares For For Shareholder 11 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 12 Approve Report on the Usage of For For Shareholder Previously Raised Funds 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters 14 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Shareholder Return Plan For For Shareholder 16 Approve Self-inspection Report on For For Shareholder Company's Real Estate Business -------------------------------------------------------------------------------- HENAN SPLENDOR SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002296 Security ID: Y3122H102 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Haiying as Non-independent For Did Not Vote Management Director 1.2 Elect Xie Chunsheng as Non-independent For Did Not Vote Management Director 2.1 Elect Zheng Jianbiao as Independent For Did Not Vote Management Director 2.2 Elect Zhang Yufeng as Independent For Did Not Vote Management Director 2.3 Elect Kang Binsheng as Independent For Did Not Vote Management Director 3 Elect Huang Jijun as Supervisor For Did Not Vote Management 4 Approve Amendments to Articles of For Did Not Vote Management Association 5 Approve Draft and Summary of For Did Not Vote Management Performance Shares Incentive Plan 6 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 7 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- HENAN SPLENDOR SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002296 Security ID: Y3122H102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Supervisors 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 6 Approve Internal Control Evaluation For Did Not Vote Management Report 7 Approve Self-check List for the For Did Not Vote Management Implementation of Internal Control Rules 8 Approve Report on the Deposit and For Did Not Vote Management Usage of Raised Funds 9 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management Members 10 Approve to Appoint Auditor For Did Not Vote Management 11 Approve Credit Line Application For Did Not Vote Management 12 Approve Idle Funds for Entrusted Asset For Did Not Vote Management Management 13 Approve State-owned Land Use Right For Did Not Vote Shareholder Collection and Storage -------------------------------------------------------------------------------- HENAN TALOPH PHARMACEUTICAL STOCK CO., LTD. Ticker: 600222 Security ID: Y3121Z103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Jingliang as Non-Independent For For Shareholder Director 1.2 Elect Li Hui as Non-Independent For For Shareholder Director 1.3 Elect Luo Jianchao as Non-Independent For For Shareholder Director 1.4 Elect Li Jinbao as Non-Independent For For Shareholder Director 1.5 Elect Tao Xinhua as Non-Independent For For Shareholder Director 1.6 Elect Zhao Jianchao as Non-Independent For For Shareholder Director 2.1 Elect Wang Bo as Independent Director For For Management 2.2 Elect Zhang Fusheng as Independent For For Management Director 2.3 Elect Yin Xiaohua as Independent For For Management Director 3.1 Elect Zhang Zhixian as Supervisor For For Shareholder 3.2 Elect Liu Hong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HENAN TALOPH PHARMACEUTICAL STOCK CO., LTD. Ticker: 600222 Security ID: Y3121Z103 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in For For Management Wholly-owned Subsidiary 2 Approve Related Party Transaction in For For Management Connection to Waiver of Pre-emptive Right -------------------------------------------------------------------------------- HENAN TALOPH PHARMACEUTICAL STOCK CO., LTD. Ticker: 600222 Security ID: Y3121Z103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Credit Line Application For For Management 8 Approve Provision and Write-off for For For Management Asset Impairment 9 Amend Articles of Association For Against Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- HENAN YINGE INDUSTRIAL INVESTMENT CO., LTD. Ticker: 600069 Security ID: Y31225108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application of For For Management Subsidiary and Company's Provision of Guarantee 2 Approve Change of Directors For For Shareholder 3.1 Elect Feng Chong as Non-Independent For For Shareholder Director 3.2 Elect Luan Tian as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- HENAN YINGE INDUSTRIAL INVESTMENT CO., LTD. Ticker: 600069 Security ID: Y31225108 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Repayment Commitment For For Management Period of Controlling Shareholder 2 Approve Signing of Supplementary For For Management Agreement of Creditor's Rights and Debt Transfer Agreement and Related Party Transactions -------------------------------------------------------------------------------- HENAN YINGE INDUSTRIAL INVESTMENT CO., LTD. Ticker: 600069 Security ID: Y31225108 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hao Xiuqin as Independent For For Management Director 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HENAN YINGE INDUSTRIAL INVESTMENT CO., LTD. Ticker: 600069 Security ID: Y31225108 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Financing Plan For For Management 2 Approve Guarantee Plan For For Management 3 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- HENAN YINGE INDUSTRIAL INVESTMENT CO., LTD. Ticker: 600069 Security ID: Y31225108 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Formulation of External For For Management Investment Management System 3 Approve Indirect Controlling For For Management Shareholders Extending the Time Limit for Undertaking Performance -------------------------------------------------------------------------------- HENAN YINGE INDUSTRIAL INVESTMENT CO., LTD. Ticker: 600069 Security ID: Y31225108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Financial Statements and For Against Management Financial Budget Report 7 Elect Li Cangqing as Independent For For Shareholder Director -------------------------------------------------------------------------------- HENAN YUGUANG GOLD & LEAD CO., LTD. Ticker: 600531 Security ID: Y3122D101 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Fund-raising For For Management Investment Project -------------------------------------------------------------------------------- HENAN YUGUANG GOLD & LEAD CO., LTD. Ticker: 600531 Security ID: Y3122D101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve 2020 Appointment of Auditor For For Management and 2019 Remuneration Matters 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Amendments to Articles of For For Management Association 10 Approve Remuneration of Directors and For For Management Senior Management 11 Approve Purchase Contract Between For For Management Shanghai Yuguang Gold Lead International Trade Co., Ltd. and Henan Yuguang Zinc Industry Co., Ltd. 12 Approve Purchase Contract Between For For Management Shanghai Yuguang Gold Lead International Trade Co., Ltd. and Gansu Baohui Industrial Group Co., Ltd. 13 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- HENAN YUGUANG GOLD & LEAD CO., LTD. Ticker: 600531 Security ID: Y3122D101 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Donations For For Management -------------------------------------------------------------------------------- HENAN YUNENG HOLDING CO., LTD. Ticker: 001896 Security ID: Y3121X108 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in Subsidiary For For Management and the Sole Investment in the Construction of Xingxian Consolidation Station Project 2 Approve Adjustment Budget of Hebi For For Management Logistics Park Project 3 Approve Investment in the Construction For For Management of Changchun Wind Power Project 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HENAN YUNENG HOLDING CO., LTD. Ticker: 001896 Security ID: Y3121X108 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HENAN YUNENG HOLDING CO., LTD. Ticker: 001896 Security ID: Y3121X108 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Lease of Indirect For For Management Subsidiary and Guarantee Provision -------------------------------------------------------------------------------- HENAN YUNENG HOLDING CO., LTD. Ticker: 001896 Security ID: Y3121X108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Daily Related-Party For For Management Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application and Related Authorizations -------------------------------------------------------------------------------- HENAN YUNENG HOLDING CO., LTD. Ticker: 001896 Security ID: Y3121X108 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Shuying as Non-Independent For For Management Director 1.2 Elect Yu Dezhong as Non-Independent For For Management Director 1.3 Elect Zhang Yong as Non-Independent For For Management Director 2.1 Elect Wang Jingbao as Independent For For Management Director 2.2 Elect Liu Zhen as Independent Director For For Management 2.3 Elect Shi Jianzhuang as Independent For For Management Director 3.1 Elect Cai Liange as Supervisor For For Management 3.2 Elect Guo Jinpeng as Supervisor For For Management 3.3 Elect Zhang Jing as Supervisor For For Management -------------------------------------------------------------------------------- HENAN YUNENG HOLDING CO., LTD. Ticker: 001896 Security ID: Y3121X108 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes on Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- HENAN ZHONGFU INDUSTRIAL CO., LTD. Ticker: 600595 Security ID: Y3121Y106 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Henan Zhongfu Electric Power Co., Ltd. 2 Approve Provision of Guarantee for For For Management Henan Jinfeng Coal Industry Group Co., Ltd. 3 Approve Provision of Guarantee for For For Management Henan Boao Construction Co., Ltd. 4 Approve Provision of Guarantee for For For Management Henan Zhongfu High-precision Aluminum Co., Ltd. by Henan Zhongfu Electric Power Co., Ltd. 5 Approve Provision of Guarantee for For For Management Henan Luojing Thermal Power Co., Ltd. by Henan Zhongfu Electric Power Co., Ltd. 6 Approve Provision of Guarantee for For For Management Gongyi City Gas Co., Ltd. by Henan Zhongfu Electric Power Co., Ltd. -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Sustainable Financing For For Management Business 2 Approve Related-party Transactions in For For Management Connection with Highway Toll System Upgrade Project 3 Approve to Adjust the Allowance of For For Management Independent Directors 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Absorption of For For Management Wholly-owned Subsidiary 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Borrowings from Controlling For For Management Shareholder and Related Party Transaction -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- HENGAN INTERNATIONAL GROUP COMPANY LIMITED Ticker: 1044 Security ID: G4402L151 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hui Lin Chit as Director For For Management 4 Elect Hung Ching Shan as Director For For Management 5 Elect Xu Shui Shen as Director For For Management 6 Elect Xu Chun Man as Director For For Management 7 Elect Chan Henry as Director For Against Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HENGBAO CO., LTD. Ticker: 002104 Security ID: Y4439V107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association 3 Elect Xu Xiaoling as Non-Independent For For Management Director 4 Elect Ding Hong as Independent Director For For Management -------------------------------------------------------------------------------- HENGBAO CO., LTD. Ticker: 002104 Security ID: Y4439V107 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Commitment of For For Management Controlling Shareholder and Ultimate Controlling Shareholder -------------------------------------------------------------------------------- HENGBAO CO., LTD. Ticker: 002104 Security ID: Y4439V107 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- HENGBAO CO., LTD. Ticker: 002104 Security ID: Y4439V107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Application of Comprehensive For For Management Bank Credit Lines -------------------------------------------------------------------------------- HENGDIAN ENTERTAINMENT CO., LTD. Ticker: 603103 Security ID: Y3125M108 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Use of Idle Funds for Cash For For Management Management 8 Amend Articles of Association For For Management 9 Amend Related Party Transactions For For Management Decision System -------------------------------------------------------------------------------- HENGDIAN GROUP DMEGC MAGNETICS CO., LTD. Ticker: 002056 Security ID: Y3158L100 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Use of Idle Funds to Purchase For For Management Financial Products 10.1 Elect He Shijin as Non-Independent For For Management Director 10.2 Elect Xu Wencai as Non-Independent For For Management Director 10.3 Elect Hu Tiangao as Non-Independent For For Management Director 10.4 Elect Ren Hailiang as Non-Independent For For Management Director 11.1 Elect Yang Liuyong as Independent For For Management Director 11.2 Elect Lv Yan as Independent Director For For Management 11.3 Elect Liu Baoyu as Independent Director For For Management 12.1 Elect Li Guoping as Supervisor For For Management 12.2 Elect Wu Weimin as Supervisor For For Management -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Approve 3rd Phase of Employee Share For For Management Purchase Plan (Draft) and Summary (Revised) 3 Approve 3rd Phase Employee Share For For Management Purchase Plan Management Method (Revised) 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Employee Share Purchase Plan 5 Approve Signing of 3rd Phase of the For For Management Employee Share Purchase Collective Fund Trust Plan Trust Contract -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Plan For Against Management 2 Approve Comprehensive Credit Line For Against Management Application -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Plan For Did Not Vote Management 2 Approve Comprehensive Credit Line For Did Not Vote Management Application -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve to Adjust the Allowance of For For Management Independent Directors 8 Approve Daily Related Party Transaction For For Management 9 Approve Foreign Exchange Derivatives For For Management Transaction 10 Approve Entrusted Financial Investment For For Management Plan 11 Approve Additional Guarantee Provision For For Management Plan 12 Approve Application to Increase the For For Management Comprehensive Credit Lines 13 Approve Shareholder Return Plan For For Management 14 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Remuneration of Directors For Did Not Vote Management 7 Approve to Adjust the Allowance of For Did Not Vote Management Independent Directors 8 Approve Daily Related Party Transaction For Did Not Vote Management 9 Approve Foreign Exchange Derivatives For Did Not Vote Management Transaction 10 Approve Entrusted Financial Investment For Did Not Vote Management Plan 11 Approve Additional Guarantee Provision For Did Not Vote Management Plan 12 Approve Application to Increase the For Did Not Vote Management Comprehensive Credit Lines 13 Approve Shareholder Return Plan For Did Not Vote Management 14 Approve Remuneration of Supervisors For Did Not Vote Management -------------------------------------------------------------------------------- HENGTEN NETWORKS GROUP LIMITED Ticker: 136 Security ID: G4404N106 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Xu Wen as Director For For Management 2b Elect Liu Yongzhuo as Director For Against Management 2c Elect Chau Shing Yim, David as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of For For Management Conversion Price on Convertible Bonds 2 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares and Cash Payment 3.1 Approve Transaction Parties For For Management 3.2 Approve Target Assets For For Management 3.3 Approve Pricing Principle and For For Management Transaction Price of the Underlying Assets 3.4 Approve Payment Manner For For Management 3.5 Approve Share Type and Par Value For For Management 3.6 Approve Issue Manner and Subscription For For Management Method 3.7 Approve Pricing Basis, Pricing For For Management Reference Date, and Issue Price 3.8 Approve Issue Size For For Management 3.9 Approve Attribution of Profit and Loss For For Management During the Transition Period 3.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 4 Approve Draft and Summary Report on For For Management Company's Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions 5 Approve Signing of Agreement on For For Management Acquisition by Issuance of Shares and Cash Payment 6 Approve Transaction Constitutes as For For Management Related-party Transaction 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Transaction does not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures to be Taken 10 Approve Transaction Does Not For For Management Constitute as Major Asset Restructuring 11 Approve Relevant Audit Report, Review For For Management Report, and Asset Evaluation Report of the Transaction 12 Approve Independence of Appraiser, For For Management Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for this Transaction 13 Approve Basis and Fairness of Pricing For For Management for This Transaction 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Authorization of Board to For For Management Handle All Matters Related to Acquisition by Issuance of Shares and Cash Payment -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 and 2020 Daily Related For For Management Party Transactions 2 Approve Application of Comprehensive For For Management Credit Lines 3 Approve Guarantee Provision Plan For Against Management 4 Approve Commodity Futures Hedging For For Management Business 5 Approve Forward Foreign Exchange For For Management Business 6 Approve Bill Pool Business For Against Management 7 Approve Shareholder Return Plan For For Management 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9 Approve Adjustment on Private For For Management Placement of Shares 10 Approve Plan for Private Placement of For For Management Shares (Revised) 11 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds (Revised) 12 Approve Signing of Conditional Share For For Management Subscription Agreement and Supplementary Agreement 13 Approve Related Party Transactions in For For Management Connection to Private Placement 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Extension of Resolution For For Management Validity Period in Connection to Private Placement -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Financial Service Agreement For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Increase in Registered Capital For For Management and Amend Articles of Association 11.1 Elect Tan Huiliang as Non-independent For For Management Director -------------------------------------------------------------------------------- HERFY FOOD SERVICES CO. Ticker: 6002 Security ID: M5285F107 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration of Q2, Q3, and Q4 for FY 2020 and Q1 for FY 2021 5 Approve Dividends of SAR 1.10 per For For Management Share for Second Half of FY 2019 6 Ratify Distributed Dividend of SAR 1 For For Management per Share for First Half of FY 2019 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Remuneration of Directors of For For Management SAR 2,550,000 for FY 2019 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 10 Approve Related Party Transactions For For Management 11 Approve Standards of Engagement of For For Management Director with Other Companies 12 Amend Board of Director, Committees, For For Management and Executive Management Remunerations Charter 13 Approve Related Party Transactions Re: For For Management Panda Retail Company 14 Approve Related Party Transactions Re: For For Management Panda Retail Company 15 Approve Related Party Transactions Re: For For Management Afia International Company 16 Approve Related Party Transactions Re: For For Management United Sugar Company 17 Approve Related Party Transactions Re: For For Management International Food Industry 18 Approve Related Party Transactions Re: For For Management Kinan Company 19 Approve Related Party Transactions Re: For For Management Al Marai Company 20 Approve Related Party Transactions Re: For For Management Bazbaza Company 21 Approve Related Party Transactions Re: For For Management Khalid Al Saeed 22 Approve Related Party Transactions Re: For For Management Qetaf Company for Investment and Real Estate Development 23 Approve Related Party Transactions Re: For For Management Ahmed Al Saeed 24 Approve Related Party Transactions Re: For For Management Mama Sauce Factory 25 Approve Related Party Transactions Re: For For Management Taza Restaurants Group -------------------------------------------------------------------------------- HERO MOTOCORP LIMITED Ticker: 500182 Security ID: Y3194B108 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Vikram Sitaram Kasbekar as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Jagmohan Singh Raju as Director For For Management 6 Reelect Meleveetil Damodaran as For For Management Director 7 Reelect Pradeep Dinodia as Director For For Management 8 Approve Reappointment and Remuneration For For Management of Vikram Sitaram Kasbekar, Executive Director - Operations as Whole-Time Director -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Yong as Non-Independent For For Management Director 1.2 Elect Peng Zhaofeng as Non-Independent For For Management Director 1.3 Elect Wang Xindong as Non-Independent For For Management Director 1.4 Elect Wang Zhumin as Non-Independent For For Management Director 1.5 Elect Liu Zhensuo as Non-Independent For For Management Director 1.6 Elect Wang Lanyu as Non-Independent For For Management Director 1.7 Elect Hu Zhigang as Non-Independent For For Management Director 2.1 Elect Zhang Yuzhu as Independent For For Management Director 2.2 Elect Cang Daqiang as Independent For For Management Director 2.3 Elect Gao Dongzhang as Independent For For Management Director 2.4 Elect Ma Li as Independent Director For For Management 3.1 Elect Dong Weijun as Supervisor For For Management 3.2 Elect Li Yiren as Supervisor For For Management -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Allowance of For For Management Independent Directors 2 Approve to Expand Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Financial Business For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10.1 Elect Liu Jian as Non-Independent For For Management Director 10.2 Elect Xu Bin as Non-Independent For For Management Director 10.3 Elect Guo Jingrui as Non-Independent For For Management Director 10.4 Elect Geng Litang as Non-Independent For For Management Director 10.5 Elect Zhu Huaming as Non-Independent For For Management Director 10.6 Elect Chang Guangshen as For For Management Non-Independent Director -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to the Rights Issuance 2 Approve Extension of Authorization of For For Management Board and Board Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- HEXAWARE TECHNOLOGIES LIMITED Ticker: 532129 Security ID: Y31825121 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of R Srikrishna as Whole Time Director Designated as CEO and Executive Director -------------------------------------------------------------------------------- HEXING ELECTRICAL CO., LTD. Ticker: 603556 Security ID: Y31824108 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds for Cash For For Management Management 2 Approve Bank Credit Line Application For For Management and Guarantee Provision 3 Amend Articles of Association to For For Management Expand Business Scope -------------------------------------------------------------------------------- HEXING ELECTRICAL CO., LTD. Ticker: 603556 Security ID: Y31824108 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds for Cash For Did Not Vote Management Management 2 Approve Bank Credit Line Application For Did Not Vote Management and Guarantee Provision 3 Amend Articles of Association to For Did Not Vote Management Expand Business Scope -------------------------------------------------------------------------------- HEXING ELECTRICAL CO., LTD. Ticker: 603556 Security ID: Y31824108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- HI SUN TECHNOLOGY (CHINA) LIMITED Ticker: 818 Security ID: G4512G126 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, Grant For For Management of Put Option and Related Transactions -------------------------------------------------------------------------------- HI SUN TECHNOLOGY (CHINA) LIMITED Ticker: 818 Security ID: G4512G126 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Terms of 2019 Options Granted For For Management under Megahunt Share Option Scheme and Related Transactions -------------------------------------------------------------------------------- HI SUN TECHNOLOGY (CHINA) LIMITED Ticker: 818 Security ID: G4512G126 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Xu Changjun as Director For For Management 3 Elect Xu Wensheng as Director For For Management 4 Elect Tam Chun Fai as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Appoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HICONICS ECO-ENERGY TECHNOLOGY CO., LTD. Ticker: 300048 Security ID: Y31851101 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HICONICS ECO-ENERGY TECHNOLOGY CO., LTD. Ticker: 300048 Security ID: Y31851101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Repurchase Cancellation of For For Management Performance Shares 7 Approve Provision for Asset Impairment For For Management 8 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 9 Approve Remuneration of Directors and For For Management Supervisors 10.1 Elect Fu Yongjun as Non-Independent For For Shareholder Director 10.2 Elect Zhao Dongye as Non-Independent For For Shareholder Director 10.3 Elect Li Kai as Non-Independent For For Shareholder Director 10.4 Elect Ning Yu as Non-Independent For For Shareholder Director 11.1 Elect Gao Zhiyong as Independent For For Management Director 11.2 Elect Ji Changwei as Independent For For Management Director 11.3 Elect Hua Wei as Independent Director For For Management 12.1 Elect Jia Junfeng as Supervisor For For Management 12.2 Elect Shao Chi as Supervisor For For Management -------------------------------------------------------------------------------- HIGHWEALTH CONSTRUCTION CORP. Ticker: 2542 Security ID: Y31959102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect ZHENG QINTIAN with SHAREHOLDER For For Management NO.21685 as Non-Independent Director 6.2 Elect ZHENG XIUHUI with SHAREHOLDER NO. For For Management 25031 as Non-Independent Director 6.3 Elect CHENG CHIHLUNG, a Representative For For Management of JUN YING INVESTMENT INC. with SHAREHOLDER NO.125517, as Non-Independent Director 6.4 Elect FAN HUAJUN, a Representative of For For Management JUN YING INVESTMENT INC. with SHAREHOLDER NO.125517, as Non-Independent Director 6.5 Elect HONG XIYAO with SHAREHOLDER NO. For For Management M100685XXX as Independent Director 6.6 Elect LI WENCHENG with SHAREHOLDER NO. For For Management A101359XXX as Independent Director 6.7 Elect CHEN TACHUN with SHAREHOLDER NO. For For Management B120729XXX as Independent Director 7 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HIMILE MECHANICAL SCIENCE & TECHNOLOGY (SHANDONG) CO., LTD. Ticker: 002595 Security ID: Y767AC109 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- HIMILE MECHANICAL SCIENCE & TECHNOLOGY (SHANDONG) CO., LTD. Ticker: 002595 Security ID: Y767AC109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Amend Articles of Association For For Shareholder 8 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors 9 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Supervisors -------------------------------------------------------------------------------- HINDALCO INDUSTRIES LIMITED Ticker: 500440 Security ID: Y3196V185 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajashree Birla as Director For Against Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Vikas Balia as Director For For Management 6 Reelect K. N. Bhandari as Director For For Management 7 Reelect Ram Charan as Director For Against Management -------------------------------------------------------------------------------- HINDUSTAN CONSTRUCTION COMPANY LTD. Ticker: 500185 Security ID: Y3213Q136 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Beneficial For For Management Interest/Rights in Certain Awards and Claims 2 Approve Payment of Remuneration to For Against Management Ajit Gulabchand as Chairman & Managing Director for the Financial Year 2014-2015 3 Approve Payment of Remuneration to For Against Management Ajit Gulabchand as Chairman & Managing Director for the Financial Year 2015-2016 -------------------------------------------------------------------------------- HINDUSTAN CONSTRUCTION COMPANY LTD. Ticker: 500185 Security ID: Y3213Q136 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect N. R. Acharyulu as Director For Against Management 3 Approve Walker Chandiok & Co.LLP, For For Management Chartered Accountants, Mumbai as Auditors and Authorize Board to Fix Their Remuneration 4 Reelect Anil C. Singhvi as Director For Against Management 5 Elect Santosh Janakiram as Director For For Management 6 Elect Mahendra Singh Mehta as Director For For Management 7 Approve Payment of Remuneration to For Against Management Ajit Gulabchand as Chairman and Managing Director 8 Approve Payment of Remuneration to For Against Management Shalaka Gulabchand Dhawan as Whole-time Director 9 Approve Appointment and Remuneration For Against Management of Shalaka Gulabchand Dhawan as Management Advisor 10 Approve Revision of Remuneration to For Against Management Arjun Dhawan as CEO & Whole-time Director 11 Approve Remuneration of Cost Auditors For For Management 12 Approve Reclassification of the Status For For Management of Promoters Group into Public Category 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HINDUSTAN PETROLEUM CORPORATION LIMITED Ticker: 500104 Security ID: Y3224R123 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Approve For For Management Final Dividend 3 Reelect Vinod S. Shenoy as Director For For Management 4 Reelect Subhash Kumar as Director For For Management 5 Elect Sunil Kumar as Government For For Management Nominee Director 6 Elect G. Rajendran Pillai as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management 8 Approval Material Related Party For For Management Transactions -------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED Ticker: 500696 Security ID: Y3222L102 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wilhelmus Adrianus Theodorus For For Management Uijen as Director and Approve Appointment and Remuneration of Wilhelmus Adrianus Theodorus Uijen as Whole-time Director -------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED Ticker: 500696 Security ID: Y3222L102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Dev Bajpai as Director For For Management 4 Reelect Srinivas Phatak as Director For For Management 5 Reelect Wilhemus Uijen as Director For For Management 6 Elect Ashish Sharad Gupta as Director For For Management 7 Approve Payment of Commission to For For Management Non-Executive Directors 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HINDUSTAN ZINC LIMITED Ticker: 500188 Security ID: Y3224T137 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm First Interim Dividend For For Management 3 Reelect Reena Sinha Puri as Director For Against Management 4 Approve S.R. Batliboi & Co. LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Kiran Agarwal as Director For Against Management -------------------------------------------------------------------------------- HISENSE ELECTRIC CO., LTD. Ticker: 600060 Security ID: Y32263108 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 2 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- HISENSE ELECTRIC CO., LTD. Ticker: 600060 Security ID: Y32263108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HISENSE HOME APPLIANCES GROUP CO., LTD. Ticker: 921 Security ID: Y3226R113 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity Interests For For Management of Qingdao Hisense Hitachi Air-Conditioning Systems Co., Ltd. and Amend Their Articles of Association 2 Approve Supplemental Agreement to the For For Management Business Co-operation Framework Agreement, Relevant Revised Annual Caps and Related Transactions 3 Approve Supplemental Agreement to the For For Management Financial Services Agreement, Relevant Revised Annual Caps and Related Transactions 4 Approve Entrusted Wealth Management of For For Management Idle Self-owned Funds -------------------------------------------------------------------------------- HISENSE HOME APPLIANCES GROUP CO., LTD. Ticker: 921 Security ID: Y3226R113 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 2 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 3 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- HISENSE HOME APPLIANCES GROUP CO., LTD. Ticker: 921 Security ID: Y3226R113 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Co-operation For For Management Framework Agreement, Relevant Annual Caps and Related Transactions 2 Approve Purchase Financing Agency For For Management Framework Agreement, Relevant Annual Caps and Related Transactions 3 Approve Financial Services Agreement, For For Management Relevant Annual Caps and Related Transactions 4 Approve Financial Business Framework For For Management Agreement, Relevant Annual Caps and Related Transactions -------------------------------------------------------------------------------- HISENSE HOME APPLIANCES GROUP CO., LTD. Ticker: 921 Security ID: Y3226R113 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Audited Consolidated For For Management Financial Statements 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 7 Approve Entrusted Wealth Management of For For Management Idle Self-Owned Funds 8 Approve Purchase of Liability For For Management Insurance for Directors and Senior Management Members and Authorize Board to Handle Relevant Matters 9 Elect Duan Yue Bin as Director and For For Shareholder Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- HISENSE VISUAL TECHNOLOGY CO., LTD. Ticker: 600060 Security ID: Y32263108 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 7 Approve Daily Related-Party For For Management Transactions 8 Approve Entrusted Asset Management For For Management 9 Approve Provision of Guarantee For For Management 10 Amend Articles of Association For For Management 11 Approve Appointment of Auditor For For Management 12 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- HITHINK ROYALFLUSH INFORMATION NETWORK CO., LTD. Ticker: 300033 Security ID: Y3181P102 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Using Idle Funds for For For Management Securities Investment 8.1 Elect Yi Zheng as Non-Independent For For Management Director 8.2 Elect Ye Qiongjiu as Non-Independent For For Management Director 8.3 Elect Wu Qiang as Non-Independent For For Management Director 8.4 Elect Zhu Zhifeng as Non-Independent For For Management Director 8.5 Elect Wang Jin as Non-Independent For For Management Director 8.6 Elect Yu Haomiao as Non-Independent For For Management Director 9.1 Elect Han Shijun as Independent For For Management Director 9.2 Elect Zhao Xuqiang as Independent For For Management Director 9.3 Elect Ni Yifan as Independent Director For For Management 10.1 Elect Guo Xin as Supervisor For For Management 10.2 Elect Xia Wei as Supervisor For For Management -------------------------------------------------------------------------------- HIWIN TECHNOLOGIES CORP. Ticker: 2049 Security ID: Y3226A102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HLA CORP. LTD. Ticker: 600398 Security ID: Y1081Q105 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Type of the Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Price of the Share Repurchase For For Management 1.5 Approve Number,Proportion of the Total For For Management Share Capital and the Total Capital of Share Repurchase 1.6 Approve Capital Source Used for the For For Management Share Repurchase 1.7 Approve Period of the Share Repurchase For For Management 1.8 Approve Resolution Validity Period For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Working System for Independent For For Management Directors 8 Approve Related Party Transaction For For Management Decision System -------------------------------------------------------------------------------- HLA CORP. LTD. Ticker: 600398 Security ID: Y1081Q105 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds and Replenish Working Capital -------------------------------------------------------------------------------- HLA CORP. LTD. Ticker: 600398 Security ID: Y1081Q105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor and Fix Their Remuneration 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Amend Articles of Association For For Management 9.1 Elect Zhou Jianping as Non-Independent For For Shareholder Director 9.2 Elect Zhou Lichen as Non-Independent For For Shareholder Director 9.3 Elect Gu Dongsheng as Non-Independent For For Shareholder Director 9.4 Elect Qian Yaping as Non-Independent For For Shareholder Director 9.5 Elect Xu Qinghua as Non-Independent For For Shareholder Director 9.6 Elect Huang Kai as Non-Independent For For Shareholder Director 10.1 Elect Jin Jian as Independent Director For For Management 10.2 Elect Sha Die as Independent Director For For Management 10.3 Elect Liu Gang as Independent Director For For Management 11.1 Elect Tan Longying as Supervisor For For Management 11.2 Elect Zhu Yun as Supervisor For For Management -------------------------------------------------------------------------------- HNA INNOVATION CO. LTD. Ticker: 900955 Security ID: Y3283W112 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhong as Non-Independent For Did Not Vote Management Director 1.2 Elect Chen Jiqiang as Non-Independent For Did Not Vote Management Director 1.3 Elect Yu Huan as Non-Independent For Did Not Vote Management Director 1.4 Elect Yang Xinying as Non-Independent For Did Not Vote Management Director 1.5 Elect Huang He as Non-Independent For Did Not Vote Management Director 1.6 Elect Ning Zhiqun as Non-Independent For Did Not Vote Management Director 2.1 Elect Fu Jingde as Independent Director For Did Not Vote Management 2.2 Elect Xu Linxiang as Independent For Did Not Vote Management Director 2.3 Elect Shen Yinzhen as Independent For Did Not Vote Management Director 2.4 Elect Qin Bo as Independent Director For Did Not Vote Management 2.5 Elect Zhou Li as Independent Director For Did Not Vote Management 3.1 Elect Shu Weidong as Supervisor For Did Not Vote Management 3.2 Elect Yang Minghua as Supervisor For Did Not Vote Management 4 Approve Allowance of Independent For Did Not Vote Management Directors 5 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- HNA INNOVATION CO. LTD. Ticker: 900955 Security ID: Y3283W112 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Fei as Non-Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- HNA INNOVATION CO. LTD. Ticker: 900955 Security ID: Y3283W112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Financial Budget Report 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financing, External Guarantee For For Management and Related Authorizations 6 Approve Loan from Shareholder and Its For For Management Related Parties 7 Approve Resignation of Shu Weidong as For For Management Supervisor -------------------------------------------------------------------------------- HO TUNG CHEMICAL CORP. Ticker: 1714 Security ID: Y37243105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect Yu-Chieh Yang (YANG YOU JIE), a For For Management Representative of Hung I Investment Co. , Ltd. with SHAREHOLDER NO.1, as Non-Independent Director 4.2 Elect Yi-Ru Chen, a Representative of For For Management Hung I Investment Co., Ltd. with SHAREHOLDER NO.1, as Non-Independent Director 4.3 Elect Wei-Yu Chen, a Representative of For For Management Hung I Investment Co., Ltd. with SHAREHOLDER NO.1, as Non-Independent Director 4.4 Elect Lun-Chia Li (LI LUN JIA), a For For Management Representative of Hung I Investment Co. , Ltd. with SHAREHOLDER NO.1, as Non-Independent Director 4.5 Elect Ye-Shyon Chen (CHEN YI XIONG), a For For Management Representative of Yuan Ho Chen Memorial Foundation with SHAREHOLDER NO.262232, as Non-Independent Director 4.6 Elect Kuo-Jung Shih (SHI GUO RONG) For For Management with SHAREHOLDER NO.A121494XXX as Non-Independent Director 4.7 Elect Wen-Syan Su (SU WEN XIAN) with For For Management SHAREHOLDER NO.J100652XXX as Independent Director 4.8 Elect Yung-Yuan Chang (ZHANG RONG For For Management YUAN) with SHAREHOLDER NO.A120357XXX as Independent Director 4.9 Elect Chia-Pin Chang (ZHANG JIA BIN) For For Management with SHAREHOLDER NO.S123023XXX as Independent Director 5 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Su Kangjian as Non-Independent For For Management Director 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Issue Size, and Issue Manner For For Management 3.2 Approve Target Subscribers For For Management 3.3 Approve Bond Maturity For For Management 3.4 Approve Use of Proceeds For For Management 3.5 Approve Par Value and Issue Price For For Management 3.6 Approve Method of Principal and For For Management Interest Payment 3.7 Approve Bond Interest Rate and Method For For Management of Determination 3.8 Approve Terms of Redemption For For Management 3.9 Approve Guarantee in Relation to Bond For For Management Issuance 3.10 Approve Underwriting Manner For For Management 3.11 Approve Arrangements for Placing Bonds For For Management with Shareholders 3.12 Approve Listing of the Bonds For For Management 3.13 Approve Safeguard Measures of Debts For For Management Repayment 3.14 Approve Resolution Validity Period For For Management 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Corporate Bond Issuance 5 Approve Cooperation Agreement with For For Management Local Government -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related-party For For Management Transactions -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Corporate Bonds For For Shareholder 3 Approve Asset-backed Plan For For Shareholder 4 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Internal Control For For Management Self-evaluation Report 4 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 5 Approve Authorization of Chairman to For For Management Handle Application of Loan from Financial Institution 6 Approve Provision of Guarantee For For Management 7 Approve Profit Distribution for First For For Shareholder Quarter 8 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 9 Approve Daily Related-party For For Management Transactions 10 Approve Financial Statements For For Management 11 Approve Authorization of Chairman to For For Management Handle the Borrowings from Shareholder and Related-party Transaction 12 Approve Report of the Board of For For Management Supervisors 13.1 Elect Chen Guisheng as Non-independent For For Shareholder Director 13.2 Elect Huang Xuhui as Non-independent For For Shareholder Director 13.3 Elect Zheng Shu as Non-independent For For Shareholder Director 13.4 Elect Lin Weijie as Non-independent For For Shareholder Director 13.5 Elect Su Qiying as Non-independent For For Shareholder Director 13.6 Elect Ma Xiaojun as Non-independent For For Shareholder Director 13.7 Elect Wang Yongyong as Non-independent For For Management Director 14.1 Elect Li Lu as Independent Director For For Management 14.2 Elect Xu Bo as Independent Director For For Management 14.3 Elect Lin Liyong as Independent For For Management Director 14.4 Elect Yan Hui as Independent Director For For Management 15.1 Elect Wang Zuo as Supervisor For For Shareholder 15.2 Elect Wu Binbin as Supervisor For For Shareholder 16 Approve Profit Distribution For For Shareholder -------------------------------------------------------------------------------- HOLTEK SEMICONDUCTOR, INC. Ticker: 6202 Security ID: Y3272F104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Legal For For Management Reserve 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- HOLY STONE ENTERPRISE CO., LTD. Ticker: 3026 Security ID: Y3272Z100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HONG LEONG BANK BERHAD Ticker: 5819 Security ID: Y36503103 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Benefits For For Management 3 Elect Chong Chye Neo as Director For For Management 4 Elect Lau Souk Huan as Director For For Management 5 Elect Tan Kong Khoon as Director For Against Management 6 Elect Md Hamzah bin Md Kassim as For For Management Director 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Adopt New Constitution For For Management -------------------------------------------------------------------------------- HONG LEONG FINANCIAL GROUP BERHAD Ticker: 1082 Security ID: Y36592106 Meeting Date: OCT 31, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Other For For Management Benefits 2 Elect Saw Kok Wei as Director For For Management 3 Elect Leong Ket Ti as Director For For Management 4 Elect Noorma binti Raja Othman as For For Management Director 5 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Hong Leong Company (Malaysia) Berhad ("HLCM") and Persons Connected with HLCM 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Tower Real Estate Investment Trust ("Tower REIT") 9 Adopt New Constitution For For Management -------------------------------------------------------------------------------- HONGBAOLI GROUP CORP. LTD. Ticker: 002165 Security ID: Y61974104 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management General Meetings of Board Meetings 4 Approve Additional Total Investment For For Management Budget for Propylene Oxide Project 5.1 Elect Rui Jinggong as Non-Independent For For Management Director 5.2 Elect Rui Yimin as Non-Independent For For Management Director 5.3 Elect Tao Meijuan as Non-Independent For For Management Director 5.4 Elect Zhang Yijun as Non-Independent For For Management Director 5.5 Elect Wang Yusheng as Non-Independent For For Management Director 5.6 Elect Wu Yiming as Non-Independent For For Management Director 6.1 Elect Jiang Xihe as Independent For For Management Director 6.2 Elect Wu Jianbin as Independent For For Management Director 6.3 Elect Cui Mifen as Independent Director For For Management 7.1 Elect Zhang Shu as Supervisor For For Management 7.2 Elect Xia Youman as Supervisor For For Management -------------------------------------------------------------------------------- HONGBAOLI GROUP CORP. LTD. Ticker: 002165 Security ID: Y61974104 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HONGBAOLI GROUP CORP. LTD. Ticker: 002165 Security ID: Y61974104 Meeting Date: APR 03, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Remuneration of Directors and For For Management Senior Management Members 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Comprehensive Credit Line For Against Management Application 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HONGBO CO. LTD. Ticker: 002229 Security ID: Y2654E107 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HONGBO CO. LTD. Ticker: 002229 Security ID: Y2654E107 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HONGBO CO. LTD. Ticker: 002229 Security ID: Y2654E107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Application of Comprehensive For For Management Bank Credit Lines -------------------------------------------------------------------------------- HONGFA TECHNOLOGY CO., LTD. Ticker: 600885 Security ID: Y9716T105 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super-short-term For For Management Commercial Papers 2 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- HONGFA TECHNOLOGY CO., LTD. Ticker: 600885 Security ID: Y9716T105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Independent Directors 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 8 Approve Related Party Transaction For For Management 9 Approve Application of Comprehensive For For Management Credit Lines by Controlled Subsidiary 10 Approve Provision of Guarantee by For Against Management Controlled Subsidiary to its Controlled Subsidiary 11 Approve Provision of Loan by For Against Management Controlled Subsidiary to Wholly-owned Subsidiary and Controlled Subsidiary 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- HONGLI ZHIHUI GROUP CO., LTD. Ticker: 300219 Security ID: Y2932H104 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Approve to Adjust the Remuneration of For For Management Directors -------------------------------------------------------------------------------- HONGLI ZHIHUI GROUP CO., LTD. Ticker: 300219 Security ID: Y2932H104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Implementation For For Management of Performance Shares Incentive Plan as well as the Repurchase and Cancellation of Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HONGLI ZHIHUI GROUP CO., LTD. Ticker: 300219 Security ID: Y2932H104 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HONGLI ZHIHUI GROUP CO., LTD. Ticker: 300219 Security ID: Y2932H104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HONGLI ZHIHUI GROUP CO., LTD. Ticker: 300219 Security ID: Y2932H104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Usage of For For Management the Company's Funds by Controlling Shareholder and Other Related Parties 6 Approve Appointment of Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HONGRUN CONSTRUCTION GROUP CO., LTD. Ticker: 002062 Security ID: Y35072126 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Private For For Management Placement of Shares and Withdrawal of Application Materials -------------------------------------------------------------------------------- HONGRUN CONSTRUCTION GROUP CO., LTD. Ticker: 002062 Security ID: Y35072126 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HONGRUN CONSTRUCTION GROUP CO., LTD. Ticker: 002062 Security ID: Y35072126 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2.1 Elect Zhang Liming as Independent For For Management Director 2.2 Elect Zhou Guoliang as Independent For For Management Director 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary and For For Management Audited Financial Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve External Guarantee For Against Management 7 Approve Exemption in Provision of For Against Management Counter-Guarantee -------------------------------------------------------------------------------- HONGTA SECURITIES CO., LTD. Ticker: 601236 Security ID: Y3507C108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Shareholder Return Plan For For Management 7.1 Approve Related Party Transaction with For For Management Yunnan Hopewell (Group) Co., Ltd. 7.2 Approve Related Party Transaction with For For Management Hongta Tobacco (Group) Co., Ltd. 7.3 Approve Related Party Transaction with For For Management Yunnan Tobacco Industry Co., Ltd. 7.4 Approve Related Party Transaction with For For Management Other Legal Persons or Other Organizations Holding More Than 5% of the Company's Shares 7.5 Approve Related Party Transaction with For For Management Other Related Legal Persons 7.6 Approve Related Party Transaction with For For Management Related Natural Persons 7.7 Approve Related Party Transaction with For For Management Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Approve Authorization and For For Management Implementation of Debt Financing 10 Approve Debt Financing Involving For For Management Related Party 11 Elect Hua Shiguo as Non-independent For For Management Director 12 Elect Wei Feng as Independent Director For For Management -------------------------------------------------------------------------------- HOPE EDUCATION GROUP CO., LTD. Ticker: 1765 Security ID: G4600E108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Xu Changjun as Director For For Management 3a2 Elect Wang Huiwu as Director For For Management 3a3 Elect Wang Degen as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HOPSON DEVELOPMENT HOLDINGS LIMITED Ticker: 754 Security ID: G4600H101 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Framework For For Management Agreement and Related Transactions 2 Approve Revised Total Annual Caps For For Management Under the 2018 Framework Agreement and Related Transactions -------------------------------------------------------------------------------- HOPSON DEVELOPMENT HOLDINGS LIMITED Ticker: 754 Security ID: G4600H101 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Chu Kut Yung as Director For Against Management 3B Elect Au Wai Kin as Director For Against Management 3C Elect Tan Leng Cheng, Aaron as Director For Against Management 3D Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HOSHINE SILICON INDUSTRY CO., LTD. Ticker: 603260 Security ID: Y3125P101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Comprehensive Credit Line For Against Management Application 10 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- HOSHINE SILICON INDUSTRY CO., LTD. Ticker: 603260 Security ID: Y3125P101 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Signing of Conditional For For Management Subscription Agreement 7 Approve White Wash Waiver For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HOSKEN CONSOLIDATED INVESTMENTS LTD. Ticker: HCI Security ID: S36080109 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Mahomed Gani as Director For For Management 1.2 Re-elect Yunis Shaik as Director For For Management 1.3 Re-elect Rachel Watson as Director For For Management 1.4 Elect Rob Nicolella as Director For For Management 2 Appoint BDO South Africa Incorporated For For Management as Auditors of the Company with Theunis Schoeman as the Individual Registered Auditor 3.1 Re-elect Mahomed Gani as Member of the For For Management Audit Committee 3.2 Re-elect Jabu Ngcobo as Member of the For For Management Audit Committee 3.3 Elect Rachel Watson as Member of the For For Management Audit Committee 4 Place Authorised but Unissued Shares For For Management under Control of Directors 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For Against Management 2 Approve Remuneration Implementation For For Management Report 1 Authorise Board to Issue Shares, For For Management Options and Convertible Securities for Cash 2 Approve Annual Fees of Non-executive For For Management Directors 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- HOTA INDUSTRIAL MANUFACTURING CO., LTD. Ticker: 1536 Security ID: Y3722M105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4.1 Elect SHEN GUO RONG with SHAREHOLDER For For Management NO.00000004 as Non-Independent Director 4.2 Elect LIN YAN HUI with SHAREHOLDER NO. For Against Management 00000006 as Non-Independent Director 4.3 Elect LIN MEI YU with SHAREHOLDER NO. For Against Management 00000005 as Non-Independent Director 4.4 Elect HUANG FENG YI with SHAREHOLDER For Against Management NO.00010669 as Non-Independent Director 4.5 Elect ZHANG YU ZHENG, a Representative For Against Management of ZHONG BU INVESTMENT CO., LTD with SHAREHOLDER NO.00032030, as Non-Independent Director 4.6 Elect ZHANG TIAN HAN, a Representative For Against Management of ZHONG BU INVESTMENT CO., LTD with SHAREHOLDER NO.00032030, as Non-Independent Director 4.7 Elect SHEN QIAN CI, a Representative For Against Management of GAO FENG INDUSTRIAL CO., LTD with SHAREHOLDER NO.00021403, as Non-Independent Director 4.8 Elect XUN YONG LU, a Representative of For Against Management HAO QING INVESTMENT CO., LTD with SHAREHOLDER NO.00015005, as Non-Independent Director 4.9 Elect CAI YU KONG with SHAREHOLDER NO. For Against Management 00020741 as Non-Independent Director 4.10 Elect WANG HUI E with SHAREHOLDER NO. For Against Management 00016353 as Non-Independent Director 4.11 Elect QUE MING FU with SHAREHOLDER NO. For For Management F103029XXX as Independent Director 4.12 Elect ZHENG WEN ZHENG with SHAREHOLDER For For Management NO.L102440XXX as Independent Director 4.13 Elect LIU ZHENG HUAI with SHAREHOLDER For For Management NO.M101888XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- HOTAI MOTOR CO., LTD. Ticker: 2207 Security ID: Y37225102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- HOTELES CITY EXPRESS SA DE CV Ticker: HCITY Security ID: P5184Q102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reports in Accordance with For For Management Article 28, Section IV of Stock Market Law and Discharge Directors, Committees, CEO and Officials 2 Present Report on Adherence to Fiscal For For Management Obligations 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Ratify Luis Eduardo Barrios Sanchez as For For Management Director 5 Ratify Thomas McDonald as Director For For Management 6 Ratify Luis Alberto Chapa Gonzalez as For For Management Director 7 Ratify Armando J. Garcia Segovia, Juan For For Management Luis Elek Klein, Ricardo Maldonado Sosa, Eduardo Raul Azcarraga Perez, Francisco Andragnes, Jose Antonio Contreras Leyva, Jaime Enrique Espinosa de los Monteros Cadena and Alejandra Smith as Directors 8 Ratify Remuneration of Directors for For For Management FY 2019 and 2020 9 Elect or Ratify Jaime Enrique Espinosa For For Management de los Monteros Cadena as Chairman of Audit and Corporate Practices Committee; Approve Remuneration 10 Ratify Maximum Amount of Share For For Management Repurchase Approved by General Meeting on April 24, 2019; Set Maximum Amount of Share Repurchase Reserve for FY 2020 11 Approve Transactions between Company For For Management and Subsidiaries in Excess of 20 Percent of Consolidated Assets 12 Approve Withdrawal of Powers For For Management 13 Approve Granting of Powers For For Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HOUSING DEVELOPMENT AND INFRASTRUCTURE LIMITED Ticker: 532873 Security ID: Y3722J102 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sarang Rakeshkumar Wadhawan as For For Management Director 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Reelect HazariLal as Director For For Management 6 Reelect Sandhya Baliga as Director For For Management 7 Approve Lalit Mohan Mehta to Continue For For Management Office as Independent Non-Executive Director -------------------------------------------------------------------------------- HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED Ticker: 500010 Security ID: Y37246207 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect V. Srinivasa Rangan as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Bhaskar Ghosh as Director For For Management 6 Elect Ireena Vittal as Director For For Management 7 Reelect Nasser Munjee as Director For For Management 8 Reelect J. J. Irani as Director For For Management 9 Approve Related Party Transactions For For Management with HDFC Bank Limited 10 Approve Commission to Non-Executive For For Management Directors 11 Approve Revision in the Remuneration For For Management of Keki M. Mistry as Managing Director Designated as Vice Chairman & Chief Executive Officer 12 Authorize Issuance of Redeemable For For Management Non-Convertible Debentures and/ or Any Other Hybrid Instruments on Private Placement Basis -------------------------------------------------------------------------------- HPGC RENMINTONGTAI PHARMACEUTICAL CORP. Ticker: 600829 Security ID: Y30681103 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Application of Credit Loans by For For Management Wholly-Owned Subsidiary 3 Approve to Adjust the Allowance of For For Management Independent Directors 4.1 Elect Liu Bo as Non-Independent For For Shareholder Director 4.2 Elect Meng Xiaodong as Non-Independent For For Shareholder Director 4.3 Elect Wang Penghao as Non-Independent For For Shareholder Director 4.4 Elect Zhu Weidong as Non-Independent For For Shareholder Director 5.1 Elect Wu Bin as Independent Director For For Shareholder 5.2 Elect Ha Shuju as Independent Director For For Shareholder 5.3 Elect Han Dongping as Independent For For Shareholder Director 6.1 Elect Chen Weizhong as Supervisor For For Shareholder 6.2 Elect Zhou Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- HPGC RENMINTONGTAI PHARMACEUTICAL CORP. Ticker: 600829 Security ID: Y30681103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions 2 Amend Articles of Association For Against Management 3 Approve Management System of Raised For For Management Funds 4 Approve Loan Application and Credit For Against Management Line Application -------------------------------------------------------------------------------- HPGC RENMINTONGTAI PHARMACEUTICAL CORP. Ticker: 600829 Security ID: Y30681103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Daily Related-Party For For Management Transactions 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- HSIN KUANG STEEL CO., LTD. Ticker: 2031 Security ID: Y3736F104 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect SU MING DE (Alexander M.T.Su), a For For Management Representative of HAN DE Investment Corp, with SHAREHOLDER NO.00075058, as Non-Independent Director 3.2 Elect ZHANG TIAN CHENG (Tian-Cheng, For Against Management Chang), a Representative of TIAN CHENG ENTERPRISE CO LTD, with SHAREHOLDER NO. 00000015, as Non-Independent Director 3.3 Elect ZENG MING SHAN For Against Management (Ming-shan,Jheng), with SHAREHOLDER NO. 00000014, as Non-Independent Director 3.4 Elect YU JUN XIONG (Fisher C.H.Yu), For Against Management with SHAREHOLDER NO.00000055, as Non-Independent Director 3.5 Elect SU YOU RONG (Johnathon Y.J. Su), For Against Management with SHAREHOLDER NO.00000018, as Non-Independent Director 3.6 Elect CHEN SHI YANG (Shih-Yang, Chen), For Against Management with SHAREHOLDER NO.00087282, as Non-Independent Director 3.7 Elect WENG RONG SUI (Winston Won), For Against Management with SHAREHOLDER NO.N101734XXX, as Independent Director 3.8 Elect ZHU BO YONG (Po-Young, Chu), For Against Management with SHAREHOLDER NO.A104295XXX, as Independent Director 3.9 Elect HUANG ZONG YING (Paul T.Y. For Against Management Huang), with SHAREHOLDER NO. R100896XXX, as Independent Director 4 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HTC CORP. Ticker: 2498 Security ID: Y3732M111 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Deficit Compensation For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- HU LANE ASSOCIATE, INC. Ticker: 6279 Security ID: Y3759R100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Issuance of New Shares from For For Management Retained Earnings 4 Approve Cash Distribution from Capital For For Management Reserves 5 Amend Articles of Association For For Management 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Amend Procedures for Lending Funds to For For Management Other Parties 8 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 9 Amend Trading Procedures Governing For For Management Derivatives Products 10 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 11.1 Elect LIN,YUAN-LI with ID No. For Against Management M101164XXX as Independent Director 11.2 Elect LIN,CHAN-LIEH with ID No. 32665 For Against Management as Independent Director 11.3 Elect CHANG,HSUEH-CHIH with ID No. For For Management E102315XXX as Independent Director 11.4 Elect Non-Independent Director No. 1 None Against Shareholder 11.5 Elect Non-Independent Director No. 2 None Against Shareholder 11.6 Elect Non-Independent Director No. 3 None Against Shareholder 11.7 Elect Non-Independent Director No. 4 None Against Shareholder 11.8 Elect Non-Independent Director No. 5 None Against Shareholder 11.9 Elect Non-Independent Director No. 6 None Against Shareholder 12 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- HUA HONG SEMICONDUCTOR LIMITED Ticker: 1347 Security ID: Y372A7109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Takayuki Morita as Director For For Management 3 Elect Jun Ye as Director For Against Management 4 Elect Kwai Huen Wong as Director For For Management 5 Elect Jing Wang as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HUA NAN FINANCIAL HOLDINGS CO., LTD. Ticker: 2880 Security ID: Y3813L107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HUA XIA BANK CO., LTD. Ticker: 600015 Security ID: Y37467118 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Hongjun as Non-independent For For Management Director 1.2 Elect Zou Libin as Non-independent For For Management Director 1.3 Elect Luo Qianyi as Non-independent For For Management Director 1.4 Elect Ma Xiaoyan as Non-independent For For Management Director 1.5 Elect Xie Yiqun as Non-independent For For Management Director 1.6 Elect Zhang Wei as Non-independent For For Management Director 1.7 Elect Zou Xiulian as Non-independent For For Management Director 1.8 Elect Li Minji as Non-independent For For Management Director 1.9 Elect Zhang Jianhua as Non-independent For For Management Director 1.10 Elect Guan Wenjie as Non-independent For For Management Director 1.11 Elect Wang Yiping as Non-independent For For Management Director 1.12 Elect Song Jiqing as Non-independent For For Management Director 1.13 Elect Ding Yi as Independent Director For For Management 1.14 Elect Guo Qingwang as Independent For For Management Director 1.15 Elect Zhao Hong as Independent Director For For Management 1.16 Elect Gong Zhiqiang as Independent For For Management Director 1.17 Elect Lv Wendong as Independent For For Management Director 2.1 Elect Hua Shiguo as Supervisor For For Management 2.2 Elect Ding Shaohua as Supervisor For For Management 2.3 Elect Lin Xin as Supervisor For For Management 2.4 Elect Wu Changqi as Supervisor For For Management 2.5 Elect Ma Yuanju as Supervisor For For Management 2.6 Elect Zhu Xiaofang as Supervisor For For Management 2.7 Elect Zhao Xijun as Supervisor For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Formulation of Remuneration For For Management Measures of Directors 5 Approve Formulation of Remuneration For For Management Measures of Supervisors 6 Approve Formulation of Equity For Against Management Management Measures -------------------------------------------------------------------------------- HUA XIA BANK CO., LTD. Ticker: 600015 Security ID: Y37467118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Budget Report For Against Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Issuance of Financial Bonds For For Management and Related Authorizations 8 Approve Report on the Implementation For For Management of the Related Party Transaction Management System and Related Party Transactions 9.1 Approve Related Party Transactions For For Management with Shougang Group Co., Ltd. 9.2 Approve Related Party Transactions For For Management with State Grid Yingda International Holdings Group Co., Ltd. 9.3 Approve Related Party Transactions For For Management with People's Insurance Company of China Co., Ltd. 9.4 Approve Related Party Transactions For For Management with Beijing Infrastructure Investment Co., Ltd. 9.5 Approve Related Party Transactions For For Management with Huaxia Financial Leasing Co., Ltd. 10 Approve Report of the Board of For For Management Supervisors on the Evaluation of the Performance of the Board of Directors and its Members 11 Approve Report of the Board of For For Management Supervisors on the Performance Evaluation of Supervisors -------------------------------------------------------------------------------- HUAAN SECURITIES CO., LTD. Ticker: 600909 Security ID: Y372AR105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5.1 Approve Daily Related-Party For For Management Transactions with Anhui State-owned Capital Operation Holding Group Co., Ltd. 5.2 Approve Daily Related-Party For For Management Transactions with Anhui Publishing Group Co., Ltd. 5.3 Approve Daily Related-Party For For Management Transactions with Oriental International Venture Co., Ltd. 5.4 Approve Related Party Transaction with For For Management Anhui Energy Co., Ltd. 5.5 Approve Related Party Transaction with For For Management Other Related Parties 6 Approve Proprietary Investment Scale For For Management 7 Amend Articles of Association For Against Management 8 Elect Shu Genrong as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- HUABAO FLAVOURS & FRAGRANCES CO., LTD. Ticker: 300741 Security ID: Y372B5102 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7.1 Approve Transactions with Ultimate For For Management Controllers 7.2 Approve Transactions with Directors, For For Management Supervisors and Senior Management 7.3 Approve Transactions with Minority For For Management Shareholders and its Affiliates 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10.1 Elect Xia Liqun as Non-Independent For For Management Director 10.2 Elect Yuan Xiaoqin as Non-Independent For For Management Director 10.3 Elect Lin Jiayu as Non-Independent For For Management Director 10.4 Elect Ren Miao as Non-Independent For For Management Director 10.5 Elect Zhang Ziheng as Non-Independent For For Management Director 10.6 Elect Gao Xu as Non-Independent For For Management Director 11.1 Elect Fu Qilin as Independent Director For For Management 11.2 Elect Zhang Yansheng as Independent For For Management Director 11.3 Elect Yu Yingmin as Independent For For Management Director 12.1 Elect Luo Jing as Supervisor For For Management 12.2 Elect Xue Liang as Supervisor For For Management -------------------------------------------------------------------------------- HUACHANGDA INTELLIGENT EQUIPMENT GROUP CO., LTD. Ticker: 300278 Security ID: Y374AY106 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Decrease in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUACHANGDA INTELLIGENT EQUIPMENT GROUP CO., LTD. Ticker: 300278 Security ID: Y374AY106 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dai Qianfeng as Independent For For Management Director 1.2 Elect Xu Liyun as Independent Director For For Management 1.3 Elect Lu Yanying as Independent For For Management Director 2.1 Elect Chen Ze as Non-Independent For For Management Director 2.2 Elect Hu Dongqun as Non-Independent For For Management Director 2.3 Elect Hua Jiarong as Non-Independent For For Management Director 3.1 Elect Wang Weiping as Supervisor For For Management 3.2 Elect Li Hongjie as Supervisor For For Management -------------------------------------------------------------------------------- HUADIAN ENERGY CO., LTD. Ticker: 900937 Security ID: Y3120G114 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tan Tiejian as Supervisor For For Management 2 Approve Affiliate Companies Involved For For Management in Related-party Transactions -------------------------------------------------------------------------------- HUADIAN ENERGY CO., LTD. Ticker: 900937 Security ID: Y3738R106 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tan Tiejian as Supervisor For For Management 2 Approve Affiliate Companies Involved For For Management in Related-party Transactions -------------------------------------------------------------------------------- HUADIAN ENERGY CO., LTD. Ticker: 900937 Security ID: Y3738R106 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management 2 Approve Property Reorganization For For Management -------------------------------------------------------------------------------- HUADIAN ENERGY CO., LTD. Ticker: 900937 Security ID: Y3738R106 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Shares For For Management 2 Approve Acquisition of Asset For For Management -------------------------------------------------------------------------------- HUADIAN ENERGY CO., LTD. Ticker: 900937 Security ID: Y3738R106 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease For For Management -------------------------------------------------------------------------------- HUADIAN ENERGY CO., LTD. Ticker: 900937 Security ID: Y3738R106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3.1 Elect Dong Fengliang as For For Management Non-Independent Director 3.2 Elect Li Changxu as Non-Independent For For Management Director 3.3 Elect Guo Xin as Non-Independent For For Management Director 3.4 Elect Jiang Qingsong as For For Management Non-Independent Director 3.5 Elect Wang Huabin as Non-Independent For For Management Director 3.6 Elect Li Xijin as Non-Independent For For Management Director 3.7 Elect Zhang Fenglong as Independent For For Management Director 3.8 Elect Sun Jian as Independent Director For For Management 3.9 Elect Cao Yukun as Independent Director For For Management 4.1 Elect Tan Tiejian as Supervisor For For Management 4.2 Elect Zhang Yanmei as Supervisor For For Management 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Major Technical Renovation For For Management Project on Company Power Plant 10 Approve Related Party Transaction in For For Management Connection to Major Technical Renovation Project 11 Approve Changes in Accounting For For Management Estimates and Provision for Asset Impairment 12 Approve Changes in Accounting Policies For For Management 13 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- HUADIAN FUXIN ENERGY CORPORATION LIMITED Ticker: 816 Security ID: Y3123J107 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions under the Financial Services Framework Agreement for the Year 2020 to 2022 and Proposed Annual Caps -------------------------------------------------------------------------------- HUADIAN FUXIN ENERGY CORPORATION LIMITED Ticker: 816 Security ID: Y3123J107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Independent Auditor's For For Management Report and Audited Financial Statements 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Ernst & Young as International For For Management Auditor and Authorize Board to Fix Their Remuneration 7 Approve Remuneration Plan of Directors For For Management and Supervisors 8 Approve Issuance of Debt Financing For For Management Instruments 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional Domestic Shares and H Shares 10 Amend Part 1 Articles of Association For For Management 11 Amend Part 2 Articles of Association For For Management -------------------------------------------------------------------------------- HUADIAN FUXIN ENERGY CORPORATION LIMITED Ticker: 816 Security ID: Y3123J107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments Part 2 to the For For Management Articles of Association -------------------------------------------------------------------------------- HUADIAN HEAVY INDUSTRIES CO., LTD. Ticker: 601226 Security ID: Y3124L101 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Change in Raised Funds For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Wang Kun asn Independent Director For For Shareholder -------------------------------------------------------------------------------- HUADIAN HEAVY INDUSTRIES CO., LTD. Ticker: 601226 Security ID: Y3124L101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Financial Budget Report For For Management 9 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 10 Approve Signing of Financial Service For For Management Agreement 11 Approve CNY 222,700,000 Bank Loan For For Management Application 12 Approve Provision of Guarantee For For Management Amounting to CNY 80 Million 13 Approve Provision of Guarantee For For Management Amounting to CNY 50 Million 14.1 Elect Wen Duanchao as Non-independent For For Management Director 14.2 Elect Peng Gangping as Non-independent For For Management Director 14.3 Elect Tian Li as Non-independent For For Management Director 14.4 Elect Zhao Shengguo as Non-independent For For Management Director 14.5 Elect Guo Shuwang as Non-independent For For Management Director 14.6 Elect Yuan Xinyong as Non-independent For For Management Director 15.1 Elect Lu Daming as Independent Director For For Management 15.2 Elect Zheng Xinye as Independent For For Management Director 15.3 Elect Wang Kun as Independent Director For For Management 16.1 Elect Xu Lei as Supervisor For For Management 16.2 Elect Wang Peilin as Supervisor For For Management 16.3 Elect Wang Yanyun as Supervisor For For Management -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORP. LTD. Ticker: 1071 Security ID: Y3738Y119 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purchase of Fuel and the For For Management Annual Cap 1.2 Approve Provision of Engineering For For Management Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap 1.3 Approve Sales of Fuel and Provision of For For Management Relevant Services and the Annual Cap -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Purchase of Fuel and the For For Management Annual Cap 1b Approve Provision of Engineering For For Management Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap 1c Approve Sales of Fuel and Provision of For For Management Relevant Services and the Annual Cap 2 Approve Proposed Finance Lease None None Management Framework Agreement, the Annual Caps and Related Transactions -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Debt Financing For Against Management Instruments 3 Amend Articles of Association For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Audited Financial Reports For For Management 7 Approve 2019 Profit Distribution For For Management Proposal 8.1 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP (Special General Partnership) and BDO Limited as Domestic Auditor and Overseas Auditor, Respectively, and Authorize Board to Fix Their Remuneration 8.2 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration 9 Approve 2019 Performance Report of the For For Management Independent Directors 10 Approve 2019 Remuneration of Directors For For Management and Supervisors 11 Approve Proposed Finance Lease For For Management Framework Agreement, Maximum Financing Balance and Related Transactions 12.1 Elect Wang Xuxiang as Director and For For Management Authorize Board to Fix His Remuneration 12.2 Elect Luo Xiaoqian as Director and For For Shareholder Authorize Board to Fix His Remuneration 12.3 Elect Ni Shoumin as Director and For For Management Authorize Board to Fix His Remuneration 12.4 Elect Peng Xingyu as Director and For For Management Authorize Board to Fix His Remuneration 12.5 Elect Gou Wei as Director and For For Management Authorize Board to Fix His Remuneration 12.6 Elect Hao Bin as Director and For For Management Authorize Board to Fix His Remuneration 12.7 Elect Wang Xiaobo as Director and For For Management Authorize Board to Fix His Remuneration 12.8 Elect Feng Rong as Director and For For Management Authorize Board to Fix His Remuneration 13.1 Elect Wang Dashu as Director and For For Management Authorize Board to Fix His Remuneration 13.2 Elect Zong Wenlong as Director and For For Management Authorize Board to Fix His Remuneration 13.3 Elect Feng Zhenping as Director and For For Management Authorize Board to Fix His Remuneration 13.4 Elect Li Xingchun as Director and For For Management Authorize Board to Fix His Remuneration 14.1 Elect Chen Wei as Supervisor For For Management 14.2 Elect Ma Jing'an as Supervisor For For Management -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y119 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Debt Financing For Against Management Instruments 3 Amend Articles of Association For For Management 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve 2019 Audited Financial Reports For For Management 7 Approve 2019 Profit Distribution For For Management Proposal 8.1 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP (Special General Partnership) and BDO Limited as Domestic Auditor and Overseas Auditor, Respectively, and Authorize Board to Fix Their Remuneration 8.2 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration 9 Approve 2019 Performance Report of the For For Management Independent Directors 10 Approve 2019 Remuneration of Directors For For Management and Supervisors 11 Approve Proposed Finance Lease For For Management Framework Agreement, Maximum Financing Balance and Related Transactions 12.1 Elect Wang Xuxiang as Director and For For Management Authorize Board to Fix His Remuneration 12.2 Elect Luo Xiaoqian as Director and For For Shareholder Authorize Board to Fix His Remuneration 12.3 Elect Ni Shoumin as Director and For For Management Authorize Board to Fix His Remuneration 12.4 Elect Peng Xingyu as Director and For For Management Authorize Board to Fix His Remuneration 12.5 Elect Gou Wei as Director and For For Management Authorize Board to Fix His Remuneration 12.6 Elect Hao Bin as Director and For For Management Authorize Board to Fix His Remuneration 12.7 Elect Wang Xiaobo as Director and For For Management Authorize Board to Fix His Remuneration 12.8 Elect Feng Rong as Director and For For Management Authorize Board to Fix His Remuneration 13.1 Elect Wang Dashu as Director and For For Management Authorize Board to Fix His Remuneration 13.2 Elect Zong Wenlong as Director and For For Management Authorize Board to Fix His Remuneration 13.3 Elect Feng Zhenping as Director and For For Management Authorize Board to Fix His Remuneration 13.4 Elect Li Xingchun as Director and For For Management Authorize Board to Fix His Remuneration 14.1 Elect Chen Wei as Supervisor For For Management 14.2 Elect Ma Jing'an as Supervisor For For Management -------------------------------------------------------------------------------- HUADONG MEDICINE CO., LTD. Ticker: 000963 Security ID: Y3740R102 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related-party For For Management Transactions with Yuanda Group 6.2 Approve Daily Related-party For For Management Transactions with Huadong Group 6.3 Approve Daily Related-party For For Management Transactions with Other Related Parties 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Provision of Guarantee For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Trust Financing Application For For Management and Related Party Transactions 2 Approve Entrustment with the For For Management Management of Huafa International Coastal Garden Project and Related Party Transactions 3 Approve Entrustment with the For For Management Management of Hengqin International Financial Center Building Project and Related Party Transactions 4 Approve Entrustment with the For For Management Management of Zhuhai International Convention and Exhibition Center Phase II and Related Party Transactions 5 Approve Issuance of Asset-backed Notes For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Foreign Exchange For For Management Derivatives Trading Business 2 Approve Supply Chain Asset Special Plan For For Management 3 Approve Subsidiary's Fund Usage Plan For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Entrusted with the Management For For Management of Fushan Industrial Service Center Project and Related Party Transactions 2 Approve Entrusted with the Management For For Management of Fushan Science and Technology Center Project and Related Party Transactions 3 Approve Entrusted with the Management For For Management of Fushan Zhizao Town Life Center Project and Related Party Transactions 4 Approve Related-party Transaction in For For Management Connection to Housing Acquisition Income Right Financing Business -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Launch of Accounts Receivable For For Management Financing Business 2 Approve Entrusted Management of For For Management Residential Land Projects and Related Transactions 3 Approve Entrusted Management of For For Management Yangjiang High-tech Zone A3 Land Project and Related Transactions 4 Approve Entrusted Management of For For Management Yangjiang Yangdong Creative Lake Land Project and Related Party Transactions 5 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and For For Management Determination Method 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Use of Proceeeds For For Management 2.7 Approve Safeguard Measures of Debts For For Management Repayment 2.8 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association 5 Approve Asset-Backed Securities For For Management Special Plan and Related Party Transactions -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of the Company For For Management and Its Subsidiaries to Apply for Financing 2 Approve Guarantee Plan For For Management 3 Approve Application of Loans and For For Management Comprehensive Credit Lines 4 Approve Authorization of the Company's For For Management Management Team to Engage in External Investment 5 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Corporate Social For For Management Responsibility Report 8 Approve Report of the Independent For For Management Directors 9 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Approve Issuance of Long-term Right For For Management Including Medium-term Notes -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Financial Services Agreement 2 Approve Related Party Transaction in For For Management Connection to Special Plan for Asset-backed Issuance of Final Payment 3 Approve Related Party Transaction in For For Management Connection to Disposal of Assets 4 Approve Related Party Transaction in For For Management Connection to Loan Application -------------------------------------------------------------------------------- HUAFON MICROFIBRE (SHANGHAI) CO., LTD. Ticker: 300180 Security ID: Y3735L102 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Validity Period For For Management for the Resolution on Private Placement of Shares 2 Approve Extension of Board For For Management Authorization for the Resolution on Private Placement of Shares -------------------------------------------------------------------------------- HUAFON MICROFIBRE (SHANGHAI) CO., LTD. Ticker: 300180 Security ID: Y3735L102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Appointment of Auditor For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- HUAFON MICROFIBRE (SHANGHAI) CO., LTD. Ticker: 300180 Security ID: Y3735L102 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Issue Price and Pricing Basis For For Management 1.3 Approve Issue Size For For Management 1.4 Approve Lock-up Period For For Management 2 Approve Private Placement of Shares For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve External Investment Management For For Management System 6 Elect Chu Li as Non-Independent For For Management Director -------------------------------------------------------------------------------- HUAFU FASHION CO., LTD. Ticker: 002042 Security ID: Y013A0104 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Shibin as Independent For For Management Director 2 Elect Xuan Gangjiang as Supervisor For For Management -------------------------------------------------------------------------------- HUAFU FASHION CO., LTD. Ticker: 002042 Security ID: Y013A0104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Social Responsibility Report For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Use of Own Funds to Invest in For For Management Financial Products 10 Approve Application of Bank Credit For For Management Lines and Loan 11 Approve Guarantee Provision Plan For For Management 12 Approve Related Party Transaction For For Management 13 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- HUAFU FASHION CO., LTD. Ticker: 002042 Security ID: Y013A0104 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Issuance of For For Management Convertible Bonds 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Issue Manner and Period For For Management 3.3 Approve Target Parties and For For Management Subscription Manner 3.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 3.5 Approve Issue Scale For For Management 3.6 Approve Restriction Period Arrangement For For Management 3.7 Approve Listing Location For For Management 3.8 Approve Raised Funds Investment For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Resolution Validity Period For For Management 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Management System for External For For Management Investments 15 Amend Management System for Providing For For Management External Guarantees 16 Amend Management System of Raised Funds For For Management 17 Amend Working System for Independent For For Management Directors 18 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization on Disposal of For For Management Financial Assets -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes and Postponement of For For Management Partial Raised Fund Investment Project -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Allocation of Income and For For Management Dividends 10 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- HUAIBEI MINING HOLDINGS CO., LTD. Ticker: 600985 Security ID: Y013A7109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements and For For Management Financial Budget 3 Approve Allocation of Income and For For Management Dividends 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Application of Credit Lines For For Management 9 Approve Capital Increase in Financial For For Management Company 10 Approve Financial Service Agreement For For Management 11 Approve Company's Eligibility for For For Management Corporate Bond Issuance 12.1 Approve Issue Scale For For Management 12.2 Approve Par Value and Issue Price For For Management 12.3 Approve Bond Period For For Management 12.4 Approve Bond Interest Rate and For For Management Determination Manner 12.5 Approve Issue Manner For For Management 12.6 Approve Special Bond Provisions For For Management 12.7 Approve Usage of Raised Funds For For Management 12.8 Approve Target Parties For For Management 12.9 Approve Underwriting Method and For For Management Listing Arrangement 12.10 Approve Guarantee Arrangement For For Management 12.11 Approve Safeguard Measures of Debts For For Management Repayment 12.12 Approve Resolution Validity Period For For Management 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14.1 Elect Ma Xiangdong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUAIBEI MINING HOLDINGS CO., LTD. Ticker: 600985 Security ID: Y013A7109 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qiu Dan as Non-Independent For For Shareholder Director 1.2 Elect Li Zhi as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- HUAIHE ENERGY (GROUP) CO., LTD. Ticker: 600575 Security ID: Y9675M109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Confirmation on the Related For For Management Party Transactions Situation and Related Party Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Appointment of Internal For For Management Control Auditor 10 Approve Implementing Rules for For For Management Remuneration of Senior Management Members 11 Approve Amendments to Articles of For Against Management Association 12 Amend Operation Decision Authorization For For Management System -------------------------------------------------------------------------------- HUAKU DEVELOPMENT CO., LTD. Ticker: 2548 Security ID: Y3742X107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendments to Articles of For For Management Association 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties 7.1 Elect WANG TZE CHUN, with SHAREHOLDER For For Management NO.J120369XXX as Independent Director 7.2 Elect LAN WEN HSIANG, with SHAREHOLDER For For Management NO.T120286XXX as Independent Director 7.3 Elect CHUANG MENG HAN, with For For Management SHAREHOLDER NO.G100641XXX as Independent Director 7.4 Elect Non-independent Director No. 1 None Against Shareholder 7.5 Elect Non-independent Director No. 2 None Against Shareholder 7.6 Elect Non-independent Director No. 3 None Against Shareholder 7.7 Elect Non-independent Director No. 4 None Against Shareholder 7.8 Elect Non-independent Director No. 5 None Against Shareholder 7.9 Elect Non-independent Director No. 6 None Against Shareholder 8 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HUALAN BIOLOGICAL ENGINEERING, INC. Ticker: 002007 Security ID: Y3737H125 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Use of Own Funds to Invest in For For Management Financial Products 7 Approve to Appoint Auditor For For Management 8 Approve Waiver of Pre-emptive Right For For Shareholder 9.1 Elect Wang Yunlong as Independent For For Management Director 9.2 Elect Liu Wanli as Independent Director For For Management -------------------------------------------------------------------------------- HUAMING POWER EQUIPMENT CO., LTD. Ticker: 002270 Security ID: Y767A3109 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project 2 Approve Remuneration of Directors and For For Management Allowance of Independent Directors 3 Approve Remuneration of Supervisors For For Management 4.1 Elect Xiao Yi as Non-Independent For For Management Director 4.2 Elect Yang Jianqin as Non-Independent For For Management Director 4.3 Elect Xie Jing as Non-Independent For For Management Director 4.4 Elect Yu Jian as Non-Independent For For Management Director 4.5 Elect Lv Dazhong as Non-Independent For For Management Director 4.6 Elect Wang Yanguo as Non-Independent For For Management Director 5.1 Elect Chen Dongcai as Independent For For Management Director 5.2 Elect Cui Yuan as Independent Director For For Management 5.3 Elect Zhang Jian as Independent For For Management Director 6.1 Elect Zhu Jiancheng as Supervisor For For Management 6.2 Elect Guo Biao as Supervisor For For Management -------------------------------------------------------------------------------- HUAMING POWER EQUIPMENT CO., LTD. Ticker: 002270 Security ID: Y767A3109 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Changes in Fundraising For For Management Project 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUAMING POWER EQUIPMENT CO., LTD. Ticker: 002270 Security ID: Y767A3109 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Contract for Reclaiming For For Management State-Owned Construction Land Use Rights -------------------------------------------------------------------------------- HUAMING POWER EQUIPMENT CO., LTD. Ticker: 002270 Security ID: Y767A3109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financing Application For For Management 7 Approve Amendments to Articles of For For Management Association 8 Approve Use of Own Funds for Cash For For Management Management 9 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions for 2020 Between the Company and Huaneng Group 2 Approve Continuing Connected For For Management Transactions (from 2020 to 2022) Between the Company and Huaneng Finance 3 Approve Continuing Connected For For Management Transactions (from 2020 to 2022) Between the Company and Tiancheng Leasing -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A113 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions for 2020 Between the Company and Huaneng Group 2 Approve Continuing Connected For For Management Transactions (from 2020 to 2022) Between the Company and Huaneng Finance 3 Approve Continuing Connected For For Management Transactions (from 2020 to 2022) Between the Company and Tiancheng Leasing -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Part of the For For Management Fundraising Investment Projects 2 Elect Zhao Keyu as Director For For Management 3 Approve Increase of the Amount of the For For Management General Mandate to Issue Domestic and/or Overseas Debt Financing Instruments -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A113 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Part of the For For Management Fundraising Investment Projects 2 Elect Zhao Keyu as Director For For Management 3 Approve Increase of the Amount of the For For Management General Mandate to Issue Domestic and/or Overseas Debt Financing Instruments -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6.01 Approve Issuance of Short-term For For Management Debentures 6.02 Approve Issuance of Super Short-term For For Management Debentures 6.03 Approve Issuance of Debt Financing For For Management Instruments 7 Approve Grant of General Mandate to For For Management Issue Domestic and/or Overseas Debt Financing Instruments 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or Overseas Listed Foreign Shares 9 Approve Provision of Guarantee by For For Management Shandong Company to Its Subsidiary 10.01 Elect Zhao Keyu as Director For For Management 10.02 Elect Zhao Ping as Director For For Management 10.03 Elect Huang Jian as Director For For Management 10.04 Elect Wang Kui as Director For For Management 10.05 Elect Lu Fei as Director For For Management 10.06 Elect Teng Yu as Director For For Management 10.07 Elect Mi Dabin as Director For For Management 10.08 Elect Cheng Heng as Director For For Management 10.09 Elect Guo Hongbo as Director For Against Management 10.10 Elect Lin Chong as Director For For Management 11.01 Elect Xu Mengzhou as Director For For Management 11.02 Elect Liu Jizhen as Director For For Management 11.03 Elect Xu Haifeng as Director For For Management 11.04 Elect Zhang Xianzhi as Director For For Management 11.05 Elect Xia Qing as Director For For Management 12.01 Elect Li Shuqing as Supervisor For For Management 12.02 Elect Mu Xuan as Supervisor For For Management 12.03 Elect Ye Cai as Supervisor For For Management 12.04 Elect Gu Jianguo as Supervisor For For Management -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A113 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of For For Management Supervisory Committee 3 Approve Financial Statements For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6.01 Approve Issuance of Short-term For For Management Debentures 6.02 Approve Issuance of Super Short-term For For Management Debentures 6.03 Approve Issuance of Debt Financing For For Management Instruments 7 Approve Grant of General Mandate to For For Management Issue Domestic and/or Overseas Debt Financing Instruments 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or Overseas Listed Foreign Shares 9 Approve Provision of Guarantee by For For Management Shandong Company to Its Subsidiary 10.01 Elect Zhao Keyu as Director For For Management 10.02 Elect Zhao Ping as Director For For Management 10.03 Elect Huang Jian as Director For For Management 10.04 Elect Wang Kui as Director For For Management 10.05 Elect Lu Fei as Director For For Management 10.06 Elect Teng Yu as Director For For Management 10.07 Elect Mi Dabin as Director For For Management 10.08 Elect Cheng Heng as Director For For Management 10.09 Elect Guo Hongbo as Director For Against Management 10.10 Elect Lin Chong as Director For For Management 11.01 Elect Xu Mengzhou as Director For For Management 11.02 Elect Liu Jizhen as Director For For Management 11.03 Elect Xu Haifeng as Director For For Management 11.04 Elect Zhang Xianzhi as Director For For Management 11.05 Elect Xia Qing as Director For For Management 12.01 Elect Li Shuqing as Supervisor For For Management 12.02 Elect Mu Xuan as Supervisor For For Management 12.03 Elect Ye Cai as Supervisor For For Management 12.04 Elect Gu Jianguo as Supervisor For For Management -------------------------------------------------------------------------------- HUANENG RENEWABLES CORPORATION LIMITED Ticker: 958 Security ID: Y3739S111 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Conditional Offer by For For Management CLSA Limited to Acquire All of The Issued H Shares and Proposed Voluntary Withdrawal of Listing of the H Shares -------------------------------------------------------------------------------- HUANENG RENEWABLES CORPORATION LIMITED Ticker: 958 Security ID: Y3739S111 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Conditional Offer by For For Management CLSA Limited to Acquire All of The Issued H Shares and Proposed Voluntary Withdrawal of Listing of the H Shares -------------------------------------------------------------------------------- HUANG HSIANG CONSTRUCTION CORP. Ticker: 2545 Security ID: Y3744Z100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- HUANGSHAN NOVEL CO., LTD. Ticker: 002014 Security ID: Y3740J118 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Yi as Non-Independent For For Management Director 1.2 Elect Zhou Yuan as Non-Independent For For Management Director 1.3 Elect Gao Minjian as Non-Independent For For Management Director 1.4 Elect Bao Zuben as Non-Independent For For Management Director 1.5 Elect Fang Zhou as Non-Independent For For Management Director 1.6 Elect Shen Tao as Non-Independent For For Management Director 1.7 Elect Wang Dong as Non-Independent For For Management Director 1.8 Elect Hong Haizhou as Non-Independent For For Management Director 1.9 Elect Pan Jian as Non-Independent For For Management Director 2.1 Elect Wang Bin as Independent Director For For Management 2.2 Elect Chen Jiemiao as Independent For For Management Director 2.3 Elect Yang Jingchao as Independent For For Management Director 2.4 Elect Chen Jihua as Independent For For Management Director 2.5 Elect Cui Peng as Independent Director For For Management 3.1 Elect Jiang Wenbin as Supervisor For For Shareholder 3.2 Elect Wu Chaoyang as Supervisor For For Shareholder 4 Approve Investment in a Project For For Management -------------------------------------------------------------------------------- HUANGSHAN NOVEL CO., LTD. Ticker: 002014 Security ID: Y3740J118 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Use of Idle Own Funds to For For Management Invest in Short-term Bank Financial Products 9 Approve Wu Changqi as Supervisor For For Management -------------------------------------------------------------------------------- HUANGSHAN TOURISM DEVELOPMENT CO., LTD. Ticker: 900942 Security ID: Y37455113 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Elect Jiang Jiti as Non-Independent For For Management Director 7 Approve Appointment of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- HUANGSHAN TOURISM DEVELOPMENT CO., LTD. Ticker: 900942 Security ID: Y37455105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Elect Jiang Jiti as Non-Independent For For Management Director 7 Approve Appointment of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- HUAPONT LIFE SCIENCES CO., LTD. Ticker: 002004 Security ID: Y15896114 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Decision-making System of For For Management Related-party Transactions 3 Amend Management System of External For For Management Guarantees 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- HUAPONT LIFE SCIENCES CO., LTD. Ticker: 002004 Security ID: Y15896114 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Bank Application For Against Management and Guarantee 2 Approve Additional 2019 Daily Related For For Management Party Transactions and 2020 Daily Related Party Transactions 3 Approve Foreign Exchange Forward For For Management Transactions and Foreign Exchange Option Portfolio and Other Businesses -------------------------------------------------------------------------------- HUAPONT LIFE SCIENCES CO., LTD. Ticker: 002004 Security ID: Y15896114 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Amend Articles of Association For For Management 9 Amend Provision of Financial For For Management Assistance Management Method 10 Amend Management System of Usage of For For Management Raised Funds 11 Amend Management System for Providing For For Management External Guarantees 12 Approve Provision of Guarantee For For Management 13 Approve Provision of Financial For For Management Assistance 14 Approve Issuance of Medium-term Notes For For Management 15 Approve Overseas Issuance of Bonds For For Management -------------------------------------------------------------------------------- HUAPONT LIFE SCIENCES CO., LTD. Ticker: 002004 Security ID: Y15896114 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Spin-off of Its Subsidiary For For Management Shandong Kaisheng New Materials Co., Ltd. to the ChiNext Listing to Comply with Relevant Laws and Regulations 2 Approve Spin-off of Shandong Kaisheng For For Management New Materials Co., Ltd. Initial Public Offering and Listing on ChiNext 3 Approve the Plan for the Spin-off of For For Management the Subsidiary Shandong Kaisheng New Materials Co., Ltd. to the ChiNext Listing (Revised Draft) 4 Approve the Spin-off and Listing of For For Management Shandong Kaisheng New Materials Co., Ltd. Complies with the "Several Provisions on the Pilot Domestic Listing of Subsidiaries of Listed Companies" 5 Approve the Spin-off of Shandong For For Management Kaisheng New Materials Co., Ltd. Listing on ChiNext is Conducive to Safeguarding the Legitimate Rights and Interests of Shareholders and Creditors 6 Approve the Company's Ability to For For Management Maintain Independence and Continuous Operation 7 Approve Shandong Kaisheng New For For Management Materials Co., Ltd. has the Corresponding Standard Operation Capabilities 8 Approve Authorization of the Board and For For Management the Chairman to Handle All Related Matters -------------------------------------------------------------------------------- HUAREN PHARMACEUTICAL CO., LTD. Ticker: 300110 Security ID: Y7163A108 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Elect Qiang Li as Supervisor For For Management 5.1 Elect Yang Xiaodong as Non-Independent For For Management Director 5.2 Elect Li Yang as Non-Independent For For Management Director 5.3 Elect Zhang Xuan as Non-Independent For For Management Director -------------------------------------------------------------------------------- HUAREN PHARMACEUTICAL CO., LTD. Ticker: 300110 Security ID: Y7163A108 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Feng Genfu as Independent For For Shareholder Director 1.2 Elect Zhang Tianxi as Independent For For Shareholder Director 1.3 Elect He Dalin as Independent Director For For Shareholder -------------------------------------------------------------------------------- HUAREN PHARMACEUTICAL CO., LTD. Ticker: 300110 Security ID: Y7163A108 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Approve Allowance of Supervisors For For Management -------------------------------------------------------------------------------- HUAREN PHARMACEUTICAL CO., LTD. Ticker: 300110 Security ID: Y7163A108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426114 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Use of Partial For For Management Proceeds from Non-Public Issuance of A Shares 2.1 Elect Zhang Wei as Director For For Management 2.2 Elect Zhou Yi as Director For For Management 2.3 Elect Ding Feng as Director For For Shareholder 2.4 Elect Chen Yongbing as Director For For Shareholder 2.5 Elect Xu Qing as Director For For Shareholder 2.6 Elect Hu Xiao as Director For For Management 2.7 Elect Wang Tao as Director For For Management 2.8 Elect Zhu Xuebo as Director For For Management 2.9 Elect Chen Chuanming as Director For For Management 2.10 Elect Lee Chi Ming as Director For For Management 2.11 Elect Liu Yan as Director For For Management 2.12 Elect Chen Zhibin as Director For For Management 2.13 Elect Ma Qun as Director For For Management 3.1 Elect Zhang Ming as Supervisor For For Shareholder 3.2 Elect Yu Lanying as Supervisor For For Shareholder 3.3 Elect Zhang Xiaohong as Supervisor For For Shareholder 3.4 Elect Fan Chunyan as Supervisor For For Management -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426106 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Use of Partial For For Management Proceeds from Non-Public Issuance of A Shares 2.1 Elect Zhang Wei as Director For For Management 2.2 Elect Zhou Yi as Director For For Management 2.3 Elect Ding Feng as Director For For Shareholder 2.4 Elect Chen Yongbing as Director For For Shareholder 2.5 Elect Xu Qing as Director For For Shareholder 2.6 Elect Hu Xiao as Director For For Management 2.7 Elect Wang Tao as Director For For Management 2.8 Elect Zhu Xuebo as Director For For Management 3.1 Elect Chen Chuanming as Director For For Management 3.2 Elect Lee Chi Ming as Director For For Management 3.3 Elect Liu Yan as Director For For Management 3.4 Elect Chen Zhibin as Director For For Management 3.5 Elect Ma Qun as Director For For Management 4.1 Elect Zhang Ming as Supervisor For For Shareholder 4.2 Elect Yu Lanying as Supervisor For For Shareholder 4.3 Elect Zhang Xiaohong as Supervisor For For Shareholder 4.4 Elect Fan Chunyan as Supervisor For For Management -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426114 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6.1 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Guoxin Investment Group Limited and Its Related Companies 6.2 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Communications Holding Co., Ltd. and Its Related Companies 6.3 Approve Ordinary Related-Party For For Management Transactions with Govtor Capital Group Co., Ltd. and Its Related Companies 6.4 Approve Ordinary Related-Party For For Management Transactions with Other Related Parties 7 Approve 2020 Estimated Investment For For Management Amount for Proprietary Business 8 Approve KPMG Huazhen LLP as Auditor For For Management for Annual Accounting Statements and as Internal Control Auditor and Fix Their Remuneration 9 Elect Wang Jianwen as Director For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Statements For For Management 4 Approve 2019 Annual Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6.1 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Guoxin Investment Group Limited and Its Related Companies 6.2 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Communications Holding Co., Ltd. and Its Related Companies 6.3 Approve Ordinary Related-Party For For Management Transactions with Govtor Capital Group Co., Ltd. and Its Related Companies 6.4 Approve Ordinary Related-Party For For Management Transactions with Other Related Parties 7 Approve 2020 Estimated Investment For For Management Amount for Proprietary Business 8 Approve KPMG Huazhen LLP as Auditor For For Management for Annual Accounting Statements and as Internal Control Auditor and Fix Their Remuneration 9 Elect Wang Jianwen as Director For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUATIAN HOTEL GROUP CO. LTD. Ticker: 000428 Security ID: Y3767W109 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renovation Project of For For Management Subsidiary 2.1 Elect Li Wenfeng as Supervisor For For Shareholder 2.2 Elect Deng Xiaochun as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUATIAN HOTEL GROUP CO. LTD. Ticker: 000428 Security ID: Y3767W109 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Transfer of Equity For For Management 3 Approve Transfer of 100% Equity For For Management 4 Approve Acquisition of 100% Equity and For For Management Related Claims of Wholly-owned Subsidiary -------------------------------------------------------------------------------- HUATIAN HOTEL GROUP CO. LTD. Ticker: 000428 Security ID: Y3767W109 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity For Did Not Vote Management 2 Approve Transfer of Claims For Did Not Vote Management -------------------------------------------------------------------------------- HUATIAN HOTEL GROUP CO. LTD. Ticker: 000428 Security ID: Y3767W109 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- HUATIAN HOTEL GROUP CO. LTD. Ticker: 000428 Security ID: Y3767W109 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Guoping as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- HUATIAN HOTEL GROUP CO. LTD. Ticker: 000428 Security ID: Y3767W109 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Comprehensive Credit Line For For Management Application 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUATIAN HOTEL GROUP CO. LTD. Ticker: 000428 Security ID: Y3767W109 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management and Related Party Transactions -------------------------------------------------------------------------------- HUAXI SECURITIES CO., LTD. Ticker: 002926 Security ID: Y374D7102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Amend Articles of Association For For Management 10 Approve Related Party Transactions For For Management 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469106 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue of Overseas Bonds of For For Management Overseas Wholly-owned Subsidiary 2 Approve Authorization of the Board for For For Management Issuance of Overseas Bonds -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469114 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue of Overseas Bonds of For For Management Overseas Wholly-owned Subsidiary 2 Approve Authorization of the Board for For For Management Issuance of Overseas Bonds -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Dividends 5 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary for Overseas Bonds Issuance 6 Approve Provision of Guarantee to For Against Management Subsidiaries 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469114 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Dividends 5 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary for Overseas Bonds Issuance 6 Approve Provision of Guarantee to For Against Management Subsidiaries 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- HUAXUN FANGZHOU CO., LTD. Ticker: 000687 Security ID: Y3120D103 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Guarantee to For For Shareholder Controlling Shareholder and Related-party Transaction -------------------------------------------------------------------------------- HUAXUN FANGZHOU CO., LTD. Ticker: 000687 Security ID: Y3120D103 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- HUAXUN FANGZHOU CO., LTD. Ticker: 000687 Security ID: Y3120D103 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Transfer of Accounts Receivable 2 Approve Amendments to Articles of For For Management Association 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- HUAXUN FANGZHOU CO., LTD. Ticker: 000687 Security ID: Y3120D103 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HUAXUN FANGZHOU CO., LTD. Ticker: 000687 Security ID: Y3120D103 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhu Zhichao as Non-independent For For Management Director 2 Elect Wu Xiaoguang as Supervisor For For Management -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Loan by For For Management Wholly-owned Subsidiary 2 Approve Application of Bank Credit For For Management Lines 3 Approve Provision of Domestic Pledge For For Management for Overseas Loans of Wholly-Owned Subsidiary -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Disposal Agreement -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Bank Credit Lines 2 Approve Provision of Guarantee to For For Management Company 3 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Credit Lines from China Merchants Bank 2 Approve Related Party Transaction in For For Management Connection to Provision of Pledge Guarantee 3 Approve Application of Comprehensive For For Management Credit Lines from China Zheshang Bank 4 Approve Related Party Transaction in For For Management Connection to Guarantee Provision Plan 5 Approve Related Party Transaction in For For Management Connection to Changes in Loan Guarantee -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplementary Guarantee for For For Management the Company's Comprehensive Credit Line Application 2 Approve Supplementary Guarantee for For For Management the Company's Bank Loan -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity Income For For Management Rights and Repurchase Extension as well as Guarantee Period Extension -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisor 4 Approve Financial Statements For Against Management 5 Approve Financial Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Related Party Transaction For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Changes in Accounting Policies For For Management 12 Elect Gao Hui as Non-Independent For For Management Director 13 Approve Repurchase and Cancellation of For For Management Performance Shares 14 Approve Change in Usage of Raise Funds For For Management to Permanently Replenish Company's Working Capital 15 Approve Company's Eligibility for For For Management Private Placement of Shares 16.1 Approve Share Type and Par Value For For Management 16.2 Approve Issue Manner For For Management 16.3 Approve Pricing Method and Issue Price For For Management 16.4 Approve Issue Size For For Management 16.5 Approve Target Subscribers and For For Management Subscription Method 16.6 Approve Lock-up Period For For Management 16.7 Approve Listing Exchange For For Management 16.8 Approve Resolution Validity Period For For Management 16.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 16.10 Approve Amount and Use of Proceeds For For Management 17 Approve Plan on Private Placement of For For Management Shares 18 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 19 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 20 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 21 Approve Shareholder Return Plan For For Management 22 Approve Report on the Usage of For For Management Previously Raised Funds 23 Approve to Establish a Special Deposit For For Management Account for Raised Funds 24.1 Approve Conditional Share Subscription For For Management Agreement with Zhejiang Dongyang Alibaba Pictures Co., Ltd. 24.2 Approve Conditional Share Subscription For For Management Agreement with Shenzhen Tencent Computer System Co., Ltd. 24.3 Approve Conditional Share Subscription For For Management Agreement with Sunshine Life Insurance Co., Ltd. 24.4 Approve Conditional Share Subscription For For Management Agreement with Xiangshan Dacheng Tianxia Cultural Development Co., Ltd. 24.5 Approve Conditional Share Subscription For For Management Agreement with Shanghai Yuyuan Tourist Mall (Group) Co., Ltd. 24.6 Approve Conditional Share Subscription For For Management Agreement with Beijing Minghe Investment Group Co., Ltd. 24.7 Approve Conditional Share Subscription For For Management Agreement with Xintai Life Insurance Co., Ltd. 24.8 Approve Conditional Share Subscription For For Management Agreement with Ningbo Sanli Jingkong Industrial Co., Ltd. 24.9 Approve Conditional Share Subscription For For Management Agreement with Shandong Jingda Technology Industry Development Co., Ltd. 25.1 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Zhejiang Dongyang Alibaba Pictures Co., Ltd. 25.2 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Shenzhen Tencent Computer System Co., Ltd. 25.3 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Sunshine Life Insurance Co., Ltd. 25.4 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Xiangshan Dacheng Tianxia Cultural Development Co., Ltd. 25.5 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Shanghai Yuyuan Tourist Mall (Group) Co., Ltd. 25.6 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Beijing Minghe Investment Group Co., Ltd. 25.7 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Xintai Life Insurance Co., Ltd. 25.8 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Ningbo Sanli Jingkong Industrial Co., Ltd. 25.9 Approve Signing of Conditional For For Management Strategic Cooperation Framework Agreement with Shandong Jingda Technology Industry Development Co., Ltd. 26 Approve Authorization of the Board to For For Management Handle All Related Matters 27 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Entrusted Loan For For Management Application, Guarantee Pledge Provision and Provision of Guarantee by Related Natural Person -------------------------------------------------------------------------------- HUAYI ELECTRIC CO., LTD. Ticker: 600290 Security ID: Y8182W105 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Provision of For For Management Guarantee and Related Party Transactions for Controlling Shareholder -------------------------------------------------------------------------------- HUAYI ELECTRIC CO., LTD. Ticker: 600290 Security ID: Y8182W105 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer and Transfer For For Management of Investment Projects -------------------------------------------------------------------------------- HUAYI ELECTRIC CO., LTD. Ticker: 600290 Security ID: Y8182W105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Provision for Asset Impairment For For Management and Write-off Asset 6 Approve Annual Report and Summary For Against Management 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transaction For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Guarantee Provision by For For Management Wholly-owned Subsidiary for the Company 11 Approve Application of Bank Credit For For Management Lines 12 Approve Management System for For For Management Prevention of Controlling Shareholders and Related Parties from Occupying Company Funds 13 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- HUAYU AUTOMOTIVE SYSTEMS CO., LTD. Ticker: 600741 Security ID: Y3750U102 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Xiaoqiu as Non-Independent For For Management Director 2 Elect Zhuang Jingxiong as Supervisor For For Management -------------------------------------------------------------------------------- HUAYU AUTOMOTIVE SYSTEMS CO., LTD. Ticker: 600741 Security ID: Y3750U102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Credit Line Bank Application For For Management and Guarantee Provision 9 Approve Provision of Guarantee For For Management 10 Approve Appointment of Financial For For Management Auditor 11 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- HUAYUAN PROPERTY CO., LTD. Ticker: 600743 Security ID: Y3747F101 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Asset Backed For For Management Securities -------------------------------------------------------------------------------- HUAYUAN PROPERTY CO., LTD. Ticker: 600743 Security ID: Y3747F101 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Overseas Issuance of Foreign For For Management Currency Bonds -------------------------------------------------------------------------------- HUAYUAN PROPERTY CO., LTD. Ticker: 600743 Security ID: Y3747F101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and Audit For For Management Report 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Investment Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee by For For Management Beijing Huayuan Group Corporation 9 Approve Provision of Working Capital For For Management 10 Approve Provision of Guarantee for For Against Management Controlled Subsidiary 11 Approve Asset Mortgage For Against Management 12 Approve Social Donations For For Management 13 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 14 Approve Issuance of Corporate Bonds For For Management 15 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 16 Approve Issuance External Currency For For Management Bonds 17 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance External Currency Bonds -------------------------------------------------------------------------------- HUAZHU GROUP LIMITED Ticker: HTHT Security ID: 44332N106 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors 2 Elect Director Min (Jenny) Zhang For Against Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Asset For For Management Management Company -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Payment of Audit Fees of For For Management Financial Auditor and Internal Control Auditor 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Wenxia as Non-Independent For For Management Director 1.2 Elect Chen Dali as Non-Independent For For Management Director 1.3 Elect Long Fei as Non-Independent For For Management Director -------------------------------------------------------------------------------- HUBEI BROADCASTING & TELEVISION INFORMATION NETWORK CO., LTD. Ticker: 000665 Security ID: Y9716F105 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- HUBEI BROADCASTING & TELEVISION INFORMATION NETWORK CO., LTD. Ticker: 000665 Security ID: Y9716F105 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Jianhong as For For Management Non-Independent Director 1.2 Elect Zeng Wen as Non-Independent For For Shareholder Director 2 Approve Appointment of Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- HUBEI BROADCASTING & TELEVISION INFORMATION NETWORK CO., LTD. Ticker: 000665 Security ID: Y9716F105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Application of Bank Credit For For Management Lines 8.1 Approve Related-party Transactions in For For Management Connection to Purchasing of Goods and Renting Houses from Controlling Shareholders and Related Parties 8.2 Approve Related-party Transactions in For For Management Connection to Selling of Goods and Providing Services to Controlling Shareholders and Related Parties 8.3 Approve Related-party Transactions in For For Management Connection to Renting of Houses 8.4 Approve Related-party Transactions in For For Management Connection to Accepting of Labor Services from CITIC Guoan Guangshi Network Co., Ltd. 8.5 Approve Related-party Transactions in For For Management Connection to Providing Labor Services to CITIC Guoan Guangshi Network Co., Ltd. 8.6 Approve Related-party Transactions in For For Management Connection to Purchasing of Goods and Renting Houses from Other Related Parties 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Approve Internal Control For For Management Self-Evaluation Report -------------------------------------------------------------------------------- HUBEI CENTURY NETWORK TECHNOLOGY CO., LTD. Ticker: 300494 Security ID: Y374CT105 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Junfang as Non-Independent For For Management Director -------------------------------------------------------------------------------- HUBEI CENTURY NETWORK TECHNOLOGY CO., LTD. Ticker: 300494 Security ID: Y374CT105 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Own Funds to Purchase For For Management Financial Products 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9.1 Approve Share Type and Par Value For For Management 9.2 Approve Issue Manner and Issue Time For For Management 9.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 9.4 Approve Issue Size For For Management 9.5 Approve Target Subscribers and For For Management Subscription Method 9.6 Approve Lock-up Period For For Management 9.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 9.8 Approve Listing Exchange For For Management 9.9 Approve Amount and Use of Proceeds For For Management 9.10 Approve Resolution Validity Period For For Management 10 Approve Private Placement of Shares For For Management 11 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 16 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HUBEI CHUTIAN SMART COMMUNICATION CO., LTD. Ticker: 600035 Security ID: Y37478107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions in For For Management Connection with Highway Toll System Technical Transformation Project 2 Approve Signing of Major Contracts and For For Management Related Transactions -------------------------------------------------------------------------------- HUBEI CHUTIAN SMART COMMUNICATION CO., LTD. Ticker: 600035 Security ID: Y37478107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Guo Yuemei as Independent For For Management Director -------------------------------------------------------------------------------- HUBEI CHUTIAN SMART COMMUNICATION CO., LTD. Ticker: 600035 Security ID: Y37478107 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Participation in Equity Auction For For Management 3 Approve Financial Services Agreement For For Management 4.1 Elect Wang Nanjun as Non-Independent For For Management Director 4.2 Elect Liu Xianfu as Non-Independent For For Management Director 4.3 Elect Zhou Anjun as Non-Independent For For Management Director 4.4 Elect Ruan Yiheng as Non-Independent For For Management Director 4.5 Elect Liu Gang as Non-Independent For For Management Director 4.6 Elect Song Xiaofeng as Non-Independent For For Management Director 5.1 Elect Li Juan as Independent Director For For Management 5.2 Elect Ning Lizhi as Independent For For Management Director 5.3 Elect Guo Yuemei as Independent For For Management Director 6.1 Elect Wang Hai as Supervisor For For Management 6.2 Elect Li Lin as Supervisor For For Management 6.3 Elect Zhou Chunhui as Supervisor For For Management -------------------------------------------------------------------------------- HUBEI CHUTIAN SMART COMMUNICATION CO., LTD. Ticker: 600035 Security ID: Y37478107 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- HUBEI CHUTIAN SMART COMMUNICATION CO., LTD. Ticker: 600035 Security ID: Y37478107 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Hubei Daguangbei Expressway Co., Ltd. 2 Approve Provision of Guarantee to For For Management Hubei Chutian Edong Expressway Co., Ltd. -------------------------------------------------------------------------------- HUBEI DINGLONG CO., LTD. Ticker: 300054 Security ID: Y3745B102 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUBEI DINGLONG CO., LTD. Ticker: 300054 Security ID: Y3745B102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Change of Use Repurchased For For Shareholder Shares 8 Approve Repurchase of Compensation For For Shareholder Shares and Cash Back of Restructuring Performance Commitment 9 Approve Shareholder Return Plan For For Shareholder 10 Amend Articles of Association For For Shareholder 11 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors 12 Amend External Investment and For For Shareholder Guarantee Management System -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tian Zexin as Non-Independent For For Management Director 2 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Internal Control For For Management Auditor 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Deposit and Loan Related For For Management Transaction 9 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tian Zexin as Non-Independent For For Management Director 1.2 Elect Wen Zhenfu as Non-Independent For For Management Director 1.3 Elect Chen Zhixiang as Non-Independent For For Management Director 1.4 Elect Guan Jielin as Non-Independent For For Management Director 1.5 Elect Huang Zhongchu as For For Management Non-Independent Director 1.6 Elect Zhong Ruyao as Non-Independent For For Management Director 2.1 Elect Li Xiyuan as Independent Director For For Management 2.2 Elect Yang Hanming as Independent For For Management Director 2.3 Elect Li Yinxiang as Independent For For Management Director 3.1 Elect Yang Guifang as Supervisor For For Shareholder 3.2 Elect Guo Jianan as Supervisor For For Shareholder 3.3 Elect Zhang Tangrong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUBEI FUXING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000926 Security ID: Y3747K100 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Repurchase of the Company's For For Management Shares 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Repurchase of the Company's Shares -------------------------------------------------------------------------------- HUBEI FUXING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000926 Security ID: Y3747K100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Approve Authorization of Chairman to For For Management Handle All Related Matters Regarding Land Bidding 9 Approve Provision of Guarantee For For Management 10 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 11 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital 12 Approve Report of the Board of For For Management Supervisors 13.1 Elect Tan Shaoqun as Non-Independent For For Management Director 13.2 Elect Feng Dongxing as Non-Independent For For Management Director 13.3 Elect Zhang Jing as Non-Independent For For Management Director 13.4 Elect Tan Qicai as Non-Independent For For Management Director 13.5 Elect Feng Junxiu as Non-Independent For For Management Director 13.6 Elect Tang Wenhua as Non-Independent For For Management Director 14.1 Elect Zhao Man as Independent Director For For Management 14.2 Elect Feng Dexiong as Independent For For Management Director 14.3 Elect Xia Xinping as Independent For For Management Director 15.1 Elect Li Li as Supervisor For For Management 15.2 Elect Xiao Jianming as Supervisor For For Management -------------------------------------------------------------------------------- HUBEI JIUZHIYANG INFRARED SYSTEM CO., LTD. Ticker: 300516 Security ID: Y374D0107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Use of Idle Own Funds for Cash For For Management Management 8 Approve Change in Registered Capital For For Management and Amend Articles of Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUBEI JUMPCAN PHARMACEUTICAL CO., LTD. Ticker: 600566 Security ID: Y3120L105 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment on For For Management Conversion Price of Convertible Bonds 2 Approve Authorization of the Board to For For Management Handle All Related Matters 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Management System of Raised Funds For For Management 8 Approve Formulation of On-site Working For For Management System for Independent Directors 9 Approve Implementing Rules for For For Management Cumulative Voting System 10.1 Elect Cao Longxiang as Non-Independent For For Management Director 10.2 Elect Cao Fei as Non-Independent For For Management Director 10.3 Elect Huang Qurong as Non-Independent For For Management Director 10.4 Elect Liu Jun as Non-Independent For For Management Director 11.1 Elect Yao Hong as Independent Director For For Management 11.2 Elect Lu Chaojun as Independent For For Management Director 11.3 Elect Zhu Siyi as Independent Director For For Management 12.1 Elect Sun Rong as Supervisor For For Management 12.2 Elect Zhou Xinchun as Supervisor For For Management -------------------------------------------------------------------------------- HUBEI JUMPCAN PHARMACEUTICAL CO., LTD. Ticker: 600566 Security ID: Y3120L105 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For Against Management Supervisors 8 Approve Shareholder Return Plan For For Management 9 Approve Company's Eligibility for For For Management Private Placement of Shares 10.1 Approve Share Type and Par Value For For Management 10.2 Approve Issue Manner and Issue Time For For Management 10.3 Approve Target Subscribers and For For Management Subscription Method 10.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 10.5 Approve Issue Scale For For Management 10.6 Approve Lock-up Period For For Management 10.7 Approve Raised Funds Investment For For Management 10.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 10.9 Approve Resolution Validity Period For For Management 10.10 Approve Listing Location For For Management 11 Approve Plan for Private Placement of For For Management New Shares 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Authorization of the Board and For For Management Board Authorized Person to Handle All Related Matters 16 Approve Completion of Raised Funds For For Management Investment Project and Use Excess Raised Funds to Supplement Working Capital -------------------------------------------------------------------------------- HUBEI MAILYARD SHARE CO., LTD. Ticker: 600107 Security ID: Y3746R106 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Jingnan as Non-Independent For For Shareholder Director 1.2 Elect Zheng Jiping as Non-Independent For For Shareholder Director 1.3 Elect Zhang Long as Non-Independent For For Shareholder Director 1.4 Elect Wu Jianhua as Non-Independent For For Shareholder Director 1.5 Elect Xing Yanxia as Non-Independent For For Shareholder Director 1.6 Elect Zhou Daxin as Non-Independent For For Shareholder Director 2.1 Elect Ma Zhiming as Independent For For Shareholder Director 2.2 Elect Wang Zhenpo as Independent For For Shareholder Director 2.3 Elect Yu Jianfeng as Independent For For Shareholder Director 3.1 Elect Liu Na as Supervisor For For Shareholder 3.2 Elect Yu Ying as Supervisor For For Shareholder 3.3 Elect Hao Liming as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUBEI MAILYARD SHARE CO., LTD. Ticker: 600107 Security ID: Y3746R106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Use of Own Funds to Purchase For For Management Financial Products 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Report of the Independent For For Management Directors 12 Approve Purchase of Liability For For Shareholder Insurance for Directors, Supervisors and Senior Management Members 13.1 Elect Qiu Xiaojian as Non-independent For For Management Director 13.2 Elect Zhang Yi as Non-independent For For Management Director 14.1 Elect Cao Xi as Supervisor For For Management -------------------------------------------------------------------------------- HUBEI XINGFA CHEMICALS GROUP CO., LTD. Ticker: 600141 Security ID: Y3747R105 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HUBEI XINGFA CHEMICALS GROUP CO., LTD. Ticker: 600141 Security ID: Y3747R105 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve the Allowance of Directors For For Management 6 Approve the Allowance of Supervisors For For Management 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor and to Fix For For Management Their Remuneration 9 Amend Articles of Association For For Management 10 Approve Related Party Transaction For For Management 11 Approve Issuance of Super Short-term For For Management Commercial Papers 12 Approve Issuance of Medium-term Notes For For Management 13 Approve Application of Bank Credit For For Management Lines 14 Approve Provision of Guarantee For Against Management 15 Approve Company's Eligibility for For For Management Private Placement of Shares 16.1 Approve Issue Type and Par Value For For Management 16.2 Approve Issue Manner and Period For For Management 16.3 Approve Target Parties and For For Management Subscription Manner 16.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 16.5 Approve Issue Scale For For Management 16.6 Approve Restriction Period Arrangement For For Management 16.7 Approve Amount and Usage of Raised For For Management Funds 16.8 Approve Listing Location For For Management 16.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 16.10 Approve Resolution Validity Period For For Management 17 Approve Plan on Private Placement of For For Management Shares 18 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 19 Approve Report on the Usage of For For Management Previously Raised Funds 20 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 21 Approve Shareholder Return Plan For For Management 22 Approve Related Party Transactions in For For Management Connection to Private Placement and Controlling Shareholder's Participation in Subscription to Company's Share Issuance and Signing of Conditional Share Subscription Agreement 23 Approve Authorization of Board to For For Management Handle All Related Matters 24.1 Elect Wang Jie as Non-independent For For Management Director 25.1 Elect Miao Xiangshui as Independent For For Management Director 25.2 Elect Cui Daqiao as Independent For For Management Director -------------------------------------------------------------------------------- HUDACO INDUSTRIES LTD. Ticker: HDC Security ID: S36300101 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Clifford Amoils as Director For For Management 1.2 Re-elect Nyami Mandindi as Director For For Management 1.3 Re-elect Mark Thompson as Director For For Management 2 Reappoint BDO South Africa For For Management Incorporated as Auditors of the Company and Reappoint Vanessa de Villiers as the Individual Registered Auditor 3.1 Re-elect Daisy Naidoo as Member of the For For Management Audit and Risk Management Committee 3.2 Re-elect Nyami Mandindi as Member of For For Management the Audit and Risk Management Committee 3.3 Re-elect Mark Thompson as Member of For For Management the Audit and Risk Management Committee 1 Approve Non-executive Directors' For For Management Remuneration 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 2 Approve Financial Assistance to For For Management Subsidiaries 3 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Board to Issue Authorised For For Management but Unissued Ordinary Shares 5 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Joint Venture For For Management Company 2 Approve Use of Idle Raised Funds for For For Management Cash Management 3 Approve Financial Derivatives For For Management Transactions 4 Approve Use of Own Funds to Purchase For For Management Bank Financial Products -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Joint Venture For Did Not Vote Management Company 2 Approve Use of Idle Raised Funds for For Did Not Vote Management Cash Management 3 Approve Financial Derivatives For Did Not Vote Management Transactions 4 Approve Use of Own Funds to Purchase For Did Not Vote Management Bank Financial Products -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Credit Line Bank Application For For Management -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Financial Statements For Did Not Vote Management 3 Approve Report of the Board of For Did Not Vote Management Directors 4 Approve Report of the Board of For Did Not Vote Management Supervisors 5 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 6 Approve 2019 Daily Related Party For Did Not Vote Management Transaction and 2020 Daily Related Party Transactions 7 Approve Remuneration of Directors and For Did Not Vote Management Supervisors 8 Approve Credit Line Bank Application For Did Not Vote Management -------------------------------------------------------------------------------- HUIZHOU SPEED WIRELESS TECHNOLOGY CO., LTD. Ticker: 300322 Security ID: Y3736D109 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2 Approve Company's Plan for Issuance of For For Management Convertible Bonds 3.1 Approve Type of Securities For For Management 3.2 Approve Issue Scale For For Management 3.3 Approve Bond Maturity For For Management 3.4 Approve Par Value and Issuance Price For For Management 3.5 Approve Bond Interest Rate For For Management 3.6 Approve Period and Method of Interest For For Management Payment 3.7 Approve Conversion Period For For Management 3.8 Approve Determination Method of Share For For Management Conversion 3.9 Approve Determination of Conversion For For Management Price and Its Adjustments 3.10 Approve Downward Adjustment of Share For For Management Conversion 3.11 Approve Terms of Redemption For For Management 3.12 Approve Terms of Sell-back For For Management 3.13 Approve Dividend Distribution After For For Management Share Conversion 3.14 Approve Issuance Method and Target For For Management Subscribers 3.15 Approve Placing Arrangements for For For Management Shareholders 3.16 Approve Meeting of the Bondholders For For Management 3.17 Approve Use of Proceeds For For Management 3.18 Approve Guarantee Matters For For Management 3.19 Approve Resolution Validity Period For For Management 3.20 Approve Management and Deposit of For For Management Proceeds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 8 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 9 Approve Rules and Procedures Regarding For For Management the Meeting of the Convertible Bondholders 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HUIZHOU SPEED WIRELESS TECHNOLOGY CO., LTD. Ticker: 300322 Security ID: Y3736D109 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Kunhua as Non-Independent For For Management Director 1.2 Elect Zhu Xudong as Non-Independent For For Management Director 1.3 Elect Wen Qiaofu as Non-Independent For For Management Director 1.4 Elect Yu Bin as Non-Independent For For Management Director 1.5 Elect Huang Gang as Non-Independent For For Management Director 1.6 Elect Sun Jinshan as Non-Independent For For Management Director 2.1 Elect Zhang Yaoping as Independent For For Management Director 2.2 Elect Yuan Min as Independent Director For For Management 2.3 Elect Li Wang as Independent Director For For Management 3.1 Elect Jin Kun as Supervisor For For Management 3.2 Elect Zhou Quan as Supervisor For For Management 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUIZHOU SPEED WIRELESS TECHNOLOGY CO., LTD. Ticker: 300322 Security ID: Y3736D109 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in 5G Industry For For Management Headquarters and Production Base Projects -------------------------------------------------------------------------------- HUIZHOU SPEED WIRELESS TECHNOLOGY CO., LTD. Ticker: 300322 Security ID: Y3736D109 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Convertible For For Management Bond Issuance 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Pricing Reference Date, For For Management Pricing Principle and Issue Price 3.4 Approve Issue Size For For Management 3.5 Approve Target Subscribers and For For Management Subscription Method 3.6 Approve Lock-up Period For For Management 3.7 Approve Listing Exchange For For Management 3.8 Approve Resolution Validity Period For For Management 3.9 Approve Use of Proceeds For For Management 4 Approve Plan for Private Placement of For For Management Shares 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 7 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 10 Approve Special Accounts for Raised For For Management Funds 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HUIZHOU SPEED WIRELESS TECHNOLOGY CO., LTD. Ticker: 300322 Security ID: Y3736D109 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner For For Management 2.2 Approve Pricing Reference Date, For For Management Pricing Principle and Issue Price 2.3 Approve Issue Amount For For Management 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Lock-up Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- HUIZHOU SPEED WIRELESS TECHNOLOGY CO., LTD. Ticker: 300322 Security ID: Y3736D109 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Audit Report For For Management 4 Approve External Guarantee Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Credit Line For For Management Application 8 Approve Comprehensive Bank Credit Line For For Management and Guarantee Provision for Jiangsu Kyle Biometrics Technology Co., Ltd. 9 Approve Comprehensive Bank Credit Line For For Management and Guarantee Provision for Dongguan Hezhong Thermal Technology Co., Ltd. 10 Approve Comprehensive Bank Credit Line For For Management and Guarantee Provision for Suzhou Shuobeide Communication Technology Co. , Ltd. 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Detailed Rules for Online Voting of the Shareholders General Meeting 12 Approve Amendments to Articles of For For Management Association 13 Approve Appointment of Auditor For For Management 14 Approve Remuneration (and Allowances) For For Management of Directors 15 Approve Daily Related Party For For Management Transactions 16 Approve Report of the Board of For For Management Supervisors 17 Approve Remuneration (and Allowances) For For Management of Supervisors -------------------------------------------------------------------------------- HULUDAO ZINC INDUSTRY CO., LTD. Ticker: 000751 Security ID: Y37615104 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Supplementary Related For For Management Party Transaction 2 Approve 2020 Estimated Related Party For For Management Transaction -------------------------------------------------------------------------------- HULUDAO ZINC INDUSTRY CO., LTD. Ticker: 000751 Security ID: Y37615104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Provision for Asset Impairment For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Provision of Guarantee For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUMAN SOFT HOLDING CO. KSCC Ticker: HUMANSOFT Security ID: M5299Z107 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: DEC 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Auditors and Fix Their For For Management Remuneration for FY 2019 -------------------------------------------------------------------------------- HUMAN SOFT HOLDING CO. KSCC Ticker: HUMANSOFT Security ID: M5299Z107 Meeting Date: MAR 23, 2020 Meeting Type: Annual/Special Record Date: MAR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Special Report on Violations For For Management and Penalties 5 Approve Corporate Governance Report For For Management for FY 2019 6 Approve Internal Audit Committee For For Management Report for FY 2019 7 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve for FY 2019 8 Approve Discontinuing the Optional For For Management Reserve Transfer for FY 2019 9 Approve Dividends of KWD 0.200 per For For Management Share 10 Authorize Bonus Shares Issue For For Management Representing 10 Percent of the Share Capital for FY 2019 11 Approve Remuneration Report for FY 2019 For Against Management 12 Approve Remuneration of Directors of For For Management KWD 200,000 13 Approve Related Party Transactions for For For Management FY 2019 and FY 2020 14 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 15 Approve Discharge of Directors for FY For For Management 2019 16 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 1 Authorize Capitalization of Reserves For For Management for Bonus Issue Representing 10% of Share Capital 2 Amend Articles to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- HUMANWELL HEALTHCARE (GROUP) CO., LTD. Ticker: 600079 Security ID: Y9716L102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 8 Approve Remuneration of Directors, For For Management Supervisors, and Senior Management Members 9.1 Elect Li Jie as Non-Independent For For Management Director 9.2 Elect Deng Xiafei as Non-Independent For For Management Director 9.3 Elect Zhang Xiaodong as For For Management Non-Independent Director 9.4 Elect Zhou Hansheng as Non-Independent For For Management Director 9.5 Elect Wang Xuehai as Non-Independent For For Management Director 9.6 Elect Huang Feng as Non-Independent For For Management Director 9.7 Elect Liu Linqing as Independent For For Management Director 9.8 Elect He Qisheng as Independent For For Management Director 9.9 Elect Wang Xuegong as Independent For For Management Director 10.1 Elect Du Xuexin as Supervisor For For Management 10.2 Elect Qi Min as Supervisor For For Management 10.3 Elect Zheng Chenggang as Supervisor For For Management 11 Approve Provision of Guarantee for For For Management Subsidiary 12 Approve Provision of Related Guarantee For For Management for Subsidiary 13 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- HUNAN AIHUA GROUP CO., LTD. Ticker: 603989 Security ID: Y3761D107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Related Party Transaction For For Management 8 Approve Use of Bank Acceptance Bills For For Management to Pay for Raised Funds Investment Projects and Replace the Same Amount with Raised Funds 9 Approve Application of Bank Credit For For Management Lines 10 Approve to Appoint Auditor For For Management 11 Approve Change in Registered Capital For Against Management and Amend Articles of Association 12 Approve Shareholder Return Plan For For Management 13 Approve Use of Idle Raised Funds to For For Management Purchase Financial Products 14 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 15 Elect Ai Liang as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- HUNAN CORUN NEW ENERGY CO., LTD. Ticker: 600478 Security ID: Y1295J103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Qin as Non-independent For For Management Director 2.1 Elect Peng Jiahu as Supervisor For For Management -------------------------------------------------------------------------------- HUNAN CORUN NEW ENERGY CO., LTD. Ticker: 600478 Security ID: Y1295J103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Duty Performance Report of For For Management Audit Committee 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor 10 Approve Credit Line Application For For Management 11 Approve Guarantee Provision Plan For For Management 12 Approve Changes in Accounting Policies For For Management 13 Approve Provision of Guarantee to For For Management Subsidiaries 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Guarantee For Against Management -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For Against Management Validity Period in Connection to Private Placement 2 Approve Extension in Authorization for For Against Management Board to Handle All Matters Related to Private Placement -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Price and Pricing Manner For For Management 2.2 Approve Lock-up Period For For Management 2.3 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Signing of Supplemental For For Management Subscription Agreement -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Guarantee Provision Plan For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 10 Amend Management System of Providing For For Management External Guarantees 11 Approve Financial Derivatives For For Management Transaction Management System 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 16.1 Elect Ge Junjie as Non-Independent For For Shareholder Director 16.2 Elect Shen Weiping as Non-Independent For For Shareholder Director 16.3 Elect Yan Dongming as Non-Independent For For Shareholder Director 16.4 Elect Zhang Fuqiang as Non-Independent For For Shareholder Director 17.1 Elect Huang Zemin as Independent For For Shareholder Director 17.2 Elect Jiang Bailing as Independent For For Shareholder Director 17.3 Elect Wang Qishan as Independent For For Shareholder Director 18.1 Elect Xu Honglin as Supervisor For For Shareholder 18.2 Elect Ruan Jiemin as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- HUNAN ER-KANG PHARMACEUTICAL CO., LTD. Ticker: 300267 Security ID: Y37602102 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shuai Fangwen as Non-Independent For For Management Director 1.2 Elect Yang Haiming as Non-Independent For For Management Director 1.3 Elect Cheng Yun as Non-Independent For For Management Director 1.4 Elect Shi Xiangyan as Non-Independent For For Management Director 1.5 Elect Zhao Xun as Non-Independent For For Management Director 1.6 Elect Zhang Licheng as Non-Independent For For Management Director 2.1 Elect Wang Junwen as Independent For For Management Director 2.2 Elect Jiang Wuzhen as Independent For For Management Director 2.3 Elect Zuo Tianfang as Independent For For Management Director 3.1 Elect Zhou Fujun as Supervisor For For Management 3.2 Elect Qi Yang as Supervisor For For Management -------------------------------------------------------------------------------- HUNAN ER-KANG PHARMACEUTICAL CO., LTD. Ticker: 300267 Security ID: Y37602102 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- HUNAN ER-KANG PHARMACEUTICAL CO., LTD. Ticker: 300267 Security ID: Y37602102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Application of Bank Credit For For Management Lines 8 Approve Guarantee Provision Plan For For Management 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve Remuneration of Independent For For Management Directors 11 Approve Remuneration of For For Management Non-Independent Directors 12 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- HUNAN FRIENDSHIP & APOLLO COMMERCIAL CO., LTD. Ticker: 002277 Security ID: Y3R604106 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Approve Increase in Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUNAN FRIENDSHIP & APOLLO COMMERCIAL CO., LTD. Ticker: 002277 Security ID: Y3R604106 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt-to-Equity Swap Capital For For Management Increase -------------------------------------------------------------------------------- HUNAN FRIENDSHIP & APOLLO COMMERCIAL CO., LTD. Ticker: 002277 Security ID: Y3R604106 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- HUNAN FRIENDSHIP & APOLLO COMMERCIAL CO., LTD. Ticker: 002277 Security ID: Y3R604106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control Evaluation For For Management Report 8 Approve to Appoint Auditor For For Management 9.1 Approve Remuneration of Directors For For Management 9.2 Approve Allowance of Independent For For Management Directors 9.3 Approve Remuneration of Supervisors For For Management 10 Approve Expansion of Business Scope For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUNAN GOLD CORP. LTD. Ticker: 002155 Security ID: Y1328M107 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Interest Rate and Method of For For Management Determination 2.3 Approve Target Subscribers For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Usage of Raised Funds For For Management 2.6 Approve Listing Exchange For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Guarantee Provision For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Corporate Bond Issuance -------------------------------------------------------------------------------- HUNAN GOLD CORP. LTD. Ticker: 002155 Security ID: Y1328M107 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve 2019 Investment Plan and 2020 For For Management Investment Plan Arrangement 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Appointment of Auditor For For Management 8 Approve Debt Financing Plan For For Management 9 Approve Daily Related-Party For For Management Transactions 10 Approve Development of Gold Leasing For For Management Business 11 Amend Articles of Association For Against Management 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- HUNAN INVESTMENT (GROUP) CO. LTD. Ticker: 000548 Security ID: Y1293S105 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Equity Transfer For For Management 8 Approve Board of Director Fund For For Management Management Method -------------------------------------------------------------------------------- HUNAN JINGFENG PHARMACEUTICAL CO., LTD. Ticker: 000908 Security ID: Y3769F104 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Issue Manner and Target For For Management Subscribers 2.4 Approve Placing Arrangement for For For Management Shareholders 2.5 Approve Bond Maturity For For Management 2.6 Approve Bond Interest Rate For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Guarantee Arrangements For For Management 2.10 Approve Safeguard Measures of Debts For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bond Issuance -------------------------------------------------------------------------------- HUNAN JINGFENG PHARMACEUTICAL CO., LTD. Ticker: 000908 Security ID: Y3769F104 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUNAN JINGFENG PHARMACEUTICAL CO., LTD. Ticker: 000908 Security ID: Y3769F104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- HUNAN JINGFENG PHARMACEUTICAL CO., LTD. Ticker: 000908 Security ID: Y3769F104 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management -------------------------------------------------------------------------------- HUNAN MENDALE HOMETEXTILE CO., LTD. Ticker: 002397 Security ID: Y3766Y106 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Application of Credit Lines For For Management -------------------------------------------------------------------------------- HUNAN MENDALE HOMETEXTILE CO., LTD. Ticker: 002397 Security ID: Y3766Y106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve 2018 Repurchase and For For Management Cancellation of Performance Shares 10 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares -------------------------------------------------------------------------------- HUNAN NANLING INDUSTRY EXPLOSIVE MATERIAL CO. LTD. Ticker: 002096 Security ID: Y3766X108 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Director and Elect For For Shareholder Zeng Dekun as Non-Independent Director -------------------------------------------------------------------------------- HUNAN NANLING INDUSTRY EXPLOSIVE MATERIAL CO. LTD. Ticker: 002096 Security ID: Y3766X108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Plan For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Signing of Related Party For For Management Transaction Agreement with Related Party 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Auditor For For Management 11 Approve Annual Directors and For For Management Supervisors' Remuneration Assessment Settlement 12 Approve Annual Directors and For For Management Supervisors' Remuneration Trial Method 13 Approve Shareholder Return Plan For For Management 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUNAN TV & BROADCAST INTERMEDIARY CO., LTD. Ticker: 000917 Security ID: Y37672105 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- HUNAN TV & BROADCAST INTERMEDIARY CO., LTD. Ticker: 000917 Security ID: Y37672105 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- HUNAN TV & BROADCAST INTERMEDIARY CO., LTD. Ticker: 000917 Security ID: Y37672105 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Gang as Non-independent For For Management Director 1.2 Elect Zhu Haofeng as Non-independent For For Management Director 1.3 Elect Wang Yanzhong as Non-independent For For Management Director 1.4 Elect Zhao Hongqiong as For For Management Non-independent Director 1.5 Elect Shen Bo as Non-independent For For Management Director 1.6 Elect Fu Weigang as Non-independent For For Management Director 2.1 Elect Wang Lin as Independent Director For For Management 2.2 Elect Xu Liping as Independent Director For For Management 2.3 Elect Zhao Wenting as Independent For For Management Director 3.1 Elect Yu Xinwei as Supervisor For For Management 3.2 Elect Feng Shuo as Supervisor For For Management 4 Approve to Appoint Auditor For For Management 5 Approve to Appoint Internal Auditor For For Management 6 Approve Provision of Guarantee to For For Management Associate Company -------------------------------------------------------------------------------- HUNAN TV & BROADCAST INTERMEDIARY CO., LTD. Ticker: 000917 Security ID: Y37672105 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 20% Equity For For Management -------------------------------------------------------------------------------- HUNAN TV & BROADCAST INTERMEDIARY CO., LTD. Ticker: 000917 Security ID: Y37672105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Provision for Asset Impairment For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- HUNAN VALIN STEEL CO., LTD. Ticker: 000932 Security ID: Y3767Q102 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Junwu as Independent For For Shareholder Director 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend the Work System of Independent For For Management Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Working Rules of the For For Management Remuneration and Evaluation Management System of Board of Senior Management Members 8 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- HUNAN VALIN STEEL CO., LTD. Ticker: 000932 Security ID: Y3767Q102 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor 2 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- HUNAN VALIN STEEL CO., LTD. Ticker: 000932 Security ID: Y3767Q102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve Fixed Assets Investment Plan For For Management 8 Amend Articles of Association For For Management 9 Elect Huang Shaoming as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- HUNAN VALIN STEEL CO., LTD. Ticker: 000932 Security ID: Y3767Q102 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Related to Bondholders For For Management Meeting 2.18 Approve Use of Proceeds For For Management 2.19 Approve Safekeeping of Raised Funds For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Xiangyao as Independent For For Management Director -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor and Its For For Management Remuneration 8 Approve Construction and Development For For Management of the Second Phase Project 9 Approve Related Party Transaction in For For Management Connection to Merger by Absorption 10 Approve Application of Liquidation For For Management 11 Approve Related Party Transaction For For Management 12 Approve Application of Comprehensive For For Management Credit Lines 13 Approve Overall Plan for Financial For For Management Products Investment -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUNG POO REAL ESTATE DEVELOPMENT CO. LTD. Ticker: 2536 Security ID: Y37808105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUNG SHENG CONSTRUCTION CO., LTD. Ticker: 2534 Security ID: Y3780S101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Approve Capital Reduction by Cash For For Management 7.1 Elect LIN,HSIN-CHIN, a Representative For For Management of YU BAO INDUSTRIAL CO., LTD with Shareholder No. 39218, as Non-Independent Director 7.2 Elect WU,CHIEN-JEN, a Representative For For Management of YU BAO INDUSTRIAL CO., LTD with Shareholder No. 39218, as Non-Independent Director 7.3 Elect CHOU,WEN-PIN, a Representative For For Management of WANG HSING INDUSTRIAL CO., LTD with Shareholder No. 632, as Non-Independent Director 7.4 Elect FU,CHIEN-I, a Representative of For For Management WANG HSING INDUSTRIAL CO., LTD with Shareholder No. 632, as Non-Independent Director 7.5 Elect CHANG,YAO-TSAI with ID No. For For Management T100778XXX as Independent Director 7.6 Elect YU,CHUN-MING with ID No. For For Management E120500XXX as Independent Director 7.7 Elect LI,MING-HSUAN with ID No. For For Management Y220550XXX as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction For For Management 2 Approve Provision of Entrusted Loan to For For Management Subsidiary 3 Approve Extension of Validity Period For For Management for Resolution on Major Asset Restructuring and Authorize Board to Handle Related Matters -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Incorporation of Tongliao For For Management Tongfa New Energy Co., Ltd. 2 Approve Incorporation of Inner For For Management Mongolia Alashan New Energy Co., Ltd. -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Interim Profit Distribution For For Management 3 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Aluminum Futures Hedging For For Management Business -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Adjustment on Investment Plan For For Management 3.1 Elect Wang Xueyuan as Non-Independent For For Management Director 3.2 Elect Shen Rui as Non-Independent For For Management Director 3.3 Elect Zhang Wenfeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Provision and Receipt of For Against Management Entrusted Loans and Related Party Transactions -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Asset Disposal For For Management -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management Tongliao Power Plant Comprehensive Management of Ecological Environment in Ash Storage Yard Photovoltaic Power Project 2 Approve Investment and Construction of For For Management Alashan Zuoqi Photovoltaic Power Project 3 Approve Investment and Construction of For For Management Dalate Photovoltaic Power Generation Incentive Base Project 4 Approve Additional Daily Related Party For For Management Transactions 5 Approve Acceptance of Entrusted Loan For For Management and Related Party Transactions -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Acceptance of Entrusted Loans For Against Management from Related Party -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Business Plan For For Management 6 Approve Financial Budget For For Management 7 Approve Investment Plan For For Management 8 Approve Related Party Transaction For For Management 9 Approve Application of Domestic For For Management Factoring Business 10 Approve Factoring Business with For For Management National Nuclear Commercial Factoring Co., Ltd. 11 Approve Application of Credit Lines For For Management 12 Approve Carry-out Hedging Business of For For Management Aluminum Futures 13 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- HUYA, INC. Ticker: HUYA Security ID: 44852D108 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HWA CREATE CORP. LTD. Ticker: 300045 Security ID: Y3793G102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Price Adjustment of Repurchase For For Shareholder and Cancellation of Performance Shares 10 Approve Repurchase and Cancellation of For For Shareholder Performance Shares 11 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- HY ENERGY GROUP CO. LTD. Ticker: 600387 Security ID: Y9892J103 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Cai Si as Supervisor For For Management -------------------------------------------------------------------------------- HY ENERGY GROUP CO. LTD. Ticker: 600387 Security ID: Y9892J103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Guarantee For For Management 7 Approve Credit Line Application For For Management 8 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO.. LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Change in Fund-raising For For Management Investment Project and Completion of Projects 3.1 Elect Zeng Shaobin as Non-Independent For For Management Director 3.2 Elect PINXIANG YU as Non-Independent For For Management Director -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO.. LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Guarantee For For Management Provision -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO.. LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Use of Proceeds For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Signing of Share Subscription For For Management Agreement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Elect Huang Zhenqiong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO.. LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Equity Distribution Plan For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management and Fiscal Council 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Matching Plan For For Management -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Acquire All For For Management Shares of the Company to Be Incorporated in Brazil and Held by Takeda Pharmaceutical International AG (Takeda) and Affiliates 2 Ratify Planconsult Planejamento e For For Management Consultoria Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management -------------------------------------------------------------------------------- HYPROP INVESTMENTS LTD. Ticker: HYP Security ID: S3723H102 Meeting Date: DEC 02, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Elect Morne Wilken as Director For For Management 3 Elect Annabel Dallamore as Director For For Management 4.1 Re-elect Kevin Ellerine as Director For For Management 4.2 Re-elect Nonyameko Mandindi as Director For For Management 4.3 Re-elect Stewart Shaw-Taylor as For For Management Director 5.1 Re-elect Thabo Mokgatlha as Chairman For For Management of the Audit and Risk Committee 5.2 Re-elect Gavin Tipper as Member of the For For Management Audit and Risk Committee 5.3 Re-elect Zuleka Jasper as Member of For For Management the Audit and Risk Committee 5.4 Re-elect Stewart Shaw-Taylor as Member For For Management of the Audit and Risk Committee 5.5 Elect Annabel Dallamore as Member of For For Management the Audit and Risk Committee 6 Reappoint KPMG Inc as Auditors of the For For Management Company with Tracy Middlemiss as Designated Audit Partner 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash 9 Authorise Issue of Shares Pursuant to For For Management a Reinvestment Option 10 Approve Remuneration Policy For For Management 11 Approve Remuneration Implementation For For Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance to For For Management Related and Inter-related Parties 3.1.a Approve Fees of the Board Chairman For For Management 3.1.b Approve Fees of Non-executive Directors For For Management 3.1.c Approve Fees of the Audit and Risk For For Management Committee Chairman 3.1.d Approve Fees of the Audit and Risk For For Management Committee Members 3.1.e Approve Fees of the Remuneration and For For Management Nomination Committee Chairman 3.1.f Approve Fees of the Remuneration and For For Management Nomination Committee Members 3.1.g Approve Fees of the Social and Ethics For For Management Committee Chairman 3.1.h Approve Fees of the Social and Ethics For For Management Committee Members 3.1.i Approve Fees of the Investment For For Management Committee Chairman 3.1.j Approve Fees of the Investment For For Management Committee Members 3.2 Approve Annual Increase to For For Management Non-executive Directors' Fees 12 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate and Method For For Management of Determination 2.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.7 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.8 Approve Guarantee Matters For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Safeguard Measures of Debts For For Management Repayment 2.11 Approve Listing of the Bonds For For Management 2.12 Approve Underwriting Manner For For Management 2.13 Approve Resolution Validity Period For For Management 2.14 Approve Raised Funds Account For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bond 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Commercial Papers For For Management and Medium-term Notes 2 Authorization of the Board for For For Management Issuance of Commercial Papers and Medium-term Notes 3 Approve Repurchase and Cancellation of For For Management Performance Share Plan 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Qingzhou as Non-Independent For For Shareholder Director 1.2 Elect Jiang Yelin as Non-Independent For For Shareholder Director 1.3 Elect Zeng Hua as Non-Independent For For Shareholder Director 1.4 Elect Wu Mei as Non-Independent For For Shareholder Director 1.5 Elect Xu Nuo as Non-Independent For For Shareholder Director 1.6 Elect Peng Jianfeng as Non-Independent For For Shareholder Director 2.1 Elect Kong Xiangyun as Independent For For Shareholder Director 2.2 Elect Chen Zhi as Independent Director For For Shareholder 2.3 Elect Kong Ying as Independent Director For For Shareholder 3.1 Elect Wang Zhuo as Supervisor For For Shareholder 3.2 Elect Luo Junping as Supervisor For For Shareholder 4 Approve Appointment of Auditor For For Shareholder 5 Approve Transfer of Equity and Related For For Shareholder Party Transactions -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of Performance For For Management Shares Incentive Plan Phase 1 -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Change in Project Content of For For Management Partial Raised Funds 3 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantees to For For Management Subsidiaries 9 Amend Articles of Association For For Management 10.1 Elect Wei Dong as Non-independent For For Shareholder Director 10.2 Elect Sun Pengfei as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- HYUNION HOLDING CO., LTD. Ticker: 002537 Security ID: Y71641107 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- HYUNION HOLDING CO., LTD. Ticker: 002537 Security ID: Y71641107 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Signing of Share Subscription For For Management Agreement 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Related Party Transactions in For For Management Connection to Private Placement 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Termination of Repurchase of For For Management the Company's Shares -------------------------------------------------------------------------------- HYUNION HOLDING CO., LTD. Ticker: 002537 Security ID: Y71641107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantees to For For Management Subsidiaries 7 Approve Engagement in Cash Management For For Management 8 Approve Bank Financing and For For Management Authorization 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Management System for the Use of For For Management Raised Funds 14 Amend Management System of For For Management Related-party Transaction 15 Amend Management System for External For For Management Investment 16 Amend Securities Investment Management For For Management System 17 Approve Termination of Share For For Management Repurchase and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- IBF FINANCIAL HOLDINGS CO., LTD. Ticker: 2889 Security ID: Y95315100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors 6.1 Elect CHI LIN WEA, a Representative of For For Management REN WANG CO LTD, with Shareholder No. 520786, as Non-Independent Director 6.2 Elect CHIN YUAN KUNG, a Representative For Against Management of REN WANG CO LTD, with Shareholder No. 520786, as Non-Independent Director 6.3 Elect STEVEN HUNG, a Representative of For Against Management REN WANG CO LTD, with Shareholder No. 520786, as Non-Independent Director 6.4 Elect CHENG LIN CHEN, a Representative For Against Management of REN WANG CO LTD, with Shareholder No. 520786, as Non-Independent Director 6.5 Elect CHENG FONG SHIH, a For Against Management Representative of REN WANG CO LTD, with Shareholder No. 520786, as Non-Independent Director 6.6 Elect a Representative of FIRST For Against Management COMMERCIAL BANK LTD, with SHAREHOLDER NO. 424886, as Non-Independent Director 6.7 Elect a Representative of TAIWAN For Against Management COOPERATIVE BANK, with SHAREHOLDER NO. 3, as Non-Independent Director 6.8 Elect a Representative of HUA KANG For Against Management INTERNATIONAL ASSET MANAGEMENT CO LTD, with SHAREHOLDER NO.489676, as Non-Independent Director 6.9 Elect MICHAEL CHEN, with SHAREHOLDER For Against Management NO. 480856, as Non-Independent Director 6.10 Elect CHING SUNG WU, with ID No. For For Management D101102XXX, as Independent Director 6.11 Elect SHIHCHEN JOSEPH JAO, with ID No. For For Management A101575XXX, as Independent Director 6.12 Elect CHEN SHU CHUAN, with ID No. For For Management A220438XXX, as Independent Director 6.13 Elect WEI LUNG CHEN, with ID No. For For Management F122568XXX, as Independent Director -------------------------------------------------------------------------------- ICHIA TECHNOLOGIES, INC. Ticker: 2402 Security ID: Y38573104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect CHEN TAI RAN with SHAREHOLDER NO. For For Management M100308XXX as Independent Director 1.2 Elect HUANG QIN MING with SHAREHOLDER For For Management NO.P101066XXX as Independent Director 1.3 Elect XU WAN LONG with SHAREHOLDER NO. For For Management J120236XXX as Independent Director 1.4 Elect Non-Independent Director No. 1 None Against Shareholder 1.5 Elect Non-Independent Director No. 2 None Against Shareholder 1.6 Elect Non-Independent Director No. 3 None Against Shareholder 1.7 Elect Non-Independent Director No. 4 None Against Shareholder 2 Approve Business Report and Financial For For Management Statements 3 Approve Profit Distribution For For Management 4 Amend Articles of Association For For Management 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Rules and Procedures for For For Management Election of Directors 7 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED Ticker: 540716 Security ID: Y3R55N101 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Sanjeev Mantri as Whole-time Director, Designated as Executive Director-Retail 2 Amend ICICI Lombard Employees Stock For For Management Option Scheme-2005 -------------------------------------------------------------------------------- ICICI PRUDENTIAL LIFE INSURANCE CO. LTD. Ticker: 540133 Security ID: Y3R595106 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For For Management and Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Raghunath Hariharan as Director For Against Management 4 Approve B S R & Co. LLP as Joint For For Management Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Elect Anup Bagchi as Director For For Management 6 Elect Sandeep Batra as Director For For Management 7 Elect Vibha Paul Rishi as Director For For Management 8 Approve Revision in the Remuneration For For Management of N. S. Kannan as Managing Director & CEO 9 Approve Revision in the Remuneration For For Management of Puneet Nanda as Whole Time Director, Designated as Deputy Managing Director 10 Approve Payment of Commission to For For Management Non-Executive Directors 11 Approve M. S. Ramachandran to Continue For For Management Office as Independent Director 12 Amend Revised Employee Stock Option For Against Management Scheme -------------------------------------------------------------------------------- IDFC FIRST BANK LIMITED Ticker: 539437 Security ID: Y3R5A4107 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sunil Kakar as Director For Against Management 3 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Appointment and Remuneration For Against Management of Rajiv B. Lall as Part-Time Non-Executive Chairman 5 Reelect Anand Sinha as Director For For Management 6 Elect Pravir Vohra as Director For Against Management 7 Elect Hemang Raja as Director For For Management 8 Elect Brinda Jagirdar as Director For Against Management 9 Elect Aashish Kamat as Director For Against Management 10 Elect Sanjeeb Chaudhuri as Director For For Management 11 Elect Vishal Mahadevia as Director For For Management 12 Elect V. Vaidyanathan as Director For For Management 13 Approve Appointment and Remuneration For For Management of V. Vaidyanathan as the Managing Director & Chief Executive Officer 14 Approve Increase in ESOP Poll and For For Management Modified Exercise Period 15 Approve Modification of IDFC FIRST For For Management Bank ESOS - 2015 and Grant of Option to Eligible Employee and Subsidiary Company(ies) 16 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- IDFC FIRST BANK LIMITED Ticker: 539437 Security ID: Y3R5A4107 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Authorized Share For For Management Capital and Amend Memorandum of Association 2 Approve Issuance of Equity Shares on For For Management Preferential Basis -------------------------------------------------------------------------------- IDFC LIMITED Ticker: 532659 Security ID: Y40805114 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Anshuman Sharma as Director For For Management 3 Elect Ritu Anand as Director For For Management 4 Approve Issuance of Non-Convertible For For Management Debentures and Commercial Papers on Private Placement Basis -------------------------------------------------------------------------------- IEI INTEGRATION CORP. Ticker: 3022 Security ID: Y38586106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect CHANG, MING-CHIH, a For For Management Representative of QNAP SYSTEMS INC. with SHAREHOLDER NO.30785, as Non-independent Director 5.2 Elect JIANG, JONQ-LIANG, with For For Management SHAREHOLDER NO.25164 as Non-independent Director 5.3 Elect LIOU, WEN-YI, with SHAREHOLDER For For Management NO.69307 as Non-independent Director 5.4 Elect LI, YING-YIN, with SHAREHOLDER For For Management NO.36 as Non-independent Director 5.5 Elect HSU, JIA-LIEN, with SHAREHOLDER For For Management NO.K120688XXX as Independent Director 5.6 Elect HO, IN-CHYUAN, with SHAREHOLDER For For Management NO.Q121881XXX as Independent Director 5.7 Elect LO,WEN-PAO, with SHAREHOLDER NO. For For Management T121752XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- IFCI LIMITED Ticker: 500106 Security ID: Y8743E123 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Narayanaswamy Balakrishnan as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Approve Issuance of Non-Convertible For For Management Debentures and Bond on Private Placement Basis -------------------------------------------------------------------------------- IFCI LIMITED Ticker: 500106 Security ID: Y8743E123 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management the Government of India on Preferential Basis -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Issuance of Medium-term Notes For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters to Issuance of Medium-term Notes -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Qingfeng as Non-Independent For For Management Director 1.2 Elect Liu Xin as Non-Independent For For Management Director 1.3 Elect Wang Bing as Non-Independent For For Management Director 1.4 Elect Chen Tao as Non-Independent For For Management Director 1.5 Elect Wu Xiaoru as Non-Independent For For Management Director 1.6 Elect Hu Yu as Non-Independent Director For For Management 1.7 Elect Nie Xiaolin as Non-Independent For For Management Director 2.1 Elect Zhang Benzhao as Independent For For Management Director 2.2 Elect Zhao Huifang as Independent For For Management Director 2.3 Elect Liu Jianhua as Independent For For Management Director 2.4 Elect Zhao Xudong as Independent For For Management Director 3.1 Elect Gao Lingling as Supervisor For For Management 3.2 Elect Zhang Lan as Supervisor For For Management -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 6 Approve Related Party Transaction For For Management 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Amendments to Articles of For For Management Association 12 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- IGB REAL ESTATE INVESTMENT TRUST Ticker: 5227 Security ID: Y3865M102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- IGUATEMI EMPRESA DE SHOPPING CENTERS SA Ticker: IGTA3 Security ID: P5352J104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Carlos Francisco Ribeiro For For Management Jereissati as Director 5.2 Elect Carlos Jereissati as Director For For Management 5.3 Elect Pedro Jereissati as Director For For Management 5.4 Elect Sidnei Nunes as Director For For Management 5.5 Elect Pedro Santos Ripper as For For Management Independent Director 5.6 Elect Bernardo Parnes as Independent For For Management Director 5.7 Elect Ana Karina Bortoni Dias as For For Management Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Francisco Ribeiro Jereissati as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Jereissati as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Jereissati as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Sidnei Nunes as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Santos Ripper as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Bernardo Parnes as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Karina Bortoni Dias as Independent Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- IHH HEALTHCARE BERHAD Ticker: 5225 Security ID: Y374AH103 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- IHH HEALTHCARE BERHAD Ticker: 5225 Security ID: Y374AH103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mehmet Ali Aydinlar as Director For For Management 2 Elect Rossana Annizah binti Ahmad For For Management Rashid as Director 3 Elect Kelvin Loh Chi-Keon as Director For For Management 4 Elect Farid bin Mohamed Sani as For For Management Director 5 Elect Masato Sugahara as Director For For Management 6 Approve Directors' Fees and Other For For Management Benefits 7 Approve Directors' Fees and Other For For Management Benefits to Company's Subsidiaries 8 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- IIFL FINANCE LIMITED Ticker: 532636 Security ID: Y3914X109 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Chandran Ratnaswami as Director For For Management 3 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 4 Approve Increase in Borrowing Powers For For Management and Pledging of Assets for Debt 5 Reelect Nilesh Vikamsey as Director For Against Management 6 Reelect Arun Kumar Purwar as Director For For Management 7 Approve Reappointment and Remuneration For For Management of Nirmal Jain as Whole-Time Director 8 Approve Reappointment and Remuneration For For Management of Venkataraman Rajamani as Managing Director 9 Elect Nagarajan Srinivasan as Director For Against Management 10 Elect Vijay Kumar Chopra as Director For For Management 11 Reelect Geeta Mathur as Director For Against Management 12 Approve Material Related Party For Against Management Transactions with Samasta Microfinance Limited 13 Approve Material Related Party For Against Management Transactions with IIFL Facilities Services Limited 14 Approve Material Related Party For Against Management Transactions with IIFL Management Services Limited 15 Approve Material Related Party For Against Management Transactions with IIFL Securities Limited -------------------------------------------------------------------------------- IIFL FINANCE LIMITED Ticker: 532636 Security ID: Y3914X109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Nirmal Jain as Director For For Management 3 Approve and Ratify V Sankar Aiyar & For For Management Co, Chartered Accountants, Mumbai as Statutory Auditors and Authorize Board to Fix Their Remuneration to Fill the Casual Vacancy 4 Appoint V Sankar Aiyar & Co, Chartered For For Management Accountants, Mumbai as Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 6 Approve Material Related Party For Against Management Transactions with Samasta Microfinance Limited 7 Approve Material Related Party For Against Management Transactions with IIFL Facilities Services Limited 8 Approve Material Related Party For Against Management Transactions with IIFL Management Services Limited 9 Approve Material Related Party For Against Management Transactions with IIFL Securities Limited -------------------------------------------------------------------------------- IIFL SECURITIES LIMITED Ticker: 542773 Security ID: Y3R789105 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Reelect Aniruddha Dange as Director For Did Not Vote Management 3 Approve Issuance of Non-Convertible For Did Not Vote Management Debentures on Private Placement Basis 4 Approve IIFL Securities Employees For Did Not Vote Management Stock Option Scheme - 2018 5 Approve Material Related Party For Did Not Vote Management Transactions with India Infoline Finance Limited 6 Approve Material Related Party For Did Not Vote Management Transactions with IIFL Wealth Management Limited 7 Approve Material Related Party For Did Not Vote Management Transactions with IIFL Wealth Finance Limited -------------------------------------------------------------------------------- IIFL WEALTH MANAGEMENT LIMITED Ticker: 542772 Security ID: Y3R77A103 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Reelect Sandeep Naik as Director For Did Not Vote Management 3 Reelect Shantanu Rastogi as Director For Did Not Vote Management 4 Reelect Nilesh Vikamsey as Director For Did Not Vote Management 5 Approve Reappointment and Remuneration For Did Not Vote Management of Karan Bhagat as Managing Director 6 Approve Reappointment and Remuneration For Did Not Vote Management of Yatin Shah as Whole-time Director 7 Elect S. Narayan as Director For Did Not Vote Management 8 Approve Employee Stock Option Scheme For Did Not Vote Management 2019 (IIFLW- ESOP 2019) and Issuance of Options to Eligible Employees of the Company under the Scheme 9 Approve Implementation of IIFLW-2019, For Did Not Vote Management Inter Alia, Through Trust 10 Approve Grant of Stock Options to For Did Not Vote Management Eligible Employees of the Subsidiary Company(ies) Under the Scheme 11 Approve Grant of Stock Options Equal For Did Not Vote Management to or Exceeding 1 Percent of the Issued Share Capital -------------------------------------------------------------------------------- IIFL WEALTH MANAGEMENT LIMITED Ticker: 542772 Security ID: Y3R77A103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Objects Clause of Memorandum of For For Management Association 2 Approve Transfer of Distribution For For Management Business to IIFL Wealth Finance Limited 3 Approve Holding of Office or Place of For For Management Profit by of Varun Bhagat as Senior Vice President per Terms of Employment/Appraisal -------------------------------------------------------------------------------- IJM CORPORATION BERHAD Ticker: 3336 Security ID: Y3882M101 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David Frederick Wilson as For For Management Director 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Directors' Fees For For Management 4 Approve Directors' Benefits For For Management 5 Approve Directors' Fees and Meeting For For Management Allowance by a Subsidiary 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- IKD CO., LTD. Ticker: 600933 Security ID: Y385H9100 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Plan and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- IKD CO., LTD. Ticker: 600933 Security ID: Y385H9100 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Extension of Partial Raised For For Management Funds Project -------------------------------------------------------------------------------- IKD CO., LTD. Ticker: 600933 Security ID: Y385H9100 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Forward Foreign Exchange For For Management Transactions and Foreign Exchange Options Business -------------------------------------------------------------------------------- IKD CO., LTD. Ticker: 600933 Security ID: Y385H9100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial and For For Management Internal Control Auditor 7 Approve Shareholder Return Plan For For Management 8 Approve Completion of Raised Funds For For Management Investment Project and Use Balance of Raised Funds for New Projects 9 Approve Draft and Summary of Stock For For Management Option Incentive Plan 10 Approve Methods to Assess the For For Management Performance of Plan Participants 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Stock Option Incentive Plan -------------------------------------------------------------------------------- IMPACT GROWTH REAL ESTATE INVESTMENT TRUST Ticker: IMPACT Security ID: Y38852110 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge the Minutes of Previous None None Management Meeting 2 Acknowledge Trust's Operational None None Management Performance for the Year 2018-2019 3 Acknowledge Trust's Financial None None Management Statements and Statutory Reports 4 Acknowledge Distribution Payment for None None Management the Year 2018-2019 5 Acknowledge the Appointment of Auditor None None Management and Authorize Board to Fix Their Remuneration 6 Other Business For Against Management -------------------------------------------------------------------------------- IMPALA PLATINUM HOLDINGS LTD. Ticker: IMP Security ID: S37840113 Meeting Date: OCT 22, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Deloitte as Auditors of the For For Management Company 2.1 Re-elect Peter Davey as Director For For Management 2.2 Elect Boitumelo Koshane as Director For For Management 2.3 Re-elect Alastair Macfarlane as For For Management Director 2.4 Re-elect Babalwa Ngonyama as Director For For Management 2.5 Re-elect Dr Mandla Gantsho as Director For For Management 3.1 Re-elect Dawn Earp as Member of the For For Management Audit Committee 3.2 Re-elect Peter Davey as Member of the For For Management Audit Committee 3.3 Re-elect Preston Speckmann as Member For For Management of the Audit Committee 4 Approve Remuneration Policy For For Management 5 Approve Remuneration Implementation For For Management Report 1.1 Approve Fees of the Chairperson of the For For Management Board 1.2 Approve Fees of the Lead Independent For For Management Director 1.3 Approve Fees of the Non-executive For For Management Directors 1.4 Approve Fees of the Audit Committee For For Management Chairperson 1.5 Approve Fees of the Audit Committee For For Management Member 1.6 Approve Fees of the Social, For For Management Transformation and Remuneration Committee Chairperson 1.7 Approve Fees of the Social, For For Management Transformation and Remuneration Committee Member 1.8 Approve Fees of the Nominations, For For Management Governance and Ethics Committee Member 1.9 Approve Fees of the Health, Safety, For For Management Environment and Risk Committee Chairperson 1.10 Approve Fees of the Health, Safety, For For Management Environment and Risk Committee Member 1.11 Approve Fees of the Capital Allocation For For Management and Investment Committee Chairperson 1.12 Approve Fees of the Capital Allocation For For Management and Investment Committee Member 1.13 Approve Fees for Ad Hoc Meetings For For Management 2 Approve 6 per cent Structural For For Management Adjustment to the Remuneration of Non-executive Directors and Board Committees 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- IMPERIAL LOGISTICS LTD. Ticker: IPL Security ID: S38127122 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company with MLE Tshabalala as the Designated Partner 3.1 Re-elect Peter Cooper as Member of the For For Management Audit and Risk Committee 3.2 Re-elect Graham Dempster as Member of For For Management the Audit and Risk Committee 3.3 Elect Bridget Radebe as Member of the For For Management Audit and Risk Committee 3.4 Re-elect Roderick Sparks as Member of For For Management the Audit and Risk Committee 4.1 Elect George de Beer as Director For For Management 4.2 Elect Dirk Reich as Director For For Management 4.3 Elect Bridget Radebe as Director For For Management 5.1 Re-elect Graham Dempster as Director For For Management 5.2 Re-elect Roderick Sparks as Director For For Management 6 Approve Remuneration Policy For For Management 7 Approve Implementation of Remuneration For Against Management Policy 8.1 Approve Fees of the Chairman For For Management 8.2 Approve Fees of the Deputy Chairman For For Management and Lead Independent Director 8.3 Approve Fees of the Board Member For For Management 8.4 Approve Fees of the Assets and For For Management Liabilities Committee Chairman 8.5 Approve Fees of the Assets and For For Management Liabilities Committee Member 8.6 Approve Fees of the Audit and Risk For For Management Committee Chairman 8.7 Approve Fees of the Audit and Risk For For Management Committee Member 8.8 Approve Fees of the Divisional Board For For Management Chairman 8.9 Approve Fees of the Divisional Board For For Management Member 8.10 Approve Fees of the Divisional Finance For For Management and Risk Committee Chairman 8.11 Approve Fees of the Divisional Finance For For Management and Risk Committee Member 8.12 Approve Fees of the Remuneration For For Management Committee Chairman 8.13 Approve Fees of the Remuneration For For Management Committee Member 8.14 Approve Fees of the Nomination For For Management Committee Chairman 8.15 Approve Fees of the Nomination For For Management Committee Member 8.16 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Chairman 8.17 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Member 9 Authorise Repurchase of Issued Share For For Management Capital 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 13 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- IMPERIAL LOGISTICS LTD. Ticker: IPL Security ID: S38127122 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal by Imperial Logistics For For Management International and the Local Sellers of the Interest in the European Shipping Group 2 Authorise Ratification of Approved For For Management Resolution -------------------------------------------------------------------------------- INARI AMERTRON BERHAD Ticker: 0166 Security ID: Y3887U108 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Tan Seng Chuan as Director For For Management 4 Elect Ho Phon Guan as Director For For Management 5 Elect Mai Mang Lee as Director For For Management 6 Approve Grant Thornton Malaysia as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Kemala Tengku Hajjah Aishah For For Management Binti Al-Marhum Sultan Haji Ahmad Shah to Continue Office as Independent Non-Executive Director 10 Approve Oh Seong Lye to Continue For For Management Office as Independent Non-Executive Director 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- INDIABULLS HOUSING FINANCE LIMITED Ticker: 535789 Security ID: Y3R12A119 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Payment of Interim Dividend For For Management 3 Reelect Sachin Chaudhary as Director For For Management 4 Elect Satish Chand Mathur as Director For For Management 5 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 6 Approve Shifting of Registered Office For For Management of the Company and Amend Memorandum of Association -------------------------------------------------------------------------------- INDIABULLS HOUSING FINANCE LIMITED Ticker: 535789 Security ID: Y3R12A119 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Non-Convertible For For Management Debentures along with Warrants to Qualified Institutional Buyers 2 Approve Indiabulls Housing Finance For For Management Limited - Employee Stock Benefit Scheme 2019 and Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company 3 Approve Grant Employee Stock Options For For Management and/or Shares and/or Stock Appreciation Rights to Employee of Subsidiary Company (ies) under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 4 Approve Grant of Employee Stock For For Management Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company and Subsidiary Company (ies) by way of Secondary Acquisition under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 5 Approve Trust Route for Implementation For For Management of Indiabulls Housing Finance Limited - Employees Stock Benefit Scheme 2019 6 Approve Provision of Money for For For Management Purchase of Its Own Shares by the Trust/Trustees for Benefit of Employees under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 7 Approve Grant of Employee Stock For For Management Options and/or Shares and/or Stock Appreciation Rights to Identified Employees During Any One Year, Equal to or Exceeding One Percent of the Issued Capital of the Company -------------------------------------------------------------------------------- INDIABULLS REAL ESTATE LIMITED Ticker: 532832 Security ID: Y3912A101 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Gurbans Singh as Director For For Management 3 Approve Walker Chandiok & Co LLP, For For Management Chartered Accountants, as Statutory Auditors and Authorize Board to Fix Their Remuneration 4 Approve Reappointment and Remuneration For Against Management of Narendra Gehlaut as Executive Director and Key Managerial Personnel Designated as Vice Chairman 5 Approve Reappointment and Remuneration For For Management of Gurbans Singh as Executive Director and Key Managerial Personnel Designated as Joint Managing Director 6 Approve Reappointment and Remuneration For For Management of Vishal Gaurishankar Damani as Executive Director and Key Managerial Personnel Designated as Joint Managing Director 7 Elect Praveen Kumar Tripathi as For For Management Director 8 Elect Gurinder Singh as Director For For Management 9 Approve Divestment of London Property For For Management 10 Approve Issuance of Non-Convertible For For Management Debentures and/or Bonds on Private Placement Basis -------------------------------------------------------------------------------- INDIABULLS REAL ESTATE LIMITED Ticker: 532832 Security ID: Y3912A101 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Assets for Debt For Against Management 2 Approve Loans, Guarantees and/or For Against Management Securities in Subsidiary(ies), Joint Venture(s) or Other Body Corporate(s) 3 Approve Trust Route and Secondary For For Management Acquisition for Implementation of Company's ESOP Scheme(s) and/or Employee Benefits Plan(s) 4 Approve Loan and Provision of For For Management Guarantee or Security for Purchase of Its Own Shares by Trust/Trustees for the Benefit of Employees Under ESOP Scheme(s) and/or Employee Benefits Plan(s) -------------------------------------------------------------------------------- INDIABULLS VENTURES LIMITED Ticker: 532960 Security ID: Y3912B109 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Gagan Banga as Director For For Management 4 Approve Reappointment and Remuneration For Against Management of Divyesh B. Shah as Whole-time director & Key Managerial Personnel, designated as Chief Executive Officer 5 Elect Rekha Gopal Warriar as Director For For Management 6 Reelect Shyam Lal Bansal as Director For Against Management 7 Reelect Alok Kumar Misra as Director For For Management 8 Approve Shifting of Registered Office For For Management of the Company and Amend Memorandum of Association -------------------------------------------------------------------------------- INDIABULLS VENTURES LIMITED Ticker: 532960 Security ID: Y3912B109 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Indiabulls Ventures Limited - For Against Management Employee Stock Benefit Scheme 2019 and Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company 2 Approval Grant Employee Stock Options For Against Management and/or Shares and/or Stock Appreciation Rights to Employee of Subsidiary Company (ies) under Indiabulls Ventures Limited - Employee Stock Benefit Scheme 2019 3 Approve Grant of Employee Stock For Against Management Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company and Subsidiary Company (ies) by way of Secondary Acquisition under Indiabulls Ventures Limited - Employee Stock Benefit Scheme 2019 4 Approve Trust Route for Implementation For Against Management of Employees Stock Benefit Scheme 2019 5 Approve Provision of Money for For Against Management Purchase of Its Own Shares by the Trust/Trustees for Benefit of Employees under Indiabulls Ventures Limited - Employee Stock Benefit Scheme 2019 6 Approve Grant of Employee Stock For Against Management Options and/or Shares and/or Stock Appreciation RIghts to Identified Employees Equal to or Exceeding 1 Percent of Issued Capital of the Company 7 Approve Buyback of Equity Shares For For Management Through Tender Route -------------------------------------------------------------------------------- INDIABULLS VENTURES LIMITED Ticker: 532960 Security ID: Y3912B109 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Indiabulls Ventures Limited - For For Management Employee Stock Benefit Scheme 2020 and Grant Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of Company 2 Approve of Extension of Indiabulls For For Management Ventures Limited - Employee Stock Benefit Scheme 2020 to Employees and Directors of Subsidiary Company(ies) 3 Approve Grant Employee Stock Options For For Management and/or Shares and/or Stock Appreciation Rights to Employee of Subsidiary Company (ies) under Indiabulls Ventures Limited - Employee Stock Benefit Scheme 2020 4 Approve Trust Route for Implementation For For Management of Indiabulls Ventures Limited - Employee Stock Benefit Scheme 2020 5 Approve Grant of Employee Stock For For Management Options and/or Shares and/or Stock Appreciation Rights to Identified Employees During Any One Year, Equal to or Exceeding One Percent of the Issued Capital of the Company 6 Approve Extension of Date for Making For For Management Third and Final Call on Partly Paid Up Equity Shares Allotted Under Rights Issue -------------------------------------------------------------------------------- INDIAN BANK Ticker: 532814 Security ID: Y39228112 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management the Government of India on Preferential Basis -------------------------------------------------------------------------------- INDIAN OIL CORPORATION LIMITED Ticker: 530965 Security ID: Y3925Y112 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim DIvidend 3 Reelect S. S. V. Ramakumar as Director For Against Management 4 Reelect Ranjan Kumar Mohapatra as For Against Management Director 5 Reelect Parindu K. Bhagat as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Corporate Guarantees to Banks For For Management on behalf of IndianOil-Adani Gas Pvt. Ltd., a Joint Venture Company -------------------------------------------------------------------------------- INDIAN OVERSEAS BANK Ticker: 532388 Security ID: Y39282119 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 3 Approve Employee Stock Purchase Scheme For For Management -------------------------------------------------------------------------------- INDIAN OVERSEAS BANK Ticker: 532388 Security ID: Y39282119 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management the Government of India on Preferential Basis -------------------------------------------------------------------------------- INDIAN OVERSEAS BANK Ticker: 532388 Security ID: Y39282119 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management the Government of India on Preferential Basis -------------------------------------------------------------------------------- INDORAMA VENTURES PUBLIC CO. LTD. Ticker: IVL Security ID: Y39742112 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operational Results None None Management 2 Approve Financial Statements For For Management 3 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 4.1 Elect Rathian Srimongkol as Director For Against Management 4.2 Elect William Ellwood Heinecke as For For Management Director 4.3 Elect Siri Ganjarerndee as Director For Against Management 4.4 Elect Kanit Si as Director For For Management 4.5 Elect Dilip Kumar Agarwal as Director For For Management 4.6 Elect Kaisri Nuengsigkapian as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Limited For Against Management as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Amendment to Articles 22 and For For Management 26 of the Company's Articles of Association 8 Other Business For Against Management -------------------------------------------------------------------------------- INDRAPRASTHA GAS LIMITED Ticker: 532514 Security ID: Y39881126 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Elect Gajendra Singh as Director For For Management 5 Approve Reappointment and Remuneration For For Management of E. S. Ranganathan as Managing Director on Whole-time Basis 6 Elect Amit Garg as Director For For Management 7 Approve Appointment and Remuneration For For Management of Amit Garg as Director (Commercial) 8 Elect Rajendra Natekar Pushparaj as For For Management Director 9 Elect Rajeev Verma as Director For For Management 10 Elect Saroj Bala as Director For For Management 11 Elect Akhilesh Kumar Ambasht as For For Management Director 12 Elect Rajib Sekhar Sahoo as Director For For Management 13 Elect Ramesh Narain Misra as Director For For Management 14 Elect Deepak Mishra as Director For For Management 15 Approve Remuneration of Cost Auditors For For Management 16 Approve Material Related Party For For Management Transactions -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Shu as Director For For Management 2 Approve Payment Plan of Remuneration For For Management to Directors for 2018 3 Approve Payment Plan of Remuneration For For Management to Supervisors for 2018 4 Approve Application for Provisional For For Management Authorization Limit on External Donations 5 Elect Cao Liqun as Director For For Shareholder 6 Elect Feng Weidong as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Shu as Director For For Management 2 Approve Payment Plan of Remuneration For For Management to Directors for 2018 3 Approve Payment Plan of Remuneration For For Management to Supervisors for 2018 4 Approve Application for Provisional For For Management Authorization Limit on External Donations 5 Elect Cao Liqun as Director For For Shareholder 6 Elect Feng Weidong as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Guozhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Guozhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve KPMG Huazhen LLP and KPMG as For For Management Domestic External Auditors and KPMG as Domestic External Auditors 7 Elect Shen Si as Director For For Management 8 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Eligible Tier 2 For For Shareholder Capital Instruments 11 Approve Application for Authorization For For Shareholder Limit for Special Donations for COVID-19 Pandemic Prevention and Control 12 Elect Liao Lin as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve KPMG Huazhen LLP and KPMG as For For Management Domestic External Auditors and KPMG as Domestic External Auditors 7 Elect Shen Si as Director For For Management 8 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Eligible Tier 2 For For Shareholder Capital Instruments 11 Approve Application for Authorization For For Shareholder Limit for Special Donations for COVID-19 Pandemic Prevention and Control 12 Elect Liao Lin as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL BANK CO., LTD. Ticker: 601166 Security ID: Y3990D100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- INDUSTRIAL SECURITIES CO., LTD. Ticker: 601377 Security ID: Y3994T101 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- INDUSTRIAL SECURITIES CO., LTD. Ticker: 601377 Security ID: Y3994T101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Securities Investment Scale For For Management 7 Approve Authorization of Company For For Management Regarding Domestic Debt Financing Scale 8 Approve to Appoint Auditor For For Management 9 Approve Related Party Transaction For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Performance Evaluation and For For Management Remuneration of Directors 12 Approve Performance Evaluation and For For Management Remuneration of Supervisors -------------------------------------------------------------------------------- INDUSTRIAS BACHOCO SAB DE CV Ticker: BACHOCOB Security ID: P5508Z127 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO's Report Including For For Management Auditor's Opinion and Board's Opinion on CEO's Report 2 Approve Board's Report on Principal For For Management Policies and Accounting Criteria Followed in Preparation of Financial Information 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Report of Audit and Corporate For For Management Practices Committee 5 Present Report on Adherence to Fiscal For For Management Obligations 6 Approve Allocation of Income and Cash For For Management Dividends 7 Set Maximum Amount of Share Repurchase For For Management Reserve 8 Elect or Ratify Directors and For Against Management Secretary; Verify Independence Classification of Board Members 9 Elect or Ratify Chairman and Members For Against Management of Audit and Corporate Practices Committee 10 Approve Remuneration of Directors, For For Management Board Secretary, and Audit and Corporate Practices Committee Chairman and Members 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- INDUSTRIAS PENOLES SAB DE CV Ticker: PE&OLES Security ID: P55409141 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Board's Report For For Management 1.2 Approve CEO's Report and Auditors' For For Management Opinion 1.3 Approve Individual and Consolidated For For Management Financial Statements 1.4 Approve Report on Principal Policies For For Management and Accounting Criteria and Information Followed in Preparation of Financial Information 1.5 Approve Audit and Corporate Practices For For Management Committee's Report 2 Resolutions on Allocation of Income For For Management 3 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 4 Elect or Ratify Directors; Verify For Against Management Director's Independence Classification; Approve Their Respective Remuneration 5 Elect or Ratify Chairman of Audit and For Against Management Corporate Practices Committee 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- INESA INTELLIGENT TECH, INC. Ticker: 900901 Security ID: Y7693N125 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Work Report For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 7 Approve Remuneration of Auditor For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Investment in Bank Financial For For Management Products 10 Approve Provision of Guarantee For For Management 11 Approve to Appoint Internal Auditor For For Management 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders, Board of Directors and Board of Supervisors 14 Approve General Election of the Board For For Management of Directors 15 Approve General Election of the Board For For Management of Supervisors 16 Approve Allowance of Independent For For Management Directors 17.1 Elect Huang Jingang as Non-Independent For For Shareholder Director 17.2 Elect Weng Junqing as Non-Independent For For Shareholder Director 17.3 Elect Xu Jue as Non-Independent For For Shareholder Director 18.1 Elect Feng Songlin as Independent For For Shareholder Director 18.2 Elect Li Yuanqin as Independent For For Shareholder Director 18.3 Elect Dong Jianping as Independent For For Shareholder Director 19.1 Elect Zhu Xiaodong as Supervisor For For Shareholder 19.2 Elect Lin Huayong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INESA INTELLIGENT TECH, INC. Ticker: 900901 Security ID: Y7693N117 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Work Report For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 7 Approve Remuneration of Auditor For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Investment in Bank Financial For For Management Products 10 Approve Provision of Guarantee For For Management 11 Approve to Appoint Internal Auditor For For Management 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders, Board of Directors and Board of Supervisors 14 Approve General Election of the Board For For Management of Directors 15 Approve General Election of the Board For For Management of Supervisors 16 Approve Allowance of Independent For For Management Directors 17.1 Elect Huang Jingang as Non-Independent For For Shareholder Director 17.2 Elect Weng Junqing as Non-Independent For For Shareholder Director 17.3 Elect Xu Jue as Non-Independent For For Shareholder Director 18.1 Elect Feng Songlin as Independent For For Shareholder Director 18.2 Elect Li Yuanqin as Independent For For Shareholder Director 18.3 Elect Dong Jianping as Independent For For Shareholder Director 19.1 Elect Zhu Xiaodong as Supervisor For For Shareholder 19.2 Elect Lin Huayong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INFO EDGE (INDIA) LIMITED Ticker: 532777 Security ID: Y40353107 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loans, Guarantees and For Against Management Securities to Any Person or Other Body Corporate -------------------------------------------------------------------------------- INFO EDGE (INDIA) LTD. Ticker: 532777 Security ID: Y40353107 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm Two For For Management Interim Dividends 3 Reelect Kapil Kapoor as Director For For Management 4 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Reappointment and Remuneration For For Management of Chintan Thakkar as Whole-time Director Designated as Whole-time Director & CFO 6 Reelect Sharad Malik as Director For For Management 7 Elect Geeta Mathur as Director For For Management -------------------------------------------------------------------------------- INFORE ENVIRONMENT TECHNOLOGY GROUP CO., LTD. Ticker: 000967 Security ID: Y98909107 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management 2 Approve Additional Guarantee Provision For For Management Plan 3 Approve Comprehensive Bank Credit Line For For Management Application -------------------------------------------------------------------------------- INFORE ENVIRONMENT TECHNOLOGY GROUP CO., LTD. Ticker: 000967 Security ID: Y98909107 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Employee Share Purchase Plan For For Management 5 Approve Management Method of Employee For For Management Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 7 Approve Provision of Guarantee For For Management 8 Approve Related Party Transaction For For Management 9 Approve Change of Registered Address For For Shareholder -------------------------------------------------------------------------------- INFORE ENVIRONMENT TECHNOLOGY GROUP CO., LTD. Ticker: 000967 Security ID: Y98909107 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ma Gang as Non-Independent For For Management Director 1.2 Elect Kuang Guangxiong as For For Shareholder Non-Independent Director 1.3 Elect Shen Ke as Non-Independent For For Shareholder Director 1.4 Elect Chen Peiliang as Non-Independent For For Management Director 2.1 Elect Zhang Yu as Independent Director For For Management 2.2 Elect Li Ruidong as Independent For For Management Director 2.3 Elect Shi Shuiping as Independent For For Management Director 3.1 Elect Jiao Wanjiang as Supervisor For For Management 3.2 Elect Liu Kan as Supervisor For For Management -------------------------------------------------------------------------------- INFORE ENVIRONMENT TECHNOLOGY GROUP CO., LTD. Ticker: 000967 Security ID: Y98909107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Own Funds to Carry Out For For Management Entrusted Asset Management 7 Approve Guarantee Provision Plan For For Management 8 Approve Provision of Guarantee to For For Management Clients 9 Approve Additional Bill Pool Business For For Management 10 Approve Application of Comprehensive For For Management Bank Credit Lines and Authorize the Chairman to Sign the Bank Credit Contract 11 Approve Related Party Transactions For For Management 12 Approve to Appoint Auditor For For Management 13 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 14.1 Approve Issue Type For For Management 14.2 Approve Issue Scale For For Management 14.3 Approve Par Value and Issue Price For For Management 14.4 Approve Bond Maturity For For Management 14.5 Approve Bond Interest Rate For For Management 14.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 14.7 Approve Conversion Period For For Management 14.8 Approve Determination and Adjustment For For Management of Conversion Price 14.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 14.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 14.11 Approve Terms of Redemption For For Management 14.12 Approve Terms of Sell-Back For For Management 14.13 Approve Dividend Distribution Post For For Management Conversion 14.14 Approve Issue Manner and Target For For Management Subscribers 14.15 Approve Placing Arrangement for For For Management Shareholders 14.16 Approve Matters Related to Bondholders For For Management Meeting 14.17 Approve Use of Proceeds For For Management 14.18 Approve Safekeeping of Raised Funds For For Management 14.19 Approve Guarantee Matters For For Management 14.20 Approve Validity Period For For Management 15 Approve Plan for Issuance of For For Management Convertible Bonds 16 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 17 Approve Verification Report on the For For Management Usage of Previously Raised Funds 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 20 Approve Authorization of Board and Its For For Management Authorized Person to Handle All Related Matters 21 Approve Formulation of Shareholder For For Management Return Plan 22 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INFORTREND TECHNOLOGY, INC. Ticker: 2495 Security ID: Y40829106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- INFOSYS LIMITED Ticker: 500209 Security ID: Y4082C133 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: JUN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Salil Parekh as Director For For Management 4 Elect Uri Levine as Director For For Management -------------------------------------------------------------------------------- INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Ticker: IENOVA Security ID: P5R19K107 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify or Elect Directors and Secretary For For Management 1.a Dismiss Erbin Brian Keith as Director For For Management 1.b Ratify George William Bilicic as For For Management Director to Replace Erbin Brian Keith 1.c Dismiss Rodrigo Cortina Cortina as For For Management Secretary Non-Member of Board 1.d Elect Vanesa Madero Mabama as For For Management Secretary Non-Member of Board 2 Approve Cancellation of Shares and For For Management Consequently Reduction of Variable Portion of Capital 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Ticker: IENOVA Security ID: P5R19K107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Elect or Ratify Directors and For For Management Secretary; Verify Independence Classification of Directors 5 Elect or Ratify Members and Chairmen For For Management of Audit and Corporate Practices Committees 6 Approve Remuneration of Directors For Against Management 7 Set Maximum Amount of Share Repurchase For For Management Reserve 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INFUND HOLDING CO., LTD. Ticker: 002141 Security ID: Y4157Q108 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Tielin as Independent For For Management Director 2.1 Elect Han Taozi as Non-Independent For For Management Director 2.2 Elect Xie Wenbin as Non-independent For For Management Director 3.1 Elect Wang Guangxu as Supervisor For For Shareholder -------------------------------------------------------------------------------- INFUND HOLDING CO., LTD. Ticker: 002141 Security ID: Y4157Q108 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Deng Yanchang as Independent For For Management Director 2.1 Elect Wan Rongjie as Non-Independent For For Management Director -------------------------------------------------------------------------------- INFUND HOLDING CO., LTD. Ticker: 002141 Security ID: Y4157Q108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Financing Business For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Remuneration and Assessment For For Management Plan of Directors, Supervisors and Senior Management Members 11 Approve Amendments to Articles of For For Management Association 12 Amend Company's Relevant System For For Management 13.1 Elect Liang Rong as Independent For For Management Director 14.1 Elect Zhang Yangyu as Non-Independent For For Management Director -------------------------------------------------------------------------------- INGENIC SEMICONDUCTOR CO., LTD. Ticker: 300223 Security ID: Y4088K105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Raised Funds for For For Management Cash Management 8.1 Approve Target Parties For For Management 8.2 Approve Floor Price For For Management 8.3 Approve Issue Scale Limit For For Management 8.4 Approve Lock-up Period Arrangement For For Management 9 Approve Share Subscription Agreement For For Management -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Issuance of High Quality For For Management Corporate Bond 3.1 Approve Issue Size For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Par Value and Issue Price For For Management 3.4 Approve Bond Maturity For For Management 3.5 Approve Bond Interest Rate For For Management 3.6 Approve Use of Raised Funds For For Management 3.7 Approve Underwriters and Trustees For For Management 3.8 Approve Target Subscribers For For Management 3.9 Approve Guarantee Arrangements For For Management 3.10 Approve Safeguard Measures of Debts For For Management Repayment 3.11 Approve Listing Arrangements For For Management 3.12 Approve Payment of Capital and Interest For For Management 3.13 Approve Resolution Validity Period For For Management 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Green Corporate Bonds 5.1 Approve Issue Size For For Management 5.2 Approve Par Value and Issue Price For For Management 5.3 Approve Bond Maturity and Type For For Management 5.4 Approve Bond Interest Rate For For Management 5.5 Approve Guarantee Matters For For Management 5.6 Approve Use of Proceeds For For Management 5.7 Approve Issue Manner For For Management 5.8 Approve Terms of Sell-Back For For Management 5.9 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 5.10 Approve Underwriting Manner For For Management 5.11 Approve Listing Arrangements For For Management 5.12 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 5.13 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 7 Approve Investors to Implement Market For For Management Oriented Debt-to-Equity and Signing of Related Agreements -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Related Party Transaction For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Signing of Rare Earth For For Management Concentrate Related Party Agreement 11 Approve Financial Services Agreement For For Management 12 Approve Purchase Agreement For For Management 13 Approve Allowance of Independent For For Management Directors 14.1 Approve Issue Size For For Management 14.2 Approve Par Value and Issue Price For For Management 14.3 Approve Bond Maturity and Type For For Management 14.4 Approve Bond Interest Rate For For Management 14.5 Approve Guarantee Matters For For Management 14.6 Approve Use of Proceeds For For Management 14.7 Approve Issue Manner For For Management 14.8 Approve Terms of Sell-Back For For Management 14.9 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 14.10 Approve Underwriting Manner For For Management 14.11 Approve Listing Transfer Arrangement For For Management 14.12 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 14.13 Approve Resolution Validity Period For For Management 14.14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Approve Financial Budget Report For For Management 16 Approve Credit Line Application For For Management 17.1 Elect Li Degang as Non-Independent For For Shareholder Director 17.2 Elect Wang Shengping as For For Shareholder Non-Independent Director 17.3 Elect Shi Kai as Non-Independent For For Shareholder Director 17.4 Elect Liu Zhengang as Non-Independent For For Shareholder Director 17.5 Elect Li Xiao as Non-Independent For For Shareholder Director 17.6 Elect Song Longtang as Non-Independent For For Shareholder Director 17.7 Elect Zhai Jinjie as Non-Independent For For Shareholder Director 17.8 Elect Lang Jilong as Non-Independent For For Shareholder Director 17.9 Elect Bai Baosheng as Non-Independent For For Shareholder Director 18.1 Elect Wu Zhenping as Independent For For Shareholder Director 18.2 Elect Dong Fang as Independent Director For For Shareholder 18.3 Elect Cheng Mingwang as Independent For For Shareholder Director 18.4 Elect Sun Hao as Independent Director For For Shareholder 18.5 Elect Wei Zheyan as Independent For For Shareholder Director 19.1 Elect Hu Yongcheng as Supervisor For For Shareholder 19.2 Elect Xing Liguang as Supervisor For For Shareholder 19.3 Elect Zhang Weijiang as Supervisor For For Shareholder -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve China (Shanghai) Pilot Free For For Management Trade Zone and Overseas Issuance of Bonds 2 Approve Issuance of Foreign Bonds For For Management -------------------------------------------------------------------------------- INNER MONGOLIA EERDUOSI RESOURCES CO., LTD. Ticker: 900936 Security ID: Y40841119 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan Guarantee to For For Management Subsidiary 2 Approve Provision of Loan Guarantee to For For Management Inner Mongolia Yidong Coal Group Co., Ltd. 3 Approve Loan Provision For Against Management 4 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- INNER MONGOLIA EERDUOSI RESOURCES CO., LTD. Ticker: 900936 Security ID: Y40841119 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- INNER MONGOLIA EERDUOSI RESOURCES CO., LTD. Ticker: 900936 Security ID: Y40841119 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- INNER MONGOLIA EERDUOSI RESOURCES CO., LTD. Ticker: 900936 Security ID: Y40841119 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Loan Guarantees For For Management -------------------------------------------------------------------------------- INNER MONGOLIA EERDUOSI RESOURCES CO., LTD. Ticker: 900936 Security ID: Y40841119 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Related Party Transaction For For Management 6 Approve Report of the Board of For For Management Independent Directors 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD. Ticker: 600967 Security ID: Y07048104 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Comprehensive For For Management Technical Transformation Raised Funds Investment Project Construction Period 2 Approve Amendments to Articles of For For Management Association 3 Approve to Adjust the Allowance of For Against Management Independent Directors -------------------------------------------------------------------------------- INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD. Ticker: 600967 Security ID: Y07048104 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongle as Non-independent For For Management Director 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD. Ticker: 600967 Security ID: Y07048104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Elect Li Zhiliang as Supervisor For For Shareholder 9 Approve Use of Idle Own Funds to For For Management Purchase of Financial Products 10 Approve Daily Related Party For For Management Transactions 11 Approve Signing of Daily Related Party For For Management Transactions Framework Agreement 12 Approve Provision of Guarantee For For Management 13 Approve Application of Bank Credit For For Management Lines 14 Approve to Appoint Auditor For For Management 15 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INNER MONGOLIA LANTAI INDUSTRIAL CO., LTD. Ticker: 600328 Security ID: Y4085V104 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Change in Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- INNER MONGOLIA LANTAI INDUSTRIAL CO., LTD. Ticker: 600328 Security ID: Y4085V104 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- INNER MONGOLIA LANTAI INDUSTRIAL CO., LTD. Ticker: 600328 Security ID: Y4085V104 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds for Other Projects -------------------------------------------------------------------------------- INNER MONGOLIA LANTAI INDUSTRIAL CO., LTD. Ticker: 600328 Security ID: Y4085V104 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Inner Mongolia Lantai Sodium Industry Co., Ltd. 2 Approve Provision of Guarantee to For For Management Zhongyanjilan Tailvjian Chemical Industry Limited Company -------------------------------------------------------------------------------- INNER MONGOLIA LANTAI INDUSTRIAL CO., LTD. Ticker: 600328 Security ID: Y4085V104 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Release Overview For For Management 1.2 Approve Target Subscribers For For Management 1.3 Approve Price Reference Date, Pricing For For Management Basis and Issuance Price 1.4 Approve Issue Size For For Management 1.5 Approve Lock-up Period For For Management 2 Approve Extension of Resolution For For Management Validity Period in Connection to Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 3 Approve Extension of Authorization of For For Management the Board to Handle All Related Matters -------------------------------------------------------------------------------- INNER MONGOLIA LANTAI INDUSTRIAL CO., LTD. Ticker: 600328 Security ID: Y4085V104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Profit Distribution For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Provision of Guarantee For For Management Zhongyan Qinghai Kunlun Alkali Industry Co., Ltd. 10 Approve Provision of Guarantee For For Management Zhongyan Jiangxi Lantai Chemical Co., Ltd. 11 Approve Provision of Guarantee Inner For For Management Mongolia Lantai Sodium Industry Co., Ltd. 12 Approve Provision of Guarantee For For Management Zhongyan Jilantai Chlor-Alkali Chemical Co., Ltd. -------------------------------------------------------------------------------- INNER MONGOLIA LANTAI INDUSTRIAL CO., LTD. Ticker: 600328 Security ID: Y4085V104 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name and For For Management Security Abbreviation 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIROMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIROMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Zhaoming as Non-Independent For For Management Director 1.2 Elect Xu Yongli as Non-Independent For For Management Director 1.3 Elect Jiao Guoshan as Non-Independent For For Management Director 1.4 Elect Fan Junmei as Non-Independent For For Management Director 1.5 Elect Gao Jungang as Non-Independent For For Management Director 1.6 Elect An Xutao as Non-Independent For For Management Director 2.1 Elect Zhang Zhenhua as Independent For For Management Director 2.2 Elect Jie Maohua as Independent For For Management Director 2.3 Elect Li Jinxia as Independent Director For For Management 3.1 Elect Yu Lingling as Supervisor For For Management 3.2 Elect Wang Shuai as Supervisor For For Management -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIROMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIROMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization Period of the Board to Handle Related Matters in Connection to Issuance of Preferred Shares -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIROMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For For Management -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIROMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Raised Funds Investment and For For Management Implementation Entity 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIROMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIROMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Comprehensive For For Management Credit Lines 8 Approve Provision of Guarantee For Against Management 9 Approve Loan and Related-party For For Management Transaction 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIROMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Capital For For Management Injection Rights and Related Party Transactions -------------------------------------------------------------------------------- INNER MONGOLIA MENGDIAN HUANENG THERMAL POWER CORP. LTD. Ticker: 600863 Security ID: Y40842109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Related Party Transaction For For Management 5.1 Approve Daily Related Party For For Management Transaction Framework Agreement with North United Power Corporation 5.2 Approve Financial Services Framework For For Management Agreement with China Huaneng Group Co. , Ltd. and China Huaneng Finance Co., Ltd. 5.3 Approve Daily Related Party For For Management Transaction Framework Agreement with China Huaneng Group Co., Ltd. 6 Approve to Appoint Auditor For For Management 7 Approve Financial Statements For For Management 8 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 9 Approve Annual Report and Summary For For Management 10 Approve Issuance of Debt Financing For For Management Products 11 Approve Allowance of Independent For For Management Directors 12 Amend Articles of Association For For Management 13.1 Elect Xue Huimin as Non-Independent For For Shareholder Director 13.2 Elect Hao Guangping as Non-Independent For For Shareholder Director 13.3 Elect Xi Bin as Non-Independent For For Shareholder Director 13.4 Elect Liang Jun as Non-Independent For For Shareholder Director 13.5 Elect Chang Ming as Non-Independent For For Shareholder Director 13.6 Elect Gao Yuan as Non-Independent For For Shareholder Director 14.1 Elect Zhao Kefu as Independent Director For For Management 14.2 Elect Lu Wenbing as Independent For For Management Director 14.3 Elect Yan Jiehui as Independent For For Management Director 15.1 Elect Liang Jinghua as Supervisor For For Shareholder 15.2 Elect Liu Jidong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INNER MONGOLIA XINGYE MINING CO., LTD. Ticker: 000426 Security ID: Y13689107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity of Chen Baerhu For For Management Qi Tiantong Mining Co., Ltd. 2 Approve Sale of Equity of Chifeng For For Management Fusheng Mining Co., Ltd. 3 Approve Sale of Equity of Balin Youqi For For Management Juyuan Mining Co., Ltd. -------------------------------------------------------------------------------- INNER MONGOLIA XINGYE MINING CO., LTD. Ticker: 000426 Security ID: Y13689107 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Plan or Trust Loans 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- INNER MONGOLIA XINGYE MINING CO., LTD. Ticker: 000426 Security ID: Y13689107 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Major Asset Restructure For For Management Performance Compensation Plan and Repurchase and Cancellation of Shares -------------------------------------------------------------------------------- INNER MONGOLIA XINGYE MINING CO., LTD. Ticker: 000426 Security ID: Y13689107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Appointment of Auditor For For Management 8 Approve Allowance of Directors For For Management 9 Approve Allowance of Supervisors For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change the Usage of the Shares For For Management Repurchased 2 Approve Revised Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Shares Incentive Plan 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Operating Strategy and For For Management Investment Plan 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7.1 Elect Pan Gang as Non-Independent For For Management Director 7.2 Elect Zhao Chengxia as Non-Independent For For Management Director 7.3 Elect Yan Junrong as Non-Independent For For Management Director 7.4 Elect Wang Xiaogang as Non-Independent For For Management Director 7.5 Elect Yang Huicheng as Non-Independent For For Management Director 7.6 Elect Zhang Junping as Non-Independent For For Management Director 7.7 Elect Lv Gang as Non-Independent For For Management Director 7.8 Elect Peng Heping as Independent For For Management Director 7.9 Elect Ji Shao as Independent Director For For Management 7.10 Elect Cai Yuanming as Independent For For Management Director 7.11 Elect Shi Fang as Independent Director For For Management 8.1 Elect Gao Debu as Supervisor For For Management 8.2 Elect Zhang Xinling as Supervisor For For Management 9 Approve Allowance of Directors For For Management 10 Approve Allowance of Supervisors For For Management 11 Approve Report of the Independent For For Management Directors 12 Approve Guarantee Provision Plan For For Management 13 Approve Issuance of Super-short-term For For Management Commercial Papers and Medium-term Notes 14 Approve Provision of Guarantee For For Management 15 Approve Cancellation of Partial Stock For For Management Options and Repurchase Cancellation of Performance Shares 16 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares 17 Amend Articles of Association For For Management 18 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Proposed Alignment in the For For Management Preparation of Financial Statements in Accordance with the PRC Accounting Standards for Business Enterprises 1.2 Approve Da Hua CPA as Domestic and For For Management Overseas Auditor 2 Approve Da Hua CPA as Internal Auditor For For Management 3 Elect Du Yingfen as Director For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issue of Super For For Shareholder Short-Term Commercial Papers 2.1 Elect Zhang Jingquan as Director For Against Management 2.2 Elect Lv Junjie as Director For Against Management -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Coal Mines Overall Entrusted For For Management Management Agreements Entered Into by the Company and Its Holding Subsidiaries 2 Approve Supplemental Agreements to the For For Shareholder Coal Mines Overall Entrusted Management Agreements Entered Into by the Company and Its Holding Subsidiaries -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Performance Report of the For For Management Independent Directors 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Capital Expenditure For For Management 7 Approve Financial Auditors For For Management 8 Approve Internal Control Auditor For For Management 9 Approve Provision of Guarantee for For Against Management Commercial Acceptance Bill Financing Business of Its Certain Holding Subsidiaries 10 Approve Provision of Guarantee by the For Against Management Company for Its Holding Subsidiaries 11 Approve the Entrusted Wealth For For Management Management with Idle Self-Owned Funds 12 Approve Remuneration of Directors For For Shareholder 13 Approve Remuneration of Supervisors For For Shareholder 14 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 15 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 16 Amend Articles of Association For For Shareholder 17.1 Elect Zhang Jingquan as Director For For Shareholder 17.2 Elect Liu Chunlin as Director For For Shareholder 17.3 Elect Ge Yaoyong as Director For For Shareholder 17.4 Elect Zhang Dongsheng as Director For For Shareholder 17.5 Elect Liu Jian as Director For For Shareholder 17.6 Elect Lv Guiliang as Director For For Shareholder 17.7 Elect Lv Junjie as Director For For Shareholder 18.1 Elect Zhang Zhiming as Director For For Shareholder 18.2 Elect Huang Sujian as Director For For Shareholder 18.3 Elect Wong Hin Wing as Director For For Shareholder 18.4 Elect Du Yingfen as Director For For Shareholder 19.1 Elect Zhang Zhenjin as Supervisor For For Shareholder 19.2 Elect Liu Xianghua as Supervisor For For Shareholder 19.3 Elect Wang Yongliang as Supervisor For For Shareholder 19.4 Elect Wu Qu as Supervisor For For Shareholder -------------------------------------------------------------------------------- INNER MONGOLIA YUAN XING ENERGY CO., LTD. Ticker: 000683 Security ID: Y40849104 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YUAN XING ENERGY CO., LTD. Ticker: 000683 Security ID: Y40849104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YUAN XING ENERGY CO., LTD. Ticker: 000683 Security ID: Y40849104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Internal Control Evaluation For For Management Report 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Daily Related-party For For Management Transactions 9 Approve Provision of Guarantee For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Decrease in Registered Capital For For Management 13 Approve Amendments to Articles of For For Management Association 14.1 Elect Song Weitu as Non-independent For For Shareholder Director 14.2 Elect Liu Baolong as Non-independent For For Shareholder Director 14.3 Elect Liang Runbiao as Non-independent For For Shareholder Director 14.4 Elect Ding Ximei as Non-independent For For Shareholder Director 14.5 Elect Wu Aiguo as Non-independent For For Shareholder Director 14.6 Elect Sun Chaohui as Non-independent For For Shareholder Director 14.7 Elect Dai Jifeng as Non-independent For For Shareholder Director 14.8 Elect Peng Li as Non-independent For For Shareholder Director 15.1 Elect Sui Jingxiang as Independent For For Shareholder Director 15.2 Elect Han Junqin as Independent For For Shareholder Director 15.3 Elect Zhang Shichao as Independent For For Shareholder Director 15.4 Elect Dong Min as Independent Director For For Shareholder 16.1 Elect Gao Yongfeng as Supervisor For For Shareholder 16.2 Elect Ding Yan as Supervisor For For Shareholder -------------------------------------------------------------------------------- INNER MONGOLIA YUAN XING ENERGY CO., LTD. Ticker: 000683 Security ID: Y40849104 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- INNER MONGOLIA YUAN XING ENERGY CO., LTD. Ticker: 000683 Security ID: Y40849104 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Use of Raised Funds to For For Management Replenish Working Capital 2 Amend Articles of Association For For Management 3.1 Approve Purpose For For Management 3.2 Approve Compliance with Relevant For For Management Conditions of Repurchase of Shares 3.3 Approve Manner of Share Repurchase For For Management 3.4 Approve Price Range and Pricing For For Management Principle of the Share Repurchase 3.5 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 3.6 Approve Type, Number and Proportion of For For Management the Total Share Repurchase 3.7 Approve the Usage of the Shares to Be For For Management Repurchased 3.8 Approve Implementation Period For For Management 3.9 Approve Authorization to Handle For For Management Related Matters Regarding Share Repurchase Plan -------------------------------------------------------------------------------- INNODISK CORP. Ticker: 5289 Security ID: Y408BG100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- INNOLUX CORP. Ticker: 3481 Security ID: Y4090E105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Proposal of Transferring For Against Management Shares Bought Back to Employees at a Price Lower than the Average Price if Actual Purchased Shares 5 Amendments to Trading Procedures For For Management Governing Derivatives Products 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 7.1 Elect Jyh-Chau Wang, with SHAREHOLDER For For Management NO.00224402 as Non-independent Director -------------------------------------------------------------------------------- INNOVENT BIOLOGICS, INC. Ticker: 1801 Security ID: G4818G101 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Ronnie Hao Xi Ede as Director For For Management 2.2 Elect Charles Leland Cooney as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- INNOVENT BIOLOGICS, INC. Ticker: 1801 Security ID: G4818G101 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Grant of Restricted Shares to For Against Management De-Chao Michael Yu under the RS Plan 1b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu under the RS Plan 2a Approve Grant of Restricted Shares to For Against Management Ronald Hao Xi Ede under the RS Plan 2b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede under the RS Plan 3a Approve Grant of Restricted Shares to For Against Management Charles Leland Cooney under the RS Plan 3b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney under the RS Plan 4a Approve Grant of Restricted Shares to For Against Management Joyce I-Yin Hsu under the RS Plan 4b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu under the RS Plan 5a Approve Grant of Restricted Shares to For Against Management Kaixian Chen under the RS Plan 5b Authorize Board to Deal with All For Against Management Matters in Relation to the Grant of Restricted Shares to Kaixian Chen under the RS Plan 6a Approve Adoption of 2020 RS Plan For Against Management Limit, 2020 RS Plan Listing Approval, 2020 RS Plan and Related Transactions 6b Approve Grant of Specific Mandate to For Against Management Issue Shares under the 2020 RS Plan -------------------------------------------------------------------------------- INNUOVO TECHNOLOGY CO., LTD. Ticker: 000795 Security ID: Y8481R104 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Usage of For For Management Raised Funds 2 Approve Related-party Transaction For For Management -------------------------------------------------------------------------------- INNUOVO TECHNOLOGY CO., LTD. Ticker: 000795 Security ID: Y8481R104 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- INNUOVO TECHNOLOGY CO., LTD. Ticker: 000795 Security ID: Y8481R104 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- INNUOVO TECHNOLOGY CO., LTD. Ticker: 000795 Security ID: Y8481R104 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- INNUOVO TECHNOLOGY CO., LTD. Ticker: 000795 Security ID: Y8481R104 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Use of Idle Funds to Purchase For For Management Financial Products 8 Approve Daily Related-Party For For Management Transactions 9 Approve to Appoint Auditor For For Management 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- INSIGMA TECHNOLOGY CO. LTD. Ticker: 600797 Security ID: Y4090C109 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Transfer Agreement and For For Management Related Party Transactions 2 Approve Transfer of Shares For For Management 3 Approve Repurchase Cancellation for For For Shareholder Acquisition by Cash Payment and Issuance of Shares 4 Approve Authorization of the Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- INSIGMA TECHNOLOGY CO. LTD. Ticker: 600797 Security ID: Y4090C109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution Plan For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issue 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Base, Proportion and Number of For For Management Shares 2.4 Approve Pricing Principle and Share For For Management Price 2.5 Approve Target Subscribers For For Management 2.6 Approve Use of Proceeds For For Management 2.7 Approve Issue Time For For Management 2.8 Approve Underwriting Manner For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Listing Circulation For For Management 3 Approve Plan on Company's Rights Issue For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Daily Related For For Management Party Transactions -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor and For For Management Payment of Their Remuneration 9 Approve Increase Financial Institution For For Management Business-Related Grants 10 Approve Handling Transfer of Accounts For For Management Receivable and Non-Recourse Factoring Business 11 Approve Financial Derivative Trading For For Management Business 12 Approve Allowance of Independent For For Management Directors 13.1 Elect Zhang Lei as Non-Independent For For Management Director 13.2 Elect Peng Zhen as Non-Independent For For Management Director 13.3 Elect Yuan Anjun as Non-Independent For For Management Director 13.4 Elect Wu Long as Non-Independent For For Management Director 14.1 Elect Wang Aiguo as Independent For For Management Director 14.2 Elect Wang Peizhi as Independent For For Management Director 15.1 Elect Wang Chunsheng as Supervisor For For Management 15.2 Elect Chen Bin as Supervisor For For Management -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Corporate Bond Issuance For For Management -------------------------------------------------------------------------------- INSPUR SOFTWARE CO., LTD. Ticker: 600756 Security ID: Y7680N104 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- INSPUR SOFTWARE CO., LTD. Ticker: 600756 Security ID: Y7680N104 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expand in Business Scope and For For Management Amend Article of Association -------------------------------------------------------------------------------- INSPUR SOFTWARE CO., LTD. Ticker: 600756 Security ID: Y7680N104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Daily Related For For Management Party Transaction -------------------------------------------------------------------------------- INSPUR SOFTWARE CO., LTD. Ticker: 600756 Security ID: Y7680N104 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- INSPUR SOFTWARE CO., LTD. Ticker: 600756 Security ID: Y7680N104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor as well as Payment of Remuneration 7 Approve Related Party Transaction For For Management 8 Approve Report of the Independent For For Management Directors 9 Approve Allowance of Independent For For Management Directors 10 Approve Use of Funds for Cash For For Management Management 11 Approve Authorization for Credit Line For For Management Application 12.1 Elect Chen Dongfeng as Non-Independent For For Management Director 12.2 Elect Zhang Ge as Non-Independent For For Management Director 12.3 Elect Chi Yankun as Non-Independent For For Management Director 12.4 Elect Lu Shengwei as Non-Independent For For Management Director 13.1 Elect Wang Shouhai as Independent For For Management Director 13.2 Elect Xin Liguo as Independent Director For For Management 14.1 Elect Zhao Xin as Supervisor For For Management 14.2 Elect Wang Chunsheng as Supervisor For For Management 14.3 Elect Liu Yan as Supervisor For For Management -------------------------------------------------------------------------------- INSTITUTO HERMES PARDINI SA Ticker: PARD3 Security ID: P5R2AD133 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Ecoar - For For Management Medicina Diagnostica Ltda. and Laboratorio de Analises Clinicas Humberto Abrao Ltda., Partial Spin-Off of Diagnosticos Laboratoriais Especializados Ltda. and Absorption of Spun-Off Assets 2 Ratify Investor Consulting Partners For For Management Consultoria Ltda. as the Independent Firm to Appraise Proposed Transactions 3 Approve Independent Firm's Appraisals For For Management 4 Approve Absorption of Ecoar - Medicina For For Management Diagnostica Ltda. and Laboratorio de Analises Clinicas Humberto Abrao Ltda. , Partial Spin-Off of Diagnosticos Laboratoriais Especializados Ltda. and Absorption of Spun-Off Assets -------------------------------------------------------------------------------- INSTITUTO HERMES PARDINI SA Ticker: PARD3 Security ID: P5R2AD133 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- INSTITUTO HERMES PARDINI SA Ticker: PARD3 Security ID: P5R2AD133 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Capitalization of Reserves For For Management Without Issuance of Shares 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Consolidate Bylaws For For Management 4 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- INTEGRATED ELECTRONIC SYSTEMS LAB CO., LTD. Ticker: 002339 Security ID: Y4091S103 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Liang as Non-Independent For Did Not Vote Shareholder Director 1.2 Elect Yan Zhonghua as Non-Independent For Did Not Vote Shareholder Director 1.3 Elect Yao Bin as Non-Independent For Did Not Vote Shareholder Director 1.4 Elect Li Wenfeng as Non-Independent For Did Not Vote Shareholder Director 1.5 Elect Li Dexi as Non-Independent For Did Not Vote Shareholder Director 1.6 Elect Yu Xinwei as Non-Independent For Did Not Vote Shareholder Director 2.1 Elect Tang Xisheng as Independent For Did Not Vote Management Director 2.2 Elect Chen Guanting as Independent For Did Not Vote Management Director 2.3 Elect Zhai Jiguang as Independent For Did Not Vote Management Director 3.1 Elect Zhu Yanduo as Supervisor For Did Not Vote Management 3.2 Elect Cui Rentao as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- INTEGRATED ELECTRONIC SYSTEMS LAB CO., LTD. Ticker: 002339 Security ID: Y4091S103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- INTEGRATED ELECTRONIC SYSTEMS LAB CO., LTD. Ticker: 002339 Security ID: Y4091S103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Use of Funds For Investment For For Management and Wealth Management 11 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- INTEGRATED HOLDING CO. KCSC Ticker: INTEGRATED Security ID: M53649105 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Approve Corporate Governance Report For For Management and Audit Committee Report for FY 2019 5 Approve Special Report on Violations For For Management and Penalties for FY 2019 6 Approve Related Party Transactions for For For Management FY 2019 7 Accept Financial Statements and For For Management Statutory Reports for FY 2019 8 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve for FY 2019 9 Approve Dividends of KWD 6,600,000 for For For Management FY 2019 10 Approve Remuneration of Directors of For For Management KWD 60,000 for FY 2019 11 Approve Related Party Transactions For For Management 12 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 13 Approve Discharge of Directors for FY For For Management 2019 14 Elect Sharia Supervisory Board Members For For Management (Bundled) and Fix Their Remuneration for FY 2020 15 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 -------------------------------------------------------------------------------- INTERCONEXION ELECTRICA SA ESP Ticker: ISA Security ID: P5624U101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Present Meeting Secretary's Report Re: None None Management Minutes of Meeting Held on March 29, 2019 3 Elect Meeting Approval Committee For For Management 4 Welcome Message from Chairman and None None Management Presentation of Board Report 5 Approve Management Report For For Management 6 Present Individual and Consolidated None None Management Financial Statements 7 Present Auditor's Report None None Management 8 Approve Individual and Consolidated For For Management Financial Statements 9 Approve Allocation of Income and For For Management Dividends 10 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 11 Elect Directors For Against Management 12 Approve Remuneration Policy For For Management 13 Approve Remuneration of Directors For For Management 14 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- INTERGLOBE AVIATION LIMITED Ticker: 539448 Security ID: Y4R97L111 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Rahul Bhatia as Director For For Management 4 Approve S.R. Batliboi & Co. LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Meleveetil Damodaran as Director For For Management 6 Elect Anil Parashar as Director For For Management 7 Approve Payment of Profit Related For For Management Commission to Independent Directors 8 Approve Extension of Travel Benefits For For Management to Non-Executive Directors 9 Amend Articles of Association - Board For Against Management Related -------------------------------------------------------------------------------- INTERGLOBE AVIATION LIMITED Ticker: 539448 Security ID: Y4R97L111 Meeting Date: JAN 29, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association None For Shareholder -------------------------------------------------------------------------------- INTERNATIONAL CONTAINER TERMINAL SERVICES, INC. Ticker: ICT Security ID: Y41157101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order For For Management 2 Determination of Existence of Quorum For For Management 3 Approve Minutes of the Annual For For Management Stockholders' Meeting Held on April 11, 2019 4 Presentation of Chairman's Report For For Management 5 Approve the Chairman's Report and the For For Management 2019 Audited Financial Statements 6 Ratify the Acts, Contracts, For For Management Investments, and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders' Meeting 7.1 Elect Enrique K. Razon, Jr. as Director For For Management 7.2 Elect Cesar A. Buenaventura as Director For Against Management 7.3 Elect Octavio Victor R. Espiritu as For Against Management Director 7.4 Elect Joseph R. Higdon as Director For For Management 7.5 Elect Jose C. Ibazeta as Director For For Management 7.6 Elect Stephen A. Paradies as Director For Against Management 7.7 Elect Andres Soriano III as Director For For Management 8 Appoint External Auditors For Against Management 9 Approve Other Matters For Against Management 10 Adjournment For For Management -------------------------------------------------------------------------------- INTERNATIONAL CSRC INVESTMENT HOLDINGS CO. LTD. Ticker: 2104 Security ID: Y15055109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- INTERNATIONAL GAMES SYSTEM CO., LTD. Ticker: 3293 Security ID: Y41065114 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- INVENTEC CORP. Ticker: 2356 Security ID: Y4176F109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 5.1 Elect Cho, Tom-Hwar, with SHAREHOLDER For For Management NO.00000157 as Non-independent Director 5.2 Elect Yeh, Kuo-I, with SHAREHOLDER NO. For For Management 00000001 as Non-independent Director 5.3 Elect Wen, Shih-Chih, with SHAREHOLDER For For Management NO.00000026 as Non-independent Director 5.4 Elect Lee, Tsu-Chin, with SHAREHOLDER For For Management NO.00000009 as Non-independent Director 5.5 Elect Chang, Ching-Sung, with For For Management SHAREHOLDER NO.00000037 as Non-independent Director 5.6 Elect Yeh, Li-Cheng, with SHAREHOLDER For For Management NO.00000327 as Non-independent Director 5.7 Elect Chen, Ruey-Long, with For For Management SHAREHOLDER NO.Q100765XXX as Independent Director 5.8 Elect Chang, Chang-Pang, with For For Management SHAREHOLDER NO.N102640XXX as Independent Director 5.9 Elect Wea, Chi-Lin, with SHAREHOLDER For For Management NO.J100196XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- INVERSIONES AGUAS METROPOLITANAS SA Ticker: IAM Security ID: P58595102 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Revoke Directors and Elect New Ones For Against Management -------------------------------------------------------------------------------- INVERSIONES AGUAS METROPOLITANAS SA Ticker: IAM Security ID: P58595102 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Receive Report Regarding Related-Party For For Management Transactions 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration of Directors For For Management 7 Present Board's Report on Expenses For For Management 8 Approve Remuneration and Budget of For For Management Directors' Committee 9 Present Directors' Committee Report on For For Management Activities and Expenses 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- INVERSIONES LA CONSTRUCCION SA Ticker: ILC Security ID: P5817R105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Dividends of CLP 290 Per Share For For Management c Approve Dividend Policy For For Management d Elect Directors For For Management e Approve Remuneration of Directors For For Management f Approve Remuneration and Budget of For For Management Directors' Committee g Appoint Auditors and Designate Risk For For Management Assessment Companies h Receive Report of Directors' Committee For For Management i Receive Report Regarding Related-Party For For Management Transactions j Designate Newspaper to Publish Meeting For For Management Announcements k Other Business For Against Management -------------------------------------------------------------------------------- INVESTEC LTD. Ticker: INL Security ID: S39081138 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Zarina Bassa as Director For For Management 2 Re-elect Peregrine Crosthwaite as For For Management Director 3 Re-elect Hendrik du Toit as Director For For Management 4 Re-elect David Friedland as Director For For Management 5 Re-elect Philip Hourquebie as Director For For Management 6 Re-elect Charles Jacobs as Director For For Management 7 Re-elect Ian Kantor as Director For For Management 8 Re-elect Lord Malloch-Brown as Director For For Management 9 Re-elect Khumo Shuenyane as Director For For Management 10 Re-elect Fani Titi as Director For For Management 11 Elect Kim McFarland as Director For For Management 12 Elect Nishlan Samujh as Director For For Management 13 Approve Remuneration Report including For For Management Implementation Report 14 Approve Remuneration Policy For For Management 15 Authorise Board to Ratify and Execute For For Management Approved Resolutions 16 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 March 2019 17 Sanction the Interim Dividend on the For For Management Ordinary Shares 18 Sanction the Interim Dividend on the For For Management Dividend Access (South African Resident) Redeemable Preference Share 19 Approve Final Dividend on the Ordinary For For Management Shares and the Dividend Access (South African Resident) Redeemable Preference Share 20 Reappoint Ernst & Young Inc as Joint For For Management Auditors of the Company 21 Reappoint KPMG Inc as Joint Auditors For For Management of the Company 22 Place Unissued Variable Rate, For For Management Cumulative, Redeemable Preference Shares and Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors 23 Place Unissued Unissued Special For For Management Convertible Redeemable Preference Shares Under Control of Directors 24 Authorise Repurchase of Issued For For Management Ordinary Shares 25 Authorise Repurchase of Any For For Management Redeemable, Non-Participating Preference Shares and Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares 26 Approve Financial Assistance to For For Management Subsidiaries and Directors 27 Approve Non-executive Directors' For For Management Remuneration 28 Accept Financial Statements and For For Management Statutory Reports 29 Sanction the Interim Dividend on the For For Management Ordinary Shares 30 Approve Final Dividend For For Management 31 Reappoint Ernst & Young LLP as Auditors For For Management 32 Authorise Board to Fix Remuneration of For For Management Auditors 33 Authorise Issue of Equity For For Management 34 Authorise Market Purchase of Ordinary For For Management Shares 35 Authorise Market Purchase of For For Management Preference Shares 36 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- INVESTEC LTD. Ticker: INL Security ID: S39081138 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Demerger of Ninety One from Investec Group 2 Approve Matters Relating to the Share For For Management Premium Account and Capital Reduction -------------------------------------------------------------------------------- INVESTEC PROPERTY FUND LTD. Ticker: IPF Security ID: S3965J121 Meeting Date: AUG 05, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Darryl Mayers as Director For For Management 2 Elect Jenna Sprenger as Director For For Management 3 Re-elect Samuel Leon as Director For For Management 4 Re-elect Nicholas Riley as Director For For Management 5 Re-elect Constance Mashaba as Director For For Management 6 Re-elect Philip Hourquebie as Member For For Management of the Audit and Risk Committee 7 Re-elect Constance Mashaba as Member For For Management of the Audit and Risk Committee 8 Re-elect Moses Ngoasheng as Member of For For Management the Audit and Risk Committee 9 Re-elect Khumo Shuenyane as Member of For For Management the Audit and Risk Committee 10 Reappoint Ernst & Young Inc as For For Management Auditors of the Company 11 Authorise Ratification of Approved For For Management Resolutions 12 Authorise Directors to Issue Shares in For For Management Relation to a Dividend Reinvestment Plan 13 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Authorise Board to Issue Shares for For For Management Cash 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Non-Executive Directors' For For Management Remuneration 4 Approve Financial Assistance to For For Management Subsidiaries and Other Related or Inter-related Companies -------------------------------------------------------------------------------- IOCHPE-MAXION SA Ticker: MYPK3 Security ID: P58749105 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.a Amend Articles to Comply with New For For Management Regulations of Novo Mercado of B3 1.b Amend Articles to Comply with For For Management Regulations of Brazilian Securities Regulator 1.c Amend Articles Re: Board Powers For For Management 1.d Amend Articles Re: Management For For Management Compensation 1.e Amend Transitory Provisions and Other For For Management Articles 2 Authorize Capitalization of Reserves For For Management 3 Amend Article 5 to Reflect Changes in For For Management Capital 4 Approve Increase in Authorized Capital For For Management and Amend Article 6 Accordingly 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- IOCHPE-MAXION SA Ticker: MYPK3 Security ID: P58749105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Fix Number of Fiscal Council Members For For Management at Three 6.1 Elect Antonio Carlos Foschini as For Abstain Management Fiscal Council Member and Oscar Antonio Fontoura Becker as Alternate 6.2 Elect Mauricio Diacoli as Fiscal For Abstain Management Council Member and Luiz de Paiva Branco as Alternate 6.3 Elect Reginaldo Ferreira Alexandre as For For Management Fiscal Council Member and Paulo Roberto Franceschi as Alternate 6.4 Elect William Cordeiro as Fiscal For For Shareholder Council Member and Thiago Costa Jacinto as Alternate as Minority Representative Under Majority Fiscal Council Election 6.5 Elect Ana Paula Pinho Canderolo as For For Shareholder Fiscal Council Member and Heloisa Belotti Bedicks as Alternate as Minority Representative Under Majority Fiscal Council Election 7 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- IOI CORP. BHD. Ticker: 1961 Security ID: Y41763106 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Peter Chin Fah Kui as Director For For Management 3 Elect Lee Yeow Seng as Director For Against Management 4 Approve Directors' Fees (Inclusive of For For Management Board Committees' Fees) 5 Approve Directors' Benefits (Other For For Management than Directors' Fees) 6 Approve BDO PLT as Auditors and For For Management Authorize Audit and Risk Management Committee to Fix Their Remuneration 7 Approve Karownakaran @ Karunakaran a/l For For Management Ramasamy to Continue Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 11 Approve Gratuity Payment to Lee Shin For For Management Cheng 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- IOI PROPERTIES GROUP BERHAD Ticker: 5249 Security ID: Y417A6104 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tan Kim Leong as Director For For Management 2 Elect Lee Yeow Seng as Director For For Management 3 Approve Directors' Fees (Inclusive of For For Management Board Committees' Fees) 4 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 5 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Share Repurchase Program For For Management 8 Approve Gratuity Payment to Lee Shin For For Management Cheng 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- IPCA LABORATORIES LIMITED Ticker: 524494 Security ID: Y4175R146 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Prashant Godha as Director For Against Management 4 Reelect Premchand Godha as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Pranay Godha as Executive Director 6 Approve Reappointment and Remuneration For For Management of Ajit Kumar Jain as Joint Managing Director 7 Elect Kamal Kishore Seth as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- IPCA LABORATORIES LIMITED Ticker: 524494 Security ID: Y4175R146 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Warrants For For Management Convertible into Equity Shares on Preferential Basis to Promoters Group -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management 2 Approve Change in Board Term For Against Management 3 Elect Ivan de Souza Monteiro as Board For For Management Chairman -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thais Ricarte Peters as For For Management Alternate Director 2 Elect Otavio Ladeira de Medeiros as For For Management Fiscal Council Member 3 Approve 3-for-1 Stock Split For For Management 4 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors For For Management -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.a Amend Articles For Against Management 1.b Amend Article 50 Re: Profit Reserves For For Management 2 Elect Ellen Gracie Northfleet as For For Management Independent Director -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor a Amend Articles For Did Not Vote Management b Amend Article 50 Re: Profit Reserves For Did Not Vote Management -------------------------------------------------------------------------------- IRB INFRASTRUCTURE DEVELOPERS LIMITED Ticker: 532947 Security ID: Y41784102 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividend For For Management 3 Reelect Mukeshlal Gupta as Director For For Management 4 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Heena Raja as Director For For Management 6 Reelect Chandrashekhar Kaptan as For For Management Director 7 Reelect Sunil Talati as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Increase in Borrowing Powers For For Management 10 Approve Sale or Disposal of For For Management Undertaking(s) of the Company and Pledging of Assets for Debt 11 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- IREADER TECHNOLOGY CO., LTD. Ticker: 603533 Security ID: Y4164L100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- IREADER TECHNOLOGY CO., LTD. Ticker: 603533 Security ID: Y4164L100 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner, Issue Time, For For Management Target Subscribers and Subscription Method 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Issue Size For For Management 2.5 Approve Lock-up Period For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Signing of Share Subscription For For Management Contract 8 Approve Shareholder Return Plan For For Management 9 Approve 2017, 2018 Financial Statements For For Management 10 Approve Strategic Cooperation and For For Management Related Party Transactions 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- IREADER TECHNOLOGY CO., LTD. Ticker: 603533 Security ID: Y4164L100 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction of Strategic For For Management Investors 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- IREADER TECHNOLOGY CO., LTD. Ticker: 603533 Security ID: Y4164L100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Use of Funds for Short-term For For Management Financial Management -------------------------------------------------------------------------------- IRICO DISPLAY DEVICES CO., LTD. Ticker: 600707 Security ID: Y77010109 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Chen Zhongguo as Non-Independent For For Shareholder Director 2.2 Elect Feng Kun as Non-Independent For For Shareholder Director 2.3 Elect Deng Hulin as Non-Independent For For Shareholder Director 2.4 Elect Li Miao as Non-Independent For For Shareholder Director 2.5 Elect Fan Laiying as Non-Independent For For Shareholder Director 2.6 Elect Jin Bo as Non-Independent For For Shareholder Director 3.1 Elect Li Tiejun as Independent Director For For Shareholder 3.2 Elect Peng Junbiao as Independent For For Shareholder Director 3.3 Elect Bai Yongxiu as Independent For For Shareholder Director 4.1 Elect Wang Xiaoyang as Supervisor For For Shareholder 4.2 Elect Ding Wenhui as Supervisor For For Shareholder 4.3 Elect Ni Jingdong as Supervisor For For Shareholder -------------------------------------------------------------------------------- IRICO DISPLAY DEVICES CO., LTD. Ticker: 600707 Security ID: Y77010109 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- IRICO DISPLAY DEVICES CO., LTD. Ticker: 600707 Security ID: Y77010109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report of the Board of For For Management Independent Directors 8.1 Elect Wang Luping as Independent For For Shareholder Director 9.1 Elect Jiao Zhongdong as Supervisor For For Shareholder -------------------------------------------------------------------------------- IRON FORCE INDUSTRIAL CO., LTD. Ticker: 2228 Security ID: Y4R76Y100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- IS GAYRIMENKUL YATIRIM ORTAKLIGI AS Ticker: ISGYO Security ID: M57334100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income For For Management 6 Elect Directors For Against Management 7 Approve Director Remuneration For Against Management 8 Ratify External Auditors For Against Management 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 11 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Markets Board Corporate Governance Principles 12 Receive Information in Accordance to None None Management Communique on the Principles Regarding Real Estate Investment Trusts -------------------------------------------------------------------------------- ITAU CORPBANCA Ticker: ITAUCORP Security ID: P5R3QP103 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Appoint Auditors and Risk Assessment For For Management Companies 4 Approve Remuneration of Directors and For For Management Directors' Committee; Approve their Budget 5 Receive Report Regarding Related-Party For For Management Transactions 6 Receive Report from Directors' For For Management Committee and Audit Committee 7 Other Business For Against Management -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 12 For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Alfredo Egydio Setubal as For For Management Director 5.2 Elect Ana Lucia de Mattos Barretto For For Management Villela as Director 5.3 Elect Fabio Colletti Barbosa as For For Management Independent Director 5.4 Elect Frederico Trajano Inacio as For For Management Independent Director 5.5 Elect Gustavo Jorge Laboissiere Loyola For For Management as Independent Director 5.6 Elect Joao Moreira Salles as Director For For Management 5.7 Elect Jose Gallo as Independent For For Management Director 5.8 Elect Marco Ambrogio Crespi Bonomi as For For Management Independent Director 5.9 Elect Pedro Luiz Bodin de Moraes as For For Management Independent Director 5.10 Elect Pedro Moreira Salles as Director For For Management 5.11 Elect Ricardo Villela Marino as For For Management Director 5.12 Elect Roberto Egydio Setubal as For For Management Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alfredo Egydio Setubal as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Lucia de Mattos Barretto Villela as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Fabio Colletti Barbosa as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Frederico Trajano Inacio as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Gustavo Jorge Laboissiere Loyola as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Moreira Salles as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Gallo as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Marco Ambrogio Crespi Bonomi as Independent Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Luiz Bodin de Moraes as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Moreira Salles as Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Villela Marino as Director 7.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Egydio Setubal as Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 10.1 Elect Alkimar Ribeiro Moura as Fiscal For For Management Council Member and Joao Costa as Alternate 10.2 Elect Jose Caruso Cruz Henriques as For For Management Fiscal Council Member and Reinaldo Guerreiro as Alternate 11 Approve Remuneration of Company's For For Management Management 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U105 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Indemnity Provision For Against Management 2 Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U113 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Eduardo Azevedo do Valle as None For Shareholder Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITAUSA-INVESTIMENTOS ITAU SA Ticker: ITSA4 Security ID: P5887P427 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Director Appointed by Preferred None Abstain Shareholder Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Elect Isaac Berensztejn as Fiscal None For Shareholder Council Member and Vicente Jose Rauber as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITC LIMITED Ticker: 500875 Security ID: Y4211T171 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect David Robert Simpson as For Against Management Director 4 Reelect John Pulinthanam as Director For Against Management 5 Approve S R B C & CO LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Hemant Bhargava as Director For Against Management 7 Elect Sumant Bhargavan as Director and For Against Management Approve Appointment and Remuneration of Sumant Bhargavan as Wholetime Director 8 Reelect Arun Duggal as Director For For Management 9 Reelect Sunil Behari Mathur as Director For For Management 10 Reelect Meera Shankar as Director For For Management 11 Approve Remuneration of P. Raju Iyer For For Management as Cost Auditors 12 Approve Remuneration of S. Mahadevan & For For Management Co. as Cost Auditors -------------------------------------------------------------------------------- ITC LIMITED Ticker: 500875 Security ID: Y4211T171 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ajit Kumar Seth as Director For For Management 2 Elect Anand Nayak as Director For For Management 3 Approve Variation in Terms of For For Management Remuneration Payable to Chairman & Managing Director and Wholetime Directors -------------------------------------------------------------------------------- ITE TECH, INC. Ticker: 3014 Security ID: Y4101F109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect HU JUN YANG, with SHAREHOLDER NO. For For Management 7, as Non-Independent Director 3.2 Elect LIN HONG YAO, with SHAREHOLDER For For Management NO.191, as Non-Independent Director 3.3 Elect a Representative of UNITED For Against Management MICROELECTRONICS CORP., with SHAREHOLDER NO.10, as Non-Independent Director 3.4 Elect LIU LIANG JUN, with SHAREHOLDER For For Management NO.60, as Non-Independent Director 3.5 Elect XU SHI FANG, with SHAREHOLDER NO. For For Management A122948XXX, as Independent Director 3.6 Elect HUANG YI ZONG, with SHAREHOLDER For For Management NO.A122749XXX, as Independent Director 3.7 Elect CHEN SHOU SHAN, with SHAREHOLDER For For Management NO.A120972XXX, as Independent Director 4 Approve Cash Distribution from Capital For For Management Reserve 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ITEQ CORP. Ticker: 6213 Security ID: Y4212E108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JACK SEWING MACHINE CO., LTD. Ticker: 603337 Security ID: Y417BV108 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JACK SEWING MACHINE CO., LTD. Ticker: 603337 Security ID: Y417BV108 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- JACK SEWING MACHINE CO., LTD. Ticker: 603337 Security ID: Y417BV108 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Implementation For For Management of Performance Shares as well as Repurchase and Cancellation of Performance Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Approve Supply Chain Financing For For Shareholder Business Corporation and External Guarantee -------------------------------------------------------------------------------- JACK SEWING MACHINE CO., LTD. Ticker: 603337 Security ID: Y417BV108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Annual Report and Summary For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Internal Control Evaluation For For Management Report 9 Approve Remuneration Assessment of For For Management Directors, Supervisors and Senior Management Members 10 Approve to Appoint Auditor For For Management 11 Approve Comprehensive Credit Line For Against Management Application and Handling Related Guarantees 12 Approve Foreign Exchange Forward For For Management Transactions 13 Approve Provision of Loan For For Management 14 Approve Shareholder Return Plan For Against Management 15.1 Elect Zhao Xinqing as Non-Independent For For Management Director 15.2 Elect Ruan Jixiang as Non-Independent For For Management Director 15.3 Elect Ruan Fude as Non-Independent For For Management Director 15.4 Elect Ruan Jiming as Non-Independent For For Management Director 15.5 Elect Guo Weixing as Non-Independent For For Management Director 15.6 Elect Ruan Linbing as Non-Independent For For Management Director 16.1 Elect Chen Weiru as Independent For For Shareholder Director 16.2 Elect Wang Zhuo as Independent Director For For Shareholder 16.3 Elect Xie Huobao as Independent For For Shareholder Director 17.1 Elect Che Jianbo as Supervisor For For Shareholder 17.2 Elect Ruan Meiling as Supervisor For For Shareholder -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Fundraising For For Management Project, Replenishment of Capital by Raised Funds, and Closing of Deposit Account Used for Raised Funds -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of the Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Stock Option Incentive Plan 4 Approve Change of Auditor For For Management 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Use of Idle Funds For For Management for Cash Management -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Independent For For Management Directors 9 Approve Remuneration of Non-Employee For For Management Representative Supervisors 10 Approve Remuneration of Employee For For Management Representative Supervisors 11 Approve Appointment of Auditor For For Management 12 Approve Signing of Medical Device For For Management Industry (Blood Purification) Project Investment Cooperation Agreement 13.1 Elect Dong Fan as Non-Independent For For Management Director 13.2 Elect Lei Wen as Non-Independent For For Management Director 13.3 Elect Tang Xianmin as Non-Independent For For Management Director 13.4 Elect Zhang Guanghai as For For Management Non-Independent Director 13.5 Elect Zeng Kai as Non-Independent For For Management Director 13.6 Elect Li Feng as Non-Independent For For Management Director 14.1 Elect Cui Songning as Independent For For Management Director 14.2 Elect Zhou Linghong as Independent For For Management Director 14.3 Elect Yang Bai as Independent Director For For Management 15.1 Elect Peng Xiaohong as Supervisor For For Management 15.2 Elect Fang Lihua as Supervisor For For Management -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type For For Management 1.2 Approve Issue Scale For For Management 1.3 Approve Existence Period For For Management 1.4 Approve Par Value and Issue Price For For Management 1.5 Approve Coupon Rate For For Management 1.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 1.7 Approve Conversion Period For For Management 1.8 Approve Determination of Initial For For Management Conversion Price 1.9 Approve Conversion Price Adjustment For For Management and Calculation Method 1.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 1.11 Approve Method for Determining the For For Management Number of Shares for Conversion 1.12 Approve Terms of Redemption For For Management 1.13 Approve Terms of Sell-Back For For Management 1.14 Approve Dividend Distribution Post For For Management Conversion 1.15 Approve Issue Manner and Target For For Management Subscribers 1.16 Approve Placing Arrangement for For For Management Shareholders 1.17 Approve Matters Related to Bondholders For For Management Meeting 1.18 Approve Use of Proceeds For For Management 1.19 Approve Guarantee Matters For For Management 1.20 Approve Safekeeping of Raised Funds For For Management 1.21 Approve Resolution Validity Period For For Management 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bonds Issuance 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Shareholder Dividend Return For For Management Plan 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Appointment of Relevant For For Management Intermediary for this Transaction 12 Approve Internal Control For For Management Self-Evaluation Report 13 Approve Verification Report on For For Management Convertible Bonds Issuance -------------------------------------------------------------------------------- JAIN IRRIGATION SYSTEMS LTD. Ticker: 500219 Security ID: Y42531148 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Atul B. Jain as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect Harish Chandra Prasad Singh as For For Management Director 6 Reelect Ghanshyam Dass as Director For For Management 7 Reelect Radhika C. Pereira as Director For For Management 8 Elect Johannes Bastiaan Boudewijn For For Management Mohrmann as Director -------------------------------------------------------------------------------- JAIN IRRIGATION SYSTEMS LTD. Ticker: 500219 Security ID: Y42531148 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Dividend For For Management -------------------------------------------------------------------------------- JAIPRAKASH ASSOCIATES LIMITED Ticker: 532532 Security ID: Y42539117 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Manoj Gaur as Executive Chairman & CEO 2 Approve Reappointment and Remuneration For Against Management of Sunil Kumar Sharma as Executive Vice Chairman 3 Approve Payment of Remuneration to For Against Management Managerial Persons (Managing Director and Whole-time Directors) 4 Approve Payment of Remuneration to For Against Management Manoj Gaur as Executive Chairman & CEO 5 Approve Holding of Office or Place of For Against Management Profit by of Manu Bhaskar Gaur as Executive President -------------------------------------------------------------------------------- JAIPRAKASH ASSOCIATES LIMITED Ticker: 532532 Security ID: Y42539117 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Ranvijay Singh as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Reappointment and Remuneration For Against Management of Pankaj Gaur as Whole-time Director, Designated as Jt. Managing Director (Construction) 5 Approve Reappointment and Remuneration For Against Management of Sunny Gaur as Whole-time Director, Designated as Managing Director (Cement) -------------------------------------------------------------------------------- JAMMU & KASHMIR BANK LIMITED Ticker: 532209 Security ID: Y4S53D136 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Rahul Bansal as Director For Against Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Elect Vikram Gujral as Director For Against Management 5 Reelect Mohammad Ashraf Mir as Director For Against Management 6 Reelect Sanjiv Agarwal as Director For Against Management 7 Reelect Sunil Chandiramani as Director For Against Management 8 Approve Term Extension of Pronab Sen For For Management as Director 9 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 10 Amend Articles of Association - Board For For Management Related 11 Elect Sonam Wangchuk as Director For Against Management -------------------------------------------------------------------------------- JAMMU & KASHMIR BANK LIMITED Ticker: 532209 Security ID: Y4S53D136 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management the Government of Jammu and Kashmir, Promoter and Majority Shareholder on Preferential Basis 2 Amend Articles of Association For For Management 3 Elect Rajeev Lochan Bishnoi as Director For For Management 4 Elect Monica Dhawan as Director For For Management 5 Elect Naba Kishore Sahoo as Director For For Management -------------------------------------------------------------------------------- JANGHO GROUP CO. LTD. Ticker: 601886 Security ID: Y0773D109 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- JANGHO GROUP CO. LTD. Ticker: 601886 Security ID: Y0773D109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Application For For Management 8 Approve Provision of Guarantee For Against Management 9 Approve Financial Derivatives and For For Management Related Business for Foreign Exchange Forward Transactions 10 Approve Entrusted Financial Investment For For Management Plan 11 Approve Write-off of Receivables For For Management 12 Approve Issuance of Short-term For For Management Commercial Papers and Medium-term Notes 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JARIR MARKETING CO. Ticker: 4190 Security ID: M6185P112 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and FY 2021 5 Ratify Distributed Dividends of SAR 8 For For Management per Share for FY 2019 6 Approve Remuneration of Directors of For For Management SAR 2,650,000 for FY 2019 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Related Party Transactions Re: For For Management Kite Arabia Company 9 Approve Related Party Transactions Re: For For Management Kite Arabia Company 10 Approve Related Party Transactions Re: For For Management Jarir Commercial Investment Company 11 Approve Related Party Transactions Re: For For Management Jarir Commercial Investment Company 12 Approve Related Party Transactions Re: For For Management Amwaj Al Zahran Limited Company 13 Approve Related Party Transactions Re: For For Management Future Markets Trading 14 Approve Related Party Transactions Re: For For Management Jarir Real Estate Company 15 Approve Related Party Transactions Re: For For Management Jarir Real Estate Company 16 Approve Related Party Transactions Re: For For Management Ruben Al Arabia 17 Approve Related Party Transactions Re: For For Management Reaov Tabuk Ltd 18 Approve Related Party Transactions Re: For For Management Sehat Al Sharq Medical Limited Company 19 Approve Related Party Transactions Re: For For Management Ruben Al Arabia 20 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- JASMINE BROADBAND INTERNET INFRASTRUCTURE FUND Ticker: JASIF Security ID: Y4255A112 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Investment in Additional For For Management Infrastructure Assets 1.2 Approve Seeking of Benefits from the For For Management Infrastructure Assets 1.3 Approve Amendments to Agreements in For For Management Relation to the Fund's Existing Infrastructure Assets Currently Invested by the Fund 1.4 Approve Amendments to Details of the For For Management Fund's Scheme 1.5 Approve Increase of Registered Capital For For Management of the Fund 1.6 Approve Offering and Allotment of For For Management Newly Issued Units 1.7 Approve Borrowing Transaction for the For For Management Purpose of Making Additional Investment in the Infrastructure Assets and the Creation of Relevant Security Interest 2 Other Business For Against Management -------------------------------------------------------------------------------- JASMINE INTERNATIONAL PUBLIC COMPANY LIMITED Ticker: JAS Security ID: Y44202334 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Acquisition and Disposal of For For Management Assets Transactions with Jasmine Broadband Internet Infrastructure Fund 3 Approve Appointment of Authorized For For Management Person for the Acquisition and Disposal of the Assets Transactions 4 Other Business For Against Management -------------------------------------------------------------------------------- JASMINE INTERNATIONAL PUBLIC COMPANY LIMITED Ticker: JAS Security ID: Y44202334 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 3 Approve Issuance of Newly-Issued For For Management Ordinary Shares to Accommodate the Exercise of Warrants 4 Other Business For Against Management -------------------------------------------------------------------------------- JASMINE INTERNATIONAL PUBLIC COMPANY LIMITED Ticker: JAS Security ID: Y44202334 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report None None Management 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Legal Reserve, For For Management Acknowledge Interim Dividend Payment, and Omission of Dividend Payment 4 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 5.1.1 Elect Yodhin Anavil as Director For For Management 5.1.2 Elect Chantra Purnariksha as Director For For Management 5.1.3 Elect Subhoj Sunyabhisithkul as For For Management Director 5.1.4 Elect Pleumjai Sinarkorn as Director For For Management 5.2 Approve Remuneration of Directors For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- JASON FURNITURE (HANGZHOU) CO., LTD. Ticker: 603816 Security ID: Y4255J105 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Change Registered Capital -------------------------------------------------------------------------------- JASON FURNITURE (HANGZHOU) CO., LTD. Ticker: 603816 Security ID: Y4255J105 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JASON FURNITURE (HANGZHOU) CO., LTD. Ticker: 603816 Security ID: Y4255J105 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Convertible Bond Issuance -------------------------------------------------------------------------------- JASON FURNITURE (HANGZHOU) CO., LTD. Ticker: 603816 Security ID: Y4255J105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Foreign Exchange Forward For For Management Transactions 6 Approve Comprehensive Credit Line For For Management Application and Loan 7 Approve Provision of Guarantee For Against Management 8 Approve Use of Funds for Cash For For Management Management 9 Approve Annual Report and Summary For For Management 10 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 11 Approve to Appoint Auditor For For Management 12 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions -------------------------------------------------------------------------------- JASON FURNITURE (HANGZHOU) CO., LTD. Ticker: 603816 Security ID: Y4255J105 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Fiscal Council Members For For Management at Four 4 As an Ordinary Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Adrian Lima da Hora as Fiscal For Against Management Council Member and Andre Alcantara Ocampos as Alternate 5.2 Elect Demetrius Nichele Macei as For Against Management Fiscal Council Member and Marcos Godoy Brogiato as Alternate 5.3 Elect Jose Paulo da Silva Filho as For Against Management Fiscal Council Member and Sandro Domingues Raffai as Alternate 5.4 Elect Mauricio Wanderley Estanislau da For For Management Costa as Fiscal Council Member and Francisco Vicente Santana Silva Telles as Alternate 6 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Midup For For Management Participacoes Ltda. (Midup) 2 Ratify Factum - Avaliacoes e For For Management Consultoria S/S - EPP (Factum) as Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Midup For For Management Participacoes Ltda. (Midup) and Authorize Executives to Ratify and Execute Approved Resolutions 5 Re-Ratify Absorption of Midtown For For Management Participacoes Ltda., Tannery do Brasil S.A. and IM Pecus Industria e Comercio de Couros e Derivados Ltda. for Regularization of Certain Company's Real Estate Properties -------------------------------------------------------------------------------- JC FINANCE & TAX INTERCONNECT HOLDINGS LTD. Ticker: 002530 Security ID: Y443A6100 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement on Implementation For For Management and Adjustment of Share Capital Increase Plan of Shareholders -------------------------------------------------------------------------------- JC FINANCE & TAX INTERCONNECT HOLDINGS LTD. Ticker: 002530 Security ID: Y443A6100 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Zhu Wenming as Non-Independent For For Management Director 2.2 Elect Xu Zhengjun as Non-Independent For For Management Director 2.3 Elect Huang Guangming as For For Management Non-Independent Director 2.4 Elect Lin Dahai as Non-Independent For For Management Director 3.1 Elect Chen Lihua as Independent For For Management Director 3.2 Elect Ji Xiaoqin as Independent For For Management Director 3.3 Elect Xia Weijian as Independent For For Management Director 4.1 Elect Li Weili as Supervisor For For Management 4.2 Elect Ji Xiang as Supervisor For For Management 5 Approve Termination of Capital For For Management Injection Plan -------------------------------------------------------------------------------- JC FINANCE & TAX INTERCONNECT HOLDINGS LTD. Ticker: 002530 Security ID: Y443A6100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Financial Budget Report For For Management 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Completion of Raised Funds and For For Management Use Excess Raised Funds to Replenish Working Capital 10 Approve Internal Control For For Management Self-Evaluation Report 11 Approve to Appoint Auditor For For Management 12 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- JCET GROUP CO., LTD. Ticker: 600584 Security ID: Y4447T102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Provision for Goodwill For For Management Impairment and Provision for Asset Impairment 5 Approve Profit Distribution For For Management 6.1 Approve Related-party Transaction with For For Management SMIC Changdian Semiconductor (Jiangyin) Co., Ltd. 6.2 Approve Related-party Transaction with For For Management SMIC Integrated Circuit Manufacturing (Shanghai) Co., Ltd., SMIC Integrated Circuit Manufacturing (Tianjin) Co., Ltd., SMIC Integrated Circuit Manufacturing (Beijing) Co., Ltd. 6.3 Approve Related-party Transaction with For For Management SMIC Integrated Circuit (Ningbo) Co., Ltd. 6.4 Approve Related-party Transaction with For For Management SMIC Integrated Circuit Manufacturing (Shaoxing) Co., Ltd. 6.5 Approve Related-party Transaction with For For Management Hebei Zhongci Electronic Technology Co. , Ltd. 6.6 Approve Related-party Transaction with For For Management Hebei Jiangsu Xinchao Technology Group Co., Ltd. 6.7 Approve Related-party Transaction with For For Management Jiangsu Changjing Technology Co., Ltd. , Jiangyin Xinshun Microelectronics Co. , Ltd., Changdian Technology (Hong Kong) Co., Ltd. 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Use of Funds for Financial For For Management Products 9 Approve Application of Comprehensive For For Management Credit Lines 10 Approve Provision of Guarantee For For Management 11 Approve Issuance of Super Short-term For For Management Commercial Papers 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- JCHX MINING MANAGEMENT CO., LTD. Ticker: 603979 Security ID: Y42554108 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Credit Lines -------------------------------------------------------------------------------- JCHX MINING MANAGEMENT CO., LTD. Ticker: 603979 Security ID: Y42554108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors (Draft) 2 Approve Report of the Board of For For Management Supervisors (Draft) 3 Approve Financial Statements (Draft) For For Management 4 Approve Profit Distribution (Draft) For For Management 5 Approve Annual Report and Summary For For Management (Draft) 6 Approve Report of the Independent For For Management Directors (Draft) 7 Approve Appointment of Auditor (Draft) For For Management 8 Approve Guarantee Amount Between For For Management Company and Wholly-Owned Subsidiaries as well as Authorization 9.1 Elect Wang Xiancheng as For For Management Non-Independent Director 9.2 Elect Wang Qinghai as Non-Independent For For Management Director 9.3 Elect Li Zhanmin as Non-Independent For For Management Director 9.4 Elect Wang Cicheng as Non-Independent For For Management Director 9.5 Elect Wang Youcheng as Non-Independent For For Management Director 9.6 Elect Wang Xinyu as Non-Independent For For Management Director 10.1 Elect Song Yanheng as Independent For For Management Director 10.2 Elect Mu Tiehu as Independent Director For For Management 11.1 Elect Yin Shizhou as Supervisor For For Management 11.2 Elect Xu Wangqing as Supervisor For For Management 12.1 Elect Zhang Jianliang as Independent For For Shareholder Director -------------------------------------------------------------------------------- JCHX MINING MANAGEMENT CO., LTD. Ticker: 603979 Security ID: Y42554108 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Coupon Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Its For For Management Adjustment of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion and Handling Fractional Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Resolution Validity Period For For Management 2.20 Approve Depository of Raised Funds For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JENTECH PRECISION INDUSTRIAL CO. LTD. Ticker: 3653 Security ID: Y4432G115 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- JESS-LINK PRODUCTS CO., LTD. Ticker: 6197 Security ID: Y4439Y101 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- JG SUMMIT HOLDINGS, INC. Ticker: JGS Security ID: Y44425117 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on May 30, 2019 2 Approve the Financial Statements for For For Management the Preceding Year 3.1 Elect James L. Go as Director For For Management 3.2 Elect Lance Y. Gokongwei as Director For For Management 3.3 Elect Lily G. Ngochua as Director For Against Management 3.4 Elect Patrick Henry C. Go as Director For Against Management 3.5 Elect Johnson Robert G. Go, Jr. as For Against Management Director 3.6 Elect Robina Gokongwei-Pe as Director For Against Management 3.7 Elect Cirilo P. Noel as Director For Against Management 3.8 Elect Jose T. Pardo as Director For For Management 3.9 Elect Renato T. De Guzman as Director For For Management 3.10 Elect Antonio L. Go as Director For For Management 4 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 5 Ratify Acts of the Board of Directors For For Management and Its Committees, Officers and Management 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- JHSF PARTICIPACOES SA Ticker: JHSF3 Security ID: P6050T105 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Elect Directors and Board Chairman For Against Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- JHSF PARTICIPACOES SA Ticker: JHSF3 Security ID: P6050T105 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management for 2020 and Ratify Remuneration of Company's Management for 2019 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Article 6 to Reflect Changes in For For Management Authorized Capital 4 Amend Article 4 Re: Corporate Purpose For For Management 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- JIAJIAYUE GROUP CO., LTD Ticker: 603708 Security ID: Y443BG107 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of New Retail For Did Not Vote Management Innovation Fund General Partner and Related Party Transactions 2 Amend Articles of Association For Did Not Vote Shareholder -------------------------------------------------------------------------------- JIAJIAYUE GROUP CO., LTD Ticker: 603708 Security ID: Y443BG107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds -------------------------------------------------------------------------------- JIAJIAYUE GROUP CO., LTD Ticker: 603708 Security ID: Y443BG107 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Guojian as Independent For For Management Director -------------------------------------------------------------------------------- JIAJIAYUE GROUP CO., LTD Ticker: 603708 Security ID: Y443BG107 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Convertible Bond Issuance 2 Approve Extension of Authorization of For For Management the Board on Convertible Bond Issuance -------------------------------------------------------------------------------- JIAJIAYUE GROUP CO., LTD. Ticker: 603708 Security ID: Y443BG107 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve 2019 and 2020 Related Party For For Management Transactions 5 Approve Appointment of Auditor For For Management 6 Approve Application for Credit Plan For Against Management and Provision of Guarantee 7 Approve Annual Report and Summary For For Management 8 Approve Profit Distribution For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Report on the Usage of For For Management Previously Raised Funds 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional External Guarantee For For Management Provision -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Terms for Downward Adjustment For For Management of Conversion Price of Convertible Bonds -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Application of Bank Credit For For Management Lines 9 Approve Mutual Guarantee Between For For Management Company and Controlling Shareholder 10 Approve Provision of Guarantee to For Against Management Subsidiary 11 Approve Use of Idle Raised Funds and For For Management Own Funds to Purchase Bank Financial Products 12 Approve Appointment of Auditor For For Management 13 Approve Shareholder Return Plan For For Management 14 Approve Internal Control Audit Report For For Management -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Special Report on the Usage of For For Management Previously Raised Funds 6 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANG SU SUYAN JINGSHEN CO., LTD. Ticker: 603299 Security ID: Y444ML102 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Pu Xingsheng as Non-independent For For Management Director 3.1 Elect Sun Guoqiang as Independent For For Management Director -------------------------------------------------------------------------------- JIANG SU SUYAN JINGSHEN CO., LTD. Ticker: 603299 Security ID: Y444ML102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Related Party Transaction For For Management 8 Approve Guarantee Provision Plan For For Management 9 Approve Application of Bank Credit For Against Management Lines 10 Approve to Appoint Auditor For For Management 11 Approve Repurchase and Cancel the For For Management Company's Issued Shares to Purchase Assets 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGLING MOTORS CO., LTD. Ticker: 200550 Security ID: Y4442C104 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wan Jianrong as Non-Independent For For Shareholder Director 1.2 Elect Thomas Peter Hilditch as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- JIANGLING MOTORS CO., LTD. Ticker: 200550 Security ID: Y4442C112 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wan Jianrong as Non-Independent For For Shareholder Director 1.2 Elect Thomas Peter Hilditch as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- JIANGLING MOTORS CO., LTD. Ticker: 200550 Security ID: Y4442C104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangling Motors Group Finance Co., Ltd. 6 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangling Group and Its Holding Subsidiaries 7 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangxi Jiangling Motors Import and Export Co., Ltd. as well as Its Holding Subsidiaries 8 Approve Daily Related-party For For Management Transaction Framework Plan with Ford Motor Company and Its Holding Subsidiaries 9 Approve Daily Related-party For For Management Transaction Framework Plan with Nanchang Bao-Jiang Steel Processing Distribution Co., Ltd. 10 Approve Daily Related-party For For Management Transaction Framework Plan with Nanchang Jiangling Huaxiang Automobile Spare Part Co., Ltd. 11 Approve Daily Related-party For For Management Transaction Framework Plan with GETRAG (Jiangxi) Transmission Co., Ltd. 12 Approve Daily Related-party For For Management Transaction Framework Plan with Nanchang Faurecia Exhaust Control Technology Co., Ltd. 13 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangxi Jiangling Lear Interior System Co., Ltd. 14 Approve Shareholder Return Plan For For Management 15 Amend Articles of Association For For Management 16.1 Elect Qiu Tiangao as Non-Independent For For Shareholder Director 16.2 Elect Chen Anning as Non-Independent For For Shareholder Director 16.3 Elect Wan Jianrong as Non-Independent For For Shareholder Director 16.4 Elect Thomas Peter Hilditch as For For Shareholder Non-Independent Director 16.5 Elect Wang Wentao as Non-Independent For For Shareholder Director 16.6 Elect Jin Wenhui as Non-Independent For For Shareholder Director 17.1 Elect Li Xianjun as Independent For For Management Director 17.2 Elect Chen Jiangfeng as Independent For For Management Director 17.3 Elect Wang Yue as Independent Director For For Shareholder 18.1 Elect Xiao Hu as Supervisor For For Shareholder 18.2 Elect Liu Qing as Supervisor For For Shareholder 18.3 Elect Zhang Jian as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGLING MOTORS CO., LTD. Ticker: 200550 Security ID: Y4442C112 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangling Motors Group Finance Co., Ltd. 6 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangling Group and Its Holding Subsidiaries 7 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangxi Jiangling Motors Import and Export Co., Ltd. as well as Its Holding Subsidiaries 8 Approve Daily Related-party For For Management Transaction Framework Plan with Ford Motor Company and Its Holding Subsidiaries 9 Approve Daily Related-party For For Management Transaction Framework Plan with Nanchang Bao-Jiang Steel Processing Distribution Co., Ltd. 10 Approve Daily Related-party For For Management Transaction Framework Plan with Nanchang Jiangling Huaxiang Automobile Spare Part Co., Ltd. 11 Approve Daily Related-party For For Management Transaction Framework Plan with GETRAG (Jiangxi) Transmission Co., Ltd. 12 Approve Daily Related-party For For Management Transaction Framework Plan with Nanchang Faurecia Exhaust Control Technology Co., Ltd. 13 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangxi Jiangling Lear Interior System Co., Ltd. 14 Approve Shareholder Return Plan For For Management 15 Amend Articles of Association For For Management 16.1 Elect Qiu Tiangao as Non-Independent For For Shareholder Director 16.2 Elect Chen Anning as Non-Independent For For Shareholder Director 16.3 Elect Wan Jianrong as Non-Independent For For Shareholder Director 16.4 Elect Thomas Peter Hilditch as For For Shareholder Non-Independent Director 16.5 Elect Wang Wentao as Non-Independent For For Shareholder Director 16.6 Elect Jin Wenhui as Non-Independent For For Shareholder Director 17.1 Elect Li Xianjun as Independent For For Management Director 17.2 Elect Chen Jiangfeng as Independent For For Management Director 17.3 Elect Wang Yue as Independent Director For For Shareholder 18.1 Elect Xiao Hu as Supervisor For For Shareholder 18.2 Elect Liu Qing as Supervisor For For Shareholder 18.3 Elect Zhang Jian as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGMEN KANHOO INDUSTRY CO., LTD. Ticker: 300340 Security ID: Y444F0106 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares as well as Raising Supporting Funds and Related-party Transaction Complies with Relevant Laws and Regulations 2.1 Approve Target Assets and Transaction For For Management Objects 2.2 Approve Transaction Price and Payment For For Management Manner 2.3 Approve Issue Manner and Target For For Management Subscribers 2.4 Approve Share Type and Par Value For For Management 2.5 Approve Issue Price and Pricing Basis For For Management 2.6 Approve Issue Size For For Management 2.7 Approve Adjustment on Issue Size and For For Management Issue Price 2.8 Approve Lock-up Period Arrangement For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Corporate Governance For For Management Arrangements for the Underlying Company 2.11 Approve Attribution and Commitment of For For Management Profit and Loss During the Transition Period 2.12 Approve Delivery of Underlying Assets For For Management and Issued Shares 2.13 Approve Liability for Breach of For For Management Contract 2.14 Approve Performance Commitment Index For For Management 2.15 Approve Determination of Compensation For For Management Amount 2.16 Approve Compensation Method For For Management 2.17 Approve Compensation Payment and Cap For For Management 2.18 Approve Compensation Exceeding Profit For For Management Forecast 2.19 Approve Issue Manner and Target For For Management Subscribers 2.20 Approve Share Type and Par Value For For Management 2.21 Approve Issue Price and Pricing Basis For For Management 2.22 Approve Issue Size For For Management 2.23 Approve Adjustment on Issue Size and For For Management Issue Price 2.24 Approve Lock-up Period Arrangement For For Management 2.25 Approve Listing Exchange For For Management 2.26 Approve Amount and Usage of Raised For For Management Funds 2.27 Approve Resolution Validity Period For For Management 2.28 Approve Distribution Arrangement of For For Management Undistributed Earnings 3 Approve Draft Report and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related-party Transaction 4 Approve Signing of Conditional For For Management Acquisition by Cash and Issuance of Shares Agreement and Its Supplementary Agreements as well as Profit Commitment Compensation Agreement 5 Approve This Transaction Constitutes For For Management as Related-Party Transaction 6 Approve Transaction does not For For Management Constitute as a Backdoor Listing as Stipulated in Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 9 Approve Revised Audit Report, Asset For For Management Appraisal Report, and Financial Report in Connection to This Transaction 10 Approve Independence of Appraiser, For For Management Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for this Transaction 11 Approve Discussion Report on Whether For For Management Stock Price Volatility Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGMEN KANHOO INDUSTRY CO., LTD. Ticker: 300340 Security ID: Y444F0106 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Retrospective Adjustment on For For Management Previous Financial Report of Wholly-owned Subsidiary 2 Approve Supplementary Agreement on For For Management Profit Commitments Compensation Agreement -------------------------------------------------------------------------------- JIANGMEN KANHOO INDUSTRY CO., LTD. Ticker: 300340 Security ID: Y444F0106 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Term For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Duration and Method of For For Management Interest Payment 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscriber 2.15 Approve Placement Arrangement to For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Raised Funds Usage and For For Management Implementation Manner 2.18 Approve Guarantee Matter For For Management 2.19 Approve Deposit of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bonds 9 Approve Matters Relating to Meetings For For Management of Bond Holders 10 Approve Stock Option Incentive Plan For For Management and Its Summary 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Related Matters in Stock Option Incentive Plan 13 Approve Expansion of Business Scope For For Shareholder and Amend Articles of Association -------------------------------------------------------------------------------- JIANGMEN KANHOO INDUSTRY CO., LTD. Ticker: 300340 Security ID: Y444F0106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- JIANGNAN MOULD & PLASTIC TECHNOLOGY CO., LTD. Ticker: 000700 Security ID: Y44432105 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Super Performance Incentive For For Management Fund Program -------------------------------------------------------------------------------- JIANGNAN MOULD & PLASTIC TECHNOLOGY CO., LTD. Ticker: 000700 Security ID: Y44432105 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Liaoning Minghua Mould & Plastic Technology Co., Ltd. 2 Approve Financial Leasing Business for For For Management Shenyang Minghua Mould & Plastic Technology Co., Ltd. and Provision of Its Guarantee 3 Approve Additional Daily Related Party For For Management Transactions 4 Approve Additional Investment For For Management -------------------------------------------------------------------------------- JIANGNAN MOULD & PLASTIC TECHNOLOGY CO., LTD. Ticker: 000700 Security ID: Y44432105 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JIANGNAN MOULD & PLASTIC TECHNOLOGY CO., LTD. Ticker: 000700 Security ID: Y44432105 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Related Party Transaction with For For Management Some Affiliated Companies 8 Approve Appointment of Auditor For For Management 9 Approve Remuneration Allowance of For Against Management Directors, Supervisors and Senior Management Members 10 Approve Authorization of Management to For For Management Dispose of Trading Financial Assets -------------------------------------------------------------------------------- JIANGSU AOYANG HEALTH INDUSTRY CO., LTD. Ticker: 002172 Security ID: Y4439J104 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Implementation For For Management Entity of Raised Funds Project and Change in Raised Funds Special Account 2 Approve Termination of Implementation For For Management of Raised Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 3 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- JIANGSU AOYANG HEALTH INDUSTRY CO., LTD. Ticker: 002172 Security ID: Y4439J104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Working System for Independent For For Management Directors 2 Amend External Guarantee System For For Management 3 Approve Proposal on the Company's For For Management Unrecovered Losses to Reach One-third of the Total Paid-up Share Capital -------------------------------------------------------------------------------- JIANGSU AOYANG HEALTH INDUSTRY CO., LTD. Ticker: 002172 Security ID: Y4439J104 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Retention of Guarantee For Against Management Provision and Related-party Transactions 2 Approve Retention of Financial Support For Against Management to Subsidiary and Related-party Transactions 3 Elect Ji Chao as Non-Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU AOYANG HEALTH INDUSTRY CO., LTD. Ticker: 002172 Security ID: Y4439J104 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision to Funing For For Management Aoyang Technology Co., Ltd. 2 Approve Guarantee Provision to For For Management Zhangjiagang Aoyoung Hospital Co., Ltd. 3 Approve Guarantee Provision to Jiangsu For For Management Aoyang Pharmaceutical Logistics Co., Ltd. 4 Elect Li Jing as Non-Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU AOYANG HEALTH INDUSTRY CO., LTD. Ticker: 002172 Security ID: Y4439J104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Allowances and Expenses of For For Management Independent Directors 6 Approve Daily Related-party For For Management Transactions 7 Approve Credit Line Plan For For Management 8 Approve Appointment of Auditor For For Management 9 Amend Articles of Association For For Management 10 Approve Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- JIANGSU ASIA-PACIFIC LIGHT ALLOY TECHNOLOGY CO., LTD. Ticker: 002540 Security ID: Y443A7108 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Fuhai as Non-Independent For For Management Director 1.2 Elect Luo Gongwu as Non-Independent For For Management Director 1.3 Elect Pu Jianying as Non-Independent For For Management Director 2.1 Elect Chen Yiping as Independent For For Management Director 2.2 Elect Zhang Rongxian as Independent For For Management Director 3.1 Elect Zhang Junhua as Supervisor For For Management 3.2 Elect Shen Changmin as Supervisor For For Management 4 Approve the Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- JIANGSU ASIA-PACIFIC LIGHT ALLOY TECHNOLOGY CO., LTD. Ticker: 002540 Security ID: Y443A7108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- JIANGSU ASIA-PACIFIC LIGHT ALLOY TECHNOLOGY CO., LTD. Ticker: 002540 Security ID: Y443A7108 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Manner of Share Repurchase For For Management 1.3 Approve Price Range and Pricing For For Management Principle of the Share Repurchase 1.4 Approve Type, Number and Proportion of For For Management the Total Share Repurchase 1.5 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 1.6 Approve Period of the Share Repurchase For For Management 1.7 Approve Authorization of Board to For For Management Handle All Related Matters 2 Approve Use of Raised Funds for Cash For For Management Management 3 Approve Use of Own Funds for Entrusted For For Management Asset Management -------------------------------------------------------------------------------- JIANGSU ASIA-PACIFIC LIGHT ALLOY TECHNOLOGY CO., LTD. Ticker: 002540 Security ID: Y443A7108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Adjustment on Use of Own Funds For For Management to Invest in Securities 11 Approve Foreign Exchange Derivatives For For Management Business -------------------------------------------------------------------------------- JIANGSU AUCKSUN CO., LTD. Ticker: 002245 Security ID: Y4439K101 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve External Guarantee Provision For Against Management 10 Approve Bill Pool Business For Against Management 11 Approve Use of Idle Funds to Purchase For For Management Financial Products 12 Approve Specific Related Party For For Management Transactions and 2020 Related Party Transactions -------------------------------------------------------------------------------- JIANGSU BROADCASTING CABLE INFORMATION NETWORK CORP. LTD. Ticker: 600959 Security ID: Y4S3B1104 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements and For Against Management Financial Budget 6 Approve Fixed Assets Investment For Against Management Project Budget Plan 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve Provision for Impairment of For For Management Inventories, Fixed Assets and Goodwill 10 Amend Articles of Association For For Management 11 Approve Authorization of the Board to For For Management Handle Matters Related to Industrial and Commercial Change Registration 12 Approve Issuance of Medium-term Notes For For Management 13 Approve Issuance of Super Short-term For For Management Commercial Papers 14.1 Elect Zhuang Chuanwei as For For Shareholder Non-independent Director 14.2 Elect Shen Ling as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGSU CHANGBAO STEELTUBE CO., LTD. Ticker: 002478 Security ID: Y443A3107 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Elect Lu Jinyi as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- JIANGSU CHANGBAO STEELTUBE CO., LTD. Ticker: 002478 Security ID: Y443A3107 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dismissal of Chen Donghui as For Did Not Vote Shareholder Non-Independent Director -------------------------------------------------------------------------------- JIANGSU CHANGBAO STEELTUBE CO., LTD. Ticker: 002478 Security ID: Y443A3107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Appointment of Auditor For Did Not Vote Management 7 Approve Application of Comprehensive For Did Not Vote Management Credit Line and Guarantee Provision 8 Approve Adjustment on Continued Use of For Did Not Vote Management Idle Own Funds to Purchase Financial Products 9 Approve Foreign Exchange Hedging For Did Not Vote Management Business 10 Elect Yang Lin as Non-independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- JIANGSU CHANGHAI COMPOSITE MATERIALS CO., LTD. Ticker: 300196 Security ID: Y443A9104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve to Appoint Auditor For Did Not Vote Management 7 Approve Comprehensive Credit Line Bank For Did Not Vote Management Application 8 Approve to Adjust the Number of For Did Not Vote Management Members of the Supervisory Board and Amend Articles of Association 9 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- JIANGSU CHANGJIANG ELECTRONICS TECHNOLOGY CO., LTD. Ticker: 600584 Security ID: Y4447T102 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- JIANGSU CHANGJIANG ELECTRONICS TECHNOLOGY CO., LTD. Ticker: 600584 Security ID: Y4447T102 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Zheng Li as Non-Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU CHANGJIANG ELECTRONICS TECHNOLOGY CO., LTD. Ticker: 600584 Security ID: Y4447T102 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Investment in Joint Venture For For Management Company and Related Party Transactions -------------------------------------------------------------------------------- JIANGSU CHANGQING AGRICHEMICAL CO., LTD. Ticker: 002391 Security ID: Y4439W105 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Did Not Vote Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 4 Approve Amendments to Articles of For Did Not Vote Management Association 5 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors -------------------------------------------------------------------------------- JIANGSU CHANGQING AGRICHEMICAL CO., LTD. Ticker: 002391 Security ID: Y4439W105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Financial Budget Report For Did Not Vote Management 6 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 9 Approve Amendments to Articles of For Did Not Vote Management Association 10 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- JIANGSU CHENGXING PHOSPH-CHEMICAL CO., LTD. Ticker: 600078 Security ID: Y44438102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- JIANGSU CHENGXING PHOSPH-CHEMICAL CO., LTD. Ticker: 600078 Security ID: Y44438102 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hua Weiyun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGSU CHENGXING PHOSPH-CHEMICAL CO., LTD. Ticker: 600078 Security ID: Y44438102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- JIANGSU CHENGXING PHOSPH-CHEMICAL CO., LTD. Ticker: 600078 Security ID: Y44438102 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Comprehensive For For Management Agreement for Enterprise Relocation Compensation for No. 23-25, Xiejing Road, No. 27, Xiejing Road and No. 618 Meiyuan Road, Chengjiang Street, Jiangyin City 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU DAGANG CO., LTD. Ticker: 002077 Security ID: Y4439G118 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Maohe as Non-independent For For Management Director 1.2 Elect Wang Jingyu as Non-independent For For Management Director -------------------------------------------------------------------------------- JIANGSU DAGANG CO., LTD. Ticker: 002077 Security ID: Y4439G118 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application -------------------------------------------------------------------------------- JIANGSU DAGANG CO., LTD. Ticker: 002077 Security ID: Y4439G118 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Subsidiary's Equity For For Management 2 Approve Transfer of Creditor's Rights For For Management -------------------------------------------------------------------------------- JIANGSU DAGANG CO., LTD. Ticker: 002077 Security ID: Y4439G118 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Capital in For For Management Wholly-owned Subsidiary 2 Approve Transfer of Equity For For Management 3 Approve Expansion of CIS Chip For For Management Wafer-level Packaging Capacity -------------------------------------------------------------------------------- JIANGSU DAGANG CO., LTD. Ticker: 002077 Security ID: Y4439G118 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Provision of Guarantee for For Against Management Subsidiary 9.1 Approve Daily Related Party For For Management Transactions with Hanrui Holdings and Its Subsidiaries 9.2 Approve Daily Related Party For For Management Transactions with Zhengdan Company 10 Approve of the Unrecovered Loss For For Shareholder Reaching 1/3 of Total Paid-in Capital -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Provision of Loan by Related For For Management Party for the Company and Related Party Transactions -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Miao Hangen as Non-Independent For For Management Director 1.2 Elect Ji Gaoxiong as Non-Independent For For Management Director 1.3 Elect Qiu Hairong as Non-Independent For For Management Director 1.4 Elect Luo Yukun as Non-Independent For For Management Director 2.1 Elect Wan Jieqiu as Independent For For Management Director 2.2 Elect Zhang Xiangjian as Independent For For Management Director 2.3 Elect Zhang Songxun as Independent For For Management Director 3.1 Elect Li Wei as Supervisor For For Shareholder 3.2 Elect Feng Qin as Supervisor For For Shareholder 3.3 Elect Chen Jian as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Price For For Management 1.2 Approve Target Subscribers For For Management 1.3 Approve Lock-Up Period Arrangement For For Management 2 Approve Private Placement of Shares For For Management 3 Approve Signing of Supplementary For For Management Agreement of Subscription Agreement (II) 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Extension and Authorization of For For Management Resolution Validity Period -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan (Revised) 2 Approve Management System of Employee For For Management Share Purchase Plan (Revised) 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription of Equity in For For Management Interests in Jiangsu Communication Holding Group Finance Co., Ltd. -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L111 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription of Equity in For For Management Interests in Jiangsu Communication Holding Group Finance Co., Ltd. -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Issue Size For For Management 1.02 Approve Par Value and Issue Price For For Management 1.03 Approve Issue Method For For Management 1.04 Approve Maturity and Type of Bonds For For Management 1.05 Approve Coupon Rate of Bonds For For Management 1.06 Approve Repayment of Principal and For For Management Interest of the Bonds 1.07 Approve Arrangements on Placement to For For Management Shareholders of the Company 1.08 Approve Redemption or Repurchase Terms For For Management 1.09 Approve Guarantee Terms For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Way of Underwriting For For Management 1.12 Approve Trading and Exchange Markets For For Management 1.13 Approve Protection Measures for For For Management Repayment 1.14 Approve Validity Period of the For For Management Resolutions 1.15 Approve Authorization in Relation to For For Management the Issue of Corporate Bonds -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L111 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Issue Size For For Management 1.02 Approve Par Value and Issue Price For For Management 1.03 Approve Issue Method For For Management 1.04 Approve Maturity and Type of Bonds For For Management 1.05 Approve Coupon Rate of Bonds For For Management 1.06 Approve Repayment of Principal and For For Management Interest of the Bonds 1.07 Approve Arrangements on Placement to For For Management Shareholders of the Company 1.08 Approve Redemption or Repurchase Terms For For Management 1.09 Approve Guarantee Terms For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Way of Underwriting For For Management 1.12 Approve Trading and Exchange Markets For For Management 1.13 Approve Protection Measures for For For Management Repayment 1.14 Approve Validity Period of the For For Management Resolutions 1.15 Approve Authorization in Relation to For For Management the Issue of Corporate Bonds -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Agreement Between the For For Management Company and Wufengshan Toll Bridge Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 2 Approve Loan Agreement Between the For For Management Company and Changyi Company and Yichang Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 3 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 4 Elect Cheng Xiaoguang as Director and For For Management Approve the Signing of a Service Contract between the Company and Cheng Xiaoguang -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L111 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Agreement between the For For Management Company and Wufengshan Toll Bridge Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 2 Approve Loan Agreement between the For For Management Company and Changyi Company and Yichang Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 3 Approve Merger by Absorption of For For Management Wholly-owned Subsidiary 4.1 Elect Cheng Xiaoguang as Director and For For Management Authorize Board to Execute a Service Contract with Him -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Statements and For For Management Audit Report 4 Approve 2019 Final Accounting Report For For Management 5 Approve 2020 Financial Budget Report For Against Management 6 Approve 2019 Final Profit Distribution For For Management Plan and Final Dividend 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Internal Auditor and Authorize Board to Fix Their Remuneration 8 Approve Registration and Issuance of For For Management UST Notes and Related Transactions 9 Approve Registration and Issuance of For For Management MT Notes and Related Transactions 10 Approve Use of Proceeds Raised from For For Management the MT Notes to be Issued by the Company to Provide Loan to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions 11 Approve Use of Proceeds Raised from For For Management the MT Notes to be issued by the Company to Provide Loan to Jiangsu Yichang Company and Related Transactions 12 Approve Use of Proceeds Raised from MT For For Management Notes and UST Notes to be Issued by the Company to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions 13 Amend Articles of Association For For Management 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L111 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Statements and For For Management Audit Report 4 Approve 2019 Final Accounting Report For For Management 5 Approve 2020 Financial Budget Report For Against Management 6 Approve 2019 Final Profit Distribution For For Management Plan and Final Dividend 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Internal Auditor and Authorize Board to Fix Their Remuneration 8 Approve Registration and Issuance of For For Management UST Notes and Related Transactions 9 Approve Registration and Issuance of For For Management MT Notes and Related Transactions 10 Approve Use of Proceeds Raised from For For Management the MT Notes to be Issued by the Company to Provide Loan to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions 11 Approve Use of Proceeds Raised from For For Management the MT Notes to be issued by the Company to Provide Loan to Jiangsu Yichang Company and Related Transactions 12 Approve Use of Proceeds Raised from MT For For Management Notes and UST Notes to be Issued by the Company to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions 13 Amend Articles of Association For For Management 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- JIANGSU FINANCIAL LEASING CO. LTD. Ticker: 600901 Security ID: Y4S3A7102 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Equity Incentive For For Management Plan 1.2 Approve Management Agency For For Management 1.3 Approve Criteria to Select Plan For For Management Participants 1.4 Approve Specific Content of Equity For For Management Incentive Plan 1.5 Approve Duration, Grant Date, Locking For For Management Period, Unlocking Period and Lock-up Period 1.6 Approve Granting Price and For For Management Price-setting Basis 1.7 Approve Conditions for Granting and For For Management Unlocking 1.8 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 1.9 Approve Accounting Treatment and the For For Management Impact on Company Performance 1.10 Approve Implementation Procedures of For For Management Plan 1.11 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.12 Approve How to Implement the Incentive For For Management Plan When There Are Changes for the Company and Incentive Objects 1.13 Approve Settlement of Dispute Between For For Management Company and Incentive Targets 1.14 Approve Repurchase of Performance For For Management Shares 2 Approve Management Method of For For Management Performance Share Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4.1 Approve Purpose of Repurchase For For Management 4.2 Approve Type of Share Repurchase For For Management 4.3 Approve Manner of Share Repurchase For For Management 4.4 Approve Size or Amount of Share For For Management Repurchase 4.5 Approve Price of the Share Repurchase For For Management 4.6 Approve Capital Source Used for the For For Management Share Repurchase 4.7 Approve Period of the Share Repurchase For For Management 4.8 Approve Resolution Validity Period For For Management 4.9 Approve Relevant Arrangements for For For Management Cancellation or Transfer According to Law After Repurchasing Shares 4.10 Approve Authorization of the Board to For For Management Handle All Matters Related to Share Repurchase 5 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- JIANGSU FINANCIAL LEASING CO. LTD. Ticker: 600901 Security ID: Y4S3A7102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Performance Evaluation Report For For Management of Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Performance Evaluation Report For For Management of Directors and Senior Management Members 6 Approve Performance Evaluation Report For For Management of Supervisors 7 Approve Profit Distribution For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Financial Statements and For For Management Financial Budget Report 10 Approve Related-party Transactions For For Management Report 11.1 Approve Related-party Transaction with For For Management Bank of Nanjing Co., Ltd. 11.2 Approve Related-party Transaction with For For Management Jiangsu Communications Holding Group Finance Co., Ltd. 11.3 Approve Related-party Transaction with For For Management International Finance Corporation 11.4 Approve Related-party Transaction with For For Management Bank of Jiangsu Co., Ltd. 12 Approve to Appoint Auditor For For Management 13 Approve Issuance of Financial Bonds For For Management 14 Amend Information Disclosure For For Management Management System -------------------------------------------------------------------------------- JIANGSU FINANCIAL LEASING CO. LTD. Ticker: 600901 Security ID: Y4S3A7102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Independent For Did Not Vote Management Directors 3 Approve Performance Evaluation Report For Did Not Vote Management of Directors 4 Approve Report of the Board of For Did Not Vote Management Supervisors 5 Approve Performance Evaluation Report For Did Not Vote Management of Directors and Senior Management Members 6 Approve Performance Evaluation Report For Did Not Vote Management of Supervisors 7 Approve Profit Distribution For Did Not Vote Management 8 Approve Annual Report and Summary For Did Not Vote Management 9 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 10 Approve Related-party Transactions For Did Not Vote Management Report 11.1 Approve Related-party Transaction with For Did Not Vote Management Bank of Nanjing Co., Ltd. 11.2 Approve Related-party Transaction with For Did Not Vote Management Jiangsu Communications Holding Group Finance Co., Ltd. 11.3 Approve Related-party Transaction with For Did Not Vote Management International Finance Corporation 11.4 Approve Related-party Transaction with For Did Not Vote Management Bank of Jiangsu Co., Ltd. 12 Approve to Appoint Auditor For Did Not Vote Management 13 Approve Issuance of Financial Bonds For Did Not Vote Management 14 Amend Information Disclosure For Did Not Vote Management Management System -------------------------------------------------------------------------------- JIANGSU GENERAL SCIENCE TECHNOLOGY CO., LTD. Ticker: 601500 Security ID: Y444TW101 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection in Hongdou For For Management Group Finance Co., Ltd. and Related Party Transactions -------------------------------------------------------------------------------- JIANGSU GENERAL SCIENCE TECHNOLOGY CO., LTD. Ticker: 601500 Security ID: Y444TW101 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU GENERAL SCIENCE TECHNOLOGY CO., LTD. Ticker: 601500 Security ID: Y444TW101 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gu Cui as Non-Independent For For Management Director 1.2 Elect Gong Xindu as Non-Independent For For Management Director 1.3 Elect Wang Zhuqian as Non-Independent For For Management Director 1.4 Elect Cheng Jinyuan as Non-Independent For For Management Director 2.1 Elect Deng Yali as Independent Director For For Management 2.2 Elect Xu Chunliang as Independent For For Management Director 2.3 Elect Zhang Lei as Independent Director For For Management 3.1 Elect Wang Xiaojun as Supervisor For For Management 3.2 Elect Yang Lijuan as Supervisor For For Management 3.3 Elect Zhang Xilong as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU GENERAL SCIENCE TECHNOLOGY CO., LTD. Ticker: 601500 Security ID: Y444TW101 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan from Controlling For For Management Shareholder -------------------------------------------------------------------------------- JIANGSU GENERAL SCIENCE TECHNOLOGY CO., LTD. Ticker: 601500 Security ID: Y444TW101 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Daily Related-party For For Management Transactions 5 Approve Provision of Guarantee by For For Management Controlling Shareholder for Credit Line Bank Application of Company 6 Approve Provision of Guarantee for For For Management Company -------------------------------------------------------------------------------- JIANGSU GENERAL SCIENCE TECHNOLOGY CO., LTD. Ticker: 601500 Security ID: Y444TW101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Financial For For Management Auditor 8 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds to For For Management Implement Industrial Park Expansion Project -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Allowance of Independent For For Management Directors 3.1 Elect Zhang Ziyan as Non-independent For For Management Director 3.2 Elect Gu Chunhao as Non-independent For For Management Director 3.3 Elect Cai Dongsheng as Non-independent For For Management Director 3.4 Elect Tang Zhufa as Non-independent For For Management Director 3.5 Elect Zhang Jian as Non-independent For For Management Director 4.1 Elect Cai Jianmin as Independent For For Management Director 4.2 Elect Sun Tao as Independent Director For For Management 4.3 Elect Lei Jinghua as Independent For For Management Director 5.1 Elect Zhang Bin as Supervisor For For Management 5.2 Elect Pan Yulong as Supervisor For For Management 5.3 Elect Shen Weibin as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Purchase Financial Products of For For Management Principal-protected Financial Institutions Using Own Funds 3 Approve Carry Out Forward Foreign For For Management Exchange Settlement and Sales -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve External Donations and Related For For Management Party Transactions 9 Amend Articles of Association For For Management 10 Approve Company's Eligibility for For For Management Corporate Bond Issuance 11.1 Approve Issue Size For For Management 11.2 Approve Par Value and Issue Price For For Management 11.3 Approve Target Parties and Issue Method For For Management 11.4 Approve Bond Maturity For For Management 11.5 Approve Interest Rate of the Bonds and For For Management Its Determination 11.6 Approve Use of Proceeds For For Management 11.7 Approve Circulation and Listing of the For For Management Bonds 11.8 Approve Guarantee Arrangement For For Management 11.9 Approve Underwriting Method For For Management 11.10 Approve Adjust Coupon Rate, Redemption For For Management or Sale-back Clause 11.11 Approve Safeguard Measures of Debts For For Management Repayment 11.12 Approve Resolution Validity Period For For Management 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU GUOXIN CORP. LTD. Ticker: 002608 Security ID: Y7440C109 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Ming as Supervisor For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- JIANGSU GUOXIN CORP. LTD. Ticker: 002608 Security ID: Y7440C109 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For For Management 2 Approve External Provision of For For Management Financial Assistance -------------------------------------------------------------------------------- JIANGSU GUOXIN CORP. LTD. Ticker: 002608 Security ID: Y7440C109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Pu Baoying as Non-Independent For For Management Director 1.2 Elect Zhang Shunfu as Non-Independent For For Management Director 1.3 Elect Xu Guoqun as Non-Independent For For Management Director 1.4 Elect Zhang Tieying as Non-Independent For For Management Director 2.1 Elect Chen Liang as Independent For For Management Director 2.2 Elect Jiang Jianhua as Independent For For Management Director 2.3 Elect Wei Qingsong as Independent For For Management Director 3.1 Elect Wang Songqi as Supervisor For For Management 3.2 Elect Zhang Ming as Supervisor For For Management 3.3 Elect Jia Yu as Supervisor For For Management 4 Approve Daily Related Party Transaction For For Management 5 Approve Financial Cooperation For For Management 6 Approve Use of Own Funds for For For Management Investment in Trust Plan 7 Approve Financial Assistance Provision For For Management 8 Approve Investment Trust Plan For For Management 9 Approve Securities Investment Plan For For Management -------------------------------------------------------------------------------- JIANGSU GUOXIN CORP. LTD. Ticker: 002608 Security ID: Y7440C109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Adjustment of Allowance of For For Management Independent Directors 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Elect Cheng Xi as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGSU HENGLI HYDRAULIC CO., LTD. Ticker: 601100 Security ID: Y443AC107 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Liping as Non-Independent For For Management Director 1.2 Elect Qiu Yongning as Non-Independent For For Management Director 1.3 Elect Xu Jin as Non-Independent For For Management Director 1.4 Elect Hu Guoxiang as Non-Independent For For Management Director 2.1 Elect Xu Bing as Independent Director For For Management 2.2 Elect Yu Xuehua as Independent Director For For Management 2.3 Elect Chen Bai as Independent Director For For Management 3.1 Elect Pan Jingbo as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU HENGLI HYDRAULIC CO., LTD. Ticker: 601100 Security ID: Y443AC107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JIANGSU HENGLI HYDRAULIC CO., LTD. Ticker: 601100 Security ID: Y443AC107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Appointment of Auditor For For Management 9 Approve Mutual Guarantee For Against Management 10 Approve Related Party Transactions in For For Management Connection with Loan -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Piaoyang as Non-Independent For For Shareholder Director 1.2 Elect Zhou Yunshu as Non-Independent For For Shareholder Director 1.3 Elect Zhang Lianshan as For For Shareholder Non-Independent Director 1.4 Elect Sun Jieping as Non-Independent For For Shareholder Director 1.5 Elect Dai Hongbin as Non-Independent For For Shareholder Director 1.6 Elect Guo Congzhao as Non-Independent For For Shareholder Director 1.7 Elect Li Yuanchao as Independent For For Shareholder Director 1.8 Elect Wang Qian as Independent Director For For Shareholder 1.9 Elect Xue Shuang as Independent For For Shareholder Director 2.1 Elect Dong Wei as Supervisor For For Management 2.2 Elect Xiong Guoqiang as Supervisor For For Management 3 Approve Repurchase and Cancellation of For For Management Shares -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor and For For Management Internal Control Auditor as well as Fix Remuneration 7 Amend Articles of Association For For Management 8 Approve Remuneration of Independent For For Management Directors -------------------------------------------------------------------------------- JIANGSU HENGSHUN VINEGAR INDUSTRY CO., LTD. Ticker: 600305 Security ID: Y4446Y102 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hang Zhuhong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGSU HENGSHUN VINEGAR INDUSTRY CO., LTD. Ticker: 600305 Security ID: Y4446Y102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Board of For For Management Independent Directors 7 Approve Daily Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Use of Own Idle Funds for For For Management Entrusted Asset Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU HIGH HOPE INTERNATIONAL GROUP CORP. Ticker: 600981 Security ID: Y4450H102 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Jian as Non-Independent For For Management Director 1.2 Elect Chen Shu as Non-Independent For For Management Director 1.3 Elect Jiang Jinhua as Non-Independent For For Management Director 1.4 Elect Jiang Hui as Non-Independent For For Management Director 2.1 Elect Jiang Fuxin as Independent For For Management Director 2.2 Elect Ma Yeqing as Independent Director For For Management 2.3 Elect Wang Yanlong as Independent For For Management Director 3.1 Elect Gu Xiaochong as Supervisor For For Management 3.2 Elect Chang Zhanying as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU HIGH HOPE INTERNATIONAL GROUP CORP. Ticker: 600981 Security ID: Y4450H102 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment for For For Management Establishment of Company and Related Party Transactions -------------------------------------------------------------------------------- JIANGSU HIGH HOPE INTERNATIONAL GROUP CORP. Ticker: 600981 Security ID: Y4450H102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve External Guarantee For Against Management 7 Approve Related Party Transaction For For Management 8 Approve Adjustment in Raised Funds For For Management Investment Project Scale and Use Remaining Raised Funds to Replenish Working Capital 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- JIANGSU HONGDOU INDUSTRY CO., LTD. Ticker: 600400 Security ID: Y4446Q109 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Preemptive Rights For For Management -------------------------------------------------------------------------------- JIANGSU HONGDOU INDUSTRY CO., LTD. Ticker: 600400 Security ID: Y4446Q109 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer and Related For For Management party Transactions -------------------------------------------------------------------------------- JIANGSU HONGDOU INDUSTRY CO., LTD. Ticker: 600400 Security ID: Y4446Q109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Ye Wei as Non-Independent For For Management Director 2.2 Elect Wang Changhui as Non-Independent For For Shareholder Director 3.1 Elect Gong Xindu as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU HONGDOU INDUSTRY CO., LTD. Ticker: 600400 Security ID: Y4446Q109 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JIANGSU HONGDOU INDUSTRY CO., LTD. Ticker: 600400 Security ID: Y4446Q109 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Credit Line Application and For For Management Provision of Guarantee by Controlling Shareholder 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- JIANGSU HONGDOU INDUSTRY CO., LTD. Ticker: 600400 Security ID: Y4446Q109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Allowance of Independent For For Management Directors 10.1 Elect Ye Wei as Non-Independent For For Shareholder Director 10.2 Elect Dai Minjun as Non-Independent For For Shareholder Director 10.3 Elect Zhou Hongjiang as For For Shareholder Non-Independent Director 10.4 Elect Gu Jinlong as Non-Independent For For Shareholder Director 10.5 Elect Wang Changhui as Non-Independent For For Shareholder Director 10.6 Elect Gu Yanchun as Non-Independent For For Shareholder Director 11.1 Elect Zhu Xiulin as Independent For For Shareholder Director 11.2 Elect Zhou Jun as Independent Director For For Shareholder 11.3 Elect Cheng Rongguang as Independent For For Shareholder Director 12.1 Elect Gong Xindu as Supervisor For For Management 12.2 Elect Xi Feng as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU HONGDOU INDUSTRY CO., LTD. Ticker: 600400 Security ID: Y4446Q109 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve Change in the Use of Raised For For Management Funds -------------------------------------------------------------------------------- JIANGSU HOPERUN SOFTWARE CO., LTD. Ticker: 300339 Security ID: Y4S40G101 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds for Cash For For Management Management -------------------------------------------------------------------------------- JIANGSU HOPERUN SOFTWARE CO., LTD. Ticker: 300339 Security ID: Y4S40G101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU HUAXICUN CO. LTD. Ticker: 000936 Security ID: Y4446B102 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- JIANGSU HUAXICUN CO. LTD. Ticker: 000936 Security ID: Y4446B102 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGSU HUAXICUN CO. LTD. Ticker: 000936 Security ID: Y4446B102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Use of Own Funds for For For Management Securities Investments 8 Approve Authorization of Management to For For Management Dispose Financial Assets 9 Approve Mutual Guarantee with For For Management Controlling Shareholder 10 Approve Horizontal Competition For For Management Preventive Agreement 11 Approve Shareholder Return Plan For For Management 12 Approve Application of Bank Credit For For Management Lines 13 Approve to Appoint Auditor For For Management 14 Approve Adjustment of Compensation of For For Management Senior Managers -------------------------------------------------------------------------------- JIANGSU JIANGNAN HIGH POLYMER FIBER CO., LTD. Ticker: 600527 Security ID: Y45205112 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Amendments to Articles of For For Management Association 7 Approve to Appoint Financial and For For Management Internal Control Auditor 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management -------------------------------------------------------------------------------- JIANGSU JIANGYIN RURAL COMMERCIAL BANK CO., LTD. Ticker: 002807 Security ID: Y444QB100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Evaluation Report by the Board For For Management of Supervisors in Connection to the Duty Performance of Directors, Supervisors and Senior Management 6 Approve Profit Distribution For For Management 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Amendments Articles of Association For For Management 9 Approve 2019 Related Party Transactions For For Management 10.1 Approve Related-party Transaction with For For Management Jiangyin Shanchi International Trade Co., Ltd. 10.2 Approve Related-party Transaction with For For Management Jiangyin Zhenhong Printing and Dyeing Co., Ltd. 10.3 Approve Related-party Transaction with For For Management Jiangyin Yifei Clothing Co., Ltd. 10.4 Approve Related-party Transaction with For For Management Jiangyin Yuanbo Knitted Garment Co., Ltd. 10.5 Approve Related-party Transaction with For For Management Jiangyin Shuangma Clothing Co., Ltd. 10.6 Approve Related-party Transaction with For For Management Jiangyin Benda Clothing Co., Ltd. 10.7 Approve Related-party Transaction with For For Management Jiangyin Fuxiang Machinery Co., Ltd. 10.8 Approve Related-party Transaction with For For Management Industrial Bank Co., Ltd. 10.9 Approve Related-party Transaction with For For Management Jiangsu Jingjiang Rural Commercial Bank Co., Ltd. 10.10 Approve Related-party Transaction with For For Management Jiangsu Jiangyan Rural Commercial Bank Co., Ltd. 10.11 Approve Related-party Transaction with For For Management Associated Natural Persons 11 Approve Appointment of Auditor For For Management 12 Approve Board of Directors General For For Management Election 13.1 Elect Sun Wei as Non-Independent For For Management Director 13.2 Elect Song Ping as Non-Independent For For Management Director 13.3 Elect Bian Danjuan as Non-Independent For For Management Director 13.4 Elect Fan Xinfeng as Non-Independent For For Management Director 13.5 Elect Gong Xiufen as Non-Independent For For Management Director 13.6 Elect Chen Qiang as Non-Independent For For Management Director 13.7 Elect Chen Xiedong as Non-Independent For For Management Director 14.1 Elect Zhu Qing as Independent Director For For Management 14.2 Elect Le Yiren as Independent Director For For Management 14.3 Elect Lin Lei as Independent Director For For Management 14.4 Elect Zhou Kai as Independent Director For For Management 15 Approve Board of Supervisors General For For Management Election 16.1 Elect Chu Jianjian as Supervisor For For Management 16.2 Elect Yang Weidong as Supervisor For For Management 16.3 Elect Tang Miaomiao as Supervisor For For Management 16.4 Elect Tao Lei as Supervisor For For Management 16.5 Elect Xu Weiying as Supervisor For For Management 16.6 Elect Wang Jun as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU JIN TONG LING FLUID MACHINERY TECHNOLOGY CO., LTD. Ticker: 300091 Security ID: Y4441N101 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name For For Management 2 Approve Amendments to Articles of For For Management Association 3 Elect Guo Jun as Independent Director For For Shareholder 4.1 Elect Zhu Jun as Non-independent For For Shareholder Director 4.2 Elect Chen Yunguang as Non-independent For For Shareholder Director 4.3 Elect Lu Jiandong as Non-independent For For Shareholder Director 4.4 Elect Shen Zhigang as Non-independent For For Shareholder Director 5.1 Elect Huang Peifeng as Supervisor For For Management 5.2 Elect Cao Xiaojian as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU KANION PHARMACEUTICAL CO., LTD. Ticker: 600557 Security ID: Y4596E104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5.1 Elect Xiao Wei as Non-Independent For For Management Director 5.2 Elect Wang Zhenzhong as For For Management Non-Independent Director 5.3 Elect Wan Yanhuan as Non-Independent For For Management Director 5.4 Elect Yin Honggang as Non-Independent For For Management Director 5.5 Elect Yang Yongchun as Non-Independent For Did Not Vote Shareholder Director 6.1 Elect Dong Qiang as Independent For For Management Director 6.2 Elect Yang Zheng as Independent For For Management Director 6.3 Elect Chen Kaixian as Independent For For Management Director 7.1 Elect Yin Shihua as Supervisor For For Management 7.2 Elect Hu Changqin as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU KANION PHARMACEUTICAL CO., LTD. Ticker: 600557 Security ID: Y4596E104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve to Appoint Financial Auditor For For Management 6 Approve to Appoint Internal Control For For Management Auditor 7 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- JIANGSU KING'S LUCK BREWERY JOINT-STOCK CO., LTD. Ticker: 603369 Security ID: Y444JU106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Statements and For For Management Financial Budget 6 Approve Appointment of Auditor For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Construction of Intelligent For For Management Filling Center 9 Approve Construction of Automated For For Management Three Dimensional Warehouse Logistics Center 10 Approve Construction of Pottery Wine For For Management Storage 11 Elect Ni Congchun as Supervisor For For Shareholder 12.1 Elect Zhou Suming as Non-Independent For For Shareholder Director 12.2 Elect Wu Jianfeng as Non-Independent For For Shareholder Director 12.3 Elect Zhou Yadong as Non-Independent For For Shareholder Director 12.4 Elect Lu Zhengbo as Non-Independent For For Shareholder Director 12.5 Elect Wang Weidong as Non-Independent For For Shareholder Director 12.6 Elect Yu Chengyu as Non-Independent For For Shareholder Director 13.1 Elect Fu Tie as Independent Director For For Shareholder 13.2 Elect Jiang Lian as Independent For For Shareholder Director 13.3 Elect Luo Shilong as Independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGSU LIANFA TEXTILE CO., LTD. Ticker: 002394 Security ID: Y4441U105 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Application of Comprehensive For For Management Bank Credit Lines -------------------------------------------------------------------------------- JIANGSU LIANFA TEXTILE CO., LTD. Ticker: 002394 Security ID: Y4441U105 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JIANGSU LIANFA TEXTILE CO., LTD. Ticker: 002394 Security ID: Y4441U105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 9 Approve Use of Idle Own Funds for For For Management Securities Investment 10 Approve Foreign Exchange Hedging For For Management Business 11 Approve Commodity Futures and Options For For Management Hedging Business 12 Approve Shareholder Return Plan For For Management 13.1 Elect Xue Qinglong as Non-Independent For For Management Director 13.2 Elect Kong Lingguo as Non-Independent For For Management Director 13.3 Elect Jiang Bo as Non-Independent For For Management Director 13.4 Elect Huang Zhanggen as For For Management Non-Independent Director 13.5 Elect Yu Yongjun as Non-Independent For For Management Director 13.6 Elect Yu Yinjun as Non-Independent For For Management Director 14.1 Elect Shen Chang'e as Independent For For Management Director 14.2 Elect Gao Weidong as Independent For For Management Director 14.3 Elect Zhao Shuming as Independent For For Management Director 15.1 Elect Wang Jing as Supervisor For For Management 15.2 Elect Peng Qing as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU LIANYUNGANG PORT CO., LTD. Ticker: 601008 Security ID: Y4441X109 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Duty Performance Report of For For Management Audit Committee 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Remuneration of Directors For For Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve Social Responsibility Report For For Management 10 Approve Annual Report and Summary For For Management 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 13 Approve Financial Budget Report For For Management 14 Approve Investment Plan For Against Management 15 Approve to Appoint Auditor For For Management 16 Approve Loan Application For For Management 17 Approve Use of Idle Funds for For For Management Financial Product 18.1 Elect Li Chunhong as Non-Independent For For Management Director 18.2 Elect Wang Xinwen as Non-Independent For For Management Director 18.3 Elect Shang Rui as Non-Independent For For Management Director 18.4 Elect Cheng Yanlong as Non-Independent For For Management Director 18.5 Elect Bi Weiwei as Non-Independent For For Management Director 18.6 Elect Yang Yanwen as Non-Independent For For Management Director 19.1 Elect Ni Shoubin as Independent For For Management Director 19.2 Elect Shen Hongbo as Independent For For Management Director 19.3 Elect Hou Jian as Independent Director For For Management 20.1 Elect Zhu Xiangyang as Supervisor For For Management 20.2 Elect Gan Aimin as Supervisor For For Management 20.3 Elect Zhou Yang as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU LINYANG ELECTRONICS CO., LTD. Ticker: 601222 Security ID: Y444CF106 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Extension of Resolution For For Management Validity Period of Repurchase of Shares to be Used for Employee Share Purchase Plan -------------------------------------------------------------------------------- JIANGSU LINYANG ENERGY CO., LTD. Ticker: 601222 Security ID: Y444CF106 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Equity Acquisition Agreement For For Management and Related Party Transactions -------------------------------------------------------------------------------- JIANGSU LINYANG ENERGY CO., LTD. Ticker: 601222 Security ID: Y444CF106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Comprehensive Credit Line For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve External Guarantee Plan For For Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- JIANGSU NHWA PHARMACEUTICAL CO., LTD. Ticker: 002262 Security ID: Y4449J102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Approve Expansion of Business Scope For For Management 8 Approve Amend Articles of Association For For Management to Change Registered Capital and Business Scope 9 Approve Profit Distribution For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Provision of Bank Loan For Against Management Guarantee 12 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 13 Approve Use of Idle Own Funds to For For Management Conduct Cash Management -------------------------------------------------------------------------------- JIANGSU PHOENIX PROPERTY INVESTMENT CO., LTD. Ticker: 600716 Security ID: Y71718103 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Real Estate and For For Management Related-party Transactions 2 Approve Loan from Controlling For For Management Shareholder and Related-party Transactions -------------------------------------------------------------------------------- JIANGSU PHOENIX PROPERTY INVESTMENT CO., LTD. Ticker: 600716 Security ID: Y71718103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Investment Plan and Funding For For Management Plan 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Appointment of Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Report of the Board of For For Management Supervisors 11.1 Elect Wang Weihong as Non-Independent For For Shareholder Director 11.2 Elect Zhou Jianjun as Non-Independent For For Shareholder Director 11.3 Elect Wang Lie as Non-Independent For For Shareholder Director 11.4 Elect Bai Yuntao as Non-Independent For For Shareholder Director 12.1 Elect Xu Xiaoqin as Independent For For Shareholder Director 12.2 Elect Jiang Ning as Independent For For Shareholder Director 12.3 Elect Zhang Lijun as Independent For For Shareholder Director 13.1 Elect Chen Yimin as Supervisor For For Shareholder 13.2 Elect Pan Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU PHOENIX PUBLISHING & MEDIA CORP. LTD. Ticker: 601928 Security ID: Y444CW109 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shao Zhenggang as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU PHOENIX PUBLISHING & MEDIA CORP. LTD. Ticker: 601928 Security ID: Y444CW109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Profit Distribution For For Management 8 Amend Articles of Association For Against Management 9 Approve External Investment Management For Against Management System 10 Approve Signing of Daily Related Party For For Management Transaction Framework Agreement 11 Approve Daily Related Party For For Management Transactions 12 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- JIANGSU PROVINCIAL AGRICULTURAL RECLAMATION & DEV CO., LTD Ticker: 601952 Security ID: Y4S4EH104 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Change Registered Address -------------------------------------------------------------------------------- JIANGSU PROVINCIAL AGRICULTURAL RECLAMATION & DEV CO., LTD Ticker: 601952 Security ID: Y4S4EH104 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Plan For Against Management -------------------------------------------------------------------------------- JIANGSU PROVINCIAL AGRICULTURAL RECLAMATION & DEV CO., LTD Ticker: 601952 Security ID: Y4S4EH104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of External Auditor For For Management 9 Approve Change the Implementation For For Management Subject and Implementation Location of Partial Raised Funds Investment Project 10 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 11.1 Elect Liu Yaowu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGSU RAINBOW HEAVY INDUSTRIES CO., LTD. Ticker: 002483 Security ID: Y444BA108 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Eligibility for Issuance of For For Management Shares to Purchase Assets 2.1 Approve Transaction Manner, Underlying For For Management Asset and Transaction Parties 2.2 Approve Transaction Price and Pricing For For Management Basis 2.3 Approve Payment Method For For Management 2.4 Approve Issue Type and Par Value For For Management 2.5 Approve Issue Manner For For Management 2.6 Approve Target Parties For For Management 2.7 Approve Pricing Base Date and Issue For For Management Price 2.8 Approve Issue Scale For For Management 2.9 Approve Adjustment of Issue Price and For For Management Scale 2.10 Approve Listing Location For For Management 2.11 Approve Restricted Period For For Management 2.12 Approve Performance Commitment and For For Management Performance Compensation 2.13 Approve Actual Net Profit Accumulated For For Management is More Than the Promised Net Profit Accumulated Reward 2.14 Approve Profit and Loss Arrangement For For Management During the Transition Period 2.15 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.16 Approve Contractual Obligations for For For Management the Transfer of Ownership of the Underlying Assets 2.17 Approve Resolution Validity Period For For Management 3 Approve Transaction Does Not For For Management Constitute as Major Asset Restructure 4 Approve Transaction Does Not Comply For For Management with Article 13 of the Management Measures for Major Assets Restructuring of Listed Companies 5 Approve Transaction Constitutes as a For For Management Related-Party Transaction 6 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with the For For Management Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Report (Draft) and Summary on For For Management Company's Issuance of Shares to Purchase Assets 9 Approve Signing of the Supplementary For For Management Agreement to Issue the Asset Purchase Agreement 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Approve Hiring of Intermediary Agency For For Management 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- JIANGSU RAINBOW HEAVY INDUSTRIES CO., LTD. Ticker: 002483 Security ID: Y444BA108 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Auditor For For Management -------------------------------------------------------------------------------- JIANGSU RAINBOW HEAVY INDUSTRIES CO., LTD. Ticker: 002483 Security ID: Y444BA108 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For For Management Guarantee for Hubei Zhongyou Youyi Environmental Protection Technology Co. , Ltd. and Its Subsidiary 2 Approve Additional Provision of For For Management Guarantee for Zhanhua Lvwei Bioenergy Co., Ltd. -------------------------------------------------------------------------------- JIANGSU RAINBOW HEAVY INDUSTRIES CO., LTD. Ticker: 002483 Security ID: Y444BA108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Daily Related Party For For Management Transactions 8 Approve Provision of Guarantee for For Against Management Subsidiary and Subsidiary to Provide Guarantee to Parent Company 9 Approve Provision of Guarantee for For For Management Wujiang Lvyi Solid Waste Recycling Co. , Ltd. 10 Approve Change in Registered Capital For For Management and Amendments to Articles of Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Approve Application of Bank Credit For For Management Lines 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 15 Approve Shareholder Return Plan For For Management 16 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGSU RAINBOW HEAVY INDUSTRIES CO., LTD. Ticker: 002483 Security ID: Y444BA108 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Repurchase For For Management Guarantee for Financial Leasing Business by Wholly-owned Subsidiary to Clients 2 Approve Equity Transfer For For Shareholder -------------------------------------------------------------------------------- JIANGSU SAINTY CORP. LTD. Ticker: 600287 Security ID: Y74523104 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Elect Zhang Ming as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU SAINTY CORP. LTD. Ticker: 600287 Security ID: Y74523104 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Transactional For For Management Financial Assets -------------------------------------------------------------------------------- JIANGSU SAINTY CORP. LTD. Ticker: 600287 Security ID: Y74523104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Remuneration of Directors For For Management 8 Approve Provision of Guarantee For For Management 9 Elect Chen Zhibin as Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU SHUANGXING COLOR PLASTIC NEW MATERIALS CO., LTD. Ticker: 002585 Security ID: Y444C8102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Special Report on the Usage of For For Management Previously Raised Funds 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Appointment of Auditor For For Management 10 Approve Credit Line Bank Application For For Management 11 Approve Use of Own Funds and Idle For For Management Raised Funds for Cash Management 12 Elect Zou Xuemei as Non-independent For For Management Director 13 Approve Futures Hedging Business For For Management 14 Approve Futures Hedging Trading For For Management Management System 15 Approve Futures Trading Management and For For Management Information Reporting System 16 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU SIHUAN BIOENGINEERING CO., LTD. Ticker: 000518 Security ID: Y5053Y103 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Like as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU SIHUAN BIOENGINEERING CO., LTD. Ticker: 000518 Security ID: Y5053Y103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Assets For For Management 2 Approve Related Party Transactions of For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- JIANGSU SIHUAN BIOENGINEERING CO., LTD. Ticker: 000518 Security ID: Y5053Y103 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Lei as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU SIHUAN BIOENGINEERING CO., LTD. Ticker: 000518 Security ID: Y5053Y103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 6 Approve Report of the Board of For For Management Supervisors 7 Approve Appointment of Financial For For Management Report and Internal Control Auditor -------------------------------------------------------------------------------- JIANGSU SIHUAN BIOENGINEERING CO., LTD. Ticker: 000518 Security ID: Y5053Y103 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Guo Yu as Non-Independent For For Management Director 1.2 Elect Qiang Qi as Non-Independent For Against Management Director 1.3 Elect Huang Xi as Non-Independent For For Management Director 1.4 Elect Xie Ji as Non-Independent For For Management Director 2.1 Elect Liu Wei as Independent Director For For Management 2.2 Elect Xu Xiaojuan as Independent For For Management Director 2.3 Elect Qian Guoshuang as Independent For For Management Director 3.1 Elect Wang Lei as Supervisor For For Management 3.2 Elect Xu Like as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU SINOJIT WIND ENERGY TECHNOLOGY CO., LTD. Ticker: 601218 Security ID: Y4441Q104 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Yufang as Non-Independent For For Management Director 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Shares Incentive Plan -------------------------------------------------------------------------------- JIANGSU SINOJIT WIND ENERGY TECHNOLOGY CO., LTD. Ticker: 601218 Security ID: Y4441Q104 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee for For For Management Yanshan Hongrun Wind Power Co., Ltd. 2 Approve Financial Leasing Business of For For Management Controlled Subsidiary and Provision of Its Guarantee -------------------------------------------------------------------------------- JIANGSU SINOJIT WIND ENERGY TECHNOLOGY CO., LTD. Ticker: 601218 Security ID: Y4441Q104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For Against Management 6 Approve Special Instructions on For For Management Matters Related to the Retention of Audit Opinion 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Comprehensive Credit Line For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Use of Funds to Purchase For For Management Financial Product 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGSU SUNSHINE CO., LTD. Ticker: 600220 Security ID: Y44444100 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issue 2.1 Approve Domestic Listed Stock For For Management Abbreviation, Code, and Listing Exchange 2.2 Approve Share Type and Par Value For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Base, Proportion and Number of For For Management Shares 2.5 Approve Pricing Basis and Issue Price For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Scope and Usage of Raised Funds For For Management 2.8 Approve Issue Time For For Management 2.9 Approve Underwriting Manner For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 2.12 Approve Listing Exchange For For Management 3 Approve Company's Issuance of Rights For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 7 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Rights 8 Approve Shareholder Return Plan For For Management 9 Approve Amendments to Articles of For For Management Association 10.1 Elect Tao Xiaoping as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU SUNSHINE CO., LTD. Ticker: 600220 Security ID: Y44444100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Financial and For For Management Internal Control Auditor 6 Approve Remuneration of Directors, For For Management Supervisors 7 Approve Related Party Transaction For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Report of the Board of For For Management Supervisors 10.1 Elect Chen Lifen as Non-independent For For Management Director 10.2 Elect Lu Yu as Non-independent Director For For Management 10.3 Elect Gao Qinghua as Non-independent For For Management Director 10.4 Elect Miao Feng as Non-independent For For Management Director 11.1 Elect Sun Tao as Independent Director For For Management 11.2 Elect Wang Ling as Independent Director For For Management 11.3 Elect Cheng Jun as Independent Director For For Management 12.1 Elect Tao Xiaoping as Supervisor For For Management 12.2 Elect Xu Pin as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU SUZHOU RURAL COMMERCIAL BANK CO., LTD. Ticker: 603323 Security ID: Y444TY107 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Minghua as Non-Independent For For Management Director 2 Elect Sun Yang as Independent Director For For Management 3 Approve Change in Registered Capital For For Management -------------------------------------------------------------------------------- JIANGSU SUZHOU RURAL COMMERCIAL BANK CO., LTD. Ticker: 603323 Security ID: Y444TY107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Special Report of Related For For Management Party Transactions 7 Approve Related Party Transaction For For Management 8 Approve Report of the Independent For For Management Directors 9 Approve Performance Evaluation Report For For Management of Board of Directors and Directors 10 Approve Performance Evaluation Report For For Management of Board of Supervisors and Supervisors 11 Approve Performance Evaluation Report For For Management of Board of Senior Management and Its Members 12 Approve "Sanci" Financial Services For For Management Report 13 Approve to Appoint Auditor For For Management 14 Approve Shareholder Return Plan For Against Management -------------------------------------------------------------------------------- JIANGSU WANLIN MODERN LOGISTICS CO., LTD. Ticker: 603117 Security ID: Y444L4101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Comprehensive For For Management Credit Line and Its Guarantee Provision 7 Approve Change in Registered Capital For For Management and Amendments to Articles of Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- JIANGSU WUZHONG INDUSTRIAL CO., LTD. Ticker: 600200 Security ID: Y4446P101 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Impairment Test of Acquisition For For Management by Cash and Issuance of Shares -------------------------------------------------------------------------------- JIANGSU WUZHONG INDUSTRIAL CO., LTD. Ticker: 600200 Security ID: Y4446P101 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change on the Implementation For For Management of the Fundraising Investment Project 2 Approve to Appoint Auditor For For Management 3.1 Elect Qian Qunshan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGSU WUZHONG INDUSTRIAL CO., LTD. Ticker: 600200 Security ID: Y4446P101 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Payment of Remuneration of For For Management Auditor 8 Approve Evaluation of Audit Work and For For Management Appointment of Auditor 9.1 Approve Provision of Guarantee to For For Management Jiangsu Wuzhong Medicine Group Co., Ltd. (Including Asset Pledge Guarantee) 9.2 Approve Provision of Guarantee to For For Management Jiangsu Wuzhong Medicine Group Co., Ltd.'s Suzhou Pharmaceutical Factory 9.3 Approve Provision of Guarantee to For For Management Jiangsu Wu Chinese Medicine Sales Co., Ltd. 9.4 Approve Provision of Guarantee to For For Management Jiangsu Wuzhong Import and Export Co., Ltd. 9.5 Approve Provision of Guarantee to For For Management Xiangshui Henglida Technology Chemical Co., Ltd. 9.6 Approve Provision of Guarantee to For For Management China-Wuhan Trade Development (Hangzhou) Co., Ltd. 10 Elect Sun Xueming as Supervisor For For Shareholder 11 Approve Performance Commitment of For For Management Xiangshui Henglida Technology Chemical Co., Ltd. 12 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 13 Approve Shareholder Return Plan (Draft) For For Management 14.1 Elect Sun Tianjiang as Non-Independent For For Shareholder Director 14.2 Elect Chen Yi as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGSU WUZHONG INDUSTRIAL CO., LTD. Ticker: 600200 Security ID: Y4446P101 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Zhong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGSU YABAITE TECHNOLOGY CO. LTD. Ticker: 002323 Security ID: Y444AK107 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tang Jiyong as Non-Independent For For Management Director 1.2 Elect Kuang Jianguo as Non-Independent For For Management Director 1.3 Elect Ruan Chunhui as Non-Independent For For Management Director 1.4 Elect Zhou Guo'an as Non-Independent For For Management Director 1.5 Elect You Hongzhi as Non-Independent For For Management Director 1.6 Elect Ge Shanqin as Non-Independent For For Management Director 2.1 Elect Ma Qihua as Independent Director For For Shareholder 2.2 Elect Fan Xiaoliang as Independent For For Shareholder Director 2.3 Elect Dong Yunyan as Independent For For Shareholder Director 3.1 Elect Wang Chaopin as Supervisor For For Shareholder 3.2 Elect Gu Dongfei as Supervisor For For Shareholder 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD. Ticker: 002304 Security ID: Y444AE101 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD. Ticker: 002304 Security ID: Y444AE101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Use of Funds for Financial For For Management Products 8 Elect Li Minfu as Non-Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU YANGNONG CHEMICAL CO., LTD. Ticker: 600486 Security ID: Y4446X104 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Asset Restructure 2 Approve This Transaction Constitutes For For Management as Related-party Transaction 3.1 Approve Transaction Plan For For Management 3.2 Approve Transaction Parties For For Management 3.3 Approve Target Assets For For Management 3.4 Approve Transaction Method and Source For For Management of Funds 3.5 Approve Transaction Amount For For Management 3.6 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 3.7 Approve Arrangement of Profit and Loss For For Management During the Transition Period 3.8 Approve Performance Commitments and For For Management Profit Compensation 3.9 Approve Resolution Validity Period For For Management 4 Approve This Transaction Does Not For For Management Constitute as Major Listing 5 Approve Draft and Summary on Major For For Management Asset Acquisition and Related-party Transaction 6 Approve Signing of Cash Acquisition For For Management Agreement 7 Approve Signing of Performance For For Management Commitments and Profit Compensation Agreement 8 Approve Relevant Audit Report, Review For For Management Report and Asset Evaluation Report 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Buy and Sell of Assets in the For For Management First 12 Months Before this Transaction 14 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 15 Approve Stock Price Volatility Does For For Management Not Achieved the Standards of Article 5 of Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 16 Approve Signing of Supplementary For For Management Performance Commitments and Profit Compensation Agreement 17 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU YANGNONG CHEMICAL CO., LTD. Ticker: 600486 Security ID: Y4446X104 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU YANGNONG CHEMICAL CO., LTD. Ticker: 600486 Security ID: Y4446X104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tan Hengde as Non-Independent For For Management Director 2 Approve Loan Application For For Management 3 Approve Acquisition Agreement For For Management 4 Approve Signing of Processing and For For Management Purchase Agreement -------------------------------------------------------------------------------- JIANGSU YANGNONG CHEMICAL CO., LTD. Ticker: 600486 Security ID: Y4446X104 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- JIANGSU YANGNONG CHEMICAL CO., LTD. Ticker: 600486 Security ID: Y4446X104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Application of Credit Lines For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Foreign Exchange Forward For For Management Settlement 8 Approve Daily Related Party Transaction For For Management 9 Approve Major Project Investment of For For Management Subsidiary -------------------------------------------------------------------------------- JIANGSU YINHE ELECTRONICS CO., LTD. Ticker: 002519 Security ID: Y444BM102 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds to For For Management Invest in Bank Guaranteed Financial Products 2 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 3 Approve Management System of Employee For For Management Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- JIANGSU YINHE ELECTRONICS CO., LTD. Ticker: 002519 Security ID: Y444BM102 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Use of Own Funds to Invest in For For Management Financial Products 9 Approve Continued Use of Idle Raised For For Management Funds to Invest in Principal-guaranteed Financial Products 10 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 11 Approve Completion of Partial Raised For For Management Funds Project and Use Remaining Raised Funds to Replenish Working Capital 12 Approve Application of Comprehensive For For Management Bank Credit Lines 13 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- JIANGSU YOKE TECHNOLOGY CO., LTD. Ticker: 002409 Security ID: Y444AX109 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGSU YOKE TECHNOLOGY CO., LTD. Ticker: 002409 Security ID: Y444AX109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve Provision of Mutual Guarantees For Against Management 7 Approve Foreign Exchange Forward For For Management Settlement Business 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9.1 Elect Shen Qi as Non-Independent For For Management Director 9.2 Elect Shen Fu as Non-Independent For For Management Director 9.3 Elect Shen Xiqiang as Non-Independent For For Management Director 9.4 Elect Jiang Yichun as Non-Independent For For Management Director 9.5 Elect Yang Zhengfan as Non-Independent For For Management Director 9.6 Elect Yue Dazhou as Non-Independent For For Management Director 10.1 Elect Huang Peiming as Independent For For Management Director 10.2 Elect Chen Qiang as Independent For For Management Director 10.3 Elect Qi Xiaoyan as Independent For For Management Director 11.1 Elect Qin Jianjun as Supervisor For For Management 11.2 Elect Bian Hongxing as Supervisor For For Management 12 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- JIANGSU YUEDA INVESTMENT CO., LTD. Ticker: 600805 Security ID: Y4442K106 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- JIANGSU YUEDA INVESTMENT CO., LTD. Ticker: 600805 Security ID: Y4442K106 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- JIANGSU YUEDA INVESTMENT CO., LTD. Ticker: 600805 Security ID: Y4442K106 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- JIANGSU YUEDA INVESTMENT CO., LTD. Ticker: 600805 Security ID: Y4442K106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- JIANGSU YULONG STEEL PIPE CO., LTD. Ticker: 601028 Security ID: Y444CS108 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope For For Management 2 Approve to Reformulate Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Working System for Independent For For Management Directors 7 Amend Management System of For For Management Related-party Transactions 8 Amend Decision-making System of Major For For Management Investments and Transactions 9.1 Elect Lai Yuchen as Non-Independent For For Shareholder Director 9.2 Elect Lu Fenqi as Non-Independent For For Shareholder Director 9.3 Elect Huang Yongzhi as Non-Independent For For Shareholder Director 10.1 Elect Wang Jianping as Independent For For Shareholder Director 10.2 Elect Li Chunping as Independent For For Shareholder Director 11.1 Elect Liang Haitao as Supervisor For For Management 11.2 Elect Peng Zewei as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU YULONG STEEL PIPE CO., LTD. Ticker: 601028 Security ID: Y444CS108 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGSU YULONG STEEL PIPE CO., LTD. Ticker: 601028 Security ID: Y444CS108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Formulation of Remuneration For For Management Management System of Directors and Supervisors 9 Approve External Guarantee For For Management 10 Approve Credit Line Application For For Management 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- JIANGSU YUNYI ELECTRIC CO., LTD. Ticker: 300304 Security ID: Y444E4109 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fu Hongling as Non-independent For For Management Director 1.2 Elect Cai Chengru as Non-independent For For Management Director 1.3 Elect Zhang Jing as Non-independent For For Management Director 1.4 Elect Li Chengzhong as Non-independent For For Management Director 1.5 Elect Yan Rui as Non-independent For For Management Director 1.6 Elect Liang Chao as Non-independent For For Management Director 2.1 Elect Xing Min as Independent Director For For Management 2.2 Elect Shu Zhemin as Independent For For Management Director 2.3 Elect Zhao Chunxiang as Independent For For Management Director 3.1 Elect Li Yachao as Supervisor For For Management 3.2 Elect Kong Lingfeng as Supervisor For For Management 4 Approve Termination of Performance For For Management Shares Incentive Plan and Repurchase and Cancellation of Performance Shares 5 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- JIANGSU YUNYI ELECTRIC CO., LTD. Ticker: 300304 Security ID: Y444E4109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Funds and Raised For For Management Funds to Purchase Financial Products 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD. Ticker: 002223 Security ID: Y4449E103 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Changes on the Usage For For Management of Raised Funds 2 Approve Merger and Absorption of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD. Ticker: 002223 Security ID: Y4449E103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JIANGSU ZHANGJIAGANG RURAL COMMERCIAL BANK CO., LTD. Ticker: 002839 Security ID: Y444RL107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGSU ZHANGJIAGANG RURAL COMMERCIAL BANK CO., LTD. Ticker: 002839 Security ID: Y444RL107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Dividends 6 Approve Performance Evaluation Report For For Management of Board of Directors on Directors and Senior Management Members 7 Approve Performance Evaluation Report For For Management of Board of Supervisors on the Board of Directors and Senior Management Members 8 Approve Performance Evaluation Report For For Management of Board of Supervisors on Supervisors 9 Approve Special Report of Related For For Management Party Transactions 10.1 Approve Daily Related Party For For Management Transactions with Jiangsu Shagang Group Co., Ltd. 10.2 Approve Daily Related Party For For Management Transactions with Jiangsu Guotai International Group Co., Ltd. 10.3 Approve Daily Related Party For For Management Transactions with Zhangjiagang City Public Asset Management Co., Ltd. 10.4 Approve Daily Related Party For For Management Transactions with Jiangsu Lianfeng Industrial Co., Ltd. 10.5 Approve Daily Related Party For For Management Transactions with Zhangjiagang City Public Industrial Asset Management Co. , Ltd. 10.6 Approve Daily Related Party For For Management Transactions with Jiangsu Xinfang Technology Group Co., Ltd. 10.7 Approve Daily Related Party For For Management Transactions with Changjiang Runfa Group Co., Ltd. 10.8 Approve Daily Related Party For For Management Transactions with Jiangsu Xinghua Rural Commercial Bank Co., Ltd. 10.9 Approve Daily Related Party For For Management Transactions with Jiangsu Taixing Rural Commercial Bank Co., Ltd. 10.10 Approve Daily Related Party For For Management Transactions with Related Natural Persons 11 Approve Issuance Extension of For For Management Financial Bonds and Authorization Period 12 Approve Issuance Extension of For For Management Non-Fixed term Capital Bonds and Authorization Period 13 Approve Shareholder Return Plan For For Management 14 Approve Appointment of Auditor and For For Management Internal Control Auditor 15 Amend Related Party Transaction For For Management Management System 16 Approve General Election of the Board For For Management of Directors 17.1 Elect Ji Ying as Non-Independent For For Management Director 17.2 Elect Wu Kai as Non-Independent For For Management Director 17.3 Elect Huang Yongbin as Non-Independent For For Management Director 17.4 Elect Zhang Ping as Non-Independent For For Management Director 17.5 Elect Zhu Jianhong as Non-Independent For For Management Director 17.6 Elect He Shengqi as Non-Independent For For Management Director 17.7 Elect Zhou Jian'e as Non-Independent For For Management Director 17.8 Elect Chen Jianxing as Non-Independent For For Management Director 18.1 Elect Li Xiaolei as Independent For For Management Director 18.2 Elect Jin Shijiang as Independent For For Management Director 18.3 Elect Pei Ping as Independent Director For For Management 18.4 Elect Wang Zebin as Independent For For Management Director 18.5 Elect Yang Xiangning as Independent For For Management Director 19 Approve General Election of the Board For For Management of Supervisors 20.1 Elect Chen Yuming as Supervisor For For Management 20.2 Elect Jiang Zhengping as Supervisor For For Management 20.3 Elect Gao Fuxing as Supervisor For For Management 20.4 Elect Li Xinghua as Supervisor For For Management 21 Approve Director Remuneration For Against Management Management System 22 Approve Supervisor Remuneration For Against Management Management System 23 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Corporate Bond For For Management Issuance by Subsidiary 2 Approve Authorization of Board to For For Management Handle All Matters Related to Increase in Corporate Bond Issuance 3 Approve Amendments to Articles of For For Management Association 4 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions 2.1 Approve Additional Guarantee Provision For Against Management Plan 2.2 Approve Provision of Guarantee to For Against Management Nanjing Zhongnan New Jincheng -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Disposal Agreement 2 Approve Related Party Transaction in For For Management Connection to Equity Acquisition Agreement 3 Approve Guarantee Provision for Xi'an For For Management Chongfeng Real Estate Co., Ltd. and Other Companies 4.1 Approve Increase in Guarantee For For Management Provision for Hangzhou Jinyu Real Estate Co., Ltd. and Other 17 Companies 4.2 Approve Provision of Guarantee to For For Management Jieshou City Zhongnan Construction Development Co., Ltd. -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Acquisition Agreement 2 Approve Financial Assistance Related For For Management Matters 3.1 Approve Provision of Guarantee to For For Management Huai'an Jinxi Real Estate and Other 4 Companies 3.2 Approve Provision of Guarantee to For For Management Ningbo Hesheng Investment Management Co., Ltd. -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization Matters for For For Management Daily Related Party Transactions 2.1 Approve Provision of Guarantee to For For Management Wuhan Zhongnan Jinyue Real Estate Development Co., Ltd. and Other 2 Companies 2.2 Approve Provision of Guarantee to For For Management Nantong Zhongnan Construction Equipment Installation Co., Ltd. 2.3 Approve Provision of Guarantee to For For Management Nanjing Xingrun Real Estate Co., Ltd. -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjusted the Usage of Raised For For Management Funds for Corporate Bonds Issuance to Qualified Investors 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Bond Period For For Management 2.4 Approve Usage of Raised Funds For For Management 2.5 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Acquisition For For Management 5.1 Approve Provision of Guarantee to For For Management Deqing Yujin and Others 5.2 Approve Provision of Guarantee to For For Management Tengzhou Gongxin -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit and Dividend For For Management Distribution 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Annual Report For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Authorization of Entrusted For For Management Asset Management 9 Amend Articles of Association For For Management 10.1 Elect Huang Feng as Independent For For Management Director 10.2 Elect Cao Yitang as Independent For For Management Director 10.3 Elect Shi Jun as Independent Director For For Management 10.4 Elect Hua Zhiwei as Independent For For Management Director 11.1 Elect Chen Jinshi as Non-Independent For For Management Director 11.2 Elect Chen Yuhan as Non-Independent For For Management Director 11.3 Elect Xin Qi as Non-Independent For For Management Director 11.4 Elect Bai Lizhong as Non-Independent For For Management Director 11.5 Elect Yao Ke as Non-Independent For For Management Director 11.6 Elect Tang Xiaodong as Non-Independent For For Management Director 11.7 Elect Hu Hongwei as Non-Independent For For Management Director 12.1 Elect Qian Jun as Supervisor For For Management 12.2 Elect Zhang Jianbing as Supervisor For For Management 13.1 Approve to Increase the Guarantee For For Management Amount of 10 Companies Including Shenyang Metro Yurui Project Management Co., Ltd. 13.2 Approve Provision of Guarantee to For Against Management Fuzhou Tangmei Real Estate Co., Ltd. -------------------------------------------------------------------------------- JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD. Ticker: 600522 Security ID: Y444E8100 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions 2 Approve Completed Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD. Ticker: 600522 Security ID: Y444E8100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Annual Report Summary For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Report of the Independent For For Management Directors 7 Approve Internal Control Evaluation For For Management Report 8 Approve Financial Statements For For Management 9 Approve Profit Distribution For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Remuneration of Senior For For Management Management Members 12 Approve Daily Related Party For For Management Transactions 13 Approve Guarantee Provision Plan For Against Management 14 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 15 Approve Change in Registered Capital For For Management 16 Approve to Increase Business Scope For For Management 17 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU ZIJIN RURAL COMMERCIAL BANK CO. LTD. Ticker: 601860 Security ID: Y444MH101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Evaluation Report on the For For Management Performance of Directors, Senior Management and Its Members 7 Approve Evaluation Report in For For Management Supervisor's Performance 8 Approve Report of the Related Party For For Management Transactions 9 Approve 2020 Daily Related Party For For Management Transactions 10 Approve Appointment of External Auditor For For Management 11.1 Elect Kong Xiaoxiang as For For Management Non-Independent Director 11.2 Elect Cao Xiaohong as Independent For For Management Director 11.3 Elect Xue Binghai as Non-Independent For For Management Director 12 Elect Shen Xiangcheng as Supervisor For For Management 13 Amend Articles of Association For For Management 14 Amend Related Party Transaction For Against Management Management System 15 Approve Extension of Resolution For Against Management Validity Period and Authorization Period in Connection to Convertible Bond Issuance 16 Approve Extension of Resolution For Against Management Validity Period and Authorization Period in Connection to Issuance of Tier 2 Capital Bonds -------------------------------------------------------------------------------- JIANGSU ZONGYI CO., LTD. Ticker: 600770 Security ID: Y4444H101 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- JIANGSU ZONGYI CO., LTD. Ticker: 600770 Security ID: Y4444H101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Report of the Independent For For Management Directors 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Use of Funds for Investment in For For Management Financial Products 8 Approve Shareholder Return Plan For For Management 9 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- JIANGXI BANK CO., LTD. Ticker: 1916 Security ID: Y444NK103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Financial For For Management Statements Report 2 Approve 2020 Financial Budget Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Equity Investment and For For Management Capital Expenditure Plan 5 Approve 2019 Board of Directors Report For For Management 6 Approve 2019 Board of Supervisors For For Management Report 7 Approve KPMG Huazhen LLP as Domestic For For Management Auditors and KPMG as International Auditors 8 Approve the Management System for the For For Management Remuneration of Directors and Supervisors 9 Approve the Remuneration Package for For For Management Independent Directors 10 Approve the Remuneration Package for For For Management External Supervisors 11 Approve Liu Wei as Supervisor For For Management 12 Amend Rules of Procedures of the Board For Against Management of Directors Regarding Party Committee 13 Amend Rules of Procedures of the Board For Against Management of Supervisors Regarding Party Committee 14 Amend Rules and Procedures Regarding For For Management General Meetings 15 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGXI BANK CO., LTD. Ticker: 1916 Security ID: Y444NK103 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issuance of Bonds and For For Management Related Transactions 2 Amend Articles of Association and For For Management Related Transactions 3 Approve 2019 Report of the Board of For For Management Directors 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 6 Approve 2019 Profit Distribution For For Management 7 Approve Proposed Provision of For For Management Guarantees to Subsidiaries 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as Overseas Auditor and Authorize Board to Fix Their Remuneration 9 Elect Liu Fangyun as Director and For For Shareholder Authorize Board to Fix His Remuneration 10 Approve Remuneration Scheme of All the For For Management Directors, Supervisors and Senior Management 11 Approve Cessation of Dong Jiahui to For For Management Act as Director 12 Approve Resignation of Hu Qingwen as For For Management Supervisor 13 Approve Resignation of Liao Shengsen For For Management as Supervisor 14.1 Elect Wu Donghua as a Supervisor and For For Management Authorize Board to Fix His Remuneration 14.2 Elect Guan Yongmin as a Supervisor and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C118 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issuance of Bonds and For For Management Related Transactions 2 Amend Articles of Association and For For Management Related Transactions 3 Approve 2019 Report of the Board of For For Management Directors 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 6 Approve 2019 Profit Distribution For For Management 7 Approve Proposed Provision of For For Management Guarantees to Subsidiaries 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as Overseas Auditor and Authorize Board to Fix Their Remuneration 9 Elect Liu Fangyun as Director and For For Shareholder Authorize Board to Fix His Remuneration 10 Approve Remuneration Scheme of All the For For Management Directors, Supervisors and Senior Management 11 Approve Cessation of Dong Jiahui to For For Management Act as Director 12 Approve Resignation of Hu Qingwen as For For Management Supervisor 13 Approve Resignation of Liao Shengsen For For Management as Supervisor 14.1 Elect Wu Donghua as a Supervisor and For For Management Authorize Board to Fix His Remuneration 14.2 Elect Guan Yongmin as a Supervisor and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C118 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C100 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- JIANGXI GANNENG CO., LTD. Ticker: 000899 Security ID: Y4444C102 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2.1 Elect Ye Rong as Non-independent For For Shareholder Director 2.2 Elect Huang Bo as Non-independent For For Shareholder Director 3 Elect Chen Jun as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGXI GANNENG CO., LTD. Ticker: 000899 Security ID: Y4444C102 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Yuan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGXI GANNENG CO., LTD. Ticker: 000899 Security ID: Y4444C102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Profit Distribution 5 Approve Credit Line Application For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Shareholder Return Plan For For Management 9 Elect Leng Na as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGXI GANNENG CO., LTD. Ticker: 000899 Security ID: Y4444C102 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Syndicated Loan For For Management -------------------------------------------------------------------------------- JIANGXI GANYUE EXPRESSWAY CO., LTD. Ticker: 600269 Security ID: Y4444J107 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Nuo as Non-independent For For Shareholder Director 1.2 Elect Nie Jianchun as Non-independent For For Shareholder Director 2 Elect Xu Lihong as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGXI GANYUE EXPRESSWAY CO., LTD. Ticker: 600269 Security ID: Y4444J107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Debt Financing Plan For For Management 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- JIANGXI HONGDU AVIATION INDUSTRY CO., LTD. Ticker: 600316 Security ID: Y4445M109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Authorize the Exemption of For For Management Ultimate Controllers' Performance Commitments 2 Approve Asset Swap and Related-party For For Management Transaction 3 Approve Authorization of Board to For For Management Handle All Related Matters to Asset Swap -------------------------------------------------------------------------------- JIANGXI HONGDU AVIATION INDUSTRY CO., LTD. Ticker: 600316 Security ID: Y4445M109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Authorize the Exemption of For Did Not Vote Management Ultimate Controllers' Performance Commitments 2 Approve Asset Swap and Related-party For Did Not Vote Management Transaction 3 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters to Asset Swap -------------------------------------------------------------------------------- JIANGXI HONGDU AVIATION INDUSTRY CO., LTD. Ticker: 600316 Security ID: Y4445M109 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4.1 Elect Hong Jiao as Non-Independent For For Shareholder Director 4.2 Elect Zhang Hong as Non-Independent For For Shareholder Director 4.3 Elect Xu Jianhua as Non-Independent For For Shareholder Director 4.4 Elect Cao Chun as Non-Independent For For Shareholder Director 4.5 Elect Zeng Wen as Non-Independent For For Shareholder Director 4.6 Elect Xia Wu as Non-Independent For For Shareholder Director 5.1 Elect Wan Hong as Independent Director For For Management 5.2 Elect Luo Fei as Independent Director For For Management 5.3 Elect Huang Yihong as Independent For For Management Director 6.1 Elect Xu Xinsheng as Supervisor For For Shareholder 6.2 Elect Xu Bin as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGXI HONGDU AVIATION INDUSTRY CO., LTD. Ticker: 600316 Security ID: Y4445M109 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transaction 2 Approve Signing of Acquisition For For Management Compensation Agreement and Asset Disposal -------------------------------------------------------------------------------- JIANGXI HONGDU AVIATION INDUSTRY CO., LTD. Ticker: 600316 Security ID: Y4445M109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related-Party For For Management Transactions 6 Approve Appointment of Financial For For Management Auditor 7 Approve Financing Business For Against Management 8 Approve Report of the Independent For For Management Directors 9 Approve Shareholder Dividend Return For Against Management Plan -------------------------------------------------------------------------------- JIANGXI HUANGSHANGHUANG GROUP FOOD CO., LTD. Ticker: 002695 Security ID: Y444GZ108 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGXI HUANGSHANGHUANG GROUP FOOD CO., LTD. Ticker: 002695 Security ID: Y444GZ108 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Excess Raised Funds to For For Management Supplement Working Capital 2 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JIANGXI HUANGSHANGHUANG GROUP FOOD CO., LTD. Ticker: 002695 Security ID: Y444GZ108 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisors For For Management 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JIANGXI HUANGSHANGHUANG GROUP FOOD CO., LTD. Ticker: 002695 Security ID: Y444GZ108 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Repurchase Price For For Management of Performance Shares 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Adjustment to Allowance of For For Management Independent Directors 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGXI LIANCHUANG OPTOELECTRONIC SCIENCE & TECH CO., LTD. Ticker: 600363 Security ID: Y4445T104 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGXI LIANCHUANG OPTOELECTRONIC SCIENCE & TECH CO., LTD. Ticker: 600363 Security ID: Y4445T104 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhongyu as Non-Independent For For Management Director 2 Elect Gu Hongwu as Supervisor For For Management -------------------------------------------------------------------------------- JIANGXI LIANCHUANG OPTOELECTRONIC SCIENCE & TECH CO., LTD. Ticker: 600363 Security ID: Y4445T104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee to For Against Management Controlled Subsidiary 7 Approve Provision of Guarantee to For For Management Jiangxi Lianchuang Optoelectronics Marketing Center Co., Ltd. 8 Approve Provision of Guarantee to For For Management Jiangxi Lianchuang Zhiguang Technology Co., Ltd. 9 Approve to Appoint Financial and For For Management Internal Control Auditor 10 Elect Wang Tao as Non-Independent For For Management Director 11 Elect Zeng Qingxun as Supervisor For For Management -------------------------------------------------------------------------------- JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD. Ticker: 002176 Security ID: Y4448B100 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2.1 Elect Zhu Jun as Non-Independent For For Management Director 2.2 Elect Lu Shunmin as Non-Independent For For Management Director 2.3 Elect Luo Qinghua as Non-Independent For For Management Director 2.4 Elect Cao Shaopeng as Non-Independent For For Management Director 3.1 Elect Liu Ping as Independent Director For For Management 3.2 Elect Chen Weihua as Independent For For Management Director 3.3 Elect Yan Gang as Independent Director For For Management 4.1 Elect Zhang Xiaoying as Supervisor For For Shareholder 4.2 Elect Zhang Pingsen as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD. Ticker: 002176 Security ID: Y4448B100 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size and Par Value For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Type and Maturity For For Management 2.4 Approve Bond Interest Rate and Its For For Management Determination Method 2.5 Approve Use of Proceeds For For Management 2.6 Approve Guarantees For For Management 2.7 Approve Underwriter For For Management 2.8 Approve Issuance Method For For Management 2.9 Approve Target Subscribers For For Management 2.10 Approve Listing Exchange For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Counter Guarantee Provision by For For Management Controlling Shareholders and Ultimate Controllers for Company's Bonds Issuance 5 Approve Provision of Counter Guarantee For For Management for Company's Bonds Issuance 6 Approve Entrusted Loans and For For Management Related-party Transaction 7 Approve Guarantee Provision by For For Management Controlling Shareholders and Ultimate Controllers for Company's Entrusted Loan 8 Approve Guarantee Provision for For For Management Company's Entrusted Loan 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD. Ticker: 002176 Security ID: Y4448B100 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use and For For Management Implementation Entity of the Raised Funds Investment Project -------------------------------------------------------------------------------- JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD. Ticker: 002176 Security ID: Y4448B100 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management -------------------------------------------------------------------------------- JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD. Ticker: 002176 Security ID: Y4448B100 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD. Ticker: 002176 Security ID: Y4448B100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Plan 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Shareholder Return Plan For Against Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Matters Related to Appointment For For Management of Auditor 10 Amend Management System of Raised For For Management Funds (Revised in June 2020) 11 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JIANGXI WANNIANQING CEMENT CO., LTD. Ticker: 000789 Security ID: Y4445F104 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGXI WANNIANQING CEMENT CO., LTD. Ticker: 000789 Security ID: Y4445F104 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line and For For Management Guarantee Authorization 2.1 Elect Lin Rong as Non-independent For For Shareholder Director 2.2 Elect Li Xiaoping as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGXI WANNIANQING CEMENT CO., LTD. Ticker: 000789 Security ID: Y4445F104 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Resolution Validity Period for For For Management Issuance of Convertible Bonds 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection in Subsidiary For For Management 2 Approve Repurchase Cancellation of For For Management 2017 and 2018 Performance Shares 3 Approve Company's Eligibility for For For Shareholder Public Issuance of Convertible Bonds 4.1 Approve Issue Type For For Shareholder 4.2 Approve Issue Scale For For Shareholder 4.3 Approve Par Value and Issue Price For For Shareholder 4.4 Approve Bond Maturity For For Shareholder 4.5 Approve Bond Interest Rate For For Shareholder 4.6 Approve Method and Term for the For For Shareholder Repayment of Principal and Interest 4.7 Approve Conversion Period For For Shareholder 4.8 Approve Determination and Adjustment For For Shareholder of Conversion Price 4.9 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price 4.10 Approve Method for Determining the For For Shareholder Number of Shares for Conversion 4.11 Approve Terms of Redemption For For Shareholder 4.12 Approve Terms of Sell-Back For For Shareholder 4.13 Approve Dividend Distribution Post For For Shareholder Conversion 4.14 Approve Issue Manner and Target For For Shareholder Subscribers 4.15 Approve Placing Arrangement for For For Shareholder Shareholders 4.16 Approve Bondholders and Bondholders' For For Shareholder Meetings 4.17 Approve Use of Proceeds For For Shareholder 4.18 Approve Guarantee Matters For For Shareholder 4.19 Approve Raised Funds Management and For For Shareholder Special Accounts 4.20 Approve Resolution Validity Period For For Shareholder 5 Approve Plan for Public Issuance of For For Shareholder Convertible Bonds (Revised Draft) 6 Approve Feasibility Analysis Report on For For Shareholder the Intended Usage of Raised Funds (Revised Draft) 7 Approve Authorization of Board to For For Shareholder Handle All Related Matters 8 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Related Commitment 9 Approve Rules and Procedures Regarding For For Shareholder Convertible Corporate Bondholders Meeting 10 Approve Waiver of Public Issuance of For For Shareholder CNY 1.17 Billion Corporate Bonds 11 Approve Provision of Guarantee to For For Shareholder Subsidiary 12 Approve Guarantee Provision Plan For For Shareholder 13 Approve Shareholder Dividend Return For For Shareholder Plan -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection in Subsidiary For Did Not Vote Management 2 Approve Repurchase Cancellation of For Did Not Vote Management 2017 and 2018 Performance Shares 3 Approve Company's Eligibility for For Did Not Vote Shareholder Public Issuance of Convertible Bonds 4.1 Approve Issue Type For Did Not Vote Shareholder 4.2 Approve Issue Scale For Did Not Vote Shareholder 4.3 Approve Par Value and Issue Price For Did Not Vote Shareholder 4.4 Approve Bond Maturity For Did Not Vote Shareholder 4.5 Approve Bond Interest Rate For Did Not Vote Shareholder 4.6 Approve Method and Term for the For Did Not Vote Shareholder Repayment of Principal and Interest 4.7 Approve Conversion Period For Did Not Vote Shareholder 4.8 Approve Determination and Adjustment For Did Not Vote Shareholder of Conversion Price 4.9 Approve Terms for Downward Adjustment For Did Not Vote Shareholder of Conversion Price 4.10 Approve Method for Determining the For Did Not Vote Shareholder Number of Shares for Conversion 4.11 Approve Terms of Redemption For Did Not Vote Shareholder 4.12 Approve Terms of Sell-Back For Did Not Vote Shareholder 4.13 Approve Dividend Distribution Post For Did Not Vote Shareholder Conversion 4.14 Approve Issue Manner and Target For Did Not Vote Shareholder Subscribers 4.15 Approve Placing Arrangement for For Did Not Vote Shareholder Shareholders 4.16 Approve Bondholders and Bondholders' For Did Not Vote Shareholder Meetings 4.17 Approve Use of Proceeds For Did Not Vote Shareholder 4.18 Approve Guarantee Matters For Did Not Vote Shareholder 4.19 Approve Raised Funds Management and For Did Not Vote Shareholder Special Accounts 4.20 Approve Resolution Validity Period For Did Not Vote Shareholder 5 Approve Plan for Public Issuance of For Did Not Vote Shareholder Convertible Bonds (Revised Draft) 6 Approve Feasibility Analysis Report on For Did Not Vote Shareholder the Intended Usage of Raised Funds (Revised Draft) 7 Approve Authorization of Board to For Did Not Vote Shareholder Handle All Related Matters 8 Approve Impact of Dilution of Current For Did Not Vote Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Related Commitment 9 Approve Rules and Procedures Regarding For Did Not Vote Shareholder Convertible Corporate Bondholders Meeting 10 Approve Waiver of Public Issuance of For Did Not Vote Shareholder CNY 1.17 Billion Corporate Bonds 11 Approve Provision of Guarantee to For Did Not Vote Shareholder Subsidiary 12 Approve Guarantee Provision Plan For Did Not Vote Shareholder 13 Approve Shareholder Dividend Return For Did Not Vote Shareholder Plan -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment on Equity Transfer For For Management Agreement 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment on Equity Transfer For Did Not Vote Management Agreement 2 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Yinsun as Non-Independent For For Management Director 1.2 Elect Cheng Fangui as Non-Independent For For Management Director 1.3 Elect LIEW KENNETH THOW JIUN as For For Management Non-Independent Director 2.1 Elect Huang Xinjian as Independent For For Management Director 2.2 Elect Li Hanguo as Independent Director For For Management 3.1 Elect Huang Jianjun as Supervisor For For Management 3.2 Elect Wu Youfa as Supervisor For For Management 4 Approve Guarantee Provision to For Against Management Subsidiaries 5 Approve Amendments to Articles of For For Management Association 6 Approve Repurchase and Cancellation of For For Shareholder Performance Shares 7 Approve Guarantee Provision to For For Shareholder Shaoguan Zhengbang Animal Husbandry Development Co., Ltd. -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Yinsun as Non-Independent For Did Not Vote Management Director 1.2 Elect Cheng Fangui as Non-Independent For Did Not Vote Management Director 1.3 Elect LIEW KENNETH THOW JIUN as For Did Not Vote Management Non-Independent Director 2.1 Elect Huang Xinjian as Independent For Did Not Vote Management Director 2.2 Elect Li Hanguo as Independent Director For Did Not Vote Management 3.1 Elect Huang Jianjun as Supervisor For Did Not Vote Management 3.2 Elect Wu Youfa as Supervisor For Did Not Vote Management 4 Approve Guarantee Provision to For Did Not Vote Management Subsidiaries 5 Approve Amendments to Articles of For Did Not Vote Management Association 6 Approve Repurchase and Cancellation of For Did Not Vote Shareholder Performance Shares 7 Approve Guarantee Provision to For Did Not Vote Shareholder Shaoguan Zhengbang Animal Husbandry Development Co., Ltd. -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Loan Plan and For For Management Related Party Transactions 2 Approve Guarantee Provision Plan For Against Management 3 Approve Daily Related Party For For Shareholder Transactions 4 Approve Establishment of Shandong For For Shareholder Zhengbang New and Old Kinetic Energy Conversion Equity Investment Fund Partnership (Limited Partnership) -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Loan Plan and For Did Not Vote Management Related Party Transactions 2 Approve Guarantee Provision Plan For Did Not Vote Management 3 Approve Daily Related Party For Did Not Vote Shareholder Transactions 4 Approve Establishment of Shandong For Did Not Vote Shareholder Zhengbang New and Old Kinetic Energy Conversion Equity Investment Fund Partnership (Limited Partnership) -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Performance Shares Incentive Plan 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Approve External Guarantee For Against Management 6 Approve Provision of Guarantee for For Against Management Purchase of Raw Material 7 Approve Loan and Related Party For For Management Transactions 8 Approve Daily Related Party Transaction For For Management 9 Approve Credit Line Application and For For Management Authorization 10 Approve Capital Injection For For Management -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Did Not Vote Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters Regarding Performance Shares Incentive Plan 4 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 5 Approve External Guarantee For Did Not Vote Management 6 Approve Provision of Guarantee for For Did Not Vote Management Purchase of Raw Material 7 Approve Loan and Related Party For Did Not Vote Management Transactions 8 Approve Daily Related Party Transaction For Did Not Vote Management 9 Approve Credit Line Application and For Did Not Vote Management Authorization 10 Approve Capital Injection For Did Not Vote Management -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Controlling Shareholder's Plan For For Management to Adjust the Shareholding Plan of the Company -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Controlling Shareholder's Plan For Did Not Vote Management to Adjust the Shareholding Plan of the Company -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Daily Related Party For For Shareholder Transactions with Ultimate Controller and Other Subsidiaries 3 Approve Daily Related Party For For Shareholder Transactions 4 Approve Increase External Guarantee For Against Shareholder 5 Approve Additional External Guarantee For Against Shareholder -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management 2 Approve Daily Related Party For Did Not Vote Shareholder Transactions with Ultimate Controller and Other Subsidiaries 3 Approve Daily Related Party For Did Not Vote Shareholder Transactions 4 Approve Increase External Guarantee For Did Not Vote Shareholder 5 Approve Additional External Guarantee For Did Not Vote Shareholder -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on Usage of For For Management Previously Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve to Adjust the Remuneration For For Management Management System of Directors, Supervisors and Senior Management Members 9 Approve to Adjust the Remuneration of For For Management Directors and Senior Management 10 Approve Additional Guarantee Provision For Against Management Plan 11 Approve Transfer Guarantees Between For For Management Subsidiaries 12 Approve Capital Injection For For Shareholder 13 Approve Loan Application For For Shareholder -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 4 Approve Profit Distribution and For Did Not Vote Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Special Report on Usage of For Did Not Vote Management Previously Raised Funds 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve to Adjust the Remuneration For Did Not Vote Management Management System of Directors, Supervisors and Senior Management Members 9 Approve to Adjust the Remuneration of For Did Not Vote Management Directors and Senior Management 10 Approve Additional Guarantee Provision For Did Not Vote Management Plan 11 Approve Transfer Guarantees Between For Did Not Vote Management Subsidiaries 12 Approve Capital Injection For Did Not Vote Shareholder 13 Approve Loan Application For Did Not Vote Shareholder -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 3 Approve Additional Guarantee For For Shareholder -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 2 Approve Use of Remaining Raised Funds For Did Not Vote Management to Replenish Working Capital 3 Approve Additional Guarantee For Did Not Vote Shareholder -------------------------------------------------------------------------------- JIAOZUO WANFANG ALUMINUM MANUFACTURING CO., LTD. Ticker: 000612 Security ID: Y44433103 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Performance Exemption to Avoid For For Management Horizontal Competition 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- JIAOZUO WANFANG ALUMINUM MANUFACTURING CO., LTD. Ticker: 000612 Security ID: Y44433103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- JIAOZUO WANFANG ALUMINUM MANUFACTURING CO., LTD. Ticker: 000612 Security ID: Y44433103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- JIAOZUO WANFANG ALUMINUM MANUFACTURING CO., LTD. Ticker: 000612 Security ID: Y44433103 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6.1 Approve Signing of Strategic For For Management Cooperation Agreement with Zhangshu City and Tai'ancheng Investment Management Center (Limited Partnership) 6.2 Approve Signing of Strategic For For Management Cooperation Agreement with Hangzhou Zhengcai Holding Group Co., Ltd. 7.1 Approve Signing of Conditional Shares For For Management Subscription Agreement with Zhangshu City and Tai'ancheng Investment Management Center (Limited Partnership) 7.2 Approve Signing of Conditional Shares For For Management Subscription Agreement with Hangzhou Zhengcai Holding Group Co., Ltd. 8 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve Ultimate Controlling For For Management Shareholder to Avoid Delay in the Implementation of Inter-competitive Commitments and and Supplementary Commitments 12 Amend Management System of Raised Funds For For Management 13 Elect Li Chongyang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JIAYUAN INTERNATIONAL GROUP LIMITED Ticker: 2768 Security ID: G5139G100 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement, For For Management Grant of Specific Mandate to Issue Consideration Shares and Related Transactions -------------------------------------------------------------------------------- JIAYUAN INTERNATIONAL GROUP LIMITED Ticker: 2768 Security ID: G5139G100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Shum Tin Ching as Director For For Management 3a2 Elect Huang Fuqing as Director For For Management 3a3 Elect Cheuk Hiu Nam as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- JIH SUN FINANCIAL HOLDING CO., LTD. Ticker: 5820 Security ID: Y4446J105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- JIHUA GROUP CORP. LTD. Ticker: 601718 Security ID: Y444B4102 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Claims For For Management -------------------------------------------------------------------------------- JIHUA GROUP CORP. LTD. Ticker: 601718 Security ID: Y444B4102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Amendments to Articles of For For Management Association to Expand Business Scope 8 Approve Change in Usage of Raised Funds For For Management 9 Elect Huang Mengkui as Supervisor For For Shareholder -------------------------------------------------------------------------------- JILIN AODONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 000623 Security ID: Y4451E108 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose, Manner and Price For For Management Range of Share Repurchase 1.2 Approve Type, Usage, Size, Proportion For For Management to Share Capital and Total Funds to be Used for Share Repurchase 1.3 Approve Source of Funds of Share For For Management Repurchase 1.4 Approve Implementation Period of Share For For Management Repurchase 1.5 Approve Resolution Validity Period For For Management 1.6 Approve Relevant Arrangements for For For Management Cancellation or Transfer According to Law After Repurchase of Shares and Arrangements for Preventing Infringements on the Interests of Creditors 1.7 Approve Authorization of Board and For For Management Company's Management to Handle All Related Matters -------------------------------------------------------------------------------- JILIN AODONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 000623 Security ID: Y4451E108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Finance Auditor For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Change in Raised Funds For For Management Investment Project and Use of Remaining Funds and Interest to Replenish Working Capital 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- JILIN JIAN YISHENG PHARMACEUTICAL CO., LTD. Ticker: 002566 Security ID: Y444BY106 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JILIN JIAN YISHENG PHARMACEUTICAL CO., LTD. Ticker: 002566 Security ID: Y444BY106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JILIN POWER SHARE CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Entrusted Funds Business with For For Management National Power Investment Group Co., Ltd. -------------------------------------------------------------------------------- JILIN POWER SHARE CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Yiyong as Non-Independent For For Shareholder Director 1.2 Elect Cai Yanfu as Non-Independent For For Shareholder Director 1.3 Elect Zhou Boxiao as Non-Independent For For Shareholder Director 1.4 Elect He Hongwei as Non-Independent For For Shareholder Director 2.1 Elect Han Jingli as Independent For For Management Director 2.2 Elect Yu Ying as Independent Director For For Management 2.3 Elect Wang Yijun as Independent For For Management Director 3.1 Elect Wang Xianchun as Supervisor For For Management 3.2 Elect Wang Jingming as Supervisor For For Management 3.3 Elect Cui Qiang as Supervisor For For Management 4 Approve Separation of Gansu Zhongdian For For Management Investment Jieneng New Energy Co., Ltd. 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JILIN POWER SHARE CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Restructuring -------------------------------------------------------------------------------- JILIN POWER SHARE CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve to Appoint Internal Control For For Management Auditor 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JILIN POWER SHARE CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gao Ping as Non-independent For For Shareholder Director 2 Approve Use of Company's Receivables For For Management as Asset Securitization Financing -------------------------------------------------------------------------------- JILIN POWER SHARE CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Investment Plan For For Management 7 Approve Financing Plan For For Management 8 Approve Deposits and Loan Transactions For For Management with State Power Investment Corporation Finance Co., Ltd. 9 Approve Carry Out Leasing Business For For Management with CLP Investment and Financial Leasing Co., Ltd. 10 Approve Handling Factoring Business For For Management with State Nuclear Commercial Factoring Co., Ltd. 11.1 Approve Sale of Steam to Jilin Boda For For Management Biochemical Co., Ltd. 11.2 Approve Purchasing Coal from Inner For For Management Mongolia Huolinhe Open-pit Coal Industry Co., Ltd. and its Holding Company 11.3 Approve Procurement of Open Pit Coal For For Management with Inner Mongolia Baiyin Huameng Dong Open-pit Coal Industry Co., Ltd. and Inner Mongolia Xilinguole Baiyinhua Coal Power Co., Ltd. 11.4 Approve Receipt of General Contracting For For Management and Distribution of Materials and Equipment from State Power Investment Materials and Equipment Branch 11.5 Approve Signing of Technical For For Management Supervision Framework Agreement with Jilin Electric Power Research Institute Co., Ltd. 12 Approve Issuance of Super Short-term For For Management Commercial Papers 13 Approve Adjustment of Allowance of For For Management Independent Directors 14 Approve Company's Participation in For For Management Guangxi Guodian Investment Overseas Energy Investment Co., Ltd. -------------------------------------------------------------------------------- JILIN POWER SHARE CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Raised Funds For For Management Investment 2.7 Approve Lock-Up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Plan for Private Placement of For For Management New Shares 5 Approve Signing of Conditional Shares For For Management Subscription Agreement with State Power Investment Group Jilin Energy Investment Co., Ltd. 6 Approve Signing of Conditional Shares For For Management Subscription Agreement with State Power Investment Group Finance Co., Ltd. 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve White Wash Waiver For For Management 9 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JILIN SINO-MICROELECTRONICS CO., LTD. Ticker: 600360 Security ID: Y44453101 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JILIN SINO-MICROELECTRONICS CO., LTD. Ticker: 600360 Security ID: Y44453101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Bank Credit Line and Authorize For For Management the Company's Chairman to Sign the Relevant Loan Agreement 7 Approve Provision of Guarantee For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Report of the Independent For For Management Directors 10 Approve Profit Distribution For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Daily Related Party Transaction For For Management 13 Approve Entrusted Asset Management For For Management 14.1 Elect Yu Shengdong as Non-Independent For For Management Director 15.1 Elect Tong Chengsheng as Independent For For Management Director -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Jilin Yatai Group Material Trade Co., Ltd. 2 Approve Provision of Guarantee to For Against Management Jilin Dayao Pharmaceutical Co., Ltd. 3 Approve Provision of Guarantee to For For Management Jilin Yatai Hengda Decoration Engineering Co., Ltd. 4 Approve Provision of Guarantee to For For Management Jilin Yatai Fuyuan Shopping Center Co. , Ltd. 5 Approve Provision of Guarantee to For Against Management Jilin Dayao Pharmaceutical Co., Ltd. and Jilin Northeast Asia Pharmaceutical Co., Ltd. 6.1 Elect Han Dongyang as Non-independent For For Management Director 6.2 Elect Liu Xiaofeng as Non-independent For For Management Director -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Commercial Papers For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Provision of Guarantee to For For Management Jilin Longxin Pharmaceutical Co., Ltd. , Jilin Northeast Asia Pharmaceutical Co., Ltd., Jilin Yatai Supermarket Co. , Ltd., Jilin Yatai Fuyuan Shopping Center Co., Ltd. 4 Approve Provision of Guarantee to For For Management Tianjin Yatai Lanhai Investment Co., Ltd. -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Provision of Guarantee to For Against Management Jilin Pharmacy Pharmaceutical Co., Ltd. 3 Approve Provision of Guarantee to For For Management Jilin Yatai Property Management Co., Ltd., Changchun Yatai Heating Co., Ltd. , Yatai Group Changchun Building Materials Co., Ltd., Jilin Yatai Construction Engineering Co., Ltd. 4 Approve Provision of Guarantee to For Against Management Jilin Yatai Hengda Decoration Engineering Co., Ltd., Jilin Yatai Group Cement Sales Co., Ltd., Qishuo Wine Industry Co., Ltd. 5 Approve Provision of Guarantee to For Against Management Jilin Yatai Fuyuan Shopping Center Co. , Ltd., Jilin Yatai Supermarket Co., Ltd., Jilin Yatai Dinglu Cement Co., Ltd., Jilin Yatai Group Building Materials Investment Co., Ltd. 6 Approve Provision of Guarantee to For Against Management Jilin Yatai Cement Co., Ltd., Yatai Group Yitong Cement Co., Ltd., Jilin Pharmacy Pharmaceutical Co., Ltd. 7 Approve Provision of Guarantee to For Against Management Jilin Yatai Mingcheng Cement Co., Ltd. , Jilin Yatai Longtan Cement Co., Ltd. 8 Approve Continuous Use of Credit Line For Against Management in Jilin Jiutai Rural Commercial Bank Co., Ltd. and Provision of Guarantee to Jilin Pharmacy Pharmaceutical Co., Ltd. 9 Approve Provision of Guarantee to For For Management Changchun Yatai Thermal Power Co., Ltd. 10 Approve Provision of Guarantee to For Against Management Jilin Pharmacy Pharmaceutical Co., Ltd. Using Equity Stake in a Company -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For Against Management Jilin Yatai Cement Co., Ltd. and Jilin Yatai Supermarket Co., Ltd. 2 Approve Provision of Guarantee for For Against Management Lanhai Quanzhou Water City (Tianjin) Development Co., Ltd. 3 Approve Provision of Guarantee for For Against Management Jilin Yatai Cement Co., Ltd. and Jilin Yatai Mingcheng Cement Co., Ltd. 4 Approve Provision of Guarantee for For Against Management Extension of Loan Application of Lanhai Quanzhou Water City (Tianjin) Development Co., Ltd. 5 Approve Provision of Guarantee for For Against Management Jilin Yatai Cement Co., Ltd. and Jilin Yatai Construction Engineering Co., Ltd. 6 Approve Provision of Guarantee for For Against Management Jilin Yatai Mingcheng Cement Co., Ltd. and Jilin Yatai Longtan Cement Co., Ltd. 7 Approve Provision of Guarantee for For Against Management Yatai Group Tonghua Cement Co., Ltd. 8 Approve Provision of Guarantee for For Against Management Jilin Yatai Cement Co., Ltd. 9 Approve Provision of Guarantee for For Against Management Jilin Pharmacy Pharmaceutical Co., Ltd. and Jilin Northeast Asia Pharmaceutical Co., Ltd. 10 Approve Provision of Guarantee to the For For Management Company by Yatai Pharmaceutical Group Co., Ltd. 11 Approve Provision of Guarantee for For Against Management Yatai Group Harbin Cement Co., Ltd. and Yatai Group Harbin Cement (Acheng) Co., Ltd. 12 Approve Provision of Guarantee for For Against Management Capital Loan Application of Jilin Yatai Cement Co., Ltd. and Jilin Yatai Mingcheng Cement Co., Ltd. 13 Approve Provision of Guarantee for For Against Management Jilin Yatai Cement Co., Ltd. and Jilin Pharmacy Pharmaceutical Co., Ltd. 14 Approve Provision of Guarantee for For Against Management Jilin Pharmacy Pharmaceutical Co., Ltd. , Jilin Yatai Cement Co., Ltd. and Jilin Yatai Mingcheng Cement Co., Ltd. 15 Approve Provision of Guarantee for For For Management Jilin Yatai Fuyuan Shopping Center Co. , Ltd. 16 Approve Provision of Guarantee for For Against Management Jilin Yatai Yong'antang Pharmaceutical Co., Ltd., Jilin Yatai Supermarket Co. , Ltd., Jilin Yatai Hotel Co., Ltd., Changchun Longda Hotel Co., Ltd. and Jilin Yatai Dinglu Cement Co., Ltd. 17 Approve Provision of Guarantee for For Against Management Yatai Group Tieling Cement Co., Ltd. 18.1 Elect Tian Kuiwu as Non-Independent For For Management Director -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Private Issuance of Corporate For For Management Bonds -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Daily Related-party For For Management Transactions 10 Approve Amendments to Articles of For For Management Association 11 Approve Guarantee Provision to Jilin For Against Management Yatai Cement Co., Ltd., Jilin Yatai Mingcheng Cement Co., Ltd., Jilin Pharmacy Pharmaceutical Co., Ltd. and Jilin Longxin Pharmaceutical Co., Ltd. 12 Approve Guarantee Provision to Jilin For For Management Yatai Group Material Trading Co., Ltd. 13 Approve Guarantee Provision to Jilin For Against Management Pharmacy Pharmaceutical Co., Ltd. and Jilin Yatai Pharmaceutical Logistics Co., Ltd. 14 Approve Guarantee Provision to Jilin For Against Management Yatai Cement Co., Ltd. 15 Approve Guarantee Provision to Lanhai For Against Management Quanzhou Water City (Tianjin) Development Co., Ltd. 16 Approve Guarantee Provision for the For Against Management Comprehensive Credit Line Application of Jilin Pharmacy Pharmaceutical Co., Ltd. 17 Approve Guarantee Provision for the For Against Management Loan Application of Jilin Pharmacy Pharmaceutical Co., Ltd. 18 Approve Guarantee Provision to Jilin For For Management Longxin Pharmaceutical Co., Ltd. 19 Approve Guarantee Provision to Hainan For Against Management Yatai Hot Spring Hotel Co., Ltd. and Wuzhishan Yatai Rainforest Hotel Co., Ltd. 20 Approve Guarantee Provision to Jilin For Against Management Yatai Group Material Trading Co., Ltd. , Yatai Group Changchun Building Material Co., Ltd., Jilin Yatai Yongantang Pharmaceutical Co., Ltd. and Jilin Yatai Biological Pharmaceutical Co., Ltd. 21 Approve Guarantee Provision to Jilin For For Management Longxin Pharmaceutical Co., Ltd., Jilin Northeast Asia Pharmaceutical Co. , Ltd., Jilin Yatai Supermarket Co., Ltd. and Jilin Yatai Fuyuan Shopping Center Co., Ltd. 22.1 Elect Song Shanglong as For For Management Non-Independent Director 22.2 Elect Sun Xiaofeng as Non-Independent For For Management Director 22.3 Elect Liu Shusen as Non-Independent For For Management Director 22.4 Elect Wang Huamin as Non-Independent For For Management Director 22.5 Elect Zhang Fengying as For For Management Non-Independent Director 22.6 Elect Zhai Huaiyu as Non-Independent For For Management Director 22.7 Elect Han Dongyang as Non-Independent For For Management Director 22.8 Elect Liu Xiaofeng as Non-Independent For For Management Director 22.9 Elect Tian Kuiwu as Non-Independent For For Management Director 22.10 Elect Li Yu as Non-Independent Director For For Management 23.1 Elect Wang Lijun as Independent For For Management Director 23.2 Elect Bing Zheng as Independent For For Management Director 23.3 Elect Sui Dianjun as Independent For For Management Director 23.4 Elect Du Jie as Independent Director For For Management 23.5 Elect Mao Zhihong as Independent For For Management Director 24.1 Elect Chen Jizhong as Supervisor For For Management 24.2 Elect Chen Yachun as Supervisor For For Management 24.3 Elect Feng Weijie as Supervisor For For Management 24.4 Elect Zhang Xiuying as Supervisor For For Management 24.5 Elect Yang Lin as Supervisor For For Management 24.6 Elect Liu Xiaohui as Supervisor For For Management -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Partial For For Management Assets of Fundraising Project to Supplement Working Capital 2 Approve Guarantee Provision for Jilin For Against Management Yatai Cement Co., Ltd. 3 Approve Guarantee Provision for For For Management Nanjing Jisheng Real Estate Development Co., Ltd. 4 Approve Guarantee Provision for Jilin For Against Management Pharmacy Pharmaceutical Co., Ltd. 5 Approve Guarantee Provision for Yatai For Against Management Group Harbin Cement Co., Ltd. -------------------------------------------------------------------------------- JILIN ZIXIN PHARMACEUTICAL INDUSTRIAL CO., LTD. Ticker: 002118 Security ID: Y4S43P116 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Elect Tian Feng as Non-independent For For Management Director 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JILIN ZIXIN PHARMACEUTICAL INDUSTRIAL CO., LTD. Ticker: 002118 Security ID: Y4S43P116 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JILIN ZIXIN PHARMACEUTICAL INDUSTRIAL CO., LTD. Ticker: 002118 Security ID: Y4S43P116 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Elect Sun Lili as Supervisor For For Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JIN TONG LING TECHNOLOGY GROUP CO., LTD. Ticker: 300091 Security ID: Y4441N101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Remuneration of Supervisors For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Completion of Raised Funds For Did Not Vote Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 7 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 8 Approve Remuneration of Directors For Did Not Vote Management 9 Approve to Appoint Auditor For Did Not Vote Management 10 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- JIN TONG LING TECHNOLOGY GROUP CO., LTD. Ticker: 300091 Security ID: Y4441N101 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Size and Scale For For Management 2.5 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 8 Approve Related Party Transactions in For For Management Connection to Private Placement 9 Approve Signing of Conditional For For Management Subscription Agreement with Nantong Industrial Holdings Group Co., Ltd. 10 Approve Signing of Supplemental For For Management Conditional Subscription Agreement with Nantong Industrial Holdings Group Co., Ltd. 11 Approve Whitewash Waiver For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JINCHUAN GROUP INTERNATIONAL RESOURCES CO. LTD Ticker: 2362 Security ID: G5138B102 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 CCT Agreement, Revised For For Management Annual Caps and Related Translations 2 Elect Wang Qiangzhong as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- JINCHUAN GROUP INTERNATIONAL RESOURCES CO. LTD Ticker: 2362 Security ID: G5138B102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Gao Tianpeng as Director For For Management 2b Elect Cheng Yonghong as Director For For Management 2c Elect Liu Jian as Director For For Management 2d Elect Wu Chi Keung as Director For For Management 2e Elect Poon Chiu Kwok as Director For For Management 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Grant of Mandate for Issuance For For Management of Shares Under Share Incentive Scheme -------------------------------------------------------------------------------- JINDAL SAW LTD. Ticker: 500378 Security ID: Y4449A101 Meeting Date: SEP 09, 2019 Meeting Type: Annual Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Tripti Arya as Director For Against Management 4 Reelect Hawa Singh Chaudhary as For Against Management Director 5 Reelect Raj Kamal Aggarwal as Director For For Management 6 Reelect Ravinder Nath Leekha as For For Management Director 7 Approve Reappointment and Remuneration For For Management of Hawa Singh Chaudhary as Whole-time Director 8 Elect Vinita Jha as Director For For Management 9 Elect Sanjeev Shankar as Director For For Management 10 Elect Girish Sharma as Director For For Management 11 Approve Remuneration of Cost Auditors For For Management 12 Approve Offer or Invitation to For For Management Subscribe to Secured/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- JINDAL STEEL & POWER LIMITED Ticker: 532286 Security ID: Y4447P100 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: MAY 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ram Vinay Shahi as Director For Against Management 2 Reelect Arun Kumar Purwar as Director For Against Management 3 Reelect Sudershan Kumar Garg as For For Management Director 4 Reelect Hardip Singh Wirk as Director For Against Management 5 Elect N. A. Ansari as Director For Against Management 6 Approve Appointment and Remuneration For Against Management of N. A. Ansari as Wholetime Director Designated as Jt. Managing Director 7 Approve Waiver of Recovery of Excess For Against Management Remuneration Paid to Naveen Jindal as Wholetime Director Designated as Chairman 8 Approve Waiver of Recovery of Excess For Against Management Remuneration Paid and Payment of Remuneration to Naveen Jindal as Wholetime Director Designated as Chairman 9 Approve Waiver of Recovery of Excess For Against Management Remuneration Paid to Dinesh Kumar Saraogi as Wholetime Director 10 Approve Waiver of Recovery of Excess For Against Management Remuneration Paid to Rajeev Rupendra Bhadauria as Wholetime Director -------------------------------------------------------------------------------- JINDAL STEEL & POWER LIMITED Ticker: 532286 Security ID: Y4447P100 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Shallu Jindal as Director For Against Management 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Elect V.R. Sharma as Director For For Management 6 Approve Appointment and Remuneration For For Management of V.R. Sharma as Managing Director 7 Elect Aruna Sharma as Director For For Management -------------------------------------------------------------------------------- JINDUICHENG MOLYBDENUM CO., LTD. Ticker: 601958 Security ID: Y44498106 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- JINDUICHENG MOLYBDENUM CO., LTD. Ticker: 601958 Security ID: Y44498106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Daily Related Party Transaction For For Management 7 Approve Technical transformation and For For Management Equipment Update Investment Plan 8 Approve Appointment of Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- JINDUICHENG MOLYBDENUM CO., LTD. Ticker: 601958 Security ID: Y44498106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 5 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 6 Approve Daily Related Party Transaction For Did Not Vote Management 7 Approve Technical transformation and For Did Not Vote Management Equipment Update Investment Plan 8 Approve Appointment of Financial and For Did Not Vote Management Internal Control Auditor -------------------------------------------------------------------------------- JINFA LABI MATERNITY & BABY ARTICLES CO., LTD. Ticker: 002762 Security ID: Y444KT107 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- JINFA LABI MATERNITY & BABY ARTICLES CO., LTD. Ticker: 002762 Security ID: Y444KT107 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Haoliang as Non-Independent For For Management Director 1.2 Elect Lin Ruowen as Non-Independent For For Management Director 1.3 Elect Tang Dianqin as Non-Independent For For Management Director 1.4 Elect Lin Guodong as Non-Independent For For Management Director 2.1 Elect Yao Mingan as Independent For For Management Director 2.2 Elect Cai Biao as Independent Director For For Management 2.3 Elect Ji Chuansheng as Independent For For Management Director 3.1 Elect Wang Guohai as Supervisor For For Management 3.2 Elect Xian Yuhong as Supervisor For For Management 4 Approve to Appoint Auditor For For Management 5 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- JINFA LABI MATERNITY & BABY ARTICLES CO., LTD. Ticker: 002762 Security ID: Y444KT107 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JINFA LABI MATERNITY & BABY ARTICLES CO., LTD. Ticker: 002762 Security ID: Y444KT107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use Part of Raised Funds from For For Management Marketing Network Construction Projects to Replenish Working Capital 8 Amend Management System of Raised Funds For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JINHONG HOLDINGS GROUP CO., LTD. Ticker: 000669 Security ID: Y4444G103 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Transaction Parties For For Management 1.2 Approve Target Assets For For Management 1.3 Approve Price and Manner of Pricing For For Management 1.4 Approve Attribution of Profit and Loss For For Management During the Transition Period 1.5 Approve Audit and Pricing Reference For For Management Date 1.6 Approve Delivery Date For For Management 1.7 Approve Payment Manner of Transaction For For Management Consideration 1.8 Approve Creditor's Debt Commitment For For Management 1.9 Approve Arrangement of Employees For For Management 1.10 Approve Transfer of Ownership of the For For Management Underlying Asset and the Liability for Breach of Contractual Obligations 1.11 Approve Resolution Validity Period For For Management 1.12 Approve Transaction Constitute as For For Management Major Asset Restructuring 2 Approve Report (Draft) and Summary on For For Management Company's Major Asset Disposal 3 Approve Signing of Asset Disposal For For Management Agreement 4 Approve Major Asset Disposal with For For Management Relevant Laws and Regulations 5 Approve Transaction Does Not For For Management Constitute as Related-party Transaction 6 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 7 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 9 Approve Stock Price Volatility For For Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Company's Transaction Audit For For Management Report, Pro Forma Review Report, Evaluation Report and Valuation Report 12 Approve Basis and Fairness of Pricing For For Management for This Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JINHONG HOLDINGS GROUP CO., LTD. Ticker: 000669 Security ID: Y4444G103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve to Appoint Auditor For For Management 5 Approve Guarantee For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- JINJIAN CEREALS INDUSTRY CO., LTD. Ticker: 600127 Security ID: Y37687103 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related-party For For Management Transactions of Subsidiary -------------------------------------------------------------------------------- JINJIAN CEREALS INDUSTRY CO., LTD. Ticker: 600127 Security ID: Y37687103 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cheng Liping as Non-Independent For For Shareholder Director 2 Elect Zhou Jing as Supervisor For For Management -------------------------------------------------------------------------------- JINJIAN CEREALS INDUSTRY CO., LTD. Ticker: 600127 Security ID: Y37687103 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-Party For For Management Transactions 2 Approve Application of Working Capital For For Management Loan from China Agricultural Development Bank Changde Branch 3 Approve Loan Application and Related For For Management Party Transactions from Hunan Grain Group Co., Ltd. -------------------------------------------------------------------------------- JINJIAN CEREALS INDUSTRY CO., LTD. Ticker: 600127 Security ID: Y37687103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Provision of External Guarantee For Against Management 8 Approve Bank Loan Application For For Management 9 Approve Appointment of Financial For For Management Report and Internal Control Auditor 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Allocation of Controlled For For Management Subsidiary's Surplus Funds -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Partial Real For For Management Estate Project Guarantee and Provision of Additional Guarantee 2 Approve Provision of Loan According to For For Management Equity Ratio -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Time and Method For For Management 2.3 Approve Issuance Period and Type For For Management 2.4 Approve Use of Proceeds For For Management 2.5 Approve Par Value and Determination For For Management Method 2.6 Approve Target Subscribers For For Management 2.7 Approve Terms of Redemption or For For Management Sell-back 2.8 Approve Guarantor and Guarantee Method For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Safeguard Measures for Debt For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters to Issuance of Corporate Bonds 4 Approve Company's Eligibility for For For Management Issuance of Debt Financing Instruments 5.1 Approve Issue Scale For For Management 5.2 Approve Issue Time and Method For For Management 5.3 Approve Issuance Period and Type For For Management 5.4 Approve Use of Proceeds For For Management 5.5 Approve Cost of Issuance For For Management 5.6 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters to Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management to Jinke New Energy Co., Ltd. 2 Approve Guarantee Provision for For For Management Participation in Real Estate Projects 3 Approve Proportion of Surplus Funds For For Management -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Amount For For Management Guaranteed for Real Estate Projects and New Amount of Guarantee 2 Approve Transfer of the Surplus Funds For For Management of the Controlled Subsidiary According to the Equity Ratio -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For For Management Guarantee 2 Approve Cancellation of Guarantee to For For Management Some Controlled and Associated Real Estate Project Companies and to Increase Guarantee Limits 3 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Shareholding Equity 4 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Their Shareholding -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Guarantee of For For Management Some Companies Participating in Real Estate Project and Increase in Guarantee 2 Approve Provision of Shareholder Loans For For Management According to Equity Ownership -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2.1 Approve Issue Size For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Period and Type For For Management 2.4 Approve Use of Proceeds For For Management 2.5 Approve Issue Cost For For Management 2.6 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Debt Financing Instruments 4 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Shareholding Equity 5 Approve Cancellation of Guarantee of For For Management Companies Participating in Real Estate Projects and New Guarantee Amount 6 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Remuneration of Chairman of For For Management the Board 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve Additional Guarantee Provision For For Management to Controlled Subsidiary 9 Approve Additional Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Overseas Listing of Company's For For Management Subsidiary Complies with Circular on Issues Relevant to Regulating the Subsidiaries of Domestic Listed Companies to List Overseas 2 Approve Overseas Listing of Company's For For Management Subsidiary Jinke Property Services Group Co., Ltd. 3 Approve Application for Full For For Management Circulation of Shares 4 Approve Company to Maintain For For Management Independent Listing 5 Approve Description of Sustainable For For Management Profitability and Prospects 6 Approve Authorization of the Board for For For Management Overseas Listing of Subsidiary 7 Approve Directors and Senior For For Management Executives to Hold Shares in Jinke Property Services Group Co., Ltd. 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee For For Management 2 Approve Allocation of Controlled For For Management Subsidiary's Surplus Funds -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Guarantee Provision For For Management 2 Approve Company and Partners to For For Management Transfer of Surplus Funds in Controlled Subsidiary in Proportion to Equity Holding -------------------------------------------------------------------------------- JINKOSOLAR HOLDING CO., LTD. Ticker: JKS Security ID: 47759T100 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kangping Chen For Against Management 2 Elect Director Xianhua Li For Against Management 3 Ratify PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- JINLING PHARMACEUTICAL CO., LTD. Ticker: 000919 Security ID: Y4446N106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve 2019 Daily Related-Party For For Management Transactions 8 Approve 2020 Daily Related-Party For For Management Transactions 9 Approve Annual Report and Summary For For Management 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14.1 Elect Liang Yutang as Non-Independent For For Management Director 14.2 Elect Fan Jintian as Non-Independent For For Management Director 14.3 Elect Chen Sheng as Non-Independent For For Management Director 14.4 Elect Xiao Ling as Non-Independent For For Management Director 14.5 Elect Cui Ji as Non-Independent For For Management Director 14.6 Elect Qin Fan as Non-Independent For For Management Director 15.1 Elect Wang Guangji as Independent For For Management Director 15.2 Elect Gao Yanping as Independent For For Management Director 15.3 Elect Shen Yongjian as Independent For For Management Director 16.1 Elect Li Hongqin as Supervisor For For Management 16.2 Elect Yan Guangyu as Supervisor For For Management 16.3 Elect Ye Weijie as Supervisor For For Management -------------------------------------------------------------------------------- JINNENG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 603113 Security ID: Y444SK108 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Third Quarter Profit For For Management Distribution 2 Approve to Appoint Auditor For For Management 3 Amend Articles of Association For Against Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- JINNENG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 603113 Security ID: Y444SK108 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Share Repurchase For For Management 1.2 Approve Type of Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Period of Share Repurchase For For Management 1.5 Approve Price or Price Range and For For Management Pricing Principle of the Share Repurchase 1.6 Approve Number, Proportion of the For For Management Total Share Repurchase and Total Capital 1.7 Approve Capital Source Used for the For For Management Share Repurchase 1.8 Approve Resolution Validity Period For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JINNENG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 603113 Security ID: Y444SK108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Internal Control For For Management Self-Evaluation Report and Internal Control Audit Report 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve 2019 and 2020 Remuneration of For For Management Directors and Supervisors 9 Approve Appointment of Auditor For For Management 10 Approve Financial Budget Report For For Management 11 Approve Comprehensive Credit Line Bank For For Management Application 12 Approve Provision of Guarantee For For Management 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JINNENG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 603113 Security ID: Y444SK108 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Share Subscription For For Management Agreement 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Shareholder Return Plan For For Management 11 Approve Whitewash Waiver and Related For For Management Transactions 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JINXI AXLE CO., LTD. Ticker: 600495 Security ID: Y4S46M102 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Elect Yao Xiaomin as Independent For For Management Director -------------------------------------------------------------------------------- JINXI AXLE CO., LTD. Ticker: 600495 Security ID: Y4S46M102 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Hongru as Independent For For Management Director -------------------------------------------------------------------------------- JINXI AXLE CO., LTD. Ticker: 600495 Security ID: Y4S46M102 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Adjustment on Daily Related For For Management Party Transactions 3 Approve Signing of Financial Services For For Management Supplemental Agreement -------------------------------------------------------------------------------- JINXI AXLE CO., LTD. Ticker: 600495 Security ID: Y4S46M102 Meeting Date: MAR 24, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yao Zhong as Non-Independent For For Shareholder Director 2 Elect Shi Qingshu as Supervisor For For Shareholder 3 Approve Use of Idle Own Funds to For For Management Invest in Financial Products and Related Transactions 4 Approve Application of Credit Lines For For Management 5 Approve Liquidation Cancellation of For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- JINXI AXLE CO., LTD. Ticker: 600495 Security ID: Y4S46M102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Report of the Independent For For Management Directors 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- JINXIN FERTILITY GROUP LTD. Ticker: 1951 Security ID: G5140J101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Wang Bin as Director For For Management 2.2 Elect Wang Xiaobo as Director For For Management 2.3 Elect Ye Changqing as Director For For Management 3 Elect Zhong Yong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Final Dividend For For Management 6 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 7C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- JINYU BIO-TECHNOLOGY CO., LTD. Ticker: 600201 Security ID: Y4085H105 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Provision of Guarantee For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendment of Work Regulations For For Management of Board of Directors -------------------------------------------------------------------------------- JINYUAN EP CO., LTD. Ticker: 000546 Security ID: Y4443B105 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision to For For Management Subsidiary 2 Approve Guarantee Provision to For For Management Indirect Subsidiary -------------------------------------------------------------------------------- JINYUAN EP CO., LTD. Ticker: 000546 Security ID: Y4443B105 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Jifeng as Non-independent For For Management Director 2 Elect Wang Lihua as Supervisor For For Management -------------------------------------------------------------------------------- JINYUAN EP CO., LTD. Ticker: 000546 Security ID: Y4443B105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Application of Credit Lines For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Provision of Guarantee to For For Management Product Sales of Subsidiary 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JINYUAN EP CO., LTD. Ticker: 000546 Security ID: Y4443B105 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Raised Funds Amount and Usage For For Management 3 Approve Plan for Private Placement of For For Management New Shares (Revised) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Shareholder Return Plan For For Management 7 Approve to Introduce China Conch For For Management Venture Holdings Limited as Strategic Investor 8 Approve Signing of Conditional For For Management Strategic Cooperation Agreement with China Conch Venture Holdings Limited 9 Approve Conditional Shares For For Management Subscription Agreement 10 Approve Related Party Transactions in For For Management Connection to Adjusted Private Placement 11 Approve Whitewash Waiver and Related For For Management Transactions 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JINZHOU CIHANG GROUP CO., LTD. Ticker: 000587 Security ID: Y2930Q106 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Jing as Non-independent For For Management Director 2.1 Elect Dong Zhoujiang as Independent For For Management Director 2.2 Elect Wu Yanyun as Independent Director For For Management 2.3 Elect Cui Wei as Independent Director For For Management -------------------------------------------------------------------------------- JINZHOU CIHANG GROUP CO., LTD. Ticker: 000587 Security ID: Y2930Q106 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Jingchun as Non-Independent For For Shareholder Director 1.2 Elect Wang Xuefeng as Non-Independent For For Shareholder Director 1.3 Elect Zhao Jing as Non-Independent For For Shareholder Director 1.4 Elect Li Xiaopeng as Non-Independent For For Shareholder Director 2 Elect Li Shusheng as Supervisor For For Shareholder 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JINZHOU PORT CO., LTD. Ticker: 900952 Security ID: Y44469115 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors and Supervisors 2 Approve Formulation of Management For For Management System for Providing External Guarantees 3 Approve Comprehensive Credit Line For Against Management Application -------------------------------------------------------------------------------- JINZHOU PORT CO., LTD. Ticker: 900952 Security ID: Y44469107 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors and Supervisors 2 Approve Formulation of Management For For Management System for Providing External Guarantees 3 Approve Comprehensive Credit Line For Against Management Application -------------------------------------------------------------------------------- JINZHOU PORT CO., LTD. Ticker: 900952 Security ID: Y44469115 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Auditor For For Management 8.1 Approve Provision of Ports and For For Management Services to Related Parties 8.2 Approve Purchase of Goods from Related For For Management Parties 8.3 Approve Sale of Hydropower, Steam and For For Management Other Power Sources to Related Parties 8.4 Approve Sale of Goods from Related For For Management Parties 8.5 Approve Receipt of Labor and Other For For Management Services from Related Parties 9.1 Elect Xu Jian as Non-Independent For For Shareholder Director 9.2 Elect Jia Wenjun as Non-Independent For For Shareholder Director 9.3 Elect Sun Mingtao as Non-Independent For For Shareholder Director 9.4 Elect Zhang Huiquan as Non-Independent For For Shareholder Director 9.5 Elect Liu Hui as Non-Independent For For Shareholder Director 9.6 Elect Bao Chenqin as Non-Independent For For Shareholder Director 9.7 Elect Zhang Guofeng as Independent For For Shareholder Director 9.8 Elect Cao Jian as Independent Director For For Shareholder 9.9 Elect Song Tiange as Independent For For Shareholder Director 9.10 Elect Ji Shikai as Independent Director For For Shareholder 10.1 Elect Lu Yongkui as Supervisor For For Shareholder 10.2 Elect Li Yaliang as Supervisor For For Shareholder 10.3 Elect Liu Ge as Supervisor For For Shareholder 10.4 Elect Wang Junxuan as Supervisor For For Shareholder 10.5 Elect Xia Ying as Supervisor For For Shareholder 10.6 Elect Li Xinhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- JINZHOU PORT CO., LTD. Ticker: 900952 Security ID: Y44469107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Auditor For For Management 8.1 Approve Provision of Ports and For For Management Services to Related Parties 8.2 Approve Purchase of Goods from Related For For Management Parties 8.3 Approve Sale of Hydropower, Steam and For For Management Other Power Sources to Related Parties 8.4 Approve Sale of Goods from Related For For Management Parties 8.5 Approve Receipt of Labor and Other For For Management Services from Related Parties 9.1 Elect Xu Jian as Non-Independent For For Shareholder Director 9.2 Elect Jia Wenjun as Non-Independent For For Shareholder Director 9.3 Elect Sun Mingtao as Non-Independent For For Shareholder Director 9.4 Elect Zhang Huiquan as Non-Independent For For Shareholder Director 9.5 Elect Liu Hui as Non-Independent For For Shareholder Director 9.6 Elect Bao Chenqin as Non-Independent For For Shareholder Director 9.7 Elect Zhang Guofeng as Independent For For Shareholder Director 9.8 Elect Cao Jian as Independent Director For For Shareholder 9.9 Elect Song Tiange as Independent For For Shareholder Director 9.10 Elect Ji Shikai as Independent Director For For Shareholder 10.1 Elect Lu Yongkui as Supervisor For For Shareholder 10.2 Elect Li Yaliang as Supervisor For For Shareholder 10.3 Elect Liu Ge as Supervisor For For Shareholder 10.4 Elect Wang Junxuan as Supervisor For For Shareholder 10.5 Elect Xia Ying as Supervisor For For Shareholder 10.6 Elect Li Xinhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIONTO ENERGY INVESTMENT CO., LTD. HEBEI Ticker: 000600 Security ID: Y444BH103 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIONTO ENERGY INVESTMENT CO., LTD. HEBEI Ticker: 000600 Security ID: Y444BH103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Shuanghai as For For Management Non-independent Director 2.1 Elect Li Jian as Supervisor For For Management -------------------------------------------------------------------------------- JIONTO ENERGY INVESTMENT CO., LTD. HEBEI Ticker: 000600 Security ID: Y444BH103 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Provision For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JIONTO ENERGY INVESTMENT CO., LTD. HEBEI Ticker: 000600 Security ID: Y444BH103 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Financial Services For For Management with Hebei Jionto Group Finance Co., Ltd. -------------------------------------------------------------------------------- JISHI MEDIA CO., LTD. Ticker: 601929 Security ID: Y444DQ101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Chairman of For For Management the Board 2 Approve Remuneration of Chairman of For For Management the Supervisory Board -------------------------------------------------------------------------------- JISHI MEDIA CO., LTD. Ticker: 601929 Security ID: Y444DQ101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Chairman of For Did Not Vote Management the Board 2 Approve Remuneration of Chairman of For Did Not Vote Management the Supervisory Board -------------------------------------------------------------------------------- JISHI MEDIA CO., LTD. Ticker: 601929 Security ID: Y444DQ101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Amendments to Articles of For For Management Association 8 Approve Remuneration of Chairman of For For Management the Board 9 Approve Remuneration of Chairman of For For Management the Supervisory Board 10.1 Elect Wu Guoping as Independent For For Management Director 10.2 Elect Wang Wensheng as Independent For For Management Director 10.3 Elect Dong Ruxing as Independent For For Management Director 10.4 Elect Mao Zhihong as Independent For For Management Director 11.1 Elect Wang Shengjie as Non-Independent For For Management Director 11.2 Elect Gao Xuesong as Non-Independent For For Management Director 11.3 Elect Tan Baiqiu as Non-Independent For For Management Director 11.4 Elect Li Hui as Non-Independent For For Management Director 11.5 Elect Zhang Shuyu as Non-Independent For For Management Director 11.6 Elect Wan Chunmei as Non-Independent For For Management Director 11.7 Elect Geng Shuhuan as Non-Independent For For Management Director 12.1 Elect Lei Aimin as Supervisor For For Management 12.2 Elect Li Ping as Supervisor For For Management 12.3 Elect Li Yongxian as Supervisor For For Management 12.4 Elect Wu Jianhua as Supervisor For For Management -------------------------------------------------------------------------------- JISHI MEDIA CO., LTD. Ticker: 601929 Security ID: Y444DQ101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Appointment of Auditor and For Did Not Vote Management Internal Control Auditor 7 Approve Amendments to Articles of For Did Not Vote Management Association 8 Approve Remuneration of Chairman of For Did Not Vote Management the Board 9 Approve Remuneration of Chairman of For Did Not Vote Management the Supervisory Board 10.1 Elect Wu Guoping as Independent For Did Not Vote Management Director 10.2 Elect Wang Wensheng as Independent For Did Not Vote Management Director 10.3 Elect Dong Ruxing as Independent For Did Not Vote Management Director 10.4 Elect Mao Zhihong as Independent For Did Not Vote Management Director 11.1 Elect Wang Shengjie as Non-Independent For Did Not Vote Management Director 11.2 Elect Gao Xuesong as Non-Independent For Did Not Vote Management Director 11.3 Elect Tan Baiqiu as Non-Independent For Did Not Vote Management Director 11.4 Elect Li Hui as Non-Independent For Did Not Vote Management Director 11.5 Elect Zhang Shuyu as Non-Independent For Did Not Vote Management Director 11.6 Elect Wan Chunmei as Non-Independent For Did Not Vote Management Director 11.7 Elect Geng Shuhuan as Non-Independent For Did Not Vote Management Director 12.1 Elect Lei Aimin as Supervisor For Did Not Vote Management 12.2 Elect Li Ping as Supervisor For Did Not Vote Management 12.3 Elect Li Yongxian as Supervisor For Did Not Vote Management 12.4 Elect Wu Jianhua as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- JITF INFRALOGISTICS LIMITED Ticker: 540311 Security ID: Y444ME108 Meeting Date: SEP 09, 2019 Meeting Type: Annual Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Veni Verma as Director For For Management 3 Amend Object Clause of Memorandum of For For Management Association -------------------------------------------------------------------------------- JIUGUI LIQUOR CO., LTD. Ticker: 000799 Security ID: Y37688101 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yan Xuebo as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIUGUI LIQUOR CO., LTD. Ticker: 000799 Security ID: Y37688101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the General Manager For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Report of the Independent For For Management Directors 8.1 Approve Daily Related Party For For Management Transaction with Jiugui Liquor Co., Ltd. and COFCO Nutrition and Health Research Institute Co., Ltd. 8.2 Approve Daily Related Party For For Management Transaction with Jiugui Liquor Supply and Marketing Co., Ltd. and COFCO Grain Marketing Co., Ltd. 9 Approve to Appoint Auditor For For Management 10.1 Elect Cheng Jun as Non-Independent For For Shareholder Director 11 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- JIUZHITANG CO., LTD. Ticker: 000989 Security ID: Y3768H101 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Du Weimu as Non-Independent For For Management Director 1.2 Elect Liu Chunfeng as Non-Independent For For Management Director 1.3 Elect Yu Xinyang as Non-Independent For For Management Director 2.1 Elect Zhou Lubao as Supervisor For For Management 2.2 Elect Li Zhongzhao as Supervisor For For Management -------------------------------------------------------------------------------- JIUZHITANG CO., LTD. Ticker: 000989 Security ID: Y3768H101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- JIZHONG ENERGY RESOURCES CO., LTD. Ticker: 000937 Security ID: Y4450C103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Issuance of Super Short-term For For Management Commercial Papers 9.1 Elect Xie Hong as Independent Director For For Shareholder 10.1 Elect Liu Cunyu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JL MAG RARE-EARTH CO., LTD. Ticker: 300748 Security ID: Y4450G104 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Foreign Exchange Derivatives For For Management Trading Business -------------------------------------------------------------------------------- JL MAG RARE-EARTH CO., LTD. Ticker: 300748 Security ID: Y4450G104 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- JL MAG RARE-EARTH CO., LTD. Ticker: 300748 Security ID: Y4450G104 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, For For Management Pricing Principles and Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Dividend Return For For Management Plan 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Additional Application of Bank For For Management Credit Lines -------------------------------------------------------------------------------- JM FINANCIAL LTD. Ticker: 523405 Security ID: Y44462110 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Nimesh Kampani as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Deloitte Haskins & Sells LLP as Statutory Auditors 5 Reelect Jagi Mangat Panda as Director For Against Management 6 Approve Related Party Transactions For Against Management with JM Financial Credit Solutions Limited 7 Approve Related Party Transactions For Against Management with JM Financial Asset Reconstruction Company Limited 8 Approve Issuance of Secured/Unsecured, For For Management Listed/Unlisted, Rated/Unrated Redeemable Non-Convertible Debentures on Private Placement Basis -------------------------------------------------------------------------------- JM FINANCIAL LTD. Ticker: 523405 Security ID: Y44462110 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Increase in Limit on Foreign For For Management Shareholdings -------------------------------------------------------------------------------- JNBY DESIGN LIMITED Ticker: 3306 Security ID: G55044104 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Wu Huating as Director For For Management 3A2 Elect Wei Zhe as Director For For Management 3A3 Elect Lam Yiu Por as Director For For Management 3A4 Elect Hu Huanxin as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- JOEONE CO., LTD. Ticker: 601566 Security ID: Y444C7104 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JOEONE CO., LTD. Ticker: 601566 Security ID: Y444C7104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Authorization of Chairman of For For Management the Board and General Manager to Handle Bank Credit Line 8 Approve to Appoint Auditor For For Management 9 Approve Termination of Construction For For Management Project and Use of Remaining Raised Funds to Replenish Working Capital 10 Approve Use of Own Idle Funds to For For Management Invest in Financial Products 11 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- JOHNSON HEALTH TECH CO. LTD. Ticker: 1736 Security ID: Y4466K107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 5.1 Elect LUO,KUN-CYUAN, with Shareholder For For Management No. 1, as Non-Independent Director 5.2 Elect HE,YUE-SIN, with Shareholder No. For Against Management 2, as Non-Independent Director 5.3 Elect LUO,GUANG-TING, with Shareholder For For Management No. 3, as Non-Independent Director 5.4 Elect WANG,YA-KANG, with ID No. For Against Management R102735XXX, as Non-Independent Director 5.5 Elect SIE,PING-SHANG, with Shareholder For Against Management No. 803, as Non-Independent Director 5.6 Elect FU,JHONG-REN, with Shareholder For Against Management No. 1038, as Non-Independent Director 5.7 Elect LUO,BI-FANG, with Shareholder No. For Against Management 4, as Non-Independent Director 5.8 Elect LUO,YA-FANG, with Shareholder No. For Against Management 5, as Non-Independent Director 5.9 Elect YOU,CHAO-TANG with ID No. For For Management E101392XXX as Independent Director 5.10 Elect CHEN,BO-CHANG with ID No. For Against Management Y120074XXX as Independent Director 5.11 Elect LIN,YI-HONG with Shareholder No. For Against Management 13907 as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Lin Nanqi as Non-independent For For Management Director -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Medium and Long-term Business For Against Management Partner Shareholding Plan (Draft) and its Abstract 2 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Supervisors 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Audit Report For For Management 7 Approve Special Audit Notes on For For Management Occupancy of Non-operational Funds and Exchanges of Other Related Funds 8 Approve Provision for Asset Impairment For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Adjustment of Type and For For Management Extension of the Raised Funds Investment Project 12 Approve Change in Registered Capital For For Management 13 Approve Amendments to Articles of For For Management Association 14 Elect Qin Yezhi as Independent Director For For Management -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Share Repurchase For For Management 1.2 Approve Type of the Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Price of the Share Repurchase For For Management 1.5 Approve Total Capital and Number for For For Management the Share Repurchase 1.6 Approve Capital Source Used for the For For Management Share Repurchase 1.7 Approve the Usage of the Shares to Be For For Management Repurchased 1.8 Approve Period of the Share Repurchase For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Preferred Stock 2.1 Approve Type and Quantity For For Management 2.2 Approve Whether the Issue Manner, For For Management Target Subscriber or Scope of Target Subscriber and Placing Arrangement for Shareholders is Distributed Separately 2.3 Approve Par Value and Issue Price or For For Management Pricing Basis 2.4 Approve Coupon Dividend Rate or For For Management Determination Principle 2.5 Approve Preferred Shareholder For For Management Participation in the Plan of Distribution of Profits 2.6 Approve Repurchase For For Management 2.7 Approve Limitation and Recovery of For For Management Voting Rights 2.8 Approve Liquidation Order and For For Management Liquidation Method 2.9 Approve Credit Rating and Tracking For For Management Rating Arrangements 2.10 Approve Guarantee Method and Guarantee For For Management Subject 2.11 Approve Post-Issuance of Listing For For Management Transaction or Transfer Arrangement 2.12 Approve Use of Proceeds For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Issuance of Preferred Stocks For For Management 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Preferred Stocks 10 Approve Securitization of Company's For For Management Accounts Receivable 11 Approve Increase in Comprehensive For For Management Credit Plan Application 12 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve Provision of Guarantee For Against Management 3 Approve Issuance of Super Short-term For For Management Commercial Papers 4 Approve Use of Idle Funds for For Against Management Entrusted Asset Management 5 Amend Articles of Association For For Management 6.1 Elect Wu Xuesong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Renewable Corporate Bonds 2.1 Approve Issue Scale and Issue Manner For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Period For For Management 2.4 Approve Bond Interest Rate and For For Management Determination 2.5 Approve Payment Manner of Capital and For For Management Interest 2.6 Approve Target Subscribers For For Management 2.7 Approve Issuer Renewal Options For For Management 2.8 Approve Deferred Interest Payment For For Management Clause 2.9 Approve Mandatory Interest Payment For For Management Event 2.10 Approve Restrictions Under Interest For For Management Deferral 2.11 Approve Redemption Option For For Management 2.12 Approve Use of Proceeds For For Management 2.13 Approve Safeguard Measures of Debts For For Management Repayment 2.14 Approve Guarantee Situation For For Management 2.15 Approve Underwriting Manner For For Management 2.16 Approve Listing Transfer Place For For Management 2.17 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Independent For For Management Directors 5 Approve Report of the Supervisors For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Change in Usage of Share For For Management Repurchase 9.1 Approve Remuneration of Directors and For For Management Senior Management 9.2 Approve Remuneration of Supervisors For For Management 10 Approve Issuance of Medium-term Notes For For Management 11 Approve to Carry-out Online For For Management Non-recovery Factoring Business 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions in For For Management Connection to Transferring Industry Private Equity Fund Share Income Rights -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Financing of For For Management Wholly-owned Subsidiary and Company's Guarantee Provision 2 Approve Company's Guarantee Provision For For Management for Credit Line of Wholly-owned Subsidiary -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Phase 3 For For Management Employee Share Purchase Plan 2 Approve Management Method of Phase 3 For For Management Employee Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Phase 3 Employee Share Purchase Plan 4 Approve Appointment of Auditor For For Shareholder -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cooperation and Participation For For Management in Investment Partnerships of Indirect Controlled Subsidiary and Professional Investment Institutions -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Proceeds For For Management 2 Approve Application of Bank Credit For For Management Lines 3 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors For For Management 7 Approve Allowance of Independent For For Management Directors 8 Approve Remuneration of Supervisors For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Elect Deng Dingbing as Non-Independent For For Shareholder Director 15 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. Ticker: 600872 Security ID: Y9889J108 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Performance Appraisal and For For Management Remuneration System of Core Personnel 3 Approve Issuance of Super Short-term For For Management Commercial Papers 4 Approve Issuance of Short-term For For Management Commercial Papers 5 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. Ticker: 600872 Security ID: Y9889J108 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Allocation of Income and For For Management Dividends 4 Approve Technology Upgrade Project For For Management 5 Approve External Investment Management For For Management System 6 Approve Annual Report and Summary For For Management 7 Amend Articles of Association For For Management 8 Approve Zhongshan Shandong For For Management Fengzhujiang Village Bank to Handle Deposit and Settlement and Related Transactions -------------------------------------------------------------------------------- JOYOUNG CO., LTD. Ticker: 002242 Security ID: Y4466H104 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- JOYOUNG CO., LTD. Ticker: 002242 Security ID: Y4466H104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Funds to Purchase For For Management Financial Products 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Daily Related Party Transaction For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Adjustment of Performance For For Management Indicator for Performance Share Incentive Plan 13 Approve Decrease in Registered Capital For For Management 14 Amend Articles of Association For For Management 15 Approve Allowance of Independent For For Management Directors 16.1 Elect Wang Xuning as Non-Independent For For Management Director 16.2 Elect Jiang Guangyong as For For Management Non-Independent Director 16.3 Elect Yang Ningning as Non-Independent For For Management Director 16.4 Elect Han Run as Non-Independent For For Management Director 17.1 Elect Han Shiyuan as Independent For For Management Director 17.2 Elect Liu Hongxia as Independent For For Management Director 17.3 Elect Wu Aiqi as Independent Director For For Management 18.1 Elect Zhu Hongtao as Supervisor For For Management 18.2 Elect Zhu Zechun as Supervisor For For Management -------------------------------------------------------------------------------- JSE LTD. Ticker: JSE Security ID: S4254A102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dr Leila Fourie as Director For For Management 1.2 Elect Siobhan Cleary as Director For For Management 2 Re-elect Nonkululeko Nyembezi-Heita as For For Management Director 3 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with I Akoodie as Accredited Designated Auditor and Authorise Their Remuneration 4.1 Re-elect Dr Suresh Kana as Chairman of For For Management the Group Audit Committee 4.2 Re-elect Zarina Bassa as Member of the For For Management Group Audit Committee 4.3 Re-elect Fatima Daniels as Member of For For Management the Group Audit Committee 4.4 Re-elect Faith Khanyile as Member of For For Management the Group Audit Committee 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report For For Management 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 10 Approve Financial Assistance in For For Management Respect of the Long-Term Incentive Scheme 11 Approve Non-Executive Directors' For For Management Emoluments -------------------------------------------------------------------------------- JSTI GROUP Ticker: 300284 Security ID: Y444EG102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line For Against Management Application and Guarantee 8 Approve Provision for Asset Impairment For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Change in Registered Capital For For Management 11 Amend Articles of Association For For Management 12 Elect Huang Jianping as For For Management Non-Independent Director 13 Amend Assessment Plan and Remuneration For For Management of Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- JSW ENERGY LIMITED Ticker: 533148 Security ID: Y44677105 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Prashant Jain as Director For For Management 4 Approve Reappointment and Remuneration For For Management of Sajjan Jindal as Managing Director 5 Reelect Chandan Bhattacharya as For For Management Director 6 Elect Sharad Mahendra as Director For For Management 7 Approve Appointment and Remuneration For Against Management of Sharad Mahendra as Whole-time Director 8 Elect Rupa Devi Singh as Director For For Management 9 Elect Sunil Goyal as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management 11 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- JSW STEEL LIMITED Ticker: 500228 Security ID: Y44680158 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend on 10 Percent For For Management Cumulative Redeemable Preference Shares 3 Approve Dividend on 0.01 Percent For For Management Cumulative Redeemable Preference Shares 4 Approve Dividend on Equity Shares For For Management 5 Reelect Jayant Acharya as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Elect Harsh Charandas Mariwala as For For Management Director 8 Elect Nirupama Rao as Director For For Management 9 Approve Reappointment and Remuneration For Against Management of Jayant Acharya as Whole-Time Director 10 Approve Remuneration of Directors For For Management 11 Approve Issuance of Redeemable For For Management Non-Convertible Debentures on Private Placement Basis 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 13 Approve Material Related Party For For Management Transactions -------------------------------------------------------------------------------- JUBILANT FOODWORKS LIMITED Ticker: 533155 Security ID: Y4493W108 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Shyam S. Bhartia as Director For For Management 4 Elect Vikram Singh Mehta as Director For For Management 5 Elect Deepa Misra Harris as Director For For Management -------------------------------------------------------------------------------- JUBILANT LIFE SCIENCES LIMITED Ticker: 530019 Security ID: Y44787110 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Priyavrat Bhartia as Director For Against Management 4 Reelect Arjun Shanker Bhartia as For For Management Director 5 Elect Arun Seth as Director For For Management 6 Elect Anant Pande as Director For For Management 7 Approve Appointment and Remuneration For For Management of Anant Pande as Whole-time Director 8 Approve Jubilant General Employee For For Management Benefits Scheme - 2019 (JGEBS) 9 Approve Extension of Benefits of For For Management Jubilant General Employee Benefits Scheme - 2019 to Employees of Holding Company and Subsidiary Company(ies) 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- JUEWEI FOOD CO., LTD. Ticker: 603517 Security ID: Y446FS100 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Xingzhou as For For Management Non-Independent Director 2 Elect Sun Yiping as Independent For For Management Director -------------------------------------------------------------------------------- JUEWEI FOOD CO., LTD. Ticker: 603517 Security ID: Y446FS100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Completion of 2019 Daily For For Management Related Party Transactions and 2020 Daily Related Party Transactions 8 Approve Confirmation of Excess Amount For For Management of 2019 Related Party Transaction 9 Approve Application of Bank Credit For For Management Lines 10 Approve Closure or Termination of For For Management Partial IPO Raised Funds Investment Project and Use the Balance of Raised Funds to Permanently Supplement Working Capital 11 Approve Extension of Raised Funds For For Management Investment Project from Convertible Bond Issuance 12 Approve Use Raised Funds for Cash For For Management Management 13 Amend Articles of Association and For For Management Register Changes in Registered Capital 14 Approve Shareholder Return Plan For Against Management 15 Approve Daily Related Party Transaction For For Shareholder -------------------------------------------------------------------------------- JULI SLING CO., LTD. Ticker: 002342 Security ID: Y4469L102 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JULI SLING CO., LTD. Ticker: 002342 Security ID: Y4469L102 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JULI SLING CO., LTD. Ticker: 002342 Security ID: Y4469L102 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Jianzhong as For For Management Non-Independent Director 1.2 Elect Yang Jianguo as Non-Independent For For Management Director 1.3 Elect Zhang Hong as Non-Independent For For Management Director 1.4 Elect Li Yanying as Non-Independent For For Management Director 1.5 Elect Dong Guoyun as Independent For For Management Director 1.6 Elect Liu Delei as Independent Director For For Management 1.7 Elect Liang Jianmin as Independent For For Management Director 2.1 Elect Zhang Yanan as Supervisor For For Management 2.2 Elect Zhang Chengxue as Supervisor For For Management 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- JULI SLING CO., LTD. Ticker: 002342 Security ID: Y4469L102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Internal Control For For Management Self-Evaluation Report 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Elect Yang Chao as Non-independent For For Management Director -------------------------------------------------------------------------------- JULI SLING CO., LTD. Ticker: 002342 Security ID: Y4469L102 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JULONG CO., LTD. Ticker: 300202 Security ID: Y5260F103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Change in Business Scope For For Management 9 Approve Amendments to Articles of For For Management Association 10.1 Elect Cui Kai as Non-independent For For Management Director 10.2 Elect Sun Shumei as Non-independent For For Management Director -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Director Remuneration For For Management 4 Approve Discharge of Board and Auditors For For Management 5 Approve Remuneration Policy For Against Management 6 Elect Directors (Bundled) For Against Management 7 Elect Members of Audit Committee For For Management 8 Change Fiscal Year End For For Management 9 Amend Company Articles For For Management 10 Approve Auditors and Fix Their For Against Management Remuneration -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Previously Approved Decision on For For Management Distribution of Special Dividend 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board and Auditors For For Management 5 Approve Remuneration of Certain Board For For Management Members 6 Approve Auditors and Fix Their For For Management Remuneration 7 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- JUNEYAO AIRLINES CO., LTD. Ticker: 603885 Security ID: Y446EY108 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Major Asset For For Management Acquisition Complies with Relevant Laws and Regulations 2.1 Approve Asset Acquisition by Cash For For Management Payment 2.2 Approve Transaction Parties For For Management 2.3 Approve Target Assets For For Management 2.4 Approve Evaluation of the Underlying For For Management Assets and Transaction Pricing 2.5 Approve Consideration Payment For For Management Arrangement 2.6 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.7 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related-Party Transaction 4 Approve Report (Draft) on For For Management Related-Party Transactions of the Company's Major Assets Acquisition and its Summary 5 Approve Signing of Assets Purchase For For Management Agreement 6 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Does Not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Stock Price Volatility Does For For Management Not Achieve the Standards of Article 5 Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Relevant Audit Report, Pro For For Management Forma Review Report and Asset Assessment Report 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Elect Li Yangmin as Non-Independent For For Shareholder Director 16 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JUNEYAO AIRLINES CO., LTD. Ticker: 603885 Security ID: Y446EY108 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Management System for Providing For For Management External Guarantees 5 Amend Management System for External For For Management Investment 6 Amend Related Party Transaction For For Management Management System -------------------------------------------------------------------------------- JUNEYAO AIRLINES CO., LTD. Ticker: 603885 Security ID: Y446EY108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 6.1 Approve Related Party Transaction with For For Management Shanghai Junyao (Group) Co., Ltd. 6.2 Approve Related Party Transaction with For For Management China Eastern Airlines Co., Ltd. 6.3 Approve Related Party Transaction with For For Management Eastern Airlines Logistics Co., Ltd. 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Remuneration of Supervisors For For Management 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JUST DIAL LIMITED Ticker: 535648 Security ID: Y4S789102 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Pulak Chandan Prasad as For For Management Director 3 Approve Deloitte Haskins and Sells For For Management LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Reappointment and Remuneration For For Management of Ramani Iyer as Whole-time Director 5 Elect Bhavna Thakur as Director For For Management 6 Reelect B. Anand as Director For For Management 7 Reelect Malcolm Monteiro as Director For For Management 8 Reelect Sanjay Bahadur as Director For For Management -------------------------------------------------------------------------------- JUST DIAL LIMITED Ticker: 535648 Security ID: Y4S789102 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management Through Tender Offer Route -------------------------------------------------------------------------------- KAILUAN ENERGY CHEMICAL CO., LTD. Ticker: 600997 Security ID: Y4479K102 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- KAILUAN ENERGY CHEMICAL CO., LTD. Ticker: 600997 Security ID: Y4479K102 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Su Keshun as Non-Independent For For Shareholder Director 1.2 Elect Liu Baozhu as Non-Independent For For Shareholder Director 1.3 Elect Yang Ximin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- KAILUAN ENERGY CHEMICAL CO., LTD. Ticker: 600997 Security ID: Y4479K102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Related Party Transactions For For Management 8 Approve to Amend the Financial Service For For Management Agreement, the Deposit Risk Prevention System and Disposal Plan 9 Approve Authorization on Credit Matters For For Management 10 Approve Authorization of Guarantee For Against Management Matters 11 Approve Authorization on Entrusted For Against Management Loans 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- KAISA GROUP HOLDINGS LTD. Ticker: 1638 Security ID: G52132100 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividend Out of the For For Management Share Premium Account -------------------------------------------------------------------------------- KAISA GROUP HOLDINGS LTD. Ticker: 1638 Security ID: G52132100 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Sun Yuenan as Director For For Management 4 Elect Mai Fan as Director For For Management 5 Elect Kwok Hiu Kwan as Director For For Management 6 Elect Li Haiming as Director For For Management 7 Elect Liu Xuesheng as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Grant Thornton Hong Kong For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 10 Authorize Repurchase of Issued Share For For Management Capital 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Authorize Reissuance of Repurchased For For Management Shares 13 Approve Grant Share Options of Kaisa For For Management Prosperity to Liao Chuanqiang Under the 2019 Share Option Scheme 14 Approve Refreshment of Scheme Mandate For For Management Limit Under the 2015 Share Option Scheme -------------------------------------------------------------------------------- KAISA JIAYUN TECHNOLOGY, INC. Ticker: 300242 Security ID: Y6031M104 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Sun Yuenan as Non-independent For For Management Director 2.2 Elect Zhai Xiaoping as Non-independent For For Management Director 2.3 Elect Zhang Bing as Non-independent For For Management Director -------------------------------------------------------------------------------- KAISA JIAYUN TECHNOLOGY, INC. Ticker: 300242 Security ID: Y6031M104 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Governance Procedures Outline For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Code of Conduct for Directors, For For Management Supervisors and Senior Managers 6 Amend Working System for Independent For For Management Directors 7 Amend Resignation and Removal System For For Management of Directors, Supervisors and Senior Managers 8 Amend Management Rules for Code of For For Management Conduct of Controlling Shareholders and Ultimate Controlling Shareholder 9 Amend Detailed Rules for Online Voting For For Management of the Shareholders General Meeting 10 Amend Related-Party Transaction For For Management Management System 11 Amend Management System for Providing For For Management External Guarantees 12 Approve Amendments to Articles of For For Management Association 13 Approve Provision of Loan of Related For For Management Party -------------------------------------------------------------------------------- KAISA JIAYUN TECHNOLOGY, INC. Ticker: 300242 Security ID: Y6031M104 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Period For For Management 2.3 Approve Target Parties and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Establishment of Special For For Management Account for Raised Funds 10 Approve Related Party Transactions in For For Management Connection to Private Placement 11 Approve Signing of Subscription For For Management Agreement 12 Approve White Wash Waiver For For Management 13 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- KAISA JIAYUN TECHNOLOGY, INC. Ticker: 300242 Security ID: Y6031M104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Receipt of Related Guarantees For For Management 9 Amend Remuneration Measures of For For Management Directors 10 Amend Remuneration Measures of For For Management Supervisors 11 Amend Cash Dividends Management System For For Management 12 Approve Amendments to Articles of For For Management Association 13 Elect Wu Jianxin as Non-independent For For Management Director 14 Approve Signing of Strategic For For Shareholder Cooperation Agreement 15 Approve Equity Transfer For For Shareholder -------------------------------------------------------------------------------- KAJARIA CERAMICS LIMITED Ticker: 500233 Security ID: Y45199166 Meeting Date: AUG 26, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Dev Datt Rishi as Director For For Management 4 Reelect Sushmita Singha as Director For For Management -------------------------------------------------------------------------------- KAMA CO., LTD. Ticker: 900953 Security ID: Y45197103 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- KAMA CO., LTD. Ticker: 900953 Security ID: Y45197103 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- KAMA CO., LTD. Ticker: 900953 Security ID: Y45197103 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementing the Relocation For For Management Project -------------------------------------------------------------------------------- KAMA CO., LTD. Ticker: 900953 Security ID: Y45197103 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease Related For Against Management Transactions 2 Approve Provision of Mortgage For For Management Guarantee and Related Party Transactions -------------------------------------------------------------------------------- KAMA CO., LTD. Ticker: 900953 Security ID: Y45197103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For For Management Comprehensive Budget Report 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee to For For Management Shandong Kama Automobile Company 7 Approve Provision of Guarantee to Wuxi For Against Management Worldbest KAMA Power Co., Ltd. 8 Approve Provision of Counter Guarantee For For Management 9 Approve Daily Related-Party Transaction For For Management 10 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- KANSAI NEROLAC PAINTS LIMITED Ticker: 500165 Security ID: Y4586N130 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Anuj Jain as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Hitoshi Nishibayashi as Director For For Management 6 Elect Shigeki Takahara as Director For For Management 7 Elect Takashi Tomioka as Director For For Management 8 Reelect Pradip Panalal Shah as Director For For Management 9 Reelect Noel Naval Tata as Director For For Management 10 Elect Sonia Singh as Director For For Management -------------------------------------------------------------------------------- KAP INDUSTRIAL HOLDINGS LTD. Ticker: KAP Security ID: S41361106 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor xxxx Present the Financial Statements and None None Management Statutory Reports for the Year Ended 30 June 2019 1 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Dr Dirk Steyn as the Registered Auditor 2.1 Re-elect Gary Chaplin as Director For For Management 2.2 Re-elect Ipeleng Mkhari as Director For For Management 2.3 Re-elect Sandile Nomvete as Director For For Management 2.4 Authorise Reduction in the Number of For For Management Directors on the Board 3.1 Re-elect Patrick Quarmby as Chairman For For Management of the Audit and Risk Committee 3.2 Re-elect Steve Muller as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Sandile Nomvete as Member of For For Management the Audit and Risk Committee 4 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 5 Place Authorised but Unissued For For Management Preference shares under Control of Directors 6 Authorise Creation and Issuance of For For Management Convertible Debentures, Debenture Stock or Other Convertible Instruments 7 Approve General Payment to For For Management Shareholders from the Company's Share Capital, Share Premium and Reserves 8.1 Approve Remuneration Policy For Against Management 8.2 Approve Implementation Report on the For For Management Remuneration Policy 9 Authorise Ratification Relating to For For Management Personal Financial Interest Arising from Multiple Intergroup Directorships 10 Authorise Repurchase of Issued Share For For Management Capital 11.1 Approve Fees Payable to Independent For For Management Non-executive Chairman 11.2 Approve Fees Payable to Non-executive For For Management Deputy Chairman 11.3 Approve Fees Payable to Board Members For For Management 11.4 Approve Fees Payable to Board Members For For Management for Ad hoc Meetings 11.5 Approve Fees Payable to Audit and Risk For For Management Committee Chairman 11.6 Approve Fees Payable to Audit and Risk For For Management Committee Member 11.7 Approve Fees Payable to Human For For Management Resources and Remuneration Committee Chairman 11.8 Approve Fees Payable to Human For For Management Resources and Remuneration Committee Member 11.9 Approve Fees Payable to Nomination For For Management Committee Chairman 11.10 Approve Fees Payable to Nomination For For Management Committee Member 11.11 Approve Fees Payable to Social and For For Management Ethics Committee Chairman 11.12 Approve Fees Payable to Social and For For Management Ethics Committee Member 11.13 Approve Fees Payable to Investment For For Management Committee Chairman 11.14 Approve Fees Payable to Investment For For Management Committee Member 12 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 13 Transact Other Business None None Management -------------------------------------------------------------------------------- KARNATAKA BANK LIMITED Ticker: 532652 Security ID: Y4590V128 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect P Jayarama Bhat as Director For Against Management 4 Approve Badari, Madhusudhan & For For Management Srinivasan, Chartered Accountants and Manohar Chowdhry & Associates, Chartered Accountants as Joint Auditors and Authorize Board to Fix Their Remuneration 5 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Amend Object Clause of Memorandum of For For Management Association 7 Reelect B A Prabhakar as Director For Against Management 8 Approve Borrowing Powers For For Management -------------------------------------------------------------------------------- KARNATAKA BANK LIMITED Ticker: 532652 Security ID: Y4590V128 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: JAN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Bonus Shares For For Management 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- KARUR VYSYA BANK LTD. Ticker: 590003 Security ID: Y4589P215 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect A K Praburaj as Director For For Management 4 Approve Walker Chandiok & Co. LLP, For For Management Chartered Accountants, Kochi as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Elect Sriram Rajan as Director For For Management 7 Approve Remuneration of N S Srinath as For For Management Non-Executive Independent (Part-Time) Chairman 8 Approve N S Srinath to Continue Office For For Management as Non-Executive Independent Director 9 Reelect CA K L Vijayalakshmi as For For Management Director 10 Reelect K S Ravichandran as Director For For Management -------------------------------------------------------------------------------- KASEN INTERNATIONAL HOLDINGS LTD. Ticker: 496 Security ID: G5216Q104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Zhu Zhangjin as Director For For Management 3 Elect Du Haibo as Director For For Management 4 Elect Zhu Ruijun as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KASIKORNBANK PUBLIC CO. LTD. Ticker: KBANK Security ID: Y4591R118 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operation Results None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Suphajee Suthumpun as Director For For Management 4.2 Elect Chanin Donavanik as Director For For Management 4.3 Elect Sara Lamsam as Director For For Management 4.4 Elect Kattiya Indaravijaya as Director For For Management 4.5 Elect Patchara Samalapa as Director For For Management 5 Elect Chonchanum Soonthornsaratoon as For For Management Director 6 Approve Names and Number of Directors For For Management Who Have Signing Authority 7 Approve Remuneration of Directors For For Management 8 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 9 Other Business None None Management -------------------------------------------------------------------------------- KAVERI SEED COMPANY LIMITED Ticker: 532899 Security ID: Y458A4137 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect G. Pawan as Director For Against Management 4 Elect Bhaskar Venkataramany as Director For For Management 5 Reelect Raghuvardhan Reddy Suravaram For For Management as Director 6 Reelect Syed Mohammed Ilyas as Director For For Management 7 Reelect Purushotam Kalakala as Director For Against Management -------------------------------------------------------------------------------- KAVERI SEED COMPANY LIMITED Ticker: 532899 Security ID: Y458A4137 Meeting Date: NOV 03, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management 2 Approve G. V. Bhaskar Rao to Continue For For Management Office as Chairman and Managing Director -------------------------------------------------------------------------------- KEDA CLEAN ENERGY CO., LTD. Ticker: 600499 Security ID: Y2930K109 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Issue Size For For Management 1.3 Approve Amount and Usage of Raised For For Management Funds 1.4 Approve Resolution Validity Period For For Management 2 Approve Amendment to Private Placement For For Management of Shares 3 Approve Report on the Usage of For For Shareholder Previously Raised Funds -------------------------------------------------------------------------------- KEDA CLEAN ENERGY CO., LTD. Ticker: 600499 Security ID: Y2930K109 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2.1 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.2 Approve Lock-up Period For For Management 3 Amend Plan for Private Placement of For For Management Shares 4 Approve Signing of Conditional Share For For Management Subscription Agreement and Supplementary Agreement 5 Approve Related Party Transaction in For For Management Connection to Adjustment on Private Placement of Shares -------------------------------------------------------------------------------- KEDA CLEAN ENERGY CO., LTD. Ticker: 600499 Security ID: Y2930K109 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement 2 Approve Extension of Authorization of For For Management the Board on Private Placement 3 Approve External Investment and For For Management Related Party Transactions 4 Amend Articles of Association For For Shareholder 5.1 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 5.2 Approve Lock-up Period For For Shareholder 6 Approve Amendment of Private Placement For For Shareholder of Shares 7 Approve Termination Agreement of For For Shareholder Supplemental Agreement for Share Subscription Agreement (II) 8.1 Elect Yang Xuexian as Non-Independent For For Shareholder Director 8.2 Elect Zhang Zhonghua as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- KEDA CLEAN ENERGY CO., LTD. Ticker: 600499 Security ID: Y2930K109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Guarantee Provision Plan For For Management 8 Approve Provision of Guarantee to For For Management Related Parties 9 Approve Daily Related Party Transaction For For Management 10 Approve Report of the Board of For For Management Supervisors 11 Approve Change in Company Name and For For Management Stock Name 12 Approve Amendments to Articles of For For Management Association 13 Approve Change of Purpose of Share For For Management Repurchase 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 15 Approve Guarantee Provision for Credit For For Management Line of Subsidiary 16 Approve Completed Fund-raising For For Shareholder Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 17.1 Elect Huo Zhaoqiang as Non-independent For For Shareholder Director 18.1 Elect Chen Huan as Independent Director For For Management 19.1 Elect Chen Haiqin as Supervisor For For Management -------------------------------------------------------------------------------- KEDA GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- KEDA GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- KEDA GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- KEDA GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- KEDA GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Liu Fengjie as Non-Independent For For Management Director 2.2 Elect Tang Ying as Non-Independent For For Management Director 2.3 Elect Wang Qiaolan as Non-Independent For For Management Director 2.4 Elect Jiang Zhitao as Non-Independent For For Management Director 3.1 Elect Pan Haidong as Independent For For Management Director 3.2 Elect Li Mengjiang as Independent For For Management Director 3.3 Elect Ling Hao as Independent Director For For Management 4.1 Elect Cheng Laiguo as Supervisor For For Management -------------------------------------------------------------------------------- KEDA GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- KEDA GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Use of Idle Funds to Conduct For For Management Cash Management -------------------------------------------------------------------------------- KEE TAI PROPERTIES CO., LTD. Ticker: 2538 Security ID: Y4634Z101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- KEHUA HENGSHENG CO., LTD. Ticker: 002335 Security ID: Y9718R107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- KEHUA HENGSHENG CO., LTD. Ticker: 002335 Security ID: Y9718R107 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Chenghui as Non-independent For For Shareholder Director 1.2 Elect Lin Yi as Non-independent For For Shareholder Director 1.3 Elect Huang Zhiqun as Non-independent For For Shareholder Director 1.4 Elect Zhou Weisong as Non-independent For For Shareholder Director 2.1 Elect Chen Chaoyang as Independent For For Shareholder Director 2.2 Elect Zhang Guoqing as Independent For For Shareholder Director 2.3 Elect Yang Jianxun as Independent For For Shareholder Director 3.1 Elect Lai Yongchun as Supervisor For For Shareholder 3.2 Elect Lu Mingfu as Supervisor For For Shareholder -------------------------------------------------------------------------------- KEHUA HENGSHENG CO., LTD. Ticker: 002335 Security ID: Y9718R107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Credit Line Application For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Use of Funds for Financial For For Management Products 9 Approve Foreign Exchange Hedging For For Management Business 10 Approve Provision of Guarantee for For For Management Controlled Subsidiary 11 Approve Bill Pool Business For Against Management 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Approve to Appoint Auditor For For Management 15 Elect Chen Sixiong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- KENDA RUBBER INDUSTRIAL CO., LTD. Ticker: 2106 Security ID: Y4658X107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit -------------------------------------------------------------------------------- KINDOM CONSTRUCTION CORP. Ticker: 2520 Security ID: Y4792R107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- KING SLIDE WORKS CO., LTD. Ticker: 2059 Security ID: Y4771C113 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees -------------------------------------------------------------------------------- KING YUAN ELECTRONICS CO., LTD. Ticker: 2449 Security ID: Y4801V107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Approve Cash Distribution from Capital For For Management Reserve 6.1 Elect Chin-Kung Lee, with SHAREHOLDER For For Management NO.2 as Non-Independent Director 6.2 Elect Chi-Chun Hsieh, with SHAREHOLDER For For Management NO.263 as Non-Independent Director 6.3 Elect An-Hsuan Liu, with SHAREHOLDER For For Management NO.3403 as Non-Independent Director 6.4 Elect Kao-Yu Liu, with SHAREHOLDER NO. For For Management 422 as Non-Independent Director 6.5 Elect Kuan-Hua Chen, with SHAREHOLDER For For Management NO.47637 as Non-Independent Director 6.6 Elect Chao-Jung Tsai, a Representative For For Management of Yann Yuan Investment Co., Ltd, with SHAREHOLDER NO.258689 as Non-Independent Director 6.7 Elect Hui-Chun Hsu, with SHAREHOLDER For For Management NO.D120676XXX as Independent Director 6.8 Elect Dar-Yeh Hwang, with SHAREHOLDER For For Management NO.K101459XXX as Independent Director 6.9 Elect Semi Wang, with SHAREHOLDER NO. For For Management 30015 as Independent Director -------------------------------------------------------------------------------- KING'S TOWN BANK Ticker: 2809 Security ID: Y59448103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors 6.1 Elect CHEN CHIH TAI, Representative of For For Management TIAN GANG INVESTMENT CO., LTD., with Shareholder No. 154310, as Non-Independent Director 6.2 Elect CHIUNG TING TSAI, Representative For For Management of TIAN GANG INVESTMENT CO., LTD., with Shareholder No. 154310, as Non-Independent Director 6.3 Elect CHUNG CHANG TSAI, Representative For For Management of FU QIANG INVESTMENT CO., LTD, with Shareholder No. 161128, as Non-Independent Director 6.4 Elect CHING SHUN OU, Representative of For For Management FU QIANG INVESTMENT CO., LTD, with Shareholder No. 161128, as Non-Independent Director 6.5 Elect HUNG LIANG CHIANG, with ID No. For For Management R120805XXX, as Independent Director 6.6 Elect CHAO LONG CHEN, with ID No. For For Management E100377XXX, as Independent Director 6.7 Elect CHUAN FU HOU, with ID No. For For Management D120852XXX, as Independent Director -------------------------------------------------------------------------------- KINGBOARD HOLDINGS LIMITED Ticker: 148 Security ID: G52562140 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Ho Yin Sang as Director For For Management 3B Elect Cheung Wai Lin, Stephanie as For For Management Director 3C Elect Cheung Ming Man as Director For For Management 3D Elect Chan Wing Kee as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KINGBOARD LAMINATES HOLDINGS LIMITED Ticker: 1888 Security ID: G5257K107 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the New Supply and Service For For Management Framework Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- KINGBOARD LAMINATES HOLDINGS LIMITED Ticker: 1888 Security ID: G5257K107 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Cheung Kwok Wa as Director For For Management 3B Elect Cheung Ka Ho as Director For For Management 3C Elect Leung Tai Chiu as Director For For Management 3D Elect Ip Shu Kwan, Stephen as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KINGCLEAN ELECTRIC CO., LTD. Ticker: 603355 Security ID: Y47937100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Allowance of Directors For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve to Appoint Auditor and Audit For For Management Work Evaluation 9 Approve Application of Bank Credit For For Management Lines 10 Approve Provision of Guarantee For For Management 11 Approve Use of Own Funds for Cash For For Management Management 12 Approve Amendments to Articles of For For Management Association 13.1 Elect Ni Zugen as Non-independent For For Management Director 13.2 Elect Wang Pingping as Non-independent For For Management Director 13.3 Elect Xue Feng as Non-independent For For Management Director 13.4 Elect Han Jian as Non-independent For For Management Director 13.5 Elect Ni Hantao as Non-independent For For Management Director 14.1 Elect Gu Jianping as Independent For For Management Director 14.2 Elect Zhou Zhongsheng as Independent For For Management Director 14.3 Elect Xu Yuzhou as Independent Director For For Management 15.1 Elect Xu Dagan as Supervisor For For Management 15.2 Elect Wei Wei as Supervisor For For Management -------------------------------------------------------------------------------- KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED Ticker: 268 Security ID: G52568147 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Lin Bo as Director For For Management 2B Elect Zhou Bo Wen as Director For For Management 2C Elect Gary Clark Biddle as Director For For Management 2D Elect Liu Chia Yung as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares 6 Approve Final Dividend For For Management -------------------------------------------------------------------------------- KINGENTA ECOLOGICAL ENGINEERING GROUP CO., LTD. Ticker: 002470 Security ID: Y7684A108 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- KINGENTA ECOLOGICAL ENGINEERING GROUP CO., LTD. Ticker: 002470 Security ID: Y7684A108 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Investment For Against Management Structure and Related Party Transactions of Controlled Subsidiary -------------------------------------------------------------------------------- KINGENTA ECOLOGICAL ENGINEERING GROUP CO., LTD. Ticker: 002470 Security ID: Y7684A108 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Repurchase of For For Management Company Shares 2 Elect Chen Guofu as Independent For For Management Director 3 Approve Additional Provision of For For Management Guarantee 4 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- KINGFA SCI. & TECH. CO., LTD. Ticker: 600143 Security ID: Y4455H107 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- KINGFA SCI. & TECH. CO., LTD. Ticker: 600143 Security ID: Y4455H107 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issue Scale For For Management 2.2 Approve Interest Rate and For For Management Determination Method 2.3 Approve Bond Period, Repayment Method For For Management and Other Specific Arrangements 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscriber For For Management 2.6 Approve Guarantee Situation For For Management 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Credit Situation and Safeguard For For Management Measures of Debts Repayment 2.9 Approve Underwriting Method and For For Management Listing Arrangement 2.10 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Issuance of Commercial Papers For For Management -------------------------------------------------------------------------------- KINGFA SCI. & TECH. CO., LTD. Ticker: 600143 Security ID: Y4455H107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 8 Approve Mutual Guarantee Provision For Against Management 9 Approve Application of Credit Lines For Against Management 10 Approve Issuance of Bonds, Asset For For Management Backed Securitization and Debt Financing Instruments 11 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- KINGFA SCI. & TECH. CO., LTD. Ticker: 600143 Security ID: Y4455H107 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of 1.2 Million For For Management Tons of PTPE and Modified New Material Integration Project (First Phase) -------------------------------------------------------------------------------- KINGHAND INDUSTRIAL INVESTMENT GROUP CO., LTD. Ticker: 000615 Security ID: Y3746D107 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Repurchase of For For Management the Company's Shares -------------------------------------------------------------------------------- KINGHAND INDUSTRIAL INVESTMENT GROUP CO., LTD. Ticker: 000615 Security ID: Y3746D107 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management 2 Approve Provision of Counter Guarantee For For Shareholder -------------------------------------------------------------------------------- KINGHAND INDUSTRIAL INVESTMENT GROUP CO., LTD. Ticker: 000615 Security ID: Y3746D107 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Min as Non-Independent For For Management Director -------------------------------------------------------------------------------- KINGHAND INDUSTRIAL INVESTMENT GROUP CO., LTD. Ticker: 000615 Security ID: Y3746D107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report (Including For For Management Financial Report) and Its Summary 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget Report For Against Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Loan from Controlling For For Management Shareholder and Related Party Transactions 9 Approve Payment for Financing For For Management Guarantee Fee 10 Approve Appointment of Auditor For For Management 11 Approve Payment of Employee's For For Management Remuneration (Including Senior Staff Remuneration) and Remuneration Plan 12 Approve Use of Own Funds to Invest in For For Management Financial Products 13 Approve Application of Comprehensive For Against Management Credit Lines 14 Approve Provision of Guarantee to For For Management Controlled Subsidiary and Provision of Mutual Guarantee Between Controlled Subsidiaries 15 Approve Guarantee Provision Plan to For For Management Property Buyers 16 Approve Termination of Private For For Management Placement of Shares 17 Approve Sale of Equity For For Management -------------------------------------------------------------------------------- KINGNET NETWORK CO., LTD. Ticker: 002517 Security ID: Y8421B102 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Management System for Allowance For For Management Independent Directors 3 Approve Adjustment to Allowance of For For Management Independent Directors 4.1 Elect Qin Wei as Supervisor For For Management 4.2 Elect Xiao Xuan as Supervisor For For Management -------------------------------------------------------------------------------- KINGNET NETWORK CO., LTD. Ticker: 002517 Security ID: Y8421B102 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Investment Management System For For Management 2 Approve Signing of Supplemental For For Management Agreement on Equity Transfer 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Shen Liang as Non-independent For For Management Director 4.2 Elect Qian Junfa as Non-independent For For Management Director -------------------------------------------------------------------------------- KINGNET NETWORK CO., LTD. Ticker: 002517 Security ID: Y8421B102 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- KINGNET NETWORK CO., LTD. Ticker: 002517 Security ID: Y8421B102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Use of Idle Funds to Purchase For For Management Financial Products 8 Approve Application of Credit Lines For For Management and Provision of Guarantee 9 Approve Shareholder Return Plan For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Formulation of Remuneration For For Management Management System of Directors and Supervisors 12 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 13 Approve Management System of Employee For For Management Share Purchase Plan 14 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Finance Lease For For Management Contract and Related Party Transactions 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantee For For Management 3 Approve Adjustment of Internal For For Management Structure and Implementation Progress of Raised Funds Investment Project -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Wenfeng as Independent For For Management Director 2 Elect Liao Shengxing as For For Shareholder Non-Independent Director 3 Approve Additional Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Equity Transfer Agreement For For Management -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Investment Contract For For Management -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7.1 Approve Remuneration of Chairman of For For Management the Board Huang Changhua 7.2 Approve Remuneration of Vice Chairman For For Management of the Board Zheng Jun 7.3 Approve Remuneration of Director Jiang For For Management Huijiang 7.4 Approve Remuneration of Director Liao For For Management Shengxing 7.5 Approve Remuneration of Independent For For Management Director Huang Wenfen 7.6 Approve Remuneration of Independent For For Management Director Zhao Dengping 7.7 Approve Remuneration of Independent For For Management Director Hu Zuohao 7.8 Approve Remuneration of Independent For For Management Director Qu Xianfu 7.9 Approve Remuneration of General For For Management Manager Yu Xin 7.10 Approve Remuneration of Corporate For For Management Finance Officer Jin Shengqi 7.11 Approve Remuneration of Board For For Management Secretary Wu Jingping 8 Approve Daily Related Party For For Management Transactions 9 Approve Special Report on the Usage of For For Management Funds of Controlling Shareholder and Other Related Parties 10 Approve Report of the Board of For For Management Supervisors 11.1 Approve Remuneration of Supervisory For For Management Chairman of the Board Wu Hua 11.2 Approve Remuneration of Supervisor Li For For Management Kejia 11.3 Approve Remuneration of Supervisor Xin For For Management Yanrui 12 Authorize Repurchase and Cancellation For For Management of Performance Shares 13 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiaries -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of 2018 Issuance For For Management of Corporate Bonds 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Par Value, Issue Price and For For Management Issue Size 3.2 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 3.3 Approve Bond Maturity and Type For For Management 3.4 Approve Bond Interest Rate and Method For For Management of Determination 3.5 Approve Guarantee Method For For Management 3.6 Approve Issue Manner For For Management 3.7 Approve Terms of Redemption or Terms For For Management of Sell-Back 3.8 Approve Use of Proceeds For For Management 3.9 Approve Safeguard Measures of Debts For For Management Repayment 3.10 Approve Resolution Validity Period For For Management 3.11 Approve Listing Exchange For For Management 3.12 Approve Underwriting Manner For For Management 3.13 Approve Manner of Repayment of Capital For For Management and Interest 4 Approve Authorization of Board to For For Management Handle All Related Matters 5 Approve Repurchase and Cancellation of For For Management Performance Shares as well as Amend Articles of Association -------------------------------------------------------------------------------- KINGSOFT CORPORATION LIMITED Ticker: 3888 Security ID: G5264Y108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Proposed For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- KINGSOFT CORPORATION LIMITED Ticker: 3888 Security ID: G5264Y108 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Spin-Off of Kingsoft For For Management Cloud Holdings Limited, Separate Listing of the New Shares of Kingsoft Cloud on Either the New York Stock Exchange or National Association of Securities Dealers Automated Quotations and Related Transactions -------------------------------------------------------------------------------- KINGSOFT CORPORATION LIMITED Ticker: 3888 Security ID: G5264Y108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Jun Lei as Director For For Management 3.2 Elect Pak Kwan Kau as Director For For Management 3.3 Elect Wenjie Wu as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KINIK CO. Ticker: 1560 Security ID: Y4789C113 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 6 Approve Cash Distribution from Capital For For Management Reserve 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Amend Procedures for Lending Funds to For For Management Other Parties 9 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 10.1 Elect PO-CHUAN, LIN, a Representative For For Management of KINMEAN Company, with Shareholder No. 20, as Non-Independent Director 10.2 Elect WEN-LIANG, PAI, with Shareholder For For Management No. 7, as Non-Independent Director 10.3 Elect JUNG-CHE, HSIEH, a For For Management Representative of KINKI INV. Ltd., with Shareholder No. 00065158, as Non-Independent Director 10.4 Elect CHING-CHUNG, PAI, a For For Management Representative of LI-HE INV. Ltd. Co, with Shareholder No. 21, as Non-Independent Director 10.5 Elect SHING-YUAN,TSAI, with ID No. For For Management N102631XXX, as Independent Director 10.6 Elect BAUL-HSIE, LIAO, with ID No. For For Management A104620XXX, as Independent Director 10.7 Elect WEN-I, HSIAO, with ID No. For For Management Q120527XXX, as Independent Director 11 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- KINPO ELECTRONICS, INC. Ticker: 2312 Security ID: Y1063L108 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- KINSUS INTERCONNECT TECHNOLOGY CORP. Ticker: 3189 Security ID: Y4804T109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- KIRTON BANK SA Ticker: Security ID: P0773W107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For Did Not Vote Management 3 Elect Members of the Executive For Did Not Vote Management Committee 4 Approve Remuneration of Company's For Did Not Vote Management Management -------------------------------------------------------------------------------- KOC HOLDING AS Ticker: KCHOL Security ID: M63751107 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For For Management 9 Approve Remuneration Policy and For For Management Director Remuneration for 2019 10 Approve Director Remuneration For For Management 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For Against Management the 2020 and Receive Information on Donations Made in 2019 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- KOMERCNI BANKA, A.S. Ticker: KOMB Security ID: X45471111 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Board Report on For For Management Company's Operations and State of Its Assets 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Consolidated Financial For For Management Statements 5 Elect Maylis Coupet as Supervisory For Against Management Board Member 6 Approve Remuneration Policy For Against Management 7 Ratify Deloitte Audit s.r.o as Auditor For For Management -------------------------------------------------------------------------------- KONFOONG MATERIALS INTERNATIONAL CO., LTD. Ticker: 300666 Security ID: Y613F4108 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Transfer of Investment Share For For Management and Related Party Transactions -------------------------------------------------------------------------------- KONFOONG MATERIALS INTERNATIONAL CO., LTD. Ticker: 300666 Security ID: Y613F4108 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Set-up of Wholly-owned For For Management Subsidiary in Hunan 2 Approve Set-up of Wholly-owned For For Management Subsidiary in Wuhan -------------------------------------------------------------------------------- KONFOONG MATERIALS INTERNATIONAL CO., LTD. Ticker: 300666 Security ID: Y613F4108 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2 Approve Transaction Meets Requirements For For Management of Article 4 3 Approve Transaction Does Not For For Management Constitute as Restructure Listing 4 Approve Transaction Constitute as For For Management Related Party Transaction 5 Approve Plan on Acquisition by Cash For For Management and Issuance of Shares as well as Raising Supporting Funds 5.1 Approve Overall Plan For For Management 5.2 Approve Transaction Parties For For Management 5.3 Approve Target Asset For For Management 5.4 Approve Underlying Asset Pricing Basis For For Management and Transaction price 5.5 Approve Payment Consideration For For Management 5.6 Approve Issue Type and Par Value For For Management 5.7 Approve Issue Manner, Target Parties For For Management and Subscription Manner 5.8 Approve Pricing Basis and Issue Price For For Management of the Issued Shares 5.9 Approve Adjustment of Issue Price For For Management 5.10 Approve Issue Scale For For Management 5.11 Approve Listing Location For For Management 5.12 Approve Restriction Period For For Management 5.13 Approve Profit and Loss Arrangement For For Management During Transition Period 5.14 Approve Distribution Arrangement of For For Management Undistributed Earnings 5.15 Approve Contractual Obligations and For For Management Liability for Breach of Contract in Transferring Ownership of the Underlying Asset 5.16 Approve Resolution Validity Period For For Management 5.17 Approve Issue Type and Par Value For For Management 5.18 Approve Issue Manner, Target Parties For For Management and Subscription Manner 5.19 Approve Pricing Basis Date and Pricing For For Management Method 5.20 Approve Issue Scale For For Management 5.21 Approve Listing Location For For Management 5.22 Approve Restriction Period For For Management 5.23 Approve Distribution Arrangement of For For Management Undistributed Earnings 5.24 Approve Usage of Raised Funds For For Management 5.25 Approve Resolution Validity Period For For Management 6 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 7 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 8 Approve Whether the Fluctuation of the For For Management Company's Stock Price has Reached Article 5 of the Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 9 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Signing of Conditional For For Management Agreement on Issuance of Shares and Cash Payment 13 Approve Signing of Supplementary For For Management Conditional Agreement on Issuance of Shares and Cash Payment 14 Approve Signing of Performance For For Management Compensation Agreement 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- KONFOONG MATERIALS INTERNATIONAL CO., LTD. Ticker: 300666 Security ID: Y613F4108 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers For For Management 1.2 Approve Pricing Method For For Management 1.3 Approve Issue Size For For Management 1.4 Approve Lock-up Period For For Management -------------------------------------------------------------------------------- KONFOONG MATERIALS INTERNATIONAL CO., LTD. Ticker: 300666 Security ID: Y613F4108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Bank Application For For Management 8 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions -------------------------------------------------------------------------------- KONKA GROUP CO., LTD. Ticker: 200016 Security ID: Y70114114 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Assistance to Chuzhou Kangjin Health Industry Development Co., Ltd. 2 Approve Provision of Financial For For Management Assistance to Nanjing Kangxing Technology Industrial Park Operation Management Co., Ltd. 3 Approve Company's Eligibility for For For Management Private Issuance of Corporate Bonds 4 Approve Private Issuance of Corporate For For Management Bonds 5 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- KONKA GROUP CO., LTD. Ticker: 200016 Security ID: Y70114114 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Transfer of Equity For For Management of Haimen Kangjian Technology Industrial Park Operation Management Co., Ltd. 2 Approve Provision of Loan For For Management 3 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- KONKA GROUP CO., LTD. Ticker: 200016 Security ID: Y70114114 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan According to For For Management Shareholding -------------------------------------------------------------------------------- KONKA GROUP CO., LTD. Ticker: 200016 Security ID: Y70114114 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audit Report For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Amend Articles of Association For For Management 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Amend Working System for Independent For For Management Directors 12 Amend Related-Party Transaction For For Management Management System 13 Approve Establishment of Wuzhen Jiayu For For Management Digital Economy Industry Fund 14 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- KONKA GROUP CO., LTD. Ticker: 200016 Security ID: Y70114114 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Issuance of Corporate Bonds 2 Approve Private Issuance of Corporate For For Management Bonds 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Equity Transfer Agreement For For Management 5 Approve Guarantee Provision for For For Management Chuzhou Kangjin Health Industry Development Co., Ltd. 6 Approve Guarantee Provision for For For Management Suining Kangjia Industrial Park Development Co., Ltd. 7 Approve Guarantee Provision for For For Management Shenzhen Konka Circuit Co., Ltd. 8 Approve Guarantee Provision for Ningbo For For Management Kanghanrui Electric Appliance Co., Ltd. -------------------------------------------------------------------------------- KONYA CIMENTO SANAYII AS Ticker: KONYA Security ID: M63826107 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board and Auditors For For Management 7 Amend Corporate Purpose For For Management 8 Elect Directors For Against Management 9 Receive Information on Remuneration None None Management Policy 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Approve Allocation of Income and For For Management Receive Information on Profit Distribution Policy 14 Approve Upper Limit of Donations for For For Management 2020, Receive Information on Donation Policy and Donations Made in 2019 15 Receive Information on Related Party None None Management Transactions 16 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 17 Approve Transactions in Accordance to For Against Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 18 Wishes None None Management -------------------------------------------------------------------------------- KORDSA TEKNIK TEKSTIL A.S. Ticker: KORDS Security ID: M6403Q108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointments For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Approve Donations Made in 2019 For For Management 11 Approve Upper Limit of Donations for For Against Management 2020 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Wishes None None Management -------------------------------------------------------------------------------- KOT ADDU POWER COMPANY LTD. Ticker: KAPCO Security ID: Y4939U104 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve Deloitte Yousuf Adil as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Other Business For Against Management -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Repurchase of Performance For For Management Shares that have been Granted but not yet Unlocked -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management Amounting to CNY 20 Million 2 Approve Provision of Guarantee For For Management Amounting to CNY 24 Million -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds for For For Management Investment and Wealth Management Business 2 Approve Use of Idle Raised Funds for For For Management Cash Management -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by For For Management Wholly-owned Subsidiary 2 Approve Provision of Loan and Related For For Management Party Transactions -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For For Management 2 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Financing Credit Limit For For Management 9 Approve Guarantee Provision Plan For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Extension of Resolution For For Management Validity Period in Connection to Convertible Bonds Issuance 13 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Convertible Bonds Issuance -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- KRAUSSMAFFEI CO. LTD. Ticker: 600579 Security ID: Y7172E109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Profit Compensation Commitment For For Management 7 Approve Share Repurchase For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Daily Related Party For For Management Transactions 12 Approve External Guarantee Plan For For Management 13 Approve Financial Plan For Against Management 14 Approve Capital Expenditure Plan For Against Management 15.1 Elect Michael Ruf as Non-Independent For For Management Director -------------------------------------------------------------------------------- KRBL LIMITED Ticker: 530813 Security ID: Y4991N105 Meeting Date: SEP 13, 2019 Meeting Type: Annual Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Priyanka Mittal as Director For Against Management 4 Approve Walker Chandiok & Co LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Devendra Kumar Agarwal as For For Management Director 7 Reelect Ashwani Dua as Director For Against Management 8 Reelect Shyam Arora as Director For For Management 9 Reelect Vinod Ahuja as Director For For Management 10 Approve Reappointment and Remuneration For For Management of Anil Kumar Mittal as Chairman & Managing Director 11 Approve Reappointment and Remuneration For For Management of Arun Kumar Gupta as Joint Managing Director 12 Approve Reappointment and Remuneration For For Management of Anoop Kumar Gupta as Joint Managing Director -------------------------------------------------------------------------------- KROTON EDUCACIONAL SA Ticker: COGN3 Security ID: P6S43Y203 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to Cogna Educacao For For Management S.A. and Amend Article 1 Accordingly 2 Amend Articles For Against Management 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Evando Jose Neiva as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Juliana Rozenbaum Munemori as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Antonio de Moraes Carvalho as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Nicolau Ferreira Chacur as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo Calvo Galindo as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Thiago dos Santos Piau as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Walfrido Silvino dos Mares Guia Neto as Director -------------------------------------------------------------------------------- KUALA LUMPUR KEPONG BERHAD Ticker: 2445 Security ID: Y47153104 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect R. M. Alias as Director For For Management 2 Elect Lee Hau Hian as Director For For Management 3 Elect Azlan Bin Mohd Zainol as For For Management Director 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits For For Management 6 Approve BDO PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Authorize Share Repurchase Program For For Management 8 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 9 Approve Dividend Reinvestment Plan For For Management -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Ji Chunlin as Non-Independent For For Shareholder Director 3 Elect Zhang Zhengzheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- KUANGDA TECHNOLOGY GROUP CO. LTD. Ticker: 002516 Security ID: Y4441Y107 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Amendments to Articles of For Against Management Association 3 Elect Chen Lele as Non-Independent For For Management Director -------------------------------------------------------------------------------- KUANGDA TECHNOLOGY GROUP CO. LTD. Ticker: 002516 Security ID: Y4441Y107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve 2019 Related Party Transaction For For Management 10 Approve 2020 Related Party Transaction For For Management 11 Approve Comprehensive Credit Line For For Management Application 12 Approve Provision of Guarantee For For Management 13 Approve Use of Funds to Purchase For For Management Financial Product 14.1 Elect Shen Jieliang as Non-Independent For For Management Director 14.2 Elect Wu Kai as Non-Independent For For Management Director 14.3 Elect Gong Xudong as Non-Independent For For Management Director 14.4 Elect Wang Shoubo as Non-Independent For For Management Director 14.5 Elect Chen Lele as Non-Independent For For Management Director 14.6 Elect Wu Shuangquan as Non-Independent For For Management Director 15.1 Elect Zhao Fenggao as Independent For For Management Director 15.2 Elect Wang Bing as Independent Director For For Management 15.3 Elect Kuang He as Independent Director For For Management 16.1 Elect Hu Xueqing as Supervisor For For Management 16.2 Elect Chen Zexin as Supervisor For For Management -------------------------------------------------------------------------------- KUNG LONG BATTERIES INDUSTRIAL CO., LTD. Ticker: 1537 Security ID: Y5052J107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LIMITED Ticker: 135 Security ID: G5320C108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Zhao Yongqi as Director For For Management 3B Elect Tsang Yok Sing Jasper as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Share Repurchase Program For For Management 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KUNMING YUNNEI POWER CO., LTD. Ticker: 000903 Security ID: Y5054J105 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Elect Xu Kun as Supervisor For For Shareholder 3.2 Elect He Liqiu as Supervisor For For Shareholder -------------------------------------------------------------------------------- KUNMING YUNNEI POWER CO., LTD. Ticker: 000903 Security ID: Y5054J105 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Amend Articles of Association 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- KUNMING YUNNEI POWER CO., LTD. Ticker: 000903 Security ID: Y5054J105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Appointment of Auditor For For Management 10 Approve Bank Financing Application For For Management 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- KUNSHAN KERSEN SCIENCE & TECHNOLOGY CO. LTD. Ticker: 603626 Security ID: Y5021U100 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- KUNSHAN KERSEN SCIENCE & TECHNOLOGY CO. LTD. Ticker: 603626 Security ID: Y5021U100 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Jingen as Non-independent For For Management Director 1.2 Elect Tan Chai Hau as Non-independent For For Management Director 1.3 Elect Xiang Xuemei as Non-independent For For Management Director 1.4 Elect Wu Huiming as Non-independent For For Management Director 1.5 Elect Li Jin as Non-independent For For Management Director 1.6 Elect Qu Liping as Non-independent For For Management Director 2.1 Elect Yuan Xiuguo as Independent For For Management Director 2.2 Elect Xu Jindao as Independent Director For For Management 2.3 Elect Zhang Youming as Independent For For Management Director 3.1 Elect Qu Haijuan as Supervisor For For Management 3.2 Elect Fan Yuqin as Supervisor For For Management -------------------------------------------------------------------------------- KUNSHAN KERSEN SCIENCE & TECHNOLOGY CO. LTD. Ticker: 603626 Security ID: Y5021U100 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Formulation of Shareholder For For Management Return Plan 9 Approve Change in Registered Capital For For Management 10 Approve Change of Business Scope For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- KUNSHAN KERSEN SCIENCE & TECHNOLOGY CO. LTD. Ticker: 603626 Security ID: Y5021U100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Allowance of Independent For For Management Directors 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- KUNWU JIUDING INVESTMENT HOLDINGS CO., LTD. Ticker: 600053 Security ID: Y4444Q101 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Borrowings and Related Party For For Management Transactions to Controlling Shareholder and Its Related Parties 2 Approve Loan and Related Party For Against Management Transactions 3 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- KUNWU JIUDING INVESTMENT HOLDINGS CO., LTD. Ticker: 600053 Security ID: Y4444Q101 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- KUO TOONG INTERNATIONAL CO., LTD. Ticker: 8936 Security ID: Y5021K102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Lending For For Management Procedures and Caps 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- KUWAIT FINANCE HOUSE KSC Ticker: KFH Security ID: M64176106 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shariah Supervisory Board For For Management Report Re: Acquisition of Ahli United Bank 2 Approve Board Report Re: Acquisition For For Management of Ahli United Bank 3 Approve Assessment Report Prepared by For For Management Independent Advisors Credit Suisse and HSBC 4 Approve In-Kind Assets Assessment For For Management Report by CMA Approved Appraiser for the Purpose of Capital Increase 5 Approve Listing of Shares on Bourse For For Management Bahrain -------------------------------------------------------------------------------- KUWAIT FINANCE HOUSE KSC Ticker: KFH Security ID: M64176106 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Technical Opinion Prepared by For For Management Goldman Sachs on the Exchange Ratio 2 Approve Acquisition of Ahli United Bank For For Management 3 Approve Issue Shares in Connection For For Management with Acquisition 4 Amend Article 8 to Reflect Changes in For For Management Capital 5 Amend Article 16 of Bylaws Re: Board For For Management Composition, Election and Term 6 Amend Article 17 of Bylaws Re: For For Management Director Membership Qualification 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- KUWAIT FINANCE HOUSE KSC Ticker: KFH Security ID: M64176106 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: APR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Approve Special Report in Penalties For For Management 5 Accept Financial Statements and For For Management Statutory Reports for FY 2019 6 Approve Dividends of KWD 0.020 per For For Management Share for FY 2019 7 Authorize Bonus Shares Issue For For Management Representing 10 Percent of the Share Capital 8 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve and 10 percent to Voluntary Reserve 9 Approve Remuneration of Directors and For For Management Committees of KWD 941,850 for FY 2019 10 Approve Related Party Transactions for For Against Management FY 2020 11 Authorize Issuance of Sukuk or Other For Against Management Shariah Compliant Instruments and Authorize Board to Set Terms of Issuance 12 Authorize Share Repurchase Program Up For For Management to 10 Percent of Issued Share Capital 13 Approve Discharge of Directors for FY For For Management 2019 14 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 15 Elect Shariah Supervisory Board For For Management Members (Bundled) and Fix Their Remuneration for FY 2020 16 Ratify External Shariah Auditors and For For Management Fix Their Remuneration -------------------------------------------------------------------------------- KUWAIT FINANCE HOUSE KSC Ticker: KFH Security ID: M64176106 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue Representing 10 Percent of Share Capital 2 Approve Increase in Authorized Capital For For Management 3 Amend Article 8 of Memorandum of For For Management Association and Article 7 of Bylaws to Reflect Changes in Capital 4 Amend Memorandum of Association and For For Management Articles of Association Re: Clause No. 13 5 Amend Article 15 of the Articles of For For Management Association 6 Amend Article 15 Bis 11 of the For For Management Articles of Association -------------------------------------------------------------------------------- KUWAIT INTERNATIONAL BANK KSC Ticker: KIB Security ID: M6535C100 Meeting Date: MAR 26, 2020 Meeting Type: Annual/Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Approve Special Report on Violations For For Management and Penalties for FY 2019 5 Accept Financial Statements and For For Management Statutory Reports for FY 2019 6 Approve Dividends of KWD 0.007 per For For Management Share and Stock Dividends of 5:100 for FY 2019 7 Approve Remuneration of Chairman and For Against Management Directors of KWD 500,000 for FY 2019 8 Approve Related Party Transactions Re: For Against Management Board Members for FY 2020 9 Approve Related Party Transactions For Against Management 10 Approve Discharge of Directors for FY For For Management 2019 11 Authorize Share Repurchase Program Up For For Management to 10 Percent of Issued Share Capital 12 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve 13 Approve Transfer of 10 Percent of Net For For Management Income to Optional Reserve 14 Elect Sharia Supervisory Board Members For For Management (Bundled) and Fix Their Remuneration for FY 2020 15 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 16 Authorize Issuance of Sukuk Sharia For Against Management Compliant Bonds and Authorize Board to Set Terms of Issuance 17 Ratify External Shariah Auditors and For For Management Fix Their Remuneration for FY 2020 1 Authorize Capitalization of Reserves For For Management for Bonus Issue by KWD 5,394,098.600 2 Amend Article 5 of Bylaws and Article For For Management 6 of Articles of Association 3 Amend Article 17 of Bylaws For For Management 4 Amend Article 19 of Bylaws For For Management 5 Amend Article 20 of Bylaws For For Management 6 Amend Article 33 of Bylaws For For Management 7 Amend Article 37 of Bylaws For For Management 8 Amend Article 40 of Bylaws For For Management 9 Amend Article 56 of Bylaws For For Management -------------------------------------------------------------------------------- KUWAIT PROJECTS CO. (HOLDING) KSC Ticker: KPROJ Security ID: M6501U100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Corporate Governance Report For For Management and Audit Committee Report for FY 2019 5 Approve Special Report on Violations For For Management and Penalties 6 Approve Dividends of KWD 0.010 per For For Management Share 7 Approve Related Party Transactions For Against Management 8 Approve Remuneration of Directors of For For Management KWD 220,000 for FY 2019 9 Authorize Issuance of Bonds and For Against Management Authorize Board to Set Terms of Issuance 10 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 11 Approve Charitable Donations Up to 1 For For Management Percent of Net Profit for FY 2019 12 Approve Discharge of Directors for FY For For Management 2019 13 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 14 Elect Directors (Bundled) For Against Management -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gao Weidong as Non-Independent For For Management Director 2 Elect You Yalin as Supervisor For For Shareholder -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve to Appoint Financial and For For Management Internal Control Auditor 9.1 Elect Gao Weidong as Non-Independent For For Management Director 9.2 Elect Li Jingren as Non-Independent For For Management Director 9.3 Elect Wang Yan as Non-Independent For For Management Director 10.1 Elect Li Botan as Independent Director For For Management 10.2 Elect Lu Jinhai as Independent Director For For Management 10.3 Elect Xu Dingbo as Independent Director For For Management 10.4 Elect Zhang Jingzhong as Independent For For Management Director 11.1 Elect You Yalin as Supervisor For For Management 11.2 Elect Che Xingyu as Supervisor For For Management -------------------------------------------------------------------------------- KWG GROUP HOLDINGS LIMITED Ticker: 1813 Security ID: G53224104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kong Jiannan as Director For For Management 3b Elect Tam Chun Fai as Director For For Management 3c Elect Li Binhai as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8a Approve Specific Mandate to Issue For For Management Connected Awarded Shares Under the Share Award Scheme 8b Authorize Board to Deal with All For For Management Matters in Relation to the Issuance of Connected Awarded Shares 9 Approve Grant of Connected Awarded For For Management Shares to Cai Fengjia Under the Share Award Scheme 10 Approve Grant of Connected Awarded For For Management Shares to Tsui Kam Tim Under the Share Award Scheme 11 Approve Grant of Connected Awarded For For Management Shares to Chen Guangchuan Under the Share Award Scheme 12 Approve Grant of Connected Awarded For For Management Shares to Chen Wende Under the Share Award Scheme 13 Approve Grant of Connected Awarded For For Management Shares to Huang Yanping Under the Share Award Scheme 14 Approve Grant of Connected Awarded For For Management Shares to Jin Yanlong Under the Share Award Scheme 15 Approve Grant of Connected Awarded For For Management Shares to Ou Jian Under the Share Award Scheme 16 Approve Grant of Connected Awarded For For Management Shares to Tang Wen Under the Share Award Scheme -------------------------------------------------------------------------------- L&K ENGINEERING CO. LTD. Ticker: 6139 Security ID: Y5341A107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Financial For For Management Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4.1 Elect CHEN,BO-REN, a Representative of For For Management Wei Ri Investment Co., Ltd. with Shareholder No. 18, as Non-Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- L&T FINANCE HOLDINGS LIMITED Ticker: 533519 Security ID: Y5153Q109 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect R. Shankar Raman as Director For For Management 4 Reelect S. V. Haribhakti as Director For For Management 5 Reelect P. V. Bhide as Director For For Management 6 Authorize Issuance of Cumulative For For Management Compulsorily Redeemable Non-Convertible Preference Shares -------------------------------------------------------------------------------- L.P.N. DEVELOPMENT PUBLIC CO., LTD. Ticker: LPN Security ID: Y5347B216 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Results For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Amornsuk Noparumpa as Director For Against Management 5.2 Elect Pichet Supakijjanusan as Director For Against Management 5.3 Elect Yupa Techakraisri as Director For Against Management 5.4 Elect Apichart Kasemkulsiri as Director For Against Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- LA COMER SAB DE CV Ticker: LACOMERUBC Security ID: P6125F114 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Receive Activity Reports of Audit and For For Management Corporate Practices Committees 1.b Receive CEO's Report, Individual and For For Management Consolidated Financial Statements and Auditor Report 1.c Receive Board's Opinion on CEO's Report For For Management 1.d Receive Report on Activities and For For Management Operations Undertaken by Board 1.e Receive Report on Share Repurchase For For Management Reserve 1.f Receive Report of Agreements on For For Management Presented Information and Actions Carried out by Board, Committees, CEO, and Secretary 2 Approve Allocation of Income and For For Management Maximum Amount for Repurchase of Shares 3 Elect or Ratify Members and Alternates For Against Management of Board of Directors and Planning Committee, Chairman of Audit and Corporate Practices Committees; Verify their Independence; Elect or Ratify CEO and Secretary; Approve their Remuneration 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- LAFARGE MALAYSIA BERHAD Ticker: 3794 Security ID: Y5348J101 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions as Specified in Section 2.3(A) of the Circular to Shareholders Dated August 30, 2019 2 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions as Specified in Section 2.3(B) of the Circular to Shareholders Dated August 30, 2019 3 Change Company Name For For Management -------------------------------------------------------------------------------- LAMDA DEVELOPMENT SA Ticker: LAMDA Security ID: X4740Y122 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Raising For Against Management -------------------------------------------------------------------------------- LAMDA DEVELOPMENT SA Ticker: LAMDA Security ID: X4740Y122 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee For For Management 2 Announce and Ratify Loss of the For For Management Capacity as Independent Non-Executive Directors -------------------------------------------------------------------------------- LAMDA DEVELOPMENT SA Ticker: LAMDA Security ID: X4740Y122 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Ratify Auditors For For Management 4 Approve Director Remuneration For For Management 5 Advisory Vote on Remuneration Report For For Management 6 Elect Directors (Bundled) For Against Management 7 Elect Members of Audit Committee For For Management (Bundled) 8 Authorize Board to Participate in For For Management Companies with Similar Business Interests 9 Approve Use of Proceeds Raised from For For Management Capital Increase 10 Other Business For Against Management -------------------------------------------------------------------------------- LAND & HOUSES PUBLIC CO., LTD. Ticker: LH Security ID: Y5172C198 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Approve Non-Allocation of Legal For For Management Reserve, Omission of Dividend Payment and Acknowledge Interim Dividend Payment 5.1 Elect Adisorn Thananan-narapool as For For Management Director 5.2 Elect Piphob Veraphong as Director For For Management 5.3 Elect Bundit Pitaksit as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- LANDER SPORTS DEVELOPMENT CO., LTD. Ticker: 000558 Security ID: Y77405101 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- LANDER SPORTS DEVELOPMENT CO., LTD. Ticker: 000558 Security ID: Y77405101 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Weiwei as Non-Independent For For Management Director 1.2 Elect Zeng Fuliao as Non-Independent For For Management Director 1.3 Elect Liu Xiaoliang as Non-Independent For For Management Director 1.4 Elect He Endong as Non-Independent For For Management Director 1.5 Elect Li Qi as Non-Independent Director For For Management 1.6 Elect Ding Shiwei as Non-Independent For For Management Director 2.1 Elect Huang Haiyan as Independent For For Management Director 2.2 Elect Zhang Haifeng as Independent For For Management Director 2.3 Elect Tan Hongtao as Independent For For Management Director 3.1 Elect Rui Guangsheng as Supervisor For For Management 3.2 Elect Xu Shao as Supervisor For For Management -------------------------------------------------------------------------------- LANDER SPORTS DEVELOPMENT CO., LTD. Ticker: 000558 Security ID: Y77405101 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 2.1 Amend Articles of Association For Against Management 2.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- LANDER SPORTS DEVELOPMENT CO., LTD. Ticker: 000558 Security ID: Y77405101 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- LANDER SPORTS DEVELOPMENT CO., LTD. Ticker: 000558 Security ID: Y77405101 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Purchase of Parking Space Rental Right 2 Approve Equity Transfer and Related For For Management Party Transactions 3 Approve Transfer of Claims For For Management -------------------------------------------------------------------------------- LANDER SPORTS DEVELOPMENT CO., LTD. Ticker: 000558 Security ID: Y77405101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Board of For For Management Independent Directors 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LANDING INTERNATIONAL DEVELOPMENT LIMITED Ticker: 582 Security ID: G5369T178 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yang Zhihui as Director For For Management 2b Elect Chan Mee Sze as Director For For Management 2c Elect Yeung Lo as Director For For Management 2d Elect Wong Hoi Po as Director For For Management 2e Elect Pu Shen Chen as Director For For Management 2f Elect Li Chun Kei as Director For For Management 2g Elect Nguyen Van Tu Peter as Director For For Management 2h Authorize Board to Appoint Additional For For Management Directors 2i Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Zenith CPA Limited as Auditor For For Management and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LANDMARK OPTOELECTRONICS CORP. Ticker: 3081 Security ID: Y51823105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 4 Approve Issuance of Employee For For Management Restricted Stocks Awards 5.1 Elect CHING YI CHANG, a Representative For For Management of HAW SHENG INTERNATIONAL INVESTMENT LTD. with Shareholder No. 283, as Non-Independent Director 5.2 Elect WEI LIN, with Shareholder No. For For Management 12, as Non-Independent Director 5.3 Elect JERRY YANG, with Shareholder No. For For Management 303, as Non-Independent Director 5.4 Elect YONG HONG LU, with ID No. For For Management S120330XXX, as Non-Independent Director 5.5 Elect BOB TSENG with ID No. B100546XXX For For Management as Independent Director 5.6 Elect JAMES WANG with ID No. For For Management N120284XXX as Independent Director 5.7 Elect YONG CHANG CHEN with ID No. For For Management R101726XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and their Proxy -------------------------------------------------------------------------------- LANDOCEAN GROUP LTD. Ticker: 300157 Security ID: Y5153A104 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bao Li as Non-Independent For For Shareholder Director 1.2 Elect Li Wanjun as Non-Independent For For Shareholder Director 1.3 Elect Ma Jingzhong as Non-Independent For For Shareholder Director 2.1 Elect Sun Zhedan as Independent For For Shareholder Director 3.1 Elect Wang Qiushi as Supervisor For For Shareholder -------------------------------------------------------------------------------- LANDOCEAN GROUP LTD. Ticker: 300157 Security ID: Y5153A104 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- LANDOCEAN GROUP LTD. Ticker: 300157 Security ID: Y5153A104 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LANDOCEAN GROUP LTD. Ticker: 300157 Security ID: Y5153A104 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Comprehensive Credit Line For For Shareholder Application and Guarantee 3 Approve Replacing Oilfield Block For For Shareholder Assets with Receivables -------------------------------------------------------------------------------- LANDOCEAN GROUP LTD. Ticker: 300157 Security ID: Y5153A104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Audited Financial Report For Against Management 5 Approve No Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Provision for Asset Impairment For For Management and Asset Write-off -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Tan Xiaojun as Non-independent For For Management Director -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Remuneration of Directors and For Did Not Vote Management Supervisors 7 Approve External Guarantee For Did Not Vote Management 8 Approve Entrusted Loan For Did Not Vote Management 9 Approve Daily Related Party For Did Not Vote Management Transactions 10 Approve Issuance of Asset-Backed Notes For Did Not Vote Management 11 Approve Asset-backed Special Plan For Did Not Vote Management 12 Approve Company's Eligibility for For Did Not Vote Management Corporate Bond Issuance 13.1 Approve Issue Size For Did Not Vote Management 13.2 Approve Bond Maturity For Did Not Vote Management 13.3 Approve Bond Interest Rate and Method For Did Not Vote Management of Determination 13.4 Approve Par Value and Issue Price For Did Not Vote Management 13.5 Approve Issue Manner and Target For Did Not Vote Management Subscribers 13.6 Approve Period and Manner of Repayment For Did Not Vote Management of Capital and Interest 13.7 Approve Terms of Redemption or For Did Not Vote Management Sell-Back 13.8 Approve Guarantee For Did Not Vote Management 13.9 Approve Use of Proceeds For Did Not Vote Management 13.10 Approve Safeguard Measures of Debts For Did Not Vote Management Repayment 13.11 Approve Listing Transfer Arrangement For Did Not Vote Management 13.12 Approve Resolution Validity Period For Did Not Vote Management 13.13 Approve Other Authorization Matters For Did Not Vote Management -------------------------------------------------------------------------------- LANZHOU GREATWALL ELECTRICAL CO., LTD. Ticker: 600192 Security ID: Y5209Q103 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Zhiming as Non-Independent For For Management Director -------------------------------------------------------------------------------- LANZHOU GREATWALL ELECTRICAL CO., LTD. Ticker: 600192 Security ID: Y5209Q103 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- LANZHOU GREATWALL ELECTRICAL CO., LTD. Ticker: 600192 Security ID: Y5209Q103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Elect Zhang Zhiming as Non-Independent For For Management Director 2.2 Elect Guo Manyuan as Non-Independent For For Management Director 2.3 Elect Wang Youyun as Non-Independent For For Management Director 2.4 Elect An Yining as Non-Independent For For Management Director 2.5 Elect Yang Tianfeng as Non-Independent For For Management Director 2.6 Elect Wei Yongwu as Non-Independent For For Management Director 3.1 Elect Li Xuefeng as Independent For For Management Director 3.2 Elect Lei Hailiang as Independent For For Management Director 3.3 Elect Jia Hongwen as Independent For For Management Director 4.1 Elect Zheng Jiurui as Supervisor For For Management 4.2 Elect Yan Huaijiang as Supervisor For For Management -------------------------------------------------------------------------------- LANZHOU GREATWALL ELECTRICAL CO., LTD. Ticker: 600192 Security ID: Y5209Q103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Guarantee Provision Plan For Against Management 9 Approve Daily Related-Party For For Management Transactions 10 Amend Articles of Association For Against Management 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- LANZHOU LS HEAVY EQUIPMENT CO., LTD. Ticker: 603169 Security ID: Y5209X108 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Use of Own Funds to Purchase For For Management Financial Products 3 Approve Debt Financing Plan For For Management -------------------------------------------------------------------------------- LANZHOU LS HEAVY EQUIPMENT CO., LTD. Ticker: 603169 Security ID: Y5209X108 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LANZHOU LS HEAVY EQUIPMENT CO., LTD. Ticker: 603169 Security ID: Y5209X108 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Provision of Guarantee For Against Management 3 Approve Related Party Transaction For For Management 4 Approve to Provide Repurchase and For For Management Credit Enhancement for Panjin Haoye EPC Project Financial Leasing -------------------------------------------------------------------------------- LANZHOU LS HEAVY EQUIPMENT CO., LTD. Ticker: 603169 Security ID: Y5209X108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- LAO FENG XIANG CO., LTD. Ticker: 900905 Security ID: Y1490U101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distirbution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Provision of Guarantee For Against Management 7 Approve Report of the Independent For For Management Directors 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Entrusted Asset Management For For Management 10 Approve Report of the Board of For For Management Supervisors 11 Approve Allowance of Independent For For Management Directors 12 Amend Articles of Association For For Management 13.1 Elect Shi Lihua as Non-Independent For For Management Director 13.2 Elect Yang Yi as Non-Independent For For Management Director 13.3 Elect Huang Hua as Non-Independent For For Management Director 13.4 Elect Li Jun as Non-Independent For For Management Director 13.5 Elect Zhu Liting as Non-Independent For For Management Director 13.6 Elect Shen Shunhui as Non-Independent For For Management Director 14.1 Elect Chen Zhihai as Independent For For Management Director 14.2 Elect Ma Minliang as Independent For For Management Director 14.3 Elect Zhang Qixiu as Independent For For Management Director 15.1 Elect Zhang Zhouming as Supervisor For For Management 15.2 Elect Zheng Gang as Supervisor For For Management 15.3 Elect Zhu Wei as Supervisor For For Management -------------------------------------------------------------------------------- LAO FENG XIANG CO., LTD. Ticker: 900905 Security ID: Y1424Z119 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distirbution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Provision of Guarantee For Against Management 7 Approve Report of the Independent For For Management Directors 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Entrusted Asset Management For For Management 10 Approve Report of the Board of For For Management Supervisors 11 Approve Allowance of Independent For For Management Directors 12 Amend Articles of Association For For Management 13.1 Elect Shi Lihua as Non-Independent For For Management Director 13.2 Elect Yang Yi as Non-Independent For For Management Director 13.3 Elect Huang Hua as Non-Independent For For Management Director 13.4 Elect Li Jun as Non-Independent For For Management Director 13.5 Elect Zhu Liting as Non-Independent For For Management Director 13.6 Elect Shen Shunhui as Non-Independent For For Management Director 14.1 Elect Chen Zhihai as Independent For For Management Director 14.2 Elect Ma Minliang as Independent For For Management Director 14.3 Elect Zhang Qixiu as Independent For For Management Director 15.1 Elect Zhang Zhouming as Supervisor For For Management 15.2 Elect Zheng Gang as Supervisor For For Management 15.3 Elect Zhu Wei as Supervisor For For Management -------------------------------------------------------------------------------- LAOBAIXING PHARMACY CHAIN JSC Ticker: 603883 Security ID: Y5S72F101 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend External Investment Management For For Management Method 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Approve External Guarantee For For Management 6 Approve Related Party Transactions For For Management 7.1 Elect Zheng Jiaqi as Non-Independent For For Shareholder Director 7.2 Elect Lv Mingfang as Non-Independent For For Shareholder Director 7.3 Elect Li Wei as Non-Independent For For Shareholder Director 8.1 Elect Zhou Yong as Supervisor For For Shareholder -------------------------------------------------------------------------------- LAOBAIXING PHARMACY CHAIN JSC Ticker: 603883 Security ID: Y5S72F101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Credit Line and Provision of For For Management Guarantee 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LARGAN PRECISION CO., LTD. Ticker: 3008 Security ID: Y52144105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- LARSEN & TOUBRO INFOTECH LTD. (INDIA) Ticker: 540005 Security ID: Y5S745101 Meeting Date: JUL 20, 2019 Meeting Type: Annual Record Date: JUL 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelct Sudhir Chaturvedi as Director For For Management 4 Elect Nachiket Deshpande as Director For For Management and Approve Appointment and Remuneration of Nachiket Deshpande as Whole-time Director -------------------------------------------------------------------------------- LARSEN & TOUBRO LIMITED Ticker: 500510 Security ID: Y5217N159 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect M.V. Satish as Director For For Management 4 Reelect Shailendra Roy as Director For For Management 5 Reelect R. Shankar Raman as Director For For Management 6 Reelect J.D Patil as Director For For Management 7 Reelect M.M. Chitale as Director For For Management 8 Reelect M. Damodaran as Director For For Management 9 Reelect Vikram Singh Mehta as Director For For Management 10 Reelect Adil Zainulbhai as Director For For Management 11 Approve Remuneration to S.N For Against Management Subrahmanyan as Chief Executive Officer and Managing Director 12 Approve Remuneration to R. Shankar For Against Management Raman as Chief Financial Officer and Whole-time Director 13 Amend Objects Clause of Memorandum of For For Management Association 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 15 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- LATAM AIRLINES GROUP SA Ticker: LTM Security ID: P61894104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Dividends of USD 0.09 Per Share For For Management 3 Elect Directors For Against Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration and Budget of For For Management Directors' Committee 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Designate Newspaper to Publish Company For For Management Announcements 9 Receive Report Regarding Related-Party For For Management Transactions 10 Other Business For Against Management -------------------------------------------------------------------------------- LATAM AIRLINES GROUP SA Ticker: LTM Security ID: 51817R106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Dividends of USD 0.09 Per Share For For Management 3 Elect Directors For Against Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration and Budget of For For Management Directors' Committee 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Designate Newspaper to Publish Company For For Management Announcements 9 Receive Report Regarding Related-Party For For Management Transactions 10 Other Business For Against Management -------------------------------------------------------------------------------- LATAM AIRLINES GROUP SA Ticker: LTM Security ID: P61894104 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report on Legal, Economic and None None Management Financial Situation of Company -------------------------------------------------------------------------------- LAUNCH TECH COMPANY LIMITED Ticker: 2488 Security ID: Y5223T109 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LAURUS LABS LTD. Ticker: 540222 Security ID: Y2090Y105 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Chandrakanth Chereddi as For For Management Director 5 Reelect Venkata Lakshmana as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Payment of Remuneration to For For Management Satyanarayana Chava as Executive Director and Chief Executive Officer 8 Approve Payment of Remuneration to V.V. For For Management Ravi Kumar as Executive Director and Chief Executive Officer 9 Approve Payment of Remuneration to For For Management Chandrakanth Chereddi as Executive Director 10 Approve Payment of Remuneration to For For Management Venkata Lakshmana Rao Chunduru as Executive Director 11 Approve Laurus Employees Stock Option For For Management Scheme 2018 12 Approve Grant of Options Under Laurus For For Management ESOP Plan 2018 to Eligible Employees of the Subsidiary Companies -------------------------------------------------------------------------------- LEALEA ENTERPRISE CO., LTD. Ticker: 1444 Security ID: Y5239M106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Non-distribution of Profit For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LEDMAN OPTOELECTRONIC CO., LTD. Ticker: 300162 Security ID: Y52235101 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Authorizations 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Decision-making Authority System For For Management of Shareholders' Meeting, Board of Directors and General Manager -------------------------------------------------------------------------------- LEDMAN OPTOELECTRONIC CO., LTD. Ticker: 300162 Security ID: Y52235101 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- LEDMAN OPTOELECTRONIC CO., LTD. Ticker: 300162 Security ID: Y52235101 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds and Permanently Supplement Working Capital -------------------------------------------------------------------------------- LEDMAN OPTOELECTRONIC CO., LTD. Ticker: 300162 Security ID: Y52235101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Report For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Company's Eligibility for For For Management Private Placement of Shares 11.1 Approve Share Type and Par Value For For Management 11.2 Approve Issue Manner and Issue Time For For Management 11.3 Approve Target Subscribers and For For Management Subscription Method 11.4 Approve Issue Price and Pricing Basis For For Management 11.5 Approve Issue Size For For Management 11.6 Approve Lock-up Period For For Management 11.7 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 11.8 Approve Listing Exchange For For Management 11.9 Approve Amount and Use of Proceeds For For Management 11.10 Approve Resolution Validity Period For For Management 12 Approve Private Placement of Shares For For Management 13 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 14 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Shareholder Return Plan For For Management 18 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LEE & MAN PAPER MANUFACTURING LIMITED Ticker: 2314 Security ID: G5427W130 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li King Wai Ross as Director For For Management 4 Elect Chau Shing Yim David as Director For For Management 5 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Poon Chung Kwong 6 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Wong Kai Tung Tony 7 Authorize Board to Confirm the Terms For For Management of Appointment, Including the Remuneration, of Peter A. Davies 8 Approve Remuneration of Directors for For For Management the Year Ended December 31, 2019 9 Authorize Board to Fix Remuneration of For For Management Directors for the Year Ending December 31, 2020 10 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Authorize Repurchase of Issued Share For For Management Capital 13 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LEEJAM SPORTS CO. JSC Ticker: 1830 Security ID: M4319P108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Remuneration of Directors of For For Management SAR 3,069,579 for FY 2019 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Q4 of FY 2020 and Q1 of FY 2021 7 Ratify Distributed Dividends of SAR 0. For For Management 4019 per Share for Q1, SAR 0.5049 per Share for Q2 and SAR 0.4969 per Share for Q3 of FY 2019 8 Approve Related Party Transactions Re: For For Management Hamad Al Saqri 9 Approve Related Party Transactions Re: For For Management Al Saqri Group 10 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 11 Approve Related Party Transactions For Against Management 12 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 13 Amend Article 50 of Bylaws Re: For For Management Dividends 14 Amend Article 22 of Bylaws Re: For For Management Chairman, Vice Chairman and Managing Director and Secretary Powers -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Peng as Director For For Management 2 Elect Wang Yusuo as Director For For Management 3 Elect Yin Jian'an as Director For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Grant of General Mandate to For For Management Issue Debt Financing Instruments and Related Transactions -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Report For For Management 2 Approve Supervisors' Report For For Management 3 Approve Audited Financial Statements For For Management and Independent Auditor's Report 4 Approve Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers as For For Management Independent Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued H Share For For Management Capital 8 Elect Yang Jianhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Guarantee Support For Against Management Framework Agreement, Cap of the Guarantees and Related Transactions -------------------------------------------------------------------------------- LENENERGO PJSC Ticker: LSNG Security ID: X4897J100 Meeting Date: JAN 24, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization via Acquisition For For Management -------------------------------------------------------------------------------- LENOVO GROUP LIMITED Ticker: 992 Security ID: Y5257Y107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhu Linan as Director For For Management 3b Elect Yang Chih-Yuan Jerry as Director For For Management 3c Elect Gordon Robert Halyburton Orr as For For Management Director 3d Elect Woo Chin Wan Raymond as Director For For Management 3e Authorize Board Not to Fill Up Vacated For For Management Office Resulting From Retirement of Tian Suning as Director 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Award Plans and California For Against Management Sub-Plans -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tang Jun as Supervisor For For Shareholder -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Period For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.4 Approve Target Parties and For For Management Subscription Manner 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Change in Business Scope For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Appointment of External Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisors For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Lease of Office Space by For For Management Subsidiary from Ultimate Controlling Shareholder 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Compensation For For Management -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Compensation of For For Management Jixiang Information Technology (Shanghai) Co., Ltd. 2 Approve Impairment Testing of Target For For Management Assets of the Major Asset Restructuring -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Partial Raised For For Management Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Summary Report of Audit work For For Management and Appointment of Auditor 8 Approve Credit Scale and External For For Management Guarantee 9 Approve Change of Registered Capital For For Management and Amend Articles of Association 10 Approve Use of Idle Own Funds for Cash For For Management Management 11 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties -------------------------------------------------------------------------------- LEONG HUP INTERNATIONAL BERHAD Ticker: 6633 Security ID: Y5259M101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees for the For For Management Financial Year Ended December 31, 2019 2 Approve Directors' Fees for the For For Management Financial Year Ending December 31, 2020 3 Approve Directors' Benefits from the For For Management Date of Last Annual General Meeting Until the Date of Forthcoming Annual General Meeting 4 Approve Directors' Benefits from the For For Management Date of Forthcoming Annual General Meeting Until the Next Annual General Meeting 5 Elect Lau Joo Hong as Director For For Management 6 Elect Lau Joo Keat as Director For For Management 7 Elect Benny Lim Jew Fong as Director For For Management 8 Elect Chu Nyet Kim as Director For For Management 9 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Shareholders' Ratification for For For Management Recurrent Related Party Transactions of a Revenue or Trading Nature 12 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions of a Revenue or Trading Nature 13 Approve New Shareholders' Mandate for For For Management Recurrent Related Party Transactions of a Revenue or Trading Nature 14 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Issuance of Convertible Bonds 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity Period of Issuance of Convertible Bonds -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Public Issuance For For Management of Convertible Bonds 2 Approve Company's Plan for Public For For Management Issuance of Convertible Bonds (Second Revision) 3 Approve Demonstration Analysis Report For For Management on Public Issuance of Convertible Bonds (Second Revision) 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Related Commitment (Second Revision) 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Second Revision) -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Overseas For For Management Syndicated Loan 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Pu Zhongjie as Non-Independent For For Management Director 1.2 Elect Liu Yanjiang as Non-Independent For For Management Director 1.3 Elect Xu Yang as Non-Independent For For Management Director 1.4 Elect Pu Fei as Non-Independent For For Management Director 2.1 Elect Gan Liang as Independent Director For For Management 2.2 Elect Cao Lu as Independent Director For For Management 2.3 Elect Zhi Yi as Independent Director For For Management 3.1 Elect Wang Xinglin as Supervisor For For Management 3.2 Elect Wang Jun as Supervisor For For Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allowance of Directors For For Management 7 Approve Allowance of Supervisors For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Company's Eligibility for For For Management Private Placement of Shares 10.1 Approve Share Type and Par Value For For Management 10.2 Approve Issuance Manner For For Management 10.3 Approve Target Subscribers and For For Management Subscription Method 10.4 Approve Issue Size For For Management 10.5 Approve Issue Price and Pricing For For Management Principles 10.6 Approve Usage of Raised Funds For For Management 10.7 Approve Lock-up Period For For Management 10.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 10.9 Approve Listing Exchange For For Management 10.10 Approve Resolution Validity Period For For Management 11 Approve Plan on Private Placement of For For Management Shares 12 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 13 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 14 Approve Report on the Usage of For For Management Previously Raised Funds 15.1 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Guoxin Investment Co., Ltd. 15.2 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Guoxin Central Enterprise Operation (Guangzhou) Investment Fund (Limited Partnership) 15.3 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Government of Singapore Investment Corporation (GIC Private Limited) 15.4 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Runhui Investment Management Hong Kong Limited 15.5 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Qingdao Minhe Zhiwei Investment Center (Limited Partnership) 15.6 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Suzhou Yipu Suxu Investment Partnership (Limited Partnership) 15.7 Approve Signing of Conditional Share For For Management Subscription Agreement and Strategic Cooperation Agreement with Shenzhen Capital Group Co., Ltd. 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Shareholder Return Plan For For Management 19.1 Elect Wang Lihua as Independent For For Management Director 20 Approve Capital Injection and Waiver For For Shareholder of Pre-emptive Right as well as Related Party Transactions -------------------------------------------------------------------------------- LESHI INTERNET INFORMATION & TECHNOLOGY CORP. BEIJING Ticker: 300104 Security ID: Y5238F102 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Guanghui as For For Management Non-Independent Director 1.2 Elect Wu Baoyu as Non-Independent For For Management Director 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LESHI INTERNET INFORMATION & TECHNOLOGY CORP. BEIJING Ticker: 300104 Security ID: Y5238F102 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Jie as Supervisor For For Management 1.2 Elect Lv Mengyong as Supervisor For For Management -------------------------------------------------------------------------------- LESHI INTERNET INFORMATION & TECHNOLOGY CORP. BEIJING Ticker: 300104 Security ID: Y5238F102 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- LESHI INTERNET INFORMATION & TECHNOLOGY CORP. BEIJING Ticker: 300104 Security ID: Y5238F102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For Against Management 3 Approve Financial Statements For Against Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Audited Financial Report For Against Management 6 Approve Appointment of Auditor For For Management 7 Approve to Make Up for the Loss For For Management Reaching One-Third of the Total Paid-Up Share Capital 8 Approve Report of the Board of For For Management Supervisors 9 Approve Daily Related Party For For Management Transactions 10.1 Elect Cheng Wei as Independent Director For For Management 10.2 Elect Lai Xinxiang as Independent For For Management Director -------------------------------------------------------------------------------- LEWIS GROUP LTD. Ticker: LEW Security ID: S460FN109 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Adheera Bodasing as Director For For Management 1.2 Re-elect Daphne Motsepe as Director For For Management 1.3 Re-elect Fatima Abrahams as Director For For Management 1.4 Elect Tapiwa Njikizana as Director For For Management 2.1 Re-elect Alan Smart as Member of the For For Management Audit Committee 2.2 Re-elect Duncan Westcott as Member of For For Management the Audit Committee 2.3 Elect Tapiwa Njikizana as Member of For For Management the Audit Committee 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Thinus Hamman as the Designated Auditor 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report For For Management 1 Approve Non-executive Directors' Fees For For Management 2 Authorise Continued Issuance of Notes For For Management Under the Company's Domestic Medium Term Notes Programme 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital 5 Approve Executive Retention Scheme For For Management 6 Approve Executive Performance Scheme For For Management 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- LEXTAR ELECTRONICS CORP. Ticker: 3698 Security ID: Y5240P106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Issuance of Shares for Cash to For For Management Sponsor Issuance of Overseas Depository Shares or Issuance of Shares for Public Offering or Issuance of Shares for Private Placement or Issuance of Overseas or Domestic Convertible Bonds in Private Placement 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in the For For Management Construction Project of the Third Project of Grid Image Information System -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Loans and Provision of Guarantee and Counter Guarantee to Company by Related Party, and Related-party Transactions -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by Related For For Management Party for the Company's Bank Credit Line Application 2 Approve Provision of Guarantee by For For Shareholder Wholly-owned Subsidiary to Affiliate Company -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjust the Number of Board For For Management Seats and Amendments to Articles of Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Working System for Independent For For Management Directors 4 Approve Company's Credit Line and Loan For For Management from Banks and Guarantee Provision of Related Party 5.1 Elect Li Jun as Non-independent For For Management Director 5.2 Elect Li Nannan as Non-independent For For Management Director 5.3 Elect Fu Channi as Non-independent For For Management Director 6.1 Elect Wang Jinyong as Independent For For Management Director 6.2 Elect Ye Jinfu as Independent Director For For Management 7.1 Elect Bai Jianjun as Supervisor For For Management 7.2 Elect Wang Jiazhi as Supervisor For For Management -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines and Loans as well as Guarantee Provision by Related Parties for the Company 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Management System for External For For Management Investment 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Credit Line Application For For Management and Provision of Guarantee by Related Party 2 Approve Capital Reduction and Equity For For Management Transfer 3 Amend External Investment Management For For Management System 4 Approve Provision of Guarantee by For For Shareholder Related Person -------------------------------------------------------------------------------- LEYOU TECHNOLOGIES HOLDINGS LIMITED Ticker: 1089 Security ID: G5471S100 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Outstanding Share For For Management Options to Certain Eligible Participants Under the Share Option Scheme and Related Transactions -------------------------------------------------------------------------------- LEYOU TECHNOLOGIES HOLDINGS LIMITED Ticker: 1089 Security ID: G5471S100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve HLB Hodgson Impey Cheng For For Management Limited as Independent Auditor and Authorize Board to Fix Their Remuneration 3a Elect Eric Todd as Director For For Management 3b Elect Chan Chi Yuen as Director For For Management 3c Elect Kwan Ngai Kit as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares 5 Approve Refreshment of Scheme Mandate For For Management Limit Under the Share Option Scheme -------------------------------------------------------------------------------- LI CHENG ENTERPRISE CO., LTD. Ticker: 4426 Security ID: Y5275S116 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 7 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 8 Amend Rules and Procedures for For For Management Election of Directors 9.1 Elect HONG,WEN-YAO, with Shareholder For For Management No. 1, as Non-Independent Director 9.2 Elect HONG,JIANG-QUAN, with For Against Management Shareholder No. 2, as Non-Independent Director 9.3 Elect CHEN,JUN-HE, with ID No. For Against Management P121035XXX, as Non-Independent Director 9.4 Elect HUANG,HONG-LONG, with ID No. For Against Management H120142XXX, as Non-Independent Director 9.5 Elect FU,LONG-MING, with ID No. For For Management N121257XXX, as Independent Director 9.6 Elect CHEN,RONG-ER, with ID No. For For Management M121183XXX, as Independent Director 9.7 Elect LIN,MIN-KAI, with ID No. For Against Management N122278XXX, as Independent Director 10 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- LI NING COMPANY LIMITED Ticker: 2331 Security ID: G5496K124 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kosaka Takeshi as Director For For Management 3.1b Elect Wang Ya Fei as Director For For Management 3.1c Elect Chan Chung Bun, Bunny as Director For For Management 3.2 Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers, For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LI PENG ENTERPRISE CO., LTD. Ticker: 1447 Security ID: Y5308Q103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LIANCHUANG ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002036 Security ID: Y629AG110 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Wholly-Owned Subsidiary 2 Approve Guarantee Provision for For Against Management Controlled Subsidiary 3 Approve Amendments to Articles of For For Management Association 4 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 5.1 Approve Bond Type For For Management 5.2 Approve Issue Size For For Management 5.3 Approve Par Value and Issue Price For For Management 5.4 Approve Bond Maturity For For Management 5.5 Approve Bond Interest Rate For For Management 5.6 Approve Term and Method of Interest For For Management Payment 5.7 Approve Conversion Period For For Management 5.8 Approve Determination and Adjustment For For Management of Conversion Price 5.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 5.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 5.11 Approve Terms of Redemption For For Management 5.12 Approve Terms of Sell-Back For For Management 5.13 Approve Dividend Distribution Post For For Management Conversion 5.14 Approve Issue Manner and Target For For Management Subscribers 5.15 Approve Placing Arrangement for For For Management Shareholders 5.16 Approve Matters Relating to Meetings For For Management of Bondholders 5.17 Approve Usage and Implementation For For Management Method of Raised Funds 5.18 Approve Guarantee Matters For For Management 5.19 Approve Depository of Raised Funds For For Management 5.20 Approve Resolution Validity Period For For Management 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Issuance of Convertible Bonds For For Management 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Undertakings of Remedial For For Management Measures in Relation to the Dilution of Current Returns as a Result of Issuance of Convertible Bonds 10 Approve Rules and Procedures Regarding For For Management Meetings of Convertible Bondholders 11 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Convertible Bonds -------------------------------------------------------------------------------- LIANCHUANG ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002036 Security ID: Y629AG110 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision to Jiangxi For For Management Lianyi Optical Co., Ltd. 2 Approve Adjustment of Guarantee For For Management Provision to Jiangxi Lianyi Optical Co. , Ltd. 3 Approve Guarantee Provision to Fuzhou For For Management Lianchuang Hengtai Photoelectric Co., Ltd. 4 Approve Provision of Equity Pledge and For For Management Guarantee -------------------------------------------------------------------------------- LIANCHUANG ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002036 Security ID: Y629AG110 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Term Expiration of the For For Management Independent Director and Elect Liu Weidong as Independent Director 2 Approve Resignation of Non-Independent For For Management Director and Elect Hui Jing as Non-Independent Director -------------------------------------------------------------------------------- LIANCHUANG ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002036 Security ID: Y629AG110 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Supervisors -------------------------------------------------------------------------------- LIANCHUANG ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002036 Security ID: Y629AG110 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 6 Approve Shareholder Return Plan For Did Not Vote Management 7 Approve Provision of Guarantee for For Did Not Vote Management Credit Line and Financing of Subsidiary 8 Approve Provision of Guarantee by For Did Not Vote Management Jiangxi Lianchuang Electronics Co., Ltd. for Credit Line and Financing 9 Approve Financing Application of For Did Not Vote Management Subsidiary and Guarantee Provision by Company 10 Approve Provision of Guarantee by For Did Not Vote Management Jiangxi Lianchuang Electronics Co., Ltd. for Its Associate Subsidiary 11 Approve to Appoint Auditor For Did Not Vote Management 12 Approve Remuneration of Directors and For Did Not Vote Management Senior Management Members 13 Approve Remuneration of Supervisors For Did Not Vote Management 14 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 15.1 Approve Share Type and Par Value For Did Not Vote Management 15.2 Approve Issue Manner and Issue Time For Did Not Vote Management 15.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 15.4 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Basis 15.5 Approve Issue Size For Did Not Vote Management 15.6 Approve Lock-up Period For Did Not Vote Management 15.7 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 15.8 Approve Resolution Validity Period For Did Not Vote Management 15.9 Approve Listing Exchange For Did Not Vote Management 15.10 Approve Use of Proceeds For Did Not Vote Management 16 Approve Private Placement of Shares For Did Not Vote Management 17 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 18 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 20 Approve Establishment of Deposit For Did Not Vote Management Account of Raised Funds 21 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- LIANCHUANG ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002036 Security ID: Y629AG110 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Options and Performance Share Incentive Plan (Revised) -------------------------------------------------------------------------------- LIANCHUANG ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002036 Security ID: Y629AG110 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For Did Not Vote Management Granted But Not Yet Authorized to Exercise and Repurchase and Cancellation of Part of Performance Shares that has Been Granted But Restriction Period Not Lifted 2 Approve Provision of Guarantee For Did Not Vote Management 3 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Ping as Non-Independent For For Management Director 1.2 Elect Peng Yinsheng as Non-Independent For For Management Director 1.3 Elect George Lane Poe as For For Management Non-Independent Director 1.4 Elect Andreas Winterfeldt as For For Management Non-Independent Director 2.1 Elect Jin Jianhai as Independent For For Management Director 2.2 Elect Jiang Meng as Independent For For Management Director 2.3 Elect Yu Shouyun as Independent For For Management Director 3.1 Elect Wang Xiaohui as Supervisor For For Shareholder 3.2 Elect Yu Zhenying as Supervisor For For Shareholder 4 Approve to Adjust the Allowance of For For Management Independent Directors 5 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Phased Guarantee For For Management -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Guarantee within For For Management the Scope of Consolidated Report 2 Approve Bill Pool Business For Against Management -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Feng Yuhai as Supervisor For For Shareholder -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Guarantee Matters Within the For For Management Scope of Consolidated Statements 9 Approve Bill Pool Business For Against Management 10 Approve Forward Foreign Exchange For For Management Hedging Transactions 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Industrial Plant For For Management of Lianhua Small and Micro Venture Park 2 Elect He Chun as Non-independent For For Shareholder Director 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- LIAONING CHENG DA CO., LTD. Ticker: 600739 Security ID: Y5279J104 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 3 Approve Issuance of Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- LIAONING CHENG DA CO., LTD. Ticker: 600739 Security ID: Y5279J104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Provision of Guarantee For Against Management 8 Approve Purchase of Short-term For For Management Financial Products 9 Approve Application for Financing For For Management 10 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 11 Elect Xu Biao as Non-independent For For Shareholder Director 12 Elect Qu Dongbo as Non-independent For For Shareholder Director 13 Elect Liu Jiwei as Independent Director For For Management 14 Approve the Company's Spin-off of Its For For Shareholder Subsidiaries to the Science and Technology Board Continued to Comply with the "Several Provisions on the Pilot Domestic Listing of Subsidies of Listed Companies" 15 Approve Company's Spin-off Subsidiary For For Shareholder Liaoning Chengda Biotechnology Co.,Ltd. to Science and Technology Board Listing Plan (Revised) 16.1 Approve The Purpose, Commercial For For Shareholder Rationality and Necessity of this Spin-off Listing 16.2 Approve Types of Shares Issued For For Shareholder 16.3 Approve Par Value of Shares Issued For For Shareholder 16.4 Approve Issue Size For For Shareholder 16.5 Approve Issue Manner For For Shareholder 16.6 Approve Target Subscribers For For Shareholder 16.7 Approve Pricing Method For For Shareholder 16.8 Approve Use of Proceeds For For Shareholder 16.9 Approve Underwriting Manner For For Shareholder 16.10 Approve Listing Exchange and Sectors For For Shareholder 16.11 Approve Issuance and Listing Time For For Shareholder 16.12 Approve Increase Registered Capital For For Shareholder 16.13 Approve Issuance Expenses For For Shareholder 16.14 Approve Issue Plan Validity For For Shareholder 17 Approve the Company's Spin-off For For Shareholder Subsidiary Liaoning Chengda Biotechnology Co.,Ltd. was Listed on the Science and Technology Board in Compliance with Relevant Laws and Regulations 18 Approve the Spin-off of Liaoning For For Shareholder Chengda Biotechnology Co.,Ltd.'s Listing on the Science and Technology Board is Conducive to Safeguarding the Legitimate Rights and Interests of Shareholders and Creditors 19 Approve the Company Maintains its For For Shareholder Independence and Ability to Continue Operations 20 Approve Liaoning Chengda Biotechnology For For Shareholder Co.,Ltd. has the Corresponding Standard Operation Capabilities 21 Approve the Completeness and For For Shareholder Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 22 Approve the Explanation on Whether or For For Shareholder Not the Stock Price Volatility Achieve the Relevant Standards in Article 5 Stated in the Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 23 Approve Authorization of the Board and For For Shareholder Its Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- LIAONING CHENG DA CO., LTD. Ticker: 600739 Security ID: Y5279J104 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing and Entire Equity For For Management Transfer of Chengda Fangyuan Pharmaceutical Group Co., Ltd. 2 Approve Authorization of Management on For For Management Matters Related to the Listing and Entire Equity Transfer of Chengda Fangyuan Pharmaceutical Group Co., Ltd. -------------------------------------------------------------------------------- LIAONING HONGYANG ENERGY RESOURCE INVEST CO., LTD. Ticker: 600758 Security ID: Y5279L109 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders -------------------------------------------------------------------------------- LIAONING HONGYANG ENERGY RESOURCE INVEST CO., LTD. Ticker: 600758 Security ID: Y5279L109 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For For Management Controlling Shareholder -------------------------------------------------------------------------------- LIAONING HONGYANG ENERGY RESOURCE INVEST CO., LTD. Ticker: 600758 Security ID: Y5279L109 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Asset For For Management 2.1 Elect Zhao Dongdong as Non-independent For For Management Director 3.1 Elect Yu Zhiquan as Supervisor For For Management -------------------------------------------------------------------------------- LIAONING HONGYANG ENERGY RESOURCE INVEST CO., LTD. Ticker: 600758 Security ID: Y5279L109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Specification Defective For Did Not Vote Management Asset Commitment 2 Approve Repurchase of Asset and For Did Not Vote Management Related Party Transactions -------------------------------------------------------------------------------- LIAONING HONGYANG ENERGY RESOURCE INVEST CO., LTD. Ticker: 600758 Security ID: Y5279L109 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- LIAONING HONGYANG ENERGY RESOURCE INVEST CO., LTD. Ticker: 600758 Security ID: Y5279L109 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Guo Hongbo as Non-Independent For Did Not Vote Shareholder Director 1.2 Elect Li Changgui as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- LIAONING HONGYANG ENERGY RESOURCE INVEST CO., LTD. Ticker: 600758 Security ID: Y5279L109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Report of the Independent For Did Not Vote Management Directors 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve to Appoint Financial Auditor For Did Not Vote Management and Internal Control Auditor 8 Approve Application for Financing For Did Not Vote Management Credit Line 9 Approve Guarantee Provision For Did Not Vote Management 10 Approve Provision of Guarantee to For Did Not Vote Management Subsidiaries and Guarantee Provision Between Subsidiaries 11 Approve Daily Related-party For Did Not Vote Management Transactions 12 Approve Change in Company Name For Did Not Vote Management 13 Approve Amendments to Articles of For Did Not Vote Management Association 14.1 Elect Li Changgui as Non-independent For Did Not Vote Shareholder Director 14.2 Elect Tao Mingyin as Non-independent For Did Not Vote Shareholder Director 14.3 Elect Hu Baoxin as Non-independent For Did Not Vote Shareholder Director 14.4 Elect Guo Hongbo as Non-independent For Did Not Vote Shareholder Director 14.5 Elect Zhao Dongdong as Non-independent For Did Not Vote Shareholder Director 14.6 Elect Jiang Shengyang as For Did Not Vote Shareholder Non-independent Director 15.1 Elect Cheng Guobin as Independent For Did Not Vote Shareholder Director 15.2 Elect Xie Mingyi as Independent For Did Not Vote Shareholder Director 15.3 Elect Zhu Zhenyu as Independent For Did Not Vote Shareholder Director 16.1 Elect Yu Zhiquan as Supervisor For Did Not Vote Shareholder 16.2 Elect Wang Ce as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- LIAONING SG AUTOMOTIVE GROUP CO., LTD. Ticker: 600303 Security ID: Y1970F103 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Xinwen as Non-Independent For For Management Director -------------------------------------------------------------------------------- LIAONING SG AUTOMOTIVE GROUP CO., LTD. Ticker: 600303 Security ID: Y1970F103 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Land Use Rights and For For Management Buildings -------------------------------------------------------------------------------- LIAONING SG AUTOMOTIVE GROUP CO., LTD. Ticker: 600303 Security ID: Y1970F103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Haidong as Non-Independent For For Management Director -------------------------------------------------------------------------------- LIAONING SG AUTOMOTIVE GROUP CO., LTD. Ticker: 600303 Security ID: Y1970F103 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Asset of For For Management Controlled Subsidiary -------------------------------------------------------------------------------- LIAONING SG AUTOMOTIVE GROUP CO., LTD. Ticker: 600303 Security ID: Y1970F103 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LIAONING SG AUTOMOTIVE GROUP CO., LTD. Ticker: 600303 Security ID: Y1970F103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LIAONING SG AUTOMOTIVE GROUP CO., LTD. Ticker: 600303 Security ID: Y1970F103 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Yongda as Non-Independent For For Management Director -------------------------------------------------------------------------------- LIAONING WELLHOPE AGRI-TECH JSC LTD. Ticker: 603609 Security ID: Y5S62L100 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve 2019 and 2020 Daily Related For For Management Party Transactions 8 Approve Provision of Guarantee For Against Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Repurchase Cancellation of For For Management Performance Shares 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LIAONING WELLHOPE AGRI-TECH JSC LTD. Ticker: 603609 Security ID: Y5S62L100 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 5 Approve Profit Distribution For Did Not Vote Management 6 Approve to Appoint Auditor For Did Not Vote Management 7 Approve 2019 and 2020 Daily Related For Did Not Vote Management Party Transactions 8 Approve Provision of Guarantee For Did Not Vote Management 9 Approve Remuneration of Directors and For Did Not Vote Management Supervisors 10 Approve Repurchase Cancellation of For Did Not Vote Management Performance Shares 11 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- LIBERTY HOLDINGS LTD. Ticker: LBH Security ID: S44440121 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2.1 Re-elect Nooraya Khan as Director For For Management 2.2 Re-elect Carol Roskruge Cele as For For Management Director 2.3 Re-elect Yunus Suleman as Director For For Management 2.4 Elect Nick Criticos as Director For For Management 3 Reappoint PwC Inc as Auditors For For Management 4 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 5 Place Authorised but Unissued For For Management Preference Shares under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Re-elect Yunus Suleman as Chairman of For For Management the Group Audit and Actuarial Committee 7.2 Re-elect Nooraya Khan as Member of the For For Management Group Audit and Actuarial Committee 7.3 Elect Simon Ridley as Member of the For For Management Group Audit and Actuarial Committee 7.4 Elect Carol Roskruge Cele as Member of For For Management the Group Audit and Actuarial Committee 7.5 Re-elect Jim Sutcliffe as Member of For For Management the Group Audit and Actuarial Committee 7.6 Elect Howard Walker as Member of the For For Management Group Audit and Actuarial Committee 8 Approve Remuneration Policy For For Management 9 Approve Implementation Report For For Management 10 Approve Restricted Share Plan For For Management 11 Approve Equity Growth Scheme For For Management 1 Authorise Directors to Issue Any For For Management Ordinary Shares of the Company for the Implementation of Any Share Incentive Scheme 2.1 Approve Fees for the Chairman of the For For Management Board 2.2 Approve Fees for the Lead Independent For For Management Director 2.3 Approve Fees for the Board Member For For Management 2.4 Approve Fees for the International For For Management Board Member, Member of Committees and Subsidiary Board and Chairman of a Sub-committee 2.5 Approve Fees for the International For For Management Board Member, Member of Committees and Subsidiary Board and Chairman of a Committee 2.6 Approve Fees for the Chairman of the For For Management Group Audit and Actuarial Committee 2.7 Approve Fees for the Member of the For For Management Group Audit and Actuarial Committee 2.8 Approve Fees for the Chairman of the For For Management Group Actuarial Committee 2.9 Approve Fees for the Member of the For For Management Group Actuarial Committee 2.10 Approve Fees for the Chairman of the For For Management Group Risk Committee 2.11 Approve Fees for the Member of the For For Management Group Risk Committee 2.12 Approve Fees for the Chairman of the For For Management Group Remuneration Committee 2.13 Approve Fees for the Member of the For For Management Group Remuneration Committee 2.14 Approve Fees for the Chairman of the For For Management Group Social, Ethics and Transformation Committee 2.15 Approve Fees for the Member of the For For Management Group Social, Ethics and Transformation Committee 2.16 Approve Fees for the Member of the For For Management Group Directors' Affairs Committee 2.17 Approve Fees for the Chairman of the For For Management Group IT Committee 2.18 Approve Fees for the Member of the For For Management Group IT Committee 2.19 Approve Fees for the Chairman of the For For Management STANLIB Limited Board 2.20 Approve Fees for the Member of the For For Management STANLIB Limited Board 2.21 Approve Fee Per Ad Hoc Board Meeting For For Management 2.22 Approve Fee Per Ad Hoc Board Committee For For Management Meeting 3.1 Approve Financial Assistance to For For Management Related or Inter-related Company 3.2 Approve Financial Assistance to Any For For Management Employee, Director, Prescribed Officer or Other Person or Any Trust Established for their Benefit in Terms of Any Share Incentive Scheme 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LIC HOUSING FINANCE LIMITED Ticker: 500253 Security ID: Y5278Z133 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect P. Koteswara Rao as Director For For Management 4 Approve Gokhale & Sathe, Chartered For For Management Accountants, Mumbai and M. P. Chitale & Co., Chartered Accountants, Mumbai as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Redeemable For For Management Non-Convertible Debentures, Secured or Unsecured, and/or any other Hybrid Instruments on Private Placement Basis 6 Elect M. R. Kumar as Non-Executive For For Management Chairman 7 Reelect Dharmendra Bhandari as Director For For Management 8 Elect Kashi Prasad Khandelwal as For For Management Director 9 Elect Sanjay Kumar Khemani as Director For For Management 10 Approve Increase in Borrowing Powers For For Management -------------------------------------------------------------------------------- LIEN HWA INDUSTRIAL HOLDINGS CORP. Ticker: 1229 Security ID: Y5284N108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- LIER CHEMICAL CO., LTD. Ticker: 002258 Security ID: Y52760108 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2.1 Elect Yin Yingsui as Non-Independent For Did Not Vote Management Director 2.2 Elect Xia Zhigang as Non-Independent For Did Not Vote Management Director 2.3 Elect Jin Jianli as Non-Independent For Did Not Vote Management Director 2.4 Elect Yuan Yuehua as Non-Independent For Did Not Vote Management Director 2.5 Elect Zhang Qirong as Non-Independent For Did Not Vote Management Director 2.6 Elect Lai Honggang as Non-Independent For Did Not Vote Management Director 3.1 Elect Ma Yi as Independent Director For Did Not Vote Management 3.2 Elect Li Xiaoping as Independent For Did Not Vote Management Director 3.3 Elect Luo Hong as Independent Director For Did Not Vote Management 4.1 Elect Li Haiyan as Supervisor For Did Not Vote Management 4.2 Elect Li Chunlian as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- LIER CHEMICAL CO., LTD. Ticker: 002258 Security ID: Y52760108 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- LIER CHEMICAL CO., LTD. Ticker: 002258 Security ID: Y52760108 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Allocation of Income and For Did Not Vote Management Dividends 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Comprehensive Credit Line For Did Not Vote Management Application 7 Approve Provision of Guarantee For Did Not Vote Management 8 Approve Appointment of Auditor For Did Not Vote Management 9 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- LIFAN INDUSTRY (GROUP) CO., LTD. Ticker: 601777 Security ID: Y52761106 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Yang Bo as Non-Independent For For Management Director 3 Approve Repurchase Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- LIFAN INDUSTRY (GROUP) CO., LTD. Ticker: 601777 Security ID: Y52761106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Related Party Transactions in For For Management Connection with Debts Incurred -------------------------------------------------------------------------------- LIFAN INDUSTRY (GROUP) CO., LTD. Ticker: 601777 Security ID: Y52761106 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Supervisor For Against Management 2 Approve Transfer of Debt to For For Shareholder Controlling Shareholder and Related Party Transactions 3 Approve Additional Debt and Related For For Shareholder Party Transactions Amounting to 306,000,000 4 Approve Additional Debt Amounting to For For Shareholder 364,560,800 5 Approve Additional Debt and Related For For Shareholder Party Transactions Amounting to 122,000,000 -------------------------------------------------------------------------------- LIFAN INDUSTRY (GROUP) CO., LTD. Ticker: 601777 Security ID: Y52761106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For Against Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution For For Management 6 Approve 2019 Daily Related Party For For Management Transaction 7 Approve 2020 Daily Related Party For For Management Transaction 8 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 9 Approve Provision of Guarantee for For For Management Chongqing New Energy Auto Finance Leasing Co., Ltd. 10 Approve Provision of Guarantee by For Against Management Lifan Industry (Group) Co., Ltd. 11 Approve Provision of Guarantee for For For Management Zhangjiagang Free Trade Zone International Automobile City Co., Ltd. 12 Approve Acceptance of Provision of For For Management Guarantee by Controlling Shareholder and Ultimate Controller 13 Approve Provision for Asset Impairment For For Management 14 Approve Related-party Transaction in For For Shareholder Connection to Debt Transfer 15 Approve Capital Debt and Related Party For For Shareholder Transactions -------------------------------------------------------------------------------- LIFE HEALTHCARE GROUP HOLDINGS LTD. Ticker: LHC Security ID: S4682C100 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Deloitte & Touche (Deloitte) For For Management as Auditors of the Company with B Nyembe as the Individual Designated Auditor 2.1 Re-elect Marian Jacobs as Director For For Management 2.2 Re-elect Royden Vice as Director For For Management 2.3 Re-elect Pieter van der Westhuizen as For For Management Director 3.1 Re-elect Peter Golesworthy as Chairman For For Management of the Audit Committee 3.2 Re-elect Audrey Mothupi as Member of For For Management the Audit Committee 3.3 Re-elect Garth Solomon as Member of For For Management the Audit Committee 3.4 Re-elect Royden Vice as Member of the For For Management Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Remuneration Implementation For For Management Report 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' For For Management Remuneration 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LIFETECH SCIENTIFIC CORPORATION Ticker: 1302 Security ID: G54872117 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Xie Yuehui as Director For For Management 2.2 Elect Liu Jianxiong as Director For For Management 2.3 Elect Jiang Feng as Director For For Management 2.4 Elect Fu Feng as Director For For Management 2.5 Elect Wang Wansong as Director For For Management 2.6 Elect Zhou Luming as Director For For Management 2.7 Elect Liang Hsien Tse Joseph as For For Management Director 2.8 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LIFETECH SCIENTIFIC CORPORATION Ticker: 1302 Security ID: G54872117 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction Contract For For Management 2 Authorize Board to Deal with All For For Management Matters in Relation to the Construction Contract -------------------------------------------------------------------------------- LIGEANCE AEROSPACE TECHNOLOGY CO., LTD. Ticker: 000697 Security ID: Y7702Q101 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- LIGEANCE AEROSPACE TECHNOLOGY CO., LTD. Ticker: 000697 Security ID: Y7702Q101 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shareholder Return Plan For For Management 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Target Parties and Issue Manner For For Management 3.3 Approve Pricing Reference Date For For Management 3.4 Approve Issue Price For For Management 3.5 Approve Issue Scale For For Management 3.6 Approve Restricted Period For For Management 3.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 3.8 Approve Listing Location For For Management 3.9 Approve Resolution Validity Period For For Management 3.10 Approve Usage of Raised Funds For For Management 4 Approve Private Placement of Shares For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Signing of Share Subscription For For Management Agreement with Target Parties 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Introduction of Strategic For For Management Investors and Signing of Strategic Cooperation Agreement -------------------------------------------------------------------------------- LIGEANCE AEROSPACE TECHNOLOGY CO., LTD. Ticker: 000697 Security ID: Y7702Q101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Auditor For For Management 7 Approve Adjustment to Allowance of For For Management Independent Directors 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LIGHT SA Ticker: LIGT3 Security ID: P63529104 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- LIGHT SA Ticker: LIGT3 Security ID: P63529104 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- LIGHT SA Ticker: LIGT3 Security ID: P63529104 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Dismiss Directors For For Management 2 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3.1 Elect Antonio Rodrigues dos Santos e For For Management Junqueira as Director 3.2 Elect Carlos da Costa Parcias Junior For For Management as Director 3.3 Elect Carlos Marcio Ferreira as For For Management Director 3.4 Elect David Zylbersztajn as Director For For Management 3.5 Elect Ivan de Souza Monteiro as For For Management Director 3.6 Elect Octavio Cortes Pereira Lopes as For For Management Director 3.7 Elect Patricia Gracindo Marques de For For Management Assis Bentes as Director 3.8 Elect Ricardo Reisen de Pinho as For For Management Director 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Rodrigues dos Santos e Junqueira as Director 5.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos da Costa Parcias Junior as Director 5.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Marcio Ferreira as Director 5.4 Percentage of Votes to Be Assigned - None Abstain Management Elect David Zylbersztajn as Director 5.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Ivan de Souza Monteiro as Director 5.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Octavio Cortes Pereira Lopes as Director 5.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Patricia Gracindo Marques de Assis Bentes as Director 5.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Reisen de Pinho as Director 6 Elect Marcelo Souza Monteiro as Fiscal For For Management Council Member -------------------------------------------------------------------------------- LIGHT SA Ticker: LIGT3 Security ID: P63529104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 Fix Number of Fiscal Council Members For For Management at Three 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Approve Remuneration of Company's For For Management Management 8 Approve Remuneration of Fiscal Council For For Management Members 9 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LIGHT SA Ticker: LIGT3 Security ID: P63529104 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Helio Paulo Ferraz as Director None For Shareholder Appointed by Minority Shareholder 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LIGHT SA Ticker: LIGT3 Security ID: P63529104 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Renumber Articles and Consolidate For For Management Bylaws 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Approve Guarantee Provision to For For Management Zhangjiajie Cultural Village High-tech Theme Culture Project 3 Approve Guarantee Provision to For For Management Subsidiary 4 Approve Guarantee Provision Plan For For Shareholder -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yin Hongwei as Non-Independent For For Management Director 1.2 Elect Yan Guanyu as Non-Independent For For Management Director 1.3 Elect Wang Yubiao as Non-Independent For For Management Director 1.4 Elect Qin Guoquan as Non-Independent For For Management Director 1.5 Elect Zhang Ping as Non-Independent For For Management Director 1.6 Elect Yang Min as Non-Independent For For Management Director 2.1 Elect Huang Lei as Independent Director For For Management 2.2 Elect Yun Wujun as Independent Director For For Management 2.3 Elect Chen Jianhua as Independent For For Management Director 3.1 Elect Ma Xiumei as Supervisor For For Management 3.2 Elect Hu Shihan as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Liquidity Support For For Management 2 Approve Provision of Guarantee to For For Management Project Company 3 Approve Provision of Guarantee to For For Management Associate Company -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Shareholder Performance Shares 2 Approve Amendments to Articles of For For Shareholder Association 3 Approve to Appoint Auditor For For Management 4 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Guarantee For For Management -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 7 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve to Appoint Auditor For For Management 9 Approve Application of Comprehensive For For Management Credit Lines 10 Approve Adjustment on Remuneration of For For Management Directors 11 Approve Guarantee Provision Plan For Against Management 12 Approve Related Party Transaction For For Shareholder -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 2 Approve Unlocking Conditions for the For For Management Second Unlocking Period of the Performance Share Incentive Plan Have Not Been Fulfilled and Repurchase Cancellation of Performance Shares 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LINGSEN PRECISION INDUSTRIES LTD. Ticker: 2369 Security ID: Y5287U109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of External For For Management Investment and Cancellation of Indirect Subsidiary 2 Approve Guarantee Provision for Bank For For Management Financing Application of Wholly-owned Subsidiary 3 Approve Amendments to Articles of For For Management Association 4 Approve Provision of Guarantee to For For Management Subsidiary 5 Approve Guarantee Provision for For For Management Finance Lease Business of Wholly-owned Subsidiary -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Credit Line Application For Against Management and Guarantee Matters -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Partial Stock For For Management Options and Repurchase Cancellation of Performance Shares 2 Approve Guarantee Provision Plan For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Additional Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Agreements For For Management -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 1.3 Approve Lock-up Period For For Management 2 Approve Private Placement of Shares For For Management 3 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Provision of Guarantee 2 Approve Financing and Provision of For For Management Guarantee -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Provision of Guarantees For For Management 9 Approve Extension of Resolution For For Shareholder Validity Period of Private Placement of Shares 10 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- LINGYUAN IRON & STEEL CO., LTD. Ticker: 600231 Security ID: Y52896100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 2 Approve Provision of Guarantee to For For Management Lingyuan Iron and Steel International Trading Co., Ltd. 3 Approve Provision of Guarantee to For For Management Company by Wholly-owned Subsidiary -------------------------------------------------------------------------------- LINGYUAN IRON & STEEL CO., LTD. Ticker: 600231 Security ID: Y52896100 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Mutual Guarantee For For Management and Signing of Mutual Guarantee Agreement 2 Approve Adjustment of Daily Related For For Management Party Transaction 3 Approve Investment in Joint Venture For For Management -------------------------------------------------------------------------------- LINGYUAN IRON & STEEL CO., LTD. Ticker: 600231 Security ID: Y52896100 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Haiming as Supervisor For For Shareholder -------------------------------------------------------------------------------- LINGYUAN IRON & STEEL CO., LTD. Ticker: 600231 Security ID: Y52896100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Supervisors For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Comprehensive Credit Line For For Management Application and Other Financing Matters 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Approve Adjustment to Allowance of For For Management Independent Directors and Remuneration of Directors, Supervisors and Senior Management Members 13 Amend Management System for For For Management Remuneration of Directors, Supervisors and Senior Management 14 Approve Ultra-Low Emission Renovation For For Management (Phase I) Project -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Commercial Factoring Service For For Management Framework Agreement -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xin Hufeng as Non-Independent For For Shareholder Director 1.2 Elect Wang Yue as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Related Party Transaction For For Management 9 Approve Entrusted Loan Application For For Management 10 Amend Financial Services Framework For For Management Agreement 11 Approve Application of Loan of For For Management Subsidiary 12 Approve Guarantee Provision For Against Management 13 Approve to Appoint Auditor For For Management 14 Elect Ma Chaosong as Independent For For Management Director -------------------------------------------------------------------------------- LINX SA Ticker: LINX3 Security ID: P6S933101 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 5 Paragraph 1 For For Management 3 Amend Article 5 Paragraph 3 For For Management 4 Remove Item XI from Article 16 For For Management 5 Add Article 18 to the Bylaws For Against Management 6 Approve Renumbering of Articles For For Management 7 Amend New Article 25 For For Management 8 Amend New Article 27 For For Management 9 Amend New Article 27 Paragraph 1 For For Management 10 Amend New Article 27 Paragraph 2 For For Management 11 Add Paragraphs 1 to 8 to New Article 28 For For Management 12 Amend New Article 29 For For Management 13 Add Paragraph 1 to Article 28 and For For Management Renumber Remaining Paragraphs 14 Amend New Article 29 Paragraph 6 For For Management 15 Amend New Article 45 For For Management 16 Add Paragraphs 1 and 2 to New Article For For Management 45 17 Amend New Article 47 For For Management 18 Remove Previous Article 47 from the For For Management Bylaws 19 Consolidate Bylaws For For Management 20 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LINX SA Ticker: LINX3 Security ID: P6S933101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget, Allocation of For For Management Income and Dividends 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LINX SA Ticker: LINX3 Security ID: P6S933101 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 11 For For Management 2 Amend Article 14 For For Management 3 Amend Article 16 For For Management 4 Amend Article 24 For For Management 5 Amend Article 25 For For Management 6 Amend Article 26 For For Management 7 Amend Article 27 For For Management 8 Amend Article 28 For For Management 9 Amend Article 37 For For Management 10 Amend Article 38 For For Management 11 Amend Article 43 For For Management 12 Amend Article 43 Re: NYSE Regulations For Against Management 13 Consolidate Bylaws For For Management 14 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 15 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LINX SA Ticker: LINX3 Security ID: P6S933101 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LINZHOU HEAVY MACHINERY GROUP CO., LTD. Ticker: 002535 Security ID: Y5286G101 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management System for For For Management Regulating the Exchange of Funds with Related Parties 2 Approve to Supplement the Equity For For Management Transfer Second Supplementary Agreement 3 Approve Mutual Guarantee Agreement For For Management 4 Approve Guarantee Provision For For Management 5 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- LINZHOU HEAVY MACHINERY GROUP CO., LTD. Ticker: 002535 Security ID: Y5286G101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7.1 Approve Daily Related-party For For Management Transaction with Liaoning General Heavy Machinery Co., Ltd. 7.2 Approve Daily Related-party For For Management Transaction with China Coal International Leasing Co., Ltd. 7.3 Approve Daily Related-party For For Management Transaction with Pingmei Shenma Machinery Equipment Group Henan Heavy Machinery Co., Ltd. 7.4 Approve Daily Related-party For For Management Transaction with Linzhou Heavy Machinery Shangtong Co., Ltd. 7.5 Approve Daily Related-party For For Management Transaction with Beijing Zhongke Hongba Technology Co., Ltd. 7.6 Approve Daily Related-party For For Management Transaction with Linzhou Heavy Machinery Mining Co., Ltd. 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9.1 Elect Guo Xiansheng as Non-Independent For For Management Director 9.2 Elect Han Luyun as Non-Independent For For Management Director 9.3 Elect Guo Chuan as Non-Independent For For Management Director 9.4 Elect Zhao Zhengbin as Non-Independent For For Management Director 9.5 Elect Guo Ricang as Non-Independent For For Management Director 9.6 Elect Lv Jianglin as Non-Independent For For Management Director 10.1 Elect Zhu Xiaoping as Independent For For Management Director 10.2 Elect Song Xuqin as Independent For For Management Director 10.3 Elect Guo Yonghong as Independent For For Management Director 11.1 Elect Guo Qingzheng as Supervisor For For Management 12 Approve Remuneration and Allowance For For Management Standards of Directors, Supervisors and Senior Management Members 13 Approve Termination of Partial Raised For For Management Funds Investment Project and Use of Remaining Raised Funds to Permanently Replenish Working Capital -------------------------------------------------------------------------------- LITE-ON SEMICONDUCTOR CORP. Ticker: 5305 Security ID: Y21856102 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Swap Agreement for Merger For For Management 2 Approve to Apply to the Financial For For Management Supervisory Commission to Cease Status as a Public Company after Share Swap Agreeement -------------------------------------------------------------------------------- LITE-ON SEMICONDUCTOR CORP. Ticker: 5305 Security ID: Y21856102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- LITE-ON TECHNOLOGY CORP. Ticker: 2301 Security ID: Y5313K109 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin off of Solid State For For Management Storage Business Unit to SOLID STATE STORAGE CORPORATION -------------------------------------------------------------------------------- LITE-ON TECHNOLOGY CORP. Ticker: 2301 Security ID: Y5313K109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures for For For Management Election of Directors 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- LIUZHOU IRON & STEEL CO., LTD. Ticker: 601003 Security ID: Y52878108 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase via Private For Against Management Placement Subscription -------------------------------------------------------------------------------- LIUZHOU IRON & STEEL CO., LTD. Ticker: 601003 Security ID: Y52878108 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LIUZHOU IRON & STEEL CO., LTD. Ticker: 601003 Security ID: Y52878108 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Period and Type For For Management 2.4 Approve Par Value, Issue Price and For For Management Bond Coupon Rate 2.5 Approve Use of Proceeds For For Management 2.6 Approve Guarantee Arrangements For For Management 2.7 Approve Safeguard Measures of Debts For For Management Repayment 2.8 Approve Target Subscribers For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Authorization Matters For For Management 2.11 Approve Resolution Validity Period For For Management -------------------------------------------------------------------------------- LIUZHOU IRON & STEEL CO., LTD. Ticker: 601003 Security ID: Y52878108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Amend Articles of Association For For Management 9.1 Elect Qin Peicheng as Non-Independent For For Management Director 9.2 Elect Wei Junyou as Non-Independent For For Management Director 9.3 Elect Qin Qiang as Non-Independent For For Management Director 9.4 Elect Tan Shaodong as Non-Independent For For Management Director 10.1 Elect Luo Qi as Independent Director For For Management 10.2 Elect Chi Zhaomei as Independent For For Management Director 11.1 Elect Lan Gang as Supervisor For For Management -------------------------------------------------------------------------------- LIUZHOU LIANGMIANZHEN CO., LTD. Ticker: 600249 Security ID: Y5323H104 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Assets Restructuring 2 Approve Plan on Major Asset Sale For For Management 2.1 Approve Overall Plan For For Management 2.2 Approve Underlying Asset For For Management 2.3 Approve Transaction Plan For For Management 2.4 Approve Target Asset Valuation For For Management 2.5 Approve Trading Method and Transfer of For For Management Payment 2.6 Approve Profit and Loss Arrangement For For Management During Transition Period 2.7 Approve Creditor's Rights and Debts For For Management 2.8 Approve Staff Arrangement For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitutes as For For Management Related Party Transaction 4 Approve Draft and Summary of Major For For Management Asset Sale 5 Approve Proposal on Signing the For For Management Agreement on Equity and Creditor Transfer with the Effective Conditions of the Company and the Trading Partner 6 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 7 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 8 Approve Basis of the Pricing of this For For Management Transaction and the Statement of Fairness and Reasonableness 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Transaction Parties Does Not For For Management Exist Stipulation under Article 13 of the Interim Provisions on Strengthening Supervision over Stock Abnormal Transactions Related to Major Asset Restructuring of Listed Companies 12 Approve Transaction Does Not For For Management Constitute Stipulations Under Article 13 of the Measures for the Administration of Major Assets Restructuring of Listed Companies 13 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 14 Approve Fluctuation of the Company's For For Management Stock Price that Does Not Meet the Relevant Standards of Article 5 of the Circular on Regulating the Information Disclosure of Listed Companies and the Relevant Parties' Behaviors 15 Approve Authorization of the Board to For For Management Handle All Related Matters 16 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LIUZHOU LIANGMIANZHEN CO., LTD. Ticker: 600249 Security ID: Y5323H104 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- LIUZHOU LIANGMIANZHEN CO., LTD. Ticker: 600249 Security ID: Y5323H104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Loan For For Management -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Three-Year Continuing For For Management Connected Transactions Framework Agreement for 2020-2022, Related Annual Caps and Related Transactions 2.1 Elect Tian Qiusheng as Director For For Management 2.2 Elect Wong Kam Wa as Director For For Management 3 Approve Increase in Registered Capital For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Three-Year Continuing For For Management Connected Transactions Framework Agreement for 2020-2022, Related Annual Caps and Related Transactions 2.1 Elect Tian Qiusheng as Director For For Management 2.2 Elect Wong Kam Wa as Director For For Management 3 Approve Increase in Registered Capital For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant Thornton (Special For For Management General Partnership) as Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant Thornton (Special For For Management General Partnership) as Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Medium to Long-Term Business For For Management Partner Share Ownership Scheme (Draft) of the Company and Its Summary 2 Approve Granting Mandate to the Board For For Management of Directors to Deal with Matters Regarding the Medium to Long-Term Business Partner Share Ownership Scheme of the Company 3 Approve Shareholders' Return Plan for For For Management the Three Years (2019-2021) 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Medium to Long-Term Business For For Management Partner Share Ownership Scheme (Draft) of the Company and Its Summary 2 Approve Granting Mandate to the Board For For Management of Directors to Deal with Matters Regarding the Medium to Long-Term Business Partner Share Ownership Scheme of the Company 3 Approve Shareholders' Return Plan for For For Management the Three Years (2019-2021) 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Approve Purpose of the Share Repurchase For For Management 1B Approve Price Range of Shares to be For For Management Repurchased 1C Approve Type, Number and Percentage of For For Management Shares to be Repurchased 1D Approve Aggregate Amount of Funds Used For For Management for the Repurchase and the Source of Funds 1E Approve Share Repurchase Period For For Management 1F Approve Validity Period of the For For Management Resolution on the Share Repurchase 1G Authorize Board to Deal with All For For Management Matters in Relation to the Share Repurchase -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Approve Purpose of the Share Repurchase For For Management 1B Approve Price Range of Shares to be For For Management Repurchased 1C Approve Type, Number and Percentage of For For Management Shares to be Repurchased 1D Approve Aggregate Amount of Funds Used For For Management for the Repurchase and the Source of Funds 1E Approve Share Repurchase Period For For Management 1F Approve Validity Period of the For For Management Resolution on the Share Repurchase 1G Authorize Board to Deal with All For For Management Matters in Relation to the Share Repurchase -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of the Share Repurchase For For Management 1.2 Approve Price Range of Shares to be For For Management Repurchased 1.3 Approve Type, Number and Percentage of For For Management Shares to be Repurchased 1.4 Approve Aggregate Amount of Funds Used For For Management for the Repurchase and the Source of Funds 1.5 Approve Share Repurchase Period For For Management 1.6 Approve Validity Period of the For For Management Resolution on the Share Repurchase 1.7 Authorize Board to Deal with All For For Management Matters in Relation to the Share Repurchase -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of the Share Repurchase For For Management 1.2 Approve Price Range of Shares to be For For Management Repurchased 1.3 Approve Type, Number and Percentage of For For Management Shares to be Repurchased 1.4 Approve Aggregate Amount of Funds Used For For Management for the Repurchase and the Source of Funds 1.5 Approve Share Repurchase Period For For Management 1.6 Approve Validity Period of the For For Management Resolution on the Share Repurchase 1.7 Authorize Board to Deal with All For For Management Matters in Relation to the Share Repurchase -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Accounts Report For For Management 4 Approve 2019 Annual Report For For Management 5 Approve Grant Thornton (Special For For Management General Partnership) as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Alteration to Certain Projects For For Management Invested with Proceeds and Adjustment to Investment Plan and Utilization of Part of Proceeds for Permanent Replenishment of Working Capital 7 Approve 2019 Annual Profit For For Management Distribution Plan 8 Approve Facility Financing and For For Management Provision of Financing Guarantees to Its Subsidiaries 9 Approve Provision of Financing For For Management Guarantees to Livzon MAB 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11A Approve the Purpose of the Share For For Management Repurchase 11B Approve the Price Range of Shares to For For Management be Repurchased 11C Approve the Type, Number and For For Management Percentage of Shares to be Repurchased 11D Approve the Aggregate Amount of Funds For For Management Used for the Repurchase and the Source of Funds 11E Approve the Share Repurchase Period For For Management 11F Approve the Validity Period of the For For Management Resolution on the Share Repurchase 11G Approve Specific Authorization for the For For Management Board of Directors to Handle Matters Relating to the Share Repurchase -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Approve the Purpose of the Share For For Management Repurchase 1B Approve the Price Range of Shares to For For Management be Repurchased 1C Approve the Type, Number and For For Management Percentage of Shares to be Repurchased 1D Approve the Aggregate Amount of Funds For For Management Used for the Repurchase and the Source of Funds 1E Approve the Share Repurchase Period For For Management 1F Approve the Validity Period of the For For Management Resolution on the Share Repurchase 1G Approve Specific Authorization for the For For Management Board of Directors to Handle Matters Relating to the Share Repurchase -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Accounts Report For For Management 4 Approve 2019 Annual Report For For Management 5 Approve Grant Thornton (Special For For Management General Partnership) as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Alteration to Certain Projects For For Management Invested with Proceeds and Adjustment to Investment Plan and Utilization of Part of Proceeds for Permanent Replenishment of Working Capital 7 Approve 2019 Annual Profit For For Management Distribution Plan 8 Approve Facility Financing and For For Management Provision of Financing Guarantees to Its Subsidiaries 9 Approve Provision of Financing For For Management Guarantees to Livzon MAB 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11.1 Approve the Purpose of the Share For For Management Repurchase 11.2 Approve the Price Range of Shares to For For Management be Repurchased 11.3 Approve the Type, Number and For For Management Percentage of Shares to be Repurchased 11.4 Approve the Aggregate Amount of Funds For For Management Used for the Repurchase and the Source of Funds 11.5 Approve the Share Repurchase Period For For Management 11.6 Approve the Validity Period of the For For Management Resolution on the Share Repurchase 11.7 Approve Specific Authorization for the For For Management Board of Directors to Handle Matters Relating to the Share Repurchase -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose of the Share For For Management Repurchase 1.2 Approve the Price Range of Shares to For For Management be Repurchased 1.3 Approve the Type, Number and For For Management Percentage of Shares to be Repurchased 1.4 Approve the Aggregate Amount of Funds For For Management Used for the Repurchase and the Source of Funds 1.5 Approve the Share Repurchase Period For For Management 1.6 Approve the Validity Period of the For For Management Resolution on the Share Repurchase 1.7 Approve Specific Authorization for the For For Management Board of Directors to Handle Matters Relating to the Share Repurchase -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Baoguo as Director For For Management 1.2 Elect Tao Desheng as Director For For Management 1.3 Elect Qiu Qingfeng as Director For For Management 1.4 Elect Yu Xiong as Director For For Management 1.5 Elect Tang Yanggang as Director For For Management 1.6 Elect Xu Guoxiang as Director For For Management 2.1 Elect Bai Hua as Director For For Management 2.2 Elect Zheng Zhihua as Director For For Management 2.3 Elect Xie Yun as Director For For Management 2.4 Elect Tian Qiusheng as Director For For Management 2.5 Elect Wong Kam Wa as Director For For Management 3.1 Elect Huang Huamin as Supervisor For For Management 3.2 Elect Tang Yin as Supervisor For For Management 4 Approve the Director's Fee For For Management 5 Approve the Supervisor's Fee For For Management -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Baoguo as Director For For Management 1.2 Elect Tao Desheng as Director For For Management 1.3 Elect Qiu Qingfeng as Director For For Management 1.4 Elect Yu Xiong as Director For For Management 1.5 Elect Tang Yanggang as Director For For Management 1.6 Elect Xu Guoxiang as Director For For Management 2.1 Elect Bai Hua as Director For For Management 2.2 Elect Zheng Zhihua as Director For For Management 2.3 Elect Xie Yun as Director For For Management 2.4 Elect Tian Qiusheng as Director For For Management 2.5 Elect Wong Kam Wa as Director For For Management 3.1 Elect Huang Huamin as Supervisor For For Management 3.2 Elect Tang Yin as Supervisor For For Management 4 Approve the Director's Fee For For Management 5 Approve the Supervisor's Fee For For Management -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of Against For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- LOG COMMERCIAL PROPERTIES E PARTICIPACOES SA Ticker: LOGG3 Security ID: P64016101 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Spin-Off of Contagem I For For Management SPE Ltda., Goiania I Incorporacoes Imobiliarias SPE Ltda. and Log Viana I Incorporacoes SPE Ltda., and Absorption of Spun-Off Assets 2 Approve Agreement for Partial Spin-Off For For Management of Contagem I SPE Ltda., Goiania I Incorporacoes Imobiliarias SPE Ltda. and Log Viana I Incorporacoes SPE Ltda. 3 Ratify WH Auditores Independentes as For For Management the Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal For For Management 5 Elect Rafael Padilha de Lima Costa as For For Management Director 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8 Percentage of Votes to Be Assigned - None Abstain Management Elect Rafael Padilha de Lima Costa as Director 9 Amend Articles For For Management 10 Consolidate Bylaws For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Approve Minutes of Meeting With For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- LOG COMMERCIAL PROPERTIES E PARTICIPACOES SA Ticker: LOGG3 Security ID: P64016101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Approve Minutes of Meeting Summary For For Management with Exclusion of Shareholder Names 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LOG COMMERCIAL PROPERTIES E PARTICIPACOES SA Ticker: LOGG3 Security ID: P64016101 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Stock Option Plan For Against Management 2 Approve Classification of Marcos For Against Management Alberto Cabaleiro Fernandez as Independent Director 3 Amend Article 5 to Reflect Changes in For For Management Capital 4 Amend Article 26 For For Management 5 Amend Article 32 For For Management 6 Consolidate Bylaws For For Management 7 Approve Minutes of Meeting Summary For For Management With Exclusion of Shareholder Names 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LOGAN PROPERTY HOLDINGS CO., LTD. Ticker: 3380 Security ID: G55555109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Kei Hoi Pang as Director For For Management 4 Elect Wu Jian as Director For For Management 5 Elect Kei Perenna Hoi Ting as Director For For Management 6 Elect Cai Suisheng as Director For For Management 7 Authorize Board to Fix the For For Management Remuneration of Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LOGAN PROPERTY HOLDINGS CO., LTD. Ticker: 3380 Security ID: G55555109 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of the English name of For For Management the Company from "Logan Property Holdings Company Limited" to "Logan Group Company Limited" and the Chinese Name of the Company -------------------------------------------------------------------------------- LOJAS AMERICANAS SA Ticker: LAME4 Security ID: P6329M105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Seven For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alberto da Veiga Sicupira as Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Moniz Barreto Garcia as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Saggioro Garcia as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Alberto Lemann as Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Veiga Ferraz Pereira as Independent Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Sidney Victor da Costa Breyer as Independent Director 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Vanessa Claro Lopes as Independent Director 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For For Management Management 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- LOJAS AMERICANAS SA Ticker: LAME4 Security ID: P6329M113 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Seven For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alberto da Veiga Sicupira as Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Moniz Barreto Garcia as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Saggioro Garcia as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Alberto Lemann as Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Veiga Ferraz Pereira as Independent Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Sidney Victor da Costa Breyer as Independent Director 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Vanessa Claro Lopes as Independent Director 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For For Management Management 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- LOJAS AMERICANAS SA Ticker: LAME4 Security ID: P6329M105 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 4 Re: Corporate Purpose For For Management 2 Amend Articles For For Management 3 Amend Article 5 to Reflect Changes in For For Management Capital 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- LOJAS AMERICANAS SA Ticker: LAME4 Security ID: P6329M113 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 4 Re: Corporate Purpose For For Management 2 Amend Articles For For Management 3 Amend Article 5 to Reflect Changes in For For Management Capital 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- LOJAS RENNER SA Ticker: LREN3 Security ID: P6332C102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Eight For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Jose Gallo as Director For For Management 5.2 Elect Osvaldo Burgos Schirmer as For For Management Independent Director 5.3 Elect Carlos Fernando Couto de For For Management Oliveira Souto as Independent Director 5.4 Elect Fabio de Barros Pinheiro as For For Management Independent Director 5.5 Elect Thomas Bier Herrmann as For For Management Independent Director 5.6 Elect Juliana Rozenbaum Munemori as For For Management Independent Director 5.7 Elect Christiane Almeida Edington as For For Management Independent Director 5.8 Elect Alexandre Vartuli Gouvea as For For Management Independent Director 6 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None For Management Elect Jose Gallo as Director 7.2 Percentage of Votes to Be Assigned - None For Management Elect Osvaldo Burgos Schirmer as Independent Director 7.3 Percentage of Votes to Be Assigned - None For Management Elect Carlos Fernando Couto de Oliveira Souto as Independent Director 7.4 Percentage of Votes to Be Assigned - None For Management Elect Fabio de Barros Pinheiro as Independent Director 7.5 Percentage of Votes to Be Assigned - None For Management Elect Thomas Bier Herrmann as Independent Director 7.6 Percentage of Votes to Be Assigned - None For Management Elect Juliana Rozenbaum Munemori as Independent Director 7.7 Percentage of Votes to Be Assigned - None For Management Elect Christiane Almeida Edington as Independent Director 7.8 Percentage of Votes to Be Assigned - None For Management Elect Alexandre Vartuli Gouvea as Independent Director 8 As a Shareholder, Would You like to None Abstain Management Request the Election of a Board Representative in Accordance with Article 17 of the Company's Bylaws? 9 Approve Remuneration of Company's For For Management Management 10 Fix Number of Fiscal Council Members For For Management at Three 11.1 Elect Joarez Jose Piccinini as Fiscal For For Management Council Member and Roberto Zeller Branchi as Alternate 11.2 Elect Ricardo Zaffari Grechi as Fiscal For For Management Council Member and Roberto Frota Decourt as Alternate 11.3 Elect Estela Maris Vieira de Souza as For For Management Fiscal Council Member and Isabel Cristina Bittencourt Santiago as Alternate 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For Against Management Application 2 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Remuneration For For Management Management System for Chairman, Chairman of the Supervisory Board and Senior Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Guarantee Provision Plan and For For Management Related Party Transactions -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Gang as Non-Independent For For Shareholder Director 1.2 Elect Tan Ruiqing as Non-Independent For For Shareholder Director 1.3 Elect Chang Yili as Non-Independent For For Shareholder Director 1.4 Elect Yang Minyue as Non-Independent For For Shareholder Director 1.5 Elect He Benliu as Non-Independent For For Shareholder Director 1.6 Elect Shen Qingfei as Non-Independent For For Shareholder Director 1.7 Elect Zhang Qibin as Non-Independent For For Shareholder Director 1.8 Elect Zhou Xiaokui as Non-Independent For For Shareholder Director 2.1 Elect Qiu Guanzhou as Independent For For Management Director 2.2 Elect Yu Xiaohong as Independent For For Management Director 2.3 Elect Lin Suyue as Independent Director For For Management 2.4 Elect Li Li as Independent Director For For Management 3.1 Elect Feng Jun as Supervisor For For Management 3.2 Elect Du Weili as Supervisor For For Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Issue Size and Subscription For For Management Amount 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Lock-up Period For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Verification Report on the For For Management Usage of Previously Raised Funds 9 Approve Signing of Share Subscription For For Management Agreement 10.1 Approve Signing of Strategic For For Management Cooperation Agreement with Jinlian (Tianjin) Asset Management Co., Ltd. 10.2 Approve Signing of Strategic For For Management Cooperation Agreement with Henan Asset Management Co., Ltd. 10.3 Approve Signing of Strategic For For Management Cooperation Agreement with Guangzhou Xuanyuan Investment Management Co., Ltd. 11 Approve Related Party Transactions in For For Management Connection to Private Placement 12 Approve Shareholder Return Plan For For Management 13 Amend Management System of the Usage For For Management of Raised Funds 14 Approve Profit Distribution for the For For Management 1st Quarter -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- LONCIN MOTOR CO., LTD. Ticker: 603766 Security ID: Y53199108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tu Jianhua as Non-Independent For For Management Director 1.2 Elect Gao Yong as Non-Independent For For Management Director 1.3 Elect Yu Xiao as Non-Independent For For Management Director 1.4 Elect Wang Bingxing as Non-Independent For For Management Director 1.5 Elect Li Jie as Non-Independent For For Management Director 1.6 Elect Yuan Xueming as Non-Independent For For Management Director 2.1 Elect Jiang Jihai as Independent For For Shareholder Director 2.2 Elect Chen Chaohui as Independent For For Shareholder Director 2.3 Elect Chen Xuemei as Independent For For Shareholder Director 3.1 Elect Zhu Rudong as Supervisor For For Shareholder 3.2 Elect Xu Jianguo as Supervisor For For Shareholder -------------------------------------------------------------------------------- LONCIN MOTOR CO., LTD. Ticker: 603766 Security ID: Y53199108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Independent Directors 6.1 Approve Related Party Transaction with For For Management Affiliated Enterprises 6.2 Approve Related Party Transaction with For For Management Related Enterprises of Minority Shareholders of Subsidiary 7 Approve to Carry Out Deposit and For For Management Settlement Business with Related Bank 8 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 9 Amend Working System for Independent For For Management Directors 10 Amend Related-Party Transaction For For Management Management System 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- LONG YUAN CONSTRUCTION GROUP CO., LTD. Ticker: 600491 Security ID: Y5S25J119 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Guarantee Provision to Enshi For For Management Mingen Infrastructure Development Co., Ltd. 3 Approve Guarantee Provision to Taizhou For For Management Mingyu Sports Facilities Construction Co., Ltd. -------------------------------------------------------------------------------- LONG YUAN CONSTRUCTION GROUP CO., LTD. Ticker: 600491 Security ID: Y5S25J119 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LONG YUAN CONSTRUCTION GROUP CO., LTD. Ticker: 600491 Security ID: Y5S25J119 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Daily Related-party For For Management Transactions 8 Approve Application of Bank Credit For Against Management Lines 9 Approve Bank Financing Amount from AGM For For Management Date of 2019 to AGM Date of 2020 10 Approve Highest Guarantee Provision to For Against Management Controlled Subsidiary 11 Approve Investment in Government and For For Management Social Cooperation (PPP) Project 12 Approve Provision of Liquidity Support For Against Management to Associate PPP Project Companies 13 Approve Extension of Resolution For For Management Validity Period in Connection to the Convertible Bond Issuance 14 Approve Extension of Authorization For For Management Period of Board to Handle All Matters Related to the Convertible Bond Issuance -------------------------------------------------------------------------------- LONG4LIFE LTD. Ticker: L4L Security ID: S4592K101 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 28 February 2019 2 Re-elect Lionel Jacobs as Director For For Management 3 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Trevor Brown as the Designated Audit Partner 4.1 Re-elect Tasneem Abdool-Samad as For For Management Chairman of the Audit and Risk Committee 4.2 Re-elect Keneilwe Moloko as Member of For For Management the Audit and Risk Committee 4.3 Re-elect Lionel Jacobs as Member of For For Management the Audit and Risk Committee 5 Approve Remuneration Policy For For Management 6 Approve Remuneration Implementation For For Management Report 7 Authorise Board to Issue Shares for For For Management Cash 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Remuneration of Non-Executive For For Management Directors 10 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- LONGCHEN PAPER & PACKAGING CO. LTD. Ticker: 1909 Security ID: Y53458108 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect CHENG, YING-PIN, a For For Management Representative of QIAN JIANG INVESTMENT CO., LTD., with SHAREHOLDER NO.156475 as Non-independent Director 4.2 Elect WANG, CHO-CHIUN, a For For Management Representative of QIAN JIANG INVESTMENT CO., LTD., with SHAREHOLDER NO.156475 as Non-independent Director 4.3 Elect LEE, JI-REN, a Representative of For For Management LONG SHENG INVESTMENT CO., LTD., with SHAREHOLDER NO.108867 as Non-independent Director 4.4 Elect GUO, MING-JIAN, a Representative For For Management of LONG SHENG INVESTMENT CO., LTD., with SHAREHOLDER NO.108867 as Non-independent Director 4.5 Elect WU, CHIH-WEI, a Representative For For Management of BAOLONG INTERNATIONAL CO., LTD., with SHAREHOLDER NO.86955 as Non-independent Director 4.6 Elect CHIANG, CHUN-TE, a For For Management Representative of YUEMA INTERNATIONAL CO., LTD., with SHAREHOLDER NO.25511 as Non-independent Director 4.7 Elect CHIU, SHEAN-BII, with For For Management SHAREHOLDER NO.H101287XXX as Independent Director 4.8 Elect LI, TSUN-SIOU, with SHAREHOLDER For For Management NO.N103324XXX as Independent Director 4.9 Elect WU, CHIE-FUH, with SHAREHOLDER For For Management NO.H102187XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- LONGFOR GROUP HOLDINGS LIMITED Ticker: 960 Security ID: G5635P109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Shao Mingxiao as Director For For Management 3.2 Elect Wang Guangjian as Director For Against Management 3.3 Elect Chan Chi On, Derek as Director For For Management 3.4 Elect Xiang Bing as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LONGHUA TECHNOLOGY GROUP CO., LTD. Ticker: 300263 Security ID: Y5346A102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 6 Approve Provision of Guarantee For Did Not Vote Management 7 Approve Appointment of Auditor and For Did Not Vote Management Payment of Remuneration 8 Approve Comprehensive Credit Line Bank For Did Not Vote Management Application 9 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares as well as Adjustment of Repurchase Price 10.1 Approve Remuneration of Li Zhanming For Did Not Vote Management 10.2 Approve Remuneration of Sun Jianke For Did Not Vote Management 10.3 Approve Remuneration of Li Jiangwen For Did Not Vote Management 10.4 Approve Remuneration of Li Zhanqiang For Did Not Vote Management 10.5 Approve Remuneration of Li Mingqiang For Did Not Vote Management 10.6 Approve Remuneration of Wu Yan For Did Not Vote Management 10.7 Approve Remuneration of Xi Shengyang For Did Not Vote Management 10.8 Approve Remuneration of Zhang Li For Did Not Vote Management 10.9 Approve Remuneration of Zhang Xia For Did Not Vote Management 11.1 Approve Remuneration of Wang Bin For Did Not Vote Management 11.2 Approve Remuneration of Zhao Guangzheng For Did Not Vote Management 11.3 Approve Remuneration of Zhang Shaoxuan For Did Not Vote Management 12 Amend the Work System of Independent For Did Not Vote Management Directors 13 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 14 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Carry Out Supply Chain Finance For For Management Business and Provision of Guarantee for Wholly Owned Subsidiary 3 Approve Change in Registered Capital For For Management and Amend Articles of Association 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend External Guarantee Measures For For Management -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Amount and For For Management Repurchase Price of Performance Shares Incentive Plan 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method of Interest For For Management Payment 2.7 Approve Guarantee Matters For For Management 2.8 Approve Bond Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Determination of Number of For For Management Shares to be Converted 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Ownership of Dividends During For For Management the Conversion Year 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Deposit Account of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Shareholder Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Matters Relating to Meetings For For Management of Bond Holders 10 Elect Bai Zhongxue as Non-independent For For Management Director -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 2 Approve Related Party Transaction For For Management 3 Approve 2020 Provision of Guarantee For Against Management 4 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Adjustment on the Quantity and For For Management Repurchase Price of Performance Shares 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Additional Guarantee For For Management 13 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- LONGSHINE TECHNOLOGY CO. LTD. Ticker: 300682 Security ID: Y5324Y106 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Zhong as Independent Director For For Shareholder 2 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- LONGSHINE TECHNOLOGY CO. LTD. Ticker: 300682 Security ID: Y5324Y106 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope For For Management 2 Approve Name Change of Shareholders For For Management and Sponsors 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LONGSHINE TECHNOLOGY CO. LTD. Ticker: 300682 Security ID: Y5324Y106 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Approve Changes in Registered Capital For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LONGSHINE TECHNOLOGY CO. LTD. Ticker: 300682 Security ID: Y5324Y106 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LONGSHINE TECHNOLOGY CO. LTD. Ticker: 300682 Security ID: Y5324Y106 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Changjun as Non-independent For For Management Director 1.2 Elect Zhang Mingping as For For Management Non-independent Director 1.3 Elect Zheng Xinbiao as Non-independent For For Management Director 1.4 Elect Peng Zhiping as Non-independent For For Management Director 1.5 Elect Ni Xingjun as Non-independent For For Management Director 2.1 Elect Lin Zhong as Independent Director For For Management 2.2 Elect Zhao Guodong as Independent For For Management Director 2.3 Elect Lin Le as Independent Director For For Management 3.1 Elect Huang Lizhou as Supervisor For For Management 3.2 Elect Dai Qinglin as Supervisor For For Management 4 Approve Remuneration and Allowance For For Management Standards of Board of Directors 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LONGSHINE TECHNOLOGY CO. LTD. Ticker: 300682 Security ID: Y5324Y106 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Bond Coupon Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price 2.9 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bondholders 2.18 Approve Use of Proceeds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Depository of Raised Funds For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LONGSHINE TECHNOLOGY GROUP CO., LTD. Ticker: 300682 Security ID: Y5324Y106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Report and Audit For For Management Report 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve 2019 Remuneration of Directors For For Management and Senior Management and 2020 Remuneration and Assessment Plan 8 Approve Report on the Occupation of For For Management Company's Funds by Controlling Shareholders and Other Related Parties 9 Approve Daily Related Party For For Management Transactions 10 Approve Application of Comprehensive For For Management Bank Credit Lines 11 Approve Appointment of Auditor For For Management 12 Approve Change in Registered Capital For For Management 13 Approve Change of Business Scope For For Management 14 Approve Amendments to Articles of For For Management Association 15 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- LONKING HOLDINGS LIMITED Ticker: 3339 Security ID: G5636C107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li San Yim as Director For For Management 3.2 Elect Chen Chao as Director For For Management 3.3 Elect Luo Jianru as Director For For Management 3.4 Elect Zheng Kewen as Director For For Management 3.5 Elect Yin Kunlun as Director For For Management 3.6 Elect Ngai Ngan Ying as Director For For Management 3.7 Elect Wu Jian Ming as Director For For Management 3.8 Elect Chen Zhen as Director For Against Management 3.9 Authorize Board to Fix Remuneration of For For Management Directors 4 Elect Qian Shizheng as Director and For Against Management Authorize Board to Fix His Remuneration 5 Approve Ernst & Young, Certified For For Management Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LOTES CO., LTD. Ticker: 3533 Security ID: Y53302116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting -------------------------------------------------------------------------------- LOTTE CHEMICAL TITAN HOLDING BERHAD Ticker: 5284 Security ID: Y53470103 Meeting Date: OCT 02, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Divestment of 49 Percent For For Management Issued Share Capital in PT Lotte Chemical Indonesia -------------------------------------------------------------------------------- LOTTE CHEMICAL TITAN HOLDING BERHAD Ticker: 5284 Security ID: Y53470103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Abdul Rahman bin Mamat as For For Management Director 2 Elect Ang Ah Leck as Director For For Management 3 Elect Park Jae Sun as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Remuneration and For For Management Benefits (Excluding Directors' Fees) 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- LOTUS PHARMACEUTICAL CO., LTD. Ticker: 1795 Security ID: Y5335F112 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors 6 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 7 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 8 Approve Issuing Common Shares or/and For For Management Issuing Common Shares for Sponsor of the Issuance of Global Depositary Receipts (GDR) or/and Issuing Common Shares via Private Placement 9.1 Elect Robert Wessman, a Representative For For Management of Alvogen Emerging Markets Holdings Ltd. with Shareholder No. 27629, as Non-Independent Director 9.2 Elect Petar Vazharov, a Representative For For Management of Alvogen Emerging Markets Holdings Ltd. with Shareholder No. 27629, as Non-Independent Director 9.3 Elect Arni Hardarson, a Representative For For Management of Alvogen Emerging Markets Holdings Ltd. with Shareholder No. 27629, as Non-Independent Director 9.4 Elect Thor Kristjansson, a For For Management Representative of Alvogen Emerging Markets Holdings Ltd. with Shareholder No. 27629, as Non-Independent Director 9.5 Elect Joel Morales, a Representative For For Management of Alvogen Emerging Markets Holdings Ltd. with Shareholder No. 27629, as Non-Independent Director 9.6 Elect Hirofumi Imai, with ID No. For For Management 1964051XXX, as Non-Independent Director 9.7 Elect Hjorleifur Palsson with ID No. For For Management 1963112XX as Independent Director 9.8 Elect Benjamin Ku with ID No. For For Management Y120418XXX as Independent Director 9.9 Elect Hanfei Lin with Shareholder No. For For Management 51533 as Independent Director 10 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- LT GROUP, INC. Ticker: LTG Security ID: Y5342M100 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order For For Management 2 Secretary's Proof of Notice of For For Management Meeting/Certification of Quorum 3 Approve the Minutes of the 2019 Annual For For Management Stockholders' Meeting Held on May 7, 2019 4 Approve Management Report For For Management 5 Ratify All Acts, Transactions, and For For Management Resolutions by the Board of Directors and Management in 2019 6.1 Elect Lucio C. Tan as Director For For Management 6.2 Elect Carmen K. Tan as Director For Against Management 6.3 Elect Harry C. Tan as Director For Against Management 6.4 Elect Michael G. Tan as Director For Against Management 6.5 Elect Lucio C. Tan, III as Director For For Management 6.6 Elect Vivienne K. Tan as Director For For Management 6.7 Elect Juanita T. Tan Lee as Director For Against Management 6.8 Elect Johnip G. Cua as Director For Against Management 6.9 Elect Mary G. Ng as Director For For Management 6.10 Elect Wilfrido E. Sanchez as Director For Against Management 6.11 Elect Florencia G. Tarriela as Director For Against Management 7 Appoint External Auditor For For Management 8 Adjournment For For Management -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P109 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Convertible Bondholders and For For Management Matters Relating to Meetings of Convertible Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Rating Matters For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Raised Funds Depository Account For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P117 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Convertible Bondholders and For For Management Matters Relating to Meetings of Convertible Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Rating Matters For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Raised Funds Depository Account For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P109 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Non-listed For For Management Foreign Shares into B Shares 2 Amend Articles of Association For For Management 3 Approve Authorization of the Board to For For Management Handle Matters Regarding Conversion of Non-listed Foreign Shares into B Shares 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P117 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Non-listed For For Management Foreign Shares into B Shares 2 Amend Articles of Association For For Management 3 Approve Authorization of the Board to For For Management Handle Matters Regarding Conversion of Non-listed Foreign Shares into B Shares 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P117 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- LUCKY CEMENT LTD. Ticker: LUCK Security ID: Y53498104 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Dividend For For Management 3 Approve A.F. Ferguson and Co. as For Against Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Related Party Transactions for For Against Management Year Ended June 30, 2019 5 Approve Related Party Transactions for For Against Management Year Ended June 30, 2020 6 Other Business For Against Management -------------------------------------------------------------------------------- LUCKY FILM CO., LTD. Ticker: 600135 Security ID: Y5256Z105 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Hongze as Non-independent For For Shareholder Director 1.2 Elect Lu Jianbo as Non-independent For For Shareholder Director 1.3 Elect Zhang Yongguang as For For Shareholder Non-independent Director 1.4 Elect Li Baomin as Non-independent For For Shareholder Director 1.5 Elect Song Wensheng as Non-independent For For Shareholder Director 1.6 Elect Xie Min as Non-independent For For Shareholder Director 2.1 Elect Liang Jianmin as Independent For For Shareholder Director 2.2 Elect Tian Kunru as Independent For For Shareholder Director 2.3 Elect Zhang Shuangcai as Independent For For Shareholder Director 3.1 Elect Xu Zhihui as Supervisor For For Shareholder 3.2 Elect Liu Qunying as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association 5 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 6 Approve to Appoint Internal Control For For Management Auditors and to Fix Their Remuneration -------------------------------------------------------------------------------- LUCKY FILM CO., LTD. Ticker: 600135 Security ID: Y5256Z105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Daily Related-party For For Management Transactions 7 Approve Report of the Board of For For Management Supervisors 8 Approve Credit Line Application For For Management 9 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- LUENMEI QUANTUM CO., LTD. Ticker: 600167 Security ID: Y77420100 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Partial Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- LUENMEI QUANTUM CO., LTD. Ticker: 600167 Security ID: Y77420100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Appointment of Auditor For For Management 8 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- LUENMEI QUANTUM CO., LTD. Ticker: 600167 Security ID: Y77420100 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Spin-off of Subsidiary on the For For Management ChiNext 3 Approve Plan on Spin-off of Subsidiary For For Management on the ChiNext (Revised Draft) 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of Spin-off 10 Approve Authorization of the Board to For For Management Handle Matters on Spin-off -------------------------------------------------------------------------------- LUNGYEN LIFE SERVICE CORP. Ticker: 5530 Security ID: Y5379T101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- LUOLAI LIFESTYLE TECHNOLOGY CO., LTD. Ticker: 002293 Security ID: Y5345Z108 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- LUOLAI LIFESTYLE TECHNOLOGY CO., LTD. Ticker: 002293 Security ID: Y5345Z108 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management the 2017 Performance Shares that Have Been Granted But Not Yet Unlocked by the Incentives 2 Approve Repurchase and Cancellation of For For Management the 2018 Performance Shares that Have Been Granted But Not Yet Unlocked by the Incentives -------------------------------------------------------------------------------- LUOLAI LIFESTYLE TECHNOLOGY CO., LTD. Ticker: 002293 Security ID: Y5345Z108 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xue Weicheng as Non-Independent For For Management Director 1.2 Elect Xue Weibin as Non-Independent For For Management Director 1.3 Elect Xue Jiachen as Non-Independent For For Management Director 1.4 Elect Tao Yongying as Non-Independent For For Management Director 1.5 Elect Zhao Bingxian as Non-Independent For For Management Director 1.6 Elect Gong Zhizhi as Non-Independent For For Management Director 2.1 Elect Tang Shanyong as Independent For For Management Director 2.2 Elect Lv Wei as Independent Director For For Management 2.3 Elect Hong Weili as Independent For For Management Director 3.1 Elect Xing Yaoyu as Supervisor For For Management 3.2 Elect Qu Qingfeng as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LUOLAI LIFESTYLE TECHNOLOGY CO., LTD. Ticker: 002293 Security ID: Y5345Z108 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management 2017 Performance Shares That Have Been Granted But Not Yet Unlocked 2 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares That Have Been Granted But Not Yet Unlocked -------------------------------------------------------------------------------- LUOLAI LIFESTYLE TECHNOLOGY CO., LTD. Ticker: 002293 Security ID: Y5345Z108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration and Allowance of For For Management Directors 8 Approve Remuneration and Allowance of For For Management Supervisors 9 Approve Application of Credit Lines For For Management 10 Approve Entrusted Asset Management For For Management 11 Approve Provision of Guarantee For For Management 12 Approve Termination of Raised Funds For For Management Investment and Replenish Working Capital -------------------------------------------------------------------------------- LUONIUSHAN CO., LTD. Ticker: 000735 Security ID: Y2981N101 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Zili as Non-Independent For For Management Director 1.2 Elect Zhong Jinxiong as For For Management Non-Independent Director 1.3 Elect Hu Dianling as Non-Independent For For Management Director 1.4 Elect Zhang Hui as Non-Independent For For Management Director 2.1 Elect Zhu Hui as Independent Director For For Management 2.2 Elect Wang Ying as Independent Director For For Management 2.3 Elect Cai Donghong as Independent For For Management Director 3.1 Elect Yin Yanmin as Supervisor For For Management 3.2 Elect Yan Jingdong as Supervisor For For Management 4 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- LUONIUSHAN CO., LTD. Ticker: 000735 Security ID: Y2981N101 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Loan For For Management 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- LUONIUSHAN CO., LTD. Ticker: 000735 Security ID: Y2981N101 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Issue Manner and Period For For Management 2.4 Approve Target Parties and For For Management Subscription Method 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.6 Approve Restriction Period For For Management 2.7 Approve Scale and Usage of Raised Funds For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Location For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Related Party Transactions in For For Management Connection to Private Placement 5 Approve Signing of Conditional For For Management Subscription Agreement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management 11 Approve Divestiture of Real Estate For For Management Business 12 Approve Application of Loans of For For Management Wholly-owned Subsidiaries and Guarantee Provision 13 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- LUONIUSHAN CO., LTD. Ticker: 000735 Security ID: Y2981N101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LUONIUSHAN CO., LTD. Ticker: 000735 Security ID: Y2981N101 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Type and Par Value For For Management 1.2 Approve Issue Size For For Management 1.3 Approve Issue Manner and Time For For Management 1.4 Approve Target Subscribers and For For Management Subscription Method 1.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 1.6 Approve Lock-up Period For For Management 1.7 Approve Amount and Use of Proceeds For For Management 1.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 1.9 Approve Resolution Validity Period For For Management 1.10 Approve Listing Exchange For For Management 2 Approve Plan for Private Placement of For For Management New Shares (Second Revised Draft) 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Second Revised Draft) 4 Approve Authorization of Board to For For Management Handle All Related Matters 5 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken (Second Revised Draft) -------------------------------------------------------------------------------- LUPIN LIMITED Ticker: 500257 Security ID: Y5362X101 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Vinita Gupta as Director For For Management 5 Elect Christine Mundkur as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Modification of Lupin For For Management Subsidiary Companies Employees Stock Option Plan 2014 by Increasing the Maximum Number of Equity Shares of the Company to be Issued Under this Plan 8 Approve Modification of Lupin For For Management Employees Stock Option Plan 2014 by Reducing the Maximum Number of Equity Shares of the Company to be Issued Under this Plan -------------------------------------------------------------------------------- LUPIN LIMITED Ticker: 500257 Security ID: Y5362X101 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Divestment of the Entire For For Management Interest in Kyowa Pharmaceutical Industry Co. Limited, Japan by Nanomi B.V., Netherlands to Plutus Ltd., Japan -------------------------------------------------------------------------------- LUSHANG HEALTH INDUSTRY DEVELOPMENT CO., LTD. Ticker: 600223 Security ID: Y5363M104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Non-Related Party Financing For Against Management 9 Approve Related Party Financing For For Management 10 Approve Financial Services Agreement For For Management 11 Approve Guarantee Plan For For Management 12 Approve Remuneration of Directors and For For Management Supervisors 13 Authorize Board of Directors and For For Management Managers to Participate in Land Auction Rights -------------------------------------------------------------------------------- LUSHANG PROPERTY CO., LTD. Ticker: 600223 Security ID: Y5363M104 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Elect Zhao Yanfeng as Non-Independent For For Shareholder Director 3 Elect Lu Yuanzhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- LUXI CHEMICAL GROUP CO., LTD. Ticker: 000830 Security ID: Y7680K100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Daily Related Party Transaction For For Management 3 Approve Financial Statements For For Management 4 Approve Provision of Guarantee For For Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Comprehensive Credit Line For For Management Application 7 Approve Report of the Board of For For Management Directors 8 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 9 Approve Report of the Board of For For Management Supervisors 10 Approve Financial Assistance Provision For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Change of Registered Address For For Management 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors, Supervisors and Rules and Procedures Regarding General Meetings of Shareholders -------------------------------------------------------------------------------- LUXIN VENTURE CAPITAL GROUP CO., LTD. Ticker: 600783 Security ID: Y5S47U100 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LUXIN VENTURE CAPITAL GROUP CO., LTD. Ticker: 600783 Security ID: Y5S47U100 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Yuanmu as Independent Director For For Management -------------------------------------------------------------------------------- LUXIN VENTURE CAPITAL GROUP CO., LTD. Ticker: 600783 Security ID: Y5S47U100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Use of Idle Funds for Cash For For Management Management 9 Elect Chen Lei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type of Securities For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Par Value and Issuance Price For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Method of Principal For For Management Repayment and Interest Payment 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price 2.9 Approve Adjustment on Conversion Price For For Management and Its Calculation Method 2.10 Approve Downward Adjustment of Share For For Management Conversion 2.11 Approve Determination Method for Size For For Management of Share Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-back For For Management 2.14 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.15 Approve Issuance Method and Target For For Management Subscribers 2.16 Approve Placing Arrangements for For For Management Shareholders 2.17 Approve Meeting of the Bondholders For For Management 2.18 Approve Use of Proceeds For For Management 2.19 Approve Guarantees For For Management 2.20 Approve Depository of Raised Funds For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Rules and Procedures Regarding For For Management the Meeting of the Convertible Bondholders 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Fundraising For For Management Project 2 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Partial Raised For For Management Funds Investment Project 2 Approve Change in partial Raised Funds For For Management Implementation Party and Location -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Comprehensive Credit Line For For Management 10 Approve Use of Funds to Purchase For For Management Financial Products 11 Approve Issuance of Super Short-term For For Management Commercial Papers 12 Approve Issuance of Medium-term Notes For For Management 13 Approve Shareholder Return Plan For For Management 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LUYANG ENERGY-SAVING MATERIALS CO., LTD. Ticker: 002088 Security ID: Y76822124 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- LUYANG ENERGY-SAVING MATERIALS CO., LTD. Ticker: 002088 Security ID: Y76822124 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Approve Investment in Financial For For Management Products 4 Elect Brian Eldon Walker as For For Management Non-Independent Director 5 Approve Formulation of Remuneration For For Management Management System of Directors, Supervisors, and Senior Management Members -------------------------------------------------------------------------------- LUYANG ENERGY-SAVING MATERIALS CO., LTD. Ticker: 002088 Security ID: Y76822124 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 6.1 Approve Appointment of Auditors For For Management 6.2 Approve Payment of Remuneration to For For Management Auditors 7 Approve Signing of Exclusive For For Management Distribution Agreement and Related Transactions of Company Products 8 Approve Signing of Exclusive For For Management Distribution Agreement and Qinai Products Related Transactions 9.1 Elect Lu Chengbin as Non-Independent For For Shareholder Director 9.2 Elect Lu Chao as Non-Independent For For Shareholder Director 9.3 Elect Lu Xiaokun as Non-Independent For For Shareholder Director 9.4 Elect John Charles Dandolph Iv as For For Shareholder Non-Independent Director 9.5 Elect Brian Eldon Walker as For For Shareholder Non-Independent Director 9.6 Elect Scott Dennis Horrigan as For For Shareholder Non-Independent Director 10.1 Elect Shen Jiayun as Independent For For Shareholder Director 10.2 Elect Jiang Liyong as Independent For For Shareholder Director 10.3 Elect Hu Mingji as Independent Director For For Shareholder 11.1 Elect Liu Jiali as Supervisor For For Shareholder 11.2 Elect Li Xiaoming as Supervisor For For Shareholder -------------------------------------------------------------------------------- LUYE PHARMA GROUP LTD. Ticker: 2186 Security ID: G57007109 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- LUYE PHARMA GROUP LTD. Ticker: 2186 Security ID: G57007109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yuan Hui Xian as Director For For Management 3b Elect Zhu Yuan Yuan as Director For For Management 3c Elect Song Rui Lin as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LUZHOU LAOJIAO CO., LTD. Ticker: 000568 Security ID: Y5347R104 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Increase in Winery Engineering For For Management Technical Transformation Project -------------------------------------------------------------------------------- LVGEM (CHINA) REAL ESTATE INVESTMENT COMPANY LIMITED Ticker: 95 Security ID: G5727E103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Siu Chi Hung as Director For For Management 4 Elect Li Lihong as Director For Against Management 5 Elect Wang Jing as Director For For Management 6 Elect Hu Gin Ing as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LVGEM (CHINA) REAL ESTATE INVESTMENT COMPANY LIMITED Ticker: 95 Security ID: G5727E103 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreements and Related For For Management Transactions -------------------------------------------------------------------------------- M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTOS Ticker: MDIA3 Security ID: P64876108 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Industria de For For Management Produtos Alimenticios Piraque S.A. 2 Amend Articles and Consolidate Bylaws For For Management 3 Amend Restricted Stock Plan For For Management -------------------------------------------------------------------------------- M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTOS Ticker: MDIA3 Security ID: P64876108 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Elect Directors For For Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish Distribute Your Full Position to the Above Nominee? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Consuelo Saraiva Leao Dias Branco as Board Chairman and Maria Regina Saraiva Leao Dias Branco as Alternate 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Claudio Saraiva Leao Dias Branco as Board Vice-Chairman and Vera Maria Rodrigues Ponte as Alternate 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria das Gracas Dias Branco da Escossia as Director and Francisco Marcos Saraiva Leao Dias Branco as Alternate 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Fontes Iunes as Independent Director and Francisco Ivens de Sa Dias Branco Junior as Alternate 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Affonso Ferreira as Independent Director and Daniel Mota Gutierrez as Alternate 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Perecim Funis as Independent Director and Luiza Andrea Farias Nogueira as Alternate 7 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 8 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTOS Ticker: MDIA3 Security ID: P64876108 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Remuneration of Company's For For Management Management Approved at the April 18, 2019, AGM 2 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- M.VIDEO PJSC Ticker: MVID Security ID: X5596G107 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 33.37 For For Management per Share for First Nine Months of Fiscal 2019 2 Fix Number of Directors For For Management -------------------------------------------------------------------------------- M.VIDEO PJSC Ticker: MVID Security ID: X5596G107 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends 2.1 Elect Evgenii Bezlik as Member of For For Management Audit Commission 2.2 Elect Andrei Gorokhov as Member of For For Management Audit Commission 2.3 Elect Aleksei Rozhkovskii as Member of For For Management Audit Commission 3 Fix Number of Directors For Against Management 4.1 Elect Andreas Blase as Director None Against Management 4.2 Elect Pavel Breev as Director None Against Management 4.3 Elect Eldar Vagapov as Director None Against Management 4.4 Elect Said Gutseriev as Director None Against Management 4.5 Elect Andrei Derekh as Director None For Management 4.6 Elect Vilen Eliseev as Director None Against Management 4.7 Elect Anton Zhuchenko as Director None Against Management 4.8 Elect Janusz Aleksander Lella as None For Management Director 4.9 Elect Aleksei Makhnev as Director None Against Management 4.10 Elect Avet Mirakian as Director None Against Management 4.11 Elect Vladimir Preobrazhenskii as None For Management Director 4.12 Elect Aleksandr Tynkovan as Director None Against Management 4.13 Elect Bilan Uzhakhov as Director None Against Management 4.14 Elect Fernandez Aisa Enrique Angel as None Against Management Director 5 Approve Remuneration of Directors and For Against Management Audit Commission Members 6 Ratify Deloitte & Touche CIS as Auditor For For Management -------------------------------------------------------------------------------- MAANSHAN IRON & STEEL COMPANY LIMITED Ticker: 323 Security ID: Y5361G117 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Qiangmin as Director For For Management -------------------------------------------------------------------------------- MAANSHAN IRON & STEEL COMPANY LIMITED Ticker: 323 Security ID: Y5361G117 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve Ernst & Young Hua Ming LLP For For Management (Special General Partnership) as Auditor and Authorize Board to Fix Their Remuneration 5 Approve 2019 Final Profit Distribution For For Management Plan 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management for the Year 2019 7 Approve Ordinary Related Transactions For For Management Supplemental Agreement Entered into between the Company and China Baowu Steel Group Corporation Limited and Proposed Annual Caps 8 Approve Continuing Connected For For Management Transactions Supplemental Agreement Entered into between the Company and Magang (Group) Holding Co., Ltd. and Proposed Annual Caps 9 Approve Continuing Connected For For Management Transactions Supplemental Agreement Entered into between the Company and Ouye Lianjin Renewable Resources Co., Ltd., and Proposed Annual Caps -------------------------------------------------------------------------------- MABANEE CO. SAK Ticker: MABANEE Security ID: M6782J113 Meeting Date: APR 08, 2020 Meeting Type: Annual/Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Corporate Governance, For For Management Remuneration, and Audit Committee Reports for FY 2019 4 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 5 Approve Special Report on Penalties For For Management and Violations for FY 2019 6 Approve Related Party Transactions for For Against Management FY 2019 and FY 2020 7 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve for FY 2019 8 Approve Transfer of 10 Percent of Net For For Management Income to Optional Reserve for FY 2019 9 Approve Transfer of Treasury Reserve For For Management Balance to Optional Reserve for FY 2019 10 Approve Dividends of KWD 0.014 per For For Management Share 11 Authorize Bonus Shares Issue For For Management Representing 6 Percent of the Share Capital for FY 2019 12 Approve the Time Table of Allocation For For Management of Income for FY 2019 and Authorize Board to Distribute Bonus Share and Dispose of Fraction Shares 13 Approve Remuneration of Directors of For For Management KWD 550,500 for FY 2019 14 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 15 Approve Discharge of Directors for FY For For Management 2019 16 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 1 Authorize Capitalization of Reserves For For Management for Bonus Issue of KWD 0.100 per Share 2 Amend Articles to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- MACCURA BIOTECHNOLOGY CO., LTD. Ticker: 300463 Security ID: Y7T31T106 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association to Reduce Registered Capital -------------------------------------------------------------------------------- MACCURA BIOTECHNOLOGY CO., LTD. Ticker: 300463 Security ID: Y7T31T106 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in a Project For For Management 2 Approve Repurchase Cancellation of For For Management Performance Shares 3 Approve Decrease of Registered Capital For For Management and Amend Articles of Association 4 Approve Application of Comprehensive For For Management Bank Credit Lines 5 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- MACCURA BIOTECHNOLOGY CO., LTD. Ticker: 300463 Security ID: Y7T31T106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Remuneration and Evaluation For For Management Plan of Directors, Supervisors and Senior Management Member 9.1 Approve Application of Bank Credit For For Management Lines 9.2 Approve Provision of Financing For Against Management Guarantee for Subsidiary 10 Approve Amendments to Articles of For For Management Association 11 Elect Zhou Yueguo as Supervisor For For Shareholder 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- MACCURA BIOTECHNOLOGY CO., LTD. Ticker: 300463 Security ID: Y7T31T106 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in 2020 Related Party For For Management Transaction and Related Party Transactions with Citotest Labware Manufacturing Co., Ltd. -------------------------------------------------------------------------------- MACHVISION, INC. Ticker: 3563 Security ID: Y5360T110 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- MACROLINK CULTURALTAINMENT DEVELOPMENT CO., LTD. Ticker: 000620 Security ID: Y6147N103 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ma Chenshan as Non-Independent For For Management Director -------------------------------------------------------------------------------- MACRONIX INTERNATIONAL CO., LTD. Ticker: 2337 Security ID: Y5369A104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve of Public Offering and/or For For Management Private Placement of Securities 4 Approve Release of Directors' For For Management Non-Competition Obligation -------------------------------------------------------------------------------- MADINET NASR FOR HOUSING & DEVELOPMENT S.A.E. Ticker: MNHD Security ID: M6879R101 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2019 5 Approve Corporate Governance Report For Did Not Vote Management and Auditors' Report 6 Approve Charitable Donations of For Did Not Vote Management Minimum EGP 1,000 for FY 2020 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 8 Approve Remuneration of Directors for For Did Not Vote Management FY 2020 Re: Attendance and Travel Allowances 9 Trade in Company's Lands For Did Not Vote Management 10 Approve Related Party Transactions for For Did Not Vote Management FY 2019 and FY 2020 11 Approve Discharge of Chairman and For Did Not Vote Management Directors and Approve Their Remuneration for FY 2019 -------------------------------------------------------------------------------- MADINET NASR FOR HOUSING & DEVELOPMENT S.A.E. Ticker: MNHD Security ID: M6879R101 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 4 of Bylaws For Did Not Vote Management 2 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- MAGAZINE LUIZA SA Ticker: MGLU3 Security ID: P6425Q109 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- MAGAZINE LUIZA SA Ticker: MGLU3 Security ID: P6425Q109 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 8-for-1 Stock Split For For Management 2 Amend Articles to Reflect Changes in For For Management Share Capital and Authorized Capital and Consolidate Bylaws 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: X51729105 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 147. For For Management 19 per Share for First Nine Months of Fiscal 2019 2 Amend Charter For For Management -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: 55953Q202 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 147. For For Management 19 per Share for First Nine Months of Fiscal 2019 2 Amend Charter For For Management -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: X51729105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 157 per Share 4 Approve Remuneration of Members of For For Management Audit Commission 5.1 Elect Aleksandr Vinokurov as Director None Against Management 5.2 Elect Timothy Demchenko as Director None Against Management 5.3 Elect Jan Dunning as Director None Against Management 5.4 Elect Sergei Zakharov as Director None Against Management 5.5 Elect Hans Koch as Director None For Management 5.6 Elect Evgenii Kuznetsov as Director None For Management 5.7 Elect Aleksei Makhnev as Director None Against Management 5.8 Elect Gregor Mowat as Director None For Management 5.9 Elect Charles Ryan as Director None For Management 5.10 Elect James Simmons as Director None For Management 6 Ratify RAS Auditor For For Management 7 Ratify IFRS Auditor For Against Management 8 Amend Charter Re: Article 8.9 Equities For For Management and Shareholders' Rights 9 Amend Charter Re: Article 14.2, For For Management Subparagraph 32 Board of Directors 10 Amend Charter Re: Article 14.2 Board For For Management of Directors 11 Amend Charter Re: Article 14.2 Board For For Management of Directors 12 Amend Regulations on Board of For For Management Directors Re: Article 30 13 Amend Regulations on Board of For For Management Directors Re: Article 35.1 14 Amend Charter For For Management -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: 55953Q202 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 157 per Share 4 Approve Remuneration of Members of For For Management Audit Commission 5.1 Elect Aleksandr Vinokurov as Director None Against Management 5.2 Elect Timothy Demchenko as Director None Against Management 5.3 Elect Jan Dunning as Director None Against Management 5.4 Elect Sergei Zakharov as Director None Against Management 5.5 Elect Hans Koch as Director None For Management 5.6 Elect Evgenii Kuznetsov as Director None For Management 5.7 Elect Aleksei Makhnev as Director None Against Management 5.8 Elect Gregor Mowat as Director None For Management 5.9 Elect Charles Ryan as Director None For Management 5.10 Elect James Simmons as Director None For Management 6 Ratify RAS Auditor For For Management 7 Ratify IFRS Auditor For Against Management 8 Amend Charter Re: Article 8.9 Equities For For Management and Shareholders' Rights 9 Amend Charter Re: Article 14.2, For For Management Subparagraph 32 Board of Directors 10 Amend Charter Re: Article 14.2 Board For For Management of Directors 11 Amend Charter Re: Article 14.2 Board For For Management of Directors 12 Amend Regulations on Board of For For Management Directors Re: Article 30 13 Amend Regulations on Board of For For Management Directors Re: Article 35.1 14 Amend Charter For For Management -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: X5171A103 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 0.69 For For Management per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: X5171A103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 1.650 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: X5171A103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report For For Management 1.2 Approve Financial Statements For For Management 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividends of RUB 1.507 per For For Management Share 3.1 Elect Viktor Rashnikov as Director None Against Management 3.2 Elect Andrei Eremin as Director None Against Management 3.3 Elect Kirill Levin as Director None Against Management 3.4 Elect Valerii Martsinovich as Director None For Management 3.5 Elect Ralf Morgan as Director None For Management 3.6 Elect Nikolai Nikiforov as Director None For Management 3.7 Elect Olga Rashnikova as Director None Against Management 3.8 Elect Zumrud Rustamova as Director None Against Management 3.9 Elect Sergei Ushakov as Director None Against Management 3.10 Elect Pavel Shiliaev as Director None Against Management 4 Ratify PricewaterhouseCoopers as For For Management Auditor 5 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- MAGNUM BERHAD Ticker: 3859 Security ID: Y61831106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Remuneration For For Management (Excluding Directors' Fees) 3 Elect Vijeyaratnam A/L V. Thamotharam For For Management Pillay as Director 4 Elect Jean Francine Goonting as For For Management Director 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- MAHANAGAR GAS LIMITED Ticker: 539957 Security ID: Y5S732109 Meeting Date: SEP 09, 2019 Meeting Type: Annual Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Approve that the Vacancy on the Board For For Management Not be Filled from the Retirement of Satish Gavai 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Material Related Party For For Management Transactions 6 Elect Ashutosh Karnatak as Director For For Management 7 Elect Deepak Sawant as Director For For Management 8 Approve Appointment and Remuneration For For Management of Deepak Sawant as Whole-Time Director Designated as Deputy Managing Director 9 Elect Trivikram Arun Ramanathan as For For Management Director -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA FINANCIAL SERVICES LIMITED Ticker: 532720 Security ID: Y53987122 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividends For For Management 4 Reelect V. Ravi as Director For For Management 5 Reelect Dhananjay Mungale as Director For For Management 6 Reelect Rama Bijapurkar as Director For For Management 7 Approve Increase in Borrowing Powers For For Management -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA FINANCIAL SERVICES LIMITED Ticker: 532720 Security ID: Y53987122 Meeting Date: DEC 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Arvind V. Sonde as Director For For Management 2 Reelect Chandrashekhar Bhave as For For Management Director 3 Approve Revision in the Scale of For For Management Salary of Ramesh Iyer as Managing Director Designated as Vice-Chairman & Managing Director -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA FINANCIAL SERVICES LIMITED Ticker: 532720 Security ID: Y53987122 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital For For Management 2 Amend Memorandum of Association to For For Management Reflect Changes in Capital -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA LIMITED Ticker: 500520 Security ID: Y54164150 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Pawan Goenka as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Vishakha N. Desai as Director For For Management 7 Reelect Vikram Singh Mehta as Director For For Management 8 Elect Vijay Kumar Sharma as Director For For Management 9 Elect Haigreve Khaitan as Director For For Management 10 Elect Shikha Sharma as Director For For Management -------------------------------------------------------------------------------- MAHINDRA CIE AUTOMOTIVE LIMITED Ticker: 532756 Security ID: Y53867100 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Manojkumar Madangopal For For Management Maheshwari as Director 2 Reelect Dhananjay Narendra Mungale as For For Management Director 3 Reelect Suhail Amin Nathani as Director For Against Management 4 Elect Kadambi Narahari as Director For For Management 5 Elect Alan Savio D'Silva Picardo as For For Management Director 6 Elect Roxana Meda Inoriza as Director For For Management 7 Approve Appointment and Remuneration For For Management of Ander Arenaza Alvarez as Whole-time Director (Designated as Executive Director) -------------------------------------------------------------------------------- MAHINDRA CIE AUTOMOTIVE LIMITED Ticker: 532756 Security ID: Y53867100 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Zhooben Dossabhoy Bhiwandiwala For For Management as Director 3 Approve Remuneration of Cost Auditors For For Management 4 Elect Manoj Mullassery Menon as For For Management Director 5 Approve Appointment and Remuneration For For Management of Manoj Mullassery Menon as Whole-time Director (Designated as Executive Director) 6 Elect Anil Haridass as Director For For Management 7 Approve Appointment and Remuneration For For Management of Anil Haridass as Whole-time Director (Designated as Executive Director) -------------------------------------------------------------------------------- MAHLE METAL LEVE SA Ticker: LEVE3 Security ID: P6528U106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Investment Plan For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Peter Paul Wilhelm Grunow as For For Management Director and Liliana Faccio Novaretti as Alternate 5.2 Elect Heinz Konrad Junker as Director For For Management and Marcio de Oliveira Santos as Alternate 5.3 Elect Wolfgang Werner Ernst Fritz For For Management Fritzemeyer as Director and Flavio Venturelli Helu as Alternate 5.4 Elect Eduardo Augusto Rocha Pocetti as For For Management Independent Director and Jose Gomes Rodrigues da Silva as Alternate 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Peter Paul Wilhelm Grunow as Director and Liliana Faccio Novaretti as Alternate 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Heinz Konrad Junker as Director and Marcio de Oliveira Santos as Alternate 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Wolfgang Werner Ernst Fritz Fritzemeyer as Director and Flavio Venturelli Helu as Alternate 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Augusto Rocha Pocetti as Independent Director and Jose Gomes Rodrigues da Silva as Alternate 8 Elect Reginaldo Ferreira Alexandre as None For Shareholder Director and Walter Luis Bernardes Albertoni as Alternate Appointed by Minority Shareholder 9 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11.1 Elect Axel Erhard Brod as Fiscal For Abstain Management Council Member and Camila Pagliato Figueiredo as Alternate 11.2 Elect Helio Carlo de Lamare Cox as For Abstain Management Fiscal Council Member and Dimas Lazarini Silveira Costa as Alternate 12.1 Elect Roberto Moreno Pinna as Fiscal None Abstain Shareholder Council Member and Rafael Lopes Rodrigues as Alternate Appointed by Minority Shareholder 12.2 Elect Mario Probst as Fiscal Council None For Shareholder Member and Massao Fabio Oya as Alternate Appointed by Minority Shareholder 13 Approve Remuneration of Fiscal Council For For Management Members 14 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- MAHLE METAL LEVE SA Ticker: LEVE3 Security ID: P6528U106 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- MAKALOT INDUSTRIAL CO., LTD. Ticker: 1477 Security ID: Y5419P101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect Chou Li Ping, with Shareholder For For Management No. 1, as Non-Independent Director 5.2 Elect Lin Hsien Chang, with For Against Management Shareholder No. 118, as Non-Independent Director 5.3 Elect Huang Hung Jen, with Shareholder For Against Management No. 3, as Non-Independent Director 5.4 Elect Wang Chien, with Shareholder No. For Against Management 5, as Non-Independent Director 5.5 Elect Ho Huang Ching, with Shareholder For Against Management No. 8, as Non-Independent Director 5.6 Elect Chou Chiu Ling, with Shareholder For Against Management No. 21, as Non-Independent Director 5.7 Elect Liu Shuang Chuan, with For Against Management Shareholder No. 4, as Non-Independent Director 5.8 Elect Lin Yu Ya, with Shareholder No. For Against Management 149, as Non-Independent Director 5.9 Elect Chen Kuo Lung, with Shareholder For Against Management No. 6, as Non-Independent Director 5.10 Elect Chou Hsin Peng, with Shareholder For Against Management No. 293, as Non-Independent Director 5.11 Elect Sung Pei Fang, with Shareholder For Against Management No. 921, as Non-Independent Director 5.12 Elect Huang Yu Ching, with Shareholder For Against Management No. 7497, as Non-Independent Director 5.13 Elect Chung Ling I, with ID No. For For Management A210151XXX, as Independent Director 5.14 Elect Yang Si Wei, with ID No. For For Management L101136XXX, as Independent Director 5.15 Elect Su Yu Hui, with ID No. For For Management Y220373XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- MALAKOFF CORPORATION BERHAD Ticker: 5264 Security ID: Y5401R107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ooi Teik Huat as Director For For Management 2 Elect Rozimi Remeli as Director For For Management 3 Approve Directors' Fees For For Management 4 Approve Directors' Benefits from April For For Management 24, 2020 Until the Next AGM 5 Approve Directors' Benefits by the For For Management Subsidiaries from January 1, 2020 Until the Next AGM 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Authorize Share Repurchase Program For For Management 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- MALAYAN BANKING BERHAD Ticker: 1155 Security ID: Y54671105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohaiyani Shamsudin as Director For For Management 2 Elect Hasnita Dato' Hashim as Director For For Management 3 Elect Anthony Brent Elam as Director For For Management 4 Elect Idris Kechot as Director For For Management 5 Elect Zulkiflee Abbas Abdul Hamid as For For Management Director 6 Approve Directors' Fees For For Management 7 Approve Directors' Benefits For For Management 8 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- MALAYAN CEMENT BERHAD Ticker: 3794 Security ID: Y5348J101 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- MALAYSIA AIRPORTS HOLDINGS BERHAD Ticker: 5014 Security ID: Y5585D106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Jana Santhiran Muniayan as For For Management Director 4 Elect Zamzuri Abdul Aziz as Director For For Management 5 Elect Yam Kong Choy as Director For For Management 6 Elect Zalekha Hassan as Director For For Management 7 Elect Rosli Abdullah as Director For For Management 8 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MALAYSIA BUILDING SOCIETY BERHAD Ticker: 1171 Security ID: Y56103107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees for the For For Management Financial Year Ended December 31, 2019 3 Approve Directors' Fees from January For For Management 2020 Until the Next AGM 4 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 5 Elect Abdul Halim bin Ali as Director For For Management 6 Elect Lim Tian Huat as Director For For Management 7 Elect Lynette Yeow Su-Yin as Director For For Management 8 Elect Zaidatul Mazwin binti Idrus as For For Management Director 9 Elect Mohamad Abdul Halim bin Ahmad as For For Management Director 10 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 11 Approve Lim Tian Huat to Continue For For Management Office as Senior Independent Non-Executive Director 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 13 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- MANAPPURAM FINANCE LIMITED Ticker: 531213 Security ID: Y5759P141 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect E. A. Kshirsagar as Director For For Management 3 Approve Revision of Remuneration by For For Management Way of Increment and Variation in the Terms of Appointment of V.P. Nandakumar as Managing Director & CEO 4 Approve Reappointment and Remuneration For For Management of B. N. Raveendra Babu as Whole-time Director Designated as Executive Director 5 Elect Abhijit Sen as Director For For Management 6 Approve Increase in Borrowing Powers For For Management 7 Approve Pledging of Assets for Debt For For Management 8 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- MANGALORE REFINERY & PETROCHEMICALS LIMITED Ticker: 500109 Security ID: Y5763P137 Meeting Date: AUG 03, 2019 Meeting Type: Annual Record Date: JUL 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Shashi Shanker as Director For For Management 3 Reelect K M Mahesh as Director For Against Management 4 Approve Dividend For For Management 5 Authorize Board to Fix Remuneration of For For Management Joint Statutory Auditors 6 Elect Vivek Mallya as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management for Financial Year 2018-19 8 Approve Remuneration of Cost Auditors For For Management for Financial Year 2019-20 9 Approve Offer or Invitation to For For Management Subscribe to Non-Convertible Debentures -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividend Distribution For For Management from Capital Reserve 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4.1 Elect Luo Weixiong as Non-Independent For For Shareholder Director 4.2 Elect Liu Xin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 2 Amend Articles of Association For For Management 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Application of Bank Credit For For Management Lines 7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MANILA ELECTRIC COMPANY Ticker: MER Security ID: Y5764J148 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management of Stockholders Held on May 28, 2019 2 Approve 2019 Audited Consolidated For For Management Financial Statements 3 Ratify the Acts of the Board and For For Management Management 4.1 Elect Anabelle L. Chua as Director For Against Management 4.2 Elect Ray C. Espinosa as Director For For Management 4.3 Elect James L. Go as Director For Against Management 4.4 Elect Frederick D. Go as Director For Against Management 4.5 Elect Lance Y. Gokongwei as Director For Against Management 4.6 Elect Elpidio L. Ibanez as Director For Against Management 4.7 Elect Jose Ma. K. Lim as Director For Against Management 4.8 Elect Artemio V. Panganiban as Director For For Management 4.9 Elect Manuel V. Pangilinan as Director For Against Management 4.10 Elect Pedro E. Roxas as Director For For Management 4.11 Elect Victorico P. Vargas as Director For Against Management 5 Appoint External Auditors For For Management -------------------------------------------------------------------------------- MANILA WATER CO., INC. Ticker: MWC Security ID: Y56999108 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify the Acts of the Board of For For Management Directors and Officers 4 Approve Increase of Authorized Capital For For Management Stock and the Corresponding Amendment of the Seventh Article of the Articles of Incorporation 5 Approve Amendment of the Seventh For For Management Article of the Articles of Incorporation to Increase the Carved-Out Shares and to Broaden the Use of Proceeds from the Issuance of Carved-Out Shares 6.1 Elect Fernando Zobel de Ayala as For For Management Director 6.2 Elect Jaime Augusto Zobel de Ayala as For For Management Director 6.3 Elect Jose Rene Gregory D. Almendras For For Management as Director 6.4 Elect Antonino T. Aquino as Director For For Management 6.5 Elect Gerardo C. Ablaza, Jr. as For For Management Director 6.6 Elect Delfin L. Lazaro as Director For For Management 6.7 Elect John Eric T. Francia as Director For For Management 6.8 Elect Oscar S. Reyes as Director For For Management 6.9 Elect Jaime C. Laya as Director For For Management 6.10 Elect Sherisa P. Nuesa as Director For For Management 6.11 Elect Jose L. Cuisia, Jr. as Director For For Management 7 Elect External Auditor and Fix Its For For Management Remuneration 8 Approve Other Matters For Against Management -------------------------------------------------------------------------------- MAOMING PETRO-CHEMICAL SHIHUA CO., LTD. Ticker: 000637 Security ID: Y5825L108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor and For For Management Internal Control Auditor and to Fix Their Remuneration -------------------------------------------------------------------------------- MAOMING PETRO-CHEMICAL SHIHUA CO., LTD. Ticker: 000637 Security ID: Y5825L108 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lu Chunlin as Independent For For Shareholder Director -------------------------------------------------------------------------------- MAOMING PETRO-CHEMICAL SHIHUA CO., LTD. Ticker: 000637 Security ID: Y5825L108 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor and For For Management Internal Control Auditor as well as Confirmation of Remuneration -------------------------------------------------------------------------------- MAOMING PETRO-CHEMICAL SHIHUA CO., LTD. Ticker: 000637 Security ID: Y5825L108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 8 Approve Allowances of Independent For For Management Directors 9 Approve Remuneration of Chairman of For For Management the Board of Directors 10 Approve Application of Bank Credit For For Management Lines and Provision of Loan Guarantee to Wholly-owned Subsidiary 11.1 Elect Fan Hongyan as Non-Independent For For Shareholder Director 11.2 Elect Chun Bill Liu as Non-Independent For For Shareholder Director 11.3 Elect Cao Guangming as Non-Independent For For Shareholder Director 11.4 Elect Yang Xiaohui as Non-Independent For For Shareholder Director 11.5 Elect Yang Yue as Non-Independent For For Shareholder Director 11.6 Elect Xu Jun as Non-Independent For For Shareholder Director 12.1 Elect Xian Haibo as Independent For For Shareholder Director 12.2 Elect Cen Wei as Independent Director For For Shareholder 12.3 Elect Lu Chunlin as Independent For For Shareholder Director 13.1 Elect Zhu Yuehua as Supervisor For For Shareholder 13.2 Elect Wang Bin as Supervisor For For Shareholder -------------------------------------------------------------------------------- MAOYAN ENTERTAINMENT Ticker: 1896 Security ID: G5804A107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Wang Changtian as Director For For Management 2a2 Elect Zhan Weibiao as Director None None Management 2a3 Elect Chen Shaohui as Director For For Management 2a4 Elect Lin Ning as Director For Against Management 2a5 Elect Tang Lichun, Troy as Director For For Management 2a6 Elect Cheng Wu as Director For For Management 2a7 Elect Liu Lin as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares 4D Approve Grant of RSU Annual Mandate to For For Management Issue Shares Under the RSU Scheme -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Provision of For For Management Counter-Guarantee -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Gao Hongbiao as Non-Independent For For Management Director 2.2 Elect Zhong Pengyi as Non-Independent For For Management Director 2.3 Elect Yu Guanghua as Non-Independent For For Management Director 2.4 Elect Lu Xiaojuan as Non-Independent For For Management Director 2.5 Elect Zhao Yuguang as Non-Independent For For Management Director 2.6 Elect Ye Jing as Non-Independent For For Management Director 2.7 Elect Liao Nangang as Independent For For Management Director 2.8 Elect Zeng Zhigang as Independent For For Management Director 2.9 Elect Tian Yue as Independent Director For For Management 3.1 Elect Lv Xiaoqing as Supervisor For For Management 3.2 Elect Wang Hui as Supervisor For For Management -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Performance For For Management Period for Preventive Horizontal Competition Commitments of Controlling Shareholders -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Elect Tony Huang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Loans of Home Buyers -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Related For For Management Party Transactions 2 Approve Signing of Supplementary For For Management Agreement of the Loan Contract (II) and Fee Settlement Agreement -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Report of the Board of For For Management Supervisors 6 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- MAOYE INTERNATIONAL HOLDINGS LIMITED Ticker: 848 Security ID: G5804G104 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Leasing Framework For For Management Agreement and Related Transactions -------------------------------------------------------------------------------- MAOYE INTERNATIONAL HOLDINGS LIMITED Ticker: 848 Security ID: G5804G104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Mao Ru as Director For For Management 4 Elect Wang Bin as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Authorize Repurchase of Issued Share For For Management Capital 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Reissuance of Repurchased For For Management Shares 10 Elect Lu Xiaojuan as Director For For Management 11 Elect Rao Yong as Director For For Management 12 Elect Gao Yajun as Director For For Management -------------------------------------------------------------------------------- MARCOPOLO SA Ticker: POMO4 Security ID: P64331112 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Maria Aparecida Metanias Hallack None For Shareholder as Independent Director Appointed by Preferred Shareholder 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Cristiano Machado Costa as None For Shareholder Fiscal Council Member and Roberto Lamb as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- MARFRIG GLOBAL FOODS SA Ticker: MRFG3 Security ID: P64386116 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Statutory Audit For For Management Committee 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- MARFRIG GLOBAL FOODS SA Ticker: MRFG3 Security ID: P64386116 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Elect Fiscal Council Members For Abstain Management 3 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 4 Elect Axel Erhard Brod as Fiscal None For Shareholder Council Member and Christiano Ernesto Burmeister as Alternate Appointed by Minority Shareholder 5 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- MARFRIG GLOBAL FOODS SA Ticker: MRFG3 Security ID: P64386116 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend and Renumber Articles Re: For For Management Statutory Audit Committee 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- MARICO LIMITED Ticker: 531642 Security ID: Y5841R170 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Harsh Mariwala as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Reappointment and Remuneration For For Management of Saugata Gupta as Managing Director and CEO 5 Approve Payment of Remuneration to For For Management Harsh Mariwala as Chairman of the Board and Non-Executive Director 6 Reelect Nikhil Khattau as Director For For Management 7 Reelect Hema Ravichandar as Director For For Management 8 Reelect B. S. Nagesh as Director For For Management 9 Reelect Rajeev Bakshi as Director For For Management -------------------------------------------------------------------------------- MARKETECH INTERNATIONAL CORP. Ticker: 6196 Security ID: Y5845V102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Proposal for the For For Management Government to Levy Part of the Housing Land -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mou Li as Non-Independent For For Management Director -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension Period of 2017 For For Management Employee Share Purchase Plan 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For For Management Application 2 Approve Guarantee Plan Between Company For For Management and Wholly-Owned Subsidiary 3 Approve Provision of Guarantee Plan For Against Management for Controlling Shareholder 4 Approve Mortgage Loan For For Management 5 Approve Use of Idle Funds to Purchase For For Management Financial Products 6 Approve Foreign Exchange Forward For For Management Transactions 7 Approve Company's Partnership Plan For For Management -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose, Manner and Price For For Management Range of Share Repurchase 1.2 Approve Type, Use, Number and For For Management Proportion of the Total Share Repurchase and Total Capital Used for the Share Repurchase 1.3 Approve Capital Source Used for the For For Management Share Repurchase 1.4 Approve Implementation Period For For Management 1.5 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditors and Payment of Their Remuneration 7 Approve Appointment of Internal For For Management Control Auditors and Payment of Their Remuneration 8 Approve Report of the Independent For For Management Directors 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MARKSANS PHARMA LTD. Ticker: 524404 Security ID: Y57686100 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend on Preference Shares For For Management 3 Reelect Sandra Saldanha as Director For For Management 4 Elect Abhinna Sundar Mohanty as For For Management Director 5 Approve Employees Stock Option Scheme For Against Management 2019 -------------------------------------------------------------------------------- MARUTI SUZUKI INDIA LIMITED Ticker: 532500 Security ID: Y7565Y100 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Toshihiro Suzuki as Director For For Management 4 Reelect Kinji Saito as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Kenichi Ayukawa as Managing Director and Chief Executive Officer 6 Elect Takahiko Hashimoto as Director For For Management and Approve Appointment and Remuneration of Takahiko Hashimoto as Whole-time Director designated as Director (Marketing & Sales) 7 Reelect D.S. Brar as Director For For Management 8 Reelect R.P. Singh as Director For For Management 9 Elect Lira Goswami as Director For For Management 10 Elect Hiroshi Sakamoto as Director For For Management 11 Elect Hisashi Takeuchi as Director For For Management 12 Approve Enhancement of Ceiling of For For Management Payment of Commission to Non-Executive Directors 13 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MAS REAL ESTATE, INC. Ticker: MSP Security ID: G5884M104 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by MAS of PK's For For Management Effective Economic Interest in the Investment JV, together with the Property Management Platform 2 Elect Martin Slabbert as Director For For Management 3 Elect Victor Semionov as Director For For Management 4 Elect Dan Petrisor as Director For For Management 5 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- MAS REAL ESTATE, INC. Ticker: MSP Security ID: G5884M104 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers LLC For For Management (PwC) as Auditors of the Company with Nicola Shepstone as the Designated Audit Partner 3 Re-elect Glynnis Carthy as Director For For Management 4 Re-elect Jaco Jansen as Director For For Management 5 Elect Melt Hamman as Director For For Management 6 Re-elect Malcolm Levy as Director For For Management 7 Authorise Repurchase of Issued Share For For Management Capital 8 Authorise Board to Issue Shares for For For Management Cash 9 Approve Remuneration Policy For For Management 10 Approve Remuneration Implementation For For Management Report 11 Re-elect Ron Spencer as Director For Abstain Management 12 Elect Werner Behrens as Director For Abstain Management -------------------------------------------------------------------------------- MASSMART HOLDINGS LTD. Ticker: MSM Security ID: S4799N122 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mitchell Slape as Director For For Management 2 Elect Mohammed Abdool-Samad as Director For For Management 3 Elect Charles Redfield as Director For For Management 4 Re-elect Phumzile Langeni as Director For For Management 5 Re-elect Dr Lulu Gwagwa as Director For For Management 6 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Roger Hillen as the Audit Partner 7.1 Re-elect Olufunke Ighodaro as Chairman For For Management of the Audit Committee 7.2 Re-elect Lindiwe Mthimunye as Member For For Management of the Audit Committee 7.3 Re-elect Lulu Gwagwa as Member of the For For Management Audit Committee 8 Authorise Board to Issue Shares for For For Management Cash 9 Approve Remuneration Policy For For Management 10 Approve Remuneration Implementation For Against Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2.1 Approve Fees of the Chairman of the For For Management Board 2.2 Approve Fees of the Deputy Chairman of For For Management the Board 2.3 Approve Fees of the Independent For For Management Non-Executive Directors 2.4 Approve Fees of the Audit Committee For For Management Chairman 2.5 Approve Fees of the Risk Committee For For Management Chairman 2.6 Approve Fees of the Remuneration For For Management Committee Chairman 2.7 Approve Fees of the Nominations and For For Management Social and Ethics Committee Chairmen 2.8 Approve Fees of the Audit Committee For For Management Members 2.9 Approve Fees of the Other Board For For Management Committee Members 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Amendments to the Share For For Management Incentive Plan and Annual Incentive Plan -------------------------------------------------------------------------------- MAX FINANCIAL SERVICES LIMITED Ticker: 500271 Security ID: Y5903C145 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 2 Approve Issuance of Equity Shares to For For Management Mitsui Sumitomo Insurance Company Limited on Preferential Basis 3 Approve Acquisition of Equity Shares For For Management Held by MSI in Max Life Insurance Company Limited -------------------------------------------------------------------------------- MAX FINANCIAL SERVICES LIMITED Ticker: 500271 Security ID: Y5903C145 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect Ashwani Windlass as Director For For Management 4 Reelect Sanjay Omprakash Nayar as For Against Management Director 5 Elect Jai Arya as Director For For Management 6 Elect Charles Richard Vernon Stagg as For For Management Director 7 Elect Aman Mehta as Director For Against Management 8 Elect Dinesh Kumar Mittal as Director For For Management 9 Approve Increase in Limit on Foreign For For Management Shareholdings -------------------------------------------------------------------------------- MAX FINANCIAL SERVICES LIMITED Ticker: 500271 Security ID: Y5903C145 Meeting Date: MAY 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management Mitsui Sumitomo Insurance Company Limited on Preferential Basis 2 Approve Acquisition of Equity Shares For For Management Held by MSI in Max Life Insurance Company Limited -------------------------------------------------------------------------------- MAX FINANCIAL SERVICES LIMITED Ticker: 500271 Security ID: Y5903C145 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Transfer of up to 29 For For Management Percent of the Paid-up Share Capital of Max Life Insurance Company Limited to Axis Bank Limited and/or its Affiliates -------------------------------------------------------------------------------- MAXIS BERHAD Ticker: 6012 Security ID: Y58460109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hamidah Naziadin as Director For Against Management 2 Elect Alvin Michael Hew Thai Kheam as For For Management Director 3 Elect Lim Ghee Keong as Director For For Management 4 Approve Directors' Fees and Benefits For For Management 5 Approve PricewaterhouseCoopers PLT as For Against Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Arshad bin Raja Tun Uda to For For Management Continue Office as Independent Non-Executive Director 7 Approve Mokhzani bin Mahathir to For For Management Continue Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Astro Malaysia Holdings Berhad and/or its affiliates 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Usaha Tegas Sdn. Bhd. and/or its affiliates 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with MEASAT Global Berhad and/or its affiliates 12 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Maxis Communications Berhad and/or its affiliates 13 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Saudi Telecom Company and/or its affiliates 14 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with SRG Asia Pacific Sdn. Bhd. 15 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Malaysian Landed Property Sdn. Bhd. and/or its affiliates -------------------------------------------------------------------------------- MAXSCEND MICROELECTRONICS CO., LTD. Ticker: 300782 Security ID: Y5840E105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Use of Idle Own Funds for Cash For For Management Management 5 Approve Use of Idle Raised Funds for For For Management Cash Management 6 Approve to Appoint Auditor For For Management 7 Approve Profit Distribution For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- MAXSCEND MICROELECTRONICS CO., LTD. Ticker: 300782 Security ID: Y5840E105 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Pricing Method and Issue Price For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Target Parties, Subscription For For Management Manner and Placement Arrangement to Shareholders 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MAYINGLONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 600993 Security ID: Y97116100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Use of Idle Own Funds to For For Management Conduct Entrusted Asset Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MCB BANK LTD. Ticker: MCB Security ID: Y61898105 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of MCB Financial Services For For Management to ISE Tower REIT Management Company Limited and InfoTech (Private) Limited -------------------------------------------------------------------------------- MCB BANK LTD. Ticker: MCB Security ID: Y61898105 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve KPMG Taseer Hadi and Company For For Management as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Final Cash Dividend For For Management 5 Approve Remuneration Policy For For Management 6 Approve Remuneration of Directors for For For Management Attending Board and Sub Committees Meetings 7 Amend Articles of Association For For Management 1 Other Business For Against Management -------------------------------------------------------------------------------- MCC MEILI CLOUD COMPUTING INDUSTRY INVESTMENT CO., LTD. Ticker: 000815 Security ID: Y63652104 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Yulu as Non-independent For For Management Director 1.2 Elect Ren Lin as Non-independent For For Management Director 1.3 Elect Zhu Lei as Non-independent For For Management Director 1.4 Elect Yang Shenghao as Non-independent For For Management Director 1.5 Elect Wu Dengfeng as Non-independent For For Management Director 1.6 Elect Zhong Zhixiang as For For Management Non-independent Director 2.1 Elect Wang Yutao as Independent For For Management Director 2.2 Elect Chen Shangyi as Independent For For Management Director 2.3 Elect Wang Xin as Independent Director For For Management 3.1 Elect Ma Dong as Supervisor For For Management 3.2 Elect Xie Yan as Supervisor For For Management -------------------------------------------------------------------------------- MCC MEILI CLOUD COMPUTING INDUSTRY INVESTMENT CO., LTD. Ticker: 000815 Security ID: Y63652104 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Determination of Remuneration For For Management of Directors 2 Amend Management System of Raised Funds For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MCC MEILI CLOUD COMPUTING INDUSTRY INVESTMENT CO., LTD. Ticker: 000815 Security ID: Y63652104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Finance Work Report For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Appoint of Internal Control For For Management Auditor 9 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- MCC MEILI CLOUD COMPUTING INDUSTRY INVESTMENT CO., LTD. Ticker: 000815 Security ID: Y63652104 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Financial Services For For Management Agreement -------------------------------------------------------------------------------- MCLEOD RUSSEL INDIA LIMITED Ticker: 532654 Security ID: Y5934T133 Meeting Date: SEP 09, 2019 Meeting Type: Annual Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve that the Vacancy on the Board For For Management Not be Filled from the Retirement of Rajeev Takru 3 Approve Lodha & Co., Chartered For For Management Accountants, as Auditors and Authorize Board to Fix Their Remuneration for the Period from July 29, 2019 until the 21st AGM 4 Approve Lodha & Co., Chartered For For Management Accountants, as Auditors and Authorize Board to Fix Their Remuneration for the Period from the 21st AGM until the 26th AGM 5 Elect Arundhuti Dhar as Director For For Management 6 Elect Raj Vardhan as Director For For Management 7 Elect Suman Bhowmik as Director For For Management 8 Approve Payment of Remuneration to For Against Management Aditya Khaitan as Managing Director 9 Approve Waiver of Recovery of Excess For Against Management Remuneration Paid to Aditya Khaitan as Managing Director 10 Approve Increase in Borrowing Powers For Against Management 11 Approve Loans, Guarantees and/or For Against Management Securities in Other Body Corporate 12 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MECHEL PAO Ticker: MTLR Security ID: X8487H101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of RUB 3.48 per Preferred Share and Omission of Dividends for Common Shares 2.1 Elect Igor Ziuzin as Director None Against Management 2.2 Elect Oleg Korzhov as Director None Against Management 2.3 Elect Georgii Petrov as Director None For Management 2.4 Elect Iurii Malyshev as Director None Against Management 2.5 Elect Irina Ipeeva as Director None Against Management 2.6 Elect Aleksandr Kotskii as Director None For Management 2.7 Elect Aleksandr Orishchin as Director None For Management 2.8 Elect Aleksandr Shokhin as Director None For Management 2.9 Elect Viktor Trigubko as Director None Against Management 3 Ratify Energy Consulting as Auditor For For Management 4 Approve New Edition of Charter For For Management 5 Approve New Edition of Regulations on For For Management Board of Directors 6 Approve Large-Scale Related-Party For For Management Transactions -------------------------------------------------------------------------------- MECHEL PAO Ticker: MTLR Security ID: 583840608 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of RUB 3.48 per Preferred Share and Omission of Dividends for Common Shares 2.1 Elect Igor Ziuzin as Director None Against Management 2.2 Elect Oleg Korzhov as Director None Against Management 2.3 Elect Georgii Petrov as Director None For Management 2.4 Elect Iurii Malyshev as Director None Against Management 2.5 Elect Irina Ipeeva as Director None Against Management 2.6 Elect Aleksandr Kotskii as Director None For Management 2.7 Elect Aleksandr Orishchin as Director None For Management 2.8 Elect Aleksandr Shokhin as Director None For Management 2.9 Elect Viktor Trigubko as Director None Against Management 3 Ratify Energy Consulting as Auditor For For Management 4 Approve New Edition of Charter For For Management 5 Approve New Edition of Regulations on For For Management Board of Directors 6 Approve Large-Scale Related-Party For For Management Transactions -------------------------------------------------------------------------------- MEDIATEK, INC. Ticker: 2454 Security ID: Y5945U103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- MEDICALSYSTEM BIOTECHNOLOGY CO. LTD. Ticker: 300439 Security ID: Y6298X108 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Performance Shares on For For Management Unlock Period and Conditions 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Adjustment of Performance For For Management Shares Repurchase Price 4 Approve Change in Registered Capital For For Management and Amend Articles of Association 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MEDICALSYSTEM BIOTECHNOLOGY CO. LTD. Ticker: 300439 Security ID: Y6298X108 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplementary For For Management Agreement (2) of Equity Acquisition Agreement -------------------------------------------------------------------------------- MEDICALSYSTEM BIOTECHNOLOGY CO. LTD. Ticker: 300439 Security ID: Y6298X108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Termination of the For For Management Implementation of Performance Share Incentive Plan and Repurchase Cancellation of Related Performance Shares 9 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- MEDIGEN BIOTECHNOLOGY CORP. Ticker: 3176 Security ID: Y5945Y105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 7 Amend Procedures for Lending Funds to For For Management Other Parties 8 Amend Procedures for Endorsement and For For Management Guarantees 9 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- MEDITERRANEAN & GULF INSURANCE & REINSURANCE CO. Ticker: 8030 Security ID: M6881U100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For Against Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 for FY 2020 and Q1 for FY 2021 5 Approve Discharge of Directors for FY For Against Management 2019 6 Approve Remuneration of Directors for For For Management FY 2019 7 Approve Transfer of SAR 120,000,000 For For Management from Statutory Reserve to Cover Part of Accumulated Losses 8 Approve Related Party Transactions For Against Management 9 Approve Related Party Transactions Re: For For Management Medi Visa 10 Approve Related Party Transactions Re: For For Management The Saudi Investment Bank 11 Approve Related Party Transactions Re: For For Management Saudi Fransi Capital 12 Approve Related Party Transactions Re: For For Management Bayan Credit Bureau 13 Approve Related Party Transactions Re: For For Management KSB Pumps Arabia 14 Approve Related Party Transactions Re: For For Management Toray Membrane Middle East 15 Approve Related Party Transactions Re: For For Management Jobar International Contracting Company 16 Approve Related Party Transactions Re: For For Management Abunayyan Trading 17 Approve Related Party Transactions Re: For For Management Citiscape Company 18 Approve Related Party Transactions Re: For For Management Middle East Agriculture Company 19 Approve Related Party Transactions Re: For For Management Electronic & Electrical Industries Corporation 20 Approve Related Party Transactions Re: For For Management Arabian Qudra Company 21 Approve Related Party Transactions Re: For For Management Saudi Meters Company 22 Approve Related Party Transactions Re: For For Management Saudi Tumpane Company 23 Approve Related Party Transactions Re: For For Management Abdullah Abunayyan Electric Company 24 Approve Related Party Transactions Re: For For Management Industrial Instrumentation and Control Systems 25 Approve Related Party Transactions Re: For For Management Raad Barkati 26 Approve Related Party Transactions Re: For For Management Amal Sheeha -------------------------------------------------------------------------------- MEGA FINANCIAL HOLDING CO., LTD. Ticker: 2886 Security ID: Y59456106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors - BANK OF TAIWAN CO., LTD. 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors - CHAO SHUN CHANG 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors - KUANG HUA HU 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors - YONG-YI TSAI 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors - HONG-MO WU -------------------------------------------------------------------------------- MEGACABLE HOLDINGS SAB DE CV Ticker: MEGACPO Security ID: P652AE117 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO's Report For For Management 2 Receive Directors' Opinions on CEO's For For Management Report 3 Approve Board of Directors' Report For For Management 4 Approve Reports of Corporate Practices For For Management and Audit Committees Chairmen 5 Approve Allocation of Income For For Management 6 Approve Repurchase Transactions of CPOs For For Management 7 Set Maximum Amount of Share Repurchase For For Management Reserve 8 Elect or Ratify Directors, Secretary For Against Management and their Respective Alternates 9 Classification of Principal and For Against Management Alternate Board Members' Independence 10 Elect or Ratify Chairman of Audit For Against Management Committee and Corporate Practices Committee 11 Approve Remuneration of Directors, For For Management Secretary, and Members of Audit and Corporate Practices Committees 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MEIDU ENERGY CORP. Ticker: 600175 Security ID: Y2982D102 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Guarantee For For Management -------------------------------------------------------------------------------- MEIDU ENERGY CORP. Ticker: 600175 Security ID: Y2982D102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For Against Management 4 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 5 Approve Financing Credit Line For For Management Application 6 Approve Provision of Guarantee For Against Management 7 Approve to Use Idle Own Funds for For For Management Short-term Investments 8.1 Elect Wen Zhanghua as Non-Independent For For Management Director 8.2 Elect Shen Xutao as Non-Independent For For Shareholder Director 8.3 Elect Yao Airong as Non-Independent For For Shareholder Director 8.4 Elect Xu Guoqiang as Non-Independent For For Management Director 8.5 Elect Mi Weimin as Non-Independent For For Shareholder Director 8.6 Elect Shen Shuifa as Non-Independent For For Management Director 9.1 Elect Wu Yongjun as Independent For For Management Director 9.2 Elect Lin Hai as Independent Director For For Management 9.3 Elect Chen Xinsheng as Independent For For Shareholder Director 10.1 Elect Fu Jun as Supervisor For For Management 10.2 Elect Zhang Xiangfeng as Supervisor For For Management 10.3 Elect Yang Xudong as Supervisor For For Management -------------------------------------------------------------------------------- MEIHUA HOLDINGS GROUP CO., LTD. Ticker: 600873 Security ID: Y9719G100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Overseas Issuance of Bonds For For Management 3 Approve Provision of Guarantee For For Management 4.1 Elect Wang Aijun as Non-Independent For For Management Director 4.2 Elect He Jun as Non-Independent For For Management Director 4.3 Elect Liang Yubo as Non-Independent For For Management Director 5.1 Elect Luo Qinghua as Independent For For Management Director 5.2 Elect Guo Chunming as Independent For For Management Director 6.1 Elect Chang Libin as Supervisor For For Management 6.2 Elect Cui Lizhi as Supervisor For For Management -------------------------------------------------------------------------------- MEIHUA HOLDINGS GROUP CO., LTD. Ticker: 600873 Security ID: Y9719G100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Financial Derivatives Trading For For Management Business 8 Approve Use of Funds for Financial For For Management Products 9 Approve to Appoint Financial Auditor For For Management 10 Approve to Appoint Internal Control For For Management Auditor 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Change in Registered Capital For For Management 13 Amend Articles of Association For For Management 14 Approve Adjust 2018 Performance Shares For For Shareholder Incentive Plan and 2020 Company Performance Indicators -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y44424110 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 4 Approve Amendments to Articles of For For Management Association 5.1 Elect Zeng Songbai as Non-Independent For For Management Director 5.2 Elect Xu Hong as Non-Independent For For Management Director 5.3 Elect Xu Panhua as Non-Independent For For Management Director -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y44424110 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Provision for Goodwill For For Management Impairment 9 Approve Performance Commitments and For For Management Performance Compensation Plan 10 Approve Related Party Transaction For For Management 11 Approve Credit Line Application and For For Management Provision of Guarantee 12 Approve Provision of Guarantee For For Management 13 Elect Zhu Shunyan as Non-Independent For For Management Director -------------------------------------------------------------------------------- MEITU, INC. Ticker: 1357 Security ID: G5966D105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Guo Yihong as Director For For Management 2b Elect Lee Kai-Fu as Director For Against Management 2c Elect Zhou Hao as Director For Against Management 3a Elect Chen Jiarong as Director For For Management 3b Elect Kui Yingchun as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- MEITUAN DIANPING Ticker: 3690 Security ID: G59669104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Orr Gordon Robert Halyburton as For For Management Director 3 Elect Leng Xuesong as Director For For Management 4 Elect Shum Heung Yeung Harry as For For Management Director 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MERCURIES & ASSOCIATES HOLDING LTD. Ticker: 2905 Security ID: Y6017H103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Amend Procedures for Lending Funds to For For Management Other Parties 8 Approve the Issuance of New Shares by For For Management Capitalization of Profit -------------------------------------------------------------------------------- MERCURIES LIFE INSURANCE CO., LTD. Ticker: 2867 Security ID: Y5S44Z102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6.1 Elect CHEN SHIANG JEH, with For For Management SHAREHOLDER NO.2375 as Non-independent Director 6.2 Elect WONG TSUI CHUN, with SHAREHOLDER For Against Management NO.2372 as Non-independent Director 6.3 Elect CHEN SHIANG LI, a Representative For Against Management of Mercuries and Associates Holding Ltd., with SHAREHOLDER NO.1, as Non-independent Director 6.4 Elect CHEN CHIN TSAI, a Representative For Against Management of Mercuries and Associates Holding Ltd., with SHAREHOLDER NO.1, as Non-independent Director 6.5 Elect WANG CHI HUA, a Representative For Against Management of Mercuries and Associates Holding Ltd., with SHAREHOLDER NO.1, as Non-independent Director 6.6 Elect HSU CHIN HSIN, a Representative For Against Management of Mercuries and Associates Holding Ltd.,SHAREHOLDER NO.1, as Non-independent Director 6.7 Elect CHENG CHUN NONG, with For Against Management SHAREHOLDER NO.A123684XXX as Non-independent Director 6.8 Elect KUO WEI YU, with SHAREHOLDER NO. For For Management E120862XXX as Independent Director 6.9 Elect TSAI JUSTIN, with SHAREHOLDER NO. For For Management L101104XXX as Independent Director 6.10 Elect YANG HENRY, with SHAREHOLDER NO. For For Management Q120350XXX as Independent Director -------------------------------------------------------------------------------- MERIDA INDUSTRY CO., LTD. Ticker: 9914 Security ID: Y6020B101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Individual For For Management and Consolidated Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- MERRY ELECTRONICS CO., LTD. Ticker: 2439 Security ID: Y6021M106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- MESNAC CO., LTD. Ticker: 002073 Security ID: Y7162X117 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Guan Bingzheng as For For Management Non-Independent Director 3 Approve Cooperation with Professional For For Management Investment Institutions -------------------------------------------------------------------------------- MESNAC CO., LTD. Ticker: 002073 Security ID: Y7162X117 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MESNAC CO., LTD. Ticker: 002073 Security ID: Y7162X117 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yonglian as Supervisor For For Management -------------------------------------------------------------------------------- MESNAC CO., LTD. Ticker: 002073 Security ID: Y7162X117 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Related Party Transaction For For Management 9 Approve Remuneration of Directors and For For Management Senior Management 10 Approve Remuneration of Supervisors For For Management 11 Amend Management System of Raised Funds For For Management 12 Approve Amendments to Articles of For For Management Association 13 Approve Sales Business Repurchase For For Management Guarantee Amount 14 Approve Application of Credit Line For For Management from Agricultural Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 15 Approve Application of Credit Line For For Management from Bank of Communications Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 16 Approve Application of Credit Line For For Management from China Construction Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 17 Approve Application of Credit Line For For Management from Industrial and Commercial Bank of China Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 18 Approve Application of Credit Line For For Management from Bank of China Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 19 Approve Application of Credit Line For For Management from Shanghai Pudong Development Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 20 Approve Application of Credit Line For For Management from China Everbright Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 21 Approve Application of Credit Line For For Management from China Minsheng Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 22 Approve Application of Credit Line For For Management from China Merchants Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 23 Approve Application of Credit Line For For Management from Industrial Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 24 Approve Application of Credit Line For For Management from Bank of Qingdao as well as Provision of Joint Responsibility Guarantee to Subsidiaries 25 Approve Application of Credit Line For For Management from China CITIC Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 26 Approve Application of Credit Line For For Management from Postal Savings Bank of China Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 27 Approve Application of Credit Line For For Management from Qingdao Rural Commercial Bank as well as Provision of Joint Responsibility Guarantee to Subsidiaries 28 Approve Application of Credit Line For For Management from China Bohai Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 29 Approve Application of Credit Line For For Management from China Development Bank Qingdao Branch 30 Approve Application of Credit Lines For For Management from Belgium Union Bank Shanghai Branch 31 Approve Application of Credit Lines For For Management from Belgium Union Bank Shanghai Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 32 Approve Application of Bank Financing For For Management of Overseas Subsidiaries and Company's Guarantee Provision 33 Approve Revision of Company's For For Management Performance Evaluation Indicators for Employee Share Purchase Plan -------------------------------------------------------------------------------- MESNAC CO., LTD. Ticker: 002073 Security ID: Y7162X117 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction Investment of For For Management High-Performance Rubber Green Recycling Project (Phase 1: 108,000 Tons/Year) 2 Approve Provision of Loan Guarantee For Against Management -------------------------------------------------------------------------------- METAIR INVESTMENTS LTD. Ticker: MTA Security ID: S49280126 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor XXXX Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 December 2019 XXXX Receive the Social and Ethics None None Management Committee Report 1 Re-elect Brand Pretorius as Director For For Management 2 Elect Nono Mkhondo as Director For For Management 3 Elect Manfred Muell as Director For For Management 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Appoint N Ndiweni as the Designated Audit Partner 5i Re-elect Michael Flemming as Chairman For For Management of the Audit and Risk Committee 5ii Re-elect Grathel Motau as Member of For For Management the Audit and Risk Committee 5iii Re-elect Billy Mawasha as Member of For For Management the Audit and Risk Committee 6a Approve Remuneration Policy For For Management 6b Approve Remuneration Implementation For For Management Report 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y119 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ng Kar Ling, Johnny as Director For For Shareholder 2 Approve Adjustment to the Remuneration For For Management of Independent Non-executive Directors -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y101 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ng Kar Ling, Johnny as Director For For Shareholder 2 Approve Adjustment to the Remuneration For For Management of Independent Non-executive Directors -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y119 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Accounts Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve 2020 Guarantee Plan For For Management 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Amend Articles of Association and the For For Management Rules of Procedure for General Meetings 9 Approve WUYIGE Certified Public For For Shareholder Accountants LLP as the Auditor and the Internal Control Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Accounts Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve 2020 Guarantee Plan For For Management 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Amend Articles of Association and the For For Management Rules of Procedure for General Meetings 9 Approve WUYIGE Certified Public For For Shareholder Accountants LLP as the Auditor and the Internal Control Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- METHANOL CHEMICALS CO. Ticker: 2001 Security ID: M7002R109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Amend Article 05 of Bylaws Re: Company For For Management Head Office 6 Approve Discharge of Directors for FY For For Management 2019 -------------------------------------------------------------------------------- METHANOL CHEMICALS CO. Ticker: 2001 Security ID: M7002R109 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Auditors and Fix Their For Against Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 2 Approve Discharge of Directors for FY For Against Management 2019 -------------------------------------------------------------------------------- METRO LAND CORP. LTD. Ticker: 600683 Security ID: Y59699101 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement and For For Management Related Party Transactions 2 Approve Exemption to Avoid Horizontal For For Management Competition Commitments 3 Approve Joint Investment in Real For For Management Estate Projects and Related Party Transactions -------------------------------------------------------------------------------- METRO LAND CORP. LTD. Ticker: 600683 Security ID: Y59699101 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Loan Amount For For Management -------------------------------------------------------------------------------- METRO LAND CORP. LTD. Ticker: 600683 Security ID: Y59699101 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2 Approve Plan on Corporate Bond Issuance For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Perpetual Debt Financing For For Management 5 Approve Provision of Guarantee and For For Management Counter Guarantee -------------------------------------------------------------------------------- METRO LAND CORP. LTD. Ticker: 600683 Security ID: Y59699101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Financial Budget Report For For Management 8 Approve Authorization of Board For For Management Regarding Investment in Real Estate Projects 9 Approve External Financing, Provision For Against Management of Loans, External Guarantee Plan and Related Party Transactions 10 Approve Use of Funds for Cash For For Management Management 11 Approve Loan Application to For For Management Controlling Shareholders and Related Party Transactions 12 Approve Cooperative Investment in Real For For Management Estate Projects and Related Party Transactions 13 Approve Factoring Business and Related For For Management Party Transactions 14 Approve Issuance of Corporate Bonds For For Management 15 Approve Plan on Issuance of Corporate For For Management Bonds 16 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 17 Approve Guarantee Application and For For Management Provision of Counter-guarantee and Related Party Transactions -------------------------------------------------------------------------------- METRO PACIFIC INVESTMENTS CORPORATION Ticker: MPI Security ID: Y60305102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of Stockholders Held on May 27, 2019 2 Approve Report of the President and For For Management Chief Executive Officer 3 Approve the 2019 Audited Financial For For Management Statements 4 Ratify the Acts of the Board of For For Management Directors and Management 5.1 Elect Albert F. Del Rosario as Director For Against Management 5.2 Elect Lydia B. Echauz as Director For For Management 5.3 Elect Ray C. Espinosa as Director For Against Management 5.4 Elect Ramoncito S. Fernandez as For Against Management Director 5.5 Elect Rodrigo E. Franco as Director For Against Management 5.6 Elect Edward S. Go as Director For For Management 5.7 Elect Jose Ma. K. Lim as Director For For Management 5.8 Elect David J. Nicol as Director For Against Management 5.9 Elect Augusto P. Palisoc Jr. as For Against Management Director 5.10 Elect Artemio V. Panganiban as Director For For Management 5.11 Elect Manuel V. Pangilinan as Director For Against Management 5.12 Elect Jose Jesus G. Laurel as Director For Against Management 5.13 Elect Francisco C. Sebastian as For Against Management Director 5.14 Elect Alfred V. Ty as Director For Against Management 5.15 Elect Christopher H. Young as Director For Against Management 6 Appoint External Auditors For For Management -------------------------------------------------------------------------------- METROPOLITAN BANK & TRUST COMPANY Ticker: MBT Security ID: Y6028G136 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management Held on April 24, 2019 2 Amend Articles of Incorporation to For Against Management Create a New Class of Shares (Voting Preferred Shares) 3 Ratify All Acts and Resolutions of the For For Management Board of Directors, Management and All Committees from April 24, 2019 to May 27, 2020 4.1 Elect Arthur Ty as Director For For Management 4.2 Elect Francisco C. Sebastian as For For Management Director 4.3 Elect Fabian S. Dee as Director For For Management 4.4 Elect Jesli A. Lapus as Director For For Management 4.5 Elect Alfred V. Ty as Director For For Management 4.6 Elect Edmund A. Go as Director For For Management 4.7 Elect Francisco F. Del Rosario, Jr. as For For Management Director 4.8 Elect Vicente R. Cuna, Jr. as Director For For Management 4.9 Elect Edgar O. Chua as Director For For Management 4.10 Elect Solomon S. Cua as Director For For Management 4.11 Elect Angelica H. Lavares as Director For For Management 4.12 Elect Philip G. Soliven as Director For For Management 5 Appoint Sycip Gorres Velayo & Co. as For For Management External Auditors -------------------------------------------------------------------------------- MEXICHEM SAB DE CV Ticker: MEXCHEM Security ID: P57908132 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name and Amend Article 1 For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MEXICHEM SAB DE CV Ticker: ORBIA Security ID: P7S81Y105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividends of up to USD For For Management 180 Million 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MEZZAN HOLDING CO. K.S.C. Ticker: MEZZAN Security ID: M6934W103 Meeting Date: MAY 10, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Corporate Governance Report For For Management and Audit Committee Report for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Approve Special Report on Violations For For Management and Penalties for FY 2019 6 Approve Dividends of KWD 0.015 per For For Management Share for FY 2019 7 Approve Remuneration of Directors of For For Management KWD 50,000 for FY 2019 8 Approve Discontinue of Transfer from For For Management Net Income to Statutory Reserve for FY 2019 9 Approve Discontinue of Transfer from For For Management Net Income to Optional Reserve for FY 2019 10 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 11 Approve Related Party Transactions for For Against Management FY 2019 and FY 2020 12 Approve Discharge of Directors for FY For For Management 2019 13 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 -------------------------------------------------------------------------------- MIANYANG FULIN PRECISION MACHINING CO. LTD. Ticker: 300432 Security ID: Y5969H103 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of Shares For For Management Compensated Via Performance Commitments and Cash Compensation in Connection to Major Asset Restructure 2 Approve Transfer of Creditor's Rights For For Management for Company's Cash Compensation in Connection to Major Asset Restructure -------------------------------------------------------------------------------- MIANYANG FULIN PRECISION MACHINING CO. LTD. Ticker: 300432 Security ID: Y5969H103 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Lu Qiyong as Non-Independent For For Shareholder Director 2.2 Elect Nie Dan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- MIANYANG FULIN PRECISION MACHINING CO. LTD. Ticker: 300432 Security ID: Y5969H103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of For For Management Non-Independent Directors, Supervisors and Senior Management Members 9 Approve Allowance and Expenses of For For Management Independent Directors 10 Approve Application of Comprehensive For Against Management Credit Lines and Provision of Guarantee -------------------------------------------------------------------------------- MIANYANG FULIN PRECISION MACHINING CO. LTD. Ticker: 300432 Security ID: Y5969H103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tan Jianwei as Non-Independent For For Management Director 1.2 Elect Yang Yu as Non-Independent For For Management Director 1.3 Elect Li Changjun as Non-Independent For For Management Director 1.4 Elect Peng Jiansheng as For For Management Non-Independent Director 1.5 Elect Lu Qiyong as Non-Independent For For Management Director 1.6 Elect Nie Dan as Non-Independent For For Management Director 2.1 Elect Fu Jiang as Independent Director For For Management 2.2 Elect Mou Wen as Independent Director For For Management 2.3 Elect Chen Libao as Independent For For Management Director 3.1 Elect Lai Tongbin as Supervisor For For Management 3.2 Elect Wang Yan as Supervisor For For Management -------------------------------------------------------------------------------- MICRO-STAR INTERNATIONAL CO., LTD. Ticker: 2377 Security ID: Y6037M108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MICROBIO CO., LTD. Ticker: 4128 Security ID: Y6035R109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- MIDDLE EAST HEALTHCARE CO. Ticker: 4009 Security ID: M7002V100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Absence of Dividends for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 for FY 2020 and Q1 for FY 2021 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Remuneration of Directors of For For Management SAR 200,000 Each for FY 2019 8 Approve Related Party Transactions For For Management 9 Ratify Appointment of Amr Khashaqji as For For Management Director 10 Ratify Appointment of Amr Khashaqji as For For Management Audit Committee Member 11.1 Elect Subhi Batterjee as Director None Abstain Management 11.2 Elect Khalid Batterjee as Director None Abstain Management 11.3 Elect Makarim Batterjee as Director None Abstain Management 11.4 Elect Sultan Batterjee as Director None Abstain Management 11.5 Elect Mohammed Moaminah as Director None Abstain Management 11.6 Elect Amr Khashaqji as Director None Abstain Management 11.7 Elect Mohammed Sadeeq as Director None Abstain Management 11.8 Elect Majid Al Suweigh as Director None Abstain Management 11.9 Elect Abdullah Al Fifi as Director None Abstain Management 11.10 Elect Talal Al Moammar as Director None Abstain Management 11.11 Elect Khalid Al Al Khudheiri as None Abstain Management Director 11.12 Elect Khalid Al Suleiman as Director None Abstain Management 11.13 Elect Ahmed Murad as Director None Abstain Management 12 Elect Members of Audit Committee For For Management 13 Approve Related Party Transactions Re: For For Management Emirates Healthcare Development Company 14 Approve Related Party Transactions Re: For For Management Saudi Yemeni Healthcare 15 Approve Related Party Transactions Re: For For Management Egyptian Saudi Healthcare Company 16 Approve Related Party Transactions Re: For For Management Hail National Company for Healthcare Services 17 Approve Related Party Transactions Re: For For Management Bait Al Batterjee Medical Co 18 Approve Related Party Transactions Re: For For Management Bait Al Batterjee Company for Education and Training 19 Approve Related Party Transactions Re: For For Management Abduljalil Khalid Batterjee Company for Medical Equipment 20 Approve Related Party Transactions Re: For For Management Bait Al Batterjee Pharmaceutical Industries Co 21 Approve Related Party Transactions Re: For For Management Gulf Youth Company for Investment & Real Estate Development 22 Approve Related Party Transactions Re: For For Management Batterjee Medical College 23 Approve Related Party Transactions Re: For For Management International Hospitals Construction Co 24 Approve Related Party Transactions Re: For For Management International Hospitals Construction Co 25 Approve Related Party Transactions Re: For For Management International Hospitals Construction Co 26 Approve Related Party Transactions Re: For For Management International Hospitals Construction Co 27 Approve Related Party Transactions Re: For For Management International Hospitals Construction Co 28 Approve Related Party Transactions Re: For For Management International Hospitals Construction Co 29 Approve Related Party Transactions Re: For For Management International Hospitals Construction Co 30 Approve Related Party Transactions Re: For For Management International Hospitals Construction Co 31 Approve Related Party Transactions Re: For For Management Bait Al Batterjee Fitness Company 32 Approve Related Party Transactions Re: For For Management Bait Al Batterjee Medical Co 33 Approve Related Party Transactions Re: For For Management Bait Al Batterjee Medical Co 34 Approve Related Party Transactions Re: For For Management Bait Al Batterjee Medical Co -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management of Subsidiary -------------------------------------------------------------------------------- MIDEA REAL ESTATE HOLDING LIMITED Ticker: 3990 Security ID: G60920108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Hao Hengle as Director For For Management 3b Elect He Jianfeng as Director For For Management 3c Elect Tan Jinsong as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8 Adopt Share Option Scheme For For Management -------------------------------------------------------------------------------- MIGROS TICARET AS Ticker: MGROS Security ID: M7024Q105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For For Management 8 Approve Director Remuneration For For Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made For For Management in 2019 and Approve Upper Limit of Donations for 2020 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 14 Close Meeting None None Management -------------------------------------------------------------------------------- MILLAT TRACTORS LTD. Ticker: MTL Security ID: Y6044N107 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Related Party Transactions for For For Management Year Ended June 30, 2019 6 Authorize CEO to Approve Related Party For For Management Transactions for Year Ending June 30, 2020 7 Amend Articles of Association For For Management 8 Approve Bonus Issue For For Management 9 Approve Charitable Donations from For Against Management Proceeds of Sale of Fractional Shares 1 Other Business For Against Management -------------------------------------------------------------------------------- MINDA INDUSTRIES LIMITED Ticker: 532539 Security ID: Y6S358119 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Approve For For Management Interim Dividend 3 Reelect Nirmal K Minda as Director For For Management 4 Approve B S R & Co., LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Pravin Tripathi as Director For For Management 7 Elect Krishan Kumar Jalan as Director For For Management 8 Elect Paridhi Minda as Director For For Management 9 Approve Appointment and Remuneration For For Management of Paridhi Minda as Whole Time Director -------------------------------------------------------------------------------- MINDA INDUSTRIES LIMITED Ticker: 532539 Security ID: Y6S358119 Meeting Date: NOV 19, 2019 Meeting Type: Court Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Composite Scheme of Arrangement For For Management -------------------------------------------------------------------------------- MINDA INDUSTRIES LIMITED Ticker: 532539 Security ID: Y6S358119 Meeting Date: DEC 09, 2019 Meeting Type: Court Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- MINDA INDUSTRIES LIMITED Ticker: 532539 Security ID: Y6S358119 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- MINDTREE LIMITED Ticker: 532819 Security ID: Y60362103 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm First Interim Dividend, Second For For Management Interim Dividend and Third Interim Dividend 3 Approve Final Dividend For For Management 4 Approve Special Dividend For For Management 5 Approve Retirement of Subroto Bagchi For For Management 6 Elect Jayant Damodar Patil as Director For For Management 7 Elect Sekharipuram Narayanan For For Management Subrahmanyan as Director 8 Elect Ramamurthi Shankar Raman as For For Management Director 9 Elect Prasanna Rangacharya Mysore as For For Management Director 10 Elect Deepa Gopalan Wadhwa as Director For For Management -------------------------------------------------------------------------------- MINDTREE LIMITED Ticker: 532819 Security ID: Y60362103 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Debashis Chatterjee as Director For For Management and Approve His Appointment and Remuneration as CEO and Managing Director 2 Elect Anilkumar Manibhai Naik as For For Management Non-Executive Chairman -------------------------------------------------------------------------------- MINERVA SA Ticker: BEEF3 Security ID: P6831V106 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management without Cancellation of Shares and Amend Article 5 Accordingly 2 Amend Article 6 to Reflect Changes in For For Management Authorized Capital 3 Consolidate Bylaws For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MINERVA SA Ticker: BEEF3 Security ID: P6831V106 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2019 3 Approve Allocation of Income For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Ibar Vilela de Queiroz as Board Chairman and Rafael Vincentini de Queiroz as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Frederico Alcantara de Queiroz as Board Vice-Chairman and Rafael Vincentini de Queiroz as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Norberto Lanzara Giangrande Junior as Director and Rafael Vincentini de Queiroz as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Lahoz Mendonca de Barros as Director and Rafael Vincentini de Queiroz as Alternate 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Carvalho Mandin Fonseca as Director and Rafael Vincentini de Queiroz as Alternate 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Gabriel Jaramillo Sanint as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luiz Rego Glaser as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Abdulaziz Saleh Al-Rebdi as Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Bakr Almuhanna as Director 8.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Mohammed Mansour A. Almousa as Director 9 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Classification of Gabriel For For Management Jaramillo Sanint and Jose Luiz Rego Glaser as Independent Directors 11 Install Fiscal Council For For Management 12 Fix Number of Fiscal Council Members For For Management at Three 13.1 Elect Luiz Manoel Gomes Junior as For For Management Fiscal Council Member and Marcelo Scaff Padilha as Alternate 13.2 Elect Dorival Antonio Bianchi as For For Management Fiscal Council Member and Emerson Cortezia de Souza as Alternate 13.3 Elect Franklin Saldanha Neiva Filho as For For Management Fiscal Council Member and Pedro Teixeira Dall'agnol as Alternate 14 As an Ordinary Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 15 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- MING YANG SMART ENERGY GROUP CO., LTD. Ticker: 601615 Security ID: Y60373100 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Additional External Guarantee For Against Management Provision 3 Approve Additional Daily Related-party For For Management Transactions 4 Elect Zhang Qiying as Non-Independent For For Management Director -------------------------------------------------------------------------------- MING YANG SMART ENERGY GROUP CO., LTD. Ticker: 601615 Security ID: Y60373100 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Merger by Absorption For For Management 3 Approve External Guarantee For Against Management 4 Approve Credit Line Application For Against Management 5.1 Elect Zhang Chuanwei as For For Management Non-Independent Director 5.2 Elect Shen Zhongmin as Non-Independent For For Management Director 5.3 Elect Wang Jinfa as Non-Independent For For Management Director 5.4 Elect Zhang Qiying as Non-Independent For For Management Director 5.5 Elect Zhang Rui as Non-Independent For For Management Director 5.6 Elect Mao Duanyi as Non-Independent For For Management Director 5.7 Elect Guo Zhiyong as Non-Independent For For Management Director 6.1 Elect Gu Naikang as Independent For For Management Director 6.2 Elect Li Zhongfei as Independent For For Management Director 6.3 Elect Shao Xijuan as Independent For For Management Director 6.4 Elect Wang Yu as Independent Director For For Management 7.1 Elect Liu Lianyu as Supervisor For For Management 7.2 Elect Zheng Weili as Supervisor For For Management -------------------------------------------------------------------------------- MING YANG SMART ENERGY GROUP CO., LTD. Ticker: 601615 Security ID: Y60373100 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Manner of Pricing and Issue For For Management Price 2.4 Approve Issue Amount For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds and Investment For For Management Projects 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MING YANG SMART ENERGY GROUP CO., LTD. Ticker: 601615 Security ID: Y60373100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 12 Approve Authorization of the Board to For For Management Handle All Related Matters 13 Approve Methods to Assess the For For Management Performance of Plan Participants -------------------------------------------------------------------------------- MINGFA GROUP (INTERNATIONAL) COMPANY LIMITED Ticker: 846 Security ID: G61413103 Meeting Date: AUG 05, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Huang Lianchun as Director and For Against Management Authorize Board to Fix His Remuneration 2b Elect Huang Li Shui as Director and For Against Management Authorize Board to Fix His Remuneration 2c Elect Liu Yuwei as Director and For For Management Authorize Board to Fix His Remuneration 2d Elect Chu Kin Wang Peleus as Director For For Management and Authorize Board to Fix His Remuneration 2e Elect Lam, Lee G. as Director and For For Management Authorize Board to Fix His Remuneration 3 Approve BDO Limited as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares 7 Elect Chan Sing Lai as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- MINGFA GROUP (INTERNATIONAL) COMPANY LIMITED Ticker: 846 Security ID: G61413103 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Huang Qingzhu as Director and For For Management Authorize Board to Fix His Remuneration 2b Elect Ng Man Fung Walter as Director For For Management and Authorize Board to Fix His Remuneration 2c Elect Lau Kin Hon as Director and For For Management Authorize Board to Fix His Remuneration 3 Approve BDO Limited as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Accepted For For Management by Wholly-owned Subsidiary 2 Approve Additional Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 2 Approve Increase the Type and Amount For For Management of Daily Related Party Transactions 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds, For For Management Super Short-term Commercial Papers and Commercial Papers of Securities Companies -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Social Responsibility Report For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For For Management 8 Approve Use of Funds for Entrusted For For Management Asset Management 9 Approve Credit Line Bank Application For For Management -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ren Zhufeng as Non-Independent For For Shareholder Director 1.2 Elect Mo Chunlei as Non-Independent For For Shareholder Director 1.3 Elect Zhao Ligong as Non-Independent For For Shareholder Director 1.4 Elect Ren Jianhua as Non-Independent For For Shareholder Director 1.5 Elect Liu Yi as Non-Independent For For Shareholder Director 1.6 Elect Wu Lixian as Non-Independent For For Shareholder Director 2.1 Elect Shan Feiyue as Independent For For Shareholder Director 2.2 Elect Li Ming as Independent Director For For Shareholder 2.3 Elect Cheng Fengchao as Independent For For Shareholder Director 3.1 Elect Du Weiwu as Supervisor For For Management 3.2 Elect Tang Xiaojin as Supervisor For For Management 3.3 Elect Yan Lijun as Supervisor For For Management -------------------------------------------------------------------------------- MINMETALS DEVELOPMENT CO., LTD. Ticker: 600058 Security ID: Y6065P106 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wei Tao as Non-Independent For For Management Director 2 Approve Adjustment on Accounts For For Management Receivable Factoring and Discounted Bills Receivables 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- MINMETALS DEVELOPMENT CO., LTD. Ticker: 600058 Security ID: Y6065P106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Comprehensive Credit Line For For Management Application and Provision of Guarantee 3 Approve Comprehensive Credit Line For For Management Application of Wholly-owned Subsidiary Minmetals Finance Co., Ltd. and Provision of Guarantee -------------------------------------------------------------------------------- MINMETALS DEVELOPMENT CO., LTD. Ticker: 600058 Security ID: Y6065P106 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Accounts Receivable Factoring For For Management and Discounted Bills Receivables 2 Approve Signing of Major Contract For For Management 3 Approve Accounts Receivable Asset For For Management Backed Plan 4 Approve Authorization of Board to For For Management Handle All Matters Related to the Accounts Receivable Asset Backed Plan -------------------------------------------------------------------------------- MINMETALS DEVELOPMENT CO., LTD. Ticker: 600058 Security ID: Y6065P106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve 2019 and 2020 Daily Related For For Management Party Transactions 7 Approve 2019 and 2020 Remuneration of For For Management Directors 8 Approve 2019 and 2020 Remuneration of For For Management Supervisors 9 Approve Renewed Daily Related Party For For Management Transaction Framework Agreement, Financial Services Framework Agreement and Comprehensive Service Agreement 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Elect Chen Quansheng as Independent For For Shareholder Director 12.1 Elect Zhu Haitao as Non-Independent For For Shareholder Director 12.2 Elect Tang Xiaojin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- MINOR INTERNATIONAL PUBLIC COMPANY LIMITED Ticker: MINT Security ID: Y6069M133 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report and For For Management Company's Performance 2 Approve Financial Statements and For For Management Acknowledge Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividend Payment 4.1 Elect Charamporn Jotikasthira as For For Management Director 4.2 Elect Emmanuel Jude Dillipraj For For Management Rajakarier as Director 4.3 Elect John Scott Heinecke as Director For For Management 4.4 Elect Camille Ma as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Increase of Registered Capital For For Management 8 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 9 Approve Issuance of Warrants to For For Management Purchase Ordinary Shares 10 Approve Allocation of New Ordinary For For Management Shares to Existing Shareholders 11 Amend Articles of Association For For Management 12 Approve Issuance and Offering of For For Management Debentures -------------------------------------------------------------------------------- MINSHENG HOLDINGS CO., LTD. Ticker: 000416 Security ID: Y5363W102 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Meng Jie as Independent Director For For Management -------------------------------------------------------------------------------- MINSHENG HOLDINGS CO., LTD. Ticker: 000416 Security ID: Y5363W102 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Provision of Financial For For Management Assistance 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- MINSHENG HOLDINGS CO., LTD. Ticker: 000416 Security ID: Y5363W102 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Zheng as Non-Independent For For Management Director 1.2 Elect Zhang Jianjun as Non-Independent For For Management Director 1.3 Elect Chen Jiahua as Non-Independent For For Management Director 1.4 Elect Feng Zhuangyong as For For Management Non-Independent Director 1.5 Elect Yan Xingnong as Non-Independent For For Management Director 1.6 Elect Chen Liangdong as For For Management Non-Independent Director 2.1 Elect Lu Guihua as Independent Director For For Management 2.2 Elect Wu Ge as Independent Director For For Management 2.3 Elect Meng Jie as Independent Director For For Management 3.1 Elect Zhao Yingwei as Supervisor For For Management 3.2 Elect Zhao Yan as Supervisor For For Management 3.3 Elect Yuan Yanfei as Supervisor For For Management -------------------------------------------------------------------------------- MISC BERHAD Ticker: 3816 Security ID: Y6080H105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sekhar Krishnan as Director For For Management 2 Elect Liza Mustapha as Director For For Management 3 Elect Mohd Yusri Mohamed Yusof as For For Management Director 4 Approve Directors' Fees For For Management 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Authorize Share Repurchase Program For For Management 7 Elect Noh Haji Omar as Director None None Management -------------------------------------------------------------------------------- MISHO ECOLOGY & LANDSCAPE CO. LTD. Ticker: 300495 Security ID: Y444MM100 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares That Has Been Authorized But Not Yet Unlocked 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MISHO ECOLOGY & LANDSCAPE CO. LTD. Ticker: 300495 Security ID: Y444MM100 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Raised Funds For For Management Investment Project and Use Raised Funds to Supplement Working Capital -------------------------------------------------------------------------------- MISHO ECOLOGY & LANDSCAPE CO. LTD. Ticker: 300495 Security ID: Y444MM100 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management and Financing 2 Approve Guarantee For For Management -------------------------------------------------------------------------------- MISHO ECOLOGY & LANDSCAPE CO. LTD. Ticker: 300495 Security ID: Y444MM100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Related-party Transactions For For Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve to Appoint External Auditor For For Management 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- MITAC HOLDINGS CORP. Ticker: 3706 Security ID: Y60778100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- MLP SAGLIK HIZMETLERI AS Ticker: MPARK Security ID: M7030H107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors and Approve Their For For Management Remuneration 9 Ratify External Auditors For For Management 10 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For Did Not Vote Management -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Qinghuan as Non-Independent For For Management Director 1.2 Elect Yi Yanan as Non-Independent For For Management Director 1.3 Elect Zheng Mingbo as Non-Independent For For Management Director 1.4 Elect Zhou Lihong as Non-Independent For For Management Director 1.5 Elect Guo Nianzu as Non-Independent For For Management Director 1.6 Elect Wang Xiao as Non-Independent For For Management Director 2.1 Elect Zhang Hong as Independent For For Management Director 2.2 Elect Chen Guoyao as Independent For For Management Director 2.3 Elect Tang Guoqing as Independent For For Management Director 3.1 Elect Lin Yushan as Supervisor For For Management 3.2 Elect Liu Tianming as Supervisor For For Management 4 Approve Additional Guarantee Provision For Against Management 5 Approve Amendments to Articles of For For Management Association 6 Approve Report on the Usage of Raised For For Shareholder Funds -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Qinghuan as Non-Independent For Did Not Vote Management Director 1.2 Elect Yi Yanan as Non-Independent For Did Not Vote Management Director 1.3 Elect Zheng Mingbo as Non-Independent For Did Not Vote Management Director 1.4 Elect Zhou Lihong as Non-Independent For Did Not Vote Management Director 1.5 Elect Guo Nianzu as Non-Independent For Did Not Vote Management Director 1.6 Elect Wang Xiao as Non-Independent For Did Not Vote Management Director 2.1 Elect Zhang Hong as Independent For Did Not Vote Management Director 2.2 Elect Chen Guoyao as Independent For Did Not Vote Management Director 2.3 Elect Tang Guoqing as Independent For Did Not Vote Management Director 3.1 Elect Lin Yushan as Supervisor For Did Not Vote Management 3.2 Elect Liu Tianming as Supervisor For Did Not Vote Management 4 Approve Additional Guarantee Provision For Did Not Vote Management 5 Approve Amendments to Articles of For Did Not Vote Management Association 6 Approve Report on the Usage of Raised For Did Not Vote Shareholder Funds -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Investment Shares For For Management Agreement -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Investment Shares For Did Not Vote Management Agreement -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Extension of Resolution For For Management Validity Period of Convertible Bonds 3 Approve Extension of Authorization of For For Management the Board on Convertible Bonds -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management 2 Approve Extension of Resolution For Did Not Vote Management Validity Period of Convertible Bonds 3 Approve Extension of Authorization of For Did Not Vote Management the Board on Convertible Bonds -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve Application of Comprehensive For For Management Credit Exposure from Bank and Relevant Authorization 3 Approve Guarantee Provision Plan For Against Management 4 Approve Guarantee Provision by For For Management Controlling Shareholder for the Bank Credit Line Application of the Company and Related Party Transactions 5 Approve Appointment of Auditor For For Shareholder -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For Did Not Vote Management 2 Approve Application of Comprehensive For Did Not Vote Management Credit Exposure from Bank and Relevant Authorization 3 Approve Guarantee Provision Plan For Did Not Vote Management 4 Approve Guarantee Provision by For Did Not Vote Management Controlling Shareholder for the Bank Credit Line Application of the Company and Related Party Transactions 5 Approve Appointment of Auditor For Did Not Vote Shareholder -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Finance Lease For For Management 9 Approve Use of Funds for Entrusted For For Management Asset Management 10 Approve External Guarantee For For Management 11 Approve Loan For For Management -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve to Appoint Auditor For Did Not Vote Management 6 Approve Report on the Deposit and For Did Not Vote Management Usage of Raised Funds 7 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 8 Approve Finance Lease For Did Not Vote Management 9 Approve Use of Funds for Entrusted For Did Not Vote Management Asset Management 10 Approve External Guarantee For Did Not Vote Management 11 Approve Loan For Did Not Vote Management -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 883. For For Management 93 per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: 55315J102 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 883. For For Management 93 per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 604. For For Management 09 per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: 55315J102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 604. For For Management 09 per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends of RUB 557.20 per Share 5.1 Elect Nikolai Abramov as Director None For Management 5.2 Elect Sergei Barbashev as Director None Against Management 5.3 Elect Sergei Batekhin as Director None Against Management 5.4 Elect Aleksei Bashkirov as Director None Against Management 5.5 Elect Sergei Bratukhin as Director None For Management 5.6 Elect Sergei Volk as Director None For Management 5.7 Elect Marianna Zakharova as Director None Against Management 5.8 Elect Roger Munnings as Director None For Management 5.9 Elect Gareth Penny as Director None For Management 5.10 Elect Maksim Poletaev as Director None Against Management 5.11 Elect Viacheslav Solomin as Director None Against Management 5.12 Elect Evgenii Shvarts as Director None For Management 5.13 Elect Robert Edwards as Director None For Management 6.1 Elect Aleksei Dzybalov as Member of For For Management Audit Commission 6.2 Elect Anna Masalova as Member of Audit For For Management Commission 6.3 Elect Georgii Svanidze as Members of For For Management Audit Commission 6.4 Elect Vladimir Shilkov as Member of For For Management Audit Commission 6.5 Elect Elena Ianevich as Member of For For Management Audit Commission 7 Ratify KPMG as RAS Auditor For For Management 8 Ratify KPMG as IFRS Auditor For For Management 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission 11 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors and Executives 12 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: 55315J102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends of RUB 557.20 per Share 5.1 Elect Nikolai Abramov as Director None For Management 5.2 Elect Sergei Barbashev as Director None Against Management 5.3 Elect Sergei Batekhin as Director None Against Management 5.4 Elect Aleksei Bashkirov as Director None Against Management 5.5 Elect Sergei Bratukhin as Director None For Management 5.6 Elect Sergei Volk as Director None For Management 5.7 Elect Marianna Zakharova as Director None Against Management 5.8 Elect Roger Munnings as Director None For Management 5.9 Elect Gareth Penny as Director None For Management 5.10 Elect Maksim Poletaev as Director None Against Management 5.11 Elect Viacheslav Solomin as Director None Against Management 5.12 Elect Evgenii Shvarts as Director None For Management 5.13 Elect Robert Edwards as Director None For Management 6.1 Elect Aleksei Dzybalov as Member of For For Management Audit Commission 6.2 Elect Anna Masalova as Member of Audit For For Management Commission 6.3 Elect Georgii Svanidze as Members of For For Management Audit Commission 6.4 Elect Vladimir Shilkov as Member of For For Management Audit Commission 6.5 Elect Elena Ianevich as Member of For For Management Audit Commission 7 Ratify KPMG as RAS Auditor For For Management 8 Ratify KPMG as IFRS Auditor For For Management 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission 11 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors and Executives 12 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives -------------------------------------------------------------------------------- MOBILE TELECOMMUNICATIONS CO. KSC Ticker: ZAIN Security ID: M7034R101 Meeting Date: MAR 19, 2020 Meeting Type: Annual/Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Corporate Governance Report For For Management and Audit Committee Report for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Accept Consolidated Financial For Against Management Statements and Statutory Reports for FY 2019 5 Approve Discontinuing the Statutory For For Management Reserve Transfer for FY 2019 6 Approve Special Report on Penalties For For Management for FY 2019 7 Approve Annual Minimum of KWD 0.033 For For Management Dividend Distribution Policy for Three Years Starting FY 2019 8 Approve Dividends of KWD 0.033 per For For Management Share 9 Approve Remuneration of Directors of For For Management KWD 510,000 for FY 2019 10 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 11 Approve Related Party Transactions for For Against Management FY 2019 12 Approve Discharge of Directors for FY For Against Management 2019 13 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 14 Elect Directors (Bundled) For Against Management 1 Amend Articles of Memorandum of For For Management Association 2 Amend Articles of Bylaws For For Management -------------------------------------------------------------------------------- MOBILE TELECOMMUNICATIONS CO. SAUDI ARABIA Ticker: 7030 Security ID: M7039H108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Related Party Transactions Re: For For Management Almarai 6 Approve Related Party Transactions Re: For For Management Alarshifa Limited Warehouses 7 Approve Related Party Transactions Re: For For Management Arabian Shield Cooperative Insurance Company 8 Approve Related Party Transactions Re: For For Management Yamama Cement Company 9 Approve Discharge of Directors for FY For For Management 2019 10 Approve Remuneration of Directors and For For Management Committees Members of SAR 3,675,000 for FY 2019 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: X5430T109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends of RUB 8.68 For For Management for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends of RUB 8.68 For For Management for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: X5430T109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends of RUB 13.25 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends of RUB 13.25 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: X5430T109 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2.1 Approve Reorganization of Company via For For Management Merger with RIKT JSC 2.2 Approve Reorganization of Company via For For Management Merger with Teleservis JSC 2.3 Approve Reorganization of Company via For For Management Merger with Progtech-Yug LLC 2.4 Approve Reorganization of Company via For For Management Merger with SIBINTERTELECOM JSC 2.5 Approve Reorganization of Company via For For Management Merger with NVision Consulting LLC 2.6 Approve Reorganization of Company via For For Management Merger with Avantage LLC 2.7 Approve Reorganization of Company via For For Management Merger with NIS JSC 3.1 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.1 3.2 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.2 3.3 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.3 3.4 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.4 3.5 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.5 3.6 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.6 3.7 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.7 4 Amend Charter For For Management 5 Approve New Edition of Regulations on For For Management General Meetings 6 Approve New Edition of Regulations on For For Management Board of Directors 7 Amend Charter Re: Competencies of For For Management Board of Directors 8.1 Approve Company's Membership in For For Management Telecom Infra Project (TIP) Association 8.2 Approve Company's Membership in For For Management Association of Big Data Market Members -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2.1 Approve Reorganization of Company via For For Management Merger with RIKT JSC 2.2 Approve Reorganization of Company via For For Management Merger with Teleservis JSC 2.3 Approve Reorganization of Company via For For Management Merger with Progtech-Yug LLC 2.4 Approve Reorganization of Company via For For Management Merger with SIBINTERTELECOM JSC 2.5 Approve Reorganization of Company via For For Management Merger with NVision Consulting LLC 2.6 Approve Reorganization of Company via For For Management Merger with Avantage LLC 2.7 Approve Reorganization of Company via For For Management Merger with NIS JSC 3.1 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.1 3.2 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.2 3.3 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.3 3.4 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.4 3.5 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.5 3.6 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.6 3.7 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.7 4 Amend Charter For For Management 5 Approve New Edition of Regulations on For For Management General Meetings 6 Approve New Edition of Regulations on For For Management Board of Directors 7 Amend Charter Re: Competencies of For For Management Board of Directors 8.1 Approve Company's Membership in For For Management Telecom Infra Project (TIP) Association 8.2 Approve Company's Membership in For For Management Association of Big Data Market Members -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: X5430T109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report and Financial For For Management Statements 1.2 Approve Allocation of Income and For For Management Dividends of RUB 20.57 per Share 2.1 Elect Feliks Evtushenkov as Director None Against Management 2.2 Elect Artem Zasurskii as Director None Against Management 2.3 Elect Aleksei Kornia as Director None Against Management 2.4 Elect Regina von Flemming as Director None For Management 2.5 Elect Shaygan Kheradpir as Director None For Management 2.6 Elect Thomas Holtrop as Director None Against Management 2.7 Elect Nadia Shouraboura as Director None For Management 2.8 Elect Konstantin Ernst as Director None For Management 2.9 Elect Valentin Iumashev as Director None For Management 3.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 3.2 Elect Natalia Mikheeva as Member of For For Management Audit Commission 3.3 Elect Andrei Porokh as Member of Audit For For Management Commission 4 Ratify Auditor For For Management 5 Approve New Edition of Regulations on For For Management Board of Directors 6 Approve New Edition of Regulations on For For Management Management 7.1 Approve Company's Membership in For For Management Russian Union of Industrialists and Entrepreneurs 7.2 Approve Company's Membership in For For Management AI-Russia Alliance -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report and Financial For For Management Statements 1.2 Approve Allocation of Income and For For Management Dividends of RUB 20.57 per Share 2.1 Elect Feliks Evtushenkov as Director None Against Management 2.2 Elect Artem Zasurskii as Director None Against Management 2.3 Elect Aleksei Kornia as Director None Against Management 2.4 Elect Regina von Flemming as Director None For Management 2.5 Elect Shaygan Kheradpir as Director None For Management 2.6 Elect Thomas Holtrop as Director None Against Management 2.7 Elect Nadia Shouraboura as Director None For Management 2.8 Elect Konstantin Ernst as Director None For Management 2.9 Elect Valentin Iumashev as Director None For Management 3.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 3.2 Elect Natalia Mikheeva as Member of For For Management Audit Commission 3.3 Elect Andrei Porokh as Member of Audit For For Management Commission 4 Ratify Auditor For For Management 5 Approve New Edition of Regulations on For For Management Board of Directors 6 Approve New Edition of Regulations on For For Management Management 7.1 Approve Company's Membership in For For Management Russian Union of Industrialists and Entrepreneurs 7.2 Approve Company's Membership in For For Management AI-Russia Alliance -------------------------------------------------------------------------------- MOMENTUM METROPOLITAN HOLDINGS LTD. Ticker: MTM Security ID: ADPV44148 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Linda de Beer as Director For For Management 1.2 Elect Sello Moloko as Director For For Management 1.3 Elect Sharron McPherson as Director For For Management 1.4 Elect Lisa Chiume as Director For For Management 1.5 Elect Kgaugelo Legoabe-Kgomari as For For Management Director 2.1 Re-elect Vuyisa Nkonyeni as Director For For Management 2.2 Re-elect Stephen Jurisich as Director For For Management 3 Appoint Ernst & Young Inc. as Auditors For For Management of the Company with Cornea de Villiers as the Designated Audit Partner 4.1 Re-elect Frans Truter as Member of the For For Management Audit Committee 4.2 Re-elect Fatima Daniels as Member of For For Management the Audit Committee 4.3 Elect Linda de Beer as Member of the For For Management Audit Committee 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report For For Management 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 10 Approve Remuneration of Non-Executive For For Management Directors -------------------------------------------------------------------------------- MOMO.COM, INC. Ticker: 8454 Security ID: Y265B6106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 6 Amend Rules and Procedures for For For Management Election of Directors and Supervisors Including Its Name Change 7.1 Elect C.F. LIN, a Representative of For For Management WEALTH MEDIA TECHNOLOGY CO., LTD. with Shareholder No. 259, as Non-Independent Director 7.2 Elect JEFF KU, a Representative of For For Management WEALTH MEDIA TECHNOLOGY CO., LTD. with Shareholder No. 259, as Non-Independent Director 7.3 Elect JAMIE LIN, a Representative of For For Management WEALTH MEDIA TECHNOLOGY CO., LTD. with Shareholder No. 259, as Non-Independent Director 7.4 Elect ROSIE YU, a Representative of For For Management WEALTH MEDIA TECHNOLOGY CO., LTD. with Shareholder No. 259, as Non-Independent Director 7.5 Elect CHRIS TSAI, a Representative of For For Management WEALTH MEDIA TECHNOLOGY CO., LTD. with Shareholder No. 259, as Non-Independent Director 7.6 Elect MAO-HSIUNG, HUANG, a For For Management Representative of TONG-AN INVESTMENT CO., LTD. with Shareholder No. 20, as Non-Independent Director 7.7 Elect HONG-SO, CHEN with ID No. For For Management F120677XXX as Independent Director 7.8 Elect YI-HONG, HSIEH with ID No. For For Management F122232XXX as Independent Director 7.9 Elect CHIEH WANG with ID No. For For Management G120583XXX as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Director C.F. LIN 9 Approve Release of Restrictions of For For Management Competitive Activities of Director JEFF KU 10 Approve Release of Restrictions of For For Management Competitive Activities of Director JAMIE LIN 11 Approve Release of Restrictions of For For Management Competitive Activities of Director ROSIE YU 12 Approve Release of Restrictions of For For Management Competitive Activities of Director CHRIS TSAI 13 Approve Release of Restrictions of For For Management Competitive Activities of Director MAO-HSIUNG, HUANG 14 Approve Release of Restrictions of For For Management Competitive Activities of Independent Director HONG-SO, CHEN 15 Approve Release of Restrictions of For For Management Competitive Activities of Independent Director CHIEH WANG -------------------------------------------------------------------------------- MONETA MONEY BANK, A.S. Ticker: MONET Security ID: X3R0GS100 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Elect Meeting Chairman and Other For For Management Meeting Officials 3 Receive Supervisory Board Opinion on None None Management Interim Financial Statements and Proposal on Allocation of Income 4.1 Approve Interim Financial Statements For For Management 4.2 Approve Increase in Registered Capital For For Management 4.3 Approve Share Repurchase Program and For For Management Cancellation of Repurchased Shares 5 Approve Interim Dividends of CZK 3.30 For For Management per Share 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MONTNETS RONGXIN TECHNOLOGY GROUP CO., LTD. Ticker: 002123 Security ID: Y7323P102 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Stock Option Incentive Plan -------------------------------------------------------------------------------- MONTNETS RONGXIN TECHNOLOGY GROUP CO., LTD. Ticker: 002123 Security ID: Y7323P102 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Shares Incentive Plan 4 Approve Draft and Summary of the For For Management Employee Share Purchase Plan 5 Approve Management System of Employee For For Management Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 7 Approve Sale of Assets For For Shareholder -------------------------------------------------------------------------------- MONTNETS RONGXIN TECHNOLOGY GROUP CO., LTD. Ticker: 002123 Security ID: Y7323P102 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- MONTNETS RONGXIN TECHNOLOGY GROUP CO., LTD. Ticker: 002123 Security ID: Y7323P102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Elect Hang Guoqiang as Non-Independent For For Management Director -------------------------------------------------------------------------------- MOON ENVIRONMENT TECHNOLOGY CO., LTD. Ticker: 000811 Security ID: Y97408101 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- MOON ENVIRONMENT TECHNOLOGY CO., LTD. Ticker: 000811 Security ID: Y97408101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and For For Management Payment of Audit Fees 7 Approve Allowance of Independent For For Management Directors 8 Approve Application of Bank Credit For For Management Lines 9.1 Elect Li Zengqun as Non-Independent For For Management Director 9.2 Elect Rong Feng as Non-Independent For For Management Director 9.3 Elect Gao Feng as Non-Independent For For Management Director 9.4 Elect Ji Xiangdong as Non-Independent For For Management Director 10.1 Elect Chen Wei as Independent Director For For Management 10.2 Elect Liu Xijun as Independent Director For For Management 10.3 Elect Bu Yandong as Independent For For Management Director 11.1 Elect Wang Qiang as Supervisor For For Management 11.2 Elect Lu Zhou as Supervisor For For Management -------------------------------------------------------------------------------- MOSCOW EXCHANGE MICEX-RTS PJSC Ticker: MOEX Security ID: X6983N101 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Audit Commission 2.1 Elect Mikhail Kireev as Member of For For Management Audit Commission 2.2 Elect Natalia Perchatkina as Member of For For Management Audit Commission 2.3 Elect Olga Romantsova as Member of For For Management Audit Commission -------------------------------------------------------------------------------- MOSCOW EXCHANGE MICEX-RTS PJSC Ticker: MOEX Security ID: X6983N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 7.93 per Share 4.1 Elect Ramon Adarraga Morales as None For Management Director 4.2 Elect Paul Bodart as Director None For Management 4.3 Elect Anatolii Braverman as Director None Against Management 4.4 Elect Oleg Viugin as Director None For Management 4.5 Elect Andrei Golikov as Director None Against Management 4.6 Elect Mariia Gordon as Director None For Management 4.7 Elect Valerii Goregliad as Director None Against Management 4.8 Elect Dmitrii Eremeev as Director None For Management 4.9 Elect Bella Zlatkis as Director None Against Management 4.10 Elect Aleksandr Izosimov as Director None For Management 4.11 Elect Maksim Krasnykh as Director None For Management 4.12 Elect Vadim Kulik as Director None Against Management 4.13 Elect Oskar Hartmann as Director None For Management 5 Ratify Auditor For For Management 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management General Meetings 8 Approve New Edition of Regulations on For For Management Board of Directors 9.1 Elect Mikhail Kireev as Member of For For Management Audit Commission 9.2 Elect Natalia Perchatkina as Member of For For Management Audit Commission 9.3 Elect Olga Romantsova as Member of For For Management Audit Commission 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Members of For For Management Audit Commission 12 Approve Termination of Company's For For Management Membership in Russian Bank Association -------------------------------------------------------------------------------- MOSENERGO OAO Ticker: MSNG Security ID: X55075109 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For Against Management Board of Directors 2.1 Elect Aleksandr Butko as Director None Against Management 2.2 Elect Andrei Dmitriev as Director None Against Management 2.3 Elect Evgenii Zemlianoi as Director None Against Management 2.4 Elect Aleksandr Ivannikov as Director None Against Management 2.5 Elect Konstantin Komissarov as Director None For Management 2.6 Elect Irina Korobkina as Director None Against Management 2.7 Elect Denis Kulikov as Director None Against Management 2.8 Elect Vitalii Markelov as Director None Against Management 2.9 Elect Elena Mikhailova as Director None Against Management 2.10 Elect Kirill Purtov as Director None Against Management 2.11 Elect Aleksandr Rogov as Director None Against Management 2.12 Elect Aleksandr Solovev as Director None Against Management 2.13 Elect Gennadii Sukhov as Director None Against Management 2.14 Elect Andrei Tabelskii as Director None Against Management 2.15 Elect Denis Fedorov as Director None Against Management 2.16 Elect Andrei Khorev as Director None Against Management 2.17 Elect Aleksei Chernikov as Director None For Management 2.18 Elect Pavel Shatskii as Director None Against Management 3 Approve Early Termination of Powers of For For Management Audit Commission 4 Approve New Edition of Charter For For Management 5.1 Approve New Edition of Regulations on For For Management General Meetings 5.2 Approve New Edition of Regulations on For For Management Board of Directors 5.3 Approve New Edition of Regulations on For For Management General Director 6 Cancel Regulations on Audit Commission For For Management 7 Cancel Regulations on Remuneration of For For Management Audit Commission -------------------------------------------------------------------------------- MOSENERGO OAO Ticker: MSNG Security ID: X55075109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Albert Bikmurzin as Director None Against Management 4.2 Elect Aleksandr Butko as Director None Against Management 4.3 Elect Evgenii Zemlianoi as Director None Against Management 4.4 Elect Aleksandr Ivannikov as Director None Against Management 4.5 Elect Konstantin Komissarov as Director None For Management 4.6 Elect Irina Korobkina as Director None Against Management 4.7 Elect Denis Kulikov as Director None Against Management 4.8 Elect Vitalii Markelov as Director None Against Management 4.9 Elect Elena Mikhailova as Director None Against Management 4.10 Elect Kirill Purtov as Director None Against Management 4.11 Elect Aleksandr Rogov as Director None Against Management 4.12 Elect Aleksandr Solovev as Director None Against Management 4.13 Elect Gennadii Sukhov as Director None Against Management 4.14 Elect Andrei Tabelskii as Director None Against Management 4.15 Elect Denis Fedorov as Director None Against Management 4.16 Elect Andrei Khorev as Director None Against Management 4.17 Elect Aleksei Chernikov as Director None Against Management 4.18 Elect Pavel Shatskii as Director None Against Management 5 Ratify Auditor For For Management 6 Approve Remuneration of Directors For Against Management 7 Approve New Edition of Charter For For Management 8.1 Approve New Edition of Regulations on For For Management General Meetings 8.2 Approve New Edition of Regulations on For For Management Board of Directors 8.3 Approve New Edition of Regulations on For For Management General Director 9.1 Cancel Regulations on Audit Commission For For Management 9.2 Cancel Regulations on Remuneration of For For Management Audit Commission 10.1 Elect Anatolii Kotliar as Member of For For Management Audit Commission 10.2 Elect Vitalii Kudriashov as Member of For For Management Audit Commission 10.3 Elect Iurii Linovitskii as Member of For For Management Audit Commission 10.4 Elect Margarita Mironova as Member of For For Management Audit Commission 10.5 Elect Marat Salekhov as Member of For For Management Audit Commission 11.1 Approve Related-Party Transaction with For For Management Gazprom Re: Loan Agreement 11.2 Approve Related-Party Transaction with For For Management Gazprom Re: Loan Agreement -------------------------------------------------------------------------------- MOTECH INDUSTRIES, INC. Ticker: 6244 Security ID: Y61397108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Operation Report and Financial For For Management Statements 2 Approve Deficit Compensation For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 4 Approve Capital Reduction for Deficit For For Management Compensation -------------------------------------------------------------------------------- MOTHERSON SUMI SYSTEMS LIMITED Ticker: 517334 Security ID: Y6139B141 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Pankaj Mital as Director For For Management 4 Reelect Sushil Chandra Tripathi as For For Management Director 5 Reelect Arjun Puri as Director For For Management 6 Reelect Gautam Mukherjee as Director For For Management 7 Reelect Geeta Mathur as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management 9 Elect Takeshi Fujimi as Director For For Management -------------------------------------------------------------------------------- MOTHERSON SUMI SYSTEMS LIMITED Ticker: 517334 Security ID: Y6139B141 Meeting Date: JUN 27, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Assets for Debt For For Management 2 Amend Articles of Association by For Against Management Addition of New Article No. 115A 3 Amend Articles of Association by For For Management Substitution of Article 102 of the Articles of Association -------------------------------------------------------------------------------- MOTIC (XIAMEN) ELECTRIC GROUP CO., LTD. Ticker: 300341 Security ID: Y613BC104 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- MOTIC (XIAMEN) ELECTRIC GROUP CO., LTD. Ticker: 300341 Security ID: Y613BC104 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment of Ultimate Controlling Shareholder and Two Directors -------------------------------------------------------------------------------- MOTIC (XIAMEN) ELECTRIC GROUP CO., LTD. Ticker: 300341 Security ID: Y613BC104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Daily Related-Party Transaction For For Management -------------------------------------------------------------------------------- MOTIC (XIAMEN) ELECTRIC GROUP CO., LTD. Ticker: 300341 Security ID: Y613BC104 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Peixin as Non-Independent For For Management Director 1.2 Elect Yang Zesheng as Non-Independent For For Management Director 1.3 Elect Hollis Li as Non-Independent For For Management Director 1.4 Elect Du Xingqiang as Independent For For Management Director 1.5 Elect Xiao Wei as Independent Director For For Management 2.1 Elect Cheng Xin as Supervisor For For Management 2.2 Elect Chen Peikun as Supervisor For For Management 3 Approve Allowance of Independent For For Management Directors 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- MOTILAL OSWAL FINANCIAL SERVICES LIMITED Ticker: 532892 Security ID: Y6136Z109 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Final Dividend and Confirm For For Management Interim Dividend 4 Reelect Raamdeo Agarawal as Director For Against Management 5 Approve Issuance of Equity Shares on a For For Management Preferential Basis to the Proposed Allottees 6 Approve Material Related Party For For Management Transaction -------------------------------------------------------------------------------- MOTILAL OSWAL FINANCIAL SERVICES LIMITED Ticker: 532892 Security ID: Y6136Z109 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management Vishal Kumar Gupta on Preferential Basis -------------------------------------------------------------------------------- MOTOR OIL (HELLAS) CORINTH REFINERIES SA Ticker: MOH Security ID: X55904100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Elect Directors (Bundled) For Against Management 4 Elect Members of Audit Committee For For Management (Bundled) 5 Approve Allocation of Income and For For Management Dividends 6 Approve Auditors and Fix Their For For Management Remuneration 7 Approve Director Remuneration For For Management 8 Approve Advance Payments for Directors For For Management 9 Approve Profit Sharing to Directors For Against Management and Key Personnel 10 Authorize Share Repurchase Program For For Management 11 Amend Remuneration Policy For For Management 12 Advisory Vote on Remuneration Report For Against Management -------------------------------------------------------------------------------- MOTUS HOLDINGS LTD. (SOUTH AFRICA) Ticker: MTH Security ID: S5252J102 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Appoint Deloitte & Touche as Auditors For For Management of the Company with M Bierman as the Designated Partner 3.1 Elect Saleh Mayet as Member of the For For Management Audit and Risk Committee 3.2 Elect Keneilwe Moloko as Member of the For For Management Audit and Risk Committee 3.3 Elect Johnson Njeke as Member of the For For Management Audit and Risk Committee 4.1 Elect Kerry Cassel as Director For For Management 4.2 Elect Saleh Mayet as Director For For Management 4.3 Elect Keneilwe Moloko as Director For For Management 4.4 Elect Johnson Njeke as Director For For Management 5.1 Elect Osman Arbee as Director For For Management 5.2 Elect Ockert Janse van Rensburg as For For Management Director 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 8 Place Authorised but Unissued Shares For For Management under Control of Directors 9 Authorise Board to Issue Shares for For For Management Cash 10.1 Approve Fees of the Chairman For For Management 10.2 Approve Fees of the Deputy Chairman For For Management and Lead Independent Director 10.3 Approve Fees of the Board Member For For Management 10.4 Approve Fees of the Assets and For For Management Liabilities Committee Chairman 10.5 Approve Fees of the Assets and For For Management Liabilities Committee Member 10.6 Approve Fees of the Audit and Risk For For Management Committee Chairman 10.7 Approve Fees of the Audit and Risk For For Management Committee 10.8 Approve Fees of the Divisional Board For For Management Member 10.9 Approve Fees of the Divisional Finance For For Management and Risk Committee Member 10.10 Approve Fees of the Remuneration For For Management Committee Chairman 10.11 Approve Fees of the Remuneration For For Management Committee Member 10.12 Approve Fees of the Nominations For For Management Committee Chairman 10.13 Approve Fees of the Nominations For For Management Committee Member 10.14 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Chairman 10.15 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Member 11 Authorise Repurchase of Issued Share For For Management Capital 12 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 13 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- MOUWASAT MEDICAL SERVICES CO. Ticker: 4002 Security ID: M7065G107 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mohammed Al Subayee as Director None For Management 1.2 Elect Nassir Al Subayee as Director None For Management 1.3 Elect Mohammed Al Suleim as Director None For Management 1.4 Elect Khalid Al Suleim as Director None For Management 1.5 Elect Mohammed Al Tweijri as Director None For Management 1.6 Elect Sami Al Abdulkareem as Director None For Management 1.7 Elect Abdulhadi Al Haraz as Director None Abstain Management 1.8 Elect Feisal Al Qassim as Director None Abstain Management 1.9 Elect Salih Al Yami as Director None Abstain Management 1.10 Elect Omar Hafith as Director None Abstain Management 1.11 Elect Ahmed Murad as Director None Abstain Management 1.12 Elect Abdullah Al Jureish as Director None Abstain Management 1.13 Elect Fahd Al Shammari as Director None Abstain Management 1.14 Elect Fahd Al Muhsin as Director None Abstain Management 1.15 Elect Nayif Al Harbi as Director None Abstain Management 1.16 Elect Fahd Al Harqan as Director None Abstain Management 1.17 Elect Ahmed Al Dahlawi as Director None Abstain Management 1.18 Elect Khalid Al Saeed as Director None Abstain Management 1.19 Elect Azeez Al Qahtani as Director None For Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 3 Amend Corporate Governance Charter For Against Management 4 Allow Sami Al Abdulkareem to Be For For Management Involved with Other Companies 5 Allow Nassir Al Subayee to Be Involved For For Management with Other Companies 6 Allow Mohammed Al Suleim to Be For For Management Involved with Other Companies 7 Allow Azeez Al Qahtani to Be Involved For For Management with Other Companies 8 Allow Fahd Al Muhsin to Be Involved For For Management with Other Companies -------------------------------------------------------------------------------- MOUWASAT MEDICAL SERVICES CO. Ticker: 4002 Security ID: M7065G107 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Dividends of SAR 2 per Share For For Management for FY 2019 6 Approve Remuneration of Directors of For For Management SAR 3,150,000 for FY 2019 7 Approve Related Party Transactions For For Management Between The Company and Al Mouwasat Medical Related to Housing Accommodation 8 Approve Related Party Transactions For For Management Between The Company and Al Mouwasat Medical Related to Supply of Medical Supplies 9 Approve Related Party Transactions For For Management Between The Company and Al Mouwasat Medical Related to tickets and Tourism Services 10 Approve Related Party Transactions For For Management Between The Company and Al Mouwasat Medical Related to Rental of Trained Technical Personnel 11 Approve Related Party Transactions For For Management Between The Company and Al Mouwasat Medical Related to Contracts for Supply and Installation of Stainless Steel 12 Approve Related Party Transactions For For Management Between The Company and Medial Vision EST Related to Execution and Supply of Advertising, Advertising and Marketing 13 Allow Sami Abdulkarim to Be Involved For For Management with Competitor Companies 14 Allow Nasser Al Subaie to Be Involved For For Management with Competitor Companies 15 Allow Mohammed Suleiman Al Salim to Be For For Management Involved with Competitor Companies 16 Approve Discharge of Directors for FY For For Management 2019 -------------------------------------------------------------------------------- MOVIDA PARTICIPACOES SA Ticker: MOVI3 Security ID: P6S8CC103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Elect Directors For For Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Antonio Simoes as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Adalberto Calil as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Denys Marc Ferrez as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Florence dos Santos as Independent Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Jose Ferreira e Silva as Independent Director 7 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- MOVIDA PARTICIPACOES SA Ticker: MOVI3 Security ID: P6S8CC103 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Article 31 For For Management 4 Consolidate Bylaws For For Management 5 Amend Stock Option Plan For Against Management 6 Amend Bonus Matching Plan For For Management 7 Approve Repurchase of Shares Granted For For Management in the Stock Option Plan or Restricted Stock Plan -------------------------------------------------------------------------------- MPHASIS LIMITED Ticker: 526299 Security ID: Y6144V108 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Amit Dixit as Director For For Management 4 Reelect Paul James Upchurch as Director For For Management 5 Elect Marshall Jan Lux as Director For For Management 6 Reelect Davinder Singh Brar as Director For For Management -------------------------------------------------------------------------------- MR. PRICE GROUP LTD. Ticker: MRP Security ID: S5256M135 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 March 2019 2.1 Re-elect Stewart Cohen as Director For For Management 2.2 Re-elect Keith Getz as Director For For Management 2.3 Re-elect Mark Bowman as Director For For Management 3 Elect Mmaboshadi Chauke as Director For For Management 4 Elect Mark Stirton as Director For For Management 5 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Vinodhan Pillay as the Designated Registered Auditor 6.1 Re-elect Bobby Johnston as Member of For For Management the Audit and Compliance Committee 6.2 Re-elect Daisy Naidoo as Member of the For For Management Audit and Compliance Committee 6.3 Re-elect Mark Bowman as Member of the For For Management Audit and Compliance Committee 6.4 Elect Mmaboshadi Chauke as Member of For For Management the Audit and Compliance Committee 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration Implementation For Against Management Report 9 Adopt the Social, Ethics, For For Management Transformation and Sustainability Committee Report 10 Authorise Ratification of Approved For For Management Resolutions 11 Place Authorised but Unissued Shares For For Management under Control of Directors 1.1 Approve Fees of the Independent For For Management Non-executive Chairman 1.2 Approve Fees of the Honorary Chairman For For Management 1.3 Approve Fees of the Lead Independent For For Management Director 1.4 Approve Fees of the Non-Executive For For Management Directors 1.5 Approve Fees of the Audit and For For Management Compliance Committee Chairman 1.6 Approve Fees of the Audit and For For Management Compliance Committee Members 1.7 Approve Fees of the Remuneration and For For Management Nominations Committee Chairman 1.8 Approve Fees of the Remuneration and For For Management Nominations Committee Members 1.9 Approve Fees of the Social, Ethics, For For Management Transformation and Sustainability Committee Chairman 1.10 Approve Fees of the Social, Ethics, For For Management Transformation and Sustainability Committee Members 1.11 Approve Fees of the Risk and IT For For Management Committee Members 1.12 Approve Fees of the Risk and IT For For Management Committee - IT Specialist 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Related or Inter-related Companies -------------------------------------------------------------------------------- MR. PRICE GROUP LTD. Ticker: MRP Security ID: S5256M135 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Place Authorised but Unissued Shares For For Management under Control of Directors 2 Authorise Board to Issue Shares for For For Management Cash 3 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- MRF LIMITED Ticker: 500290 Security ID: Y6145L117 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Rahul Mammen Mappillai as For For Management Director 4 Reelect Samir Thariyan Mappillai as For For Management Director 5 Reelect Vijay R Kirloskar as Director For Against Management 6 Reelect V Sridhar as Director For For Management 7 Reelect Ranjit I Jesudasen as Director For For Management 8 Reelect Salim Joseph Thomas as Director For For Management 9 Reelect Jacob Kurian as Director For For Management 10 Reelect Ashok Jacob as Director For Against Management 11 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MRV ENGENHARIA E PARTICIPACOES SA Ticker: MRVE3 Security ID: P6986W107 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Maria Fernanda Nazareth Menin For For Management Teixeira de Souza Maia as Director 2 Amend Corporate Purpose For For Management 3 Approve Creation of Legal Committee For For Management 4 Remove Chief Legal Officer Position For For Management 5 Approve Merger of the Project For For Management Financing Officer and Chief Institutional Relations and Sustainability Officer Positions 6 Amend Competences of the Project For For Management Financing Office and Institutional Relations and Sustainability Office 7 Consolidate Bylaws For For Management 8 Approve Minutes of Meeting With For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- MRV ENGENHARIA E PARTICIPACOES SA Ticker: MRVE3 Security ID: P6986W107 Meeting Date: JAN 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of MDI For For Management Desenvolvimento Imobiliario Ltda. 2 Approve Agreement to Acquire MDI For For Management Desenvolvimento Imobiliario Ltda. 3 Appoint WH Auditores Independentes EPP For For Management as the Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal For For Management 5 Appoint Ernst & Young Assessoria For For Management Empresarial Ltda as the Independent Firm to Calculate the Ratio of Substitution of MDI Shares for Company's Shares 6 Approve Independent Firm's Appraisal For For Management 7 Amend Articles For For Management 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Approve Minutes of Meeting With For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- MRV ENGENHARIA E PARTICIPACOES SA Ticker: MRVE3 Security ID: P6986W107 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- MRV ENGENHARIA E PARTICIPACOES SA Ticker: MRVE3 Security ID: P6986W107 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Remove Position of Executive Director For For Management of Real Estate Development 3 Approve Split of the Chief Commercial For For Management and Mortgage Officer Structure 4 Consolidate Bylaws For For Management 5 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- MTN GROUP LTD. Ticker: MTN Security ID: S8039R108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lamido Sanusi as Director For For Management 2 Elect Vincent Rague as Director For For Management 3 Re-elect Stan Miller as Director For For Management 4 Re-elect Paul Hanratty as Director For For Management 5 Re-elect Nkululeko Sowazi as Director For For Management 6 Re-elect Azmi Mikati as Director For For Management 7 Re-elect Christine Ramon as Member of For For Management the Audit Committee 8 Elect Swazi Tshabalala as Member of For For Management the Audit Committee 9 Elect Vincent Rague as Member of the For For Management Audit Committee 10 Re-elect Paul Hanratty as Member of For For Management the Audit Committee 11 Elect Lamido Sanusi as Member of the For For Management Social and Ethics Committee 12 Elect Stanley Miller as Member of the For For Management Social and Ethics Committee 13 Elect Nkunku Sowazi as Member of the For For Management Social and Ethics Committee 14 Elect Khotso Mokhele as Member of the For For Management Social and Ethics Committee 15 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 16 Reappoint SizweNtsalubaGobodo Grant For For Management Thornton Inc as Auditors of the Company 17 Appoint Ernst & Young Inc as Auditors For For Management of the Company 18 Place Authorised but Unissued Shares For For Management under Control of Directors 19 Authorise Board to Issue Shares for For For Management Cash 20 Approve Remuneration Policy For For Management 21 Approve Remuneration Implementation For For Management Report 22 Approve Non-executive Directors' For For Management Remuneration 23 Authorise Repurchase of Issued Share For For Management Capital 24 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities 25 Approve Financial Assistance to For For Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries -------------------------------------------------------------------------------- MULTI COMMODITY EXCHANGE OF INDIA LIMITED Ticker: 534091 Security ID: Y5S057101 Meeting Date: SEP 20, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Chengalath Jayaram as Director For For Management 4 Reelect Padma Raghunathan as Director For For Management 5 Elect Padala Subbi Reddy as Director For For Management 6 Approve Appointment and Remuneration For For Management of Padala Subbi Reddy as the Managing Director and Chief Executive Officer (MD & CEO) 7 Approve Increase in Limit of Foreign For For Management Shareholdings -------------------------------------------------------------------------------- MULTICHOICE GROUP LTD. Ticker: MCG Security ID: S8039U101 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Don Eriksson as Director For For Management 1.2 Elect Tim Jacobs as Director For For Management 1.3 Elect Nolo Letele as Director For For Management 1.4 Elect Jabu Mabuza as Director For For Management 1.5 Elect Elias Masilela as Director For For Management 1.6 Elect Calvo Mawela as Director For For Management 1.7 Elect Kgomotso Moroka as Director For For Management 1.8 Elect Steve Pacak as Director For For Management 1.9 Elect Imtiaz Patel as Director For For Management 1.10 Elect Christine Sabwa as Director For For Management 1.11 Elect Fatai Sanusi as Director For For Management 1.12 Elect Louisa Stephens as Director For For Management 1.13 Elect Jim Volkwyn as Director For For Management 2 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Brett Humphreys as Designated Individual Registered Auditor 3.1 Elect Steve Pacak as Chair of the For For Management Audit Committee 3.2 Elect Don Eriksson as Member of the For For Management Audit Committee 3.3 Elect Christine Sabwa as Member of the For For Management Audit Committee 3.4 Elect Louisa Stephens as Member of the For For Management Audit Committee 4 Authorise Board to Issue Shares for For For Management Cash 1 Approve Remuneration Policy For Against Management 2 Approve Implementation of the For For Management Remuneration Policy 1.1 Approve Remuneration of Non-executive For For Management Directors 1.2 Approve Remuneration of Audit For For Management Committee Chair 1.3 Approve Remuneration of Audit For For Management Committee Member 1.4 Approve Remuneration of Risk Committee For For Management Chair 1.5 Approve Remuneration of Risk Committee For For Management Member 1.6 Approve Remuneration of Remuneration For For Management Committee Chair 1.7 Approve Remuneration of Remuneration For For Management Committee Member 1.8 Approve Remuneration of Nomination For For Management Committee Chair 1.9 Approve Remuneration of Nomination For For Management Committee Member 1.10 Approve Remuneration of Social and For For Management Ethics Committee Chair 1.11 Approve Remuneration of Social and For For Management Ethics Committee Member 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 5 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Ticker: MULT3 Security ID: P69913187 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Jose Paulo Ferraz do Amaral as For For Management Director 5.2 Elect Jose Isaac Peres as Director For Against Management 5.3 Elect Eduardo Kaminitz Peres as For Against Management Director 5.4 Elect Ana Paula Kaminitz Peres as For Against Management Director 5.5 Elect John Michael Sullivan as Director For Against Management 5.6 Elect Duncan George Osborne as Director For Against Management 5.7 Elect Gustavo Henrique de Barroso For For Management Franco as Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Paulo Ferraz do Amaral as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Isaac Peres as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Kaminitz Peres as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Paula Kaminitz Peres as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect John Michael Sullivan as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Duncan George Osborne as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Gustavo Henrique de Barroso Franco as Independent Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Ticker: MULT3 Security ID: P69913187 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Remuneration of Company's For Against Management Management for 2019 2 Approve Postponement of Payment Date For For Management of Dividends and Interest-on-Capital-Stock -------------------------------------------------------------------------------- MURRAY & ROBERTS HOLDINGS LTD. Ticker: MUR Security ID: S52800133 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Ralph Havenstein as Director For For Management 2 Re-elect Ntombi Langa-Royds as Director For For Management 3 Re-elect Keith Spence as Director For For Management 4 Re-elect Henry Laas as Director For For Management 5 Appoint PwC as Auditors of the Company For For Management with Michal Kotze as the Designated Audit Partner 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 8 Re-elect Diane Radley as Chairman of For For Management the Group Audit & Sustainability Committee 9 Re-elect Emma Mashilwane as Member of For For Management the Group Audit & Sustainability Committee 10 Re-elect Keith Spence as Member of the For For Management Group Audit & Sustainability Committee 11 Approve Fees Payable to Non-Executive For For Management Directors -------------------------------------------------------------------------------- MUTHOOT FINANCE LIMITED Ticker: 533398 Security ID: Y6190C103 Meeting Date: SEP 28, 2019 Meeting Type: Annual Record Date: SEP 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect M G George Muthoot as Director For For Management 3 Reelect George Jacob Muthoot as For For Management Director 4 Approve Reappointment and Remuneration For For Management of George Alexander Muthoot as Managing Director 5 Approve Reappointment and Remuneration For For Management of M G George Muthoot as Whole-time Director 6 Approve Reappointment and Remuneration For For Management of George Jacob Muthoot as Whole-time Director 7 Approve Appointment and Remuneration For For Management of George Thomas Muthoot as Whole-time Director 8 Elect Ravindra Pisharody as Director For For Management 9 Elect Vadakkakara Antony George as For For Management Director 10 Elect Pratip Chaudhuri as Director For For Management 11 Approve Payment of Remuneration to For For Management Non-Executive Directors -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5 Approve Provision of Guarantee to For Against Management Controlled Subsidiary 6 Approve Signing of Strategic For For Management Cooperation 7 Approve Authorization of the Board on For For Management Strategic Cooperation 8 Approve Set-up of Joint Venture For For Management Company in Neixiang County 9 Approve Set-up of Joint Venture For For Management Company in Huimin County -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Supply Chain For For Management Accounts Payable Asset Securitization 2 Approve Authorization of the For For Management Management to Handle All Related Matters Regarding Supply Chain Accounts Payable Asset Securitization 3 Approve Related Party Transaction For For Management 4 Approve Signing of Strategic For For Management Cooperation Framework Agreement 5 Approve Authorization of the Board to For For Management Handle All Matters Related to the Cooperation with SDIC Chuangyi Industry Fund Management Co., Ltd. 6 Approve Use of Own Idle Funds to For For Management Conduct Entrusted Asset Management -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Provision of Guarantee For Against Management 5 Elect Su Danglin as Supervisor For For Shareholder -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Profit Distribution For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Application of Bank Credit For For Management Lines 9 Approve Financial Leasing For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve Appointment of Auditor For For Management 13 Approve Loan from Shareholder For For Management 14 Approve Issuance of Overseas Bonds For For Management 15 Approve Authorization on Issuance of For For Management Overseas Bonds 16 Approve Provision of Guarantee to For For Management Overseas Bonds 17 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 18 Approve Issuance of Renewable For For Management Corporate Bond Issuance 19 Approve Authorization of the Board to For For Management Handle All Related Matters on Issuance of Renewable Corporate Bond Issuance 20 Approve to Carry-out Accounts Payable For For Management Asset Backed Business 21 Approve Authorization of the Board to For For Management Handle All Related Matters on Accounts Payable Asset Backed Business 22 Approve Issuance of Medium-term Notes For For Management 23 Approve Authorization of the Board to For For Management Handle All Related Matters on Issuance of Medium-term Notes 24 Approve Issuance of Short-term For For Management Commercial Papers 25 Approve Authorization of the Board to For For Management Handle All Related Matters on Issuance of Short-term Commercial Papers 26 Approve Repurchase and Cancellation of For For Management Performance Shares 27 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in Subsidiary For For Management Using Own Funds 2 Approve Related Party Transaction For For Management 3 Approve Provision of External Loan For For Management Guarantee 4 Approve Company's Eligibility for For For Management Short-term Corporate Bonds 5 Approve Issuance of Short-term For For Management Corporate Bonds 6 Approve Authorization of Management to For For Management Handle Matters on Short-term Corporate Bonds 7 Approve Company's Eligibility for For For Management Corporate Bonds 8 Approve Issuance for Corporate Bonds For For Management 9 Approve Authorization of Management to For For Management Handle Matters on Corporate Bonds 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MYHOME REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000667 Security ID: Y5053U101 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Change in Registered Address For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Formulation of Implementation For For Management Rules for Online Voting of Shareholders' Meeting -------------------------------------------------------------------------------- MYHOME REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000667 Security ID: Y5053U101 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Liu Daoming as Non-Independent For For Shareholder Director 2.2 Elect He Fei as Non-Independent For For Management Director 2.3 Elect Lv Hui as Non-Independent For For Shareholder Director 2.4 Elect Liu Liu as Non-Independent For For Shareholder Director 2.5 Elect Feng Xian as Non-Independent For For Management Director 2.6 Elect Liu Yixiang as Non-Independent For For Management Director 3.1 Elect Jiang Yuezong as Independent For For Management Director 3.2 Elect Tang Guoping as Independent For For Management Director 3.3 Elect Xiao Ming as Independent Director For For Management 4.1 Elect Wang Yao as Supervisor For For Shareholder 4.2 Elect Xiao Yi'en as Supervisor For For Shareholder -------------------------------------------------------------------------------- MYHOME REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000667 Security ID: Y5053U101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee for For For Management Controlled Subsidiary 7 Approve Provision of Guarantee For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Loan For For Management 10 Approve Guarantee Provision Between For Against Management Company and Controlling Shareholder 11 Approve Financial Assistance Provision For Against Management 12 Approve Allowance of Independent For For Management Directors 13 Approve Remuneration of Chairman of For For Management the Board and Vice Chairman Directors -------------------------------------------------------------------------------- MYS GROUP CO., LTD. Ticker: 002303 Security ID: Y77444100 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Remuneration and Allowance of For For Management Directors 3 Approve Allowance of Supervisors For For Management 4.1 Elect Wang Haipeng as Non-Independent For For Management Director 4.2 Elect Wang Zhijun as Non-Independent For For Management Director 4.3 Elect Zhang Zhenyi as Non-Independent For For Management Director 4.4 Elect Huang Lin as Non-Independent For For Management Director 5.1 Elect Guo Wanda as Independent Director For For Management 5.2 Elect Liu Chunbin as Independent For For Management Director 5.3 Elect Tan Wei as Independent Director For For Management 6.1 Elect Chen Like as Supervisor For For Management 6.2 Elect Li Zeyu as Supervisor For For Management -------------------------------------------------------------------------------- MYS GROUP CO., LTD. Ticker: 002303 Security ID: Y77444100 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Issue Size and Raised Funds For For Management Investment 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Private Placement of Shares 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MYS GROUP CO., LTD. Ticker: 002303 Security ID: Y77444100 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report on the Deposit and For For Management Usage of Raised Funds 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Company's Eligibility for For For Management Private Placement of Shares 8.1 Approve Issue Type and Par Value For For Management 8.2 Approve Issue Manner and Period For For Management 8.3 Approve Target Parties and For For Management Subscription Manner 8.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 8.5 Approve Issue Scale For For Management 8.6 Approve Restricted Period For For Management 8.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 8.8 Approve Resolution Validity Period For For Management 8.9 Approve Listing Location For For Management 8.10 Approve Issue Scale and Raised Funds For For Management Investment 9 Approve Plan on Private Placement of For For Management Shares 10 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 11 Approve Report on the Usage of For For Management Previously Raised Funds 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Termination of Partial Raised For For Management Funds Investment Project and Use Remaining Raised Funds to Supplement Working Capital 14 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- MYTILINEOS SA Ticker: MYTIL Security ID: X56014131 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- MYTILINEOS SA Ticker: MYTIL Security ID: X56014131 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Advisory Vote on Remuneration Report For For Management 4 Approve Management of Company and For For Management Grant Discharge to Auditors 5 Approve Auditors and Fix Their For For Management Remuneration -------------------------------------------------------------------------------- NAJRAN CEMENT CO. Ticker: 3002 Security ID: M529A6109 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 6 Approve Remuneration of Directors of For For Management SAR 2,000,000 for FY 2019 7 Approve Related Party Transactions Re: For For Management Al Masane Al Kobra 8 Approve Related Party Transactions Re: For For Management Al Masane Al Kobra 9 Approve Related Party Transactions Re: For For Management Yal Arabia Industry, Trading, and Contracting Co 10 Approve Related Party Transactions Re: For For Management Yal Arabia Industry, Trading, and Contracting Co 11 Approve Related Party Transactions For For Management 12 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- NAMCHOW HOLDINGS CO., LTD. Ticker: 1702 Security ID: Y61998103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- NAMPAK LTD. Ticker: NPK Security ID: S5326R114 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 30 September 2019 2 Present the Social, Ethics and None None Management Transformation Committee Report 3.1 Re-elect Peter Surgey as Director For For Management 4.1 Elect Clifford Raphiri as Director For For Management 4.2 Elect Simon Ridley as Director For For Management 4.3 Elect Kholeka Mzondeki as Director For For Management 4.4 Elect Lesego Sennelo as Director For For Management 5 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Jurie de Kock as the Individual Registered Auditor 6.1 Elect Kholeka Mzondeki as Member of For For Management the Audit and Risk Committee 6.2 Elect Simon Ridley as Member of the For For Management Audit and Risk Committee 6.3 Elect Lesego Sennelo as Member of the For For Management Audit and Risk Committee 7.1 Amend Clause 16.2.10 of the Share For For Management Appreciation Plan 7.2 Amend Clause 16.2.9 of the Performance For For Management Share Plan 7.3 Amend Clause 15.2.10 of the Deferred For For Management Bonus Plan 8.1 Amend the Aggregate Number of Shares For For Management which may be Acquired by Participants in the Share Appreciation Plan 2009 8.2 Amend the Aggregate Number of Shares For For Management which may be Acquired by Participants in the Performance Share Plan 2009 9 Approve Remuneration Policy For For Management 10 Approve Implementation Report of the For For Management Remuneration Policy 11 Approve Remuneration of Non-executive For For Management Directors 12 Authorise Issue of Ordinary Shares for For For Management the Purposes of the Share Appreciation Plan 2009 and Performance Share Plan 2009 13.1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 13.2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act to Directors or Prescribed Officers of the Company or of a Related or Inter-related Company in Connection with the Existing Share Schemes 13.3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 14 Authorise Repurchase of Issued Share For For Management Capital 15 Authorise Share Purchase by the For For Management Company from a Director and/or Prescribed Officer -------------------------------------------------------------------------------- NAN YA PLASTICS CORP. Ticker: 1303 Security ID: Y62061109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- NAN YA PRINTED CIRCUIT BOARD CORP Ticker: 8046 Security ID: Y6205K108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect CHIA-CHAU WU, a Representative For For Management of NAN YA PLASTICS CORPORATION with SHAREHOLDER NO.0000001, as Non-independent Director 5.2 Elect WEN-YUAN WONG, a Representative For For Management of NAN YA PLASTICS CORPORATION with SHAREHOLDER NO.0000001, as Non-independent Director 5.3 Elect MING-JEN TZOU, a Representative For For Management of NAN YA PLASTICS CORPORATION with SHAREHOLDER NO.0000001, as Non-independent Director 5.4 Elect CHIA-FUNG CHANG, a For For Management Representative of NAN YA PLASTICS CORPORATION with SHAREHOLDER NO. 0000001, as Non-independent Director 5.5 Elect ANN-DE TANG, with SHAREHOLDER NO. For For Management 0001366 as Non-independent Director 5.6 Elect LIEN-JUI LU, with SHAREHOLDER NO. For For Management A123454XXX as Non-independent Director 5.7 Elect CHENG-I WANG, with SHAREHOLDER For For Management NO.A104033XXX as Independent Director 5.8 Elect TA-SHENG LIN, with SHAREHOLDER For For Management NO.A104329XXX as Independent Director 5.9 Elect JEN-HSUEN, JEN, with SHAREHOLDER For For Management NO.A120799XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- NANFANG ZHONGJIN ENVIRONMENT CO., LTD. Ticker: 300145 Security ID: Y30420106 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Jinhao as Non-independent For For Management Director 2 Approve to Appoint Financial Auditor For For Management -------------------------------------------------------------------------------- NANFANG ZHONGJIN ENVIRONMENT CO., LTD. Ticker: 300145 Security ID: Y30420106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Application of Bank Credit For For Management Lines 6 Approve Profit Distribution For For Management 7 Approve Provision for Asset Impairment For For Management for Goodwill 8 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zheng Dingxia as Supervisor For For Management -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Implementing the For For Management Stock Option Incentive Plan 1.2 Approve Criteria to Select Plan For For Management Participants 1.3 Approve Plan Participants Name List For For Management and Allocation 1.4 Approve Type, Source and Number of For For Management Underlying Stocks in Connection to the Stock Option Incentive Plan 1.5 Approve Duration, Grant Date, Waiting For For Management Period, Exercise Date, Exercise Proportion and Lock-Up Period in Connection to the Stock Option Incentive Plan 1.6 Approve Exercise Price and For For Management Price-setting Basis in Connection to the Stock Option Incentive Plan 1.7 Approve Conditions for Granting and For For Management Exercising 1.8 Approve Procedures to Grant and For For Management Exercise the Stock Options 1.9 Approve Method and Procedures to For For Management Adjust the Incentive Plan 1.10 Approve Accounting Treatment in For For Management Connection to the Stock Option Incentive Plan 1.11 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.12 Approve Conditions to Change or For For Management Terminate the Stock Option Incentive Plan 1.13 Approve Related Dispute Between For For Management Company and Incentive Targets or Dispute Resolution Mechanism 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Additional Usage For For Management of Idle Own Funds to Invest in Financial Products -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment to Establish a For For Management Company and Related Party Transactions 2 Elect Lu Lining as Non-Independent For For Shareholder Director, Member of the Special Committee of the Board 3 Approve Change of Registered Address For For Management and Amend Articles of Association 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Business Changes -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment for the For For Management Establishment of Company and Related Party Transactions -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Application of Comprehensive For For Management Credit Lines -------------------------------------------------------------------------------- NANJING CENTRAL EMPORIUM STOCKS CO., LTD. Ticker: 600280 Security ID: Y6204X101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Provision of Guarantee to For For Management Jurong Yurun Central Shopping Plaza Co. , Ltd. 1.2 Approve Provision of Guarantee to For For Management Hai'an Yurun Central Shopping Plaza Co. , Ltd. 1.3 Approve Provision of Guarantee to For For Management Nanjing Central Shopping Mall Group Joint Marketing Co., Ltd. 1.4 Approve Provision of Guarantee by For For Management Controlled Subsidiary 2 Approve to Appoint Auditor For For Management 3 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- NANJING CENTRAL EMPORIUM STOCKS CO., LTD. Ticker: 600280 Security ID: Y6204X101 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- NANJING CENTRAL EMPORIUM STOCKS CO., LTD. Ticker: 600280 Security ID: Y6204X101 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- NANJING CENTRAL EMPORIUM STOCKS CO., LTD. Ticker: 600280 Security ID: Y6204X101 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Capital Injection of Zhenjiang For For Management Yurun Central Shopping Plaza Co., Ltd. 1.2 Approve Capital Injection of Suqian For For Management Central International Shopping Plaza Co., Ltd. 2.1 Approve Provision of Guarantee to For For Management Nanjing Central Market Group United Marketing Co., Ltd. 2.2 Approve Provision of Guarantee to For For Management Xinyi Yurun Central Shopping Plaza 2.3 Approve Provision of Guarantee to For For Management Jiangsu Central New Asia Department Store Co., Ltd. -------------------------------------------------------------------------------- NANJING CENTRAL EMPORIUM STOCKS CO., LTD. Ticker: 600280 Security ID: Y6204X101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Elect Tan Jianlin as Non-Independent For For Management Director -------------------------------------------------------------------------------- NANJING CHIXIA DEVELOPMENT CO., LTD. Ticker: 600533 Security ID: Y6203W104 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Commercial Papers For For Management 2 Approve Provision of Guarantee to For For Management Subsidiary 3 Approve Provision of Guarantee to Wuxi For For Management Xinshuo Real Estate Co., Ltd. -------------------------------------------------------------------------------- NANJING CHIXIA DEVELOPMENT CO., LTD. Ticker: 600533 Security ID: Y6203W104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve Provision of Guarantee for For For Management Wholly-Owned Subsidiary 8 Approve Provision of Guarantee for For For Management Controlling Shareholder and their Wholly-Owned Subsidiaries 9 Approve Guarantee Provision Plan For For Management 10 Approve Company's Eligibility for For For Management Corporate Bond Issuance 11.1 Approve Par Value and Issue Size For For Management 11.2 Approve Bond Maturity For For Management 11.3 Approve Bond Interest Rate as well as For For Management Method for Principal Repayment and Interest Payment 11.4 Approve Issue Manner For For Management 11.5 Approve Guarantee Arrangement For For Management 11.6 Approve Use of Proceeds For For Management 11.7 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 11.8 Approve Underwriting Method and For For Management Listing Arrangement 11.9 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 11.10 Approve Resolution Validity Period For For Management 12 Approve Authorization of the Board or For For Management Persons Authorized by the Board to Handle All Related Matters 13 Approve Establishment of Special For For Management Raised Funds Account 14 Approve Signing of Office Lease For For Management Contract 15 Approve Report of the Board of For For Shareholder Supervisors -------------------------------------------------------------------------------- NANJING GAOKE CO., LTD. Ticker: 600064 Security ID: Y6197V104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Amend Articles of Association For For Management 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 9 Approve to Authorize the Chairman of For For Management the Board for Bank Loan 10 Approve Provision of Financing Support For Against Management for Controlled Subsidiaries 11 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 12 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration -------------------------------------------------------------------------------- NANJING GAOKE CO., LTD. Ticker: 600064 Security ID: Y6197V104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Allowance of For For Management Independent Directors 2.1 Elect Xu Yimin as Non-Independent For For Management Director 2.2 Elect Lu Yangjun as Non-Independent For For Management Director 2.3 Elect Zhou Jun as Non-Independent For For Management Director 2.4 Elect Shi Fei as Non-Independent For For Management Director 3.1 Elect Feng Qiaogen as Independent For For Management Director 3.2 Elect Gao Bo as Independent Director For For Management 3.3 Elect Xia Jiang as Independent Director For For Management 4.1 Elect Xiao Baomin as Supervisor For For Management 4.2 Elect Gao Feng as Supervisor For For Management -------------------------------------------------------------------------------- NANJING HANRUI COBALT CO., LTD. Ticker: 300618 Security ID: Y6196V105 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Raised Funds Investment and For For Management Implementation Entity 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- NANJING HANRUI COBALT CO., LTD. Ticker: 300618 Security ID: Y6196V105 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Raised Funds Investment and For For Management Implementation Entity 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- NANJING HANRUI COBALT CO., LTD. Ticker: 300618 Security ID: Y6196V105 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Financing and Guarantee For For Management 8 Approve Remuneration Plan of Directors For For Management 9 Approve Remuneration Plan of For For Management Supervisors -------------------------------------------------------------------------------- NANJING HUADONG ELECTRONICS INFORMATION & TECHNOLOGY CO., LTD. Ticker: 000727 Security ID: Y6203X102 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 and 2020 Daily Related For For Management Party Transactions -------------------------------------------------------------------------------- NANJING HUADONG ELECTRONICS INFORMATION & TECHNOLOGY CO., LTD. Ticker: 000727 Security ID: Y6203X102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Amend Articles of Association For Against Management 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Approve Signing of Loan Agreement For For Management 11 Approve Forward Foreign Exchange For For Management Transactions 12 Approve Accounts Receivable of For For Management Factoring Business -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project 2 Approve Continued Use of Idle Raised For For Management Funds For Cash Management 3 Approve Amount Adjustment of Fund For For Management Management -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Related Party Transaction For For Management 5 Approve Provision of Guarantee to For Against Management Wholly-Owned and Controlled Subsidiary 6 Approve Provision of Guarantee to For For Management Associate Company 7 Approve Application of Bank Credit For For Management Lines 8 Approve Continuous Development of For For Management Futures and Derivatives Hedging Business in the Steel Industry -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjust the Price Reference For Against Management Date, Issuance Price and Target Company Asset Range in Connection to Acquisition by Issuance of Shares 2 Approve Acquisition by Issuance of For Against Management Shares Complies with Relevant Laws and Regulations 3 Approve This Transaction Constitutes For Against Management as Related-party Transaction 4.1 Approve Share Type and Par Value For Against Management 4.2 Approve Issue Manner and Target For Against Management Subscribers 4.3 Approve Target Assets and Payment For Against Management Method 4.4 Approve Pricing Principle and For Against Management Transaction Price 4.5 Approve Pricing Basis and Issue Price For Against Management 4.6 Approve Number of Shares Issued For Against Management 4.7 Approve Listing Location For Against Management 4.8 Approve Lock-up Period For Against Management 4.9 Approve Transitional Profit or Loss For Against Management Arrangement 4.10 Approve Distribution Arrangement of For Against Management Undistributed Earnings 4.11 Approve Delivery Arrangements For Against Management 4.12 Approve Resolution Validity Period For Against Management 5 Approve Report (Draft) and Summary on For Against Management Company's Acquisition by Issuance of Shares and Related-party Transaction 6 Approve Signing of Acquisition by For Against Management Issuance of Shares Agreement 7 Approve Transaction Does Not For Against Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve the Notion that the For Against Management Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 9 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Relevant Financial Reports and For Against Management Asset Evaluation Reports 11 Approve the Notion that the Stock For Against Management Price Volatility Did Not Reach the Relevant Standards in the Articles 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 12 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve White Wash Waiver and Related For Against Management Transactions 14 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Allowance of Independent Directors 8 Approve Appointment of Auditor For For Management 9 Approve Daily Related-Party For For Management Transactions 10 Approve Guarantee for Wholly-owned For Against Management Subsidiary and Controlled Subsidiary 11 Approve Guarantee for Associate Company For For Management 12 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- NANJING KANGNI MECHANICAL & ELECTRICAL CO., LTD. Ticker: 603111 Security ID: Y6S9BA106 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement For For Management 2 Approve Signing of Supplementary For For Management Equity Disposal Agreement -------------------------------------------------------------------------------- NANJING KANGNI MECHANICAL & ELECTRICAL CO., LTD. Ticker: 603111 Security ID: Y6S9BA106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Use of Idle Funds for Cash For For Management Management 8 Approve Allocation of Income and For For Management Dividends 9 Approve Shareholder Return Plan For Against Management -------------------------------------------------------------------------------- NANJING KING-FRIEND BIOCHEMICAL PHARMACEUTICAL CO., LTD. Ticker: 603707 Security ID: Y619BD109 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Credit Line Application and For For Management Guarantee 7 Approve to Appoint Auditor For For Management 8 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 9 Approve Methods to Assess the For For Management Performance of Plan Participants 10 Approve Authorization of Board to For For Management Handle All Related Matters 11.1 Elect TANG YONGQUN as Non-Independent For For Management Director 11.2 Elect Xie Juhua as Non-Independent For For Management Director 11.3 Elect Huang Xiwei as Non-Independent For For Management Director 11.4 Elect Tian Suoqing as Non-Independent For For Management Director 12.1 Elect Xie Shuzhi as Independent For For Management Director 12.2 Elect Cui Guoqing as Independent For For Management Director 13.1 Elect Shi Ping as Supervisor For For Management 13.2 Elect Ma Xiaoming as Supervisor For For Management -------------------------------------------------------------------------------- NANJING PANDA ELECTRONICS COMPANY LIMITED Ticker: 553 Security ID: Y6204F118 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Shareholder 2 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Shareholder Meetings of Supervisory Committee 4.1 Elect Li Changjiang as Director For For Shareholder -------------------------------------------------------------------------------- NANJING PANDA ELECTRONICS COMPANY LIMITED Ticker: 553 Security ID: Y6204F118 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Shareholder 2 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders -------------------------------------------------------------------------------- NANJING PANDA ELECTRONICS COMPANY LIMITED Ticker: 553 Security ID: Y6204F118 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2020 Financial Budget Report For Against Management 5 Approve 2019 Profit Appropriation Plan For For Management 6 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as International Auditor, PRC Auditor and Internal Control Auditor and Authorize Board to Determine Their Remuneration 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve 2019 Annual Report and Its For For Management Summary 9 Approve 2019 Report of the Independent For For Management Directors 10 Approve Provision of Guarantee for the For For Management Financing of Nanjing Panda Electronics Equipment Co., Ltd. and Authorize General Manager to Handle Related Matters 11 Approve Provision of Guarantee for the For For Management Financing of Nanjing Panda Information Industry Co., Ltd. and Authorize General Manager to Handle Related Matters 12 Approve Provision of Guarantee for the For For Management Financing of Nanjing Panda Electronic Manufacture Co., Ltd. and Authorize General Manager to Handle Related Matters 13 Approve Provision of Guarantee for the For For Management Financing of Nanjing Huage Electronics Plastic Co., Ltd. and Authorize General Manager to Handle Related Matters 14 Approve Provision of Guarantee for the For Against Management Financing of Nanjing Panda Machine and Electrical Manufacture Co., Ltd. and Authorize General Manager to Handle Related Matters 15 Approve Provision of Guarantee for the For For Management Financing of Chengdu Panda Electronic Technology Co., Ltd. and Authorize General Manager to Handle Related Matters 16 Elect Fu Yuanyuan as Supervisor For For Shareholder -------------------------------------------------------------------------------- NANJING PHARMACEUTICAL CO., LTD. Ticker: 600713 Security ID: Y62044105 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address, For For Management Business Scope and Amend Articles of Association 2 Elect Xu Yuanyuan as Supervisor For For Management -------------------------------------------------------------------------------- NANJING PHARMACEUTICAL CO., LTD. Ticker: 600713 Security ID: Y62044105 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shu Yijie as Non-Independent For For Management Director 2 Approve to Continue Handling Accounts For For Management Receivable without Recourse Factoring Business -------------------------------------------------------------------------------- NANJING PHARMACEUTICAL CO., LTD. Ticker: 600713 Security ID: Y62044105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Provision of Guarantee For Against Management 9 Approve Borrowings from Related Party For For Management 10 Approve Issuance of Super Short-term For For Management Commercial Papers 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- NANJING QUANXIN CABLE TECHNOLOGY CO., LTD. Ticker: 300447 Security ID: Y6204V105 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- NANJING QUANXIN CABLE TECHNOLOGY CO., LTD. Ticker: 300447 Security ID: Y6204V105 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Draft and Summary of Core For For Management Employee Share Purchase Plan 5 Approve Management System of Core For For Management Employee Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Matters Related to Core Employee Share Purchase Plan -------------------------------------------------------------------------------- NANJING QUANXIN CABLE TECHNOLOGY CO., LTD. Ticker: 300447 Security ID: Y6204V105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Amend Articles of Association For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- NANJING RED SUN CO., LTD. Ticker: 000525 Security ID: Y6202Z108 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of National Exclusive For For Management General Agency Framework Agreement 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Elect Zhao Fuming as Non-Independent For For Management Director 4 Elect Wu Dao as Supervisor For For Management -------------------------------------------------------------------------------- NANJING RED SUN CO., LTD. Ticker: 000525 Security ID: Y6202Z108 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Guarantee with Nanjing For For Management First Pesticide Group Co., Ltd. 2 Approve Mutual Guarantee with Red Sun For For Management Group Co., Ltd. 3 Approve Mutual Guarantee with For For Management Subsidiary 4 Elect Lu Yugang as Non-independent For For Management Director -------------------------------------------------------------------------------- NANJING SCIYON WISDOM TECHNOLOGY GROUP CO., LTD. Ticker: 002380 Security ID: Y6197F109 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Guoyao as Non-Independent For For Management Director 1.2 Elect Hu Shemei as Non-Independent For For Management Director 1.3 Elect Cao Ruifeng as Non-Independent For For Management Director 1.4 Elect Zhao Wenqing as Non-Independent For For Management Director 2.1 Elect Li Dong as Independent Director For For Management 2.2 Elect Feng Yuan as Independent Director For For Management 2.3 Elect Wu Bin as Independent Director For For Management 3.1 Elect Zu Lihui as Supervisor For For Management 3.2 Elect Zhang Yong as Supervisor For For Management 4 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- NANJING SCIYON WISDOM TECHNOLOGY GROUP CO., LTD. Ticker: 002380 Security ID: Y6197F109 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Proceeds For For Management -------------------------------------------------------------------------------- NANJING SCIYON WISDOM TECHNOLOGY GROUP CO., LTD. Ticker: 002380 Security ID: Y6197F109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Use of Funds to Invest in For For Management Financial Products -------------------------------------------------------------------------------- NANJING SCIYON WISDOM TECHNOLOGY GROUP CO., LTD. Ticker: 002380 Security ID: Y6197F109 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Wei as Supervisor For For Management -------------------------------------------------------------------------------- NANJING SECURITIES CO., LTD. Ticker: 601990 Security ID: Y619BG102 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Raised Funds Scale and Usage For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of Raised For For Management Funds 6.1 Approve Related Party Transaction For For Management Between Nanjing Zijin Investment Group Co., Ltd. and Nanjing Securities Co., Ltd. 6.2 Approve Related Party Transaction For For Management Between Nanjing New Industry Investment Group Co., Ltd. and Nanjing Securities Co., Ltd. 6.3 Approve Related Party Transaction For For Management Between Nanjing Traffic Construction Investment Holding (Group) Co., Ltd. and Nanjing Securities Co., Ltd. 7.1 Approve Subscription Agreement Between For For Management Nanjing Zijin Investment Group Co., Ltd. and Nanjing Securities Co., Ltd. 7.2 Approve Subscription Agreement Between For For Management Nanjing New Industry Investment Group Co., Ltd. and Nanjing Securities Co., Ltd. 7.3 Approve Subscription Agreement Between For For Management Nanjing Traffic Construction Investment Holding (Group) Co., Ltd. and Nanjing Securities Co., Ltd. 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Whitewash Waiver For For Management 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NANJING SECURITIES CO., LTD. Ticker: 601990 Security ID: Y619BG102 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Method For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised) 4.1 Approve Related Party Transaction with For For Management Nanjing Zijin Investment Group Co., Ltd. 4.2 Approve Related Party Transaction with For For Management Nanjing Xingong Investment Group Co., Ltd. 4.3 Approve Related Party Transaction with For For Management Nanjing Traffic Construction Investment Holdings (Group) Co., Ltd. 5.1 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement between Company and Nanjing Zijin Investment Group Co. , Ltd. 5.2 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement between Company and Nanjing Xingong Investment Group Co., Ltd. 5.3 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement between Company and Nanjing Traffic Construction Investment Holdings (Group) Co., Ltd. 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 7 Approve Authorization of Board and For For Management Board Delegated Person to Handle All Related Matters 8.1 Elect Li Xindan as Independent Director For For Management -------------------------------------------------------------------------------- NANJING SECURITIES CO., LTD. Ticker: 601990 Security ID: Y619BG102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Scale of Self-Investment For For Management Business 7.1 Approve Daily Related-Party For For Management Transactions with Nanjing State-Owned Assets Investment Management Holdings (Group) Co., Ltd. and Nanjing Zijin Investment Group Co., Ltd. 7.2 Approve Daily Related-Party For For Management Transactions with Nanjing New Industry Investment Group Co., Ltd. 7.3 Approve Daily Related-Party For For Management Transactions with Nanjing Traffic Construction Investment Holdings (Group) Co.,Ltd 7.4 Approve Daily Related-Party For For Management Transactions with Jiangsu Phoenix Property Co., Ltd. 7.5 Approve Daily Related-Party For For Management Transactions with Other Related Party 8 Approve Appointment of Auditor For For Management 9 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- NANJING TANKER CORP. Ticker: 601975 Security ID: Y6S97N103 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve Appointment of Annual Report For For Management and Internal Control Auditor -------------------------------------------------------------------------------- NANJING TANKER CORP. Ticker: 601975 Security ID: Y6S97N103 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Usage For For Management 1.2 Approve Issue Type For For Management 1.3 Approve Issue Manner For For Management 1.4 Approve Repurchase Amount For For Management 1.5 Approve Repurchase Price, Scale and For For Management Proportion to Share Capital 1.6 Approve Source of Funds For For Management 1.7 Approve Repurchase Period For For Management 1.8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NANJING TANKER CORP. Ticker: 601975 Security ID: Y6S97N103 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget 5 Approve Allocation of Income and For For Management Dividends 6 Approve Report of the Independent For For Management Directors 7 Approve Related Party Transaction For For Management 8 Elect Hu Zhengliang as Independent For For Management Director 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NANJING XINLIAN ELECTRONICS CO., LTD. Ticker: 002546 Security ID: Y6197Y108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hu Min as Non-Independent For For Management Director 1.2 Elect Jin Fangsheng as Non-Independent For For Management Director 1.3 Elect Liu Wenjuan as Non-Independent For For Management Director 1.4 Elect Li Zhaoqiu as Non-Independent For For Management Director 1.5 Elect He Xiaobo as Non-Independent For For Management Director 1.6 Elect Peng Hui as Non-Independent For For Management Director 2.1 Elect Li Yunbin as Independent Director For For Management 2.2 Elect Zhou Dinghua as Independent For For Management Director 2.3 Elect Dai Keqin as Independent Director For For Management 3.1 Elect Lu Guojun as Supervisor For For Management 3.2 Elect Lu Hong as Supervisor For For Management -------------------------------------------------------------------------------- NANJING XINLIAN ELECTRONICS CO., LTD. Ticker: 002546 Security ID: Y6197Y108 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 9 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 10 Approve Changes in Partial Raised For For Management Funds Investment Project Implementation Manner, Implementation Subject, Capital Reduction and Equity Transfer -------------------------------------------------------------------------------- NANJING YUNHAI SPECIAL METALS CO., LTD. Ticker: 002182 Security ID: Y61988104 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Equity Transfer For For Management Agreement -------------------------------------------------------------------------------- NANJING YUNHAI SPECIAL METALS CO., LTD. Ticker: 002182 Security ID: Y61988104 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- NANJING YUNHAI SPECIAL METALS CO., LTD. Ticker: 002182 Security ID: Y61988104 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Bank Loan Application and Loan For For Management Application within the Credit Line 7 Approve Provision of Guarantee For For Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve Appointment of Auditor For For Management 10 Approve Daily Related Party For For Management Transactions 11 Approve Capital Injection in Yangzhou For For Management Ruisile Composite Metal Material Co., Ltd. 12 Approve Construction Investment of For For Management High-Performance Aluminum Alloy Bars, Aluminum Alloy and Aluminum-Magnesium Extrusion Profile Projects 13 Approve Construction Investment of For For Management Steering Wheel Skeleton Project 14 Approve Internal Transfer of For For Management Subsidiary Shares -------------------------------------------------------------------------------- NANKANG RUBBER TIRE CORP., LTD. Ticker: 2101 Security ID: Y62036101 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Non-Independent Director No. 1 None Against Shareholder 1.2 Elect Non-Independent Director No. 2 None Against Shareholder 2 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- NANKANG RUBBER TIRE CORP., LTD. Ticker: 2101 Security ID: Y62036101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendments to Articles of For For Management Association 3 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- NANTEX INDUSTRY CO., LTD. Ticker: 2108 Security ID: Y58162101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NANTONG JIANGHAI CAPACITOR CO., LTD. Ticker: 002484 Security ID: Y619A3102 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Entrusted Loan For For Management -------------------------------------------------------------------------------- NANTONG JIANGHAI CAPACITOR CO., LTD. Ticker: 002484 Security ID: Y619A3102 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds to For For Management Purchase Principal-Guaranteed Income Certificate 2 Approve Provision of Entrusted Loan For For Management 3 Elect Shen Xiaoyan as Independent For For Management Director -------------------------------------------------------------------------------- NANTONG JIANGHAI CAPACITOR CO., LTD. Ticker: 002484 Security ID: Y619A3102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Daily Operating Related For For Management Transactions 8 Approve Report of the Board of For For Management Supervisors 9 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- NANYA TECHNOLOGY CORP. Ticker: 2408 Security ID: Y62066108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- NANYANG TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Jianhua as Independent For For Management Director -------------------------------------------------------------------------------- NANYANG TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NANYANG TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- NANYANG TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Raised Fund For For Management Implementation Entity 2 Approve Repurchase and Cancellation of For For Management Performance Shares and Adjustment of Repurchase Price 3 Amend Articles of Association to For For Management Change Registered Capital -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions 2 Approve Use of Short-term Idle Own For For Management Funds to Conduct Entrusted Asset Management -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Entrusted Loan Application For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Entrusted Loans Application For For Management and Related Party Transactions 11 Approve Appointment of Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Approve Dividends for N Ordinary and A For For Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with V Myburgh as the Individual Registered Auditor 4 Re-elect Nolo Letele as Directors For For Management 5.1 Re-elect Koos Bekker as Director For For Management 5.2 Re-elect Steve Pacak as Director For For Management 5.3 Re-elect Cobus Stofberg as Director For For Management 5.4 Re-elect Ben van der Ross as Director For For Management 5.5 Re-elect Debra Meyer as Director For For Management 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Ben van der Ross as Member of For For Management the Audit Committee 6.3 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 7 Approve Remuneration Policy For For Management 8 Approve Implementation of the For For Management Remuneration Policy 9 Place Authorised but Unissued Shares For Against Management under Control of Directors 10 Authorise Board to Issue Shares for For For Management Cash 11 Approve Amendments to the Trust Deed For For Management constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed 12 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social and Ethics For For Management Committee Chairman 1.12 Approve Fees of the Social and Ethics For For Management Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Repurchase of A Ordinary For For Management Shares 6 Authorise Specific Repurchase of N For For Management Ordinary Shares from Holders of N Ordinary Shares -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters in Relation to the For For Management Implementation of the Proposed Transaction -------------------------------------------------------------------------------- NATCO PHARMA LIMITED Ticker: 524816 Security ID: Y6211C157 Meeting Date: SEP 05, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Three Interim Dividends as For For Management Final Dividend 3 Reelect Rajeev Nannapaneni as Director For For Management 4 Approve B S R & Associates LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Reappointment and Remuneration For For Management of V.C. Nannapaneni as Chairman and Managing Director 6 Approve Reappointment and Remuneration For For Management of Rajeev Nannapaneni as Vice Chairman and Chief Executive Officer 7 Approve Reappointment and Remuneration For For Management of P.S.R.K. Prasad as Director and Executive Vice President (Corporate Engineering Services) 8 Approve Reappointment and Remuneration For For Management of D. Linga Rao as Director and President (Tech. Affairs) 9 Reelect G.S. Murthy as Director For For Management 10 Reelect D.G. Prasad as Director For For Management 11 Reelect T.V. Rao as Director For For Management 12 Reelect Leela Digumarti as Director For Against Management 13 Amend Articles of Association For For Management 14 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- NATIONAL AGRICULTURAL DEVELOPMENT CO. Ticker: 6010 Security ID: M7S81H105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Remuneration of Directors of For For Management SAR 1,560,000 for FY 2019 6 Approve Audit Committee Report for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 8 Authorize Capitalization of Reserves For For Management for Bonus Issue Representing 20 Percent and Amend Article 7 of Bylaws 9 Elect Abdulateef Al Rajhi as Director For For Management 10 Approve Standards of Engagement of For For Management Director with Other Companies 11 Approve Related Party Transactions For Against Management 12 Amend Audit Committee Charter For For Management 13 Amend Article 22 of Bylaws Re: Company For For Management Management 14 Amend Article 23 of Bylaws Re: For For Management Expiration of Board Membership 15 Amend Article 24 of Bylaws Re: Board For For Management Vacancy 16 Amend Article 25 of Bylaws Re: Board For For Management Powers 17 Amend Article 36 of Bylaws Re: General For For Management Meeting Invitation 18 Amend Article 47 of Bylaws Re: Audit For For Management Committee Reports 19 Amend Article 48 of Bylaws Re: For For Management Appointment of Auditor 20 Amend Article 51 of Bylaws Re: For For Management Financial Documents 21 Approve Related Party Transactions Re: For For Management Seera Holding Group 22 Approve Related Party Transactions Re: For For Management Siqaf Solutions 23 Approve Related Party Transactions Re: For For Management National Agricultural Company 24 Approve Related Party Transactions Re: For For Management Takween Advanced Industries 25 Allow Ibrahim Abu Oubah to Be Involved For For Management with Other Companies -------------------------------------------------------------------------------- NATIONAL ALUMINIUM COMPANY LIMITED Ticker: 532234 Security ID: Y6211M130 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect V. Balasubramanyam as Director For Against Management 4 Reelect Sanjib Kumar Roy as Director For Against Management 5 Elect Sridhar Patra as Director For For Management 6 Reelect Dipankar Mahanta as Director For For Management 7 Reelect S. Sankararaman as Director For For Management 8 Reelect Pravat Keshari Nayak as For For Management Director 9 Reelect Damodar Acharya as Director For For Management 10 Reelect Maheswar Sahu as Director For For Management 11 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE SA Ticker: ETE Security ID: X56533189 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For For Management 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Approve Discharge of Board and Auditors For For Management 5 Approve Auditors and Fix Their For For Management Remuneration 6 Approve Remuneration Policy For For Management 7 Approve Director Remuneration For For Management 8 Authorize Board to Participate in For For Management Companies with Similar Business Interests 9 Approve Increase in Size of Board For For Management 10.1 Elect Gikas Hardouvelis as Independent For For Management Director 10.2 Elect Avraam Gounaris as Independent For For Management Director 11.1 Elect Aikaterini Beritsi as Director For For Management 11.2 Elect Wietze Reehoorn as Independent For For Management Director 11.3 Elect Elena Ana Cernat as Independent For For Management Director 11.4 Elect Christina Theofilidi as Director For For Management 12.1 Elect Andrew McIntyre as Chairman of For For Management Audit Committee 12.2 Elect Claude Piret as Vice Chairman of For For Management Audit Committee 12.3 Elect Aikaterini Beritsi as Member of For For Management Audit Committee 12.4 Elect Avraam Gounaris as Member of For For Management Audit Committee 12.5 Elect Periklis Drougkas as Member of For For Management Audit Committee 13 Various Announcements None None Management -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE SA Ticker: ETE Security ID: X56533189 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For For Management 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Approve Management of Company and For For Management Grant Discharge to Auditors 5 Approve Auditors and Fix Their For For Management Remuneration 6 Authorize Share Capital Increase For Against Management 7 Authorize Special Reserve For For Management 8 Authorize Share Repurchase Program For For Management 9 Approve Remuneration Policy For For Management 10 Approve Director Remuneration For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Elect Members of Audit Committee For For Management (Bundled) 13 Other Business For Against Management -------------------------------------------------------------------------------- NATIONAL BANK OF KUWAIT SAK Ticker: NBK Security ID: M7103V108 Meeting Date: MAR 07, 2020 Meeting Type: Annual/Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Special Report on Violations For For Management and Penalties for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Approve Discontinuing the Statutory For For Management Reserve Transfer for FY 2019 6.1 Approve Dividends of KWD 0.035 per For For Management Share 6.2 Authorize Bonus Shares Issue For For Management Representing 5 Percent of the Share Capital 7 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 8 Authorize Issuance of For Against Management Bonds/Debentures/Sukuk and Authorize Board to Set Terms of Issuance 9 Approve Related Party Transactions for For Against Management FY 2020 10 Approve Directors' Loans for FY 2020 For Against Management 11 Approve Discharge of Directors and For For Management Absence of their Remuneration for FY 2019 12 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 1 Authorize Capitalization of Reserves For For Management for Bonus Issue Representing 5% of Share Capital 2.1 Amend Article 5 of Bylaws to Reflect For For Management Changes in Capital 2.2 Amend Article 25 of Bylaws Re: Board For For Management Composition, Election and Term 2.3 Amend Article 38 of Bylaws Re: General For For Management Assembly Voting -------------------------------------------------------------------------------- NATIONAL BANK OF PAKISTAN Ticker: NBP Security ID: Y6212G108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Grant Thornton Anjum Rahman For Against Management and Deloitte Yousuf Adil as Joint Auditors and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Non-Executive For For Management Chairman 5 Other Business For Against Management -------------------------------------------------------------------------------- NATIONAL GAS & INDUSTRIALIZATION CO. Ticker: 2080 Security ID: M7226N108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ibrahim Al Jassir as Director None Abstain Management 1.2 Elect Ibrahim Al Huseinan as Director None Abstain Management 1.3 Elect Ahmed Al Mohsen as Director None Abstain Management 1.4 Elect Bdr Jawhr as Director None Abstain Management 1.5 Elect Bkr Al Mhnaa as Director None Abstain Management 1.6 Elect Turki Al Jassir as Director None Abstain Management 1.7 Elect Thamir Al Harthi as Director None Abstain Management 1.8 Elect Thamir Al Wadaee as Director None Abstain Management 1.9 Elect Hazim Al Fwaz as Director None Abstain Management 1.10 Elect Hassan Aseeri as Director None Abstain Management 1.11 Elect Khalid Al Hoshan as Director None Abstain Management 1.12 Elect Raed Al Tamimi as Director None Abstain Management 1.13 Elect Raed Al Haqeel as Director None For Management 1.14 Elect Raad Al Qahtani as Director None Abstain Management 1.15 Elect Sattam Al Harbi as Director None For Management 1.16 Elect Saeed Obeed as Director None Abstain Management 1.17 Elect Samah Al Sbeeae as Director None For Management 1.18 Elect Salih Al Yami as Director None Abstain Management 1.19 Elect Salih Bateesh as Director None Abstain Management 1.20 Elect Adil Al Shaya as Director None Abstain Management 1.21 Elect Aamir Al Khsheel as Director None Abstain Management 1.22 Elect Abdulrahman Al Jalal as Director None Abstain Management 1.23 Elect Abdulrahman Suliman as Director None For Management 1.24 Elect Abdulazeez Al Jaafari as Director None Abstain Management 1.25 Elect Abdulazeez Al Areefi as Director None Abstain Management 1.26 Elect Abdulazeez Al Kheeal as Director None Abstain Management 1.27 Elect Abdullah Al Jreesh as Director None Abstain Management 1.28 Elect Abdullah Al Husseini as Director None For Management 1.29 Elect Abdullah Al Hameed as Director None Abstain Management 1.30 Elect Ali Al Ajami as Director None Abstain Management 1.31 Elect Ali Al Saflan as Director None For Management 1.32 Elect Ghadran Ghadran as Director None Abstain Management 1.33 Elect Ghassan Kashmeeri as Director None Abstain Management 1.34 Elect Fahid Al Fawaz as Director None For Management 1.35 Elect Faisal Al Qassim as Director None Abstain Management 1.36 Elect Majid KheerAllah as Director None Abstain Management 1.37 Elect Mohammed Al Sdeeri as Director None For Management 1.38 Elect Mohammed Al Katheeri as Director None For Management 1.39 Elect Mohammed Al Moamir as Director None Abstain Management 1.40 Elect Mohammed Al Oteebi as Director None For Management 1.41 Elect Mohammed Al Kinani as Director None Abstain Management 1.42 Elect Mohammed Al Khaldi as Director None Abstain Management 1.43 Elect Mareeae Habash as Director None Abstain Management 1.44 Elect Moshil Al Shaya as Director None Abstain Management 1.45 Elect Nabeel Mnqash as Director None Abstain Management 1.46 Elect Wael Al Bassam as Director None Abstain Management 1.47 Elect Yazid Al Haeeaf as Director None Abstain Management 2 Approve Related Party Transactions Re: For For Management SGCF Enagas -------------------------------------------------------------------------------- NATIONAL GAS & INDUSTRIALIZATION CO. Ticker: 2080 Security ID: M7226N108 Meeting Date: JAN 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 1 of Bylaws Re: Company For For Management Establishment 2 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 3 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership in Other Companies 4 Amend Article 20 of Bylaws Re: Board For For Management Powers 5 Amend Article 22 of Bylaws Re: For For Management Chairman, Vice Chairman and Managing Director and Secretary Powers 6 Amend Article 40 of Bylaws Re: For For Management Committee Reports 7 Amend Article 44 of Bylaws Re: For For Management Financial Statements 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 9 Elect Turki Al Jaaweeni as Director For For Management 10 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members -------------------------------------------------------------------------------- NATIONAL GAS & INDUSTRIALIZATION CO. Ticker: 2080 Security ID: M7226N108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Remuneration of Directors of For For Management SAR 2,882,069 for FY 2019 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 7 Ratify Distributed Dividends of SAR 1. For For Management 95 per Share for Q2, Q3, and Q4 for FY 2019 8 Approve Increase of Auditors' For For Management Remuneration Re: Audit for Q2, Q3, Q4 for FY 2019 and Q1 for FY 2020, and Submit the Zakat Declaration with the General Authority of Zakat and Tax 9 Approve Related Party Transactions Re: For For Management The Company for Cooperative Insurance 10 Approve Related Party Transactions For Against Management 11 Approve Transfer of SAR 45,551,265 For For Management from Statutory Reserve to Accumulated Losses Account -------------------------------------------------------------------------------- NATIONAL INDUSTRIALIZATION CO. Ticker: 2060 Security ID: M7228W106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Related Party Transactions For For Management Between Saudi Ethylene and Polyethylene Company and Converting Industries Co.Ltd 6 Approve Related Party Transactions Re: For For Management Talal Al Shaer 7 Approve Related Party Transactions Re: For For Management Banque Saudi Fransi 8 Approve Related Party Transactions Re: For For Management Banque Saudi Fransi 9 Approve Remuneration of Directors of For For Management SAR 350,000 for FY 2019 10 Approve Discharge of Directors for FY For For Management 2019 -------------------------------------------------------------------------------- NATIONAL INDUSTRIES GROUP (HOLDING) SAK Ticker: NIND Security ID: M6416W118 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Special Report on Penalties For For Management and Violations for FY 2019 3 Approve Corporate Governance Report For For Management and Audit Committee Report for FY 2019 4 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 5 Accept Financial Statements and For For Management Statutory Reports for FY 2019 6 Approve Transfer of 10 Percent of Net For For Management Income to Legal Reserve and Transfer of 10 Percent of Net Income to Optional Reserve 7 Approve Dividends of KWD 0.010 per For For Management Share for FY 2019 8 Approve Remuneration of Directors of For For Management KWD 590,000 for FY 2019 9 Approve Related Party Transactions for For Against Management FY 2019 and FY 2020 10 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 11 Authorize Issuance of Bonds/Sukuk and For Against Management Authorize Board to Set Terms of Issuance 12 Approve Discharge of Directors for FY For For Management 2019 13 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 -------------------------------------------------------------------------------- NATIONAL MEDICAL CARE CO. Ticker: 4005 Security ID: M7228Y102 Meeting Date: SEP 15, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Saad Al Fadly as Director For For Management 2 Elect Michael Davis as Director For For Management 3 Terminate Board of Directors Term For Against Management 4 Approve Discharge of Directors (If For Against Management Item 3 is Approved) 5 Elect Directors (Bundled) (If Item 3 For Against Management is Approved) 6 Terminate Audit Committee Term For Against Management 7 Elect Members of Audit Committee (If For Against Management Item 6 is Approved) 8 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- NATIONAL MEDICAL CARE CO. Ticker: 4005 Security ID: M7228Y102 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Related Party Transactions Re: For For Management Drager Saudi Arabia 5 Approve Related Party Transactions Re: For For Management Arabian Medical Hospital Supply Company 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 7 Approve Dividends of SAR 2 for FY 2019 For For Management 8 Approve Remuneration of Directors of For For Management SAR 1,900,000 for FY 2019 9 Approve Discharge of Directors for FY For For Management 2019 10 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- NATIONAL PETROCHEMICAL CO. (SAUDI ARABIA) Ticker: 2002 Security ID: M7243L101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Dividends of SAR 0.50 per For For Management Share for FY 2019 7 Approve Remuneration of Directors of For For Management SAR 1,600,000 for FY 2019 8 Approve Related Party Transactions Re: For For Management Saudi Polymers Company and Samba Financial Group 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 10 Amend Nomination and Remuneration For For Management Committee Charter 11 Amend Executive Committee Charter For For Management -------------------------------------------------------------------------------- NATIONS TECHNOLOGIES, INC. Ticker: 300077 Security ID: Y6206N101 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplementary For For Management Equity Acquisition Agreements 2 Approve Decrease in Using of Excess For For Management Raised Funds to Invest in Wholly-owned Subsidiary 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NATIONS TECHNOLOGIES, INC. Ticker: 300077 Security ID: Y6206N101 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NATIONS TECHNOLOGIES, INC. Ticker: 300077 Security ID: Y6206N101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Amendments to Articles of For For Management Association 7 Elect Ye Yantao as Non-Independent For For Management Director 8 Elect Lin Yuhua as Supervisor For For Management 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NATURA &CO HOLDING SA Ticker: NTCO3 Security ID: P7S8B6105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Treatment of Net Loss For For Management 3 Fix Number of Directors at 12 For For Management 4 Approve Classification of Carla For For Management Schmitzberger, Gilberto Mifano, Fabio Colletti Barbosa, Jessica DiLullo Herrin, Ian Martin Bickley, Nancy Killefer, W. Don Cornwell and Andrew George McMaster Jr. as Independent Directors 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Luiz Barreiros Passos as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Luiz da Cunha Seabra as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Peirao Leal as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Carla Schmitzberger as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto de Oliveira Marques as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Gilberto Mifano as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Fabio Colletti Barbosa as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Jessica DiLullo Herrin as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Ian Martin Bickley as Independent Director 8.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Nancy Killefer as Independent Director 8.11 Percentage of Votes to Be Assigned - None Abstain Management Elect W. Don Cornwell as Independent Director 8.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Andrew George McMaster Jr. as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Do You Wish to Adopt Cumulative Voting None Against Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For For Management Management 12 Do You Wish to Request Installation of Abstain For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NATURA &CO HOLDING SA Ticker: NTCO3 Security ID: P7S8B6105 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Treatment of Net Loss For For Management 2 Amend Articles For Against Management 3 Amend Articles For For Management 4 Approve Creation of Operational For For Management Committee and Amend Articles Accordingly 5 Amend Articles 41 and 42 For For Management 6 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NATURA COSMETICOS SA Ticker: NATU3 Security ID: P7088C106 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management and Amend Article 5 Accordingly 2 Approve Increase in Authorized Capital For For Management and Amend Article 6 Accordingly 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- NATURA COSMETICOS SA Ticker: NATU3 Security ID: P7088C106 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Exchange Shares For For Management of Natura Cosmeticos SA for Shares of Natura &Co Holding SA 2 Ratify KPMG Auditores Independentes as For For Management the Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Exchange of Shares of Natura For For Management Cosmeticos SA for Shares of Natura &Co Holding SA 5 Authorize Executives to Ratify and For For Management Execute Approved Resolutions 6 Authorize Shareholders of Natura &Co For For Management Holding SA to Execute All Acts Related to the Merger of Nectarine Merger Sub I Inc After the Approval of Acquisition of Shares 7 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Investment Decision Management For For Management System 5 Amend Related-Party Transaction For For Management Management System 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7.1 Elect Zhao Jinrong as Non-Independent For For Management Director 7.2 Elect Pan Jinfeng as Non-Independent For For Management Director 7.3 Elect Tao Haihong as Non-Independent For For Management Director 7.4 Elect Xu Tao as Non-Independent For For Management Director 7.5 Elect Zhang Jianhui as Non-Independent For For Management Director 7.6 Elect Yang Zhengfan as Non-Independent For For Management Director 7.7 Elect Wang Liang as Non-Independent For For Management Director 7.8 Elect Liu Yue as Independent Director For For Management 7.9 Elect Wu Xibin as Independent Director For For Management 7.10 Elect Chen Shenghua as Independent For For Management Director 7.11 Elect Wu Hanming as Independent For For Management Director 8.1 Elect Zhao Xuexin as Supervisor For For Shareholder 8.2 Elect Lv Yumei as Supervisor For For Shareholder 9 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Stock Option For For Management Incentive Plan (Draft) 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3.1 Approve Purpose of Implementing the For For Management Incentive Plan 3.2 Approve Management Agency For For Management 3.3 Approve Criteria to Select Plan For For Management Participants 3.4 Approve Equity Incentive Plan Details For For Management 3.5 Approve Implementation, Grant, For For Management Exercise Procedures and Unlocking Procedures 3.6 Approve Rights and Obligations of the For For Management Plan Participants and the Company 3.7 Approve How to Implement the Incentive For For Management Plan When There Are Changes for the Company and Incentive Objects 4 Approve Management Method of Stock For For Management Options and Performance Share Incentive Plan 5 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Guarantee Provision Plan For For Management 10 Approve Issuance of Super Short-term For For Management Commercial Papers and Medium-term Notes -------------------------------------------------------------------------------- NAVINFO CO., LTD. Ticker: 002405 Security ID: Y62121101 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change of Registered Capital For For Management to Increase Business Scope and Amend Articles of Association -------------------------------------------------------------------------------- NAVINFO CO., LTD. Ticker: 002405 Security ID: Y62121101 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment of Subsidiary For For Management 2 Elect Li Keqiang as Independent For For Management Director -------------------------------------------------------------------------------- NAVINFO CO., LTD. Ticker: 002405 Security ID: Y62121101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of External Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Amend Articles of Association For For Management 9 Elect Non-Independent Directors and For For Shareholder Independent Directors 10 Elect Supervisors For For Shareholder -------------------------------------------------------------------------------- NAVTECH, INC. (CHINA) Ticker: 300456 Security ID: Y62124105 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Investment For For Management Fund with Wholly-owned Subsidiary -------------------------------------------------------------------------------- NAVTECH, INC. (CHINA) Ticker: 300456 Security ID: Y62124105 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NAVTECH, INC. (CHINA) Ticker: 300456 Security ID: Y62124105 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name, Stock For For Management Name, Business Scope and Amend Articles of Association 2 Approve Loan from Controlling For For Management Shareholder 3 Approve Additional Location for For For Management Partial Raised Funds Project 4 Elect Liu Ting as Independent Director For For Management -------------------------------------------------------------------------------- NAVTECH, INC. (CHINA) Ticker: 300456 Security ID: Y62124105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve to Appoint Auditor For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- NBCC (INDIA) LIMITED Ticker: 534309 Security ID: Y6S14N129 Meeting Date: SEP 23, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Neelesh Manherlal Shah as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Approve Appointment of Shiv Das Meena For For Management as Chairman-cum-Managing Director 6 Elect Baldev Kaur Sokhey as Director For Against Management (Finance) 7 Elect Sanjay Murthy Kondru as Director For Against Management 8 Elect Shyam Sunder Dubey as Director For Against Management 9 Elect Jyoti Kiran Shukla as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- NCC LIMITED Ticker: 500294 Security ID: Y6198W135 Meeting Date: SEP 06, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect A V N Raju as Director For For Management 4 Reelect Utpal Sheth as Director For Against Management 5 Reelect Hemant M Nerurkar as Director For For Management 6 Reelect Renu Challu as Director For For Management 7 Approve Reappointment and Remuneration For For Management of A S N Raju as Whole Time Director 8 Approve Payment of Commission to For For Management Non-Executive Directors 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- NEDBANK GROUP LTD. Ticker: NED Security ID: S5518R104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tshilidzi Marwala as Director For For Management 2.1 Re-elect Hubert Brody as Director For For Management 2.2 Re-elect Errol Kruger as Director For For Management 2.3 Re-elect Linda Makalima as Director For For Management 2.4 Re-elect Mpho Makwana as Director For For Management 2.5 Re-elect Dr Mantsika Matooane as For For Management Director 3.1 Reappoint Deloitte & Touche as For For Management Auditors with Lito Nunes as the Designated Registered Auditor 3.2 Reappoint Ernst & Young as Auditors For For Management with Farouk Mohideen as the Designated Registered Auditor 4.1 Elect Stanley Subramoney as Member of For For Management the Audit Committee 4.2 Elect Hubert Brody as Member of the For For Management Audit Committee 4.3 Elect Neo Dongwana as Member of the For For Management Audit Committee 4.4 Elect Errol Kruger as Member of the For For Management Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Adopt and Publicly Disclose an Energy For For Management Policy 6.2 Report on the Company's Approach to For For Management Measuring, Disclosing and Assessing its Exposure to Climate-related Risks 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For For Management Report 1.1 Approve Fees for the Non-executive For For Management Chairman 1.2 Approve Fees for the Lead Independent For For Management Director 1.3 Approve Fees for the Nedbank Group For For Management Board Member 1.4 Approve Fees for the Group Audit For For Management Committee 1.5 Approve Fees for the Group Credit For For Management Committee 1.6 Approve Fees for the Group Directors' For For Management Affairs Committee 1.7 Approve Fees for the Group Information For For Management Technology Committee 1.8 Approve Fees for the Group Related For For Management Party Transactions Committee 1.9 Approve Fees for the Group For For Management Remuneration Committee 1.10 Approve Fees for the Group Risk and For For Management Capital Management Committee 1.11 Approve Fees for the Group For For Management Transformation, Social and Ethics Committee 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Board to Issue Shares for For For Management Cash 4 Approve Financial Assistance to For For Management Related and Inter-related Companies -------------------------------------------------------------------------------- NEMAK SAB DE CV Ticker: NEMAKA Security ID: P71340106 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends; Approve Maximum Amount for Repurchase of Shares 3 Elect Directors and Chairman of Audit For Against Management and Corporate Practices Committee; Fix Their Remuneration 4 Appoint Legal Representatives For For Management 5 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- NEMAK SAB DE CV Ticker: NEMAKA Security ID: P71340106 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend or Revoke Resolutions Approved For For Management by AGM on Feb. 25, 2020 Re: Dividends 2 Appoint Legal Representatives For For Management 3 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- NEOENERGIA SA Ticker: NEOE3 Security ID: P7133Y111 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Capital Budget For For Management 4 Ratify Election of Directors For Against Management 5.1 Elect Francesco Gaudio as Fiscal For For Management Council Member and Jose Antonio Lamenza as Alternate 5.2 Elect Eduardo Valdes Sanchez as Fiscal For For Management Council Member and Glaucia Janice Nitsche as Alternate 5.3 Elect Joao Guilherme Lamenza as Fiscal For For Management Council Member and Antonio Carlos Lopes as Alternate 5.4 Elect Iara Pasian as Fiscal Council For For Management Member and Paulo Mauricio Mantuano de Lima as Alternate 6 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- NEOENERGIA SA Ticker: NEOE3 Security ID: P7133Y111 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Long-Term Incentive Plan For For Management 2 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- NEPI ROCKCASTLE PLC Ticker: NRP Security ID: G6420W101 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2018 2.1 Re-elect Robert Emslie as Director For For Management 2.2 Re-elect Antoine Dijkstra as Director For For Management 2.3 Re-elect Mirela Covasa as Director For For Management 2.4 Elect Andreas Klingen as Director For For Management 3.1 Re-elect Andre van der Veer as For For Management Chairperson of the Audit Committee 3.2 Re-elect George Aase as Member of the For For Management Audit Committee 3.3 Re-elect Antoine Dijkstra as Member of For For Management the Audit Committee 3.4 Elect Andreas Klingen as Member of the For For Management Audit Committee 4 Reappoint PricewaterhouseCoopers LLC For For Management as Auditors of the Company and Appoint Nicholas Halsall as the Designated Audit Individual 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Remuneration of Non-executive For For Management Directors 7 Authorise Ratification of Approved For For Management Resolutions 8 Authorise Directors to Determine For Against Management Non-executive Directors' Additional Special Payments 9 Authorise Board to Issue Shares for For For Management Cash 10 Authorise Specific Issue of Shares For For Management Pursuant to a Reinvestment Option 11 Authorise Repurchase of Issued Share For For Management Capital 12 Approve Remuneration Policy For For Management 13 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- NESTLE (MALAYSIA) BERHAD Ticker: 4707 Security ID: Y6269X103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohd. Rafik Bin Shah Mohamad as For For Management Director 2 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Approve Interim Dividend None None Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits For For Management 6 Approve Mohd. Rafik Bin Shah Mohamad For For Management to Continue Office as Independent Director 7 Approve Shareholders' Mandate for For For Management Recurrent Related Party Transactions -------------------------------------------------------------------------------- NESTLE INDIA LTD. Ticker: 500790 Security ID: Y6268T111 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: MAY 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Shobinder Duggal as Whole Time Director, Designated as Executive Director-Finance & Control and Chief Financial Officer -------------------------------------------------------------------------------- NESTLE INDIA LTD. Ticker: 500790 Security ID: Y6268T111 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Three Interim Dividends, For For Management Special Interim Dividend and Declare Final Dividend 3 Reelect Martin Roemkens as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Reappointment and Remuneration For For Management of Suresh Narayanan as Managing Director 6 Elect David Steven McDaniel as For For Management Director and Approve Appointment and Remuneration of David Steven McDaniel as Whole-time Director Designated as Executive Director-Finance & Control and Chief Financial Officer 7 Elect Ramesh Prathivadibhayankara For For Management Rajagopalan as Director -------------------------------------------------------------------------------- NET HOLDING AS Ticker: NTHOL Security ID: M7341L102 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Elect Presiding Council of Meeting For For Management 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Allocation of Income For For Management 7 Ratify External Auditors For For Management 8 Approve Discharge of Board For For Management 9 Approve Discharge of Senior Executives For For Management 10 Approve Remuneration Policy For For Management 11 Approve Director Remuneration For Against Management 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Approve Donation Policy For For Management 14 Approve Upper Limit of Donations for For Against Management 2019 and Receive Information on Donations Made in 2018 15 Approve Profit Distribution Policy For For Management 16 Receive Information on Related Party None None Management Transactions 17 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 18 Receive Information on Disclosure None None Management Policy 19 Receive Information on Code of Ethics None None Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Economic Benefit For Did Not Vote Management Evaluation Index of Fund-raising Investment Project 2 Approve Changes in Fund-raising For Did Not Vote Management Investment Project -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For Did Not Vote Management Investment Project 2 Approve Capital Injection For Did Not Vote Management 3 Approve Increase in Registered Capital For Did Not Vote Management 4 Approve Amendments to Articles of For Did Not Vote Management Association 5 Approve Use of Idle Raised Funds to For Did Not Vote Management Purchase Financial Products 6 Approve Use of Own Funds to Purchase For Did Not Vote Management Financial Products -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 7 Approve Appointment of Auditor For Did Not Vote Management 8 Amend Management System of Raised Funds For Did Not Vote Management 9 Approve Use of Partial Raised Funds to For Did Not Vote Management Supplement Working Capital 10 Approve Merger and Absorption of For Did Not Vote Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Jiangtao as Independent For For Management Director -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Jiangtao as Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- NETCARE LTD. Ticker: NTC Security ID: S5507D108 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Graeme Berry as Designated Auditor 2.1 Re-elect Thevendrie Brewer as Director For For Management 2.2 Elect Lezanne Human as Director For For Management 2.3 Elect David Kneale as Director For For Management 2.4 Re-elect Martin Kuscus as Director For For Management 2.5 Re-elect Kgomotso Moroka as Director For For Management 3.1 Re-elect Mark Bower as Chairperson of For For Management the Audit Committee 3.2 Re-elect Bukelwa Bulo as Member of the For For Management Audit Committee 3.3 Elect David Kneale as Member of the For For Management Audit Committee 4 Approve Remuneration Policy For For Management 5 Approve Implementation Report For For Management 6 Authorise Ratification of Approved For For Management Resolutions 7 Approve Forfeiture Share Plan For For Management 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Non-executive Directors' For For Management Remuneration 10 Approve Financial Assistance to For For Management Related or Inter-related Company -------------------------------------------------------------------------------- NETDRAGON WEBSOFT HOLDINGS LIMITED Ticker: 777 Security ID: G6427W104 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Warrants and For For Management Allotment and Issuance of Warrant Shares Under Specific Mandate -------------------------------------------------------------------------------- NETDRAGON WEBSOFT HOLDINGS LIMITED Ticker: 777 Security ID: G6427W104 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Elect Chen Hongzhan as Director For For Management 4B Elect Lin Dongliang as Director For For Management 4C Elect Liu Sai Keung, Thomas as Director For For Management 4D Authorize Board to Fix Remuneration of For For Management Directors 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- NETEASE, INC. Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 13, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Cheng as Director For For Management 1c Elect Denny Lee as Director For For Management 1d Elect Joseph Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Leung as Director For For Management 1g Elect Michael Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditor -------------------------------------------------------------------------------- NETPOSA TECHNOLOGIES LTD. Ticker: 300367 Security ID: Y62580108 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Bosheng as Non-Independent For For Shareholder Director 1.2 Elect Cai Changyin as Non-Independent For For Shareholder Director 1.3 Elect Huang Yisong as Non-Independent For For Shareholder Director 1.4 Elect Sun Kun as Non-Independent For For Shareholder Director 1.5 Elect Huang Jingheng as For For Shareholder Non-Independent Director 2.1 Elect Cao Wanjun as Supervisor For For Shareholder 2.2 Elect Lin Yang as Supervisor For For Shareholder -------------------------------------------------------------------------------- NETPOSA TECHNOLOGIES LTD. Ticker: 300367 Security ID: Y62580108 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- NETPOSA TECHNOLOGIES LTD. Ticker: 300367 Security ID: Y62580108 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- NETPOSA TECHNOLOGIES LTD. Ticker: 300367 Security ID: Y62580108 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Bank Credit Lines -------------------------------------------------------------------------------- NETPOSA TECHNOLOGIES LTD. Ticker: 300367 Security ID: Y62580108 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Repurchase Size For For Management and Price of Performance Shares 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3.1 Elect Liu Guang as Non-Independent For For Management Director 3.2 Elect Wang Bo as Non-Independent For For Management Director 3.3 Elect Zhao Yongjun as Non-Independent For For Management Director 3.4 Elect Jiang Chao as Non-Independent For For Management Director 3.5 Elect Zhao Feng as Non-Independent For For Management Director 3.6 Elect Zou Yang as Non-Independent For For Management Director 4.1 Elect Jin Yidun as Independent Director For For Management 4.2 Elect Guo Shiping as Independent For For Management Director 4.3 Elect Shao Shifeng as Independent For For Management Director 5.1 Elect Luo Tianming as Supervisor For For Management 5.2 Elect Luo Xiongwei as Supervisor For For Management -------------------------------------------------------------------------------- NETPOSA TECHNOLOGIES LTD. Ticker: 300367 Security ID: Y62580108 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision to For For Management Associate Company 2 Approve Supplementary Confirmation on For For Management Guarantee Provision Plan 3 Approve Change in the Use of Idle For For Shareholder Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- NETPOSA TECHNOLOGIES LTD. Ticker: 300367 Security ID: Y62580108 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Loan and For For Management Related Party Transactions -------------------------------------------------------------------------------- NETPOSA TECHNOLOGIES LTD. Ticker: 300367 Security ID: Y62580108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Appointment of Auditor For For Management 6 Approve Annual Report and Summary For Against Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Provision for Asset Impairment For For Management 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Supervisors For Against Management 11 Approve Authorization of the Board for For For Management Comprehensive Credit Line Application 12 Approve Financing Application For For Shareholder -------------------------------------------------------------------------------- NEUSOFT CORP. Ticker: 600718 Security ID: Y6280M102 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- NEUSOFT CORP. Ticker: 600718 Security ID: Y6280M102 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For Did Not Vote Management -------------------------------------------------------------------------------- NEUSOFT CORP. Ticker: 600718 Security ID: Y6280M102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Annual Report For For Management 3 Approve Report of Board of Supervisors For For Management 4 Approve Report of Independent Directors For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial For For Management Auditor 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope 9.1 Approve Daily Related Party For For Management Transactions on Purchasing Raw Materials from Related Parties 9.2 Approve Daily Related Party For For Management Transactions on Sales of Products and Goods from Related Parties 9.3 Approve Daily Related Party For For Management Transactions on Provision of Services from Related Parties 9.4 Approve Daily Related Party For For Management Transactions on Accepting Provision of Services 10 Approve Signed Daily Related Party For For Management Transaction Agreement 11 Approve Equity Transfer of Dongruan For For Management Management Consulting (Shanghai) Co., Ltd. 12 Approve Equity Transfer of Tianjin For For Shareholder Dongruan Hanhai Industrial Development Co., Ltd. 13.1 Elect Liu Jiren as Non-Independent For For Management Director 13.2 Elect Wang Yongfeng as Non-Independent For For Management Director 13.3 Elect Chen Ximin as Non-Independent For For Management Director 13.4 Elect Xu Hongli as Non-Independent For For Management Director 13.5 Elect Yuanteng Haoyi as For For Management Non-Independent Director 13.6 Elect Chonggu Yibao as Non-Independent For For Management Director 14.1 Elect Wang Wei as Independent Director For For Management 14.2 Elect Liu Shulian as Independent For For Management Director 14.3 Elect Xue Lan as Independent Director For For Management 15.1 Elect Mou Hong as Supervisor For For Management 15.2 Elect Cangtian Zhenwu as Supervisor For For Management 15.3 Elect Sun Zhen as Supervisor For For Management -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE CO., LTD. Ticker: 1336 Security ID: Y625A4107 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Quan as Director For For Shareholder 2 Elect Gao Lizhi as Supervisor For For Shareholder 3 Approve Remuneration of the Executive For For Management Director, Chief Executive Officer and President of the Company 4 Approve Amendments to Measures for the For For Management Administration of the Independent Directors of New China Life Insurance Company Ltd. -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Quan as Director For For Shareholder 2 Elect Gao Lizhi as Supervisor For For Shareholder 3 Approve Remuneration of the Executive For For Management Director, Chief Executive Officer and President of the Company 4 Approve Amendments to Measures for the For For Management Administration of the Independent Directors of New China Life Insurance Company Ltd. -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Annual Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2019 Report of Performance of For For Management the Directors 7 Approve 2019 Report of Performance of For For Management the Independent Non-executive Directors 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor 9 Approve the Proposal on Amendment to For For Management the Administrative Measures on Related Party Transactions 10 Approve the Proposal on Amendment to For For Management the Plan on Authorization to the Board Granted by the General Meeting 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Amend Articles of Association For Against Management Regarding Party Committee 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules of Procedures of the Board For Against Management of Directors Regarding Party Committee 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Annual Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2019 Report of Performance of For For Management the Directors 7 Approve 2019 Report of Performance of For For Management the Independent Non-executive Directors 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor 9 Approve the Proposal on Amendment to For For Management the Administrative Measures on Related Party Transactions 10 Approve the Proposal on Amendment to For For Management the Plan on Authorization to the Board Granted by the General Meeting 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Amend Articles of Association For Against Management Regarding Party Committee 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules of Procedures of the Board For Against Management of Directors Regarding Party Committee 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors -------------------------------------------------------------------------------- NEW HOPE LIUHE CO., LTD. Ticker: 000876 Security ID: Y7933V101 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Additional Guarantee Provision For For Management -------------------------------------------------------------------------------- NEW HOPE LIUHE CO., LTD. Ticker: 000876 Security ID: Y7933V101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Amend Articles of Association For For Management 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 8 Approve Provision of Guarantee for Raw For For Management Material Procurement 9 Approve Financial Guarantee For For Management 10 Approve Related Party Transaction with For For Management Xinwang Financial Leasing (Tianjin) Co. , Ltd. 11 Approve Related Party Transaction with For For Management Xinxiwang (Tianjin) Commercial Factoring Co., Ltd. 12 Approve Issuance of Medium-term Notes For For Management 13 Approve Signing of Daily Related Party For For Management Transaction Agreement 14 Approve Company's Eligibility for For For Management Issuance of Renewable Corporate Bonds 15.1 Approve Issue Size For For Management 15.2 Approve Bond Maturity For For Management 15.3 Approve Bond Interest Rate and Method For For Management of Determination 15.4 Approve Deferred Payment of Interests For For Management 15.5 Approve Mandatory Interest Payment For For Management 15.6 Approve Deferred Interest Restrictions For For Management 15.7 Approve Redemption Option For For Management 15.8 Approve Repayment Order For For Management 15.9 Approve Par Value and Issue Price For For Management 15.10 Approve Issue Manner, Target For For Management Subscribers and Placement Regulation 15.11 Approve Payment of Capital and Interest For For Management 15.12 Approve Use of Proceeds For For Management 15.13 Approve Guarantee Method For For Management 15.14 Approve Underwriting Manner and For For Management Listing Arrangement 15.15 Approve Safeguard Measures of Debts For For Management Repayment 15.16 Approve Resolution Validity Period For For Management 16 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Renewable Corporate Bonds 17 Approve Company's Eligibility for For For Management Private Placement of Shares 18.1 Approve Share Type and Par Value For For Management 18.2 Approve Issue Manner and Time For For Management 18.3 Approve Target Subscribers and For For Management Subscription Method 18.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 18.5 Approve Issue Size For For Management 18.6 Approve Lock-up Period For For Management 18.7 Approve Use of Proceeds For For Management 18.8 Approve Deposit Account of Raised Funds For For Management 18.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 18.10 Approve Listing Exchange For For Management 18.11 Approve Resolution Validity Period For For Management 19 Approve Plan for Private Placement of For For Management New Shares 20 Approve Report on the Usage of For For Management Previously Raised Funds 21 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 22 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of New Shares 23 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 24 Approve Signing of Shares Subscription For For Management Agreement 25 Approve Related Party Transactions in For For Management Connection to Private Placement 26 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Share Repurchase Plan -------------------------------------------------------------------------------- NEW HUADU SUPERCENTER CO., LTD. Ticker: 002264 Security ID: Y2654H100 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Implementation For For Management of Performance Shares Incentive Plan and Repurchase and Cancellation of Performance Shares 2 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- NEW HUADU SUPERCENTER CO., LTD. Ticker: 002264 Security ID: Y2654H100 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Amendments to Articles of For For Management Association 4 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- NEW HUADU SUPERCENTER CO., LTD. Ticker: 002264 Security ID: Y2654H100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Capital For For Management 2 Amend Articles of Association For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Remuneration of Directors and For For Management Senior Management Members 10 Approve Remuneration of Supervisors For For Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 13 Approve Methods to Assess the For For Management Performance of Plan Participants 14 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NEW HUADU SUPERCENTER CO., LTD. Ticker: 002264 Security ID: Y2654H100 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ni Guotao as Non-independent For For Management Director 1.2 Elect Chen Wenjie as Non-independent For For Management Director 1.3 Elect Guo Jiansheng as Non-independent For For Management Director 1.4 Elect Xu Panhua as Non-independent For For Management Director 2.1 Elect Jiang Shuhui as Independent For For Management Director 2.2 Elect Xu Anxin as Independent Director For For Management 3.1 Elect Chen Zhimin as Supervisor For For Management 3.2 Elect Lin Bo as Supervisor For For Management 4 Approve Application of Credit Lines For For Management -------------------------------------------------------------------------------- NEWAY VALVE (SUZHOU) CO., LTD. Ticker: 603699 Security ID: Y6280S109 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Second For For Management Phase Employee Share Purchase Plan 2 Approve Authorization of Board to For For Management Handle All Matters Related to Second Phase Employee Share Purchase Plan -------------------------------------------------------------------------------- NEWAY VALVE (SUZHOU) CO., LTD. Ticker: 603699 Security ID: Y6280S109 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NEWAY VALVE (SUZHOU) CO., LTD. Ticker: 603699 Security ID: Y6280S109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Provision of Guarantee For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Use of Funds for Financial For For Management Products 11 Approve Appointment of Auditor and For For Management Internal Control Auditor 12 Approve Foreign Exchange Forward For For Management Transactions -------------------------------------------------------------------------------- NEWAY VALVE (SUZHOU) CO., LTD. Ticker: 603699 Security ID: Y6280S109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Financial Budget Report For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Comprehensive Credit Line Bank For Did Not Vote Management Application 8 Approve Provision of Guarantee For Did Not Vote Management 9 Approve Remuneration of Directors and For Did Not Vote Management Supervisors 10 Approve Use of Funds for Financial For Did Not Vote Management Products 11 Approve Appointment of Auditor and For Did Not Vote Management Internal Control Auditor 12 Approve Foreign Exchange Forward For Did Not Vote Management Transactions -------------------------------------------------------------------------------- NEWCAPEC ELECTRONICS CO., LTD. Ticker: 300248 Security ID: Y98958104 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Change of Business Scope and Amend Articles of Association -------------------------------------------------------------------------------- NEWCAPEC ELECTRONICS CO., LTD. Ticker: 300248 Security ID: Y98958104 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Raised For For Management Funds Investment Project -------------------------------------------------------------------------------- NEWCAPEC ELECTRONICS CO., LTD. Ticker: 300248 Security ID: Y98958104 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jin Xiangai as Independent For For Management Director -------------------------------------------------------------------------------- NEWCAPEC ELECTRONICS CO., LTD. Ticker: 300248 Security ID: Y98958104 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Authorization of Board to For For Management Handle All Matters Related to the Amend Articles of Association on the Change of Business Registration 4.1 Elect Yang Weiguo as Non-Independent For For Management Director 4.2 Elect Hua Mengyang as Non-Independent For For Management Director 4.3 Elect Fu Changshun as Non-Independent For For Management Director 4.4 Elect Chen Liang as Non-Independent For For Management Director 5.1 Elect Wang Zhenhua as Independent For For Management Director 5.2 Elect Liu Biansheng as Independent For For Management Director 5.3 Elect Jin Xiangai as Independent For For Management Director 6.1 Elect Chen Zhenya as Supervisor For For Management 6.2 Elect Wang Baoling as Supervisor For For Management -------------------------------------------------------------------------------- NEWCAPEC ELECTRONICS CO., LTD. Ticker: 300248 Security ID: Y98958104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Audit Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Credit Plan For For Management 11 Approve Use of Raised Funds for Cash For For Management Management 12 Approve Use of Funds for Cash For For Management Management -------------------------------------------------------------------------------- NEWCAPEC ELECTRONICS CO., LTD. Ticker: 300248 Security ID: Y98958104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Repurchase Purpose For For Shareholder 1.2 Approve Share Repurchase Manner and For For Shareholder Price Range 1.3 Approve Type, Usage, Size and Amount For For Shareholder of Share Repurchase 1.4 Approve Source of Funds of Share For For Management Repurchase 1.5 Approve Implementation Period of the For For Shareholder Share Repurchase 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NEWLAND DIGITAL TECHNOLOGY CO., LTD. Ticker: 000997 Security ID: Y2654K103 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Guarantee Provision Plan For For Management 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- NEWLAND DIGITAL TECHNOLOGY CO., LTD. Ticker: 000997 Security ID: Y2654K103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Change in Registered Capital For For Management and Amend Articles of Association 9 Approve Daily Related Party For For Management Transactions 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- NEWMAX TECHNOLOGY CO., LTD. Ticker: 3630 Security ID: Y62643112 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Modification of the For For Management Utilization of Cash Capital Increase 4 Amend Articles of Association For For Management 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Amend Procedures for Lending Funds to For For Management Other Parties 8 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 9 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 10.1 Elect LUI, CHIN-CHONG, a For For Management Representative of CHICONY ELECTRONICS CO., LTD., with SHAREHOLDER NO. 0015899, as Non-Independent Director 10.2 Elect SU, YONG-PENG, a Representative For For Management of Q TECHNOLOGY CO., LTD., TAIWAN, with SHAREHOLDER NO.0090329, as Non-Independent Director 10.3 Elect CHEN, KE-YAO, a Representative For For Management of Q TECHNOLOGY CO., LTD., TAIWAN, with SHAREHOLDER NO.0090329, as Non-Independent Director 10.4 Elect LIAW, YUAN-HONG, a For For Management Representative of BRITISH CAYMAN ISLANDS Q TECHNOLOGY, with SHAREHOLDER NO.0069161, as Non-Independent Director 10.5 Elect CHENG, SHENG-CHUAN, with For For Management SHAREHOLDER NO.0000115, as Non-Independent Director 10.6 Elect ERWIN LIMOWA, with SHAREHOLDER, For For Management NO.1972041XXX, as Independent Director 10.7 Elect WEI, REN-YU, with SHAREHOLDER NO. For For Management G120775XXX ,as Independent Director 10.8 Elect WANG, CHI-SHIN, with SHAREHOLDER For For Management NO.1973042XXX, as Independent Director 11 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- NHPC LIMITED Ticker: 533098 Security ID: Y6268G101 Meeting Date: SEP 23, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Ratish Kumar as Director For Against Management 4 Reelect Janardan Choudhary as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Approve Remuneration of Cost Auditors For For Management 7 Reelect Kanika T. Bhal as Director For For Management 8 Reelect Satya Prakash Mangal as For For Management Director 9 Reelect Arun Kumar as Director For For Management -------------------------------------------------------------------------------- NICHIDENBO CORP. Ticker: 3090 Security ID: Y6348V102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Release the Prohibition on For For Management Director Yu Yao Kuo and Independent Director Yen Kuo Lung from Participation in Competitive Business -------------------------------------------------------------------------------- NIEN HSING TEXTILE CO., LTD. Ticker: 1451 Security ID: Y6349B105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 8 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 9.1 Elect HONG,JIA-HONG, with SHAREHOLDER For For Management NO.34488 as Independent Director 9.2 Elect ZHAN,WEN-XIONG, with SHAREHOLDER For For Management NO.S121154XXX as Independent Director 9.3 Elect YANG,CHU-FENG, with SHAREHOLDER For For Management NO.G120034XXX as Independent Director 9.4 Elect Non-independent Director No. 1 None Against Shareholder 9.5 Elect Non-independent Director No. 2 None Against Shareholder 9.6 Elect Non-independent Director No. 3 None Against Shareholder 9.7 Elect Non-independent Director No. 4 None Against Shareholder 9.8 Elect Non-independent Director No. 5 None Against Shareholder 9.9 Elect Non-independent Director No. 6 None Against Shareholder 10 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- NIEN MADE ENTERPRISE CO., LTD. Ticker: 8464 Security ID: Y6349P112 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect Howard, a Representative of Nien For For Management Keng-Hao, with SHAREHOLDER NO.6, as Non-Independent Director 4.2 Elect Michael, a Representative of For For Management Nien Chao-Hung, with SHAREHOLDER NO.7, as Non-Independent Director 4.3 Elect Ken, a Representative of Chuang For For Management Hsi-Chin, with SHAREHOLDER NO.4, as Non-Independent Director 4.4 Elect Benson, a Representative of Peng For For Management Ping, with SHAREHOLDER NO.9, as Non-Independent Director 4.5 Elect Lee Ming-Shan, with SHAREHOLDER For For Management NO.K121025XXX, as Non-Independent Director 4.6 Elect Edward, a Representative of Jok For For Management Chung-Wai, with SHAREHOLDER NO.10, as Non-Independent Director 4.7 Elect Lin Chi-Wei, with SHAREHOLDER NO. For For Management F103441XXX, as Independent Director 4.8 Elect Huang Shen-Yi, with SHAREHOLDER For For Management NO.R121088XXX, as Independent Director 4.9 Elect Hung Chung-Ching, with For For Management SHAREHOLDER NO.N121880XXX, as Independent Director 5 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- NIIT TECHNOLOGIES LIMITED Ticker: 532541 Security ID: Y62769107 Meeting Date: SEP 21, 2019 Meeting Type: Annual Record Date: SEP 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reclassify Promoter Shareholding to For For Management Public Shareholding 3 Elect Kirti Ram Hariharan as Director For For Management 4 Elect Kenneth Tuck Kuen Cheong as For For Management Director 5 Elect Hari Gopalakrishnan as Director For For Management 6 Elect Patrick John Cordes as Director For For Management 7 Elect Basab Pradhan as Director For For Management 8 Reelect Ashwani Puri as Director For For Management 9 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- NIIT TECHNOLOGIES LIMITED Ticker: 532541 Security ID: Y62769107 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management -------------------------------------------------------------------------------- NIIT TECHNOLOGIES LIMITED Ticker: 532541 Security ID: Y62769107 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Modification in NIIT For Against Management Technologies Employee Stock Option Plan 2005 -------------------------------------------------------------------------------- NIIT TECHNOLOGIES LIMITED Ticker: 532541 Security ID: Y62769107 Meeting Date: JUN 14, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name For For Management 2 Amend Memorandum of Association For For Management 3 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- NINE DRAGONS PAPER (HOLDINGS) LIMITED Ticker: 2689 Security ID: G65318100 Meeting Date: DEC 16, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Liu Ming Chung as Director For For Management 3a2 Elect Zhang Lianpeng as Director For For Management 3a3 Elect Tam Wai Chu, Maria as Director For For Management 3a4 Elect Ng Leung Sing as Director For For Management 3a5 Elect Lam Yiu Kin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Issued Share For For Management Capital 5c Authorize Reissuance of Repurchased For For Management Shares 6 Adopt New Bye-Laws For For Management -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Dongying as Non-Independent For For Shareholder Director 1.2 Elect Yan Wei as Non-Independent For For Shareholder Director 1.3 Elect Pang Jianghua as Non-Independent For For Shareholder Director 1.4 Elect Wang Dongjie as Non-Independent For For Shareholder Director 1.5 Elect Wang Yanguo as Non-Independent For For Shareholder Director 1.6 Elect Liu Yang as Non-Independent For For Shareholder Director 2.1 Elect Zou Xuecheng as Independent For For Shareholder Director 2.2 Elect Xie Shisong as Independent For For Shareholder Director 2.3 Elect Tang Tianyun as Independent For For Shareholder Director 3.1 Elect Zeng Yangyun as Supervisor For For Shareholder 3.2 Elect Li Dongfei as Supervisor For For Shareholder 4 Approve Provision of Guarantee by For For Management Foreign Subsidiary -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Basic Allowance of Independent For For Management Directors 2 Approve Financial Derivate Trading For For Management Business 3 Approve Use of Idle Raised Funds for For For Management Cash Management 4 Approve Remuneration of Supervisors For For Management 5 Approve Additional Daily Related Party For For Management Transaction -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Stock Option Incentive For For Management Plan and Its Summary 2 Approve Appraisal Measures of the For For Management Stock Option Incentive Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Stock Option Incentive Plan 4 Approve List of Participants for Stock For For Management Option Incentive Plan -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Derivate Trading For For Management Business 2 Approve Use of Idle Funds for Cash For For Management Management 3 Approve Provision of Bank Credit For For Management Guarantee 4 Approve Signing of Supplementary For For Management Agreement of Loan Agreement and Related Party Transactions -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Daily Related-party For For Management Transactions 9 Approve Appointment of Auditor For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Termination of Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Transaction Parties For For Management 1.2 Approve Target Assets For For Management 1.3 Approve Pricing Principles and For For Management Transaction Price 1.4 Approve Consideration Payment Method For For Management 1.5 Approve Issue Manner For For Management 1.6 Approve Share Type and Par Value Per For For Management Share 1.7 Approve Target Subscribers For For Management 1.8 Approve Pricing Reference Date and For For Management Issue Price 1.9 Approve Issue Size For For Management 1.10 Approve Price Adjustment Mechanism For For Management 1.11 Approve Listing Exchange For For Management 1.12 Approve Lock-up Period For For Management 1.13 Approve Transitional Profit or Loss For For Management Arrangement 1.14 Approve Distribution of Cumulative For For Management Earnings 1.15 Approve Delivery of the Underlying For For Management Assets and Liability for Breach of Contract 1.16 Approve Resolution Validity Period For For Management 2 Approve Company's Plan for Acquisition For For Management by Issuance of Shares Complies with Relevant Laws and Regulations 3 Approve the Notion that the For For Management Transaction Complies with Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 4 Approve Transaction Does Not For For Management Constitute as Related-party Transaction 5 Approve This Transaction Does Not For For Management Constitute as Major Asset Restructure and Major Restructure Listing 6 Approve the Notion that the For For Management Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Draft Report and Summary on For For Management Acquisition by Issuance of Shares 8 Approve Signing of Conditional For For Management Acquisition by Issuance of Shares 9 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Articles 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 10 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 11 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Major Asset Reorganizations of Listed Companies Article 13 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Approve Appointment of Relevant For For Management Intermediaries for This Transaction 15 Approve Signing of Supplementary and For For Management Cancellation Agreement on Conditional Acquisition by Issuance of Shares 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Relevant Audit Report, Review For For Management report and Evaluation report 18 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing -------------------------------------------------------------------------------- NINGBO BIRD CO., LTD. Ticker: 600130 Security ID: Y6364L103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7.1 Elect Xu Lihua as Non-independent For For Management Director 7.2 Elect Ma Sitian as Non-independent For For Management Director 7.3 Elect Dai Maoyu as Non-independent For For Management Director 7.4 Elect Wang Hailin as Non-independent For For Management Director 8.1 Elect Jiang Xiaojun as Independent For For Management Director 8.2 Elect Chen Yihong as Independent For For Management Director 8.3 Elect Ying Zhifang as Independent For For Management Director 9.1 Elect Zhao Shuqin as Supervisor For For Management 9.2 Elect Tu Jianbing as Supervisor For For Management -------------------------------------------------------------------------------- NINGBO BOWAY ALLOY MATERIAL CO., LTD. Ticker: 601137 Security ID: Y6298F107 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Issuance of For For Management Convertible Bonds Issuance 2 Approve Adjustment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 3 Approve Report on the Usage of For For Management Previously Raised Funds 4 Approve Report on the Company's Recent For For Management Three-year Weighted Average Return on Equity and Non-Recurring Gains and Losses -------------------------------------------------------------------------------- NINGBO BOWAY ALLOY MATERIAL CO., LTD. Ticker: 601137 Security ID: Y6298F107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Authorization of the Board to For For Management Authorize Chairman of the Board for Approval 8 Approve External Guarantee Plan For For Management -------------------------------------------------------------------------------- NINGBO CIXING CO., LTD. Ticker: 300307 Security ID: Y6196K109 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Pingfan as Non-Independent For For Management Director 1.2 Elect Fu Guiping as Non-Independent For For Management Director 1.3 Elect Sun Rongfei as Non-Independent For For Management Director 1.4 Elect Sun Tianli as Non-Independent For For Management Director 1.5 Elect Li Lijun as Non-Independent For For Management Director 1.6 Elect Yang Xuelan as Non-Independent For For Management Director 2.1 Elect Li Cheng'ai as Independent For For Management Director 2.2 Elect Zhang Daliang as Independent For For Management Director 2.3 Elect Zhang Minyuan as Independent For For Management Director 3.1 Elect Song Jiajia as Supervisor For For Management 3.2 Elect Yu Hongjian as Supervisor For For Management -------------------------------------------------------------------------------- NINGBO CIXING CO., LTD. Ticker: 300307 Security ID: Y6196K109 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Compliance with Relevant For For Management Conditions of Repurchase of Shares 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Price Range of the Share For For Management Repurchase 1.5 Approve Type of the Share Repurchase For For Management 1.6 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 1.7 Approve Number and Proportion of the For For Management Total Share Repurchase 1.8 Approve Implementation Period For For Management -------------------------------------------------------------------------------- NINGBO CIXING CO., LTD. Ticker: 300307 Security ID: Y6196K109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Application of Bank Credit For Against Management Lines 9 Approve Adjustment on Use of Idle Own For For Management Funds to Invest in Financial Products 10 Approve Write-off of Bad Debts For For Management 11 Approve Bank Credit for Asset Mortgage For For Management 12 Approve Provision for Impairment For For Management Inventories, Intangible Assets and Goodwill -------------------------------------------------------------------------------- NINGBO DAVID MEDICAL DEVICE CO., LTD. Ticker: 300314 Security ID: Y6196L107 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Zaihong as Non-Independent For For Management Director 1.2 Elect Chen Zaiwei as Non-Independent For For Management Director 1.3 Elect Li Zedong as Non-Independent For For Management Director 1.4 Elect Yu Yongwei as Non-Independent For For Management Director 1.5 Elect Liu Ping as Non-Independent For For Management Director 1.6 Elect Xu Fangfang as Non-Independent For For Management Director 2.1 Elect Zheng Yan as Independent Director For For Management 2.2 Elect Shi Zhizhen as Independent For For Management Director 2.3 Elect Mao Kailang as Independent For For Management Director 3.1 Elect Li Xianquan as Supervisor For For Management 3.2 Elect Zhu Yaqing as Supervisor For For Management -------------------------------------------------------------------------------- NINGBO DAVID MEDICAL DEVICE CO., LTD. Ticker: 300314 Security ID: Y6196L107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Use of Funds to Purchase For For Management Financial Products 10 Elect Zheng Qingzhu as Supervisor For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Detailed Rules for Online Voting of the Shareholders General Meeting 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NINGBO HUAXIANG ELECTRONIC CO. LTD. Ticker: 002048 Security ID: Y62983104 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Xiaofeng as Non-independent For For Management Director 1.2 Elect Li Jinghua as Non-independent For For Management Director 1.3 Elect Wang Shiping as Non-independent For For Management Director 2.1 Elect Yang Shaojie as Independent For For Management Director 2.2 Elect Liu Tiefan as Independent For For Management Director 3.1 Elect Yu Shuli as Supervisor For For Management 3.2 Elect Wang Lei as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors and External Directors 5 Approve Allowance of External For For Management Supervisors 6 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- NINGBO HUAXIANG ELECTRONIC CO. LTD. Ticker: 002048 Security ID: Y62983104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Change of Raised Funds For For Management Investment Project 9 Amend Business Period in the Company's For For Management Business License 10 Approve Increase or Disposal of Shares For For Management 11 Approve Partial Change in the Raised For For Shareholder Funds Investment Project 12 Approve Use of Excess and Interest of For For Shareholder Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- NINGBO JOYSON ELECTRONIC CORP. Ticker: 600699 Security ID: Y5278D108 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Xuesong as Non-Independent For For Management Director 1.2 Elect Chen Wei as Non-Independent For For Management Director 2.1 Elect Zhou Xingyou as Supervisor For For Management -------------------------------------------------------------------------------- NINGBO JOYSON ELECTRONIC CORP. Ticker: 600699 Security ID: Y5278D108 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- NINGBO JOYSON ELECTRONIC CORP. Ticker: 600699 Security ID: Y5278D108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related-party For For Management Transactions 6 Approve Issuance of Super-short-term For For Management Commercial Papers, Commercial Papers and Medium-term Notes 7 Approve Application of Comprehensive For For Management Credit Line 8 Approve Appointment of Auditor For For Management 9 Approve Report of the Board of For For Management Supervisors 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Amendments to Articles of For For Management Association 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13.1 Approve Share Type and Par Value For For Management 13.2 Approve Issue Manner and Issue Time For For Management 13.3 Approve Target Subscribers and For For Management Subscription Method 13.4 Approve Issue Price and Pricing For For Management Principle 13.5 Approve Issue Size For For Management 13.6 Approve Use of Proceeds For For Management 13.7 Approve Lock-up Period For For Management 13.8 Approve Listing Exchange For For Management 13.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 13.10 Approve Resolution Validity Period For For Management 14 Approve Plan on Private Placement of For For Management Shares 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Authorization of Board to For For Management Handle All Related Matters 19.1 Elect Wang Jianfeng as Non-Independent For For Management Director 19.2 Elect Zhu Xuesong as Non-Independent For For Management Director 19.3 Elect Fan Jinhong as Non-Independent For For Management Director 19.4 Elect Chen Wei as Non-Independent For For Management Director 19.5 Elect Liu Yuda as Non-Independent For For Management Director 19.6 Elect Yu Kai as Non-Independent For For Management Director 20.1 Elect Zhu Tian as Independent Director For For Management 20.2 Elect Wei Yunzhu as Independent For For Management Director 20.3 Elect Cheng Yisun as Independent For For Management Director 21.1 Elect Zhou Xingyou as Supervisor For For Shareholder 21.2 Elect Wang Xiaowei as Supervisor For For Shareholder -------------------------------------------------------------------------------- NINGBO LIGONG ENVIRONMENT & ENERGY TECHNOLOGY CO., LTD. Ticker: 002322 Security ID: Y6298B106 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- NINGBO LIGONG ENVIRONMENT & ENERGY TECHNOLOGY CO., LTD. Ticker: 002322 Security ID: Y6298B106 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Fangjie as Non-Independent For For Management Director 1.2 Elect Shen Xiwu as Non-Independent For For Management Director 1.3 Elect Zhang Xiufeng as Non-Independent For For Management Director 1.4 Elect Yang Liufeng as Non-Independent For For Management Director 1.5 Elect Yu Xue as Non-Independent For For Management Director 1.6 Elect Ou Jiangling as Non-Independent For For Management Director 2.1 Elect Duan Yichao as Independent For For Management Director 2.2 Elect Ma Zhong as Independent Director For For Management 2.3 Elect Wu Jianhai as Independent For For Management Director 3 Elect Zheng Jian as Supervisor For For Management -------------------------------------------------------------------------------- NINGBO LIGONG ENVIRONMENT & ENERGY TECHNOLOGY CO., LTD. Ticker: 002322 Security ID: Y6298B106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NINGBO PEACEBIRD FASHION CO., LTD. Ticker: 603877 Security ID: Y6366S106 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- NINGBO PEACEBIRD FASHION CO., LTD. Ticker: 603877 Security ID: Y6366S106 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- NINGBO PEACEBIRD FASHION CO., LTD. Ticker: 603877 Security ID: Y6366S106 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For For Management Application 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- NINGBO PEACEBIRD FASHION CO., LTD. Ticker: 603877 Security ID: Y6366S106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Appointment of Financial For For Management Auditor 8 Approve Daily Related Party For For Management Transactions 8.1 Approve Related Party Transaction with For For Management Peacebird Group Co., Ltd. and Its Related Parties 8.2 Approve Related Party Transaction with For For Management Yuyao Hengfa Housing Leasing Service Co., Ltd. 9 Approve Adjustment in Use of Own Funds For For Management for Cash Management 10 Approve Remuneration of Directors, For For Management Supervisors 11 Approve Repurchase Cancellation of For For Management Partial Performance Shares 12 Approve Shareholder Return Plan For For Management 13 Elect Weng Jianghong as For For Management Non-independent Director 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NINGBO SANXING MEDICAL ELECTRIC CO., LTD. Ticker: 601567 Security ID: Y6298G105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Credit Line Application For For Management 8 Approve Provision of Guarantee for For Against Management Controlled Subsidiary 9 Approve Provision of Guarantee for For For Management Nanchang University Fuzhou Medical College 10 Approve Related Banking Business For For Management 11 Approve Remuneration of Directors and For For Management Supervisors 12 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 13 Approve Allowance of Independent For Against Management Directors 14 Approve Change in Raised Funds For For Management Investment Project 15 Approve Equity Acquisition For For Management 16 Approve Capital Injection Plan For For Management 17.1 Elect Zheng Jianjiang as For For Shareholder Non-Independent Director 17.2 Elect Shen Guoying as Non-Independent For For Shareholder Director 17.3 Elect Huang Xiaowei as Non-Independent For For Shareholder Director 17.4 Elect Miao Xilei as Non-Independent For For Shareholder Director 17.5 Elect Liang Songluan as For For Shareholder Non-Independent Director 17.6 Elect Duan Liang as Non-Independent For For Shareholder Director 18.1 Elect Wang Xihong as Independent For For Management Director 18.2 Elect Duan Yichao as Independent For For Management Director 18.3 Elect Yang Huajun as Independent For For Management Director 19.1 Elect Zheng Junda as Supervisor For For Management 19.2 Elect Zheng Weike as Supervisor For For Management -------------------------------------------------------------------------------- NINGBO SHANSHAN CO., LTD. Ticker: 600884 Security ID: Y6365H101 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4.1 Elect Li Zhihua as Non-Independent For For Management Director -------------------------------------------------------------------------------- NINGBO SHANSHAN CO., LTD. Ticker: 600884 Security ID: Y6365H101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve to Appoint Internal Control For For Management Auditor 8 Approve Guarantee Provision Plan For Against Management 9 Approve Guarantee Provision by For Against Management Controlled Subsidiary 10 Approve Internal Control Evaluation For For Management Report 11 Approve Social Responsibility Report For For Management 12 Approve Disposal of Shares For For Management 13 Approve Change Company Name For For Management 14 Approve Amendments to Articles of For For Management Association 15.1 Elect Zhuang Wei as Non-independent For For Management Director 15.2 Elect Li Zhihua as Non-independent For For Management Director 15.3 Elect Yang Feng as Non-independent For For Management Director 15.4 Elect Li Fengfeng as Non-independent For For Management Director 15.5 Elect Peng Wenjie as Non-independent For For Management Director 15.6 Elect Shen Yunkang as Non-independent For For Management Director 16.1 Elect Zhang Chunyi as Independent For For Management Director 16.2 Elect Xu Yanxiu as Independent Director For For Management 16.3 Elect Qiu Bin as Independent Director For For Management 17.1 Elect Hong Zhibo as Supervisor For For Shareholder 17.2 Elect Xu Chao as Supervisor For For Shareholder -------------------------------------------------------------------------------- NINGBO TUOPU GROUP CO., LTD. Ticker: 601689 Security ID: Y62990109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Financial Statements For For Management 5 Approve Credit Line Bank Application For For Management 6 Approve Bill Pool Business For Against Management 7 Approve to Appoint Auditor For For Management 8 Approve Allocation of Income and For For Management Dividends 9 Approve Annual Report and Summary For For Management 10 Approve Related Party Transactions For For Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Use of Idle Raised Funds for For For Management Entrusted Asset Management 13 Approve Use of Partial Idle Raised For For Management Funds to Supplement Working Capital 14 Amend Articles of Association For For Management 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 18 Elect Zhao Xiangqiu as Independent For For Management Director 19 Approve Company's Eligibility for For For Management Private Placement of Shares 20.1 Approve Share Type and Par Value For For Management 20.2 Approve Issue Size For For Management 20.3 Approve Issue Manner For For Management 20.4 Approve Target Subscribers and For For Management Subscription Method 20.5 Approve Pricing Reference Date and For For Management Issue Price 20.6 Approve Lock-Up Period For For Management 20.7 Approve Listing Exchange For For Management 20.8 Approve Raised Funds Investment For For Management 20.9 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 20.10 Approve Resolution Validity Period For For Management 21 Approve Plan for Private Placement of For For Management New Shares 22 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 23 Approve Report on the Usage of For For Management Previously Raised Funds 24 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 25 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NINGBO YUNSHENG CO., LTD. Ticker: 600366 Security ID: Y6366H100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Entrusted Asset Management For For Management -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Price Reference Date, Issuance For For Management Price and Pricing Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Subscription Agreement and For For Management Related Transactions with Ningbo Zhoushan Port Group Co., Ltd. 8 Approve Subscription Agreement and For For Management Related Transactions with Shanghai International Port (Group) Co., Ltd. 9 Approve Establishment of Special For For Management Account for Proceeds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 12 Approve Shareholder Return Plan For For Management 13 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction to Matters For For Management Relating to Strategic Investors -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Budget Report For For Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Daily Related Party For For Management Transactions 11 Approve Application of Debt Financing For For Management 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16.1 Elect Mao Jianhong as Non-Independent For For Shareholder Director 16.2 Elect Gong Liming as Non-Independent For For Shareholder Director 16.3 Elect Jin Xing as Non-Independent For For Shareholder Director 16.4 Elect Jiang Tao as Non-Independent For For Shareholder Director 16.5 Elect Shi Huanting as Non-Independent For For Shareholder Director 16.6 Elect Sheng Yongxiao as For For Shareholder Non-Independent Director 16.7 Elect Zheng Shaoping as For For Shareholder Non-Independent Director 16.8 Elect Chen Zhiang as Non-Independent For For Shareholder Director 17.1 Elect Xu Yongbin as Independent For For Shareholder Director 17.2 Elect Lv Jing as Independent Director For For Shareholder 17.3 Elect Feng Bo as Independent Director For For Shareholder 17.4 Elect Zhao Yongqing as Independent For For Shareholder Director 18.1 Elect Xu Yuanfeng as Supervisor For For Shareholder 18.2 Elect Jin Guoping as Supervisor For For Shareholder 18.3 Elect Pan Xizhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- NINGXIA BAOFENG ENERGY GROUP CO., LTD. Ticker: 600989 Security ID: Y6S057109 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- NINGXIA BUILDING MATERIALS GROUP CO., LTD. Ticker: 600449 Security ID: Y63663119 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Donation to China Building For For Management Materials "Construction Public Welfare Funds" -------------------------------------------------------------------------------- NINGXIA BUILDING MATERIALS GROUP CO., LTD. Ticker: 600449 Security ID: Y63663119 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Service Agreement For For Management 2 Approve Provision of Guarantee For For Management 3 Approve to Appoint Auditor For For Management 4 Approve to Appoint Internal Auditor For For Management 5 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- NINGXIA BUILDING MATERIALS GROUP CO., LTD. Ticker: 600449 Security ID: Y63663119 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Donations to Novel Coronavirus For For Management Pneumonia Epidemic Affected Areas 8 Approve Donation to China Building For For Management Materials "Construction Public Welfare Funds" -------------------------------------------------------------------------------- NINGXIA JIAZE RENEWABLES CO., LTD. Ticker: 601619 Security ID: Y6S088104 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type of Securities For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholders and Bondholders For For Management Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Safekeeping of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 8 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 9 Approve Capital Injection for Ningxia For For Management Zekai New Energy Co., Ltd. 10 Approve Capital Injection for Lankao For For Management Xihe Wind Power Co., Ltd. 11 Approve Capital Injection for Henan For For Management Zehua New Energy Co., Ltd. 12 Approve Capital Injection for Henan For For Management Zeyu New Energy Co., Ltd. 13 Approve Application of Credit Lines For For Management 14 Approve Guarantee Provision Plan For For Management 15 Approve Capital Injection for Xinjiang For For Management Jiaze Power Generation Co., Ltd. 16 Approve Capital Increase of RMB 60 For For Management Million to Ningxia Zekai New Energy Co. , Ltd. -------------------------------------------------------------------------------- NINGXIA JIAZE RENEWABLES CO., LTD. Ticker: 601619 Security ID: Y6S088104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Report of the Independent For For Management Directors 8 Approve Financial Budget Report For For Management 9 Approve Reward Compensation of For Against Management Chairman of the Board and Senior Management Members 10 Approve to Adjust the Company's Board For For Shareholder of Directors and Elect Hou Guanghuan as Non-Independent Director 11 Elect Hou Guanghuan as Non-Independent For For Shareholder Director 12 Approve Investment in Wind Power For For Management Projects -------------------------------------------------------------------------------- NINGXIA QINGLONG PIPES INDUSTRY CO., LTD. Ticker: 002457 Security ID: Y6337B109 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition of Ningxia For For Management Water Conservancy Design Institute and Review Acquisition Agreement 2 Approve Change on the Use of Proceeds For For Management and Use It for Payment on the Equity Transfer 3 Approve Termination of Implementation For For Management of the Construction Project and Use its Raised Funds in the Payment of Equity Transfer 4 Approve Adjustment in Use of For For Management Repurchased Shares -------------------------------------------------------------------------------- NINGXIA QINGLONG PIPES INDUSTRY CO., LTD. Ticker: 002457 Security ID: Y6337B109 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Management System of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Appointment of Financial For For Management Auditor -------------------------------------------------------------------------------- NINGXIA QINGLONG PIPES INDUSTRY CO., LTD. Ticker: 002457 Security ID: Y6337B109 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Amend Articles of Association -------------------------------------------------------------------------------- NINGXIA QINGLONG PIPES INDUSTRY CO., LTD. Ticker: 002457 Security ID: Y6337B109 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Lingyun as Non-independent For For Shareholder Director 2 Elect Zhang Jingze as Non-independent For For Shareholder Director 3 Elect Ha Anying as Non-independent For For Shareholder Director 4 Elect Fan Renping as Non-independent For For Shareholder Director 5 Elect Zhao Tiecheng as Non-independent For For Shareholder Director 6 Elect Li Qian as Non-independent For For Shareholder Director 7 Elect Wang Li as Independent Director For For Shareholder 8 Elect Huang Jiuli as Independent For For Shareholder Director 9 Elect Wu Chunfang as Independent For For Management Director 10 Elect Yu Xuewen as Supervisor For For Shareholder 11 Elect Gao Hongbin as Supervisor For For Management -------------------------------------------------------------------------------- NINGXIA QINGLONG PIPES INDUSTRY GROUP CO., LTD. Ticker: 002457 Security ID: Y6337B109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Amendments to Articles of For For Management Association 9 Amend Remuneration Management System For For Management of Directors, Supervisors and Senior Managers 10 Approve External Donation Management For For Management System -------------------------------------------------------------------------------- NINGXIA WESTERN VENTURE INDUSTRIAL CO., LTD. Ticker: 000557 Security ID: Y2929Y102 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Guanglin as Non-independent For For Shareholder Director 1.2 Elect Chen Cunbing as Non-independent For For Shareholder Director 1.3 Elect Yang Jinchuan as Non-independent For For Shareholder Director 1.4 Elect Zhang Lining as Non-independent For For Shareholder Director 1.5 Elect Han Pengfei as Non-independent For For Shareholder Director 1.6 Elect Bo Qiming as Non-independent For For Shareholder Director 2.1 Elect Zhang Wenjun as Independent For For Shareholder Director 2.2 Elect Wu Chunfang as Independent For For Shareholder Director 2.3 Elect Xu Kongtao as Independent For For Shareholder Director 3.1 Elect Wang Zhengwei as Supervisor For For Shareholder 3.2 Elect Huang Zhijun as Supervisor For For Shareholder 3.3 Elect Xie Baozhong as Supervisor For For Shareholder 4 Approve Amendments to Articles of For Against Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- NINGXIA WESTERN VENTURE INDUSTRIAL CO., LTD. Ticker: 000557 Security ID: Y2929Y102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- NINGXIA YOUNGLIGHT CHEMICALS CO., LTD. Ticker: 000635 Security ID: Y6365C102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Allocation of Income and For For Management Dividends 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget For Against Management 7 Approve Related Party Transaction For For Management 8 Approve Deposit and Loan Transaction For For Management with Guodian Finance Co., Ltd. 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NIPPON LIFE INDIA ASSET MANAGEMENT LTD Ticker: 540767 Security ID: Y7270W100 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ameeta Chatterjee as Director For For Management -------------------------------------------------------------------------------- NISHAT MILLS LTD. Ticker: NML Security ID: Y63771102 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Final Cash Dividend For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration A. Approve Loan to Nishat Hotels and For For Management Properties Limited, Associated Company B. Approve Increase Investment in Hyundai For Against Management Nishat Motor (Pvt) Limited, Associated Company C. Approve Acquisition of Shares in For For Management Nishat Sutas Dairy Limtied, Associated Company -------------------------------------------------------------------------------- NISHAT MILLS LTD. Ticker: NML Security ID: Y63771102 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Mian Umer Mansha as Director None None Management 1.2 Reelect Mian Hassan Mansha as Director None None Management 1.3 Reelect Zahid Hussain as Director None None Management 1.4 Reelect Mahmood Akhtar as Director None None Management 1.5 Reelect Farid Noor Ali Fazal as None None Management Director 1.6 Reelect Sara Aqeel as Director None None Management 1.7 Reelect Mehak Adil as Director None None Management A. Approve Acquisition of Shares in MCB For For Management Bank Limited, Associated Company B. Approve Acquisition of Shares in For For Management Hyundai Nishat Motor (Private) Limited, Associated Company -------------------------------------------------------------------------------- NMDC LIMITED Ticker: 526371 Security ID: Y6223W100 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Payment of Interim Dividend For For Management 3 Reelect Sandeep Tula as Director For Against Management 4 Reelect Saraswati Prasad as Director For Against Management 5 Reelect Baijendra Kumar Nair as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Auditors 7 Elect Arun Kumar Srivastava as Director For For Management 8 Elect Bhagwati Mahesh Baldewa as For For Management Director 9 Elect Pradip Bhargava as Director For For Management 10 Elect Syamal Kumar Sarkar as Director For For Management 11 Elect Shyam Murari Nigam as Director For For Management 12 Elect Amitava Mukherjee as Director For Against Management 13 Elect Alok Kumar Mehta as Director For Against Management 14 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- NMDC LIMITED Ticker: 526371 Security ID: Y6223W100 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Reflect of Borrowing Power 2 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 3 Approve Creation of Charges, For For Management Mortgages, Hypothecation on Assets in Connection with Borrowing -------------------------------------------------------------------------------- NORINCO INTERNATIONAL COOPERATION LTD. Ticker: 000065 Security ID: Y7742L104 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Assistance by Controlling Shareholder to Company 2 Approve Loan of Controlled Subsidiary For For Management from Related Party and Provision of Guarantee 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NORINCO INTERNATIONAL COOPERATION LTD. Ticker: 000065 Security ID: Y7742L104 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Financial Derivate Trading For For Management Business 3 Approve Daily Related Party Transaction For For Management 4 Elect Shi Yanjun as Supervisor For For Shareholder -------------------------------------------------------------------------------- NORINCO INTERNATIONAL COOPERATION LTD. Ticker: 000065 Security ID: Y7742L104 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhi Yulin as Non-Independent For For Shareholder Director 1.2 Elect Wan Cheng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- NORINCO INTERNATIONAL COOPERATION LTD. Ticker: 000065 Security ID: Y7742L104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line For Against Management Application -------------------------------------------------------------------------------- NORINCO INTERNATIONAL COOPERATION LTD. Ticker: 000065 Security ID: Y7742L104 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cheng Hong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- NORTH CHINA PHARMACEUTICAL CO., LTD. Ticker: 600812 Security ID: Y6408H100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Guarantee For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- NORTH ELECTRO-OPTIC CO., LTD. Ticker: 600184 Security ID: Y6411N102 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Elect Li Keyan as Non-Independent For For Management Director 2.2 Elect Cui Dongxu as Non-Independent For For Management Director 2.3 Elect Zhang Baifeng as Non-Independent For For Management Director 2.4 Elect Xu Guosong as Non-Independent For For Management Director 2.5 Elect Chen Liang as Non-Independent For For Management Director 2.6 Elect Liu Xianzhao as Non-Independent For For Management Director 3.1 Elect Chen Youchun as Independent For For Management Director 3.2 Elect Zhang Mingyan as Independent For For Management Director 3.3 Elect Zhang Guoyu as Independent For For Management Director 4.1 Elect Li Hongbin as Supervisor For For Management -------------------------------------------------------------------------------- NORTH ELECTRO-OPTIC CO., LTD. Ticker: 600184 Security ID: Y6411N102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Daily Related Party For For Management Transaction Between Hubei New HuaGuang Information Materials Co., Ltd. and Huaguang Xiaoyuan Optical Materials (Xiangyang) Co., Ltd. 8 Approve Financial Service Agreement For For Management 9 Approve Financial Budget For For Management -------------------------------------------------------------------------------- NORTH HUAJIN CHEMICAL INDUSTRIES CO., LTD. Ticker: 000059 Security ID: Y7742G105 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Additional Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- NORTH HUAJIN CHEMICAL INDUSTRIES CO., LTD. Ticker: 000059 Security ID: Y7742G105 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NORTH HUAJIN CHEMICAL INDUSTRIES CO., LTD. Ticker: 000059 Security ID: Y7742G105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Daily Related Party Transaction For For Management 7 Approve Internal Control Evaluation For For Management Report 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Provision of Guarantee For For Management 10 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- NORTH HUAJIN CHEMICAL INDUSTRIES CO., LTD. Ticker: 000059 Security ID: Y7742G105 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jin Xiaochen as Non-Independent For For Shareholder Director 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NORTH INDUSTRIES GROUP RED ARROW CO., LTD. Ticker: 000519 Security ID: Y13068104 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Shoujie as Non-Independent For For Management Director 2 Approve Adjustments on Deposit and For For Management Loan and Re-signing of Financial Service Agreement 3 Approve Increase in 2019 Fixed Asset For For Management Investment Plan of Wholly-owned Subsidiary -------------------------------------------------------------------------------- NORTH INDUSTRIES GROUP RED ARROW CO., LTD. Ticker: 000519 Security ID: Y13068104 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Raised For For Management Funds Investment Project -------------------------------------------------------------------------------- NORTH INDUSTRIES GROUP RED ARROW CO., LTD. Ticker: 000519 Security ID: Y13068104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget (Draft) For For Management 6 Approve Profit Distribution For For Management 7.1 Approve Report of Independent Director For For Management Wu Zhong 7.2 Approve Report of Independent Director For For Management Dong Min 7.3 Approve Report of Independent Director For For Management Han Chifeng 8 Approve Remuneration of For For Management Non-Independent Directors and Senior Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Fixed Asset Investment Plan For For Management 11 Approve Related Party Transaction For For Management 12 Approve Application of Credit Lines For Against Management 13 Approve Provision of Guarantee For For Management 14 Approve to Adjust the Construction For For Management Content of the Fund-raising Investment Projects 15 Approve to Appoint Financial Report For For Management Auditor and Internal Control Auditor 16 Approve to Adjust the Deposit and Loan For For Management Limits as well as Re-signing of Financial Services Agreement -------------------------------------------------------------------------------- NORTH MINING SHARES COMPANY LIMITED Ticker: 433 Security ID: G6661B121 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- NORTH NAVIGATION CONTROL TECHNOLOGY CO., LTD. Ticker: 600435 Security ID: Y1518S104 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Financial Service For For Management Agreement and Confirmation of Comprehensive Credit Line Application -------------------------------------------------------------------------------- NORTH NAVIGATION CONTROL TECHNOLOGY CO., LTD. Ticker: 600435 Security ID: Y1518S104 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NORTH NAVIGATION CONTROL TECHNOLOGY CO., LTD. Ticker: 600435 Security ID: Y1518S104 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Xiangdong as For For Shareholder Non-Independent Director 1.2 Elect Zhao Han as Non-Independent For For Shareholder Director 1.3 Elect Zhou Jing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- NORTH NAVIGATION CONTROL TECHNOLOGY CO., LTD. Ticker: 600435 Security ID: Y1518S104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Daily Related-party For For Management Transactions 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NORTHAM PLATINUM LTD. Ticker: NHM Security ID: S56540156 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect David Brown as Director For For Management 2 Re-elect Ralph Havenstein as Director For For Management 3 Re-elect John Smithies as Director For For Management 4 Re-elect Emily Kgosi as Director For For Management 5 Elect Alet Coetzee as Director For For Management 6 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Ebrahim Dhorat as the Designated External Auditor Partner 7 Re-elect Hester Hickey as Member of For For Management the Audit and Risk Committee 8 Re-elect David Brown as Member of the For For Management Audit and Risk Committee 9 Elect Dr Yoza Jekwa as Member of the For For Management Audit and Risk Committee 10 Elect Jean Nel as Member of the Audit For For Management and Risk Committee 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Implementation For For Management Report 13 Approve Non-executive Directors' Fees For For Management 14 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 15 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Amend Management System for Providing For For Management External Guarantees 3 Amend Related-Party Transaction For For Management Management System 4 Amend Internal Control System For For Management 5 Amend Internal Audit System For For Management -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Auditor For For Management 2 Approve Report on the Usage of For For Management Previously Raised Funds 3 Approve Verification Report on the For For Management Usage of Previously Raised Funds 4 Amend Management System on Investments For For Management and Financing -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Portion of Granted Performance Shares But Not Yet Unlocked and Adjustment on Repurchase Size and Repurchase Price -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Aiguo as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement 2 Approve Extension of Authorization of For For Management the Board on Private Placement 3 Amend Articles of Association to For For Shareholder Expand Business Scope -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Financial Budget Report For Did Not Vote Management 6 Approve Profit Distribution and For Did Not Vote Management Capitalization of Capital Reserves 7 Approve Annual Report and Summary For Did Not Vote Management 8 Approve Internal Control For Did Not Vote Management Self-Evaluation Report 9 Approve Provision for Asset Impairment For Did Not Vote Management and Write-off of Assets and Liabilities 10 Approve to Appoint Auditor For Did Not Vote Management 11 Approve Credit Line Application For Did Not Vote Management 12 Approve Guarantee Provision Plan For Did Not Vote Management 13 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 14 Approve Verification Report on the For Did Not Vote Management Deposit and Usage of Raised Funds 15 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 16 Approve Issuance of Medium-term Notes For Did Not Vote Management -------------------------------------------------------------------------------- NORTHEAST SECURITIES CO., LTD. Ticker: 000686 Security ID: Y6411E102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7.1 Approve Related Party Transaction with For For Management Yinhua Fund Management Co., Ltd. 7.2 Approve Related Party Transaction with For For Management Bank of Jilin 8 Approve to Appoint Auditor For For Management 9.1 Elect Li Fuchun as Non-Independent For For Management Director 9.2 Elect He Junyan as Non-Independent For For Management Director 9.3 Elect Cui Wei as Non-Independent For For Management Director 9.4 Elect Song Shanglong as For For Management Non-Independent Director 9.5 Elect Sun Xiaofeng as Non-Independent For For Management Director 9.6 Elect Liu Shusen as Non-Independent For For Management Director 9.7 Elect Tai Ge as Non-Independent For For Management Director 9.8 Elect Zhang Hongdong as For For Management Non-Independent Director 10.1 Elect Shi Jichun as Independent For For Management Director 10.2 Elect Li Dongfang as Independent For For Management Director 10.3 Elect Cui Jun as Independent Director For For Management 10.4 Elect Wang Wensheng as Independent For For Management Director 10.5 Elect Ren Chong as Independent Director For For Management 11.1 Elect Yang Shucai as Supervisor For For Management 11.2 Elect Wang Huamin as Supervisor For For Management 11.3 Elect Tian Kuiwu as Supervisor For For Management 11.4 Elect Qin Yin as Supervisor For For Management 11.5 Elect Cui Xuebin as Supervisor For For Management 11.6 Elect Wei Yihua as Supervisor For For Management -------------------------------------------------------------------------------- NORTHERN REGION CEMENT CO. Ticker: 3004 Security ID: M7S61C100 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Suleiman Al Harbi as Director None For Management 1.2 Elect Mohammed Al Durjim as Director None For Management 1.3 Elect Saoud Al Areefi as Director None For Management 1.4 Elect Mohammed Al Saadi as Director None For Management 1.5 Elect Ahmed Al Ghamdi as Director None Abstain Management 1.6 Elect Hatim Al Shuaibani as Director None Abstain Management 1.7 Elect Fadhil Al Saadi as Director None Abstain Management 1.8 Elect Abdullah Al Subaie as Director None Abstain Management 1.9 Elect Feisal Al Suqir as Director None Abstain Management 1.10 Elect Mohammed Al Shatwi as Director None Abstain Management 1.11 Elect Falah Al Halfi as Director None Abstain Management 1.12 Elect Abdulrahman Al Obeid as Director None Abstain Management 1.13 Elect Abdullah Al Youssef as Director None For Management 1.14 Elect Ahmed Murad as Director None Abstain Management 1.15 Elect Ahmed Al Dahlwi as Director None Abstain Management 1.16 Elect Ammar Dahlan as Director None Abstain Management 1.17 Elect Omar Al Khuweitir as Director None Abstain Management 1.18 Elect Ahmed Jabir as Director None Abstain Management 1.19 Elect Raed Al Mudaihim as Director None For Management 1.20 Elect Jalban Al Jalban as Director None Abstain Management 1.21 Elect Fahad Al Shamri as Director None Abstain Management 1.22 Elect Mureea Habash as Director None For Management 1.23 Elect Ghassan Kashmiri as Director None Abstain Management 1.24 Elect Mansour Al Hamoudi as Director None Abstain Management 1.25 Elect Abdulazzez Al Oud as Director None Abstain Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 3 Amend Article 17 of Bylaws Re: Board For For Management Vacancies 4 Amend Article 29 of Bylaws Re: General For For Management Assembly Invitation 5 Amend Article 40 of Bylaws Re: For For Management Committee Reports 6 Amend Article 44 of Bylaws Re: For For Management Financial Documents -------------------------------------------------------------------------------- NORTHERN REGION CEMENT CO. Ticker: 3004 Security ID: M7S61C100 Meeting Date: APR 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 5 Approve Absence of Dividends for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 1,200,000 for FY 2019 7 Approve Related Party Transactions Re: For For Management Pan Kingdom Investment Company 8 Approve Related Party Transactions Re: For For Management Global Specialized Transportation Company 9 Approve Related Party Transactions Re: For For Management Saudi Pan Kingdom Company -------------------------------------------------------------------------------- NORTHERN UNITED PUBLISHING & MEDIA (GROUP) CO., LTD. Ticker: 601999 Security ID: Y52614107 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Jianjun as Non-Independent For For Shareholder Director 1.2 Elect Zhang Dongping as For For Shareholder Non-Independent Director 1.3 Elect Chen Chuang as Non-Independent For For Shareholder Director 1.4 Elect Ban Feng as Non-Independent For For Shareholder Director 1.5 Elect Wang Qi as Non-Independent For For Shareholder Director 1.6 Elect Fei Hongwei as Non-Independent For For Shareholder Director 2.1 Elect Chen Fan as Independent Director For For Shareholder 2.2 Elect Shi Donghui as Independent For For Shareholder Director 2.3 Elect He Yan as Independent Director For For Shareholder 2.4 Elect Jiang Xin as Independent Director For For Shareholder 3.1 Elect Zhu Min as Supervisor For For Shareholder 4 Approve Signing of Related Party For For Management Transaction Agreement -------------------------------------------------------------------------------- NORTHERN UNITED PUBLISHING & MEDIA (GROUP) CO., LTD. Ticker: 601999 Security ID: Y52614107 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- NORTHERN UNITED PUBLISHING & MEDIA (GROUP) CO., LTD. Ticker: 601999 Security ID: Y52614107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- NOTRE DAME INTERMEDICA PARTICIPACOES SA Ticker: GNDI3 Security ID: P7S227106 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 6 to Increase Authorized For For Management Capital -------------------------------------------------------------------------------- NOTRE DAME INTERMEDICA PARTICIPACOES SA Ticker: GNDI3 Security ID: P7S227106 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NOTRE DAME INTERMEDICA PARTICIPACOES SA Ticker: GNDI3 Security ID: P7S227106 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Stock Option Plan Approved at For For Management the March 28, 2019, EGM 2 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NOVATEK JSC Ticker: NVTK Security ID: X5880H100 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 14.23 For Did Not Vote Management per Share for First Half Year of Fiscal 2019 2 Amend Charter For Did Not Vote Management -------------------------------------------------------------------------------- NOVATEK JSC Ticker: NVTK Security ID: 669888109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 14.23 For Did Not Vote Management per Share for First Half Year of Fiscal 2019 2 Amend Charter For Did Not Vote Management -------------------------------------------------------------------------------- NOVATEK JSC Ticker: NVTK Security ID: 669888109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report and Financial For Did Not Vote Management Statements 1.2 Approve Dividends of RUB 18.10 per For Did Not Vote Management Share 2.1 Elect Andrei Akimov as Director None None Management 2.2 Elect Arnaud Le Foll as Director None Did Not Vote Management 2.3 Elect Michael Borrell as Director None Did Not Vote Management 2.4 Elect Robert Castaigne as Director None Did Not Vote Management 2.5 Elect Tatiana Mitrova as Director None Did Not Vote Management 2.6 Elect Leonid Mikhelson as Director None Did Not Vote Management 2.7 Elect Aleksandr Natalenko as Director None Did Not Vote Management 2.8 Elect Viktor Orlov as Director None Did Not Vote Management 2.9 Elect Gennadii Timchenko as Director None None Management 3.1 Elect Olga Beliaeva as Member of Audit For Did Not Vote Management Commission 3.2 Elect Anna Merzliakova as Member of For Did Not Vote Management Audit Commission 3.3 Elect Igor Riaskov as Member of Audit For Did Not Vote Management Commission 3.4 Elect Nikolai Shulikin as Member of For Did Not Vote Management Audit Commission 4 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditor 5 Approve Remuneration of Directors None None Management 6 Approve Remuneration of Members of None None Management Audit Commission -------------------------------------------------------------------------------- NOVATEK MICROELECTRONICS CORP. Ticker: 3034 Security ID: Y64153102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2019 -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2019 -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.22 For For Management per Share for First Nine Months of Fiscal 2019 2.1 Approve New Edition of Regulations on For For Management General Meetings 2.2 Approve New Edition of Regulations on For For Management Board of Directors -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.22 For For Management per Share for First Nine Months of Fiscal 2019 2.1 Approve New Edition of Regulations on For For Management General Meetings 2.2 Approve New Edition of Regulations on For For Management Board of Directors -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Annual Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 19.40 per Share 4.1 Elect Oleg Bagrin as Director None Against Management 4.2 Elect Thomas Veraszto as Director None For Management 4.3 Elect Nikolai Gagarin as Director None Against Management 4.4 Elect Sergei Kravchenko as Director None For Management 4.5 Elect Joachim Limberg as Director None For Management 4.6 Elect Vladimir Lisin as Director None Against Management 4.7 Elect Marjan Oudeman as Director None For Management 4.8 Elect Karen Sarkisov as Director None Against Management 4.9 Elect Stanislav Shekshnia as Director None For Management 4.10 Elect Benedict Sciortino as Director None Against Management 5 Elect Grigorii Fedorishin as President For For Management 6 Approve Remuneration of Directors For For Management 7.1 Ratify PricewaterhouseCoopers Audit as For For Management RAS Auditor 7.2 Ratify PricewaterhouseCoopers Audit as For For Management IFRS Auditor -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Annual Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 19.40 per Share 4.1 Elect Oleg Bagrin as Director None Against Management 4.2 Elect Thomas Veraszto as Director None For Management 4.3 Elect Nikolai Gagarin as Director None Against Management 4.4 Elect Sergei Kravchenko as Director None For Management 4.5 Elect Joachim Limberg as Director None For Management 4.6 Elect Vladimir Lisin as Director None Against Management 4.7 Elect Marjan Oudeman as Director None For Management 4.8 Elect Karen Sarkisov as Director None Against Management 4.9 Elect Stanislav Shekshnia as Director None For Management 4.10 Elect Benedict Sciortino as Director None Against Management 5 Elect Grigorii Fedorishin as President For For Management 6 Approve Remuneration of Directors For For Management 7.1 Ratify PricewaterhouseCoopers Audit as For For Management RAS Auditor 7.2 Ratify PricewaterhouseCoopers Audit as For For Management IFRS Auditor -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of RUB 17.36 per Share -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of RUB 17.36 per Share -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.21 For For Management per Share First Quarter of Fiscal 2020 -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.21 For For Management per Share First Quarter of Fiscal 2020 -------------------------------------------------------------------------------- NSFOCUS INFORMATION TECHNOLOGY CO., LTD. Ticker: 300369 Security ID: Y6412Y107 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Change to a For For Management Domestic Enterprise 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- NSFOCUS INFORMATION TECHNOLOGY CO., LTD. Ticker: 300369 Security ID: Y6412Y107 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Change of Company Name For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- NSFOCUS TECHNOLOGIES GROUP CO., LTD. Ticker: 300369 Security ID: Y6412Y107 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Wensheng as Non-Independent For For Shareholder Director 1.2 Elect Tang Xiaohui as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- NSFOCUS TECHNOLOGIES GROUP CO., LTD. Ticker: 300369 Security ID: Y6412Y107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- NTPC LIMITED Ticker: 532555 Security ID: Y6421X116 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Anand Kumar Gupta as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Reelect Gauri Trivedi as Director For Against Management 6 Approve Increase in Borrowing Powers For For Management 7 Approve Creation of Mortgage and/or For For Management Charge over Movable and Immovable Properties 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Issuance of Bonds/Debentures For For Management on Private Placement Basis -------------------------------------------------------------------------------- NUODE INVESTMENT CO., LTD. Ticker: 600110 Security ID: Y1293M108 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional External Guarantee For Against Management Provision 2 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- NUODE INVESTMENT CO., LTD. Ticker: 600110 Security ID: Y1293M108 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Independent For For Shareholder Director and Elect Cai Mingxing as Independent Director -------------------------------------------------------------------------------- NUODE INVESTMENT CO., LTD. Ticker: 600110 Security ID: Y1293M108 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Share For For Management Expansion of Qinghai Electron Material Industry Development Co., Ltd. 2 Approve Introduction of Strategic For For Management Investors and Signing of Capital Injection Agreement -------------------------------------------------------------------------------- NUODE INVESTMENT CO., LTD. Ticker: 600110 Security ID: Y1293M108 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NUODE INVESTMENT CO., LTD. Ticker: 600110 Security ID: Y1293M108 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity Assets For For Management and Signing of Equity Transfer Agreement -------------------------------------------------------------------------------- NUODE INVESTMENT CO., LTD. Ticker: 600110 Security ID: Y1293M108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financing Applications from For For Management Financial Institution and Non-Financial Institution 7 Approve Financing and Its Relevant For For Management Guarantee 8 Approve Short-term Financing For For Management 9 Approve Director Fees For For Management 10 Approve Company's Comprehensive Credit For For Management Line Application from Industrial Bank 11 Approve Company's Comprehensive Credit For For Management Line Application from Huaxia Bank 12 Approve Bank Acceptance Bills Business For For Management 13 Approve Provision of Guarantee for the For For Management Financing Application of Qinghai Electronic Material Industry Development Co., Ltd. 14 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Qinghai Electronic Material Industry Development Co., Ltd. 15 Approve Guarantee Provision for For For Management Qinghai Nord New Material Co., Ltd. 16 Approve Guarantee Provision for Huzhou For For Management Shangfu Wire and Cable High Technology Co., Ltd. 17 Approve Guarantee Provision for For For Management Shenzhen Baijiada New Energy Materials Co., Ltd. 18 Approve Comprehensive Credit Line For For Management Application of Shenzhen Baijiada New Energy Materials Co., Ltd. from Industrial and Commercial Bank of China 19 Approve Comprehensive Credit Line For For Management Application of Shenzhen Baijiada New Energy Materials Co., Ltd. from China Construction Bank 20 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Jiangsu Lianxin Electronic Industry Co., Ltd. from China Everbright Bank 21 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Jiangsu Lianxin Electronic Industry Co., Ltd. from Bank of Jiangsu 22 Approve Company's Application of Bank For For Management Credit Lines from Macau Chinese Bank -------------------------------------------------------------------------------- NUODE INVESTMENT CO., LTD. Ticker: 600110 Security ID: Y1293M108 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size and Scale For For Management 2.6 Approve Subscription Method For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Use of Proceeds For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Signing of Conditional Share For For Management Subscription Agreement 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve Special Account for Raised For For Management Funds 12 Approve Debt Financing and Guarantee For For Management Provision -------------------------------------------------------------------------------- NUODE INVESTMENT CO., LTD. Ticker: 600110 Security ID: Y1293M108 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Entrusted Loans For For Management 2 Approve Application of Credit Lines For For Management -------------------------------------------------------------------------------- O-NET TECHNOLOGIES (GROUP) LIMITED Ticker: 877 Security ID: G6771C100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Chen Zhujiang as Director For For Management 2.2 Elect Huang Bin as Director For For Management 2.3 Elect Mo Shangyun as Director For For Management 2.4 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- O2 CZECH REPUBLIC AS Ticker: TELEC Security ID: X89734101 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of CZK 17 and CZK 170 per Share 4 Approve Reduction of Share Premium For For Management Reserve with Repayment to Shareholders 5 Ratify KPMG Ceska republika Audit, s.r. For For Management o. as Auditor 6 Approve Share Repurchase Program For For Management 7 Approve Remuneration Policy For Against Management 8 Elect Michal Brandejs as Member of For For Management Audit Committee -------------------------------------------------------------------------------- OBEROI REALTY LIMITED Ticker: 533273 Security ID: Y6424D109 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Saumil Daru as Director For For Management 4 Approve S R B C & CO LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Reappointment and Remuneration For For Management of Vikas Oberoi as Managing Director 6 Approve Reappointment and Remuneration For For Management of Saumil Daru as Director - Finance 7 Elect Tina Trikha as Director For For Management 8 Reelect Tilokchand Punamchand Ostwal For For Management as Director 9 Reelect Venkatesh Mysore as Director For For Management 10 Reelect Karamjit Singh Kalsi as For Against Management Director 11 Approve Remuneration of Cost Auditors For For Management 12 Approve Loans, Guarantees, and For For Management Securities to I-Ven Realty Limited 13 Approve Offer or Invitation to For For Management Subscribe to Non-Convertible Debentures on Private Placement Basis 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 15 Approve Conversion of Loan to Equity For Against Management Shares -------------------------------------------------------------------------------- OBI PHARMA, INC. Ticker: 4174 Security ID: Y64270104 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Financing from For For Management China Minsheng Bank Co., Ltd. 2 Approve Increase of Investment and For For Management Loans of Overseas Subsidiaries with Associated Legal Persons 3 Approve Signing of Framework Service For For Management Agreement -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Shu Gaoyong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Asset For For Management 2 Elect Zhao Yan as Supervisor For For Shareholder -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Issue Size and Issue Number For For Management 2.2 Approve Target Subscriber and Issue For For Management Manner 2.3 Approve Bond Maturity and Type For For Management 2.4 Approve Bond Interest Rate For For Management 2.5 Approve Guarantee Arrangement For For Management 2.6 Approve Use of Proceeeds For For Management 2.7 Approve Special Accounts for Raised For For Management Funds 2.8 Approve Safeguard Measures of Debts For For Management Repayment 2.9 Approve Trading of the Bonds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board or For For Management Board Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-Extension of Resolution of For For Management the Board on Private Placement 2 Approve Re-Extension of Authorization For For Management of the Board on Private Placement 3 Approve Financing of Subsidiary and For For Management External Guarantee 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 5 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Application For For Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 9.1 Elect Song Hongmou as Non-independent For For Shareholder Director 9.2 Elect Zhang Xifang as Non-independent For For Shareholder Director 9.3 Elect Zhang Bo as Non-independent For For Shareholder Director 9.4 Elect Feng Henian as Non-independent For For Shareholder Director 9.5 Elect Zang Wei as Non-independent For For Shareholder Director 9.6 Elect Shu Gaoyong as Non-independent For For Shareholder Director 10.1 Elect Hu Jian as Independent Director For For Management 10.2 Elect Yu Yumiao as Independent Director For For Management 10.3 Elect Chen Feixiang as Independent For For Management Director 11.1 Elect Li Minghai as Supervisor For For Shareholder 11.2 Elect Zhao Yingwei as Supervisor For For Shareholder 11.3 Elect Liu Hongwei as Supervisor For For Shareholder 11.4 Elect Feng Zhuangyong as Supervisor For For Shareholder 12 Approve Provision of Guarantee For Against Shareholder -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Foreign Bonds by For For Management Overseas Subsidiary and Guarantee Provision 2 Approve Issuance of Foreign For Against Management Convertible Bonds by Overseas Subsidiary and Guarantee Provision -------------------------------------------------------------------------------- ODONTOPREV SA Ticker: ODPV3 Security ID: P7344M104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Fix Number of Fiscal Council Members For For Management at Three 5 Elect Fiscal Council Members For Abstain Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Elect Ivan Maluf Junior as Fiscal None For Shareholder Council Member and Eduardo da Gama Godoy as Alternate Appointed by Minority Shareholder 8 Approve Remuneration of Fiscal Council For For Management Members 9 Fix Number of Directors at Eight For For Management 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Elect Directors For Against Management 12 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 13 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 14.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Carlos Trabuco Cappi as Director and Vinicius Marinho da Cruz as Alternate 14.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Octavio de Lazari Junior as Director and Flavio Bitter as Alternate 14.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Manoel Antonio Peres as Director and Americo Pinto Gomes as Alternate 14.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ivan Luiz Gontijo Junior as Director 14.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Samuel Monteiro dos Santos Junior as Director 14.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Vinicius Jose de Almeida Albernaz as Director 14.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Cesar Suaki dos Santos as Director and David Casimiro Moreira as Alternate 14.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Cesar Lemos dos Santos Passos as Director and Jorge Kalache Filho as Alternate 15 Elect Director Appointed by Minority None Abstain Shareholder Shareholder 16 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 17 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Impairment For For Management -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Impairment For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For Against Management Its Relevant Guarantee Provision 2 Approve Credit Line Application and For Against Management Its Relevant Guarantee Provision as well as Bill Pool Business -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Wholly-Owned For For Management Subsidiary's Equity 2 Approve Bank Credit Line and Guarantees For For Management 3 Approve Foreign Exchange Derivatives For For Management Trading 4 Approve Repurchase Cancellation of For For Management Performance Shares 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 2 Approve Bank Credit Line and Guarantee For Against Management Matters -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Credit Line and Guarantee For Against Management Provision -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal and Related For For Management Party Transactions 2 Approve Bank Credit Line and Guarantee For For Management -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Shuiping as Non-Independent For Against Shareholder Director 2 Approve Bank Credit and Guarantee For Against Management Matters 3 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Bank Credit Line and Guarantee For Against Management Matters -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve to Appoint Auditor For For Management 9 Approve Credit Line and Guarantee For Against Management 10 Approve Financial Leasing Business and For Against Shareholder Provision of Guarantee -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement 2 Approve Signing of Conditional Share For For Management Subscription Agreement 3 Elect Cai Gaoxiao as Non-Independent For For Shareholder Director 4 Approve Company's Eligibility for For For Management Private Placement of Shares 5.1 Approve Share Type and Par Value For For Management 5.2 Approve Issue Manner and Time For For Management 5.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 5.4 Approve Target Subscribers and For For Management Subscription Method 5.5 Approve Issue Size For For Management 5.6 Approve Lock-Up Period For For Management 5.7 Approve Raised Funds Investment For For Management 5.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 5.9 Approve Listing Exchange For For Management 5.10 Approve Resolution Validity Period For For Management 6 Approve Plan for Private Placement of For For Management New Shares 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Formulation of Shareholder For For Management Return Plan 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Capital Injection and For For Management Provision of Guarantee 13 Approve Bank Credit Line and Guarantee For Against Management Matters -------------------------------------------------------------------------------- OGAWA SMART HEALTHCARE TECHNOLOGY GROUP CO., LTD. Ticker: 002614 Security ID: Y9717P102 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- OGAWA SMART HEALTHCARE TECHNOLOGY GROUP CO., LTD. Ticker: 002614 Security ID: Y9717P102 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares 2 Approve Additional Bank Credit Lines For For Management -------------------------------------------------------------------------------- OGAWA SMART HEALTHCARE TECHNOLOGY GROUP CO., LTD. Ticker: 002614 Security ID: Y9717P102 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Bank Credit Lines 2 Approve Guarantee Provision Plan For For Management 3 Approve Cancellation of Partial Stock For For Management Options and Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- OGAWA SMART HEALTHCARE TECHNOLOGY GROUP CO., LTD. Ticker: 002614 Security ID: Y9717P102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For Against Management 7 Approve to Appoint Auditor For For Management 8 Approve Guarantee Provision Plan For For Management 9 Approve to Increase the Bank Credit For For Management Limit -------------------------------------------------------------------------------- OGAWA SMART HEALTHCARE TECHNOLOGY GROUP CO., LTD. Ticker: 002614 Security ID: Y9717P102 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zou Jianhan as Non-Independent For For Management Director 1.2 Elect Li Wuling as Non-Independent For For Management Director 1.3 Elect Chen Shumei as Non-Independent For For Management Director 1.4 Elect Tang Zhiguo as Non-Independent For For Management Director 1.5 Elect Lin Jianhua as Non-Independent For For Management Director 1.6 Elect Xiao Tingting as Non-Independent For For Management Director 2.1 Elect Xue Zuyun as Independent Director For For Management 2.2 Elect Cai Tianzhi as Independent For For Management Director 2.3 Elect Yang Jianxun as Independent For For Management Director 3.1 Elect Wang Hongwei as Supervisor For For Management 3.2 Elect Yi Weidong as Supervisor For For Management -------------------------------------------------------------------------------- OI SA Ticker: OIBR4 Security ID: 670851401 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Treatment of Net Loss For For Management 3 Approve Remuneration of Company's For For Management Management and Fiscal Council 4.1 Elect Fiscal Council Members For Abstain Management 4.2 Elect Raphael Manhaes Martins as None For Shareholder Fiscal Council Member and Marco Antonio de Almeida Lima as Alternate Appointed by Preferred Shareholder 5 Elect Directors For For Management 6 Re-Ratify Remuneration of Company's For For Management Management for 2019 -------------------------------------------------------------------------------- OIL & GAS DEVELOPMENT COMPANY LTD. Ticker: OGDC Security ID: Y6448X107 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 5 Other Business For Against Management -------------------------------------------------------------------------------- OIL & NATURAL GAS CORPORATION LIMITED Ticker: 500312 Security ID: Y64606133 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Subhash Kumar as Director For For Management 4 Reelect Rajesh Shyamsunder Kakkar as For Against Management Director 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Elect Navin Chandra Pandey as Director For For Management 7 Elect Alka Mittal as Director For For Management 8 Elect Amar Nath as Director For Against Management 9 Reelect Ajai Malhotra as Director For For Management 10 Reelect Shireesh Balawant Kedare as For For Management Director 11 Reelect K M Padmanabhan as Director For For Management 12 Elect Amitava Bhattacharyya as Director For For Management 13 Approve Remuneration of Cost Auditors For For Management 14 Approve Related Party Transaction with For Against Management ONGC Petro Additions Limited 15 Elect Rajesh Kumar Srivastava as For For Management Director -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: X6983S100 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 192 For For Management per Share for First Nine Months of Fiscal 2019 2 Approve Remuneration of Directors For For Management 3 Approve Remuneration of Members of For For Management Audit Commission 4 Approve Charter in New Edition For For Management 5 Approve Early Termination of Powers of For For Management Audit Commission 6 Amend Regulations on General Meetings For For Management 7 Amend Regulations on Board of Directors For For Management 8 Amend Regulations on Management For For Management 9 Cancel Regulations on Audit Commission For For Management 10 Approve Reduction in Share Capital For For Management through Share Repurchase Program and Subsequent Share Cancellation -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: 69343P105 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 192 For For Management per Share for First Nine Months of Fiscal 2019 2 Approve Remuneration of Directors For For Management 3 Approve Remuneration of Members of For For Management Audit Commission 4 Approve Charter in New Edition For For Management 5 Approve Early Termination of Powers of For For Management Audit Commission 6 Amend Regulations on General Meetings For For Management 7 Amend Regulations on Board of Directors For For Management 8 Amend Regulations on Management For For Management 9 Cancel Regulations on Audit Commission For For Management 10 Approve Reduction in Share Capital For For Management through Share Repurchase Program and Subsequent Share Cancellation -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: X6983S100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share 2.1 Elect Vagit Alekperov as Director None Against Management 2.2 Elect Viktor Blazheev as Director None Against Management 2.3 Elect Toby Gati as Director None For Management 2.4 Elect Ravil Maganov as Director None Against Management 2.5 Elect Roger Munnings as Director None For Management 2.6 Elect Nikolai Nikolaev as Director None Against Management 2.7 Elect Pavel Teplukhin as Director None For Management 2.8 Elect Leonid Fedun as Director None Against Management 2.9 Elect Liubov Khoba as Director None Against Management 2.10 Elect Sergei Shatalov as Director None For Management 2.11 Elect Wolfgang Schuessel as Director None For Management 3.1 Approve Remuneration of Directors For For Management 3.2 Approve Remuneration of New Directors For For Management 4 Ratify KPMG as Auditor For For Management 5 Approve Related-Party Transaction with For For Management Ingosstrakh Re: Liability Insurance for Directors and Executives -------------------------------------------------------------------------------- OIL INDIA LIMITED Ticker: 533106 Security ID: Y64210100 Meeting Date: AUG 17, 2019 Meeting Type: Annual Record Date: AUG 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Pattabhiraman Chandrasekaran For Against Management as Director 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- OLD MUTUAL LTD. Ticker: OMU Security ID: S5790B132 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2.1 Re-elect Paul Baloyi as Director For For Management 2.2 Re-elect Peter de Beyer as Director For For Management 2.3 Re-elect Albert Essien as Director For For Management 2.4 Re-elect Nosipho Molope as Director For For Management 2.5 Re-elect Marshall Rapiya as Director For For Management 3 Elect Iain Williamson as Director For For Management 4.1 Re-elect Paul Baloyi as Member of the For Against Management Audit Committee 4.2 Re-elect Peter de Beyer as Member of For For Management the Audit Committee 4.3 Re-elect Itumeleng Kgaboesele as For For Management Member of the Audit Committee 4.4 Re-elect John Lister as Member of the For For Management Audit Committee 4.5 Re-elect Nosipho Molope as Member of For For Management the Audit Committee 5.1 Reappoint Deloitte & Touche as For For Management Auditors of the Company 5.2 Reappoint KPMG Inc as Auditors of the For For Management Company 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For For Management Report 8 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers or Other Persons Participating in Share or Other Employee Incentive Schemes 4 Amend Memorandum of Incorporation; For For Management Place Authorised but Unissued Preference Shares under Control of Directors -------------------------------------------------------------------------------- OMEGA GERACAO SA Ticker: OMGE3 Security ID: P7S591105 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Shares of For For Management CEA III - Centrais Eolica Assurua III SPE SA 2 Amend Article 5 to Reflect Changes in For For Management Capital Re: Acquisition of CEA III 3 Ratify Grant Thornton Auditores For For Management Independentes as the Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal For For Management 5 Approve Absorption of CEA III - For For Management Centrais Eolica Assurua III SPE SA 6 Consolidate Bylaws For For Management 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- OMEGA GERACAO SA Ticker: OMGE3 Security ID: P7S591105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2019 3 Approve Capital Budget For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Fix Number of Directors at Eight For For Management 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7.1 Elect Jose Carlos Reis de Magalhaes For For Management Neto as Director 7.2 Elect Antonio Augusto Torres de Bastos For For Management Filho as Director 7.3 Elect Kristian Schneider Huber as For For Management Director 7.4 Elect Gustavo Barros Mattos as Director For For Management 7.5 Elect Eduardo de Toledo as Independent For For Management Director 7.6 Elect Gustavo Rocha Gattas as For For Management Independent Director 7.7 Elect Rachel Ribeiro Horta as For For Management Independent Director 7.8 Elect Eduardo Silveira Mufarej as For For Management Director 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Carlos Reis de Magalhaes Neto as Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Augusto Torres de Bastos Filho as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Kristian Schneider Huber as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Gustavo Barros Mattos as Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo de Toledo as Independent Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Gustavo Rocha Gattas as Independent Director 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Rachel Ribeiro Horta as Independent Director 9.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Silveira Mufarej as Director 10 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Classification of Independent For For Management Directors 12 Approve Remuneration of Company's For For Management Management 13 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- OMEGA GERACAO SA Ticker: OMGE3 Security ID: P7S591105 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Authorized Capital For Against Management and Amend Article 6 Accordingly 2 Consolidate Bylaws For For Management 3 Approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- OMNIA HOLDINGS LTD. Ticker: OMN Security ID: S58080102 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorised Share For For Management Capital 2 Authorise Issue of More Than 30 For For Management Percent of the Company's Issued Share Capital 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- OMNIA HOLDINGS LTD. Ticker: OMN Security ID: S58080102 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Tanya Rae as the Designated Individual Audit Partner 2 Re-elect Ralph Havenstein as Director For For Management 3 Re-elect Frank Butler as Director For For Management 4 Re-elect Sizwe Mncwango as Director For For Management 5 Re-elect Nick Binedell as Director For For Management 6 Re-elect Linda de Beer as Director For For Management 7 Elect Seelan Gobalsamy as Director For For Management 8 Elect Wim Plaizier as Director For For Management 9.1 Re-elect Linda de Beer as Chairman of For For Management the Audit Committee 9.2 Re-elect Ronald Bowen as Member of the For For Management Audit Committee 9.3 Re-elect Tina Eboka as Member of the For For Management Audit Committee 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Ratification of Approved For For Management Resolutions 12.1 Approve Remuneration Policy For For Management 12.2 Approve Remuneration Implementation For For Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Chairman's Fees For For Management 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- OPPEIN HOME GROUP, INC. Ticker: 603833 Security ID: Y6440T104 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2 Approve Formulation of Remuneration For For Management and Performance Appraisal Management Method of Directors and Senior Management Members 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve Adjustment of Use of Own Funds For For Management for Entrusted Financial Management 5.1 Elect Yao Liangsong as Non-Independent For For Management Director 5.2 Elect Tan Qinxing as Non-Independent For For Management Director 5.3 Elect Yao Liangbo as Non-Independent For For Management Director 6.1 Elect Qin Shuo as Independent Director For For Management 6.2 Elect Chu Xiaoping as Independent For For Management Director 6.3 Elect Jiang Qi as Independent Director For For Management 7.1 Elect Zhong Huawen as Supervisor For For Management 7.2 Elect Xie Hang as Supervisor For For Management -------------------------------------------------------------------------------- OPPEIN HOME GROUP, INC. Ticker: 603833 Security ID: Y6440T104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Termination of IPO Fundraising For For Management Project and Use Remaining Raised Funds to Replenish Working Capital 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve External Guarantee For Against Management 10.1 Approve Remuneration of Yao Liangsong For For Management 10.2 Approve Remuneration of Tan Qinxing For For Management 10.3 Approve Remuneration of Yao Liangbai For For Management 11 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- OPPLE LIGHTING CO., LTD. Ticker: 603515 Security ID: Y6440S106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Credit Line Application For For Management 7 Approve Use of Funds for Cash For For Management Management 8 Approve External Guarantee For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Factoring and Financial For For Management Leasing Business 11 Approve Appointment of Auditor and For For Management Internal Control Auditor 12 Amend Articles of Association For For Management 13.1 Elect Ma Zhiwei as Non-Independent For For Management Director -------------------------------------------------------------------------------- OPTOTECH CORP. Ticker: 2340 Security ID: Y6494C106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hung-Tung Wang, with Shareholder For For Management No. 26, as Non-Independent Director 1.2 Elect Jung-Huan Lee, with Shareholder For Against Management No. 288, as Non-Independent Director 1.3 Elect Shin-Chih Chen, with Shareholder For Against Management No. 426, as Non-Independent Director 1.4 Elect Tzu-Chun Lin, with Shareholder For Against Management No. 42, as Non-Independent Director 1.5 Elect Zun-Jia Tai, with ID No. For Against Management J121075XXX, as Non-Independent Director 1.6 Elect Su-Chin Tai, with Shareholder No. For Against Management 15149, as Non-Independent Director 1.7 Elect Ishigami Koji, a Representative For Against Management of Nichia Taiwan Corp., with Shareholder No. 147387, as Non-Independent Director 1.8 Elect Sakamoto Takashi, a For Against Management Representative of Nichia Taiwan Corp., with Shareholder No. 147387, as Non-Independent Director 1.9 Elect Shi-Yi Li, with ID No. None Against Shareholder 1958092XXX, as Non-Independent Director 1.10 Elect Ci-Ying He, with Shareholder No. None Against Shareholder 400725, as Non-Independent Director 1.11 Elect Guan-Wen Chen, with ID No. None Against Shareholder A126288XXX, as Non-Independent Director 1.12 Elect a Representative of Sunlite None Against Shareholder Electronic Co., Ltd, with Shareholder No. 403018, as Non-Independent Director 1.13 Elect a Representative of Inwood None Against Shareholder Information System Co., Ltd., with Shareholder No. 403061, as Non-Independent Director 1.14 Elect Kao-Ming Tsai, with ID No. For For Management J100513XXX, as Independent Director 1.15 Elect Guo-Guang Li, with ID No. For For Management N122950XXX, as Independent Director 1.16 Elect Pei-Chang Wang, with ID No. For For Management P100808XXX, as Independent Director 1.17 Elect Zhong-Ren Chen, with Shareholder None Against Shareholder No. 259862, as Independent Director 1.18 Elect Ming-Da Chen, with ID No. None Against Shareholder F121994XXX, as Independent Director 1.19 Elect Shou-Zheng Li, with ID No. None Against Shareholder 400348, as Independent Director 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Profit Distribution For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Approve Private Placement of Ordinary For For Management Shares and/or Preferred Shares 7 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- OPUS GLOBAL NYRT. Ticker: OPUS Security ID: X6549D100 Meeting Date: OCT 04, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds For For Management 2 Elect Adam Balog and Zsigmond Jarai as For For Management Management Board Members and Approve Their Remuneration 3 Authorize Share Repurchase Program For For Management 4 Transact Other Business For Against Management 5 Accept Report on Operations Closure of None For Shareholder KONZUM Plc as Result of Merger by Absorption 6 Accept Final Statement of Assets and None For Shareholder Liabilities and Final Inventory of Assets and Liabilities of KONZUM Plc as Result of Merger by Absorption 7 Accept Final Statements of Assets and None For Shareholder Liabilities and Final Inventory of Assets and Liabilities of OPUS GLOBAL Nyrt as Investee Company and Legal Successor of KONZUM Plc -------------------------------------------------------------------------------- ORACLE FINANCIAL SERVICES SOFTWARE LIMITED Ticker: 532466 Security ID: Y3864R102 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Kimberly Woolley as Director For For Management 3 Elect Yong Meng Kau as Director For For Management 4 Elect Vincent Secondo Grelli as For For Management Director 5 Elect Jane Murphy as Director For For Management 6 Elect Makarand Padalkar as Director in For For Management the Capacity of Whole-time Director and Chief Financial Officer 7 Approve Remuneration to Makarand For For Management Padalkar as Whole-time Director 8 Reelect Sridhar Srinivasan as Director For For Management -------------------------------------------------------------------------------- ORASCOM CONSTRUCTION PLC Ticker: OC Security ID: M75261103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports and Related Auditor's Report for FY 2019 2 Reappoint Jerome Guiraud as Chairman For Did Not Vote Management 3 Reappoint Sami Haddad as Independent For Did Not Vote Management Non-Executive Director 4 Reappoint Johan Beerlandt as For Did Not Vote Management Non-Executive Director 5 Reappoint KPMG LLP as Auditors for FY For Did Not Vote Management 2020 6 Authorize Board to Fix Remuneration of For Did Not Vote Management Auditors for FY 2020 7 Approve Dividends of USD 0.21 Per For Did Not Vote Management Share for FY 2019 -------------------------------------------------------------------------------- ORASCOM INVESTMENT HOLDING SAE Ticker: OIH Security ID: M7525Q109 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loans agreement to Beltone For Did Not Vote Management Financial Holding -------------------------------------------------------------------------------- ORASCOM INVESTMENT HOLDING SAE Ticker: OIH Security ID: M7525Q109 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 21 and 46 of Bylaws Re: For Did Not Vote Management Cumulative Voting 2 Approve Employee and Executive For Did Not Vote Management Directors Stock Plan as Incentive Program -------------------------------------------------------------------------------- ORBIA ADVANCE CORPORATION SAB DE CV Ticker: ORBIA Security ID: P7S81Y105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept CEO's Report and Board's Report For For Management on Operations and Results 1.2 Accept Individual and Consolidated For For Management Financial Statements 1.3 Accept Report on Compliance of Fiscal For For Management Obligations 2 Accept Report of Audit Committee For For Management 3 Accept Report of Corporate Practices For For Management Committee 4.1 Approve Individual and Consolidated For For Management Net Profit after Minority Interest in the Amount of USD 206.73 Million 4.2 Approve Allocation of Individual and For For Management or Consolidated Profits and or Losses Referred to in Previous Item to the Accumulated Net Income Account 5.1 Ratify Antonio Del Valle Ruiz as For For Management Honorary and Lifetime Board Chairman 5.2a Elect or Ratify Juan Pablo Del Valle For For Management Perochena as Board Member 5.2b Elect or Ratify Adolfo Del Valle Ruiz For For Management as Board Member 5.2c Elect or Ratify Ignacio Del Valle Ruiz For Against Management as Board Member 5.2d Elect or Ratify Antonio Del Valle For For Management Perochena as Board Member 5.2e Elect or Ratify Maria Guadalupe Del For For Management Valle Perochena as Board Member 5.2f Elect or Ratify Jaime Ruiz Sacristan For For Management as Board Member 5.2g Elect or Ratify Fernando Ruiz Sahagun For For Management as Board Member 5.2h Elect or Ratify Eugenio Santiago For For Management Clariond Reyes as Board Member 5.2i Elect or Ratify Eduardo Tricio Haro as For For Management Board Member 5.2j Elect or Ratify Guillermo Ortiz For For Management Martinez as Board Member 5.2k Elect or Ratify Divo Milan Haddad as For For Management Board Member 5.2l Elect or Ratify Alma Rosa Moreno Razo For For Management as Board Member 5.2m Elect or Ratify Maria Teresa For For Management Altagracia Arnal Machado as Board Member 5.2n Elect or Ratify Jack Goldstein as For For Management Board Member 5.2o Elect or Ratify Anil Menon as Board For For Management Member 5.3a Elect or Ratify Juan Pablo Del Valle For For Management Perochena as Chairman of Board of Directors 5.3b Elect or Ratify Juan Pablo Del Rio For For Management Benitez as Secretary (Non-Member) of Board 5.3c Elect or Ratify Sheldon Hirt as For For Management Alternate Secretary (Non-Member) of Board 5.4a Elect or Ratify Fernando Ruiz Sahagun For For Management as Chairman of Audit Committee 5.4b Elect or Ratify Eugenio Santiago For For Management Clariond Reyes as Chairman of Corporate Practices Committee 6 Approve Remuneration of Chairman of For Against Management Board, Audit Committee and Corporate Practices Committee; Approve Remuneration of Members of Board and Members of Audit Committee and Corporate Practices Committee 7.1 Approve Cancellation of Balance of For For Management Amount Approved to be Used for Acquisition of Company's Shares 7.2 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve at USD 400 Million 8 Accept Report on Adoption or For For Management Modification of Policies in Share Repurchases of Company 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management and Related Party Transactions 2 Approve Draft and Summary on For For Management Performance Share Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Credit Line Application For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Guarantee For Against Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Decrease in Capital For For Management -------------------------------------------------------------------------------- ORIENT INTERNATIONAL ENTERPRISE LTD. Ticker: 600278 Security ID: Y647AB105 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company Intends to Confirm For For Management the Loss of Changes in Fair Value of Other Non-current Financial Assets 2.1 Approve Overall Plan For For Management 2.2 Approve Exchange-Out Assets in For For Management Connection to Asset Swap 2.3 Approve Exchange-In Assets in For For Management Connection to Asset Swap 2.4 Approve Pricing of Asset Swap in For For Management Connection to Asset Swap 2.5 Approve Differential Payment Method in For For Management Connection to Asset Swap 2.6 Approve Profit and Loss Attribution in For For Management Connection to Asset Swap 2.7 Approve Purchase of Assets in For For Management Connection to Acquisition by Cash and Issuance of Shares 2.8 Approve Issue Type and Par Value For For Management 2.9 Approve Issue Manner and Target For For Management Subscribers 2.10 Approve Pricing Basis, Price Reference For For Management Date and Issue Price 2.11 Approve Price Adjustment Plan For For Management 2.12 Approve Issue Size For For Management 2.13 Approve Listing Location For For Management 2.14 Approve Lock-up Period For For Management 2.15 Approve Profit and Loss Attribution For For Management During the Transition Period 2.16 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.17 Approve Cash Payment Transaction For For Management Consideration 2.18 Approve Share Type and Par Value in For For Management Connection to Raising Supporting Funds 2.19 Approve Issue Manner and Target For For Management Subscribers in Connection to Raising Supporting Funds 2.20 Approve Pricing Basis, Price Reference For For Management Date and Issue Price in Connection to Raising Supporting Funds 2.21 Approve Issue Size in Connection to For For Management Raising Supporting Funds 2.22 Approve Listing Location in Connection For For Management to Raising Supporting Funds 2.23 Approve Lock-up Period in Connection For For Management to Raising Supporting Funds 2.24 Approve Distribution Arrangement of For For Management Cumulative Earnings in Connection to Raising Supporting Funds 2.25 Approve Use of Proceeds in Connection For For Management to Raising Supporting Funds 2.26 Approve Resolution Validity Period For For Management 2.27 Approve Transaction Constitutes as For For Management Related-party Transaction 3 Approve Report (Draft) and Summary on For For Management Company's Asset Swap and Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related-party Transactions 4 Approve Signing of Asset Swap and For For Management Asset Acquisition by Cash and Issuance of Shares Agreement and Its Supplemental Agreement 5 Approve Signing of Asset Acquisition For For Management by Cash and Issuance of Shares Agreement and Its Supplemental Agreement 6 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 7 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Financial Services Framework For For Management Agreement and Related Party Transactions -------------------------------------------------------------------------------- ORIENT INTERNATIONAL ENTERPRISE LTD. Ticker: 600278 Security ID: Y647AB105 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Manner and Target For For Management Subscribers 1.2 Approve Pricing Basis, Price Reference For For Management Date and Issuance Price 1.3 Approve Issue Size For For Management 1.4 Approve Lock-Up Period For For Management -------------------------------------------------------------------------------- ORIENT INTERNATIONAL ENTERPRISE LTD. Ticker: 600278 Security ID: Y647AB105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statement and For For Management Financial Budget 5 Approve Related Party Transaction For For Management 6 Approve Provision of Guarantee For Against Management 7 Approve Application of Loans and For For Management Credit Line Without Guarantee 8 Approve Authorization of Management For For Management for Capital Operations Limit 9 Approve Allocation of Income and For For Management Dividends 10 Approve Appointment of Auditor and For For Shareholder Payment of Remuneration 11 Approve Allowance of Independent For For Shareholder Directors 12 Amend Articles of Association For For Shareholder 13.1 Elect Zhu Jidong as Non-Independent For For Shareholder Director 13.2 Elect Zhao Xiaodong as Non-Independent For For Shareholder Director 13.3 Elect Li Jie as Non-Independent For For Shareholder Director 13.4 Elect Tao Jianyu as Non-Independent For For Shareholder Director 13.5 Elect Tang Xiaolan as Non-Independent For For Shareholder Director 13.6 Elect Zhang Di as Non-Independent For For Shareholder Director 14.1 Elect Shi Min as Independent Director For For Shareholder 14.2 Elect Lv Yi as Independent Director For For Shareholder 14.3 Elect Chen Zilei as Independent For For Shareholder Director 15.1 Elect Qu Yuanqing as Supervisor For For Shareholder 15.2 Elect Hu Hongchun as Supervisor For For Shareholder 15.3 Elect Gu Ying as Supervisor For For Shareholder -------------------------------------------------------------------------------- ORIENT SECURITIES CO., LTD. Ticker: 3958 Security ID: Y2059V100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of Supervisory For For Management Committee 3 Approve 2019 Final Accounts Report For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve 2019 Annual Report For For Management 6 Approve 2020 Company Proprietary For For Management Business Scale 7 Approve Conduction of Asset-Backed For For Management Securitization Business with the Company's Credit Assets from Its Financing Businesses 8.01 Approve Routine Related-Party For For Management Transactions with Shenergy (Group) Company Limited and Its Related Companies 8.02 Approve Routine Related-Party For For Management Transactions with Other Related Parties 9 Approve 2020 Provision of Guarantees For For Management 10 Approve 2020 Appointment of Auditors For For Management 11 Elect Zhou Donghui as Director For For Management 12 Approve Shareholders' Returns in the For For Management Next Three Years (2020-2022) 13.01 Approve Issue Size of the Debt For For Management Financing Instruments 13.02 Approve Issue Type of the Debt For For Management Financing Instruments 13.03 Approve Issue Term of the Debt For For Management Financing Instruments 13.04 Approve Interest Rate and Basis of For For Management Determination of the Debt Financing Instruments 13.05 Approve Issue Method and Issue Target For For Management 13.06 Approve Use of Proceeds For For Management 13.07 Approve Authorization Matters For For Management 13.08 Approve Validity Period of Resolution For For Management 14 Amend Articles of Association For For Management 15 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional A and/or H Shares -------------------------------------------------------------------------------- ORIENT SECURITIES CO., LTD. Ticker: 3958 Security ID: Y6S79P100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of Supervisory For For Management Committee 3 Approve 2019 Final Accounts Report For For Management 4 Approve 2019 Profit Distribution For For Management Proposal 5 Approve 2019 Annual Report For For Management 6 Approve 2020 Company Proprietary For For Management Business Scale 7.1 Approve Issue Size of the Debt For For Management Financing Instruments 7.2 Approve Issue Type of the Debt For For Management Financing Instruments 7.3 Approve Issue Term of the Debt For For Management Financing Instruments 7.4 Approve Interest Rate and Basis of For For Management Determination of the Debt Financing Instruments 7.5 Approve Issue Method and Issue Target For For Management 7.6 Approve Use of Proceeds For For Management 7.07 Approve Authorization Matters For For Management 7.08 Approve Validity Period of Resolution For For Management 8 Approve Conduction of Asset-Backed For For Management Securitization Business with the Company's Credit Assets from Its Financing Businesses 9.1 Approve Routine Related-Party For For Management Transactions with Shenergy (Group) Company Limited and Its Related Companies 9.2 Approve Routine Related-Party For For Management Transactions with Other Related Parties 10 Approve 2020 Provision of Guarantees For For Management 11 Approve 2020 Appointment of Auditors For For Management 12 Amend Articles of Association For For Management 13 Elect Zhou Donghui as Director For For Management 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional A and/or H Shares 15 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ORIENT SEMICONDUCTOR ELECTRONICS LTD. Ticker: 2329 Security ID: Y6579U104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Issuance of Shares via a For For Management Private Placement -------------------------------------------------------------------------------- ORIENTAL ENERGY CO., LTD. Ticker: 002221 Security ID: Y988AN107 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ORIENTAL ENERGY CO., LTD. Ticker: 002221 Security ID: Y988AN107 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Extension on Period of Cash For For Management Management 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ORIENTAL ENERGY CO., LTD. Ticker: 002221 Security ID: Y988AN107 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Donghua Energy For For Management (Maoming) Comprehensive Utilization of Paraffin Resources (Phase 1) Project 2 Approve Authorization of the Board of For For Management Donghua Energy (Maoming) Co., Ltd. to Handle All Related Matters 3 Approve Equity Transfer of Guangxi For For Management Tiansheng Port Affairs Co., Ltd. 4 Approve Equity Transfer of Qinzhou For Against Management Donghua Energy Co., Ltd. 5 Approve Related Party Transaction in For For Management Connection to Signing of LPG Sales Framework Agreement 6 Approve Related Party Transaction in For For Management Connection to Signing of LPG Storage and Transfer Agreement -------------------------------------------------------------------------------- ORIENTAL ENERGY CO., LTD. Ticker: 002221 Security ID: Y988AN107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of Director For For Management 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Operating Related Party For For Management Transactions 7 Approve to Appoint Auditor For For Management 8 Approve Year-End Bonus of Chairman of For For Management the Board -------------------------------------------------------------------------------- ORIENTAL PEARL MEDIA CO. LTD. Ticker: 600637 Security ID: Y0875J103 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Audio-visual For For Management Content Authorized Operation Agreement 2 Approve Repurchase and Cancellation of For For Management Performance Shares Which Have Been Granted But Not Yet Unlocked -------------------------------------------------------------------------------- ORIENTAL PEARL MEDIA CO. LTD. Ticker: 600637 Security ID: Y0875J103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget Report For Against Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Use of Funds for Cash For For Management Management 10 Approve External Guarantee Plan For For Management 11 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- ORIENTAL TIMES MEDIA CORP. Ticker: 002175 Security ID: Y2943K104 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Yangxu as Non-Independent For For Management Director 1.2 Elect Sun Jian as Non-Independent For For Management Director 2.1 Elect Hong Zhiguo as Supervisor For For Management 2.2 Elect Jiang Suli as Supervisor For For Management -------------------------------------------------------------------------------- ORIENTAL TIMES MEDIA CORP. Ticker: 002175 Security ID: Y2943K104 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Change Business Scope -------------------------------------------------------------------------------- ORIENTAL TIMES MEDIA CORP. Ticker: 002175 Security ID: Y2943K104 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Equity For For Management Transfer Agreement 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ORIENTAL TIMES MEDIA CORP. Ticker: 002175 Security ID: Y2943K104 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Equity For Did Not Vote Management Transfer Agreement 2 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- ORIENTAL UNION CHEMICAL CORP. Ticker: 1710 Security ID: Y6563B104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- ORIENTAL WEAVERS GROUP Ticker: ORWE Security ID: M7558V108 Meeting Date: APR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income for FY For Did Not Vote Management 2019 5 Approve Remuneration of Directors For Did Not Vote Management 6 Approve Corporate Governance Report For Did Not Vote Management for FY 2019 7 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 8 Approve Charitable Donations for FY For Did Not Vote Management 2019 and FY 2020 9 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 10 Approve Related Party Transactions For Did Not Vote Management -------------------------------------------------------------------------------- OSHIDORI INTERNATIONAL HOLDINGS LIMITED Ticker: 622 Security ID: G6804L101 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Share Award Scheme For For Management 2 Approve Grant of Specific Mandate for For For Management Issuance and Allotment of Shares Pursuant to the Share Award Scheme -------------------------------------------------------------------------------- OSHIDORI INTERNATIONAL HOLDINGS LIMITED Ticker: 622 Security ID: G6804L101 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Awarded Shares to For For Management Wong Wan Men Margaret Under the Share Award Scheme -------------------------------------------------------------------------------- OSHIDORI INTERNATIONAL HOLDINGS LIMITED Ticker: 622 Security ID: G6804L101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Sam Nickolas David Hing Cheong For For Management as Director 2a2 Elect Joseph Edward Schmitz as Director For For Management 2a3 Elect Cheung Wing Ping as Director For Against Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Mazars CPA Limited as Auditor For For Management and Authorize Board to Fix Their Remuneration 4A Authorize Repurchase of Issued Share For For Management Capital 4B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4C Authorize Reissuance of Repurchased For For Management Shares 5 Approve Refreshment of Scheme Mandate For For Management Limit Under the Share Option Scheme 6 Approve Grant of Specific Mandate for For For Management Issuance and Allotment of Shares Under the Share Award Scheme -------------------------------------------------------------------------------- OTOKAR OTOMOTIV VE SAVUNMA SANAYI AS Ticker: OTKAR Security ID: M76023106 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For For Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Wishes None None Management -------------------------------------------------------------------------------- OURPALM CO., LTD. Ticker: 300315 Security ID: Y6298P105 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Huicheng as Non-independent For For Management Director 1.2 Elect Huang Yingchun as For For Management Non-independent Director 1.3 Elect Wang Ping as Non-independent For For Management Director 1.4 Elect Jia Tangli as Non-independent For For Management Director 1.5 Elect Shang Jin as Non-independent For For Management Director 1.6 Elect Liu Zhigang as Non-independent For For Management Director 2.1 Elect Luo Yibing as Independent For For Management Director 2.2 Elect Liu Shoubao as Independent For For Management Director 2.3 Elect Li Junfeng as Independent For For Management Director 3.1 Elect Cui Meiling as Supervisor For For Management 3.2 Elect Wu Yangchun as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- OURPALM CO., LTD. Ticker: 300315 Security ID: Y6298P105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- OVCTEK CHINA, INC. Ticker: 300595 Security ID: Y0483P103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Amendments to Articles of For For Management Association 8 Approve Completion of Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 9 Approve Investment in Financial For For Management Products 10.1 Elect Tao Yuequn as Non-Independent For For Management Director 10.2 Elect Huang Tongge as Non-Independent For For Management Director 10.3 Elect Shi Xianmei as Non-Independent For For Management Director 10.4 Elect Wei Lizhi as Non-Independent For For Management Director 10.5 Elect Cheng Yihua as Non-Independent For For Management Director 10.6 Elect Fu Zhiying as Non-Independent For For Management Director 11.1 Elect Ding Bin as Independent Director For For Management 11.2 Elect Xu Lixin as Independent Director For For Management 11.3 Elect Tang Minsong as Independent For For Management Director 12.1 Elect Sun Yongjian as Supervisor For For Management 12.2 Elect Wang Chun as Supervisor For For Management -------------------------------------------------------------------------------- OZNER WATER INTERNATIONAL HOLDING LIMITED Ticker: 2014 Security ID: G6868L104 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor a Approve Issuance of Subscription For For Management Shares and Related Transactions b Approve Grant the Ozner Board with the For For Management Specific Mandate c Approve Whitewash Waiver For For Management d Approve Strategic Committee For For Management Establishment 1 Approve Issuance of Subscription For For Management Shares and Related Transactions 2 Approve Grant the Ozner Board with the For For Management Specific Mandate 3 Elect Xie Ju Zhi as Director For For Management 4 Elect Huang Xiao Wu as Director For For Management 5 Elect Qu Gui Nan as Director For For Management 6 Elect Zhang Zhongming as Director For For Management 7 Elect Zheng Jian Ping as Director For For Management 8 Authorize Board to Deal with All For For Management Matters in Relation to the Subscription Agreement, Whitewash Waiver and Related Transactions -------------------------------------------------------------------------------- PACIFIC SECURITIES CO., LTD. Ticker: 601099 Security ID: Y6S73B107 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Capital For For Management Injection Plan -------------------------------------------------------------------------------- PACIFIC SECURITIES CO., LTD. Ticker: 601099 Security ID: Y6S73B107 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- PACIFIC SECURITIES CO., LTD. Ticker: 601099 Security ID: Y6S73B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors and Supervisors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7.1 Approve Debt Financing Entity For For Management 7.2 Approve Issue Size For For Management 7.3 Approve Issue Manner For For Management 7.4 Approve Variety For For Management 7.5 Approve Duration For For Management 7.6 Approve Interest Rates For For Management 7.7 Approve Guarantees and Other Credit For For Management Enhancement Arrangements 7.8 Approve Use of Proceeds For For Management 7.9 Approve Issue Price For For Management 7.10 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 7.11 Approve Listing For For Management 7.12 Approve Safeguard Measures of Debts For For Management Repayment 7.13 Approve Authorization Matters For For Management 7.14 Approve Resolution Validity Period For For Management 8 Approve Daily Related Party Transaction For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- PADINI HOLDINGS BERHAD Ticker: 7052 Security ID: Y6649L100 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 3 Elect Chong Chin Lin as Director For For Management 4 Elect Andrew Yong Tze How as Director For For Management 5 Elect Chia Swee Yuen as Director For For Management 6 Approve BDO PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Foo Kee Fatt to Continue For For Management Office as Independent Non-Executive Director -------------------------------------------------------------------------------- PAGE INDUSTRIES LIMITED Ticker: 532827 Security ID: Y6592S102 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vedji Ticku as Director For For Management 3 Reelect Shamir Genomal as Director For For Management 4 Reelect G P Albal as Director For For Management 5 Reelect Rukmani Menon as Director For For Management 6 Reelect Sandeep Kumar Maini as Director For For Management 7 Reelect Vikram Gamanlal Shah as For Against Management Director 8 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- PAKISTAN OILFIELDS LTD. Ticker: POL Security ID: Y66717102 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Dividend For For Management 3 Approve A. F. Ferguson & Co. as For Against Management Auditors and Authorize Board to Fix Their Remuneration 4 Other Business For Against Management -------------------------------------------------------------------------------- PAKISTAN OILFIELDS LTD. Ticker: POL Security ID: Y66717102 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Laith G. Pharaon as Director For Against Management 1.2 Reelect Wael G. Pharaon as Director For Against Management 1.3 Reelect Shuaib A. Malik as Director For For Management 1.4 Reelect Sajid Nawaz as Director For Against Management 1.5 Reelect Abdus Sattar as Director For Against Management 1.6 Reelect Tariq Iqbal Khan as Director For Against Management 1.7 Reelect Nihal Cassim as Director For Against Management 2 Other Business For Against Management -------------------------------------------------------------------------------- PAKISTAN PETROLEUM LTD. Ticker: PPL Security ID: Y6611E100 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: OCT 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For For Management Amend Memorandum and Articles of Association to Reflect Increase in Authorized Share Capital -------------------------------------------------------------------------------- PAKISTAN PETROLEUM LTD. Ticker: PPL Security ID: Y6611E100 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve A. F. Ferguson and Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PAKISTAN STATE OIL COMPANY LTD. Ticker: PSO Security ID: Y66744106 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve A. F. Ferguson and Co and EY For For Management Ford Rhodes as Joint Auditors 4 Approve Final Cash Dividend For For Management 5 Approve Bonus Issue For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- PAKISTAN TELECOMMUNICATION COMPANY LIMITED Ticker: PTC Security ID: Y66756100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Other Business For Against Management -------------------------------------------------------------------------------- PALM HILLS DEVELOPMENT CO. Ticker: PHDC Security ID: M7778G105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Corporate Governance Report For Did Not Vote Management and Related Auditors' Report for FY 2019 5 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 6 Approve Remuneration of Chairman and For Did Not Vote Management Directors for FY 2020 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 8 Approve Charitable Donations for FY For Did Not Vote Management 2020 -------------------------------------------------------------------------------- PALM HILLS DEVELOPMENT CO. Ticker: PHDC Security ID: M7778G105 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 4 Bylaws For Did Not Vote Management 2 Business Resulting from Articles For Did Not Vote Management Amendment -------------------------------------------------------------------------------- PAN JIT INTERNATIONAL, INC. Ticker: 2481 Security ID: Y6700F109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect FANG MIN QING, with SHAREHOLDER For For Management NO.0000002 as Non-independent Director 4.2 Elect FANG MIN ZONG, a Representative For For Management of JIN MAO INVESTMENT CO., LTD., with SHAREHOLDER NO.0000069, as Non-independent Director 4.3 Elect ZHAN WEN XIONG, a Representative For For Management of JIN MAO INVESTMENT CO., LTD., with SHAREHOLDER NO.0000069, as Non-independent Director 4.4 Elect ZHONG YUN HUI, with SHAREHOLDER For For Management NO.0017733 as Non-independent Director 4.5 Elect FAN LIANG FU, with SHAREHOLDER For For Management NO.N103172XXX as Independent Director 4.6 Elect CHEN YI CHENG, with SHAREHOLDER For For Management NO.0020210 as Independent Director 4.7 Elect CHEN SHI ZHEN, with SHAREHOLDER For For Management NO.P120444XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- PAN-INTERNATIONAL INDUSTRIAL CORP. Ticker: 2328 Security ID: Y67009103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect LU SONG FA, with Shareholder No. For For Management 326, as Non-Independent Director 3.2 Elect HUANG FENG AN, with Shareholder For For Management No. 86393, as Non-Independent Director 3.3 Elect CAI MING FENG, with Shareholder For For Management No. 9527, as Non-Independent Director 3.4 Elect XIAO CAI YOU, a Representative For For Management of HONG YUAN INTERNATIONAL CO., LTD. with Shareholder No. 50761, as Non-Independent Director 3.5 Elect WEI MIN CHANG with ID No. For For Management C120105XXX as Independent Director 3.6 Elect HUANG MIAN JING with ID No. For For Management C120767XXX as Independent Director 3.7 Elect ZHENG WEN RONG with ID No. For For Management C120262XXX as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PANGANG GROUP VANADIUM TITANIUM & RESOURCES CO., LTD. Ticker: 000629 Security ID: Y67251101 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fulfillment of Horizontal For For Management Competition of Controlling Shareholder and Ultimate Controlling Shareholder 2 Approve Company's Eligibility for For For Management Major Assets Restructuring 3 Approve Major Asset Acquisition For For Management Constitutes as Related Party Transaction 4.1 Approve Transaction Parties For For Management 4.2 Approve Target Assets For For Management 4.3 Approve Pricing Basis and Transaction For For Management Price 4.4 Approve Transaction Payment Arrangement For For Management 4.5 Approve Profit and Loss Arrangement For For Management 4.6 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 4.7 Approve Arrangement of Employees For For Management 4.8 Approve Performance Commitment and For For Management Compensation, Incentive Arrangements 4.9 Approve Resolution Validity Period For For Management 5 Approve Proposal on Financial Report For For Management and Assets Evaluation Report on the Purchase of Major Assets 6 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 7 Approve Signing of Conditions for For For Management Significant Asset Purchase Agreement and Profit Prediction Compensation Agreement 8 Approve Purchase of Major Assets and For For Management Related Transactions of Draft and its Summary 9 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 10 Approve Transaction Does Not For For Management Constitute as Reorganization as Stipulated in Article 13 of the Measures for the Administration of Major Assets Restructuring of Listed Companies 11 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- PANGANG GROUP VANADIUM TITANIUM & RESOURCES CO., LTD. Ticker: 000629 Security ID: Y67251101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Investment Plan Draft For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Allowance of Independent For For Management Directors 10 Elect Chen Liexi as Supervisor For For Shareholder 11.1 Elect Xie Junyong as Non-independent For For Shareholder Director 11.2 Elect Shen Changchun as For For Shareholder Non-independent Director -------------------------------------------------------------------------------- PANGDA AUTOMOBILE TRADE CO., LTD. Ticker: 601258 Security ID: Y708BH101 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Borrowings and For For Management Related Party Transactions 2.1 Elect Zhao Tieliu as Non-Independent For For Management Director -------------------------------------------------------------------------------- PANGDA AUTOMOBILE TRADE CO., LTD. Ticker: 601258 Security ID: Y708BH101 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Wei as Independent Director For For Management 2.1 Elect Liao Zhaohui as Non-Independent For For Management Director 2.2 Elect Zheng Ting as Non-Independent For For Management Director 2.3 Elect Maxiang as Non-Independent For For Management Director 2.4 Elect Liu Jian as Non-Independent For For Management Director 2.5 Elect Huang Jihong as Non-Independent For For Management Director 2.6 Elect Zhuang Xinyu as Non-Independent For For Management Director 2.7 Elect Liu Tieliang as Non-Independent For For Management Director -------------------------------------------------------------------------------- PANGDA AUTOMOBILE TRADE CO., LTD. Ticker: 601258 Security ID: Y708BH101 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restructuring Plan (Draft) and For For Management Plan for Adjustment of Investors Equities -------------------------------------------------------------------------------- PANGDA AUTOMOBILE TRADE CO., LTD. Ticker: 601258 Security ID: Y708BH101 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Implementation For For Management Period of Company's Shareholding Plan by Restructure Investors -------------------------------------------------------------------------------- PARADE TECHNOLOGIES LTD. Ticker: 4966 Security ID: G6892A108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Profit Distribution For For Management 4 Approve Issuance of Restricted Stocks For For Management 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PARQUE ARAUCO SA Ticker: PARAUCO Security ID: P76328106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Appoint Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Receive Report Regarding Related-Party For For Management Transactions 5 Receive Report Re: Directors' For For Management Committee Activities and Expenses for FY 2019; Fix Their Remuneration and Budget for FY 2020 6 Designate Newspaper to Publish Meeting For For Management Announcements 7 Approve Allocation of Income and For For Management Dividend Policy 8 Approve Remuneration of Directors for For For Management FY 2020 and Accept Their Expense Report for FY 2019 -------------------------------------------------------------------------------- PAVILION REAL ESTATE INVESTMENT TRUST Ticker: 5212 Security ID: Y6754A105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PAX GLOBAL TECHNOLOGY LTD. Ticker: 327 Security ID: G6955J103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Nie Guoming as Director For For Management 4 Elect Li Wenjin as Director For For Management 5 Elect Yip Wai Ming as Director For For Management 6 Elect Wu Min as Director For For Management 7 Elect Man Kowk Kuen, Charles as For For Management Director 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- PC JEWELLER LIMITED Ticker: 534809 Security ID: Y6S75W109 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Manohar Lal Singla as Director For For Management 2 Reelect Krishan Kumar Khurana as For For Management Director 3 Reelect Miyar Ramanath Nayak as For For Management Director -------------------------------------------------------------------------------- PC JEWELLER LIMITED Ticker: 534809 Security ID: Y6S75W109 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Ramesh Kumar Sharma as Director For For Management -------------------------------------------------------------------------------- PCHOME ONLINE, INC. Ticker: 8044 Security ID: Y6801R101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Joint Liability For For Management Guarantee for Guangzhou Xinke Jiadu Technology Co., Ltd. 2 Approve Provision of Joint Liability For For Management Guarantee for Guangdong Huazhiyuan Information Engineering Co., Ltd. 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Liu Wei as Non-Independent For For Shareholder Director 4.2 Elect Gu Qingyang as Non-Independent For For Shareholder Director 4.3 Elect Liu Mindong as Non-Independent For For Shareholder Director 4.4 Elect Li Xu as Non-Independent Director For For Shareholder 4.5 Elect Liu Jia as Non-Independent For For Shareholder Director 5.1 Elect Lu Xin as Independent Director For For Shareholder 5.2 Elect Lai Jianhuang as Independent For For Shareholder Director 5.3 Elect Lu Xiaoming as Independent For For Shareholder Director 6.1 Elect He Yuejiao as Supervisor For For Management 6.2 Elect Li Wenjing as Supervisor For For Management -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Independent For For Management Directors 2 Approve Standard Remuneration for For For Management Directors 3 Approve Additional Implementation For For Management Subject for Raised Funds Project -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Principle of the For For Management Incentive Plan 1.2 Approve Managing Institution For For Management 1.3 Approve Criteria to Select Plan For For Management Participants 1.4 Approve Source, Number and Allocation For For Management of Performance Shares 1.5 Approve Duration, Grant Date, Locking For For Management Period, Unlocking Period and Lock-up Period 1.6 Approve Grant Price and Price-setting For For Management Basis 1.7 Approve Conditions for Granting and For For Management Unlocking 1.8 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 1.9 Approve Accounting Treatment For For Management 1.10 Approve Implementing Procedures For For Management 1.11 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.12 Approve How to Implement the For For Management Performance Shares Incentive Plan When There Are Changes for the Company and Incentive Objects 1.13 Approve Principles of Repurchase and For For Management Cancellation of Performance Shares 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Approve Use of Idle Funds for Cash For For Management Management 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application and Guarantee For Against Management Provision -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For Against Management 2.2 Approve Issue Manner and Period For Against Management 2.3 Approve Pricing Basis, Issue Price and For Against Management Pricing Principles 2.4 Approve Issue Scale For Against Management 2.5 Approve Target Parties and For Against Management Subscription Manner 2.6 Approve Lock-up Period For Against Management 2.7 Approve Listing Location For Against Management 2.8 Approve Scale and Usage of Raised Funds For Against Management 2.9 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Against Management 3 Approve Plan on Private Placement For Against Management 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Related Party Transactions in For Against Management Connection to Private Placement 6.1 Approve Signing of Subscription For Against Management Agreement with Jiadu Group, Duilong Jiadu 6.2 Approve Signing of Subscription For Against Management Agreement with Several Parties 7 Approve Report on the Usage of For Against Management Previously Raised Funds 8 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For Against Management 10 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Amendments to Articles of For For Shareholder Association to Expand Business Scope 4.1 Approve Signing of Strategic For For Shareholder Cooperation Agreement with Huaxia Life Insurance 4.2 Approve Signing of Strategic For For Shareholder Cooperation Agreement with Guangdong Hengkuo Investment Management Co., Ltd. 4.3 Approve Signing of Strategic For For Shareholder Cooperation Agreement with Zhu Lina 4.4 Approve Signing of Strategic For For Shareholder Cooperation Agreement with Guangzhou Yuemin Investment Zhiying Equity Investment Partnership (Limited Partnership) and Guangzhou Yuemin Investment Yunzhong Equity Investment Partnership (Limited Partnership) 4.5 Approve Signing of Strategic For For Shareholder Cooperation Agreement with Guangzhou Xuanyuan Investment Management Co., Ltd. 4.6 Approve Signing of Strategic For For Shareholder Cooperation Agreement with Nanjing Ruisen Investment Management Partnership (Limited Partnership) 4.7 Approve Signing of Strategic For For Shareholder Cooperation Agreement with Shanghai Shuping Business Consulting Partnership (Limited Partnership) 4.8 Approve Signing of Strategic For For Shareholder Cooperation Agreement with Guangzhou Xinghewan Venture Capital Co., Ltd. 5 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- PEGASUS AIRLINES, INC. Ticker: PGSUS Security ID: M7846J107 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Ratify Director Appointment For For Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income For For Management 6 Elect Directors For For Management 7 Approve Director Remuneration For For Management 8 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 9 Ratify External Auditors For For Management 10 Approve Upper Limit of Donations for For For Management 2020, Receive Information on Donation Policy and Donations Made in 2019 11 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Close Meeting None None Management -------------------------------------------------------------------------------- PEGATRON CORP. Ticker: 4938 Security ID: Y6784J100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Scheme for For For Management Directors and Supervisors 2 Elect Huang Liangbo as Supervisor For For Management -------------------------------------------------------------------------------- PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve Engagement of Auditor for For For Management Financial Statements and Internal Control for the Year 2020 7 Approve Engagement of Auditor for For For Management Financial Statements and Internal Control for the Year 2021 8 Approve 2019 Work Report of the For For Management Independent Directors and Appraisal of Performance 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Elect Wang Tingke as Director For For Management 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PEOPLE.CN CO., LTD. Ticker: 603000 Security ID: Y6788E107 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fei Weiwei as Non-Independent For For Management Director 1.2 Elect Xie Rongbin as Non-Independent For For Management Director 1.3 Elect Ye Zhenzhen as Non-Independent For For Management Director 1.4 Elect Luo Hua as Non-Independent For For Management Director 1.5 Elect Zhao Qiang as Non-Independent For For Management Director 1.6 Elect Tang Weihong as Non-Independent For For Management Director 1.7 Elect Pan Jian as Non-Independent For For Management Director 1.8 Elect Song Liyun as Non-Independent For For Management Director 2.1 Elect Shi Dandan as Independent For For Management Director 2.2 Elect Liu Kaixiang as Independent For For Management Director 2.3 Elect Tu Zipei as Independent Director For For Management 2.4 Elect Cao Wei as Independent Director For For Management 3.1 Elect Zhang Feng as Supervisor For For Management 3.2 Elect Tan Jiehui as Supervisor For For Management -------------------------------------------------------------------------------- PEOPLE.CN CO., LTD. Ticker: 603000 Security ID: Y6788E107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Appointment of Auditor and For For Management Internal Control Auditor 9 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- PEPKOR HOLDINGS LTD. Ticker: PPH Security ID: S60064102 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Financial Statements and None None Management Statutory Reports for the Year Ended 30 September 2019 2.1 Re-elect Jayendra Naidoo as Director For Against Management 2.2 Re-elect Steve Muller as Director For For Management 2.3 Re-elect Fagmeedah Petersen-Cook as For For Management Director 3.1 Elect Theodore de Klerk as Director For For Management 4.1 Re-elect Johann Cilliers as Member of For For Management the Audit and Risk Committee 4.2 Re-elect Fagmeedah Petersen-Cook as For For Management Member of the Audit and Risk Committee 4.3 Re-elect Steve Muller as Member of the For For Management Audit and Risk Committee 5.1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Appoint Dawid de Jager as the Designated Auditor 6.1 Authorise Board to Issue Shares for For For Management Cash 7.1 Approve Remuneration Policy For For Management 8.1 Approve Implementation Report on the For For Management Remuneration Policy 9.1 Amend the Executive Share Rights Scheme For For Management 10.1 Approve Remuneration of Chairman For For Management 10.2 Approve Remuneration of Lead For For Management Independent Director 10.3 Approve Remuneration of Board Members For For Management 10.4 Approve Remuneration of Audit and Risk For For Management Committee Chairman 10.5 Approve Remuneration of Audit and Risk For For Management Committee Members 10.6 Approve Remuneration of Human For For Management Resources and Remuneration Committee Chairman 10.7 Approve Remuneration of Human For For Management Resources and Remuneration Committee Members 10.8 Approve Remuneration of Social and For For Management Ethics Committee Chairman 10.9 Approve Remuneration of Social and For For Management Ethics Committee Members 10.10 Approve Remuneration of Nomination For For Management Committee Chairman 10.11 Approve Remuneration of Nomination For For Management Committee Members 10.12 Approve Remuneration for Non-scheduled For For Management Extraordinary Meetings 11.1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 12.1 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act -------------------------------------------------------------------------------- PEREGRINE HOLDINGS LTD. Ticker: PGR Security ID: S6050J112 Meeting Date: SEP 05, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Re-elect Stefaan Sithole as Director For For Management 3 Re-elect Leonard Harris as Director For For Management 4 Approve Not Filling the Vacancy For For Management Created by the Retirement of Clive Beaver 5 Elect Andrew Moller as Director For For Management 6 Reappoint Deloitte & Touche as For For Management Auditors of the Company and Appoint Lesley Karin Wallace as the Individual Registered Auditor 7.1 Re-elect Steven Stein as Chairman of For For Management the Audit Committee 7.2 Re-elect Stefaan Sithole as Member of For For Management the Audit Committee 7.3 Elect Tumi Tlhabanelo as Member of the For For Management Audit Committee 8 Place Authorised but Unissued Shares For For Management under Control of Directors 9 Authorise Board to Issue Shares for For For Management Cash 10 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-Executive Directors' Fees For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Related and Inter-related Parties 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- PERFECT WORLD CO., LTD. Ticker: 002624 Security ID: Y988BN106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Use of Funds for Entrusted For For Management Asset Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Guarantee Provision For For Management 10 Amend Articles of Association For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Amending Articles of Association 12.1 Elect Feng Zhiming as Supervisor For For Shareholder 12.2 Elect Zhang Dan as Supervisor For For Management -------------------------------------------------------------------------------- PERSISTENT SYSTEMS LIMITED Ticker: 533179 Security ID: Y68031106 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Walker Chandiok & Co LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PERSISTENT SYSTEMS LTD. Ticker: 533179 Security ID: Y68031106 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect Anand Deshpande as Director For For Management and Approve Reappointment and Remuneration of Anand Deshpande as Chairman and Managing Director 5 Approve Deloitte Haskins & Sells LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Reelect Roshini Bakshi as Director For Against Management 7 Reelect Pradeep Kumar Bhargava as For For Management Director 8 Reelect Prakash Telang as Director For For Management 9 Reelect Kiran Umrootkar as Director For For Management 10 Elect Christopher O'Connor as Director For For Management and Approve Appointment and Remuneration of Christopher O'Connor as Executive Director and Chief Executive Officer 11 Elect Sandeep Kumar Kalra as Director For For Management and Approve Appointment and Remuneration of Sandeep Kumar Kalra as Executive Director and President - Technology Services Unit -------------------------------------------------------------------------------- PETRO RIO SA Ticker: PRIO3 Security ID: P7S19Q109 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Company's For For Management Management 4 Fix Number of Directors at Seven For For Management 5 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For Against Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Bernardes Monteiro as Director 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Nelson de Queiroz Sequeiros Tanure as Director 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Emiliano Fernandes Lourenco Gomes as Director 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Felipe Bueno da Silva as Independent Director 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Felipe Villela Dias as Independent Director 10.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Gustavo Rocha Gattass as Independent Director 10.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcia Raquel Cordeiro de Azevedo as Independent Director 11 Allow Marcia Raquel Cordeiro de For Against Management Azevedo to Be Involved in Other Companies 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 Elect Fiscal Council Members For For Management 14 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? -------------------------------------------------------------------------------- PETRO RIO SA Ticker: PRIO3 Security ID: P7S19Q109 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Stock Option Plan For Against Management 2 Amend Articles and Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- PETRO RIO SA Ticker: PRIO3 Security ID: P7S19Q109 Meeting Date: MAY 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- PETROBRAS DISTRIBUIDORA SA Ticker: BRDT3 Security ID: P1904D109 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Dismiss Directors and Fiscal Council For For Management Member 2 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3.1 Elect Edy Luiz Kogut as Director For For Management 3.2 Elect Alexandre Firme Carneiro as For For Management Director 3.3 Elect Maria Carolina Lacerda as For For Management Director 3.4 Elect Carlos Augusto Leone Piani as For For Management Director 3.5 Elect Claudio Roberto Ely as Director For For Management 3.6 Elect Leonel Dias de Andrade Neto as For For Management Director 3.7 Elect Mateus Affonso Bandeira as For For Management Director 3.8 Elect Pedro Santos Ripper as Director For For Management 3.9 Elect Ricardo Carvalho Maia as Director For For Management 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Edy Luiz Kogut as Director 5.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Firme Carneiro as Director 5.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Carolina Lacerda as Director 5.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Augusto Leone Piani as Director 5.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Roberto Ely as Director 5.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonel Dias de Andrade Neto as Director 5.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Mateus Affonso Bandeira as Director 5.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Santos Ripper as Director 5.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Carvalho Maia as Director 6 Elect Fiscal Council Member For Against Management 7 Elect Edy Luiz Kogut as Board Chairman None For Management 8 Elect Alexandre Firme Carneiro as None Abstain Management Board Chairman 9 Elect Maria Carolina Lacerda as Board None Abstain Management Chairman 10 Elect Carlos Augusto Leone Piani as None Abstain Management Board Chairman 11 Elect Claudio Roberto Ely as Board None Abstain Management Chairman 12 Elect Leonel Dias de Andrade Neto as None Abstain Management Board Chairman 13 Elect Mateus Affonso Bandeira as Board None Abstain Management Chairman 14 Elect Pedro Santos Ripper as Board None Abstain Management Chairman 15 Elect Ricardo Carvalho Maia as Board None Abstain Management Chairman 16 Amend Remuneration of Company's For Against Management Management -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dai Houliang as Director For For Shareholder 1.2 Elect Lv Bo as Director For For Shareholder 1.3 Elect Li Fanrong as Director For For Shareholder -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q138 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dai Houliang as Director For For Shareholder 1.2 Elect Lv Bo as Director For For Shareholder 1.3 Elect Li Fanrong as Director For For Shareholder -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve Final Dividend For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends 6 Approve KPMG Huazhen as Domestic For For Management Auditors and KPMG as International Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Liu Yuezhen as Director For For Management 7.2 Elect Duan Liangwei as Director For Against Management 8.1 Elect Elsie Leung Oi-sie as Director For Against Management 8.2 Elect Tokuchi Tatsuhito as Director For For Management 8.3 Elect Simon Henry as Director For For Management 8.4 Elect Cai Jinyong as Director For For Management 8.5 Elect Jiang, Simon X. as Director For For Management 9.1 Elect Xu Wenrong as Supervisor For For Shareholder 9.2 Elect Zhang Fengshan as Supervisor For For Shareholder 9.3 Elect Jiang Lifu as Supervisor For For Shareholder 9.4 Elect Lu Yaozhong as Supervisor For For Shareholder 9.5 Elect Wang Liang as Supervisor For For Shareholder 10 Approve the Guarantees to be Provided For Against Management to the Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board 11 Approve Unconditionally Grant a For For Management General Mandate to the Board to Determine and Deal with the Issue of Debt Financing Instruments 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H shares 13 Approve Amendments to the Business For For Shareholder Scope and Amendments to the Articles of Association -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q138 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve Final Dividend For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends 6 Approve KPMG Huazhen as Domestic For For Management Auditors and KPMG as International Auditors and Authorize Board to Fix Their Remuneration 7 Approve the Guarantees to be Provided For Against Management to the Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board 8 Approve Unconditionally Grant a For For Management General Mandate to the Board to Determine and Deal with the Issue of Debt Financing Instruments 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H shares 10 Approve Amendments to the Business For For Shareholder Scope and Amendments to the Articles of Association 11.1 Elect Liu Yuezhen as Director For For Management 11.2 Elect Duan Liangwei as Director For Against Management 12.1 Elect Elsie Leung Oi-sie as Director For Against Management 12.2 Elect Tokuchi Tatsuhito as Director For For Management 12.3 Elect Simon Henry as Director For For Management 12.4 Elect Cai Jinyong as Director For For Management 12.5 Elect Jiang, Simon X. as Director For For Management 13.1 Elect Xu Wenrong as Supervisor For For Shareholder 13.2 Elect Zhang Fengshan as Supervisor For For Shareholder 13.3 Elect Jiang Lifu as Supervisor For For Shareholder 13.4 Elect Lu Yaozhong as Supervisor For For Shareholder 13.5 Elect Wang Liang as Supervisor For For Shareholder -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331132 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nivio Ziviani and Walter Mendes For For Management de Oliveira Filho as Directors 2 Waive Tender Offer and Approve For For Management Company's Delisting from Bolsas y Mercados Argentinos S.A. (BYMA) 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nivio Ziviani and Walter Mendes For For Management de Oliveira Filho as Directors 2 Waive Tender Offer and Approve For For Management Company's Delisting from Bolsas y Mercados Argentinos S.A. (BYMA) -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331132 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Petrobras For For Management Logistica de Gas SA (Logigas) 2 Amend Articles and Consolidate Bylaws For For Management 3 Amend Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Petrobras For For Management Logistica de Gas SA (Logigas) 2 Amend Articles and Consolidate Bylaws For For Management 3 Amend Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331132 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Petrobras For For Management Negocios Eletronicos S.A. (e-PETRO) 2 Amend Articles and Consolidate Bylaws For Against Management 3 Elect Maria Claudia Guimaraes as For For Management Director 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETRONAS CHEMICALS GROUP BERHAD Ticker: 5183 Security ID: Y6811G103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Md Arif Mahmood as Director For For Management 2 Elect Toh Ah Wah as Director For For Management 3 Elect Yeoh Siew Ming as Director For For Management 4 Elect Noor Ilias Mohd Idris as Director For For Management 5 Approve Directors' Fees and Allowances For For Management 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PETRONAS DAGANGAN BERHAD Ticker: 5681 Security ID: Y6885A107 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nirmala Doraisamy as Director For For Management 2 Elect Azrul Osman Rani as Director For For Management 3 Elect Shafie Shamsuddin as Director For For Management 4 Elect Alvin Michael Hew Thai Kheam as For For Management Director 5 Approve Directors' Fees and Allowances For For Management 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Increase of Number of Directors For For Management -------------------------------------------------------------------------------- PETRONAS GAS BERHAD Ticker: 6033 Security ID: Y6885J116 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ab. Halim Mohyiddin as Director For For Management 2 Elect Emeliana Dallan Rice-Oxley as For For Management Director 3 Elect Adif Zulkifli as Director For For Management 4 Elect Marina Md Taib as Director For For Management 5 Approve Directors' Fees and Allowances For For Management 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PETRONET LNG LIMITED Ticker: 532522 Security ID: Y68259103 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect M.M. Kutty as Director For For Management 4 Reelect Shashi Shanker as Director For Against Management 5 Elect D. Rajkumar as Director For For Management 6 Elect B.C. Tripathi as Director None None Management 7 Elect Sanjiv Singh as Director For For Management 8 Elect Sunil Kumar Srivastava as For For Management Director 9 Elect Siddhartha Shekhar Singh as For For Management Director 10 Elect Arun Kumar as Director For For Management 11 Approve Remuneration of Cost Auditors For For Management 12 Approve Related Party Transactions For Against Management 13 Approve Related Party Transactions in For Against Management Relation to Transfer of Various Commercial Agreements for Supply of Goods and Services along with Rights and Obligations with Bharat Petroleum Corporation Limited to Bharat Gas Resources Limited 14 Amend Memorandum of Association For Against Management 15 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PFIZER LIMITED (INDIA) Ticker: 500680 Security ID: Y6890M120 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Elect Vivek Dhariwal as Director For For Management 4 Elect Milind Patil as Director For For Management 5 Approve Appointment and Remuneration For For Management of Milind Patil as Whole-time Director designated as Executive Director, Finance 6 Elect Meena Ganesh as Director For For Management 7 Reelect R. A. Shah as Director For For Management 8 Reelect Pradip Shah as Director For For Management 9 Reelect Uday Khanna as Director For For Management 10 Reelect Sunil Lalbhai as Director For For Management 11 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Did Not Vote Management 2 Elect WEIZHENG XU as Independent For Did Not Vote Management Director 3 Elect Zhu Jingwei as Non-Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For Did Not Vote Management Transactions 2 Approve Comprehensive Credit Line For Did Not Vote Management Application 3 Approve Use of Own Funds for Cash For Did Not Vote Management Management 4 Approve Use of Raised Funds for Cash For Did Not Vote Management Management -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Growth Enterprise Market Private Placement of Shares 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Issue Time For Did Not Vote Management 2.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.4 Approve Pricing Principles and Issue For Did Not Vote Management Price 2.5 Approve Issue Size For Did Not Vote Management 2.6 Approve Lock-up Period For Did Not Vote Management 2.7 Approve Listing Exchange For Did Not Vote Management 2.8 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.9 Approve Resolution Validity Period For Did Not Vote Management 2.10 Approve Amount and Usage of Raised For Did Not Vote Management Funds 3 Approve Plan on Private Placement of For Did Not Vote Management Shares 4 Approve Demonstration Analysis Report For Did Not Vote Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 6 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 7 Approve Related Party Transactions in For Did Not Vote Management Connection to Private Placement 8 Approve Signing of Conditional Share For Did Not Vote Management Subscription Agreement 9 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 11 Approve Shareholder Return Plan For Did Not Vote Management -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Profit Distribution For Did Not Vote Management 3 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 4 Approve Change in Accounting Estimates For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve 2019 Remuneration of Directors For Did Not Vote Management and Supervisors and 2020 Remuneration Plan 7 Approve Report of the Board of For Did Not Vote Management Directors 8 Approve Report of the Board of For Did Not Vote Management Supervisors 9 Approve Appointment of Auditor For Did Not Vote Management 10 Approve Report of the Independent For Did Not Vote Management Directors -------------------------------------------------------------------------------- PHARMAENGINE, INC. Ticker: 4162 Security ID: Y6894F105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- PHARMAESSENTIA CORP. Ticker: 6446 Security ID: Y6S28C101 Meeting Date: OCT 01, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt and/or Issuance of Ordinary Shares via Private Placement and/or Issuance of Foreign or Domestic Convertible Bonds via Private Placement -------------------------------------------------------------------------------- PHARMAESSENTIA CORP. Ticker: 6446 Security ID: Y6S28C101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Employee Stock Warrants For For Management 4 Approve Issuance of Ordinary Shares For For Management for Cash to Sponsor the Issuance of Overseas Depositary Receipts and/or Private Placement of Ordinary Shares and/or Private Placement of Overseas or Domestic Convertible Bonds -------------------------------------------------------------------------------- PHARMALLY INTERNATIONAL HOLDING CO., LTD. Ticker: 6452 Security ID: G7060F101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect HUANG,WEN-LIE, with SHAREHOLDER For For Management NO.0000005, as Non-Independent Director 6.2 Elect LU,XIANG-TAI, with SHAREHOLDER For Against Management NO.F122006XXX, as Non-Independent Director 6.3 Elect ZHANG,YONG-JIAN, with For For Management SHAREHOLDER NO.1977072XXX, as Non-Independent Director 6.4 Elect HUANG,GUANG-FU, with SHAREHOLDER For Against Management NO.0017390, as Non-Independent Director 6.5 Elect ZHAO,YONG-TAI, with SHAREHOLDER For Against Management NO.H120833XXX, as Independent Director 6.6 Elect YU,MIN-XIONG, with SHAREHOLDER For For Management NO.B121481XXX, as Independent Director 6.7 Elect TEE TIONG HONG, with SHAREHOLDER For Against Management NO.1973071XXX, as Independent Director 7 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 300759 Security ID: Y989K6101 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of H Shares Auditor For For Management 2 Approve Appointment of Auditor For For Management 3 Approve Increase in Registered Capital For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Articles of For For Management Association Applicable After the Listing of H Shares (Draft) 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders Applicable After the Listing of H Shares 7 Approve Authorization of the Board to For For Management Handle All Matters Related to Increase in Registered Capital and Amend Articles of Association -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6101 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Products Quota For For Management 2 Approve Foreign Exchange Hedging Quota For For Management 3 Approve Increase in Registered Capital For For Management 4 Approve Amendments to Articles of For For Management Association 5 Authorize Board to Deal with All For For Management Matters in Relation to the Increase in Registered Capital and Amendments to Articles of Association -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6101 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Statements For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report and Annual For For Management Results Announcement 6 Approve 2020 Remuneration of the For For Management Directors 7 Approve 2020 Remuneration of the For For Management Supervisors 8 Approve Engagement of Domestic Auditor For For Management 9 Approve Engagement of International For For Management Auditor 10 Approve 2020 Guarantees Quota For For Management 11 Approve 2020 Investment Products Quota For For Management 12 Approve 2020 Foreign Exchange Hedging For For Management Quota 13 Approve Subscription of Liability For For Management Insurance for Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- PHIHONG TECHNOLOGY CO., LTD. Ticker: 2457 Security ID: Y6896C100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4.1 Elect LIN, CHUNG-MING, with For For Management SHAREHOLDER NO.1, as Non-Independent Director 4.2 Elect LIN, YANG-HUNG, a Representative For For Management of KUAN FENG INVESTMENT LTD, with SHAREHOLDER NO.48106, as Non-Independent Director 4.3 Elect LIN, FEI-HUNG, with SHAREHOLDER For Against Management NO.658, as Non-Independent Director 4.4 Elect WANG, CHIA-KOUN, with ID No. For Against Management Y120147XXX, as Non-Independent Director 4.5 Elect CHOW, DAH-JEN, with ID No. For Against Management A120764XXX, as Non-Independent Director 4.6 Elect CHIANG, WEI-FENG, with ID No. For Against Management S120119XXX, as Non-Independent Director 4.7 Elect CHOU, MING-CHIH, with ID No. For Against Management E121550XXX, as Non-Independent Director 4.8 Elect YANG, SHIH-HSIUNG, with For Against Management SHAREHOLDER NO.116767, as Non-Independent Director 4.9 Elect HUNG, YU-YUAN, with ID No. For For Management Q120018XXX, as Independent Director 4.10 Elect LIN, KUEI-HUNG, with SHAREHOLDER For For Management NO.660, as Independent Director 4.11 Elect CHANG, HSIEN-TA, with ID No. For For Management A123910XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PHILIP MORRIS CR AS Ticker: TABAK Security ID: X6547B106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Board Report on For For Management Company's Operations 2 Receive Supervisory Board Report None None Management 3.1 Approve Financial Statements For For Management 3.2 Approve Consolidated Financial For For Management Statements 3.3 Approve Allocation of Income and For For Management Dividends of CZK 1,560 per Share 4 Approve Remuneration Policy For For Management 5.1 Elect Piotr Cerek as Management Board For For Management Member 5.2 Elect Petr Sebek as Management Board For For Management Member 6.1 Approve Contracts on Performance of For For Management Functions with Piotr Cerek (Management Board Member) 6.2 Approve Contracts on Performance of For For Management Functions with Petr Sebek (Management Board Member) 7 Elect Stefan Bauer as Supervisory For Against Management Board Member 8.1 Approve Contracts on Performance of For Against Management Functions with Stefan Bauer (Supervisory Board Member) 8.2 Approve Contracts on Performance of For For Management Functions with Richard Vasicek (Supervisory Board Member) 9 Elect Stefan Bauer as Member of Audit For Against Management Committee 10 Approve Contracts on Performance of For Against Management Functions with Stefan Bauer (Audit Committee Member) 11 Ratify PricewaterhouseCoopers Audit s. For For Management r.o. as Auditor -------------------------------------------------------------------------------- PHISON ELECTRONICS CORP. Ticker: 8299 Security ID: Y7136T101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect Khein Seng Pua, with Shareholder For For Management No. 2, as Non-Independent Director 3.2 Elect Chee Kong Aw Yong, with For For Management Shareholder No. 12, as Non-Independent Director 3.3 Elect Tzung Horng Kuang, with For For Management Shareholder No. 33, as Non-Independent Director 3.4 Elect Chih Jen Hsu, a Representative For For Management of Cheng He Investment Co.,Ltd. with Shareholder No. 89024, as Non-Independent Director 3.5 Elect Jiunn Yeong Yang, with For For Management Shareholder No. 13, as Non-Independent Director 3.6 Elect Hiroto Nakai, a Representative For For Management of Trusted Investment Account of KIOXIA Corporation by First Bank with Shareholder No. 110084, as Non-Independent Director 3.7 Elect Chen Wei Wang with ID No. For For Management L101796xxx as Independent Director 3.8 Elect Wen Chiu Chung with ID No. For For Management J220365xxx as Independent Director 3.9 Elect Yu Lun Huang with ID No. For For Management T220290xxx as Independent Director 4 Approve Issuance of Shares via a For For Management Private Placement 5 Approve Amendments to Articles of For For Management Association 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- PHOENIX MEDIA INVESTMENT (HOLDINGS) LIMITED Ticker: 2008 Security ID: G70626109 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement and For For Management Related Transactions 2 Elect Zhang Dong as Director and For For Management Authorize Board to Fix His Remuneration 3 Elect Sun Qiang Chang as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- PHOENIX MEDIA INVESTMENT (HOLDINGS) LIMITED Ticker: 2008 Security ID: G70626109 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Agreement and Related For For Management Transactions 2 Elect Huang Tao as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- PHOENIX MEDIA INVESTMENT (HOLDINGS) LIMITED Ticker: 2008 Security ID: G70626109 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Chui Keung as Director For For Management 3 Elect Wang Ji Yan as Director For For Management 4 Elect Jian Qin as Director For Against Management 5 Elect Thaddeus Thomas Beczak as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: OCT 04, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JAN 24, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of RUB 48 per Share For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 18 per Share 4.1 Elect Igor Antoshin as Director None Against Management 4.2 Elect Irina Bokova as Director None For Management 4.3 Elect Andrei A. Gurev as Director None Against Management 4.4 Elect Andrei G. Gurev as Director None Against Management 4.5 Elect Sven Ombudstvedt as Director None For Management 4.6 Elect Roman Osipov as Director None Against Management 4.7 Elect Natalia Pashkevich as Director None For Management 4.8 Elect Sergei Pronin as Director None Against Management 4.9 Elect James Rogers as Director None For Management 4.10 Elect Ivan Rodionov as Director None Against Management 4.11 Elect Xavier Rolet as Director None For Management 4.12 Elect Marcus Rhodes as Director None For Management 4.13 Elect Mikhail Rybnikov as Director None Against Management 4.14 Elect Sergei Sereda as Director None Against Management 4.15 Elect Aleksei Sirotenko as Director None Against Management 4.16 Elect Aleksandr Sharabaiko as Director None Against Management 4.17 Elect Andrei Sharonov as Director None For Management 5 Approve Remuneration of Directors For For Management 6.1 Elect Ekaterina Viktorova as Member of For For Management Audit Commission 6.2 Elect Elena Kriuchkova as Member of For For Management Audit Commission 6.3 Elect Olga Lizunova as Member of Audit For For Management Commission 7 Ratify FBK as Auditor For For Management 8 Approve Related-Party Transaction Re: For For Management Loan Agreement -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 78 For For Management per Share for First Quarter of Fiscal 2020 -------------------------------------------------------------------------------- PI INDUSTRIES LIMITED Ticker: 523642 Security ID: Y6978D141 Meeting Date: SEP 09, 2019 Meeting Type: Annual Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Rajnish Sarna as Director For Against Management 4 Approve Elevation of Position and For For Management Remuneration of Mayank Singhal from Managing Director & CEO to Vice Chairman & Managing Director 5 Elect Raman Ramachandran as Director For For Management 6 Approve Appointment and Remuneration For Against Management of Raman Ramachandran as Managing Director & CEO 7 Approve Payment of Commission to For For Management Non-Executive Directors 8 Approve Pravin K. Laheri to Continue For Against Management Office as Non-Executive Independent Director 9 Approve Remuneration of Cost Auditors For For Management 10 Adopt New Articles of Association For Against Management 11 Amend Capital Clause of the Memorandum For For Management of Association 12 Amend Object Clause of Memorandum of For For Management Association -------------------------------------------------------------------------------- PI INDUSTRIES LIMITED Ticker: 523642 Security ID: Y6978D141 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PICC PROPERTY & CASUALTY CO. LTD. Ticker: 2328 Security ID: Y6975Z103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Caishi as Director For For Management 2 Elect Zhang Xiaoli as Supervisor For For Management 3 Approve 2019 Report of the Board of For For Management Directors 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve 2019 Audited Financial For For Management Statements and Auditor's Report 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve 2020 Directors' Fees For For Management 8 Approve 2020 Supervisors' Fees For For Management 9 Approve Deloitte Touche Tohmatsu as For For Management International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 10 Approve 2019 Performance Report and For For Management Performance Evaluation Results of Independent Directors 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect New Capital Structure -------------------------------------------------------------------------------- PICK N PAY STORES LIMITED Ticker: PIK Security ID: S60947108 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors of the Company 2.1 Re-elect Hugh Herman as Director For For Management 2.2 Re-elect Jeff van Rooyen as Director For For Management 2.3 Re-elect David Friedland as Director For For Management 2.4 Re-elect Suzanne Ackerman-Berman as For For Management Director 2.5 Re-elect Jonathan Ackerman as Director For For Management 3.1 Re-elect Jeff van Rooyen as Member of For For Management the Audit, Risk and Compliance Committee 3.2 Re-elect Hugh Herman as Member of the For For Management Audit, Risk and Compliance Committee 3.3 Re-elect Audrey Mothupi as Member of For For Management the Audit, Risk and Compliance Committee 3.4 Re-elect David Friedland as Member of For For Management the Audit, Risk and Compliance Committee 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 1 Approve Directors' Fees for the 2020 For Against Management and 2021 Annual Financial Periods 2.1 Approve Financial Assistance to For For Management Related or Inter-related Companies or Corporations 2.2 Approve Financial Assistance to an For For Management Employee of the Company or its Subsidiaries 3 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PIDILITE INDUSTRIES LIMITED Ticker: 500331 Security ID: Y6977T139 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect A N Parekh as Director For For Management 4 Reelect N K Parekh as Director For For Management 5 Reelect B S Mehta as Director For For Management 6 Reelect Uday Khanna as Director For For Management 7 Reelect Meera Shankar as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- PIHSIANG MACHINERY MANUFACTURING CO., LTD. Ticker: 1729 Security ID: Y69788100 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For Did Not Vote Management Financial Statements 2 Approve Statement of Profit and Loss For Did Not Vote Management Appropriation 3 Transact Other Business For Did Not Vote Management -------------------------------------------------------------------------------- PING AN BANK CO., LTD. Ticker: 000001 Security ID: Y6896T103 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board of Directors For For Management 2.1 Elect Xie Yonglin as Non-Executive For For Management Director 2.2 Elect Chen Xinying as Non-Executive For For Management Director 2.3 Elect Yao Bo as Non-Executive Director For For Management 2.4 Elect Ye Sulan as Non-Executive For For Management Director 2.5 Elect Cai Fangfang as Non-Executive For For Management Director 2.6 Elect Guo Jian as Non-Executive For For Management Director 3.1 Elect Hu Yuefei as Executive Director For For Management 3.2 Elect Yang Zhiqun as Executive Director For For Management 3.3 Elect Guo Shibang as Executive Director For For Management 3.4 Elect Xiang Youzhi as Executive For For Management Director 4.1 Elect Guo Tianyong as Independent For For Management Director 4.2 Elect Yang Rusheng as Independent For For Management Director 4.3 Elect Yang Jun as Independent Director For For Management 4.4 Elect Li Jiashi as Independent Director For For Management 4.5 Elect Ai Chunrong as Independent For For Management Director 4.6 Elect Cai Hongbin as Independent For For Management Director 5 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- PING AN BANK CO., LTD. Ticker: 000001 Security ID: Y6896T103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Related Party Transactions and For For Management Implementation of Related Party Transaction Management System 7 Approve to Appoint Auditor For For Management 8 Approve Composition of Board of the For For Management Supervisory Committee 9 Elect Che Guobao as Supervisor For For Management 10.1 Elect Wang Chunhan as Supervisor For For Management 10.2 Elect Wang Songqi as Supervisor For For Management 10.3 Elect Han Xiaojing as Supervisor For For Management -------------------------------------------------------------------------------- PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED Ticker: 1833 Security ID: G71139102 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Products and For For Management Services Revised Annual Caps 2 Approve Services Purchasing Revised For For Management Annual Caps -------------------------------------------------------------------------------- PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED Ticker: 1833 Security ID: G71139102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Wang Tao as Director For For Management 2a2 Elect Tan Sin Yin as Director For For Management 2a3 Elect Lin Lijun as Director For For Management 2a4 Elect Pan Zhongwu as Director For For Management 2a5 Elect Tang Yunwei as Director For For Management 2a6 Elect Guo Tianyong as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xie Yonglin as Director For For Management 1.02 Elect Tan Sin Yin as Director For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790114 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xie Yonglin as Director For For Management 1.02 Elect Tan Sin Yin as Director For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790114 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Financial Statements and For For Management Statutory Reports 5 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019 Performance Evaluation of For For Management Independent Non-Executive Directors 8 Approve Issuance of Debt Financing For For Management Instruments 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Amend Articles of Association For For Management 11 Elect Lu Min as Director For For Shareholder -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Financial Statements and For For Management Statutory Reports 5 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019 Performance Evaluation of For For Management Independent Non-Executive Directors 8 Approve Issuance of Debt Financing For For Management Instruments 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Amend Articles of Association For For Management 11 Elect Lu Min as Director For For Shareholder -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Financial Leasing with CCB For For Management Financial Leasing Co., Ltd. 3 Approve Financial Leasing with For For Management Shanghai Guohou Financial Leasing Co., Ltd. 4 Approve Signing of Resource For For Management Integration Commission Service Agreement 5.1 Elect Pan Shuqi as Non-independent For For Management Director 5.2 Elect Wang Liang as Non-independent For For Management Director 5.3 Elect Zhang Jianguo as Non-independent For For Management Director 5.4 Elect Zhang Jinchang as For For Management Non-independent Director 5.5 Elect Tu Xingzi as Non-independent For For Management Director 5.6 Elect Wang Xinyi as Non-independent For For Management Director 5.7 Elect Kang Guofeng as Non-independent For For Management Director 5.8 Elect Zhao Yuntong as Non-independent For For Management Director 5.9 Elect Liang Hongxia as Non-independent For For Management Director 5.10 Elect Li Baoku as Independent Director For For Management 5.11 Elect Lu Yiyu as Independent Director For For Management 5.12 Elect Chen Ying as Independent Director For For Management 5.13 Elect Zhou Yangmin as Independent For For Management Director 5.14 Elect Chen Daisong as Independent For For Management Director 6.1 Elect Zhang Youyi as Supervisor For For Shareholder 6.2 Elect Liu Xinye as Supervisor For For Shareholder 6.3 Elect Zhao Quanshan as Supervisor For For Shareholder 6.4 Elect Liang Jianmin as Supervisor For For Shareholder 6.5 Elect Wang Qishan as Supervisor For For Shareholder 6.6 Elect Wang Shaofeng as Supervisor For For Shareholder -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association to Expand Business Scope 2 Approve Financial Leasing with CCB For Did Not Vote Management Financial Leasing Co., Ltd. 3 Approve Financial Leasing with For Did Not Vote Management Shanghai Guohou Financial Leasing Co., Ltd. 4 Approve Signing of Resource For Did Not Vote Management Integration Commission Service Agreement 5.1 Elect Pan Shuqi as Non-independent For Did Not Vote Management Director 5.2 Elect Wang Liang as Non-independent For Did Not Vote Management Director 5.3 Elect Zhang Jianguo as Non-independent For Did Not Vote Management Director 5.4 Elect Zhang Jinchang as For Did Not Vote Management Non-independent Director 5.5 Elect Tu Xingzi as Non-independent For Did Not Vote Management Director 5.6 Elect Wang Xinyi as Non-independent For Did Not Vote Management Director 5.7 Elect Kang Guofeng as Non-independent For Did Not Vote Management Director 5.8 Elect Zhao Yuntong as Non-independent For Did Not Vote Management Director 5.9 Elect Liang Hongxia as Non-independent For Did Not Vote Management Director 5.10 Elect Li Baoku as Independent Director For Did Not Vote Management 5.11 Elect Lu Yiyu as Independent Director For Did Not Vote Management 5.12 Elect Chen Ying as Independent Director For Did Not Vote Management 5.13 Elect Zhou Yangmin as Independent For Did Not Vote Management Director 5.14 Elect Chen Daisong as Independent For Did Not Vote Management Director 6.1 Elect Zhang Youyi as Supervisor For Did Not Vote Shareholder 6.2 Elect Liu Xinye as Supervisor For Did Not Vote Shareholder 6.3 Elect Zhao Quanshan as Supervisor For Did Not Vote Shareholder 6.4 Elect Liang Jianmin as Supervisor For Did Not Vote Shareholder 6.5 Elect Wang Qishan as Supervisor For Did Not Vote Shareholder 6.6 Elect Wang Shaofeng as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 7 About Production and Operation For For Management Investment Plan 8 Approve Appointment of Auditor For For Management 9 Approve Financial Leasing Business For For Management 10 Approve Allowance of Independent For For Management Directors 11 Approve Issuance of Medium-term Notes For For Management 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve 2019 Daily Related Party For Did Not Vote Management Transactions and 2020 Daily Related Party Transactions 7 About Production and Operation For Did Not Vote Management Investment Plan 8 Approve Appointment of Auditor For Did Not Vote Management 9 Approve Financial Leasing Business For Did Not Vote Management 10 Approve Allowance of Independent For Did Not Vote Management Directors 11 Approve Issuance of Medium-term Notes For Did Not Vote Management 12 Approve Shareholder Return Plan For Did Not Vote Management -------------------------------------------------------------------------------- PIONEER FOOD GROUP LTD. Ticker: PFG Security ID: S6279F107 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in Terms For For Management of Section 114 and 115 of the Companies Act by Pioneer Foods Shareholders 2 Approve Scheme of Arrangement in Terms For For Management of Section 114 and 115 of the Companies Act by Pioneer Foods Ordinary Shareholders 3 Authorise Specific Repurchase of For For Management Shares from the BEE Trust 4 Authorise Specific Repurchase of the For For Management Pioneer Foods Class A Shares 5 Approve Revocation of Special For For Management Resolution Number 1, 2, 3 and 4 if the Scheme Otherwise Lapses or Fails 6 Approve Payments to the Members of the For For Management Independent Board in Relation to the Pepsi Offer 1 Approve Delisting of Ordinary Shares For For Management from the Main Board of the JSE 2 Amend Phantom Share Plan For For Management 3 Authorise Pioneer Foods to Make the For For Management BEE Payment Directly or Indirectly to the BEE Transaction Participants 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PIONEERS HOLDING CO. Ticker: PIOH Security ID: M7925C106 Meeting Date: APR 18, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Offers by Pioneers For Did Not Vote Management Holding Co to Acquire Target Companies 2 Approve Fair Price Proposal For Did Not Vote Management 3 Approve Fair Price Proposal by the For Did Not Vote Management Company for All Target Companies 4 Issue Shares in Connection with For Did Not Vote Management Acquisition -------------------------------------------------------------------------------- PIONEERS HOLDING CO. Ticker: PIOH Security ID: M7925C106 Meeting Date: APR 18, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Issued Capital by For Did Not Vote Management 287,588,400 Shares 2 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions Re: Capital Increase and Amend Articles 6 and 7 of Bylaws -------------------------------------------------------------------------------- PIONEERS HOLDING CO. Ticker: PIOH Security ID: M7925C106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Approve Corporate Governance Report For Did Not Vote Management for FY 2019 4 Approve Standalone and Consolidated For Did Not Vote Management Financial Statements for FY 2019 5 Approve Discharge of Directors for FY For Did Not Vote Management 2019 6 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2019 and FY 2020 7 Approve Remuneration, Sitting Fees and For Did Not Vote Management Travel Allowances of Directors for FY 2019 and FY 2020 8 Approve Allocation of Income and For Did Not Vote Management Dividends 9 Approve Charitable Donations of More For Did Not Vote Management Than EGP 1000 for FY 2020 10 Authorize Directors to Serve as For Did Not Vote Management Directors and Fill Executive Positions in Other Companies -------------------------------------------------------------------------------- PIONEERS HOLDING CO. Ticker: PIOH Security ID: M7925C106 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Terminate Previous Employee Stock For Did Not Vote Management Purchase Plan 2 Approve Employee Stock Purchase Plan For Did Not Vote Management and Authorize The Board to Determine Share Purchase Price -------------------------------------------------------------------------------- PIRAEUS BANK SA Ticker: TPEIR Security ID: X06397222 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Demerger by Absorption For For Management -------------------------------------------------------------------------------- PIRAEUS BANK SA Ticker: TPEIR Security ID: X06397222 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Omission of Dividends 2 Receive Information on Director None None Management Appointments 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Ratify Auditors For For Management 5 Approve Director Remuneration For For Management 6 Advisory Vote on Remuneration Report For For Management 7 Elect Directors (Bundled) For For Management 8 Elect Members of Audit Committee For For Management (Bundled) 9 Authorize Board to Participate in For For Management Companies with Similar Business Interests 10 Approve Related Party Transactions For For Management 11 Various Announcements None None Management -------------------------------------------------------------------------------- PIRAMAL ENTERPRISES LIMITED Ticker: 500302 Security ID: Y6941N101 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Swati A. Piramal as Director For For Management 4 Elect Arundhati Bhattacharya as For For Management Director 5 Approve Remuneration of Cost Auditors For For Management 6 Authorize Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- PIRAMAL ENTERPRISES LIMITED Ticker: 500302 Security ID: Y6941N101 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Compulsorily For For Management Convertible Debentures on a Preferential Basis -------------------------------------------------------------------------------- PIRAMAL ENTERPRISES LIMITED Ticker: 500302 Security ID: Y6941N101 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Divestment of Healthcare For For Management Insights and Analytics Business -------------------------------------------------------------------------------- PIXART IMAGING, INC. Ticker: 3227 Security ID: Y6986P102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect SEN-HUANG HUANG, with For For Management SHAREHOLDER NO.3 as Non-independent Director 1.2 Elect YI-TSUNG HUANG, a Representative For For Management of HSUN CHIEH INVESTMENT CO., LTD., with SHAREHOLDER NO.116, as Non-independent Director 1.3 Elect LI-JEN SHIH, a Representative of For For Management YUAN TING INVESTMENT CO., LTD., with SHAREHOLDER NO.85451, as Non-independent Director 1.4 Elect WEN-CHIN CHENG, with SHAREHOLDER For For Management NO.K120206XXX as Independent Director 1.5 Elect JUNG-LU LIN, with SHAREHOLDER NO. For For Management A110397XXX as Independent Director 1.6 Elect JO-LAN LIU, with SHAREHOLDER NO. For For Management M220605XXX as Independent Director 1.7 Elect HSING-YUAN HSU, with SHAREHOLDER For Against Management NO.2146 as Independent Director 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Plan on Profit Distribution For For Management 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PKU HEALTHCARE CORP. LTD. Ticker: 000788 Security ID: Y8116C100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For Against Management 6 Approve Financing Plan and Provision For For Management of Guarantee 7 Approve Daily Related Party For For Management Transactions 8 Approve Confirmation of 2019 Related For For Management Party Transactions 9 Approve Auditor's Report and For For Management Appointment of Auditor 10 Approve to Appoint Internal Auditor For For Management 11 Approve Salary Payment to Employees For For Management Related to Divestiture of Major Assets Restructuring 12 Amend Articles of Association For For Management 13 Approve External Guarantee and Related For Against Management Transactions 14 Elect Zhang Bicheng as Supervisor For For Management -------------------------------------------------------------------------------- PLAN B MEDIA PUBLIC COMPANY LIMITED Ticker: PLANB Security ID: Y6987F111 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Assets For For Management Transaction, Entering into the Connected Transaction, Investment in Master Ad Public Company Limited, Entering into the Right to Sell Advertising Media Agreement with MACO and Related Transactions 2 Approve Appointment of Chief Executive For For Management Officer or an Authorized Person to Undertake Any Acts in Relation to the Acquisition of Assets Transaction and Connected Transaction with Master Ad Public Company Limited and VGI Public Company Limited 3 Other Business For Against Management -------------------------------------------------------------------------------- PLAZA SA Ticker: MALLPLAZA Security ID: P7898L106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Auditors' Report For For Management 3 Approve Allocation of Income and For For Management Dividends of CLP 15.45 Per Share 4 Approve Dividend Policy For For Management 5 Approve Remuneration of Directors For For Management 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Designate Newspaper to Publish Company For For Management Announcements 9 Receive Report Regarding Related-Party For For Management Transactions 10 Present Directors' Committee Report on For For Management Activities 11 Approve Remuneration of Directors' For For Management Committee 12 Approve Budget for Directors' Committee For For Management -------------------------------------------------------------------------------- PLAZA SA Ticker: MALLPLAZA Security ID: P7898L106 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Location of Company For Against Management Headquarters and Amend Article 2 Accordingly -------------------------------------------------------------------------------- PLDT INC. Ticker: TEL Security ID: Y7072Q103 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Audited Financial For For Management Statements for the Fiscal Year Ending December 31, 2019 Contained in the Company's 2019 Annual Report 2.1 Elect Bernido H. Liu as Director For Withhold Management 2.2 Elect Artemio V. Panganiban as Director For Withhold Management 2.3 Elect Pedro E. Roxas as Director For Withhold Management 2.4 Elect Manuel L. Argel, Jr. as Director For Withhold Management 2.5 Elect Helen Y. Dee as Director For Withhold Management 2.6 Elect Ray C. Espinosa as Director For Withhold Management 2.7 Elect James L. Go as Director For Withhold Management 2.8 Elect Shigeki Hayashi as Director For Withhold Management 2.9 Elect Junichi Igarashi as Director For Withhold Management 2.10 Elect Manuel V. Pangilinan as Director For For Management 2.11 Elect Ma. Lourdes C. Rausa-Chan as For Withhold Management Director 2.12 Elect Albert F. del Rosario as Director For Withhold Management 2.13 Elect Marife B. Zamora as Director For Withhold Management 3 Approve Amendment of the Second For For Management Article of the Amended Articles of Incorporation -------------------------------------------------------------------------------- PNB HOUSING FINANCE LIMITED Ticker: 540173 Security ID: Y6S766105 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sunil Kaul as Director For For Management 4 Elect L V Prabhakar as Director For For Management 5 Elect Neeraj Vyas as Director For For Management 6 Reelect Shital Kumar Jain as Director For For Management 7 Approve Material Related Party For Against Management Transaction 8 Approve Borrowing and Issuance of For For Management Non-Convertible Debentures/Bonds/Other Instruments on Private Placement Basis -------------------------------------------------------------------------------- POLARIS BAY GROUP CO., LTD. Ticker: 600155 Security ID: Y3120E101 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Siming as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- POLARIS BAY GROUP CO., LTD. Ticker: 600155 Security ID: Y3120E101 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Differential Election For For Management in Electing Directors and Supervisors 2.1 Elect Tao Yongze as Non-independent For For Management Director 2.2 Elect Yu Siming as Non-independent For For Management Director 2.3 Elect Hong Ming as Non-independent For For Management Director 2.4 Elect Dai Minghua as Non-independent For For Management Director 2.5 Elect Li Jianxiong as Non-independent None For Shareholder Director 2.6 Elect Zhang Minggui as Non-independent None For Shareholder Director 2.7 Elect Qian Zheng as Non-independent None Against Shareholder Director 2.8 Elect Peng Bo as Non-independent None Against Shareholder Director 2.9 Elect Zhang Kedong as Independent For For Management Director 2.10 Elect Liu Dengqing as Independent For For Management Director 2.11 Elect Yu Xugang as Independent Director For For Management 3.1 Elect Yang Li as Supervisor For For Shareholder 3.2 Elect Li Hongshun as Supervisor For For Shareholder 3.3 Elect Nie Wei as Supervisor For For Management 4 Approve Allowance of Directors For For Management 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- POLARIS BAY GROUP CO., LTD. Ticker: 600155 Security ID: Y3120E101 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Daily Related Party For For Management Transactions 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Authorization Regarding For For Management Issuance of Domestic Debt Financing Instrument 11 Amend Articles of Association For For Management 12 Approve Formulation of Investment For For Management Management System -------------------------------------------------------------------------------- POLISAN HOLDING AS Ticker: POLHO Security ID: M7867V104 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Statutory Reports For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Ratify External Auditors For For Management 8 Ratify Director Appointment For Against Management 9 Approve Director Remuneration For Against Management 10 Receive Information on Remuneration None None Management Policy and Director Remuneration for 2019 11 Receive Information on Related Party None None Management Transactions 12 Receive Information on Donations Made For Against Management in 2019 and Approve Upper Limit of Donations for 2020 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Wishes and Close Meeting None None Management -------------------------------------------------------------------------------- POLY CULTURE GROUP CORP. LTD. Ticker: 3636 Security ID: Y6S9B3102 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewal of Continuing For For Management Connected Transactions Contemplated Under the New Cinema Box Office Income Sharing Framework Agreement and the Proposed Annual Caps 2 Approve Continuing Connected For For Management Transactions Contemplated Under the Property Lease Framework Agreement and the Proposed Annual Caps -------------------------------------------------------------------------------- POLY CULTURE GROUP CORP. LTD. Ticker: 3636 Security ID: Y6S9B3102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Board of For For Management Supervisors 4 Approve 2019 Financial Report For For Management 5 Approve 2019 Dividend Distribution Plan For For Management 6 Approve 2020 Engagement of For For Management International Auditor 7 Approve 2020 Financial Budget For For Management 8 Approve 2020 Financing Loans For For Management 9 Approve 2020 Provision of Loans for For Against Management Subsidiaries 10 Approve 2020 Provision of Guarantee For Against Management for Subsidiaries 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Approve Grant of General Mandate to For For Management Board of Directors to Issue Domestic Medium Term Notes 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- POLY CULTURE GROUP CORP. LTD. Ticker: 3636 Security ID: Y6S9B3102 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD. Ticker: 600048 Security ID: Y7000Q100 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management with Poly Finance Co., Ltd. 2.1 Elect Song Guangju as Non-Independent For For Shareholder Director 2.2 Elect Zhang Zhengao as Non-Independent For For Shareholder Director 2.3 Elect Fu Junyuan as Non-Independent For For Shareholder Director 2.4 Elect Zhang Wanshun as Non-Independent For For Shareholder Director 2.5 Elect Liu Ping as Non-Independent For For Shareholder Director 2.6 Elect Xing Yi as Non-Independent For For Shareholder Director 3.1 Elect Zhu Zhengfu as Independent For For Management Director 3.2 Elect Li Fei as Independent Director For For Management 3.3 Elect Dai Deming as Independent For For Management Director 4.1 Elect Fu Jun as Supervisor For For Shareholder 4.2 Elect Liu Juncai as Supervisor For For Shareholder -------------------------------------------------------------------------------- POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD. Ticker: 600048 Security ID: Y7000Q100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Investment Plan For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve External Guarantees For Against Management 9 Approve Loan Application and Guarantees For For Management 10 Approve Related Party Transactions For For Management 11 Approve Issuance of Medium-term Notes For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- POLY PROPERTY GROUP CO., LIMITED Ticker: 119 Security ID: Y7064G105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Han Qingtao as Director For Against Management 3B Elect Ye Liwen as Director For Against Management 3C Elect Leung Sau Fan, Sylvia as Director For For Management 3D Elect Wong Ka Lun as Director For For Management 3E Authorize Board to Fix Remuneration of For For Management Directors 4 Approve BDO Limited as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- POLY UNION CHEMICAL HOLDING GROUP CO., LTD. Ticker: 002037 Security ID: Y2945G119 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Guarantee Provision Plan For For Management 8 Approve Issuance of Commercial Papers For For Management -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: X59432108 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 162. For For Management 98 per Share for First Six Months of Fiscal 2019 2 Approve Increase in Share Capital For For Management through Issuance of 700,000 Ordinary Shares via Closed Subscription -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: 73181M117 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 162. For For Management 98 per Share for First Six Months of Fiscal 2019 2 Approve Increase in Share Capital For For Management through Issuance of 700,000 Ordinary Shares via Closed Subscription -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: X59432108 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Share Capital For Against Management through Issuance of 3,130,000 Ordinary Shares via Closed Subscription -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: 73181M117 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Share Capital For Against Management through Issuance of 3,130,000 Ordinary Shares via Closed Subscription -------------------------------------------------------------------------------- PORTO SEGURO SA Ticker: PSSA3 Security ID: P7905C107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Ratify Interest-on-Capital-Stock For For Management Payment 4 Approve Dividends and For For Management Interest-on-Capital-Stock Payment Date 5 Fix Number of Directors at Seven For For Management 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For For Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Bruno Campos Garfinkel as Board Chairman 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marco Ambrogio Crespi Bonomi as Board Vice-Chairman 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Luiza Campos Garfinkel as Director 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio de Andrade Schettini as Director 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Luiz Cerize as Independent Director 10.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Sergio Kakinoff as Independent Director 10.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Patricia M. Muratori Calfat as Independent Director 11 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Approve Remuneration of Company's For Against Management Management and Fiscal Council 13 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- PORTO SEGURO SA Ticker: PSSA3 Security ID: P7905C107 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management Without Issuance of Shares and Amend Article 5 Accordingly 2 Amend Article 2 Re: Company For For Management Headquarters 3 Amend Article 14 For For Management 4 Amend Articles 18 and 22 For For Management 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- PORTON PHARMA SOLUTIONS LTD. Ticker: 300363 Security ID: Y6987T103 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- PORTON PHARMA SOLUTIONS LTD. Ticker: 300363 Security ID: Y6987T103 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- PORTON PHARMA SOLUTIONS LTD. Ticker: 300363 Security ID: Y6987T103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Financial Budget For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve to Appoint Auditor For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- PORTON PHARMA SOLUTIONS LTD. Ticker: 300363 Security ID: Y6987T103 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- POS MALAYSIA BERHAD Ticker: 4634 Security ID: Y7026S106 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Yasmin binti Mahmood as Director For For Management 3 Elect Ahmad Suhaimi bin Endut as For For Management Director 4 Elect Faisal Albar bin Syed A. R Albar For For Management as Director 5 Elect Rukiah binti Abd Majid as For For Management Director 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Abdul Hamid bin Sh Mohamed to None None Management Continue Office as Independent Non-Executive Director 8 Approve Ibrahim Mahaludin bin Puteh to For For Management Continue Office as Senior Independent Non-Executive Director 9 Approve Directors' Fees For For Management 10 Approve Directors' Benefits For For Management 11 Approve Renewal of Existing For For Management Shareholders' Mandate for Recurrent Related Party Transactions 12 Approve New Shareholders' Mandate for For For Management New Recurrent Related Party Transactions 13 Adopt New Constitution For For Management -------------------------------------------------------------------------------- POS MALAYSIA BERHAD Ticker: 4634 Security ID: Y7026S106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ahmed Fairuz bin Abdul Aziz as For For Management Director 2 Elect Ibrahim Mahaludin bin Puteh as For For Management Director 3 Elect Idris bin Abdullah @ Das Murthy For For Management as Director 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits For For Management 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Ibrahim Mahaludin bin Puteh to For For Management Continue Office as Independent Director 8 Approve Renewal of Existing For For Management Shareholders' Mandate for Recurrent Related Party Transactions 9 Approve New Shareholders' Mandate for For For Management New Recurrent Related Party Transactions -------------------------------------------------------------------------------- POSIFLEX TECHNOLOGIES, INC. Ticker: 8114 Security ID: Y7026Q100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Mao-Sung Chen, with SHAREHOLDER For For Management NO.0000005 as Non-independent Director 4.2 Elect Mao-Chiang Chen, a For For Management Representative of Trend Star Co., Ltd. , with SHAREHOLDER NO.0019199, as Non-independent Director 4.3 Elect Mao-Jung Chen, a Representative For For Management of Beteh Corp., with SHAREHOLDER NO. 0000141 as Non-independent Director 4.4 Elect Chieh-Wen Cheng, a For For Management Representative of Esquarre Capital, with SHAREHOLDER NO.0025277, as Non-independent Director 4.5 Elect Yi-Ming Chiang, a Representative For For Management of Esquarre Capital, with SHAREHOLDER NO.0025277, as Non-independent Director 4.6 Elect Cheng-Lai Shen, a Representative For For Management of Enrich Investment Inc., with SHAREHOLDER NO.0026762, as Non-independent Director 4.7 Elect Hong-Cherng Wu, with SHAREHOLDER For For Management NO.R120019XXX as Independent Director 4.8 Elect Bi-Lan Pan, with SHAREHOLDER NO. For For Management 0023615 as Independent Director 4.9 Elect Chi-Wen Chang, with SHAREHOLDER For For Management NO.A220828XXX as Independent Director 5 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xuewen as Director For For Management 2 Elect Yao Hong as Director For For Management 3 Elect Fu Tingmei as Director For For Management 4 Elect Wen Tiejun as Director For For Management 5 Elect Chung Shui Ming Timpson as For For Management Director 6 Elect Pan Yingli as Director For For Management 7 Elect Chen Yuejun as Supervisor For For Management 8 Elect Li Yujie as Supervisor For For Management 9 Elect Zhao Yongxiang as Supervisor For For Management 10 Elect Wu Yu as Supervisor For For Management 11 Elect Bai Jianjun as Supervisor For For Management 12 Elect Chen Shimin as Supervisor For For Management 13 Approve Remuneration Settlement Plan For For Management for Directors for 2018 14 Approve Remuneration Settlement Plan For For Management for Supervisors for 2018 15 Approve Proposed Issuance of For For Management Write-down Undated Capital Bonds -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Guo Xinshuang as Director For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget Plan of Fixed For For Management Assets Investment 6 Approve Appointment of Accounting For For Management Firms for 2020 7 Approve Remuneration Adjustment Plan For For Management for Independent Non-executive Directors 8 Approve Remuneration Adjustment Plan For For Management for External Supervisors 9 Approve Increase in 2020 External For For Management Donations Limit 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of Write-Down Undated For For Shareholder Capital Bonds -------------------------------------------------------------------------------- POU CHEN CORP. Ticker: 9904 Security ID: Y70786101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Financial For For Management Statements and Profit Distribution Plan 2 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- POWER CONSTRUCTION CORPORATION OF CHINA, LTD. Ticker: 601669 Security ID: Y7999Z103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Preferred Stock Dividend For For Management Distribution Plan 7 Approve Redemption of Preferred Stock For For Management 8 Approve Financial Budget Report For For Management 9 Approve Investment Plan For For Management 10 Approve Guarantee Plan For Against Management 11 Approve Financial Plan For Against Management 12 Approve 2020 Daily Related Party For For Management Transactions Plan and Signing of Daily Related Party Transactions Agreement 13 Approve Appointment of Auditor and For For Management Internal Control Auditor 14 Approve Issuance of Asset For For Management Securitization and Related Credit Increase Matters 15 Approve Authorization on Issuance of For For Management Debt Financing Instruments 16 Approve Remuneration of Directors For Against Management 17 Approve Remuneration of Supervisors For Against Management 18 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 19 Elect Ding Yanzhang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- POWER FINANCE CORPORATION LIMITED Ticker: 532810 Security ID: Y7082R109 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Naveen Bhushan Gupta as For Against Management Director 3 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 4 Elect Ravinder Singh Dhillon as For Against Management Director 5 Elect R.C. Mishra as Director For For Management 6 Approve Issuance of For For Management Bonds/Debentures/Notes/Debt Securities on Private Placement Basis -------------------------------------------------------------------------------- POWER GRID CORPORATION OF INDIA LIMITED Ticker: 532898 Security ID: Y7028N105 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Ravi P. Singh as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Elect Rajeev Kumar Chauhan as Director For For Management 6 Reelect Jagdish Ishwarbhai Patel as For For Management Director 7 Elect M. N. Venkatesan as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Issuance of Debentures/Bonds For For Management on Private Placement Basis -------------------------------------------------------------------------------- POWERLONG REAL ESTATE HOLDINGS LIMITED Ticker: 1238 Security ID: G72005104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hoi Kin Hong as Director For For Management 4 Elect Ngai Wai Fung as Director For Against Management 5 Elect Mei Jian Ping as Director For Against Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- POWERTECH TECHNOLOGY, INC. Ticker: 6239 Security ID: Y7083Y103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt or Issuance of New Shares for Public Offering or Issuance of Marketable Securities via Private Placement or Issuance of Convertible Bonds 4.1 Elect D.K. Tsai with Shareholder No. For For Management 641, as Non-Independent Director 4.2 Elect J.Y. Hung with Shareholder No. For For Management 19861, as Non-Independent Director 4.3 Elect J.S. Leu with Shareholder No. For Against Management 302, as Non-Independent Director 4.4 Elect Shigeo Koguchi, a Representative For Against Management of KTC-SUN Corp. with Shareholder No. 135526, as Non-Independent Director 4.5 Elect Dephne Wu, a Representative of For Against Management KTC-SUN Corp. (KTC-TU Corp.) with Shareholder No. 135526, as Non-Independent Director 4.6 Elect Boris Hsieh, a Representative of For Against Management GREATEK ELECTRONICS INC. with Shareholder No. 179536, as Non-Independent Director 4.7 Elect Kenjiro Hara, a Representative For Against Management of Kioxia Semiconductor Taiwan Corporation with Shareholder No. 2509, as Non-Independent Director 4.8 Elect Jim W.L. Cheng with Shareholder For For Management No. 195 as Independent Director 4.9 Elect Pei-Ing Lee with ID No. For For Management N103301XXX as Independent Director 4.10 Elect Morgan Chang with ID No. For For Management B100035XXX as Independent Director 4.11 Elect Jui-Tsung Chen with ID No. For Against Management B100071XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- POYA INTERNATIONAL CO., LTD. Ticker: 5904 Security ID: Y7083H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect CHEN, JIAN-ZAO, a Representative For For Management of DOU CHIN INVESTMENT CO., LTD. with SHAREHOLDER NO.3, as Non-independent Director 5.2 Elect CHEN FAN MEI-JIN, a For For Management Representative POYA INVESTMENT CO., LTD. with SHAREHOLDER NO.4, as Non-independent Director 5.3 Elect CHEN, ZONG-CHENG, with For For Management SHAREHOLDER NO.9 as Non-independent Director 5.4 Elect CHEN,MING-SHIAN, with For For Management SHAREHOLDER NO.E121429XXX as Non-independent Director 5.5 Elect LIU ZHI-HONG, with SHAREHOLDER For Against Management NO.R122163XXX as Independent Director 5.6 Elect WU LIN-I, with SHAREHOLDER NO. For For Management U120384XXX as Independent Director 5.7 Elect LEE MING-HSIEN with SHAREHOLDER For For Management NO.S120469XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- PPB GROUP BERHAD Ticker: 4065 Security ID: Y70879104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Oh Siew Nam as Director For For Management 4 Elect Lim Soon Huat as Director For For Management 5 Elect Ahmad Riza bin Basir as Director For For Management 6 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Ahmad Sufian @ Qurnain bin For For Management Abdul Rashid to Continue Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PPC LTD. Ticker: PPC Security ID: S64165103 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mark Thompson as Director For For Management 2 Re-elect Nonkululeko Gobodo as Director For For Management 3 Re-elect Anthony Ball as Director For For Management 4 Re-elect Charles Naude as Director For For Management 5 Re-elect Nonkululeko Gobodo as Member For For Management of the Audit Committee 6 Re-elect Noluvuyo Mkhondo as Member of For For Management the Audit Committee 7 Elect Mark Thompson as Member of the For For Management Audit Committee 8 Re-elect Charles Naude as Member of For For Management the Audit Committee 9 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Andrew Mashifane as Designated Auditor 10 Approve Remuneration Policy For For Management 11 Approve Remuneration Implementation For For Management Report 12 Place Authorised but Unissued Shares For For Management under Control of Directors 13 Authorise Board to Issue Shares for For For Management Cash 14 Authorise Ratification of Approved For For Management Resolutions 1 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Approve Remuneration of Board Chairman For For Management 4 Approve Remuneration of Non-executive For For Management Director 5 Approve Remuneration of Audit and Risk For For Management Committee Chairman 6 Approve Remuneration of Audit and Risk For For Management Committee Member 7 Approve Remuneration of Remuneration For For Management Committee Chairman 8 Approve Remuneration of Remuneration For For Management Committee Member 9 Approve Remuneration of Social and For For Management Ethics Committee Chairman 10 Approve Remuneration of Social and For For Management Ethics Committee Member 11 Approve Remuneration of Nominations For For Management Committee Chairman 12 Approve Remuneration of Nominations For For Management Committee Member 13 Approve Remuneration of Investment For For Management Committee Chairman 14 Approve Remuneration of Investment For For Management Committee Member 15 Approve Attendance Fee of the Chairman For For Management for Special Meetings 16 Approve Attendance Fee of Each For For Management Non-executive Director for Special Meetings 17 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PPDAI GROUP, INC. Ticker: PPDF Security ID: 69354V108 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to FinVolution For For Management Group -------------------------------------------------------------------------------- PRESIDENT CHAIN STORE CORP. Ticker: 2912 Security ID: Y7082T105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PRESIDENT SECURITIES CORP. Ticker: 2855 Security ID: Y7083F104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit 5 Approve Abolish Trading Procedures For For Management Governing Derivatives Products 6 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- PRESS METAL ALUMINIUM HOLDINGS BERHAD Ticker: 8869 Security ID: Y7079E103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Benefits For For Management 2 Elect Koon Poh Tat as Director For For Management 3 Elect Koon Poh Weng as Director For For Management 4 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Approve Abdul Rahman Bin Megat Ahmad For For Management to Continue Office as Independent Non-Executive Chairman 7 Approve Loo Lean Hock to Continue For For Management Office as Independent Non-Executive Director 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions for Press Metal Aluminium Holdings Berhad and its Subsidiaries 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PRESTIGE ESTATES PROJECTS LIMITED Ticker: 533274 Security ID: Y707AN101 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Final Dividend For For Management 4 Reelect Rezwan Razack as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Reappointment and Remuneration For For Management of Irfan Razack as Chairman and Managing Director 7 Approve Reappointment and Remuneration For For Management of Rezwan Razack as Joint Managing Director 8 Approve Reappointment and Remuneration For For Management of Noaman Razack as Whole-Time Director 9 Reelect Biji George Koshy as Director For For Management 10 Reelect Jagdeesh K Reddy as Director For For Management 11 Reelect Pangal Ranganath Nayak as For For Management Director 12 Reelect Noor Ahmed Jaffer as Director For For Management 13 Elect Neelam Chhiber as Director For For Management -------------------------------------------------------------------------------- PRESTIGE ESTATES PROJECTS LIMITED Ticker: 533274 Security ID: Y707AN101 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 3 Approve Issuance of Shares to GAMNAT For For Management Pte Ltd. -------------------------------------------------------------------------------- PRIMAX ELECTRONICS LTD. Ticker: 4915 Security ID: Y7080U112 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- PRINCE HOUSING & DEVELOPMENT CORP. Ticker: 2511 Security ID: Y7080J109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- PROLOGIS PROPERTY MEXICO SA DE CV Ticker: FIBRAPL14 Security ID: P4559M101 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report from Administrator on For For Management Triggering of Incentive Fee During Incentive Fee Period Which Concluded on June 4, 2019 2 Approve Issuance of Additional Real For For Management Estate Trust Certificates in Order to Carry out Payment of Incentive Fee 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROLOGIS PROPERTY MEXICO SA DE CV Ticker: FIBRAPL14 Security ID: P4559M101 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Use up to 200 Million Real For For Management Estate Trust Certificates (CBFIs) Approved by Holders Meeting on Sep. 20, 2017 1.2 Grant Preemptive Rights to Holders of For For Management Real Estate Trust Certificates (CBFIs) to Subscribe Additional CBFIs 1.3 Allocate Additional Real Estate Trust For For Management Certificates (CBFIs) Among Existing Holders 2 Approve Increase of Total Amount of For For Management Program by up to 200 Million Real Estate Trust Certificates (CBFIs) and of up to MXN 8.3 Billion 3 Instruct Common Representative and For For Management Trustee to Execute Necessary and Convenient Actions in order to Comply with Matters in Items 1 and 2 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROLOGIS PROPERTY MEXICO SA DE CV Ticker: FIBRAPL14 Security ID: P4559M101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Annual Report of Trust For For Management 3 Elect or Ratify Directors and For For Management Alternates of Trust Technical Committee 4 Approve Remuneration of Independent For For Management Members and Alternates of Trust Technical Committee 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA Ticker: PINFRA Security ID: P7925L103 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of MXN 4.72 Per Share For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROYA COSMETICS CO., LTD. Ticker: 603605 Security ID: Y7S88X100 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completed or Terminated For For Management Initial Public Offering of Raised Funds Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- PROYA COSMETICS CO., LTD. Ticker: 603605 Security ID: Y7S88X100 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- PROYA COSMETICS CO., LTD. Ticker: 603605 Security ID: Y7S88X100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Related Party Transaction For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- PRUKSA HOLDING PUBLIC CO. LTD. Ticker: PSH Security ID: Y711DL120 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report and None None Management Operating Results 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 4.1 Elect Piyasvasti Amranand as Director For For Management 4.2 Elect Rattana Promsawad as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Decrease in Registered Capital For For Management 8 Amend Memorandum of Association to For For Management Reflect Decrease in Registered Capital 9 Approve Issuance and Offering of Debt For For Management Instruments 10 Other Business For Against Management -------------------------------------------------------------------------------- PRUKSA REAL ESTATE PUBLIC COMPANY LIMITED Ticker: PS.F Security ID: Y707A3147 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For Did Not Vote Management 2 Acknowledge Annual Report and None None Management Operating Results 3 Approve Financial Statements For Did Not Vote Management 4 Approve Allocation of Income and For Did Not Vote Management Acknowledge Interim Dividend Payment 5.1 Elect Udomsak Yamnoon as Director For Did Not Vote Management 5.2 Elect Dhira Thongwilai as Director For Did Not Vote Management 5.3 Elect Orranuch Ittikosin as Director For Did Not Vote Management 5.4 Elect Pakarin Dattibongs as Director For Did Not Vote Management 6 Approve Remuneration of Directors For Did Not Vote Management 7 Approve Auditors and Authorize Board For Did Not Vote Management to Fix Their Remuneration 8 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- PSG GROUP LTD. Ticker: PSG Security ID: S5959A107 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect KK Combi as Director For For Management 1.2 Re-elect Francois Gouws as Director For For Management 1.3 Elect Modi Hlobo as Director For For Management 2.1 Re-elect Patrick Burton as Member of For For Management the Audit and Risk Committee 2.2 Elect Modi Hlobo as Member of the For For Management Audit and Risk Committee 2.3 Re-elect Bridgitte Mathews as Member For For Management of the Audit and Risk Committee 2.4 Re-elect Chris Otto as Member of the For For Management Audit and Risk Committee 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with D de Jager as the Designated Auditor 4 Approve Remuneration Policy For For Management 5 Approve Implementation Report of the For For Management Remuneration Policy 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Remuneration of Non-executive For For Management Directors 8.1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 8.2 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 9 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PT ADARO ENERGY TBK Ticker: ADRO Security ID: Y7087B109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Tanudiredja, Wibisana, Rintis For For Management dan Rekan as Auditor 4 Approve Remuneration of Directors and For For Management Commissioners 5 Amend Articles of Association in For Against Management Relation to Online Single Submission Integrated -------------------------------------------------------------------------------- PT ADHI KARYA (PERSERO) TBK Ticker: ADHI Security ID: Y7115S108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports and Report of the Partnership and Community Development Program (PCDP) 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Approve Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Affirmation of the Regulation For For Management of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019 on General Guidelines on Procurement Procedures of Goods and Services for State-Owned Enterprises 6 Authorize Issuance of Bonds For For Management 7 Approve Pledging of Assets for Debt For For Management 8 Accept Report on the Use of Proceeds For For Management 9 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT AGUNG PODOMORO LAND TBK Ticker: APLN Security ID: Y708AF106 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares with For For Management Preemptive Rights 2 Amend Articles of Association For For Management 3 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT AGUNG PODOMORO LAND TBK Ticker: APLN Security ID: Y708AF106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors For For Management 4 Elect Directors and Commissioners For For Management 5 Approve Remuneration of Directors and For For Management Commissioners -------------------------------------------------------------------------------- PT AKR CORPORINDO TBK Ticker: AKRA Security ID: Y71161163 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividend 3 Approve Purwantono, Sungkoro & Surja, For For Management Member of Ernst & Young Global Limited as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Changes in Boards of Company None For Shareholder 5 Approve Remuneration of Directors and For For Management Commissioners -------------------------------------------------------------------------------- PT ANEKA TAMBANG TBK Ticker: ANTM Security ID: Y7116R158 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT ANEKA TAMBANG TBK Ticker: ANTM Security ID: Y7116R158 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statement, Statutory For For Management Reports, and Discharge of Directors and Commissioners 2 Approve Financial Report of the For For Management Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors of the Company and For For Management the PCDP 6 Accept Report on the Use of Proceeds For For Management 7 Amend Article 3 of the Articles of For For Management Association in Relation to Electronically Integrated Business Licensing Services 8 Approve Changes in Boards of Company None Against Shareholder -------------------------------------------------------------------------------- PT ASTRA AGRO LESTARI TBK Ticker: AALI Security ID: Y7116Q119 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Changes in Board of Company For For Management and Approve Remuneration of Directors and Commissioners 4 Approve Auditors For For Management -------------------------------------------------------------------------------- PT ASTRA INTERNATIONAL TBK Ticker: ASII Security ID: Y7117N172 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Changes in Board of Company For For Management and Approve Remuneration of Directors and Commissioners 4 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditors -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Changes in Board of Directors For For Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors For For Management 6 Approve Payment of Interim Dividend For For Management 7 Approve Updates in the Company's For For Management Recovery Plan -------------------------------------------------------------------------------- PT BANK DANAMON INDONESIA TBK Ticker: BDMN Security ID: Y71188190 Meeting Date: OCT 01, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Company For Against Management 2 Amend Article 3 of the Articles of For Against Management Association -------------------------------------------------------------------------------- PT BANK DANAMON INDONESIA TBK Ticker: BDMN Security ID: Y71188190 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditors 4 Approve Remuneration and Tantiem of For For Management Directors, Commissioners and Sharia Supervisory Board 5 Elect Directors, Commissioners and For For Management Sharia Supervisory Board 6 Approve Shares Ownership Program Plan For Against Management 7 Accept Report on the Use of Proceeds For For Management -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Company For For Management -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: FEB 19, 2020 Meeting Type: Annual Record Date: JAN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: JAN 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Updates in the Company's For For Management Recovery Plan 6 Approve Changes in Board of Company For For Management -------------------------------------------------------------------------------- PT BANK PAN INDONESIA TBK Ticker: PNBN Security ID: Y7136J285 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Delegation of Duties of For For Management Directors 5 Approve Auditors For For Management 6 Approve Changes in Board of Company For Against Management 7 Approve Company's Recovery Plan For For Management -------------------------------------------------------------------------------- PT BANK PEMBANGUNAN DAERAH JAWA BARAT DAN BANTEN TBK Ticker: BJBR Security ID: Y71174109 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Auditors For For Management 4 Accept Report on the Use of Proceeds For For Management 5 Approve Updates in the Company's For For Management Recovery Plan 6 Amend Pension Fund Regulations For Against Management 7 Approve Remuneration of Directors and For For Management Commissioners 8 Approve Changes in Boards of Company For For Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Company's Recovery Plan None For Shareholder 3 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT BANK TABUNGAN NEGARA (PERSERO) TBK Ticker: BBTN Security ID: Y71197100 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None None Shareholder Performance 2019 2 Approve Share Acquisition Plan For Against Management 3 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK TABUNGAN NEGARA (PERSERO) TBK Ticker: BBTN Security ID: Y71197100 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Company For For Management -------------------------------------------------------------------------------- PT BANK TABUNGAN NEGARA (PERSERO) TBK Ticker: BBTN Security ID: Y71197100 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Updates in the Company's For For Management Recovery Plan 6 Approve Changes of Company's Pension For Against Management Fund Adequacy Ratio 7 Accept Report on the Use of Proceeds For For Management -------------------------------------------------------------------------------- PT BANK TABUNGAN PENSIUNAN NASIONAL SYARIAH TBK Ticker: BTPS Security ID: Y713AP104 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors, For For Management Commissioners and Sharia Supervisory Board 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Amend Articles of Association For Against Management 6 Elect Directors, Commissioners and For Against Management Sharia Supervisory Board -------------------------------------------------------------------------------- PT BARITO PACIFIC TBK Ticker: BRPT Security ID: Y71198124 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Split and Amend Articles For Against Management of Association in Relation to the Stock Split -------------------------------------------------------------------------------- PT BUKIT ASAM TBK Ticker: PTBA Security ID: Y8520P101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Financial Statements, For For Management Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors of the Company and For For Management the PCDP 6 Amend Article 3 of the Articles of For Against Management Association in Relation to Electronically Integrated Business Licensing Services 7 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT HANJAYA MANDALA SAMPOERNA TBK Ticker: HMSP Security ID: Y7121Z146 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditor 4 Approve Changes in Boards of Company For For Management -------------------------------------------------------------------------------- PT INDO TAMBANGRAYA MEGAH TBK Ticker: ITMG Security ID: Y71244100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividend 3 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Directors and For For Management Commissioners 5 Accept Report on the Use of Proceeds For For Management -------------------------------------------------------------------------------- PT INDO TAMBANGRAYA MEGAH TBK Ticker: ITMG Security ID: Y71244100 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Changes in Boards of Company For For Management -------------------------------------------------------------------------------- PT JAPFA COMFEED INDONESIA TBK Ticker: JPFA Security ID: Y71281144 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Elect Directors and Commissioners For Against Management 5 Approve Remuneration of Directors and For For Management Commissioners -------------------------------------------------------------------------------- PT JAPFA COMFEED INDONESIA TBK Ticker: JPFA Security ID: Y71281144 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares with For For Management Preemptive Rights 2 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- PT JASA MARGA (PERSERO) TBK Ticker: JSMR Security ID: Y71285103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Annual Report of the For For Management Partnership and Community Development Program (PCDP) 3 Approve Allocation of Income For For Management 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 6 Accept Report on the Use of Proceeds For For Management 7 Approve Affirmation of the Regulation For For Management of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019 on General Guidelines on Procurement Procedures of Goods and Services for State-Owned Enterprises 8 Amend Articles of Association For Against Management 9 Approve Changes in Boards of Company For For Management -------------------------------------------------------------------------------- PT KALBE FARMA TBK Ticker: KLBF Security ID: Y71287208 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Elect Directors and Commissioners For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- PT KRESNA GRAHA INVESTAMA TBK Ticker: KREN Security ID: Y71333101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Changes in Boards of Company For For Management 6 Approve Investments in Various For Against Management Companies by the Company and its Subsidiaries -------------------------------------------------------------------------------- PT LINK NET TBK Ticker: LINK Security ID: Y71398104 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Business Activity For For Management 2 Approve Reduction in Paid-up Capital For For Management 3 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- PT MATAHARI DEPARTMENT STORE TBK Ticker: LPPF Security ID: Y7139L105 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of the Articles of For For Management Association in Relation to Electronically Integrated Business Licensing Services -------------------------------------------------------------------------------- PT MATAHARI DEPARTMENT STORE TBK Ticker: LPPF Security ID: Y7139L105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4.a Approve Changes in Board of Company For For Management 4.b Approve Remuneration of Directors and For For Management Commissioners 5 Approve Transfer of Treasury Shares For For Management through Withdrawal by Way of Capital Reduction and Amend Articles of Association to Reflect Decrease in Registered Capital -------------------------------------------------------------------------------- PT MEDCO ENERGI INTERNASIONAL TBK Ticker: MEDC Security ID: Y7129J136 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Commissioners' Report, For For Management Directors' Report and Discharge of Directors and Commissioners 2 Approve Financial Statement and For For Management Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Accept Report on the Use of Proceeds For For Management 6 Approve Remuneration of Directors and For For Management Commissioners 7 Approve Changes in Boards of Company For Against Management 8 Approve Issuance of Equity Shares with For For Management Preemptive Rights 9 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of None Against Shareholder Commissioners -------------------------------------------------------------------------------- PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Report of the For For Management Partnership and Community Development Program (PCDP) 2 Approve Financial Statements, For For Management Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Approve Changes in Boards of Company For Against Management 7 Amend Article 3 of the Articles of For Against Management Association -------------------------------------------------------------------------------- PT PP (PERSERO) TBK Ticker: PTPP Security ID: Y7131Q102 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Accept Financial Statements of the For For Management Partnership and Community Development Program (PCDP) 3 Approve Allocation of Income For For Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors of the Company and For For Management the PCDP 6 Approve Change in the Use of Proceeds For Against Management 7 Accept Report on the Use of National For For Management Capital Participation 8 Approve Enforcement of the State-Owned For For Management Minister Regulation No. PER-08/MBU/12/2019 on the General Guidelines for the Implementation of Procurement of Goods and Services in the State-Owned Enterprises 9 Accept Report on the Use of Proceeds For For Management 10 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT SEMEN INDONESIA (PERSERO) TBK Ticker: SMGR Security ID: Y7142G168 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Annual Report of the For For Management Partnership and Community Development Program (PCDP)and Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Approve Changes in Board of Company For For Management -------------------------------------------------------------------------------- PT SENTUL CITY TBK Ticker: BKSL Security ID: Y7135Q165 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Accept Report on the Use of Proceeds For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Changes in Board of Company For Against Management 6 Appoint Auditors For For Management 7 Amend Articles of Association in For Against Management Relation to the Plans and Organizations of General Meeting of Shareholders of Public Company 8 Amend Articles of Association in For Against Management Relation to the Authority of the Directors and Commissioners -------------------------------------------------------------------------------- PT SILOAM INTERNATIONAL HOSPITALS TBK Ticker: SILO Security ID: Y714AK103 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Program For For Management 2 Approve Transfer of Shares from Shares For For Management Buyback through the Implementation of MESOP Program 3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- PT SURYA SEMESTA INTERNUSA TBK Ticker: SSIA Security ID: Y7147Y131 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Changes in Board of For Against Management Commissioners -------------------------------------------------------------------------------- PT SURYA SEMESTA INTERNUSA TBK Ticker: SSIA Security ID: Y7147Y131 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management and Employee Stock For For Management Option Program (MESOP) 2 Authorize Board of Directors to For For Management Execute Approved Resolution -------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK Ticker: TLKM Security ID: Y71474145 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Approve Financial Statements, Report For For Management of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT TIMAH TBK Ticker: TINS Security ID: Y7148A124 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT TIMAH TBK Ticker: TINS Security ID: Y7148A124 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Financial Report of the For For Management Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors of the Company and For For Management the PCDP 6 Accept Report on the Use of Proceeds For For Management 7 Amend Articles of Association in For For Management Relation to Online Single Submission Integrated 8 Approve Changes in Boards of Company None Against Shareholder -------------------------------------------------------------------------------- PT TOTALINDO EKA PERSADA TBK Ticker: TOPS Security ID: Y8847C106 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares with For For Management Preemptive Rights, Amend Article of Associations and Authorize Board to Deal with All Matters -------------------------------------------------------------------------------- PT TOTALINDO EKA PERSADA TBK Ticker: TOPS Security ID: Y8847C106 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of For For Management Commissioners -------------------------------------------------------------------------------- PT TOWER BERSAMA INFRASTRUCTURE TBK Ticker: TBIG Security ID: Y71372109 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Split and Amend Articles For For Management of Association in Relation to the Stock Split 2 Authorize Issuance of Foreign For For Management Currency-Denominated Debt Securities 3 Amend Article 3 of the Articles of For Against Management Association in Relation to the Purpose, Objectives and Business Activities of the Company 4 Amend Articles of Association in For Against Management Relation to the Duties and Authorities of the Board of Directors 5 Approve Report on Share Buyback For For Management -------------------------------------------------------------------------------- PT TOWER BERSAMA INFRASTRUCTURE TBK Ticker: TBIG Security ID: Y71372109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Auditors For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Elect Directors and Commissioners For For Management 6 Amend Articles of Association For Against Management 7 Accept Report on the Use of Proceeds None None Management -------------------------------------------------------------------------------- PT TRADA ALAM MINERA TBK Ticker: TRAM Security ID: Y71370103 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For Against Management 2 Approve Issuance of Equity Shares with For Against Management Preemptive Rights and Issuance of Warrant 3 Amend Articles of Association to For Against Management Reflect Changes in the Authorized Capital and Issuance of Securities 4 Amend Articles of Association For Against Management 5 Approve Changes in Board of Directors For Against Management 6 Authorize Issuance of Notes For For Management 7 Approve Pledging of Assets for Debt For Against Management -------------------------------------------------------------------------------- PT UNILEVER INDONESIA TBK Ticker: UNVR Security ID: Y9064H141 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a.1 Approve Resignation of Amparo Cheung For For Management Aswin as Director 1.a.2 Elect Rizki Raksanugraha as Director For For Management 1.a.3 Approve Resignation of Vikram For For Management Kumaraswamy as Director 1.a.4 Elect Arif Hudaya as Director For For Management 2 Approve Stock Split and Amend Articles For For Management of Association in Relation to the Stock Split -------------------------------------------------------------------------------- PT UNITED TRACTORS TBK Ticker: UNTR Security ID: Y7146Y140 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Changes in Board of For For Management Commissioners 4 Approve Remuneration of Commissioners For For Management 5 Approve Auditors For For Management -------------------------------------------------------------------------------- PT VALE INDONESIA TBK Ticker: INCO Security ID: Y7150Y101 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of the Articles of For For Management Association 2 Approve Changes in Board of Company For For Management -------------------------------------------------------------------------------- PT WASKITA KARYA (PERSERO) TBK Ticker: WSKT Security ID: Y714AE107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) 2 Approve Allocation of Income For For Management 3 Approve Auditors of the Company and For For Management the PCDP 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Pledging of Assets for Debt For Against Management 6 Approve Enforcement of the State-Owned For For Management Minister Regulation No. PER-08/MBU/12/2019 on the General Guidelines for the Implementation of Procurement of Goods and Services in the State-Owned Enterprises 7 Amend Articles of Association in For For Management Relation to Electronically Integrated Business Licensing Services 8 Accept Report on the Use of Proceeds For For Management 9 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT WIJAYA KARYA TBK Ticker: WIKA Security ID: Y7148V102 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report, Financial For For Management Statements, and Statutory Reports 2 Accept Report of the Partnership and For For Management Community Development Program (PCDP) 3 Approve Allocation of Income For For Management 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 6 Accept Report on the Use of Proceeds For For Management 7 Approve Affirmation of the Regulation For For Management of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019 on General Guidelines on Procurement Procedures of Goods and Services for State-Owned Enterprises 8 Amend Articles of Association For For Management 9 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT XL AXIATA TBK Ticker: EXCL Security ID: Y7125N107 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment and Restated Long For For Management Term Incentive Plan 2016 - 2020 -------------------------------------------------------------------------------- PT XL AXIATA TBK Ticker: EXCL Security ID: Y7125N107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Accept Report on the Use of Proceeds None None Management 4 Approve Tanudiredja, Wibisana, Rintin For For Management dan Rekan as Auditors and Authorize Board to Fix Their Remuneration 5 Grant Authority to Commissioners to For For Management Adjust the Issued and Paid-Up Capital in Relation to Implementation of Long Term Incentive Program 2016 - 2020 6a Elect Mohd Izzaddin Idris and Hans For For Management Wijayasuriya as Commissioners and Approve Resignation and Discharge of Kenneth Shen and Peter J. Chambers as Commissioners 6b Elect David Arcelus Oses as Director For For Management and Approve Resignation and Discharge of Allan Russell Bonke as Director 7 Approve Remuneration of Directors and For For Management Commissioners -------------------------------------------------------------------------------- PTC INDIA LIMITED Ticker: 532524 Security ID: Y7043E106 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Mahesh Kumar Mittal as Director For For Management 4 Elect Rajeev Kumar Chauhan as Director For For Management 5 Elect Naveen Bhushan Gupta as Director For For Management 6 Elect Ramesh Narain Misra as Director For For Management 7 Elect Atmanand as Director For For Management 8 Approve Monetization of Investments For Against Management Held by the Company in PTC Energy Limited 9 Approve Monetization of Investments For Against Management Held by the Company in PTC India Financial Services Limited -------------------------------------------------------------------------------- PTT EXPLORATION & PRODUCTION PLC Ticker: PTTEP Security ID: Y7145P165 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge 2019 Performance Results None None Management and 2020 Work Plan of the Company 2 Approve Financial Statements For For Management 3 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 4 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 5 Amend Articles of Association For For Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7.1 Elect Twarath Sutabutr as Director For For Management 7.2 Elect Chansin Treenuchagron as Director For For Management 7.3 Elect Phongsthorn Thavisin as Director For For Management 7.4 Elect Patchara Anuntasilpa as Director For For Management 7.5 Elect Dechapiwat Na Songkhla as For Against Management Director -------------------------------------------------------------------------------- PTT GLOBAL CHEMICAL PLC Ticker: PTTGC Security ID: Y7150W105 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operation Results, For For Management Company's Business Plan and Approve Financial Statements 2 Acknowledge Interim Dividend Payment For For Management 3.1 Elect Grisada Boonrach as Director For For Management 3.2 Elect Prapas Kong-ied as Director For For Management 3.3 Elect Premrutai Vinaiphat as Director For For Management 3.4 Elect Wittawat Svasti-xuto as Director For For Management 3.5 Elect Arawadee Photisaro as Director For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Company Limited as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Debentures Issuance Plan For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- PUBANG LANDSCAPE ARCHITECTURE CO., LTD. Ticker: 002663 Security ID: Y7151A102 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tu Shanzhong as Non-Independent For For Management Director 1.2 Elect Huang Qinghe as Non-Independent For For Management Director 1.3 Elect Zeng Weixiong as Non-Independent For For Management Director 1.4 Elect Quan Xiaoyan as Non-Independent For For Management Director 1.5 Elect Ye Jinfeng as Non-Independent For For Management Director 1.6 Elect Zhou Bin as Non-Independent For For Management Director 2.1 Elect Wang Lin as Independent Director For For Management 2.2 Elect Kang Xiaoyang as Independent For For Management Director 2.3 Elect Wei Jiecheng as Independent For For Management Director 3.1 Elect Wan Lingling as Supervisor For For Management -------------------------------------------------------------------------------- PUBANG LANDSCAPE ARCHITECTURE CO., LTD. Ticker: 002663 Security ID: Y7151A102 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Business Scope For For Management and Amend Articles of Association -------------------------------------------------------------------------------- PUBANG LANDSCAPE ARCHITECTURE CO., LTD. Ticker: 002663 Security ID: Y7151A102 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Implementation Rules for Online For For Management Voting at Shareholders' Meetings 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- PUBLIC BANK BERHAD Ticker: 1295 Security ID: Y71497104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tham Chai Fhong as Director For For Management 2 Elect Teh Hong Piow as Director For For Management 3 Elect Tang Wing Chew as Director For For Management 4 Elect Cheah Kim Ling as Director For For Management 5 Approve Directors' Fees, Board For For Management Committees Members' Fees and Allowances 6 Approve Remuneration and For Against Management Benefits-In-Kind (Excluding Director's Fee and Board Meeting Allowance) to Teh Hong Piow 7 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PUBLIC POWER CORP. SA Ticker: PPC Security ID: X7023M103 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director For Against Management 2.1 Elect Director For Against Management 2.2 Elect Director For Against Management 2.3 Elect Director For Against Management 2.4 Elect Director For Against Management 2.5 Elect Director For Against Management 3 Elect Members of Audit Committee For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- PUBLIC POWER CORP. SA Ticker: PPC Security ID: X7023M103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For For Management 2 Elect Members of Audit Committee, For For Management Determine Composition and Structure of Audit Committee 3.a Approve Remuneration Policy for Board For For Management Members and Committee Members 3.b Approve Remuneration and Recruitment For For Management Procedures for Company's Executives 4 Ratify Director Appointment For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- PUBLIC POWER CORP. SA Ticker: PPC Security ID: X7023M103 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Angeletopoulos Evangelos as For For Management Member of Audit Committee 1.2 Elect Andreadis Alexandros as Member For Abstain Management of Audit Committee 1.3 Elect Gounaris Abraam as Member of For Abstain Management Audit Committee 1.4 Elect Panageas Dimitris as Member of For For Management Audit Committee 1.5 Elect Stasinakis Aimilios as Member of For Abstain Management Audit Committee -------------------------------------------------------------------------------- PUBLIC POWER CORP. SA Ticker: PPC Security ID: X7023M103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements For For Management 2 Approve Non-Distribution of Dividends For For Management 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Advisory Vote on Remuneration Report For For Management 5 Ratify Auditors For Against Management 6 Receive Information on the Activities None None Management of Audit Committee 7 Ratify Director Appointment For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- PUNJAB NATIONAL BANK Ticker: 532461 Security ID: Y7162Z146 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- PUNJAB NATIONAL BANK Ticker: 532461 Security ID: Y7162Z146 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares to For For Management Government of India on Preferential Basis -------------------------------------------------------------------------------- PUYANG REFRACTORIES GROUP CO., LTD. Ticker: 002225 Security ID: Y71632106 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Price of For For Management Repurchase and Cancellation of Performance Shares 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Additional Provision of For For Management Guarantee 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- PUYANG REFRACTORIES GROUP CO., LTD. Ticker: 002225 Security ID: Y71632106 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- PUYANG REFRACTORIES GROUP CO., LTD. Ticker: 002225 Security ID: Y71632106 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Appointment of Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- PUYANG REFRACTORIES GROUP CO., LTD. Ticker: 002225 Security ID: Y71632106 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Public Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Source For For Management 2.3 Approve Issue Scale For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Bond Period For For Management 2.6 Approve Coupon Rate For For Management 2.7 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Attribution of Dividends For For Management During the Conversion Year 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Related to Bondholder For For Management Meetings 2.18 Approve Use of Proceeds For For Management 2.19 Approve Raised Funds Management and For For Management Deposit Accounts 2.20 Approve Guarantee Matters For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Plan on Public Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Extension of Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- PVR LIMITED Ticker: 532689 Security ID: Y71626108 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Reelect Renuka Ramnath as Director For Against Management 4 Elect Deepa Misra Harris as Director For For Management 5 Reelect Sanjai Vohra as Director For For Management 6 Reelect Amit Burman as Director For Against Management 7 Reelect Vikram Bakshi as Director For For Management 8 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 9 Approve Remuneration to Sanjai Vohra For For Management as Directors -------------------------------------------------------------------------------- PVR LIMITED Ticker: 532689 Security ID: Y71626108 Meeting Date: MAR 07, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PVR Employee Stock Option Plan For Against Management 2020 and Grant of Options under the Plan -------------------------------------------------------------------------------- PW MEDTECH GROUP LIMITED Ticker: 1358 Security ID: G7306W108 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Purchase Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- Q TECHNOLOGY (GROUP) CO. LTD. Ticker: 1478 Security ID: G7306T105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hu Sanmu as Director For For Management 4 Elect Ko Ping Keung as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- QASSIM CEMENT CO. Ticker: 3040 Security ID: M8179C115 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 5 Ratify Distributed Dividends of SAR 3. For For Management 45 per Share for FY 2019 6 Approve Related Party Transactions Re: For Against Management Al Watani Wealth Management Company 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Remuneration of Directors of For For Management SAR 2,697,800 for FY 2019 9 Approve Interim Dividends Quarterly For For Management for FY 2020 10 Elect Tariq Al Marshoud as Director For For Management -------------------------------------------------------------------------------- QIANHE CONDIMENT & FOOD CO., LTD. Ticker: 603027 Security ID: Y7166X105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Annual Report and Summary For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Internal Control Evaluation For For Management Report 10 Approve to Appoint Auditor For For Management 11 Approve Repurchase Cancellation of For For Management Performance Shares 12.1 Elect Xu Yi as Non-Independent Director For For Management -------------------------------------------------------------------------------- QIANJIANG WATER RESOURCES DEVELOPMENT CO., LTD. Ticker: 600283 Security ID: Y4238K104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Provision of Guarantee For Against Management 7 Elect Yang Xian'an as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- QIMING INFORMATION TECHNOLOGY CO., LTD. Ticker: 002232 Security ID: Y71635109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- QIMING INFORMATION TECHNOLOGY CO., LTD. Ticker: 002232 Security ID: Y71635109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Deposit Transactions For For Management with Finance Company 2 Approve to Appoint Auditor For For Management 3.1 Elect Guo Yongfeng as Non-independent For For Shareholder Director 3.2 Elect Li Fengjun as Non-independent For For Shareholder Director 3.3 Elect Yang Hailan as Non-independent For For Shareholder Director 3.4 Elect Zhang Hua as Non-independent For For Shareholder Director 3.5 Elect Liu Dianwei as Non-independent For For Shareholder Director 3.6 Elect Gao Yanli as Non-independent For For Shareholder Director 4.1 Elect Liu Yanheng as Independent For For Management Director 4.2 Elect Yu Fu as Independent Director For For Management 4.3 Elect Zhao Yan as Independent Director For For Management 5.1 Elect Li Xiaohong as Supervisor For For Shareholder 5.2 Elect Liu Ming as Supervisor For For Shareholder -------------------------------------------------------------------------------- QIMING INFORMATION TECHNOLOGY CO., LTD. Ticker: 002232 Security ID: Y71635109 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- QIMING INFORMATION TECHNOLOGY CO., LTD. Ticker: 002232 Security ID: Y71635109 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tao Hui as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- QIMING INFORMATION TECHNOLOGY CO., LTD. Ticker: 002232 Security ID: Y71635109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Plan For For Management 7 Approve Additional Deposit Business For For Management 8 Approve Extension of Business Period For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- QINCHUAN MACHINE TOOL & TOOL (GROUP) CORP. Ticker: 000837 Security ID: Y7703J106 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yan Jianbo as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- QINCHUAN MACHINE TOOL & TOOL (GROUP) CORP. Ticker: 000837 Security ID: Y7703J106 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Jinyong as Non-Independent For For Shareholder Director 1.2 Elect Wang Junfeng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- QINCHUAN MACHINE TOOL & TOOL (GROUP) CORP. Ticker: 000837 Security ID: Y7703J106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Amend Articles of Association For Against Management 7 Approve Financial Budget For For Management 8 Approve Investment Plan For For Management 9 Approve Appointment of Auditor For For Management 10.1 Approve Provision of Guarantee to For For Management Qinchuan International Finance Leasing Co., Ltd. 10.2 Approve Provision of Guarantee to For For Management Baoji Machine Tool Group Co., Ltd. 10.3 Approve Provision of Guarantee to For For Management Shanxi Hanjiang Machine Tool Co., Ltd. 10.4 Approve Provision of Guarantee to For For Management Shaanxi Qinchuan Gelande Machine Tool Limited Company 10.5 Approve Provision of Guarantee to For For Management Shanxi Qinchuan Machinery Import & Export Co., Ltd. 10.6 Approve Provision of Guarantee to For For Management Qinchuan Machine Tool Group Baoji Meter Co., Ltd. 10.7 Approve Provision of Guarantee to For For Management Jiangsu Qinchuan Gear Transmission Co. , Ltd. 11.1 Approve Provision of Guarantee by For For Management Baoji Machine Tool Group Co., Ltd. for Baoji Zhongcheng Precision CNC Equipment Co., Ltd. 11.2 Approve Provision of Guarantee by For For Management Baoji Machine Tool Group Co., Ltd. for Baoji Zhongcheng Machine Tool Co., Ltd. 11.3 Approve Provision of Guarantee by For For Management Baoji Machine Tool Group Co., Ltd. for Shaanxi Guanzhong Tool Manufacturing Co., Ltd. 11.4 Approve Provision of Guarantee by For For Management Baoji Machine Tool Group Co., Ltd. for Baoji Zhongcheng Pharmaceutical Machinery Co., Ltd. 11.5 Approve Provision of Guarantee by For For Management Baoji Machine Tool Group Co., Ltd. for Baoji Zhongcheng Zhuzao Co.,Ltd. 11.6 Approve Provision of Guarantee by For For Management Baoji Zhongcheng Machine Tool Group Co. , Ltd. for Baoji Machine Tool Group Co. , Ltd. 11.7 Approve Provision of Guarantee by For For Management Baoji Zhongcheng Machine Tool Group Co. , Ltd. for Baoji Zhongcheng Precision Part Manufacture Limited Company 11.8 Approve Provision of Guarantee by For For Management Baoji Zhongcheng Machine Tool Group Co. , Ltd. for Baoji Zhongcheng Import and Export Co., Ltd. 12 Approve Daily Related-Party Transaction For For Management -------------------------------------------------------------------------------- QINGDAO CITYMEDIA CO. LTD. Ticker: 600229 Security ID: Y7172H102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- QINGDAO DOUBLESTAR CO., LTD. Ticker: 000599 Security ID: Y7170V103 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Deng Ling as Non-independent For For Management Director 2 Elect Quan Xijian as Independent For For Management Director 3 Approve Write-off Part of Accounts For For Management Receivable -------------------------------------------------------------------------------- QINGDAO DOUBLESTAR CO., LTD. Ticker: 000599 Security ID: Y7170V103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Related Party Transaction For For Management 7 Approve Use of Funds for Cash For For Management Management 8 Approve Adjustment of Repurchase Price For For Management of Performance Share Incentive Plan 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Amendments to Articles of For For Management Association 11.1 Elect Chai Yongsen as Non-Independent For For Management Director 11.2 Elect Zhang Junhua as Non-Independent For For Management Director 11.3 Elect Su Ming as Non-Independent For For Management Director 11.4 Elect Deng Ling as Non-Independent For For Management Director 11.5 Elect Fan Rende as Non-Independent For For Management Director 11.6 Elect Lu Wei as Non-Independent For For Management Director 12.1 Elect Qu Xiaohui as Independent For For Management Director 12.2 Elect Gu Kejian as Independent Director For For Management 12.3 Elect Quan Xijian as Independent For For Management Director 13.1 Elect Liu Gang as Supervisor For For Management 13.2 Elect Gao Jun as Supervisor For For Management 13.3 Elect Yuan Kunfang as Supervisor For For Management -------------------------------------------------------------------------------- QINGDAO EASTSOFT COMMUNICATION TECHNOLOGY CO., LTD. Ticker: 300183 Security ID: Y71643103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- QINGDAO EASTSOFT COMMUNICATION TECHNOLOGY CO., LTD. Ticker: 300183 Security ID: Y71643103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- QINGDAO HANHE CABLE CO., LTD. Ticker: 002498 Security ID: Y7163Z103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Ligang as Non-independent For For Management Director 1.2 Elect Zhang Linjun as Non-independent For For Management Director 1.3 Elect Xu Hongwei as Non-independent For For Management Director 1.4 Elect Sun Jiqiang as Non-independent For For Management Director 1.5 Elect Zhang Chengguan as For For Management Non-independent Director 1.6 Elect Zhang Ning as Non-independent For For Management Director 2.1 Elect Xu Maoshun as Independent For For Management Director 2.2 Elect Zhao Chunyong as Independent For For Management Director 2.3 Elect Fan Peiyin as Independent For For Management Director 3.1 Elect Zhang Dawei as Supervisor For For Management 3.2 Elect Zhang Sihua as Supervisor For For Management -------------------------------------------------------------------------------- QINGDAO HANHE CABLE CO., LTD. Ticker: 002498 Security ID: Y7163Z103 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition For For Management -------------------------------------------------------------------------------- QINGDAO HANHE CABLE CO., LTD. Ticker: 002498 Security ID: Y7163Z103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- QINGDAO HANHE CABLE CO., LTD. Ticker: 002498 Security ID: Y7163Z103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- QINGDAO KINGKING APPLIED CHEMISTRY CO., LTD. Ticker: 002094 Security ID: ADPV44276 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Commitments of For For Management Guangzhou Hanya Biotechnology Co., Ltd. in Connection to Major Asset Restructure 2 Approve Performance Commitments of For For Management Shanghai Yuehao Cosmetics Co., Ltd. in Connection to Major Asset Restructure -------------------------------------------------------------------------------- QINGDAO KINGKING APPLIED CHEMISTRY CO., LTD. Ticker: 002094 Security ID: Y7162Y123 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- QINGDAO KINGKING APPLIED CHEMISTRY CO., LTD. Ticker: 002094 Security ID: Y7162Y123 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by For For Management Wholly-Owned Subsidiary to Parent Company 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- QINGDAO KINGKING APPLIED CHEMISTRY CO., LTD. Ticker: 002094 Security ID: Y7162Y123 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Guarantee Provision Plan For For Management 10 Elect Cui Ting as Supervisor For For Management -------------------------------------------------------------------------------- QINGDAO KINGKING APPLIED CHEMISTRY CO., LTD. Ticker: 002094 Security ID: Y7162Y123 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- QINGDAO PORT INTERNATIONAL CO. LTD. Ticker: 6198 Security ID: Y7S64R101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 2 Approve Issuance of Debt Financing For For Management Instruments 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 7 Approve 2019 Annual Report For For Management 8 Approve 2019 Work Report of the Board For For Management of Directors 9 Approve 2019 Report of the Supervisory For For Management Committee 10 Approve 2019 Audited Financial For For Management Statements 11 Approve 2019 Profit Distribution Plan For For Management 12 Approve Remuneration of Directors For For Management 13 Approve Remuneration of Supervisors For For Management 14 Approve Appointment of Auditors For For Management 15 Elect Xia Xiliang as Supervisor, For For Management Authorize the Chairman to Sign Relevant Service Contract with Him and Fix His Remuneration 16 Approve Changes and Termination of Use For For Management of Proceeds for Investment Projects 17 Amend Working System for Independent For Against Management Directors 18 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 19.01 Elect Jia Funing as Director, For For Management Authorize the Chairman to Sign Relevant Service Contract with Him and Fix His Remuneration 19.02 Elect Wang Xinze as Director, For For Management Authorize the Chairman to Sign Relevant Service Contract with Him and Fix His Remuneration 19.03 Elect Su Jianguang as Director, For For Management Authorize the Chairman to Sign Relevant Service Contract with Him and Fix His Remuneration 19.04 Elect Wang Jun as Director, Authorize For For Management the Chairman to Sign Relevant Service Contract with Him and Fix His Remuneration 19.05 Elect Feng Boming as Director, For For Shareholder Authorize the Chairman to Sign Relevant Service Contract with Him and Fix His Remuneration -------------------------------------------------------------------------------- QINGDAO PORT INTERNATIONAL CO. LTD. Ticker: 6198 Security ID: Y7S64R119 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 2 Approve Issuance of Debt Financing For For Management Instruments 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 7 Approve 2019 Annual Report For For Management 8 Approve 2019 Work Report of the Board For For Management of Directors 9 Approve 2019 Report of the Supervisory For For Management Committee 10 Approve 2019 Audited Financial For For Management Statements 11 Approve 2019 Profit Distribution Plan For For Management 12 Approve Remuneration of Directors For For Management 13 Approve Remuneration of Supervisors For For Management 14 Approve Appointment of Auditors For For Management 15 Elect Xia Xiliang as Supervisor, For For Management Authorize the Chairman to Sign Relevant Service Contract with Him and Fix His Remuneration 16 Approve Changes and Termination of Use For For Management of Proceeds for Investment Projects 17 Amend Working System for Independent For Against Management Directors 18 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 19.1 Elect Jia Funing as Director, For For Management Authorize the Chairman to Sign Relevant Service Contract with Him and Fix His Remuneration 19.2 Elect Wang Xinze as Director, For For Management Authorize the Chairman to Sign Relevant Service Contract with Him and Fix His Remuneration 19.3 Elect Su Jianguang as Director, For For Management Authorize the Chairman to Sign Relevant Service Contract with Him and Fix His Remuneration 19.4 Elect Wang Jun as Director, Authorize For For Management the Chairman to Sign Relevant Service Contract with Him and Fix His Remuneration 19.5 Elect Feng Boming as Director, For For Shareholder Authorize the Chairman to Sign Relevant Service Contract with Him and Fix His Remuneration -------------------------------------------------------------------------------- QINGDAO PORT INTERNATIONAL CO. LTD. Ticker: 6198 Security ID: Y7S64R119 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- QINGDAO PORT INTERNATIONAL CO. LTD. Ticker: 6198 Security ID: Y7S64R101 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- QINGDAO RURAL COMMERCIAL BANK CORP. Ticker: 002958 Security ID: Y7S663102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5.1 Approve Related Party Transaction with For For Management Qingdao International Airport Group Co. , Ltd. and its Affiliates 5.2 Approve Related Party Transaction with For For Management Qingdao Guoxin Development (Group) Co. , Ltd. and its Affiliates 5.3 Approve Related Party Transaction with For For Management Ballon International Group Limited and its Affiliates 5.4 Approve Related Party Transaction with For For Management Rizhao Steel Holding Group Co., Ltd. and its Affiliates 5.5 Approve Related Party Transaction with For For Management Qingdao Jifa Group Co., Ltd. and its Affiliates 5.6 Approve Related Party Transaction with For For Management Qingdao Global Wealth Center Development and Construction Co., Ltd. and its Affiliates 5.7 Approve Related Party Transaction with For For Management Qingdao Yunhao Real Estate Co., Ltd. and its Affiliates 5.8 Approve Related Party Transaction with For For Management Qingdao Jieneng Steam Turbine Group Co. , Ltd. and its Affiliates 5.9 Approve Related Party Transaction with For For Management Qingdao Haichuang Development Construction Investment Co., Ltd. 5.10 Approve Related Party Transaction with For For Management Yantai Rural Commercial Bank Co., Ltd. 5.11 Approve Related Party Transaction with For For Management Bank of Suzhou Co., Ltd. 5.12 Approve Related Party Transaction with For For Management Weihai City Commercial Bank Co., Ltd. 5.13 Approve Related Party Transaction with For For Management Jinan Rural Commercial Bank Co., Ltd. 5.14 Approve Related Party Transaction with For For Management Weifang Rural Commercial Bank Co., Ltd. 5.15 Approve Related Party Transaction with For For Management Rizhao Lanhai Village Bank Co., Ltd. 5.16 Approve Related Party Transaction with For For Management Shenzhen Luohu Blue Ocean Village Bank Co., Ltd. 5.17 Approve Related Party Transaction with For For Management Pingyin Blue Ocean Community Bank Co., Ltd. 5.18 Approve Related Party Transaction with For For Management Yiyang Blue Ocean Community Bank Co., Ltd. 5.19 Approve Related Party Transaction with For For Management Shandong Yinan Blue Ocean Rural Bank Co., Ltd. 5.20 Approve Related Party Transaction with For For Management Dexing Blue Ocean Community Bank Co., Ltd. 5.21 Approve Related Party Transaction with For For Management Shandong Jinxiang Blue Ocean Community Bank Co., Ltd. 6 Approve to Appoint Auditor For For Management 7 Approve Extension of Resolution For For Management Validity Period and Authorization Period of Convertible Bonds Issuance 8 Approve Issuance of Capital Bonds and For For Management Special Authorization within the Limits 9 Approve Issuance of Non-Capital For For Management Financial Bonds and Transfer Authorization to Management 10 Approve Report on the Usage of For For Management Previously Raised Funds 11 Elect Wang Shaofei as Independent For For Management Director 12 Elect An Jie as Supervisor For For Management -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For Against Management 2 Approve Provision of Guarantee For Against Management 3 Approve Capital Injection by Qingdao For For Shareholder Jinyang Equity Investment Partnership (Limited Partnership) and Qingdao Honggu Equity Investment Partnership (Limited Partnership) 4 Approve Capital Injection by Company For For Shareholder -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 9.1 Approve Share Type and Par Value For For Shareholder 9.2 Approve Issue Manner and Issue Time For For Shareholder 9.3 Approve Target Subscribers and For For Shareholder Subscription Method 9.4 Approve Pricing Reference Date and For For Shareholder Issue Price 9.5 Approve Issue Size For For Shareholder 9.6 Approve Lock-up Period For For Shareholder 9.7 Approve Raised Funds Investment For For Shareholder 9.8 Approve Listing Exchange For For Shareholder 9.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 9.10 Approve Resolution Validity Period For For Shareholder 10 Approve Private Placement of Shares For For Shareholder 11 Approve Demonstration Analysis Report For For Shareholder in Connection to Private Placement 12 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 13 Approve Report on the Usage of For For Shareholder Previously Raised Funds 14.1 Approve Three Gorges Capital Holdings For For Shareholder Co., Ltd. as Strategic Investor 14.2 Approve Shandong Railway Development For For Shareholder Fund Co., Ltd. as Strategic Investor 14.3 Approve Three Gorges Jinshi (Wuhan) For For Shareholder Equity Investment Fund Partnership (Limited Partnership) as Strategic Investor 14.4 Approve Three Gorges Green Industry For For Shareholder (Shandong) Equity Investment Partnership (Limited Partnership) as Strategic Investor 14.5 Approve Dongfang Electric (Chengdu) For For Shareholder Qingneng Equity Investment Fund Partnership (Limited Partnership) as Strategic Investor 15 Approve Signing of Strategic For For Shareholder Cooperation Agreement 16 Approve Subscription Agreement For For Shareholder 17 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Authorization of Board to For For Shareholder Handle All Related Matters 19 Approve Shareholder Return Plan For For Shareholder -------------------------------------------------------------------------------- QINGDAO ZHONGZI ZHONGCHENG GROUP CO., LTD. Ticker: 300208 Security ID: Y7164A107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve Comprehensive Financing Credit For For Management Line Application 7 Approve Appoint of Auditor For For Management 8 Approve Loan Application and Related For For Management Party Transactions 9 Approve Capital Increase in H&Shun For For Management International Holdings Pte. Ltd. -------------------------------------------------------------------------------- QINGHAI HUZHU BARLEY WINE CO., LTD. Ticker: 002646 Security ID: Y7164K113 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lu Yan as Supervisor For For Shareholder 2.1 Elect Li Yinhui as Non-independent For For Management Director 2.2 Elect Guo Shouming as Non-independent For For Management Director 2.3 Elect Lu Shuilong as Non-independent For For Management Director 2.4 Elect Wang Zhaoji as Non-independent For For Management Director 2.5 Elect Zhao Jie as Non-independent For For Management Director 2.6 Elect Gao Jianhong as Non-independent For For Management Director 3.1 Elect Fang Wenbin as Independent For For Management Director 3.2 Elect Wang Deliang as Independent For For Management Director 3.3 Elect Wu Fei as Independent Director For For Management -------------------------------------------------------------------------------- QINGHAI HUZHU BARLEY WINE CO., LTD. Ticker: 002646 Security ID: Y7164K113 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget Report For Against Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Comprehensive Credit Line Bank For For Management Application and Provision of Guarantee 10 Approve to Appoint Auditor For For Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope 12 Approve Shareholder Return Plan For For Management 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Amend Working System for Independent For For Management Directors 18 Approve Related Party Transaction For For Management Decision System 19 Amend Management System of Raised Funds For For Management 20 Amend Management System of Financing For For Management and External Guarantee -------------------------------------------------------------------------------- QINGHAI SPRING MEDICINAL RESOURCES TECHNOLOGY CO. LTD. Ticker: 600381 Security ID: Y7172N109 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 2 Approve Authorization of Board to For For Management Handle All Matters Related to Merger by Absorption -------------------------------------------------------------------------------- QINGHAI SPRING MEDICINAL RESOURCES TECHNOLOGY CO. LTD. Ticker: 600381 Security ID: Y7172N109 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- QINGHAI SPRING MEDICINAL RESOURCES TECHNOLOGY CO. LTD. Ticker: 600381 Security ID: Y7172N109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Allowance of Independent For For Management Directors 10 Approve Appointment of Auditor For For Management 11.1 Elect Zhang Xuefeng as Non-Independent For For Management Director 11.2 Elect Xiao Rong as Non-Independent For For Management Director 11.3 Elect Yao Tiepeng as Non-Independent For For Management Director 11.4 Elect Chen Ding as Non-Independent For For Management Director 12.1 Elect Gao Xuemin as Independent For For Management Director 12.2 Elect Li Libing as Independent Director For For Management 12.3 Elect Dong Bojun as Independent For For Management Director 13.1 Elect Hua Yumin as Supervisor For For Management 13.2 Elect Fu Xiaopeng as Supervisor For For Management -------------------------------------------------------------------------------- QINGLING MOTORS CO. LTD Ticker: 1122 Security ID: Y71713104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Independent Auditor's Report 4 Approve 2019 Profit Appropriation For For Management Proposal 5 Appoint Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP Chongqing Branch and Deloitte Touche Tohmatsu as PRC and International Auditors, Respectively, and Authorize Board to Determine Their Remuneration -------------------------------------------------------------------------------- QINGLING MOTORS CO. LTD. Ticker: 1122 Security ID: Y71713104 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Chassis Supply Agreement For For Management and Relevant Annual Caps 2 Approve New CQACL Agreement, New For For Management Qingling Group Agreement, New CQCC Agreement, New CQFC Agreement, New CQAC Agreement, New CQNHK Agreement, New CQPC Agreement and Relevant Annual Caps 3 Approve New Isuzu Supply Agreement and For For Management Relevant Annual Caps 4 Approve New Supply Agreement and For For Management Relevant Annual Caps 5 Approve New Sales JV Supply Agreement For For Management and Relevant Annual Caps -------------------------------------------------------------------------------- QINGLING MOTORS CO., LTD. Ticker: 1122 Security ID: Y71713104 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Adachi Katsumi as Director, For For Management Authorize Board to Fix His Remuneration and Enter into the Service Contract with Him -------------------------------------------------------------------------------- QINHUANGDAO PORT CO., LTD. Ticker: 3369 Security ID: Y7S65Z110 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Costs on For For Management Employees Who Leave their Posts and Wait for Retirement 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- QINHUANGDAO PORT CO., LTD. Ticker: 3369 Security ID: Y7S65Z110 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Final Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Fix Their Audit Fees 6 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Fix Their Audit Fees 7 Approve Directors' 2019 Annual For For Management Remuneration 8 Approve Supervisors' 2019 Annual For For Management Remuneration 9 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- QISDA CORP. Ticker: 2352 Security ID: Y07988101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kuen Yao K.Y. Lee with For For Management SHAREHOLDER NO.00000008 as Non-Independent Director 1.2 Elect Chi Hong Peter Chen with For For Management SHAREHOLDER NO.00000060 as Non-Independent Director 1.3 Elect Shuang Lang Paul Peng, a For For Management Representative of AU Optronics Corp with SHAREHOLDER NO.00084603, as Non-Independent Director 1.4 Elect Han Chou Joe Huang, a For For Management Representative of BenQ Foundation with SHAREHOLDER NO.00462776, as Non-Independent Director 1.5 Elect Cheng Ju Allen Fan with For For Management SHAREHOLDER NO.J101966xxx as Independent Director 1.6 Elect Lo Yu Yen with SHAREHOLDER NO. For For Management R103059xxx as Independent Director 1.7 Elect Jyuo Min Shyu with SHAREHOLDER For For Management NO.F102333xxx as Independent Director 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Profit Distribution For For Management 4 Amend Articles of Association For For Management 5 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt or Issuance of Shares via Public Offering or Issuance of Preferred Shares via Public Offering or Issuance of Shares or Convertible Bonds via Private Placement 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- QL RESOURCES BERHAD Ticker: 7084 Security ID: Y7171B106 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Tan Bun Poo as Director For For Management 3 Elect Aini Binti Ideris as Director For For Management 4 Elect Chia Seong Pow as Director For For Management 5 Elect Chia Song Swa as Director For For Management 6 Elect Chia Lik Khai as Director For For Management 7 Approve Directors' Fees and Benefits For For Management 8 Approve Additional Directors' Benefits For For Management 9 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Share Repurchase Program For For Management 12 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- QTONE EDUCATION GROUP (GUANGDONG) CO., LTD. Ticker: 300359 Security ID: Y2R36Y103 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Cancellation of Partial Stock For For Management Options 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5 Approve Change in Registered Capital For For Management and Amend Articles of Association 6 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- QTONE EDUCATION GROUP (GUANGDONG) CO., LTD. Ticker: 300359 Security ID: Y2R36Y103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Audited Financial Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 8 Approve Related Party Transaction in For Against Management Connection to Equity Transfer Agreement 9 Approve to Appoint Auditor For For Management 10 Approve Shareholder Dividend Return For For Management Plan 11 Approve Change of Registered Capital For For Management and Amend Articles of Association 12 Elect Chen Binhai as Independent For For Shareholder Director -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management without Cancellation of Shares 2 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb Qualicorp For For Management Corretora de Seguros SA 4 Approve Absorption of Qualicorp For For Management Corretora de Seguros SA 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Potential Transaction of Sale For Against Management of All Quotas Issued by the Subsidiary QSaude Operadora de Planos de Saude Ltda, Grant Release of Obligations and Execution of Commercial Partnership Agreement with Qualicorp Administradora de Beneficios SA and QSaude 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Olivieri as Independent Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Ramos Neto as Independent Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Martins de Souza as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Arthur Farme de D'Amoed Neto as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Heraclito de Brito Gomes Junior as Independent Board Chairman 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Teixeira Sampaio as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Otavio de Garcia Lazcano as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Remuneration of Company's For For Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 Elect Fiscal Council Members For For Management 13 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 14 Approve Remuneration of Fiscal Council For For Management Members 15 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- QUALITAS CONTROLADORA S.A.B. DE C.V. Ticker: Q Security ID: P7921H130 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Report on Adherence to Fiscal For For Management Obligations 3 Approve Reports on Transactions For For Management Carried Out by Audit Committee and Corporate Practices Committee 4 Approve Allocation of Income For For Management 5 Approve Report on Share Repurchase and For For Management Set Aggregate Nominal Amount of Share Repurchase Reserve 6 Elect or Ratify Board Members, For For Management Executives and Members of Key Committees 7 Approve Remuneration of Directors and For For Management Members of Key Committees -------------------------------------------------------------------------------- QUALITAS CONTROLADORA S.A.B. DE C.V. Ticker: Q Security ID: P7921H130 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital via For For Management Cancellation of Treasury Shares 2 Amend Articles to Reflect Changes in For For Management Capital 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- QUALITY HOUSES PUBLIC CO. LTD. Ticker: QH Security ID: Y7173A288 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 5.1 Elect Boonsom Lerdhirunwong as Director For For Management 5.2 Elect Adul Vinaiphat as Director For For Management 5.3 Elect Naporn Sunthornchitcharoen as For For Management Director 5.4 Elect Chalerm Kiettitanabumroong as For For Management Director 6 Approve Remuneration of Directors For For Management 7 Approve Bonus of Directors For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Other Business For Against Management -------------------------------------------------------------------------------- QUANTA COMPUTER, INC. Ticker: 2382 Security ID: Y7174J106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- QUANTA STORAGE, INC. Ticker: 6188 Security ID: Y7175W106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect HE,SHIH-CHIH, with SHAREHOLDER For For Management NO.9 as Non-independent Director 4.2 Elect HUANG,JIAN-TANG, a For For Management Representative of QUANTA COMPUTER INC. with SHAREHOLDER NO.1, as Non-independent Director 4.3 Elect CAI,WUN-HONG, a Representative For For Management of QUANTA COMPUTER INC. with SHAREHOLDER NO.1, as Non-independent Director 4.4 Elect JHANG,JIA-FONG, a Representative For For Management of QUANTA COMPUTER INC. with SHAREHOLDER NO.1, as Non-independent Director 4.5 Elect WANG,GUAN-SHENG with SHAREHOLDER For For Management NO.J120674XXX as Independent Director 4.6 Elect CAI,YOU-JHIH, with SHAREHOLDER For For Management NO.21529 as Independent Director 4.7 Elect CHEN,YAN-HAO, with SHAREHOLDER For For Management NO.Q120124XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- QUANTUM HI-TECH (CHINA) BIOLOGICAL CO., LTD. Ticker: 300149 Security ID: Y443A5102 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Related Party Transaction For For Management 3 Approve Adjustment of the Use of For For Management Excess Raised Funds and Use to Supplement Working Capital -------------------------------------------------------------------------------- QUANTUM HI-TECH (CHINA) BIOLOGICAL CO., LTD. Ticker: 300149 Security ID: Y443A5102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Daily Related Party For For Management Transactions 7 Approve Comprehensive Credit Line For Against Management Application -------------------------------------------------------------------------------- QUESS CORP LIMITED Ticker: 539978 Security ID: Y3R6BW102 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Quess Corp Limited - Employees' For For Management Stock Option Scheme 2015 2 Approve Quess Stock Ownership Plan - For For Management 2020 3 Approve Grant of Restricted Stock For For Management Units to the Employees of Subsidiary Company(ies) Under the Quess Stock Ownership Plan - 2020 -------------------------------------------------------------------------------- QUESS CORP. LIMITED Ticker: 539978 Security ID: Y3R6BW102 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Madhavan Karunakaran Menon as For Against Management Director 3 Approve Quess Corp Limited Employees For For Management Stock Option Scheme 2015 and Grant of Options to Eligible Employees under the Scheme 4 Approve Grant of Stock Options to For For Management Employees of Subsidiaries Companies under Quess Corp Limited Employee Stock Option Scheme 2015 -------------------------------------------------------------------------------- QUESS CORP. LIMITED Ticker: 539978 Security ID: Y3R6BW102 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares on a For For Management Preferential Basis to Amazon.com NV Investment Holdings LLC -------------------------------------------------------------------------------- QUESS CORP. LIMITED Ticker: 539978 Security ID: Y3R6BW102 Meeting Date: AUG 20, 2019 Meeting Type: Court Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement and For For Management Amalgamation -------------------------------------------------------------------------------- QUESS CORP. LIMITED Ticker: 539978 Security ID: Y3R6BW102 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: OCT 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- RABIGH REFINING & PETROCHEMICAL CO. Ticker: 2380 Security ID: M8180Q103 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Related Party Transactions Re: For For Management Saudi Aramco 6 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 7 Approve Related Party Transactions Re: For For Management Saudi Aramco 8 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 9 Approve Related Party Transactions Re: For For Management Saudi Aramco 10 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 11 Approve Related Party Transactions Re: For For Management Saudi Aramco 12 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 13 Approve Related Party Transactions Re: For For Management Saudi Aramco 14 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 15 Approve Related Party Transactions Re: For For Management Saudi Aramco 16 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 17 Approve Related Party Transactions Re: For For Management Saudi Aramco 18 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Polymer Compounds Saudi Arabia Co 19 Approve Remuneration of Independent For For Management Directors if SAR 1,050,000 for FY 2019 20 Elect Ibrahim Al-Buainain as Director For For Management 21 Amend Board of Director, Committees, For For Management and Executive Management Nomination Policy -------------------------------------------------------------------------------- RADIANT OPTO-ELECTRONICS CORP. Ticker: 6176 Security ID: Y7174K103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- RADICO KHAITAN LIMITED Ticker: 532497 Security ID: Y7174A147 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Abhishek Khaitan as Director For For Management 4 Reelect Sarvesh Srivastava as Director For For Management 5 Reelect Raghupati Singhania as Director For Against Management 6 Elect Sushmita Singha as Director For For Management 7 Elect Tushar Jain as Director For For Management 8 Elect Sharad Jaipuria as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RADIUM LIFE TECH CO., LTD. Ticker: 2547 Security ID: Y7342U108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Lending For For Management Procedures and Caps 4 Approve Business Restructure Plan to For For Management Enable Rih Ding Water Enterprise Co., Ltd and/or Ding Sheng Green Energy Technology Co., Ltd to be Held Under Rih Ding Circular Economic Investment Holding Co., Ltd. and to Meet Initial Public Offering Eligibility -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Drogaria For For Management Onofre Ltda. 2 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Drogaria Onofre For For Management Ltda. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Gilberto Lerio as Fiscal Council For Abstain Management Member and Flavio Stamm as Alternate 5.2 Elect Fernando Carvalho Braga as For Abstain Management Fiscal Council Member and Paulo Sergio Buzaid Tohme as Alternate 5.3 Elect Mario Antonio Luiz Correa as For Abstain Management Fiscal Council Member and Vivian do Valle Souza Leao Mikui as Alternate 6.1 Elect Felipe Elias Ribeiro David as None Abstain Shareholder Fiscal Council Member and Marcello da Costa Silva as Alternate Appointed by Minority Shareholder 6.2 Elect Robert Juenemann as Fiscal None For Shareholder Council Member and Alessandra Eloy Gadelha as Alternate Appointed by Minority Shareholder 7 Approve Remuneration of Fiscal Council For For Management Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For For Management 2 Amend Articles 7 and 8 For For Management 3 Amend Articles 10 and 12 For For Management 4 Amend Article 14 For For Management 5 Consolidate Bylaws For For Management 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 7 Amend Article 1 For For Management -------------------------------------------------------------------------------- RAINBOW DEPARTMENT STORE CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 3 Amend Decision-Making Procedures and For Did Not Vote Management Rules for Foreign Investments 4 Amend Management System for For Did Not Vote Management Related-Party Transactions -------------------------------------------------------------------------------- RAINBOW DEPARTMENT STORE CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Shulin as Non-independent For Did Not Vote Management Director 1.2 Elect Huang Junkang as Non-independent For Did Not Vote Management Director 1.3 Elect Zhang Xuhua as Non-independent For Did Not Vote Management Director 1.4 Elect Wang Mingchuan as For Did Not Vote Management Non-independent Director 1.5 Elect Li Shijia as Non-independent For Did Not Vote Management Director 1.6 Elect Xiao Zhanglin as Non-independent For Did Not Vote Management Director 2.1 Elect Chen Shaohua as Independent For Did Not Vote Management Director 2.2 Elect Liang Guangcai as Independent For Did Not Vote Management Director 2.3 Elect Fu Xilin as Independent Director For Did Not Vote Management 3 Approve to Appoint External and For Did Not Vote Management Internal Control Auditor 4 Approve Provision of Counter Guarantee For Did Not Vote Management 5.1 Elect Wang Baoying as Supervisor For Did Not Vote Management 5.2 Elect Luo Wenjun as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- RAINBOW DEPARTMENT STORE CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For Did Not Vote Management Connection to Leasing of AVIC Project 2 Approve Related Party Transaction in For Did Not Vote Management Connection to Leasing of China Aerospace Yi Garden Project 3 Approve Application of Bank Credit For Did Not Vote Management Lines 4 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- RAINBOW DEPARTMENT STORE CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Daily Related-party For For Management Transactions 7 Approve Remuneration of Chairman of For For Management the Board 8 Approve Report of the Board of For For Management Supervisors 9 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- RAINBOW DEPARTMENT STORE CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Approve Amendments to Articles of For For Management Association 3 Elect Liang Ruichi as Non-Independent For For Management Director -------------------------------------------------------------------------------- RAJESH EXPORTS LIMITED Ticker: 531500 Security ID: Y7181T147 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Reelect Prashant Mehta as Director For For Management 5 Elect Joseph T D as Director For For Management -------------------------------------------------------------------------------- RAK PROPERTIES PJSC Ticker: RAKPROP Security ID: M81868107 Meeting Date: MAR 21, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends Representing 3 For For Management Percent of Share Capital for FY 2019 5 Approve Remuneration of Directors For For Management 6 Elect Mustafa Al Shiryani as Director For For Management 7 Approve Related Party Transactions For For Management 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Discharge of Auditors for FY For For Management 2019 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 -------------------------------------------------------------------------------- RAND MERCHANT INVESTMENT HOLDINGS LTD. Ticker: RMI Security ID: S6815J118 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Peter Cooper as Director For For Management 1.2 Re-elect Sonja de Bruyn as Director For For Management 1.3 Re-elect Laurie Dippenaar as Director For For Management 1.4 Re-elect Jannie Durand as Director For For Management 1.5 Re-elect Per-Erik Lagerstrom as For For Management Director 1.6 Re-elect Murphy Morobe as Director For For Management 1 Approve Remuneration Policy For Against Management 2 Approve Remuneration Implementation For Against Management Report 2 Place Authorised but Unissued Shares For For Management under Control of Directors 3 Authorise Board to Issue Shares for For For Management Cash 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Authorise Their Remuneration 5.1 Re-elect Johan Burger as Member of the For For Management Audit and Risk Committee 5.2 Re-elect Sonja de Bruyn as Member of For For Management the Audit and Risk Committee 5.3 Re-elect Per-Erik Lagerstrom as Member For For Management of the Audit and Risk Committee 5.4 Re-elect James Teeger as Member of the For For Management Audit and Risk Committee 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Issue of Shares and/or For For Management Options Pursuant to a Reinvestment Option 4 Approve Financial Assistance to For Against Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries 5 Approve Financial Assistance to For For Management Related and Inter-related Entities -------------------------------------------------------------------------------- RANDON SA IMPLEMENTOS E PARTICIPACOES Ticker: RAPT4 Security ID: P7988W103 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- RASPADSKAYA PJSC Ticker: RASP Security ID: X7457E106 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 2.50 For For Management per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- RASPADSKAYA PJSC Ticker: RASP Security ID: X7457E106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 2.83 per Share 3 Ratify FBK as RAS Auditor and Ernst & For For Management Young as IFRS Auditor 4 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 5 Approve New Edition of Charter For For Management 6.1 Elect Marat Atnashev as Director None For Management 6.2 Elect Colin Bruce Donegan as Director None For Management 6.3 Elect Aleksei Ivanov as Director None Against Management 6.4 Elect Nikolai Ivanov as Director None Against Management 6.5 Elect Aleksandr Kuznetsov as Director None Against Management 6.6 Elect Ilia Lifshits as Director None Against Management 6.7 Elect Olga Pokrovskaia as Director None For Management 6.8 Elect Sergei Stepanov as Director None Against Management 6.9 Elect Eric Hugh John Stoyell as None For Management Director 6.10 Elect Aleksandr Frolov as Director None Against Management -------------------------------------------------------------------------------- RASTAR GROUP Ticker: 300043 Security ID: Y97257102 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tan Xiaoping as Independent For For Management Director -------------------------------------------------------------------------------- RASTAR GROUP Ticker: 300043 Security ID: Y97257102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Adjustment on Remuneration of For For Management Directors 7 Approve Credit Line Bank Application For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Inside Information Management For For Management System 11 Approve Report of the Board of For For Management Supervisors 12 Approve Adjustment on Remuneration of For For Management Supervisors -------------------------------------------------------------------------------- RASTAR GROUP Ticker: 300043 Security ID: Y97257102 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Yansheng as Non-Independent For For Management Director 1.2 Elect Chen Chuanghuang as For For Management Non-Independent Director 1.3 Elect Liu Shenghua as Non-Independent For For Management Director 1.4 Elect Mao Ye Wu as Non-Independent For For Management Director 2.1 Elect Ji Chuansheng as Independent For For Management Director 2.2 Elect Liao Chaoli as Independent For For Management Director 2.3 Elect Yao Mingan as Independent For For Management Director 3.1 Elect Peng Fei as Supervisor For For Management -------------------------------------------------------------------------------- RATTANINDIA POWER LIMITED Ticker: 533122 Security ID: Y3912D105 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Rajiv Rattan as Director For For Management 3 Reelect Narayanasany Jeevagan as For For Management Director 4 Reelect Sharad Behal as Director For Against Management 5 Reelect Sanjiv Chhikara as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RATTANINDIA POWER LIMITED Ticker: 533122 Security ID: Y3912D105 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 2 Approve Issuance of Lenders Equity For For Management Shares Under the Binding Settlement Proposal -------------------------------------------------------------------------------- RAUBEX GROUP LTD. Ticker: RBX Security ID: S68353101 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 28 February 2019 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with CJ Hertzog as the Individual Registered Auditor 3.1 Re-elect Freddie Kenney as Director For For Management 3.2 Re-elect Leslie Maxwell as Director For For Management 3.3 Re-elect Bryan Kent as Director For For Management 3.4 Re-elect Setshego Bogatsu as Director For For Management 4.1 Re-elect Leslie Maxwell as Member of For For Management the Audit Committee 4.2 Re-elect Bryan Kent as Member of the For For Management Audit Committee 4.3 Re-elect Setshego Bogatsu as Member of For For Management the Audit Committee 5 Approve Remuneration Policy For For Management 6 Approve Remuneration Implementation For For Management Report 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration of Non-Executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Related or Inter-related Companies and Corporations -------------------------------------------------------------------------------- RAYMOND LIMITED Ticker: 500330 Security ID: Y72123147 Meeting Date: NOV 02, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Gautam Hari Singhania as Managing Director 2 Approve Reclassification of Authorized For For Management Share Capital and Amend Memorandum of Association 3 Elect Dinesh Lal as Director For For Management 4 Elect Mukeeta Jhaveri as Director For For Management 5 Approve Extension of Corporate For Against Management Guarantee to Raymond UCO Denim Private Limited -------------------------------------------------------------------------------- RAYMOND LIMITED Ticker: 500330 Security ID: Y72123147 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Corporate For Against Management Guarantee and/or Letter of Comfort and/or Provide Any Security in Connection with Any Loan and/or Granting of Loan to J. K. lnvesto Trade(India) Limited, an Associate Company -------------------------------------------------------------------------------- RAYMOND LIMITED Ticker: 500330 Security ID: Y72123147 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares and For For Management Compulsory Convertible Preference Shares to J. K. Investo Trade (India) Limited on Preferential Basis -------------------------------------------------------------------------------- RAYMOND LIMITED Ticker: 500330 Security ID: Y72123147 Meeting Date: DEC 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ishwar Das Agarwal as Director For For Management 2 Reelect Pradeep Guha as Director For For Management 3 Elect Ashish Kapadia as Director For For Management -------------------------------------------------------------------------------- RBL BANK LIMITED Ticker: 540065 Security ID: Y8T507108 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Vijay Mahajan as Director For For Management 5 Reelect Jairaj Purandare as Director For For Management 6 Reelect P. Sudhir Rao as Director For For Management 7 Reelect D. Sivanandhan as Director For For Management 8 Approve Increase in Borrowing Powers For For Management 9 Approve Issuance of Debt Securities on For For Management Private Placement Basis 10 Approve Revision in the Remuneration For For Management of Rajeev Ahuja as Executive Director 11 Approve Revision in the Remuneration For For Management and Payment of Performance Bonus of Vishwavir Ahuja as Managing Director and Chief Executive Officer 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- RBL BANK LIMITED Ticker: 540065 Security ID: Y8T507108 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.A Approve Issuance of Equity Shares to For For Management Investors on Preferential Basis -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Corporate Bonds 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Type and Term For For Management 2.4 Approve Bond Interest Rate and Method For For Management of Determination 2.5 Approve Use of Proceeds For For Management 2.6 Approve Guarantee Arrangements For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Security Measures for Debt For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Corporate Bonds 4 Approve Provision of Guarantee for For For Management Wholly-owned and Controlled Subsidiary as well as Mutual Guarantee Between Wholly-owned and Controlled Subsidiary 5 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Type For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Termination of Partial Raised For For Management Funds Investment Project 4 Approve Provision of Credit Support For For Management for Asset-backed Plan 5.1 Elect Han Xu as Non-Independent For For Management Director 5.2 Elect Zhang Renhua as Non-Independent For For Management Director 5.3 Elect Zhou Yun as Non-Independent For For Management Director 5.4 Elect Han Chunlin as Non-Independent For For Management Director 5.5 Elect Yang Bo as Non-Independent For For Management Director 5.6 Elect Feng Hongtao as Non-Independent For For Management Director 6.1 Elect Wu Bin as Independent Director For For Management 6.2 Elect Quan Yuhua as Independent For For Management Director 6.3 Elect Yu Jianqing as Independent For For Management Director 7.1 Elect Wu Liyan as Supervisor For For Management 7.2 Elect Tao Chunfang as Supervisor For For Management -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Issue Size and Issue Manner For For Management 3.2 Approve Par Value and Issue Price For For Management 3.3 Approve Issue Manner and Target For For Management Subscribers 3.4 Approve Listing Transfer Method - For For Management Listing of Issued Bonds 3.5 Approve Bond Type and Term For For Management 3.6 Approve Bond Interest Rate and Method For For Management of Determination 3.7 Approve Repayment Method For For Management 3.8 Approve Use of Proceeds For For Management 3.9 Approve Underwriting Manner For For Management 3.10 Approve Guarantee Arrangements For For Management 3.11 Approve Raised Funds Special Account For For Management 3.12 Approve Security Measures for Debt For For Management Repayment 3.13 Approve Resolution Validity Period For For Management 4 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Period For For Management 2.3 Approve Issuance Rate For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Issue Manner For For Management 2.6 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Xijun as Independent Director For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution Plan For For Management 5 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- REALTEK SEMICONDUCTOR CORP. Ticker: 2379 Security ID: Y7220N101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- REBOSIS PROPERTY FUND LTD. Ticker: REB Security ID: S68683127 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Mdantsane City For For Management Shopping Centre to Vukile Property Fund Limited 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- REBOSIS PROPERTY FUND LTD. Ticker: REB Security ID: S68683127 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Non-executive Directors' For For Management Remuneration 5 Accept Financial Statements and For Against Management Statutory Reports for the Year Ended 31 August 2019 6 Re-elect Thabo Seopa as Director For For Management 7 Re-elect Francois Froneman as Director For For Management 8.1 Re-elect Francois Froneman as Chairman For For Management of the Audit and Risk Committee 8.2 Re-elect Thabo Seopa as Member of the For For Management Audit and Risk Committee 8.3 Re-elect Nomfundo Qangule as Member of For For Management the Audit and Risk Committee 9 Elect Thabo Seopa (Chairman), Nomfundo For For Management Qangule, Zandile Kogo and Isabeau King as Members of the Social and Ethics Committee 10 Reappoint BDO South Africa For For Management Incorporated as Auditors of the Company with Vincent Ngobese as the Individual Designated Auditor 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Directors to Issue Shares For For Management Pursuant to a Reinvestment Option 13 Approve Remuneration Policy For For Management 14 Approve Remuneration Implementation For For Management Report 15 Authorise Issue of Shares in Terms of For For Management Section 41(1) of the Companies Act 16 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- REC LIMITED Ticker: 532955 Security ID: Y73650106 Meeting Date: AUG 29, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Payment of Interim Dividend For For Management 3 Reelect Ajeet Kumar Agarwal as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Approve Issuance of Non-Convertible For For Management Debentures/Bonds on Private Placement Basis 6 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- RECHI PRECISION CO. LTD. Ticker: 4532 Security ID: Y7225T103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures for Endorsement and For For Management Guarantees 6.1 Elect CHEN SHENG TIEN, a For For Management Representative of Sampo Corporation with Shareholder No. 1, as Non-Independent Director 6.2 Elect CHEN SIOU MING, a Representative For For Management of Sampo Corporation with Shareholder No. 1, as Non-Independent Director 6.3 Elect YANG JHENG MING, a For For Management Representative of Sampo Corporation with Shareholder No. 1, as Non-Independent Director 6.4 Elect CHEN SHENG QUAN, a For For Management Representative of Chuanpao Investment Corporation with Shareholder No. 1641, as Non-Independent Director 6.5 Elect HWANG YIE SHING, a For For Management Representative of China Steel Corporation with Shareholder No. 41988, as Non-Independent Director 6.6 Elect MITSUO NAKASHIMA, a For For Management Representative of Sharp Corporation with Shareholder No. 41996, as Non-Independent Director 6.7 Elect SU CHING YANG with ID No. For For Management R100636XXX as Independent Director 6.8 Elect CHEN SHENG WANG with ID No. For For Management A110378XXX as Independent Director 6.9 Elect LEE JEN FANG with ID No. For For Management F100025XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- RED AVENUE NEW MATERIALS GROUP CO., LTD. Ticker: 603650 Security ID: Y7S9B3100 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension in Share Capital For For Management Increase Plan of Ultimate Controller -------------------------------------------------------------------------------- RED AVENUE NEW MATERIALS GROUP CO., LTD. Ticker: 603650 Security ID: Y7S9B3100 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Assets Restructuring 2.1 Approve Overall Plan For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Transaction Objects For For Management 2.4 Approve Pricing Reference Date, Manner For For Management of Pricing, and Transaction Price 2.5 Approve Manner of Transaction For For Management 2.6 Approve Contractual Obligations and For For Management Cash Payment Period for the Transfer of Ownership of the Underlying Assets 2.7 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.8 Approve Resolution Validity Period For For Management 3 Approve Major Assets Restructuring For For Management Plan Constitutes as a Related-Party Transaction 4 Approve Capital Injection for For For Management Wholly-owned Subsidiary and Related Transactions 5 Approve Draft Report and Summary on For For Management Company's Major Asset Acquisition and Related Transactions 6 Approve Conditional Subscription For For Management Agreement of the Transaction 7 Approve Signing of Supplementary For For Management Agreement of Asset Acquisition By Cash Agreement 8 Approve Relevant Audit Report, Pro For For Management Forma Review Report, and Evaluation Report of the Transaction 9 Approve Compliance of Transaction with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 10 Approve Independence of Appraiser, For For Management Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for this Transaction 11 Approve Report on the Manner, For For Management Fairness, and Rationality on the Pricing of the Transaction 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Involvement of Related Parties For For Management to this Transaction has no Prohibiting Provision in Article 13 of Interim Provisions on Strengthening the Supervision of Abnormal Trading of Stocks Related to Major Asset Restructuring of Listed Companies 14 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures to be Taken 15 Approve Hiring of Relevant For For Management Intermediary for this Transaction 16 Approve Transaction Does not Comply For For Management with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 17 Approve Stock Price Volatility For For Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 18 Approve Adjustment on the Usage of For For Management Raised Funds 19 Approve Provision of Loan and Related For For Management Party Transactions by Ultimate Controller or Associated Party 20 Approve Authorization of Board to For For Management Handle All Matters Related to Major Asset Acquisition and its Related Transactions 21 Approve Amendments to Articles of For For Management Association 22.1 Elect Zhang Ning as Non-Independent For For Management Director 22.2 Elect Zhou Jianhui as Non-Independent For For Management Director 22.3 Elect Ding Yongtao as Non-Independent For For Management Director 22.4 Elect Yuan Minjian as Non-Independent For For Management Director 23.1 Elect HWANG YUH-CHANG as Independent For For Management Director 23.2 Elect Jian Xigao as Independent For For Management Director 23.3 Elect Li Alexandre Wei as Independent For For Management Director 24.1 Elect Liu Zhijing as Supervisor For For Management 24.2 Elect Dong Dong as Supervisor For For Management -------------------------------------------------------------------------------- RED AVENUE NEW MATERIALS GROUP CO., LTD. Ticker: 603650 Security ID: Y7S9B3100 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- RED AVENUE NEW MATERIALS GROUP CO., LTD. Ticker: 603650 Security ID: Y7S9B3100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve 2019 Remuneration of Directors For Against Management and Senior Management Members and 2020 Remuneration Plan 7 Approve 2019 Remuneration of For Against Management Supervisors and 2020 Remuneration Plan 8 Approve Credit Line Bank Application For For Management 9 Approve External Guarantee Plan For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Management System for Providing For For Management External Financial Aid -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CO., LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jing Jie as Director For For Shareholder 2 Elect Xu Hong as Director For For Shareholder 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Che Jianxing as Director For For Shareholder 2 Elect Guo Binghe as Director For For Shareholder 3 Elect Che Jianfang as Director For For Shareholder 4 Elect Jiang Xiaozhong as Director For For Shareholder 5 Elect Chen Shuhong as Director For For Shareholder 6 Elect Xu Guofeng as Director For For Shareholder 7 Elect Jing Jie as Director For For Shareholder 8 Elect Xu Hong as Director For For Shareholder 9 Elect Qian Shizheng as Director For Against Shareholder 10 Elect Lee Kwan Hung, Eddie as Director For Against Shareholder 11 Elect Wang Xiao as Director For For Shareholder 12 Elect Zhao Chongyi as Director For For Shareholder 13 Elect Zheng Hongtao as Supervisor For For Shareholder 14 Elect Chen Gang as Supervisor For For Shareholder 1 Amend Articles of Association For For Shareholder 2 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Share Option Incentive For For Management Scheme of Red Star Macalline Group Corporation Ltd. (Draft) and Its Summary 2 Approve Assessment Measures in Respect For For Management of the the Implementation of the 2020 Share Option Incentive Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 Share Option Incentive Scheme 4 Approve Grant of Options and Issuance For For Management of Shares Under the 2020 Share Option Incentive Scheme -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Share Option Incentive For For Management Scheme of Red Star Macalline Group Corporation Ltd. (Draft) and Its Summary 2 Approve Assessment Measures in Respect For For Management of the Implementation of the 2020 Share Option Incentive Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 Share Option Incentive Scheme 4 Approve Grant of Options and Issuance For For Management of Shares Under 2020 the Share Option Incentive Scheme -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Account Report For For Management 4 Approve 2020 Financial Budget Report For For Management 5 Approve 2019 Annual Report and Annual For For Management Results 6 Approve Ernst & Young Hua Ming LLP as For For Management External Auditor and BDO China Shu Lun Pan Certified Public Accountants LLP as Internal Control Consultant and Authorize Board to Fix Their Remuneration 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors, Senior Management and the Company 10 Approve 2019 Profit Distribution Plan For For Management 11 Approve 2020 Non-Public Issuance of A For For Shareholder Shares of the Company 12 Approve 2020 Plan for the Non-Public For For Shareholder Issuance of A Shares of the Company 13 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds from the Non-Public Issuance of A Shares of the Company 14 Approve Authorization to the Board to For For Shareholder Deal with Relevant Matters in Relation to the 2020 Non-Public Issuance of A Shares of the Company with Full Discretion 15 Approve Fulfilment of Conditions for For For Shareholder the Non-Public Issuance of A Shares by the Company 16 Approve Report on the Use of Proceeds For For Shareholder Previously Raised 17 Approve Shareholder's Return Plan of For For Shareholder the Company for the Next Three Years (from 2020 to 2022) 18 Approve Remedial Measures for the For For Shareholder Dilution of Current Returns by the Non-Public Issuance of A Shares of the Company -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Approve 2020 Non-Public Issuance of A For For Shareholder Shares of the Company 3 Approve 2020 Plan for the Non-Public For For Shareholder Issuance of A Shares of the Company 4 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds from the Non-Public Issuance of A Shares of the Company 5 Approve Authorization to the Board to For For Shareholder Deal with Relevant Matters in Relation to the 2020 Non-Public Issuance of A Shares of the Company with Full Discretion 6 Approve Report on the Use of Proceeds For For Shareholder Previously Raised 7 Approve Shareholder's Return Plan of For For Shareholder the Company for the Next Three Years (from 2020 to 2022) 8 Approve Remedial Measures for the For For Shareholder Dilution of Current Returns by the Non-Public Issuance of A Shares of the Company -------------------------------------------------------------------------------- REDCO PROPERTIES GROUP LIMITED Ticker: 1622 Security ID: G73310131 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wong Yeuk Hung as Director and For For Management Authorize Board to Fix His Remuneration 3b Elect Huang Ruoqing as Director and For For Management Authorize Board to Fix His Remuneration 3c Elect Yip Tai Him as Director and For For Management Authorize Board to Fix His Remuneration 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- REDEFINE PROPERTIES LTD. Ticker: RDF Security ID: S6815L196 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sipho Pityana as Director For For Management 2 Elect Daisy Naidoo as Director For For Management 3 Re-elect Leon Kok as Director For For Management 4 Re-elect Bridgitte Mathews as Director For For Management 5.1 Elect Daisy Naidoo as Chairperson of For For Management the Audit Committee 5.2 Re-elect Bridgitte Mathews as Member For For Management of the Audit Committee 5.3 Re-elect Lesego Sennelo as Member of For For Management the Audit Committee 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with John Bennett as the Designated Auditor 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash 9 Authorise Issue of Shares Pursuant to For For Management a Reinvestment Option 10 Approve Remuneration Policy For For Management 11 Approve Implementation of the For For Management Remuneration Policy 12 Authorise Ratification of Approved For For Management Resolutions 1 Amend Memorandum of Incorporation For For Management 2.1 Approve Remuneration of Independent For For Management Non-executive Chairperson 2.2 Approve Remuneration of Lead For For Management Independent Director 2.3 Approve Remuneration of Non-executive For For Management Director 2.4 Approve Remuneration of Audit For For Management Committee Chairperson 2.5 Approve Remuneration of Audit For For Management Committee Member 2.6 Approve Remuneration of Risk, For For Management Compliance and Technology Committee Chairperson 2.7 Approve Remuneration of Risk, For For Management Compliance and Technology Committee Member 2.8 Approve Remuneration of Remuneration For For Management Committee Chairperson 2.9 Approve Remuneration of Remuneration For For Management Committee Member 2.10 Approve Remuneration of Nomination and For For Management Governance Committee Chairperson 2.11 Approve Remuneration of Nomination and For For Management Governance Committee Member 2.12 Approve Remuneration of Social, Ethics For For Management and Transformation Committee Chairperson 2.13 Approve Remuneration of Social, Ethics For For Management and Transformation Committee Member 2.14 Approve Remuneration of Investment For For Management Committee Chairperson 2.15 Approve Remuneration of Investment For For Management Committee Member 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 5 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- REDINGTON INDIA LTD. Ticker: 532805 Security ID: Y72020111 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Chen, Yi-Ju as Director For For Management 5 Reelect Udai Dhawan as Director For For Management 6 Elect Anita P Belani as Director For For Management 7 Reelect J. Ramachandran as Director For For Management 8 Reelect V.S. Hariharan as Director For For Management 9 Reelect Keith WF Bradley as Director For For Management 10 Elect S. V. Krishnan as Director and For For Management Approve Appointment and Remuneration of S. V. Krishnan as Whole-Time Director 11 Approve Reclassification of Promoter For For Management Status of Harrow Investment Holding Limited to Public Category 12 Appoint Branch Auditors and Authorize For For Management Board to Fix Their Remuneration -------------------------------------------------------------------------------- REGIONAL SAB DE CV Ticker: RA Security ID: P8008V109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income; Set For For Management Maximum Amount of Share Repurchase Reserve; Present Report on Share Repurchase 3a Approve Discharge of Board of Directors For For Management 3b1 Elect or Ratify Directors; Qualify For For Management Independent Directors; Elect Chairman and Secretary of Board of Directors 3b2.a Elect Jaime Alberto Rivero Santos as For For Management Director 3b2.b Elect Manuel G. Rivero Santos as For For Management Director 3b2.c Elect Manuel Gerardo Rivero Zambrano For For Management as Director 3b2.d Elect Sergio Eugenio Gonzalez Barragan For For Management as Director 3b2.e Elect Hector Cantu Reyes as Director For For Management 3b2.f Elect Alejandra Rivero Roel as Director For For Management 3b2.g Elect Francisco Rogelio Garza Egloff For For Management as Director 3b2.h Elect Alfonso Gonzalez Migoya as For For Management Director 3b2.i Elect Jorge Humberto Santos Reyna as For For Management Director 3b2.j Elect Isauro Alfaro Alvarez as Director For For Management 3b2.k Elect Oswaldo Jose Ponce Hernandez as For For Management Director 3b2.l Elect Juan Carlos Calderon Guzman as For For Management Director 3b2.m Elect Daniel Adrian Abut as Director For For Management 3b2.n Elect Carlos Arreola Enriquez as For For Management Director 3b2.o Elect Luis Miguel Torre Amione as For For Management Director 3b2.p Elect Marcelo Zambrano Lozano as For For Management Alternate Director 3b3 Approve Independence Classification of For For Management Independent Directors 3b4 Elect Jaime Alberto Rivero Santos as For For Management Board Chairman; Elect Manuel G. Rivero Santos as CEO; Elect Napoleon Garcia Cantu as Secretary and Elect Enrique Navarro Ramirez as Deputy Secretary 3b5 Approve Directors Liability and For For Management Indemnification 3c1 Entrust Functions of Surveillance, For For Management Management, Conduction and Execution of Company's Business by Board of Directors and CEO to be Carried out through Audit Committee and Corporate Practices Committee 3c2 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit and Corporate Practices Committees 3c3 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Audit Committee; Elect Jorge Humberto Santos Reyna as Member/Vice-Chairman of Audit Committee; Elect Carlos Arreola Enriquez as Member of Audit Committee 3c4 Elect Alfonso Gonzalez Migoya as For For Management Chairman of Corporate Practices Committee; Elect Oswaldo Jose Ponce Hernandez as Member/Vice-Chairman of Corporate Practices Committee; Elect Daniel Adrian Abut as Member of Corporate Practices Committee 3d1 Ratify Remuneration For For Management 3d2 Approve Remuneration of Directors, For For Management Commissars and Key Committees Members 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Approve Minutes of Previous Meeting For For Management -------------------------------------------------------------------------------- RELIANCE CAPITAL LIMITED Ticker: 500111 Security ID: Y72561114 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Elect Ryna Karani as Director For Against Management 3 Approve Pathak H.D. & Associates, For For Management Chartered Accountants as Auditors 4 Elect Rahul Sarin as Director For For Management 5 Elect Thomas Mathew as Director For For Management 6 Reelect Chhaya Virani as Director For Against Management 7 Approve Issuance of Non-Convertible For Against Management Debentuers and/or Other Debt Securities on Private Placement Basis 8 Approve Sale or Disposal of Assets or For Against Management Undertakings of the Company, Its Subsidiaries, Associates and Joint Ventures -------------------------------------------------------------------------------- RELIANCE COMMUNICATIONS LIMITED Ticker: 532712 Security ID: Y72317103 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Punit Garg as Director For Against Management 3 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RELIANCE HOME FINANCE LIMITED Ticker: 540709 Security ID: Y7S32Z110 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Amit Bapna as Director For Against Management 3 Approve Dhiraj & Dheeraj, Chartered For For Management Accountants as Statutory Auditors and Authorize Board to Fix Their Remuneration 4 Approve Dhiraj & Dheeraj, Chartered For For Management Accountants as Statutory Auditors for a Term of Five Consecutive Years from Conclusion of this AGM and Authorize Board to Fix Their Remuneration 5 Elect Chhaya Virani as Director For For Management 6 Elect Rashna Khan as Director For For Management 7 Elect Ashok Ramaswamy as Director For For Management 8 Approve Reappointment and Remuneration For For Management of Ravindra Sudhalkar as Executive Director 9 Amend Memorandum of Association For For Management 10 Approve Conversion of Debt to Equity For For Management Shares 11 Approve Issuance of Non-Convertible For Against Management Debentures and/or Other Debt Securities on Private Placement Basis -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LIMITED Ticker: 500325 Security ID: Y72596102 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Elect Pawan Kumar Kapil as Director For For Management 4 Elect Nita M. Ambani as Director For For Management 5 Approve Reappointment and Remuneration For For Management of P.M.S. Prasad as Whole-time Director, Designated as Executive Director 6 Reelect Raminder Singh Gujral as For Against Management Director 7 Elect Arundhati Bhattacharya as For For Management Director 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RELIANCE INFRASTRUCTURE LIMITED Ticker: 500390 Security ID: Y09789127 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect S. Seth as Director For For Management 3 Approve Pathak H.D. & Associates, For For Management Chartered Accountants as Auditors 4 Elect Punit Garg as Director and For For Management Approve His Appointment and Remuneration as Whole-time Director, Designated as Executive Director 5 Elect Manjari Kacker as Director For For Management 6 Reelect Ryna Karani as Director For Against Management 7 Reelect S. S. Kohli as Director For Against Management 8 Reelect K. Ravikumar as Director For Against Management 9 Approve Issuance of Non-Convertible For Against Management Debentures and/ or Other Debt Securities on Private Placement Basis 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RELIANCE NIPPON LIFE ASSET MANAGEMENT LIMITED Ticker: 540767 Security ID: Y7270W100 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name and Amend For For Management Memorandum and Articles of Association 2 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- RELIANCE POWER LIMITED Ticker: 532939 Security ID: Y7236V105 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect K. Raja Gopal as Director For For Management 3 Approve Pathak H.D. & Associates, For For Management Chartered Accountants as Auditors 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Issuance of Non-Convertible For Against Management Debentures and/or Other Debt Securities on Private Placement Basis -------------------------------------------------------------------------------- REMGRO LTD. Ticker: REM Security ID: S6873K106 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Anton Wentzel as the Individual Registered Auditor 3 Re-elect Jannie Durand as Director For For Management 4 Re-elect Peter Mageza as Director For For Management 5 Re-elect Josua Malherbe as Director For For Management 6 Re-elect Phillip Moleketi as Director For For Management 7 Re-elect Frederick Robertson as For For Management Director 8 Elect Anton Rupert as Director For For Management 9 Re-elect Sonja de Bruyn Sebotsa as For For Management Member of the Audit and Risk Committee 10 Re-elect Peter Mageza as Member of the For For Management Audit and Risk Committee 11 Re-elect Phillip Moleketi as Member of For For Management the Audit and Risk Committee 12 Re-elect Frederick Robertson as Member For For Management of the Audit and Risk Committee 13 Place Authorised but Unissued Shares For For Management under Control of Directors 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Implementation For For Management Report 1 Approve Directors' Remuneration For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- RENHE PHARMACY CO., LTD. Ticker: 000650 Security ID: Y4444S107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve to Appoint Internal Control For For Management Auditor 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9.1 Approve Issue Type and Par Value For For Management 9.2 Approve Issue Manner For For Management 9.3 Approve Target Parties and For For Management Subscription Manner 9.4 Approve Issue Price and Pricing Basis For For Management 9.5 Approve Amount and Usage of Raised For For Management Funds 9.6 Approve Issue Scale For For Management 9.7 Approve Restriction Period Arrangement For For Management 9.8 Approve Listing Location For For Management 9.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 9.10 Approve Resolution Validity Period For For Management 10 Approve Plan on Private Placement of For For Management Shares 11 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve There is No Need to Prepare For For Management Report on the Deposit and Usage of Raised Funds 14 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- REPCO HOME FINANCE LIMITED Ticker: 535322 Security ID: Y7S54C114 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Dinesh Ponraj Oliver as For Against Management Director 4 Elect Sumithra Ravichandran as Director For For Management 5 Approve Related Party Transactions For Against Management 6 Approve Issuance of Non-Convertible For For Management Debentures and Commercial Paper on Private Placement Basis -------------------------------------------------------------------------------- RESILIENT REIT LTD. Ticker: RES Security ID: S6990F105 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Stuart Bird as Director For For Management 2.1 Re-elect Des de Beer as Director For For Management 2.2 Re-elect Jacobus Kriek as Director For For Management 2.3 Re-elect Protas Phili as Director For For Management 2.4 Re-elect Dawn Marole as Director For For Management 3.1 Re-elect Barry van Wyk as Director For For Management 3.2 Re-elect Thembi Chagonda as Director For For Management 4.1 Re-elect David Brown as Member of the For For Management Audit Committee 4.2 Re-elect Protas Phili as Member of the For For Management Audit Committee 4.3 Re-elect Des Gordon as Member of the For For Management Audit Committee 5 Appoint PKF Octagon Inc. with H For For Management Schalekamp as the Designated Audit Partner 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Conditional Share Plan For For Management 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 1 Approve Financial Assistance to For For Management Related or Inter-related Companies 2 Authorise Repurchase of Issued Share For For Management Capital 3.1 Approve Non-executive Directors' Fees For For Management 3.2 Approve Non-executive Directors' Fees For For Management for Special Committee Meetings 4 Authorise Issue of Shares under the For For Management Conditional Share Plan 8 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- REUNERT Ticker: RLO Security ID: S69566156 Meeting Date: FEB 10, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Alex Darko as Director For For Management 2 Elect Pierre Fourie as Director For For Management 3 Re-elect Tasneem Abdool-Samad as For For Management Director 4 Re-elect Alan Dickson as Director For For Management 5 Re-elect Mohini Moodley as Director For For Management 6 Re-elect Thandi Orleyn as Director For For Management 7 Re-elect Nick Thomson as Director For For Management 8 Elect Pierre Fourie as Member of the For For Management Audit Committee 9 Elect Alex Darko as Member of the For For Management Audit Committee 10 Re-elect Tasneem Abdool-Samad as For For Management Member of the Audit Committee 11 Re-elect Sarita Martin as Member of For For Management the Audit Committee 12 Re-elect Tumeka Matshoba-Ramuedzisi as For For Management Member of the Audit Committee 13 Reappoint Deloitte & Touche as For For Management Auditors of the Company and Authorise Their Remuneration 14 Reappoint Nita Ranchod as the For For Management Individual Designated Auditor 15 Approve Resolutions or Agreements of For For Management Executive Directors and Prescribed Officers in Contravention of Section 75 of Companies Act but Only to the Extent that the Relevant Resolutions or Agreements Fell Within the Ambit of Section 75 of Companies Act 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Implementation For For Management Report 18 Approve Conditional Share Plan For For Management 19 Approve Issue of Shares in Terms of For For Management the Reunert 2006 Share Option Scheme 20 Authorise Repurchase of Issued Share For For Management Capital 21 Approve Non-Executive Directors' For For Management Remuneration 22 Approve Non-Executive Directors' For For Management Remuneration for Ad Hoc Assignments 23 Approve Financial Assistance Relating For For Management to Share Repurchases of Reunert's Shares and Share Plans 24 Approve Financial Assistance Relating For For Management to Securities for the Advancement of Commercial Interests 25 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 26 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- REXON INDUSTRIAL CORP. LTD. Ticker: 1515 Security ID: Y7277D105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures for For For Management Election of Directors 5 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 6.1 Elect WANG,KUN-FU, with Shareholder No. For For Management 2, as Non-Independent Director 6.2 Elect HUANG,CHING-HSIANG, with For For Management Shareholder No. 8342, as Non-Independent Director 6.3 Elect WANG,KUAN-HSIANG, with For For Management Shareholder No. 70, as Non-Independent Director 6.4 Elect KUO,PU-CHIAO, with ID No. For For Management L123138XXX, as Non-Independent Director 6.5 Elect LIN,HSI-YING, with Shareholder For For Management No. 11, as Non-Independent Director 6.6 Elect HUNG,CHAO-NAN with ID No. For For Management B100961XXX as Independent Director 6.7 Elect LIU,PEI-YAO with ID No. For For Management N101222XXX as Independent Director 6.8 Elect LI,CHENG with ID No. A120640XXX For For Management as Independent Director 6.9 Elect WU,CHUAN-CHUAN with ID No. For For Management J102466XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- RHB BANK BERHAD Ticker: 1066 Security ID: Y72783106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Rebecca Fatima Sta Maria as For For Management Director 3 Elect Khairussaleh Bin Ramli as For For Management Director 4 Elect Govindan A/L Kunchamboo as For For Management Director 5 Elect Mohamad Nasir Bin Ab Latif as For For Management Director 6 Approve Directors' Fees and Board For For Management Committees' Allowances for the Financial Year Ended December 31, 2019 7 Approve Directors' Fees and Board For For Management Committees' Allowances from January 1, 2020 Until the 55th AGM 8 Approve Directors' Remuneration For For Management (Excluding Directors' Fees and Board Committees' Allowances) 9 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- RICH DEVELOPMENT CO. LTD. Ticker: 5512 Security ID: Y7286N128 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- RIPLEY CORP. SA Ticker: RIPLEY Security ID: P8130Y104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 11.37 per Share; Present Dividend Policy c Present Dividend Distribution For For Management Procedures d Elect Directors For Against Management e Appoint Auditors For For Management f Designate Risk Assessment Companies For For Management g Approve Remuneration of Directors and For For Management Present Report on their Expenses h Approve Remuneration and Budget of For For Management Directors' Committee i Present Directors' Committee Report on For For Management Activities and Expenses j Receive Report Regarding Related-Party For For Management Transactions k Present Report on Processing, For For Management Printing, and Mailing Information To Shareholders Required by Chilean Law l Other Business For Against Management -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Extension of Validity Period For For Management for the Resolution on Private Placement of Shares 3 Approve Authorization of Board to For For Management Handle All Matters Related to the Extension of Validity Period for the Resolution on Private Placement of Shares -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Provision of Differential For For Management Compensation for the Borrowing of Labor Companies Under the Company's Real Estate Projects -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Haimen Shenghong New Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee for For For Management Shaoxing Chenyue Real Estate Co., Ltd. -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Non-public Issuance of Corporate Bonds 2 Approve Authorization for 2020 For For Management Expected Guarantees of Subsidiaries and Associated Companies 3 Approve 2020 Related Party Transaction For For Management -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Scale For For Management 1.2 Approve Issue Type and Period For For Management 1.3 Approve Bond Interest Rate and Payment For For Management Method 1.4 Approve Usage of Raised Funds For For Management 1.5 Approve Issue Manner and Target Parties For For Management 1.6 Approve Guarantee Arrangement For For Management 1.7 Approve Placement Arrangement to For For Management Shareholders 1.8 Approve Listing Transfer Method For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and Audit For For Management Report 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Provision of Guarantee for For For Shareholder Chengdu Tianhe Real Estate Development Co., Ltd. 10 Approve Provision of Guarantee for For For Shareholder Rongsheng Xingcheng (Tangshan) Yuanqu Construction Development Co., Ltd. 11 Approve Company's Overseas Listing in For For Shareholder Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 12 Approve Scheme for the Above Company's For For Shareholder Oversea Listing 13 Approve Commitment of Upholding the For For Shareholder Independent Listing Status 14 Approve Statement on and Prospect of For For Shareholder the Continuing Profitability 15 Approve Authorization of the Board to For For Shareholder Handle All Related Matters Regarding Scheme for the Above Company's Oversea Listing 16 Approve Full Circulation Application For For Shareholder -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Asset-backed For For Management Notes 2 Approve Provision of Supplemental For For Management Credit for Asset-backed Notes 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Asset-backed Notes 4 Approve Issuance of Debt Financing For For Management Instruments 5 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Debt Financing Instruments 6 Approve Provision of Repurchase For For Management Obligation Commitment -------------------------------------------------------------------------------- RISING NONFERROUS METALS SHARE CO., LTD. Ticker: 600259 Security ID: Y7304D102 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Remuneration For For Management Management System of Directors and Senior Management Members 2 Approve Increase in Entrusted Asset For For Management Management Plan 3 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- RISING NONFERROUS METALS SHARE CO., LTD. Ticker: 600259 Security ID: Y7304D102 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financing For For Management 7 Approve Guarantee Plan For For Management 8 Approve Entrusted Asset Management For For Management 9 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 10 Approve Financial Assistance Provision For For Management and Related Party Transactions -------------------------------------------------------------------------------- RISING NONFERROUS METALS SHARE CO., LTD. Ticker: 600259 Security ID: Y7304D102 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Service Agreement For For Management 2 Approve Controlling Shareholder For For Management Provision of Financial Assistance to the Company -------------------------------------------------------------------------------- RITEK CORP. Ticker: 2349 Security ID: Y7303N101 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Capital Reduction to Offset For For Management Losses 4.1 Elect YE,CHUEI-JING, with SHAREHOLDER For For Management NO.00000005 as Non-independent Director 4.2 Elect YANG,WEI-FEN, with SHAREHOLDER For For Management NO.00000014 as Non-independent Director 4.3 Elect JIANG,WEI-FONG, with SHAREHOLDER For For Management NO.S120119XXX as Non-independent Director 4.4 Elect PAN,YAN-MIN, a Representative of For For Management ZHONGKAI INVESTMENT CO., LTD. with SHAREHOLDER NO.00000520 as Non-independent Director 4.5 Elect CHEN,JYUN-JHAO with SHAREHOLDER For For Management NO.Q120866XXX as Independent Director 4.6 Elect SIN,JHIH-SIOU, with SHAREHOLDER For For Management NO.00659970 as Independent Director 4.7 Elect JHANG,ZUO-SIA, with SHAREHOLDER For For Management NO.A121036XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- RIYAD BANK Ticker: 1010 Security ID: M8215R118 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ibrahim Sharbatli as Director None Abstain Management 1.2 Elect Jamal Al Rammah as Director None For Management 1.3 Elect Khalid Al Suleiman as Director None Abstain Management 1.4 Elect Salih Al Humeidan as Director None Abstain Management 1.5 Elect Talal Al Qudheibi as Director None For Management 1.6 Elect Abdulrahman Jawah as Director None For Management 1.7 Elect Abdulwahab Al Qahtani as Director None For Management 1.8 Elect Fahd Al Shamri as Director None For Management 1.9 Elect Mohammed Al Barjas as Director None Abstain Management 1.10 Elect Abdullah Al Issa as Director None For Management 1.11 Elect Mohammed Al Oteibi as Director None For Management 1.12 Elect Mohammed Al Afaliq as Director None For Management 1.13 Elect Mohammed Al Nahhas as Director None Abstain Management 1.14 Elect Moataz Al Azawi as Director None For Management 1.15 Elect Nadir Al Waheebi as Director None For Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members -------------------------------------------------------------------------------- RIYAD BANK Ticker: 1010 Security ID: M8215R118 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Discharge of Directors for FY For For Management 2019 4 Approve Remuneration of Directors of For For Management SAR 5,480 Million for FY 2019 5 Approve Dividends of SAR 0.55 per For For Management Share for Second Half of FY 2019 so Total Dividends of SAR 1.07 per Share for FY 2019 6 Approve Interim Dividends For For Management Semi-Annually and Quarterly for FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Approve Audit Committee Charter For For Management 9 Approve Nomination and Remuneration For For Management Committee Charter 10 Approve Related Party Transactions For Against Management 11 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 12 Approve Related Party Transactions Re: For For Management Saudi Telecom Company 13 Approve Related Party Transactions Re: For For Management Saudi Mobily Company 14 Approve Related Party Transactions Re: For For Management Makarim Umm Al Qura Hotel 15 Approve Related Party Transactions Re: For For Management Dur Hospitality Company -------------------------------------------------------------------------------- RIYUE HEAVY INDUSTRY CO., LTD. Ticker: 603218 Security ID: Y7304F107 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Set-up of Indirect Subsidiary For For Management -------------------------------------------------------------------------------- RIYUE HEAVY INDUSTRY CO., LTD. Ticker: 603218 Security ID: Y7304F107 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 2 Approve Application of Comprehensive For For Management Credit Lines -------------------------------------------------------------------------------- RIYUE HEAVY INDUSTRY CO., LTD. Ticker: 603218 Security ID: Y7304F107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Daily Related-Party Transaction For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Forward Foreign Exchange For For Management Transactions 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13.1 Elect Fu Mingkang as Non-Independent For For Management Director 13.2 Elect Fu Ling'er as Non-Independent For For Management Director 13.3 Elect Zhang Jianzhong as For For Management Non-Independent Director 13.4 Elect Yu Hongkang as Non-Independent For For Management Director 13.5 Elect Wang Ye as Non-Independent For For Management Director 13.6 Elect Shi Jibo as Non-Independent For For Management Director 14.1 Elect Luo Jinming as Independent For For Management Director 14.2 Elect Zhang Zhiyong as Independent For For Management Director 14.3 Elect Zheng Shuguang as Independent For For Management Director 15.1 Elect Tang Tao as Supervisor For For Management 15.2 Elect Fu Shugen as Supervisor For For Management -------------------------------------------------------------------------------- RIZHAO PORT CO., LTD. Ticker: 600017 Security ID: Y7303J100 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- RIZHAO PORT CO., LTD. Ticker: 600017 Security ID: Y7303J100 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- RIZHAO PORT CO., LTD. Ticker: 600017 Security ID: Y7303J100 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Jiangnan as For For Management Non-independent Director 1.2 Elect Wang Yufu as Non-independent For For Management Director 1.3 Elect Zhao Bo as Non-independent For For Management Director 2.1 Elect Tan Enrong as Supevisor For For Management 2.2 Elect Cao Xiuling as Supevisor For For Management -------------------------------------------------------------------------------- RIZHAO PORT CO., LTD. Ticker: 600017 Security ID: Y7303J100 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Formulation of Remuneration For Against Management Plan of Directors 8 Approve Formulation of Remuneration For Against Management Plan of Supervisors 9 Approve Formulation of Production and For For Management Operation Plan 10 Approve Formulation of Fund Borrowing For For Management Plan 11 Approve Formulation of Profit For For Management Distribution 12 Approve Internal Control Evaluation For For Management Report 13 Approve Corporate Social For For Management Responsibility Report 14 Approve Daily Operating Related-Party For For Management Transactions 15 Approve Related Party Transactions For For Management with Rizhao Port Group Finance Co., Ltd. 16 Approve Accepting Provision of For For Management Guarantee for Bank Loan of Company and Controlled Subsidiary 17 Approve Related Party Transactions For For Management with Shandong Harbour Construction Group Co., Ltd. 18 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 19 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- RMB HOLDINGS LTD. Ticker: RMH Security ID: S6992P127 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Jannie Durand as Director For Against Management 1.2 Re-elect Peter Cooper as Director For Against Management 1.3 Re-elect Laurie Dippenaar as Director For Against Management 1.4 Re-elect Sonja De Bruyn as Director For For Management 1.5 Elect Obakeng Phetwe as Director For Against Management 2 Place Authorised but Unissued Shares For For Management under Control of Directors 3 Authorise Board to Issue Shares for For For Management Cash 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Authorise Their Remuneration 5.1 Re-elect Sonja De Bruyn as Member of For For Management the Audit and Risk Committee 5.2 Re-elect Per-Erik Lagerstrom as Member For For Management of the Audit and Risk Committee 5.3 Re-elect James Teeger as Member of the For For Management Audit and Risk Committee 6 Authorise Ratification of Approved For For Management Resolutions 7.1 Approve Remuneration Policy For Against Management 7.2 Approve Remuneration Implementation For Against Management Report 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Issue of Shares or Options For For Management Pursuant to a Reinvestment Option 4 Approve Financial Assistance to For Against Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries 5 Approve Financial Assistance to For For Management Related or Inter-related Entities -------------------------------------------------------------------------------- RMB HOLDINGS LTD. Ticker: RMH Security ID: S6992P127 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the RMH Unbundling in Terms of For For Management Section 112 of the Companies Act -------------------------------------------------------------------------------- ROBINSON PUBLIC COMPANY LIMITED Ticker: ROBINS Security ID: Y7318W104 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting None None Management 2 Approve Delisting of Company's Shares For For Management from SET Pursuant to the Proposal Under the Restructuring Plan of Central Retail and the Relevant Authorization 3 Amend Articles of Association For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- ROBINSONS LAND CORPORATION Ticker: RLC Security ID: Y73196126 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders held on May 29, 2019 2 Approve the Financial Statements for For For Management the Preceding Year 3.1 Elect James L. Go as Director For For Management 3.2 Elect Lance Y. Gokongwei as Director For For Management 3.3 Elect Frederick D. Go as Director For For Management 3.4 Elect Patrick Henry C. Go as Director For For Management 3.5 Elect Johnson Robert G. Go, Jr. as For For Management Director 3.6 Elect Robina Y. Gokongwei-Pe as For For Management Director 3.7 Elect Artemio V. Panganiban as Director For For Management 3.8 Elect Roberto F. de Ocampo as Director For For Management 3.9 Elect Emmanuel C. Rojas, Jr. as For For Management Director 3.10 Elect Omar Byron T. Mier as Director For For Management 4 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 5 Ratify the Acts of the Board of For For Management Directors and Its Committees, Officers and Management 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- ROBINSONS RETAIL HOLDINGS, INC. Ticker: RRHI Security ID: Y7318T101 Meeting Date: MAR 27, 2020 Meeting Type: Written Consent Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation to For Against Management Reflect Reduction in the Number of Seats in the Board of Directors from 11 to 9 -------------------------------------------------------------------------------- ROBINSONS RETAIL HOLDINGS, INC. Ticker: RRHI Security ID: Y7318T101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management of the Stockholders Held on May 30, 2019 2 Approve Financial Statements for the For For Management Preceding Year 3.1 Elect James L. Go as a Director For For Management 3.2 Elect Lance Y. Gokongwei as a Director For For Management 3.3 Elect Robina Y. Gokongwei-Pe as a For For Management Director 3.4 Elect Ian James Winward McLeod as a For For Management Director 3.5 Elect Samuel Sanghyun Kim as a Director For Against Management 3.6 Elect Antonio L. Go as a Director For For Management 3.7 Elect Roberto R. Romulo as a Director For For Management 3.8 Elect Rodolfo P. Ang as a Director For For Management 4 Appoint SyCip, Gorres, Velayo & Co. as For For Management External Auditor 5 Ratify Acts of the Board of Directors For For Management and Its Committees, Officers, and Management Since the Last Annual Meeting 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Invest in For For Management Financial Products 2 Approve External Guarantee Provision For For Management 3 Approve External Provision of For For Management Financial Assistance -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantees For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management 2 Approve Purchase of Operational Land For For Management for Authorized Management 3 Approve External Investment for For For Management Authorized Management 4 Approve Guarantee For For Management 5 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Financial For For Management Assistance -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Resolution For For Management Validity Period of Private Placement 2 Approve Share Issuance via Private For For Management Placement (Revised Draft) -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to External Guarantee Provision -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Guarantee For For Management -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Parties For For Management 1.2 Approve Issue Price For For Management 1.3 Approve Lock-up Period For For Management 2 Approve Plan on Private Placement of For For Management Shares 3 Approve Adjustment on Authorization of For For Management the Board on Private Placement 4 Approve Adjustment on Resolution For For Management Validity Period on Private Placement 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Annual Report and Summary For For Management 7.1 Approve Signing of Purchase and Sale For For Management Contract with Ningbo Hengyi Trading Co. , Ltd. 7.2 Approve Signing of Purchase Contract For For Management with Zhejiang Rongsheng Holding Group Co., Ltd. 7.3 Approve Signing of Purchase and Sale For For Management Contract with Zhejiang Yisheng Petrochemical Co., Ltd. 7.4 Approve Signing of Purchase and Sale For For Management Contract with Hainan Yisheng Petrochemical Co., Ltd. 7.5 Approve Signing of Purchase and Sale For For Management Contract with Zhejiang Refined Oil Trading Co., Ltd. 7.6 Approve Signing of Housing and Parking For For Management Contract with Daishan Chenyu Real Estate Co., Ltd. 7.7 Approve Signing of Cargo For For Management Transportation Contract with Zhejiang Rongtong Logistics Co., Ltd. 7.8 Approve Signing of Purchase Contract For For Management with Suzhou Shenghui Equipment Co., Ltd. 7.9 Approve Handling of Deposits, Credits For For Management and Settlements in Zhejiang Xiaoshan Rural Commercial Bank Co., Ltd. 7.10 Approve Loan from Controlling For For Management Shareholder 8 Approve Provision of Guarantee and For For Management Related Party Transactions 9 Approve Futures Hedging Business For For Management 10 Approve Foreign Exchange Derivatives For For Management Trading Business 11 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- RONSHINE CHINA HOLDINGS LTD. Ticker: 3301 Security ID: G76368102 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Ou Zonghong as Director For For Management 3a2 Elect Qu Wenzhou as Director For For Management 3a3 Elect Ren Yunan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ROO HSING CO., LTD. Ticker: 4414 Security ID: Y4480W103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Changes in Usage of Previously For For Management Raised Funds 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Approve Private Placement of Ordinary For For Management Shares or Convertible Bonds 7.1 Elect CHEN,SHIH-HSIU, a Representative For For Management of WEI HAO INVESTMENT CO., LTD., with Shareholder No. 12132, as Non-Independent Director 7.2 Elect HSU,CHUNG-JUNG, a Representative For For Management of WEI HAO INVESTMENT CO., LTD., with Shareholder No. 12132, as Non-Independent Director 7.3 Elect CHAO,YU-CHIAO, a Representative For For Management of WEI HAO INVESTMENT CO., LTD., with Shareholder No. 12132, as Non-Independent Director 7.4 Elect SUN,YANG, a Representative of For For Management JDU OPPORTUNITIES LIMITED, with Shareholder No. 53563, as Non-Independent Director 7.5 Elect NAKAJIMA TAKEHITO, a For For Management Representative of HSING NIU YI INVESTMENT CO., LTD., with Shareholder No. 53561, as Non-Independent Director 7.6 Elect CHEN,YU-SHEN, a Representative For For Management of NATIONAL DEVELOPMENT FUND EXECUTIVE YUAN, with Shareholder No. 65576, as Non-Independent Director 7.7 Elect LI,HUNG-CHIN, with ID No. For For Management K120059XXX, as Independent Director 7.8 Elect LI,WEN-CHENG, with ID No. For For Management A101359XXX, as Independent Director 7.9 Elect LI,CHIN-TING, with ID No. For For Management A101799XXX, as Independent Director 8 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ROSNEFT OIL CO. Ticker: ROSN Security ID: X7394C106 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 15.34 For Did Not Vote Management for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- ROSNEFT OIL CO. Ticker: ROSN Security ID: 67812M207 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 15.34 For Did Not Vote Management for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- ROSNEFT OIL CO. Ticker: ROSN Security ID: 67812M207 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For Did Not Vote Management 2 Approve Financial Statements For Did Not Vote Management 3 Approve Allocation of Income For Did Not Vote Management 4 Approve Dividends of RUB 18.07 per For Did Not Vote Management Share 5 Approve Remuneration of Directors None None Management 6 Approve Remuneration of Members of For Did Not Vote Management Audit Commission 7 Elect Directors None None Management 8.1 Elect Olga Andrianova as Member of For Did Not Vote Management Audit Commission 8.2 Elect Tatiana Zobkova as Member of For Did Not Vote Management Audit Commission 8.3 Elect Sergei Poma as Member of Audit For Did Not Vote Management Commission 8.4 Elect Zakhar Sabantsev as Member of For Did Not Vote Management Audit Commission 8.5 Elect Pavel Shumov as Member of Audit For Did Not Vote Management Commission 9 Ratify Ernst and Young as Auditor For Did Not Vote Management -------------------------------------------------------------------------------- ROSSETI PJSC Ticker: RSTI Security ID: X3490A102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4.1 Approve Dividends of RUB 0.189304 for For For Management Preferred Shares for 2019 4.2 Approve Dividends of RUB 0.0885155625 For For Management for Common Share for 2019 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Members of For For Management Audit Commission 7.1 Elect Stanislav Ashirov as Director None Against Management 7.2 Elect Boris Aiuev as Director None Against Management 7.3 Elect Maksim Bystrov as Director None Against Management 7.4 Elect Kirill Dmitriev as Director None Against Management 7.5 Elect Oleg Dubnov as Director None For Management 7.6 Elect Aleksandr Kalinin as Director None Against Management 7.7 Elect Pavel Livinskii as Director None Against Management 7.8 Elect Iurii Manevich as Director None Against Management 7.9 Elect Andrei Murov as Director None Against Management 7.10 Elect Aleksandr Novak as Director None Against Management 7.11 Elect Mikhail Rasstrigin as Director None Against Management 7.12 Elect Nikolai Rogalev as Director None Against Management 7.13 Elect Vladimir Furgalskii as Director None Against Management 7.14 Elect Andrei Sharonov as Director None For Management 7.15 Elect Sergei Shmatko as Director None Against Management 8.1 Elect Diana Agamagomedova as Member of For For Management Audit Commission 8.2 Elect Sergei Balagurov as Member of For For Management Audit Commission 8.3 Elect Andrei Gabov as Member of Audit For For Management Commission 8.4 Elect Tatiana Zobkova as Member of For For Management Audit Commission 8.5 Elect Konstantin Pozdniakov as Member For For Management of Audit Commission 9 Ratify RSM RUS as Auditor For For Management 10 Approve New Edition of Charter For For Management -------------------------------------------------------------------------------- ROSTELECOM PJSC Ticker: RTKM Security ID: X7367F102 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Share Capital For For Management through Issuance of 1.2 Billion Ordinary Shares via Closed Subscription -------------------------------------------------------------------------------- ROYAL GROUP CO., LTD. Ticker: 002329 Security ID: Y2931G107 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Receipt of Deferred Payment For For Management from Sale of Equities -------------------------------------------------------------------------------- ROYAL GROUP CO., LTD. Ticker: 002329 Security ID: Y2931G107 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ROYAL GROUP CO., LTD. Ticker: 002329 Security ID: Y2931G107 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Arrangement For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- ROYAL GROUP CO., LTD. Ticker: 002329 Security ID: Y2931G107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- RUENTEX DEVELOPMENT CO., LTD. Ticker: 9945 Security ID: Y73659107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 4 Approve Profit Distribution and For For Management Issuance of New Shares by Capitalization of Profit 5.1 Elect JEAN, TSANG-JIUNN, a For For Management Representative of YING JIA INVESTMENT CO., LTD., with Shareholder No. 246931, as Non-Independent Director 5.2 Elect WANG, CHI-FAN, a Representative For For Management of RUENTEX INDUSTRIES LTD., with Shareholder No. 000270, as Non-Independent Director 5.3 Elect YIN , CHUNG-YAO, a For For Management Representative of RUENTEX INDUSTRIES LTD., with Shareholder No. 000270, as Non-Independent Director 5.4 Elect LEE, CHIH-HUNG, a Representative For For Management of RUN TAI SING CO., LTD., with Shareholder No. 083879, as Non-Independent Director 5.5 Elect CHEN, LI-YU, a Representative of For For Management RUN TAI SING CO., LTD., with Shareholder No. 083879, as Non-Independent Director 5.6 Elect YANG ,WEN-CHUN, a Representative For For Management of YING JIA INVESTMENT CO., LTD., with Shareholder No. 246931, as Non-Independent Director 5.7 Elect SHUN-XIONG KE, with ID No. For For Management Q120322XXX, as Independent Director 5.8 Elect YI-LONG ZHAO, with ID No. For For Management F104108XXX, as Independent Director 5.9 Elect GUO-ZHEN CHANG, with ID No. For Against Management B100126XXX, as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- RUENTEX INDUSTRIES LTD. Ticker: 2915 Security ID: Y7367H107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- RUN LONG CONSTRUCTION CO. LTD. Ticker: 1808 Security ID: Y48096104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit and Capital Surplus 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- RUSSNEFT PJSC Ticker: RNFT Security ID: X74353107 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Charter: Rights Attached to For For Management Preferred Shares -------------------------------------------------------------------------------- RUSSNEFT PJSC Ticker: RNFT Security ID: X74353107 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Charter For For Management -------------------------------------------------------------------------------- S P SETIA BERHAD Ticker: 8664 Security ID: Y8132G101 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ahmad Pardas bin Senin as For For Management Director 2 Elect Mohd Noor bin Yaacob as Director For For Management 3 Elect Zuraidah binti Atan as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Other Remuneration For For Management and Benefits 6 Approve Ernst & Young PLT, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Wei as Non-Independent For For Management Director 1.2 Elect Lin Zheying as Non-Independent For For Management Director 1.3 Elect Zhang Yichen as Non-Independent For For Management Director 1.4 Elect Deng Weidong as Non-Independent For For Management Director 1.5 Elect Liu Chengwei as Non-Independent For For Management Director 1.6 Elect Chen Fei as Non-Independent For For Management Director 1.7 Elect Luo Shili as Non-Independent For For Management Director 1.8 Elect Wu Weiting as Non-Independent For For Management Director 2.1 Elect Zhou Zhonghui as Independent For For Management Director 2.2 Elect Jin Li as Independent Director For For Management 2.3 Elect Ye Diqi as Independent Director For For Management 2.4 Elect Zhou Yongjian as Independent For For Management Director 3.1 Elect Sun Xun as Supervisor For For Management 3.2 Elect Cen Ziliang as Supervisor For For Management 3.3 Elect Liu Jilu as Supervisor For For Management 4 Approve Adjustment to Allowance of For For Management Independent Directors 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Approve Daily Related Party Transaction For For Management 7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve External Guarantee Provision For Against Management Plan 8 Approve Use of Own Funds to Invest in For For Management Financial Products 9 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- SA CORPORATE REAL ESTATE LTD. Ticker: SAC Security ID: S7220D118 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2 Place Authorised but Unissued Shares For For Management under Control of Directors 3 Authorise Directors to Issue Shares to For For Management Afford Shareholders Distribution Reinvestment Alternatives 4 Authorise Board to Issue Shares for For For Management Cash 5 Appoint PricewaterhouseCoopers (PwC) For For Management as Auditors of the Company with Jacques de Villiers as the Designated Audit Partner 6 Re-elect Arthur Moloto as Director For For Management 7 Re-elect Emily Hendricks as Director For For Management 8 Re-elect John Biesman-Simons as For For Management Director 9 Elect Greg Heron as Director For For Management 10 Elect Andre van Heerden as Director For For Management 11 Elect Oratile Mosetlhi as Director For For Management 12 Elect Naidene Ford-Hoon (Fok) as For For Management Director 13 Re-elect John Biesman-Simons as For For Management Chairman of the Audit Committee 14 Elect Andre van Heerden as Member of For For Management the Audit Committee 15 Elect Naidene Ford-Hoon (Fok) as For For Management Member of the Audit Committee 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 2 Approve Financial Assistance to For For Management Related or Inter-related Parties 3 Authorise Issue of Shares to Directors For For Management Who Elect to Re-invest Their Cash Distributions Under the Reinvestment Option 4.1 Approve Fees of the Board Chairman For For Management 4.2 Approve Fees of the Board Member For For Management 4.3 Approve Fees of the Audit Committee For For Management Chairman 4.4 Approve Fees of the Audit Committee For For Management Member 4.5 Approve Fees of the Risk and For For Management Compliance Committee Chairman 4.6 Approve Fees of the Risk and For For Management Compliance Committee Member 4.7 Approve Fees of the Remuneration For For Management Committee Chairman 4.8 Approve Fees of the Remuneration For For Management Committee Member 4.9 Approve Fees of the Nominations For For Management Committee Chairman 4.10 Approve Fees of the Nominations For For Management Committee Member 4.11 Approve Fees of the Investment For For Management Committee Chairman 4.12 Approve Fees of the Investment For For Management Committee Member 4.13 Approve Fees of the Social, Ethics and For For Management Environmental Committee Chairman 4.14 Approve Fees of the Social, Ethics and For For Management Environmental Committee Member 4.15 Approve Conference and Strategy For For Management Sessions Flat Fee 4.16 Approve Ad Hoc Meetings Per Hour For For Management Capped at One Third of Annual Fee 5 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SADBHAV ENGINEERING LIMITED Ticker: 532710 Security ID: Y7369C130 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Nitin R. Patel as Director For Against Management 4 Reelect Vipul H. Patel as Director For Against Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Reappointment and Remuneration For For Management of Vipul H. Patel as Whole-time Director, Designated as Executive Director 7 Reelect Mirat N. Bhadlawala as Director For Against Management 8 Reelect Atul N. Ruparel as Director For Against Management 9 Reelect Sandip V. Patel as Director For For Management -------------------------------------------------------------------------------- SAFMAR FINANCIAL INVESTMENT PJSC Ticker: SFIN Security ID: X23955119 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Large-Scale Related-Party For For Management Transaction 2 Approve Large-Scale Related-Party For Against Management Transactions -------------------------------------------------------------------------------- SAFMAR FINANCIAL INVESTMENT PJSC Ticker: SFIN Security ID: X23955119 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Omission of Dividends 2.1 Elect Oleg Adriiankin as Director None Against Management 2.2 Elect Oleg Viugin as Director None Against Management 2.3 Elect Alla Griaznova as Director None For Management 2.4 Elect Mikail Gutseriev as Director None Against Management 2.5 Elect Said Gutseriev as Director None Against Management 2.6 Elect Avet Mirakian as Director None Against Management 2.7 Elect Ilia Mikhailenko as Director None Against Management 2.8 Elect Aleksandr Miakenkii as Director None For Management 2.9 Elect Sergei Nazarov as Director None For Management 2.10 Elect Bilan Uzhakhov as Director None Against Management 2.11 Elect Sergei Tsikaliuk as Director None Against Management 3.1 Elect Andrei Gorokhov as Member of For For Management Audit Commission 3.2 Elect Aleksei Rozhkovskii as Member of For For Management Audit Commission 3.3 Elect Stanislav Turbanov as Member of For For Management Audit Commission 4 Ratify Ernst & Young as Auditor For For Management 5 Approve New Edition of Charter For For Management 6 Approve Regulations on Board of For For Management Directors 7 Approve Regulations on General Meetings For For Management 8 Approve Regulations on Information For For Management Disclosure 9 Approve Large-Scale Related-Party For Against Management Transactions -------------------------------------------------------------------------------- SAHARA INTERNATIONAL PETROCHEMICAL CO. Ticker: 2310 Security ID: M8257M100 Meeting Date: DEC 08, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Khalid Al Zamil as Director None For Management 1.2 Elect Riyadh Idrees as Director None For Management 1.3 Elect Ayidh Al Qarni as Director None For Management 1.4 Elect Abdulrahman Al Zamil as Director None Abstain Management 1.5 Elect Fahad Al Rajhi as Director None For Management 1.6 Elect Ziad Al Turki as Director None For Management 1.7 Elect Khalid Al Shweiar as Director None Abstain Management 1.8 Elect Saeed Al Issai as Director None Abstain Management 1.9 Elect Ahmed Al Dhweian as Director None Abstain Management 1.10 Elect Bandar Massoudi as Director None For Management 1.11 Elect Sami Zidan as Director None For Management 1.12 Elect Salih Bahamdan as Director None For Management 1.13 Elect Salih Al Humeidan as Director None Abstain Management 1.14 Elect Sami Al Omar as Director None Abstain Management 1.15 Elect Huseein bin Hafidh as Director None Abstain Management 1.16 Elect Thamir Al Wadai as Director None For Management 1.17 Elect Fahad Al Shammari as Director None For Management 1.18 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.19 Elect Salih Al Yami as Director None Abstain Management 1.20 Elect Mohammed bin Ali as Director None Abstain Management 1.21 Elect Wael Al Bassam as Director None Abstain Management 1.22 Elect Raad Al Qahtani as Director None Abstain Management 1.23 Elect Abdulaziz bin Dael as Director None Abstain Management 1.24 Elect Abdullah Al Sabeel as Director None Abstain Management 1.25 Elect Nabeel Manqash as Director None Abstain Management 1.26 Elect Mohammed Al Moammar as Director None Abstain Management 1.27 Elect Youssif Al Zamil as Director None Abstain Management 1.28 Elect Ibrahim Al Oteibi as Director None Abstain Management 1.29 Elect Saeed Basamah as Director None Abstain Management 1.30 Elect Adil Al Shayea as Director None Abstain Management 1.31 Elect Aziz Al Inizi as Director None Abstain Management 1.32 Elect Turki Al Rajhi as Director None Abstain Management 1.33 Elect Waleed Baamarouf as Director None For Management 1.34 Elect Muneer Al Sagheer as Director None Abstain Management 1.35 Elect Mohammed Al Oteibi as Director None Abstain Management 1.36 Elect Zein Al Imam as Director None Abstain Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 3 Elect Ayidh Al Qarni as Member of For For Management Audit Committee 4 Elect Khalid Al Zamil as Director For For Management 5 Approve Increase of Auditors' For For Management Remuneration Re: Workload for Q2, Q3, Q4 for FY 2019 and Q1 for FY 2020 6 Approve Audit Committee Charter For For Management -------------------------------------------------------------------------------- SAIC MOTOR CORP. LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Xiaoqiu as Non-Independent For For Management Director 2 Elect Shen Xiaosu as Supervisor For For Management 3.1 Approve Par Value and Issue Size For For Management 3.2 Approve Bond Interest Rate and Method For For Management of Determination 3.3 Approve Bond Maturity and Bond Type For For Management 3.4 Approve Usage of Proceeds For For Management 3.5 Approve Issue Manner, Target For For Management Subscribers, and Arrangements for Placing Bonds with Shareholders 3.6 Approve Guarantee in Relation to Bond For For Management Issuance 3.7 Approve Terms of Redemption or For For Management Sell-Back 3.8 Approve Company's Credit Status and For For Management Debt Repayment Guarantee Measures 3.9 Approve Underwriting Manner For For Management 3.10 Approve Listing Exchange For For Management 3.11 Approve Resolution Validity Period For For Management 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Shelf Issuance of Corporate Bond -------------------------------------------------------------------------------- SAIC MOTOR CORP. LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Statements For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Signing of Daily Related Party For For Management Transactions Framework Agreement and 2020 Daily Related Party Transactions 8 Approve Provision of Guarantee to SAIC For Against Management General Motors Financial Co., Ltd. 9 Approve Provision of Guarantee by For For Management Global Car Sharing and Rental Co., Ltd. 10 Approve Provision of Guarantee by For For Management Huayu Automotive Systems Co., Ltd. to Huayuan Korben Schmidt Aluminum Technology Co., Ltd. 11 Approve Provision of Guarantee by For For Management Huayu Automotive Systems Co., Ltd. to its Subsidiaries 12 Approve Appointment of Financial For For Management Auditor 13 Approve Appointment of Internal For For Management Control Auditor 14 Approve Participation of Directors in For Against Management Incentive Fund Plan 15 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yuan Zhongxue as Non-independent For For Shareholder Director 1.2 Elect Zhang Bishu as Non-independent For For Shareholder Director 1.3 Elect Liu Yanhua as Non-independent For For Shareholder Director 1.4 Elect Wang Jianye as Non-independent For For Shareholder Director 1.5 Elect Song Jun as Non-independent For For Shareholder Director 1.6 Elect Yuan Song as Non-independent For For Shareholder Director 2.1 Elect Xu Chunhua as Independent For For Shareholder Director 2.2 Elect Liu Shuguo as Independent For For Shareholder Director 2.3 Elect Dong Hua as Independent Director For For Shareholder 3.1 Elect Li Xiaodong as Supervisor For For Shareholder 3.2 Elect Hu Xiumin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Price and Pricing For For Management Principles 2.3 Approve Scale and Subscription Method For For Management 2.4 Approve Restriction Period For For Management 2.5 Approve Raised Funds Investment For For Management 2.6 Approve Issue Manner and Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Introduction of China Hainan For For Management Rubber Industry Group Co., Ltd. as Strategic Investor and Signing of Strategic Cooperation Agreement 8 Approve Signing of Conditional For For Management Non-Public Offering Share Subscription Agreement with China Hainan Rubber Industry Group Co., Ltd. 9 Approve Introduction of Macrolink For For Management Holdings Limited as Strategic Investor and Signing of Strategic Cooperation Agreement 10 Approve Signing of Conditional For For Management Non-Public Offering Share Subscription Agreement with Macrolink Holdings Limited 11 Approve Signing of Conditional For For Management Non-Public Offering Share Subscription Agreement with Yuan Zhongxue 12 Approve Signing of Conditional For For Management Non-Public Offering Share Subscription Agreement with Ruiyuan Dingshi Investment Co., Ltd. 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Approve Repurchase and Cancellation of For For Management Performance Shares 15 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditors and For For Management Payment of Their Remuneration 7 Approve External Guarantees For Against Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SALFACORP SA Ticker: SALFACORP Security ID: P831B0108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor a.1 Approve Annual Report For For Management a.2 Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income For For Management c Determine Dividend Policy For For Management d Approve Remuneration of Directors For For Management e Approve Remuneration and Budget of For For Management Directors' Committee f Appoint Auditors and Designate Risk For For Management Assessment Companies g.1 Receive Report Regarding Related-Party For For Management Transactions g.2 Receive Board's Resolutions on Types For For Management of Transactions in Accordance with Title XVI of Chilean Companies Act g.3 Receive Report on Board's Expenses For For Management Presented on Annual Report h Designate Newspaper to Publish Meeting For For Management Announcements i Other Business For Against Management -------------------------------------------------------------------------------- SAMBA FINANCIAL GROUP Ticker: 1090 Security ID: M8234E114 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Approve Dividends of SAR 0.70 Per For For Management Share for Second Half of FY 2019 5 Approve Remuneration of Directors SAR For For Management 4,685,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for Q1 FY 2020 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 10 Amend Nomination and Remuneration For For Management Committee Charter 11 Allow Khalid Al Suweilim to Be For For Management Involved with Other Companies 12 Allow Ibraheem Al Mufraj to Be For For Management Involved with Other Companies 13 Allow Abdullah Al Ruweis to Be For For Management Involved with Other Companies 14 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 15 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 16 Approve Related Party Transactions Re: For For Management National Medical Care Company 17 Approve Related Party Transactions Re: For For Management Saudi Arabian Airlines 18 Approve Related Party Transactions Re: For For Management General Civil Aviation Authority 19 Approve Related Party Transactions Re: For For Management General Civil Aviation Authority 20 Approve Related Party Transactions Re: For For Management Damam Airports Company 21 Approve Related Party Transactions Re: For For Management Mobily -------------------------------------------------------------------------------- SAMPO CORP. Ticker: 1604 Security ID: Y74706105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect JIANG, CHENG-RONG with For Against Management SHAREHOLDER NO.9312460 as Independent Director 4.2 Elect HUANG, CHIOU-YUNG with For For Management SHAREHOLDER NO.V120273XXX as Independent Director 4.3 Elect LOU, YUNG-CHIEN with SHAREHOLDER For For Management NO.H121239XXX as Independent Director 4.4 Elect Non-Independent Director No. 1 None Against Shareholder 4.5 Elect Non-Independent Director No. 2 None Against Shareholder 4.6 Elect Non-Independent Director No. 3 None Against Shareholder 4.7 Elect Non-Independent Director No. 4 None Against Shareholder 5 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- SAN MIGUEL CORPORATION Ticker: SMC Security ID: Y75106115 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Eduardo M. Cojuangco, Jr. as For For Management Director 1b Elect Ramon S. Ang as Director For Withhold Management 1c Elect Leo S. Alvez as Director For Withhold Management 1d Elect Aurora T. Calderon as Director For Withhold Management 1e Elect Joselito D. Campos, Jr. as For Withhold Management Director 1f Elect Jose C. de Venecia, Jr. as For Withhold Management Director 1g Elect Menardo R. Jimenez as Director For Withhold Management 1h Elect Estelito P. Mendoza as Director For Withhold Management 1i Elect Alexander J. Poblador as Director For Withhold Management 1j Elect Thomas A. Tan as Director For Withhold Management 1k Elect Ramon F. Villavicencio as For Withhold Management Director 1l Elect Inigo Zobel as Director For Withhold Management 1m Elect Reynaldo G. David as Director For For Management 1n Elect Reynato S. Puno as Director For For Management 1o Elect Margarito B. Teves as Director For For Management 2 Approve the Minutes of the 2019 Annual For For Management Stockholders' Meeting 3 Approve the Annual Report of the For For Management Company for Year Ended December 31, 2019 4 Ratify All the Acts of the Board of For For Management Directors and Officers Since the 2019 Annual Stockholders' Meeting 5 Appoint R.G. Manabat & Company CPAs as For For Management External Auditors -------------------------------------------------------------------------------- SAN MIGUEL FOOD & BEVERAGE, INC. Ticker: FB Security ID: Y7510J166 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Eduardo M. Cojuangco, Jr. as For For Management Director 1.2 Elect Ramon S. Ang as Director For For Management 1.3 Elect Francisco S. Alejo III as For For Management Director 1.4 Elect Roberto N. Huang as Director For For Management 1.5 Elect Emmanuel B. Macalalag as Director For For Management 1.6 Elect Ferdinand K. Constantino as For For Management Director 1.7 Elect Aurora T. Calderon as Director For For Management 1.8 Elect Joseph N. Pineda as Director For For Management 1.9 Elect Menardo R. Jimenez as Director For For Management 1.10 Elect Ma. Romela M. Bengzon as Director For Withhold Management 1.11 Elect Carmelo L. Santiago as Director For For Management 1.12 Elect Minita V. Chico-Nazario as For For Management Director 1.13 Elect Ricardo C. Marquez as Director For For Management 1.14 Elect Cirilo P. Noel as Director For For Management 1.15 Elect Winston A. Chan as Director For For Management 2 Approve the Minutes of the Annual For For Management Stockholders' Meeting on June 5, 2019 3 Approve Annual Report and Audited For For Management Financial Statements of the Company for Year Ended December 31, 2019 4 Ratify All Acts of the Board of For For Management Directors and Officers Since the 2019 Annual Stockholders' Meeting 5 Appoint R.G. Manabat & Co. as External For For Management Auditor of the Company for Fiscal Year 2020 -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price, Pricing Reference For For Management Date and Pricing Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Shareholder Return Plan For For Management 8 Approve Signing of Share Subscription For For Management Contract 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Elect Lin Zhidong as Non-independent For For Management Director 4.1 Elect Huang Xingluan as Independent For For Management Director 4.2 Elect Mu Zhirong as Independent For For Management Director 4.3 Elect Kang Junyong as Independent For For Management Director -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares to Specific Targets 2.1 Approve Amendments to Issuance Time For For Management 2.2 Approve Amendments to Issuance Price, For For Management Price Reference Date and Pricing Principles 2.3 Approve Amendments to Issuance Size For For Management 2.4 Approve Amendments to Lock-up Period For For Management 3 Approve Plan for Private Placement of For For Management Shares (First Revision) 4 Approve Signing of Supplementary For For Management Agreement 1 to the Conditional Share Subscription Contract 5 Approve Signing of Supplementary For For Management Agreement 2 to the Conditional Share Subscription Contract 6 Approve Amendments to Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve to Adjust the Allowance of For Against Management Independent Directors -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve to Adjust the Allowance of For Did Not Vote Management Independent Directors -------------------------------------------------------------------------------- SANCHUAN WISDOM TECHNOLOGY CO. LTD. Ticker: 300066 Security ID: Y444AV103 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- SANCHUAN WISDOM TECHNOLOGY CO. LTD. Ticker: 300066 Security ID: Y444AV103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6.1 Elect Li Jianlin as Non-Independent For Did Not Vote Shareholder Director 6.2 Elect Li Qiangzu as Non-Independent For Did Not Vote Shareholder Director 6.3 Elect Zheng Tiantian as For Did Not Vote Shareholder Non-Independent Director 6.4 Elect Song Caihua as Non-Independent For Did Not Vote Shareholder Director 6.5 Elect Wu Xuesong as Non-Independent For Did Not Vote Shareholder Director 6.6 Elect Tong Weimin as Non-Independent For Did Not Vote Shareholder Director 7.1 Elect Li Shuyuan as Independent For Did Not Vote Management Director 7.2 Elect Guo Huaping as Independent For Did Not Vote Management Director 7.3 Elect Li Xu as Independent Director For Did Not Vote Management 8.1 Elect Tong Baohua as Supervisor For Did Not Vote Shareholder 8.2 Elect Liu Jianhua as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- SANGFOR TECHNOLOGIES, INC. Ticker: 300454 Security ID: Y7496N108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Did Not Vote Management Performance Shares Incentive Plan 2 Approve Draft and Summary of Stock For Did Not Vote Management Appreciation Rights Incentive Plan 3 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 4 Approve Authorization of the Board to For Did Not Vote Management Handle All Matters Related to Equity Incentive Plan 5 Approve Change of Registered Capital For Did Not Vote Management and Amendments to Articles of Association 6 Amend the Work System of the General For Did Not Vote Management Manager 7 Approve Change of Auditor For Did Not Vote Shareholder -------------------------------------------------------------------------------- SANGFOR TECHNOLOGIES, INC. Ticker: 300454 Security ID: Y7496N108 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Chaoxi as Non-Independent For For Management Director 1.2 Elect Xiong Wu as Non-Independent For For Management Director 1.3 Elect Feng Yi as Non-Independent For For Management Director 2.1 Elect Hao Dan as Independent Director For For Management 2.2 Elect Wang Xiaojian as Independent For For Management Director 2.3 Elect Jiang Tao as Independent Director For For Management 3.1 Elect Zhou Chunhao as Supervisor For For Management 3.2 Elect Hu Haibin as Supervisor For For Management 4 Approve Change in Registered Capital For For Management and Total Shares as well as Amend Articles of Association -------------------------------------------------------------------------------- SANGFOR TECHNOLOGIES, INC. Ticker: 300454 Security ID: Y7496N108 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Chaoxi as Non-Independent For Did Not Vote Management Director 1.2 Elect Xiong Wu as Non-Independent For Did Not Vote Management Director 1.3 Elect Feng Yi as Non-Independent For Did Not Vote Management Director 2.1 Elect Hao Dan as Independent Director For Did Not Vote Management 2.2 Elect Wang Xiaojian as Independent For Did Not Vote Management Director 2.3 Elect Jiang Tao as Independent Director For Did Not Vote Management 3.1 Elect Zhou Chunhao as Supervisor For Did Not Vote Management 3.2 Elect Hu Haibin as Supervisor For Did Not Vote Management 4 Approve Change in Registered Capital For Did Not Vote Management and Total Shares as well as Amend Articles of Association -------------------------------------------------------------------------------- SANGFOR TECHNOLOGIES, INC. Ticker: 300454 Security ID: Y7496N108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Use of Funds for Cash For For Management Management 8 Approve to Appoint Auditor For For Management 9 Approve Allowance of Independent For For Management Directors 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Amend Articles of Association For For Management 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13.1 Approve Share Type and Par Value For For Management 13.2 Approve Issue Manner and Issue Time For For Management 13.3 Approve Target Subscribers and For For Management Subscription Method 13.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 13.5 Approve Issue Size For For Management 13.6 Approve Lock-up Period For For Management 13.7 Approve Amount and Use of Proceeds For For Management 13.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 13.9 Approve Listing Exchange For For Management 13.10 Approve Resolution Validity Period For For Management 14 Approve Private Placement of Shares For For Management 15 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 17 Approve Report on the Usage of For For Management Previously Raised Funds 18 Approve Establishing a Special Storage For For Management Account for Raised Funds 19 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 20 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 21 Approve Shareholder Return Plan For For Management 22 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares -------------------------------------------------------------------------------- SANGFOR TECHNOLOGIES, INC. Ticker: 300454 Security ID: Y7496N108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Financial Budget Report For Did Not Vote Management 6 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 7 Approve Use of Funds for Cash For Did Not Vote Management Management 8 Approve to Appoint Auditor For Did Not Vote Management 9 Approve Allowance of Independent For Did Not Vote Management Directors 10 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management Members 11 Amend Articles of Association For Did Not Vote Management 12 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 13.1 Approve Share Type and Par Value For Did Not Vote Management 13.2 Approve Issue Manner and Issue Time For Did Not Vote Management 13.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 13.4 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Basis 13.5 Approve Issue Size For Did Not Vote Management 13.6 Approve Lock-up Period For Did Not Vote Management 13.7 Approve Amount and Use of Proceeds For Did Not Vote Management 13.8 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 13.9 Approve Listing Exchange For Did Not Vote Management 13.10 Approve Resolution Validity Period For Did Not Vote Management 14 Approve Private Placement of Shares For Did Not Vote Management 15 Approve Demonstration Analysis Report For Did Not Vote Management in Connection to Private Placement 16 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 17 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 18 Approve Establishing a Special Storage For Did Not Vote Management Account for Raised Funds 19 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 20 Approve Undertakings of Remedial For Did Not Vote Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 21 Approve Shareholder Return Plan For Did Not Vote Management 22 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters Regarding Private Placement of Shares -------------------------------------------------------------------------------- SANJIANG SHOPPING CLUB CO., LTD. Ticker: 601116 Security ID: Y75010101 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Board of Directors 3 Approve Additional Daily Related-party For For Management Transactions 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Elect Wu Weizhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- SANJIANG SHOPPING CLUB CO., LTD. Ticker: 601116 Security ID: Y75010101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Annual Report and Summary For For Management 8 Approve Daily Related Party For For Management Transactions 1 9 Approve Daily Related Party For For Management Transactions 2 10 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 11 Approve Management Method of Employee For For Management Share Purchase Plan 12 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SANLAM LTD. Ticker: SLM Security ID: S7302C137 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors with C du Toit as the Individual and Designated Auditor 3 Appoint KPMG Inc as Joint Auditors For For Management 4.1 Elect Andrew Birrell as Director For For Management 4.2 Elect Elias Masilela as Director For For Management 4.3 Elect Kobus Moller as Director For For Management 5.1 Re-elect Rejoice Simelane as Director For For Management 5.2 Re-elect Paul Hanratty as Director None None Management (Resolution withdrawn as per SENS dated 25 May 2020) 6.1 Re-elect Heinie Werth as Director For For Management 6.2 Elect Jeanett Modise as Director For For Management 7.1 Elect Andrew Birrell as Member of the For For Management Audit Committee 7.2 Re-elect Paul Hanratty as Member of None None Management the Audit Committee (Resolution withdrawn as per SENS dated 25 May 2020) 7.3 Re-elect Mathukana Mokoka as Member of For Against Management the Audit Committee 7.4 Re-elect Karabo Nondumo as Member of For For Management the Audit Committee 7.5 Elect Kobus Moller as Member of the For For Management Audit Committee 8.1 Approve Remuneration Policy For For Management 8.2 Approve Remuneration Implementation For Against Management Report 9 Approve Remuneration of Executive For For Management Directors and Non-executive Directors for the Financial Year Ended 31 December 2019 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions A Approve Remuneration of Non-executive For For Management Directors for the Period 01 July 2020 until 30 June 2021 B Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SANLUX CO. LTD. Ticker: 002224 Security ID: Y98936100 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Company Shares Repurchase For Did Not Vote Management Reason and Purpose 1.2 Approve Company Shares Repurchase For Did Not Vote Management Manner 1.3 Approve Company Shares Repurchase For Did Not Vote Management Issue Price, Price Range and Pricing Basis 1.4 Approve Company Shares Repurchase For Did Not Vote Management Issue Type, Scale and Proportion to Share Capital 1.5 Approve Company Shares Repurchase For Did Not Vote Management Raised Funds Amount and Source 1.6 Approve Company Shares Implementation For Did Not Vote Management Period 1.7 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 2 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- SANLUX CO. LTD. Ticker: 002224 Security ID: Y98936100 Meeting Date: MAR 03, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Luo Yongjian as Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- SANLUX CO. LTD. Ticker: 002224 Security ID: Y98936100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 4 Approve Allocation of Income and For Did Not Vote Management Dividends 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Appointment of Auditor For Did Not Vote Management 7 Approve Change in Business Scope and For Did Not Vote Management Registered Capital as well as Amend Articles of Association 8 Approve Termination of Stock Option For Did Not Vote Management Plan and Cancellation of Unexercised Granted Stock Options 9 Approve Correction in Accounting Errors For Did Not Vote Management 10 Approve Report on the Usage of Funds For Did Not Vote Management by Controlling Shareholder and Other Related Parties -------------------------------------------------------------------------------- SANLUX CO. LTD. Ticker: 002224 Security ID: Y98936100 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Amend Management System for Providing For Did Not Vote Management External Investment 3 Amend Management System of Raised Funds For Did Not Vote Management 4 Amend Authorization Management System For Did Not Vote Management 5 Amend Information Disclosure For Did Not Vote Management Management System 6 Amend Management of Capital For Did Not Vote Management Transactions with Related Parties and External Guarantees 7 Amend Prevention System on Occupying For Did Not Vote Management Company Funds by Major Shareholder and Related Parties 8 Approve Investment in Construction of For Did Not Vote Management Intelligent Industrial Park for Rubber Transmission Belts -------------------------------------------------------------------------------- SANOFI INDIA LIMITED Ticker: 500674 Security ID: Y04875103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Slump Sale and Transfer of For Against Management Company's Manufacturing Facility at Ankleshwar, Gujarat -------------------------------------------------------------------------------- SANQUAN FOODS CO., LTD. Ticker: 002216 Security ID: Y98934105 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Company's Registered For For Management Capital and Amend Articles of Association -------------------------------------------------------------------------------- SANQUAN FOODS CO., LTD. Ticker: 002216 Security ID: Y98934105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement For For Management -------------------------------------------------------------------------------- SANQUAN FOODS CO., LTD. Ticker: 002216 Security ID: Y98934105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- SANSHENG INTELLECTUAL EDUCATION TECHNOLOGY CO., LTD. Ticker: 300282 Security ID: Y07745113 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Shareholder Performance Shares Incentive Plan (Revised) 2 Approve Methods to Assess the For For Shareholder Performance of Plan Participants (Revised) 3 Approve Authorization of the Board to For For Shareholder Handle All Matters Related to Performance Shares Incentive Plan -------------------------------------------------------------------------------- SANSHENG INTELLECTUAL EDUCATION TECHNOLOGY CO., LTD. Ticker: 300282 Security ID: Y07745113 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association 3 Elect Li Lin as Non-independent For For Management Director 4 Elect Xiong Yan as Supervisor For For Management 5 Approve Remuneration and Allowance of For For Management Directors -------------------------------------------------------------------------------- SANSHENG INTELLECTUAL EDUCATION TECHNOLOGY CO., LTD. Ticker: 300282 Security ID: Y07745113 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Provision for Goodwill For For Management Impairment 8 Elect Liu Feng as Independent Director For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares and Adjustment of Repurchase Price 10 Approve Repurchase and Cancellation of For For Management Performance Shares and Notify Creditors 11 Approve Withdrawal from Shandong For For Management Sanpin Hengda Education Technology Co. , Ltd. -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO. LTD. Ticker: 002110 Security ID: Y75035108 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO. LTD. Ticker: 002110 Security ID: Y75035108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Lizhang as Non-independent For For Management Director 1.2 Elect Zhang Ling as Non-independent For For Management Director 1.3 Elect Lu Fangying as Non-independent For For Management Director 1.4 Elect Li Peng as Non-independent For For Management Director 1.5 Elect Li Xianfeng as Non-independent For For Management Director 2.1 Elect Wang Jianhua as Independent For For Management Director 2.2 Elect Zhang Xuan as Independent For For Management Director 2.3 Elect Zheng Xixin as Independent For For Management Director 3.1 Elect Huang Biaocai as Supervisor For For Management 3.2 Elect Lin Xueling as Supervisor For For Management 3.3 Elect Xie Jingrong as Supervisor For For Management 4 Approve Application of Comprehensive For For Management Credit Lines 5 Approve Application of Credit Lines of For For Management Fujian Quanzhou Minguang Iron and Steel Co., Ltd. 6 Approve Application of Credit Lines of For For Management Fujian Minguang Yunshang Co., Ltd. 7 Approve Carry-out Bill Pool Business For Against Management 8 Approve Provision of Guarantee For For Management 9 Approve Use of Idle Funds to Invest in For For Management Financial Products -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO., LTD. Ticker: 002110 Security ID: Y75035108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Investment Plan (Draft) For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Related Party Transaction with For For Management Fujian Sangang (Group) Co., Ltd. and Its Subsidiaries 9 Approve Related Party Transaction with For For Management Associate Company 10 Approve Related Party Transaction with For For Management Fujian Metallurgical (Holding) Co., Ltd. and Its Subsidiaries 11 Approve Related Party Transaction with For For Management Fujian San'an Group Co., Ltd. and Its Subsidiaries -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO., LTD., FUJIAN Ticker: 002110 Security ID: Y75035108 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management and Related Party Transactions -------------------------------------------------------------------------------- SANTOS BRASIL PARTICIPACOES SA Ticker: STBP3 Security ID: P8338G103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Seven For For Management 5 Do You Wish to Adopt Cumulative Voting None Against Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Veronica Valente Dantas as Independent Director and Ana Carolina Silva Moreira Lima as Alternate 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Amalia Delfim de Melo Coutrim as Independent Director and Ana Claudia Coutinho de Brito as Alternate 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Valdecyr Maciel Gomes as Independent Director and Rodrigo Silva Marvao as Alternate 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo de Britto Pereira Azevedo as Independent Director and Victor Bastos Almeida as Alternate 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luis Bringel Vidal as Independent Director and Patricia Debora Fernandez Vidal as Alternate 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Felipe Villela Dias as Independent Director and Wellington Einstein Dalvi dos Santos as Alternate 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Sergio Fisher de Castro as Independent Director and Sergio Moniz Barretto Garcia as Alternate 10 Fix Number of Fiscal Council Members For For Management at Three 11 Elect Fiscal Council Members For For Management 12 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 13 Approve Remuneration of Company's For For Management Management and Fiscal Council 14 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SANXIANG IMPRESSION CO., LTD. Ticker: 000863 Security ID: Y7743E109 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Zhou Wei as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SANXIANG IMPRESSION CO., LTD. Ticker: 000863 Security ID: Y7743E109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Use of Funds for Entrusted For For Management Asset Management 4 Approve Profit Distribution For For Management 5 Approve Additional External Guarantee For For Management 6 Approve Appointment of Auditor For For Management 7.1 Approve Daily Related Party For For Management Transactions (1) 7.2 Approve Daily Related Party For For Management Transactions (2) 7.3 Approve Daily Related Party For For Management Transactions (3) 7.4 Approve Daily Related Party For For Management Transactions (4) 8 Approve Land Reserve Investment For For Management 9 Approve Investment to Controlled For For Management Subsidiary 10 Approve Changes in Accounting Policies For For Management 11 Approve Remuneration of Directors For For Management 12 Approve Remuneration of Supervisors For For Management 13 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 631 Security ID: G78163105 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Master Purchase For For Management Agreement (2020-2022), Annual Caps and Related Transactions 2 Approve Supplemental Master For For Management Transportation Agreement (2020-2022), Annual Caps and Related Transactions 3 Approve Supplemental Products Sales For For Management Agreement (2020-2022), Annual Caps and Related Transactions 4 Approve Automated Machinery Sales For For Management Agreement (2020-2022), Annual Caps and Related Transactions -------------------------------------------------------------------------------- SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 631 Security ID: G78163105 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Liang Zaizhong as Director For For Management 3 Elect Fu Weizhong as Director For For Management 4 Elect Tang Xiuguo as Director For For Management 5 Elect Ng Yuk Keung as Director For For Management 6 Approve Final Dividend For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Elect Liang Wengen as Non-Independent For For Management Director 3.2 Elect Tang Xiuguo as Non-Independent For For Management Director 3.3 Elect Xiang Wenbo as Non-Independent For For Management Director 3.4 Elect Yi Xiaogang as Non-Independent For For Management Director 3.5 Elect Liang Zaizhong as For For Management Non-Independent Director 3.6 Elect Huang Jianlong as For For Management Non-Independent Director 4.1 Elect Su Zimeng as Independent Director For For Management 4.2 Elect Tang Ya as Independent Director For For Management 4.3 Elect Ma Guangyuan as Independent For For Management Director 4.4 Elect Zhou Hua as Independent Director For For Management 5.1 Elect Liu Daojun as Supervisor For For Management 5.2 Elect Yao Chuanda as Supervisor For For Management -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mortgage and Finance Lease For For Management Business 2 Approve Use of Own Idle Funds to For For Management Invest in Financial Products 3 Approve Deposit, Loan and Other For For Management Financial Business with Related-party Bank 4 Approve Adjustments on Daily For For Management Related-party Transactions -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mortgage and Finance Lease For Did Not Vote Management Business 2 Approve Use of Own Idle Funds to For Did Not Vote Management Invest in Financial Products 3 Approve Deposit, Loan and Other For Did Not Vote Management Financial Business with Related-party Bank 4 Approve Adjustments on Daily For Did Not Vote Management Related-party Transactions -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For Did Not Vote Management -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Carry Out Mortgage and For For Management Financing Lease Business 2 Approve Provision of Guarantee For For Management 3 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Carry Out Mortgage and For Did Not Vote Management Financing Lease Business 2 Approve Provision of Guarantee For Did Not Vote Management 3 Approve Acquisition of Equity For Did Not Vote Management -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration Assessment of For For Management Directors and Supervisors 7 Approve Provision of Guarantee For For Management 8 Approve Credit Line Bank Application For For Management 9 Approve Daily Related-Party For For Management Transactions 10 Approve Appointment of Auditor For For Management 11 Approve Report of the Independent For For Management Directors 12 Approve Financial Derivatives Business For For Management 13 Approve Futures Hedging Business For For Management 14 Approve Bill Pool Business For For Management 15 Approve Issuance of Medium-term Notes For For Management 16 Approve Shareholder Return Plan For For Management 17 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 18 Approve Cancellation of Partial Stock For For Management Options as well as Repurchase and Cancellation of Performance Shares 19 Approve Issuance of Asset-backed Notes For For Shareholder -------------------------------------------------------------------------------- SANYANG MOTOR CO., LTD. Ticker: 2206 Security ID: Y7525U107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect SHI, ZHONG CHUAN with For For Management SHAREHOLDER NO.Q121649XXX as Independent Director 1.2 Elect HSIEH, CHIH HONG with For For Management SHAREHOLDER NO.E120456XXX as Independent Director 1.3 Elect JIANG ZHEN with SHAREHOLDER NO. For For Management H121660XXX as Independent Director 1.4 Elect Non-Independent Director No. 1 None Against Shareholder 1.5 Elect Non-Independent Director No. 2 None Against Shareholder 1.6 Elect Non-Independent Director No. 3 None Against Shareholder 1.7 Elect Non-Independent Director No. 4 None Against Shareholder 1.8 Elect Non-Independent Director No. 5 None Against Shareholder 1.9 Elect Non-Independent Director No. 6 None Against Shareholder 2 Approve Business Report and Financial For For Management Statements 3 Approve Profit Distribution For For Management 4 Approve Release of Restrictions of For Against Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- SAO MARTINHO SA Ticker: SMTO3 Security ID: P8493J108 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended March 31, 2019 2 Approve Allocation of Income For For Management 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 Elect Fiscal Council Members For Did Not Vote Management 5 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 6 Elect Fiscal Council Member Appointed None For Shareholder by Minority Shareholder 7 Approve Remuneration of Company's For For Management Management and Fiscal Council Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SAO MARTINHO SA Ticker: SMTO3 Security ID: P8493J108 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Articles and Consolidate Bylaws For Against Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SAPPI LTD. Ticker: SAP Security ID: S73544108 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended September 2019 2.1 Elect Brian Beamish as Director For For Management 2.2 Elect Jim Lopez as Director For For Management 2.3 Elect Janice Stipp as Director For For Management 3.1 Re-elect Mike Fallon as Director For For Management 3.2 Re-elect Peter Mageza as Director For For Management 3.3 Re-elect Dr Boni Mehlomakulu as For For Management Director 3.4 Re-elect Glen Pearce as Director For For Management 4.1 Re-elect Peter Mageza as Chairman of For For Management the Audit and Risk Committee 4.2 Re-elect Zola Malinga as Member of the For For Management Audit and Risk Committee 4.3 Elect Dr Boni Mehlomakulu as Member of For For Management the Audit and Risk Committee 4.4 Re-elect Rob Jan Renders as Member of For For Management the Audit and Risk Committee 4.5 Elect Janice Stipp as Member of the For For Management Audit and Risk Committee 5 Reappoint KPMG Inc as Auditors of the For For Management Company with Coenie Basson as the Designated Registered Auditor 6 Approve Maximum Number of Ordinary For For Management Shares which may be Utilised under The Sappi Limited Performance Share Incentive Trust 7 Place Authorised but Unissued Shares For For Management under Control of Directors for the Purpose of The Sappi Limited Performance Share Incentive Trust 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance to For For Management Related or Inter-related Companies 10 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- SAPURA ENERGY BERHAD Ticker: 5218 Security ID: Y7516Y100 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hamzah Bakar as Director For For Management 2 Elect Hamid Bugo as Director For For Management 3 Elect Gee Siew Yoong as Director For For Management 4 Elect Kartini Hj Abdul Manaf as For For Management Director 5 Elect Roslina Zainal as Director For For Management 6 Approve Directors' Fees and Benefits For For Management 7 Approve Ernst and Young as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SASA POLYESTER SANAYI AS Ticker: SASA Security ID: M82341104 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Elect Directors For For Management 7 Approve Director Remuneration For Against Management 8 Approve Allocation of Income For For Management 9 Amend Company Articles For Against Management 10 Receive Information on Share None None Management Repurchases 11 Receive Information on Donations Made None None Management in 2019 12 Approve Upper Limit of Donations for For Against Management 2020 13 Ratify External Auditors For Against Management 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose -------------------------------------------------------------------------------- SASOL LTD. Ticker: SOL Security ID: 803866102 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Trix Kennealy as Director For For Management 1.2 Re-elect Peter Robertson as Director For For Management 1.3 Re-elect Paul Victor as Director For For Management 2 Elect Sipho Nkosi as Director For For Management 3 Elect Fleetwood Grobler as Director For For Management 4 Elect Vuyo Kahla as Director For For Management 5 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company 6.1 Re-elect Colin Beggs as Member of the For For Management Audit Committee 6.2 Re-elect Trix Kennealy as Member of For For Management the Audit Committee 6.3 Re-elect Nomgando Matyumza as Member For For Management of the Audit Committee 6.4 Re-elect Stephen Westwell as Member of For For Management the Audit Committee 7 Approve Remuneration Policy For For Management 8 Approve Implementation Report of the For For Management Remuneration Policy 9 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- SATURDAY CO., LTD. Ticker: 002291 Security ID: Y261DZ109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 9 Approve Company's Eligibility for For For Management Private Placement of Shares 10.1 Approve Share Type and Par Value For For Management 10.2 Approve Issue Manner and Issue Time For For Management 10.3 Approve Target Subscribers and For For Management Subscription Method 10.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Manner 10.5 Approve Issue Size For For Management 10.6 Approve Lock-up Period For For Management 10.7 Approve Listing Exchange For For Management 10.8 Approve Use of Proceeds For For Management 10.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 10.10 Approve Resolution Validity Period For For Management 11 Approve Private Placement of Shares For For Management 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Authorization of Board to For For Management Handle All Related Matters 14 Approve Shareholder Return Plan For For Management 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- SAUDI AIRLINES CATERING CO. Ticker: 6004 Security ID: M8234B102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Dividends of SAR 5.55 per For For Management Share for FY 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Approve Remuneration of Directors for For For Management FY 2019 9 Elect Fadi Majdalani as Director For For Management 10 Approve Related Party Transactions Re: For Against Management New Rest Holding 11 Approve Related Party Transactions Re: For Against Management New Rest Holding 12 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdul Aziz Al Hakeer Holding Group 13 Approve Related Party Transactions Re: For For Management West Gulf Company Limited 14 Approve Related Party Transactions Re: For For Management Emaar the Economic City 15 Approve Related Party Transactions Re: For For Management Emaar the Economic City 16 Amend Article 31 of Corporate For For Management Governance Charter Re: Directors Remuneration 17 Amend Article 51 of Corporate For For Management Governance Charter Re: Audit Committee Members Remuneration 18 Amend Article 58 of Corporate For For Management Governance Charter Re: Nomination and Remuneration Committee Members Remuneration -------------------------------------------------------------------------------- SAUDI ARABIAN AMIANTIT CO. Ticker: 2160 Security ID: M8234L100 Meeting Date: SEP 08, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management 2 Amend Article 7 of Bylaws Re: Changes For For Management in Capital 3 Amend Article 8 of Bylaws Re: Changes For For Management in Capital -------------------------------------------------------------------------------- SAUDI ARABIAN FERTILIZER CO. Ticker: 2020 Security ID: M8T36M107 Meeting Date: MAR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2019 7 Ratify Distributed Dividends of SAR 1. For For Management 5 per Share for First Half of FY 2019 8 Approve Dividends of SAR 1.5 per Share For For Management for Second Half of FY 2019 9 Amend Nomination and Remuneration For For Management Committee Charter 10.1 Elect Youssef Al Binyan as Director None Abstain Management 10.2 Elect Sameer Al Abdraboh as Director None Abstain Management 10.3 Elect Waleed Al Issa as Director None Abstain Management 10.4 Elect Mohammed Al Bahseen as Director None Abstain Management 10.5 Elect Youssef Al Shuheibani as Director None Abstain Management 10.6 Elect Mohammed Moukli as Director None Abstain Management 10.7 Elect Qassim Al Sheikh as Director None Abstain Management 10.8 Elect Fahd Al Shamri as Director None Abstain Management 10.9 Elect Fahd Al Dubian as Director None Abstain Management 10.10 Elect Amr Saqr as Director None Abstain Management 10.11 Elect Azeez Al Qahtani as Director None Abstain Management 10.12 Elect Abdullah Al Habadan as Director None Abstain Management 10.13 Elect Abdulrahman Al Ameem as Director None Abstain Management 10.14 Elect Abdulrahman Bilghuneim as None Abstain Management Director 10.15 Elect Salih Al Yami as Director None Abstain Management 10.16 Elect Suleiman Al Haseen as Director None Abstain Management 10.17 Elect Khalid Al Nuweisir as Director None Abstain Management 10.18 Elect Jalban Al Jalban as Director None Abstain Management 10.19 Elect Ahmed Al Dahlawi as Director None Abstain Management 11 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 12 Approve Interim Dividends For For Management Semi-Annually and Quarterly for FY 2020 -------------------------------------------------------------------------------- SAUDI ARABIAN MINING CO. Ticker: 1211 Security ID: M8236Q107 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For For Management Pursuant to the Debt Transfer Agreement 2 Approve Related Party Transactions Re: For For Management Loan Agreement Dated 26 June 2019 3 Approve Related Party Transactions Re: For For Management Loan Agreement Dated 27 June 2019 4 Approve Related Party Transactions Re: For For Management Debt Transfer Agreement 5 Amend Article 7 of Bylaws Re: Changes For For Management in Capital 6 Elect Yasir Al Rumayyan as Director For For Management -------------------------------------------------------------------------------- SAUDI ARABIAN MINING CO. Ticker: 1211 Security ID: M8236Q107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Absence of Dividends for FY For For Management 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors for For For Management FY 2019 7 Elect Abdullah Jumaa as Director For For Management 8 Elect Richard Obrian as Member of For For Management Audit Committee -------------------------------------------------------------------------------- SAUDI ARABIAN OIL CO. Ticker: 2222 Security ID: M8237R104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 -------------------------------------------------------------------------------- SAUDI BASIC INDUSTRIES CORP. Ticker: 2010 Security ID: M8T36U109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Ratify Distributed Dividend of SAR 2. For For Management 20 per Share for First Half of FY 2019 6 Approve Dividend of SAR 2.20 per Share For For Management for Second Half of FY 2019 7 Amend Nomination and Remuneration For For Management Committee Charter 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2019 10 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- SAUDI BASIC INDUSTRIES CORP. Ticker: 2010 Security ID: M8T36U109 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 of Bylaws Re: Company For For Management Main Center 2 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 3 Amend Article 4 of Bylaws Re: For For Management Ownership, Participation and Merger 4 Delete Article 8 of Bylaws Re: Shares For For Management Ownership 5 Amend Article 12 of Bylaws Re: For For Management Preferred Shares 6 Amend Article 13 of Bylaws Re: For For Management Increase of Capital 7 Amend Article 14 of Bylaws Re: For For Management Decrease of Capital 8 Amend Article 15 of Bylaws Re: Board For Against Management Composition 9 Amend Article 16 of Bylaws Re: Board For For Management Meetings 10 Amend Article 17 of Bylaws Re: Board For For Management Decisions and Its Deliberations 11 Amend Article 18 of Bylaws Re: Board For For Management Powers and Responsibilities 12 Amend Article 19 of Bylaws Re: For For Management Chairman Powers 13 Amend Article 20 of Bylaws Re: Board For For Management Vacancy 14 Delete Article 22 of Bylaws Re: For For Management Executive Chief Officer Remuneration 15 Amend Article 23 of Bylaws Re: For For Management Authority of Signature on Behalf of the Company 16 Delete Article 24 of Bylaws Re: For For Management Executive Chief Officer Deputies 17 Amend Article 26 of Bylaws Re: General For For Management Meeting Attendance 18 Amend Article 28 of Bylaws Re: General For For Management Meeting Convention 19 Amend Article 29 of Bylaws Re: General For For Management Meeting Invitation 20 Amend Article 33 of Bylaws Re: For For Management Ordinary General Meeting Quorum 21 Amend Article 34 of Bylaws Re: For For Management Extraordinary General Meeting Competences 22 Amend Article 35 of Bylaws Re: For For Management Extraordinary General Meeting Quorum 23 Amend Article 36 of Bylaws Re: For Against Management Ordinary General Meeting Resolutions 24 Amend Article 37 of Bylaws Re: For For Management Appointment of Auditor 25 Amend Article 38 of Bylaws Re: Auditor For For Management Powers and Responsibilities 26 Amend Article 40 of Bylaws Re: For For Management Financial Documents 27 Amend Article 41 of Bylaws Re: For For Management Dividends 28 Amend Article 43 of Bylaws Re: Debt For For Management Instruments and Financing Sukuk 29 Amend Article 46 of Bylaws Re: Final For For Management Provisions 30 Approve Reorder of Amended Articles of For For Management Bylaws 31 Adopt Article 34 of Association Re: For For Management Audit Committee Composition 32 Adopt Article 35 of Association Re: For For Management Audit Committee Meeting Quorum 33 Adopt Article 36 of Association Re: For For Management Audit Committee Competences 34 Adopt Article 37 of Association Re: For For Management Audit Committee Reports 35 Amend Directors, Committees, and For Against Management Executives Remuneration Policy -------------------------------------------------------------------------------- SAUDI CEMENT CO. Ticker: 3030 Security ID: M8235J112 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Ratify Distributed Dividend of SAR 1. For For Management 50 per Share for First Half of FY 2019 7 Approve Dividends of SAR 2 per Share For For Management for Second Half of FY 2019 8 Approve Remuneration of Directors of For For Management SAR 5,250,088 for FY 2019 9 Approve Related Party Transactions Re: For For Management United Cement 10 Approve Related Party Transactions Re: For For Management Cement Product Industry Ltd. Co. 11 Approve Related Party Transactions Re: For For Management Wataniya Insurance Company 12 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- SAUDI CERAMIC CO. Ticker: 2040 Security ID: M8T401107 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Board Report on Company For For Management Operations for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Related Party Transactions Re: For For Management Natural Gas Distribution Company 5 Approve Related Party Transactions Re: For For Management Naqel Express 6 Approve Related Party Transactions Re: For For Management Naqel Express 7 Approve Related Party Transactions Re For For Management Ceramic Pipeline Company 8 Approve Related Party Transactions Re: For For Management El Khereji Real Estate Company for FY 2020 9 Approve Related Party Transactions For Against Management 10 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 11 Approve Discharge of Directors for FY For For Management 2019 -------------------------------------------------------------------------------- SAUDI CHEMICAL CO. Ticker: 2230 Security ID: M8T402105 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue Re: 1:3 2 Amend Article 7 of Bylaws Re: Changes For For Management in Capital 3 Amend Article 2 of Bylaws Re: Company For For Management Name 4 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 5 Amend Article 19 of Bylaws Re: Board For For Management Powers 6 Amend Article 20 of Bylaws Re: Board For For Management Remuneration 7 Amend Article 23 of Bylaws Re: Quorum For For Management of Board Meeting 8 Amend Audit Committee Charter For For Management 9 Amend Remuneration Committee Charter For For Management 10 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- SAUDI CHEMICAL CO. Ticker: 2230 Security ID: M8T402105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Remuneration of Directors of For For Management SAR 2,250,000 for FY 2019 6 Ratify Auditors and Fix Their For For Management Remuneration for Q3 and Q4 of FY 2020 and Q1 and Q2 of FY 2021 7 Approve Absence of Dividends for FY For For Management 2019 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 9 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 10 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership 11 Amend Article 8 of Bylaws Re: For For Management Subscription for Shares 12 Amend Article 19 of Bylaws Re: Board For For Management Powers 13 Amend Article 21 of Bylaws Re: For For Management Chairman, Vice Chairman, Managing Director and Secretary Powers 14 Amend Article 23 of Bylaws Re: Board For For Management Meeting Quorum 15 Amend Article 28 of Bylaws Re: General For For Management Meetings Invitation 16 Amend Article 34 of Bylaws Re: For For Management Discussion in General Meetings 17 Amend Article 39 of Bylaws Re: For For Management Committee Reports 18 Amend Article 43 of Bylaws Re: For For Management Financial Documents -------------------------------------------------------------------------------- SAUDI ELECTRICITY CO. Ticker: 5110 Security ID: M8T51J104 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends of SAR 0.70 per For For Management Share for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 848,077 for FY 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 8 Amend Article 30 of Bylaws Re: General For For Management Meeting Invitation 9 Amend Article 41 of Bylaws Re: Audit For For Management Committee Reports 10 Amend Article 45 of Bylaws Re: For For Management Financial Documents 11 Amend Article 50 of Bylaws Re: For For Management Interest Conflicts 12 Amend Audit Committee Charter For For Management 13 Amend Nomination and Remuneration For For Management Committee Charter 14 Approve Related Party Transactions For For Management 15 Approve Related Party Transactions Re: For For Management Bahri 16 Approve Related Party Transactions Re: For For Management Bahri 17 Approve Related Party Transactions Re: For For Management Bahri -------------------------------------------------------------------------------- SAUDI GROUND SERVICES CO. Ticker: 4031 Security ID: M8255M102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 7 Ratify Distributed Dividends of SAR 1 For For Management per Share for First Half of FY 2019 8 Approve Absence of Dividends for For For Management Second Half of FY 2019 9 Increase Size of Audit Committee and For For Management Elect Mohammed Al Yamani as Members of Audit Committee 10 Approve Related Party Transactions For For Management 11 Approve Related Party Transactions Re: For For Management Saudi Arabian Airlines 12 Approve Related Party Transactions Re: For For Management Saudia Cargo 13 Approve Related Party Transactions Re: For For Management Saudia Aerospace Engineering Industries 14 Approve Related Party Transactions Re: For For Management Saudia Catering 15 Approve Related Party Transactions Re: For For Management Saudia Private Aviation 16 Approve Related Party Transactions Re: For For Management Royal Fleet Services Company 17 Approve Related Party Transactions Re: For For Management flyadeal 18 Approve Related Party Transactions Re: For For Management Saudi Arabian Airlines Public Corporation 19 Approve Related Party Transactions Re: For For Management Saudi Arabian Airlines Public Corporation 20 Approve Related Party Transactions Re: For For Management Saudi Arabian Airlines 21 Approve Related Party Transactions Re: For For Management Saudia Catering 22 Approve Related Party Transactions Re: For For Management Saudia Aerospace Engineering Industries 23 Approve Related Party Transactions Re: For For Management Saudi Airlines Real Estate Development Company 24 Approve Related Party Transactions Re: For For Management Saudi Arabian Airlines 25 Approve Related Party Transactions Re: For For Management Saudi Arabian Airlines 26 Approve Related Party Transactions Re: For For Management Saudi Amad for Airport Services & Transport Support Company 27 Approve Related Party Transactions Re: For For Management Saudi Amad for Airport Services & Transport Support Company 28 Approve Related Party Transactions Re: For For Management Saudi Amad for Airport Services & Transport Support Company -------------------------------------------------------------------------------- SAUDI INDUSTRIAL INVESTMENT GROUP Ticker: 2250 Security ID: M8235U117 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Dividends of SAR 1.50 per Share For For Management 6 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 201 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 9 Amend Corporate Governance Charter For For Management -------------------------------------------------------------------------------- SAUDI INTERNATIONAL PETROCHEMICAL CO. Ticker: 2310 Security ID: M8257M100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Distributed Dividends of SAR 0. For For Management 60 per Share for FY 2019 6 Approve Remuneration of Directors of For For Management SAR 4,100,000 for FY 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Q4 of FY 2020 and Q1 of FY 2021 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 9 Authorize Share Repurchase Program Up For For Management to 73,126,989 Shares and Authorize Directors to Complete the Purchase Procedures 10 Amend Article 28 of Bylaws Re: General For For Management Meeting Attendance -------------------------------------------------------------------------------- SAUDI KAYAN PETROCHEMICAL CO. Ticker: 2350 Security ID: M82585106 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Elect Mohammed Al Zahrani as Director For For Management 6 Amend Nomination and Remuneration For For Management Committee Charter 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2019 -------------------------------------------------------------------------------- SAUDI MARKETING CO. Ticker: 4006 Security ID: M8236W104 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hazim Al Aswad as Director None Abstain Management 1.2 Elect Mahir Al Aswad as Director None Abstain Management 1.3 Elect Tariq Al Aswad as Director None Abstain Management 1.4 Elect Mohammed Al Aswad as Director None Abstain Management 1.5 Elect Abdullah Al Alaiw as Director None Abstain Management 1.6 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.7 Elect Abdulgadir Al Namri as Director None Abstain Management 1.8 Elect Ahmed Jabir as Director None Abstain Management 1.9 Elect Ahmed Murad as Director None Abstain Management 1.10 Elect Abdullah Al Muqdad as Director None Abstain Management 1.11 Elect Abdulrahman Al Ameem as Director None Abstain Management 1.12 Elect Talal Al Ghalib as Director None Abstain Management 1.13 Elect Fahad Al Shamri as Director None Abstain Management 1.14 Elect Ayham Al Youssef as Director None Abstain Management 1.15 Elect Yassir Al Harbi as Director None Abstain Management 1.16 Elect Mureea Habash as Director None Abstain Management 1.17 Elect Mohammed Moammar as Director None Abstain Management 1.18 Elect Salih Al Yami as Director None Abstain Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members -------------------------------------------------------------------------------- SAUDI PHARMACEUTICAL INDUSTRIES & MEDICAL APPLIANCES CORP. Ticker: 2070 Security ID: M8T589109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For Against Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For Against Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020, FY 2021, FY 2022 and Q1 of FY 2023 6 Approve Dividends of SAR 0.5 per Share For For Management for FY 2019 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 8 Elect Turki Al Jaaweeni as Director For For Management 9 Elect Adil Kareem as Director For For Management 10 Approve Related Party Transactions For For Management 11 Approve Related Party Transactions Re: For For Management Arac Health Care Company 12 Approve Related Party Transactions Re: For For Management Dammam Pharma 13 Approve Related Party Transactions Re: For For Management Dammam Pharma 14 Approve Related Party Transactions Re: For For Management SPIMACO Morroco 15 Approve Related Party Transactions Re: For For Management Arac Health Care Company 16 Approve Related Party Transactions Re: For For Management Arac Health Care Company 17 Approve Related Party Transactions Re: For For Management Arac Health Care Company 18 Approve Related Party Transactions Re: For For Management Between Arac Health Care Company and Dammam Pharma 19 Approve Related Party Transactions Re: For For Management Between Arac Health Care Company and Aracom Medical Company 20 Approve Related Party Transactions Re: For For Management Arac Health Care Company and Al Qassim Medical Services 21 Approve Related Party Transactions Re: For For Management Al Maali Medical Company 22 Approve Related Party Transactions Re: For For Management Riyad Bank 23 Approve Related Party Transactions Re: For For Management Saudi Telecom Company 24 Approve Related Party Transactions Re: For For Management Al Rajhi Bank 25 Approve Related Party Transactions Re: For For Management ACDIMA Center for Bioequivalence and Pharmaceutical Studies -------------------------------------------------------------------------------- SAUDI PUBLIC TRANSPORT CO. Ticker: 4040 Security ID: M8T58D100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Absence of Dividends for FY For For Management 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2019 8 Amend Corporate Governance Charter For For Management 9 Amend Directors and Executives For For Management Remuneration Policy 10 Amend Nomination and Remuneration For For Management Committee Policy 11 Approve Related Party Transactions Re: For For Management Cooperative Insurance Company 12 Approve Related Party Transactions Re: For For Management Saudi Emirates Integrated Transport Limited Citco 13 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- SAUDI REAL ESTATE CO. Ticker: 4020 Security ID: M8T58E108 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Remuneration of Directors of For For Management SAR 1,850,000 for FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Allow Ibrahim Al Olwan to Be Involved For For Management with Other Companies 8 Allow Mohammed bin Daoud to Be For For Management Involved with Other Companies 9 Amend Directors, Committees, and For For Management Executives Remuneration Policy 10 Amend Nomination and Remuneration For For Management Committee Charter -------------------------------------------------------------------------------- SAUDI RESEARCH & MARKETING GROUP Ticker: 4210 Security ID: M82595105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 6 Approve Increase of Auditors' For For Management Remuneration Re: Additional audits of the group's subsidiaries 7 Approve Remuneration of Directors of For For Management SAR 2,400,000 for FY 2019 8 Approve Remuneration of Committees' For For Management Members of SAR 890,000 for FY 2019 9 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 10 Amend Article 7 of Bylaws Re: Capital For For Management 11 Amend Article 8 of Bylaws Re: For For Management Subscription for Shares 12 Amend Article 11 of Bylaws Re: Sale of For For Management Partly Paid Shares 13 Amend Article 22 of Bylaws Re: For For Management Chairman, Vice Chairman and Managing Director and Secretary Powers 14 Amend Article 24 of Bylaws Re: Board For For Management Meeting Quorum 15 Amend Article 30 of Bylaws Re: General For For Management Meeting Invitation 16 Amend Article 41 of Bylaws Re: For For Management Committee Reports 17 Amend Article 46 of Bylaws Re: For For Management Financial Documents 18 Amend Board of Director, Committees, For For Management and Executive Management Remunerations and Compensations Policy 19 Amend Audit Committee Charter For For Management 20 Amend Remuneration and Nomination For For Management Committee Charter 21 Amend Board Membership Standards and For For Management Procedures Policy 22 Approve Related Party Transactions Re: For For Management Hala Printing Company 23 Approve Related Party Transactions Re: For For Management Al Madina Al Monaora Printing Company 24 Approve Related Party Transactions Re: For For Management Saudi Printing and Packaging Company 25 Approve Related Party Transactions Re: For For Management Al Madarat Advertising Company 26 Approve Related Party Transactions Re: For For Management Al Fahad Law 27 Approve Related Party Transactions Re: For For Management Al Fahad Law -------------------------------------------------------------------------------- SAUDI TELECOM CO. Ticker: 7010 Security ID: M8T596104 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Elect Amr Kurdi and Tariq Al Rukheimi For For Management as Members of Audit Committee 5 Authorize Share Repurchase Program Up For For Management to SAR 300 Million to be Allocated to Employee Share Scheme 6 Approve Remuneration of Directors for For For Management FY 2019 -------------------------------------------------------------------------------- SAUDIA DAIRY & FOODSTUFF CO. Ticker: 2270 Security ID: M8250T102 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Holding of the Purchased For For Management Shares for a Period Up to 5 Years -------------------------------------------------------------------------------- SAUDIA DAIRY & FOODSTUFF CO. Ticker: 2270 Security ID: M8250T102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends of SAR 2.50 per For For Management Share for Second Half of FY 2019 5 Ratify Distributed Dividends of SAR 2. For For Management 50 per Share for First Half of FY 2019 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Remuneration of Directors of For For Management SAR 2,800,000 for FY 2019 10 Approve Related Party Transactions Re: For For Management Buruj Cooperative Insurance Co. 11 Approve Related Party Transactions Re: For For Management Buruj Cooperative Insurance Co. 12 Approve Related Party Transactions Re: For For Management PKC Consulting Co. 13 Approve Related Party Transactions Re: For For Management United Gulf Bank 14 Amend Article 20 of Bylaws Re: For For Management Company's Management -------------------------------------------------------------------------------- SAURER INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 600545 Security ID: Y9722N100 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For For Management -------------------------------------------------------------------------------- SAURER INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 600545 Security ID: Y9722N100 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management Authorization -------------------------------------------------------------------------------- SAVOLA GROUP Ticker: 2050 Security ID: M8237G108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Remuneration of Directors of For For Management SAR 2,150,000 for FY 2019 6 Approve Dividends of SAR 0.30 per For For Management Share for FY 2019 7 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Almarai Company 8 Approve Related Party Transactions Re: For For Management Between United Sugar Company and Almarai Company 9 Approve Related Party Transactions Re: For For Management Between International Food Industries Co and Almarai Company 10 Approve Related Party Transactions Re: For For Management Between Afia International Company and Almarai Company 11 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Mayar Foods Company 12 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Del Monte Saudi Arabia Company 13 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Nestle Saudi Arabia Limited 14 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Al Manhal Water Factory Co. Ltd. 15 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Abdul Qader AlMuhaidib & Sons Co. 16 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Al Mahbaj Al Shamia Trading Company 17 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Del Monte Saudi Arabia Company 18 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Waste Collection and Recycling Company Ltd 19 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Zohoor Alreef Company 20 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Aljazirah Dates and Food Factory 21 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Herfy Food Services Company 22 Approve Related Party Transactions Re: For For Management Between Afia International Company and Herfy Food Services Company 23 Approve Related Party Transactions Re: For For Management Between United Sugar Company and Herfy Food Services Company 24 Approve Related Party Transactions Re: For For Management Between International Food Industries Co and Herfy Food Services Company 25 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Dur Hospitality 26 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Kinan International 27 Increase Size of Audit Committee and For For Management Elect Mohammed Al Issa and Badr Al Rabiah as Members of Audit Committee 28 Amend Remuneration and Nomination For For Management Committee Charter 29 Authorize Share Repurchase Program Up For For Management to 700,000 Shares to be Allocated to Employee Share Scheme and Authorize Directors to Complete the Purchase Procedures -------------------------------------------------------------------------------- SBI LIFE INSURANCE COMPANY LIMITED Ticker: 540719 Security ID: Y753N0101 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Reelect Joji Sekhon Gill as Director For Against Management 5 Approve Raj Narain Bhardwaj to For For Management Continue Office as Independent Director 6 Approve Revision in the Remuneration For For Management of Sanjeev Nautiyal as Managing Director and Chief Executive Officer 7 Approve Increase in Limit on Foreign For For Management Shareholdings 8 Elect Gregory Michael Zeluck as For For Management Director -------------------------------------------------------------------------------- SCIENTEX BERHAD Ticker: 4731 Security ID: Y7542A100 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Wong Chin Mun as Director For For Management 3 Elect Ang Kim Swee as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan 8 Authorize Share Repurchase Program For For Management 9 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SCINOPHARM TAIWAN LTD. Ticker: 1789 Security ID: Y7540Z107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- SDI CORP. Ticker: 2351 Security ID: Y7544F107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Articles of Association For For Management 6.1 Elect Zhong Cong Ding, with For For Management SHAREHOLDER NO.D101420XXX, as Independent Director -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ye Baishou as Non-Independent For For Management Director 1.2 Elect Zou Baozhong as Non-Independent For For Management Director 1.3 Elect Yang Kuiyan as Non-Independent For For Management Director 1.4 Elect Ge Yi as Non-Independent Director For For Management 1.5 Elect Zhou Yunfu as Non-Independent For For Management Director 1.6 Elect Li Ying as Non-Independent For For Management Director 2.1 Elect Ji Xiaolong as Independent For For Management Director 2.2 Elect Chen Songsheng as Independent For For Management Director 2.3 Elect Cheng Li as Independent Director For For Management 3.1 Elect Qu Lixin as Supervisor For For Management 3.2 Elect Zhang Wenxiong as Supervisor For For Management 3.3 Elect Wang Jingyu as Supervisor For For Management -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Min as Independent Director For For Management -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type of Securities For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issuance Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Dividend Distribution Post For For Management Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Convertible Bondholders and For For Management Convertible Bondholders Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Rating Matters For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Raised Funds Deposit Account For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Company's Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Controlling For For Management Shareholder, Directors, Senior Management Regarding Counter-dilution Measures in Connection to Convertible Bonds Issuance 8 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Dividend Return For For Management Plan 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds and Verification Report 7 Approve Annual Work Report of the For For Management Board of Directors Remuneration and Appraisal Committee 8 Approve Company's Three-Year For For Management Development Plan 9 Approve Daily Related-Party Transaction For For Management 10 Approve Credit Line Application For For Management 11 Approve General Authorization to Issue For For Management Domestic Debt Financing Instruments -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Type and Maturity For For Management 2.4 Approve Renewal Options For For Management 2.5 Approve Bond Interest Rate and Method For For Management of Determination 2.6 Approve Guarantee Manner For For Management 2.7 Approve Issue Manner, Target For For Management Subscribers and Placing Arrangements 2.8 Approve Other Special Terms For For Management 2.9 Approve Manner of Repayment of Capital For For Management and Interest 2.10 Approve Use of Proceeds For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Underwriting Manner For For Management 2.13 Approve Listing Exchange For For Management 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board and For For Management Board Authorized Persons to Handle All Related Matters 4 Approve Additional Credit Line For For Management Application -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of GDR and Listed on For For Management the London Stock Exchange as well as Conversion of Company to Foreign Fund-Raising Company 2.1 Approve Issue Type For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve the Scale of GDR During the For For Management Duration 2.6 Approve Conversion Rate of GDR and For For Management Underlying Securities A Shares 2.7 Approve Pricing Method For For Management 2.8 Approve Target Subscribers For For Management 2.9 Approve Conversion Limit Period of GDR For For Management and Underlying Securities A Shares 2.10 Approve Underwriting Manner For For Management 3 Approve Proposal that there is No Need For For Management to Prepare a Report on Previous Usage of Raised Funds 4 Approve Use of Proceeds For For Management 5 Approve Resolution Validity Period For For Management 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Distribution of Cumulative For For Management Earnings 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For Against Management Commercial Papers 2 Approve Authorization of Board to For Against Management Handle All Matters Related to Issuance of Super Short-term Commercial Papers -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of Board For For Management Remuneration and Appraisal Committee 2.1 Elect Zhu Jiwei as Non-Independent For For Shareholder Director 2.2 Elect Luo Shaoxiang as Non-Independent For For Shareholder Director 2.3 Elect Jiang Hua as Non-Independent For For Shareholder Director 2.4 Elect Zhang Yuanling as For For Shareholder Non-Independent Director 2.5 Elect Zhan Pingyuan as Non-Independent For Against Shareholder Director 3.1 Elect Zeng Ming as Independent Director For For Management 3.2 Elect Shao Lvwei as Independent For For Management Director 3.3 Elect Yu Yingmin as Independent For Against Management Director 4.1 Elect Qu Lixin as Supervisor For For Shareholder 4.2 Elect Zhang Haijuan as Supervisor For Against Shareholder -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Operations Plan For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve External Donation Method For For Management -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Rights Issuance 2 Approve Extension of Authorization For For Management Period of Board to Handle All Matters Related to the Rights Issuance -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Securities Investment Scale For For Management and Risk Limit 7 Approve Daily Related-Party For For Management Transactions 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Amend Related-Party Transaction For For Management Management System 10 Elect Wang Hongping as Supervisor For For Shareholder -------------------------------------------------------------------------------- SEAZEN GROUP LTD. Ticker: 1030 Security ID: G3701A106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Lu Zhongming as Director For For Management 3a2 Elect Qu Dejun as Director For For Management 3a3 Elect Chen Huakang as Director For For Management 3a4 Elect Zhu Zengjin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Songxi as Independent For For Management Director 2 Elect Non-independent Director For For Management 3 Approve Adjusting Company's 2019 For Against Management Guarantee Plan 4 Approve Draft and Summary of Stock For For Management Option Plan and Performance Share Incentive Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants 6 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity Period of Private Placement of Shares 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Working System for Independent For For Management Directors 8 Amend Related-Party Transaction For For Management Management System 9 Approve External Investment Management For For Management System 10 Approve Direct Financing For For Management -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Guarantee Plan For Against Management 9 Approve Investment Plan For Against Management 10 Approve Loan from Related Party For For Management 11 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- SECURITY BANK CORP. (PHILIPPINES) Ticker: SECB Security ID: Y7571C100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Stockholders' Meeting Held on April 30, 2019 2 Approve the Annual Report For For Management 3 Ratify the Acts, Resolutions and For For Management Proceedings of the Board of Directors, the Board Committees, the Management Committees, the Officers and Agents of the Corporation as Reflected in the Minutes 4.1 Elect Diana P. Aguilar as Director For For Management 4.2 Elect Philip T. Ang as Director For For Management 4.3 Elect Gerard H. Brimo as Director For Withhold Management 4.4 Elect Enrico S. Cruz as Director For Withhold Management 4.5 Elect Anastasia Y. Dy as Director For For Management 4.6 Elect Frederick Y. Dy as Director For For Management 4.7 Elect James JK Hung as Director For For Management 4.8 Elect Jikyeong Kang as Director For For Management 4.9 Elect Hiroshi Masaki as Director For For Management 4.10 Elect Napoleon L. Nazareno as Director For For Management 4.11 Elect Cirilo P. Noel as Director For Withhold Management 4.12 Elect Alfonso L. Salcedo, Jr. as For For Management Director 4.13 Elect Takashi Takeuchi as Director For For Management 4.14 Elect Alberto S. Villarosa as Director For For Management 4.15 Elect Sanjiv Vohra as Director For For Management -------------------------------------------------------------------------------- SEERA HOLDING GROUP Ticker: 1810 Security ID: M0854B108 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Related Party Transactions for For For Management FY 2019 Re: Gulf International Construction 7 Approve Related Party Transactions for For For Management FY 2019 Re: Riyadh Cables Group Company 8 Approve Related Party Transactions for For For Management FY 2019 Re: The National Agricultural Development Company 9 Approve Related Party Transactions for For For Management FY 2019 Re: Riyadh Airports 10 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- SEKERBANK TAS Ticker: SKBNK Security ID: M82584109 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For Against Management 5 Ratify Director Appointment For For Management 6 Approve Discharge of Board For Against Management 7 Approve Allocation of Income For For Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For Against Management 10 Wishes and Close Meeting None None Management -------------------------------------------------------------------------------- SEKERBANK TAS Ticker: SKBNK Security ID: M82584109 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to Sign the Meeting Minutes 2 Authorize Capital Increase For Against Management 3 Elect Directors For Against Management 4 Wishes None None Management -------------------------------------------------------------------------------- SENAO INTERNATIONAL CO., LTD. Ticker: 2450 Security ID: Y7632F100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- SERBA DINAMIK HOLDINGS BERHAD Ticker: 5279 Security ID: Y7632W103 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 1 Approve Bonus Issuance of Shares For For Management 2 Approve Bonus Issuance of Warrants For For Management -------------------------------------------------------------------------------- SERCOMM CORP. Ticker: 5388 Security ID: Y7670W106 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 4 Approve Issuance of New Common Shares For Against Management for Cash or Overseas/Domestic Convertible Bonds in Private Placement 5 Approve Issuance of Employee Stock For For Management Warrants with Price Lower than Fair Market Value -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 26.72 For For Management per Share for First Six Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: 818150302 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 26.72 For For Management per Share for First Six Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 27.47 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: 818150302 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 27.47 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksei Mordashov as Director None Against Management 1.2 Elect Aleksandr Shevelev as Director None Against Management 1.3 Elect Aleksei Kulichenko as Director None Against Management 1.4 Elect Andrei Mitiukov as Director None Against Management 1.5 Elect Agnes Anna Ritter as Director None Against Management 1.6 Elect Philip John Dayer as Director None For Management 1.7 Elect David Alun Bowen as Director None For Management 1.8 Elect Veikko Sakari Tamminen as None For Management Director 1.9 Elect Vladimir Mau as Director None For Management 1.10 Elect Aleksandr Auzan as Director None For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Interim Dividends of RUB 27.35 For For Management per Share for First Quarter of Fiscal 2020 4 Ratify KPMG as Auditor For For Management -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: 818150302 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksei Mordashov as Director None Against Management 1.2 Elect Aleksandr Shevelev as Director None Against Management 1.3 Elect Aleksei Kulichenko as Director None Against Management 1.4 Elect Andrei Mitiukov as Director None Against Management 1.5 Elect Agnes Anna Ritter as Director None Against Management 1.6 Elect Philip John Dayer as Director None For Management 1.7 Elect David Alun Bowen as Director None For Management 1.8 Elect Veikko Sakari Tamminen as None For Management Director 1.9 Elect Vladimir Mau as Director None For Management 1.10 Elect Aleksandr Auzan as Director None For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Interim Dividends of RUB 27.35 For For Management per Share for First Quarter of Fiscal 2020 4 Ratify KPMG as Auditor For For Management -------------------------------------------------------------------------------- SG MICRO CORP. Ticker: 300661 Security ID: Y7679C101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Change in Registered Capital For For Management and Amend Articles of Association 8 Approve Use of Idle Raised Funds for For For Management Cash Management 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve Remuneration of Directors, For For Management Supervisors -------------------------------------------------------------------------------- SG MICRO CORP. Ticker: 300661 Security ID: Y7679C101 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares and Purchase of Asset by Cash Payment as well as Raising Supporting Funds 2.1 Approve Overview of this Transaction For For Management Plan 2.2 Approve Target Asset and Transaction For For Management Parties 2.3 Approve Transaction Price and For For Management Consideration Payment 2.4 Approve Share Type and Par Value For For Management 2.5 Approve Issue Manner For For Management 2.6 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 2.7 Approve Target Subscribers and For For Management Subscription Method 2.8 Approve Number of Shares Issued For For Management 2.9 Approve Lock-Up Period Arrangement For For Management 2.10 Approve Listing Exchange For For Management 2.11 Approve Price Adjustment Mechanism For For Management 2.12 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.13 Approve Transitional Profit and Loss For For Management 2.14 Approve Performance Commitments and For For Management Compensation Arrangements 2.15 Approve Resolution Validity Period For For Management 2.16 Approve Issue Manner and Target For For Management Subscribers 2.17 Approve Issue Price and Pricing Basis For For Management 2.18 Approve Issue Amount and Number of For For Management Shares Issued 2.19 Approve Lock-Up Period For For Management 2.20 Approve Use of Funds and Other For For Management Arrangements 2.21 Approve Listing Location For For Management 2.22 Approve Resolution Validity For For Management 3 Approve Draft Report and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds (Revised) 4 Approve This Transaction Does Not For For Management Constitute as Related-party Transaction 5 Approve Transaction Constitutes as For For Management Major Asset Restructuring 6 Approve Transaction Does Not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies of Article 13 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Stock Price Volatility Does For For Management Not Achieve the Standards of Article 5 Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 11 Approve Signing of Conditional For For Management Transaction Documents 12 Approve Signing of Supplementary For For Management Agreement to Asset Purchase Agreement 13 Approve Signing of Supplementary For For Management Agreement to Profit Forecast Compensation Agreement 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15 Approve Relevant Audit Report, Asset For For Management Assessment Report and Preparation Review Report 16 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 17 Approve Basis and Fairness of Pricing For For Management for This Transaction 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 20 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 21 Approve Transaction Does Not Exist in For For Management the "Interim Measures for the Administration of Securities Issuance of Listed Companies on the Growth Enterprise Market" Explanation of the Situation in Article 10 Where No Private Placement of Shares is Required -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management Draft and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Application of Credit Lines For For Management 3 Approve Financial Derivatives For For Management Investment Plan 4 Elect Xie Qi as Non-independent For For Shareholder Director 5 Approve Investment Framework Plan for For For Management Infrastructure Technology Reform Projects -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Financial Service Agreement For For Management 7 Approve Financial Budget For For Management 8 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHAANXI AEROSPACE POWER HI-TECH CO., LTD. Ticker: 600343 Security ID: Y7680H107 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Shareholders 3 Approve Change of Auditor For For Management 4 Elect Li Yanxi as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHAANXI AEROSPACE POWER HI-TECH CO., LTD. Ticker: 600343 Security ID: Y7680H107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors (Draft) 2 Approve Report of the Board of For For Management Supervisors (Draft) 3 Approve Financial Statements (Draft) For For Management 4 Approve Financial Budget Report (Draft) For For Management 5 Approve Profit Distribution (Draft) For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve Provision for Credit For For Management Impairment Losses and Asset Impairment Losses 8 Approve Provision of Guarantee and For Against Management Related Party Transactions 9 Elect Xiao Mingjie as Non-Independent For For Shareholder Director 10 Approve Repurchase of Shares For For Shareholder -------------------------------------------------------------------------------- SHAANXI AEROSPACE POWER HI-TECH CO., LTD. Ticker: 600343 Security ID: Y7680H107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors (Draft) 2 Approve Report of the Board of For Did Not Vote Management Supervisors (Draft) 3 Approve Financial Statements (Draft) For Did Not Vote Management 4 Approve Financial Budget Report (Draft) For Did Not Vote Management 5 Approve Profit Distribution (Draft) For Did Not Vote Management 6 Approve Daily Related-Party For Did Not Vote Management Transactions 7 Approve Provision for Credit For Did Not Vote Management Impairment Losses and Asset Impairment Losses 8 Approve Provision of Guarantee and For Did Not Vote Management Related Party Transactions 9 Elect Xiao Mingjie as Non-Independent For Did Not Vote Shareholder Director 10 Approve Repurchase of Shares For Did Not Vote Shareholder -------------------------------------------------------------------------------- SHAANXI BROADCAST & TV NETWORK INTERMEDIARY (GROUP) CO., LTD. Ticker: 600831 Security ID: Y3744U101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Amend Articles of Association For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Daily Related Party For For Management Transactions 10 Approve Use of Funds to Purchase For For Management Financial Products 11 Approve Total Investment in For For Shareholder Construction Projects and Adjustment of Investment Composition of Convertible Corporate Bonds for Raised Funds Investment Project 12 Approve Debt Financing Plan For For Shareholder -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Guarantee Provision For For Management 3 Approve Adjustment on the Amount of For For Management Daily Related-party Transaction 4 Approve Additional Related-party For For Management Transactions 5.1 Elect Li Xianfeng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Related Party Transaction For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Shareholder 8.1 Elect Dan Yong as Independent Director For Against Management 9.1 Elect Yang Zhaoqian as Non-Independent For Against Shareholder Director 10.1 Elect Che Jianhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 5 Approve Related Party Transaction For Did Not Vote Management 6 Approve to Appoint Auditor For Did Not Vote Management 7 Approve Provision of Guarantee For Did Not Vote Shareholder 8.1 Elect Dan Yong as Independent Director For Did Not Vote Management 9.1 Elect Yang Zhaoqian as Non-Independent For Did Not Vote Shareholder Director 10.1 Elect Che Jianhong as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- SHAANXI FENGHUO ELECTRONICS CO., LTD. Ticker: 000561 Security ID: Y77011107 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect He Jiankang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHAANXI FENGHUO ELECTRONICS CO., LTD. Ticker: 000561 Security ID: Y77011107 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares and Decrease in Registered Capital 2 Approve Increase in Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHAANXI FENGHUO ELECTRONICS CO., LTD. Ticker: 000561 Security ID: Y77011107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-Party Transaction For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares and Decrease in Registered Capital 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHAANXI FENGHUO ELECTRONICS CO., LTD. Ticker: 000561 Security ID: Y77011107 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- SHAANXI INTERNATIONAL TRUST CO., LTD. Ticker: 000563 Security ID: Y7700Z103 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xue Jimin as Non-Independent For For Management Director 1.2 Elect Yao Weidong as Non-Independent For For Management Director 1.3 Elect Gui Quanhai as Non-Independent For For Management Director 1.4 Elect Zhuo Guoquan as Non-Independent For For Management Director 1.5 Elect Zhao Zhongqi as Non-Independent For For Management Director 2.1 Elect Zhao Xijun as Independent For For Management Director 2.2 Elect Guan Qingyou as Independent For For Management Director 2.3 Elect Zhang Junrui as Independent For For Management Director 3.1 Elect Wang Xiaofang as Supervisor For For Management 3.2 Elect Tian Zhejun as Supervisor For For Management 4 Approve Investment Trust Plan For For Management 5 Approve the Allowance of External For For Management Supervisors -------------------------------------------------------------------------------- SHAANXI INTERNATIONAL TRUST CO., LTD. Ticker: 000563 Security ID: Y7700Z103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Appointment of Auditor For For Management 7 Elect Yin Xingmin as Supervisor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHAANXI J&R OPTIMUM ENERGY CO., LTD. Ticker: 300116 Security ID: Y7676Q103 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing and For For Management Provision of Guarantee by a Wholly-owned Subsidiary to the Company 2 Approve Provision of Guarantee to the For For Management Company by Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHAANXI J&R OPTIMUM ENERGY CO., LTD. Ticker: 300116 Security ID: Y7676Q103 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Daily Related-party For For Management Transactions 3 Approve Amendments to Articles of For For Management Association 4 Approve External Investment in the For For Management Establishment of Subsidiary 5 Elect Ji Xiangyuan as Non-Independent For For Management Director 6.1 Elect Tian Jin as Independent Director For For Management 6.2 Elect Jin Baochang as Independent For For Management Director -------------------------------------------------------------------------------- SHAANXI J&R OPTIMUM ENERGY CO., LTD. Ticker: 300116 Security ID: Y7676Q103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment Plan of Investors For For Management Rights and Interests in the Company's Draft Reorganization Plan -------------------------------------------------------------------------------- SHAANXI J&R OPTIMUM ENERGY CO., LTD. Ticker: 300116 Security ID: Y7676Q103 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- SHAANXI J&R OPTIMUM ENERGY CO., LTD. Ticker: 300116 Security ID: Y7676Q103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Repurchase and Cancellation of For For Management Shares from Major Asset Restructuring Plan Performance Compensation 8 Approve Change in Registered Capital For For Management and Amend Articles of Association 9.1 Elect Gao Baoqing as Non-Independent For For Shareholder Director 9.2 Elect Deng Aimin as Non-Independent For For Shareholder Director 9.3 Elect Li Jun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHAANXI JINYE SCIENCE TECHNOLOGY & EDUCATION GROUP CO., LTD. Ticker: 000812 Security ID: Y77028101 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Appoint Auditor For For Management 3 Approve Guarantee Provision for For For Management Subsidiary's Comprehensive Credit Line Application Amounting to CNY 40,000,000 4 Approve Guarantee Provision for For For Management Subsidiary's Comprehensive Credit Line Application Amounting to CNY 30,000,000 -------------------------------------------------------------------------------- SHAANXI PROVINCIAL NATURAL GAS CO., LTD. Ticker: 002267 Security ID: Y7676K106 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHAANXI PROVINCIAL NATURAL GAS CO., LTD. Ticker: 002267 Security ID: Y7676K106 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHAANXI PROVINCIAL NATURAL GAS CO., LTD. Ticker: 002267 Security ID: Y7676K106 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Hongbo as Non-Independent For For Management Director 1.2 Elect Chen Dongsheng as For For Management Non-Independent Director 2.1 Approve Remuneration of 2018 Directors For For Management 2.2 Approve Remuneration of 2019 Directors For For Management 3.1 Approve 2018 Remuneration Supervisors For For Management 3.2 Approve 2019 Remuneration Supervisors For For Management -------------------------------------------------------------------------------- SHAANXI PROVINCIAL NATURAL GAS CO., LTD. Ticker: 002267 Security ID: Y7676K106 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Related For For Management Party Transactions 2 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 3 Amend Shareholders' Meeting Online For For Management Voting Regulations 4 Elect Zhang Jun as Supervisor For For Management -------------------------------------------------------------------------------- SHAANXI PROVINCIAL NATURAL GAS CO., LTD. Ticker: 002267 Security ID: Y7676K106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve 2019 Fixed Assets Investment For For Management Plan and 2020 Fixed Assets Investment Plan 7 Approve Financial Budget Report For For Management -------------------------------------------------------------------------------- SHAANXI YANCHANG PETROLEUM CHEMICAL ENGINEERING CO., LTD. Ticker: 600248 Security ID: Y7678L102 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Operating For For Management Related-party Transactions 2 Approve Capital Injection of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHAANXI YANCHANG PETROLEUM CHEMICAL ENGINEERING CO., LTD. Ticker: 600248 Security ID: Y7678L102 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Construction For For Management Contract 2 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- SHAANXI YANCHANG PETROLEUM CHEMICAL ENGINEERING CO., LTD. Ticker: 600248 Security ID: Y7678L102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mo Yong as Non-Independent For For Management Director 1.2 Elect Liu Meng as Non-Independent For For Management Director 1.3 Elect Qi Weihong as Non-Independent For For Management Director 1.4 Elect Gao Jiancheng as Non-Independent For For Management Director 1.5 Elect Fu Jieping as Non-Independent For For Management Director 1.6 Elect Li Zhi as Non-Independent For For Management Director 2.1 Elect Tian Jin as Independent Director For For Management 2.2 Elect Li Xiaojian as Independent For For Management Director 2.3 Elect Zhao Songzheng as Independent For For Management Director 3.1 Elect Yang Junjie as Supervisor For For Management 3.2 Elect Gong Cunbo as Supervisor For For Management -------------------------------------------------------------------------------- SHAANXI YANCHANG PETROLEUM CHEMICAL ENGINEERING CO., LTD. Ticker: 600248 Security ID: Y7678L102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Report of the Independent For For Management Directors 8 Approve Credit Line Bank Application For For Management 9 Approve Changes in Accounting Policies For For Management -------------------------------------------------------------------------------- SHAANXI YANCHANG PETROLEUM CHEMICAL ENGINEERING CO., LTD. Ticker: 600248 Security ID: Y7678L102 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption Merger via Share For For Management Swap and Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Absorption Merger via Share For For Management Swap 2.2 Approve Type and Par Value For For Management 2.3 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 2.4 Approve Target Subscribers and Issue For For Management Size 2.5 Approve Lock-Up Period For For Management 2.6 Approve Listing Location For For Management 2.7 Approve Distribution of Cumulative For For Management Distributed Earnings 2.8 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.9 Approve Absorption Merger For For Management 2.10 Approve Dissenting Shareholders' Cash For For Management Option 2.11 Approve Raising Supporting Funds For For Management 2.12 Approve Share Type and Par Value For For Management 2.13 Approve Target Subscribers and Issue For For Management Manner 2.14 Approve Pricing Reference Date and For For Management Pricing Basis 2.15 Approve Issue Size For For Management 2.16 Approve Lock-Up Period Arrangement For For Management 2.17 Approve Use of Proceeds For For Management 2.18 Approve Listing Exchange For For Management 2.19 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.20 Approve Resolution Validity Period For For Management 3 Approve This Transaction Adjustment For For Management Does Not Constitute as Major Adjustment 4 Approve Draft Report and Summary on For For Management Absorption Merger via Share Swap and Raising Supporting Funds as well as Related Party Transactions 5 Approve Signing of Conditional For For Management Absorption Merger via Share Swap Agreement 6 Approve Signing of Supplemental For For Management Agreement on Conditional Absorption Merger via Share Swap Agreement 7 Approve Restructuring Plan Constitutes For For Management as a Related Party Transaction 8 Approve the Notion that the For For Management Transaction Does not Constitute as Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve the Completeness and For For Management Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of this Transaction 13 Approve Whitewash Waiver and Related For For Management Transactions 14 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Relevant Audit, Evaluation and For For Management Review Report 16 Approve Basis and Fairness of the For For Management Pricing for this Transaction 17 Approve to Change the Letter of For For Management Commitment to Avoid Horizontal Competition 18 Approve Additional Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- SHAN XI COKING CO., LTD. Ticker: 600740 Security ID: Y7701S108 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For Against Management Controlled Subsidiary -------------------------------------------------------------------------------- SHAN XI COKING CO., LTD. Ticker: 600740 Security ID: Y7701S108 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase and Related For For Management Transaction to Shanxi Coking Coal Group Feihong Chemical Co., Ltd. -------------------------------------------------------------------------------- SHAN XI COKING CO., LTD. Ticker: 600740 Security ID: Y7701S108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Daily Related-Party Transaction For For Management 8 Approve Credit Line Bank Application For For Management 9.1 Elect Yang Shihong as Non-Independent For For Management Director 9.2 Elect Du Jianhong as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHANDONG AIRLINES CO., LTD. Ticker: 200152 Security ID: Y7682N102 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Chuanyu as Non-independent For For Shareholder Director 1.2 Elect Sun Xiujiang as Non-independent For For Shareholder Director 1.3 Elect Miao Liubin as Non-independent For For Shareholder Director 1.4 Elect Jiang Chengda as Non-independent For For Shareholder Director 1.5 Elect Li Xiuqin as Non-independent For For Shareholder Director 1.6 Elect Wang Zhifu as Non-independent For For Shareholder Director 1.7 Elect Wang Mingyuan as Non-independent For For Shareholder Director 1.8 Elect Xu Guojian as Non-independent For For Shareholder Director 2.1 Elect Lv Hongbing as Independent For For Management Director 2.2 Elect Duan Yalin as Independent For For Management Director 2.3 Elect Xu Xiangyi as Independent For For Management Director 2.4 Elect Hu Yuanmu as Independent Director For For Management 3.1 Elect Wang Wuping as Supervisor For For Shareholder 3.2 Elect Xue Ruitao as Supervisor For For Shareholder 3.3 Elect Tang Chaoxu as Supervisor For For Shareholder 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANDONG AIRLINES CO., LTD. Ticker: 200152 Security ID: Y7682N102 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- SHANDONG AIRLINES CO., LTD. Ticker: 200152 Security ID: Y7682N102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6.1 Approve Related Party Transaction with For For Management Shandong Airlines Group Co., Ltd. 6.2 Approve Related Party Transaction with For For Management Shandong Taikoo Aircraft Engineering Co., Ltd. 6.3 Approve Related Party Transaction with For For Management Shandong Xiangyu Aviation Technology Service Co., Ltd. 6.4 Approve Related Party Transaction with For For Management Shandong Airlines Rainbow Auto Service Co., Ltd. 6.5 Approve Related Party Transaction with For For Management Shandong Airlines Xinzhihang Media Co. , Ltd. 6.6 Approve Related Party Transaction with For For Management Air China Corporation Limited 6.7 Approve Related Party Transaction with For For Management Beijing Aircraft Maintenance Engineering Co., Ltd. 6.8 Approve Related Party Transaction with For For Management Sichuan International Aero Engine Maintenance Co., Ltd. 7 Approve Appointment of Auditor For For Management 8 Approve Issuance of Corporate Bonds For For Management -------------------------------------------------------------------------------- SHANDONG BOHUI PAPER INDUSTRY CO., LTD. Ticker: 600966 Security ID: Y767A4123 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Provision of Guarantee Between For For Management the Company and Subsidiaries 3 Approve Daily Related Party For For Management Transactions 4 Approve Related Party Transaction of For For Management Company and Subsidiary with Shandong Tianyuan Thermal Power Co., Ltd. 5 Approve Related Party Transaction For For Management Between Jiangsu Bohui Paper Co., Ltd. and Jiangsu Fengyuan Thermal Power Co. , Ltd. 6 Approve Related Party Transaction of For For Management Company and Subsidiary with Shandong Haili Chemical Industry Co., Ltd 7 Approve Related Party Transaction For For Management Between Jiangsu Bohui Paper Co., Ltd. and Jiangsu Haixing Chemical Co., Ltd. 8 Approve Related Party Transaction For For Management Between Jiangsu Bohui Paper Co., Ltd. and Jiangsu Haili Chemical Co., Ltd. 9 Approve Related Party Transaction in For For Management Connection to Rental Property 10 Approve Related Party Transaction in For For Management Connection to Purchase of Dormitory Building -------------------------------------------------------------------------------- SHANDONG BOHUI PAPER INDUSTRY CO., LTD. Ticker: 600966 Security ID: Y767A4123 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Relevant Commitments For For Management 2 Approve Strategic Investment in the For For Management Company through Indirect Acquisition -------------------------------------------------------------------------------- SHANDONG BOHUI PAPER INDUSTRY CO., LTD. Ticker: 600966 Security ID: Y767A4123 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- SHANDONG BUCHANG PHARMACEUTICALS CO., LTD. Ticker: 603858 Security ID: Y767AS104 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shareholder Return Plan For For Management 2 Approve Adjustment in Profit For For Management Distribution, Increase in Registered Capital and Amendments to Articles of Association 3 Approve Corporate Bond Issuance For For Management 4.1 Approve Issue Scale For For Management 4.2 Approve Par Value, Issue Price For For Management 4.3 Approve Bond Period and Type For For Management 4.4 Approve Target Parties and Placement For For Management Arrangement to Shareholders 4.5 Approve Interest Rate and For For Management Determination Method 4.6 Approve Guarantee Manner For For Management 4.7 Approve Issue Manner For For Management 4.8 Approve Redemption and Resale Terms For For Management 4.9 Approve Usage of Raised Funds For For Management 4.10 Approve Safeguard Measures of Debts For For Management Repayment 4.11 Approve Underwriting Method and For For Management Listing Arrangement 4.12 Approve Special Raised Funds Account For For Management 4.13 Approve Resolution Validity Period For For Management 5 Approve Authorization of the Board to For For Management Handle All Related Matters 6 Approve Issuance of Corporate Bonds For For Management via Private Placement 7.1 Approve Issue Scale of Corporate Bond For For Management via Private Placement 7.2 Approve Target Parties and Placement For For Management Arrangement to Shareholders of Corporate Bond via Private Placement 7.3 Approve Bond Term and Type of For For Management Corporate Bond via Private Placement 7.4 Approve Par Value and Issue Price of For For Management Corporate Bond via Private Placement 7.5 Approve Interest Rate and For For Management Determination Method of Corporate Bond via Private Placement 7.6 Approve Repayment of Interest Rate of For For Management Corporate Bond via Private Placement 7.7 Approve Underwriting Method of For For Management Corporate Bond via Private Placement 7.8 Approve Usage of Raised Funds of For For Management Corporate Bond via Private Placement 7.9 Approve Issue Manner of Corporate Bond For For Management via Private Placement 7.10 Approve Guarantee Arrangement of For For Management Corporate Bond via Private Placement 7.11 Approve Resale and Redemption Terms of For For Management Corporate Bond via Private Placement 7.12 Approve Trading and Listing Location For For Management of Corporate Bond via Private Placement 7.13 Approve Resolution Validity Period of For For Management Corporate Bond via Private Placement 7.14 Approve Safeguard Measures of Debts For For Management Repayment of Corporate Bond via Private Placement 8 Approve Authorization of the Board to For For Management Handle All Related Matters of Corporate Bond via Private Placement 9.1 Approve Registration and Scale For For Management 9.2 Approve Duration For For Management 9.3 Approve Par Value For For Management 9.4 Approve Issue Manner For For Management 9.5 Approve Target Parties For For Management 9.6 Approve Usage of Raised Funds For For Management 9.7 Approve Resolution Validity Period For For Management 9.8 Approve Authorization of the Board to For For Management Handle All Related Matters on Medium Term Notes 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANDONG BUCHANG PHARMACEUTICALS CO., LTD. Ticker: 603858 Security ID: Y767AS104 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan to For Against Management Controlled Subsidiary 2 Approve Increase Financing of For Against Management Subsidiary and Provision of Guarantee 3 Approve Related Party Transaction For For Management 4 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- SHANDONG BUCHANG PHARMACEUTICALS CO., LTD. Ticker: 603858 Security ID: Y767AS104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Report of the Board of For For Management Supervisors 11 Approve Application for Financing and For Against Management Guarantee Provision 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Approve Remuneration of Directors and For For Management Supervisors 3 Approve Acceptance of Financial For For Management Subsidy and Connected Transaction -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Approve Remuneration of Directors and For For Management Supervisors 3 Approve Acceptance of Financial For For Management Subsidy and Connected Transaction -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V104 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Approve Remuneration of Directors and For For Management Supervisors 3 Approve Acceptance of Financial For For Management Subsidy and Connected Transaction -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Time in Purchase For For Management of Shares of the Company by the Controlling Shareholder 2 Approve Change of the Auditors of the For For Shareholder Company -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Time in Purchase For For Management of Shares of the Company by the Controlling Shareholder 2 Approve Change of the Auditors of the For For Shareholder Company -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V104 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Time in Purchase For For Management of Shares of the Company by the Controlling Shareholder 2 Approve Change of the Auditors of the For For Shareholder Company -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V104 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to a For Against Management Subsidiary of the Company 2 Approve Acceptance of Financial For For Shareholder Subsidy and Related Party Transaction 3 Amend Articles of Association For For Shareholder 4 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to a For Against Management Subsidiary of the Company 2 Approve Acceptance of Financial For For Shareholder Subsidy and Related Party Transaction 3 Amend Articles of Association For For Shareholder 4 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to a For Against Management Subsidiary of the Company 2 Approve Acceptance of Financial For For Shareholder Subsidy and Related Party Transaction 3 Amend Articles of Association For For Shareholder 4 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Extension of Time in For For Management Purchase of Shares of the Company by the Controlling Shareholder -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Extension of Time in For For Management Purchase of Shares of the Company by the Controlling Shareholder -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V104 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Extension of Time in For For Management Purchase of Shares of the Company by the Controlling Shareholder -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share For For Management Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited (Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Implementation of the 2020 Restricted Share Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the Share Incentive Scheme of the Company -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share For For Management Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited (Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Implementation of the 2020 Restricted Share Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the Share Incentive Scheme of the Company -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V104 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share For For Management Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited (Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Implementation of the 2020 Restricted Share Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the Share Incentive Scheme of the Company -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share For For Management Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited (Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Implementation of the 2020 Restricted Share Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the Share Incentive Scheme of the Company -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share For For Management Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited (Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Implementation of the 2020 Restricted Share Incentive Scheme (Draft) of Shandong Chenming Paper Holdings Limited 3 Authorize Board to Deal with All For For Management Matters in Relation to the Share Incentive Scheme of the Company -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Its Summary For For Management 5 Approve Financial Report For For Management 6 Approve Profit Appropriation Proposal For For Management 7 Elect Li Feng as Director For For Management 8 Approve Annual Remuneration Scheme of For For Management Directors, Supervisors and Senior Management 9 Approve Appointment of Auditors For For Management 10 Approve Amendment to the Decision For For Management Making System to External Guarantee 11 Approve Application to Financial For For Management Institutions for General Credit Lines 12 Approve Cancellation of Guarantee For For Management Amount for Certain Subsidiaries and an Expected Increase in New Guarantee Amount 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14.1 Approve Size For For Management 14.2 Approve Issue Target and Issue Method For For Management 14.3 Approve Maturity and Class of the Bonds For For Management 14.4 Approve Interest Rate of the Bonds and For For Management Its Determination 14.5 Approve Use of Proceeds For For Management 14.6 Approve Guarantee of the Bonds For For Management 14.7 Approve Measures to Ensure Repayment For For Management 14.8 Approve Term of Validity of the For For Management Resolution 14.9 Approve Authorization in Relation to For For Management the Public Issue of Corporate Bonds 15.1 Approve Size For For Management 15.2 Approve Issue Target and Issue Method For For Management 15.3 Approve Maturity and Class of the Bonds For For Management 15.4 Approve Interest Rate of the Bonds and For For Management its Determination 15.5 Approve Use of Proceeds For For Management 15.6 Approve Guarantee of the Bonds For For Management 15.7 Approve Measures to Ensure Repayment For For Management 15.8 Approve Term of Validity of the For For Management Resolution 15.9 Approve Authorization in Relation to For For Management the Non-Public Issue of Corporate Bonds 16.1 Approve Size For For Management 16.2 Approve Term For For Management 16.3 Approve Coupon Rate For For Management 16.4 Approve Issue Target For For Management 16.5 Approve Use of Proceeds For For Management 16.6 Approve Term of Validity of the For For Management Resolution 16.7 Approve Authorization in Relation to For For Management the Issue of Medium-Term Notes -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Its Summary For For Management 5 Approve Financial Report For For Management 6 Approve Profit Appropriation Proposal For For Management 7 Elect Li Feng as Director For For Management 8 Approve Annual Remuneration Scheme of For For Management Directors, Supervisors and Senior Management 9 Approve Appointment of Auditors For For Management 10 Approve Amendment to the Decision For For Management Making System to External Guarantee 11 Approve Application to Financial For For Management Institutions for General Credit Lines 12 Approve Cancellation of Guarantee For For Management Amount for Certain Subsidiaries and an Expected Increase in New Guarantee Amount 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14.1 Approve Size For For Management 14.2 Approve Issue Target and Issue Method For For Management 14.3 Approve Maturity and Class of the Bonds For For Management 14.4 Approve Interest Rate of the Bonds and For For Management Its Determination 14.5 Approve Use of Proceeds For For Management 14.6 Approve Guarantee of the Bonds For For Management 14.7 Approve Measures to Ensure Repayment For For Management 14.8 Approve Term of Validity of the For For Management Resolution 14.9 Approve Authorization in Relation to For For Management the Public Issue of Corporate Bonds 15.1 Approve Size For For Management 15.2 Approve Issue Target and Issue Method For For Management 15.3 Approve Maturity and Class of the Bonds For For Management 15.4 Approve Interest Rate of the Bonds and For For Management its Determination 15.5 Approve Use of Proceeds For For Management 15.6 Approve Guarantee of the Bonds For For Management 15.7 Approve Measures to Ensure Repayment For For Management 15.8 Approve Term of Validity of the For For Management Resolution 15.9 Approve Authorization in Relation to For For Management the Non-Public Issue of Corporate Bonds 16.1 Approve Size For For Management 16.2 Approve Term For For Management 16.3 Approve Coupon Rate For For Management 16.4 Approve Issue Target For For Management 16.5 Approve Use of Proceeds For For Management 16.6 Approve Term of Validity of the For For Management Resolution 16.7 Approve Authorization in Relation to For For Management the Issue of Medium-Term Notes -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Its Summary For For Management 5 Approve Financial Report For For Management 6 Approve Profit Appropriation Proposal For For Management 7 Elect Li Feng as Director For For Management 8 Approve Annual Remuneration Scheme of For For Management Directors, Supervisors and Senior Management 9 Approve Appointment of Auditors For For Management 10 Approve Amendment to the Decision For For Management Making System to External Guarantee 11 Approve Application to Financial For For Management Institutions for General Credit Lines 12 Approve Cancellation of Guarantee For For Management Amount for Certain Subsidiaries and an Expected Increase in New Guarantee Amount 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14.1 Approve Size For For Management 14.2 Approve Issue Target and Issue Method For For Management 14.3 Approve Maturity and Class of the Bonds For For Management 14.4 Approve Interest Rate of the Bonds and For For Management Its Determination 14.5 Approve Use of Proceeds For For Management 14.6 Approve Guarantee of the Bonds For For Management 14.7 Approve Measures to Ensure Repayment For For Management 14.8 Approve Term of Validity of the For For Management Resolution 14.9 Approve Authorization in Relation to For For Management the Public Issue of Corporate Bonds 15.1 Approve Size For For Management 15.2 Approve Issue Target and Issue Method For For Management 15.3 Approve Maturity and Class of the Bonds For For Management 15.4 Approve Interest Rate of the Bonds and For For Management its Determination 15.5 Approve Use of Proceeds For For Management 15.6 Approve Guarantee of the Bonds For For Management 15.7 Approve Measures to Ensure Repayment For For Management 15.8 Approve Term of Validity of the For For Management Resolution 15.9 Approve Authorization in Relation to For For Management the Non-Public Issue of Corporate Bonds 16.1 Approve Size For For Management 16.2 Approve Term For For Management 16.3 Approve Coupon Rate For For Management 16.4 Approve Issue Target For For Management 16.5 Approve Use of Proceeds For For Management 16.6 Approve Term of Validity of the For For Management Resolution 16.7 Approve Authorization in Relation to For For Management the Issue of Medium-Term Notes -------------------------------------------------------------------------------- SHANDONG DENGHAI SEEDS CO., LTD. Ticker: 002041 Security ID: Y767A0113 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Remuneration For For Management Management System of Directors, Supervisors, and Senior Management Members -------------------------------------------------------------------------------- SHANDONG DENGHAI SEEDS CO., LTD. Ticker: 002041 Security ID: Y767A0113 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity Interest For For Management of SD Gold Capital Management Co., Ltd. 2 Approve Estimated New Daily Connected For For Management Transactions After the Acquisition of the Equity Interest of SD Gold Capital Management Co., Ltd. 3 Amend Articles of Association For For Management 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Ultra Short-term For For Management Financing Bonds 2 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance of Ultra Short-term Financing Bonds -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Provision of Guarantee for the For For Management Financing of an Overseas Subsidiary of the Company 3 Approve Shinewing (HK) CPA Limited as For For Management Auditor 4 Elect Luan Bo as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Provision of Guarantee for the For For Management Financing of an Overseas Subsidiary of the Company 3 Approve Shinewing (HK) CPA Limited as For For Management Auditor 4 Elect Luan Bo as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Work Report of the For For Management Independent Non-executive Directors 4 Approve 2019 Final Financial Report For For Management 5 Approve 2020 Financial Budget Report For For Management 6 Approve 2019 Annual Report and Its For For Management Extracts 7 Approve 2019 Profit Distribution Plan For For Management and Issuance of Bonus Shares by Way of Conversion of Capital Reserve 8 Amend Articles of Association For For Management 9 Approve Expected Connected For For Management Transactions During the Ordinary Course of Business in 2020 10 Approve 2020 Appointment of Accounting For For Management Firms and Audit Service Fees 11 Approve 2020 Appointment of Internal For For Management Control Auditing Firm and Audit Service Fees 12 Approve 2019 Appraisal Report on For For Management Internal Control 13 Approve 2019 Social Responsibility For For Management Report 14 Approve Special Report on the Deposit For For Management and Use of Proceeds in 2019 15 Approve Impairment Testing on the For For Management Subject Assets of Material Assets Restructuring of the Company 16 Approve Financial Services Framework For For Management Agreement with Shandong Gold Group Finance Co., Limited 17 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management and Issuance of Bonus Shares by Way of Conversion of Capital Reserve 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Work Report of the For For Management Independent Non-executive Directors 4 Approve 2019 Final Financial Report For For Management 5 Approve 2020 Financial Budget Report For For Management 6 Approve 2019 Annual Report and Its For For Management Extracts 7 Approve 2019 Profit Distribution Plan For For Management and Issuance of Bonus Shares by Way of Conversion of Capital Reserve 8 Amend Articles of Association For For Management 9 Approve Expected Connected For For Management Transactions During the Ordinary Course of Business in 2020 10 Approve 2020 Appointment of Accounting For For Management Firms and Audit Service Fees 11 Approve 2020 Appointment of Internal For For Management Control Auditing Firm and Audit Service Fees 12 Approve 2019 Appraisal Report on For For Management Internal Control 13 Approve 2019 Social Responsibility For For Management Report 14 Approve Special Report on the Deposit For For Management and Use of Proceeds in 2019 15 Approve Impairment Testing on the For For Management Subject Assets of Material Assets Restructuring of the Company 16 Approve Financial Services Framework For For Management Agreement with Shandong Gold Group Finance Co., Limited 17 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management and Issuance of Bonus Shares by Way of Conversion of Capital Reserve 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHANDONG HI-SPEED CO., LTD. Ticker: 600350 Security ID: Y767AH108 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 80% Stake For For Management -------------------------------------------------------------------------------- SHANDONG HI-SPEED CO., LTD. Ticker: 600350 Security ID: Y767AH108 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sai Zhiyi as Non-Independent For For Shareholder Director 1.2 Elect Han Daojun as Non-Independent For For Shareholder Director 1.3 Elect Lv Sizhong as Non-Independent For For Shareholder Director 1.4 Elect Zhang Xiaobing as For For Shareholder Non-Independent Director 1.5 Elect Meng Jie as Non-Independent For For Shareholder Director 1.6 Elect Liang Zhanhai as Non-Independent For For Shareholder Director 1.7 Elect Sui Rongchang as Non-Independent For For Shareholder Director 2.1 Elect Fan Yuejin as Independent For For Shareholder Director 2.2 Elect Liu Jianwen as Independent For For Shareholder Director 2.3 Elect Wei Jian as Independent Director For For Shareholder 2.4 Elect Wang Hui as Independent Director For For Shareholder 3.1 Elect Yi Jijun as Supervisor For For Shareholder 3.2 Elect Lin Yueqing as Supervisor For For Shareholder 3.3 Elect Liu Jingwei as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANDONG HI-SPEED CO., LTD. Ticker: 600350 Security ID: Y767AH108 Meeting Date: JUN 13, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of For For Management Stock Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve to Adjust the Remuneration of For For Management External Directors and External Supervisors 5 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- SHANDONG HI-SPEED CO., LTD. Ticker: 600350 Security ID: Y767AH108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Issuance of Medium-term Notes For For Management 8 Approve Issuance of Long-term Maturity For For Management of Medium-term Notes -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Daily Related For For Management Party Transactions 2 Approve to Adjust the Allowance of For For Management Independent Directors and Amend Management System of Remuneration of Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Indirect Investment in For For Management Beijing-Taiwan Partnership -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Daily Related-Party For For Management Transactions 9 Approve Related-party Transactions in For For Management Connection to Deposits and Loans 10 Approve Provision of Mutual Guarantees For For Management Between Subsidiaries -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: JUN 02, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Acquisition by For For Management Issuance of Shares and Raising Supporting Funds as well as Related Party Transactions is in Compliance with Relevant Laws and Regulations 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Target For For Management Subscribers 2.3 Approve Listing Exchange For For Management 2.4 Approve Target Assets For For Management 2.5 Approve Pricing Principles and For For Management Transaction Prices 2.6 Approve Consideration Payment For For Management 2.7 Approve Issue Price For For Management 2.8 Approve Issue Size For For Management 2.9 Approve Lock-up Period Arrangement For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Profit and Loss Attribution For For Management During the Transition Period 2.12 Approve Resolution Validity Period For For Management 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Target For For Management Subscribers 3.3 Approve Listing Exchange For For Management 3.4 Approve Issue Price and Pricing Basis For For Management 3.5 Approve Amount of Raised Funds For For Management 3.6 Approve Issue Size For For Management 3.7 Approve Lock-up Period Arrangement For For Management 3.8 Approve Use of Proceeds For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Relationship of Acquisition by For For Management Issuance of Shares and Raising Supporting Funds 3.11 Approve Resolution Validity Period For For Management 4 Approve Transaction Constitute as For For Management Related Party Transaction 5 Approve Transaction Does Not For For Management Constitute as Major Asset Restructuring and Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 6 Approve Draft Report and Summary on For For Management Acquisition by Issuance of Shares as well as Raising Supporting Funds and Related Party Transaction 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article 11 and Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Supplemental Agreement to For For Management Acquisition by Issuance of Shares 10 Approve Supplemental Agreement to the For For Management Conditional Share Subscription Agreement 11 Approve Conditional Share Subscription For For Management Agreement 12 Approve Relevant Audit Report, Review For For Management Report and Asset Assessment Report 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Basis and Fairness of Pricing For For Management for This Transaction 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 17 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 18 Approve This Transaction Adjustment For For Management Does Not Constitute as Major Adjustment 19 Approve Authorization of the Board to For For Management Handle All Related Matters 20 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Zhenjiang as For For Management Non-independent Director 1.2 Elect Lin Cunyou as Non-independent For For Management Director 1.3 Elect Zhang Wei as Non-independent For For Management Director 1.4 Elect Tian Junzhen as Non-independent For For Management Director 1.5 Elect Zhao Mingxue as Non-independent For For Management Director 1.6 Elect Chen Jie as Non-independent For For Management Director 2.1 Elect Wei Shirong as Independent For For Management Director 2.2 Elect Zhang Hong as Independent For For Management Director 2.3 Elect Li Fengshou as Independent For For Management Director 3.1 Elect Wang Aiguo as Supervisor For For Management 3.2 Elect Gao Guicheng as Supervisor For For Management 3.3 Elect Zhang Yin as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG HOMEY AQUATIC DEVELOPMENT CO., LTD. Ticker: 600467 Security ID: Y767A8116 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line, Credit Guarantee For For Management Conditions and Loan Authorizations 8 Approve Related-party Transactions For For Management 9.1 Elect Tang Chuanqin as Non-independent For For Shareholder Directors 9.2 Elect Liang Weigang as Non-independent For For Shareholder Directors 9.3 Elect Li Junfeng as Non-independent For For Shareholder Directors 9.4 Elect Song Rongchao as Non-independent For For Shareholder Directors 9.5 Elect Tang Aiguo as Non-independent For For Shareholder Directors 9.6 Elect Bi Jianchao as Non-independent For For Shareholder Directors 10.1 Elect Sun Huiling as Independent For For Shareholder Directors 10.2 Elect Hou Jianchang as Independent For For Shareholder Directors 10.3 Elect Wang Dahong as Independent For For Shareholder Directors 11.1 Elect Sun Yongjun as Supervisors For For Shareholder 11.2 Elect Qiu Xuegang as Supervisors For For Shareholder -------------------------------------------------------------------------------- SHANDONG HUALU-HENGSHENG CHEMICAL CO., LTD. Ticker: 600426 Security ID: Y76843104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Auditor For For Management 9 Approve 2020 Daily Related-Party For For Management Transaction Forecast and Signing of Daily Related-Party Transaction Agreement 10 Approve Use of Own Funds for Structure For For Management Deposits -------------------------------------------------------------------------------- SHANDONG HUATAI PAPER CO. LTD. Ticker: 600308 Security ID: Y7680S103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANDONG HUATAI PAPER CO. LTD. Ticker: 600308 Security ID: Y7680S103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Audit Committee Annual For For Management Performance Report 5 Approve Annual Report and Summary For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Daily Related Party For For Management Transactions 10 Approve Financial Services Agreement For For Management 11 Elect Kou Xianghe as Independent For For Management Director -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Xiaoping as For Did Not Vote Management Non-Independent Director 1.2 Elect Qu Shengli as Non-Independent For Did Not Vote Management Director 1.3 Elect Zuo Hongwei as Non-Independent For Did Not Vote Management Director 1.4 Elect Zhou Zhenghua as Non-Independent For Did Not Vote Management Director 1.5 Elect Zhang Jianhua as Non-Independent For Did Not Vote Management Director 1.6 Elect Zhang Qibin as Non-Independent For Did Not Vote Management Director 2.1 Elect Huang Jianbo as Independent For Did Not Vote Management Director 2.2 Elect Liu Hongxia as Independent For Did Not Vote Management Director 2.3 Elect Jiao Jian as Independent Director For Did Not Vote Management 3.1 Elect Wu Zhongliang as Supervisor For Did Not Vote Management 3.2 Elect Liu Qianming as Supervisor For Did Not Vote Management 4 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Formulation of Remuneration For For Management Management System of Directors, Supervisors and Senior Management Members 4 Approve Signing of Financial Services For For Management Agreement -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related Party For For Management Transactions 2 Approve Financial Leasing Business For For Management 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Daily Related-Party For For Management Transactions 8 Approve Hedging Business For For Management 9 Approve Comprehensive Credit Line For For Management Application 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Amount and Usage of Raised For For Management Funds 2.6 Approve Issue Scale For For Management 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Signing of Conditional For For Management Subscription Agreement 5 Approve Introduction of Teng Wei as For For Management Strategic Investor 6 Approve Signing of Strategic Investor For For Management Agreement 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve White Wash Waiver For For Management 9 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve There is No Need to Prepare For For Management Report on the Deposit and Usage of Raised Funds 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Exemption on Fulfillment of For For Management Commitment 14 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Adjustment on Related Party For For Management Transactions 3 Approve to Increase the Amount of For For Management Hedging Business -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Approve Adjustment on Related Party For Did Not Vote Management Transactions 3 Approve to Increase the Amount of For Did Not Vote Management Hedging Business -------------------------------------------------------------------------------- SHANDONG JINJING SCIENCE & TECHNOLOGY STOCK CO., LTD. Ticker: 600586 Security ID: Y7677B105 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHANDONG JINJING SCIENCE & TECHNOLOGY STOCK CO., LTD. Ticker: 600586 Security ID: Y7677B105 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- SHANDONG JINJING SCIENCE & TECHNOLOGY STOCK CO., LTD. Ticker: 600586 Security ID: Y7677B105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG JINJING SCIENCE & TECHNOLOGY STOCK CO., LTD. Ticker: 600586 Security ID: Y7677B105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve to Appoint Internal Auditor For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Feng as Non-Independent For For Management Director 1.2 Elect Wang Lin as Non-Independent For For Management Director 1.3 Elect Liu Zhancun as Non-Independent For For Management Director 1.4 Elect Wang Xianqing as Non-Independent For For Management Director 1.5 Elect Zhang Qi as Non-Independent For For Management Director 1.6 Elect Yang Kefeng as Non-Independent For For Management Director 2.1 Elect Wang Fachang as Independent For For Management Director 2.2 Elect Sun Jianqiang as Independent For For Management Director 2.3 Elect Liu Huirong as Independent For For Management Director 3.1 Elect Wen Bo as Supervisor For For Management 3.2 Elect Cao Zhiwei as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wen Decheng as Independent For For Management Director -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares 2.1 Approve Share Type For For Management 2.2 Approve Par Value Per Share For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Scale of Raised Funds and For For Management Raised Funds Investment Project 2.5 Approve Issue Manner For For Management 2.6 Approve Target Subscribers and For For Management Subscription Method 2.7 Approve Placing Arrangement for For For Management Shareholders 2.8 Approve Issue Price and Pricing Basis For For Management 2.9 Approve Issue Time For For Management 2.10 Approve Listing Exchange For For Management 2.11 Approve Restriction Arrangements For For Management 2.12 Approve Arrangements on Roll-forward For For Management Profits 2.13 Approve Resolution Validity Period For For Management 3 Approve Issuance of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Medium and For For Management Long-term Development Strategic Plan 2 Approve Invest in a Factory and For For Management Establishment of Subsidiary -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Business Plan and Financial For For Management Budget Report 7 Approve Signing of Service Supply For For Management Framework Agreement 8 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 9 Approve to Appoint Auditor For For Management 10 Approve Report on the Deposit and For For Management Actual Use of Raised Funds 11 Approve Provision of Guarantee For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- SHANDONG LUKANG PHARMACEUTICAL CO., LTD. Ticker: 600789 Security ID: Y7678Y104 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters -------------------------------------------------------------------------------- SHANDONG LUKANG PHARMACEUTICAL CO., LTD. Ticker: 600789 Security ID: Y7678Y104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dou Maogong as Non-independent For For Management Director 1.2 Elect Pang Anquan as Non-independent For For Management Director 1.3 Elect Jiang Yongfeng as For For Management Non-independent Director 2.1 Elect Lu Di as Supervisor For For Shareholder 3 Approve Provision of Financial Aid and For For Management Related Party Transactions by Controlling Shareholder to the Company 4 Approve Change in Registered Address For Against Management and Amend Articles of Association 5 Approve Transfer of Equity and Related For For Management Party Transactions -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Compensation for the For For Management Renovation Expenses of the Company's Wholly-Owned Subsidiary and Related Party Transactions -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Additional For Against Management Guarantee by the Parent Company to the Controlled Subsidiary -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Director and For For Management Chief Financial Officer 2 Approve Provision of Financial Loan of For For Management Controlling Shareholder -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in For For Management Wholly-owned Subsidiary 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Authorization on Guarantee For For Management Provision by Parent Company and Subsidiary for Bank Financings of Their Subsidiaries 8 Approve Authorization on Financing For For Management Guarantee Provision by Wholly-owned Subsidiary to Parent Company 9 Approve Daily Related-party For For Management Transactions 11 Approve Appointment of Auditor For For Management 12 Approve Entrusted Asset Management For For Management 13 Approve Accounts Receivable Factoring For For Management Business Extension and Related Party Transactions of Wholly-owned Subsidiary 14 Approve Transfer of Shares For For Management 15 Approve Acquisition of Shares by For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Private Placement of Shares For For Management (Amended Draft) 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Issue Manner and Period For For Management 3.3 Approve Target Parties and For For Management Subscription Manner 3.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 3.5 Approve Issue Scale For For Management 3.6 Approve Restriction Period For For Management 3.7 Approve Amount and Usage of Raised For For Management Funds 3.8 Approve Listing Location For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Resolution Validity Period For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Signing of Conditional For For Management Subscription Agreement 8 Approve Signing of Supplemental For For Management Conditional Subscription Agreement with Target Parties 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 11 Approve Whitewash Waiver For For Management 12 Approve Shareholder Return Plan For For Management 13 Approve Set-up of Special Account for For For Management Raised Funds 14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Elect Li Lei as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANDONG MINHE ANIMAL HUSBANDRY CO., LTD. Ticker: 002234 Security ID: Y76833105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANDONG NANSHAN ALUMINUM CO., LTD. Ticker: 600219 Security ID: Y7680L108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Work Report of the General For For Management Manager 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Report of the Board of For For Management Supervisors 10 Approve Remuneration of Supervisors For For Management 11 Approve Guarantee Provision Plan For For Management 12 Approve Comprehensive Service For For Management Agreement Schedule and Daily Related Party Transactions 13 Approve Daily Related Party For For Management Transactions with Financial Companies 14 Approve Increase in the Amount of For For Management Guarantee Provision -------------------------------------------------------------------------------- SHANDONG NANSHAN ALUMINUM CO., LTD. Ticker: 600219 Security ID: Y7680L108 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Bond Interest Rate and For For Management Repayment of Capital and Interest 2.5 Approve Issue Manner For For Management 2.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.7 Approve Use of Proceeds For For Management 2.8 Approve Guarantee Matters For For Management 2.9 Approve Terms of Sell-Back or Terms of For For Management Redemption 2.10 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 2.11 Approve Underwriting Manner For For Management 2.12 Approve Listing of the Bonds For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4.1 Elect Cheng Rence as Non-Independent For For Management Director 4.2 Elect Song Jianbo as Non-Independent For For Management Director 4.3 Elect Lv Zhengfeng as Non-Independent For For Management Director 4.4 Elect Liu Chunlei as Non-Independent For For Management Director 4.5 Elect Sui Xindong as Non-Independent For For Management Director 4.6 Elect Han Yanhong as Non-Independent For For Management Director 5.1 Elect Li Jinshan as Independent For For Management Director 5.2 Elect Liang Shinian as Independent For For Management Director 5.3 Elect Huang Liqun as Independent For For Management Director 6.1 Elect Liu Qiang as Supervisor For For Management 6.2 Elect Ma Zhengqing as Supervisor For For Management 6.3 Elect Zhang Hua as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG NEW BEIYANG INFORMATION TECHNOLOGY CO., LTD. Ticker: 002376 Security ID: Y7683U105 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANDONG NEW BEIYANG INFORMATION TECHNOLOGY CO., LTD. Ticker: 002376 Security ID: Y7683U105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Annual Report and Summary For For Management 8.1 Approve Related Party Transaction with For For Management Weihai Beiyang Electric Group Co., Ltd. and Its Subsidiaries 8.2 Approve Related Party Transaction with For For Management Shandong Hualing Electronics Co., Ltd. 8.3 Approve Related Party Transaction with For For Management Weihai Xingdi Electronics Co., Ltd. 8.4 Approve Related Party Transaction with For For Management Nanjing Century Bank Equipment Development Co., Ltd. 8.5 Approve Related Party Transaction with For For Management Beijing Huaxin Chuangyin Technology Co. , Ltd. 8.6 Approve Related Party Transaction with For For Management Xiamen Yirong Electromechanical Equipment Co., Ltd. 8.7 Approve Related Party Transaction with For For Management Shandong Tongda Financial Leasing Co., Ltd. 8.8 Approve Related Party Transaction with For For Management Weihai Youwei Technology Co., Ltd. 8.9 Approve Related Party Transaction with For For Management Weihai Municipal People's Government State-owned Assets Supervision and Administration Commission 8.10 Approve Related Party Transaction with For For Management Jiangsu Century Bank Equipment Co., Ltd. 8.11 Approve Related Party Transaction with For For Management Shandong Tongzhi Weiye Software Co., Ltd. 9 Approve to Adjust the Allowance of For For Management Independent Directors 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANDONG PHARMACEUTICAL GLASS CO., LTD. Ticker: 600529 Security ID: Y7678P103 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Medicinal Packaging Materials For For Management Industrial Park Phase 1 Construction Project -------------------------------------------------------------------------------- SHANDONG PHARMACEUTICAL GLASS CO., LTD. Ticker: 600529 Security ID: Y7678P103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Remuneration of Directors and For For Management Supervisors 5 Approve Provision of Annual Incentive For For Management Plan 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Financial Statements and For For Management Financial Budget Report 9 Approve Authorization of the Chairman For For Management of the Board to Use Own Funds to Purchase Financial Products 10 Approve Authorization of the Chairman For For Management of the Board in Financing 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANDONG POLYMER BIO-CHEMICALS CO., LTD. Ticker: 002476 Security ID: Y7684C104 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and For For Management Provision of Its Guarantee 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANDONG POLYMER BIO-CHEMICALS CO., LTD. Ticker: 002476 Security ID: Y7684C104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Elect Zeng Qing as Non-Independent For For Management Director 8 Elect Yang Meiying as Supervisor For For Management 9 Approve Shareholder Return Plan For Against Management -------------------------------------------------------------------------------- SHANDONG PUBLISHING & MEDIA CO., LTD. Ticker: 601019 Security ID: ADPV41225 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Use of Funds to Invest in For For Management Financial Products 8 Approve Use of Raised Funds to Invest For For Management in Financial Products 9 Approve Daily Related-party For For Management Transactions 10 Approve Provision of Guarantee For For Management 11 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- SHANDONG PUBLISHING & MEDIA CO., LTD. Ticker: 601019 Security ID: ADPV41225 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Report of the Independent For Did Not Vote Management Directors 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve Use of Funds to Invest in For Did Not Vote Management Financial Products 8 Approve Use of Raised Funds to Invest For Did Not Vote Management in Financial Products 9 Approve Daily Related-party For Did Not Vote Management Transactions 10 Approve Provision of Guarantee For Did Not Vote Management 11 Approve Allowance of Independent For Did Not Vote Management Directors -------------------------------------------------------------------------------- SHANDONG SHANDA WIT SCIENCE & TECHNOLOGY CO. LTD. Ticker: 000915 Security ID: Y76793101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Elect Lv Yuqin as Independent Director For For Management 9 Elect Song Junbo as Independent For For Management Director 10 Elect Liu Lijun as Supervisor For For Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANDONG SHANDA WIT SCIENCE & TECHNOLOGY CO. LTD. Ticker: 000915 Security ID: Y76793101 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- SHANDONG SHENGLI CO., LTD. Ticker: 000407 Security ID: Y76799108 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Guarantee Provision For For Management 3 Approve Financing Mutual Guarantees by For For Management the Company and Qilu Real Estate Co., Ltd. with Its Subsidiaries -------------------------------------------------------------------------------- SHANDONG SHENGLI CO., LTD. Ticker: 000407 Security ID: Y76799108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Provision of Guarantee For For Management 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- SHANDONG SINOBIOWAY BIOMEDICINE CO., LTD. Ticker: 002581 Security ID: Y9894Z105 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rao Yong as Independent Director For For Management 2 Elect Xiao Fang as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: Y76867103 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Xi as Non-Independent For For Shareholder Director 1.2 Elect Zhang Bing as Non-Independent For For Shareholder Director 1.3 Elect Qin Jianmin as Non-Independent For For Shareholder Director 1.4 Elect Fu Bei as Non-Independent For For Shareholder Director 1.5 Elect Si Liuqi as Non-Independent For For Shareholder Director 1.6 Elect Song Xibin as Non-Independent For For Shareholder Director 2.1 Elect Sheng Lijun as Independent For For Shareholder Director 2.2 Elect Sun Qingchi as Independent For For Shareholder Director 2.3 Elect Wen Xueli as Independent Director For For Shareholder 3.1 Elect Wen Changyun as Supervisor For For Shareholder 3.2 Elect Pan Chengxiang as Supervisor For For Shareholder 4 Approve Increase in Registered Capital For For Management 5 Approve Expansion of Business Scope For For Management 6 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: Y76867103 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Director and Supervisor For For Management Remuneration Management System 6 Approve Annual Report and Summary For For Management 7 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHANDONG SUNPAPER CO., LTD. Ticker: 002078 Security ID: Y7681V105 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SHANDONG SUNPAPER CO., LTD. Ticker: 002078 Security ID: Y7681V105 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG SUNPAPER CO., LTD. Ticker: 002078 Security ID: Y7681V105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 6.1 Approve Daily Related-party For For Management Transaction with Shandong Sun Plaza International Hotel Co., Ltd. 6.2 Approve Daily Related-party For For Management Transaction with Wanguo Sun Paper White Cardboard Co., Ltd. 6.3 Approve Daily Related-party For For Management Transaction with Shandong International Sun Paper Paperboard Co. , Ltd. 6.4 Approve Daily Related-party For For Management Transaction with Shandong Wanguo Sun Food Packaging Materials Co., Ltd. 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Investment and Construction of For For Management Guangxi Beihai 3.5 Million Tons Forest-pulp-paper Integration (Phase I) Project -------------------------------------------------------------------------------- SHANDONG SUNWAY PETROCHEMICAL ENGINEERING CO., LTD. Ticker: 002469 Security ID: Y7684B106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Funds to Invest in For For Management Financial Products 8 Amend Articles of Association For For Management 9.1 Elect Qu Siqiu as Non-Independent For For Shareholder Director 9.2 Elect Wang Chengfu as Non-Independent For For Shareholder Director 9.3 Elect Wang Chunjiang as For For Shareholder Non-Independent Director 9.4 Elect Lin Caihong as Non-Independent For For Shareholder Director 10.1 Elect Han Qiuyan as Independent For For Shareholder Director 10.2 Elect Zhang Shijun as Independent For For Shareholder Director 10.3 Elect Pan Ailing as Independent For For Shareholder Director 11.1 Elect Gu Yuanming as Supervisor For For Shareholder 11.2 Elect Guo Fuquan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUL 02, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Audited Consolidated For For Management Financial Statements 2 Approve 2018 Report of the Board of For For Management Directors 3 Approve 2018 Report of the Supervisory For For Management Committee 4 Approve Final Dividend For For Management 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors, Supervisors and Senior Management 7 Elect Gong Jian Bo as Director For For Management 8 Elect Fu Ming Zhong as Director For For Management 9 Elect Wang Jin Xia as Director For For Management 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 11 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Distribution of Interim For For Management Dividend -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Logistic and Distribution For For Management Services Framework Agreement, Annual Caps and Related Transactions 2 Approve Finance Leasing and Factoring For For Management Framework Agreement, Annual Caps and Related Transactions 3 Approve Purchase Framework Agreement, For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, Loan For For Management Agreement and Share Retention Agreement 2 Approve, Execute and Do or Procure All For For Management Such Documents and Things in Connection with the Subscription Agreement and Submit to Authority for Approval or Filing of Any Relevant Document 3 Authorize Board to Deal with All For For Management Matters in Relation to Subscription Agreement, Loan Agreement and Share Retention Agreement -------------------------------------------------------------------------------- SHANDONG WOHUA PHARMACEUTICAL CO., LTD. Ticker: 002107 Security ID: Y76825101 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For Against Management 2 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SHANDONG WOHUA PHARMACEUTICAL CO., LTD. Ticker: 002107 Security ID: Y76825101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Increase in Registered Capital For For Management 7 Approve Amendments to Articles of For For Management Association 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANDONG XIANTAN CO., LTD. Ticker: 002746 Security ID: Y768A1101 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Issue Amount For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 9 Approve Provision of Guarantee For For Management 10.1 Elect Wang Shouchun as Non-Independent For For Management Director 10.2 Elect Wang Shouheng as Non-Independent For For Management Director 10.3 Elect Xu Shiwei as Non-Independent For For Management Director 10.4 Elect Wang Bin as Non-Independent For For Management Director 11.1 Elect Cheng Yongfeng as Independent For For Management Director 11.2 Elect Xu Jingxi as Independent Director For For Management 11.3 Elect Peng Jianyun as Independent For For Management Director 12.1 Elect Wu Dazhi as Supervisor For For Management 12.2 Elect Qu Weiping as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG XIANTAN CO., LTD. Ticker: 002746 Security ID: Y768A1101 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Private Placement (Revised) 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised) 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Elect Leng Huqiu as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG XIANTAN CO., LTD. Ticker: 002746 Security ID: Y768A1101 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Comprehensive Credit Line and For For Management Authorize Chairman of the Board for Signing Bank Loan Related Contracts 10 Approve Use of Raised Funds for Cash For For Management Management 11 Approve Use of Own Funds for Cash For For Management Management 12 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANDONG XINCHAO ENERGY CORP. LTD. Ticker: 600777 Security ID: Y9740C102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report Auditor and Payment of Remuneration 7 Approve Appoint of Internal Control For For Management Auditor and Payment of Remuneration 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Guarantee Provision Plan For For Management 10 Approve Change in the Use of Proceeds For For Management 11.1 Elect Liu Ke as Non-Independent For For Management Director 11.2 Elect Song Huajie as Non-Independent For For Management Director 11.3 Elect Fan Xiaochuan as Non-Independent For For Management Director 11.4 Elect Liu Bin as Non-Independent For For Management Director 11.5 Elect Xu Lianchun as Non-Independent For For Management Director 11.6 Elect Liu Kui as Non-Independent None Against Shareholder Director 11.7 Elect Xie Li as Non-Independent None Against Shareholder Director 11.8 Elect Zhang Fei as Non-Independent None Against Shareholder Director 11.9 Elect Fu Bin as Non-Independent None Against Shareholder Director 11.10 Elect Li Wenxin as Non-Independent None Against Shareholder Director 12.1 Elect Zhang Xiaofeng as Independent For For Management Director 12.2 Elect Yang Jing as Independent Director For For Management 12.3 Elect Du Jing as Independent Director For For Management 12.4 Elect Zhou Dayong as Independent None Against Shareholder Director 12.5 Elect Zhou Delai as Independent None Against Shareholder Director 12.6 Elect Li Yu as Independent Director None Against Shareholder 13.1 Elect Liu Siyuan as Supervisor For For Management 13.2 Elect Lu Xu as Supervisor For For Management 13.3 Elect Wu Haifeng as Supervisor None Against Shareholder 13.4 Elect Chen Qihang as Supervisor None Against Shareholder -------------------------------------------------------------------------------- SHANDONG XINCHAO ENERGY CORP. LTD. Ticker: 600777 Security ID: Y9740C102 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cheng Ruimin as Non-Independent For For Management Director 2 Elect Dai Ziqian as Non-Independent For For Management Director 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHANDONG XINHUA PHARMACEUTICAL COMPANY LIMITED Ticker: 719 Security ID: Y76811119 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Audited Financial For For Management Statements 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve ShineWing Certified Public For For Management Accountants (Special General Partnership) as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Remuneration of Directors and For For Management Supervisors 8 Amend Articles of Association, Amend For For Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors -------------------------------------------------------------------------------- SHANDONG YISHENG LIVESTOCK & POULTRY BREEDING CO., LTD. Ticker: 002458 Security ID: Y76849101 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- SHANDONG YISHENG LIVESTOCK & POULTRY BREEDING CO., LTD. Ticker: 002458 Security ID: Y76849101 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Use of Idle Funds for Cash For For Shareholder Management 3.1 Elect Cao Jisheng as Non-independent For For Management Director 3.2 Elect Gong Xinmin as Non-independent For For Management Director 3.3 Elect Ji Yongmei as Non-independent For For Management Director 3.4 Elect Lou Mengliang as Non-independent For For Management Director 4.1 Elect Zhan Shuping as Independent For For Management Director 4.2 Elect Zhang Pinghua as Independent For For Management Director 4.3 Elect Zhao Guiping as Independent For For Management Director 5.1 Elect Ren Shenghao as Supervisor For For Management 5.2 Elect Li Ling as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG YISHENG LIVESTOCK & POULTRY BREEDING CO., LTD. Ticker: 002458 Security ID: Y76849101 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors, For For Management Supervisors 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANDONG YISHENG LIVESTOCK & POULTRY BREEDING CO., LTD. Ticker: 002458 Security ID: Y76849101 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital, For For Management Business Scope and Amendments to Articles of Association -------------------------------------------------------------------------------- SHANG GONG GROUP CO., LTD. Ticker: 900924 Security ID: Y7678C102 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Lease to Others For For Management -------------------------------------------------------------------------------- SHANG GONG GROUP CO., LTD. Ticker: 900924 Security ID: Y7678C102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Work Report and For For Management Annual Budget Indicator 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision of Guarantees to For For Management Controlled Subsidiaries 8 Approve Guarantee Provision Plan For For Management 9 Approve to Appoint Auditor For For Management 10.1 Elect Zhang Min as Non-Independent For For Management Director 10.2 Elect Zhu Xudong as Non-Independent For For Management Director 10.3 Elect Yin Qiang as Non-Independent For For Management Director 10.4 Elect Huang Yingjian as For For Management Non-Independent Director 10.5 Elect Li Chen as Non-Independent For For Management Director 10.6 Elect Li Xiaofeng as Non-Independent For For Management Director 10.7 Elect Rui Meng as Independent Director For For Management 10.8 Elect Xi Juntong as Independent For For Management Director 10.9 Elect Chen Zhen as Independent Director For For Management 11.1 Elect Ni Ming as Supervisor For For Management 11.2 Elect Chen Mengzhao as Supervisor For For Management 12 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 13.1 Approve Share Type and Par Value For For Shareholder 13.2 Approve Issue Manner and Issue Time For For Shareholder 13.3 Approve Issue Size For For Shareholder 13.4 Approve Target Subscribers and For For Shareholder Subscription Method 13.5 Approve Issue Price and Pricing Basis For For Shareholder 13.6 Approve Lock-up Period For For Shareholder 13.7 Approve Listing Exchange For For Shareholder 13.8 Approve Raised Funds Investment For For Shareholder 13.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 13.10 Approve Resolution Validity Period For For Shareholder 14 Approve Private Placement of Shares For For Shareholder 15 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 16 Approve that the Company Does Not Need For For Shareholder to Produce a Report on the Usage of Previously Raised Funds 17 Approve Shareholder Return Plan For For Shareholder 18 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI 2345 NETWORK HOLDING GROUP CO., LTD. Ticker: 002195 Security ID: Y7683P106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares That Has Been Granted But Not Yet Unlocked 8 Approve Change of Registered Capital For For Management and Amendments to Articles of Association 9 Approve 2016 Repurchase Cancellation For For Management of Performance Shares 10 Approve Change in Registered Capital For For Management and Amend Articles of Association 11 Approve 2017 Repurchase Cancellation For For Management of Performance Shares 12 Amend Articles of Association For For Management 13 Amend Related Party Transaction For For Management Management System and Working System for Independent Directors 14 Approve Guarantee Provision Plan For For Management 15 Elect Shi Jian as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI AEROSPACE AUTOMOBILE ELECTROMECHANICAL CO., LTD. Ticker: 600151 Security ID: Y7681D105 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Free-of-Charge Transfer of For For Management Assets to Wholly-Owned Subsidiary -------------------------------------------------------------------------------- SHANGHAI AEROSPACE AUTOMOBILE ELECTROMECHANICAL CO., LTD. Ticker: 600151 Security ID: Y7681D105 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Change of Appoint Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- SHANGHAI AEROSPACE AUTOMOBILE ELECTROMECHANICAL CO., LTD. Ticker: 600151 Security ID: Y7681D105 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- SHANGHAI AEROSPACE AUTOMOBILE ELECTROMECHANICAL CO., LTD. Ticker: 600151 Security ID: Y7681D105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Provision for Asset Impairment For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Financial Service Agreement For For Management 11 Approve Equity Transfer Agreement For For Management -------------------------------------------------------------------------------- SHANGHAI AJ GROUP CO., LTD. Ticker: 600643 Security ID: Y7679X105 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Non-Independent and Independent For For Management Directors 2 Elect Wang Junjin as Non-Independent For For Management Director 3 Elect Fan Yongjin as Non-Independent For For Management Director 4 Elect Feng Jie as Non-Independent For For Management Director 5 Elect Jiang Hailong as Non-Independent For For Management Director 6 Elect Ma Jin as Non-Independent For For Management Director 7 Elect Zhang Yi as Non-Independent For For Management Director 8 Elect Qiao Yide as Independent Director For For Management 9 Elect Ji Ligang as Independent Director For For Management 10 Elect Guo Kangxi as Independent For For Management Director 11 Elect Supervisor For For Management 12 Elect Fan Yun as Supervisor For For Management 13 Elect Pei Xuelong as Supervisor For For Management 14 Elect Yu Xiaodong as Supervisor For For Management 15 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- SHANGHAI AJ GROUP CO., LTD. Ticker: 600643 Security ID: Y7679X105 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution (Draft) For For Management 5 Approve Annual Report For For Management 6 Approve Appointment of Auditor For For Management 7 Amend Articles of Association For For Management 8 Approve External Guarantee For For Management 9 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- SHANGHAI AMARSOFT INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300380 Security ID: Y7689B101 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Yong as Non-Independent For For Management Director 1.2 Elect Hou Xiaodong as Non-Independent For For Management Director 1.3 Elect Wang Hezhong as Non-Independent For For Management Director 1.4 Elect Wei Zhiyi as Non-Independent For For Management Director 1.5 Elect Zhang Huai as Non-Independent For For Management Director 1.6 Elect Yu Huihui as Non-Independent For For Management Director 2.1 Elect Hu Honggao as Independent For For Management Director 2.2 Elect Sun Fengjun as Independent For For Management Director 2.3 Elect Li Gang as Independent Director For For Management 3.1 Elect Zhai Tao as Supervisor For For Management 3.2 Elect Chen Haiqing as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI AMARSOFT INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300380 Security ID: Y7689B101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Formulation of Management For For Management System of Remuneration of Directors, Supervisors and Senior Management Members 8 Approve 2019 and 2020 Remuneration of For For Management Directors 9 Approve 2019 and 2020 Remuneration of For For Management Supervisors 10 Approve Shareholder Dividend Return For For Management Plan 11 Approve Application of Bank Credit For For Management Lines 12 Approve Use of Idle Own Funds to For For Management Invest in Financial Products -------------------------------------------------------------------------------- SHANGHAI ATHUB CO., LTD. Ticker: 603881 Security ID: Y768CZ104 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- SHANGHAI ATHUB CO., LTD. Ticker: 603881 Security ID: Y768CZ104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget 5 Approve Allocation of Income and For For Management Dividends 6 Approve Company's Eligibility for For For Management Private Placement of Shares 7.1 Approve Issue Type and Par Value For For Management 7.2 Approve Issue Manner and Period For For Management 7.3 Approve Target Parties and For For Management Subscription Method 7.4 Approve Pricing Basis, Issue Price and For For Management Pricing Principles 7.5 Approve Issue Scale For For Management 7.6 Approve Amount and Usage of Raised For For Management Funds 7.7 Approve Restricted Period For For Management 7.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 7.9 Approve Listing Location For For Management 7.10 Approve Resolution Validity Period For For Management 8 Approve Plan on Private Placement of For For Management Shares 9 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 10 Approve Report on the Usage of For For Management Previously Raised Funds 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Shareholder Return Plan For For Management 14 Approve to Appoint Auditor For For Management 15 Approve Authorization on Related Party For For Management Transaction 16 Approve Remuneration of Directors, For For Management Supervisors 17 Approve Investment in JN13 Data Center For For Management Project 18 Approve Provision of Guarantee For Against Management 19.1 Elect Xu Jun as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI BAILIAN GROUP CO., LTD. Ticker: 900923 Security ID: Y7682E110 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 9 Approve Provision of Guarantee For For Management 10.1 Elect Zhang Shenyu as Non-Independent For For Management Director 10.2 Elect Dong Xiaochun as Non-Independent For For Management Director 11.1 Elect Qian Jianqiang as Supervisor For For Management 11.2 Elect Li Feng as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI BAILIAN GROUP CO., LTD. Ticker: 900923 Security ID: Y7682E102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 9 Approve Provision of Guarantee For For Management 10.1 Elect Zhang Shenyu as Non-Independent For For Management Director 10.2 Elect Dong Xiaochun as Non-Independent For For Management Director 11.1 Elect Qian Jianqiang as Supervisor For For Management 11.2 Elect Li Feng as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD. Ticker: 002568 Security ID: Y76853103 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Shareholder -------------------------------------------------------------------------------- SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD. Ticker: 002568 Security ID: Y76853103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve to Appoint Auditor For For Management 9 Approve External Guarantee For For Management 10 Approve Signing of Investment For For Management Agreement of the Bake Silie Liquor Brand Cultural Experience Center Project Investment Agreement 11 Approve Signing of Upgrade of Spirits For For Management Production Base Project Investment Agreement -------------------------------------------------------------------------------- SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD. Ticker: 002568 Security ID: Y76853103 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Raised Funds Amount and Usage For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Plan for Private Placement of For For Management New Shares 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Amend Articles of Association and For For Management Conduct Business Registration -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z104 Meeting Date: OCT 17, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Adjustment in Incentive For For Management Targets for Performance Shares 3.1 Elect Shen Yan as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z112 Meeting Date: OCT 17, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Adjustment in Incentive For For Management Targets for Performance Shares 3.1 Elect Shen Yan as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z112 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z104 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z112 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transaction For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transaction For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI BAOSTEEL PACKAGING CO., LTD. Ticker: 601968 Security ID: Y768AE103 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management 2.1 Elect Liu Changwei as Non-Independent For For Shareholder Director 3.1 Elect Zhang Yingrui as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI BAOSTEEL PACKAGING CO., LTD. Ticker: 601968 Security ID: Y768AE103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Senior Management Performance For For Management Evaluation and Remuneration Performance Report of Directors, Supervisors and Senior Management Members 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Financial Budget Report For Against Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHANGHAI BELLING CO., LTD. Ticker: 600171 Security ID: Y7680P109 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve to Appoint Auditor For For Management 3.1 Elect Dong Haoran as Non-Independent For For Shareholder Director 3.2 Elect Ma Yuchuan as Non-Independent For For Shareholder Director 3.3 Elect Liu Jinmei as Non-Independent For For Shareholder Director 3.4 Elect Du Bo as Non-Independent Director For For Shareholder 4.1 Elect Wang Junxing as Independent For For Management Director 4.2 Elect Yu Jianchun as Independent For For Management Director 4.3 Elect Zhang Wei as Independent Director For For Management 5.1 Elect Yu Jian as Supervisor For For Shareholder 5.2 Elect Xu Yan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI BELLING CO., LTD. Ticker: 600171 Security ID: Y7680P109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Elect Li Han as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI CHENGTOU HOLDING CO., LTD. Ticker: 600649 Security ID: Y7689R106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget 4 Approve Related Party Transaction For For Management 5 Approve Profit Distribution For For Management 6 Approve Issuance of Bonds and For For Management Non-Financial Debt Financing Instruments 7 Approve Allowance of Independent For For Management Directors 8 Approve Payment of Annual Report Audit For For Management Fee and Internal Control Audit Fee 9 Approve Appointment of Auditor For For Management 10 Approve Guarantee Provision Plan For For Management 11 Approve Signing of Financial Services For For Management Agreement and Related Party Transactions 12 Approve Provision of Guarantee for For For Management Bank Mortgage Loans of Home Buyers 13.1 Elect Dai Guangming as Non-Independent For For Management Director 13.2 Elect Chen Xiaobo as Non-Independent For For Management Director 13.3 Elect Fan Chunling as Non-Independent For For Management Director 13.4 Elect Jiang Haixi as Non-Independent For For Management Director 13.5 Elect Chen Shuai as Non-Independent For For Management Director 13.6 Elect Zhang Lielie as Non-Independent For For Management Director 14.1 Elect Yan Jie as Independent Director For For Management 14.2 Elect Xue Tao as Independent Director For For Management 14.3 Elect Zhang Chi as Independent Director For For Management 15.1 Elect Gong Dafu as Supervisor For For Shareholder 15.2 Elect Yang Bowei as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI CHINAFORTUNE CO., LTD. Ticker: 600621 Security ID: Y7686G103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Auditor For For Management 8.1 Approve Subject, Issue Manner and For For Management Issue Scale 8.2 Approve Issue Type For For Management 8.3 Approve Period For For Management 8.4 Approve Interest Rate For For Management 8.5 Approve Guarantee and Other Credit For For Management Enhancement Agreement 8.6 Approve Usage of Raised Funds For For Management 8.7 Approve Issue Price and Pricing Manner For For Management 8.8 Approve Target Parties and Placement For For Management Arrangement to Shareholders 8.9 Approve Safeguard Measures of Debts For For Management Repayment 8.10 Approve Listing Location For For Management 8.11 Approve Resolution Validity Period For For Management 8.12 Approve Authorization of the Board For For Management 9 Approve Purchase of Financial Products For For Management 10 Approve Provision for Asset Impairment For For Management 11 Approve Related Party Transaction For For Management 12 Approve Related Party Transaction with For For Management Morgan Stanley Huaxin Fund Management Co., Ltd. 13 Approve Related Party Transaction with For For Management Shanghai Jinxin United Development Co. , Ltd. 14.1 Elect Li Jun as Non-independent For For Shareholder Director 14.2 Elect Yu Yang as Non-independent For For Shareholder Director 14.3 Elect Shen Wei as Non-independent For For Shareholder Director 14.4 Elect Zhao Zhiyu as Non-independent For For Shareholder Director 15.1 Elect Yu Liping as Independent Director For For Shareholder 15.2 Elect Hu Honggao as Independent For For Shareholder Director 15.3 Elect Song Xiaoman as Independent For For Shareholder Director 16.1 Elect Wang Xiaoguo as Supervisor For For Shareholder 16.2 Elect Wang Yeqian as Supervisor For For Shareholder 16.3 Elect Xi Zhiwei as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI CHLOR-ALKALI CHEMICAL CO., LTD. Ticker: 900908 Security ID: Y76771115 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Adjust the Remuneration of For For Management Independent Directors and External Directors 3 Approve Adjustment on 2018 Profit For For Management Distribution 4 Approve Bill Pool Business For Against Management -------------------------------------------------------------------------------- SHANGHAI CHLOR-ALKALI CHEMICAL CO., LTD. Ticker: 900908 Security ID: Y76771115 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management -------------------------------------------------------------------------------- SHANGHAI CHLOR-ALKALI CHEMICAL CO., LTD. Ticker: 900908 Security ID: Y76771115 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2.1 Elect Gu Lili as Non-Independent For For Shareholder Director 2.2 Elect Ye Xiaohe as Non-Independent For For Shareholder Director 3.1 Elect Li Ning as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI CHLOR-ALKALI CHEMICAL CO., LTD. Ticker: 900908 Security ID: Y76771115 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4.1 Approve Financial Statements For For Management 4.2 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Credit Line Bank Application For For Management 6.2 Approve Credit Line Application to For For Management Huayi Group and Huayi Finance Company 6.3 Approve Special Loan for Qinzhou For For Management Project 7 Approve Provision of Guarantee for For For Management Loan of Guangxi Lvjian Company Project 8 Approve Appointment of Auditor For For Management 9 Approve Report of the Independent For For Management Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11.1 Elect Gu Lili as Non-Independent For For Management Director 11.2 Elect Zhang Weimin as Non-Independent For For Management Director 11.3 Elect Wang Wei as Non-Independent For For Management Director 11.4 Elect Ye Xiaohe as Non-Independent For For Management Director 11.5 Elect Feng Tianjun as Non-Independent For For Management Director 12.1 Elect Wang Jinshan as Independent For For Management Director 12.2 Elect Zhao Ziye as Independent Director For For Management 12.3 Elect Cao Guiping as Independent For For Management Director 13.1 Elect Li Ning as Supervisor For For Management 13.2 Elect Zhang Hu as Supervisor For For Management 13.3 Elect Tang Liang as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI CONSTRUCTION GROUP CO., LTD. Ticker: 600170 Security ID: Y7680W104 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Amendments to Articles of For For Management Association 3.1 Approve Purpose and Usage of the For For Management Shares to Be Repurchased 3.2 Approve Type of the Shares to Be For For Management Repurchased 3.3 Approve Manner of Share Repurchase For For Management 3.4 Approve Total Capital for the Share For For Management Repurchase and Number of the Shares to Be Repurchased 3.5 Approve Repurchase Price of the Shares For For Management to Be Repurchased 3.6 Approve Source of Funds for the Share For For Management Repurchase 3.7 Approve Period of the Share Repurchase For For Management 3.8 Approve Authorization of Board to For For Management Handle All Matters Related to Share Repurchase 4.1 Elect Fan Xiping as Non-Independent For For Shareholder Director 4.2 Elect Pan Jiuwen as Non-Independent For For Shareholder Director 5.1 Elect Shao Zhemin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI CONSTRUCTION GROUP CO., LTD. Ticker: 600170 Security ID: Y7680W104 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Overseas Issuance of Bonds For For Management -------------------------------------------------------------------------------- SHANGHAI CONSTRUCTION GROUP CO., LTD. Ticker: 600170 Security ID: Y7680W104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Guarantee For For Management 8 Approve Investment Plan For For Management 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve to Appoint Auditor For For Management 11 Approve Acquisition of Guarantee For For Management 12 Approve Employee Share Purchase Plan For For Management 13 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Employee Share Purchase Plan 14 Approve Initial Public Offering and For For Management Listing on Shanghai Stock Exchange 15 Approve Spin-off of Subsidiary on For For Management Shanghai Stock Exchange 16 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 17 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 18 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 19 Approve Corresponding Standard For For Management Operation Ability 20 Approve Spin-off of Subsidiary on For For Management Shanghai Stock Exchange in Accordance with Relevant Laws and Regulations 21 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 22 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 23 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Listing 24 Approve Issuance of Pilot Free Trade For For Shareholder Zone and Overseas Bonds -------------------------------------------------------------------------------- SHANGHAI COOLTECH POWER CO., LTD. Ticker: 300153 Security ID: Y7684S109 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Compensation For For Management 2 Approve Changes in Registered Address None For Shareholder and Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI COOLTECH POWER CO., LTD. Ticker: 300153 Security ID: Y7684S109 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Compensation For For Management -------------------------------------------------------------------------------- SHANGHAI COOLTECH POWER CO., LTD. Ticker: 300153 Security ID: Y7684S109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration and Performance For For Management Appraisal Plan of Directors and Senior Management Members 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line Application For For Management 9 Approve Provision of Guarantee for For For Management Ketai Energy (Hong Kong) Co., Ltd. and Ketai Power Supply (Hong Kong) Co., Ltd. 10 Approve Provision of Guarantee for For For Management Shanghai Ketai Power Supply Sales Co., Ltd. 11 Approve Provision of Guarantee for For For Management Controlled Subsidiary -------------------------------------------------------------------------------- SHANGHAI DATUN ENERGY RESOURCES CO., LTD. Ticker: 600508 Security ID: Y7680G109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For Against Management 8 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10 Amend Articles of Association For For Management 11.1 Elect Zhang Shaoping as For For Management Non-Independent Director 11.2 Elect Cao Liyun as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI DAZHONG PUBLIC UTILITIES (GROUP) CO., LTD. Ticker: 1635 Security ID: Y7689D107 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Final Financial Report For For Management and 2020 Financial Budget Report 4 Approve 2019 Profit Distribution For For Management Proposal 5.1 Approve Related Party Transactions For For Management with Subsidiaries 5.2 Approve Office Space Lease by Shanghai For For Management Dazhong Gas Co., Ltd. to Shanghai Gas (Group) Co., Ltd. 5.3 Approve Office Space Lease to Shanghai For For Management Dazhong Building Co., Ltd. 5.4 Approve Property Asset Management For For Management Operations 6 Approve Application of Bank Credit For For Management Facilities of the Company and Its Subsidiaries 7 Approve Provision of Guarantee for For Against Management Controlled Subsidiaries with Respect to External Financing 8 Approve Entering into the Loan Mutual For For Management Guarantee with the Controlling Shareholder and Connected Transactions 9 Approve Use of Idle Funds for For For Management Entrusted Financing 10 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic and Internal Control Auditors 11 Approve BDO Limited as Overseas Auditor For For Management 12.1 Approve Company's Eligibility for For For Management Issuance of Onshore and Offshore Debt Financing Instruments 12.2 Approve Specific Type For For Management 12.3 Approve Issue Manner and Scale For For Management 12.4 Approve Par Value and Issue Price For For Management 12.5 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 12.6 Approve Bond Maturity and Type For For Management 12.7 Approve Bond Coupon Rate For For Management 12.8 Approve Guarantee Matters For For Management 12.9 Approve Use of Proceeds For For Management 12.10 Approve Safeguard Measures of Debts For For Management Repayment 12.11 Approve Listing of the Bonds For For Management 12.12 Approve Resolution Validity Period For For Management 12.13 Approve Authorization Matter For For Management 13.01 Elect Yang Guoping as Director For For Shareholder 13.02 Elect Liang Jiawei as Director For For Shareholder 13.03 Elect Wang Baoping as Director For For Shareholder 13.04 Elect Yang Weibiao as Director For For Shareholder 13.05 Elect Qu Jia as Director For For Shareholder 13.06 Elect Jin Yongsheng as Director For For Shareholder 13.07 Elect Wang Kaiguo as Director For For Shareholder 13.08 Elect Chow Siu Lui as Director For For Shareholder 13.09 Elect Liu Zhengdong as Director For For Shareholder 14.01 Elect Zhuang Jianhao as Supervisor For For Management 14.02 Elect Zhao Siyuan as Supervisor For For Management 15 Approve Amendments to Articles of For For Management Association and Change on Industrial and Commercial Registration 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 18 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- SHANGHAI DIESEL ENGINE CO., LTD. Ticker: 900920 Security ID: Y7679L101 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Qiuhua as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI DIESEL ENGINE CO., LTD. Ticker: 900920 Security ID: Y7679L101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Annual Budget Report 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve to Appoint Internal Control For For Management Auditor 9 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHANGHAI DRAGON CORP. Ticker: 600630 Security ID: Y7679W107 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget 4 Approve Allocation of Income and For For Management Dividends 5 Approve Application of Bank Credit For For Management Lines 6 Approve Provision of Guarantee For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related Party Transaction For For Management 9 Approve Financial Derivatives For For Management Transactions 10 Approve Salary Assessment of Senior For For Management Managers 11 Approve Change in Business Scope For For Management 12 Approve Amendments to Articles of For For Management Association 13 Approve Lease of Manufacturing Bureau For For Management Road Property and Related Party Transactions -------------------------------------------------------------------------------- SHANGHAI DRAGONNET TECHNOLOGY CO. LTD. Ticker: 300245 Security ID: Y7685H102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Financial Auditor For For Management 6 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Jianxin as Director For For Shareholder 2 Approve Adjustment of Maximum For For Shareholder Outstanding Amount for Provision of External Guarantees 1 Approve Proposed Change in Use of For For Management Proceeds 2 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Change in Use of For For Management Proceeds -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Change in Use of For For Management Proceeds 2 Amend Articles of Association For For Shareholder 3 Approve Adjustment of Maximum For For Shareholder Outstanding Amount for Provision of External Guarantees 4.1 Elect Xu Jianxin as Director For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Change in Use of For For Management Proceeds -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transactions and For For Management Proposed Annual Caps Under the SEC Framework Deposit Agreement 2 Approve Connected Transactions and For For Management Proposed Annual Caps Under the SEC Framework Loan Agreement 3 Approve Connected Transactions and For For Management Proposed Annual Caps Under the MESMEE Framework Purchase Agreement -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transactions and For For Management Proposed Annual Caps Under the SEC Framework Deposit Agreement 2 Approve Connected Transactions and For For Management Proposed Annual Caps Under the SEC Framework Loan Agreement 3 Approve Connected Transactions and For For Management Proposed Annual Caps Under the MESMEE Framework Purchase Agreement -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Maximum Outstanding Amount for For Against Shareholder Provision of External Guarantees 3 Approve Compliance of the Spin-Off and For For Shareholder Listing of Subsidiary on the Science and Technology Innovation Board with Relevant Laws and Regulations 4 Approve Plan on the Spin-Off and For For Shareholder Listing of Shanghai Electric Wind Power Group Co., Ltd. on the Science and Technology Innovation Board 5 Approve Proposal of the Spin-Off and For For Shareholder Listing of Shanghai Electric Wind Power Group Co., Ltd. on the Science and Technology Innovation Board by Shanghai Electric (Revised Version) 6 Approve Compliance of Spin-Off and For For Shareholder Listing of Subsidiary on the Science and Technology Innovation Board Under Certain Provisions 7 Approve Spin-Off and Listing of a For For Shareholder Subsidiary on the Science and Technology Innovation Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 8 Approve Ability to Maintain For For Shareholder Independence and Sustainable Operation of the Company 9 Approve Affirmation of Capability of For For Shareholder Shanghai Electric Wind Power Group Co. , Ltd. to Implement Regulated Operation 10 Approve Explanation of the For For Shareholder Completeness of and Compliance with Statutory Procedures of the Spin-Off and the Validity of Legal Documents Submitted 11 Approve Analysis on the Objectives, For For Shareholder Commercial Reasonableness, Necessity and Feasibility of the Spin-Off 12 Approve Authorization by the General For For Shareholder Meeting to the Board and Its Authorized Persons to Deal with Matters Relating to the Spin-Off of the Company -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Maximum Outstanding Amount for For Against Shareholder Provision of External Guarantees 3 Approve Compliance of the Spin-Off and For For Shareholder Listing of Subsidiary on the Science and Technology Innovation Board with Relevant Laws and Regulations 4 Approve Plan on the Spin-Off and For For Shareholder Listing of Shanghai Electric Wind Power Group Co., Ltd. on the Science and Technology Innovation Board 5 Approve Proposal of the Spin-Off and For For Shareholder Listing of Shanghai Electric Wind Power Group Co., Ltd. on the Science and Technology Innovation Board by Shanghai Electric (Revised Version) 6 Approve Compliance of Spin-Off and For For Shareholder Listing of Subsidiary on the Science and Technology Innovation Board Under Certain Provisions 7 Approve Spin-Off and Listing of a For For Shareholder Subsidiary on the Science and Technology Innovation Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 8 Approve Ability to Maintain For For Shareholder Independence and Sustainable Operation of the Company 9 Approve Affirmation of Capability of For For Shareholder Shanghai Electric Wind Power Group Co. , Ltd. to Implement Regulated Operation 10 Approve Explanation of the For For Shareholder Completeness of and Compliance with Statutory Procedures of the Spin-Off and the Validity of Legal Documents Submitted 11 Approve Analysis on the Objectives, For For Shareholder Commercial Reasonableness, Necessity and Feasibility of the Spin-Off 12 Approve Authorization by the General For For Shareholder Meeting to the Board and Its Authorized Persons to Deal with Matters Relating to the Spin-Off of the Company -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board For For Management 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Report of the Financial For For Management Results 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve the Alignment in the For For Management Preparation of Financial Statements in Accordance with the China Accounting Standards for Business Enterprises and Cessation of Appointment of the International Auditor 7 Approve PwC Zhong Tian as Auditor and For For Management Authorize Board to Fix Their Remuneration 8 Approve Ratification of Emoluments For For Management Paid to Directors and Supervisors for the Year of 2019 and Approve Emoluments of Directors and Supervisors for the Year of 2020 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 10 Approve the Related-Party Transactions For For Management between the Company and SINOMEC Engineering Group Co., Ltd. 1 Amend Articles of Association For For Management 2 Authorize Repurchase of Issued H Share For For Management Capital 3 Approve the Repurchase and For For Management Cancellation of Certain Restricted A Shares 4 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Approve the Repurchase and For For Management Cancellation of Certain Restricted A Shares -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board For For Management 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Report of the Financial For For Management Results 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve the Alignment in the For For Management Preparation of Financial Statements in Accordance with the China Accounting Standards for Business Enterprises and Cessation of Appointment of the International Auditor 7 Approve PwC Zhong Tian as Auditor and For For Management Authorize Board to Fix Their Remuneration 8 Approve Ratification of Emoluments For For Management Paid to Directors and Supervisors for the Year of 2019 and Approve Emoluments of Directors and Supervisors for the Year of 2020 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 10 Approve the Related-Party Transactions For For Management between the Company and SINOMEC Engineering Group Co., Ltd. 11 Amend Articles of Association For For Management 12 Authorize Repurchase of Issued H Share For For Management Capital 13 Approve the Repurchase and For For Management Cancellation of Certain Restricted A Shares 14 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Approve the Repurchase and For For Management Cancellation of Certain Restricted A Shares -------------------------------------------------------------------------------- SHANGHAI ELECTRIC POWER CO., LTD. Ticker: 600021 Security ID: Y7T829116 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Performance For For Management Commitment Period 2 Approve Issuance of Perpetual For For Management Medium-term Notes 3 Elect Guo Zhigang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ELECTRIC POWER CO., LTD. Ticker: 600021 Security ID: Y7T829116 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2 Approve Financing Business For For Management 3 Approve Provision of Guarantee for For For Management Financing of Riben Zhubo Photovoltaic Project Company 4 Approve Loan Application for Handling For For Management Asset Mortgage 5 Approve to Appoint Auditor For For Management 6 Elect Huang Yuntao as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ELECTRIC POWER CO., LTD. Ticker: 600021 Security ID: Y7T829116 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve External Guarantees For Against Management 8 Approve Issuance of Super Short-term For For Management Commercial Papers 9 Approve to Appoint Auditor For For Management 10 Elect He Lianhui as Non-Independent For For Shareholder Director 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHANGHAI ENVIRONMENT GROUP CO., LTD. Ticker: 601200 Security ID: Y7T82C101 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI ENVIRONMENT GROUP CO., LTD. Ticker: 601200 Security ID: Y7T82C101 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Commitment of For For Management Horizontal Competition Preventive Agreement -------------------------------------------------------------------------------- SHANGHAI ENVIRONMENT GROUP CO., LTD. Ticker: 601200 Security ID: Y7T82C101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Related Party Transaction in For For Management Connection to Signing of Financial Services Agreement 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Profit Distribution For For Management 7 Approve Comprehensive Credit Line For For Management 8 Approve Financial Statements and For For Management Financial Budget 9 Approve Payment of Remuneration to For For Management Auditor 10 Approve Appointment of Auditor For For Management 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Approve Allowance of Independent For For Management Directors 15.1 Elect Yan Xiaofei as Non-Independent For For Shareholder Director 15.2 Elect Gao Wei as Non-Independent For For Shareholder Director 15.3 Elect Zhao Aihua as Non-Independent For For Shareholder Director 15.4 Elect Chen Mingji as Non-Independent For For Shareholder Director 15.5 Elect Jiang Haixi as Non-Independent For For Shareholder Director 15.6 Elect Liu Xinhong as Non-Independent For For Shareholder Director 16.1 Elect Zhang Chen as Independent For For Management Director 16.2 Elect Wang Weisong as Independent For For Management Director 16.3 Elect Wang Xuejiang as Independent For For Management Director 17.1 Elect Gao Chao as Supervisor For For Shareholder 17.2 Elect Wang Jing as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI FLYCO ELECTRICAL APPLIANCE CO., LTD. Ticker: 603868 Security ID: Y7T82Q100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve Amendments to Articles of For For Management Association and Amend Rules and Procedures Regarding Meetings of Board of Directors 8 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Agreement, For For Management Rollover Agreement and Related Transactions 2 Approve Renewal of Continuing For For Management Connected Transactions -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Agreement, For For Management Rollover Agreement and Related Transactions 2 Approve Renewal of Continuing For For Management Connected Transactions -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of the Overseas For For Management Listing of Gland Pharma with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies 2.1 Approve Issuing Entity For For Management 2.2 Approve Placing of Listing For For Management 2.3 Approve Type of Securities to be Listed For For Management 2.4 Approve Nominal Value For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Listing Date For For Management 2.7 Approve Method of Issuance For For Management 2.8 Approve Size of Issuance For For Management 2.9 Approve Pricing Method For For Management 2.10 Approve Underwriting For For Management 2.11 Approve Use of Proceeds For For Management 2.12 Approve Public Offering Arrangement of For For Management the Shares of Gland Pharma Held by the Company 3 Approve Undertaking of Maintaining For For Management Independent Listing Status 4 Approve Description of the Sustainable For For Management Profitability and Prospects 5 Authorize Board and its Authorized For For Management Persons to Deal with Full Discretion with the Overseas Listing of Gland Pharma and Related Matters -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of the Overseas For For Management Listing of Gland Pharma with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies 2.1 Approve Issuing Entity For For Management 2.2 Approve Placing of Listing For For Management 2.3 Approve Type of Securities to be Listed For For Management 2.4 Approve Nominal Value For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Listing Date For For Management 2.7 Approve Method of Issuance For For Management 2.8 Approve Size of Issuance For For Management 2.9 Approve Pricing Method For For Management 2.10 Approve Underwriting For For Management 2.11 Approve Use of Proceeds For For Management 2.12 Approve Public Offering Arrangement of For For Management the Shares of Gland Pharma Held by the Company 3 Approve Undertaking of Maintaining For For Management Independent Listing Status 4 Approve Description of the Sustainable For For Management Profitability and Prospects 5 Authorize Board and its Authorized For For Management Persons to Deal with Full Discretion with the Overseas Listing of Gland Pharma and Related Matters -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3.1 Approve Issuing Entity For For Management 3.2 Approve Type of Securities to be Issued For For Management 3.3 Approve Par Value of Shares For For Management 3.4 Approve Size of Issuance For For Management 3.5 Approve Target Subscribers For For Management 3.6 Approve Issuance Price and Pricing For For Management Methodology 3.7 Approve Method of Issuance For For Management 3.8 Approve Place of Listing For For Management 3.9 Approve Time of Issuance and Listing For For Management 3.10 Approve Use of Proceeds of the Issuance For For Management 4 Authorize Board to Deal with All For For Management Matters in Relation to the Proposed Shanghai Henlius Listing 5 Approve Mutual Supply Framework For For Management Agreement and Related Transactions 6 Approve Estimates of Ongoing Related For For Management Party Transactions for 2020 -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3.1 Approve Issuing Entity For For Management 3.2 Approve Type of Securities to be Issued For For Management 3.3 Approve Par Value of Shares For For Management 3.4 Approve Size of Issuance For For Management 3.5 Approve Target Subscribers For For Management 3.6 Approve Issuance Price and Pricing For For Management Methodology 3.7 Approve Method of Issuance For For Management 3.8 Approve Place of Listing For For Management 3.9 Approve Time of Issuance and Listing For For Management 3.10 Approve Use of Proceeds of the Issuance For For Management 4 Authorize Board to Deal with All For For Management Matters in Relation to the Proposed Shanghai Henlius Listing 5 Approve Mutual Supply Framework For For Management Agreement and Related Transactions 6 Approve Estimates of Ongoing Related For For Management Party Transactions for 2020 -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Work Report of the Board For For Management 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Financial Report and Internal Control Report Auditors and Ernst & Young as International Financial Report Auditors and Authorize Board to Fix Their Remuneration 7 Approve 2019 Appraisal Results and For For Management Remuneration of Directors 8 Approve 2020 Appraisal Program of For For Management Directors 9 Approve Renewed and Additional For For Management Entrusted Loan/Borrowing Quota of the Group 10 Approve Additional Bank Credit For For Management Applications 11 Approve Mandate to Issue Interbank For For Management Market Debt Financing Instruments 12 Authorize Management to Dispose of the For For Management Shares of the Listed Companies Held by the Group 13 Approve Renewed and Additional For For Management Guarantee Quota of the Group 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 15 Authorize Repurchase of Issued H Share For For Management Capital 16 Authorize Repurchase of Issued A Share For For Management Capital 17.1 Elect Gong Ping as Director For For Management 17.2 Elect Pan Donghui as Director For For Management -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Work Report of the Board For For Management 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Final Accounts Report For For Management 5 Approve 2019 Profit Distribution For For Management Proposal 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Financial Report and Internal Control Report Auditors and Ernst & Young as International Financial Report Auditors and Authorize Board to Fix Their Remuneration 7 Approve 2019 Appraisal Results and For For Management Remuneration of Directors 8 Approve 2020 Appraisal Program of For For Management Directors 9 Approve Renewed and Additional For For Management Entrusted Loan/Borrowing Quota of the Group 10 Approve Additional Bank Credit For For Management Applications 11 Approve Mandate to Issue Interbank For For Management Market Debt Financing Instruments 12 Authorize Management to Dispose of the For For Management Shares of the Listed Companies Held by the Group 13 Approve Renewed and Additional For For Management Guarantee Quota of the Group 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 15 Authorize Repurchase of Issued H Share For For Management Capital 16 Authorize Repurchase of Issued A Share For For Management Capital 17.1 Elect Gong Ping as Director For For Management 17.2 Elect Pan Donghui as Director For For Management -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Authorize Repurchase of Issued A Share For For Management Capital -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Authorize Repurchase of Issued A Share For For Management Capital -------------------------------------------------------------------------------- SHANGHAI FUDAN FORWARD S&T CO., LTD. Ticker: 600624 Security ID: Y2617R104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Performance Report of the For For Management Independent Directors 8 Approve Provision of Financing For For Management Guarantee 9 Approve Allowance of Independent For For Management Directors 10 Approve Appointment of Auditor For For Management 11 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- SHANGHAI FUDAN MICROELECTRONICS GROUP COMPANY LIMITED Ticker: 1385 Security ID: Y7682H105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Financial Statements and For For Management Statutory Reports 2 Approve Report of the Supervisory For For Management Committee 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Amend Rules and Procedures Regarding For For Management General Meetings 5 Approve Related Party Transactions of For For Management 2019 6 Approve Extension of the Validity For For Management Period In Respect of the Proposed A Share Offering 7 Approve Extension of Validity Period For For Management of the Authorisations Granted to the Board to Handle All Matters in Relation to IPO And Listing of A Shares 8 Amend Articles of Association For For Management 9 Amend Articles of Association (Draft) For For Management 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SHANGHAI FUDAN MICROELECTRONICS GROUP COMPANY LIMITED Ticker: 1385 Security ID: Y7682H105 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period In Respect of the Proposed A Share Offering 2 Approve Extension of Validity Period For For Management of the Authorisations Granted to the Board to Handle All Matters in Relation to IPO And Listing of A Shares -------------------------------------------------------------------------------- SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO. LTD. Ticker: 1349 Security ID: Y7682Y108 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sales and Distribution For For Management Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO. LTD. Ticker: 1349 Security ID: Y7682Y108 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Amendments to Articles of For For Management Association (Draft) 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve PricewaterhouseCoopers For For Management Zhongtian LLP as Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO. LTD. Ticker: 1349 Security ID: Y7682Y108 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Amendments to Articles of For For Management Association (Draft) 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO. LTD. Ticker: 1349 Security ID: Y7682Y108 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Accept 2019 Financial Statements and For For Management Statutory Reports 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend Distribution Plan 5 Appoint Auditors and Authorize Board For For Management to Fix Their Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 7.1 Elect Wang Hai Bo as Director For For Management 7.2 Elect Su Yong as Director For For Management 7.3 Elect Zhao Da Jun as Director For For Management 7.4 Elect Shen Bo as Director For For Management 7.5 Elect Yu Xiao Yang as Director For For Management 7.6 Elect Zhou Zhong Hui as Director For For Management 7.7 Elect Lam Yiu Kin as Director For For Management 7.8 Elect Xu Qing as Director For For Management 7.9 Elect Yang Chun Bao as Director For For Management 8.1 Elect Tang Yu Kuan as Supervisor For For Management 8.2 Elect Liu Xiao Long as Supervisor For For Management 8.3 Elect Huang Jian as Supervisor For For Management 9 Approve 2019 Related-Party Transaction For Against Management 10 Approve Extension of the Validity For For Management Period of the Resolution in Respect of the Proposed Issue of A Shares 11 Authorize Board to Deal with All For For Management Matters in Relation to the Issue of A Shares -------------------------------------------------------------------------------- SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO. LTD. Ticker: 1349 Security ID: Y7682Y108 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolution in Respect of the Proposed Issue of A Shares 2 Authorize Board to Deal with All For For Management Matters in Relation to the Issue of A Shares -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Borrowings from Related Party For For Management 2 Approve Signing of Entrusted For For Management Management Contract 3 Approve Provision of Guarantee to For Against Management Controlled Subsidiary 4 Approve Provision of Guarantee for For For Management Customers 5 Approve Adjustments on Business Scope For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Houlin as Non-Independent For For Shareholder Director 1.2 Elect Guo Xiaozhou as Non-Independent For For Shareholder Director 2 Approve Loan Application and For For Management Related-party Transactions -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jin Yuan as Independent Director For For Management 2 Approve Waiver of Pre-emptive Right For For Management and Related Party Transactions 3 Approve Provision of Guarantee by For For Management Shanghai Gangyin E-Commerce Holdings Co., Ltd. -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Loan from Banks For Against Management 2 Approve Loans from Shanghai Ganglian For For Management Internet Co., Ltd. 3 Approve Loans from Shanghai Longzhi For For Management Equity Investment Fund Partnership (Limited Partnership) 4 Approve Loans from Shanghai Zhiwei For For Management Industry and Trade Co., Ltd. 5 Approve Loans from Shanghai Zhijin For For Management Trading Co., Ltd. -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing of a Controlled For For Management Subsidiary on National Equities Exchange and Quotations System -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve 2019 and 2020 Daily Related For For Management Party Transactions 7 Approve 2019 and 2020 Remuneration of For For Management Directors 8 Approve 2019 and 2020 Remuneration of For For Management Supervisors 9 Approve Appointment of Auditor For For Management 10 Approve Credit Line Application and For Against Management Provision of Guarantee 11 Approve Guarantee Provision Plan For Against Management 12 Approve Application of Financing from For For Management Financial Institutions 13 Approve Development of Hedging Business For For Management 14 Approve Development of Foreign For For Management Exchange Hedging Business 15 Approve Shareholder Return Plan For For Management 16.1 Elect Zhu Junhong as Non-Independent For For Management Director 16.2 Elect Gao Bo as Non-Independent For For Management Director 16.3 Elect Xia Xiaokun as Non-Independent For For Management Director 16.4 Elect Zhang Houlin as Non-Independent For For Management Director 16.5 Elect Wei Junfeng as Non-Independent For For Management Director 16.6 Elect Guo Xiaozhou as Non-Independent For For Management Director 17.1 Elect Jin Yuan as Independent Director For For Management 17.2 Elect Zhou Xu as Independent Director For For Management 17.3 Elect Du Weiyi as Independent Director For For Management 18.1 Elect Pan Donghui as Supervisor For For Management 18.2 Elect Ni Wenwei as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Capital, For For Management Expansion of Business Scope and Amend Articles of Association 2 Approve Application for Public For For Management Issuance of Shares to Unqualified Investors in the National Share Transfer System and Issue Relevant Commitments -------------------------------------------------------------------------------- SHANGHAI GREAT WISDOM CO., LTD. Ticker: 601519 Security ID: Y7684Y106 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Related-party For For Management Transactions -------------------------------------------------------------------------------- SHANGHAI GREAT WISDOM CO., LTD. Ticker: 601519 Security ID: Y7684Y106 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI GREAT WISDOM CO., LTD. Ticker: 601519 Security ID: Y7684Y106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Funds for Financial For For Management Products 7 Approve Application of Comprehensive For For Management Credit Lines -------------------------------------------------------------------------------- SHANGHAI GREENCOURT INVESTMENT GROUP CO., LTD. Ticker: 900919 Security ID: Y7679K103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Relocation of Company's Tahui For For Management Chicken Farm Site -------------------------------------------------------------------------------- SHANGHAI GREENCOURT INVESTMENT GROUP CO., LTD. Ticker: 900919 Security ID: Y7679K103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Payment of Auditor For For Management Remuneration and Appointment of Auditor 7 Approve Asset Mortgage and Pledge For For Management 8 Approve Loan For For Management 9 Approve External Guarantee For Against Management 10 Approve Validity Period Extension for For For Management Disposal of Financial Assets 11 Approve Authorization to Purchase For For Management Financial Products 12 Approve Termination of Fiduciary For For Management Management and Related Party Transactions 13 Approve Annual Report For For Management -------------------------------------------------------------------------------- SHANGHAI GUANGDIAN ELECTRIC GROUP CO., LTD. Ticker: 601616 Security ID: Y76851107 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shi Ling Ling as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI GUANGDIAN ELECTRIC GROUP CO., LTD. Ticker: 601616 Security ID: Y76851107 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve This Transaction Complies with For For Management Relevant Laws and Regulations 2.1 Approve Overall Plan For For Management 2.2 Approve Specific Plan For For Management 2.3 Approve Resolution Validity Period For For Management 3 Approve Draft and Summary of Major For For Management Asset Restructuring Purchase Report 4 Approve Signing of Major Asset For For Management Restructuring Related Agreements 5 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Does Not For For Management Constitute as Related-party Transaction 8 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Audit Report, Wealth For For Management Assessment Report and Review Report of the Transaction 12 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Approve Purchase and Sale of Assets of For For Management the First 12 Months of this Transaction 16 Approve Equity Incentive Plan For Against Management -------------------------------------------------------------------------------- SHANGHAI GUANGDIAN ELECTRIC GROUP CO., LTD. Ticker: 601616 Security ID: Y76851107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Bank Financing For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Amendments to Articles of For For Management Association 12.1 Elect Zhao Shuwen as Non-Independent For For Shareholder Director 12.2 Elect Wu Shengbo as Non-Independent For For Shareholder Director 12.3 Elect Wang Bin as Non-Independent For For Shareholder Director 12.4 Elect Yan Yimin as Non-Independent For For Shareholder Director 13.1 Elect Ge Guangrui as Independent For For Shareholder Director 13.2 Elect Zhu Liting as Independent For For Shareholder Director 13.3 Elect Lv Wei as Independent Director For For Shareholder 14.1 Elect Shi Lingling as Supervisor For For Shareholder 14.2 Elect Wu Chunhui as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI HAIXIN GROUP CO., LTD. Ticker: 900917 Security ID: Y7682J101 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fei Minhua as Non-Independent For For Management Director 1.2 Elect Yu Feng as Non-Independent For For Management Director 1.3 Elect Wang Peiguang as Non-Independent For For Management Director 1.4 Elect Tao Jianming as Non-Independent For For Management Director 1.5 Elect Liu Jingtao as Non-Independent For For Management Director 1.6 Elect Li Chuanguo as Non-Independent For Did Not Vote Management Director 1.7 Elect Ying Zheng as Non-Independent For For Management Director 1.8 Elect Wang Yi as Non-Independent For Did Not Vote Management Director 1.9 Elect Mao Daoshun as Non-Independent For Did Not Vote Shareholder Director 2.1 Elect Zhou Lan as Independent Director For For Management 2.2 Elect He Shengyou as Independent For For Management Director 2.3 Elect Xu Wei as Independent Director For Against Management 2.4 Elect Zhang Xiaoyan as Independent For For Management Director 2.5 Elect Gu Jianyu as Independent Director For Against Shareholder 3.1 Elect Wang Feichuan as Supervisor For For Management 3.2 Elect Li Longbing as Supervisor For For Management 3.3 Elect Chen Qianjin as Supervisor For Against Shareholder -------------------------------------------------------------------------------- SHANGHAI HAIXIN GROUP CO., LTD. Ticker: 900917 Security ID: Y7682J101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee Provision Plan For For Management 7 Approve Appointment of Financial For For Management Report Auditor 8 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- SHANGHAI HANBELL PRECISE MACHINERY CO., LTD. Ticker: 002158 Security ID: Y76832107 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Repurchase and For For Management Cancellation of Performance Shares and the Adjustment of Repurchase Price 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI HANBELL PRECISE MACHINERY CO., LTD. Ticker: 002158 Security ID: Y76832107 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Bo as Independent Director For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHANGHAI HANBELL PRECISE MACHINERY CO., LTD. Ticker: 002158 Security ID: Y76832107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related Party Transaction For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Remuneration of Directors and For For Management Senior Management Members 11 Approve Authorization of Management For For Management for Financing Quota and Daily Business with Banks 12 Approve Use of Idle Funds to Invest in For For Management Financial Products 13 Approve Provision of Guarantee For Against Management 14 Approve Increase in Capital of the For For Management Wholly-Owned Subsidiary 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W102 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Utilization of Part of the For For Management Over Subscription Proceeds for Permanent Replenishment of Working Capital 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management of the Company 3 Approve Grant of General Mandate to For For Management Repurchase H Shares of the Company -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W102 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares of the Company -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Reports For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Appointment of Auditors and For For Management Internal Control Auditor 6 Approve Remuneration of Directors and For For Management Supervisors 7.1 Elect Su Zhi as Director For For Management 7.2 Elect Jiang Zhihong as Director For For Management 7.3 Elect Zhao Lei as Director For For Management 7.4 Elect Li Yingqi as Director For For Management 7.5 Elect Yang Yushe as Director For For Management 8 Approve Change in Use of the Over For For Management Subscription Proceeds and the Utilization of the Surplus Over Subscription Proceeds for Investing in Jianhua Biological Fengxian-Base Project 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W102 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SHANGHAI HIGHLY (GROUP) CO., LTD. Ticker: 900910 Security ID: Y7682U106 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of A Shares For For Management Performance Share Incentive Plan 2 Approve Formulation of Methods to For For Management Assess the Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to A Shares Performance Share Incentive Plan -------------------------------------------------------------------------------- SHANGHAI HIGHLY (GROUP) CO., LTD. Ticker: 900910 Security ID: Y7682U114 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of A Shares For For Management Performance Share Incentive Plan 2 Approve Formulation of Methods to For For Management Assess the Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to A Shares Performance Share Incentive Plan -------------------------------------------------------------------------------- SHANGHAI HIGHLY (GROUP) CO., LTD. Ticker: 900910 Security ID: Y7682U106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and 2020 For For Management Budget 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Daily Related-Party For Against Management Transactions 8 Approve External Guarantee Provision For Against Management 9 Approve Pledging of Bank Notes For Against Management 10 Amend Articles of Association For For Management 11 Approve Equity Acquisition Agreement For For Shareholder 12 Approve Supplemental Confirmation of For For Shareholder Daily Related Party Transactions 13 Approve Company's Eligibility for For For Shareholder Issuance of Convertible Bonds 14.1 Approve Issue Type For For Shareholder 14.2 Approve Issue Scale For For Shareholder 14.3 Approve Par Value and Issue Price For For Shareholder 14.4 Approve Bond Maturity For For Shareholder 14.5 Approve Bond Interest Rate For For Shareholder 14.6 Approve Method and Term for the For For Shareholder Repayment of Principal and Interest 14.7 Approve Conversion Period For For Shareholder 14.8 Approve Determination of Conversion For For Shareholder Price and Its Adjustment 14.9 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price 14.10 Approve Method for Determining the For For Shareholder Number of Shares for Conversion 14.11 Approve Dividend Distribution Post For For Shareholder Conversion 14.12 Approve Terms of Redemption For For Shareholder 14.13 Approve Terms of Sell-Back For For Shareholder 14.14 Approve Issue Manner and Target For For Shareholder Subscribers 14.15 Approve Placing Arrangement for For For Shareholder Shareholders 14.16 Approve Bondholders and Bondholders For For Shareholder Meeting 14.17 Approve Use of Proceeds For For Shareholder 14.18 Approve Guarantee Matters For For Shareholder 14.19 Approve Safekeeping of Raised Funds For For Shareholder 14.20 Approve Resolution Validity Period For For Shareholder 15 Approve Issuance of Convertible Bonds For For Shareholder 16 Approve Feasibility Analysis Research For For Shareholder Report on the Use of Proceeds 17 Approve Report on the Usage of For For Shareholder Previously Raised Funds 18 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Rules and Procedures Regarding For For Shareholder General Meetings of Convertible Bondholders 20 Approve Shareholder Dividend Return For For Shareholder Plan 21 Approve Authorization of the Board or For For Shareholder Its Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI HIGHLY (GROUP) CO., LTD. Ticker: 900910 Security ID: Y7682U114 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and 2020 For For Management Budget 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Daily Related-Party For Against Management Transactions 8 Approve External Guarantee Provision For Against Management 9 Approve Pledging of Bank Notes For Against Management 10 Amend Articles of Association For For Management 11 Approve Equity Acquisition Agreement For For Shareholder 12 Approve Supplemental Confirmation of For For Shareholder Daily Related Party Transactions 13 Approve Company's Eligibility for For For Shareholder Issuance of Convertible Bonds 14.1 Approve Issue Type For For Shareholder 14.2 Approve Issue Scale For For Shareholder 14.3 Approve Par Value and Issue Price For For Shareholder 14.4 Approve Bond Maturity For For Shareholder 14.5 Approve Bond Interest Rate For For Shareholder 14.6 Approve Method and Term for the For For Shareholder Repayment of Principal and Interest 14.7 Approve Conversion Period For For Shareholder 14.8 Approve Determination of Conversion For For Shareholder Price and Its Adjustment 14.9 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price 14.10 Approve Method for Determining the For For Shareholder Number of Shares for Conversion 14.11 Approve Dividend Distribution Post For For Shareholder Conversion 14.12 Approve Terms of Redemption For For Shareholder 14.13 Approve Terms of Sell-Back For For Shareholder 14.14 Approve Issue Manner and Target For For Shareholder Subscribers 14.15 Approve Placing Arrangement for For For Shareholder Shareholders 14.16 Approve Bondholders and Bondholders For For Shareholder Meeting 14.17 Approve Use of Proceeds For For Shareholder 14.18 Approve Guarantee Matters For For Shareholder 14.19 Approve Safekeeping of Raised Funds For For Shareholder 14.20 Approve Resolution Validity Period For For Shareholder 15 Approve Issuance of Convertible Bonds For For Shareholder 16 Approve Feasibility Analysis Research For For Shareholder Report on the Use of Proceeds 17 Approve Report on the Usage of For For Shareholder Previously Raised Funds 18 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Rules and Procedures Regarding For For Shareholder General Meetings of Convertible Bondholders 20 Approve Shareholder Dividend Return For For Shareholder Plan 21 Approve Authorization of the Board or For For Shareholder Its Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI HILE BIO-TECHNOLOGY CO., LTD. Ticker: 603718 Security ID: Y768AG108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Internal Control For For Management Self-Evaluation Report 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Change Company Type and For For Management Amendments to Articles of Association 8 Approve to Appoint Auditor For For Management 9 Approve Use of Remaining Raised Funds For For Management to Supplement Working Capital 10 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- SHANGHAI HONGDA MINING CO., LTD. Ticker: 600532 Security ID: Y76813107 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Selling of the Equity of For For Management Wholly Owned Indirect Subsidiary -------------------------------------------------------------------------------- SHANGHAI HONGDA MINING CO., LTD. Ticker: 600532 Security ID: Y76813107 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- SHANGHAI HONGDA MINING CO., LTD. Ticker: 600532 Security ID: Y76813107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- SHANGHAI HUAYI GROUP CORP. LTD. Ticker: 900909 Security ID: Y2105F117 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve External Guarantee Provision For Against Management 8 Approve Profit Distribution Plan For For Management 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10 Approve 2019 and 2020 Remuneration of For For Management Directors, Supervisors and Senior Management Members 11.1 Elect Liu Xunfeng as Non-Independent For For Management Director 11.2 Elect Wang Xia as Non-Independent For For Management Director 11.3 Elect Gu Lili as Non-Independent For For Management Director 11.4 Elect Chen Qi as Non-Independent For For Management Director 12.1 Elect Guan Yimin as Independent For For Management Director 12.2 Elect Duan Qihua as Independent For For Management Director 12.3 Elect Zhang Yimin as Independent For For Management Director 13.1 Elect Zhang Jianxin as Supervisor For For Shareholder 13.2 Elect Shen Guoping as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI HUAYI GROUP CORP. LTD. Ticker: 900909 Security ID: Y2105F109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve External Guarantee Provision For Against Management 8 Approve Profit Distribution Plan For For Management 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10 Approve 2019 and 2020 Remuneration of For For Management Directors, Supervisors and Senior Management Members 11.1 Elect Liu Xunfeng as Non-Independent For For Management Director 11.2 Elect Wang Xia as Non-Independent For For Management Director 11.3 Elect Gu Lili as Non-Independent For For Management Director 11.4 Elect Chen Qi as Non-Independent For For Management Director 12.1 Elect Guan Yimin as Independent For For Management Director 12.2 Elect Duan Qihua as Independent For For Management Director 12.3 Elect Zhang Yimin as Independent For For Management Director 13.1 Elect Zhang Jianxin as Supervisor For For Shareholder 13.2 Elect Shen Guoping as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600748 Security ID: Y7689G100 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Issuance of Debt Financing For For Management Products 8 Approve Allowance of Independent For For Management Directors 9.1 Elect Zeng Ming as Non-independent For For Management Director 9.2 Elect Tang Jun as Non-independent For For Management Director 9.3 Elect Yang Jianwei as Non-independent For For Management Director 9.4 Elect Liu Chuang as Non-independent For For Management Director 10.1 Elect Zhang Weibin as Independent For For Management Director 10.2 Elect Zhang Yongyue as Independent For For Management Director 10.3 Elect Xia Ling as Independent Director For For Management 11.1 Elect Yang Yunlong as Supervisor For For Shareholder 11.2 Elect Chen Yiying as Supervisor For For Shareholder 11.3 Elect Shu Dong as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL HOLDINGS LIMITED Ticker: 363 Security ID: Y7683K107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhou Jun as Director For For Management 3b Elect Woo Chia-Wei as Director For For Management 3c Elect Yuen Tin Fan, Francis as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL URBAN DEVELOPMENT GROUP LTD. Ticker: 563 Security ID: G8065B103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a Elect Lou Jun as Director For For Management 3b Elect Fei Zuoxiang as Director For For Management 3c Elect Zhong Tao as Director For For Management 3d Elect Qiao Zhigang as Director For For Management 3e Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Reduction of Share Premium For For Management Account, Transfer of the Credit Arising Therefrom to the Contributed Surplus Account and Related Transactions -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL URBAN DEVELOPMENT GROUP LTD. Ticker: 563 Security ID: G8065B103 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement and For For Management Related Transactions 2 Elect Huang Haiping as Director For For Management -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Ticker: 600009 Security ID: Y7682X100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Appointment of Auditor For For Management 6 Approve Appoint of Internal Control For For Management Auditor 7 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Rules For For Management and Procedures Regarding General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors 2.1 Elect Gu Jinshan as Non-Independent For For Management Director 2.2 Elect Bai Jingtao as Non-Independent For For Management Director 2.3 Elect Yan Jun as Non-Independent For For Management Director 2.4 Elect Wang Erzhang as Non-Independent For For Management Director 2.5 Elect Zheng Shaoping as For For Management Non-Independent Director 2.6 Elect Wang Haimin as Non-Independent For For Management Director 3.1 Elect Li Yifan as Independent Director For For Management 3.2 Elect Zhang Jianwei as Independent For For Management Director 3.3 Elect Shao Ruiqing as Independent For For Management Director 3.4 Elect Qu Linchi as Independent Director For For Management 4.1 Elect Gao Kang as Supervisor For For Management 4.2 Elect Tang Shifang as Supervisor For For Management 4.3 Elect Wen Ling as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue of Letter of Guarantee For Against Management -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Service Agreement and Related For For Management Party Transaction -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Budget Report For For Management 6 Approve Debt Financing Application For For Management 7 Approve Deposits and Loans from For For Management Related Bank 8 Approve Annual Report and Summary For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Appointment of Auditor For For Management 11 Approve Provision of Guarantee to For Against Management Associate Company -------------------------------------------------------------------------------- SHANGHAI JAHWA UNITED CO., LTD. Ticker: 600315 Security ID: Y7685E109 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHANGHAI JAHWA UNITED CO., LTD. Ticker: 600315 Security ID: Y7685E109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pan Qiusheng as Non-Independent For For Management Director 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Appointment of Auditor For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI JIAO YUN GROUP CO., LTD. Ticker: 600676 Security ID: Y76868101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Appointment of Financial For For Management Auditor 4 Approve Appointment of Internal For For Management Control Auditor 5 Approve Annual Report and Summary For For Management 6 Approve Financial Statements For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Allocation of Income and For For Management Dividends 10 Approve Usage, Changes and Settlement For For Management of Proceeds 11 Amend Articles of Association For Against Management 12 Elect Xu Jianmin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI JIAO YUN GROUP CO., LTD. Ticker: 600676 Security ID: Y76868101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Appointment of Financial For Did Not Vote Management Auditor 4 Approve Appointment of Internal For Did Not Vote Management Control Auditor 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Financial Statements For Did Not Vote Management 7 Approve Provision of Guarantee For Did Not Vote Management 8 Approve Daily Related-Party For Did Not Vote Management Transactions 9 Approve Allocation of Income and For Did Not Vote Management Dividends 10 Approve Usage, Changes and Settlement For Did Not Vote Management of Proceeds 11 Amend Articles of Association For Did Not Vote Management 12 Elect Xu Jianmin as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- SHANGHAI JIAODA ONLLY CO., LTD. Ticker: 600530 Security ID: Y7686F105 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mortgaged Assets for Loan For Did Not Vote Management Application 2 Approve Authorized Management to Use For Did Not Vote Management Idle Funds for Short-term Financial Products Investment -------------------------------------------------------------------------------- SHANGHAI JIAODA ONLLY CO., LTD. Ticker: 600530 Security ID: Y7686F105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Daily Related Party For For Management Transactions 9 Elect Ji Chao as Non-Independent For For Shareholder Director 10 Elect Zhou Rong as Supervisor For For Shareholder 11 Approve Remuneration of Directors For Against Management 12 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- SHANGHAI JIELONG INDUSTRY GROUP CO., LTD. Ticker: 600836 Security ID: Y7686E108 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of 100% Equity in For For Management Shanghai Jielong Pudong Color Printing Co., Ltd. 2 Approve Transfer of 60% Equity in For For Management Shanghai Jielongyin Iron Can Co., Ltd. 3 Approve Transfer of 100% Equity in For For Management Shanghai Guangming Information Management Technology Co., Ltd. 4 Approve Transfer of 88% Equity in For For Management Shanghai Jielong Modern Printing Paper Co., Ltd. 5 Approve Transfer of 100% Equity in For For Management Shanghai Jielongyiyiyiyi Cultural Creative Development Co., Ltd.. 6 Approve Transfer of 100% Equity in For For Management Shanghai Foreign Trade Jielong Color Printing Co., Ltd. 7 Approve Transfer of 100% Equity in For For Management Shanghai Jielong Paierpu Packaging Technology Co., Ltd. 8 Approve Transfer of 80.81% Equity in For For Management Shanghai Jielongzhongbao Printing Co., Ltd. 9 Approve Acquisition of 17% Equity For For Management -------------------------------------------------------------------------------- SHANGHAI JIELONG INDUSTRY GROUP CO., LTD. Ticker: 600836 Security ID: Y7686E108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Independent Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee for For For Management Financing and Mortgages 7 Approve Provision of Guarantee for For For Management Financing 8 Approve Land Auction and Mortgage For For Management Financing Plan 9 Approve Entrusted Financial Investment For For Management Plan 10 Approve Financial Assistance Provision For For Management 11 Approve Implementation Measures for For For Management Daily Related Transactions of Construction Engineering and Housing Leasing 12 Approve Implementation Measures for For For Management Daily Related Transactions of Paper Molding Business 13 Approve to Appoint Auditor For For Shareholder 14 Approve to Appoint Internal Control For For Shareholder Auditor 15.1 Elect Wang Haipeng as Non-Independent For For Management Director 16.1 Elect Shi Lei as Independent Director For For Management -------------------------------------------------------------------------------- SHANGHAI JIN JIANG CAPITAL COMPANY LIMITED Ticker: 2006 Security ID: Y7688D108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend Distribution Plan 5 Approve PricewaterhouseCoopers, Hong For For Management Kong Certified Public Accountants as International Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI JIN JIANG INTERNATIONAL HOTELS CO., LTD. Ticker: 900934 Security ID: Y7688C100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Payment of Audit Fees For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- SHANGHAI JIN JIANG INTERNATIONAL HOTELS CO., LTD. Ticker: 900934 Security ID: Y7688C118 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Payment of Audit Fees For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- SHANGHAI JIN JIANG INTERNATIONAL INDUSTRIAL INVT. CO., LTD. Ticker: 900914 Security ID: Y7686D118 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Authorization on Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- SHANGHAI JIN JIANG INTERNATIONAL INDUSTRIAL INVT. CO., LTD. Ticker: 900914 Security ID: Y7687J106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Authorization on Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- SHANGHAI JINFENG WINE CO. LTD. Ticker: 600616 Security ID: Y7T82J114 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 4 Approve Report of Board of Supervisors For For Management 5 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 6 Approve Credit Line Bank Application For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- SHANGHAI JINJIANG INTERNATIONAL TRAVEL CO., LTD. Ticker: 900929 Security ID: Y76806101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Auditor For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SHANGHAI JINQIAO EXPORT PROCESSING ZONE DEVELOPMENT CO. LTD. Ticker: 900911 Security ID: Y4443D119 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Construction For For Management Project in Progress -------------------------------------------------------------------------------- SHANGHAI JINQIAO EXPORT PROCESSING ZONE DEVELOPMENT CO. LTD. Ticker: 900911 Security ID: Y4443D101 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Construction For For Management Project in Progress -------------------------------------------------------------------------------- SHANGHAI JINQIAO EXPORT PROCESSING ZONE DEVELOPMENT CO. LTD. Ticker: 900911 Security ID: Y4443D119 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Financial Budget and Business For For Management Work Plan 7 Approve Issuance of Bonds and Related For For Management Authorization Matters 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Shareholder Return Plan For For Management 10.1 Elect Du Yan as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI JINQIAO EXPORT PROCESSING ZONE DEVELOPMENT CO. LTD. Ticker: 900911 Security ID: Y4443D101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Financial Budget and Business For For Management Work Plan 7 Approve Issuance of Bonds and Related For For Management Authorization Matters 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Shareholder Return Plan For For Management 10.1 Elect Du Yan as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI JOIN BUY CO., LTD. Ticker: 600838 Security ID: Y76885105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Purchase of Assets For For Management 7 Approve Change in Auditor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI JUNSHI BIOSCIENCES CO., LTD. Ticker: 1877 Security ID: Y768ER100 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders 3 Approve Application for Delisting of For For Management Domestic Shares of the Company 4 Authorize Board to Deal with All For For Management Matters in Relation to the Application for Delisting of Domestic Shares 5 Approve Protective Measures in For For Management Relation to the Delisting of Domestic Shares 6 Approve Ratification of Related Party For For Management Transaction in 2018 -------------------------------------------------------------------------------- SHANGHAI JUNSHI BIOSCIENCES CO., LTD. Ticker: 1877 Security ID: Y768ER100 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Board of For For Management Supervisors 4 Approve 2019 Financial Accounts Report For For Management 5 Approve 2020 Financial Budget Report For For Management 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve RSM China as PRC Auditor and For For Management Deloitte Touche Tohmatsu as Hong Kong Auditor and Authorize Board to Fix Their Remuneration 8 Approve Execution of 2019 Ordinary For For Management Related Party Transactions 9 Approve 2020 Estimate of the Related For For Management Party Transactions 10 Approve Uncovered Deficit of the For For Management Company Amounting to One-Third of the Total Share Capital 11 Approve New or Extended Bank Credit For For Management Lines for 2020 12 Approve Adjustments to the For For Management Remuneration of Directors and Senior Management 13 Approve the Signing of the Drug For For Management Combination Agreement with a Related Party 14 Approve New or Renewal of External For Against Management Guarantee Quota 15 Approve the Grant of the General For Against Management Mandate of Issue of Domestic and/or Overseas Debt Financing Instruments 16 Approve the Extension of the For For Management Resolutions in Relation to the Initial Public Offering and Listing of the Renminbi Ordinary shares (A shares) of the Company on the STAR Market 17 Approve the Extension of the Validity For For Management Period of the Authorization to the Board of Directors to Fully Handle Matters in Connection with the Initial Public Offering and Listing of the Renminbi Ordinary Shares (A shares) of the Company on the STAR Market 18 Approve Proposed Amendments to the For For Management Share Incentive Scheme -------------------------------------------------------------------------------- SHANGHAI JUNSHI BIOSCIENCES CO., LTD. Ticker: 1877 Security ID: Y768ER100 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Extension of the For For Management Resolutions in Relation to the Initial Public Offering and Listing of the Renminbi Ordinary Shares (A Shares) of the Company on the STAR Market 2 Approve the Extension of the Validity For For Management Period of the Authorization to the Board of Directors to Fully Handle Matters in Connection with the Initial Public Offering and Listing of the Renminbi Ordinary shares (A Shares) of the Company on the STAR Market 3 Approve Proposed Amendments to the For For Management Share Incentive Scheme -------------------------------------------------------------------------------- SHANGHAI JUNSHI BIOSCIENCES CO., LTD. Ticker: 1877 Security ID: Y768ER100 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Chun as Director For For Management 2 Approve Strategic Allotment to the For For Management Collective Management Plan -------------------------------------------------------------------------------- SHANGHAI KAIBAO PHARMACEUTICAL CO., LTD. Ticker: 300039 Security ID: Y7684G105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Audit Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Appointment of Auditor For For Management 9 Approve Use of Idle Own Funds to For For Management Conduct Entrusted Asset Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI KEHUA BIO-ENGINEERING CO., LTD. Ticker: 002022 Security ID: Y7684L104 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and its For For Management Adjustment of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Raised Funds Management and For For Management Deposit 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Directors, For For Management Senior Management Regarding Counter-dilution Measures in Connection to Issuance of Convertible Bonds 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 11 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- SHANGHAI KEHUA BIO-ENGINEERING CO., LTD. Ticker: 002022 Security ID: Y7684L104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Audit Fees For For Management 7 Approve Amendments to Articles of For For Management Association 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Credit Line Application and For For Management Provision of Guarantee 10 Approve Report on the Usage of Raised For For Management Funds 11 Approve Extension of Resolution For For Management Validity Period on Convertible Bond Issuance 12 Approve Extension of Authorization of For For Management the Board on Convertible Bond Issuance 13.1 Elect Zhou Qinqin as Non-independent For For Management Director 13.2 Elect Chen Chao as Non-independent For For Management Director 13.3 Elect Scott Zhenbo Tang as For For Management Non-independent Director 14.1 Elect Chen Chuan as Independent For For Management Director 14.2 Elect Lu Deming as Independent Director For For Management 14.3 Elect Xia Xue as Independent Director For For Management 14.4 Elect Zhang Yishan as Independent For For Management Director 15.1 Elect Lu Junsi as Supervisor For For Shareholder 15.2 Elect Li Ying as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI KINETIC MEDICAL CO., LTD. Ticker: 300326 Security ID: Y7686B104 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Related Party Transaction For For Management Decision System -------------------------------------------------------------------------------- SHANGHAI KINETIC MEDICAL CO., LTD. Ticker: 300326 Security ID: Y7686B104 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For Did Not Vote Management and Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI KINETIC MEDICAL CO., LTD. Ticker: 300326 Security ID: Y7686B104 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose For For Management 1.2 Approve Management Agency For For Management 1.3 Approve Criteria to Select Plan For For Management Participants 1.4 Approve Source, Quantity and For For Management Distribution 1.5 Approve Duration, Grant Date, Waiting For For Management Period, Exercise Date and Lock-up Period 1.6 Approve Exercise Price and For For Management Price-setting Basis 1.7 Approve Conditions for Granting, For For Management Exercising and Exercise Arrangements 1.8 Approve Adjustment Method and Procedure For For Management 1.9 Approve Accounting Treatment For For Management 1.10 Approve Implementation, Grant and For For Management Exercise 1.11 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.12 Approve How to Implement the For For Management Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI KINETIC MEDICAL CO., LTD. Ticker: 300326 Security ID: Y7686B104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Allowance of Independent For Did Not Vote Management Directors 7 Approve Appointment of Financial For Did Not Vote Management Auditor -------------------------------------------------------------------------------- SHANGHAI KINETIC MEDICAL CO., LTD. Ticker: 300326 Security ID: Y7686B104 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Time For Did Not Vote Management 2.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Basis 2.5 Approve Issue Size For Did Not Vote Management 2.6 Approve Scale and Use of Proceeds For Did Not Vote Management 2.7 Approve Lock-up Period For Did Not Vote Management 2.8 Approve Listing Exchange For Did Not Vote Management 2.9 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan on Private Placement of For Did Not Vote Management Shares 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Demonstration Analysis Report For Did Not Vote Management in Connection to Private Placement 6.1 Approve Signing of Strategic For Did Not Vote Management Cooperation Agreement with Hillhouse Capital 6.2 Approve Signing of Strategic For Did Not Vote Management Cooperation Agreement with Fullerton Fund Management 7.1 Approve Signing of Conditional Shares For Did Not Vote Management Subscription Agreement with Hillhouse Capital 7.2 Approve Signing of Conditional Shares For Did Not Vote Management Subscription Agreement with Fullerton Fund Management 8 Approve Special Report on the Usage of For Did Not Vote Management Raised Funds 9 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Commitment Regarding For Did Not Vote Management Counter-dilution Measures in Connection to the Private Placement 11 Approve Shareholder Return Plan For Did Not Vote Management 12 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI LANSHENG CORP. Ticker: 600826 Security ID: Y7686H101 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Major Asset Swap and Issuance For For Management of Shares and Cash Payment to Purchase Assets and Related Party Transactions 1.1 Approve Overall Plan For For Management 1.2 Approve Major Asset Swap For For Management 1.3 Approve Issuance of Shares and Cash For For Management Payment to Purchase Assets 1.4 Approve Issue Type, Par Value and For For Management Listing Location 1.5 Approve Issue Manner and Target Parties For For Management 1.6 Approve Pricing Method and Price For For Management 1.7 Approve Issue Scale For For Management 1.8 Approve Lock-up Arrangement For For Management 1.9 Approve Attribution of Profit and Loss For For Management During the Transition Period 1.10 Approve Attribution of Accumulated For For Management Profits Prior to the Reference Date 1.11 Approve Cash Payment Specific Plan For For Management 1.12 Approve Resolution Validity Period For For Management 1.13 Approve Major Asset Restructure For For Management Constitutes as Related Party Transactions 2 Approve Draft and Summary of Major For For Management Asset Swap and Issuance of Shares and Cash Payment to Purchase Assets and Related Party Transactions 3 Approve Signing the Agreement Related For For Management to the Transaction 4 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 5 Approve Transaction Complies with For For Management Relevant Laws and Regulations 6 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Does Not For For Management Constitute the Listed Company's Reorganization and Listing Required by Article 13 8 Approve Transaction Complies with For For Management Articles 11 and 43 of the Administrative Measures for the Major Asset Reorganization of Listed Companies 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI LANSHENG CORP. Ticker: 600826 Security ID: Y7686H101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Funds to Invest in For For Management Financial Products -------------------------------------------------------------------------------- SHANGHAI LONYER FUELS CO., LTD. Ticker: 603003 Security ID: Y7687F104 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection for For For Management Heilongjiang Fengyou Hemp Planting Co. , Ltd. and External Investment 2 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI LONYER FUELS CO., LTD. Ticker: 603003 Security ID: Y7687F104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Guarantee Provision Plan For Against Management 9 Approve Use of Idle Raised Funds for For For Management Cash Management 10 Approve Use of Own Funds for Cash For For Management Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope 12 Elect Yan Jianjun as Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD. Ticker: 900932 Security ID: Y7686Q101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors, Work Report and Work Plan Report 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget For For Management 7 Approve Financing Amount For For Management 8 Approve Allocation of Income and For For Management Dividends 9 Approve Accept Loans from Controlling For For Management Shareholder 10 Approve Related Party Transaction For For Management 11 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Shareholder Return Plan For For Management 14 Approve Change in Registered Capital For For Management and Amend Articles of Association 15 Approve Company's Eligibility for For For Management Corporate Bond Issuance 16.1 Approve Issue Scale For For Management 16.2 Approve Par Value and Issue Price For For Management 16.3 Approve Issue Type and Period For For Management 16.4 Approve Target Parties For For Management 16.5 Approve Bond Interest Rate and For For Management Determination Manner 16.6 Approve Guarantee Arrangement For For Management 16.7 Approve Redemption and Resale Terms For For Management 16.8 Approve Usage of Raised Funds For For Management 16.9 Approve Issue Manner For For Management 16.10 Approve Listing Location For For Management 16.11 Approve Underwriter and Underwriting For For Management Method 16.12 Approve Safeguard Measures of Debts For For Management Repayment 16.13 Approve Resolution Validity Period For For Management 17 Approve Authorization of the Board to For For Management Handle All Related Matters 18 Elect Guo Rong as Non-independent For For Management Director 19 Elect Li Minkun as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD. Ticker: 900932 Security ID: Y7686Q119 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors, Work Report and Work Plan Report 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget For For Management 7 Approve Financing Amount For For Management 8 Approve Allocation of Income and For For Management Dividends 9 Approve Accept Loans from Controlling For For Management Shareholder 10 Approve Related Party Transaction For For Management 11 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Shareholder Return Plan For For Management 14 Approve Change in Registered Capital For For Management and Amend Articles of Association 15 Approve Company's Eligibility for For For Management Corporate Bond Issuance 16.1 Approve Issue Scale For For Management 16.2 Approve Par Value and Issue Price For For Management 16.3 Approve Issue Type and Period For For Management 16.4 Approve Target Parties For For Management 16.5 Approve Bond Interest Rate and For For Management Determination Manner 16.6 Approve Guarantee Arrangement For For Management 16.7 Approve Redemption and Resale Terms For For Management 16.8 Approve Usage of Raised Funds For For Management 16.9 Approve Issue Manner For For Management 16.10 Approve Listing Location For For Management 16.11 Approve Underwriter and Underwriting For For Management Method 16.12 Approve Safeguard Measures of Debts For For Management Repayment 16.13 Approve Resolution Validity Period For For Management 17 Approve Authorization of the Board to For For Management Handle All Related Matters 18 Elect Guo Rong as Non-independent For For Management Director 19 Elect Li Minkun as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI M&G STATIONERY, INC. Ticker: 603899 Security ID: Y7689W105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 7 Approve Financial Budget Report For For Management 8 Approve Remuneration of Directors For Against Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Shareholder Return Plan For For Management 11 Amend Articles of Association For For Management 12 Approve Allowance of Independent For For Management Directors 13 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 14 Approve Methods to Assess the For For Management Performance of Plan Participants 15 Approve Authorization of the Board to For For Management Handle All Related Matters 16.1 Elect Chen Huwen as Non-Independent For For Management Director 16.2 Elect Chen Huxiong as Non-Independent For For Management Director 16.3 Elect Chen Xueling as Non-Independent For For Management Director 16.4 Elect Fu Chang as Non-Independent For For Management Director 17.1 Elect Zhang Jingzhong as Independent For For Management Director 17.2 Elect Chen Jingfeng as Independent For For Management Director 17.3 Elect Cheng Bo as Independent Director For For Management 18.1 Elect Zhu Yiping as Supervisor For For Management 18.2 Elect Han Lianhua as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI M&G STATIONERY, INC. Ticker: 603899 Security ID: Y7689W105 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For For Management 2 Approve Provision of Guarantee for For For Management Shanghai Foodstuffs Imp. & Exp. Corp. 3 Approve Provision of Guarantee for For For Management Shanghai Foodstuffs Imp. & Exp. Corp. Poultry Company 4 Approve Provision of Guarantee for For For Management Shanghai Maoji Imp. & Exp. Co., Ltd. -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Daily Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Entrusted Loan For For Management -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management -------------------------------------------------------------------------------- SHANGHAI MECHANICAL & ELECTRICAL INDUSTRY CO., LTD. Ticker: 900925 Security ID: Y7691T116 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related-party Procurement For For Management Transaction with Shanghai Electric (Group) Corporation 1.2 Approve Related-party Sales For For Management Transaction with Shanghai Electric (Group) Corporation 1.3 Approve Related-party Transaction with For For Management Shanghai Electric Group Finance Co., Ltd. 1.4 Approve Related-party Procurement For For Management Transaction with Shanghai Mitsubishi Elevator Co., Ltd. and Mitsubishi Electric Shanghai Electromechanical Elevator Co., Ltd. 1.5 Approve Related-party Sales For For Management Transaction with Shanghai Mitsubishi Elevator Co., Ltd. and Mitsubishi Electric Shanghai Electromechanical Elevator Co., Ltd. -------------------------------------------------------------------------------- SHANGHAI MECHANICAL & ELECTRICAL INDUSTRY CO., LTD. Ticker: 900925 Security ID: Y7691T108 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related-party Procurement For For Management Transaction with Shanghai Electric (Group) Corporation 1.2 Approve Related-party Sales For For Management Transaction with Shanghai Electric (Group) Corporation 1.3 Approve Related-party Transaction with For For Management Shanghai Electric Group Finance Co., Ltd. 1.4 Approve Related-party Procurement For For Management Transaction with Shanghai Mitsubishi Elevator Co., Ltd. and Mitsubishi Electric Shanghai Electromechanical Elevator Co., Ltd. 1.5 Approve Related-party Sales For For Management Transaction with Shanghai Mitsubishi Elevator Co., Ltd. and Mitsubishi Electric Shanghai Electromechanical Elevator Co., Ltd. -------------------------------------------------------------------------------- SHANGHAI MECHANICAL & ELECTRICAL INDUSTRY CO., LTD. Ticker: 900925 Security ID: Y7691T116 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Resignation of Director Yuan For For Management Jianping 8 Approve Annual Procurement Related For For Management Party Transactions 9 Approve Annual Sales Related Party For For Management Transactions 10.1 Elect Zhang Hongbin as Non-Independent For Against Management Director -------------------------------------------------------------------------------- SHANGHAI MECHANICAL & ELECTRICAL INDUSTRY CO., LTD. Ticker: 900925 Security ID: Y7691T108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Resignation of Director Yuan For For Management Jianping 8 Approve Annual Procurement Related For For Management Party Transactions 9 Approve Annual Sales Related Party For For Management Transactions 10.1 Elect Zhang Hongbin as Non-Independent For Against Management Director -------------------------------------------------------------------------------- SHANGHAI MECHANICAL & ELECTRICAL INDUSTRY CO., LTD. Ticker: 900925 Security ID: Y7691T116 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- SHANGHAI MECHANICAL & ELECTRICAL INDUSTRY CO., LTD. Ticker: 900925 Security ID: Y7691T108 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- SHANGHAI METERSBONWE FASHION & ACCESSORIES CO., LTD. Ticker: 002269 Security ID: Y7686S107 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Xiaodong as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI METERSBONWE FASHION & ACCESSORIES CO., LTD. Ticker: 002269 Security ID: Y7686S107 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension on Resolution For For Management Validity Period on Private Placement 2 Approve Extension on Authorization of For For Management the Board on Private Placement 3 Elect Jiang Qin as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI METERSBONWE FASHION & ACCESSORIES CO., LTD. Ticker: 002269 Security ID: Y7686S107 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Amended Private Placement of For For Management Shares 3 Approve Amended Plan on Private For For Management Placement of Shares -------------------------------------------------------------------------------- SHANGHAI METERSBONWE FASHION & ACCESSORIES CO., LTD. Ticker: 002269 Security ID: Y7686S107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Receipt of Loan Assistance For For Management from Controlling Shareholder 7 Approve to Appoint Auditor For For Management 8 Approve of the Unrecovered Loss For For Management Reaching 1/3 of Total Paid-in Capital 9 Approve Profit Distribution For For Management 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 11 Approve Scale of Credit Line For For Management 12 Approve Amendments to Articles of For For Shareholder Association to Expand Business Scope 13.1 Elect Hu Jiajia as Non-Independent For For Management Director 13.2 Elect Zhang Yuhu as Non-Independent For For Management Director 13.3 Elect Lin Xiaodong as Non-Independent For For Management Director 13.4 Elect Liu Yan as Non-Independent For For Management Director 14.1 Elect Zhang Chun as Independent For For Shareholder Director 14.2 Elect Shen Fujun as Independent For For Management Director 14.3 Elect Zheng Junhao as Independent For For Management Director 15.1 Elect Jiang Qin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Shareholding Plan For For Management by Controlling Shareholder -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introducing Strategic For For Management Investors and Signing Strategic Cooperation Agreements and Related Party Transactions 2 Approve Strategic Investors' Increase For For Management in Capital and Shares of the Company's Subsidiaries and Related Party Transactions 3 Approve Subsidiary's Capital Increase For For Management and Share Expansion Involving Guarantees 4 Elect Wei Bo as Independent Director For For Management -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares via Private Placement 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Scale and Amount of Raised For For Management Funds 2.6 Approve Restriction Period For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Listing Location For For Management 2.9 Approve Raised Funds Amount and For For Management Investment Project 2.10 Approve Resolution Validity Period For For Management 3 Approve Introduction of Strategic For For Management Investor 4 Approve Strategic Cooperation Agreement For For Management 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Signing of Share Subscription For For Management Agreement 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve There is No Need to Prepare a For For Management Report on the Usage of Raised Funds 11 Approve Dividend Distribution Policy For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Internal Control Evaluation For For Management Report 8 Approve Social Responsibility Report For For Management 9 Approve Daily Related-party For For Management Transactions 10 Approve Purchase of Funds and For For Management Financial Products 11 Approve Appointment of Auditor For For Management 12 Elect Luo Yan as Non-independent For For Management Director 13 Approve Application for Loan and For Against Management Credit Line as well as Provision of Guarantees 14 Approve Repurchase and Cancellation of For For Shareholder Performance Shares 15 Approve Decrease in Capital For For Shareholder 16 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Relevant For For Management Commitments of Controlling Shareholders 2 Approve Related Party Transaction For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI NEW CULTURE MEDIA GROUP CO., LTD. Ticker: 300336 Security ID: Y76889107 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size and Subscription For For Management Method 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Transaction Constitutes as For For Management Related-Party Transaction 8 Approve Signing of Subscription For For Management Agreement 9 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 10 Approve Commitment from Controlling For For Management Shareholders, Ultimate Controllers, Directors, and Senior Management Members Regarding Counter-dilution Measures 11 Approve Shareholder Return Plan For For Management 12 Approve Deposit Account for Raised For For Management Funds 13 Approve Authorization of Board to For For Management Handle All Matters Related to Private Placement of Shares 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Management System of Raised Funds For For Management 18 Elect Ma Wenjie as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI NEW CULTURE MEDIA GROUP CO., LTD. Ticker: 300336 Security ID: Y76889107 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Investment in the For For Management Establishment of a Cultural Industry Fund and Related Party Transaction 2 Elect Chen Hua as Independent Director For For Management -------------------------------------------------------------------------------- SHANGHAI NEW CULTURE MEDIA GROUP CO., LTD. Ticker: 300336 Security ID: Y76889107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report on the Deposit and For For Management Usage of Raised Funds 3 Approve Social Responsibility Report For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Financial Statements For For Management 7 Approve Audit Report For For Management 8 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 9 Approve Application of Bank Credit For For Management Lines 10 Elect Zhang Jinjin as Non-Independent For For Management Director 11 Approve Company's Eligibility for For For Management Private Placement of Shares 12.1 Approve Share Type and Par Value For For Management 12.2 Approve Issue Manner and Issue Time For For Management 12.3 Approve Target Subscribers For For Management 12.4 Approve Pricing Reference Date For For Management 12.5 Approve Issue Size and Subscription For For Management Method 12.6 Approve Use of Proceeds For For Management 12.7 Approve Lock-up Period For For Management 12.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 12.9 Approve Listing Exchange For For Management 12.10 Approve Resolution Validity Period For For Management 13 Approve Private Placement of Shares For For Management 14 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Transaction Constitute as For For Management Related-Party Transaction 17 Approve Signing of Termination For For Management Agreement of Share Subscription Agreement 18.1 Approve Signing with Shanghai For For Management Shuangchuang Cultural Film and Television Enterprise Management Center 18.2 Approve Signing with Shanghai For For Management Shuangchuang Baoli Equity Investment Management Partnership 18.3 Approve Signing with Shanghai Wenpeng For For Management Venture Capital Partnership 19 Approve Signing of Share Subscription For For Management Agreement 20 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 21 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 22 Approve Authorization of Board to For For Management Handle All Related Matters 23 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- SHANGHAI NEW CULTURE MEDIA GROUP CO., LTD. Ticker: 300336 Security ID: Y76889107 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhu Yuxu as Independent Director For For Management 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHANGHAI NEW HUANG PU INDUSTRIAL GROUP CO., LTD. Ticker: 600638 Security ID: Y7689A103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Approve Comprehensive Credit Line For For Management Application and Guarantee -------------------------------------------------------------------------------- SHANGHAI NEW WORLD CORP. LTD. Ticker: 600628 Security ID: Y76884108 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANGHAI NEW WORLD CORP. LTD. Ticker: 600628 Security ID: Y76884108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 6 Approve Bank Loan Application For For Management 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Scheme For For Management 2 Approve Assessment Measure for the For For Management Implementation of the 2019 Share Option Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S116 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Scheme For For Management 2 Approve Assessment Measure for the For For Management Implementation of the 2019 Share Option Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S116 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Scheme For For Management 2 Approve Assessment Management Measures For For Management for the Implementation of the 2019 Share Option Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Scheme For For Management 2 Approve Assessment Management Measures For For Management for the Implementation of the 2019 Share Option Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2019 Share Option Scheme -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Board of For For Management Supervisors 4 Approve 2019 Final Accounts Report and For For Management 2020 Financial Budget 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Approve External Guarantees for 2020 For Against Management 8 Approve Issuance of Debt Financing For For Management Products 9 Approve Satisfaction of Conditions for For For Management Issuing Corporate Bonds 10.01 Approve Face Value of Bonds to be For For Management Issued and Scale of Issuance 10.02 Approve Issuing Price of Bonds and the For For Management Way to Determine Interest Rate 10.03 Approve Variety and Term of Bonds For For Management 10.04 Approve Way of Principal and Interest For For Management Repayment 10.05 Approve Way of Issuance For For Management 10.06 Approve Target of Issuance and For For Management Arrangement of Placement to Shareholders of the Company 10.07 Approve Use of Proceeds For For Management 10.08 Approve Guarantees For For Management 10.09 Approve Credit Standing of the Company For For Management and Measures to Guarantee Repayment 10.10 Approve Way of Underwriting For For Management 10.11 Approve Listing Arrangements For For Management 10.12 Approve Period of Validity of the For For Management Resolution 10.13 Approve Issuance on Authorizations for For For Management the Executive Committee of the Board 11 Approve Application for Centralized For For Management Registration of Different Types of Debt Financing Instruments (DFI Model) 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S116 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Board of For For Management Supervisors 4 Approve 2019 Final Accounts Report and For For Management 2020 Financial Budget 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Approve External Guarantees for 2020 For Against Management 8 Approve Issuance of Debt Financing For For Management Products 9 Approve Satisfaction of Conditions for For For Management Issuing Corporate Bonds 10.01 Approve Face Value of Bonds to be For For Management Issued and Scale of Issuance 10.02 Approve Issuing Price of Bonds and the For For Management Way to Determine Interest Rate 10.03 Approve Variety and Term of Bonds For For Management 10.04 Approve Way of Principal and Interest For For Management Repayment 10.05 Approve Way of Issuance For For Management 10.06 Approve Target of Issuance and For For Management Arrangement of Placement to Shareholders of the Company 10.07 Approve Use of Proceeds For For Management 10.08 Approve Guarantees For For Management 10.09 Approve Credit Standing of the Company For For Management and Measures to Guarantee Repayment 10.10 Approve Way of Underwriting For For Management 10.11 Approve Listing Arrangements For For Management 10.12 Approve Period of Validity of the For For Management Resolution 10.13 Approve Issuance on Authorizations for For For Management the Executive Committee of the Board 11 Approve Application for Centralized For For Management Registration of Different Types of Debt Financing Instruments (DFI Model) 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S116 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI PHOENIX ENTERPRISE (GROUP) CO., LTD Ticker: 900916 Security ID: Y7691A109 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHANGHAI PHOENIX ENTERPRISE (GROUP) CO., LTD Ticker: 900916 Security ID: Y7691A109 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Yongchao as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI PHOENIX ENTERPRISE (GROUP) CO., LTD Ticker: 900916 Security ID: Y7691A109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve 2019 Payment of Remuneration For For Management and 2020 Appointment of Auditor 8 Approve Report of the Independent For For Management Directors 9 Approve Use of Own Idle Funds to For For Management Invest in Bank Financial Products 10 Approve Guarantee Provision Plan For Against Management 11 Elect Li Weizhong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI PRET COMPOSITES CO. LTD. Ticker: 002324 Security ID: Y76881104 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Wen as Non-Independent For For Management Director 1.2 Elect Li Hong as Non-Independent For For Management Director 1.3 Elect Zhou Wu as Non-Independent For For Management Director 1.4 Elect Cai Qing as Non-Independent For For Management Director 2.1 Elect Shang Zhiqiang as Independent For For Management Director 2.2 Elect Wu Xingyu as Independent Director For For Management 2.3 Elect Zhao Shijun as Independent For For Management Director 3.1 Elect Zhang Ying as Supervisor For For Management 3.2 Elect Zhou Bing as Supervisor For For Management 4 Approve to Appoint Auditor For For Management 5 Approve Amendments to Articles of For For Management Association to Expand Business Scope 6 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI PRET COMPOSITES CO. LTD. Ticker: 002324 Security ID: Y76881104 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Eligibility for Issuance of For For Management Shares, Convertible Bonds and Cash Payment to Purchase Assets and Raise Supporting Funds and Related Party Transactions 2.1 Approve Overall Plan For For Management 2.2 Approve Transaction Manner For For Management 2.3 Approve Target Asset For For Management 2.4 Approve Transaction Parties For For Management 2.5 Approve Transaction Price and Pricing For For Management Basis 2.6 Approve Issue Manner, Target Parties For For Management and Subscription Method 2.7 Approve Issue Type and Par Value For For Management 2.8 Approve Pricing Reference Date and For For Management Issue Price 2.9 Approve Issue Scale For For Management 2.10 Approve Lock-up Period For For Management 2.11 Approve Listing Location For For Management 2.12 Approve Issue Type and Par Value of For For Management Convertible Bonds 2.13 Approve Issue Manner of Convertible For For Management Bonds 2.14 Approve Target Parties and For For Management Subscription Manner of Convertible Bond 2.15 Approve Issue Scale of Convertible Bond For For Management 2.16 Approve Conversion Price of For For Management Convertible Bond 2.17 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.18 Approve Number of Shares Converted to For For Management Total Share Capital After Issuance 2.19 Approve Source of Conversion Shares For For Management 2.20 Approve Bond Period For For Management 2.21 Approve Conversion Period For For Management 2.22 Approve Bond Interest Rate and For For Management Repayment Method 2.23 Approve Lock-up Period of Convertible For For Management Bonds 2.24 Approve Redemption Terms of For For Management Convertible Bonds 2.25 Approve Resale Terms of Convertible For For Management Bonds 2.26 Approve Repayment of Principal and For For Management Interest Due 2.27 Approve Other matters of Convertible For For Management Bonds 2.28 Approve Vesting of the Underlying For For Management Asset from the Pricing Base Date to the Settlement Date 2.29 Approve Contractual Obligations and For For Management Liability for Breach of Contract in Transferring Ownership of Underlying Asset 2.30 Approve Performance Commitment and For For Management Compensation 2.31 Approve Performance Reward For For Management 2.32 Approve Issue Manner, Target Parties For For Management and Subscription Method 2.33 Approve Pricing Reference Date and For For Management Pricing Basis 2.34 Approve Issue Scale For For Management 2.35 Approve Lock-up Arrangement For For Management 2.36 Approve Issue Type and Par Value For For Management 2.37 Approve Issue Manner and Target Parties For For Management 2.38 Approve Issue Scale For For Management 2.39 Approve Conversion Price For For Management 2.40 Approve Lock-up Period For For Management 2.41 Approve Conversion Period For For Management 2.42 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.43 Approve Terms for Upward Adjustment of For For Management Conversion Price 2.44 Approve Conditions on Forced For For Management Conversion Clause 2.45 Approve Other Matters on Convertible For For Management Bonds 2.46 Approve Resolution Validity Period For For Management 3 Approve Draft and Summary of Issuance For For Management of Shares, Convertible Bonds and Cash Payment to Purchase Assets and Raise Supporting Funds and Related Party Transactions 4 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 5 Approve Explanation of Basis of For For Management Fairness of Transaction Price 6 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 7.1 Approve Transaction Constitutes as For For Management Related Party Transaction 7.2 Approve Transaction Does Not For For Management Constitute as Related Party Transaction 7.3 Approve Transaction Does Not For For Management Constitute as Restructure Listing 8 Approve Signing of Supplementary For For Management Agreement 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Adjustment on Transaction Does For For Management Not Constitute as Major Adjustment 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Provision of Financing Support For Against Management to Target Company -------------------------------------------------------------------------------- SHANGHAI PRET COMPOSITES CO. LTD. Ticker: 002324 Security ID: Y76881104 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Eligibility for Issuance of For Did Not Vote Management Shares, Convertible Bonds and Cash Payment to Purchase Assets and Raise Supporting Funds and Related Party Transactions 2.1 Approve Overall Plan For Did Not Vote Management 2.2 Approve Transaction Manner For Did Not Vote Management 2.3 Approve Target Asset For Did Not Vote Management 2.4 Approve Transaction Parties For Did Not Vote Management 2.5 Approve Transaction Price and Pricing For Did Not Vote Management Basis 2.6 Approve Issue Manner, Target Parties For Did Not Vote Management and Subscription Method 2.7 Approve Issue Type and Par Value For Did Not Vote Management 2.8 Approve Pricing Reference Date and For Did Not Vote Management Issue Price 2.9 Approve Issue Scale For Did Not Vote Management 2.10 Approve Lock-up Period For Did Not Vote Management 2.11 Approve Listing Location For Did Not Vote Management 2.12 Approve Issue Type and Par Value of For Did Not Vote Management Convertible Bonds 2.13 Approve Issue Manner of Convertible For Did Not Vote Management Bonds 2.14 Approve Target Parties and For Did Not Vote Management Subscription Manner of Convertible Bond 2.15 Approve Issue Scale of Convertible Bond For Did Not Vote Management 2.16 Approve Conversion Price of For Did Not Vote Management Convertible Bond 2.17 Approve Method on Handling Fractional For Did Not Vote Management Shares Upon Conversion 2.18 Approve Number of Shares Converted to For Did Not Vote Management Total Share Capital After Issuance 2.19 Approve Source of Conversion Shares For Did Not Vote Management 2.20 Approve Bond Period For Did Not Vote Management 2.21 Approve Conversion Period For Did Not Vote Management 2.22 Approve Bond Interest Rate and For Did Not Vote Management Repayment Method 2.23 Approve Lock-up Period of Convertible For Did Not Vote Management Bonds 2.24 Approve Redemption Terms of For Did Not Vote Management Convertible Bonds 2.25 Approve Resale Terms of Convertible For Did Not Vote Management Bonds 2.26 Approve Repayment of Principal and For Did Not Vote Management Interest Due 2.27 Approve Other matters of Convertible For Did Not Vote Management Bonds 2.28 Approve Vesting of the Underlying For Did Not Vote Management Asset from the Pricing Base Date to the Settlement Date 2.29 Approve Contractual Obligations and For Did Not Vote Management Liability for Breach of Contract in Transferring Ownership of Underlying Asset 2.30 Approve Performance Commitment and For Did Not Vote Management Compensation 2.31 Approve Performance Reward For Did Not Vote Management 2.32 Approve Issue Manner, Target Parties For Did Not Vote Management and Subscription Method 2.33 Approve Pricing Reference Date and For Did Not Vote Management Pricing Basis 2.34 Approve Issue Scale For Did Not Vote Management 2.35 Approve Lock-up Arrangement For Did Not Vote Management 2.36 Approve Issue Type and Par Value For Did Not Vote Management 2.37 Approve Issue Manner and Target Parties For Did Not Vote Management 2.38 Approve Issue Scale For Did Not Vote Management 2.39 Approve Conversion Price For Did Not Vote Management 2.40 Approve Lock-up Period For Did Not Vote Management 2.41 Approve Conversion Period For Did Not Vote Management 2.42 Approve Terms for Downward Adjustment For Did Not Vote Management of Conversion Price 2.43 Approve Terms for Upward Adjustment of For Did Not Vote Management Conversion Price 2.44 Approve Conditions on Forced For Did Not Vote Management Conversion Clause 2.45 Approve Other Matters on Convertible For Did Not Vote Management Bonds 2.46 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Draft and Summary of Issuance For Did Not Vote Management of Shares, Convertible Bonds and Cash Payment to Purchase Assets and Raise Supporting Funds and Related Party Transactions 4 Approve Independence of Appraiser, the For Did Not Vote Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 5 Approve Explanation of Basis of For Did Not Vote Management Fairness of Transaction Price 6 Approve Audit Report, Profit Forecast For Did Not Vote Management Report and Appraisal Report of the Transaction 7.1 Approve Transaction Constitutes as For Did Not Vote Management Related Party Transaction 7.2 Approve Transaction Does Not For Did Not Vote Management Constitute as Related Party Transaction 7.3 Approve Transaction Does Not For Did Not Vote Management Constitute as Restructure Listing 8 Approve Signing of Supplementary For Did Not Vote Management Agreement 9 Approve Completeness and Compliance of For Did Not Vote Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Adjustment on Transaction Does For Did Not Vote Management Not Constitute as Major Adjustment 12 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 13 Approve Provision of Financing Support For Did Not Vote Management to Target Company -------------------------------------------------------------------------------- SHANGHAI PRET COMPOSITES CO. LTD. Ticker: 002324 Security ID: Y76881104 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Application of Credit Lines For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Ticker: 600000 Security ID: Y7689F102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Yang as Director For For Management 1.2 Elect Pan Weidong as Director For For Management 1.3 Elect Chen Zheng'an as Director For For Management 1.4 Elect Liu Yiyan as Director For For Management 1.5 Elect Liu Xinyi as Director For For Shareholder 1.6 Elect Guan Wei as Director For For Shareholder 1.7 Elect Wang Hongmei as Director For For Shareholder 1.8 Elect Zhang Dong as Director For For Shareholder 1.9 Elect Liu Peifeng as Director For For Shareholder 1.10 Elect Wang Zhe as Independent Director For For Management 1.11 Elect Zhang Ming as Independent For For Management Director 1.12 Elect Yuan Zhigang as Independent For For Management Director 1.13 Elect Cai Hongping as Independent For For Management Director 1.14 Elect Wu Hong as Independent Director For For Management 2.1 Elect Sun Wei as Supervisor For For Management 2.2 Elect Cao Yijian as Supervisor For For Management 2.3 Elect Li Qingfeng as Supervisor For For Management 2.4 Elect Sun Jianping as External For For Management Supervisor 2.5 Elect Wu Jian as External Supervisor For For Management 2.6 Elect Wang Yuetang as External For For Management Supervisor 3 Approve Issuance of Capital Bonds and For For Management Relevant Authorizations 4 Approve Issuance of Bonds and Relevant For For Management Authorizations -------------------------------------------------------------------------------- SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Ticker: 600000 Security ID: Y7689F102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Amend Articles of Association For Against Management 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 9 Approve Investment in National Green For For Management Development Fund 10 Approve Establishment of Financial For For Management Asset Investment Company -------------------------------------------------------------------------------- SHANGHAI PUDONG ROAD & BRIDGE CONSTRUCTION CO., LTD. Ticker: 600284 Security ID: Y7687U101 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHANGHAI PUDONG ROAD & BRIDGE CONSTRUCTION CO., LTD. Ticker: 600284 Security ID: Y7687U101 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Ming as Non-Independent For For Management Director 1.2 Elect Chen Yi as Non-Independent For For Management Director 1.3 Elect Song Hang as Independent Director For For Management -------------------------------------------------------------------------------- SHANGHAI PUDONG ROAD & BRIDGE CONSTRUCTION CO., LTD. Ticker: 600284 Security ID: Y7687U101 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Guanghui as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI PUDONG ROAD & BRIDGE CONSTRUCTION CO., LTD. Ticker: 600284 Security ID: Y7687U101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Loan For For Management 7 Approve Issuance of Bond Products For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Signing of Bank-Enterprise For For Management Cooperation Agreement and Related Party Transactions 10 Approve Structured Deposit, Capital For For Management Guaranteed and Other Low-risk Product Investment 11 Approve Company Project Investment For For Management 12 Approve to Appoint Auditor For For Management 13 Approve Daily Related Party Transaction For For Management 14 Approve Dissolution and Related Party For For Management Transactions -------------------------------------------------------------------------------- SHANGHAI PUDONG ROAD & BRIDGE CONSTRUCTION CO., LTD. Ticker: 600284 Security ID: Y7687U101 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Low-Risk Products For For Management 2.1 Elect Lin Jian as Supervisor For For Management 2.2 Elect Fu Xiaoping as Supervisor For For Management 2.3 Elect Qian Xiaobin as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 603659 Security ID: Y7T892106 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Repurchase Price For For Management and Repurchase and Cancellation of Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Approve Increase in Guarantee Provision For For Management -------------------------------------------------------------------------------- SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 603659 Security ID: Y7T892106 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 603659 Security ID: Y7T892106 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For Did Not Vote Management Connection to Capital Injection Agreement 2 Approve Guarantee Provision Plan For Did Not Vote Management -------------------------------------------------------------------------------- SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 603659 Security ID: Y7T892106 Meeting Date: FEB 06, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Provision of Guarantee For Against Management 3 Approve Daily Related Party Transaction For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 603659 Security ID: Y7T892106 Meeting Date: FEB 06, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For Did Not Vote Management 2 Approve Provision of Guarantee For Did Not Vote Management 3 Approve Daily Related Party Transaction For Did Not Vote Management 4 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 603659 Security ID: Y7T892106 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Company's Eligibility for For For Management Private Placement of Shares 8.1 Approve Share Type and Par Value For For Management 8.2 Approve Issue Manner and Issue Time For For Management 8.3 Approve Issue Size and Amount of For For Management Raised Funds 8.4 Approve Target Subscribers and For For Management Subscription Method 8.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 8.6 Approve Use of Proceeds For For Management 8.7 Approve Lock-up Period For For Management 8.8 Approve Listing Exchange For For Management 8.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 8.10 Approve Resolution Validity Period For For Management 9 Approve Plan on Private Placement of For For Management Shares 10 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 11 Approve Report on the Usage of For For Management Previously Raised Funds 12 Approve Signing of Conditional Share For For Management Subscription Agreement and Equity Transfer Agreement 13 Approve Related Party Transactions in For For Management Connection to Private Placement 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Shareholder Return Plan For For Management 16 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach 17 Approve Authorization of Board and Its For For Management Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI QIANGSHENG HOLDING CO., LTD. Ticker: 600662 Security ID: Y7689K101 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- SHANGHAI QIANGSHENG HOLDING CO., LTD. Ticker: 600662 Security ID: Y7689K101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Provision of Guarantee For Against Management 9 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 10 Approve Issuance of Super Short-term For For Management Commercial Papers 11 Approve Amendments to Articles of For Against Shareholder Association 12.1 Elect Ye Zhangyi as Non-Independent For For Management Director 12.2 Elect Wang Conggu as Non-Independent For For Management Director 12.3 Elect Zhou Yaodong as Non-Independent For For Management Director 12.4 Elect Xu Mang as Non-Independent For For Management Director 12.5 Elect Liu Yu as Non-Independent For For Management Director 13.1 Elect Zhang Chi as Independent Director For For Management 13.2 Elect Zhao Zengjie as Independent For For Management Director 13.3 Elect Dai Jixiong as Independent For For Shareholder Director 14.1 Elect Sun Jiang as Supervisor For For Management 14.2 Elect Yu Bing as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Ticker: 002252 Security ID: Y7687Z100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Increase in Registered Capital For For Management 8 Approve Amendments to Articles of For For Management Association 9.1 Elect Chen Jie as Non-independent For For Management Director 9.2 Elect Zheng Yuewen as Non-independent For For Management Director 9.3 Elect Tomas Daga Gelabert as For For Management Non-independent Director 9.4 Elect David Ian Bell as For For Management Non-independent Director 9.5 Elect Tommy Trong Hoang as For For Management Non-independent Director 9.6 Elect Xu Jun as Non-independent For For Management Director 10.1 Elect Yang Cuihua as Independent For For Management Director 10.2 Elect Tan Jinsong as Independent For For Management Director 10.3 Elect Peng Ling as Independent Director For For Management 11.1 Elect Binh Hoang as Supervisor For For Management 11.2 Elect Li Yao as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Ticker: 002252 Security ID: Y7687Z100 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Management System of Raised Funds For For Management 6 Approve Remuneration and Assessment For For Management System for Directors and Supervisors 7 Amend Working System for Independent For For Management Directors 8 Amend Related-Party Transaction For For Management Management System 9 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- SHANGHAI RONGTAI HEALTH TECHNOLOGY CORP., LTD. Ticker: 603579 Security ID: Y7T896107 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Validity Period For For Management in Connection to the Convertible Bond Issuance 2 Approve Adjustment on Authorization of For For Management the Board to Handle All Related Matters in Connection to the Convertible Bond Issuance 3 Approve Company's Plan for Issuance of For For Management Convertible Bonds (Revised) 4 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI RUNDA MEDICAL TECHNOLOGY CO., LTD. Ticker: 603108 Security ID: Y7T88T108 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Backed Securitization For For Management -------------------------------------------------------------------------------- SHANGHAI RUNDA MEDICAL TECHNOLOGY CO., LTD. Ticker: 603108 Security ID: Y7T88T108 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- SHANGHAI RUNDA MEDICAL TECHNOLOGY CO., LTD. Ticker: 603108 Security ID: Y7T88T108 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For Against Management Handle Business Registration 2 Approve Related Party Transaction For For Management 3.1 Elect Zhao Weidong as Non-independent For For Shareholder Director 3.2 Elect Liu Hui as Non-independent For For Shareholder Director 3.3 Elect Yan Chunhua as Non-independent For For Shareholder Director 3.4 Elect Chen Zheng as Non-independent For For Shareholder Director 3.5 Elect Huang Le as Non-independent For For Shareholder Director 3.6 Elect Hu Zhenning as Non-independent For For Shareholder Director 3.7 Elect Zhang Chengxu as Non-independent For For Shareholder Director 4.1 Elect Zhou Xiafei as Independent For For Shareholder Director 4.2 Elect He Jia as Independent Director For For Shareholder 4.3 Elect Xu Jingzhi as Independent For For Shareholder Director 4.4 Elect Feng Guofu as Independent For For Shareholder Director 5.1 Elect Yu Kang as Supervisor For For Shareholder 5.2 Elect Liao Shanglin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI RUNDA MEDICAL TECHNOLOGY CO., LTD. Ticker: 603108 Security ID: Y7T88T108 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Credit Line For For Management Application 2 Approve Adjustment of Guarantee Plan For For Management -------------------------------------------------------------------------------- SHANGHAI RUNDA MEDICAL TECHNOLOGY CO., LTD. Ticker: 603108 Security ID: Y7T88T108 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of Board to For For Management Handle All Related Matters Regarding the Issuance of Convertible Bonds 2 Approve Adjustment of Guarantee For For Management 3 Approve Extension of Resolution For For Shareholder Validity Period for Issuance of Convertible Bonds -------------------------------------------------------------------------------- SHANGHAI RUNDA MEDICAL TECHNOLOGY CO., LTD. Ticker: 603108 Security ID: Y7T88T108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve No Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Credit Lines For For Management 7 Approve Guarantee Plan For For Management 8 Approve Related Party Transaction For For Management 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Working System for Independent For For Management Directors 11 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- SHANGHAI SHENDA CO., LTD. Ticker: 600626 Security ID: Y7691U105 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management 2 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- SHANGHAI SHENDA CO., LTD. Ticker: 600626 Security ID: Y7691U105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the General Manager For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve to Not Implement For For Management Capitalization of Capital Reserves 7 Approve Annual Report and Summary For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Investment in Financial For For Management Products 10 Approve Provision of Guarantee For Against Management 11 Approve 2019 Performance Appraisal For For Management Reward 12 Approve 2020 Performance Appraisal For Against Management Reward 13 Approve Appointment of Auditor For For Management 14 Approve to Appoint Internal Control For For Management Auditor 15 Approve Amendments to Articles of For For Management Association 16 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- SHANGHAI SHENHUA HOLDINGS CO., LTD. Ticker: 600653 Security ID: Y7691W101 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Zhu Zhenyu as Independent For For Shareholder Director 3 Elect Yang Zheng as Non-Independent For For Shareholder Director 4 Approve Use of Idle Funds to Invest in For For Management Financial Products -------------------------------------------------------------------------------- SHANGHAI SHENHUA HOLDINGS CO., LTD. Ticker: 600653 Security ID: Y7691W101 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Xiaohang as Non-Independent For For Shareholder Director 2 Elect Cong Lin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI SHENHUA HOLDINGS CO., LTD. Ticker: 600653 Security ID: Y7691W101 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Financing Plan For For Management 3 Approve Guarantee Plan For Against Management 4 Approve Provision of Counter Guarantee For For Management to the Guarantee of Controlling Shareholder 5 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- SHANGHAI SHENHUA HOLDINGS CO., LTD. Ticker: 600653 Security ID: Y7691W101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements and For Against Management Financial Budget Report 6 Approve Adjustment of Guarantee For For Management 7 Approve Appointment of Auditor and For For Management Internal Control Auditor 8.1 Elect Gao Xingang as Non-Independent For For Shareholder Director 8.2 Elect Ma Nina as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI SHENTONG METRO CO., LTD. Ticker: 600834 Security ID: Y7686N108 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Share of Shanghai For For Management Rail Transit Property Equity Investment Fund Partnership (Limited Partnership) and Related Party Transactions 2 Approve Additional Related Party For For Management Transactions and Adjustment of Daily Related Party Transactions 3 Approve Change in Photovoltaic Project For For Management Hosting Model and Adjustment of Daily Related Party Transactions -------------------------------------------------------------------------------- SHANGHAI SHENTONG METRO CO., LTD. Ticker: 600834 Security ID: Y7686N108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Budget and For Against Management Business Plan 2 Approve Adjustment of Daily Related For For Management Party Transactions 3 Approve Subject Change of Sale and For For Management Leaseback and Related Party Transactions -------------------------------------------------------------------------------- SHANGHAI SHENTONG METRO CO., LTD. Ticker: 600834 Security ID: Y7686N108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Budget Preparation and For For Management Business Plan 7 Approve Daily Related-party For For Management Transactions 8 Approve Change of Auditor For For Management 9.1 Elect Yu Guangyao as Non-Independent For For Management Director 9.2 Elect Gu Cheng as Non-Independent For For Management Director 9.3 Elect Xu Zibin as Non-Independent For For Management Director 9.4 Elect Zhao Gang as Non-Independent For For Management Director 9.5 Elect Wang Baochun as Non-Independent For For Management Director 10.1 Elect Mei Jianping as Independent For For Management Director 10.2 Elect Jiang Xian as Independent For For Management Director 10.3 Elect Li Bailing as Independent For For Management Director 11.1 Elect Xu Xianming as Supervisor For For Management 11.2 Elect Shi Jun as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P124 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completed Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P116 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completed Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Daily Related Party Transaction For For Management 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve External Financing Plan For For Management 10 Approve Authorization of Chairman of For For Management the Board to Handle All Related Matters Regarding Land Reserves -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P116 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Daily Related Party Transaction For For Management 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve External Financing Plan For For Management 10 Approve Authorization of Chairman of For For Management the Board to Handle All Related Matters Regarding Land Reserves -------------------------------------------------------------------------------- SHANGHAI SHIMAO CO., LTD. Ticker: 600823 Security ID: Y7708Q105 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Issuance of Asset-backed For For Management Securities and Guarantee -------------------------------------------------------------------------------- SHANGHAI SHIMAO CO., LTD. Ticker: 600823 Security ID: Y7708Q105 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Joint For For Management Investment with Related Party 2 Approve Provision of Guarantee For For Management 3 Approve Additional Daily Related-party For For Management Transactions 4 Approve Investment and Related Party For For Shareholder Transactions -------------------------------------------------------------------------------- SHANGHAI SHIMAO CO., LTD. Ticker: 600823 Security ID: Y7708Q105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Issuance of Asset-Backed For For Management Securities and Guarantee Provision 10 Approve Comprehensive Credit Line For For Management Application and Guarantee Provision -------------------------------------------------------------------------------- SHANGHAI SHUNHO NEW MATERIALS TECHNOLOGY CO., LTD. Ticker: 002565 Security ID: Y775B1105 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Approve Employee Share Purchase Plan For For Management Management Method -------------------------------------------------------------------------------- SHANGHAI SHUNHO NEW MATERIALS TECHNOLOGY CO., LTD. Ticker: 002565 Security ID: Y775B1105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Proceeds For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI SHUNHO NEW MATERIALS TECHNOLOGY CO., LTD. Ticker: 002565 Security ID: Y7710Q101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANGHAI SHYNDEC PHARMACEUTICAL CO., LTD. Ticker: 600420 Security ID: Y76874117 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Indirect Subsidiary, Change the Implementation of Raised Funds, and Inject Capital to Direct Subsidiary 2 Approve Change of Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend the Work System of Independent For For Management Directors 8 Amend Management System on Usage of For For Management Raised Funds 9 Approve Implementing Rules for For For Management Cumulative Voting System 10 Amend Criteria System for For For Management Related-party Transactions -------------------------------------------------------------------------------- SHANGHAI SHYNDEC PHARMACEUTICAL CO., LTD. Ticker: 600420 Security ID: Y76874117 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Daily For For Management Related-party Transaction Amount 2.1 Elect Zhou Bin as Non-Independent For For Management Director 2.2 Elect Li Zhiming as Non-Independent For For Management Director 2.3 Elect Dong Zenghe as Non-Independent For For Management Director 2.4 Elect Wei Baokang as Non-Independent For For Management Director 2.5 Elect Yang Jun as Non-Independent For For Management Director 2.6 Elect Li Xiaojuan as Non-Independent For For Management Director 3.1 Elect Yin Chunhua as Independent For For Shareholder Director 3.2 Elect Zheng Xianhong as Independent For For Shareholder Director 3.3 Elect Tian Kan as Independent Director For For Shareholder 4.1 Elect Qi Ziyue as Supervisor For For Management 4.2 Elect Xing Yonggang as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI SHYNDEC PHARMACEUTICAL CO., LTD. Ticker: 600420 Security ID: Y76874117 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee For For Management 10 Approve Provision of Entrusted Loan For Against Management for Fund Transfer 11 Approve Bill Pool Business and Bill For Against Management Pledge 12 Approve Appointment of Auditor For For Management 13 Approve to Register and Issue Debt For For Management Financing Intruments 14 Elect Wei Shuyuan as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI SINYANG SEMICONDUCTOR MATERIALS CO., LTD. Ticker: 300236 Security ID: Y7688G101 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- SHANGHAI SINYANG SEMICONDUCTOR MATERIALS CO., LTD. Ticker: 300236 Security ID: Y7688G101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Allowance of Directors For For Management 7 Approve Appointment of Auditor For For Management 8 Amend Articles of Association For For Management 9.1 Elect Jiang Shoulei as Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI SK PETROLEUM & CHEMICAL EQUIPMENT CORP. LTD. Ticker: 002278 Security ID: Y7688K102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI STEP ELECTRIC CO., LTD. Ticker: 002527 Security ID: Y7688L100 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Usage of Idle For For Management Raised Funds and Own Funds to Purchase Financial Products -------------------------------------------------------------------------------- SHANGHAI STEP ELECTRIC CO., LTD. Ticker: 002527 Security ID: Y7688L100 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI STEP ELECTRIC CO., LTD. Ticker: 002527 Security ID: Y7688L100 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Remuneration of Directors and For For Management Senior Management 7 Approve Provision of Guarantee For For Management 8 Approve Use of Funds for Financial For For Management Products 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- SHANGHAI STEP ELECTRIC CO., LTD. Ticker: 002527 Security ID: Y7688L100 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ji Yi as Non-Independent Director For For Management 1.2 Elect Ji Defa as Non-Independent For For Management Director 1.3 Elect Cai Liang as Non-Independent For For Management Director 1.4 Elect Tian Yongxin as Non-Independent For For Management Director 1.5 Elect Wang Chunxiang as For For Management Non-Independent Director 1.6 Elect Li Guofan as Non-Independent For For Management Director 2.1 Elect Wang Tianmiao as Independent For For Management Director 2.2 Elect Yan Jie as Independent Director For For Management 2.3 Elect Zhong Bin as Independent Director For For Management 3.1 Elect Gong Zhaokun as Supervisor For For Management 3.2 Elect Dang Libo as Supervisor For For Management 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Working System for Independent For For Management Directors 7 Amend Management System of Raised Funds For For Management 8 Amend Management System for Providing For For Management External Guarantees 9 Amend Investment Management System For For Management -------------------------------------------------------------------------------- SHANGHAI TIANCHEN CO., LTD. Ticker: 600620 Security ID: Y76934101 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection with Signing of Loan Termination Agreement 2 Approve Related Party Transaction in For For Management Connection with Capital Injection of Controlled Subsidiary -------------------------------------------------------------------------------- SHANGHAI TIANCHEN CO., LTD. Ticker: 600620 Security ID: Y76934101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 7 Approve Change in Company's Board of For For Management Directors and Nomination of Candidates 8 Elect Ye Maojing as Non-independent For For Shareholder Director 9 Elect Wang Xuejin as Non-independent For For Shareholder Director 10 Elect Yang Gang as Non-independent For For Shareholder Director 11 Elect Zhu Yingfeng as Non-independent For For Shareholder Director 12 Elect Zhou Wenxia as Non-independent For For Shareholder Director 13 Elect Pan Xuejunas Non-independent For For Shareholder Director 14 Elect Jiang Lijun as Independent For For Shareholder Director 15 Elect Song Deliang as Independent For For Shareholder Director 16 Elect Li Chen as Independent Director For For Shareholder 17 Approve Change in Company's Board of For For Management Supervisors and Nomination of Candidates 18 Elect Jiang Yanbin as Supervisor For For Shareholder 19 Elect Li Weiyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI TOFFLON SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300171 Security ID: Y76894107 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Xiaodong as For For Management Non-Independent Director 1.2 Elect Zheng Xiaoyou as Non-Independent For For Management Director 1.3 Elect Tang Huixing as Non-Independent For For Management Director 1.4 Elect Zhang Haibin as Non-Independent For For Management Director 1.5 Elect Zheng Jinwang as Non-Independent For For Management Director 1.6 Elect Yao Jianlin as Non-Independent For For Management Director 2.1 Elect Qiang Yongchang as Independent For For Management Director 2.2 Elect Wang Dongguang as Independent For For Management Director 2.3 Elect Zhang Aimin as Independent For For Management Director 3.1 Elect Yang Dongsheng as Supervisor For For Management 3.2 Elect Tong Xuexi as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- SHANGHAI TOFFLON SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300171 Security ID: Y76894107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Formulation of Director, For For Management Supervisor and Senior Management Members Remuneration Management System 9 Approve Remuneration of Directors and For For Management Senior Management Members 10 Approve Remuneration of Supervisors For For Management 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Approve Purchase of Financial Products For For Management -------------------------------------------------------------------------------- SHANGHAI TONGJI SCIENCE & TECHNOLOGY INDUSTRIAL CO., LTD. Ticker: 600846 Security ID: Y7692D102 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xia Lijun as Independent Director For For Management -------------------------------------------------------------------------------- SHANGHAI TONGJI SCIENCE & TECHNOLOGY INDUSTRIAL CO., LTD. Ticker: 600846 Security ID: Y7692D102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Investment Plan For For Management 8 Approve Application of Bank Loan For For Management 9 Approve Guarantee Provision Plan For Against Management 10 Approve Daily Related-Party For For Management Transactions 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 12 Approve Report of the Independent For For Management Directors 13 Approve Shareholder Return Plan For For Management 14 Approve Extension of Resolution For For Management Validity Period of Rights Issue Scheme 15 Approve Extension of Authorization of For For Management the Board on Rights Issue Scheme -------------------------------------------------------------------------------- SHANGHAI TUNNEL ENGINEERING CO., LTD. Ticker: 600820 Security ID: Y7692K106 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 2.1 Approve Par Value and Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Method of Payment of Capital For For Management and Interest 2.8 Approve Deferred Interests Restrictions For For Management 2.9 Approve Restrictions of Mandatory For For Management Interest Payment and Deferred Payment of Interest 2.10 Approve Use of Proceeds For For Management 2.11 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.12 Approve Underwriting Manner and For For Management Listing Arrangements 2.13 Approve Safeguard Measures of Debts For For Management Repayment 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Renewable Corporate Bond Issuance 4 Approve Issuance of Long-term Maturity For For Management of Medium-term Notes -------------------------------------------------------------------------------- SHANGHAI TUNNEL ENGINEERING CO., LTD. Ticker: 600820 Security ID: Y7692K106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Authorization on Continuous For For Management Related Party Transactions 7 Approve to Adjust the Allowance of For Against Management Independent Directors -------------------------------------------------------------------------------- SHANGHAI U9 GAME CO., LTD. Ticker: 600652 Security ID: Y0002U104 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI WAIGAOQIAO FREE TRADE ZONE GROUP CO., LTD. Ticker: 900912 Security ID: Y7688F111 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For Against Management Financial Budget Report 6 Approve Shareholder Return Plan For For Management 7 Approve Profit Distribution For For Management 8 Approve Implementation of External For Against Management Guarantee and External Guarantee Plan 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Auditor and For For Management Internal Control Auditor 11 Approve Authorization of Real Estate For Against Management Project Reserves 12 Approve Remuneration of For For Management Non-Independent Directors and Supervisors 13.1 Elect Mo Zhenhui as Non-Independent For For Shareholder Director 14.1 Elect Wu Jian as Independent Director For For Management 15.1 Elect Xin Liwei as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI WAIGAOQIAO FREE TRADE ZONE GROUP CO., LTD. Ticker: 900912 Security ID: Y7688F103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For Against Management Financial Budget Report 6 Approve Shareholder Return Plan For For Management 7 Approve Profit Distribution For For Management 8 Approve Implementation of External For Against Management Guarantee and External Guarantee Plan 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Auditor and For For Management Internal Control Auditor 11 Approve Authorization of Real Estate For Against Management Project Reserves 12 Approve Remuneration of For For Management Non-Independent Directors and Supervisors 13.1 Elect Mo Zhenhui as Non-Independent For For Shareholder Director 14.1 Elect Wu Jian as Independent Director For For Management 15.1 Elect Xin Liwei as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI WEAVER NETWORK CO., LTD. Ticker: 603039 Security ID: Y76958100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholder and Meetings of For For Management Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 9 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- SHANGHAI WEAVER NETWORK CO., LTD. Ticker: 603039 Security ID: Y76958100 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audit Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Additional 2019 and 2020 Daily For For Management Related Party Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 10 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- SHANGHAI XINHUA MEDIA CO., LTD. Ticker: 600825 Security ID: Y7681R104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision for Impairment of For For Management Goodwill -------------------------------------------------------------------------------- SHANGHAI XINNANYANG ONLY EDUCATION & TECHNOLOGY CO., LTD. Ticker: 600661 Security ID: Y7686V100 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Fund-raising For For Management Investment Project -------------------------------------------------------------------------------- SHANGHAI XINNANYANG ONLY EDUCATION & TECHNOLOGY CO., LTD. Ticker: 600661 Security ID: Y7686V100 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan and Related For For Management Party Transactions -------------------------------------------------------------------------------- SHANGHAI XINNANYANG ONLY EDUCATION & TECHNOLOGY CO., LTD. Ticker: 600661 Security ID: Y7686V100 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Progress of the Company's For For Management Shareholders' Increasing the Shares of the Company and Extension of Capital Injection Plan -------------------------------------------------------------------------------- SHANGHAI XINNANYANG ONLY EDUCATION & TECHNOLOGY CO., LTD. Ticker: 600661 Security ID: Y7686V100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve to Appoint Auditor For For Management 7 Approve Financial Budget Report For Against Management 8 Approve Loan For For Management 9 Approve Use of Liquidity for Cash For For Management Management 10 Approve Use of Funds for Cash For For Management Management 11 Approve Authorization of Management For For Management for Disposal of Equity 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHANGHAI XUJIAHUI COMMERCIAL CO., LTD. Ticker: 002561 Security ID: Y76924102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7.1 Elect Huang Libo as Non-Independent For For Management Director 7.2 Elect Xi Yan as Non-Independent For For Management Director 7.3 Elect Zhou Zhongqi as Non-Independent For For Management Director 7.4 Elect Wang Bin as Non-Independent For For Management Director 7.5 Elect Zhang Jianfang as For For Management Non-Independent Director 7.6 Elect Ding Yi as Non-Independent For For Management Director 7.7 Elect Yu Mingyang as Independent For For Management Director 7.8 Elect Jin Ming as Independent Director For For Management 7.9 Elect Zhang Qifeng as Independent For For Management Director 8.1 Elect Dai Zhengkun as Supervisor For For Management 8.2 Elect Cen Yu as Supervisor For For Management 9 Approve Remuneration and Allowance of For For Management Directors and Supervisors 10 Approve Shareholder Dividend Return For For Management Plan 11 Approve Authorization of Company's For For Management Management to Use Idle Own Funds to Invest in Guaranteed Financial Products -------------------------------------------------------------------------------- SHANGHAI YANHUA SMARTECH GROUP CO., LTD. Ticker: 002178 Security ID: Y76920100 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 3 Elect Sun Liwei as Non-independent For For Shareholder Director 4.1 Elect Zhang Xizhou as Independent For For Shareholder Director 4.2 Elect Xu Hongwei as Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI YANHUA SMARTECH GROUP CO., LTD. Ticker: 002178 Security ID: Y76920100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Use of Funds for Financial For For Management Products -------------------------------------------------------------------------------- SHANGHAI YAOJI PLAYING CARD CO., LTD. Ticker: 002605 Security ID: Y76927105 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Change in Company Name and For For Management Security Abbreviation as well as Increase in Business Scope 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI YAOJI TECHNOLOGY CO., LTD. Ticker: 002605 Security ID: Y76927105 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management and Related Party Transactions -------------------------------------------------------------------------------- SHANGHAI YAOJI TECHNOLOGY CO., LTD. Ticker: 002605 Security ID: Y76927105 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI YAOJI TECHNOLOGY CO., LTD. Ticker: 002605 Security ID: Y76927105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration and Assessment For For Management Plan of Directors, Supervisors and Senior Management Members 8 Approve Report of the Board of For For Management Supervisors 9.1 Elect Yao Shuobin as Non-Independent For For Management Director 9.2 Elect Yao Shuoyu as Non-Independent For For Management Director 9.3 Elect Tang Xiazhi as Non-Independent For For Management Director 9.4 Elect Bian Dayun as Non-Independent For For Management Director 10.1 Elect Li Shigang as Independent For For Management Director 10.2 Elect Tang Songlian as Independent For For Management Director 10.3 Elect Chen Lin as Independent Director For For Management 11.1 Elect Bian Guohua as Supervisor For For Management 11.2 Elect Jiang Yuying as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI YAOJI TECHNOLOGY CO., LTD. Ticker: 002605 Security ID: Y76927105 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Assets For For Management 2 Approve Equity Acquisition For For Management 3 Approve Lease Office Space For For Management -------------------------------------------------------------------------------- SHANGHAI YATONG CO., LTD. Ticker: 600692 Security ID: Y76991101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve External Guarantee For For Management 7 Approve Financing Plan For For Management 8 Approve Appointment of Auditor For For Management 9 Amend Articles of Association For Against Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Elect Zhang Yongkang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI YIMIN COMMERCIAL GROUP CO., LTD. Ticker: 600824 Security ID: Y76994105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors and Economic Work Goal 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve to Appoint Auditor For For Management 7 Elect Chen Hongzhi as Non-independent For For Management Director 8 Elect Hu Jianfeng as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Formulation of Methods to For For Management Assess the Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters of the Performance Shares Incentive Plan 5 Approve Stock Option Scheme For For Management 6 Approve Methods to Assess the For For Management Performance of Plan Participants 7 Approve Authorization of the Board to For For Management Handle All Related Matters of the Stock Option Scheme -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Annual Award to Senior For Against Management Managers of Zhaojin Mining Co., Ltd. 3 Approve Issuance of Super Short-term For For Management Commercial Papers 4 Approve Issuance of Medium-term Notes For For Management 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Jiping as Non-Independent For For Shareholder Director 1.2 Elect Shi Kun as Non-Independent For For Shareholder Director 1.3 Elect Zhu Lixin as Non-Independent For For Shareholder Director 1.4 Elect Liu Bin as Non-Independent For For Shareholder Director 1.5 Elect Li Zhiqiang as Non-Independent For For Shareholder Director 1.6 Elect Xu Xiaoliang as Non-Independent For For Shareholder Director 1.7 Elect Gong Ping as Non-Independent For For Shareholder Director 1.8 Elect Huang Zhen as Non-Independent For For Shareholder Director 2.1 Elect Wang Hongxiang as Independent For For Shareholder Director 2.2 Elect Wang Zhe as Independent Director For For Shareholder 2.3 Elect Ni Jing as Independent Director For For Shareholder 2.4 Elect Xie Youping as Independent For For Shareholder Director 3.1 Elect Zhou Wenyi as Supervisor For For Management 3.2 Elect Huang Jie as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Loan and Provision of Guarantee For Against Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 9 Approve Authorization for Total For For Management Investment in Composite Real Estate Business 10 Approve 2019 Daily Related Party For For Management Transactions in Relation to Sale and Purchase of Goods, Provision and Acceptance of Services, Rent and Lease, Deposits and Loans of Related Companies and 2020 Daily Related Party Transactions 11 Approve 2019 Daily Related Party For For Management Transactions Relating to Property Lease and 2020 Daily Related Party Transactions 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Equity Acquisition For For Management 14 Approve White Wash Waiver and Related For For Management Transactions 15 Approve Authorization of Board to For For Management Handle All Related Matters Regarding White Wash Waiver and Related Transactions 16 Approve Company's Eligibility for For For Management Corporate Bond Issuance 17.1 Approve Issue Size For For Management 17.2 Approve Issue Manner For For Management 17.3 Approve Bond Maturity and Type For For Management 17.4 Approve Par Value, Issue Price and For For Management Bond Coupon Rate 17.5 Approve Use of Proceeds For For Management 17.6 Approve Guarantee Manner For For Management 17.7 Approve Safeguard Measures of Debts For For Management Repayment 17.8 Approve Target Subscribers For For Management 17.9 Approve Listing Arrangement For For Management 17.10 Approve Authorization Matters For For Management 17.11 Approve Resolution Validity Period For For Management 18 Approve Use of Short-term Idle Funds For For Management for Integrated Management 19 Approve Signing of Management For For Management Incentive Agreement -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Capital Increase in Phase I For For Management Fosun Consumer and Technology Fund -------------------------------------------------------------------------------- SHANGHAI ZHANGJIANG HI-TECH PARK DEVELOPMENT CO., LTD. Ticker: 600895 Security ID: Y7699D105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Stock Funds Management For For Management 7 Approve Issuance of Debt Financing For For Management Instrument 8 Elect He Dajun as Non-independent For For Management Director 9 Elect Tao Mingchang as Supervisor For For Management 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SHANGHAI ZHENHUA HEAVY INDUSTRIES CO., LTD. Ticker: 900947 Security ID: Y7699F118 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Issuance of Short-term For For Management Commercial Papers, Medium-term Notes, Perpetual Debt, and Renewable Corporate Bonds 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI ZHENHUA HEAVY INDUSTRIES CO., LTD. Ticker: 900947 Security ID: Y7699F100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Issuance of Short-term For For Management Commercial Papers, Medium-term Notes, Perpetual Debt, and Renewable Corporate Bonds 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI ZHENHUA HEAVY INDUSTRIES CO., LTD. Ticker: 900947 Security ID: Y7699F118 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the President For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Statements For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve to Appoint Auditor For For Management 9 Approve Credit Line Application For Against Management 10 Approve Issuance of Medium-term Notes For For Management 11 Elect You Hua as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI ZHENHUA HEAVY INDUSTRIES CO., LTD. Ticker: 900947 Security ID: Y7699F100 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the President For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Statements For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve to Appoint Auditor For For Management 9 Approve Credit Line Application For Against Management 10 Approve Issuance of Medium-term Notes For For Management 11 Elect You Hua as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI ZHEZHONG GROUP CO., LTD. Ticker: 002346 Security ID: Y7693P104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Use of Funds for Securities For For Management Investment -------------------------------------------------------------------------------- SHANGHAI ZHIXIN ELECTRIC CO., LTD. Ticker: 600517 Security ID: Y7699H106 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares as well as Raising Supporting Funds 2 Approve Related Party Transaction in For For Management Connection to Acquisition by Issuance of Shares as well as Raising Supporting Funds 3.1 Approve Overall Plan For For Management 3.2 Approve Transaction Parties in For For Management Connection to Acquisition by Issuance of Shares Plan 3.3 Approve Target Assets in Connection to For For Management Acquisition by Issuance of Shares Plan 3.4 Approve Pricing Basis and Transaction For For Management Price of the Underlying Asset in Connection to Acquisition by Issuance of Shares Plan 3.5 Approve Payment Method in Connection For For Management to Acquisition by Issuance of Shares Plan 3.6 Approve Impairment Compensation For For Management Arrangement in Connection to Acquisition by Issuance of Shares Plan 3.7 Approve Attributable Transitional For For Management Profit or Loss and Distribution Arrangement of Undistributed Earnings in Connection to Acquisition by Issuance of Shares Plan 3.8 Approve Transfer of Ownership of the For For Management Underlying Asset and the Liability for Breach of Contractual Obligations in Connection to Acquisition by Issuance of Shares Plan 3.9 Approve Issue Manner For For Management 3.10 Approve Share Type and Par Value For For Management 3.11 Approve Target Subscribers and For For Management Subscription Method 3.12 Approve Issue Price and Pricing Basis For For Management 3.13 Approve Issue Size For For Management 3.14 Approve Listing Exchange For For Management 3.15 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.16 Approve Lock-up Period For For Management 3.17 Approve Resolution Validity Period For For Management 3.18 Approve Issue Manner in Connection to For For Management Raising Supporting Funds 3.19 Approve Share Type and Par Value in For For Management Connection to Raising Supporting Funds 3.20 Approve Target Subscribers in For For Management Connection to Raising Supporting Funds 3.21 Approve Issue Size in Connection to For For Management Raising Supporting Funds 3.22 Approve Subscription Method in For For Management Connection to Raising Supporting Funds 3.23 Approve Price Reference Date, Issue For For Management Price and Pricing Method in Connection to Raising Supporting Funds 3.24 Approve Amount of Proceeds in For For Management Connection to Raising Supporting Funds 3.25 Approve Distribution Arrangement of For For Management Undistributed Earnings in Connection to Raising Supporting Funds 3.26 Approve Lock-up Period in Connection For For Management to Raising Supporting Funds 3.27 Approve Use of Proceeds in Connection For For Management to Raising Supporting Funds 3.28 Approve Listing Exchange in Connection For For Management to Raising Supporting Funds 3.29 Approve Resolution Validity Period in For For Management Connection to Raising Supporting Funds 4 Approve Explanation on Basis and For For Management Fairness of Pricing for This Transaction 5 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 6 Approve Signing of Conditional Main For For Management Agreement and Supplemental Agreement on Acquisition via Issuance of Shares 7 Approve Whitewash Waiver and Related For For Management Transactions 8 Approve the Notion that the For For Management Transaction Complies with Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 9 Approve the Notion that the For For Management Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve the Notion that the For For Management Transaction Complies with Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 11 Approve Relevant Audit Report and For For Management Asset Assessment Report 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Transaction Does Not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Authorization of the Board to For For Management Handle All Related Matters 16 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- SHANGHAI ZHIXIN ELECTRIC CO., LTD. Ticker: 600517 Security ID: Y7699H106 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Accounts Receivable of For For Management Factoring Business -------------------------------------------------------------------------------- SHANGHAI ZHIXIN ELECTRIC CO., LTD. Ticker: 600517 Security ID: Y7699H106 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Issuing Plan for For For Management Raising Supporting Funds -------------------------------------------------------------------------------- SHANGHAI ZHIXIN ELECTRIC CO., LTD. Ticker: 600517 Security ID: Y7699H106 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee and For For Management Guarantee Matters 2 Approve Related Party Transaction For For Management 3 Approve Change Company Name For For Management 4 Approve Change Business Scope For For Management 5 Amend Articles of Association For Against Management 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 9 Amend Related-Party Transaction For For Management Management System 10 Amend Management System of Raised Funds For For Management 11 Approve Increase Registered Capital of For For Management Controlled Subsidiary 12.1 Elect Li Ronghua as Non-independent For For Management Director 12.2 Elect Tan Zhenyong as Non-independent For For Management Director 12.3 Elect Wang Jianbo as Non-independent For For Management Director 12.4 Elect Hao Jingchun as Non-independent For For Management Director 12.5 Elect Zhang Jianming as For For Management Non-independent Director 13.1 Elect Sun Hongqi as Supervisor For For Management 13.2 Elect Zhang Peng as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI ZHIXIN ELECTRIC CO., LTD. Ticker: 600517 Security ID: Y7699H106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Integration of Power Equipment For For Management Industry Companies -------------------------------------------------------------------------------- SHANGHAI ZIJIANG ENTERPRISE GROUP CO., LTD. Ticker: 600210 Security ID: Y7699M105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For Against Management 9.1 Elect Shen Wen as Non-Independent For For Management Director 9.2 Elect Guo Feng as Non-Independent For For Management Director 9.3 Elect Shen Zhen as Non-Independent For For Management Director 9.4 Elect Hu Bing as Non-Independent For For Management Director 9.5 Elect Tang Jifeng as Non-Independent For For Management Director 9.6 Elect Lu Weida as Non-Independent For For Management Director 10.1 Elect Zhang Huiming as Independent For For Management Director 10.2 Elect Wen Xueguo as Independent For For Management Director 10.3 Elect Xu Zongyu as Independent Director For For Management 11.1 Elect Sun Yizhou as Supervisor For For Management 11.2 Elect Chen Hu as Supervisor For For Management -------------------------------------------------------------------------------- SHANGYING GLOBAL CO., LTD. Ticker: 600146 Security ID: Y63656105 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fourth Supplementary Agreement For Against Management on Asset Acquisition 2 Approve Signing of Entrusted For For Shareholder Management Agreement and Daily Related Party Transactions 3 Approve Grant of Equity and Assets For For Shareholder 4 Approve Signing of Performance For Against Shareholder Compensation Agreement and Related Party Transactions 5 Approve Signing of Partnership For Against Shareholder Investment Share Transfer Agreement 6 Approve Provision of Performance For Against Shareholder Compensation in Connection with Non-Cash Assets, Audit Report and Wealth Assessment Report 7.1 Elect Zhu Fangming as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHANGYING GLOBAL CO., LTD. Ticker: 600146 Security ID: Y63656105 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Luo Jun as Non-Independent For For Management Director 1.2 Elect Zhu Fangming as Non-Independent For For Management Director 1.3 Elect Gu Leilei as Non-Independent For For Management Director 1.4 Elect Cao Dan as Non-Independent For For Management Director 1.5 Elect Chen Huigang as Non-Independent For For Management Director 1.6 Elect Lin Zhibin as Non-Independent For For Management Director 1.7 Elect Li Senbai as Non-Independent For For Management Director 1.8 Elect Xie Rongxing as Independent For For Management Director 1.9 Elect Zhao Hongwu as Independent For For Management Director 1.10 Elect Yan Haifeng as Independent For For Management Director 1.11 Elect Yao Qiugen as Independent For For Management Director 2.1 Elect Lin Jun as Supervisor For For Management -------------------------------------------------------------------------------- SHANGYING GLOBAL CO., LTD. Ticker: 600146 Security ID: Y63656105 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qian An as Non-independent For For Management Director -------------------------------------------------------------------------------- SHANTOU DONGFENG PRINTING CO., LTD. Ticker: 601515 Security ID: Y76992109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve 2019 and 2020 Remuneration of For For Management Directors 8 Approve Remuneration of Supervisors For For Management 9 Approve Appointment of Auditors and to For For Management Payment of Their Remuneration 10 Approve Merger by Absorption For For Shareholder 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15.1 Elect Huang Xiaojia as Non-Independent For For Management Director 15.2 Elect Wang Peiyu as Non-Independent For For Management Director 15.3 Elect Li Zhijun as Non-Independent For For Management Director 15.4 Elect Xie Mingyou as Non-Independent For Against Management Director 15.5 Elect Liao Zhimin as Non-Independent For For Management Director 16.1 Elect Zhang Bin as Independent Director For For Management 16.2 Elect Cao Congjun as Independent For For Management Director 16.3 Elect Shen Yi as Independent Director For For Management 17.1 Elect Ma Huiping as Supervisor For For Management 17.2 Elect Zhao Gengsheng as Supervisor For For Management -------------------------------------------------------------------------------- SHANTUI CONSTRUCTION MACHINERY CO., LTD. Ticker: 000680 Security ID: Y7701J116 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management and Asset Write-off 4 Approve Report of the Board of For For Management Supervisors on the Company's Provision for Asset Impairment and Asset Write-off 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Financial Budget Report For For Management 9.1 Approve Related Party Transaction with For For Management Weichai Power Co., Ltd. 9.2 Approve Related Party Transaction with For For Management Shandong Shantui Shengfang Construction Machinery Co., Ltd. 9.3 Approve Related Party Transaction with For For Management Linyi Shanzhong Excavator Co., Ltd. 9.4 Approve Related Party Transaction with For For Management Mountain Reconstruction Machine Co., Ltd. 9.5 Approve Related Party Transaction with For For Management Komatsu Shantui Construction Machinery Co., Ltd. 9.6 Approve Related Party Transaction with For For Management Dezhou Degong Machinery Co., Ltd. 9.7 Approve Related Party Transaction with For For Management China National Heavy Duty Truck Group Jinan Truck Co., Ltd. 9.8 Approve Related Party Transaction with For For Management China National Heavy Duty Truck Group International Co., Ltd. 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Cooperative Credit Business of For For Management Construction Machinery with Relevant Banks 12 Approve Marketing Business Credit For For Management 13 Approve Financial Leasing Business For For Management 14 Approve Appointment of Auditor For For Management 15 Approve Amendments to Articles of For For Management Association 16.1 Elect Liu Huisheng as Non-independent For For Management Director 16.2 Elect Jiang Kui as Non-independent For For Management Director 16.3 Elect Shen Chuandong as For For Management Non-independent Director 16.4 Elect Wu Rujiang as Non-independent For For Management Director 16.5 Elect Zhang Min as Non-independent For For Management Director 16.6 Elect Wang Junwei as Non-independent For For Management Director 17.1 Elect Wang Jinxing as Independent For For Management Director 17.2 Elect Liu Yan as Independent Director For For Management 17.3 Elect Chen Aihua as Independent For For Management Director 18.1 Elect Wang Difei as Supervisor For For Management 18.2 Elect Meng Liang as Supervisor For For Management -------------------------------------------------------------------------------- SHANXI BLUE FLAME HOLDING CO., LTD. Ticker: 000968 Security ID: Y7701B105 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Additional Daily Related-party For For Management Transactions 3 Approve Eligibility for Corporate Bond For For Management Issuance 4.1 Approve Scale For For Management 4.2 Approve Par Value and Issue Price For For Management 4.3 Approve Bond Maturity For For Management 4.4 Approve Interest Rate and Debt For For Management Repayment 4.5 Approve Issue Manner For For Management 4.6 Approve Target Subscribers For For Management 4.7 Approve Guarantee Arrangement For For Management 4.8 Approve Terms of Redemption or For For Management Sell-back 4.9 Approve Usage of Raised Funds For For Management 4.10 Approve Bond Listing Transfer For For Management 4.11 Approve Resolution Validity Period For For Management 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Approve Capital Increase of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHANXI BLUE FLAME HOLDING CO., LTD. Ticker: 000968 Security ID: Y7701B105 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Working System for Independent For For Management Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHANXI BLUE FLAME HOLDING CO., LTD. Ticker: 000968 Security ID: Y7701B105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve to Appoint Financial Auditor For For Management 8 Approve Change in Usage of Raised Funds For For Management 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANXI COAL INTERNATIONAL ENERGY GROUP CO., LTD. Ticker: 600546 Security ID: Y7699Q106 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders, Meetings of Board of Directors and Working System for Independent Directors 3 Approve Company's Eligibility for For For Management Issuance of Renewable Corporate Bonds 4 Approve Issuance of Renewable For For Management Corporate Bonds 5 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Renewable Corporate Bonds 6 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHANXI COAL INTERNATIONAL ENERGY GROUP CO., LTD. Ticker: 600546 Security ID: Y7699Q106 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yumin as Independent Director For For Management 2 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- SHANXI COAL INTERNATIONAL ENERGY GROUP CO., LTD. Ticker: 600546 Security ID: Y7699Q106 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ma Lingyun as Non-Independent For For Shareholder Director 2 Approve Use of Idle Funds to Purchase For For Shareholder Financial Product -------------------------------------------------------------------------------- SHANXI COAL INTERNATIONAL ENERGY GROUP CO., LTD. Ticker: 600546 Security ID: Y7699Q106 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Controlled Subsidiary 2 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiary 3 Approve Comprehensive Credit Line For For Management Application 4 Approve Change in Business Scope For For Management 5 Amend Articles of Association to For For Management Expand Business Scope -------------------------------------------------------------------------------- SHANXI COAL INTERNATIONAL ENERGY GROUP CO., LTD. Ticker: 600546 Security ID: Y7699Q106 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liang Jianguang as For For Shareholder Non-independent Director 2.1 Elect Wang Xiaoling as Supervisor For For Shareholder 2.2 Elect Shen Xiaorong as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANXI COAL INTERNATIONAL ENERGY GROUP CO., LTD. Ticker: 600546 Security ID: Y7699Q106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Report of the Independent For For Management Directors 7 Approve Additional Confirmation for For For Management Excess Daily Related Party Transactions 8 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 9 Approve Provision for Asset Impairment For For Management and Credit Impairment 10 Approve Change in Business Scope For For Management 11 Amend Articles of Association For For Management 12 Approve Shareholder Return Plan For For Management 13 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- SHANXI GUOXIN ENERGY CORP. LTD. Ticker: 900913 Security ID: Y7686K112 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANXI GUOXIN ENERGY CORP. LTD. Ticker: 900913 Security ID: Y7710R117 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8.1 Approve Provision of Guarantee to For For Management Linfen City Fuel Natural Gas Co., Ltd. 8.2 Approve Provision of Guarantee to For For Management Shanxi Puhua Gas Co., Ltd. 9.1 Approve 2019 Related Party Transaction For For Management (1) 9.2 Approve 2019 Related Party Transaction For For Management (2) 9.3 Approve 2019 Related Party Transaction For For Management (3) 9.4 Approve 2019 Related Party Transaction For For Management (4) 10.1 Approve 2020 Daily Related Party For For Management Transaction (1) 10.2 Approve 2020 Daily Related Party For For Management Transaction (2) 10.3 Approve 2020 Daily Related Party For For Management Transaction (3) 10.4 Approve 2020 Daily Related Party For For Management Transaction (4) 11 Approve Issuance of Corporate Bonds For For Management 12 Approve Amendments to Articles of For For Management Association 13 Elect Wang Yuze as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHANXI GUOXIN ENERGY CORP. LTD. Ticker: 900913 Security ID: Y7710R117 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Party Transactions 2 Approve Issuance of Medium-term Notes For For Management 3 Approve Issuance of Commercial Papers For For Management -------------------------------------------------------------------------------- SHANXI LANHUA SCI-TECH VENTURE CO., LTD. Ticker: 600123 Security ID: Y7702G103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Financial Statement and For For Management Financial Budget 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Related Party Transaction For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Shareholder Return Plan For For Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD. Ticker: 601699 Security ID: Y7699U107 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD. Ticker: 601699 Security ID: Y7699U107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Provision of Financial Support For Against Management 9 Approve Financial Service Agreement For For Management 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope 11 Approve to Appoint Auditor For For Management 12 Approve Internal Control For For Management Self-Evaluation Report 13 Approve Internal Control Audit Report For For Management 14 Approve Social Responsibility Report For For Management -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change the Use of Remaining For For Management Raised Funds to Permanently Replenish Working Capital 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Subject, Issuance Scale For For Management and Issuance Method 1.2 Approve Type of Debt Financing For For Management Instruments 1.3 Approve Duration of Debt Financing For For Management Instruments 1.4 Approve Interest Rates on Debt For For Management Financing Instruments 1.5 Approve Guarantee and Other For For Management Arrangements 1.6 Approve Use of Proceeds For For Management 1.7 Approve Issue Price For For Management 1.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 1.9 Approve Listing and Listing Transfer For For Management Arrangements of Debt Financing Instruments 1.10 Approve Safeguard Measures of Debts For For Management Repayment 1.11 Approve Resolution Validity Period For For Management 1.12 Approve Authorizations for Issuance of For For Management Domestic and Foreign Debt Financing Instruments -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization of the Board on Rights Issue Scheme -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5.1 Approve Related Party Transaction with For For Management Shanxi Financial Investment Holdings Ltd. 5.2 Approve Related Party Transaction with For For Management Taiyuan Iron and Steel Group and Shanxi International Electricity Group Co., Ltd. 5.3 Approve Related Party Transaction with For For Management Deutsche Bank 5.4 Approve Related Party Transaction with For For Management Related Natural Person and Related Natural Persons Directly or Indirectly Controlled, or Directors and Senior Management Members 5.5 Approve Related Party Transaction with For For Management Legal Persons or Natural Persons 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Remuneration of Senior For For Management Management Members 11 Amend Articles of Association For Against Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15 Approve Detailed Rules for Online For For Management Voting of the Shareholders General Meeting -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: Y77013103 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on 2018 Profit For For Management Distribution -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: Y77013103 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition of Shanxi For For Management Xinghuacun Fenjiu Group Co.,Ltd. Fenqing Branch 2 Approve Asset Acquisition of Shanxi For For Management Xinghuacun Fenjiu Group Co.,Ltd. 3 Approve Equity Acquisition of Shanxi For For Management Xinghuacun Fenjiu Sales Co.,Ltd. 4 Approve Equity Acquisition of Shanxi For For Management Xinghuacun Bamboo Leaf Green Wine Marketing Co., Ltd. 5 Approve Asset Acquisition of Shanxi For For Management Xinghuacun Fenjiu Group Baoquan Welfare Co., Ltd. 6 Approve Acquisition of Land Use Rights For For Management of Shanxi Xinghuacun Fenjiu Group Co. ,Ltd. 7 Approve Asset Acquisition of Shanxi For For Management Xinghuacun Yiquanyong Wine Co., Ltd. 8.1 Elect Li Qiuxi as Non-Independent For For Shareholder Director 8.2 Elect Tan Zhongbao as Non-Independent For For Shareholder Director 8.3 Elect Jian Yi as Non-Independent For For Shareholder Director 8.4 Elect Liu Weihua as Non-Independent For For Shareholder Director 8.5 Elect Yang Jianfeng as Non-Independent For For Shareholder Director 8.6 Elect Chang Jianwei as Non-Independent For For Shareholder Director 8.7 Elect Li Mingqiang as Non-Independent For For Shareholder Director 8.8 Elect Gao Ming as Non-Independent For For Shareholder Director 8.9 Elect Yang Bo as Non-Independent For For Shareholder Director 8.10 Elect Hou Xiaohai as Non-Independent For For Shareholder Director 9.1 Elect Du Wenguang as Independent For For Shareholder Director 9.2 Elect Li Yumin as Independent Director For For Shareholder 9.3 Elect Wang Chaocheng as Independent For For Shareholder Director 9.4 Elect Fan Sanxing as Independent For For Shareholder Director 9.5 Elect Jia Ruidong as Independent For For Shareholder Director 9.6 Elect Wang Chaoqun as Independent For For Shareholder Director 9.7 Elect Zhang Yuantang as Independent For For Shareholder Director 10.1 Elect Shuang Lifeng as Supervisor For For Shareholder 10.2 Elect Song Yapeng as Supervisor For For Shareholder 10.3 Elect Li Peijie as Supervisor For For Shareholder 10.4 Elect Wu Aimin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: Y77013103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Appointment of Auditors, For For Management Internal Control Auditors and Payment of Audit Fees -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bidding of Equity For For Management -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wuxiang Xishan Power Generation Company 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Guo Wencang as Non-independent For For Shareholder Director 1.2 Elect Li Jian as Non-independent For For Shareholder Director 2 Elect Chen Gang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve 2019 Daily Related-Party For For Management Transactions 7 Approve 2020 Daily Related-Party For For Management Transactions 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Provision of Entrusted Loan For For Management -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related-party For For Management Transactions 2 Approve Issuance of Super Short-term For For Management Commercial Papers 3 Approve Issuance of Debt Financing For For Management Instruments 4 Approve Guarantee Provision for For For Management Finance Lease of Indirect Subsidiary 5 Approve Guarantee Provision for For For Management Finance Lease of Wholly-owned Subsidiary 6 Approve Financial Lease For For Management 7 Approve Provision of Guarantee for For For Management Loan Application of Indirect Subsidiary 8 Approve Guarantee Provision for For For Management Finance Lease of Controlled Subsidiary 9 Approve Provision of Financing For For Management Guarantee to Controlled Subsidiary -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing Business of For For Management Wholly-owned Subsidiaries and Provision of Guarantees 2 Approve Financial Leasing Business of For For Management Affiliated Company of Wholly-owned Subsidiary and Provision of Its Guarantee 3 Approve Guarantee Provision for For For Management Controlled Subsidiary 4 Approve Issuance of Debt Financing Plan For For Management -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Song Yuzhong as Non-Independent For For Shareholder Director 2 Elect Pei Yingchun as Supervisor For For Shareholder 3 Amend Articles of Association For For Management 4 Approve Issuance of Super Short-term For For Management Commercial Papers 5 Approve Counter Guarantee Provision For For Management 6 Approve Counter Guarantee Provision For For Management for Changzhi Power Generation Company 7 Approve Guarantee Provision for For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financing For For Management Guarantee 2 Approve Financial Leasing Business of For For Management Wholly-owned Subsidiary and Guarantee Provision Plan -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease Business of For For Management Wholly-owned Subsidiary and Provision of Its Guarantee 2 Approve Provision of Guarantee for For For Management Financing of Subsidiary 3 Approve Finance Lease Business of For For Management Subsidiary of New Energy Company and Provision of Its Guarantee 4 Approve Provision of Guarantee for For For Management Financing of Subsidiary of New Energy Company -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Daily Related Party Transaction For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Financial Leasing Business of For For Management Subsidiary and Provision of Guarantee 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Elect Guo Qiwang as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xin Tao as Non-Independent For For Shareholder Director 2 Elect Liu Weilin as Supervisor For For Shareholder 3 Approve Issuance of Commercial Papers For For Management 4 Approve Asset-backed Notes For For Management 5 Approve Provision of Guarantee for For For Management Subsidiaries 6 Approve Finance Lease Business and For For Management Guarantee Provision -------------------------------------------------------------------------------- SHANYING INTERNATIONAL HOLDINGS CO., LTD. Ticker: 600567 Security ID: Y0139P101 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve that the Foreign Listing of For For Management Nordic Paper Holding AB Complies with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2 Approve Foreign Listing of Nordic For For Management Paper Holding AB 3 Approve Commitment to Sustaining of For For Management Independent Listing 4 Approve Description and Prospect of For For Management Company's Sustaining of Profitability 5 Approve Authorization of Board and Its For For Management Authorized Person to Handle All Related Matters 6 Approve Guarantee Provision Plan For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Change in Partial Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- SHANYING INTERNATIONAL HOLDINGS CO., LTD. Ticker: 600567 Security ID: Y0139P101 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal and Related For For Management Party Transaction -------------------------------------------------------------------------------- SHANYING INTERNATIONAL HOLDINGS CO., LTD. Ticker: 600567 Security ID: Y0139P101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For For Management Operational Plan 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Comprehensive Credit Line For For Management Application 11 Approve Provision of Guarantee For Against Management 12 Approve Use of Funds for Structured For For Management Deposits or Purchase of Financial Products 13 Approve Financial Derivatives For For Management Investment Business 14 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve Change Raised Funds Investment For For Management Project -------------------------------------------------------------------------------- SHEN MA INDUSTRY CO., LTD. Ticker: 600810 Security ID: Y77406109 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition For For Management -------------------------------------------------------------------------------- SHEN MA INDUSTRY CO., LTD. Ticker: 600810 Security ID: Y77406109 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHEN MA INDUSTRY CO., LTD. Ticker: 600810 Security ID: Y77406109 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Controlled Subsidiary 2 Approve Provision of Guarantee to For For Management Associate Company -------------------------------------------------------------------------------- SHEN MA INDUSTRY CO., LTD. Ticker: 600810 Security ID: Y77406109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions -------------------------------------------------------------------------------- SHEN MA INDUSTRY CO., LTD. Ticker: 600810 Security ID: Y77406109 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Overall Plan For For Management 1.2 Approve Transaction Parties in For For Management Connection to Acquisition by Issuance of Shares and Convertible Bonds 1.3 Approve Target Assets in Connection to For For Management Acquisition by Issuance of Shares and Convertible Bonds 1.4 Approve Pricing Principle and For For Management Transaction Price in Connection to Acquisition by Issuance of Shares and Convertible Bonds 1.5 Approve Consideration Payment Method For For Management in Connection to Acquisition by Issuance of Shares and Convertible Bonds 1.6 Approve Target Subscribers and For For Management Subscription Method in Connection to Acquisition by Issuance of Shares and Convertible Bonds 1.7 Approve Type, Par Value and Listing For For Management Exchange on Acquisition by Issuance of Shares 1.8 Approve Issue Manner on Acquisition by For For Management Issuance of Shares 1.9 Approve Target Subscribers and For For Management Subscription Method on Acquisition by Issuance of Shares 1.10 Approve Price and Pricing Principles For For Management on Acquisition by Issuance of Shares 1.11 Approve Size on Acquisition by For For Management Issuance of Shares 1.12 Approve Lock-Up Period in Connection For For Management to Acquisition by Issuance of Shares and Convertible Bonds 1.13 Approve Type and Par Value on For For Management Acquisition by Convertible Bond Issuance 1.14 Approve Issue Manner on Acquisition by For For Management Convertible Bond Issuance 1.15 Approve Target Subscribers and For For Management Subscription Method on Acquisition by Convertible Bond Issuance 1.16 Approve Size on Acquisition by For For Management Convertible Bond Issuance 1.17 Approve Conversion Price on For For Management Acquisition by Convertible Bond Issuance 1.18 Approve Source of Conversion Shares on For For Management Acquisition by Convertible Bond Issuance 1.19 Approve Bond Maturity on Acquisition For For Management by Convertible Bond Issuance 1.20 Approve Conversion Period on For For Management Acquisition by Convertible Bond Issuance 1.21 Approve Lock-Up Period Arrangement on For For Management Acquisition by Convertible Bond Issuance 1.22 Approve Conditional Resale Clause on For For Management Acquisition by Convertible Bond Issuance 1.23 Approve Conditional Mandatory For For Management Conversion Clause on Acquisition by Convertible Bond Issuance 1.24 Approve Terms for Downward Adjustment For For Management of Conversion Price on Acquisition by Convertible Bond Issuance 1.25 Approve Terms for Upward Adjustment of For For Management Conversion Price on Acquisition by Convertible Bond Issuance 1.26 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion on Acquisition by Convertible Bond Issuance 1.27 Approve Guarantee and Rating on For For Management Acquisition by Convertible Bond Issuance 1.28 Approve Other Matters on Acquisition For For Management by Convertible Bond Issuance 1.29 Approve Amount of Raised Funds For For Management 1.30 Approve Type, Par Value and Listing For For Management Exchange on Issuance of Shares to Raise Supporting Funds 1.31 Approve Issue Manner on Issuance of For For Management Shares to Raise Supporting Funds 1.32 Approve Target Subscribers and For For Management Subscription Method on Issuance of Shares to Raise Supporting Funds 1.33 Approve Issue Price on Issuance of For For Management Shares to Raise Supporting Funds 1.34 Approve Size on Issuance of Shares to For For Management Raise Supporting Funds 1.35 Approve Lock-Up Period Arrangement For For Management 1.36 Approve Type and Par Value on For For Management Convertible Bond Issuance to Raise Supporting Funds 1.37 Approve Issue Manner on Convertible For For Management Bond Issuance to Raise Supporting Funds 1.38 Approve Target Subscribers on For For Management Convertible Bond Issuance to Raise Supporting Funds 1.39 Approve Issue Size on Convertible Bond For For Management Issuance to Raise Supporting Funds 1.40 Approve Conversion Price on For For Management Convertible Bond Issuance to Raise Supporting Funds 1.41 Approve Source of Conversion Shares on For For Management Convertible Bond Issuance to Raise Supporting Funds 1.42 Approve Bond Maturity on Convertible For For Management Bond Issuance to Raise Supporting Funds 1.43 Approve Conversion Period on For For Management Convertible Bond Issuance to Raise Supporting Funds 1.44 Approve Lock-Up Period Arrangement on For For Management Convertible Bond Issuance to Raise Supporting Funds 1.45 Approve Conditional Resale Clause on For For Management Convertible Bond Issuance to Raise Supporting Funds 1.46 Approve Conditional Mandatory For For Management Conversion Clause on Convertible Bond Issuance to Raise Supporting Funds 1.47 Approve Terms for Downward Adjustment For For Management of Conversion Price on Convertible Bond Issuance to Raise Supporting Funds 1.48 Approve Terms for Upward Adjustment of For For Management Conversion Price on Convertible Bond Issuance to Raise Supporting Funds 1.49 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion on Convertible Bond Issuance to Raise Supporting Funds 1.50 Approve Guarantee and Rating on For For Management Convertible Bond Issuance to Raise Supporting Funds 1.51 Approve Other Matters on Convertible For For Management Bond Issuance to Raise Supporting Funds 1.52 Approve Use of Proceeds For For Management 2 Approve This Transaction and Related For For Management Party Transaction Complies with Relevant Laws and Regulations 3 Approve Transaction Constitutes as For For Management Related-Party Transaction 4 Approve This Transaction Does Not For For Management Constitutes as Major Restructure Listing 5 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Fluctuation of the Company's For For Management Stock Price that Does Not Meet the Relevant Standards of Article 5 of the Circular on Regulating Information Disclosure of Listed Companies and the Relevant Parties' Behaviors 9 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Major Asset Reorganizations of Listed Companies Article 13 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Draft Report and Summary on For For Management Acquisition by Issuance of Shares and Convertible Bonds as well as Raising Supporting Funds and Related Party Transactions 12 Approve Signing of Conditional For For Management Agreement on Acquisition by Issuance of Shares and Convertible Bonds 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Relevant Audit Report, For For Management Preparation Review Report and Evaluation Report 15 Approve Basis and Fairness of Pricing For For Management for This Transaction 16 Approve Whitewash Waiver and Related For For Management Transactions 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Explanation on the Buying and For For Management Selling of Assets within 12 Months before the Transaction 19 Approve Transaction Adjustment Does For For Management Not Constitute Major Adjustment 20 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle All Related Matters 21 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- SHENERGY CO., LTD. Ticker: 600642 Security ID: Y7T046109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Financial Budget Report For Against Management 6 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 7 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 8 Approve Daily Related Operational For For Management Transactions with Shenneng (Group) Co. , Ltd. 9 Approve Daily Related Operational For For Management Transactions with Shenneng Group Finance Co., Ltd. 10 Approve Daily Related Operational For For Management Transactions with Shanghai Shenneng Financial Leasing Co., Ltd. 11 Approve to Register and Issue Debt For For Management Financing Instruments 12.1 Elect Shi Pingyang as Non-Independent For For Management Director 12.2 Elect Liu Haibo as Non-Independent For For Management Director 12.3 Elect Li Zhenghao as Non-Independent For For Management Director 12.4 Elect Ni Bin as Non-Independent For For Management Director 12.5 Elect Xi Liqiang as Non-Independent For For Management Director 12.6 Elect Zang Liang as Non-Independent For For Management Director 13.1 Elect Liu Hao as Independent Director For For Management 13.2 Elect Yang Chaojun as Independent For For Management Director 13.3 Elect Yu Weifeng as Independent For For Management Director 13.4 Elect Qin Haiyan as Independent For For Management Director 14.1 Elect Chen Wei as Supervisor For For Management 14.2 Elect Hu Lei as Supervisor For For Management 14.3 Elect Yu Xuechun as Supervisor For For Management -------------------------------------------------------------------------------- SHENG YU STEEL CO., LTD. Ticker: 2029 Security ID: Y7741C105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect Soichi Kitamura, a For For Management Representative of Yodogawa Steel Works Ltd, with SHAREHOLDER NO.00000004, as Non-independent Director 5.2 Elect Tsan Yu Cheng, a Representative For Against Management of Yodogawa Steel Works Ltd, with SHAREHOLDER NO.00000004, as Non-independent Director 5.3 Elect Koichi Tarumiya, a For Against Management Representative of Yodogawa Steel Works Ltd, with SHAREHOLDER NO.00000004, as Non-independent Director 5.4 Elect Ching Chun Sheu, a For Against Management Representative of Yodogawa Steel Works Ltd, with SHAREHOLDER NO.00000004, as Non-independent Director 5.5 Elect Hiromasa Ishii, a Representative For Against Management of TOYOTA TSUSHO CORPORATION, with SHAREHOLDER NO.00001646, as Non-independent Director 5.6 Elect Ryuichi Yoshida, a For Against Management Representative of Fujiden International Corp, with SHAREHOLDER NO.00000006, as Non-independent Director 5.7 Elect Te Hsiung Chang, a For Against Management Representative of YUNG CHI PAINT AND VARNISH MFG CO LTD, with SHAREHOLDER NO.00000536, as Non-independent Director 5.8 Elect Ying Fang Huang, with For For Management SHAREHOLDER NO.E101954XXX as Independent Director 5.9 Elect Simon C.S. Liu, with SHAREHOLDER For For Management NO.E100055XXX as Independent Director 5.10 Elect Fang Yih Hsu, with SHAREHOLDER For For Management NO.Q120993XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- SHENGHE RESOURCES HOLDING CO., LTD. Ticker: 600392 Security ID: Y8817A106 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transaction -------------------------------------------------------------------------------- SHENGHE RESOURCES HOLDING CO., LTD. Ticker: 600392 Security ID: Y8817A106 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENGHE RESOURCES HOLDING CO., LTD. Ticker: 600392 Security ID: Y8817A106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Remuneration of Directors, For For Management Supervisors 8 Approve Provision of Guarantee For For Management 9 Approve Internal Control Evaluation For For Management Report 10 Approve Internal Control Audit Report For For Management 11 Approve Report on the Deposit and For For Management Usage of Raised Funds 12 Approve to Appoint Auditor For For Management 13 Approve Change in Raised Funds For For Management Investment Project 14 Approve Provision for Asset Impairment For For Management for Goodwill 15 Approve Amendments to Articles of For For Management Association 16.1 Elect Wang Quangen as Non-independent For For Shareholder Director 16.2 Elect Huang Ping as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Li Jing as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 9.1 Approve Daily Related-Party For For Management Transactions with Yangzhou Tianqi, Dongguan Wanrong, Miluo Wanrong and Yongxing Pengkun 9.2 Approve Daily Related-Party For For Management Transactions with Lianrui New Materials 10 Approve Issuance of Medium-term Notes For For Management 11 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Spin-off of Subsidiaries For For Management to be Listed on the Science and Technology Board in Compliance with Relevant Laws and Regulations 2 Approve to Spin-off the Subsidiary For For Management Shengyi Electronics Co., Ltd. to the Science and Technology Board Listing Plan 3 Approve the Spin-off Plan of the For For Management Subsidiary Shengyi Electronics Co., Ltd. to be Listed on the Science and Technology Board (Revised Draft) 4 Approve the Spin-off of the For For Management Subsidiary's Listing Complies with the "Several Provisions on the Pilot Domestic Listing of Subsidiaries of Listed Companies" 5 Approve to Spin-off the Listing of Its For For Management Subsidiaries to the Science and Technology Board is Conducive to Safeguarding the Legitimate Rights and Interests of Shareholders and Creditors 6 Approve the Company's Ability to For For Management Maintain Independence and Continuous Operation 7 Approve Shengyi Electronics Co., Ltd. For For Management has the Corresponding Standard Operation Capabilities 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve the Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Spin-off 10 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle All Related Matters 11 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHENNAN CIRCUITS CO., LTD. Ticker: 002916 Security ID: Y774D3102 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2 Amend Working System for Independent For For Management Directors 3 Amend Management System of Raised Funds For For Management 4 Approve Change of Registered Address For Against Management and Amendments to Articles of Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHENNAN CIRCUITS CO., LTD. Ticker: 002916 Security ID: Y774D3102 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Financial Budget Report For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Profit Distribution For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Adjustment to Allowance of For For Management Independent Directors 9.1 Elect Zheng Chunyang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENNAN CIRCUITS CO., LTD. Ticker: 002916 Security ID: Y774D3102 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENWAN HONGYUAN GROUP CO., LTD. Ticker: 6806 Security ID: Y774B4102 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of KPMG and KPMG For For Management Huazhen LLP as Auditors 2 Elect Xu Yiyang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENWAN HONGYUAN GROUP CO., LTD. Ticker: 6806 Security ID: Y774B4102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2019 Annual Report For For Management 6.1 Approve Ordinary Related Party For For Management Transactions with China Jianyin Investment Ltd. and Its Subsidiaries 6.2 Approve Ordinary Related Party For For Management Transactions with Shanghai Jiushi (Group) Co., Ltd. 6.3 Approve Ordinary Related Party For For Management Transactions with Other Related Parties 7 Approve Proposed Amendments to the For For Management Annual Caps of Continuing Connected Transactions of the Company for 2020 and 2021 8 Approve Appointment of Auditors For For Management 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11.1 Elect Xu Zhibin as Director For For Management 11.2 Elect Zhang Yigang as Director For Against Management -------------------------------------------------------------------------------- SHENWU ENVIRONMENTAL TECHNOLOGY CO., LTD. Ticker: 300156 Security ID: Y8817D100 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Du Bin as Non-Independent For For Management Director 1.2 Elect Yue Xueli as Non-Independent For For Management Director 1.3 Elect Li Quanhua as Non-Independent For For Management Director 1.4 Elect Sun Jian as Non-Independent For For Management Director 1.5 Elect Ding Li as Non-Independent For For Management Director 1.6 Elect Zou Xiuzhi as Non-Independent For For Management Director 2.1 Elect Sun Hao as Independent Director For For Management 2.2 Elect Yin Liping as Independent For For Management Director 2.3 Elect Zhang Jide as Independent For For Management Director 3.1 Elect Yang Xiaohong as Supervisor For For Management 3.2 Elect Ding Chao as Supervisor For For Management -------------------------------------------------------------------------------- SHENWU ENVIRONMENTAL TECHNOLOGY CO., LTD. Ticker: 300156 Security ID: Y8817D100 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHENYANG CHEMICAL INDUSTRY CO., LTD. Ticker: 000698 Security ID: Y7742Q103 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- SHENYANG CHEMICAL INDUSTRY CO., LTD. Ticker: 000698 Security ID: Y7742Q103 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Lin as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHENYANG CHEMICAL INDUSTRY CO., LTD. Ticker: 000698 Security ID: Y7742Q103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve 2019 Daily Related Party For For Management Transactions 5 Approve 2020 Daily Related Party For For Management Transactions 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision of Guarantee For For Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Appointment of Financial and For For Management Internal Control Auditor 10 Approve Use of Own Funds to Invest in For For Management Structural Deposits 11 Approve Provision for Asset Impairment For For Management 12 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- SHENYANG CHEMICAL INDUSTRY CO., LTD. Ticker: 000698 Security ID: Y7742Q103 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- SHENYANG JINBEI AUTOMOTIVE CO., LTD. Ticker: 600609 Security ID: Y769AP106 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Liu Tongfu as Non-Independent For For Shareholder Director 2.2 Elect Xu Xiaomin as Non-Independent For For Shareholder Director 2.3 Elect Gao Xingang as Non-Independent For For Shareholder Director 2.4 Elect Hu Chunhua as Non-Independent For For Shareholder Director 2.5 Elect Du Baochen as Non-Independent For For Shareholder Director 2.6 Elect Wang Xike as Non-Independent For For Shareholder Director 3.1 Elect Li Zhuo as Independent Director For For Shareholder 3.2 Elect Ha Gang as Independent Director For For Shareholder 3.3 Elect Wu Li as Independent Director For For Shareholder 3.4 Elect Chen Hongmei as Independent For For Shareholder Director 4.1 Elect Wei Tao as Supervisor For For Shareholder 4.2 Elect Cong Lin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENYANG JINBEI AUTOMOTIVE CO., LTD. Ticker: 600609 Security ID: Y769AP106 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management -------------------------------------------------------------------------------- SHENYANG JINBEI AUTOMOTIVE CO., LTD. Ticker: 600609 Security ID: Y769AP106 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Term and Type For For Management 2.4 Approve Interest Rate For For Management 2.5 Approve Guarantee Arrangement For For Management 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Terms of Sell-Back For For Management 2.9 Approve Target Parties and Placing For For Management Arrangement for Shareholders 2.10 Approve Underwriting Method For For Management 2.11 Approve Listing Transfer Arrangement For For Management 2.12 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENYANG JINBEI AUTOMOTIVE CO., LTD. Ticker: 600609 Security ID: Y769AP106 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner and Period For For Management 2.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.3 Approve Issue Scale For For Management 2.4 Approve Resolution Validity Period For For Management 2.5 Approve Amount and Usage of Raised For For Management Funds 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Supplementary For For Management Agreement of Share Subscription Agreement with Effective Conditions 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENYANG JINBEI AUTOMOTIVE CO., LTD. Ticker: 600609 Security ID: Y769AP106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Additional 2019 and 2020 Daily For For Management Related Party Transactions 7 Approve Additional Loan Amount and For For Management Provision of Guarantee 8 Approve Provision of Entrusted Loans For For Management 9 Approve Investment Plan For For Management 10 Approve Appointment of Financial and For For Management Internal Control Auditor 11 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- SHENYANG JINSHAN ENERGY CO. LTD. Ticker: 600396 Security ID: Y7743L103 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Mortgage Loan For For Management 2.1 Approve Financial Leasing of For For Management Wholly-Owned Subsidiary 2.2 Approve Financial Leasing of For For Management Controlled Subsidiary 3 Approve Construction of Sunite Wind For For Management Power Project -------------------------------------------------------------------------------- SHENZHEN ABSEN OPTOELECTRONIC CO., LTD. Ticker: 300389 Security ID: Y7748Q107 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Amend External Investment Management For For Management Method -------------------------------------------------------------------------------- SHENZHEN ABSEN OPTOELECTRONIC CO., LTD. Ticker: 300389 Security ID: Y7748Q107 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ding Yanhui as Non-Independent For For Shareholder Director 1.2 Elect Ren Yonghong as Non-Independent For For Shareholder Director 1.3 Elect Deng Jiangbo as Non-Independent For For Shareholder Director 1.4 Elect Jihong Sanderson as For For Shareholder Non-Independent Director 2.1 Elect Niu Yongning as Independent For For Shareholder Director 2.2 Elect Liu Guangling as Independent For For Shareholder Director 2.3 Elect Xie Chunhua as Independent For For Shareholder Director 3 Elect Wen Tingyun as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Allowance of Independent For For Management Directors 6 Approve Comprehensive Bank Credit Line For For Management Bank Application 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHENZHEN ABSEN OPTOELECTRONIC CO., LTD. Ticker: 300389 Security ID: Y7748Q107 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partner Plan Draft and Its For For Management Abstract 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN ABSEN OPTOELECTRONIC CO., LTD. Ticker: 300389 Security ID: Y7748Q107 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHENZHEN ABSEN OPTOELECTRONIC CO., LTD. Ticker: 300389 Security ID: Y7748Q107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5.1 Approve Remuneration of Ding Yanhui For For Management 5.2 Approve Remuneration of Ren Yonghong For For Management 5.3 Approve Remuneration of Deng Jiangbo For For Management 5.4 Approve Remuneration of Jihong For For Management Sanderson 5.5 Approve Remuneration of Niu Yongning For For Management 5.6 Approve Remuneration of Liu Guangling For For Management 5.7 Approve Remuneration of Xie Chunhua For For Management 5.8 Approve Remuneration of He Qing For For Management 5.9 Approve Remuneration of Zhao Xiao For For Management 5.10 Approve Remuneration of Zhao Kai For For Management 5.11 Approve Remuneration of Li Haitao For For Management 5.12 Approve Remuneration of Supervisor For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Repurchase and Cancellation of For For Management Stock Options and Performance Shares 10 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Provision to Associate For For Management Company -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan for For For Management Associate Company -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Transfer of Equity For For Management of Guilin Haijixing Agricultural Products Group Co., Ltd. 2 Approve Listing for Transfer of Equity For For Management of Shenzhen Sinoagri E-Commerce Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Extension of Loan For For Management by Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Preferential For For Management Measures -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Report For For Management 2 Approve Profit Distribution For For Management 3 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- SHENZHEN AIRPORT CO., LTD. Ticker: 000089 Security ID: Y7741V103 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction on For For Management Entrusted Management of Information Business 2 Approve Cooperation on International For For Management Transit General Cargo Operation Business 3 Approve Provision of Financial For For Management Assistance of Controlling Shareholder to Company -------------------------------------------------------------------------------- SHENZHEN AIRPORT CO., LTD. Ticker: 000089 Security ID: Y7741V103 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Xiaolong as Non-Independent For For Management Director 1.2 Elect Xie Yousong as Non-Independent For For Management Director 1.3 Elect Zhang Yan as Non-Independent For For Management Director 2.1 Elect Ye Wenhua as Supervisor For For Management 2.2 Elect Shi Xiaomei as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN AIRPORT CO., LTD. Ticker: 000089 Security ID: Y7741V103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 3 Approve Bill Pool Business For For Management 4 Approve Provision of Guarantee to For For Management Controlled Subsidiary 5 Approve Transfer of Equity For For Management 6.1 Elect Huang Wenhui as Non-independent For For Management Director 6.2 Elect Zhou Youmeng as Non-independent For For Management Director 6.3 Elect Huang Shaowu as Non-independent For For Management Director 6.4 Elect Yu Zida as Non-independent For For Management Director 7.1 Elect Lv Tingjie as Independent For For Management Director 7.2 Elect Deng Peng as Independent Director For For Management 7.3 Elect Zhang Rui as Independent Director For For Management 8.1 Elect Zhu Weijia as Supervisor For For Management 8.2 Elect Li Qin as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Amend Working System for Independent For For Management Directors 3 Approve to Appoint Auditor For For Management 4 Approve Use of Own Funds to Conduct For For Management Integrated Management 5 Approve Application of Bank Credit For Against Management Lines 6 Approve Provision of Guarantee to For For Management Shenzhen Youyou Supply Chain Co., Ltd. 7 Approve Provision of Guarantee to For For Management Shenzhen Youyou Internet Co., Ltd. 8 Approve Provision of Guarantee to For For Management Shenzhen Youyou Communication Equipment Company 9 Approve Provision of Guarantee to For For Management China Supply Chain Financial Services Ltd. 10 Approve Provision of Guarantee to For For Management Aisidi (Hong Kong) Co., Ltd. 11 Approve Provision of Guarantee to For For Management Shenzhen Kudong Digital Co., Ltd. 12 Approve Provision of Guarantee to For For Management Tibet Kuai Communication Co., Ltd. 13 Approve Provision of Guarantee by For For Management Tibet Kuai Communication Co., Ltd. for Aisidi (Hong Kong) Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Controlled Subsidiary 2 Approve Provision of Guarantee by For For Management Controlled Subsidiary to its Controlled Subsidiaries 3 Approve Provision of Guarantee to For For Management China Supply Chain Financial Services Ltd. -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Comprehensive For For Management Financial Guarantee to Shenzhen Youyou Internet Co., Ltd. 2 Approve Provision of Bank Guarantee to For For Management Shenzhen Youyou Communication Equipment Co., Ltd. 3 Approve Provision of Increase in For For Management Performance Guarantee to Shenzhen Shifeng Technology Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Remuneration of Chairman and For For Management Vice Chairman 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Report of the Board of For For Management Supervisors 8 Amend Management System of Raised Funds For For Management 9 Approve Company's Eligibility for For For Management Private Placement of Shares 10.1 Approve Share Type and Par Value For For Management 10.2 Approve Issue Manner and Issue Time For For Management 10.3 Approve Target Subscribers and For For Management Subscription Method 10.4 Approve Issue Price and Pricing Basis For For Management 10.5 Approve Issue Size For For Management 10.6 Approve Lock-up Period For For Management 10.7 Approve Amount and Use of Proceeds For For Management 10.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 10.9 Approve Listing Exchange For For Management 10.10 Approve Resolution Validity Period For For Management 11 Approve Private Placement of Shares For For Management 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Related Party Transactions in For For Management Connection to Private Placement 14 Approve Introduction of Strategic For For Management Investors 15 Approve Signing of Shares Subscription For For Management Agreement 16 Approve Signing of Strategic For For Management Cooperation Agreement 17 Approve Joint Investment to Establish For For Management Joint Venture Company and Related Party Transactions 18 Approve Report on the Usage of For For Management Previously Raised Funds 19 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 20 Approve Shareholder Return Plan For For Management 21 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds and Permanently Supplement Working Capital -------------------------------------------------------------------------------- SHENZHEN ANCHE TECHNOLOGIES CO., LTD. Ticker: 300572 Security ID: Y7722G109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Audit Report For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Allocation of Income and For Did Not Vote Management Capitalization of Capital Reserves 7 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 8 Approve to Appoint Auditor For Did Not Vote Management 9.1 Approve Remuneration of He Xianning For Did Not Vote Management 9.2 Approve Remuneration of Shen Jichun For Did Not Vote Management 9.3 Approve Remuneration of Dong Haiguang For Did Not Vote Management 9.4 Approve Remuneration of Zhuang Li For Did Not Vote Management 9.5 Approve Remuneration of Liu Shengming For Did Not Vote Management 9.6 Approve Remuneration of Tan Kan For Did Not Vote Management 9.7 Approve Remuneration of Wang Guan For Did Not Vote Management 10.1 Approve Remuneration of Pan Mingxiu For Did Not Vote Management 10.2 Approve Remuneration of Luan Hailong For Did Not Vote Management 10.3 Approve Remuneration of Zhou Nani For Did Not Vote Management 11 Approve Comprehensive Credit Line For Did Not Vote Management Application and Acceptance of Guarantee 12 Approve Use of Funds to Purchase For Did Not Vote Management Financial Product 13 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 14 Approve Change of Company's Registered For Did Not Vote Management Capital and Amend Articles of Association 15 Approve Amendments to Articles of For Did Not Vote Management Association to Expand Business Scope 16 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- SHENZHEN ANCHE TECHNOLOGIES CO., LTD. Ticker: 300572 Security ID: Y7722G109 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Period For Did Not Vote Management 2.3 Approve Target Parties and For Did Not Vote Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For Did Not Vote Management 2.5 Approve Issue Scale For Did Not Vote Management 2.6 Approve Restriction Period For Did Not Vote Management 2.7 Approve Amount and Usage of Raised For Did Not Vote Management Funds 2.8 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.9 Approve Listing Location For Did Not Vote Management 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan on Private Placement of For Did Not Vote Management Shares 4 Approve Demonstration Analysis Report For Did Not Vote Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 6.1 Approve Share Subscription Agreement For Did Not Vote Management with Shenzhen Xinshi Xinxing Industry 6.2 Approve Share Subscription Agreement For Did Not Vote Management with Wuhu Xinshi Xinneng Equity Investment Partnership (Limited Partnership) 6.3 Approve Share Subscription Agreement For Did Not Vote Management with Shenzhen Yuanzhi Credit Suisse Mixed Reform Equity Investment Fund Partnership Enterprise (Limited Partnership) 6.4 Approve Share Subscription Agreement For Did Not Vote Management with Gongqingcheng Weiding Investment Partnership (Limited Partnership) 6.5 Approve Share Subscription Agreement For Did Not Vote Management with Valin Jinshan (Tianjin) Industrial Investment Fund Partnership (Limited Partnership) 6.6 Approve Share Subscription Agreement For Did Not Vote Management with Xie Jianlong 7.1 Approve Introduction of Cinda Kunpeng For Did Not Vote Management (Shenzhen) Equity Investment Management Co., Ltd. as Strategic Investor and Signing of Strategic Cooperation Agreement 7.2 Approve Introduction of Shenzhen For Did Not Vote Management Yuanzhi Ruixin Equity Investment Management Co., Ltd. as Strategic Investor and Signing of Strategic Cooperation Agreement 7.3 Approve Introduction of Gongqingcheng For Did Not Vote Management Weiding Investment Partnership (Limited Partnership) as Strategic Investor and Signing of Strategic Cooperation Agreement 7.4 Approve Introduction of Valin Jinshan For Did Not Vote Management (Tianjin) Industrial Investment Fund Partnership (Limited Partnership) as Strategic Investor and Signing of Strategic Cooperation Agreement 7.5 Approve Introduction of Xie Jianlong For Did Not Vote Management as Strategic Investor and Signing of Strategic Cooperation Agreement 8 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 9 Approve Profit Forecast Audit Report For Did Not Vote Management 10 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Shareholder Return Plan For Did Not Vote Management 12 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 13 Approve Company's Restructure Complies For Did Not Vote Management with Relevant Laws and Regulations 14.1 Approve Overall Program For Did Not Vote Management 14.2 Approve Transaction Parties For Did Not Vote Management 14.3 Approve Underlying Asset For Did Not Vote Management 14.4 Approve Underlying Asset Pricing For Did Not Vote Management Principles and Transaction Considerations 14.5 Approve Consideration Form For Did Not Vote Management 14.6 Approve Payment of Price For Did Not Vote Management 14.7 Approve Delivery For Did Not Vote Management 14.8 Approve Performance Commitment and For Did Not Vote Management Compensation 14.9 Approve Impairment Testing and For Did Not Vote Management Compensation 14.10 Approve Attribution of Profit and Loss For Did Not Vote Management During the Transition Period 14.11 Approve Resolution Validity Period For Did Not Vote Management 15 Approve Draft and Summary of Major For Did Not Vote Management Asset Restructure 16 Approve Signing of Asset Purchase For Did Not Vote Management Agreement 17 Approve Signing of Performance For Did Not Vote Management Compensation Agreement 18 Approve Change the Evaluation Agency For Did Not Vote Management of Restructure 19 Approve Independence of Appraiser, the For Did Not Vote Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 20 Approve Audit Report, Profit Forecast For Did Not Vote Management Report and Appraisal Report of the Transaction 21 Approve Transaction Complies with For Did Not Vote Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 22 Approve Transaction Does Not Comply For Did Not Vote Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 23 Approve Transaction Complies with For Did Not Vote Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 24 Approve Transaction Does Not For Did Not Vote Management Constitute as Related Party Transaction 25 Approve Completeness and Compliance of For Did Not Vote Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 26 Approve Relevant Entities Does Not For Did Not Vote Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 27 Approve Stock Price Volatility For Did Not Vote Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 28 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN BATIAN ECOTYPIC ENGINEERING CO., LTD. Ticker: 002170 Security ID: Y77225103 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Peizhao as Non-Independent For For Shareholder Director 1.2 Elect Lin Weisheng as Non-Independent For For Shareholder Director 1.3 Elect Feng Junqiang as Non-Independent For For Shareholder Director 1.4 Elect Zheng Yu as Non-Independent For For Shareholder Director 1.5 Elect Mu Guangyuan as Non-Independent For For Shareholder Director 1.6 Elect Xu Yukang as Non-Independent For For Shareholder Director 2.1 Elect Wang Ke as Independent Director For For Shareholder 2.2 Elect Mei Yuexin as Independent For For Shareholder Director 2.3 Elect Wang Xiaoling as Independent For For Shareholder Director 3.1 Elect Wu Jianpeng as Supervisor For For Shareholder 3.2 Elect Lai Yuzhen as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN BATIAN ECOTYPIC ENGINEERING CO., LTD. Ticker: 002170 Security ID: Y77225103 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Fixed Asset For For Management Mortgage -------------------------------------------------------------------------------- SHENZHEN BATIAN ECOTYPIC ENGINEERING CO., LTD. Ticker: 002170 Security ID: Y77225103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Audited Financial Report For For Management 4 Approve Financial Statements For For Management 5 Approve Equity Distribution Plan For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Credit Line Application For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Guarantee For For Management 11 Approve Provision of Fixed Asset For For Management Mortgage 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- SHENZHEN BAUING CONSTRUCTION HOLDING GROUP CO. LTD. Ticker: 002047 Security ID: Y7742S109 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Size For For Management 1.2 Approve Issue Period For For Management 1.3 Approve Issue Interest Rate For For Management 1.4 Approve Target Subscribers For For Management 1.5 Approve Use of Proceeds For For Management 1.6 Approve Issue Manner For For Management 1.7 Approve Guarantor and Guarantee Method For For Management 1.8 Approve Resolution Validity Period For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN BAUING CONSTRUCTION HOLDING GROUP CO. LTD. Ticker: 002047 Security ID: Y7742S109 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope and For For Management Amend Articles of Association 2 Elect Ye Shijian as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN BAUING CONSTRUCTION HOLDING GROUP CO. LTD. Ticker: 002047 Security ID: Y7742S109 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Employee Share Purchase Plan For For Management Draft and Summary 5 Approve Management Method of Employee For For Management Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SHENZHEN BAUING CONSTRUCTION HOLDING GROUP CO. LTD. Ticker: 002047 Security ID: Y7742S109 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Appointment System for For For Management Accountants 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN BAUING CONSTRUCTION HOLDING GROUP CO., LTD. Ticker: 002047 Security ID: Y7742S109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Comprehensive Credit Line For Did Not Vote Management Application 7 Approve Guarantee Provision For Did Not Vote Management 8 Approve Remuneration of Directors and For Did Not Vote Management Senior Management Members 9 Approve Remuneration of Supervisors For Did Not Vote Management 10 Amend Articles of Association For Did Not Vote Management 11 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHENZHEN BAUING CONSTRUCTION HOLDING GROUP CO., LTD. Ticker: 002047 Security ID: Y7742S109 Meeting Date: JUN 02, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Wenji as Non-independent For For Shareholder Director 1.2 Elect Gu Shaobo as Non-independent For For Shareholder Director 1.3 Elect Yu Yongbo as Non-independent For For Shareholder Director 1.4 Elect Cai Wen as Non-independent For For Shareholder Director 1.5 Elect Lu Xiannian as Non-independent For For Shareholder Director 1.6 Elect Huang Lili as Non-independent For For Shareholder Director 2.1 Elect Yan Guoxiang as Independent For For Shareholder Director 2.2 Elect Huang Yaying as Independent For For Shareholder Director 2.3 Elect Liu Xuesheng as Independent For For Shareholder Director 3.1 Elect Yu Shaoqian as Supervisor For For Management 3.2 Elect Cai Weiyan as Supervisor For For Management 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: Y77316100 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Profit For For Management Distribution 2 Amend Management System of Raised Funds For For Management 3 Approve Related Party Transaction For For Management Decision System 4 Amend Management System for Providing For For Management External Guarantees 5 Amend Funding System for Preventing For For Management the Use of Funds by Controlling Shareholder and Related Parties -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: Y77316100 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Extension of Resolution For For Management Validity Period of Private Placement 5 Approve Extension of Authorization of For For Management the Board on Private Placement -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: Y77316100 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Recover the Granted Equity of For For Management Incentive Objects as well as Repurchase and Cancellation of Performance Shares 2 Amend Articles of Association For For Management 3 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 4.1 Approve Share Type and Par Value For For Shareholder 4.2 Approve Issue Manner For For Shareholder 4.3 Approve Issue Amount For For Shareholder 4.4 Approve Issue Price and Pricing Basis For For Shareholder 4.5 Approve Target Subscribers For For Shareholder 4.6 Approve Subscription Method For For Shareholder 4.7 Approve Lock-up Period For For Shareholder 4.8 Approve Use and Amount of Proceeds For For Shareholder 4.9 Approve Listing Exchange For For Shareholder 4.10 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 4.11 Approve Resolution Validity Period For For Shareholder 5 Approve Private Placement of Shares For For Shareholder 6 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Demonstration Analysis Report For For Shareholder in Connection to Private Placement 8 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: Y77316100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Appointment of Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12.1 Elect Dai Fengxiang as Independent For For Management Director 12.2 Elect Meng Hong as Independent Director For For Management 12.3 Elect Zhang Xiaoling as Independent For For Management Director 13.1 Elect Qin Jiusan as Non-Independent For For Management Director 13.2 Elect Zhou Dawen as Non-Independent For For Management Director 13.3 Elect Zheng Zhongtian as For For Management Non-Independent Director 13.4 Elect Zhong Meihong as Non-Independent For For Management Director 13.5 Elect Zhou Aiping as Non-Independent For For Management Director 13.6 Elect Xie Weidong as Non-Independent For For Management Director 14.1 Elect Zhang Guiwen as Supervisor For For Management 14.2 Elect Jiang Weijian as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Resolution For For Management Validity Period in Connection to Issuance of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters to Extend Resolution Validity Period of Share Issuance 3 Elect Zhao Furong as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Huanong as Non-Independent For For Shareholder Director 1.2 Elect Xu Kerong as Non-Independent For For Shareholder Director 1.3 Elect Zhao Xiaoli as Non-Independent For For Shareholder Director 1.4 Elect Luo Xianxu as Non-Independent For For Shareholder Director 1.5 Elect Chen Hong as Non-Independent For For Shareholder Director 1.6 Elect He Tianlong as Non-Independent For For Shareholder Director 2.1 Elect Liu Jianhong as Independent For For Shareholder Director 2.2 Elect Qiao Huiping as Independent For For Shareholder Director 2.3 Elect Feng Shaojin as Independent For For Shareholder Director 3.1 Elect Liao Ying as Supervisor For For Shareholder 3.2 Elect Zhao Furong as Supervisor For For Shareholder 4 Approve Guarantee Provision Plan For For Management 5 Approve Equity Transfer Agreement and For For Management Related-party Transaction 6 Approve Capital Injection Agreement For For Management -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Manner For For Management 1.2 Approve Target Subscribers and For For Management Subscription Method 1.3 Approve Pricing Method For For Management 1.4 Approve Lock-up Period For For Management 2 Approve Plan on Private Placement of For For Management Shares (Third Revision) 3 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Third Revision) -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Extension of Some Fundraising For For Management Project 8 Approve Closing of Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- SHENZHEN CENTRALCON INVESTMENT HOLDING CO., LTD. Ticker: 000042 Security ID: Y8345B105 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Huizhou Yintaida Industrial Co., Ltd. 2 Approve Provision of Guarantee for For For Management Huizhou Lvzhou Investment Development Co., Ltd. 3 Approve Provision of Guarantee for For For Management Huizhou Junyang Investment Development Co., Ltd. 4 Approve Provision of Guarantee for For Against Management Chengdu Wenlv Panda Town Investment Co. , Ltd. -------------------------------------------------------------------------------- SHENZHEN CENTRALCON INVESTMENT HOLDING CO., LTD. Ticker: 000042 Security ID: Y8345B105 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Project For For Management Investment Management System and Dispose of Project Follow-up Investment 2 Approve Loan from Controlling For For Management Shareholder and Related Party Transactions -------------------------------------------------------------------------------- SHENZHEN CENTRALCON INVESTMENT HOLDING CO., LTD. Ticker: 000042 Security ID: Y8345B105 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Extension of Authorization of For For Management Board to Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN CENTRALCON INVESTMENT HOLDING CO., LTD. Ticker: 000042 Security ID: Y8345B105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Dividend Plan 6 Approve Appointment of Auditor For For Management 7 Approve Guarantee Plan For For Management 8 Approve External Financial Assistance For For Management Provision 9 Approve Provision of Guarantee for For For Shareholder Related Party 10 Approve Financing Guarantee for For For Shareholder Subsidiary -------------------------------------------------------------------------------- SHENZHEN CHANGHONG TECHNOLOGY CO., LTD. Ticker: 300151 Security ID: Y7740A100 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHENZHEN CHANGHONG TECHNOLOGY CO., LTD. Ticker: 300151 Security ID: Y7740A100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Appointment of Auditor For For Management 10 Amend Articles of Association For For Shareholder 11.1 Elect Li Huanchang as Non-Independent For For Management Director 11.2 Elect Hua Shoufu as Non-Independent For For Management Director 11.3 Elect Xu Yanping as Non-Independent For For Management Director 11.4 Elect Luo Hongzhi as Non-Independent For For Management Director 12.1 Elect Zhang Jinhui as Independent For For Management Director 12.2 Elect Liu Li as Independent Director For For Management 12.3 Elect Jiang Xutao as Independent For For Management Director 13.1 Elect Zhang Tai as Supervisor For For Management 13.2 Elect Yu Hanchang as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN CLICK TECHNOLOGY CO., LTD. Ticker: 002782 Security ID: Y1566B102 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yan Lei as Independent Director For For Management -------------------------------------------------------------------------------- SHENZHEN CLICK TECHNOLOGY CO., LTD. Ticker: 002782 Security ID: Y1566B102 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Price Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Intended Usage of For For Management Raised Funds 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Relevant Commitments 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN CLICK TECHNOLOGY CO., LTD. Ticker: 002782 Security ID: Y1566B102 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Supervisors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Financial Derivatives Trading For For Management Business 9 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management 10 Approve Report on the Usage of For For Shareholder Previously Raised Funds -------------------------------------------------------------------------------- SHENZHEN DANBOND TECHNOLOGY CO., LTD. Ticker: 002618 Security ID: Y7745U101 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Scale For For Management 2.5 Approve Issue Price and Pricing Basis For For Management 2.6 Approve Restriction Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Amendments to Articles of For For Management Association 8 Amend Management System of Raised Funds For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHENZHEN DANBOND TECHNOLOGY CO., LTD. Ticker: 002618 Security ID: Y7745U101 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN DANBOND TECHNOLOGY CO., LTD. Ticker: 002618 Security ID: Y7745U101 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Private For For Management Placement of Shares 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Issue Size For For Management 3.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 3.6 Approve Lock-up Period For For Management 3.7 Approve Amount and Usage of Raised For For Management Funds 3.8 Approve Listing Exchange For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Resolution Validity Period For For Management 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve the Notion that the Company For For Management Does Not Need to Prepare a Report on the Usage of Previously Raised Funds -------------------------------------------------------------------------------- SHENZHEN DANBOND TECHNOLOGY CO., LTD. Ticker: 002618 Security ID: Y7745U101 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN DAS INTELLITECH CO., LTD. Ticker: 002421 Security ID: Y7740M104 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Shares Incentive Plan -------------------------------------------------------------------------------- SHENZHEN DAS INTELLITECH CO., LTD. Ticker: 002421 Security ID: Y7740M104 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Bang as Non-Independent For For Management Director 1.2 Elect Cheng Pengsheng as For For Management Non-Independent Director 1.3 Elect Lv Feng as Non-Independent For For Management Director 1.4 Elect Su Junfeng as Non-Independent For For Management Director 1.5 Elect Liu Ang as Non-Independent For For Management Director 1.6 Elect Shen Bing as Non-Independent For For Management Director 2.1 Elect Kong Xiangyun as Independent For For Management Director 2.2 Elect Shu Cheng as Independent Director For For Management 2.3 Elect Chen Yizeng as Independent For For Management Director 3.1 Elect Li Jichao as Supervisor For For Management 3.2 Elect Zheng Xuedan as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- SHENZHEN DAS INTELLITECH CO., LTD. Ticker: 002421 Security ID: Y7740M104 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHENZHEN DAS INTELLITECH CO., LTD. Ticker: 002421 Security ID: Y7740M104 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Yubin as Non-independent For For Management Director 2 Elect Pang Xinghua as Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN DAS INTELLITECH CO., LTD. Ticker: 002421 Security ID: Y7740M104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Provision of Guarantee For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Provision for Asset Impairment For For Management 12 Amend Management System for Providing For For Management External Guarantees 13 Approve External Investment Management For For Management System 14 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- SHENZHEN DEREN ELECTRONIC CO., LTD. Ticker: 002055 Security ID: Y7740E102 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Special Account for Raised For For Management Funds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN DEREN ELECTRONIC CO., LTD. Ticker: 002055 Security ID: Y7740E102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Repurchase and Cancellation of For For Management Uncompleted Performance Commitment Compensation Shares 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Change in Registered Capital For For Management and Amend Articles of Association 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Provision of Guarantee For Against Management 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN DESAY BATTERY TECHNOLOGY CO., LTD. Ticker: 000049 Security ID: Y7742A108 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Investment For For Management Construction Agreement -------------------------------------------------------------------------------- SHENZHEN DESAY BATTERY TECHNOLOGY CO., LTD. Ticker: 000049 Security ID: Y7742A108 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose of the Incentive For For Management Plan 1.2 Approve Management of the Incentive For For Management Plan 1.3 Approve Criteria to Select Plan For For Management Participants 1.4 Approve Number and Source of For For Management Underlying Stocks 1.5 Approve Duration, Grant Date, For For Management Restricted Sales Period, Arrangements for Unlocking, and Lock-up Period of Restricted Stocks 1.6 Approve Grant Price and Price-setting For For Management Basis 1.7 Approve Conditions for Granting and For For Management Unlocking 1.8 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 1.9 Approve Accounting Treatment For For Management 1.10 Approve Implementation Procedure For For Management 1.11 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.12 Approve Methods in Implementing the For For Management Incentive Plan for Changes between the Company and Incentive Party 1.13 Approve Principle of Restricted Stock For For Management Repurchase Cancellation 1.14 Approve Other Matters Related to For For Management Incentive Plan 2 Approve Management System of For For Management Performance Share Incentive Plan 3 Approve Second Revision of Methods to For For Management Assess the Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- SHENZHEN DESAY BATTERY TECHNOLOGY CO., LTD. Ticker: 000049 Security ID: Y7742A108 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Qi as Non-Independent For For Management Director 1.2 Elect He Wenbin as Non-Independent For For Management Director 1.3 Elect Li Bingbing as Non-Independent For For Management Director 1.4 Elect Zhong Chen as Non-Independent For For Management Director 1.5 Elect Bai Xiaoping as Non-Independent For For Management Director 1.6 Elect Yu Xiaohai as Non-Independent For For Management Director 2.1 Elect Wu Liming as Independent Director For For Management 2.2 Elect Song Wenji as Independent For For Management Director 2.3 Elect Li Han as Independent Director For For Management 3.1 Elect Xia Zhiwu as Supervisor For For Management 3.2 Elect Wu Lichong as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN DESAY BATTERY TECHNOLOGY CO., LTD. Ticker: 000049 Security ID: Y7742A108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution and For For Management Dividend Distribution Plan 3 Approve Appointment of External For For Management Auditors and Payment of Their Remuneration 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Use of Own Funds to Invest in For For Management Bank Financial Products 8 Approve Use of Own Funds for Financial For For Management Derivatives Business 9 Approve Guarantee Provision for For For Management Controlled Subsidiary 10 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yingfeng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Qian as Supervisor For For Shareholder 2 Approve Capital Injection for Newton For For Management Company 3 Approve Change on the Implementation For For Management of Shenzhen Nanshan Energy Industrial Estate Urban Renewal Project 4 Approve Debt Financing Plan For For Management 5 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction Investment of For For Management Wind Power Project and Provision of Guarantee 2 Approve Establishment of Shenneng For For Management Financial Leasing Co., Ltd. 3 Approve Capital Injection For For Management -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participate in the Equity For For Management Auction of Jinchuan Group -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Long-term For For Management Incentive and Constraint Plan for the Company 2 Approve Signing of Shenzhen Nanshan For For Management Energy Industrial Community Urban Renewal Project Supplementary agreement -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Financial Report and Profit For For Management Distribution 5 Approve Annual Report and Summary For For Management 6 Approve Annual Budget Plan For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Capital Injection in Newton For For Management Industrial Limited -------------------------------------------------------------------------------- SHENZHEN ESUN DISPLAY CO., LTD. Ticker: 002751 Security ID: Y7T418100 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN ESUN DISPLAY CO., LTD. Ticker: 002751 Security ID: Y7T418100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Pledge and For For Management Guarantee -------------------------------------------------------------------------------- SHENZHEN ESUN DISPLAY CO., LTD. Ticker: 002751 Security ID: Y7T418100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Self-Inspection Report on For For Management Implementing Internal Control Rules 9 Approve Profit Distribution For For Management 10 Approve Financial Budget Report For For Management 11 Approve Daily Related-party For For Management Transactions 12 Approve Credit Line Applications For For Management 13 Approve Appointment of Auditor For For Management 14 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 15 Approve Adjustments in Implementation For For Management Progress of Raised Funds Investment Project 16 Approve Provision of Guarantee For Against Shareholder 17 Amend Management System of Raised Funds For For Shareholder -------------------------------------------------------------------------------- SHENZHEN EVERWIN PRECISION TECHNOLOGY CO., LTD. Ticker: 300115 Security ID: Y7744V100 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Subscription Method For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Use of Proceeds For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN EVERWIN PRECISION TECHNOLOGY CO., LTD. Ticker: 300115 Security ID: Y7744V100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Audited Financial Report For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Special Report on the Usage of For For Management Previously Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Provision of Guarantee For Against Management 11 Approve Forward Foreign Exchange For For Management Settlement and Sales 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHENZHEN EVERWIN PRECISION TECHNOLOGY CO., LTD. Ticker: 300115 Security ID: Y7744V100 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Qixing as Non-independent For For Management Director 1.2 Elect Chen Xiaoshuo as Non-independent For For Management Director 1.3 Elect Zhu Shouli as Non-independent For For Management Director 1.4 Elect Peng Jianchun as Non-independent For For Management Director 2.1 Elect Zhan Weizai as Independent For For Management Director 2.2 Elect Liang Rong as Independent For For Management Director 2.3 Elect Kong Xiangyun as Independent For For Management Director 3.1 Elect Chen Hang as Supervisor For For Management 3.2 Elect Zhan Min as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type and Nominal Value of For For Management Shares 1.02 Approve Method and Timing of Issuance For For Management 1.03 Approve Method of Subscription For For Management 1.04 Approve Subscribers For For Management 1.05 Approve Size of the Issuance For For Management 1.06 Approve Method of Pricing, Pricing For For Management Benchmark Date, Issue Price and Adjustment of Issue Price 1.07 Approve Use of Proceeds For For Management 1.08 Approve the Arrangement for For For Management Accumulated Undistributed Profits Before the Completion of the Issuance 1.09 Approve Place of Listing For For Management 1.10 Approve Validity Period of the For For Management Resolutions 1.11 Approve Grant of Authority For For Management 2 Approve Connected/Related Transaction For For Management Contemplated Under the Non-Public Issuance of H Shares -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741G114 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type and Nominal Value of For For Management Shares 1.02 Approve Method and Timing of Issuance For For Management 1.03 Approve Method of Subscription For For Management 1.04 Approve Subscribers For For Management 1.05 Approve Size of the Issuance For For Management 1.06 Approve Method of Pricing, Pricing For For Management Benchmark Date, Issue Price and Adjustment of Issue Price 1.07 Approve Use of Proceeds For For Management 1.08 Approve the Arrangement for For For Management Accumulated Undistributed Profits Before the Completion of the Issuance 1.09 Approve Place of Listing For For Management 1.10 Approve Validity Period of the For For Management Resolutions 1.11 Approve Grant of Authority For For Management 2 Approve Connected/Related Transaction For For Management Contemplated Under the Non-Public Issuance of H Shares -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741G114 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type and Nominal Value of For For Management Shares 1.02 Approve Method and Timing of Issuance For For Management 1.03 Approve Method of Subscription For For Management 1.04 Approve Subscribers For For Management 1.05 Approve Size of the Issuance For For Management 1.06 Approve Method of Pricing, Pricing For For Management Benchmark Date, Issue Price and Adjustment of Issue Price 1.07 Approve Use of Proceeds For For Management 1.08 Approve the Arrangement for For For Management Accumulated Undistributed Profits Before the Completion of the Issuance 1.09 Approve Place of Listing For For Management 1.10 Approve Validity Period of the For For Management Resolutions 1.11 Approve Grant of Authority For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type and Nominal Value of For For Management Shares 1.02 Approve Method and Timing of Issuance For For Management 1.03 Approve Method of Subscription For For Management 1.04 Approve Subscribers For For Management 1.05 Approve Size of the Issuance For For Management 1.06 Approve Method of Pricing, Pricing For For Management Benchmark Date, Issue Price and Adjustment of Issue Price 1.07 Approve Use of Proceeds For For Management 1.08 Approve the Arrangement for For For Management Accumulated Undistributed Profits Before the Completion of the Issuance 1.09 Approve Place of Listing For For Management 1.10 Approve Validity Period of the For For Management Resolutions 1.11 Approve Grant of Authority For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Distribution Scheme of For For Management Profits Including Declaration of Final Dividend 5 Approve 2020 Budget Report For Against Management 6 Approve Ernst & Young Hua Ming LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee for For Against Management Subsidiaries 8 Approve Donation for Anti-Epidemic For For Management Campaign to Hubei 9.01 Approve Issue Size and Method For For Management 9.02 Approve Type of the Debentures For For Management 9.03 Approve Maturity of the Debentures For For Management 9.04 Approve Target Subscribers and For For Management Arrangement for Placement to Shareholders 9.05 Approve Interest Rate For For Management 9.06 Approve Use of Proceeds For For Management 9.07 Approve Listing For For Management 9.08 Approve Guarantee For For Management 9.09 Approve Validity of the Resolution For For Management 9.10 Approve Authorization Arrangement For For Management 10 Authorize Repurchase of Issued H Share For For Management Capital 11 Elect Lin Ji Tong as Supervisor For For Shareholder 12 Elect Wang Zeng Jin as Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741G114 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Distribution Scheme of For For Management Profits Including Declaration of Final Dividend 5 Approve 2020 Budget Report For Against Management 6 Approve Ernst & Young Hua Ming LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee for For Against Management Subsidiaries 8 Approve Donation for Anti-Epidemic For For Management Campaign to Hubei 9.01 Approve Issue Size and Method For For Management 9.02 Approve Type of the Debentures For For Management 9.03 Approve Maturity of the Debentures For For Management 9.04 Approve Target Subscribers and For For Management Arrangement for Placement to Shareholders 9.05 Approve Interest Rate For For Management 9.06 Approve Use of Proceeds For For Management 9.07 Approve Listing For For Management 9.08 Approve Guarantee For For Management 9.09 Approve Validity of the Resolution For For Management 9.10 Approve Authorization Arrangement For For Management 10 Authorize Repurchase of Issued H Share For For Management Capital 11 Elect Lin Ji Tong as Supervisor For For Shareholder 12 Elect Wang Zeng Jin as Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741G114 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SHENZHEN FENDA TECHNOLOGY CO., LTD. Ticker: 002681 Security ID: Y7746N106 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Bonds 2.1 Approve Issue Size and Issue Manner For For Management 2.2 Approve Arrangements for Placing Bond For For Management with Shareholders 2.3 Approve Bond Maturity For For Management 2.4 Approve Bond Interest Rate and Method For For Management of Determination 2.5 Approve Target Subscribers For For Management 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Method to Increase Bond For For Management Creditability 2.8 Approve Bond Trading For For Management 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Private Placement of Bonds 4 Approve Guarantee in Relation to Bond For For Management Issuance 5 Amend Articles of Association For For Management 6 Approve Decrease in Registered Capital For For Management -------------------------------------------------------------------------------- SHENZHEN FENDA TECHNOLOGY CO., LTD. Ticker: 002681 Security ID: Y7746N106 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xiao Fen as Non-Independent For For Management Director 1.2 Elect Wen Zhongze as Non-Independent For For Management Director 1.3 Elect Xiao Yong as Non-Independent For For Management Director 1.4 Elect Dong Xiaolin as Non-Independent For For Management Director 1.5 Elect Xie Yuping as Non-Independent For For Management Director 1.6 Elect Xiao Yun as Non-Independent For For Management Director 2.1 Elect Zhou Yuhua as Independent For For Shareholder Director 2.2 Elect Ning Qinghua as Independent For For Shareholder Director 2.3 Elect Wang Yan as Independent Director For For Shareholder 3.1 Elect Guo Xuesong as Supervisor For For Management 3.2 Elect Huang Hanlong as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN FENDA TECHNOLOGY CO., LTD. Ticker: 002681 Security ID: Y7746N106 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SHENZHEN FENDA TECHNOLOGY CO., LTD. Ticker: 002681 Security ID: Y7746N106 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dismissal of Wen Zhongze as For Against Shareholder Non-Independent Director 2 Approve Retention of Wen Zhongze as For For Shareholder Non-Independent Director 3 Approve Dismissal of Dong Xiaolin as For Against Shareholder Non-Independent Director 4 Approve Retention of Dong Xiaolin as For For Shareholder Non-Independent Director 5 Amend Articles of Association For Against Management 6 Approve Retention of 9 Position for For For Shareholder the Size of Board 7 Approve Dismissal of Xiao Fen as For Against Shareholder Non-Independent Director 8 Approve Dismissal of Xiao Yong as For Against Shareholder Non-Independent Director 9 Approve Dismissal of Xiao Yun as For Against Shareholder Non-Independent Director -------------------------------------------------------------------------------- SHENZHEN FENDA TECHNOLOGY CO., LTD. Ticker: 002681 Security ID: Y7746N106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Performance Commitments For For Management 7.1 Approve Remuneration of Xiao Fen For For Management 7.2 Approve Remuneration of Xiao Yong For For Management 7.3 Approve Remuneration of Xie Yuping For For Management 7.4 Approve Remuneration of Xiao Yun For For Management 7.5 Approve Remuneration of Zhou Yuhua For For Management 7.6 Approve Remuneration of Ning Qinghua For For Management 7.7 Approve Remuneration of Wang Yan For For Management 7.8 Approve Remuneration of Xiao Xiao For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares and Stock Option 9 Approve Disputes Over Performance For For Shareholder Compensation and Performance Compensation Obligor as well as Signing of Agreement 10 Approve Repurchase and Cancellation of For For Shareholder Compensation Shares 11 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Repurchase and Cancellation of Compensation Shares -------------------------------------------------------------------------------- SHENZHEN FOUNTAIN CORP. Ticker: 000005 Security ID: Y77416108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For Against Management 4 Approve Financial Statements For Against Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Loan Guarantee Provision For For Management 8 Approve Report of the Independent For For Management Directors 9.1 Elect Dai Feilei as Non-Independent For For Shareholder Director 9.2 Elect Cai Kun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN FUANNA BEDDING & FURNISHING CO. LTD. Ticker: 002327 Security ID: Y77448101 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Yifei as Supervisor For For Management 2.1 Approve Repurchase of 807,800 For For Shareholder Performance Shares 2.2 Approve Repurchase of 574,500 For For Shareholder Performance Shares 2.3 Approve Repurchase of 415,740 For For Shareholder Performance Shares 2.4 Approve Repurchase of 180,040 For For Shareholder Performance Shares 2.5 Approve Repurchase of 70,000 For For Shareholder Performance Shares 2.6 Approve Repurchase of 77,000 For For Shareholder Performance Shares 2.7 Approve Repurchase of 28,000 For For Shareholder Performance Shares 2.8 Approve Repurchase of 192,500 For For Shareholder Performance Shares 2.9 Approve Repurchase of 160,000 For For Shareholder Performance Shares 2.10 Approve Repurchase of 628,200 For For Shareholder Performance Shares 3.1 Approve Repurchase of 20,000 For For Shareholder Performance Shares 3.2 Approve Repurchase of 155,000 For For Shareholder Performance Shares 3.3 Approve Repurchase of 50,000 For For Shareholder Performance Shares -------------------------------------------------------------------------------- SHENZHEN FUANNA BEDDING & FURNISHING CO. LTD. Ticker: 002327 Security ID: Y77448101 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Plan of Share Repurchase For For Management 1.2 Approve Manner of Share Repurchase For For Management 1.3 Approve Price and Adjustment For For Management Principles of Share Repurchase 1.4 Approve Type, Scale and Proportion to For For Management Share Capital of Share Repurchase 1.5 Approve Total Funds and Source of Funds For For Management 1.6 Approve Period of Share Repurchase For For Management 1.7 Approve Usage of Share Repurchase For For Management 1.8 Approve Resolution Validity Period For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN FUANNA BEDDING & FURNISHING CO. LTD. Ticker: 002327 Security ID: Y77448101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Remuneration Management System For For Management of Directors and Senior Management Members 9 Approve Use of Funds for Financial For For Management Product -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Hongtao as Non-Independent For For Management Director 2 Approve Provision of Guarantee for For For Management Loan for Equity Acquisition 3 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Audited Financial Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Elect Liao Haisheng as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN GLORY MEDICAL CO., LTD. Ticker: 002551 Security ID: Y7745C101 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Provision of For For Management Guarantee -------------------------------------------------------------------------------- SHENZHEN GLORY MEDICAL CO., LTD. Ticker: 002551 Security ID: Y7745C101 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Maximum Credit Line Application of Wholly-owned Subsidiary 2 Approve Provision of Guarantee for For For Management Project Loan Application of Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN GLORY MEDICAL CO., LTD. Ticker: 002551 Security ID: Y7745C101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer Part of the For For Management Comprehensive Credit Line of Ping An Bank to Wholly-owned Subsidiary and Company's Provision of Guarantee. 2 Approve Application of Buyer Credit For For Management Line and Provision of Guarantee 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN GLORY MEDICAL CO., LTD. Ticker: 002551 Security ID: Y7745C101 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Listing in the For For Management National SME Shares Transfer System by Second-tier Controlled Subsidiary -------------------------------------------------------------------------------- SHENZHEN GLORY MEDICAL CO., LTD. Ticker: 002551 Security ID: Y7745C101 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Bank Application of Wholly-owned Subsidiary 2 Approve Credit Line Application to For For Management Bank of Beijing and Provision of Guarantee 3 Approve Credit Line Application to For For Management Industrial Bank and Provision of Guarantee -------------------------------------------------------------------------------- SHENZHEN GLORY MEDICAL CO., LTD. Ticker: 002551 Security ID: Y7745C101 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Issue Manner and Period For For Management 3.3 Approve Issue Scale For For Management 3.4 Approve Target Parties and For For Management Subscription Manner 3.5 Approve Pricing Reference Date For For Management 3.6 Approve Issue Price and Pricing Basis For For Management 3.7 Approve Restriction Period For For Management 3.8 Approve Scale and Usage of Raised Funds For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Listing Location For For Management 3.11 Approve Resolution Validity Period For For Management 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholder and Ultimate Controlling Shareholder Regarding Counter-dilution Measures in Connection to the Private Placement 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN GLORY MEDICAL CO., LTD. Ticker: 002551 Security ID: Y7745C101 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 9 Amend Working System for Independent For For Management Directors 10 Amend Working System for Board For For Management Secretary 11 Amend Funding System for Preventing For For Management the Use of Funds by Controlling Shareholder and Related Parties 12 Amend Insider Registration System For For Management 13 Amend Management System of Raised Funds For For Management 14 Amend Subsidiary Management System For For Management 15 Amend Management System for Providing For For Management External Guarantees 16 Amend Related-Party Transaction For For Management Management System 17 Amend Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members 18 Approve Amendments to Articles of For For Management Association 19 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- SHENZHEN GONGJIN ELECTRONICS CO., LTD. Ticker: 603118 Security ID: Y7T45L107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Financial Statements and For Against Management Financial Budget Report 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8.1 Approve Remuneration of Wang Dawei For Against Management 8.2 Approve Remuneration of Tang Funan For Against Management 8.3 Approve Remuneration of Hu Zumin For Against Management 8.4 Approve Remuneration of He Yimeng For Against Management 8.5 Approve Allowance of Independent For Against Management Directors 8.6 Approve Remuneration of Qi Jianzhong For Against Management 8.7 Approve Remuneration of Li Tao For Against Management 8.8 Approve Remuneration of He Weidi For Against Management 9 Approve Internal Control Evaluation For For Management Report -------------------------------------------------------------------------------- SHENZHEN GONGJIN ELECTRONICS CO., LTD. Ticker: 603118 Security ID: Y7T45L107 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Issue Price and Pricing For For Management Principles 2.6 Approve Lock-Up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Appointment of Agency to For For Management Provide Services for this Transaction -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Performance Shares Incentive Plan 4 Approve Use of Own Funds for Cash For For Management Management 5 Approve Amendments to Articles of For For Management Association 6 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2.1 Elect Liu Yang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Board of For For Management Independent Directors -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Options and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN GRANDLAND GROUP CO., LTD. Ticker: 002482 Security ID: Y7744Y104 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Issuance of Short-term For For Management Financing Bills -------------------------------------------------------------------------------- SHENZHEN GRANDLAND GROUP CO., LTD. Ticker: 002482 Security ID: Y7744Y104 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management 3 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN GRANDLAND GROUP CO., LTD. Ticker: 002482 Security ID: Y7744Y104 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Performance Commitment For For Management Compensation Plan 3 Elect Bai Tao as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN GRANDLAND GROUP CO., LTD. Ticker: 002482 Security ID: Y7744Y104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of For For Management Non-Independent Directors 7 Approve Remuneration of Supervisors For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- SHENZHEN GUANGJU ENERGY CO. LTD. Ticker: 000096 Security ID: Y7742D102 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN GUANGJU ENERGY CO. LTD. Ticker: 000096 Security ID: Y7742D102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Amend Appointment System for For For Management Accountants 7 Elect Fang Jianhui as Supervisor For For Shareholder 8.1 Elect Wang Jian as Non-Independent For For Shareholder Director 8.2 Elect He Honggang as Non-Independent For For Shareholder Director 8.3 Elect Huang Bangxin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 002399 Security ID: Y7744K104 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 002399 Security ID: Y7744K104 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital 3 Approve Credit Line Application and For For Management Provision of Asset Collateral -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 002399 Security ID: Y7744K104 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing in Hong Kong Stock Exchange as well as Conversion of Company to Foreign Fund-Raising Company 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Principles of Offering For For Management 3 Approve Resolution Validity Period For For Management 4 Approve Authorization of Board to For For Management Handle All Related Matters 5 Approve Distribution Arrangement of For For Management Cumulative Earnings 6 Approve Usage of Raised Funds For For Management 7 Approve Lv Chuan as Independent For For Management Director 8 Approve Appointment of Financial and For For Management Internal Control Auditor 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Related Party Transaction For For Management Decision-making System 15 Amend Major Investment Decision For For Management Management System 16 Amend Management System for Providing For For Management External Guarantees 17 Amend Working System for Independent For For Management Directors 18 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 002399 Security ID: Y7744K104 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Board Structure For For Management and Amend Articles of Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Elect Sun Xuan as Non-Independent For For Management Director 5 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 002399 Security ID: Y7744K104 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Provision of Guarantee -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 002399 Security ID: Y7744K104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Provision of Guarantee For For Management 7 Approve Scheme for the Above Company's For For Management Oversea Listing -------------------------------------------------------------------------------- SHENZHEN HEUNGKONG HOLDING CO., LTD. Ticker: 600162 Security ID: Y76785107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor 2 Approve Appointment of Internal For For Management Control Auditor 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN HEUNGKONG HOLDING CO., LTD. Ticker: 600162 Security ID: Y76785107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Project Development Investment For Against Management Plan 8 Approve Daily Related-Party For For Management Transactions 9 Approve Guarantee Plan For For Management 10 Approve Credit Line Application For For Management 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- SHENZHEN HONGTAO GROUP CO., LTD. Ticker: 002325 Security ID: Y77447103 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Nianxin as Non-independent For For Management Director 1.2 Elect Liu Wang as Non-independent For For Management Director 1.3 Elect Xu Yuzhu as Non-independent For For Management Director 1.4 Elect Su Yi as Non-independent Director For For Management 2.1 Elect Liang Xia as Independent Director For For Management 2.2 Elect Zhao Qingxiang as Independent For For Management Director 2.3 Elect Chi Chaofu as Independent For For Management Director 3.1 Elect Tang Shihua as Supervisor For For Management 3.2 Elect Liu Wantao as Supervisor For For Management 4 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 5 Approve Repurchase Cancellation of For For Management Partial Granted Equity Incentive Shares (1) 6 Approve Repurchase Cancellation of For For Management Partial Granted Equity Incentive Shares (2) 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN HONGTAO GROUP CO., LTD. Ticker: 002325 Security ID: Y77447103 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Revision of Conversion Price For For Management of Convertible Bonds -------------------------------------------------------------------------------- SHENZHEN HONGTAO GROUP CO., LTD. Ticker: 002325 Security ID: Y77447103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Completion and Termination of For For Management Fund-raising Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- SHENZHEN HONGTAO GROUP CO., LTD. Ticker: 002325 Security ID: Y77447103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment to For For Management Conversion Price -------------------------------------------------------------------------------- SHENZHEN HT INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Financial For For Management Products 2 Approve Adjustment of Share Price For For Management Corresponding to Repurchase and Cancellation of Performance Shares 3 Approve Capital Reduction For For Management Corresponding to Repurchase and Cancellation of Performance Shares 4 Approve Amendments to Articles of For For Management Association and Changes in Business Registration 5 Approve Guarantee Provision For Against Management -------------------------------------------------------------------------------- SHENZHEN HT INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Reduction For For Management Corresponding to Repurchase and Cancellation of Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Approve Provision of Guarantee to For For Management Shenzhen Ruiji Electronic Technology Co., Ltd. 4 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary 5.1 Elect Liu Jianwei as Non-Independent For For Management Director 5.2 Elect Qin Hongwu as Non-Independent For For Management Director 5.3 Elect Luo Shanshan as Non-Independent For For Management Director 5.4 Elect Wang Xianfang as Non-Independent For For Management Director 5.5 Elect He Zhen as Non-Independent For For Management Director 5.6 Elect Leng Jing as Non-Independent For For Management Director 6.1 Elect Zhang Kunqiang as Independent For For Management Director 6.2 Elect Huang Gang as Independent For For Management Director 6.3 Elect Sun Zhongliang as Independent For For Management Director 7.1 Elect Wang Hushan as Supervisor For For Management 7.2 Elect Jiang Xihui as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN HT INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Management System for Providing For For Management External Guarantees 5 Amend Information Disclosure For For Management Management System -------------------------------------------------------------------------------- SHENZHEN HT INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Application of Bank Credit For For Management Lines 8 Approve to Appoint Auditor For For Management 9 Approve Provision of Guarantees For For Management 10 Approve Remuneration of Senior For For Management Management 11 Approve Remuneration of Directors and For For Management Senior Management 12 Approve Adjustment to Allowance of For For Management Independent Directors 13 Approve Use of Own Funds and Partial For For Management Idle Raised Funds to Purchase Financial Products 14 Approve Amendments to Articles of For For Management Association 15 Approve Change in Raised Funds For For Management Investment Project 16 Amend Information Disclosure For For Management Management System 17 Amend Raised Funds Management System For For Management 18 Elect Liu Ming as Non-independent For For Management Director 19 Elect Rao Wenke as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN HT INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Price of Partial For For Management Repurchase Cancellation of Performance Shares 2 Approve Reduction on Repurchase and For For Management Cancellation of Performance Shares 3 Amend Articles of Association For For Management 4 Approve Capital Injection and For For Management Introduction of Employee Stock Ownership Platform -------------------------------------------------------------------------------- SHENZHEN HUAKONG SEG CO. LTD. Ticker: 000068 Security ID: Y7742R101 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN HUAKONG SEG CO. LTD. Ticker: 000068 Security ID: Y7742R101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Related Party Transaction For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Loan Application For For Management 8 Approve Finance Lease For For Shareholder -------------------------------------------------------------------------------- SHENZHEN HUAQIANG INDUSTRY CO., LTD. Ticker: 000062 Security ID: Y7741A109 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Financial Services For For Management Agreement and Related Party Transactions 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN HUAQIANG INDUSTRY CO., LTD. Ticker: 000062 Security ID: Y7741A109 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN HUAQIANG INDUSTRY CO., LTD. Ticker: 000062 Security ID: Y7741A109 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Amendments to Articles of For For Management Association 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement and Related Party Transactions 2 Approve Change in Usage of Raised For For Management Funds and Additional Implementation Subject -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Finance Lease of Wholly-Owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement with Shenzhen Shenfubao (Group) Co., Ltd. 2 Approve Signing of Strategic For For Management Cooperation Agreement with Shenzhen City Construction Development (Group) Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement 2 Approve Application of Bank Credit For For Management Line and Provision of Guarantee 3 Approve Counter Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Fundraising For For Management Project and Use Excess Raised Funds to Replenish Working Capital 2 Approve Signing of Strategic For For Management Cooperation Agreement and Related Party Transactions -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Xinyu as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Comprehensive For For Management Credit Line 2 Approve Provision of Asset Mortgage For For Management Guarantee by Wholly-owned Subsidiary for Credit Line Application of Company 3 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Additional Daily Related-Party For For Management Transactions 9 Amend Precaution Occupancy Management For For Management System for Major Shareholders and Related Parties -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Elect Liu Zhaohuai as Non-independent For For Shareholder Director 1.1.2 Elect Zhang Yanfeng as Non-independent For For Shareholder Director 1.1.3 Elect Liu Xinyu as Non-independent For For Shareholder Director 1.1.4 Elect Wang Ge as Non-independent For For Shareholder Director 1.2.1 Elect Liu Guohong as Independent For For Shareholder Director 1.2.2 Elect Wen Jiangtao as Independent For For Shareholder Director 1.2.3 Elect Zhang Li as Independent Director For For Shareholder 2.1 Elect Guo Shuling as Supervisor For For Management 2.2 Elect Fan Baozhan as Supervisor For For Management 3 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 4 Approve Provision of Guarantee to For For Management SWANN COMMUNICATIONS USA INC. -------------------------------------------------------------------------------- SHENZHEN INFOGEM TECHNOLOGIES CO., LTD. Ticker: 300085 Security ID: Y7744Q101 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Business Scope and For For Management Amend Articles of Association 2 Approve Use of Idle Funds and Own For For Management Funds for Cash Management -------------------------------------------------------------------------------- SHENZHEN INFOGEM TECHNOLOGIES CO., LTD. Ticker: 300085 Security ID: Y7744Q101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN INFOGEM TECHNOLOGIES CO., LTD. Ticker: 300085 Security ID: Y7744Q101 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN INFOGEM TECHNOLOGIES CO., LTD. Ticker: 300085 Security ID: Y7744Q101 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, For For Management Pricing Principle and Issue Price 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Change in the Use of Proceeds For For Management -------------------------------------------------------------------------------- SHENZHEN INFOGEM TECHNOLOGIES CO., LTD. Ticker: 300085 Security ID: Y7744Q101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Non-Distribution of Profits For For Management 6 Approve Application of Credit Lines For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve Provision of Guarantee For Against Management 11.1 Elect Chen Xiangjun as Non-Independent For For Management Director 11.2 Elect Li Jun as Non-Independent For For Management Director 11.3 Elect He Ye as Non-Independent Director For For Management 11.4 Elect Feng Jun as Non-Independent For For Management Director 11.5 Elect Song Luliang as Non-Independent For For Management Director 12.1 Elect Zhu Houjia as Independent For For Management Director 12.2 Elect Liu Hong as Independent Director For For Management 12.3 Elect Chen Xinwei as Independent For For Management Director 13.1 Elect Wang Wanxin as Supervisor For For Management 13.2 Elect An Fengsen as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN INOVANCE TECHNOLOGY CO., LTD. Ticker: 300124 Security ID: Y7744Z101 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Financial Management System For For Management 3 Approve to Appoint Auditor For For Management 4 Approve Repurchase and Cancellation of For For Management Partial Performance Shares (1) 5 Approve Repurchase and Cancellation of For For Management Partial Performance Shares (2) 6 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SHENZHEN INOVANCE TECHNOLOGY CO., LTD. Ticker: 300124 Security ID: Y7744Z101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Budget For For Management 6 Approve Change in Registered Capital For For Management and Amend Articles of Association 7 Approve Repurchase and Cancellation of For For Management Performance Shares (1) 8 Approve Repurchase and Cancellation of For For Management Performance Shares (2) 9 Approve Adjustment of Implementation For For Management Progress of Technology Center Project Using Excess Raised Funds -------------------------------------------------------------------------------- SHENZHEN INTERNATIONAL HOLDINGS LIMITED Ticker: 152 Security ID: G8086V146 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Final Dividend For For Management 2.2 Approve Special Dividend For For Management 3.1 Elect Li Hai Tao as Director For For Management 3.2 Elect Hu Wei as Director For For Management 3.3 Elect Liu Xiao Dong as Director For For Management 3.4 Elect Nip Yun Wing as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SHENZHEN INVESTMENT LIMITED Ticker: 604 Security ID: Y7743P120 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lu Hua as Director For For Management 4 Elect Liu Shichao as Director For For Management 5 Approve Not to Fill Up the Vacated For For Management Office Resulted from the Retirement of Mou Yong as Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares 11 Approve Grant of Options Under the For For Management Share Option Scheme -------------------------------------------------------------------------------- SHENZHEN INVT ELECTRIC CO., LTD. Ticker: 002334 Security ID: Y77449109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For Against Management Controlled Subsidiary -------------------------------------------------------------------------------- SHENZHEN INVT ELECTRIC CO., LTD. Ticker: 002334 Security ID: Y77449109 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Application of Bank Credit For For Management Lines 3.1 Approve Provision of Guarantee to For Against Management Shanghai INVT Industrial Technology Co. , Ltd. 3.2 Approve Provision of Guarantee to For For Management Shenzhen INVT Solar Technology Co., Ltd. 3.3 Approve Provision of Guarantee to For Against Management Shenzhen INVT Electric Vehicle Drive Technology Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN INVT ELECTRIC CO., LTD. Ticker: 002334 Security ID: Y77449109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Change in Registered Capital For For Management and Amend Articles of Association 9 Approve Provision for Asset Impairment For For Management 10 Approve Provision of Counter-guarantee For For Shareholder -------------------------------------------------------------------------------- SHENZHEN INVT ELECTRIC CO., LTD. Ticker: 002334 Security ID: Y77449109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Draft and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Credit Line Application and For Against Shareholder Provision of Its Guarantee -------------------------------------------------------------------------------- SHENZHEN JIESHUN SCIENCE & TECHNOLOGY INDUSTRY CO., LTD. Ticker: 002609 Security ID: Y7745T104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Chao as Non-Independent For For Shareholder Director 2 Approve to Appoint Auditor For For Management 3 Approve Repurchase Cancellation of For For Management Performance Shares 4 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SHENZHEN JIESHUN SCIENCE & TECHNOLOGY INDUSTRY CO., LTD. Ticker: 002609 Security ID: Y7745T104 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SHENZHEN JIESHUN SCIENCE & TECHNOLOGY INDUSTRY CO., LTD. Ticker: 002609 Security ID: Y7745T104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Application of Credit Lines For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Change in Registered Capital For For Management and Amend Articles of Association 11 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- SHENZHEN JINJIA GROUP CO., LTD. Ticker: 002191 Security ID: Y7743D101 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement 2 Approve Change of Auditor For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHENZHEN JINJIA GROUP CO., LTD. Ticker: 002191 Security ID: Y7743D101 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qiao Luyu as Non-Independent For For Management Director 1.2 Elect Hou Xudong as Non-Independent For For Management Director 1.3 Elect Li Dehua as Non-Independent For For Management Director 1.4 Elect Li Xiaohua as Non-Independent For For Management Director 1.5 Elect Long Long as Non-Independent For For Management Director 1.6 Elect Bai Tao as Non-Independent For For Management Director 2.1 Elect Wang Yanmei as Independent For For Management Director 2.2 Elect Sun Jinshan as Independent For For Management Director 2.3 Elect Xie Lanjun as Independent For For Management Director 3.1 Elect Li Qingshan as Supervisor For For Management 3.2 Elect Ma Xiaohui as Supervisor For For Management 4 Approve Remuneration of For For Management Non-Independent Directors 5 Approve Allowance of Independent For For Management Directors 6 Approve Remuneration of Supervisors For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Report of the Board of For For Management Directors 9 Approve Report of the Board of For For Management Supervisors 10 Approve Financial Statements For For Management 11 Approve Profit Distribution For For Management 12 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 13 Approve Daily Related-Party Transaction For For Management 14 Approve Appointment of Auditor For For Management 15 Amend Articles of Association For For Management 16 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management -------------------------------------------------------------------------------- SHENZHEN KAIFA TECHNOLOGY CO., LTD. Ticker: 000021 Security ID: Y7740Z105 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Derivatives Business For For Management 3 Approve Comprehensive Credit Line Bank For For Management Application 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN KAIFA TECHNOLOGY CO., LTD. Ticker: 000021 Security ID: Y7740Z105 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Jian as Non-Independent For For Management Director 1.2 Elect Zheng Guorong as Non-Independent For For Management Director 1.3 Elect Li Gang as Non-Independent For For Management Director 1.4 Elect Liu Yanwu as Non-Independent For For Management Director 1.5 Elect Chen Zhujiang as Non-Independent For For Management Director 1.6 Elect Dong Dawei as Non-Independent For For Management Director 2.1 Elect Qiu Daliang as Independent For For Management Director 2.2 Elect Song Chunlei as Independent For For Management Director 2.3 Elect Bai Junjiang as Independent For For Management Director 3.1 Elect Gao Muqun as Supervisor For For Shareholder 3.2 Elect Chen Yang as Supervisor For For Shareholder 4 Approve Allowance of Directors For For Management 5 Approve Allowance of Supervisors For For Management -------------------------------------------------------------------------------- SHENZHEN KAIFA TECHNOLOGY CO., LTD. Ticker: 000021 Security ID: Y7740Z105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300601 Security ID: Y774C4101 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Use of Own Funds to Invest in For For Management Financial Products 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300601 Security ID: Y774C4101 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve to Adjust the Pricing For For Management Principles 1.2 Approve to Adjust the Number of For For Management Release Targets 1.3 Approve to Adjust the Lock-up Period For For Management 2 Approve Plan for Private Placement of For For Management Shares (Revised) 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement (Revised) -------------------------------------------------------------------------------- SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300601 Security ID: Y774C4101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Bank Credit Line Application For For Management and Its Relevant Guarantee 7 Approve Use of Idle Raised Funds for For For Management Cash Management 8 Approve Use of Own Funds to Invest in For For Management Financial Products -------------------------------------------------------------------------------- SHENZHEN KEDALI INDUSTRY CO., LTD. Ticker: 002850 Security ID: Y774C5108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Use of Remaining Funds to Replenish Working Capital 2 Approve to Appoint Auditor For For Management 3 Approve Dissolution and Liquidation of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN KEDALI INDUSTRY CO., LTD. Ticker: 002850 Security ID: Y774C5108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Credit Line Bank Application For For Management and Authorization 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9.1 Approve Share Type and Par Value For For Management 9.2 Approve Issue Manner and Issue Time For For Management 9.3 Approve Target Subscribers and For For Management Subscription Method 9.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 9.5 Approve Issue Size For For Management 9.6 Approve Lock-up Period For For Management 9.7 Approve Listing Exchange For For Management 9.8 Approve Raised Funds Amount and For For Management Investment 9.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 9.10 Approve Resolution Validity Period For For Management 10 Approve Plan for Private Placement of For For Management New Shares 11 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 12 Approve Report on the Usage of For For Management Previously Raised Funds 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Formulation of Shareholder For For Management Dividend Return Plan 15 Approve Authorization of Board and For For Management Board Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to Bond Issuance 2 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Shares Incentive Plan -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of External For For Management Investment -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line of Subsidiary and For For Management Provision of Counter Guarantee 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Equity For For Management Transfer -------------------------------------------------------------------------------- SHENZHEN KINWONG ELECTRONIC CO., LTD. Ticker: 603228 Security ID: Y774BX108 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Shares Incentive For For Management Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Performance Shares Incentive Plan 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN KINWONG ELECTRONIC CO., LTD. Ticker: 603228 Security ID: Y774BX108 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Shares Incentive For Did Not Vote Management Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters Regarding Performance Shares Incentive Plan 4 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN KINWONG ELECTRONIC CO., LTD. Ticker: 603228 Security ID: Y774BX108 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Term For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management 2.7 Approve Conversion Period For For Management 2.8 Approve Determination Manner of For For Management Conversion Shares 2.9 Approve Adjustment and Determination For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Redemption Terms For For Management 2.12 Approve Resale Terms For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscriber 2.15 Approve Placement Arrangement to For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Use and Implementation of For For Management Raised Funds 2.18 Approve Guarantee Matters For For Management 2.19 Approve Deposit Account for Raised For For Management Funds 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Formulation of Principle on For For Management Bondholders Meeting 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment Regarding For For Management Counter-dilution Measures 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve Report on the Usage of For For Management Previously Raised Funds 11 Approve Investment in Jingwang For For Management Electronic Technology (Zhuhai) Co., Ltd. Phase I Project-600,000 Square Meters of High-Density Interconnected Printed Circuit Board Project -------------------------------------------------------------------------------- SHENZHEN KINWONG ELECTRONIC CO., LTD. Ticker: 603228 Security ID: Y774BX108 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Issuance of Convertible Bonds 2.1 Approve Issue Type For Did Not Vote Management 2.2 Approve Issue Scale For Did Not Vote Management 2.3 Approve Par Value and Issue Price For Did Not Vote Management 2.4 Approve Bond Term For Did Not Vote Management 2.5 Approve Interest Rate For Did Not Vote Management 2.6 Approve Period and Manner of Repayment For Did Not Vote Management 2.7 Approve Conversion Period For Did Not Vote Management 2.8 Approve Determination Manner of For Did Not Vote Management Conversion Shares 2.9 Approve Adjustment and Determination For Did Not Vote Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For Did Not Vote Management of Conversion Price 2.11 Approve Redemption Terms For Did Not Vote Management 2.12 Approve Resale Terms For Did Not Vote Management 2.13 Approve Dividend Distribution Post For Did Not Vote Management Conversion 2.14 Approve Issue Manner and Target For Did Not Vote Management Subscriber 2.15 Approve Placement Arrangement to For Did Not Vote Management Shareholders 2.16 Approve Matters Relating to Meetings For Did Not Vote Management of Bond Holders 2.17 Approve Use and Implementation of For Did Not Vote Management Raised Funds 2.18 Approve Guarantee Matters For Did Not Vote Management 2.19 Approve Deposit Account for Raised For Did Not Vote Management Funds 2.20 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan on Convertible Bond For Did Not Vote Management Issuance 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Formulation of Principle on For Did Not Vote Management Bondholders Meeting 6 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment Regarding For Did Not Vote Management Counter-dilution Measures 8 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 9 Approve Shareholder Return Plan For Did Not Vote Management 10 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 11 Approve Investment in Jingwang For Did Not Vote Management Electronic Technology (Zhuhai) Co., Ltd. Phase I Project-600,000 Square Meters of High-Density Interconnected Printed Circuit Board Project -------------------------------------------------------------------------------- SHENZHEN KINWONG ELECTRONIC CO., LTD. Ticker: 603228 Security ID: Y774BX108 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves Plan 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Comprehensive Credit Line and For Against Management Provision of Guarantee 8 Approve Provision of Bank Acceptance For For Management Bill as Pledge Guarantee -------------------------------------------------------------------------------- SHENZHEN KINWONG ELECTRONIC CO., LTD. Ticker: 603228 Security ID: Y774BX108 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution and For Did Not Vote Management Capitalization of Capital Reserves Plan 6 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 7 Approve Comprehensive Credit Line and For Did Not Vote Management Provision of Guarantee 8 Approve Provision of Bank Acceptance For Did Not Vote Management Bill as Pledge Guarantee -------------------------------------------------------------------------------- SHENZHEN KSTAR SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002518 Security ID: Y77454109 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Chengyu as Non-Independent For For Management Director 1.2 Elect Liu Ling as Non-Independent For For Management Director 1.3 Elect Li Chunying as Non-Independent For For Management Director 1.4 Elect He Shaoqiang as Non-Independent For For Management Director 2.1 Elect Xu Zheng as Independent Director For For Management 2.2 Elect Chen Binhai as Independent For For Management Director 2.3 Elect Zhou Qichao as Independent For For Management Director 3.1 Elect Hu Wei as Supervisor For For Management 3.2 Elect Miao Lingqiu as Supervisor For For Management 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN KSTAR SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002518 Security ID: Y77454109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Comprehensive Credit Line Bank For For Management Application 7 Approve Foreign Exchange Forward For For Management Transactions 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Shareholder Return Plan For For Management 11 Approve to Appoint Auditor For For Management 12 Approve Use of Funds to Purchase For For Shareholder Short-term Financial Products -------------------------------------------------------------------------------- SHENZHEN LAIBAO HI-TECH CO., LTD. Ticker: 002106 Security ID: Y77431107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Financial Auditor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Company's Guarantee Management For For Management Measures 5 Amend Decision-Making Procedures and For For Management Rules for Corporate Investments -------------------------------------------------------------------------------- SHENZHEN LAIBAO HI-TECH CO., LTD. Ticker: 002106 Security ID: Y77431107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Audit Work Summary Report For For Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Shareholder Return Plan For For Management 9 Approve Adjustment and Extension of For For Shareholder Provision of Guarantee -------------------------------------------------------------------------------- SHENZHEN LIANTRONICS CO., LTD. Ticker: 300269 Security ID: Y7745Y103 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shenzhen Easystar Electronics For For Management Co., Ltd. Compensation Plan for Unfulfilled Performance Commitments in 2018 2 Approve Shanghai Litang Marketing For For Management Management Co., Ltd. Compensation Plan for Unfulfilled Performance Commitments in 2018 3 Approve Shanghai Chengguang For For Management Advertisement Co., Ltd. Compensation Plan for Unfulfilled Performance Commitments in 2018 4 Approve Xi'an Green One Media Co., Ltd. For For Management Compensation Plan for Unfulfilled Performance Commitments in 2018 -------------------------------------------------------------------------------- SHENZHEN LIANTRONICS CO., LTD. Ticker: 300269 Security ID: Y7745Y103 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Change of Performance Commitment 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN LIANTRONICS CO., LTD. Ticker: 300269 Security ID: Y7745Y103 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Settlement Plan with Previous For For Management Shareholder of Subsidiary -------------------------------------------------------------------------------- SHENZHEN LIANTRONICS CO., LTD. Ticker: 300269 Security ID: Y7745Y103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Settlement Agreement with For For Management Shanghai Litang Marketing Management Co., Ltd. 2 Approve Settlement Agreement with For For Management Shanxi Huahan Culture Communication Co. , Ltd. 3.1 Elect Xia Minghui as Independent For For Shareholder Director 3.2 Elect Liu Maolin as Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN LIANTRONICS CO., LTD. Ticker: 300269 Security ID: Y7745Y103 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN LIANTRONICS CO., LTD. Ticker: 300269 Security ID: Y7745Y103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Guarantee Provision For For Management 8 Amend Articles of Association For For Management 9 Approve of the Unrecovered Loss For For Management Reaching 1/3 of Total Paid-in Capital 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Compensation of Unfulfilled For For Management Performance Commitments for Beijing Yuanyang Linge Cultural Media Co., Ltd. 12 Approve Compensation of Unfulfilled For For Management Performance Commitments for Shenzhen Lima Network Technology Co., Ltd. 13 Approve Compensation of Unfulfilled For For Shareholder Performance Commitments of Shanghai Litang Marketing Management Co., Ltd. 14 Approve Compensation of Unfulfilled For For Shareholder Performance Commitments of Shanxi Huahan Culture Communication Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN LIANTRONICS CO., LTD. Ticker: 300269 Security ID: Y7745Y103 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Settlement Plan For For Management 2 Approve Asset Disposal For For Shareholder -------------------------------------------------------------------------------- SHENZHEN MASON TECHNOLOGIES CO., LTD. Ticker: 002654 Security ID: Y7746E106 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For Did Not Vote Management Lines and Provision of Guarantee 2 Approve Bill Pool Business For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN MASON TECHNOLOGIES CO., LTD. Ticker: 002654 Security ID: Y7746E106 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application and For Did Not Vote Management Related-party Transactions -------------------------------------------------------------------------------- SHENZHEN MASON TECHNOLOGIES CO., LTD. Ticker: 002654 Security ID: Y7746E106 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Did Not Vote Management 2 Approve to Appoint Auditor For Did Not Vote Management 3 Approve Change in Registered Capital For Did Not Vote Management and Amend Articles of Association 4 Approve Guarantee Provision for the For Did Not Vote Management Bank Credit Line Application of Guangdong Hengrun Optoelectronics Co., Ltd. 5 Approve Provision of Guarantee for For Did Not Vote Management Guangdong Hengrun Optoelectronics Co., Ltd. 6 Approve Provision of Guarantee for For Did Not Vote Management Guangdong Zhongzhu Tianyou Aesthetic Lighting Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN MASON TECHNOLOGIES CO., LTD. Ticker: 002654 Security ID: Y7746E106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Remuneration of Chairman of For Did Not Vote Management the Board 7 Approve of the Unrecovered Loss For Did Not Vote Management Reaching 1/3 of Total Paid-in Capital 8 Approve Provision of Guarantee For Did Not Vote Shareholder -------------------------------------------------------------------------------- SHENZHEN MASON TECHNOLOGIES CO., LTD. Ticker: 002654 Security ID: Y7746E106 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Authorization of the Board to For For Management Handle All Related Matters 3 Approve Transfer of Accounts Receivable For For Management -------------------------------------------------------------------------------- SHENZHEN MEGMEET ELECTRICAL CO., LTD. Ticker: 002851 Security ID: Y774C7104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Tong Yongsheng as For For Management Non-Independent Director 2.2 Elect Zhang Zhi as Non-Independent For For Management Director 2.3 Elect Wang Xuefen as Non-Independent For For Management Director 3.1 Elect Zhang Bo as Independent Director For For Management 3.2 Elect Wang Yutao as Independent For For Management Director 4.1 Elect Liang Min as Supervisor For For Management 4.2 Elect Zhao Wandong as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN MEGMEET ELECTRICAL CO., LTD. Ticker: 002851 Security ID: Y774C7104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Provision of Guarantee For Against Management 11 Approve Provision of Loan For Against Management 12 Approve Related Party Transaction For For Management 13 Approve Use of Raised Funds for Cash For For Management Management 14 Approve Use of Own Funds for Cash For For Management Management 15 Approve Foreign Exchange Hedging For For Management Business 16 Approve Pledged Bank Acceptance Bills For Against Management 17 Approve Amendments to Articles of For For Management Association 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors 19 Amend Working System for Independent For For Management Directors and Management System of Raised Funds 20 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHENZHEN MINDATA HOLDING CO. LTD. Ticker: 002137 Security ID: Y77434101 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Acquisition and Related For For Management Party Transactions 2 Approve Extension of Resolution For For Management Validity Period for Use of Idle Funds for Cash Management 3 Approve Signing of Strategic For For Shareholder Cooperation Framework Agreement 4 Approve Daily Related-party For For Shareholder Transactions -------------------------------------------------------------------------------- SHENZHEN MINDATA HOLDING CO. LTD. Ticker: 002137 Security ID: Y77434101 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Guarantee For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN MINDATA HOLDING CO. LTD. Ticker: 002137 Security ID: Y77434101 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Raised Funds Amount and Usage For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN MINDATA HOLDING CO. LTD. Ticker: 002137 Security ID: Y77434101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7.1 Approve Remuneration of Chen Yamei and For For Management Qiao Xin 7.2 Approve Remuneration of Gao Liqiang For For Management 7.3 Approve Remuneration of Liao Jianzhong For For Management 7.4 Approve Remuneration of Zhu Lei For For Management 7.5 Approve Allowance of Independent For For Management Directors 8.1 Approve Remuneration of Zeng Huiming For For Management 8.2 Approve Remuneration of Chen Xiaoyan For For Management 8.3 Approve Remuneration of Feng Min For For Management 9 Amend Articles of Association For For Management 10 Amend Management System of Raised Funds For For Management 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Working System for Independent For For Management Directors 14.1 Elect Chen Yamei as Non-Independent For For Shareholder Director 14.2 Elect Qiao Xin as Non-Independent For For Shareholder Director 14.3 Elect Liao Jianzhong as For For Shareholder Non-Independent Director 15.1 Elect Ma Qiji as Independent Director For For Shareholder 15.2 Elect Cao Junbo as Independent Director For For Shareholder 15.3 Elect Xuan Richard Gu as Independent For For Shareholder Director 15.4 Elect Liang Huaquan as Independent For For Shareholder Director 16.1 Elect Jiang Jianhu as Supervisor For For Shareholder 16.2 Elect Yuan Suhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD. Ticker: 300760 Security ID: Y774E3101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Board of For For Management Directors and Amend Articles of Association 2.1 Elect Li Xiting as Non-independent For For Management Director 2.2 Elect Xu Hang as Non-independent For For Management Director 2.3 Elect Cheng Minghe as Non-independent For For Management Director 2.4 Elect Wu Hao as Non-independent For For Management Director 2.5 Elect Guo Yanmei as Non-independent For For Management Director 3.1 Elect Xi Hao as Independent Director For For Management 3.2 Elect Wu Qiyao as Independent Director For For Management 3.3 Elect Yao Hui as Independent Director For For Management 4.1 Elect Tang Zhi as Supervisor For For Management 4.2 Elect Ji Qiang as Supervisor For For Management 5 Approve Revoke Change of Registered For For Management Address and Amendments to Articles of Association -------------------------------------------------------------------------------- SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD. Ticker: 300760 Security ID: Y774E3101 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Social Responsibility Report For For Management 7 Approve Termination of Partial Raised For For Management Funds Investment Project 8 Approve Appointment of Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Related Party Transaction For For Management Decision-making System 12 Amend Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHENZHEN MINKAVE TECHNOLOGY CO., LTD. Ticker: 300506 Security ID: Y774AQ104 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by For For Management Associated Natural Person to Company 2 Approve Provision of Guarantee by For For Management Associated Natural Person to Controlled Subsidiary 3 Approve Provision of Guarantee to For For Management Controlled Subsidiary 4 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN MINKAVE TECHNOLOGY CO., LTD. Ticker: 300506 Security ID: Y774AQ104 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4.1 Elect Niu Laibao as Non-Independent For For Shareholder Director 4.2 Elect Yan Jun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN MINKAVE TECHNOLOGY CO., LTD. Ticker: 300506 Security ID: Y774AQ104 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Raised Funds For For Management Investment Project and Related-party Transactions -------------------------------------------------------------------------------- SHENZHEN MINKAVE TECHNOLOGY CO., LTD. Ticker: 300506 Security ID: Y774AQ104 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN MINKAVE TECHNOLOGY CO., LTD. Ticker: 300506 Security ID: Y774AQ104 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- SHENZHEN MINKAVE TECHNOLOGY CO., LTD. Ticker: 300506 Security ID: Y774AQ104 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ren Jie as Independent Director For For Management -------------------------------------------------------------------------------- SHENZHEN MINKAVE TECHNOLOGY CO., LTD. Ticker: 300506 Security ID: Y774AQ104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Credit Line Bank Application For For Management 7 Approve Formulation of Remuneration For For Management Management System of Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Specific For For Management Investment of Fundraising Investment Projects 2 Approve the Allowance of Directors For For Management 3 Approve Board of Supervisors Election For For Management and Elect Shan Huajin as Supervisor 4.1 Elect Gu Wei as Non-Independent For For Management Director 4.2 Elect Quan Jinsong as Non-Independent For For Management Director 4.3 Elect Kang Jian as Non-Independent For For Management Director 4.4 Elect Yan Zhirong as Non-Independent For For Management Director 4.5 Elect Xu Feng as Non-Independent For For Management Director 5.1 Elect Zhang Junsheng as Independent For For Management Director 5.2 Elect Zhu Wei as Independent Director For For Management 5.3 Elect Zhang Zengrong as Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Zhiyan as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend the Work System of Independent For For Management Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Foreign Exchange Forward For For Management Transactions 3 Approve Comprehensive Credit Line For For Management Application 4 Approve Provision of Guarantee by For For Management Controlling Shareholder 5 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Invest in For For Management Financial Products 2 Approve Provision of Guarantee For Against Shareholder -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Guarantee for For For Management Company -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Daily Related Party Transaction For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve to Appoint Auditor For For Management 11 Approve Provision of Guarantee by For For Shareholder Controlled Subsidiary -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issuance Method and Issuance For For Management Time 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Price Reference Date For For Management 2.6 Approve Price Method or Price Range For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Subscription Method For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Amount and Use of Proceeds For For Management 2.11 Approve Distribution of Cumulative For For Management Earnings 2.12 Approve Resolution Validity Period For For Management 3 Approve Related Party Transactions in For For Management Connection to Private Placement 4 Approve Company's Plan for Issuance of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Signing of Conditional Share For For Management Subscription Agreement 9 Approve Signing of Conditional For For Management Supplementary Share Subscription Agreement 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Whitewash Waiver and Related For For Management Transactions 12 Approve Shareholder Return Plan For For Management 13 Approve External Guarantee For For Management 14 Approve Adjustment on Implementing For For Management Equity Incentive Plan -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Approve Remuneration of Supervisors For For Management 3 Amend Articles of Association and For For Management Rules and Procedures Regarding Meetings of Board of Directors 4.1 Elect Zhang Simin as Non-Independent For For Shareholder Director 4.2 Elect Liu Zhanjun as Non-Independent For For Shareholder Director 4.3 Elect Zhang Feng as Non-Independent For For Shareholder Director 4.4 Elect Che Hanshu as Non-Independent For For Shareholder Director 4.5 Elect Zhao Wenliang as Non-Independent For For Shareholder Director 4.6 Elect Shen Dakai as Non-Independent For For Shareholder Director 5.1 Elect Liu Laiping as Independent For For Management Director 5.2 Elect Gu Yang as Independent Director For For Management 5.3 Elect Zhang Weidong as Independent For For Management Director 6.1 Elect Huang He as Supervisor For For Shareholder 6.2 Elect Wang Xingquan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2 Approve Issuance of Corporate Bonds For For Management and Private Issuance of Short-term Corporate Bonds 3 Approve Issuance of Corporate Bonds For For Management 4 Approve Issuance of Private Issuance For For Management of Short-term Corporate Bonds 5 Approve Authorization of the Board to For For Management Handle All Related Matters 6 Approve Comprehensive Credit Line Bank For For Management Application 7 Approve Provision of Guarantees to For For Management Controlled Subsidiaries 8 Approve Provision of Guarantees to For For Management Associate Company 9 Approve Loan Application For For Management -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- SHENZHEN NEW NANSHAN HOLDING (GROUP) CO. LTD. Ticker: 002314 Security ID: Y97256104 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Relocation For For Management Compensation Related Agreements and Related Party Transactions 2 Approve Guarantee Provision Plan For For Management 3 Approve External Financial Assistance For For Management Provision 4 Approve Change in Financial Assistance For For Management Matters 5 Elect Xian Yi as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN NEW NANSHAN HOLDING (GROUP) CO. LTD. Ticker: 002314 Security ID: Y97256104 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Related-party Transaction in For For Management Connection to Loan from Controlling Shareholder 3 Approve Joint Investment in the For For Management Establishment of an Industrial Fund and Related Party Transactions 4 Approve Asset-backed Notes For For Management 5 Approve Adjustment in External For For Management Guarantee -------------------------------------------------------------------------------- SHENZHEN NEW NANSHAN HOLDING (GROUP) CO. LTD. Ticker: 002314 Security ID: Y97256104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Guarantee Provision Plan For For Management 9 Approve Provision of Guarantee for For For Management Wholly-Owned Subsidiary 10 Approve Provision of Financial For For Management Assistance 11 Approve Asset Backed Securitization For For Management 12.1 Elect Tian Junyan as Non-Independent For For Shareholder Director 12.2 Elect Zhang Jianguo as Non-Independent For For Shareholder Director 12.3 Elect Wang Shiyun as Non-Independent For For Management Director 12.4 Elect Xian Yi as Non-Independent For For Shareholder Director 12.5 Elect Zhao Jianchao as Non-Independent For For Shareholder Director 12.6 Elect Chen Bo as Non-Independent For For Shareholder Director 12.7 Elect Li Hongwei as Non-Independent For For Shareholder Director 12.8 Elect Shu Qian as Non-Independent For For Management Director 13.1 Elect Zhang Jinlong as Independent For For Management Director 13.2 Elect Xi Xiaohong as Independent For For Management Director 13.3 Elect Yu Minggui as Independent For For Management Director 13.4 Elect Yuan Yuhui as Independent For For Management Director 14.1 Elect Chen Lei as Supervisor For For Shareholder 14.2 Elect Hu Yongtao as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN NOPOSION AGROCHEMICALS CO., LTD. Ticker: 002215 Security ID: Y7743V101 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Guarantee Provision to For For Management Wholly-owned Subsidiary 3 Approve Guarantee Provision to For For Management Company's Distributor 4 Elect Cao Mingzhang as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN NOPOSION AGROCHEMICALS CO., LTD. Ticker: 002215 Security ID: Y7743V101 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection of For For Management Subsidiary and Related Party Transactions 2 Approve Capital Injection of For For Management Wholly-owned Subsidiary and Related Party Transactions -------------------------------------------------------------------------------- SHENZHEN NOPOSION AGROCHEMICALS CO., LTD. Ticker: 002215 Security ID: Y7743V101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisors For For Management 10 Approve Related Party Transaction For For Management 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN NOPOSION AGROCHEMICALS CO., LTD. Ticker: 002215 Security ID: Y7743V101 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Duan Xiannian as Non-independent For For Management Director 1.2 Elect Yao Jun as Non-independent For For Management Director 1.3 Elect Wang Xiaowen as Non-independent For For Management Director 2.1 Elect Wang Yijiang as Independent For For Management Director 2.2 Elect Sha Zhenquan as Independent For For Management Director 2.3 Elect Song Ding as Independent Director For For Management 2.4 Elect Zhang Yuming as Independent For For Management Director 3.1 Elect Chen Yuehua as Supervisor For For Management 3.2 Elect Pan Fengwen as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Application of Credit Lines For For Management 6 Approve Application of Entrusted Loans For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Provision of Financial Aid to For For Management Associate Company 9 Approve Provision of Financial Aid to For For Management Project Company 10 Approve Daily Related Party Transaction For For Management 11 Approve to Appoint Auditor For For Management 12 Approve Amendments to Articles of For Against Management Association 13 Approve Development of Independent For Against Management Director Compensation and Treatment Standards -------------------------------------------------------------------------------- SHENZHEN PROLTO SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 002769 Security ID: Y77494105 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN PROLTO SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 002769 Security ID: Y77494105 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN PROLTO SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 002769 Security ID: Y77494105 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For Against Management Application 2 Approve Use of Idle Funds for For For Management Entrusted Asset Management 3 Approve Financial Derivatives Trading For For Management Business -------------------------------------------------------------------------------- SHENZHEN PROLTO SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 002769 Security ID: Y77494105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Financial Statements For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHENZHEN PROPERTIES & RESOURCES DEVELOPMENT (GROUP) CO. LTD. Ticker: 200011 Security ID: Y77418112 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- SHENZHEN PROPERTIES & RESOURCES DEVELOPMENT (GROUP) CO. LTD. Ticker: 200011 Security ID: Y77418112 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN PROPERTIES & RESOURCES DEVELOPMENT (GROUP) CO. LTD. Ticker: 200011 Security ID: Y77418112 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Employees and For Against Management Investment Management Method 2 Approve Formulation of Updated Project For Against Management Staff and Investment Management Method -------------------------------------------------------------------------------- SHENZHEN PROPERTIES & RESOURCES DEVELOPMENT (GROUP) CO. LTD. Ticker: 200011 Security ID: Y77418112 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN PROPERTIES & RESOURCES DEVELOPMENT (GROUP) CO. LTD. Ticker: 200011 Security ID: Y77418112 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget For For Management 5 Approve Annual Report For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Application of Credit Lines For For Management 8 Approve to Appoint Auditor For For Management 9.1 Elect Xie Chang as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN RAPOO TECHNOLOGY CO., LTD. Ticker: 002577 Security ID: Y7745K103 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Increasing Branding Operation For For Management and Disposal of Assets 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope 4 Approve Leasing of Factory Buildings For For Management -------------------------------------------------------------------------------- SHENZHEN RAPOO TECHNOLOGY CO., LTD. Ticker: 002577 Security ID: Y7745K103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management and Liquidation of Assets 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve 2019 and 2020 Remuneration of For For Management Directors, Supervisors and Senior Management Members 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve to Appoint Auditor For For Management 9 Approve Use of Funds for Cash For For Management Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Change in Usage of Raised Funds For For Management 4 Approve Use of Raised Funds for Cash For For Management Management 5 Approve Use of Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement and Waiver of Pre-emptive Right 2 Approve Related Party Transaction in For For Management Connection to Loan Provision -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Performance Shares Incentive Plan 4 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 5 Approve Employee Share Purchase Plan For For Management Management Method 6 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Employee Share Purchase Plan 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve External Guarantee and Related For For Management Party Transactions -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Term Extension of External For For Management Guarantee and Related Party Transactions -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Allowance of Independent For For Management Directors 8 Approve Remuneration of Supervisors For For Management 9 Approve Report on the Deposit and For For Management Usage of Raised Funds -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ye Chenghai as Non-independent For For Management Director 1.2 Elect Kevin Sing Ye as Non-independent For For Management Director 1.3 Elect Yan Jie as Non-independent For For Management Director 1.4 Elect Ye Yuyun as Non-independent For For Management Director 1.5 Elect Wen Zhongyi as Non-independent For For Management Director 1.6 Elect Yang Jianfeng as Non-independent For For Management Director 2.1 Elect He Suying as Independent Director For For Management 2.2 Elect Liu Laiping as Independent For For Management Director 2.3 Elect Zhang Meng as Independent For For Management Director 3.1 Elect Li Aizhen as Supervisor For For Management 3.2 Elect Tang Ji as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHENZHEN SDG INFORMATION CO., LTD. Ticker: 000070 Security ID: Y7741L105 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 4 Approve Signing of the Compensation For For Management and Resettlement Agreement for the Relocation of Hengli Science and Innovation Park Urban Renewal Project in Meilin Street, Futian District -------------------------------------------------------------------------------- SHENZHEN SDG INFORMATION CO., LTD. Ticker: 000070 Security ID: Y7741L105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Amend Management System for External For For Management Investment -------------------------------------------------------------------------------- SHENZHEN SDG INFORMATION CO., LTD. Ticker: 000070 Security ID: Y7741L105 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Bond Interest Rate and Method For For Management of Determination 2.5 Approve Guarantee in Relation to Bond For For Management Issuance 2.6 Approve Use of Proceeds For For Management 2.7 Approve Target Parties and Placing For For Management Arrangement to Shareholders 2.8 Approve Par Value and Issue Price For For Management 2.9 Approve Listing Location For For Management 2.10 Approve Underwriting Method For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Luo Ling as Non-Independent For For Management Director 2.2 Elect Liao Yao as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: OCT 17, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Elect Hou Yi as Non-independent For For Shareholder Director 1.1.2 Elect Luo Ling as Non-independent For For Shareholder Director 1.1.3 Elect Liao Yao as Non-independent For For Shareholder Director 1.1.4 Elect Wu Zhihua as Non-independent For For Shareholder Director 1.1.5 Elect Wang Fengde as Non-independent For For Shareholder Director 1.1.6 Elect Weng Tiejian as Non-independent For For Shareholder Director 1.2.1 Elect Niu Qiufang as Independent For For Management Director 1.2.2 Elect Cheng Guoqiang as Independent For For Management Director 1.2.3 Elect Zeng Xuezhong as Independent For For Management Director 2.1 Elect Li Hongliang as Supervisor For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Between For Against Management Company and Subsidiaries 2 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Approve Application of Comprehensive For For Management Credit Lines -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kazumoto Ichito as For For Management Non-Independent Director 2 Approve Amendments to Articles of For For Management Association 3 Approve Additional Guarantee Provision For For Management Plan 4 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- SHENZHEN SEZ REAL ESTATE & PROPERTIES (GROUP) CO., LTD. Ticker: 200029 Security ID: Y7741W119 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN SEZ REAL ESTATE & PROPERTIES (GROUP) CO., LTD. Ticker: 200029 Security ID: Y7741W119 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Zhengyu as Non-independent For For Management Director 2 Elect Dai Xianhua as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN SEZ REAL ESTATE & PROPERTIES (GROUP) CO., LTD. Ticker: 200029 Security ID: Y7741W119 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Profit Distribution 5 Approve Internal Control For For Management Self-Evaluation Report -------------------------------------------------------------------------------- SHENZHEN SEZ REAL ESTATE & PROPERTIES (GROUP) CO., LTD. Ticker: 200029 Security ID: Y7741W119 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2.1 Elect He Zuowen as Independent Director For For Management 2.2 Elect Mi Xuming as Independent Director For For Management -------------------------------------------------------------------------------- SHENZHEN SILVER BASIS TECHNOLOGY CO., LTD. Ticker: 002786 Security ID: Y774AM103 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zou Jian as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN SILVER BASIS TECHNOLOGY CO., LTD. Ticker: 002786 Security ID: Y774AM103 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zu Chuanfu as Non-Independent For For Management Director 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- SHENZHEN SILVER BASIS TECHNOLOGY CO., LTD. Ticker: 002786 Security ID: Y774AM103 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- SHENZHEN SILVER BASIS TECHNOLOGY CO., LTD. Ticker: 002786 Security ID: Y774AM103 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Loan Application and Credit For Against Management Line Application 5 Approve Loan and Guarantee Provision For Against Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Profit Distribution For For Management 9 Approve Annual Report and Summary For For Management 10 Amend Articles of Association For For Management 11 Approve Completion of Fundraising For For Management Project and Use Remaining Raised Funds to Replenish Working Capital 12 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 13.1 Approve Share Type and Par Value For For Shareholder 13.2 Approve Issue Price and Pricing Basis For For Shareholder 13.3 Approve Issue Size For For Shareholder 13.4 Approve Issue Manner and Issue Time For For Shareholder 13.5 Approve Target Subscribers and For For Shareholder Subscription Method 13.6 Approve Lock-up Period For For Shareholder 13.7 Approve Use of Proceeds For For Shareholder 13.8 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 13.9 Approve Listing Exchange For For Shareholder 13.10 Approve Resolution Validity Period For For Shareholder 14 Approve Private Placement of Shares For For Shareholder 15 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 16 Approve Report on the Deposit and For For Shareholder Usage of Raised Funds 17 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Undertakings of Remedial For For Shareholder Measures by the Relevant Parties in Relation to the Dilution of Current Returns 19 Approve Shareholder Return Plan For For Shareholder 20 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN SINOVATIO TECHNOLOGY CO., LTD. Ticker: 002912 Security ID: Y774DC102 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Completion of Raised Fund For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- SHENZHEN SINOVATIO TECHNOLOGY CO., LTD. Ticker: 002912 Security ID: Y774DC102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLINE TECH CO., LTD. Ticker: 300348 Security ID: Y7746Q109 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type of Securities For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issuance Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Method of Interest For For Management Payment 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Downward Adjustment of Share For For Management Conversion 2.10 Approve Determination of Share For For Management Conversion Size 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-back For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.14 Approve Issuance Method and Target For For Management Subscribers 2.15 Approve Placing Arrangements for For For Management Shareholders 2.16 Approve Use of Proceeds For For Management 2.17 Approve Guarantees For For Management 2.18 Approve Meetings of the Convertible For For Management Bondholders 2.19 Approve Management and Special For For Management Accounts of Proceeds 2.20 Approve Resolution Validity Period For For Management 3 Approve Company's Plan for Issuance of For For Management Convertible Bonds 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management the Meeting of the Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLINE TECH CO., LTD. Ticker: 300348 Security ID: Y7746Q109 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Changchun as For For Management Non-Independent Director 1.2 Elect Li Jinsong as Non-Independent For For Management Director 1.3 Elect Zhao Weihong as Non-Independent For For Management Director 1.4 Elect Wang Huixing as Non-Independent For For Management Director 1.5 Elect Zheng Kang as Non-Independent For For Management Director 1.6 Elect Wei Feng as Non-Independent For For Management Director 2.1 Elect Peng Heping as Independent For For Management Director 2.2 Elect Liu Muhua as Independent Director For For Management 2.3 Elect Chen Chengbei as Independent For For Management Director 3.1 Elect Gong Xinghua as Supervisor For For Management 3.2 Elect Shi Gande as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN SUNLINE TECH CO., LTD. Ticker: 300348 Security ID: Y7746Q109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Daily Related Party Transaction For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Allowance of Independent For For Management Directors 11 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLINE TECH CO., LTD. Ticker: 300348 Security ID: Y7746Q109 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Special Report on Performance For For Management of the Equity Acquisition 8 Approve Appointment of Auditor For For Management 9 Approve Annual Report and Summary For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 13 Approve Construction Investment For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee for For For Management Shunluo (Shanghai) Electronics Co., Ltd. 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Issue Size For For Management 3.4 Approve Target Subscribers and For For Management Subscription Method 3.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 3.6 Approve Lock-Up Period For For Management 3.7 Approve Amount and Use of Proceeds For For Management 3.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 3.9 Approve Listing Exchange For For Management 3.10 Approve Resolution Validity Period For For Management 4 Approve Plan for Private Placement of For For Management New Shares 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7.1 Approve Xianjin Manufacturing Industry For For Management Investment Fund Phase II (Limited Partnership) as Strategic Investor 7.2 Approve Hubei Xiaomi Changjiang For For Management Industry Fund Partnership (Limited Partnership) as Strategic Investor 7.3 Approve Shenzhen Anpeng Capital For For Management Innovation Co., Ltd. as Strategic Investor 7.4 Approve Shenzhen Liyuan Xindao Venture For For Management Capital Partnership (Limited Partnership) as Strategic Investor 8 Approve Signing of Strategic For For Management Cooperation Agreement and Share Subscription Agreement in Connection to the Private Placement 9 Approve Signing of Share Subscription For For Management Agreement 10 Approve Related Party Transactions in For For Management Connection to Private Placement 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Authorization of the Board to For For Management Handle All Related Matters 13 Approve Provision of Guarantee for For For Management Dongguan Shunluo Electronics Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Stock Option Incentive Plan 4 Approve Foreign Exchange Hedging For For Management Business -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Private Placement 2.1 Approve Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection with Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds in Connection with Private Placement 6 Approve Shareholder Return Plan For For Management 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, Relevant Measures to be Taken and Related Commitments 8 Approve Commitment from Directors, For For Management Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Amendments to Articles of For For Management Association 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Authorization of Related For For Management Persons to Handle All Related Matters 13 Approve Use of Idle Funds to Purchase For For Management Financial Products 14 Approve Capital Increase in Associate For For Management Company 15 Approve External Investment of For For Management Wholly-owned Subsidiary 16 Approve Capital Increase in Deqing For For Management Huaying -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Use of Funds to Purchase For For Management Financial Products 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Decrease in Registered Capital For For Management 10 Amend Articles of Association For For Management 11 Approve Comprehensive Credit Line Bank For For Management Application and Provision of Guarantee for Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN TAGEN GROUP CO., LTD. Ticker: 000090 Security ID: Y7743F106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For For Management 7 Approve Comprehensive Credit Line and For For Management Guarantee 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor as well as Payment of Remuneration 9 Approve Issuance of Super Short-term For For Management Commercial Papers 10 Approve Issuance of Medium-term Notes For For Management 11 Approve Implementation of Long-term For For Management Incentive and Restraint Plan for Key Employees 12 Approve Shareholder Return Plan For For Management 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 17.1 Elect He Yunwu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN TAT FOOK TECHNOLOGY CO., LTD. Ticker: 300134 Security ID: Y77452103 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Change of Company Name and For For Management Registered Address 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN TAT FOOK TECHNOLOGY CO., LTD. Ticker: 300134 Security ID: Y77452103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Bank Credit Line Application For For Management as well as Its Relevant Authorizations 8 Approve Shenzhen Guangming R & D For For Management Center Construction Project 9 Approve Bengbu Headquarters For For Management Construction Project 10 Approve Amendments to Articles of For For Management Association 11 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Project For For Management 2 Approve Fixed Asset Loan Application For For Management 3 Approve Amendments to Articles of For Against Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management (Domestic and Foreign Versions) 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Use of Idle Own Funds to For For Management Invest in Bank Financial Products 8 Approve Credit Line Bank Application For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management (Domestic and Foreign Versions) 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Financial Budget Report For Did Not Vote Management 7 Approve Use of Idle Own Funds to For Did Not Vote Management Invest in Bank Financial Products 8 Approve Credit Line Bank Application For Did Not Vote Management 9 Approve Shareholder Return Plan For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Major Asset Restructuring -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For Did Not Vote Management Major Asset Restructuring -------------------------------------------------------------------------------- SHENZHEN TEXTILE (HOLDINGS) CO., LTD. Ticker: 200045 Security ID: Y7741Z112 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Annual Performance For Did Not Vote Management Commitment Payment Agreement -------------------------------------------------------------------------------- SHENZHEN TEXTILE (HOLDINGS) CO., LTD. Ticker: 200045 Security ID: Y7741Z112 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer of Shenzhen For Did Not Vote Management Guanhua Printing and Dyeing Co., Ltd 2 Approve Equity Transfer of Shenzhen For Did Not Vote Management Haohao Property Leasing Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN TEXTILE (HOLDINGS) CO., LTD. Ticker: 200045 Security ID: Y7741Z112 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Kai as Independent Director For Did Not Vote Management 2 Elect He Fei as Non-Independent For Did Not Vote Management Director 3 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 4.1 Elect Yuan Shuwen as Supervisor For Did Not Vote Shareholder 4.2 Elect Ma Yi as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- SHENZHEN TEXTILE (HOLDINGS) CO., LTD. Ticker: 200045 Security ID: Y7741Z112 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase and Sales Cooperation For Did Not Vote Management and Daily Connected Transactions 2 Approve Implementation Plan for Rent For Did Not Vote Management Reduction for Own Property 3 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 4 Approve Provision of Mortgage Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN TEXTILE (HOLDINGS) CO., LTD. Ticker: 200045 Security ID: Y7741Z112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Provision for Asset Impairment For Did Not Vote Management 7 Approve Repurchase Cancellation of For Did Not Vote Management Performance Shares -------------------------------------------------------------------------------- SHENZHEN TOPRAY SOLAR CO., LTD. Ticker: 002218 Security ID: Y7743W109 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Elect Zhang Mingxing as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN TOPRAY SOLAR CO., LTD. Ticker: 002218 Security ID: Y7743W109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Daily Related-Party For For Management Transactions 7 Elect Zhu Fanli as Supervisor For For Management 8 Approve Loan Application from For For Management Shareholders 9 Approve Formulation of Related-Party For For Management Transaction Management System 10 Approve Shareholder Return Plan For For Management 11 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 12.1 Approve Share Type and Par Value For For Shareholder 12.2 Approve Issue Manner and Issue Time For For Shareholder 12.3 Approve Target Subscribers and For For Shareholder Subscription Method 12.4 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 12.5 Approve Issue Size For For Shareholder 12.6 Approve Lock-up Period For For Shareholder 12.7 Approve Raised Funds Investment For For Shareholder 12.8 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 12.9 Approve Listing Exchange For For Shareholder 12.10 Approve Resolution Validity Period For For Shareholder 13 Approve Private Placement of Shares For For Shareholder 14 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 15 Approve Related Party Transactions in For For Shareholder Connection to Private Placement 16 Approve Subscription Agreement For For Shareholder 17 Approve Report on the Deposit and For For Shareholder Usage of Raised Funds 18 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Whitewash Waiver and Related For For Shareholder Transactions 20 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN TOPWAY VIDEO COMMUNICATION CO., LTD. Ticker: 002238 Security ID: Y7743X107 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Yumin as Non-independent For For Shareholder Director 1.2 Elect Long Yun as Non-independent For For Shareholder Director 2 Elect Chen Jianjun as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN TOPWAY VIDEO COMMUNICATION CO., LTD. Ticker: 002238 Security ID: Y7743X107 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Agreement to Cancel For For Management the Overall Lease Contract of the Wired Information Transmission Building Property -------------------------------------------------------------------------------- SHENZHEN TOPWAY VIDEO COMMUNICATION CO., LTD. Ticker: 002238 Security ID: Y7743X107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditors and For For Management Payment of Their Remuneration 8 Approve Application of Bank Credit For For Management Lines 9 Elect Jin Yidun as Independent Director For For Management 10 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiary 2 Approve Provision of Guarantee for the For For Management Comprehensive Bank Credit Line Application of Company 3 Approve Change in Corporate Bond For For Management Counter-Guarantee Collateral -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Rights Issuance For For Management Plan -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Elect Zhou Wenhe as Non-independent For For Management Director 2.2 Elect Wang Honghui as Non-independent For For Management Director 3.1 Elect Yang Zaifeng as Independent For For Management Director 3.2 Elect Liu Guangling as Independent For For Management Director 3.3 Elect Chen Yanyan as Independent For For Management Director 4.1 Elect Fang Leixiang as Supervisor For For Management 4.2 Elect Wang Jun as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Comprehensive Credit Line For For Management Application 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Termination of Guarantee For For Management Provision 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend External Guarantee Management For For Management System 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget Report For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Related Party Transaction For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Allowance of Independent For For Management Directors 12 Approve Remuneration of Supervisors For For Management 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares and Adjust in Repurchase Price 2 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 3 Elect Li Wenyou as Non-independent For For Management Director 4 Approve Guarantee Provision to For For Management Comprehensive Credit Line 5 Approve Provision of Guarantee to For For Management Controlled Subsidiary -------------------------------------------------------------------------------- SHENZHEN WONGTEE INTERNATIONAL ENTERPRISE CO., LTD. Ticker: 200056 Security ID: Y7741Q104 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Kanghao as Non-Independent For Did Not Vote Management Director 1.2 Elect Xing Fujun as Non-Independent For Did Not Vote Management Director 1.3 Elect Liu Haibo as Non-Independent For Did Not Vote Management Director 1.4 Elect Li Yali as Non-Independent For Did Not Vote Management Director 1.5 Elect Cao Jian as Non-Independent For Did Not Vote Management Director 2.1 Elect Chen Jianhua as Independent For Did Not Vote Management Director 2.2 Elect Sun Junying as Independent For Did Not Vote Management Director 2.3 Elect Wang Pei as Independent Director For Did Not Vote Management 3.1 Elect Long Guangming as Supervisor For Did Not Vote Management 3.2 Elect Liu Yuying as Supervisor For Did Not Vote Management 3.3 Elect Li Lan as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN WONGTEE INTERNATIONAL ENTERPRISE CO., LTD. Ticker: 200056 Security ID: Y7741Q104 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- SHENZHEN WONGTEE INTERNATIONAL ENTERPRISE CO., LTD. Ticker: 200056 Security ID: Y7741Q104 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audited Financial Report For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve 2017 Repurchase Cancellation For For Management of Performance Shares 9 Approve Repurchase and Cancellation of For For Management Performance Shares That Have Been Granted But Not Yet Unlocked 10 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 11 Approve Shareholder Return Plan For For Management 12 Approve Signing of Supplementary For For Management Agreement to Equity Transfer Agreement and Related Transactions -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Strategic Cooperation For For Management Framework Agreement and Daily Related-party Transaction -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Chen Jinsong as Non-Independent For For Management Director 2.2 Elect Zhu Min as Non-Independent For For Management Director 2.3 Elect Wang Zhengyu as Non-Independent For For Management Director 2.4 Elect Ren Kelei as Non-Independent For For Management Director 2.5 Elect Zheng Weihe as Non-Independent For For Management Director 2.6 Elect Zhong Qingyu as Non-Independent For For Management Director 3.1 Elect Fu Xilin as Independent Director For For Management 3.2 Elect Yang Yi as Independent Director For For Management 3.3 Elect Zhang Jianping as Independent For For Management Director 4.1 Elect Yuan Hongchang as Supervisor For For Management 4.2 Elect Ji Rujin as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super-short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors and Senior Management 11 Approve Purchase of Liability For For Management Insurance for Supervisors 12 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN YAN TIAN PORT HOLDINGS CO., LTD. Ticker: 000088 Security ID: Y7742W100 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peng Jianqiang as For For Shareholder Non-Independent Director 2 Approve to Appoint Special Auditor for For For Management Allotment of Company Shares 3 Approve to Appoint Regular Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN YAN TIAN PORT HOLDINGS CO., LTD. Ticker: 000088 Security ID: Y7742W100 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Biao as Non-independent For For Shareholder Director 2 Approve Company's Eligibility for For For Management Rights Issue 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Allocation Base, Proportion For For Management and Quantity 3.4 Approve Pricing Principle and Share For For Management Price 3.5 Approve Target Subscriber For For Management 3.6 Approve Usage of Raised Funds For For Management 3.7 Approve Issue Period For For Management 3.8 Approve Underwriting Method For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Resolution Validity Period For For Management 3.11 Approve Listing of Securities For For Management 4 Approve Plan on Rights Issue For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Regarding For For Management Counter-dilution Measures 8 Approve Proposal that there is No Need For For Management for Report on the Deposit and Usage of Raised Funds 9 Approve Shareholder Return Plan For For Management 10 Approve Change in Registered Capital For For Management and Amend Articles of Association 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Commitment of Controlling For For Management Shareholder on Horizontal Competition Preventive Agreement -------------------------------------------------------------------------------- SHENZHEN YAN TIAN PORT HOLDINGS CO., LTD. Ticker: 000088 Security ID: Y7742W100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Qipanzhou For For Management Operation Area, Qipanzhou Port Area, Huangshi Port Phase III Project -------------------------------------------------------------------------------- SHENZHEN YAN TIAN PORT HOLDINGS CO., LTD. Ticker: 000088 Security ID: Y7742W100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution and For For Management Non-Capitalization of Capital Reserves 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Performance Report of the For For Management Independent Directors 6 Approve Annual Budget Report For For Management -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Private Placement of Shares For For Management 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Pricing Basis and Issue Price For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Target Parties and For For Management Subscription Manner 2.6 Approve Restricted Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Usage of Raised Funds For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Related Party Transactions in For For Management Connection to Private Placement 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Conditional Shares For For Management Subscription Agreement in Connection to the Private Placement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Report on the Usage of For For Management Previously Raised Funds 12 Approve Shareholder Return Plan For For Management 13 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Exemption of the Controlling For For Management Shareholders and Ultimate Controlling Shareholder from Voluntary Lock-in Commitments 3.1 Elect Wang Weidong as Non-independent For For Shareholder Director 3.2 Elect Jia Tinggang as Non-independent For For Shareholder Director 3.3 Elect Gui Jiangsheng as For For Shareholder Non-independent Director 3.4 Elect Wang Qingdong as Non-independent For For Shareholder Director 3.5 Elect Ge Lihong as Non-independent For For Shareholder Director 3.6 Elect Wang Jin as Non-independent For For Shareholder Director 4.1 Elect Yu Aishui as Independent Director For For Shareholder 4.2 Elect Yang Bo as Independent Director For For Shareholder 4.3 Elect Zhang Weidong as Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve 2019 and 2020 Daily Related For For Management Party Transactions -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Adjustment to Private For For Management Placement of Shares 3 Approve Private Placement of Shares For For Management (Amended Draft) 4 Approve Related Party Transactions in For For Management Connection to Private Placement 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Signing of Subscription For For Management Agreement in Connection to Private Placement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For For Management Application and Provision of Guarantee for Subsidiary -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve Financial Statements For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Approve to Appoint Auditor For For Management 8 Approve Report of the Board of For For Management Supervisors 9.1 Elect Zhang Tuoying as Supervisor For For Management 9.2 Elect Rao Zhilin as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN YSSTECH INFORMATION TECHNOLOGY CO., LTD. Ticker: 300377 Security ID: Y77485103 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- SHENZHEN YSSTECH INFORMATION TECHNOLOGY CO., LTD. Ticker: 300377 Security ID: Y77485103 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Subscription Manner For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Raised Funds Scale and For For Management Investment 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- SHENZHEN YSSTECH INFORMATION TECHNOLOGY CO., LTD. Ticker: 300377 Security ID: Y77485103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Elect Li Songlin as Non-Independent For For Management Director 9 Approve Company's Eligibility for For For Management Private Placement of Shares 10.1 Approve Share Type and Par Value For For Management 10.2 Approve Issue Manner For For Management 10.3 Approve Target Subscribers For For Management 10.4 Approve Issue Price and Pricing Basis For For Management 10.5 Approve Issue Size For For Management 10.6 Approve Subscription Method For For Management 10.7 Approve Lock-up Period For For Management 10.8 Approve Listing Exchange For For Management 10.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 10.10 Approve Resolution Validity Period For For Management 10.11 Approve Raised Funds Amount and For For Management Investment 11 Approve Private Placement of Shares For For Management 12 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- SHENZHEN YUTO PACKAGING TECHNOLOGY CO., LTD. Ticker: 002831 Security ID: Y7T460102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Report of the Board of For For Management Independent Directors 6 Approve Internal Control For For Management Self-evaluation Report 7 Approve Profit Distribution For For Management 8 Approve Credit Line and Adjustment of For For Management Guarantee 9 Approve Appointment of Auditor For For Management 10 Approve Change in the Implementation For For Management Manner of the Raised Funds Investment Project 11.1 Elect Wang Huajun as Non-Independent For For Management Director 11.2 Elect Wu Lanlan as Non-Independent For For Management Director 11.3 Elect Liu Zongliu as Non-Independent For For Management Director 11.4 Elect Liu Zhongqing as Non-Independent For For Management Director 12.1 Elect Hu Min as Independent Director For For Management 12.2 Elect Wang Lijie as Independent For For Management Director 12.3 Elect Deng Yun as Independent Director For For Management 13.1 Elect Deng Qin as Supervisor For For Management 13.2 Elect Tang Ziwei as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN YUTO PACKAGING TECHNOLOGY CO., LTD. Ticker: 002831 Security ID: Y7T460102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For Did Not Vote Management 2 Approve Annual Report and Summary For Did Not Vote Management 3 Approve Report of the Board of For Did Not Vote Management Directors 4 Approve Report of the Board of For Did Not Vote Management Supervisors 5 Approve Report of the Board of For Did Not Vote Management Independent Directors 6 Approve Internal Control For Did Not Vote Management Self-evaluation Report 7 Approve Profit Distribution For Did Not Vote Management 8 Approve Credit Line and Adjustment of For Did Not Vote Management Guarantee 9 Approve Appointment of Auditor For Did Not Vote Management 10 Approve Change in the Implementation For Did Not Vote Management Manner of the Raised Funds Investment Project 11.1 Elect Wang Huajun as Non-Independent For Did Not Vote Management Director 11.2 Elect Wu Lanlan as Non-Independent For Did Not Vote Management Director 11.3 Elect Liu Zongliu as Non-Independent For Did Not Vote Management Director 11.4 Elect Liu Zhongqing as Non-Independent For Did Not Vote Management Director 12.1 Elect Hu Min as Independent Director For Did Not Vote Management 12.2 Elect Wang Lijie as Independent For Did Not Vote Management Director 12.3 Elect Deng Yun as Independent Director For Did Not Vote Management 13.1 Elect Deng Qin as Supervisor For Did Not Vote Management 13.2 Elect Tang Ziwei as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining 2015 Raised For For Management Funds to Replenish Working Capital 2 Approve Use of Remaining 2017 Raised For For Management Funds to Replenish Working Capital -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Term For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Guarantee Matters For For Management 2.9 Approve Adjustment and Determination For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Determination of Number of For For Management Shares to be Converted 2.12 Approve Redemption Terms For For Management 2.13 Approve Resale Terms For For Management 2.14 Approve Vesting of Relevant Dividends For For Management in the Year of Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Raised Funds Management and For For Management Deposit Account 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment Regarding For For Management Counter-dilution Measures 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve Special Self-inspection Report For For Management on Company's Real Estate Business 11 Approve Proposal Letter from the For For Management Company's Directors, Supervisors, Senior Management, and Controlling Shareholders on Matters Relating to the Special Self-examination of the Real Estate Business 12 Approve Principles on Convertible For For Management Bondholders Meeting -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Comprehensive Credit Line For For Management Application 7 Approve Annual Report and Summary For For Management 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Appointment of Auditor For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Weidong as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED Ticker: 2313 Security ID: G8087W101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Cunbo as Director For For Management 4 Elect Qiu Weiguo as Director For For Management 5 Elect Chen Xu as Director For Against Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SHIJIAZHUANG CHANGSHAN BEIMING TECHNOLOGY CO., LTD. Ticker: 000158 Security ID: Y7789J103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 8 Approve Daily Related-party For For Management Transactions 9 Approve Provision of Guarantee For For Management 10 Amend Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Approve Termination of Construction of For For Management Comprehensive Textile and Apparel Project -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management Modern Chinese Medicine Industrialization Project 2 Approve Increase in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Yiling as Non-independent For For Management Director 1.2 Elect Wu Xiangjun as Non-independent For For Management Director 1.3 Elect Wu Rui as Non-independent For For Management Director 1.4 Elect Li Chenguang as Non-independent For For Management Director 1.5 Elect Xu Weidong as Non-independent For For Management Director 1.6 Elect Zhang Qiulian as Non-independent For For Management Director 2.1 Elect Liu Xiaohan as Independent For For Management Director 2.2 Elect Wang Zhen as Independent Director For For Management 2.3 Elect Gao Peiyong as Independent For For Management Director 3.1 Elect Gao Xuedong as Supervisor For For Management 3.2 Elect Liu Genwu as Supervisor For For Management 4 Approve Remuneration of Directors and For Against Management Supervisors 5 Approve Reduction of Registered Capital For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SHIMAO PROPERTY HOLDINGS LIMITED Ticker: 813 Security ID: G81043104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hui Wing Mau as Director For For Management 3.2 Elect Lu Yi as Director For For Management 3.3 Elect Kan Lai Kuen, Alice as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Change of English Name and For For Management Chinese Dual Foreign Name of the Company and Related Transactions -------------------------------------------------------------------------------- SHIN KONG FINANCIAL HOLDING CO. LTD. Ticker: 2888 Security ID: Y7753X104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 5 Approve the Company's Long-term For For Management Capital Raising Plan in Accordance with the Company's Strategy and Growth 6.1 Elect Wu, Tung Chin, a Representative For For Management of Shin Kong Wu Ho-Su Culture and Education Foundation with SHAREHOLDER NO.00038260, as Non-Independent Director 6.2 Elect Lee, Jih-Chu, a Representative For Against Management of Shin Kong Wu Tung Ching Foundation with SHAREHOLDER NO.00038259, as Non-Independent Director 6.3 Elect Wu, Min Wei, a Representative of For Against Management Shin Kong Wu Ho-Su Culture and Education Foundation with SHAREHOLDER NO.00038260, as Non-Independent Director 6.4 Elect Wu, Hsin-Ta, a Representative of For Against Management Shin Kong Mitsukoshi Development Corp. Ltd. with SHAREHOLDER NO.00026835, as Non-Independent Director 6.5 Elect Yeh, Yun-Wan, a Representative For Against Management of Shin Kong Mitsukoshi Department Store Co., Ltd. (Shin Kong Mitsukoshi Development Corp. Ltd.) with SHAREHOLDER NO.00026835, as Non-Independent Director 6.6 Elect Wu, Tung Ming, a Representative For Against Management of Shin Po Co., Ltd. with SHAREHOLDER NO.00942945, as Non-Independent Director 6.7 Elect a Representative of Shin Cheng For Against Management Investment Co., Ltd. with SHAREHOLDER NO.00415689, as Non-Independent Director 6.8 Elect Lin, Po Han, a Representative of For Against Management Shin Po Co., Ltd. with SHAREHOLDER NO. 00942945, as Non-Independent Director 6.9 Elect Hung, Shih Chi, a Representative For Against Management of Shin Po Co., Ltd. with SHAREHOLDER NO.00942945, as Non-Independent Director 6.10 Elect Tsai, Hung-Hsiang, a For Against Management Representative of Chin Shan Investment Co., Ltd. with SHAREHOLDER NO. 00000141, as Non-Independent Director 6.11 Elect Wu, Benson, a Representative of For Against Management Wu Chia Lu Insurance Culture and Education Foundation with SHAREHOLDER NO.00042760, as Non-Independent Director 6.12 Elect Su, Chi Ming with SHAREHOLDER NO. For Against Management 00000012 as Non-Independent Director 6.13 Elect Pan, Po Tseng with SHAREHOLDER For Against Management NO.00002068 as Non-Independent Director 6.14 Elect Shiu, Yung-Ming with SHAREHOLDER For For Management NO.S120672XXX as Independent Director 6.15 Elect Wu, Chi-Ming with SHAREHOLDER NO. For For Management N120101XXX as Independent Director 6.16 Elect Lin, Mei-Hwa with SHAREHOLDER NO. For For Management 00390185 as Independent Director -------------------------------------------------------------------------------- SHIN ZU SHING CO., LTD. Ticker: 3376 Security ID: Y7755T127 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- SHINING BUILDING BUSINESS CO., LTD. Ticker: 5531 Security ID: Y77507112 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- SHINKONG SYNTHETIC FIBERS CORP. Ticker: 1409 Security ID: Y77522103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect Tong Sheng Wu, Representative of For For Management Shin Kong Development Corp., with Shareholder No. 219618, as Non-Independent Director 4.2 Elect Tung Ming Wu, Representative of For Against Management Shin Kong Development Corp., with Shareholder No. 219618, as Non-Independent Director 4.3 Elect Hsiu Mei Wang Chen, For Against Management Representative of Shin Kong Development Corp., with Shareholder No. 219618, as Non-Independent Director 4.4 Elect Hsing En Wu, Representative of For Against Management Chin Shan Investment Corporation Ltd., with Shareholder No. 20027, as Non-Independent Director 4.5 Elect Steve Hong, Representative of For Against Management Shin Kong Co., Ltd., with Shareholder No. 3, as Non-Independent Director 4.6 Elect Ching Chun Chiu, Representative For Against Management of Tay Way Enterprise Co., Ltd., with Shareholder No. 219615, as Non-Independent Director 4.7 Elect Huoo Tzau Shih, Representative For Against Management of Tay Way Enterprise Co., Ltd., with Shareholder No. 219615, as Non-Independent Director 4.8 Elect Sun-Mo Ni, Representative of For Against Management Mien Hao Enterprise Co., Ltd., with Shareholder No. 20038, as Non-Independent Director 4.9 Elect Jung Chi Liu, Representative of For Against Management Shin Kong Wu Ho-Su Cultural and Educational Foundation, with Shareholder No. 159394, as Non-Independent Director 4.10 Elect Hsien Der Chiu, with ID No. For Against Management F102508XXX, as Independent Director 4.11 Elect Huei huang Lin, with ID No. For For Management A103861XXX, as Independent Director 4.12 Elect Yung Ching Tsai, with ID No. For Against Management F103970XXX, as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- SHINVA MEDICAL INSTRUMENT CO., LTD. Ticker: 600587 Security ID: Y7763D106 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- SHINVA MEDICAL INSTRUMENT CO., LTD. Ticker: 600587 Security ID: Y7763D106 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- SHINVA MEDICAL INSTRUMENT CO., LTD. Ticker: 600587 Security ID: Y7763D106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Incentive Bonus Extraction and For For Management Distribution Plan 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve External Guarantee For Against Management 10 Approve Daily Related Party For For Management Transactions 11 Approve Application of Comprehensive For For Management Bank Credit Lines and Corresponding Authorization 12 Approve Financial Services and Related For For Management Party Transactions 13 Approve Dividend Return Plan For For Management 14.1 Elect Wang Yuquan as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHINVA MEDICAL INSTRUMENT CO., LTD. Ticker: 600587 Security ID: Y7763D106 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Amend Articles of Association For For Management 3.1 Elect Gu Weijun as Independent Director For For Management -------------------------------------------------------------------------------- SHOPRITE HOLDINGS LTD. Ticker: SHP Security ID: S76263102 Meeting Date: NOV 04, 2019 Meeting Type: Annual Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with MC Hamman as the Individual Registered Auditor 3 Re-elect Dr Christo Wiese as Director For Against Management 4 Elect Alice le Roux as Director For For Management 5 Re-elect Johannes Basson as For For Management Chairperson of the Audit and Risk Committee 6 Elect Alice le Roux as Member of the For For Management Audit and Risk Committee 7 Re-elect Joseph Rock as Member of the For For Management Audit and Risk Committee 8 Place Authorised but Unissued Shares For For Management under Control of Directors 9 Authorise Board to Issue Shares for For For Management Cash 10 Authorise Ratification of Approved For For Management Resolutions 11.1 Approve Remuneration Policy For For Management 11.2 Approve Implementation of the For For Management Remuneration Policy 12 Elect Jan le Roux, a Shareholder None Against Shareholder Nominee to the Board 1a Approve Fees of the Chairperson of the For For Management Board 1b Approve Fees of the Lead Independent For For Management Director 1c Approve Fees of the Non-executive For For Management Directors 1d Approve Fees of the Chairperson of the For For Management Audit and Risk Committee 1e Approve Fees of the Members of the For For Management Audit and Risk Committee 1f Approve Fees of the Chairperson of the For For Management Remuneration Committee 1g Approve Fees of the Members of the For For Management Remuneration Committee 1h Approve Fees of the Chairperson of the For For Management Nomination Committee 1i Approve Fees of the Members of the For For Management Nomination Committee 1j Approve Fees of the Chairperson of the For For Management Social and Ethics Committee 1k Approve Fees of the Members of the For For Management Social and Ethics Committee 1l Approve Additional Fees Per Meeting For For Management 1m Approve Additional Fees Per Hour For For Management 2 Approve Financial Assistance to For For Management Subsidiaries, Related and Inter-related Entities 3 Authorise Repurchase of Issued Share For For Management Capital 4 Amend Memorandum of Incorporation Re: For For Management Clause 1 -------------------------------------------------------------------------------- SHOUGANG CONCORD INTERNATIONAL ENTERPRISES COMPANY LIMITED Ticker: 697 Security ID: Y78299107 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Fund Management Service For For Management Agreement, the Annual Cap and Related Transactions -------------------------------------------------------------------------------- SHOUGANG CONCORD INTERNATIONAL ENTERPRISES COMPANY LIMITED Ticker: 697 Security ID: Y78299107 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Subscription For For Management Agreement, Grant of Specific Mandate to Issue New Shares and Related Transactions 2 Approve CB Subscription Agreements, For For Management Issuance of Convertible Bonds, Grant of Specific Mandate to Issue Conversion Shares and Related Transactions -------------------------------------------------------------------------------- SHOUGANG CONCORD INTERNATIONAL ENTERPRISES COMPANY LIMITED Ticker: 697 Security ID: Y78299107 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Consolidation and For For Management Related Transactions -------------------------------------------------------------------------------- SHOUGANG CONCORD INTERNATIONAL ENTERPRISES COMPANY LIMITED Ticker: 697 Security ID: Y78299123 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Qiao Yongyuan as Director For For Management 3b Elect Liang Hengyi as Director For For Management 3c Elect Li Yinhui as Director For For Management 3d Elect Deng Yougao as Director For For Management 3e Elect Zhang Quanling as Director For For Management 4 Elect Zhang Meng Director For For Management 5 Elect Li Wei Director For For Management 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SHOUGANG CONCORD INTERNATIONAL ENTERPRISES COMPANY LIMITED Ticker: 697 Security ID: Y78299123 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Proposed Change Company For For Management Name and Authorize Board to Deal With All Matters in Relation to the Proposed Change of Company Name -------------------------------------------------------------------------------- SHREE CEMENT LIMITED Ticker: 500387 Security ID: Y7757Y132 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Declare Final Dividend For For Management 4 Reelect Hari Mohan Bangur as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Ratanlal Gaggar as Director For For Management 7 Reelect Om Prakash Setia as Director For For Management 8 Reelect Yoginder Kumar Alagh as For For Management Director 9 Reelect Nitin Dayalji Desai as Director For For Management 10 Reelect Shreekant Somany as Director For Against Management -------------------------------------------------------------------------------- SHREE CEMENT LIMITED Ticker: 500387 Security ID: Y7757Y132 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Revision in the Remuneration For Against Management of Prakash Narayan Chhangani as Whole Time Director -------------------------------------------------------------------------------- SHREE RENUKA SUGARS LIMITED Ticker: 532670 Security ID: Y775A1106 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vijendra Singh as Director For For Management 3 Elect Rajeev Kumar Sinha as Director For Against Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Material Related Party For Against Management Transactions -------------------------------------------------------------------------------- SHREE RENUKA SUGARS LTD. Ticker: 532670 Security ID: Y775A1106 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For Against Management 2 Approve Reclassification of Authorized For For Management Share Capital and Amend Capital Clause of Memorandum of Association 3 Approve Issuance of Redeemable For For Management Preference Shares by Conversion of Non-Convertible Debentures 4 Reelect Surender Kumar Tuteja as For For Management Director 5 Reelect Bhupatrai Premji as Director For For Management 6 Reelect Dorab Mistry as Director For Against Management 7 Elect Priyanka Mallick as Director For For Management 8 Approve Appointment and Remuneration For Against Management of Atul Chaturvedi as Executive Chairman 9 Approve Revision of Remuneration to For Against Management Vijendra Singh as Whole-Time Director 10 Approve Material Related Party For For Management Transactions 11 Approve Loan to Gokak Sugars Limited, For For Management a Subsidiary of the Company 12 Approve Cease to Exercise Control Over For Against Management the Subsidiary -------------------------------------------------------------------------------- SHRIRAM TRANSPORT FINANCE COMPANY LIMITED Ticker: 511218 Security ID: Y7758E119 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Redeemable For For Management Non-Convertible Debentures, Subordinated Debentures, Bonds or Any Other Debt Securities on Private Placement Basis -------------------------------------------------------------------------------- SHUANGLIANG ECO-ENERGY SYSTEMS CO., LTD. Ticker: 600481 Security ID: Y5054R107 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Miao Wenbin as Non-Independent For For Shareholder Director 1.2 Elect Miao Zhiqiang as Non-Independent For For Shareholder Director 1.3 Elect Miao Shuangda as Non-Independent For For Shareholder Director 1.4 Elect Jiang Rongfang as For For Shareholder Non-Independent Director 1.5 Elect Liu Zhengyu as Non-Independent For For Shareholder Director 1.6 Elect Sun Yulin as Non-Independent For For Shareholder Director 2.1 Elect Fan Gaoding as Independent For For Shareholder Director 2.2 Elect Zhang Chenghui as Independent For For Shareholder Director 2.3 Elect Wang Ruzhu as Independent For For Shareholder Director 3.1 Elect Ma Peilin as Supervisor For For Shareholder 3.2 Elect Qin Cheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHUANGLIANG ECO-ENERGY SYSTEMS CO., LTD. Ticker: 600481 Security ID: Y5054R107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHUNFA HENGYE CORP. Ticker: 000631 Security ID: Y1293W106 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appoint of Financial and For For Management Internal Control Auditor and Payment of Remuneration 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Approve Signing of Financial Services For For Management Framework Agreement -------------------------------------------------------------------------------- SHUNFA HENGYE CORP. Ticker: 000631 Security ID: Y1293W106 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiao Jianjun as Non-Independent For For Management Director -------------------------------------------------------------------------------- SIAM CITY CEMENT PUBLIC COMPANY LIMITED Ticker: SCCC Security ID: Y7887N139 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Board of Directors' Report None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment and For For Management Acknowledge Interim Dividend Payment 5 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 6.1 Elect Stephen Patrick Gore as Director For Against Management 7 Elect Robbert Egbert Johannes van der For For Management Feltz van der Sloot as Director 8 Approve Remuneration of Directors For For Management 9 Approve Purchase of Business of Globe For For Management Cement Company Limited 10 Amend Articles of Association For For Management 11 Other Business For Against Management -------------------------------------------------------------------------------- SIAM GLOBAL HOUSE PUBLIC COMPANY LIMITED Ticker: GLOBAL Security ID: Y78719120 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results and For For Management Approve Financial Statements 3 Approve Allocation of Income and For For Management Dividend Payment 4 Approve Reduction in Registered For For Management Capital and Amend Memorandum of Association to Reflect Reduction in Registered Capital 5 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 6 Approve Allocation of Additional For For Management Ordinary Shares to Support Stock Dividend Payment 7 Approve M&R Associates Co., Ltd as For For Management Auditors and Authorize Board to Fix Their Remuneration 8.1 Elect Vongsak Swasdipanich as Director For For Management 8.2 Elect Witoon Suriyawanakul as Director For For Management 8.3 Elect Warunee Suriyawanakul as Director For For Management 8.4 Elect Paramate Nisagornsen as Director For For Management 9 Approve Remuneration and Bonus of For For Management Directors 10 Amend Memorandum of Association Re: For For Management Company's Objectives 11 Other Business For Against Management -------------------------------------------------------------------------------- SIASUN ROBOT & AUTOMATION CO., LTD. Ticker: 300024 Security ID: Y7912E104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Bank Application For For Management 8 Amend Articles of Association For Against Management 9 Elect Zhao Liguo as Non-Independent For For Management Director 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SIBANYE STILLWATER LTD. Ticker: SSW Security ID: S7627K103 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Lance Tomlinson as the Designated Individual Partner 2 Elect Elaine Dorward-King as Director For For Management 3 Elect Vincent Maphai as Director For For Management 4 Re-elect Timothy Cumming as Director For For Management 5 Re-elect Charl Keyter as Director For For Management 6 Re-elect Keith Rayner as Chair of the For For Management Audit Committee 7 Re-elect Timothy Cumming as Member of For For Management the Audit Committee 8 Re-elect Savannah Danson as Member of For For Management the Audit Committee 9 Re-elect Rick Menell as Member of the For For Management Audit Committee 10 Re-elect Nkosemntu Nika as Member of For For Management the Audit Committee 11 Re-elect Susan van der Merwe as Member For For Management of the Audit Committee 12 Place Authorised but Unissued Shares For For Management under Control of Directors 13 Authorise Board to Issue Shares for For For Management Cash 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Implementation For For Management Report 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve that Lead Independent Director For For Management Recompense for Period Since Appointment 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SIBANYE-STILLWATER LTD. Ticker: SGL Security ID: S7627H100 Meeting Date: JAN 23, 2020 Meeting Type: Court Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of the Scheme For For Management Shares by Sibanye-Stillwater 2 Approve Revocation of Special For For Management Resolution Number 1 if the Scheme Does Not Become Unconditional and is Not Continued 1 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- SICHUAN CHANGHONG ELECTRIC CO., LTD. Ticker: 600839 Security ID: Y7931Y107 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Backed Bill Project For For Management -------------------------------------------------------------------------------- SICHUAN CHANGHONG ELECTRIC CO., LTD. Ticker: 600839 Security ID: Y7931Y107 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement For For Management 2 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- SICHUAN CHANGHONG ELECTRIC CO., LTD. Ticker: 600839 Security ID: Y7931Y107 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Land For For Management Conversion and Payment of Land Transfer Fees -------------------------------------------------------------------------------- SICHUAN CHANGHONG ELECTRIC CO., LTD. Ticker: 600839 Security ID: Y7931Y107 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Securitization of Accounts For For Management Receivable 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Issuer For For Management 3.2 Approve Lead Underwriter For For Management 3.3 Approve Bond Name For For Management 3.4 Approve Issue Scale For For Management 3.5 Approve Bond Maturity For For Management 3.6 Approve Issue Manner For For Management 3.7 Approve Use of Proceeds For For Management 3.8 Approve Listing Exchange For For Management 3.9 Approve Debt Repayment Measures for For For Management Issuing Bonds When the Principal and Interest of the Relevant Bonds are Not Expected to be Repaid On Time or the Principal and Interest of the Bonds are not Repaid On Time 3.10 Approve Resolution Validity Period For For Management 4 Approve Authorization of the Board and For For Management Board of Directors to Authorize the Chairman to Handle All Related Matters -------------------------------------------------------------------------------- SICHUAN CHANGHONG ELECTRIC CO., LTD. Ticker: 600839 Security ID: Y7931Y107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Provision for Asset Impairment For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve External Guarantee For Against Management 9 Approve Foreign Exchange Forward For For Management Transactions 10 Approve Allowance of Independent For For Management Directors 11 Approve Issuance of Asset-backed For For Management Securities 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13 Approve Financing for Perpetual Debt For For Shareholder Application 14.1 Elect Zhao Yong as Non-Independent For For Management Director 14.2 Elect Li Wei as Non-Independent For For Management Director 14.3 Elect Yang Jun as Non-Independent For For Management Director 14.4 Elect Hu Jia as Non-Independent For For Management Director 14.5 Elect Wu Dinggang as Non-Independent For For Management Director 14.6 Elect Pan Xiaoyong as Non-Independent For For Management Director 15.1 Elect Zhou Jing as Independent Director For For Management 15.2 Elect Ma Li as Independent Director For For Management 15.3 Elect Qu Qing as Independent Director For For Management 16.1 Elect Wang Yuechun as Supervisor For For Management 16.2 Elect Fan Bo as Supervisor For For Management 16.3 Elect Cheng Ping as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN CHUANTOU ENERGY CO., LTD. Ticker: 600674 Security ID: Y7925C103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Production and Operation Plan For Against Management and Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Proposal Report for Financing For Against Management of Company Headquarters 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10 Approve Amendments to Articles of For For Management Association 11 Elect Zhang Hao as Non-independent For For Management Director 12 Elect Gong Yuan as Non-independent For For Management Director -------------------------------------------------------------------------------- SICHUAN EM TECHNOLOGY CO., LTD. Ticker: 601208 Security ID: Y7929F102 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SICHUAN EM TECHNOLOGY CO., LTD. Ticker: 601208 Security ID: Y7929F102 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xiong Haitao as Non-Independent For For Management Director 1.2 Elect Tang Anbin as Non-Independent For For Management Director 1.3 Elect Cao Xue as Non-Independent For For Management Director 1.4 Elect Xiong Lingyao as Non-Independent For For Management Director 2.1 Elect Li Fei as Independent Director For For Management 2.2 Elect Huang Yong as Independent For For Management Director 2.3 Elect Li Shuanghai as Independent For For Management Director 3.1 Elect Liang Qianqian as Supervisor For For Management 3.2 Elect He Wei as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN EM TECHNOLOGY CO., LTD. Ticker: 601208 Security ID: Y7929F102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Provision of Guarantee For Against Management 10 Approve Daily Related Party For For Management Transactions 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve Use of Idle Own Funds to For For Management Conduct Entrusted Asset Management 13 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 14 Approve Methods to Assess the For For Management Performance of Plan Participants 15 Approve List of Participants for the For For Management Performance Shares Incentive Plan 16 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LIMITED Ticker: 107 Security ID: Y79325109 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Remunerations Scheme For For Management for Zhou Liming 2 Approve Proposed Remunerations Scheme For For Management for Gan Yongyi, Luo Maoquan and He Zhuqing 3 Approve Proposed Remunerations Scheme For For Management for Ni Shilin, You Zhiming, Li Wenhu and Li Chengyong 4 Approve Proposed Remunerations Scheme For For Management for Liu Lina, Gao Jinkang, Yan Qixiang and Bu Danlu 5 Approve Proposed Remunerations Scheme For For Management for Feng Bing 6 Approve Proposed Remunerations Scheme For For Management for Ling Xiyun, Wang Yao and Meng Jie 7 Approve Proposed Remunerations Scheme For For Management for the Staff Supervisors of the Seventh Session of the Supervisory Committee 8 Approve Service Contracts of Directors For For Management and Supervisors and Related Transactions 9.01 Elect Zhou Liming as Director For For Shareholder 9.02 Elect Gan Yongyi as Director For For Shareholder 9.03 Elect Ni Shilin as Director For For Shareholder 9.04 Elect Luo Maoquan as Director For For Shareholder 9.05 Elect He Zhuqing as Director For For Shareholder 9.06 Elect You Zhiming as Director For For Shareholder 9.07 Elect Li Wenhu as Director For For Shareholder 9.08 Elect Li Chengyong as Director For For Shareholder 10.01 Elect Liu Lina as Director For For Shareholder 10.02 Elect Gao Jinkang as Director For For Shareholder 10.03 Elect Yan Qixiang as Director For For Shareholder 10.04 Elect Bu Danlu as Director For For Shareholder 11.01 Elect Feng Bing as Supervisor For For Shareholder 11.02 Elect Ling Xiyun as Supervisor For For Shareholder 11.03 Elect Wang Yao as Supervisor For For Shareholder 11.04 Elect Meng Jie as Supervisor For For Shareholder -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LIMITED Ticker: 107 Security ID: Y79325117 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Remunerations Scheme For For Management for Zhou Liming 2 Approve Proposed Remunerations Scheme For For Management for Gan Yongyi, Luo Maoquan and He Zhuqing 3 Approve Proposed Remunerations Scheme For For Management for Ni Shilin, You Zhiming, Li Wenhu and Li Chengyong 4 Approve Proposed Remunerations Scheme For For Management for Liu Lina, Gao Jinkang, Yan Qixiang and Bu Danlu 5 Approve Proposed Remunerations Scheme For For Management for Feng Bing 6 Approve Proposed Remunerations Scheme For For Management for Ling Xiyun, Wang Yao and Meng Jie 7 Approve Proposed Remunerations Scheme For For Management for the Staff Supervisors of the Seventh Session of the Supervisory Committee 8 Approve Service Contracts of Directors For For Management and Supervisors and Related Transactions 9.01 Elect Zhou Liming as Director For For Shareholder 9.02 Elect Gan Yongyi as Director For For Shareholder 9.03 Elect Ni Shilin as Director For For Shareholder 9.04 Elect Luo Maoquan as Director For For Shareholder 9.05 Elect He Zhuqing as Director For For Shareholder 9.06 Elect You Zhiming as Director For For Shareholder 9.07 Elect Li Wenhu as Director For For Shareholder 9.08 Elect Li Chengyong as Director For For Shareholder 10.01 Elect Liu Lina as Director For For Shareholder 10.02 Elect Gao Jinkang as Director For For Shareholder 10.03 Elect Yan Qixiang as Director For For Shareholder 10.04 Elect Bu Danlu as Director For For Shareholder 11.01 Elect Feng Bing as Supervisor For For Shareholder 11.02 Elect Ling Xiyun as Supervisor For For Shareholder 11.03 Elect Wang Yao as Supervisor For For Shareholder 11.04 Elect Meng Jie as Supervisor For For Shareholder -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LIMITED Ticker: 107 Security ID: Y79325109 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing, Performance and For For Management Implementation of the Construction Framework Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LIMITED Ticker: 107 Security ID: Y79325117 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing, Performance and For For Management Implementation of the Construction Framework Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LIMITED Ticker: 107 Security ID: Y79325109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Proposed Profit For For Management Appropriations and Dividend Distribution Plan 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Duty Performance Report For For Management of Independent Non-Executive Directors 5 Approve 2019 Audited Financial Report For For Management 6 Approve 2020 Financial Budget Proposal For Against Management 7 Approve Shinewing Certified Public For For Management Accountants as PRC Auditor and Authorize Board to Fix Their Remuneration 8 Approve Ernst & Young Certified Public For For Management Accountants as International Auditor and Authorize Board to Fix Their Remuneration 9 Approve 2019 Financial Budget For Against Management Implementation Report 10 Approve the Liability Insurance of For For Management Directors, Supervisors and the Senior Management 11 Approve Remuneration of Yang Guofeng For For Shareholder as Not to Receive Remuneration for His Position as Director 12 Approve Remuneration of Ma Yonghan as For For Shareholder to Receive Remuneration for Her Position as Management of the Company and Authorize Board to Fix Her Remuneration After Considering the Opinion of the Remuneration and Appraisal Committee 13 Approve Adjustment to the Remuneration For For Shareholder of You Zhiming as to Receive Remuneration for His Position as Management of the Company and Authorize Board to Fix His Remuneration After Considering the Opinion of the Remuneration and Appraisal Committee 14 Approve Supervisor's Remuneration of For For Shareholder Luo Maoquan as to Receive Remuneration in Accordance with Relevant Polices and the Uniform Standards Set by the Company 15 Approve Supervisor's Remuneration of For For Shareholder Gao Ying as Not to Receive Remuneration for Her Position as Supervisor 16.01 Elect Yang Guofeng as Director For For Shareholder 16.02 Elect Ma Yonghan as Director For For Shareholder 17.01 Elect Luo Maoquan as Supervisor For For Shareholder 17.02 Elect Gao Ying as Supervisor For For Shareholder -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LIMITED Ticker: 107 Security ID: Y79325117 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Proposed Profit For For Management Appropriations and Dividend Distribution Plan 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Duty Performance Report For For Management of Independent Non-Executive Directors 5 Approve 2019 Annual Report and Summary For For Management 6 Approve 2020 Financial Budget Proposal For Against Management 7 Approve Shinewing Certified Public For For Management Accountants as PRC Auditor and Authorize Board to Fix Their Remuneration 8 Approve Ernst & Young Certified Public For For Management Accountants as International Auditor and Authorize Board to Fix Their Remuneration 9 Approve 2019 Financial Budget For Against Management Implementation Report 10 Approve the Liability Insurance of For For Management Directors, Supervisors and the Senior Management 11 Approve Remuneration of Yang Guofeng For For Shareholder as Not to Receive Remuneration for His Position as Director 12 Approve Remuneration of Ma Yonghan as For For Shareholder to Receive Remuneration for Her Position as Management of the Company and Authorize Board to Fix Her Remuneration After Considering the Opinion of the Remuneration and Appraisal Committee 13 Approve Adjustment to the Remuneration For For Shareholder of You Zhiming as to Receive Remuneration for His Position as Management of the Company and Authorize Board to Fix His Remuneration After Considering the Opinion of the Remuneration and Appraisal Committee 14 Approve Supervisor's Remuneration of For For Shareholder Luo Maoquan as to Receive Remuneration in Accordance with Relevant Polices and the Uniform Standards Set by the Company 15 Approve Supervisor's Remuneration of For For Shareholder Gao Ying as Not to Receive Remuneration for Her Position as Supervisor 16.1 Elect Yang Guofeng as Director For For Shareholder 16.2 Elect Ma Yonghan as Director For For Shareholder 17.1 Elect Luo Maoquan as Supervisor For For Shareholder 17.2 Elect Gao Ying as Supervisor For For Shareholder -------------------------------------------------------------------------------- SICHUAN HAITE HIGH-TECH CO., LTD. Ticker: 002023 Security ID: Y7931C105 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by For For Management Subsidiary to Parent Company -------------------------------------------------------------------------------- SICHUAN HAITE HIGH-TECH CO., LTD. Ticker: 002023 Security ID: Y7931C105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantee For For Management 10 Elect Wang Shengjie as Supervisor For For Management 11 Approve Provision of Guarantee by For For Management Subsidiary to Parent Company -------------------------------------------------------------------------------- SICHUAN HEBANG BIOTECHNOLOGY CO., LTD. Ticker: 603077 Security ID: Y7931D103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Financial Plan For For Management 7 Approve External Guarantee For For Management 8 Elect Miao Chengyun as Supervisor For For Management 9.1 Elect He Zhenggang as Non-Independent For For Management Director 9.2 Elect Zeng Xiaoping as Non-Independent For For Management Director 9.3 Elect Song Keli as Non-Independent For For Management Director 9.4 Elect Yang Hongwu as Non-Independent For For Management Director 9.5 Elect Wang Jun as Non-Independent For For Management Director 9.6 Elect Mo Rong as Non-Independent For For Management Director 10.1 Elect Yuan Changhua as Independent For For Management Director 10.2 Elect Hu Yang as Independent Director For For Management 10.3 Elect Mei Shuxian as Independent For For Management Director -------------------------------------------------------------------------------- SICHUAN HONGDA CO., LTD. Ticker: 600331 Security ID: Y7932M102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Appointment of Financial and For For Management Internal Control Auditor 9.1 Elect Huang Jianjun as Non-Independent For For Management Director 9.2 Elect Li Zhuo as Non-Independent For For Management Director 9.3 Elect Liu Jun as Non-Independent For For Management Director 9.4 Elect Wang Yanjun as Non-Independent For For Management Director 9.5 Elect Shuai Wei as Non-Independent For For Management Director 9.6 Elect Zhang Bishu as Non-Independent For For Management Director 10.1 Elect Zhou Jian as Independent Director For For Management 10.2 Elect Zheng Yaguang as Independent For For Management Director 10.3 Elect Chen Yunkui as Independent For For Management Director 11.1 Elect Zhong Suqing as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN JIUYUAN YINHAI SOFTWARE CO., LTD. Ticker: 002777 Security ID: Y7939L107 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For For Management for Cash Management 2 Approve Amendments to Articles of For Against Management Association 3 Authorization of the Board to Handle For Against Management Articles of Association -------------------------------------------------------------------------------- SICHUAN JIUYUAN YINHAI SOFTWARE CO., LTD. Ticker: 002777 Security ID: Y7939L107 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhan Kaiming as Non-independent For For Management Director 2 Elect Huang Dan as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN JIUYUAN YINHAI SOFTWARE CO., LTD. Ticker: 002777 Security ID: Y7939L107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Internal Control For For Management Self-Evaluation Report 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Auditor For For Management 11 Approve Verification Report on the For For Management Expenditure of Internal Self-Funded Investment Projects -------------------------------------------------------------------------------- SICHUAN JIUZHOU ELECTRIC CO., LTD. Ticker: 000801 Security ID: Y6035F105 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Elect Yuan Hong as Non-independent For For Shareholder Director 3 Elect Zheng Zhou as Supervisor For For Shareholder -------------------------------------------------------------------------------- SICHUAN JIUZHOU ELECTRIC CO., LTD. Ticker: 000801 Security ID: Y6035F105 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zeng Qiu as Non-independent For For Management Director 1.2 Elect Cao Qiaoyun as Non-independent For For Management Director -------------------------------------------------------------------------------- SICHUAN JIUZHOU ELECTRIC CO., LTD. Ticker: 000801 Security ID: Y6035F105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Financial Derivatives Business For For Management 8 Approve to Appoint Auditor For For Management 9 Approve to Appoint Internal Control For For Management Auditor 10 Approve Related Party Transaction in For For Management Connection to Sale and Acquisition of Assets 11 Approve Shareholder Return Plan For For Management 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SICHUAN KELUN PHARMACEUTICAL CO., LTD. Ticker: 002422 Security ID: Y7931Q104 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issue 2 Approve Plan for Rights Issue For For Management 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Base, Proportion and Number of For For Management Shares 2.4 Approve Pricing Principles and Share For For Management Price 2.5 Approve Target Subscriber For For Management 2.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.7 Approve Time of Issuance For For Management 2.8 Approve Underwriting Method For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Listing Transfer For For Management 3 Approve Plan on Rights Issue Scheme For For Management via Public Offering 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Proposal on Not Requiring the For For Management Preparation of the Report on the Use of the Previous Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SICHUAN KELUN PHARMACEUTICAL CO., LTD. Ticker: 002422 Security ID: Y7931Q104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 8 Approve Repurchase and Cancellation of For For Management Performance Shares that Has been Granted but not Lifted the Restriction 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Amend Articles of Association For For Management 11 Approve Financing For For Management 12 Approve Issuance of Debt Financing For For Management Instruments 13 Approve Provision of Guarantee For For Management 14 Approve Extension of Resolution For For Management Validity Period of Corporate Bonds Issuance 15 Approve Additional Financial Assistance For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Did Not Vote Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Issuance of Preferred Stock 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For Did Not Vote Management Validity Period of Issuance of Preferred Stock 2 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For Did Not Vote Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For For Management 2 Elect Jiang Shuping as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For Did Not Vote Management 2 Elect Jiang Shuping as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chi Feng as Non-Independent For For Management Director 2 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chi Feng as Non-Independent For Did Not Vote Management Director 2 Approve Provision of External Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset-backed Plan For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Additional Guarantee Limit For Against Management 9 Approve Land Investment Plan For For Management 10 Approve Signing of Financing Provision For For Management and Guarantee Agreement as well as Related Party Transactions 11 Elect Yang Wuzheng as Non-Independent For For Management Director -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Report of the Board of For Did Not Vote Management Independent Directors 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Allocation of Income and For Did Not Vote Management Dividends 7 Approve Appointment of Financial For Did Not Vote Management Auditor and Internal Control Auditor 8 Approve Additional Guarantee Limit For Did Not Vote Management 9 Approve Land Investment Plan For Did Not Vote Management 10 Approve Signing of Financing Provision For Did Not Vote Management and Guarantee Agreement as well as Related Party Transactions 11 Elect Yang Wuzheng as Non-Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: JUN 02, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: JUN 02, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Did Not Vote Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization for Issuance of For For Management Direct Debt Financing Instruments -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization for Issuance of For Did Not Vote Management Direct Debt Financing Instruments -------------------------------------------------------------------------------- SICHUAN MEIFENG CHEMICAL INDUSTRY CO., LTD. Ticker: 000731 Security ID: Y7932U104 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yong as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- SICHUAN MEIFENG CHEMICAL INDUSTRY CO., LTD. Ticker: 000731 Security ID: Y7932U104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Financial Budget Report For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve to Appoint Auditor For Did Not Vote Management 7 Approve Daily Related-party For Did Not Vote Management Transactions 8 Approve Deposit, Loan and Other For Did Not Vote Management Relevant Financial Services Related-party Transactions 9 Approve to Adjust the Allowance of For Did Not Vote Management Directors and Supervisors 10 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Annual Report and Summary For Did Not Vote Management -------------------------------------------------------------------------------- SICHUAN ROAD & BRIDGE CO., LTD. Ticker: 600039 Security ID: Y7932N100 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Rights For For Management -------------------------------------------------------------------------------- SICHUAN ROAD & BRIDGE CO., LTD. Ticker: 600039 Security ID: Y7932N100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve to Appoint Auditor For For Management 5 Approve to Appoint Internal Auditor For For Management -------------------------------------------------------------------------------- SICHUAN ROAD & BRIDGE CO., LTD. Ticker: 600039 Security ID: Y7932N100 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Extension of Resolution For For Management Validity Period of Convertible Bond Issuance -------------------------------------------------------------------------------- SICHUAN ROAD & BRIDGE CO., LTD. Ticker: 600039 Security ID: Y7932N100 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Issue Price and Pricing For For Management Principles 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Signing of Conditional Share For For Management Subscription Contract 7 Approve White Wash Waiver For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Commitment from Controlling For For Management Shareholders, Directors and Senior Managers Regarding Counter-dilution Measures in Connection to the Private Placement 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Compliance in the Development For For Management of Real Estate Business 12 Approve Shareholder Return Plan For For Management 13 Approve Report on the Deposit and For For Shareholder Usage of Raised Funds -------------------------------------------------------------------------------- SICHUAN ROAD & BRIDGE CO., LTD. Ticker: 600039 Security ID: Y7932N100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Credit and Guarantee Plan For Against Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Financial For For Management Auditor 9 Approve Appointment of Internal For For Management Control Auditor 10 Approve Internal Control Evaluation For For Management Report 11.1 Elect Zhao Zhipeng as Non-Independent For For Management Director 11.2 Elect Guo Xianghui as Non-Independent For For Management Director 11.3 Elect Yan Zhiming as Non-Independent For For Management Director 11.4 Elect Li Lin as Non-Independent For For Management Director 12.1 Elect Li Guangjin as Independent For For Management Director 13.1 Elect Hu Yuanhua as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN SHUANGMA CEMENT CO., LTD. Ticker: 000935 Security ID: Y7932Y106 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction in For For Management Connection to External Investment 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SICHUAN SHUANGMA CEMENT CO., LTD. Ticker: 000935 Security ID: Y7932Y106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Appointment of Auditor and For For Management Internal Control Auditor 6 Approve Financial Budget Report For For Management 7 Approve Development Strategy For For Management -------------------------------------------------------------------------------- SICHUAN SHUANGMA CEMENT CO., LTD. Ticker: 000935 Security ID: Y7932Y106 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Yiwu Harmony For For Management Jinhong Equity Investment Partnership (Limited Partnership) -------------------------------------------------------------------------------- SICHUAN SHUANGMA CEMENT CO., LTD. Ticker: 000935 Security ID: Y7932Y106 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement For For Management 2 Approve Signing of Conditional Equity For For Management Transfer Agreement 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Equity Disposal Agreement -------------------------------------------------------------------------------- SICHUAN SWELLFUN CO., LTD. Ticker: 600779 Security ID: Y7932B106 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Shares Incentive Plan -------------------------------------------------------------------------------- SICHUAN SWELLFUN CO., LTD. Ticker: 600779 Security ID: Y7932B106 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Approve Credit Line Bank Application For For Management 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SICHUAN TIANYI COMHEART TELECOM CO., LTD. Ticker: 300504 Security ID: Y793B3104 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SICHUAN TIANYI COMHEART TELECOM CO., LTD. Ticker: 300504 Security ID: Y793B3104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Raised Funds for For For Management Cash Management 8 Approve Provision of Mortgage or For For Management Pledge Guarantee and Comprehensive Credit Line Bank Application 9 Approve Controlling Shareholder and For For Management Ultimate Controlling Shareholder to Provide Guarantee for the Company's Application of Comprehensive Credit Line 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- SICHUAN TUOPAI SHEDE SPIRITS CO., LTD. Ticker: 600702 Security ID: Y7932G105 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Adjust the Title of Senior Management Members 2 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SICHUAN TUOPAI SHEDE SPIRITS CO., LTD. Ticker: 600702 Security ID: Y7932G105 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address, For For Management Reduce Registered Capital and Amend Articles of Association -------------------------------------------------------------------------------- SICHUAN TUOPAI SHEDE SPIRITS CO., LTD. Ticker: 600702 Security ID: Y7932G105 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For Did Not Vote Management Subscription Method 1.2 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Principles 1.3 Approve Lock-Up Period Arrangement For Did Not Vote Management 2 Approve Private Placement of Shares For Did Not Vote Management 3 Approve Signing of Supplementary For Did Not Vote Management Agreement of Subscription Agreement (II) 4 Approve Related Party Transactions in For Did Not Vote Management Connection to Private Placement 5 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 6.1 Elect Zhang Shaoping as For Did Not Vote Management Non-Independent Director -------------------------------------------------------------------------------- SICHUAN TUOPAI SHEDE SPIRITS CO., LTD. Ticker: 600702 Security ID: Y7932G105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Sueprvisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Guarantee Provision for Credit For For Management Line -------------------------------------------------------------------------------- SICHUAN WESTERN RESOURCES HOLDING CO., LTD. Ticker: 600139 Security ID: Y20963107 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xia Yong as Non-Independent For For Management Director 1.2 Elect Shen Binghong as Non-Independent For For Management Director 1.3 Elect Wu Bing as Non-Independent For For Management Director 2.1 Elect Li Xiaoli as Independent Director For For Management 2.2 Elect Fang Wanping as Independent For For Management Director 3.1 Elect Li Lu'an as Supervisor For For Management 3.2 Elect Lan Jian as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN WESTERN RESOURCES HOLDING CO., LTD. Ticker: 600139 Security ID: Y20963107 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application and Related For For Management Party Transactions 2 Approve Allowance of Non-Independent For For Management Directors 3 Approve Allowance of Independent For For Management Directors 4 Approve Remuneration of Chairman of For For Management the Board 5 Approve Allowance of Supervisors For For Management 6 Approve Allowance for Chairman of the For For Management Board of Supervisors -------------------------------------------------------------------------------- SICHUAN WESTERN RESOURCES HOLDING CO., LTD. Ticker: 600139 Security ID: Y20963107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SICHUAN WESTERN RESOURCES HOLDING CO., LTD. Ticker: 600139 Security ID: Y20963107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For Against Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 8 Approve Provision for Asset Impairment For For Management 9 Approve to Appoint Auditor and For For Management Internal Control Auditor 10 Approve Special Report Regarding For For Management Qualified Opinion on Audit Report 11 Approve Special Report Regarding For For Management Unqualified Opinion on Internal Control Audit Report 12 Approve Financing Plan For For Management 13 Approve Provision of Guarantee For For Management 14.1 Elect Shi Xuesong as Non-Independent For For Shareholder Director 14.2 Elect Wang Na as Non-Independent For For Shareholder Director 14.3 Elect Shu Shuaibin as Non-Independent For For Shareholder Director 15.1 Elect Zhang Kun as Independent Director For For Shareholder -------------------------------------------------------------------------------- SICHUAN XUN YOU NETWORK TECHNOLOGY CO., LTD. Ticker: 300467 Security ID: Y79397108 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve the Termination of Stock For For Management Options Incentive Plan and Performance Shares Incentive Plan, the Cancellation of Related Stock Options, and the Repurchase and Cancellation of Related Performance Shares 3 Amend Articles of Association to For For Management Reduce Registered Capital -------------------------------------------------------------------------------- SICHUAN XUN YOU NETWORK TECHNOLOGY CO., LTD. Ticker: 300467 Security ID: Y79397108 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Relevant For For Management Voluntary Commitments of Controlling Shareholder and Ultimate Controlling Shareholder -------------------------------------------------------------------------------- SICHUAN XUN YOU NETWORK TECHNOLOGY CO., LTD. Ticker: 300467 Security ID: Y79397108 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Board Size and For For Management Amendments to Articles of Association 2.1 Elect Yang Fei as Non-Independent For For Shareholder Director 2.2 Elect Peng Rui as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SICHUAN XUN YOU NETWORK TECHNOLOGY CO., LTD. Ticker: 300467 Security ID: Y79397108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Audit Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Provision for Asset Impairment For For Management 10 Approve Appointment of Financial For For Management Auditor 11 Approve Performance Commitment For For Management Compensation Plan 12 Approve Authorization of the Board to For For Management Handle All Related Matters on Performance Commitment Compensation Plan 13 Approve Change in Registered Capital For For Management and Amend Articles of Association 14 Approve Signing of Performance For For Shareholder Compensation Agreement -------------------------------------------------------------------------------- SICHUAN YAHUA INDUSTRIAL GROUP CO., LTD. Ticker: 002497 Security ID: Y7933T106 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Old Factory Land For For Management -------------------------------------------------------------------------------- SICHUAN YAHUA INDUSTRIAL GROUP CO., LTD. Ticker: 002497 Security ID: Y7933T106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Related Party Transaction For For Management 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve Allowance of Independent For For Management Directors 9 Approve to Appoint Auditor For For Management 10 Approve Application of Bank Credit For For Management Lines 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SICHUAN YAHUA INDUSTRIAL GROUP CO., LTD. Ticker: 002497 Security ID: Y7933T106 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Usage of Raised Funds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SIEMENS LIMITED Ticker: 500550 Security ID: Y7934G137 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Johannes Apitzsch as Director For For Management 4 Elect Anjali Bansal as Director For For Management 5 Elect Daniel Spindler as Director For For Management 6 Approve Appointment and Remuneration For Against Management of Daniel Spindler as Executive Director and Chief Financial Officer 7 Reelect Deepak S. Parekh as Director For For Management 8 Reelect Yezdi H. Malegam as Director For For Management 9 Approve Related Party Transaction with For For Management Siemens Aktiengesellschaft, Germany 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SIEYUAN ELECTRIC CO., LTD. Ticker: 002028 Security ID: Y7688J105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7.1 Elect Dong Zengping as Non-Independent For For Shareholder Director 7.2 Elect Chen Bangdong as Non-Independent For For Shareholder Director 7.3 Elect Peter QuanXiong as For For Shareholder Non-Independent Director 7.4 Elect Zhang Jiarong as Non-Independent For For Shareholder Director 8.1 Elect Qin Zhengyu as Independent For For Shareholder Director 8.2 Elect Zhao Shijun as Independent For For Shareholder Director 8.3 Elect Ye Feng as Independent Director For For Shareholder 9.1 Elect Zheng Dianfu as Supervisor For For Shareholder 9.2 Elect Chen Haiyan as Supervisor For For Shareholder 10 Approve Allowance of Directors and For For Management Supervisors -------------------------------------------------------------------------------- SIGURD MICROELECTRONICS CORP. Ticker: 6257 Security ID: Y79355106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Amend Procedures for Endorsement and For For Management Guarantees 6.1 Elect Hsing-Yang Huang For For Management (HUANG,XING-YANG), with Shareholder No. 412, as Non-Independent Director 6.2 Elect Tsan-Lien Yeh (YE,CAN-LIAN), For Against Management with Shareholder No. 416, as Non-Independent Director 6.3 Elect Hsu-Tung Kuo (GUO,XU-DONG), with For Against Management Shareholder No. 30442, as Non-Independent Director 6.4 Elect Min-Hong Wu, with Shareholder No. For Against Management 414, as Non-Independent Director 6.5 Elect Wen-Yuan Lin, with Shareholder For Against Management No. 329, as Non-Independent Director 6.6 Elect Ming-Chun Chiu (QIU,MING-CHUN), For Against Management with Shareholder No. 18, as Non-Independent Director 6.7 Elect Wen-Bin Wu, with ID No. For For Management J102053XXX, as Independent Director 6.8 Elect Min-Kai Lin, with ID No. For For Management G120653XXX, as Independent Director 6.9 Elect Chun-Rong Lu, with Shareholder For Against Management No. 415, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD. Ticker: 460 Security ID: G8162K113 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Kim Jin Ha as Director For For Management 3a2 Elect Tsang Wah Kwong as Director For For Management 3a3 Elect Patrick Sun as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD. Ticker: 460 Security ID: G8162K113 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement A, For For Management Sale and Purchase Agreement B and Related Transactions 2 Approve Special Cash Dividend and For For Management Related Transactions -------------------------------------------------------------------------------- SILERGY CORP. Ticker: 6415 Security ID: G8190F102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- SILICON INTEGRATED SYSTEMS CORP. Ticker: 2363 Security ID: Y7935P102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit -------------------------------------------------------------------------------- SILVER PLAZA GROUP CO., LTD. Ticker: 600858 Security ID: Y7937G100 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction on For For Management Supplementary Lease Agreement -------------------------------------------------------------------------------- SILVER PLAZA GROUP CO., LTD. Ticker: 600858 Security ID: Y7937G100 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Xiufeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- SILVER PLAZA GROUP CO., LTD. Ticker: 600858 Security ID: Y7937G100 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wei Donghai as Non-Independent For For Management Director 2.1 Elect Wang Tingbo as Supervisor For For Management -------------------------------------------------------------------------------- SILVER PLAZA GROUP CO., LTD. Ticker: 600858 Security ID: Y7937G100 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bu Tingxian as Non-Independent For For Management Director -------------------------------------------------------------------------------- SILVER PLAZA GROUP CO., LTD. Ticker: 600858 Security ID: Y7937G100 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Provision of Guarantee For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Financing Amount For For Management 11 Approve Signing Financial Service For For Management Agreement -------------------------------------------------------------------------------- SIME DARBY BERHAD Ticker: 4197 Security ID: Y7962G108 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Mohamad Idros Mosin as Director For For Management 4 Elect Abdul Rahman Ahmad as Director For For Management 5 Elect Samsudin Osman as Director For For Management 6 Elect Selamah Wan Sulaiman as Director For For Management 7 Elect Abdul Hamidy Abdul Hafiz as For For Management Director 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 11 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SIME DARBY PLANTATION BHD. Ticker: 5285 Security ID: Y7962H106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Remuneration For For Management 2 Approve Directors' Benefits For For Management 3 Elect Mohamad Helmy Othman Basha as For For Management Director 4 Elect Alizakri Raja Muhammad Alias as For For Management Director 5 Elect Zainal Abidin Jamal as Director For For Management 6 Elect Tan Ting Min as Director For For Management 7 Elect Lou Leong Kok as Director For Against Management 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- SIME DARBY PROPERTY BERHAD Ticker: 5288 Security ID: Y7962J102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jaganath Derek Steven Sabapathy For For Management as Director 2 Elect Rizal Rickman Ramli as Director For For Management 3 Elect Azmir Merican Dato' Azmi Merican For For Management as Director 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits For For Management 6 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Ahmad Shah Alhaj Ibni Almarhum For For Management Sultan Salahuddin Abdul Aziz Shah Alhaj to Continue Office as Independent Non-Executive Director 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- SIMEI MEDIA CO., LTD. Ticker: 002712 Security ID: Y7938L108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Litigation Matters For For Management Mediation Plan 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SIMEI MEDIA CO., LTD. Ticker: 002712 Security ID: Y7938L108 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ren Ding as Non-Independent For For Shareholder Director 1.2 Elect Wang Hong as Non-Independent For For Shareholder Director 1.3 Elect Hou Xuejian as Non-Independent For For Shareholder Director 1.4 Elect Zhang Li as Non-Independent For For Shareholder Director 2.1 Elect Dai Xu as Independent Director For For Shareholder 2.2 Elect Zhong Linka as Independent For For Shareholder Director -------------------------------------------------------------------------------- SIMEI MEDIA CO., LTD. Ticker: 002712 Security ID: Y7938L108 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SIMEI MEDIA CO., LTD. Ticker: 002712 Security ID: Y7938L108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ren Ding as Non-Independent For For Management Director 1.2 Elect Wang Hong as Non-Independent For For Management Director 1.3 Elect Ding Kai as Non-Independent For For Management Director 1.4 Elect Zhang Li as Non-Independent For For Management Director 1.5 Elect Hou Xuejian as Non-Independent For For Management Director 1.6 Elect Yu Jianhua as Non-Independent For For Management Director 2.1 Elect Dai Xu as Independent Director For For Management 2.2 Elect Zhong Linka as Independent For For Management Director 2.3 Elect Zhang Taoyong as Independent For For Management Director 3.1 Elect Zhou Hong as Supervisor For For Management 3.2 Elect Song Peiwen as Supervisor For For Management 4 Amend Articles of Association For Against Management 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Approve Provision of Guarantee by For For Management Controlling Shareholder -------------------------------------------------------------------------------- SIMEI MEDIA CO., LTD. Ticker: 002712 Security ID: Y7938L108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Non-Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Financing Amount For For Management -------------------------------------------------------------------------------- SIMPLO TECHNOLOGY CO., LTD. Ticker: 6121 Security ID: Y7987E104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Release of Advanced Energy For For Management Solution Holding Co., Ltd. Stock 4.1 Elect SUNG FU-HSIANG with Shareholder For For Management No. 8, as Non-Independent Director 4.2 Elect a Representative of TLC CAPITAL For Against Management CO., LTD. with Shareholder No. 28778, as Non-Independent Director 4.3 Elect a Representative of BON SHIN For Against Management INTERNATIONAL INVESTMENT CO. with Shareholder No. 35704, as Non-Independent Director 4.4 Elect CHEN TAI-MING with ID No. For Against Management A121552XXX as Independent Director 4.5 Elect HSUEH PIN-PIN with ID No. For Against Management A221369XXX as Independent Director 4.6 Elect WANG CHEN-WEI with ID No. For Against Management L101796XXX as Independent Director 4.7 Elect LIN PI-JUNG with ID No. For Against Management A123097XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- SINBON ELECTRONICS CO., LTD. Ticker: 3023 Security ID: Y7989R103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Initial Public Offering of RMB For For Management Common Stock (A Shares) by Subsidiary Beijing SINBON TongAn Electronics Co., Ltd. and Apply for Listing on the Shenzhen Stock Exchange or Other Stock Exchanges -------------------------------------------------------------------------------- SINCERE NAVIGATION CORP. Ticker: 2605 Security ID: Y7991E108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- SINO BIOPHARMACEUTICAL LTD. Ticker: 1177 Security ID: G8167W138 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cheng Cheung Ling as Director For For Management 4 Elect Tse, Eric S Y as Director For For Management 5 Elect Wang Shanchun as Director For Against Management 6 Elect Tian Zhoushan as Director For For Management 7 Elect Lu Zhengfei as Director For For Management 8 Elect Li Dakui as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Director 10 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 11A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11B Authorize Repurchase of Issued Share For For Management Capital 11C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SINO GEOPHYSICAL CO., LTD. Ticker: 300191 Security ID: Y7999Y106 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer Portion of Income For For Management Rights 2 Approve External Investment to For For Management Establish an Associate Company and Purchase of Assets 3 Approve Guarantee Provision Plan For For Management 4 Approve Use of Own Funds and Idle For For Management Raised Funds to Invest in Financial Products -------------------------------------------------------------------------------- SINO GEOPHYSICAL CO., LTD. Ticker: 300191 Security ID: Y7999Y106 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection for For For Management Wholly-owned Subsidiary and Signing of Major Oil Contract with China National Petroleum Corporation 2 Approve Guarantee Provision For For Management 3 Approve Loan from Controlling For For Management Shareholder -------------------------------------------------------------------------------- SINO GEOPHYSICAL CO., LTD. Ticker: 300191 Security ID: Y7999Y106 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SINO GEOPHYSICAL CO., LTD. Ticker: 300191 Security ID: Y7999Y106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Shareholder Return Plan For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SINO WEALTH ELECTRONIC LTD. Ticker: 300327 Security ID: Y7762K101 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management 2015 Performance Shares 2 Approve Repurchase and Cancellation of For For Management the 2nd Unlocking Batch of 2017 Performance Shares 3 Approve Change in Registered Capital For For Management and Amend Articles of Association 4 Approve to Adjust the Number of 2017 For For Management Performance Shares Plan Participants and to Repurchase and Cancel the Number of Performance Shares 5 Amend Articles of Association For For Management 6.1 Elect Hong Zhiliang as Independent For For Management Director 6.2 Elect Zhang Landing as Independent For For Management Director 6.3 Elect Ruan Yongping as Independent For For Management Director 7.1 Elect Fu Qiming as Non-Independent For For Management Director 7.2 Elect Song Yonghao as Non-Independent For For Management Director 7.3 Elect Zhu Bingjun as Non-Independent For For Management Director 7.4 Elect Xiang Yanzhang as For For Management Non-Independent Director 8.1 Elect Hu Hui as Supervisor For For Management 8.2 Elect Wang Yu as Supervisor For For Management -------------------------------------------------------------------------------- SINO WEALTH ELECTRONIC LTD. Ticker: 300327 Security ID: Y7762K101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve to Appoint Auditor For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Board of For For Management Supervisors 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SINO-AMERICAN SILICON PRODUCTS, INC. Ticker: 5483 Security ID: Y8022X107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of Marketable For For Management Securities via Public Offering or Private Placement 5.1 Elect Ming-kung Lu, with SHAREHOLDER For For Management NO.0003561 as Non-independent Director 5.2 Elect Tan-liang Yao, with SHAREHOLDER For Against Management NO.0003591 as Non-independent Director 5.3 Elect Hsiu-lan Hsu, with SHAREHOLDER For Against Management NO.0003592 as Non-independent Director 5.4 Elect Wen-huei Tsai, with SHAREHOLDER For Against Management NO.0003585 as Non-independent Director 5.5 Elect Feng-ming Chang, with For Against Management SHAREHOLDER NO.0003236 as Non-independent Director 5.6 Elect a Representative of Kai-chiang For Against Management Company, with SHAREHOLDER NO.0190223 as Non-independent Director 5.7 Elect a Representative of Kun-chang For Against Management Investment Company, with SHAREHOLDER NO.0143753 as Non-independent Director 5.8 Elect Chin-tang Liu, with SHAREHOLDER For For Management NO.L121461XXX as Independent Director 5.9 Elect Hao-chung Kuo, with SHAREHOLDER For For Management NO.A120640XXX as Independent Director 5.10 Elect Shao-lun Li, with SHAREHOLDER NO. For For Management Y100907XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- SINO-OCEAN GROUP HOLDING LIMITED Ticker: 3377 Security ID: Y8002N103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Wang Honghui and Authorize Board For For Management to Fix His Remuneration 3B Elect Zhao Peng as Director and For For Management Authorize Board to Fix His Remuneration 3C Elect Hou Jun as Director and For For Management Authorize Board to Fix His Remuneration 3D Elect Han Xiaojing as Director and For For Management Authorize Board to Fix His Remuneration 3E Elect Suen Man Tak as Director and For For Management Authorize Board to Fix His Remuneration 3F Elect Jin Qingjun as Director and For For Management Authorize Board to Fix His Remuneration 3G Elect Lam Sin Lai Judy as Director and For For Management Authorize Board to Fix Her Remuneration 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SINO-PLATINUM METALS CORP. LTD. Ticker: 600459 Security ID: Y8041D108 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For For Management Guarantee -------------------------------------------------------------------------------- SINO-PLATINUM METALS CORP. LTD. Ticker: 600459 Security ID: Y8041D108 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Additional Guarantee for For For Management Controlled Subsidiary 3 Approve Investment for the For For Management Establishment of Wholly-owned Subsidiary 4 Approve Signing of Supplementary For For Management Contract and Change of the Implementation Entity of the Project -------------------------------------------------------------------------------- SINO-PLATINUM METALS CORP. LTD. Ticker: 600459 Security ID: Y8041D108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 6 Approve Credit Line Application For For Management 7.1 Approve Provision of Guarantee for For For Management Guiyan Resources (Yimen) Co., Ltd. 7.2 Approve Provision of Guarantee for For For Management Guiyan Metal (Shanghai) Co., Ltd. 7.3 Approve Provision of Guarantee for For For Management Kunming Sino-Platinum Metals Catalyst Co., Ltd. 7.4 Approve Provision of Guarantee for For For Management Yongxing Guiyan Resources Co., Ltd. 7.5 Approve Provision of Guarantee for For For Management Guiyan Industrial Catalyst (Yunnan) Co. , Ltd. 7.6 Approve Provision of Guarantee for For For Management Guiyan Zhongxi (Shanghai) New Material Technology Co., Ltd. 8 Approve Provision of Guarantee for For For Management Precious Metal Business of Guiyan Resources (Yimen) Co., Ltd. 9.1 Approve Provision of Short-term Loan For For Management to Guiyan Resources (Yimen) Co., Ltd. 9.2 Approve Provision of Short-term Loan For For Management to Guiyan Metal (Shanghai) Co., Ltd. 9.3 Approve Provision of Short-term Loan For For Management to Kunming Sino-Platinum Metals Catalyst Co., Ltd. 9.4 Approve Provision of Short-term Loan For For Management to Yongxing Guiyan Resources Co., Ltd. 9.5 Approve Provision of Short-term Loan For For Management to Guiyan Industrial Catalyst (Yunnan) Co., Ltd. 9.6 Approve Provision of Short-term Loan For For Management to Guiyan Zhongxi (Shanghai) New Material Technology Co., Ltd. 10 Approve Hedging Strategy For For Management 11 Approve Report of the Independent For For Management Directors 12 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 13 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- SINOCARE, INC. Ticker: 300298 Security ID: Y12984103 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Guarantee Provision For For Management 3 Approve Extension of Commitment Period For For Management for Equity Acquisition -------------------------------------------------------------------------------- SINOCARE, INC. Ticker: 300298 Security ID: Y12984103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Shaobo as Non-Independent For For Management Director 1.2 Elect Che Hongjing as Non-Independent For For Management Director 1.3 Elect Hong Tianfeng as Non-Independent For For Management Director 1.4 Elect Li Hui as Non-Independent For For Management Director 2.1 Elect Yuan Hong as Independent Director For For Management 2.2 Elect Kang Xixiong as Independent For For Management Director 2.3 Elect Xia Jinsong as Independent For For Management Director 3.1 Elect Ouyang Baishen as Supervisor For For Management 3.2 Elect Chen Chungeng as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors and External Directors 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SINOCARE, INC. Ticker: 300298 Security ID: Y12984103 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Bond Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Existence Period For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Bond Coupon Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price 2.9 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bondholders 2.18 Approve Use of Proceeds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Rating Matters For For Management 2.21 Approve Depository of Raised Funds For For Management 2.22 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve Establishment of Special For For Management Account for Raised Funds 12 Approve Completion of Acquisition by For For Management Cash and Issuance of Shares as well as Raising Supporting Funds Project and Change in the Use of Its Remaining Raised Funds for CGMS (Continuous Glucose Monitoring System) R & D and Clinical Validation Projects 13 Approve Acquistion of Assets For For Management 14 Approve Comprehensive Credit Line For For Management Application -------------------------------------------------------------------------------- SINOCARE, INC. Ticker: 300298 Security ID: Y12984103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 7 Approve Amendments to Articles of For For Management Association 8 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management 9 Approve Allowance and Remuneration of For For Management Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- SINOCHEM INTERNATIONAL CORP. Ticker: 600500 Security ID: Y80231106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2.1 Elect Yang Hua as Non-Independent For For Management Director 2.2 Elect Yang Lin as Non-Independent For For Management Director 2.3 Elect Liu Hongsheng as Non-Independent For For Management Director 2.4 Elect Cheng Xiaoxi as Non-Independent For For Management Director 3.1 Elect Xu Jingchang as Independent For For Management Director 3.2 Elect Yu Dahai as Independent Director For For Management 3.3 Elect Xu Yongqian as Independent For For Management Director 4.1 Elect Zhang Baohong as Supervisor For For Management 4.2 Elect Zhou Min as Supervisor For For Management -------------------------------------------------------------------------------- SINOCHEM INTERNATIONAL CORP. Ticker: 600500 Security ID: Y80231106 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SINOCHEM INTERNATIONAL CORP. Ticker: 600500 Security ID: Y80231106 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Auditor For For Management 2 Approve Investment in Carbon Industry For For Management Phase I Project 3 Approve Investment in Sinochem For For Management Lianyungang Circular Economy Industrial Park Phase I Project -------------------------------------------------------------------------------- SINOCHEM INTERNATIONAL CORP. Ticker: 600500 Security ID: Y80231106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Financial Services Framework For For Management Agreement 7 Approve Related Party Transaction For For Management 8 Approve External Guarantee For Against Management 9 Approve Adjustment to Allowance of For Against Management Independent Directors -------------------------------------------------------------------------------- SINODATA CO., LTD. Ticker: 002657 Security ID: Y7762H108 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of High-Risk For For Management Investment 2 Approve Use of Own Funds to Conduct For For Management Risk Investment 3.1 Elect Zhu Yedong as Non-Independent For For Management Director 3.2 Elect Shen Sa as Non-Independent For For Management Director 3.3 Elect Zhao Xuerong as Non-Independent For For Management Director 3.4 Elect Wang Liang as Non-Independent For For Management Director 3.5 Elect Zhao Jian as Non-Independent For For Management Director 3.6 Elect Hong Shan as Non-Independent For For Management Director 4.1 Elect Gu Lingyun as Independent For For Management Director 4.2 Elect Liu Shujin as Independent For For Management Director 4.3 Elect Ji Cheng as Independent Director For For Management 5.1 Elect Sun Xin as Supervisor For For Management 5.2 Elect Guo Tong as Supervisor For For Management -------------------------------------------------------------------------------- SINODATA CO., LTD. Ticker: 002657 Security ID: Y7762H108 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SINODATA CO., LTD. Ticker: 002657 Security ID: Y7762H108 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination and Completion of For For Management Fund-raising Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- SINODATA CO., LTD. Ticker: 002657 Security ID: Y7762H108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Plan For For Management 7 Approve Use of Own Funds to Invest in For For Management Financial Products 8 Approve Guarantee For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Allowance of Independent For For Management Directors 11 Approve Remuneration of Chairman of For For Management the Board -------------------------------------------------------------------------------- SINOFERT HOLDINGS LIMITED Ticker: 297 Security ID: G8403G103 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fertilizer Co-operation For For Management Framework Agreement, Proposed Annual Caps and Related Transaction 2 Approve Sulphur Import Framework For For Management Agreement, Proposed Annual Caps and Related Transaction 3 Approve Fertilizer Sale Framework For For Management Agreement, Proposed Annual Caps and Related Transaction 4 Approve Deposit Services Under the For For Management Financial Services Framework Agreement, the Maximum Daily Outstanding Balance and Related Matters -------------------------------------------------------------------------------- SINOFERT HOLDINGS LIMITED Ticker: 297 Security ID: G8403G103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Harry Yang as Director For For Management 3B Elect Feng Mingwei as Director For For Management 3C Elect Yang Lin as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SINOLINK SECURITIES CO., LTD. Ticker: 600109 Security ID: Y8004P106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7.1 Approve Related Party Transactions For For Management with Changsha Yongjin (Group) Co., Ltd. , Yongjin Investment Holding Co., Ltd. , Yunnan International Trust Co., Ltd. and the Ultimate Controlling Shareholder 7.2 Approve Related Party Transactions For For Management with National Gold Fund Management Co. , Ltd., Guojin Yongfu Asset Management Co., Ltd. and Joint Venture Companies 7.3 Approve Related Party Transactions For For Management with Directors, Supervisors, Senior Management and Related Natural Persons 8 Approve Special Report on the For For Management Remuneration of Directors 9 Approve Special Report on the For For Management Remuneration of Supervisors 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Associate Company 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 3 Approve to Appoint Auditor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Amend Working Rules of Board For For Management Nomination Committee 8 Amend Management Method of Guarantees For For Management 9 Amend Management Method of External For For Management Donations 10 Amend Working System for Independent For For Management Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management 2 Approve Additional 2019 Daily Related For For Management Party Transactions 3 Approve 2020 Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Independent Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Chairman of For For Management Supervisory Board 8.1 Elect Fu Jinguang as Non-Independent For For Shareholder Director 8.2 Elect Yu Mingqing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO. LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Guarantee For For Management Provision for Finance Lease 2 Approve Guarantee Provision for For Against Management Comprehensive Credit Line 3 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO. LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Services by China Building Materials Group Finance Co., Ltd. 2 Approve Issuance of Super Short-term For For Management Commercial Papers 3 Approve Provision of Guarantee For Against Management Amounting to CNY 1.06 Billion 4 Approve Provision of Guarantee For Against Management Amounting to CNY 260 Million 5 Approve Provision of Guarantee For Against Management Amounting to CNY 250 Million 6 Approve Provision of Guarantee to For For Management Credit Line and Financial Leasing 7 Approve Provision of Guarantee For For Management Amounting to CNY 100 Million 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO. LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management Amounting to No More Than CNY 490 Million 2 Approve Provision of Guarantee For Against Management Amounting to No More Than CNY 250 Million 3 Approve Provision of Guarantee For Against Management Amounting to No More Than CNY 500 Million -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO. LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve Loan Budget and Its For For Management Corresponding Loan Authorizations 8 Approve Issuance of Corporate Bonds For For Management 9 Approve Issuance of Medium-term Notes For For Management and Other Bond Products 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SINOPAC FINANCIAL HOLDINGS CO., LTD. Ticker: 2890 Security ID: Y8009U100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect Shi-Kuan CHEN, Representative of For For Management Hsinex International Corp., with Shareholder No. 398816, as Non-Independent Director 3.2 Elect Stanley CHU, Representative of For For Management Hsinex International Corp., with Shareholder No. 398816, as Non-Independent Director 3.3 Elect Wei-Thyr TSAO, Representative of For For Management Xing Yuan Co., Ltd., with Shareholder No. 945346, as Non-Independent Director 3.4 Elect Chi-Hsing YEH, Representative of For For Management Xing Yuan Co., Ltd., with Shareholder No. 945346, as Non-Independent Director 3.5 Elect Chi SCHIVE, with ID No. For For Management Q100446XXX, as Independent Director 3.6 Elect James J. SHEU, with ID No. For For Management N102581XXX, as Independent Director 3.7 Elect Wei-Ta PAN, with ID No. For For Management A104289XXX, as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Renming as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Final Dividend For For Management Distribution Plan 5 Approve 2020 Interim Profit For For Management Distribution Plan 6 Approve 2020 Business Operation Plan, For For Management Investment Plan and Financial Budget 7 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and BDO Limited as International Auditor and Authorize Board to Fix Their Remuneration 1 Amend Articles of Association and For For Management Authorize Board to Deal with All Matters in Relation to the Amendments to the Articles 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Authorize Board to Deal with All Matters in Relation to the Amendments to the Rules and Procedures for the Shareholders Meetings 3 Amend Rules and Procedures Regarding For For Management General Meetings of Board and Authorize Board to Deal with All Matters in Relation to the Amendments to the Rules and Procedures for the Board Meetings 4 Approve Grant of General Mandate to For For Management the Board to Repurchase Domestic Shares and/or H Shares 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase Domestic Shares and/or H Shares -------------------------------------------------------------------------------- SINOPEC KANTONS HOLDINGS LIMITED Ticker: 934 Security ID: G8165U100 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Crude Oil Jetty and For For Management Storage Services Framework Master Agreement, Proposed Annual Caps and Related Transactions 2 Approve New Sinopec Finance Financial For For Management Services Framework Master Agreement, Proposed Annual Caps and Related Transactions 3 Approve New Century Bright Financial For For Management Services Framework Master Agreement, Proposed Annual Caps and Related Transactions 4 Approve New Natural Gas Transmission For For Management Services Framework Master Agreement, Proposed Annual Caps and Related Transactions 5 Approve New Comprehensive Outsourcing For For Management Framework Master Agreement, Proposed Annual Caps and Related Transactions 6 Approve New Yu Ji Pipeline Financial For For Management Services Framework Master Agreement, Proposed Annual Caps and Related Transactions 7 Approve New Yu Ji Compression Project For For Management Framework Master Agreement and Related Transactions -------------------------------------------------------------------------------- SINOPEC KANTONS HOLDINGS LIMITED Ticker: 934 Security ID: G8165U100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Chen Yaohuan as Director For For Management 3B Elect Zhong Fuliang as Director For For Management 3C Elect Mo Zhenglin as Director For For Management 3D Elect Yang Yanfei as Director For For Management 3E Elect Zou Wenzhi as Director For For Management 3F Elect Ye Zhijun as Director For For Management 3G Elect Tam Wai Chu, Maria as Director For For Management 3H Elect Wong Yau Kar, David as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SINOPEC OILFIELD EQUIPMENT CORP. Ticker: 000852 Security ID: Y4446M108 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect He Zhiliang as Non-Independent For For Management Director 2 Elect Zhang Xiaofeng as Supervisor For For Management -------------------------------------------------------------------------------- SINOPEC OILFIELD EQUIPMENT CORP. Ticker: 000852 Security ID: Y4446M108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Report For For Management Auditor and Internal Control Auditor 7 Approve Daily Related Party For For Management Transactions 8 Approve Related Party Transaction in For For Management Connection to Deposits and Loans with Related Financial Companies -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y8038V103 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter-Guarantee For For Management to China Petrochemical Corporation 2 Approve Fulfillment of Undertakings For For Management Related to the Exploration IV Drill Rig 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y9841Z109 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter-Guarantee For For Management to China Petrochemical Corporation 2 Approve Fulfillment of Undertakings For For Management Related to the Exploration IV Drill Rig 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y8038V103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Auditor's Report 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Grant Thornton (Special For For Management General Partnership) as Domestic Auditor and Internal Control Auditor and Grant Thornton Hong Kong Limited as International Auditor and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiaries and Joint Venture 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 8 Authorize Repurchase of Issued For For Management Domestic Shares and/or Overseas-Listed Foreign Shares Capital -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y8038V103 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued For For Management Domestic Shares and/or Overseas-Listed Foreign Shares Capital -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y9841Z109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Auditor's Report 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Grant Thornton (Special For For Management General Partnership) as Domestic Auditor and Internal Control Auditor and Grant Thornton Hong Kong Limited as International Auditor and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiaries and Joint Venture 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 8 Authorize Repurchase of Issued For For Management Domestic Shares and/or Overseas-Listed Foreign Shares Capital -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y9841Z109 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued For For Management Domestic Shares and/or Overseas-Listed Foreign Shares Capital -------------------------------------------------------------------------------- SINOPEC SHANDONG TAISHAN PETROLEUM CO., LTD. Ticker: 000554 Security ID: Y76803108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisor 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditors and For For Management Fix Their Remuneration 7.1 Elect Song Peng as Non-independent For For Management Director 7.2 Elect He Peiyu as Non-independent For For Management Director 7.3 Elect Ding Shaohong as Non-independent For For Management Director 7.4 Elect Wang Zhongfeng as For For Management Non-independent Director 7.5 Elect Li Jianwen as Non-independent For For Management Director 7.6 Elect Sun Yong as Non-independent For For Management Director 8.1 Elect Jiang Xia as Independent Director For For Management 8.2 Elect Wang Xiaofang as Independent For For Management Director 8.3 Elect Chen Yingxuan as Independent For For Management Director 9.1 Elect Wang Teng as Supervisor For For Management 9.2 Elect Wang Mingchang as Supervisor For For Management -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Product Supply and Sale For For Management Services Framework Agreement (2020-2022), Continuing Connected Transactions, Annual Caps and Related Transactions 2 Approve Comprehensive Services For For Management Framework Agreement (2020- 2022), Continuing Connected Transactions, Annual Caps and Related Transactions -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373114 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Product Supply and Sale For For Management Services Framework Agreement (2020-2022), Continuing Connected Transactions, Annual Caps and Related Transactions 2 Approve Comprehensive Services For For Management Framework Agreement (2020- 2022), Continuing Connected Transactions, Annual Caps and Related Transactions -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Financial Budget Report For Against Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Investment and Construction For For Management Project 8 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments 9.01 Elect Zhang Xiaofeng as Supervisor For For Management 9.02 Elect Zheng Yunrui as Supervisor For For Management 9.03 Elect Choi Ting Ki as Supervisor For For Management 10.01 Elect Wu Haijun as Director For For Management 10.02 Elect Guan Zemin as Director For For Management 10.03 Elect Jin Qiang as Director For For Management 10.04 Elect Jin Wenmin as Director For For Management 10.05 Elect Zhou Meiyun as Director For For Management 10.06 Elect Huang Xiangyu as Director For For Management 10.07 Elect Huang Fei as Director For For Management 10.08 Elect Xie Zhenglin as Director For For Management 10.09 Elect Peng Kun as Director For For Management 11.01 Elect Li Yuanqin as Director For For Management 11.02 Elect Tang Song as Director For For Management 11.03 Elect Chen Haifeng as Director For For Management 11.04 Elect Yang Jun as Director For For Management 11.05 Elect Gao Song as Director For For Management -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373114 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Financial Budget Report For Against Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Investment and Construction For For Management Project 8 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments 9.01 Elect Zhang Xiaofeng as Supervisor For For Management 9.02 Elect Zheng Yunrui as Supervisor For For Management 9.03 Elect Choi Ting Ki as Supervisor For For Management 10.01 Elect Wu Haijun as Director For For Management 10.02 Elect Guan Zemin as Director For For Management 10.03 Elect Jin Qiang as Director For For Management 10.04 Elect Jin Wenmin as Director For For Management 10.05 Elect Zhou Meiyun as Director For For Management 10.06 Elect Huang Xiangyu as Director For For Management 10.07 Elect Huang Fei as Director For For Management 10.08 Elect Xie Zhenglin as Director For For Management 10.09 Elect Peng Kun as Director For For Management 11.01 Elect Li Yuanqin as Director For For Management 11.02 Elect Tang Song as Director For For Management 11.03 Elect Chen Haifeng as Director For For Management 11.04 Elect Yang Jun as Director For For Management 11.05 Elect Gao Song as Director For For Management -------------------------------------------------------------------------------- SINOPHARM GROUP CO., LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements of the Company and Its Subsidiaries and the Auditors' Report 4 Approve Profit Distribution Plan and For For Management Payment of Final Dividend 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 7 Approve Ernst & Young Hua Ming LLP as For For Management the Domestic Auditor and Ernst & Young as the International Auditor and Authorize Audit Committee of the Board to Fix Their Remuneration 8 Approve Provision of Guarantees For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares 11 Amend Articles of Association and For For Management Related Transactions 12 Approve Issuance of Debt Financing For For Management Instruments and Related Transactions 13 Approve Issuance of Corporate Bonds For For Management and Related Transactions 14 Elect Feng Rongli as Director and For For Shareholder Authorize the Chairman of the Board or Any Executive Director to Enter Into Service Contract with Her -------------------------------------------------------------------------------- SINOPHARM GROUP CO., LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SINOSTEEL ENGINEERING & TECHNOLOGY CO., LTD. Ticker: 000928 Security ID: Y4443Q102 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Credit Line Application For For Management and Guarantee Provision -------------------------------------------------------------------------------- SINOSTEEL ENGINEERING & TECHNOLOGY CO., LTD. Ticker: 000928 Security ID: Y4443Q102 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Guarantee for For For Shareholder Additional Bank Credit Line Application -------------------------------------------------------------------------------- SINOSTEEL ENGINEERING & TECHNOLOGY CO., LTD. Ticker: 000928 Security ID: Y4443Q102 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SINOSTEEL ENGINEERING & TECHNOLOGY CO., LTD. Ticker: 000928 Security ID: Y4443Q102 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- SINOSTEEL ENGINEERING & TECHNOLOGY CO., LTD. Ticker: 000928 Security ID: Y4443Q102 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SINOSTEEL ENGINEERING & TECHNOLOGY CO., LTD. Ticker: 000928 Security ID: Y4443Q102 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Formulation of Remuneration For For Management Management System for Directors and Supervisors -------------------------------------------------------------------------------- SINOSTEEL ENGINEERING & TECHNOLOGY CO., LTD. Ticker: 000928 Security ID: Y4443Q102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Internal Control Evaluation For For Management Report 6 Approve Financial Statements For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Profit Distribution For For Management 9 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SINOSUN TECHNOLOGY CO., LTD. Ticker: 300333 Security ID: Y8012E101 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- SINOSUN TECHNOLOGY CO., LTD. Ticker: 300333 Security ID: Y8012E101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Supervisors For For Management 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Approve to Appoint Auditor For For Management 9 Approve Report of the Board of For For Management Supervisors 10 Elect Qian Xiaofeng as Supervisor For For Shareholder 11.1 Elect Wei Kaiyan as Non-Independent For For Shareholder Director 11.2 Elect BAI JIANXIONG as Non-Independent For For Shareholder Director 11.3 Elect NG YI PIN as Non-Independent For For Shareholder Director 11.4 Elect Yu Kai as Non-Independent For For Shareholder Director 12.1 Elect Zhang Hanbin as Independent For For Shareholder Director 12.2 Elect Wu Yongping as Independent For For Shareholder Director 12.3 Elect MAK,SAI CHAK as Independent For For Shareholder Director -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Estimated For Against Management Guarantees of the Company for 2019 2 Approve Update of the Mandate of the For For Management Issue of Debt Financing Instruments -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J112 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Estimated For Against Management Guarantees of the Company for 2019 2 Approve Update of the Mandate of the For For Management Issue of Debt Financing Instruments -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Incentive Scheme For For Management of Sinotrans Limited (Revised Draft) and Its Summary 2 Approve Share Option Incentive Scheme For For Management of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary 3 Approve Appraisal Measures for For For Management Implementation of the Share Option Incentive Scheme of Sinotrans Limited 4 Approve Grant of Options and Issuance For For Management of Shares Under the Share Option Incentive Scheme 5 Approve Grant of Options and Issuance For For Management of Shares Under the Share Option Incentive Scheme (Phase I) 6 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Authorize Repurchase of Issued H Share For For Management Capital 3 Approve Updated Mandate of the Issue For For Management of Debt Financing Instruments 4 Approve Estimated Guarantees of the For Against Management Company 5 Approve 2019 Work Report of the Board For For Management of Directors 6 Approve 2019 Work Report of the For For Management Supervisory Committee 7 Approve 2019 Work Report of For For Management Independent Non-Executive Directors 8 Approve 2019 Final Financial Accounts For For Management Report 9 Approve 2019 Annual Report and Its For For Management Summary 10 Approve 2020 Financial Budget For Against Management 11 Approve 2019 Profit Distribution Plan For For Management 12 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor 13 Approve Remuneration of Directors For For Management 14 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 15.1 Elect Li Guanpeng as Director For For Management 15.2 Elect Song Dexing as Director For Against Management -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Incentive Scheme For For Management of Sinotrans Limited (Revised Draft) and Its Summary 2 Approve Share Option Incentive Scheme For For Management of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary 3 Approve Appraisal Measures for For For Management Implementation of the Share Option Incentive Scheme of Sinotrans Limited 4 Approve Grant of Options and Issuance For For Management of Shares Under the Share Option Incentive Scheme 5 Approve Grant of Options and Issuance For For Management of Shares Under the Share Option Incentive Scheme (Phase I) 6 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings 7 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J112 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Incentive Scheme For For Management of Sinotrans Limited (Revised Draft) and Its Summary 2 Approve Share Option Incentive Scheme For For Management of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary 3 Approve Appraisal Measures for For For Management Implementation of the Share Option Incentive Scheme of Sinotrans Limited 4 Approve Grant of Options and Issuance For For Management of Shares Under the Share Option Incentive Scheme 5 Approve Grant of Options and Issuance For For Management of Shares Under the Share Option Incentive Scheme (Phase I) 6 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J112 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Incentive Scheme For For Management of Sinotrans Limited (Revised Draft) and Its Summary 2 Approve Share Option Incentive Scheme For For Management of Sinotrans Limited (Phase I) (Revised Draft) and Its Summary 3 Approve Appraisal Measures for For For Management Implementation of the Share Option Incentive Scheme of Sinotrans Limited 4 Approve Grant of Options and Issuance For For Management of Shares Under the Share Option Incentive Scheme 5 Approve Grant of Options and Issuance For For Management of Shares Under the Share Option Incentive Scheme (Phase I) 6 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings 7 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J112 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Work Report of For For Management Independent Non-Executive Directors 4 Approve 2019 Final Financial Accounts For For Management Report 5 Approve 2019 Annual Report and Its For For Management Summary 6 Approve 2020 Financial Budget For For Management 7 Approve 2019 Profit Distribution Plan For For Management 8 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor 9 Approve Remuneration of Directors For For Management 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued H Share For For Management Capital 12 Approve Updated Mandate of the Issue For For Management of Debt Financing Instruments 13 Approve Estimated Guarantees of the For For Management Company 14 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 15.1 Elect Li Guanpeng as Director For For Management 15.2 Elect Song Dexing as Director For Against Management -------------------------------------------------------------------------------- SINOTRUK (HONG KONG) LIMITED Ticker: 3808 Security ID: Y8014Z102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Liu Wei as Director For Against Management 3B Elect Richard von Braunschweig as For Against Management Director 3C Elect Liu Zhengtao as Director For Against Management 3D Elect Qu Hongkun as Director For Against Management 3E Elect Yang Weicheng as Director For For Management 3F Elect Liang Qing as Director For For Management 3G Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as None None Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SINTEX INDUSTRIES LIMITED Ticker: 502742 Security ID: Y8064D142 Meeting Date: SEP 30, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Rahul A. Patel as Director For For Management 3 Approve Choudhary and Associates, For For Management Chartered Accountants, Ahmedabad as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Issuance of Secured/ For Against Management Unsecured/ Redeemable Non-Convertible Debentures/ Bonds on Private Placement Basis -------------------------------------------------------------------------------- SINTEX PLASTICS TECHNOLOGY LTD. Ticker: 540653 Security ID: Y8T6LY112 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Amit D. Patel as Director For For Management 3 Approve Chanda Ram & Associates, For For Management Chartered Accountants, Ahmedabad as Auditors and Authorize Board to Fix Their Remuneration 4 Elect Amal D. Dhru as Director For For Management 5 Elect Dinesh Khera as Director For For Management 6 Approve Pravin K. Laheri to Continue For For Management Office as Non-Executive Independent Director 7 Approve Disinvestment of For Against Management Interest/Stake in Sintex NP SAS -------------------------------------------------------------------------------- SINYI REALTY, INC. Ticker: 9940 Security ID: Y8062B106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SISTEMA PJSFC Ticker: AFKS Security ID: X0020N117 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For Did Not Vote Management Statements 2 Approve Allocation of Income and For Did Not Vote Management Dividends of RUB 0.13 per Share 3 Fix Number of Directors at 12 For Did Not Vote Management 4.1a Elect Anna Belova as Director None Did Not Vote Management 4.2a Elect Andrei Dubovskov as Director None Did Not Vote Management 4.3a Elect Vladimir Evtushenkov as Director None Did Not Vote Management 4.4a Elect Feliks Evtushenkov as Director None Did Not Vote Management 4.5a Elect Ron Sommer as Director None Did Not Vote Management 4.6a Elect Robert Kocharian as Director None Did Not Vote Management 4.7a Elect Roger Munnings as Director None Did Not Vote Management 4.8a Elect Vladimir Chirakhov as Director None Did Not Vote Management 4.9a Elect Anatolii Chubais as Director None Did Not Vote Management 4.10a Elect Mikhail Shamolin as Director None Did Not Vote Management 4.11a Elect Etienne Shneider as Director None Did Not Vote Management 4.12a Elect David Iakobashvilli as Director None Did Not Vote Management 4.1b Elect Anna Belova as Director None Did Not Vote Management 4.2b Elect Andrei Dubovskov as Director None Did Not Vote Management 4.3b Elect Vladimir Evtushenkov as Director None Did Not Vote Management 4.4b Elect Feliks Evtushenkov as Director None Did Not Vote Management 4.5b Elect Ron Sommer as Director None Did Not Vote Management 4.6b Elect Robert Kocharian as Director None Did Not Vote Management 4.7b Elect Roger Munnings as Director None Did Not Vote Management 4.8b Elect Vladimir Chirakhov as Director None Did Not Vote Management 4.9b Elect Anatolii Chubais as Director None Did Not Vote Management 4.10b Elect Mikhail Shamolin as Director None Did Not Vote Management 4.11b Elect Etienne Shneider as Director None Did Not Vote Management 4.12b Elect David Iakobashvilli as Director None Did Not Vote Management 5.1 Ratify Deloitte & Touche CIS as RAS For Did Not Vote Management Auditor 5.2 Ratify Deloitte & Touche CIS as IFRS For Did Not Vote Management Auditor 6 Approve Remuneration of Directors For Did Not Vote Management -------------------------------------------------------------------------------- SISTEMA PJSFC Ticker: AFKS Security ID: 48122U204 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For Did Not Vote Management Statements 2 Approve Allocation of Income and For Did Not Vote Management Dividends of RUB 0.13 per Share 3 Fix Number of Directors at 12 For Did Not Vote Management 4.1a Elect Anna Belova as Director None Did Not Vote Management 4.2a Elect Andrei Dubovskov as Director None Did Not Vote Management 4.3a Elect Vladimir Evtushenkov as Director None Did Not Vote Management 4.4a Elect Feliks Evtushenkov as Director None Did Not Vote Management 4.5a Elect Ron Sommer as Director None Did Not Vote Management 4.6a Elect Robert Kocharian as Director None Did Not Vote Management 4.7a Elect Roger Munnings as Director None Did Not Vote Management 4.8a Elect Vladimir Chirakhov as Director None Did Not Vote Management 4.9a Elect Anatolii Chubais as Director None Did Not Vote Management 4.10a Elect Mikhail Shamolin as Director None Did Not Vote Management 4.11a Elect Etienne Shneider as Director None Did Not Vote Management 4.12a Elect David Iakobashvilli as Director None Did Not Vote Management 4.1b Elect Anna Belova as Director None Did Not Vote Management 4.2b Elect Andrei Dubovskov as Director None Did Not Vote Management 4.3b Elect Vladimir Evtushenkov as Director None Did Not Vote Management 4.4b Elect Feliks Evtushenkov as Director None Did Not Vote Management 4.5b Elect Ron Sommer as Director None Did Not Vote Management 4.6b Elect Robert Kocharian as Director None Did Not Vote Management 4.7b Elect Roger Munnings as Director None Did Not Vote Management 4.8b Elect Vladimir Chirakhov as Director None Did Not Vote Management 4.9b Elect Anatolii Chubais as Director None Did Not Vote Management 4.10b Elect Mikhail Shamolin as Director None Did Not Vote Management 4.11b Elect Etienne Shneider as Director None Did Not Vote Management 4.12b Elect David Iakobashvilli as Director None Did Not Vote Management 5.1 Ratify Deloitte & Touche CIS as RAS For Did Not Vote Management Auditor 5.2 Ratify Deloitte & Touche CIS as IFRS For Did Not Vote Management Auditor 6 Approve Remuneration of Directors For Did Not Vote Management -------------------------------------------------------------------------------- SITRONIX TECHNOLOGY CORP. Ticker: 8016 Security ID: Y8118H107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- SIX OF OCTOBER DEVELOPMENT & INVESTMENT (SODIC) Ticker: OCDI Security ID: M84139100 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Corporate Governance Report For Did Not Vote Management and Related Auditor's Report for FY 2019 3 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 5 Approve Allocation of Income and For Did Not Vote Management Dividends 6 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 7 Approve Related Party Transactions for For Did Not Vote Management FY 2019 and FY 2020 8 Approve Discharge of Chairman, For Did Not Vote Management Managing Director and Directors for FY 2019 9 Approve Changes to Board Composition For Did Not Vote Management 10 Approve Siting Fees and Travel For Did Not Vote Management Allowances of Directors and Approve Remuneration of Chairman for FY 2020 11 Approve Charitable Donations for FY For Did Not Vote Management 2019 and FY 2020 -------------------------------------------------------------------------------- SIX OF OCTOBER DEVELOPMENT & INVESTMENT (SODIC) Ticker: OCDI Security ID: M84139100 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 4 of Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- SKYFAME REALTY (HOLDINGS) LTD. Ticker: 59 Security ID: G8220B147 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Yu Pan as Director For For Management 3B Elect Jin Zhifeng as Director For For Management 3C Elect Cheng Wing Keung, Raymond as For For Management Director 3D Elect Chung Lai Fong as Director For For Management 3E Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares 6 Approve Reduction of Share Premium For For Management Account -------------------------------------------------------------------------------- SKYWORTH DIGITAL CO., LTD. Ticker: 000810 Security ID: Y7932T107 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Guarantee Provision Adjustment For For Management 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Amend Articles of Association to For For Management Reduce Registered Capital 5 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- SKYWORTH DIGITAL CO., LTD. Ticker: 000810 Security ID: Y7932T107 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Daily Related-Party For For Management Transactions 8 Approve Financial Business Forecast For For Management with Skyworth Group Finance Co., Ltd. 9 Approve Adjustment of Guarantees and For For Management Provision of New Guarantees to Subsidiaries 10 Approve Counter-Guarantee to For For Management Wholly-Owned Subsidiary 11 Approve Repurchase and Cancellation of For For Management Performance Share Incentive Plan 12 Approve Shareholder Return Plan For For Management 13 Amend Articles of Association For For Management 14 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 15 Elect Liu Zebin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SKYWORTH GROUP LIMITED Ticker: 751 Security ID: G8181C100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Liu Tangzhi as Director For For Management 2B Elect Lin Wei Ping as Director For For Management 2C Elect Lam Shing Choi, Eric as Director For For Management 2D Elect Cheong Ying Chew, Henry as For For Management Director 2E Elect Hung Ka Hai, Clement as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SM INVESTMENTS CORP. Ticker: SM Security ID: Y80676102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of Previous Annual For For Management Stockholders' Meeting 2 Approve 2019 Annual Report For For Management 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management 4.1 Elect Teresita T. Sy as Director For For Management 4.2 Elect Henry T. Sy, Jr. as Director For For Management 4.3 Elect Harley T. Sy as Director For For Management 4.4 Elect Jose T. Sio as Director For Withhold Management 4.5 Elect Frederic C. DyBuncio as Director For For Management 4.6 Elect Tomasa H. Lipana as Director For Withhold Management 4.7 Elect Alfredo E. Pascual as Director For Withhold Management 4.8 Elect Robert G. Vergara as Director For For Management 5 Elect SyCip Gorres Velayo & Co. as For Against Management External Auditor 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SM PRIME HOLDINGS, INC. Ticker: SMPH Security ID: Y8076N112 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management Held on April 23, 2019 2 Approve 2019 Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and the Management from the Date of the Last Annual Stockholders' Meeting up to the Date of this Meeting 4.1 Elect Henry T. Sy, Jr. as Director For For Management 4.2 Elect Hans T. Sy as Director For For Management 4.3 Elect Herbert T. Sy as Director For For Management 4.4 Elect Jeffrey C. Lim as Director For For Management 4.5 Elect Jorge T. Mendiola as Director For For Management 4.6 Elect Jose L. Cuisia, Jr. as Director For For Management 4.7 Elect Gregorio U. Kilayko as Director For For Management 4.8 Elect Joselito H. Sibayan as Director For For Management 5 Appoint Sycip Gorres Velayo & Co. as For For Management External Auditor 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SMU SA Ticker: SMU Security ID: P8719A105 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Auditors' Report For For Management 3 Approve Remuneration of Directors and For For Management Committee Members for FY 2020 and Present Report on Directors' Expenses for FY 2019 4 Approve Remuneration of Directors' For For Management Committee and Present Their Report on Activities and Expenses 5 Receive Report Regarding Related-Party For For Management Transactions 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Approve Allocation of Income and For For Management Dividends of CLP 4.49 per Share 9 Designate Newspaper to Publish Company For For Management Announcements 10 Other Business For Against Management -------------------------------------------------------------------------------- SOBHA LIMITED Ticker: 532784 Security ID: Y806AJ100 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Jagdish Chandra Sharma as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Reappointment and Remuneration For For Management of Jagdish Chandra Sharma as Vice Chairman and Managing Director 6 Elect Seetharam Thettalil Parameswaran For For Management Pillai as Director 7 Approve Appointment and Remuneration For For Management of Seetharam Thettalil Parameswaran Pillai as Whole-time Director 8 Elect Jagadish Nangineni as Director For For Management 9 Approve Appointment and Remuneration For For Management of Jagadish Nangineni as Deputy Managing Director 10 Approve Remuneration of Ravi PNC Menon For For Management as Chairman 11 Reelect Ramachandra Venkatasubba Rao For For Management as Director 12 Reelect Anup Sanmukh Shah as Director For For Management 13 Elect Sumeet Jagdish Puri as Director For For Management 14 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 15 Approve Remuneration to Non-Executive For For Management Directors -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: P8716X108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Designate Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Designate Account Inspectors For For Management 5 Approve Investment Policy For For Management 6 Approve Financing Policy For For Management 7 Approve Dividends For For Management 8 Approve Remuneration of Board of For For Management Directors and Board Committees 9 Other Business For Against Management -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: 833635105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Designate Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Designate Account Inspectors For For Management 5 Approve Investment Policy For For Management 6 Approve Financing Policy For For Management 7 Approve Dividends For For Management 8 Approve Remuneration of Board of For For Management Directors and Board Committees 9 Other Business For Against Management -------------------------------------------------------------------------------- SODA SANAYII A.S. Ticker: SODA Security ID: M9067M108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to Sign the Meeting Minutes 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Approve Discharge of Board For For Management 5 Elect Directors For Against Management 6 Approve Director Remuneration For Against Management 7 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 8 Approve Allocation of Income For For Management 9 Authorize Board to Distribute Advance For For Management Dividends 10 Ratify External Auditors For Against Management 11 Receive Information on Donations Made For Against Management in 2019 and Approve Upper Limit of Donations for 2020 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties -------------------------------------------------------------------------------- SOFT-WORLD INTERNATIONAL CORP. Ticker: 5478 Security ID: Y80720108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors -------------------------------------------------------------------------------- SOGOU, INC. Ticker: SOGO Security ID: 83409V104 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Charles Zhang as Director For For Management 1.2 Elect Xiaochuan Wang as Director For For Management 1.3 Elect Yu Yin as Director For Against Management 1.4 Elect Joanna Lu as Director For Against Management 1.5 Elect Bin Gao as Director For For Management 1.6 Elect Janice Lee as Director For For Management 1.7 Elect Jinmei He as Director For For Management 2 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SOHO CHINA LTD. Ticker: 410 Security ID: G82600100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Pan Shiyi as Director For For Management 3 Elect Xiong Ming Hua as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SOHU.COM LIMITED Ticker: SOHU Security ID: 83410S108 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Huang For For Management 1.2 Elect Director Dave Qi For Withhold Management 1.3 Elect Director Shi Wang For For Management 2 Ratify PricewaterhouseCoopers Zhong For Against Management Tian LLP as Auditors -------------------------------------------------------------------------------- SOK MARKETLER TICARET AS Ticker: SOKM Security ID: M8T8CL101 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Ratify Director Appointments, Elect For Against Management Directors and Approve Their Remuneration 4 Wishes None None Management -------------------------------------------------------------------------------- SOLAREAST HOLDINGS CO., LTD. Ticker: 603366 Security ID: Y4S4BA102 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor 2.1 Elect Xu Xinjian as Non-Independent For For Management Director 2.2 Elect Wan Xuchang as Non-Independent For For Management Director 2.3 Elect Sun Mingyang as Non-Independent For For Management Director 2.4 Elect Zhang Chao as Non-Independent For For Management Director 2.5 Elect Zhang Liangliang as For For Management Non-Independent Director 2.6 Elect Huang Yinchuan as For For Management Non-Independent Director 3.1 Elect Xiao Xia as Independent Director For For Management 3.2 Elect Gao Yunbin as Independent For For Management Director 3.3 Elect Lin Hui as Independent Director For For Management 4.1 Elect Zhu Jun as Supervisor For For Management 4.2 Elect Si Dexin as Supervisor For For Management -------------------------------------------------------------------------------- SOLAREAST HOLDINGS CO., LTD. Ticker: 603366 Security ID: Y4S4BA102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital 7 Approve Application of Bank Credit For For Management Lines 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SOLAREAST HOLDINGS CO., LTD. Ticker: 603366 Security ID: Y4S4BA102 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change the Structure of For For Management Application of Bank Credit Lines 2 Approve Change of Amount and Term of For For Management Guarantee -------------------------------------------------------------------------------- SONAE SIERRA BRASIL SA Ticker: SSBR3 Security ID: P8731D103 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors For For Management 2 Elect Directors For For Management -------------------------------------------------------------------------------- SONDA SA Ticker: SONDA Security ID: P87262104 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income, For For Management Dividends of CLP 6.33 per Share and Future Dividend Policy 3 Elect Directors and Approve Their For Against Management Remuneration; Elect Members of Directors' Committee and Approve Their Budget 4 Present Directors' Committee Report on For For Management Activities and Expenses 5 Receive Report Regarding Related-Party For For Management Transactions 6 Appoint Auditors and Designate Risk For For Management Assessment Companies 7 Designate Newspaper to Publish For For Management Announcements 8 Present Report on Processing, For For Management Printing, and Mailing Information Required by Chilean Law 9 Other Business For Against Management -------------------------------------------------------------------------------- SONGCHENG PERFORMANCE DEVELOPMENT CO., LTD. Ticker: 300144 Security ID: Y30421104 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Qiaoling as For For Management Non-Independent Director 1.2 Elect Huang Qiaolong as For For Management Non-Independent Director 1.3 Elect Zhang Xian as Non-Independent For For Management Director 1.4 Elect Zhang Jiankun as Non-Independent For For Management Director 1.5 Elect Huang Hongming as For For Management Non-Independent Director 1.6 Elect Shang Lingxia as Non-Independent For For Management Director 2.1 Elect Lan Ke as Independent Director For For Management 2.2 Elect Liu Shuzhe as Independent For For Management Director 2.3 Elect Yu Qinyi as Independent Director For For Management 3.1 Elect Zhu Hualu as Supervisor For For Management 3.2 Elect Xu Jie as Supervisor For For Management -------------------------------------------------------------------------------- SONGCHENG PERFORMANCE DEVELOPMENT CO., LTD. Ticker: 300144 Security ID: Y30421104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SONGZ AUTOMOBILE AIR CONDITIONING CO., LTD. Ticker: 002454 Security ID: Y76847105 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- SONGZ AUTOMOBILE AIR CONDITIONING CO., LTD. Ticker: 002454 Security ID: Y76847105 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Song Changfa as Independent For For Management Director -------------------------------------------------------------------------------- SONGZ AUTOMOBILE AIR CONDITIONING CO., LTD. Ticker: 002454 Security ID: Y76847105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Signing of Credit Contract and For For Management Authorization of Board to Handle All Related Matters 8 Approve Provision of Guarantee For Against Management 9.1 Elect Chen Huanxiong as For For Management Non-independent Director 9.2 Elect Ji Ankang as Non-independent For For Management Director 9.3 Elect Chen Zhiying as Non-independent For For Management Director 9.4 Elect Chen Chuhui as Non-independent For For Management Director 9.5 Elect Yang Guoping as Non-independent For For Management Director 9.6 Elect Yan Guangxing as Non-independent For For Management Director 10.1 Elect Tao Ke as Independent Director For For Management 10.2 Elect Zheng Wei as Independent Director For For Management 10.3 Elect Zhao Lijuan as Independent For For Management Director 11.1 Elect Xie Hao as Supervisor For For Management 11.2 Elect Tang Jianhua as Supervisor For For Management -------------------------------------------------------------------------------- SONIX TECHNOLOGY CO., LTD. Ticker: 5471 Security ID: Y8071M101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- SONOSCAPE MEDICAL CORP. Ticker: 300633 Security ID: Y8077M105 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SONOSCAPE MEDICAL CORP. Ticker: 300633 Security ID: Y8077M105 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registered Capital and Amend For For Management Articles of Association -------------------------------------------------------------------------------- SONOSCAPE MEDICAL CORP. Ticker: 300633 Security ID: Y8077M105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 8 Approve Credit Line Bank Application For For Management 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 11 Approve to Appoint Auditor For For Management 12 Approve Foreign Exchange Derivatives For For Management Trading Business 13 Approve Remuneration of Directors and For For Management Supervisors 14 Approve Repurchase and Cancellation of For For Management Performance Shares 15 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SOOCHOW SECURITIES CO., LTD. Ticker: 601555 Security ID: Y8074Z117 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Proprietary Investment Scale For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve Implementing Rules for For For Management Cumulative Voting System 11 Elect Liu Fan as Director For For Management 12.1 Approve Issue Scale For For Management 12.2 Approve Placing Arrangements for For For Management Shareholders 12.3 Approve Bond Maturity For For Management 12.4 Approve Bond Interest Rate and For For Management Determination Method 12.5 Approve Use of Proceeds For For Management 12.6 Approve Listing Exchange For For Management 12.7 Approve Guarantee Matters For For Management 12.8 Approve Resolution Validity Period For For Management 12.9 Approve Authorization Matters For For Management 12.10 Approve Safeguard Measures for Debt For For Management Repayment -------------------------------------------------------------------------------- SOOCHOW SECURITIES CO., LTD. Ticker: 601555 Security ID: Y8074Z117 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Approve Issuance Scale For For Management 2.2 Approve Bond Maturity For For Management 3 Approve to Change the Company's For For Management Subordinated Bonds Issuance Method and Target Subscribers 4 Elect Chen Zhongyang as Independent For For Management Director -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Gu Shang as Non-Independent For For Management Director 3.2 Elect Lin Chaoqiang as Non-Independent For For Management Director 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Cash Dividends Management System For For Management 3 Amend Related-Party Transaction For For Management Management System 4 Amend Information Disclosure For For Management Management System 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Elect Xu Wenni as Non-Independent For For Management Director -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Internal Control For For Management Self-Evaluation Report 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Report on the Deposit and For For Management Usage of Raised Funds 11 Approve Use of Funds for Cash For For Management Management 12 Approve Credit Line Bank Application For For Management 13 Approve Guarantee For Against Management -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- SOUTH HUITON CO., LTD. Ticker: 000920 Security ID: Y8090H109 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SOUTH HUITON CO., LTD. Ticker: 000920 Security ID: Y8090H109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- SOUTH INDIAN BANK LIMITED Ticker: 532218 Security ID: Y8089N141 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Salim Gangadharan as Director For For Management 4 Approve VARMA & VARMA, Chartered For For Management Accountants, Kochi as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Elect M George Korah as Director For For Management 7 Elect Pradeep M Godbole as Director For For Management 8 Elect Ranjana S Salgaocar as Director For For Management 9 Elect Parayil George John Tharakan as For For Management Director 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 12 Amend Objects Clause of Memorandum of For For Management Association -------------------------------------------------------------------------------- SOUTHERN PROVINCE CEMENT CO. Ticker: 3050 Security ID: M8479W118 Meeting Date: APR 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Ratify Distributed Dividend of SAR 1. For For Management 25 per Share for First Half of FY 2019 5 Approve Dividend of SAR 2.25 per Share For For Management for Second Half of FY 2019 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 -------------------------------------------------------------------------------- SOUTHERN PUBLISHING & MEDIA CO. LTD. Ticker: 601900 Security ID: Y8088P105 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in South Media For For Management Plaza Project 2 Approve Provision of Guarantees For For Management 3 Approve Provision of Guarantee by For For Management Subsidiary 4 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SOUTHERN PUBLISHING & MEDIA CO. LTD. Ticker: 601900 Security ID: Y8088P105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Termination of Raised Funds For For Management Investment Project 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Related Party Transaction For For Management 8 Approve Financial Statements For For Management 9 Approve to Appoint Auditor For For Management 10.1 Elect Jiang Dongju as Independent For For Management Director -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration and Assessment For Against Management Management Method of Directors and Supervisors 2 Approve Company's Eligibility for For For Management Issuance of Shares 3.1 Approve Type and Par Value For For Management 3.2 Approve Issuance Method and Issuance For For Management Time 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Issue Size For For Management 3.5 Approve Issue Price and Pricing For For Management Principles 3.6 Approve Lock-up Period Arrangements For For Management 3.7 Approve Amount and Use of Proceeds For For Management 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Listing Exchange For For Management 3.10 Approve Resolution Validity Period For For Management 4 Approve Company's Plan for Issuance of For For Management Shares 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7.1 Approve Signing of Conditional Share For For Management Subscription Agreement with Chongqing Yufu Asset Management Group Co., Ltd. 7.2 Approve Signing of Conditional Share For For Management Subscription Agreement with Chongqing Urban Construction Investment (Group) Co., Ltd. 7.3 Approve Signing of Conditional Share For For Management Subscription Agreement with Chongqing Real Estate Group Co., Ltd. 7.4 Approve Signing of Conditional Share For For Management Subscription Agreement with Chongqing Development Investment Co., Ltd. 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Related-party Transactions in For For Management Connection to Issuance of Shares 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Shares 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Appointment of Internal For For Management Control Auditor 3 Approve Adjustment of Remuneration of For For Management External Directors 4 Approve Adjustment of Remuneration of For For Management External Supervisors -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Charitable Donations For For Management -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Proprietary Investment Scale For For Management 7.1 Approve Related Party Transactions For For Management with Various Companies 7.2 Approve Related Party Transactions For For Management with Chongqing Jiangbeizui Central Business District Investment Group Co. , Ltd. 7.3 Approve Related Party Transactions For For Management with China Jianyin Investment 7.4 Approve Related Party Transactions For For Management with Chongqing City Construction Investment (Group) Co., Ltd. 7.5 Approve Related Party Transactions For For Management with Chongqing Expressway Group Company Ltd. 7.6 Approve Related Party Transactions For For Management with Other Related Party not mentioned above 8.1 Elect Liao Qingxuan as Non-Independent For For Shareholder Director 8.2 Elect Wu Jian as Non-Independent For For Shareholder Director 8.3 Elect Zhang Chunyong as For For Shareholder Non-Independent Director 8.4 Elect Peng Zuofu as Non-Independent For For Shareholder Director 8.5 Elect Zhang Gang as Non-Independent For For Shareholder Director 8.6 Elect Wan Shubin as Non-Independent For For Shareholder Director 8.7 Elect Zhao Rubing as Independent For For Shareholder Director 8.8 Elect Luo Wei as Independent Director For For Shareholder 8.9 Elect Fu Daqing as Independent Director For For Shareholder 9.1 Elect Ni Yuemin as Supervisor For For Shareholder 9.2 Elect Xu Ping as Supervisor For For Shareholder -------------------------------------------------------------------------------- SPAR GROUP LTD. Ticker: SPP Security ID: S8050H104 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2 Elect Lwazi Koyana as Director For For Management 3.1 Re-elect Harish Mehta as Director For For Management 3.2 Re-elect Phumla Mnganga as Director For For Management 3.3 Re-elect Andrew Waller as Director For For Management 4 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Sharalene Randelhoff as the Designated Individual Audit Partner 5.1 Re-elect Marang Mashologu as Member of For For Management the Audit Committee 5.2 Re-elect Harish Mehta as Member of the For For Management Audit Committee 5.3 Elect Andrew Waller as Chairman of the For For Management Audit Committee 6 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Employee Share Trust (2004) 7 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Conditional Share Plan 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Approve Financial Assistance to For For Management Related or Inter-related Companies 11 Approve Non-executive Directors' Fees For For Management -------------------------------------------------------------------------------- SPCG PUBLIC CO. LTD. Ticker: SPCG Security ID: Y8118C124 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance For For Management 3 Approve Financial Statements For For Management 4 Approve Non-Allocation of Legal For For Management Reserve and Omission of Dividend Payment and Acknowledge Interim Dividend Payment 5 Approve Remuneration of Directors and For For Management Sub-Committees 6 Approve Bonus of Directors For For Management 7.1 Elect Somsak Khunchornyakong as For Against Management Director 7.2 Elect Art-ong Jumsai Na Ayudhya as For For Management Director 7.3 Elect Apichat Limsethanuwat as Director For For Management 8 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance and Offering of For For Management Debentures 10 Amend Articles of Association For For Management 11 Other Business For Against Management -------------------------------------------------------------------------------- SPENCER'S RETAIL LIMITED Ticker: 542337 Security ID: Y7178H114 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Sanjiv Goenka as Director For For Management 3 Elect Shashwat Goenka as Director For For Management 4 Elect Utsav Parekh as Director For For Management 5 Elect Pratip Chaudhuri as Director For For Management 6 Elect Rekha Sethi as Director For For Management 7 Elect Debanjan Mandal as Director For For Management 8 Elect Devendra Chawla as Director and For For Management Approve Appointment and Remuneration of Devendra Chawla as Chief Executive Officer and Managing Director 9 Elect Rahul Nayak as Director and For For Management Approve Appointment and Remuneration of Rahul Nayak as Whole-Time Director 10 Approve Pledging of Assets for Debt For For Management 11 Approve Investment in Any Body For Against Management Corporate 12 Approve Spencer's Employees Stock For Against Management Option Scheme 2019 -------------------------------------------------------------------------------- SPENCER'S RETAIL LIMITED Ticker: 542337 Security ID: Y7178H114 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve S. R. Batliboi & Co. LLP, For For Management Chartered Accountants as Statutory Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SPIC DONGFANG NEW ENERGY CORP. Ticker: 000958 Security ID: Y7789P109 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Issuance of For For Management Shares Complies with Relevant Laws and Regulations 2 Approve Acquisition by Issuance of For For Management Shares Constitute as Major Asset Restructure and Related Party Transaction 3.1 Approve Issue Shares to Acquire Asset For For Management 3.2 Approve Underlying Asset Pricing For For Management Principles and Payment Methods 3.3 Approve Pricing Method and Price For For Management 3.4 Approve Issue Scale For For Management 3.5 Approve Lock Up Period Arrangement For For Management 3.6 Approve Impairment Test Compensation For For Management 3.7 Approve Profit and Loss Attributable For For Management to the Transition Period 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Resolution Validity Period For For Management 4 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Issuance of Shares and Related Party Transaction 5 Approve Supplemental Agreement for the For For Management Issuance of Shares to Purchase Assets Agreement 6 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Does Not For For Management Constitute the Stipulation in Article 13 of Measures for the Administration of Major Assets Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article 11 and 43 of the Measures for the Administration of Major Asset Restructuring of Listed Companies 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 11 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Fluctuation of the Company's For For Management Stock Price that Does Not Meet the Relevant Standards of Article 5 of the Circular on Regulating Information Disclosure of Listed Companies and the Relevant Parties' Behaviors 14 Approve White Wash Waiver For For Management 15 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SPIC DONGFANG NEW ENERGY CORP. Ticker: 000958 Security ID: Y7789P109 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor 2.1 Elect Wang Tongming as Supervisor For For Shareholder -------------------------------------------------------------------------------- SPIC DONGFANG NEW ENERGY CORP. Ticker: 000958 Security ID: Y7789P109 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2 Approve Construction Investment for For For Management Wind Power Heating Demonstration Project -------------------------------------------------------------------------------- SPIC DONGFANG NEW ENERGY CORP. Ticker: 000958 Security ID: Y7789P109 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Daily Related Party Transaction For For Management 3 Approve Signing of Related Party For For Management Transactions Framework Agreement 4 Approve Use of Idle Funds for For For Management Entrusted Asset Management -------------------------------------------------------------------------------- SPIC DONGFANG NEW ENERGY CORP. Ticker: 000958 Security ID: Y7789P109 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Zhenjing as Non-Independent For For Shareholder Director 1.2 Elect Gao Changge as Non-Independent For For Shareholder Director 1.3 Elect Shen Rui as Non-Independent For For Shareholder Director 1.4 Elect Li Qingfeng as Non-Independent For For Shareholder Director 2.1 Elect Zhao Changli as Supervisor For For Shareholder -------------------------------------------------------------------------------- SPIC DONGFANG NEW ENERGY CORP. Ticker: 000958 Security ID: Y7789P109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Temporary For For Management Borrowing Funds 7 Approve Additional Daily Related Party For For Management Transactions 8 Approve Investment Plan For For Management 9 Approve Financing Plan For For Management -------------------------------------------------------------------------------- SPIC YUANDA ENVIRONMENTAL-PROTECTION CO., LTD. Ticker: 600292 Security ID: Y1584R105 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Changes in Accounting For For Management Estimates and Policies 3 Approve to Appoint Auditor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 8.1 Elect Zheng Wusheng as Non-independent For For Management Director 8.2 Elect Long Huaineng as Non-independent For For Management Director 8.3 Elect Xia Gang as Non-independent For For Management Director 8.4 Elect Zhao Xinyan as Non-independent For For Management Director 8.5 Elect Chen Laihong as Non-independent For For Management Director 8.6 Elect Zhou Boxiao as Non-independent For For Management Director 8.7 Elect Zhang Juncai as Non-independent For For Management Director 9.1 Elect Wang Zhi as Independent Director For For Management 9.2 Elect Song Weiwei as Independent For For Management Director 9.3 Elect Li Li as Independent Director For For Management 9.4 Elect Lin Yan as Independent Director For For Management 10.1 Elect Wang Li as Supervisor For For Management 10.2 Elect Zhang Teng as Supervisor For For Management -------------------------------------------------------------------------------- SPIC YUANDA ENVIRONMENTAL-PROTECTION CO., LTD. Ticker: 600292 Security ID: Y1584R105 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Establishment of a Joint Venture Company 2 Approve Issuance of Asset-backed For For Management Securities and Provision of Difference -------------------------------------------------------------------------------- SPIC YUANDA ENVIRONMENTAL-PROTECTION CO., LTD. Ticker: 600292 Security ID: Y1584R105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Performance Report of For For Management Independent Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Provision of Guarantee For For Management 10 Approve Appointment of Financial For For Management Auditor 11 Approve Appointment of Internal For For Management Control Auditor 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SPORTON INTERNATIONAL INC. Ticker: 6146 Security ID: Y8129X109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement for For For Management Related-party Transactions 2 Approve Draft and Summary of the For For Management Employee Share Purchase Plan 3 Approve Management System of Employee For For Management Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issue Size For For Management 2.2 Approve Target Subscribers and Issue For For Management Manner 2.3 Approve Bond Maturity and Type For For Management 2.4 Approve Bond Interest Rate For For Management 2.5 Approve Guarantee Method For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Use of Proceeds For For Management 2.8 Approve Special Account for Raised For For Management Funds 2.9 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 2.10 Approve Underwriting Manner and Listing For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve Remuneration of Supervisors For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve External Guarantee Provision For For Management Plan 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve General Authorization on For For Management Issuance of Overseas Debt Financing Instruments 12.1 Elect Wang Zhenghua as Non-Independent For For Shareholder Director 12.2 Elect Zhang Xiuzhi as Non-Independent For For Shareholder Director 12.3 Elect Wang Yu as Non-Independent For For Shareholder Director 12.4 Elect Wang Zhijie as Non-Independent For For Shareholder Director 12.5 Elect Yang Suying as Non-Independent For For Shareholder Director 13.1 Elect Qian Shizheng as Independent For For Management Director 13.2 Elect Chen Naiwei as Independent For For Management Director 13.3 Elect Jin Ming as Independent Director For For Management 14.1 Elect Xu Guoping as Supervisor For For Management 14.2 Elect Tang Fang as Supervisor For For Management -------------------------------------------------------------------------------- SQUARE TECHNOLOGY GROUP CO., LTD. Ticker: 603339 Security ID: Y619AX106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Allowance Standards of For Against Management Independent Directors 8 Approve to Appoint Auditor For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 11 Approve Daily Related-party For For Management Transactions 12 Approve Settlement and Sale Forward For For Management Transaction Business 13 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SRE GROUP LIMITED Ticker: 1207 Security ID: G8403X106 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management and Related Transactions 2 Elect Jiang Chuming as Director For For Management -------------------------------------------------------------------------------- SREI INFRASTRUCTURE FINANCE LIMITED Ticker: 523756 Security ID: Y8133H116 Meeting Date: JUL 27, 2019 Meeting Type: Annual Record Date: JUL 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Sunil Kanoria as Director For Against Management 4 Approve Cancellation of Forfeited For For Management Equity Shares 5 Elect Hemant Kanoria as Director and For For Management Approve Appointment and Remuneration of Hemant Kanoria as Chairman 6 Elect Balaji Viswanathan Swaminathan For For Management as Director 7 Elect Tamali Sengupta as Director For For Management 8 Reelect Shyamalendu Chatterjee as For For Management Director 9 Reelect Srinivasachari Rajagopal as For For Management Director 10 Reelect Punita Kumar Sinha as Director For For Management 11 Approve Payment of Commission to Non For For Management Executive Directors -------------------------------------------------------------------------------- SREI INFRASTRUCTURE FINANCE LIMITED Ticker: 523756 Security ID: Y8133H116 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Lending Business, For For Management Interest Earning Business & lease Business from Srei Infrastructure Finance Limited to Srei Equipment Finance Limited -------------------------------------------------------------------------------- SRF LIMITED Ticker: 503806 Security ID: Y8133G134 Meeting Date: AUG 05, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Arun Bharat Ram as Director For For Management 3 Elect Bharti Gupta Ramola as Director For For Management 4 Elect Puneet Yadu Dalmia as Director For For Management 5 Elect Yash Gupta as Director For For Management 6 Approve Modification in Term of For For Management Appointment of Ashish Bharat Ram as Managing Director 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Offer or Invitation to For For Management Subscribe to Redeemable Non-Convertible Debentures on Private Placement Basis 9 Adopt New Articles of Association For Against Management -------------------------------------------------------------------------------- SRI TRANG AGRO-INDUSTRY PUBLIC COMPANY LIMITED Ticker: STA Security ID: Y81375217 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Issuance of Newly Issued For For Management Ordinary Shares to Directors, Executives and Employees of STGT (Sri Trang Gloves (Thailand) Public Company Limited and Its Subsidiaries 3 Other Business For Against Management -------------------------------------------------------------------------------- SRI TRANG AGRO-INDUSTRY PUBLIC COMPANY LIMITED Ticker: STA Security ID: Y81375217 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Results and For For Management Approve Financial Statements 3 Acknowledge Interim Dividend Payment For For Management 4.1 Elect Kitichai Sincharoenkul as For Against Management Director 4.2 Elect Samacha Potavorn as Director For For Management 4.3 Elect Patrawut Panitkul as Director For For Management 4.4 Elect Vitchaphol Sincharoenkul as For For Management Director 5 Approve Remuneration of Directors For For Management 6 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- SSY GROUP LIMITED Ticker: 2005 Security ID: G8406X103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Wang Xianjun as Director For For Management 2B Elect Su Xuejun as Director For For Management 2C Elect Chow Kwok Wai as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ST.SHINE OPTICAL CO., LTD. Ticker: 1565 Security ID: Y8176Z106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- STAIDSON (BEIJING) BIOPHARMACEUTICALS CO., LTD. Ticker: 300204 Security ID: Y8138L104 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Listing Location For For Management 2.9 Approve Amount and Usage of Raised For For Management Funds 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- STAIDSON (BEIJING) BIOPHARMACEUTICALS CO., LTD. Ticker: 300204 Security ID: Y8138L104 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration Plan of Directors For For Management and Supervisors -------------------------------------------------------------------------------- STANDARD BANK GROUP LTD. Ticker: SBK Security ID: S80605140 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Maureen Erasmus as Director For For Management 1.2 Re-elect Trix Kennealy as Director For For Management 1.3 Re-elect Nomgando Matyumza as Director For For Management 1.4 Re-elect Jacko Maree as Director For For Management 1.5 Re-elect John Vice as Director For For Management 1.6 Elect Priscillah Mabelane as Director For For Management 1.7 Elect Nonkululeko Nyembezi as Director For For Management 2.1 Reappoint KPMG Inc as Auditors and For For Management Appoint Heather Berrange as Designated Registered Audit Partner 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors and Appoint John Bennett as Designated Registered Audit Partner 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Place Authorised but Unissued For For Management Non-redeemable Preference Shares under Control of Directors 5.1 Approve Remuneration Policy For For Management 5.2 Approve Implementation Report For For Management 6.1 Approve Fees of the Chairman For For Management 6.2 Approve Fees of the Directors For For Management 6.3 Approve Fees of the International For For Management Directors 6.4.1 Approve Fees of the Audit Committee For For Management Chairman 6.4.2 Approve Fees of the Audit Committee For For Management Member 6.5.1 Approve Fees of the Directors' Affairs For For Management Committee Chairman 6.5.2 Approve Fees of the Directors' Affairs For For Management Committee Member 6.6.1 Approve Fees of the Remuneration For For Management Committee Chairman 6.6.2 Approve Fees of the Remuneration For For Management Committee Member 6.7.1 Approve Fees of the Risk and Capital For For Management Management Committee Chairman 6.7.2 Approve Fees of the Risk and Capital For For Management Management Committee Member 6.8.1 Approve Fees of the Social & Ethics For For Management Committee Chairman 6.8.2 Approve Fees of the Social & Ethics For For Management Committee Member 6.9.1 Approve Fees of the Technology and For For Management Information Committee Chairman 6.9.2 Approve Fees of the Technology and For For Management Information Committee Member 6.10 Approve Fees of the Ad Hoc Committee For For Management Members 7 Authorise Repurchase of Issued For For Management Ordinary Share Capital 8 Authorise Repurchase of Issued For For Management Preference Share Capital 9 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- STANDARD FOODS CORP. Ticker: 1227 Security ID: Y8151Z105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees 4 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- STANLEY AGRICULTURAL GROUP CO., LTD. Ticker: 002588 Security ID: Y8151R103 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Wenban as Non-Independent For For Management Director 1.2 Elect Gao Jinhua as Non-Independent For For Management Director 1.3 Elect Gu Rongbin as Non-Independent For For Management Director 2.1 Elect Li Wenfeng as Independent For For Management Director 2.2 Elect Wu Zhijie as Independent Director For For Management 3.1 Elect Mi Shouhong as Supervisor For For Shareholder 3.2 Elect Yan Linkang as Supervisor For For Shareholder 3.3 Elect Wang Hengmin as Supervisor For For Shareholder 4 Approve the Allowance of Independent For For Management Directors 5 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- STANLEY AGRICULTURAL GROUP CO., LTD. Ticker: 002588 Security ID: Y8151R103 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- STANLEY AGRICULTURAL GROUP CO., LTD. Ticker: 002588 Security ID: Y8151R103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve to Appoint Auditor For For Management 9 Approve Credit Line Application For For Management 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- STATE BANK OF INDIA Ticker: 500112 Security ID: Y8155P103 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ganesh Ganapati Natarajan as For For Management Director 1.2 Elect Ketan Shivji Vikamsey as Director For For Management 1.3 Elect B. Venugopal as Director For Against Management 1.4 Elect Mrugank Madhukar Paranjape as For For Management Director 1.5 Elect Vinod Kumar as Director For For Management -------------------------------------------------------------------------------- STEEL AUTHORITY OF INDIA LIMITED Ticker: 500113 Security ID: Y8166R114 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Soma Mondal as Director For For Management 3 Reelect Atul Srivastava as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Approve Final Dividend For For Management 6 Reelect Parmod Bindal as Director For Against Management 7 Reelect Ashok Gupta as Director For Against Management 8 Reelect Anshu Vaish as Director For Against Management 9 Elect Krishan Kumar Gupta as Director For For Management 10 Elect Vivek Gupta as Director For For Management 11 Approve Borrowing Powers through For For Management Issuance of Non-Convertible Debentures/Bonds on Private Placement Basis and Pledging of Assets for Debt 12 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- STEINHOFF INTERNATIONAL HOLDINGS NV Ticker: SNH Security ID: N8248H102 Meeting Date: AUG 30, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Special Board Report Re: None None Management Equity Position of the Company 3 Allow Questions None None Management 4.1 Receive Report of Management Board and None None Management Supervisory Board for the Financial Year Ended September 30, 2017 4.2 Discuss Implementation of Remuneration None None Management Policy for the Financial Year Ended September 30, 2017 4.3 Receive Explanation on Company's None None Management Reserves and Dividend Policy for the Financial Year Ended September 30, 2017 4.4 Adopt 2017 Financial Statements For Against Management 5.1 Receive Report of Management Board and None None Management Supervisory Board for the Financial Year Ended September 30, 2018 5.2 Discuss Implementation of Remuneration None None Management Policy for the Financial Year Ended September 30, 2018 5.3 Discussion on Company's Corporate None None Management Governance Structure 5.4 Receive Explanation on Company's None None Management Reserves and Dividend Policy for the Financial Year Ended September 30, 2018 5.5 Adopt 2018 Financial Statements For Against Management 6 Ratify Auditors None None Management 7.1 Announce Intention to Appoint Paul None None Management Copley and David Pauker as Supervisory Board Members 7.2 Announce Intention to Reappoint Peter None None Management Wakkie as Supervisory Board Member 7.3 Elect Paul Copley to Supervisory Board For For Management 7.4 Elect David Pauker to Supervisory Board For For Management 7.5 Reelect Peter Wakkie to Supervisory For For Management Board 8 Approve Remuneration of Supervisory For For Management Board 9.1 Approve Reduction of Share Capital For For Management 9.2 Amend Articles to Reflect Changes in For For Management Capital 9.3 Amend Articles Re: Changes to For Against Management Remuneration Provisions 9.4 Amend Articles Re: Governance Changes For For Management 10 Other Business (Non-Voting) None None Management 11 Close Meeting None None Management -------------------------------------------------------------------------------- STEINHOFF INTERNATIONAL HOLDINGS NV Ticker: SNH Security ID: N8248H102 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Appoint Mazars Accountants N.V. as For For Management Auditors 3 Close Meeting None None Management -------------------------------------------------------------------------------- STERLITE TECHNOLOGIES LIMITED Ticker: 532374 Security ID: Y8170C137 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For Against Management and Statutory Reports 1b Accept Consolidated Financial For Against Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Pravin Agarwal as Director For Against Management 4 Reelect Arun Todarwal as Director For Against Management 5 Reelect A.R. Narayanaswamy as Director For Against Management 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- STEYR MOTORS CORP. Ticker: 000760 Security ID: Y3746V107 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hao Peng as Non-Independent For For Shareholder Director 1.2 Elect Liang Banglai as Non-Independent For For Shareholder Director 1.3 Elect Guo Yingxiang as Non-Independent For For Shareholder Director 1.4 Elect Wang Qian as Non-Independent For For Shareholder Director 1.5 Elect Meng Fandong as Non-Independent For For Shareholder Director 1.6 Elect Wang Yuqing as Non-Independent For For Shareholder Director 2.1 Elect Wu Zhenping as Independent For For Shareholder Director 2.2 Elect Wang Dejian as Independent For For Shareholder Director 2.3 Elect Kuang Aimin as Independent For For Shareholder Director 3.1 Elect Yang Rui as Supervisor For For Management 3.2 Elect Lin Bin as Supervisor For For Management 3.3 Elect Jiang Lei as Supervisor For For Management -------------------------------------------------------------------------------- STO EXPRESS CO., LTD. Ticker: 002468 Security ID: Y988B5105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- STRAUSS GROUP LTD. Ticker: STRS Security ID: M8553H110 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dorit Salinger as External For For Management Director 1.2 Elect Dalia Lev as External Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- STRAUSS GROUP LTD. Ticker: STRS Security ID: M8553H110 Meeting Date: SEP 26, 2019 Meeting Type: Annual/Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin as Auditors For Against Management and Authorize Board to Fix Their Remuneration 3.1 Reelect Ofra Strauss as Director For For Management 3.2 Reelect Ronit Haimovitz as Director For For Management 3.3 Reelect David Moshevitz as Director For Against Management 4 Approve Employment Terms of Ofra For For Management Strauss, Chairman 5 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 6 Renew Indemnification Agreements to For For Management Adi Nathan Strauss, Director and Controller's Relative A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- STRAUSS GROUP LTD. Ticker: STRS Security ID: M8553H110 Meeting Date: JAN 29, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Dalia Narkys as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- STRIDES PHARMA SCIENCE LIMITED Ticker: 532531 Security ID: Y8175G117 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Deepak Vaidya as Director For For Management 4 Reelect S Sridhar as Director For For Management 5 Reelect Sangita Reddy as Director For Against Management 6 Approve Deepak Vaidya to Continue For For Management Office as Non-Executive Director 7 Approve Remuneration of Cost Auditors For For Management 8 Amend Strides Shasun Employee Stock For For Management Option Plan 2016 9 Approve Commission to Non-Executive For For Management Directors -------------------------------------------------------------------------------- STRIDES PHARMA SCIENCE LIMITED Ticker: 532531 Security ID: Y8175G117 Meeting Date: NOV 23, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Corporate Guarantee Provided For Against Management on behalf of Stelis Biopharma Private Limited -------------------------------------------------------------------------------- STRIDES PHARMA SCIENCE LIMITED Ticker: 532531 Security ID: Y8175G117 Meeting Date: FEB 20, 2020 Meeting Type: Court Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- SUFA TECHNOLOGY INDUSTRY CO., LTD., CNNC Ticker: 000777 Security ID: Y9890N106 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- SUFA TECHNOLOGY INDUSTRY CO., LTD., CNNC Ticker: 000777 Security ID: Y9890N106 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SUFA TECHNOLOGY INDUSTRY CO., LTD., CNNC Ticker: 000777 Security ID: Y9890N106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Luo Jin as Non-Independent For For Shareholder Director 1.2 Elect Zhang Qingxu as Non-Independent For For Shareholder Director 2 Elect Luo Xiaochun as Supervisor For For Shareholder 3 Approve to Appoint Auditor For For Management 4 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SUFA TECHNOLOGY INDUSTRY CO., LTD., CNNC Ticker: 000777 Security ID: Y9890N106 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SUFA TECHNOLOGY INDUSTRY CO., LTD., CNNC Ticker: 000777 Security ID: Y9890N106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve After-tax Profit Distribution For For Management Plan 6 Approve Daily Related Party Transaction For For Management 7 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- SUI NORTHERN GAS PIPELINES LTD. Ticker: SNGP Security ID: Y8184G108 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor a Approve Minutes of Previous Meeting For For Management b.1 Elect Afan Aziz as Independent Director For For Management b.2 Elect Ahmad Aqeel as Director For For Management b.3 Elect Ahmed Chinoy as Director For Against Management b.4 Elect Ayaz Dawood as Independent For For Management Director b.5 Elect Javaid Bashir Sheikh as For For Management Independent Director b.6 Elect Muhammad Ayub Chaudhry as For Against Management Director b.7 Elect Manzoor Ahmed as Director For For Management b.8 Elect Misbah-ur-Rehman as Director For Against Management b.9 Elect Moazzam Iftikhar Ahmed as For Against Management Director b.10 Elect Mohammad Haroon as Independent For For Management Director b.11 Elect Mustafa Ahmad Khan as Director For For Management b.12 Elect Naveed Kamran Baloch as Director For Against Management b.13 Elect Rizwan Ullah Khan as Independent For For Management Director b.14 Elect Roohi Raees Khan as Independent For For Management Director b.15 Elect Sajid Mehmood Qazi as Director For For Management b.16 Elect Sohail Razi Khan as Independent For For Management Director b.17 Elect Akhtar Ali as Director For Against Management b.18 Elect Waseem Majid Malik as Director For Against Management b.19 Elect Yousaf Naseem Khokhar as Director For Against Management c Other Business For Against Management -------------------------------------------------------------------------------- SUI SOUTHERN GAS COMPANY LTD. Ticker: SSGC Security ID: Y8184N103 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2.1 Reelect Shamshad Akhtar as Director For For Management 2.2 Reelect Sajid Mehmood Qazi as Director For For Management 2.3 Reelect Mirza Mahmood Ahmad as Director For For Management 2.4 Reelect Nida Rizwan Farid as Director For For Management 2.5 Reelect Ahmed Mujtaba Memon as Director For For Management 2.6 Reelect Sher Afgan Khan as Director For For Management 2.7 Reelect Manzoor Ali Shaikh as Director For For Management 2.8 Reelect Akhtar Ali as Director For For Management 2.9 Reelect Qazi Azmat lsa as Director None None Management 2.10 Reelect Muhammad Raziuddin Monem as For For Management Director 2.11 Reelect Faisal Bengali as Director For For Management 3 Other Business For Against Management -------------------------------------------------------------------------------- SUN INTERNATIONAL LTD. Ticker: SUI Security ID: S8250P120 Meeting Date: MAY 04, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conditional Share Plan For For Management 2 Place Authorised but Unissued Shares For For Management under Control of Directors for the Purpose of Conditional Share Plan -------------------------------------------------------------------------------- SUN INTERNATIONAL LTD. Ticker: SUI Security ID: S8250P120 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sindi Mabaso-Koyana as Director For For Management 1.2 Elect Tapiwa Ngara as Director For For Management 2.1 Re-elect Peter Bacon as Director For For Management 2.2 Re-elect Enrique Cibie as Director For For Management 2.3 Re-elect Graham Dempster as Director For For Management 2.4 Re-elect Caroline Henry as Director For For Management 2.5 Re-elect Tumi Makgabo-Fiskerstrand as For For Management Director 3 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors with Johan Potgieter as the Designated Individual Auditor 4.1 Re-elect Peter Bacon as Member of the For For Management Audit Committee 4.2 Re-elect Enrique Cibie as Member of For For Management the Audit Committee 4.3 Re-elect Caroline Henry as Member of For For Management the Audit Committee 4.4 Re-elect Zimkhitha Zatu as Member of For For Management the Audit Committee 5 Approve Remuneration Policy For For Management 6 Approve Implementation of the For For Management Remuneration Policy 7 Ratify Any Resolutions or Agreements For For Management of Executive Directors and Prescribed Officers of the Company in Contravention of Section 75 of the Act 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Fees of Non-Executive Chairman For Against Management 3 Approve Fees of Lead Independent For For Management Director 4 Approve Fees of Non-executive Directors For For Management 5.1 Approve Fees of Audit Committee For For Management Chairman 5.2 Approve Fees of Audit Committee Member For For Management 5.3 Approve Fees of Remuneration Committee For For Management Chairman 5.4 Approve Fees of Remuneration Committee For For Management Member 5.5 Approve Fees of Risk Committee Chairman For For Management 5.6 Approve Fees of Risk Committee Member For For Management 5.7 Approve Fees of Nomination Committee For For Management Chairman 5.8 Approve Fees of Nomination Committee For For Management Member 5.9 Approve Fees of Social and Ethics For For Management Committee Chairman 5.10 Approve Fees of Social and Ethics For For Management Committee Member 5.11 Approve Fees of Investment Committee For For Management Chairman 5.12 Approve Fees of Investment Committee For For Management Member 6 Approve Financial Assistance Relating For For Management to the Issue of Securities to Employee Share Scheme Participants 7 Approve Financial Assistance to For For Management Related or Inter-related Companies -------------------------------------------------------------------------------- SUN PHARMA ADVANCED RESEARCH CO. LTD. Ticker: 532872 Security ID: Y8240G100 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Dilip S. Shanghvi as Director For For Management -------------------------------------------------------------------------------- SUN PHARMACEUTICAL INDUSTRIES LTD. Ticker: 524715 Security ID: Y8523Y158 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Standalone Financial Statements For For Management and Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sailesh T. Desai as Director For Against Management 4 Reelect Kalyanasundaram Subramanian as For For Management Director 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Commissions Paid to For Against Management Non-Executive Directors 7 Approve Remuneration to For For Management Kalyanasundaram Subramanian as Whole-Time Director -------------------------------------------------------------------------------- SUN TV NETWORK LIMITED Ticker: 532733 Security ID: Y8295N133 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect K. Vijaykumar as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Mathipoorana Ramakrishanan as For For Management Director -------------------------------------------------------------------------------- SUNAC CHINA HOLDINGS LTD. Ticker: 1918 Security ID: G8569A106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Sun Hongbin as Director For For Management 3A2 Elect Wang Mengde as Director For For Management 3A3 Elect Jing Hong as Director For For Management 3A4 Elect Shang Yu as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SUNDARAM FINANCE LTD. Ticker: 590071 Security ID: Y8210G114 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3 Reelect S. Ravindran as Director For For Management 4 Reelect T.T. Srinivasaraghavan as For For Management Director 5 Approve Reclassification of Barath For For Management Rengarajan from Promoter Group Category to Public Category 6 Elect R. Raghuttama Rao as Director For For Management -------------------------------------------------------------------------------- SUNDARAM FINANCE LTD. Ticker: 590071 Security ID: Y8210G114 Meeting Date: MAR 22, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Borrowing Powers For For Management -------------------------------------------------------------------------------- SUNDRAM FASTENERS LIMITED Ticker: 500403 Security ID: Y8209Q131 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Preethi Krishna as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Reelect R Srinivasan as Director For For Management 5 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- SUNDRAM FASTENERS LIMITED Ticker: 500403 Security ID: Y8209Q131 Meeting Date: MAR 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Payable to Suresh For For Management Krishna as Non-Executive Chairman for FY2021, Exceeding 50 Percent of the Total Annual Remuneration Payable to all Non-Executive Directors for the Year 2 Reelect B Muthuraman as Director For For Management -------------------------------------------------------------------------------- SUNDY LAND INVESTMENT CO., LTD. Ticker: 600077 Security ID: Y8836V107 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Authorization for For Against Management Company Guarantees -------------------------------------------------------------------------------- SUNDY LAND INVESTMENT CO., LTD. Ticker: 600077 Security ID: Y8836V107 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For Against Management -------------------------------------------------------------------------------- SUNDY LAND INVESTMENT CO., LTD. Ticker: 600077 Security ID: Y8836V107 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External For For Management Counter-guarantee -------------------------------------------------------------------------------- SUNDY LAND INVESTMENT CO., LTD. Ticker: 600077 Security ID: Y8836V107 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management 2 Approve Provision of External For For Shareholder Counter-guarantee -------------------------------------------------------------------------------- SUNDY LAND INVESTMENT CO., LTD. Ticker: 600077 Security ID: Y8836V107 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management -------------------------------------------------------------------------------- SUNDY LAND INVESTMENT CO., LTD. Ticker: 600077 Security ID: Y8836V107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Investment Plan For For Management 8 Approve Purchase of Financial Products For For Management 9 Approve Provision of Loan by For For Management Controlling Shareholder and Related Party Transactions 10 Approve Daily Related Party For For Management Transactions 11 Approve Authorization on Guarantee For Against Management Provision Plan 12 Approve Financial Assistance Provision For Against Management and Related Party Transactions 13 Approve Shareholder Dividend Return For Against Management Plan 14 Approve Authorization on Issuance of For For Management Debt Financing Instruments 15 Approve Authorization of the Board to For For Management Handle All Related Matters 16 Approve Guarantee and Related Party For For Shareholder Transactions -------------------------------------------------------------------------------- SUNFLOWER PHARMACEUTICAL GROUP CO., LTD. Ticker: 002737 Security ID: Y8T8A8109 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SUNFLOWER PHARMACEUTICAL GROUP CO., LTD. Ticker: 002737 Security ID: Y8T8A8109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Credit Line Bank Application For For Management 8 Approve Guarantee For Against Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: Y8211M102 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Replenishment of Working For For Management Capital by Raised Funds 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Amendments to Articles of For For Management Association 4 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: Y8211M102 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association to For For Management Reduce Registered Capital 3 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: Y8211M102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Comprehensive For For Management Bank Credit Lines 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Continued Development of For For Management Foreign Exchange Hedging Business 9 Approve Repurchase Cancellation of For For Management Performance Shares 10 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 11 Approve Guarantee Provision Plan For For Management 12 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 13 Approve Guarantee Provision to For For Management Overseas Subsidiaries 14 Elect Tao Gaozhou as Supervisor For For Management 15.1 Elect Cao Renxian as Non-Independent For For Management Director 15.2 Elect Zhao Wei as Non-Independent For For Management Director 15.3 Elect Zheng Guibiao as Non-Independent For For Management Director 15.4 Elect Zhang Xucheng as Non-Independent For For Management Director 15.5 Elect Liu Zhen as Non-Independent For For Management Director 16.1 Elect Li Baoshan as Independent For For Management Director 16.2 Elect Gu Guang as Independent Director For For Management 16.3 Elect Li Mingfa as Independent Director For For Management -------------------------------------------------------------------------------- SUNING UNIVERSAL CO., LTD. Ticker: 000718 Security ID: Y8234T100 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Issue Scale and Issuance Method For For Management 2.2 Approve Bond Maturity and Type For For Management 2.3 Approve Par Value and Issuance Price For For Management 2.4 Approve Bond Interest Rate and For For Management Determination Method 2.5 Approve Period and Method of Principal For For Management Repayment and Interest Payment 2.6 Approve Use of Proceeds For For Management 2.7 Approve Target Subscribers For For Management 2.8 Approve Terms of Redemption or For For Management Sell-back 2.9 Approve Guarantees For For Management 2.10 Approve Special Accounts for Proceeds For For Management 2.11 Approve Listing Exchange For For Management 2.12 Approve Safeguard Measures for Debt For For Management Repayment 2.13 Approve Underwriting Method For For Management 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNING UNIVERSAL CO., LTD. Ticker: 000718 Security ID: Y8234T100 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Libo as Non-Independent For For Management Director 2 Elect Shi Zhen as Supervisor For For Management -------------------------------------------------------------------------------- SUNING UNIVERSAL CO., LTD. Ticker: 000718 Security ID: Y8234T100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve to Appoint Internal Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Adjustment on Usage of Raised For For Management Funds 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Guarantee Provision For For Management 3 Approve Financial Assistance Provision For Against Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Jindong as Non-Independent For For Management Director 1.2 Elect Sun Weimin as Non-Independent For For Management Director 1.3 Elect Ren Jun as Non-Independent For For Management Director 1.4 Elect Meng Xiangsheng as For For Management Non-Independent Director 1.5 Elect Xu Hong as Non-Independent For For Management Director 1.6 Elect Yang Guang as Non-Independent For For Management Director 2.1 Elect Liu Shiping as Independent For For Management Director 2.2 Elect Fang Xianming as Independent For For Management Director 2.3 Elect Chen Zhenyu as Independent For For Management Director 3.1 Elect Wang Xiaoling as Supervisor For For Management 3.2 Elect Li Jianying as Supervisor For For Management 4 Approve Establishment of Special For For Management Committee under the Board of Directors 5 Approve Change in the Use of Proceeds For For Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Amend Articles of Association to For For Management Expand Business Scope -------------------------------------------------------------------------------- SUNNY FRIEND ENVIRONMENTAL TECHNOLOGY CO., LTD. Ticker: 8341 Security ID: Y8T409107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Year-end Report For For Management 2 Approve Plan on Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Amend Rules and Procedures for For For Management Election of Directors 8 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 9.1 Elect Fang-Chen Chang, a For For Management Representative of Ren-Ying Industrial Co., Ltd. with Shareholder No. 341, as Non-Independent Director 9.2 Elect Tian-Cheng Yeh, a Representative For For Management of Ruentex Development International with Shareholder No. 386, as Non-Independent Director 9.3 Elect Tien-Jie Li, a Representative of For For Management Ruentex Development International with Shareholder No. 386, as Non-Independent Director 9.4 Elect Ming-Yuan Cheng, a For For Management Representative of Yuan-Ting Investment Co., Ltd. with Shareholder No. 346, as Non-Independent Director 9.5 Elect Chin-Pao Tsai with ID No. For For Management F122717XXX as Independent Director 9.6 Elect Pao-Chi Chen with ID No. For For Management Q102963XXX as Independent Director 9.7 Elect Tu-Mu Kuo with ID No. P121055XXX For For Management as Independent Director 10 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- SUNNY LOAN TOP CO., LTD. Ticker: 600830 Security ID: Y8300S101 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions and Financing Guarantee Business 2 Approve Increase in Registered Capital For For Management of Zhejiang Xiangyi Finance Guarantee Co., Ltd. and Related-party Transactions 3 Approve Increase in Registered Capital For For Management of Zhejiang Xiangyi Leasing Co., Ltd. and Related-party Transactions 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Approve Amendments to Articles of For Against Management Association 7.1 Elect Zhang Jingjing as For For Shareholder Non-Independent Director 7.2 Elect Zhuang Yan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SUNNY LOAN TOP CO., LTD. Ticker: 600830 Security ID: Y8300S101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve External Guarantee Plan For Against Management 8 Approve Provision of Guarantee for For Against Management Engineering Guarantee Service 9 Approve Provision of Guarantee for For Against Management Factoring Financing and Commercial Loans 10 Approve Guarantee Business Plan For For Management 11 Approve Financial Investment Business For For Management Plan 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13.1 Elect Shao Songchang as For For Management Non-Independent Director 13.2 Elect Xia Xinrong as Non-Independent For For Management Director 13.3 Elect Rui Bin as Non-Independent For For Management Director 13.4 Elect Wei Bin as Non-Independent For For Management Director 13.5 Elect Yang Xu as Non-Independent For For Management Director 13.6 Elect Zhou Shijie as Non-Independent For For Management Director 14.1 Elect Yin Liping as Independent For For Management Director 14.2 Elect Wang Zexia as Independent For For Management Director 14.3 Elect He Bin as Independent Director For For Management 15.1 Elect Chen Yan as Supervisor For For Management 15.2 Elect Fang Zeliang as Supervisor For For Management 15.3 Elect Wang Suzhen as Supervisor For For Management -------------------------------------------------------------------------------- SUNNY OPTICAL TECHNOLOGY (GROUP) COMPANY LIMITED Ticker: 2382 Security ID: G8586D109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ye Liaoning as Director For For Management 3b Elect Wang Wenjie as Director For For Management 3c Elect Wang Wenjian as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management External Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SUNPLUS TECHNOLOGY CO., LTD. Ticker: 2401 Security ID: Y83011109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Cash Distribution from Capital For For Management Reserve 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- SUNSEA AIOT TECHNOLOGY CO., LTD. Ticker: 002313 Security ID: Y8241Q107 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Ping as Non-Independent For For Management Director 1.2 Elect Yang Yuxiang as Non-Independent For For Management Director 1.3 Elect Ji Xiang as Non-Independent For For Management Director 2.1 Elect Geng Lihang as Independent For For Management Director 2.2 Elect Xiang Ligang as Independent For For Management Director 2.3 Elect Song Deliang as Independent For For Management Director 3.1 Elect Liu Ming as Supervisor For For Management 3.2 Elect Wang Xinxin as Supervisor For For Management -------------------------------------------------------------------------------- SUNSEA AIOT TECHNOLOGY CO., LTD. Ticker: 002313 Security ID: Y8241Q107 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SUNSEA AIOT TECHNOLOGY CO., LTD. Ticker: 002313 Security ID: Y8241Q107 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Target Parties and For For Management Subscription Manner 2.2 Approve Pricing Principles and Issue For For Management Price 2.3 Approve Lock-up Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Amended Draft) 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNSEA AIOT TECHNOLOGY CO., LTD. Ticker: 002313 Security ID: Y8241Q107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Report on the Audit Work For For Management Summary of the Accounting Firm 7 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- SUNSTONE DEVELOPMENT CO., LTD. Ticker: 603612 Security ID: Y8241X102 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUNSTONE DEVELOPMENT CO., LTD. Ticker: 603612 Security ID: Y8241X102 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period for Issuance of Convertible Bonds 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNSTONE DEVELOPMENT CO., LTD. Ticker: 603612 Security ID: Y8241X102 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Remuneration of For For Management Independent Directors 2.1 Elect Lang Guanghui as Non-Independent For For Management Director 2.2 Elect Zhang Xinhai as Non-Independent For For Management Director 2.3 Elect Hao Junwen as Non-Independent For For Management Director 2.4 Elect Liu Rui as Non-Independent For For Management Director 2.5 Elect Jing Shengyang as For For Management Non-Independent Director 2.6 Elect Lang Shiyu as Non-Independent For For Management Director 3.1 Elect Feng Heping as Independent For For Management Director 3.2 Elect Chen Weisheng as Independent For For Management Director 3.3 Elect Jing Tao as Independent Director For For Management 4.1 Elect Zhang Zhongqiu as Supervisor For For Management 4.2 Elect Jiang Bing as Supervisor For For Management 4.3 Elect Liu Jianfeng as Supervisor For For Management -------------------------------------------------------------------------------- SUNSTONE DEVELOPMENT CO., LTD. Ticker: 603612 Security ID: Y8241X102 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Hao Junwen as Incentive Target For For Management of Stock Option and Performance Share Incentive Plan 3 Approve Lang Jing as Incentive Target For For Management of Stock Option and Performance Share Incentive Plan 4 Approve Lang Junhong as Incentive For For Management Target of Stock Option and Performance Share Incentive Plan 5 Approve Lang Xiaohong as Incentive For For Management Target of Stock Option and Performance Share Incentive Plan 6 Approve Methods to Assess the For For Management Performance of Plan Participants 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNSTONE DEVELOPMENT CO., LTD. Ticker: 603612 Security ID: Y8241X102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Daily Related Party Transaction For For Management 9.1 Approve Related Party Transactions For For Management with Related Party 9.2 Approve Related Party Transactions on For For Management Lease Transaction 10 Approve Financing Plan and Related For Against Management Authorizations 11 Approve External Guarantee and Related For Against Management Authorizations 12 Approve External Donation Plan For For Management -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Xuefei as Non-Independent For For Management Director 1.2 Elect Zhu Xuehua as Non-Independent For For Management Director 1.3 Elect Yu Zhong as Non-Independent For For Management Director 1.4 Elect Peng Weihong as Non-Independent For For Management Director 2.1 Elect Li Zehong as Independent Director For For Management 2.2 Elect Zhong Mingxia as Independent For For Management Director 2.3 Elect Zhou Junxiang as Independent For For Management Director 3.1 Elect Yang Lin as Supervisor For For Management 3.2 Elect Liu Baohai as Supervisor For For Management 4 Approve Change in Registered Capital For For Management and Amend Articles of Association 5 Approve Bank Credit Line and Guarantees For Against Management 6 Approve Change of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type For For Management 1.2 Approve Issue Scale For For Management 1.3 Approve Par Value and Issue Price For For Management 1.4 Approve Bond Term For For Management 1.5 Approve Interest Rate For For Management 1.6 Approve Period and Manner of Repayment For For Management of Interest 1.7 Approve Conversion Period For For Management 1.8 Approve Determination of Number of For For Management Shares to be Converted 1.9 Approve Determination and Adjustment For For Management of Conversion Price 1.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sell-Back For For Management 1.13 Approve Vesting of Relevant Dividends For For Management in the Year of Conversion 1.14 Approve Issue Manner and Target Parties For For Management 1.15 Approve Placement Arrangement to For For Management Shareholders 1.16 Approve Matters Relating to Meetings For For Management of Bond Holders 1.17 Approve Usage of Raised Funds For For Management 1.18 Approve Guarantee Matters For For Management 1.19 Approve Deposit Account for Raised For For Management Funds 1.20 Approve Resolution Validity Period For For Management 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Principles of Bondholders For For Management Meeting 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Increase in Usage of Own Idle For For Management Funds and Idle Raised Funds for Cash Management 8 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary and Controlled Subsidiary 9 Approve Provision of Guarantee to For For Management Affiliate Company -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SUNVIM GROUP CO., LTD. Ticker: 002083 Security ID: Y8295P104 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Hong as Independent For For Management Director 2 Elect Lv Chen as Non-Independent For For Management Director 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUNVIM GROUP CO., LTD. Ticker: 002083 Security ID: Y8295P104 Meeting Date: MAY 27, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Conghai as Non-Independent For For Management Director 1.2 Elect Zhang Shuming as Non-Independent For For Management Director 1.3 Elect Yan Yongxuan as Non-Independent For For Management Director 1.4 Elect Xiao Maochang as Non-Independent For For Management Director 1.5 Elect Sun Haobo as Non-Independent For For Management Director 1.6 Elect Sun Kexin as Non-Independent For For Management Director 2.1 Elect Zhang Huiyu as Independent For For Management Director 2.2 Elect Zhang Hong as Independent For For Management Director 2.3 Elect Fu Shente as Independent Director For For Management 3.1 Elect Wang Juzhang as Supervisor For For Management 3.2 Elect Wang Yuquan as Supervisor For For Management -------------------------------------------------------------------------------- SUNWARD INTELLIGENT EQUIPMENT CO. LTD. Ticker: 002097 Security ID: Y37673111 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SUNWARD INTELLIGENT EQUIPMENT CO. LTD. Ticker: 002097 Security ID: Y37673111 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Application of Comprehensive For For Management Credit Lines 9 Approve Bank Mortgage Loan For For Management 10 Approve Provision of Credit Guarantee For For Management for Marketing Business 11 Approve Guarantee Provision Plan For Against Management 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Change of Registered Capital For Against Management and Registered Address as well as Amend Articles of Association -------------------------------------------------------------------------------- SUNWAY REAL ESTATE INVESTMENT TRUST Ticker: 5176 Security ID: Y83099104 Meeting Date: OCT 02, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Implementation of Unitholders' For For Management Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Bond Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Existing Period For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method of Principal For For Management and Interest Payment 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attributable Relevant Dividend For For Management After Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Arrangements for Placing For For Management Shares with Former Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee in Relation to Bond For For Management Issuance 2.19 Approve Management and Deposit Account For For Management for Raised Funds 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Rules and Procedures Regarding For For Management Meetings of Convertible Bondholders 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures and Commitments to be Taken 8 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Convertible Bonds 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Shareholder Return Plan For For Management 11 Elect Liu Rongbo as Supervisor For For Management -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Governing Body of Incentive For For Management Plan 1.2 Approve Determination Basis and Scope For For Management of Incentive Objects 1.3 Approve Source, Scale and Proportion For For Management 1.4 Approve Validity Period, Grant Date, For For Management Restricted Sale Period, Lifting of Restriction Arrangement and Lock-up Period 1.5 Approve Method for Determining the For For Management Price and the Price of the Grant 1.6 Approve Grant Conditions and For For Management Conditions for Lifting Restrictions 1.7 Approve Adjustment Methods and For For Management Procedures for this Incentive Plan 1.8 Approve Accounting Treatment For For Management 1.9 Approve Implementation, Grant and For For Management Unlock Procedures 1.10 Approve Rights and Obligations of the For For Management Company and the Incentive Object 1.11 Approve How to Implement When There For For Management Are Changes for the Company and Incentive Objects 1.12 Approve Conditions to Change or For For Management Terminate the Incentive Plan & Other Matters 1.13 Approve Principle of Repurchase For For Management Cancellation 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: DEC 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Detailed Rules for Online Voting For For Management of the Shareholders General Meeting -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Foreign Exchange Forward For For Management Transactions 4 Approve Use of Idle Raised Funds to For For Management Invest in Structure Deposits 5 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Term and Type For For Management 2.5 Approve Interest Rate and For For Management Determination Method 2.6 Approve Repayment Method For For Management 2.7 Approve Issue Manner and Target Parties For For Management 2.8 Approve Report on the Deposit and For For Management Usage of Raised Funds 2.9 Approve Placement Arrangement to For For Management Shareholders 2.10 Approve Listing Location For For Management 2.11 Approve Guarantee Arrangement For For Management 2.12 Approve Safeguard Measures of Debts For For Management Repayment 2.13 Approve Redemption Terms and Resale For For Management Terms 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management 2 Approve Wholly-owned Subsidiary For For Management Provision of Counter Guarantee to Corporate Bonds of the Company -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Elect Zhang Jianjun as Independent For For Management Director 10 Approve Extension of Resolution For For Management Validity Period and Authorization of the Board on Issuance of Convertible Bonds -------------------------------------------------------------------------------- SUNYARD SYSTEM ENGINEERING CO., LTD. Ticker: 600571 Security ID: Y3043B101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Remuneration of Directors, For For Management Supervisors 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Repurchase and Cancellation of For For Management Partial Stocks 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 2 Elect Huang Yijie as Non-Independent For For Management Director 3 Approve Increase in Amount of External For For Management Investment -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Additional Company Financing For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Use of Own Funds to Purchase For For Management Capital Protected Bank Financial Products 11 Approve Use of Raised Funds to For For Management Purchase Capital Protected Bank Financial Products -------------------------------------------------------------------------------- SUPALAI PUBLIC COMPANY LIMITED Ticker: SPALI Security ID: Y8309K190 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Company's Performance and For For Management Approve Financial Statements 2 Approve Allocation of Income, Omission For For Management of Dividend Payment and Acknowledge Interim Dividend Payment 3.1 Elect Virach Aphimeteetamrong as For For Management Director 3.2 Elect Anant Gatepithaya as Director For For Management 3.3 Elect Ajchara Tangmatitham as Director For Against Management 3.4 Elect Krid Chancharoensuk as Director For For Management 4 Approve Remuneration of Directors and For For Management Other Sub-Committees 5 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Amendment of the Certificate For For Management of Registration 7 Amend Articles of Association For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- SUPER ENERGY CORP. PUBLIC CO. LTD. Ticker: SUPER Security ID: Y82979108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance and None None Management Annual Report 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income and For For Management Omission of Dividend Payment 5.1 Elect Kamthorn Udomritthiruj as For Against Management Director 5.2 Elect Piya Sorntrakul as Director For Against Management 5.3 Elect Sunsiri Chaijareonpat as Director For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Company Limited as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance and Offering of For For Management Debentures 9 Acknowledge Interim Dividend Payment None None Management 10 Other Business For Against Management -------------------------------------------------------------------------------- SUPER GROUP LTD Ticker: SPG Security ID: S09130154 Meeting Date: NOV 26, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David Cathrall as Director For For Management 2 Reappoint KPMG Inc as Auditors of the For For Management Company with Dwight Thompson as the Individual Designated Auditor 3.1 Elect David Cathrall as Member of the For For Management Group Audit Committee 3.2 Re-elect Mariam Cassim as Member of For For Management the Group Audit Committee 3.3 Elect Valentine Chitalu as Member of For For Management the Group Audit Committee 4 Approve Remuneration Policy For For Management 5 Approve Implementation of the For For Management Remuneration Policy 6 Authorise Board to Issue Shares for For For Management Cash 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SUPERMAX CORPORATION BERHAD Ticker: 7106 Security ID: Y8310G105 Meeting Date: NOV 29, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Tan Geok Swee @ Tan Chin Huat as For For Management Director 5 Elect Ting Heng Peng as Director For For Management 6 Elect Rashid Bin Bakar as Director For For Management 7 Approve RSM Malaysia as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Approve Ting Heng Peng to Continue For For Management Office as Independent Non-Executive Director 11 Approve Gong Wooi Teik to Continue For For Management Office as Independent Non-Executive Director 12 Approve Rashid Bin Bakar to Continue For For Management Office as Independent Non-Executive Director 13 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SUPREME ELECTRONICS CO. LTD. Ticker: 8112 Security ID: Y83133101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- SUPREME INDUSTRIES LTD. Ticker: 509930 Security ID: Y83139140 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Confirm For For Management Interim Dividend 3 Reelect S.J. Taparia as Director For For Management 4 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Reelect Y.P. Trivedi as Director For For Management 6 Reelect B.V. Bhargava as Director For Against Management 7 Elect Sarthak Behuria as Director For For Management 8 Elect Ameeta Parpia as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SURFILTER NETWORK TECHNOLOGY CO., LTD. Ticker: 300311 Security ID: Y8064Q101 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares That Have Been Granted But Not Yet Unlocked 2 Approve Change in Capital and Amend For For Management Articles of Association -------------------------------------------------------------------------------- SURFILTER NETWORK TECHNOLOGY CO., LTD. Ticker: 300311 Security ID: Y8064Q101 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SURFILTER NETWORK TECHNOLOGY CO., LTD. Ticker: 300311 Security ID: Y8064Q101 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SURFILTER NETWORK TECHNOLOGY CO., LTD. Ticker: 300311 Security ID: Y8064Q101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision for Asset and Credit For For Management Impairment 7 Approve Credit Line Bank Application For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares That Have Been Granted But Not Yet Unlocked 9 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SURGUTNEFTEGAS PJSC Ticker: SNGS Security ID: 868861204 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For Did Not Vote Management 2 Approve Financial Statements For Did Not Vote Management 3 Approve Allocation of Income and For Did Not Vote Management Dividends 4 Approve Remuneration of Directors None None Management 5 Approve Remuneration of Members of For Did Not Vote Management Audit Commission 6.1 Elect Aleksandr Agarev as Director None Did Not Vote Management 6.2 Elect Vladimir Bogdanov as Director None None Management 6.3 Elect Aleksandr Bulanov as Director None Did Not Vote Management 6.4 Elect Ivan Dinichenko as Director None Did Not Vote Management 6.5 Elect Valerii Egorov as Director None Did Not Vote Management 6.6 Elect Vladimir Erokhin as Director None Did Not Vote Management 6.7 Elect Vladislav Konovalov as Director None Did Not Vote Management 6.8 Elect Viktor Krivosheev as Director None Did Not Vote Management 6.9 Elect Nikolai Matveev as Director None Did Not Vote Management 6.10 Elect Georgii Mukhamadeev as Director None Did Not Vote Management 6.11 Elect Ildus Usmanov as Director None Did Not Vote Management 6.12 Elect Viktor Chashchin as Director None Did Not Vote Management 7.1 Elect Valentina Musikhina as Member of For Did Not Vote Management Audit Commission 7.2 Elect Tamara Oleinik as Member of For Did Not Vote Management Audit Commission 7.3 Elect Liudmila Prishchepova as Member For Did Not Vote Management of Audit Commission 8 Ratify Auditor For Did Not Vote Management -------------------------------------------------------------------------------- SUZANO SA Ticker: SUZB3 Security ID: P8T20U187 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 25 For Against Management 2 Consolidate Bylaws For Against Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SUZANO SA Ticker: SUZB3 Security ID: P8T20U187 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2019 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect David Feffer as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Thomaz Lobo Sonder as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Feffer as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Paula Pessoa as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Priscila Rodini Vansetti Machado as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Nildemar Secches as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo Kede de Freitas Lima as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo Calvo Galindo as Independent Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Rogerio Caffarelli as Independent Director 8 Approve Remuneration of Company's For For Management Management and Fiscal Council 9 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 10.1 Elect Luiz Augusto Marques Paes as For Abstain Management Fiscal Council Member and Roberto Figueiredo Mello as Alternate 10.2 Elect Rubens Barletta as Fiscal For Abstain Management Council Member and Luiz Gonzaga Ramos Schubert as Alternate 11 Elect Eraldo Soares Pecanha as Fiscal None For Shareholder Council Member and Kurt Janos Toth as Alternate Appointed by Minority Shareholder 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 13 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 14 Fix Number of Directors at Ten For For Management 15 Elect Helio Lima Magalhaes as Director None For Shareholder Appointed by Minority Shareholder -------------------------------------------------------------------------------- SUZANO SA Ticker: SUZB3 Security ID: P8T20U187 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Suzano For For Management Participacoes do Brasil Ltda. 2 Ratify PricewaterhouseCoopers For For Management Auditores Independentes as Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Suzano For For Management Participacoes do Brasil Ltda. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SUZHOU ANJIE TECHNOLOGY CO., LTD. Ticker: 002635 Security ID: Y8319E101 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Use of Raised Funds For For Management 2 Approve Capital Reduction For For Management -------------------------------------------------------------------------------- SUZHOU ANJIE TECHNOLOGY CO., LTD. Ticker: 002635 Security ID: Y8319E101 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Commitment of For For Management Huizhou Weibo Precision Technology Co. , Ltd. 2 Approve Repurchase of Shares Which For For Management Have Not Completed the Performance Commitment and Cash Compensation in Connection to the Target Assets of the Major Asset Restructure 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUZHOU ANJIE TECHNOLOGY CO., LTD. Ticker: 002635 Security ID: Y8319E101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Internal Control For For Management Self-Evaluation Report and Implementation of Self-check Internal Control Rules 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Amend Articles of Association For For Management 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13.1 Approve Share Type and Par Value For For Management 13.2 Approve Issue Manner and Issue Time For For Management 13.3 Approve Target Subscribers and For For Management Subscription Method 13.4 Approve Issue Price and Pricing Basis For For Management 13.5 Approve Issue Size For For Management 13.6 Approve Subscription Method For For Management 13.7 Approve Lock-up Period For For Management 13.8 Approve Amount and Use of Proceeds For For Management 13.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 13.10 Approve Listing Exchange For For Management 13.11 Approve Resolution Validity Period For For Management 14 Approve Private Placement of Shares For For Management 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 19 Approve Authorization of Board to For For Management Handle All Related Matters 20 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SUZHOU CHINA CREATE SPECIAL MATERIAL CO. LTD. Ticker: 002290 Security ID: Y83162100 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Management System of Raised Funds For For Management 3 Amend Rules of Major Business Decision For For Management Making -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management to Shenzhen Huaxinke Technology Co., Ltd. and United Wireless (Hong Kong) Co., Ltd. 2 Approve Guarantee Provision to Jinzhai For For Management Chunxing Precision Industry Co., Ltd. 3 Approve External Investment and For For Management Related Guarantee to Kaimao Technology (Shenzhen) Co., Ltd. 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Yu Feng as Independent Director For For Management 3 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Director For For Management 2 Approve Additional Guarantee For For Management -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee for For For Management Indirect Company 2 Approve External Guarantee For For Management -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Guarantee Amount For For Management and External Guarantee 2 Approve Application of Credit Lines For For Management 3 Approve Provision of Guarantee to For Against Management Subsidiary 4 Approve Plan of Provision of Guarantee For For Management to Subsidiary -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Equity Acquisition For For Management Project Dismissal and Termination Agreement -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Forward Foreign Exchange For For Management Transactions 9 Approve Bill Pool Business For For Management 10 Approve Use of Idle Own Funds to For For Management Conduct Cash Management 11 Approve to Appoint Auditor For For Management 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SUZHOU ELECTRICAL APPARATUS SCIENCE ACADEMY CO., LTD. Ticker: 300215 Security ID: Y83197106 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Chun as Non-independent For For Management Director -------------------------------------------------------------------------------- SUZHOU ELECTRICAL APPARATUS SCIENCE ACADEMY CO., LTD. Ticker: 300215 Security ID: Y83197106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Use of Funds to Purchase For For Management Financial Product -------------------------------------------------------------------------------- SUZHOU GOLD MANTIS CONSTRUCTION & DECORATION CO., LTD. Ticker: 002081 Security ID: Y8315V107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Credit Line Application For For Management 7 Approve Provision of Guarantee for For Against Management Subsidiaries within the Scope of Consolidated Statements 8 Approve Provision of Guarantee for For For Management Business Undertake of Subsidiary 9 Approve Provision of Guarantee for For For Management Loan of Singapore Gold Mantis Pte. Ltd. 10 Approve Bill Pool Business For For Management 11 Approve Accounts Receivable Factoring For For Management Business 12 Approve Financial Asset Transfer and For For Management Repurchase Business 13 Approve Use of Own Funds to Purchase For For Management Financial and Trust Products 14 Approve to Appoint Financial Auditor For For Management 15 Elect Zhang Xinhong as Non-Independent For For Shareholder Director 16 Approve Repurchase and Cancellation of For For Management Performance Shares 17 Approve Change of Registered Capital For For Management and Amend Articles of Association 18 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- SUZHOU GOLD MANTIS CONSTRUCTION & DECORATION CO., LTD. Ticker: 002081 Security ID: Y8315V107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Credit Line Application For Did Not Vote Management 7 Approve Provision of Guarantee for For Did Not Vote Management Subsidiaries within the Scope of Consolidated Statements 8 Approve Provision of Guarantee for For Did Not Vote Management Business Undertake of Subsidiary 9 Approve Provision of Guarantee for For Did Not Vote Management Loan of Singapore Gold Mantis Pte. Ltd. 10 Approve Bill Pool Business For Did Not Vote Management 11 Approve Accounts Receivable Factoring For Did Not Vote Management Business 12 Approve Financial Asset Transfer and For Did Not Vote Management Repurchase Business 13 Approve Use of Own Funds to Purchase For Did Not Vote Management Financial and Trust Products 14 Approve to Appoint Financial Auditor For Did Not Vote Management 15 Elect Zhang Xinhong as Non-Independent For Did Not Vote Shareholder Director 16 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 17 Approve Change of Registered Capital For Did Not Vote Management and Amend Articles of Association 18 Approve Merger by Absorption For Did Not Vote Management -------------------------------------------------------------------------------- SUZHOU GOOD-ARK ELECTRONICS CO., LTD. Ticker: 002079 Security ID: Y8315Q108 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yi as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUZHOU GOOD-ARK ELECTRONICS CO., LTD. Ticker: 002079 Security ID: Y8315Q108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve 2019 Related Party Transaction For For Management Situation 6 Approve Daily Related-party For For Management Transactions 7 Approve Application of Bank Credit For For Management Lines 8 Approve Appointment of Auditor For For Management 9 Approve Annual Report and Summary For For Management 10 Approve Use of Own Funds to Purchase For For Management Financial Products 11 Approve Carry-out Forward Foreign For For Management Exchange Settlement and Sale Business, Foreign Exchange Option, Foreign Exchange Swap Business 12 Approve Changes in Accounting Estimates For For Management 13 Approve Changes in Accounting Policies For For Management 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUZHOU GOOD-ARK ELECTRONICS CO., LTD. Ticker: 002079 Security ID: Y8315Q108 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 3 Approve Transaction Constitutes as For For Management Related-party Transaction 4 Approve Transaction Complies with For For Management Article 4 of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 5 Approve Transaction Complies with For For Management Article 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Acquisition by Cash and For For Management Issuance of Shares as well as Raising Supporting Funds Agreement 7 Approve Authorization of the Board to For For Management Handle All Related Matters 8.1 Approve Overview of Transaction Plan For For Management 8.2 Approve Target Assets and Transaction For For Management Parties 8.3 Approve Pricing Basis and Transaction For For Management Price 8.4 Approve Transaction Manner and For For Management Consideration Payment 8.5 Approve Issue Manner For For Management 8.6 Approve Type and Par Value For For Management 8.7 Approve Target Subscribers and For For Management Subscription Method 8.8 Approve Pricing Reference Date and For For Management Issue Price 8.9 Approve Price Adjustment Mechanism For For Management 8.10 Approve Issue Amount For For Management 8.11 Approve Distribution Arrangement of For For Management Undistributed Earnings 8.12 Approve Lock-Up Period Arrangement For For Management 8.13 Approve Liability for Breach of the For For Management Transfer of the Underlying Asset Ownership 8.14 Approve Profit and Loss During the For For Management Transition Period of the Target Company 8.15 Approve Listing Exchange For For Management 8.16 Approve Resolution Validity Period For For Management 8.17 Approve Issue Manner For For Management 8.18 Approve Type and Par Value For For Management 8.19 Approve Target Subscribers and For For Management Subscription Method 8.20 Approve Pricing Reference Date and For For Management Issue Price 8.21 Approve Amount of Raised Supporting For For Management Funds 8.22 Approve Issue Amount For For Management 8.23 Approve Distribution Arrangement of For For Management Undistributed Earnings 8.24 Approve Use of Raised Supporting Funds For For Management 8.25 Approve Lock-Up Period Arrangement For For Management 8.26 Approve Listing Exchange For For Management 8.27 Approve Resolution Validity Period For For Management 9 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 10 Approve Signing of Supplementary For For Management Agreement of Acquisition by Cash and Issuance of Shares Agreement 11 Approve Audit Report, Wealth For For Management Assessment Report and Asset Exam Review Report of Transactions 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Fairness and Validity of the For For Management Pricing Basis 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns -------------------------------------------------------------------------------- SUZHOU HAILU HEAVY INDUSTRY CO., LTD. Ticker: 002255 Security ID: Y83160104 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SUZHOU HAILU HEAVY INDUSTRY CO., LTD. Ticker: 002255 Security ID: Y83160104 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Removal of Director Wu Weiwen For For Management 2 Elect Zhang Guoyi as Non-Independent For For Management Director 3 Approve Application of Bank Credit For For Management Lines and Asset Collateral -------------------------------------------------------------------------------- SUZHOU HAILU HEAVY INDUSTRY CO., LTD. Ticker: 002255 Security ID: Y83160104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Financial Budget Report For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Provision for Asset Impairment For For Management 10 Approve to Appoint Financial Auditor For For Management 11 Approve Related Party Transaction For For Management 12 Approve Correction on Previous For For Management Accounting Errors 13 Approve Equity Disposal Agreement For For Management 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Approve Related Party Transaction For For Management Decision-making System 17 Amend Major Trading Decision System For For Management 18 Approve Report of the Board of For For Management Supervisors 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SUZHOU JINFU TECHNOLOGY CO., LTD. Ticker: 300128 Security ID: Y83168107 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Wholly-owned Subsidiary 2 Approve Guarantee Provision for For For Management Wholly-owned Subsidiary (2) -------------------------------------------------------------------------------- SUZHOU JINFU TECHNOLOGY CO., LTD. Ticker: 300128 Security ID: Y83168107 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- SUZHOU JINFU TECHNOLOGY CO., LTD. Ticker: 300128 Security ID: Y83168107 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Establishment For For Management of Industrial Investment Fund 2 Approve Loan of Wholly-owned For For Management Subsidiary and Company's Guarantee Provision -------------------------------------------------------------------------------- SUZHOU JINFU TECHNOLOGY CO., LTD. Ticker: 300128 Security ID: Y83168107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Bank Loan and Guarantee For For Management Provision 8.1 Elect Gu Qing as Non-Independent For For Shareholder Director 8.2 Elect Zhang Wei as Non-Independent For For Shareholder Director 8.3 Elect Fang Xianzhong as For For Shareholder Non-Independent Director 9.1 Elect Zhang Xiuhua as Independent For For Shareholder Director 9.2 Elect Chu Bihua as Independent Director For For Shareholder 10.1 Elect Lv Juewen as Supervisor For For Shareholder 10.2 Elect Gao Ming as Supervisor For For Shareholder -------------------------------------------------------------------------------- SUZHOU NEW DISTRICT HI-TECH INDUSTRIAL CO., LTD. Ticker: 600736 Security ID: Y8318H105 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in the For For Management Subscription of Shares -------------------------------------------------------------------------------- SUZHOU NEW DISTRICT HI-TECH INDUSTRIAL CO., LTD. Ticker: 600736 Security ID: Y8318H105 Meeting Date: AUG 14, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in the For For Management Subscription of Hangzhou Bank's Non-public Offering of A Shares -------------------------------------------------------------------------------- SUZHOU NEW DISTRICT HI-TECH INDUSTRIAL CO., LTD. Ticker: 600736 Security ID: Y8318H105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Guarantee Provision Plan For Against Management 9 Approve Authorization on Issuance of For For Management Debt Financing Instruments 10 Approve Use of Idle Own Funds to For For Management Purchase Guaranteed Financial Products 11 Approve Special Authorization for Land For For Management Auction 12 Approve Authorization of the Company's For For Management Management to Choose the Opportunity to Dispose of Trading Financial Assets 13 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 14 Approve Suzhou High-tech Investment For For Management Decision Management System -------------------------------------------------------------------------------- SUZHOU NEW DISTRICT HI-TECH INDUSTRIAL CO., LTD. Ticker: 600736 Security ID: Y8318H105 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issuance Scale For For Management 2.2 Approve Bond Maturity and Bond Type For For Management 2.3 Approve Coupon Rate and Manner of For For Management Repayment of Capital and Interest 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.6 Approve Terms of Redemption or For For Management Sell-Back 2.7 Approve Use of Proceeds For For Management 2.8 Approve Underwriting Manner and For For Management Listing Arrangement 2.9 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 2.10 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Establishment of Special For For Management Account for Raised Funds -------------------------------------------------------------------------------- SUZHOU TFC OPTICAL COMMUNICATION CO., LTD. Ticker: 300394 Security ID: Y831BY104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Management System of External For For Management Investment -------------------------------------------------------------------------------- SUZHOU TFC OPTICAL COMMUNICATION CO., LTD. Ticker: 300394 Security ID: Y831BY104 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholder and Ultimate Controlling Shareholder Regarding Counter-dilution Measures in Connection to the Private Placement 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUZHOU TFC OPTICAL COMMUNICATION CO., LTD. Ticker: 300394 Security ID: Y831BY104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7.1 Approve Daily Related Party For For Management Transactions with Suzhou Tianfu Precision Optical Co., Ltd. 7.2 Approve Daily Related Party For For Management Transactions with TFC Corporation 7.3 Approve Daily Related Party For For Management Transactions with Advanced Integrated Photonics Hong Kong Co., Limited 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Remuneration of Directors and For For Management Senior Management Members 10 Approve Remuneration of Supervisors For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Amend Articles of Association For For Management 13 Approve Reduction of Overall Scale of For For Management Investment Projects and Project Extension -------------------------------------------------------------------------------- SUZHOU TFC OPTICAL COMMUNICATION CO., LTD. Ticker: 300394 Security ID: Y831BY104 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Repurchase of Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Application of Comprehensive For For Management Bank Credit Lines 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Implementation For For Management of Equity Incentive Plan and Cancellation of Stock Option as well as Repurchase and Cancellation of Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Related Party Transaction with For For Management Suzhou Puqiang Electronic Technology Co., Ltd. 3 Approve Related Party Transaction with For For Management Suzhou Zhongsheng Precision Manufacturing Co., Ltd. -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Sale of Partial Assets and Use Remaining Raised Funds to Replenish Working Capital 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management 2 Approve Passive Formation of External For For Management Financial Support After the Disposal of Equity 3 Approve Signing of Supplemental Equity For For Management Transfer Agreement for Acquisition of Equity -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Controlling For For Management Shareholder, Ultimate Controlling Shareholder, Directors and Senior Managers Regarding Counter-dilution Measures in Connection to the Private Placement 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve of the Unrecovered Loss For For Management Reaching 1/3 of Total Paid-in Capital 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal of For For Management Wholly-owned Subsidiary 2 Approve External Financial Assistance For For Management Provision 3 Approve Repurchase of Shares For For Management Corresponding to Uncompleted Performance Commitments of Major Asset Restructure -------------------------------------------------------------------------------- SUZLON ENERGY LIMITED Ticker: 532667 Security ID: Y8315Y119 Meeting Date: SEP 20, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vinod R.Tanti as Director For For Management 3 Reelect Girish R.Tanti as Director For Against Management 4 Elect Biju George Kozhippattu as None None Management Director 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Marc Desaedeleer as Director For For Management 7 Reelect Ravi Uppal as Director For For Management 8 Reelect Venkataraman Subramanian as For For Management Director 9 Approve Reappointment and Remuneration For For Management of Vinod R.Tanti as Wholetime Director & Chief Operating Officer -------------------------------------------------------------------------------- SUZLON ENERGY LIMITED Ticker: 532667 Security ID: Y8315Y119 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For Against Management Amend Capital Clause in Memorandum of Association 2 Approve Issuance of Equity Shares to For For Management Lenders 3 Approve Issuance of Optionally For For Management Convertible Debentures to Lenders 4 Approve Issuance of Convertible For For Management Warrants to Lenders 5 Approve Conversion of Loan to Equity For For Management Shares 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Divestment/Dilution/Disposal For Against Management of Company's Investment(s)/Assets/Undertaking(s) 8 Approve Issuance of Equity Shares to For For Management Promoters and Certain Persons/Entities on Preferential Basis 9 Approve Issuance of Compulsorily For For Management Convertible Debentures to Promoters and Certain Persons/Entities on Preferential Basis 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SWANCOR HOLDING CO., LTD. Ticker: 3708 Security ID: Y831CS106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- SYMPHONY LTD. Ticker: 517385 Security ID: Y8320B104 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividends and Declare For For Management Final Dividend 3 Reelect Jonaki Bakeri as Director For For Management 4 Elect Reena Bhagwati as Director For For Management 5 Elect Santosh Nema as Director For For Management 6 Approve Reclassification of Hansa For For Management Bakeri and Pavan Bakeri from Promoter Category to Public Category -------------------------------------------------------------------------------- SYNCMOLD ENTERPRISE CORP. Ticker: 1582 Security ID: Y83211113 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 7 Approve Amendments to Lending For For Management Procedures and Caps 8 Amend Procedures for Endorsement and For For Management Guarantees 9.1 Elect TSAI YONG LU, with SHAREHOLDER For Against Management NO.H120857xxx as Independent Director 9.2 Elect TSAI SHI GUANG, with SHAREHOLDER For For Management NO.A122848xxx as Independent Director 9.3 Elect YAN DA HE, with SHAREHOLDER NO. For For Management N102205xxx as Independent Director 9.4 Elect CHU HUI QIN, with SHAREHOLDER NO. For For Management T102351xxx as Independent Director 9.5 Elect Non-independent Director No. 1 None Against Shareholder 9.6 Elect Non-independent Director No. 2 None Against Shareholder 9.7 Elect Non-independent Director No. 3 None Against Shareholder 10 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- SYNGENE INTERNATIONAL LIMITED Ticker: 539268 Security ID: Y8T288113 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Catherine Rosenberg as Director For For Management 4 Reelect Paul Blackburn as Director For For Management 5 Approve Syngene Restricted Stock Unit For For Management Long Term Incentive Plan FY 2020 and Grant of Restricted Stock Units to Eligible Employees of the Company 6 Approve Grant of Restricted Stock For For Management Units to the Employees of Subsidiary Company(ies) Under Syngene Restricted Stock Unit Long Term Incentive Plan FY 2020 7 Approve Provision of Money by the For For Management Company for Purchase of its Own Shares by the Syngene Employees Welfare Trust for the Benefit of Employees Under Syngene Restricted Stock Unit Long Term Incentive Plan FY 2020 -------------------------------------------------------------------------------- SYNNEX TECHNOLOGY INTERNATIONAL CORP. Ticker: 2347 Security ID: Y8344J109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- SYSTEX CORP. Ticker: 6214 Security ID: Y8345P104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- SZZT ELECTRONICS CO., LTD. Ticker: 002197 Security ID: Y7743J108 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line of Subsidiary and For For Management Company's Guarantee Provision -------------------------------------------------------------------------------- SZZT ELECTRONICS CO., LTD. Ticker: 002197 Security ID: Y7743J108 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amendments to Articles of Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve to Adjust the Allowance of For For Management Directors and Amend Remuneration Management System of Directors, Supervisors and Senior Management Members 5 Approve to Adjust the Allowance of For For Management Supervisors and Amend Remuneration Management System of Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SZZT ELECTRONICS CO., LTD. Ticker: 002197 Security ID: Y7743J108 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Issue Scale For For Management 2.2 Approve Target Subscribers For For Management 2.3 Approve Bond Type and Period For For Management 2.4 Approve Bond Interest Rate and Method For For Management of Principal Repayment and Interest Payment 2.5 Approve Use of Proceeds For For Management 2.6 Approve Issuance Method For For Management 2.7 Approve Guarantee Arrangements For For Management 2.8 Approve Terms of Redemption or For For Management Sell-back 2.9 Approve Trading or Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Safeguard Measures for Debt For For Management Repayment in Connection to This Bonds Issuance 5 Approve to Appoint Auditor For For Management 6 Approve Credit Line Application and For For Management Its Relevant Guarantee Provision 7 Approve Use of Idle Own Funds to For For Management Invest in Financial Products -------------------------------------------------------------------------------- SZZT ELECTRONICS CO., LTD. Ticker: 002197 Security ID: Y7743J108 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SZZT ELECTRONICS CO., LTD. Ticker: 002197 Security ID: Y7743J108 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Use and Amount of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SZZT ELECTRONICS CO., LTD. Ticker: 002197 Security ID: Y7743J108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Credit Line Application and For For Management Related Guarantee Matters -------------------------------------------------------------------------------- SZZT ELECTRONICS CO., LTD. Ticker: 002197 Security ID: Y7743J108 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Credit Line For For Management and Related Guarantees -------------------------------------------------------------------------------- TA CHEN STAINLESS PIPE CO., LTD. Ticker: 2027 Security ID: Y8358R104 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Cash Distribution from Capital For For Management Reserve 5 Approve the Issuance of New Shares by For For Management Capitalization of Profit 6.1 Elect Hsieh Li Yun, a Representative For Against Management of Ta Ying Cheng Investment Co., Ltd., with SHAREHOLDER NO.00094822, as Non-independent Director 6.2 Elect Shieh Rung Kun (Robert Shieh), For For Management with SHAREHOLDER NO.00000006 as Non-independent Director 6.3 Elect Tsai Yung Yu (Yong-Yu Tsai), For Against Management with SHAREHOLDER NO.00233976 as Non-independent Director 6.4 Elect Tsai Chao Chin, with SHAREHOLDER For Against Management NO.00144524 as Non-independent Director 6.5 Elect Ou I Lan, with SHAREHOLDER NO. For Against Management 00000241 as Non-independent Director 6.6 Elect Hsieh Jung Huei, with For Against Management SHAREHOLDER NO.00000007 as Non-independent Director 6.7 Elect Tu Shi Hsien, with SHAREHOLDER For Against Management NO.00000082 as Non-independent Director 6.8 Elect Lin Mei Feng, a Representative For Against Management of Linfangjin Charitable Foundation, with SHAREHOLDER NO.00122147, as Non-independent Director 6.9 Elect Hsu Chun An (Chun-An, Sheu), For For Management with SHAREHOLDER NO.R101740XXX as Independent Director 6.10 Elect Shen Ming Chang with SHAREHOLDER For For Management NO.K100793XXX as Independent Director 6.11 Elect Wang Guang Hsiang (Kuang-Hsiang For For Management Wang), with SHAREHOLDER NO.00190545 as Independent Director 7 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- TA YA ELECTRIC WIRE & CABLE CO., LTD. Ticker: 1609 Security ID: Y8548S103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TA-I TECHNOLOGY CO. LTD. Ticker: 2478 Security ID: Y8549M105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 4 Amendments to Trading Procedures For For Management Governing Derivatives Products 5 Approve Amendments to Lending For For Management Procedures and Caps 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 8 Approve Amendments to Articles of For For Management Association 9 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 10.1 Elect JIANG,CAI-BAO, with SHAREHOLDER For For Management NO.00000001 as Non-independent Director 10.2 Elect WANG,JIN-RONG,SHAREHOLDER NO. For For Management 00000005 as Non-independent Director 10.3 Elect LIU,LI-WEN, with SHAREHOLDER NO. For For Management 00000008 as Non-independent Director 10.4 Elect LIN,QIU-SONG, with SHAREHOLDER For For Management NO.00000002 as Non-independent Director 10.5 Elect YANG,PEI-JIE, with SHAREHOLDER For For Management NO.00038853 as Non-independent Director 10.6 Elect LIN,TAI-SHAN, with SHAREHOLDER For For Management NO.00000003 as Non-independent Director 10.7 Elect ZENG,ZHEN-HUI, with SHAREHOLDER For For Management NO.J120817XXX as Independent Director 10.8 Elect CHEN,YONG-TAI, with SHAREHOLDER For For Management NO.00051319 as Independent Director 10.9 Elect XU,YAN-RONG, with SHAREHOLDER NO. For For Management A222481XXX as Independent Director 11 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- TABUK CEMENT CO. Ticker: 3090 Security ID: M8733M104 Meeting Date: JAN 02, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Saoud Al Jihani as Director None For Management 1.2 Elect Tariq Al Anqari as Director None For Management 1.3 Elect Wafi Al Shakhs as Director None Abstain Management 1.4 Elect Mufeed Al Shakhs as Director None Abstain Management 1.5 Elect Leena Al Qeissi as Director None Abstain Management 1.6 Elect Thamir Al Wadaee as Director None For Management 1.7 Elect Abdullah Al Jureish as Director None Abstain Management 1.8 Elect Mohammed bin Ali as Director None Abstain Management 1.9 Elect Abdullah Al Sabeel as Director None Abstain Management 1.10 Elect Salman Al Hawawi as Director None Abstain Management 1.11 Elect Mussaed Al Shathri as Director None Abstain Management 1.12 Elect Abdulazeez Al Zeid as Director None Abstain Management 1.13 Elect Nayif Al Harbi as Director None Abstain Management 1.14 Elect Riyadh Al Nassir as Director None For Management 1.15 Elect Nabeel Al Fureih as Director None Abstain Management 1.16 Elect Ahmed Murad as Director None Abstain Management 1.17 Elect Khalid Al Houshan as Director None For Management 1.18 Elect Salih Al Yami as Director None Abstain Management 1.19 Elect Abdulrahman Al Sultan as Director None Abstain Management 1.20 Elect Mureea Habbash as Director None For Management 1.21 Elect Abdulazeez Al Khamees as Director None Abstain Management 1.22 Elect Mohammed Batraji as Director None Abstain Management 1.23 Elect Khalid Al Bassam as Director None Abstain Management 1.24 Elect Abdullah Matar as Director None Abstain Management 1.25 Elect Ibrahim Al Ajlan as Director None Abstain Management 1.26 Elect Abdulazeez Al Shathri as Director None For Management 1.27 Elect Ahmed Al Dahlawi as Director None Abstain Management 1.28 Elect Adil Al Shaya as Director None Abstain Management 1.29 Elect Abdulazeez Al Oud as Director None Abstain Management 1.30 Elect Kamal Al Leithi as Director None Abstain Management 1.31 Elect Abdulrahman Al Balwi as Director None Abstain Management 1.32 Elect Zein Al Imam as Director None Abstain Management 1.33 Elect Mohammed Moammar as Director None Abstain Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 3 Amend Article 19 of Bylaws Re: Board For For Management Vacancies 4 Amend Article 23 of Bylaws Re: Board For For Management Meetings 5 Amend Article 24 of Bylaws Re: Board For For Management Meeting Quorum 6 Amend Article 25 of Bylaws Re: Board For For Management Deliberations 7 Amend Article 31 of Bylaws Re: General For For Management Assembly Invitation 8 Amend Article 32 of Bylaws Re: General For For Management Assembly Quorum 9 Amend Corporate Governance Charter For For Management 10 Amend Executive Committee Charter For For Management 11 Amend Nomination and Remuneration For Against Management Committee Charter 12 Amend Audit Committee Charter For For Management 13 Amend Disclosure and Transparency For For Management Policy 14 Amend Board Policies and Standard For For Management 15 Approve the Conflict of Interest Policy For For Management -------------------------------------------------------------------------------- TABUK CEMENT CO. Ticker: 3090 Security ID: M8733M104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Q4 of FY 2020 and Q1 of FY 2021 -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Foreign Bonds by For Did Not Vote Management Wholly-owned Subsidiary and Its Relevant Authorizations 2 Approve Provision of Guarantee For Did Not Vote Management 3 Approve External Provision of For Did Not Vote Management Financial Assistance -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Qisen as Non-Independent For For Shareholder Director 1.2 Elect Liao Guangwen as Non-Independent For For Shareholder Director 1.3 Elect Shen Lin as Non-Independent For For Shareholder Director 1.4 Elect Ge Yong as Non-Independent For For Shareholder Director 2.1 Elect Feng Heping as Independent For For Shareholder Director 2.2 Elect Jiang Jiehong as Independent For For Shareholder Director 2.3 Elect Zheng Xinzhi as Independent For For Shareholder Director 3.1 Elect Liu Feng as Supervisor For For Shareholder 3.2 Elect Yu Duncheng as Supervisor For For Shareholder 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer of Fuzhou For For Management Taisheng Real Estate Co., Ltd. 2 Approve Equity Transfer of Fujian For For Management Taixin Real Estate Co., Ltd. 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantees For For Management -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2 Approve Corporate Bond Issuance Plan For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TAICHUNG COMMERCIAL BANK CO., LTD. Ticker: 2812 Security ID: Y8371H109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Articles of Association For For Management 6.1 Elect Kuei-Fong Wang with SHAREHOLDER For For Management NO.255744 as Non-Independent Director 6.2 Elect Shih-Yi Chiang, a Representative For For Management of Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director 6.3 Elect Ming-Hsiung Huang, a For For Management Representative of Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director 6.4 Elect Wei-Liang Lin, a Representative For For Management of Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director 6.5 Elect Te-Wei Chia, a Representative of For For Management Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director 6.6 Elect Hsin-Ching Chang, a For For Management Representative of Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director 6.7 Elect Shiow-Huey Yeh, a Representative For For Management of Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director 6.8 Elect Li-Tzu Lai, a Representative of For For Management Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director 6.9 Elect Li-Woon Lim with SHAREHOLDER NO. For For Management S7205XXX as Independent Director 6.10 Elect Hsin-Chang Tsai with SHAREHOLDER For For Management NO.H120356XXX as Independent Director 6.11 Elect Chien-An Shih with SHAREHOLDER For For Management NO.N100610XXX as Independent Director 6.12 Elect Pi-Ta Chen with SHAREHOLDER NO. For For Management A123149XXX as Independent Director -------------------------------------------------------------------------------- TAIDOC TECHNOLOGY CORP. Ticker: 4736 Security ID: Y8358E111 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors and Supervisors -------------------------------------------------------------------------------- TAIFLEX SCIENTIFIC CO., LTD. Ticker: 8039 Security ID: Y83737109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Approve Cash Distribution from Capital For For Management Reserve 8.1 Elect CHING-YI CHANG, with SHAREHOLDER For For Management NO.0000467 as Non-Independent Director 8.2 Elect TA-WEN SUN, a Representative of For For Management QIAO MEI DEVELOPMENT CORPORATION with SHAREHOLDER NO.0000113 as Non-Independent Director 8.3 Elect CHEIN-MING HSU, with SHAREHOLDER For For Management NO.D101477XXX as Non-Independent Director 8.4 Elect RE-ZHANG LIN, a Representative For For Management of FUDING INVESTMENT CO., LTD., with SHAREHOLDER NO.0060326, as Non-Independent Director 8.5 Elect CHUN-CHI LIN, with SHAREHOLDER For For Management NO.T120471XXX, as Non-Independent Director 8.6 Elect FU-LE LIN, with SHAREHOLDER NO. For For Management 0000001, as Non-Independent Director 8.7 Elect WEN-I LO, with SHAREHOLDER NO. For For Management K121463XXX, as Independent Director 8.8 Elect SHI-CHERN YEN, with SHAREHOLDER For For Management NO.Q100672XXX, as Independent Director 8.9 Elect DUN-REN ZHENG, with SHAREHOLDER For For Management NO.S121286XXX, as Independent Director 9 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAIGEN BIOPHARMACEUTICALS HOLDINGS LTD. Ticker: 4157 Security ID: G86617100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- TAIJI COMPUTER CORP. LTD. Ticker: 002368 Security ID: Y83605108 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Wholly-owned Subsidiary 2 Approve to Adjust the Allowance of For For Management Independent Directors 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- TAIJI COMPUTER CORP. LTD. Ticker: 002368 Security ID: Y83605108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party Transaction For For Management 7 Approve Financial Service Agreement For For Management 8 Approve Application of Credit Lines For For Management 9 Approve Provision of Guarantee for For Against Management Subsidiary -------------------------------------------------------------------------------- TAIMED BIOLOGICS, INC. Ticker: 4147 Security ID: Y83622103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect GWO-FONG LIN with SHAREHOLDER NO. For For Management L103316XXX as Independent Director 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAINAN SPINNING CO., LTD. Ticker: 1440 Security ID: Y83790108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- TAISHIN FINANCIAL HOLDINGS CO., LTD. Ticker: 2887 Security ID: Y84086100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- TAIWAN BUSINESS BANK Ticker: 2834 Security ID: Y8414R106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting -------------------------------------------------------------------------------- TAIWAN CEMENT CORP. Ticker: 1101 Security ID: Y8415D106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- TAIWAN COGENERATION CORP. Ticker: 8926 Security ID: Y84162109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3.1 Elect MIN-CHIEH CHANG, a For Against Management Representative of TAIWAN POWER COMPANY with Shareholder No. 1, as Non-Independent Director 3.2 Elect CHIEN-YIH CHEN, a Representative For Against Management of TAIWAN POWER COMPANY with Shareholder No. 1, as Non-Independent Director 3.3 Elect JAO-HUA HSU, a Representative of For Against Management TAIWAN POWER COMPANY with Shareholder No. 1, as Non-Independent Director 3.4 Elect MING-DE JIANG, a Representative For Against Management of TAIWAN POWER COMPANY with Shareholder No. 1, as Non-Independent Director 3.5 Elect LI-JHEN CHEN, a Representative For Against Management of TAIWAN POWER COMPANY with Shareholder No. 1, as Non-Independent Director 3.6 Elect YUH-MING LI, a Representative of For Against Management TAIWAN POWER COMPANY with Shareholder No. 1, as Non-Independent Director 3.7 Elect WEN-BIN LI, a Representative of For Against Management Ta Ya Electric Wire & Cable Co., Ltd. with Shareholder No. 8, as Non-Independent Director 3.8 Elect SHENG-CHUN WANG, a For Against Management Representative of YUANJUN INVESTMENT CO., LTD. with Shareholder No. 132204, as Non-Independent Director 3.9 Elect FU-CIN HONG, a Representative of For Against Management Jiansheng Investment Co., Ltd. with Shareholder No. 151737, as Non-Independent Director 3.10 Elect YI-SIAN CHEN, a Representative For Against Management of BOHAN INVESTMENT CO., LTD. with Shareholder No. 38907, as Non-Independent Director 3.11 Elect YAO-WEN LIN with ID No. For For Management J121511XXX as Independent Director 3.12 Elect HAN-SHEN LI with ID No. For For Management T101795XXX as Independent Director 3.13 Elect JI-SHENG YE with ID No. For For Management F120867XXX as Independent Director 4 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAIWAN COOPERATIVE FINANCIAL HOLDING CO., LTD. Ticker: 5880 Security ID: Y8374C107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures for For For Management Election of Directors 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 7.1 Elect LIN, HSUAN-CHU, with ID No. For For Shareholder E122270XXX, as Independent Director 7.2 Elect SHAY, ARTHUR, with ID No. For For Shareholder A122644XXX, as Independent Director 7.3 Elect CHANG, MIN-CHU, with ID No. For For Shareholder Q220504XXX, as Independent Director 7.4 Elect LIN, HAN-CHI, with ID No. For For Shareholder M100767XXX, as Independent Director 7.5 Elect CHEN, TZU-CHUN, with Shareholder None Against Shareholder No. 1144044, as Independent Director 7.6 Elect Non-Independent Director No. 1 None Against Shareholder 7.7 Elect Non-Independent Director No. 2 None Against Shareholder 7.8 Elect Non-Independent Director No. 3 None Against Shareholder 7.9 Elect Non-Independent Director No. 4 None Against Shareholder 7.10 Elect Non-Independent Director No. 5 None Against Shareholder 7.11 Elect Non-Independent Director No. 6 None Against Shareholder 7.12 Elect Non-Independent Director No. 7 None Against Shareholder 7.13 Elect Non-Independent Director No. 8 None Against Shareholder 7.14 Elect Non-Independent Director No. 9 None Against Shareholder 7.15 Elect Non-Independent Director No. 10 None Against Shareholder 7.16 Elect Non-Independent Director No. 11 None Against Shareholder 8 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAIWAN FAMILYMART CO., LTD. Ticker: 5903 Security ID: Y24098108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- TAIWAN FERTILIZER CO., LTD. Ticker: 1722 Security ID: Y84171100 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors - CHEN JUNNE-JIH -------------------------------------------------------------------------------- TAIWAN GLASS INDUSTRY CORP. Ticker: 1802 Security ID: Y8420M109 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TAIWAN HIGH SPEED RAIL CORP. Ticker: 2633 Security ID: Y8421F103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties 6.1 Elect Yao-Chung Chiang, a For For Management Representative of CHINA AVIATION DEVELOPMENT FOUNDATION with Shareholder No. 51400, as Non-Independent Director 6.2 Elect Kwo-Tsai Wang, a Representative For Against Management of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS with Shareholder No. 92268, as Non-Independent Director 6.3 Elect Min-Ching Liu, a Representative For Against Management of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS with Shareholder No. 92268, as Non-Independent Director 6.4 Elect Lee-Ching Ko, a Representative For Against Management of CHINA AVIATION DEVELOPMENT FOUNDATION with Shareholder No. 51400, as Non-Independent Director 6.5 Elect Chao-Tung Wong, a Representative For Against Management of CHINA STEEL CORPORATION with Shareholder No. 43831, as Non-Independent Director 6.6 Elect Chao-Yih Chen, a Representative For Against Management of Taiwan Sugar Corporation with Shareholder No. 5762, as Non-Independent Director 6.7 Elect Shien-Quey Kao, a Representative For Against Management of Management Committee of National Development Fund Executive Yuan with Shareholder No. 38578, as Non-Independent Director 6.8 Elect Mao-Hsiung Huang, a For Against Management Representative of TECO Electric and Machinery Co Ltd with Shareholder No. 11, as Non-Independent Director 6.9 Elect Kuo-Chih Liu, a Representative For Against Management of Taipei Fubon Commercial Bank Co Ltd with Shareholder No. 6, as Non-Independent Director 6.10 Elect Kenneth Huang-Chuan Chiu with ID For For Management No. E100588XXX as Independent Director 6.11 Elect Pai-Ta Shih with ID No. For For Management U120155XXX as Independent Director 6.12 Elect Yung-Cheng (Rex) Lai with ID No. For For Management M121529XXX as Independent Director 6.13 Elect Duei Tsai with ID No. L100933XXX For For Management as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Director Yao Chung Chiang, a Representative of CHINA AVIATION DEVELOPMENT FOUNDATION 8 Approve Release of Restrictions of For Against Management Competitive Activities of Director Kwo-Tsai Wang, a Representative of MINISTRY OF TRANSPORTATION AND COMMUNICATIONS 9 Approve Release of Restrictions of For Against Management Competitive Activities of Director Lee-Ching Ko, a Representative of CHINA AVIATION DEVELOPMENT FOUNDATION 10 Approve Release of Restrictions of For Against Management Competitive Activities of Director Chao-Tung Wong, a Representative of CHINA STEEL CORPORATION 11 Approve Release of Restrictions of For Against Management Competitive Activities of Director Chao-Yih Chen, a Representative of Taiwan Sugar Corporation 12 Approve Release of Restrictions of For Against Management Competitive Activities of Director Mao-Hsiung Huang, a Representative of TECO Electric and Machinery Co Ltd 13 Approve Release of Restrictions of For Against Management Competitive Activities of Director Kuo-Chih Liu, a Representative of Taipei Fubon Commercial Bank Co Ltd 14 Approve Release of Restrictions of For For Management Competitive Activities of Director Independent Director Kenneth Huang-Chuan Chiu 15 Approve Release of Restrictions of For For Management Competitive Activities of Director Independent Director Pai-Ta Shih 16 Approve Release of Restrictions of For For Management Competitive Activities of Director Independent Director Duei Tsai -------------------------------------------------------------------------------- TAIWAN HON CHUAN ENTERPRISE CO., LTD. Ticker: 9939 Security ID: Y8421M108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect DAI HUNG CHUAN, with SHAREHOLDER For For Management NO.00000003 as Non-independent Director 4.2 Elect TSAO HSIH CHUNG, with For For Management SHAREHOLDER NO.00000006 as Non-independent Director 4.3 Elect CHANG CHUN SHU, with SHAREHOLDER For For Management NO.00000013 as Non-independent Director 4.4 Elect DAI HONG I, with SHAREHOLDER NO. For For Management 00000004 as Non-independent Director 4.5 Elect LIU YUN CHANG, with SHAREHOLDER For For Management NO.00000031 as Non-independent Director 4.6 Elect TSAO HUNG YU, with SHAREHOLDER For For Management NO.00000011 as Non-independent Director 4.7 Elect HUNG CHAO NAN, with SHAREHOLDER For For Management NO.B100961XXX as Independent Director 4.8 Elect HUANG HSIANG YING, with For For Management SHAREHOLDER NO.N100620XXX as Independent Director 4.9 Elect KUNG YI LU, with SHAREHOLDER NO. For For Management A104395XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- TAIWAN LAND DEVELOPMENT CORP. Ticker: 2841 Security ID: Y8416V105 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3.1 Elect CHIU FU SHENG, a Representative For For Management of Hongsheng Investment Co Ltd., with Shareholder No. 55390, as Non-Independent Director 3.2 Elect Kow Fu Ling, a Representative of For For Management Hongsheng Investment Co Ltd., with Shareholder No. 55390, as Non-Independent Director 3.3 Elect Chan Ting Yi, a Representative For For Management of Hongsheng Investment Co Ltd., with Shareholder No. 55390, as Non-Independent Director 3.4 Elect Chan Cing Wei, a Representative For For Management of CHI LIN SHIPPING AGENCY CO LTD., with Shareholder No. 133478, as Non-Independent Director 3.5 Elect Lin Hung Min, with ID No. For Against Management U120181XXX, as Non-Independent Director 3.6 Elect CHIU CHING CHUN, with ID No. For For Management J102765XXX, as Independent Director 3.7 Elect HUNG JUNG I, with ID No. For For Management J120131XXX, as Independent Director 3.8 Elect CHEN CHIN CHI, with ID No. For For Management M120811XXX, as Independent Director -------------------------------------------------------------------------------- TAIWAN MOBILE CO., LTD. Ticker: 3045 Security ID: Y84153215 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Return Out of Capital For For Management Surplus 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Rules and Procedures for For For Management Election of Directors 7.1 Elect Daniel M. Tsai, a Representative For For Management of Fu Chi Investment Co., Ltd., with Shareholder No. 515, as Non-Independent Director 7.2 Elect Richard M. Tsai, a For For Management Representative of Fu Chi Investment Co. , Ltd., with Shareholder No. 515, as Non-Independent Director 7.3 Elect Chris Tsai, a Representative of For For Management Fu Chi Investment Co., Ltd., with Shareholder No. 515, as Non-Independent Director 7.4 Elect Jamie Lin, a Representative of For For Management TCC Investment Co., Ltd., with Shareholder No. 172939, as Non-Independent Director 7.5 Elect Hsueh Jen Sung, with ID No. For For Management R102960XXX, as Independent Director 7.6 Elect Char Dir Chung, with ID No. For For Management B120667XXX, as Independent Director 7.7 Elect Hsi Peng Lu, with ID No. For For Management A120604XXX, as Independent Director 7.8 Elect Tong Hai Tan, with ID No. For For Management K04393XXX, as Independent Director 7.9 Elect Drina Yue, with ID No. For For Management KJ0570XXX, as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Daniel M. Tsai 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Richard M. Tsai 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Hsueh Jen Sung 11 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Hsi Peng Lu 12 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Tong Hai Tan 13 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Chris Tsai 14 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Jamie Lin -------------------------------------------------------------------------------- TAIWAN PAIHO CO., LTD. Ticker: 9938 Security ID: Y8431R105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3.1 Elect ZHENG SEN MEI with SHAREHOLDER For For Management NO.8 as Non-Independent Director 3.2 Elect LIN YI MING with SHAREHOLDER NO. For For Management 11 as Non-Independent Director 3.3 Elect ZHENG CHENG YI, a Representative For For Management of ZAI XING Investment Co Ltd, with SHAREHOLDER NO.107631, as Non-Independent Director 3.4 Elect BAI XI MING with SHAREHOLDER NO. For For Management 1114 as Non-Independent Director 3.5 Elect ZHENG YI LUN with SHAREHOLDER NO. For For Management 8463 as Non-Independent Director 3.6 Elect ZHENG XIN LONG with SHAREHOLDER For For Management NO.26 as Non-Independent Director 3.7 Elect LUO RUI LIN with SHAREHOLDER NO. For For Management L120083XXX as Independent Director 3.8 Elect WANG ZHONG ZHENG with For For Management SHAREHOLDER NO.N101173XXX as Independent Director 3.9 Elect CHEN JIA YU with SHAREHOLDER NO. For For Management L221630XXX as Independent Director 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- TAIWAN PCB TECHVEST CO., LTD. Ticker: 8213 Security ID: Y84126138 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- TAIWAN SAKURA CORP. Ticker: 9911 Security ID: Y84600108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- TAIWAN SECOM CO., LTD. Ticker: 9917 Security ID: Y8461H100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect LIN HSIAO-HSIN with SHAREHOLDER For For Management NO.19 as Non-Independent Director 4.2 Elect LIN CHIEN-HAN, a Representative For Against Management of HSIN LAN INVESTMENT CO., LTD. with SHAREHOLDER NO.199, as Non-Independent Director 4.3 Elect SADAHIRO SATO, a Representative For Against Management of SECOM CO., LTD with SHAREHOLDER NO. 93, as Non-Independent Director 4.4 Elect KENJI MURAKAMI, a Representative For Against Management of SECOM CO., LTD with SHAREHOLDER NO. 93, as Non-Independent Director 4.5 Elect HIROFUMI ONODERA, a For For Management Representative of SECOM CO., LTD,SHAREHOLDER NO.93, as Non-Independent Director 4.6 Elect LIN MING-SHENG, a Representative For Against Management of YUAN HSIN INVESTMENT CO., LTD. with SHAREHOLDER NO.1842, as Non-Independent Director 4.7 Elect LIN CHUN-MEI, a Representative For Against Management of CHIN KUEI INVESTMENT CO., LTD. with SHAREHOLDER NO.46247, as Non-Independent Director 4.8 Elect TU HENG-YI with SHAREHOLDER NO. For Against Management 62562 as Non-Independent Director 4.9 Elect CHEN TIEN-WEN with SHAREHOLDER For For Management NO.A122885XXX as Independent Director 4.10 Elect CHIANG YUNG-CHENG with For For Management SHAREHOLDER NO.A122136XXX as Independent Director 4.11 Elect TUNG CHUN-YI with SHAREHOLDER NO. For For Management A120637XXX as Independent Director -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR CO., LTD. Ticker: 5425 Security ID: Y84623100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Amend Procedures for Lending Funds to For For Management Other Parties 3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management D100708xxx as Independent Director -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Amend Procedures for Lending Funds to For For Management Other Parties 3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management D100708xxx as Independent Director -------------------------------------------------------------------------------- TAIWAN STYRENE MONOMER CORP. Ticker: 1310 Security ID: Y84630105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect PAO-YUAN CHEN, a Representative For Against Management of CHUN YU WORKS AND CO., LTD., with SHAREHOLDER NO.0257384, as Non-Independent Director -------------------------------------------------------------------------------- TAIWAN SURFACE MOUNTING TECHNOLOGY CORP. Ticker: 6278 Security ID: Y84660102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Audited Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TAIWAN TEA CORP. Ticker: 2913 Security ID: Y84720104 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect LIN JIN-YAN, with SHAREHOLDER NO. For Against Management 00020110, as Non-Independent Director 1.2 Elect LIAO CHEN XUAN-YOU, a For For Management Representative of DE CHUAN INTERNATIONAL DEVELOPMENT CO., LTD. with SHAREHOLDER NO.00445636, as Non-Independent Director 1.3 Elect YAN ZHI-GUANG, a Representative For Against Management of WEI FU INVESTMENT CO., LTD. with SHAREHOLDER NO.00494359, as Non-Independent Director 1.4 Elect LIN XIU-QI, a Representative of For Against Management AN MEI INVESTMENT CO., LTD. with SHAREHOLDER NO.00433685, as Non-Independent Director 1.5 Elect WU QING-YUAN, a Representative For Against Management of SHANG YANG ASSET MANAGEMENT CO., LTD. with SHAREHOLDER NO.00493106, as Non-Independent Director 1.6 Elect HUANG YU-CHANG, a Representative For Against Management of SHANG YANG ASSET MANAGEMENT CO., LTD. with SHAREHOLDER NO.00493106, as Non-Independent Director 1.7 Elect SHAO WEI-LIN, a Representative For Against Management of YSC MARKETING CO., LTD. with SHAREHOLDER NO.00490082, as Non-Independent Director 1.8 Elect ZHANG LING-QI, a Representative For Against Management of XIN SHI XIN INTERNATIONAL INVESTMENT CO., LTD. with SHAREHOLDER NO.00453130, as Non-Independent Director 1.9 Elect ZHANG JIA-MING, a Representative For Against Management of XIN SHI XIN INTERNATIONAL INVESTMENT CO., LTD. with SHAREHOLDER NO.00453130, as Non-Independent Director 1.10 Elect ZHAN LIAN-KAI, a Representative For Against Management of CHOU CHIN INDUSTRIAL CO., LTD. with SHAREHOLDER NO.00496564, as Non-Independent Director 1.11 Elect LI SHENG-CHEN, with ID NO. For For Management P121941XXX, as Independent Director 1.12 Elect SONG CHONG-HE, with ID NO. For For Management T122248XXX, as Independent Director 1.13 Elect YE LI-QI, with ID NO.A126926XXX, For For Management as Independent Director 2 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- TAIWAN TEA CORP. Ticker: 2913 Security ID: Y84720104 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Appropriation of Distributable For For Management Retained Earning -------------------------------------------------------------------------------- TAIWAN UNION TECHNOLOGY CORP. Ticker: 6274 Security ID: Y84735102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TAIYEN BIOTECH CO. LTD. Ticker: 1737 Security ID: Y8460R109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees -------------------------------------------------------------------------------- TAIYUAN HEAVY INDUSTRY CO., LTD. Ticker: 600169 Security ID: Y8481T100 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- TAIYUAN HEAVY INDUSTRY CO., LTD. Ticker: 600169 Security ID: Y8481T100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Appointment of Auditor For For Management 7 Elect Han Zhentang as Non-Independent For For Management Director 8 Elect Zhao Baodong as Independent For For Management Director -------------------------------------------------------------------------------- TAIYUAN HEAVY INDUSTRY CO., LTD. Ticker: 600169 Security ID: Y8481T100 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tao Jiajin as Non-Independent For For Management Director 1.2 Elect Wang Chunle as Non-Independent For For Management Director 1.3 Elect Bu Yanfeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- TALAAT MOUSTAFA GROUP HOLDING Ticker: TMGH Security ID: M8763H108 Meeting Date: MAR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations and Corporate Governance Report for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Operations and Financial Statements for FY 2019 3 Approve Financial Statements and For Did Not Vote Management Allocation of Income for FY 2019 4 Approve Discharge of Directors for FY For Did Not Vote Management 2019 5 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 6 Approve Directors Sitting Fees and For Did Not Vote Management Transportation Allowances for FY 2020 7 Approve Charitable Donations Above EGP For Did Not Vote Management 1000 for FY 2020 -------------------------------------------------------------------------------- TALAAT MOUSTAFA GROUP HOLDING Ticker: TMGH Security ID: M8763H108 Meeting Date: MAR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- TALKWEB INFORMATION SYSTEM CO., LTD. Ticker: 002261 Security ID: Y37675108 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period Arrangement For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Establishment of Special For For Management Account for Raised Funds 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- TALKWEB INFORMATION SYSTEM CO., LTD. Ticker: 002261 Security ID: Y37675108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Credit Line Bank Application For For Management -------------------------------------------------------------------------------- TANDE CO., LTD. Ticker: 600665 Security ID: Y4440T109 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Extension of Resolution For For Management Validity Period in Connection to Private Placement 3 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Private Placement 4 Approve Formulation of Shareholder For For Management Return Plan 5 Approve Application for Entrusted Loan For For Management -------------------------------------------------------------------------------- TANDE CO., LTD. Ticker: 600665 Security ID: Y4440T109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line Application For For Management 9 Approve Guarantee For Against Management 10 Approve Land Reserve For For Management 11 Approve Work Regulations of Board of For For Management Directors Nomination Committee 12 Elect Jin Pengtao as Supervisor For For Management 13.1 Elect Chen Hui as Non-Independent For For Management Director 13.2 Elect Wang Tao as Non-Independent For For Management Director -------------------------------------------------------------------------------- TANGEL CULTURE CO., LTD. Ticker: 300148 Security ID: Y37676106 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- TANGEL CULTURE CO., LTD. Ticker: 300148 Security ID: Y37676106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: DEC 12, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acceptance of Financial For Did Not Vote Management Assistance and Related Party Transactions 2 Approve Acceptance of Financial For Did Not Vote Management Assistance and Extension of Related Party Transactions 3 Approve Equity Acquisition and Related For Did Not Vote Management Party Transactions 4 Approve Purchase Loans For Did Not Vote Management 5 Approve Commodity Futures Hedging For Did Not Vote Management Business -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Did Not Vote Management (Draft) and Summary 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 4 Approve Provision of Guarantee For Did Not Vote Shareholder 5 Elect Long Weihua as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For Did Not Vote Management Application 2 Approve Shareholder Return Plan For Did Not Vote Management 3 Approve Provision of Guarantee For Did Not Vote Management 4 Approve Provision of Guarantee for For Did Not Vote Shareholder Shenzhen Billy Meiyingwei Nutrition Feed Co., Ltd. 5 Approve Provision of Guarantee for For Did Not Vote Shareholder Hunan Longhua Agriculture and Animal Husbandry Development Co., Ltd. -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Audit Report For Did Not Vote Management 6.1 Approve Remuneration of Director Tao For Did Not Vote Management Yishan 6.2 Approve Remuneration of Director Tao Ye For Did Not Vote Management 6.3 Approve Remuneration of Director Huang For Did Not Vote Management Guosheng 6.4 Approve Remuneration of Director Guo For Did Not Vote Management Yonghua 6.5 Approve Remuneration of Director Sun For Did Not Vote Management Shuangsheng 6.6 Approve Remuneration of Director Zeng For Did Not Vote Management Ruobing 6.7 Approve Remuneration of Jiang Fan For Did Not Vote Management 6.8 Approve Remuneration of Director Yu For Did Not Vote Management Xinglong 6.9 Approve Remuneration of Director Zhang For Did Not Vote Management Shaoqiu 6.10 Approve Remuneration of Supervisor Liu For Did Not Vote Management Hong 6.11 Approve Remuneration of Supervisor For Did Not Vote Management Huang Xiyuan 6.12 Approve Remuneration of Supervisor For Did Not Vote Management Long Weihua 6.13 Approve Remuneration of Supervisor For Did Not Vote Management Yang Weihong 6.14 Approve Remuneration of Supervisor For Did Not Vote Management Deng Xiangjian 6.15 Approve Remuneration of Senior Manager For Did Not Vote Management Tao Ye 6.16 Approve Remuneration of Senior Manager For Did Not Vote Management Sun Shuangsheng 6.17 Approve Remuneration of Senior Manager For Did Not Vote Management Yang Zhi 7 Approve Report on the Deposit and For Did Not Vote Management Usage of Raised Funds 8 Approve Appointment of Auditor For Did Not Vote Management 9 Approve Provision of Guarantee For Did Not Vote Management 10 Approve Provision of Guarantee for For Did Not Vote Shareholder Subsidiary 11 Approve Breeding Project Investment For Did Not Vote Shareholder Agreement -------------------------------------------------------------------------------- TANGSHAN JIDONG CEMENT CO. LTD. Ticker: 000401 Security ID: Y8534M102 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Related For For Management Arrangements -------------------------------------------------------------------------------- TANGSHAN JIDONG CEMENT CO. LTD. Ticker: 000401 Security ID: Y8534M102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 7 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 8 Approve Remuneration of For For Management Non-Independent Directors 9 Approve Remuneration of Supervisors For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Related Party Transaction in For For Management Connection to Handling Financial Leasing Business 12 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 13.1 Approve Type of Securities For For Management 13.2 Approve Issue Scale For For Management 13.3 Approve Par Value and Issue Price For For Management 13.4 Approve Bond Maturity For For Management 13.5 Approve Bond Interest Rate For For Management 13.6 Approve Terms and Method of Debt For For Management Repayment 13.7 Approve Conversion Period For For Management 13.8 Approve Determination and Adjustment For For Management of Conversion Price 13.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 13.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 13.11 Approve Terms of Redemption For For Management 13.12 Approve Terms of Sell-Back For For Management 13.13 Approve Dividend Distribution Post For For Management Conversion 13.14 Approve Issue Manner and Target For For Management Subscribers 13.15 Approve Placing Arrangement for For For Management Shareholders 13.16 Approve Matters Relating to Meetings For For Management of Bondholders 13.17 Approve Raised Funds Management and For For Management Deposit Account 13.18 Approve Guarantee Matters For For Management 13.19 Approve Resolution Validity Period For For Management 13.20 Approve Use of Proceeds For For Management 14 Approve Plan on Issuance of For For Management Convertible Bonds 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 18 Approve Shareholder Dividend Return For For Management Plan 19 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 20 Approve Issuance of Medium-term Notes For For Management 21 Approve Company's Eligibility for For For Management Corporate Bonds Issuance 22.1 Approve Issue Type For For Management 22.2 Approve Issue Scale For For Management 22.3 Approve Par Value and Issue Price For For Management 22.4 Approve Bond Period and Type For For Management 22.5 Approve Bond Interest Rate For For Management 22.6 Approve Issuance Method and Target For For Management Subscribers 22.7 Approve Use of Proceeds For For Management 22.8 Approve Placement Arrangement to For For Management Shareholders 22.9 Approve Listing Exchange For For Management 22.10 Approve Guarantee Arrangement For For Management 22.11 Approve Safeguard Measures of Debts For For Management Repayment 22.12 Approve Resolution Validity Period For For Management 23 Approve Authorization of Board or For For Management Board Authorized Persons to Handle All Related Matters 24 Approve Daily Related-Party For For Management Transactions with BBMG Group Co., Ltd. and Its Subsidiaries 25 Approve Daily Related-Party For For Management Transactions with Jilin Cement (Group) Co., Ltd. 26 Approve Deposit Transactions with BBMG For For Management Finance Co., Ltd. 27 Approve Loan Transactions with BBMG For For Management Finance Co., Ltd. 28 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- TANGSHAN PORT GROUP CO., LTD. Ticker: 601000 Security ID: Y8488K102 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Internal Control For For Management Auditor 2 Elect Li Xuejiang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TANGSHAN PORT GROUP CO., LTD. Ticker: 601000 Security ID: Y8488K102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8.1 Elect Yang Zhiming as Independent For For Management Director 8.2 Elect Zhang Zixue as Independent For For Management Director 8.3 Elect Xiao Xiang as Independent For For Management Director -------------------------------------------------------------------------------- TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD. Ticker: 600409 Security ID: Y8534X108 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issue Scale For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Payment Manner of Capital and For For Management Interest 2.5 Approve Issue Manner, Target For For Management Subscribers and Placing Arrangement for Shareholders 2.6 Approve Arrangement on Redemption and For For Management Sale-back 2.7 Approve Use of Proceeds For For Management 2.8 Approve Safeguard Measures of Debts For For Management Repayment 2.9 Approve Listing of the Bonds For For Management 2.10 Approve Underwriting Manner For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD. Ticker: 600409 Security ID: Y8534X108 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dong Weicheng as Non-Independent For For Shareholder Director 1.2 Elect Zheng Baishan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD. Ticker: 600409 Security ID: Y8534X108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Xuan as Independent Director For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Management System for For For Management Incentive Funds of Senior Management Members -------------------------------------------------------------------------------- TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD. Ticker: 600409 Security ID: Y8534X108 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Aizhen as Independent For For Management Director -------------------------------------------------------------------------------- TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD. Ticker: 600409 Security ID: Y8534X108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Work Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Financing Plan For For Management 7 Approve Guarantee Provision Plan For For Management 8 Approve Provision of Guarantee by For For Management Subsidiary 9 Approve to Appoint Financial Auditor For For Management 10 Approve to Appoint Internal Control For For Management Auditor 11 Approve Assessment of Salary of For For Management Directors and Supervisors 12 Approve Issuance of Medium-term Notes For For Management 13 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TASLY PHARMACEUTICAL GROUP CO., LTD. Ticker: 600535 Security ID: Y8T28F109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee For Against Management 7 Approve Credit Line Bank Application For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Issuance of Super Short-term For For Management Commercial Papers 10 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- TASLY PHARMACEUTICAL GROUP CO., LTD. Ticker: 600535 Security ID: Y8T28F109 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Spin-off of Its Subsidiary For For Management Tasly Biopharmaceutical Co., Ltd. to the SSE STAR Market Listing to Comply with Relevant Laws and Regulations 2 Approve the Spin-off of Its Subsidiary For For Management Tasly Biopharmaceutical Co., Ltd. to the SSE STAR Market Listing 3 Approve the Plan for the Spin-off of For For Management Its Subsidiary Tasly Biopharmaceutical Co., Ltd. to the SSE STAR Market Listing (Revised) 4 Approve the Spin-off and Listing of For For Management Tasly Biopharmaceutical Co., Ltd. Complies with the "Several Provisions on the Pilot Domestic Listing of Subsidiaries of Listed Companies" 5 Approve the Spin-off of Tasly For For Management Biopharmaceutical Co., Ltd. Listing on SSE STAR Market is Conducive to Safeguarding the Legitimate Rights and Interests of Shareholders and Creditors 6 Approve the Company's Ability to For For Management Maintain Independence and Continuous Operation 7 Approve Tasly Biopharmaceutical Co., For For Management Ltd. has the Corresponding Standard Operation Capabilities 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of Spin-off 10 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle All Related Matters 11.1 Approve Transaction Subject For For Management 11.2 Approve Target Assets For For Management 11.3 Approve Pricing of Target Asset For For Management 11.4 Approve Consideration Arrangements For For Management 11.5 Approve Transitional Profit or Loss For For Management Arrangement 11.6 Approve Debt and Guarantee Processing For For Management 11.7 Approve Staff Placement For For Management 11.8 Approve Resolution Validity Period For For Management 12 Approve Company's Asset Disposal For For Management Constitutes as Major Asset Restructuring 13 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 14 Approve Major Asset Disposal Report For For Management (Draft) and Its Summary 15 Approve Signing of Share Transfer For For Management Contract 16 Approve Company's Plan for Major Asset For For Management Disposal Complies with Relevant Laws and Regulations 17 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 18 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 19 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 20 Approve Stock Price Fluctuation of the For For Management Company's Major Asset Disposal that Does Not Meet the Relevant Standards of Article 5 of the Circular on Regulating Information Disclosure of Listed Companies and the Relevant Parties' Behaviors 21 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 22 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 23 Approve Basis and Fairness of Pricing For For Management for This Transaction 24 Approve Relevant Audit Report, Pro For For Management Forma Review Report and Evaluation Report 25 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 26 Approve Provision of Guarantee and For For Management Loans after the Completion of the Company's Major Asset Disposal 27 Approve Transaction Does Not For For Management Constitute as Related-party Transaction 28 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TAT GIDA SANAYI AS Ticker: TATGD Security ID: M8740J102 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- TATA CHEMICALS LIMITED Ticker: 500770 Security ID: Y85478116 Meeting Date: JUL 08, 2019 Meeting Type: Annual Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect S. Padmanabhan as Director For Against Management 5 Reelect Vibha Paul Rishi as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TATA CHEMICALS LIMITED Ticker: 500770 Security ID: Y85478116 Meeting Date: OCT 30, 2019 Meeting Type: Court Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- TATA COMMUNICATIONS LIMITED Ticker: 500483 Security ID: Y8550P112 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Srinath Narasimhan as Director For For Management 4 Approve S.R. Batliboi & Associates For For Management LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Maruthi Prasad Tangirala as For For Management Director 6 Elect Rajesh Sharma as Director For For Management 7 Reelect Uday B. Desai as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TATA CONSULTANCY SERVICES LIMITED Ticker: 532540 Security ID: Y85279100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Aarthi Subramanian as Director For For Management -------------------------------------------------------------------------------- TATA GLOBAL BEVERAGES LIMITED Ticker: 500800 Security ID: Y85484130 Meeting Date: NOV 04, 2019 Meeting Type: Court Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740267 Meeting Date: JUL 30, 2019 Meeting Type: Court Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740275 Meeting Date: JUL 30, 2019 Meeting Type: Court Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740267 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect N Chandrasekaran as Director For For Management 4 Elect Vedika Bhandarkar as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740275 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect N Chandrasekaran as Director For For Management 4 Elect Vedika Bhandarkar as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740267 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Ordinary Shares For For Management and Warrants to Tata Sons Private Limited on Preferential Basis -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740275 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Ordinary Shares For For Management and Warrants to Tata Sons Private Limited on Preferential Basis -------------------------------------------------------------------------------- TATA POWER CO., LTD. Ticker: 500400 Security ID: Y85481169 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital For For Management 2 Amend Memorandum of Association to For For Management Reflect Changes in Capital -------------------------------------------------------------------------------- TATA STEEL LTD. Ticker: 500470 Security ID: Y8547N139 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividends For For Management 4 Reelect Koushik Chatterjee as Director For For Management 5 Elect Vijay Kumar Sharma as Director For For Management 6 Reelect Mallika Srinivasan as Director For For Management 7 Reelect O. P. Bhatt as Director For For Management 8 Approve Appointment and Remuneration For For Management of T. V. Narendran as Chief Executive Officer and Managing Director 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: SEP 13, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: 876629205 Meeting Date: SEP 13, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: 876629205 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Fanil Agliullin as Director None Against Management 4.2 Elect Radik Gaizatullin as Director None Against Management 4.3 Elect Laszlo Gerecs as Director None For Management 4.4 Elect Larisa Glukhova as Director None Against Management 4.5 Elect Iurii Levin as Director None For Management 4.6 Elect Nail Maganov as Director None Against Management 4.7 Elect Rafail Nurmukhametov as Director None Against Management 4.8 Elect Rinat Sabirov as Director None Against Management 4.9 Elect Valerii Sorokin as Director None Against Management 4.10 Elect Nurislam Siubaev as Director None Against Management 4.11 Elect Shafagat Takhautdinov as Director None Against Management 4.12 Elect Rustam Khalimov as Director None Against Management 4.13 Elect Rais Khisamov as Director None Against Management 4.14 Elect Rene Steiner as Director None For Management 5.1 Elect Kseniia Borzunova as Member of For For Management Audit Commission 5.2 Elect Azat Galeev as Member of Audit For For Management Commission 5.3 Elect Guzel Gilfanova as Member of For For Management Audit Commission 5.4 Elect Salavat Zaliaev as Member of For For Management Audit Commission 5.5 Elect Venera Kuzmina as Member of For For Management Audit Commission 5.6 Elect Liliia Rakhimzianova as Member For For Management of Audit Commission 5.7 Elect Nazilia Farkhutdinova as Member For For Management of Audit Commission 5.8 Elect Ravil Sharifullin as Member of For For Management Audit Commission 6 Ratify PricewaterhouseCoopers as For For Management Auditor -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: 876629205 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Fanil Agliullin as Director None Against Management 4.2 Elect Radik Gaizatullin as Director None Against Management 4.3 Elect Laszlo Gerecs as Director None For Management 4.4 Elect Larisa Glukhova as Director None Against Management 4.5 Elect Iurii Levin as Director None For Management 4.6 Elect Nail Maganov as Director None Against Management 4.7 Elect Rafail Nurmukhametov as Director None Against Management 4.8 Elect Rinat Sabirov as Director None Against Management 4.9 Elect Valerii Sorokin as Director None Against Management 4.10 Elect Nurislam Siubaev as Director None Against Management 4.11 Elect Shafagat Takhautdinov as Director None Against Management 4.12 Elect Rustam Khalimov as Director None Against Management 4.13 Elect Rais Khisamov as Director None Against Management 4.14 Elect Rene Steiner as Director None For Management 5.1 Elect Kseniia Borzunova as Member of For For Management Audit Commission 5.2 Elect Azat Galeev as Member of Audit For For Management Commission 5.3 Elect Guzel Gilfanova as Member of For For Management Audit Commission 5.4 Elect Salavat Zaliaev as Member of For For Management Audit Commission 5.5 Elect Venera Kuzmina as Member of For For Management Audit Commission 5.6 Elect Liliia Rakhimzianova as Member For For Management of Audit Commission 5.7 Elect Nazilia Farkhutdinova as Member For For Management of Audit Commission 5.8 Elect Ravil Sharifullin as Member of For For Management Audit Commission 6 Ratify PricewaterhouseCoopers as For For Management Auditor -------------------------------------------------------------------------------- TATUNG CO. Ticker: 2371 Security ID: Y8548J103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution (Recognize For For Management Legal Reserve and Special Reserve) 3 Amend Articles of Association Against Against Management 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Rules and Procedures Regarding Against For Management Shareholder's General Meeting 8 Approve to Formulate Tatung's Code of For Against Management Conduct Regarding National Security and Government Information Security for the Major Shareholders and Directors 9 Approve that the Board of Directors For Against Management shall Submit the Shareholders Roster to the Related Competent Authorities for the Examination if the Shareholder's Capital Resource is Involved in the Mainland China Capital 10 Approve the Confirmation of Resolution For For Management to the Case of Long-term Fund-raising Adopted by 2017 Shareholders' Meeting Which Shall be Approved and Executed by Tatung's Board of Directors Accordingly 11.1 Elect Wen-yen K. Lin For Against Management (LIN,GUO-WEN-YAN), with SHAREHOLDER NO. 16254 and ID No. A20031**** as Non-Independent Director 11.2 Elect Wen-chieh Peng (PENG,WEN-JIE), For For Management with SHAREHOLDER NO.675143 and ID No. Q12095**** as Non-Independent Director 11.3 Elect Peng-fei Su, with ID No. For For Management S12133**** (S121332XXX) as Non-Independent Director 11.4 Elect Shou-huang Chen, with ID No. For For Management N10223**** (N102238XXX) as Non-Independent Director 11.5 Elect Sheng-wen Tsai (CAI,SHENG-WEN), For For Management with ID No. Q12144**** (Q121440XXX) as Non-Independent Director 11.6 Elect I-hua Chang (ZHANG,YI-HUA), a For For Management Representative of Tatung University with SHAREHOLDER NO.1 and Administration No. 03701202, as Non-Independent Director 11.7 Elect Tzong-der Liou (LIU,ZONG-DE), For For Management with ID No. C10003**** (C100036XXX) as Independent Director 11.8 Elect In-sheng Hsieh (XIE,YING-SHENG), For For Management with ID No. A12264**** (A122644XXX) as Independent Director 11.9 Elect Ching-chuan Lo (LUO,QING-QUAN), For For Management with ID No. M12108**** (M121083XXX) as Independent Director 11.10 Elect Wen-Yuan Lin, a Representative Against Against Management of JINGDIAN INVESTMENT CO., LTD., with SHAREHOLDER NO.853477 and Administration No. 12929833, as Non-Independent Director 11.11 Elect Guan-Xiang Wang Against Against Management (WANG,GUANG-XIANG), with ID No. T10282**** (T102827XXX) as Non-Independent Director 11.12 Elect Wu Xin, a Representative of Against Against Management JINGDIAN INVESTMENT CO., LTD. with SHAREHOLDER NO.853477 and Administration No. 12929833, as Non-Independent Director 11.13 Elect Xia-Zhen Yeh (YE,XIAO-ZHEN), a Against Against Management Representative of Bei-Ji Investment Co. ,Ltd. with SHAREHOLDER NO.861860 and Administration No. 27981104, as Non-Independent Director 11.14 Elect Jiang-Huei Huang Against Against Management (HUANG,JIAN-HUI), with ID No. P12192**** (P121924XXX) as Non-Independent Director 11.15 Elect Yi-Yi Liu, with ID No. Against Against Management F12225**** (F122255XXX) as Non-Independent Director 11.16 Elect Hong-Xin Lin, with ID No. Against Against Management V12013**** (V120130XXX) as Non-Independent Director 11.17 Elect Kuo-Chang Huang Against Against Management (HUANG,GUO-CHANG), with ID No. F12437**** (F124372XXX) as Independent Director 11.18 Elect Huei-Min Lu (LU,HUI-MIN), with Against Against Management ID No. S10087**** (S100876XXX) as Independent Director 11.19 Elect Sheng-Chen Lee (LI,SHENG-CHEN), Against Against Management with ID No. P12194**** (P121941XXX) as Independent Director 12 Approve Release of Restrictions of For Against Management Competitive Activities of Directors (Including Independent Directors) 13 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- TAV HAVALIMANLARI HOLDING AS Ticker: TAVHL Security ID: M8782T109 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For For Management 8 Approve Remuneration Policy For For Management 9 Ratify Director Appointment For For Management 10 Ratify External Auditors For For Management 11 Approve Donation Policy and Upper For For Management Limit of Donations for 2020, Receive Information on Donations Made in 2019 12 Receive Information on Related Party None None Management Transactions 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- TCI CO., LTD. Ticker: 8436 Security ID: Y8T4HC102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5.1 Elect YUNG-HSIANG LIN, with For For Management Shareholder No. 20, as Non-Independent Director 5.2 Elect a Representative of YANG GUANG For Against Management INVESTMENT CO., LTD, with Shareholder No. 16387, as Non-Independent Director 5.3 Elect a Representative of DYDO GROUP For Against Management HOLDINGS, INC., with Shareholder No. 8923, as Non-Independent Director 5.4 Elect ZHENYI GAO, with ID No. For For Management E120715XXX, as Independent Director 5.5 Elect SONGYUAN LIAO, with ID No. For For Management P100755XXX, as Independent Director 5.6 Elect SHIMING LI, with ID No. For For Management M101103XXX, as Independent Director 5.7 Elect SHUMIN HE, with ID No. For For Management Y200275XXX, as Independent Director 6 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- TCL CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Additional Daily Related-party For For Management Transactions 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TCL CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction in For For Management Connection to Participation in Equity Investment Funds -------------------------------------------------------------------------------- TCL CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Security Abbreviation 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TCL ELECTRONICS HOLDINGS LIMITED Ticker: 1070 Security ID: G8701T138 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Master Sale and Purchase For For Management (2019-2021) Agreement, Relevant Proposed Annual Caps and Related Transactions 2 Approve Master Services (2019-2021) For For Management Agreement, Relevant Proposed Annual Caps and Related Transactions 3 Approve Master Brand Promotion For For Management (2019-2021) Agreement, Relevant Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- TCL ELECTRONICS HOLDINGS LIMITED Ticker: 1070 Security ID: G8701T138 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Master Financial Agreement For For Management (TCL Holdings) (2020-2022), Annual Caps and Related Transactions 2 Elect Hu Lihua as Director For For Management 3 Elect Sun Li as Director For For Management -------------------------------------------------------------------------------- TCL ELECTRONICS HOLDINGS LIMITED Ticker: 1070 Security ID: G8701T138 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 4a Elect Yan Xiaolin as Director For Against Management 4b Elect Albert Thomas Da Rosa, Junior as For For Management Director 4c Elect Tseng Shieng-chang Carter as For Against Management Director 4d Elect Wang Yijiang as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares 9 Approve Grant of Specific Mandate for For For Management Issuance and Allotment of New Shares Under the Share Award Scheme -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Daily Related Party For For Management Transactions 9 Approve Guarantee Provision Plan For For Management 10 Approve Related Party Transaction in For For Management Connection to Provision of Financial Services and Renewed Financial Services Agreement 11 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Notion that Company's Plan For For Management for Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Pricing Basis and Issue Price For For Management 2.4 Approve Payment Method For For Management 2.5 Approve Type, Par Value and Listing For For Management Location 2.6 Approve Target Subscribers and For For Management Subscription Method 2.7 Approve Pricing Reference Date and For For Management Issue Price 2.8 Approve Issue Size For For Management 2.9 Approve Lock-Up Period Arrangement For For Management 2.10 Approve Type, Par Value and Listing For For Management Location after Conversion 2.11 Approve Target Subscribers and For For Management Subscription Manner 2.12 Approve Issuance Method For For Management 2.13 Approve Issue Number For For Management 2.14 Approve Conversion Price For For Management 2.15 Approve Source of Conversion Shares For For Management 2.16 Approve Bond Maturity For For Management 2.17 Approve Bond Interest Rates For For Management 2.18 Approve Conversion Price For For Management 2.19 Approve Lock-Up Period For For Management 2.20 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 2.21 Approve Principal and Interest Payments For For Management 2.22 Approve Conditional Mandatory For For Management Conversion Clause 2.23 Approve Conditional Resale Clause For For Management 2.24 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.25 Approve Terms for Upward Adjustment of For For Management Conversion Price 2.26 Approve Conditional Redemption Clause For For Management 2.27 Approve Guarantee and Rating For For Management 2.28 Approve Other Matters For For Management 2.29 Approve Acquisition by Cash Payment For For Management 2.30 Approve Resolution Validity Period For For Management 3.1 Approve Overview of Raising Supporting For For Management Funds 3.2 Approve Type, Par Value and Listing For For Management Location 3.3 Approve Target Subscribers For For Management 3.4 Approve Pricing Reference Date and For For Management Issue Price 3.5 Approve Issue Manner For For Management 3.6 Approve Issue Size For For Management 3.7 Approve Lock-Up Period Arrangement For For Management 3.8 Approve Type, Par Value and Listing For For Management Location after Conversion 3.9 Approve Target Subscriber For For Management 3.10 Approve Issuance Method For For Management 3.11 Approve Issue Number For For Management 3.12 Approve Conversion Price For For Management 3.13 Approve Source of Conversion Shares For For Management 3.14 Approve Bond Maturity For For Management 3.15 Approve Bond Interest Rates For For Management 3.16 Approve Conversion Period For For Management 3.17 Approve Lock-Up Period For For Management 3.18 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 3.19 Approve Principal and Interest Payments For For Management 3.20 Approve Conditional Mandatory For For Management Conversion Clause 3.21 Approve Conditional Resale Clause For For Management 3.22 Approve Terms for Downward Adjustment For For Management of Conversion Price 3.23 Approve Terms for Upward Adjustment of For For Management Conversion Price 3.24 Approve Conditional Redemption Clause For For Management 3.25 Approve Guarantee and Rating For For Management 3.26 Approve Other Matters For For Management 3.27 Approve Use of Proceeds For For Management 3.28 Approve Resolution Validity Period For For Management 4 Approve Draft and Summary of For For Management Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds as well as Raising Supporting Funds 5 Approve the Notion that the For For Management Transaction Does not Constitute as Major Asset Restructuring and Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 11 and Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Signing of Conditional For For Management Agreement for the Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds (1) 9 Approve Signing of Conditional For For Management Supplementary Agreement for the Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds 10 Approve Signing of Conditional Share For For Management Subscription Agreement and Convertible Corporate Bond Subscription Agreement 11 Approve Signing of Conditional For For Management Supplementary Agreement for the Share Subscription Agreement (1) and Convertible Corporate Bond Subscription Agreement (1) 12 Approve Introduction of Strategic For For Management Investors and Signing of Strategic Cooperation Agreement 13 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Authorization of Board and For For Management Board Authorized Persons to Handle All Related Matters 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Relevant Audit Report, Remarks For For Management Review Report and Evaluation Report 17 Approve Basis and Fairness of Pricing For For Management for This Transaction 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Extension of Resolution For For Management Validity Period in Connection to Issuance of Foreign USD Bonds -------------------------------------------------------------------------------- TDG HOLDING CO., LTD. Ticker: 600330 Security ID: Y98917100 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination or Completion of For For Management Partial Raised Funds Investment Project and Use of Remaining Raised Funds to Permanently Replenish Working Capital -------------------------------------------------------------------------------- TDG HOLDING CO., LTD. Ticker: 600330 Security ID: Y98917100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8.1 Approve Daily Related Party For For Management Transactions with Shanghai Tianying Investment Development Co., Ltd. and Zhejiang Yuneng Technology Co., Ltd. 8.2 Approve Daily Related Party For For Management Transactions with Broadex Technologies Co., Ltd. 8.3 Approve Daily Related Party For For Management Transactions with Tiantong Ruihong Technology Co., Ltd. 8.4 Approve Daily Related Party For For Management Transactions with Zhejiang Kaiying New Materials Co., Ltd. 8.5 Approve Daily Related Party For For Management Transactions with Shenzhen Hongdian Technology Co., Ltd. and Zhejiang Jiakang Electronics Co., Ltd. 8.6 Approve Daily Related Party For For Management Transactions with Zhejiang Tianling Machinery Trading Co., Ltd., Xuzhou Tongxin Optoelectronics Technology Co. , Ltd. and Tiantong Kaimei Microelectronics Co., Ltd. 9 Approve Provision for Asset Impairment For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Allowance of Independent For For Management Directors 12.1 Elect Pan Jianqing as Non-Independent For For Shareholder Director 12.2 Elect Zheng Xiaobin as Non-Independent For For Shareholder Director 12.3 Elect Pan Zhengqiang as For For Shareholder Non-Independent Director 12.4 Elect Ye Shijin as Non-Independent For For Shareholder Director 13.1 Elect Qian Kai as Independent Director For For Shareholder 13.2 Elect Pan Feng as Independent Director For For Shareholder 13.3 Elect Gong Li as Independent Director For For Shareholder 14.1 Elect Zhang Guibao as Supervisor For For Management 14.2 Elect Shao Feng as Supervisor For For Management -------------------------------------------------------------------------------- TDG HOLDING CO., LTD. Ticker: 600330 Security ID: Y98917100 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Usage of the For For Management Repurchased Shares 2 Approve Disposal of Shares Held by the For For Management Company -------------------------------------------------------------------------------- TEAMAX SMART CITY TECHNOLOGY CORP. LTD. Ticker: 000662 Security ID: Y29309104 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Chi Chen as Non-Independent For For Management Director 3 Elect Chen Xuemei as Non-Independent For For Management Director 4 Elect Cheng Zhanxin as Non-Independent For For Shareholder Director 5 Elect Rao Jie as Non-Independent For For Management Director 6 Elect Guan Zili as Independent Director For For Management 7 Elect Huang Shaoqiang as Independent For For Management Director 8 Elect Zhang Li as Independent Director For For Management 9 Elect Yang Weidong as Supervisor For For Management 10 Elect Mao Yuanrong as Supervisor For For Management -------------------------------------------------------------------------------- TEAMAX SMART CITY TECHNOLOGY CORP. LTD. Ticker: 000662 Security ID: Y29309104 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management 2 Approve to Adjust Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- TEAMLEASE SERVICES LIMITED Ticker: 539658 Security ID: ADPV34579 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Audited Standalone Financial For For Management Statements 2 Accept Audited Consolidated Financial For For Management Statements 3 Accept Auditor's Report and the Report For For Management of the Board of Directors 4 Reelect Manish Mahendra Sabharwal as For For Management Director 5 Elect Zarir Batliwala as Director For For Management 6 Approve TeamLease Services Limited For For Management Employee Stock Appreciation Rights (ESAR) Plan 2019 and Creation of ESAR Pool 7 Approve Grant of ESARs to For For Management Employees/Directors of Subsidiary Company(ies)/of the Company under ESAR Plan 2019 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Elect Xu Ying as Non-Independent For For Management Director -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in a Project For For Management -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction with For For Management Xinjiang Zhonghe Co., Ltd. 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary by Controlling Shareholder -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Hedging and Forward Foreign For For Management Exchange Transactions 9 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- TECH MAHINDRA LIMITED Ticker: 532755 Security ID: Y85491127 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect V. S. Parthasarathy as Director For For Management 5 Elect Mukti Khaire as Director For For Management 6 Reelect M. Damodaran as Director For For Management 7 Reelect T. N. Manoharan as Director For For Management 8 Reelect M. Rajyalakshmi Rao as Director For For Management 9 Elect Haigreve Khaitan as Director For For Management 10 Elect Shikha Sharma as Director For For Management 11 Approve Payment of Commission to For For Management Directors -------------------------------------------------------------------------------- TECH-BANK FOOD CO., LTD. Ticker: 002124 Security ID: Y62988103 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Pricing Reference Date, For For Management Issuance Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Subscription Method For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Shareholder Return Plan For For Management 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- TECH-BANK FOOD CO., LTD. Ticker: 002124 Security ID: Y62988103 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For Did Not Vote Management Plan 2.1 Approve Target Subscribers For Did Not Vote Shareholder 2.2 Approve Issue Price and Pricing Basis For Did Not Vote Shareholder 2.3 Approve Issue Amount For Did Not Vote Shareholder 2.4 Approve Lock-up Period For Did Not Vote Shareholder 2.5 Approve Resolution Validity Period For Did Not Vote Shareholder 3 Approve Plan for Private Placement of For Did Not Vote Shareholder New Shares 4 Approve Feasibility Analysis Report on For Did Not Vote Shareholder the Use of Proceeds 5 Approve Impact of Dilution of Current For Did Not Vote Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- TECH-BANK FOOD CO., LTD. Ticker: 002124 Security ID: Y62988103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Loan Application For For Management 7 Approve Remuneration and Business For For Management Performance Assessment of Directors and Senior Management Members 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve External Guarantee For For Management 10 Approve Construction of Hog Breeding For For Management Project 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Signing of Pig Breeding and For For Shareholder Meat Products Deep Processing Industrial Park Project Investment Agreement -------------------------------------------------------------------------------- TECO ELECTRIC & MACHINERY CO., LTD. Ticker: 1504 Security ID: Y8563V106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Approve Amendments to Articles of For For Management Association 6 Approve Capital Reduction by Returning Against Against Shareholder Cash to Shareholders -------------------------------------------------------------------------------- TECON BIOLOGY CO., LTD. Ticker: 002100 Security ID: Y9729V105 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Usage of Raised For For Management Funds -------------------------------------------------------------------------------- TECON BIOLOGY CO., LTD. Ticker: 002100 Security ID: Y9729V105 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Yan as Non-Independent For For Management Director 1.2 Elect Cheng Hui as Non-Independent For For Management Director 1.3 Elect Xu Zhenhua as Non-Independent For For Management Director 1.4 Elect Huang Lihai as Non-Independent For For Management Director 1.5 Elect Guo Yunjiang as Non-Independent For For Management Director 1.6 Elect Geng Lixin as Non-Independent For For Management Director 2.1 Elect Yang Lifang as Independent For For Management Director 2.2 Elect Shan Genqiang as Independent For For Management Director 2.3 Elect Bian Xinjun as Independent For For Management Director 3.1 Elect Li Renzhong as Supervisor For For Management 3.2 Elect Liu Jiang as Supervisor For For Management 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TECON BIOLOGY CO., LTD. Ticker: 002100 Security ID: Y9729V105 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- TECON BIOLOGY CO., LTD. Ticker: 002100 Security ID: Y9729V105 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Use of Idle Funds to Conduct For For Management Short-term Bank Financing Business 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TECON BIOLOGY CO., LTD. Ticker: 002100 Security ID: Y9729V105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Appoint Financial and For For Management Internal Control Auditor 9 Approve Provision of Annual Incentive For For Management Plan -------------------------------------------------------------------------------- TECON BIOLOGY CO., LTD. Ticker: 002100 Security ID: Y9729V105 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management System of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- TEKFEN HOLDING AS Ticker: TKFEN Security ID: M8788F103 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Financial Statements and Audit For For Management Report 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income For For Management 6 Approve Director Remuneration For For Management 7 Elect Directors For Against Management 8 Ratify External Auditors For For Management 9 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 10 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Wishes None None Management -------------------------------------------------------------------------------- TELECOM EGYPT Ticker: ETEL Security ID: M87886103 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Approve Corporate Governance Report For Did Not Vote Management for FY 2019 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 5 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 6 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 7 Approve Charitable Donations for FY For Did Not Vote Management 2020 8 Approve Sitting Fees and Travel For Did Not Vote Management Allowances of Directors for FY 2020 9 Approve Related Party Transactions for For Did Not Vote Management FY 2020 10 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2019 11 Approve Disposal of Company's Land For Did Not Vote Management -------------------------------------------------------------------------------- TELECOM EGYPT Ticker: ETEL Security ID: M87886103 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Bylaws and Adding For Did Not Vote Management New Article -------------------------------------------------------------------------------- TELEKOM MALAYSIA BHD. Ticker: 4863 Security ID: Y8578H118 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ibrahim Marsidi as Director For For Management 2 Elect Noor Kamarul Anuar Nuruddin as For For Management Director 3 Elect Mohamed Nasri Sallehuddin as For For Management Director 4 Elect Mohd Bakke Salleh as Director For For Management 5 Elect Afwida Tunku Dato' A.Malek as For For Management Director 6 Elect Balasingham A. Namasiwayam as For For Management Director 7 Approve Directors' Fees For For Management 8 Approve Directors' Benefits For For Management 9 Approve Ernst & Young PLT (EY) as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Scheme 12 Approve Implementation of Existing For For Management Shareholders' Mandate for Recurrent Related Party Transactions 13 Approve Grant of LTIP Awards to Noor For Against Management Kamarul Anuar Nuruddin 14 Approve Grant of LTIP Awards to Nor For Against Management Hisham Md Nordin 15 Approve Grant of LTIP Awards to Ahmad For Against Management Hafiz Ibrahim 1 Amend Constitution by Removing Clause For For Management 13 Re: Class D NCRPS -------------------------------------------------------------------------------- TELESITES SAB DE CV Ticker: SITESB.1 Security ID: P90355135 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO's Report Including For For Management External Auditor's Report and Board's Opinion on CEO's Report 1.2 Approve Board Report on Principal For For Management Accounting Policies and Criteria Followed in Preparation of Financial Information 1.3 Approve Report on Activities and For For Management Operations Undertaken by Board 1.4 Approve Consolidated Financial For For Management Statements 1.5 Approve Audit and Corporate Practices For For Management Committee's Report 2 Approve Allocation of Income For For Management 3 Elect or Ratify Directors and Company For Against Management Secretary and Deputy Secretary; Verify Independence of Directors 4 Approve Remuneration of Directors and For For Management Company Secretary and Deputy Secretary 5 Elect or Ratify Members of Audit and For Against Management Corporate Practices Committee 6 Approve Remuneration of Audit and For For Management Corporate Practices Committee 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- TELKOM SA SOC LTD. Ticker: TKG Security ID: S84197102 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Keith Rayner as Director For For Management 1.2 Elect Sibusiso Sibisi as Director For For Management 2.1 Re-elect Santie Botha as Director For For Management 2.2 Re-elect Khanyisile Kweyama as Director For For Management 2.3 Re-elect Kholeka Mzondeki as Director For For Management 2.4 Re-elect Fagmeedah Petersen-Cook as For For Management Director 3.1 Re-elect Sibusiso Luthuli as Member of For For Management the Audit Committee 3.2 Re-elect Kholeka Mzondeki as Member of For For Management the Audit Committee 3.3 Elect Keith Rayner as Member of the For For Management Audit Committee 3.4 Re-elect Rex Tomlinson as Member of For For Management the Audit Committee 3.5 Re-elect Louis Von Zeuner as Member of For For Management the Audit Committee 4.1 Reappoint PricewaterhouseCoopers as For For Management Auditors of the Company with Skalo Dikana as the Individual Designated Auditor 4.2 Reappoint SizweNtsalubaGobodo Grant For For Management Thornton as Auditors of the Company with Suleman Lockhat as the Individual Designated Auditor 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation Report For For Management 1 Authorise Repurchase of Issued Share For For Management Capital 2 Authorise Board to Issue Shares for For For Management Cash 3 Approve Remuneration of Non-executive For For Management Directors 4 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- TELLHOW SCI-TECH CO., LTD. Ticker: 600590 Security ID: Y8997A108 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Set-up of Wholly-owned For For Management Subsidiary 3 Approve Formulation of the Management For For Management System for Corporate Bond Raised Funds 4 Amend Management System of Incentive For For Management Funds -------------------------------------------------------------------------------- TELLHOW SCI-TECH CO., LTD. Ticker: 600590 Security ID: Y8997A108 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Issue Price and Pricing For For Management Principle 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7.1 Approve Signing of Strategic For For Management Cooperation Agreement with China Nuclear Industry Fund Management (Beijing) Co., Ltd. and China Nuclear Power (Zhejiang) Emerging Industries Equity Investment Fund (Limited Partnership) 7.2 Approve Signing of Strategic For For Management Cooperation Agreement with Hangfa Fund Management Co., Ltd. and Beijing Guofa Aviation Engine Industry Investment Fund Center (Limited Partnership) 7.3 Approve Strategic Cooperation with For For Management Shanghai Junmin Convergence Industry Equity Investment Fund Partnership Enterprise (Limited Partnership) and Shanghai State-owned Enterprise Reform and Development Equity Investment Fund Partnership (Limited Partnership) 7.4 Approve Signing of Strategic For For Management Cooperation Agreement with Tellhow Group Co., Ltd. 8.1 Approve Signing of Conditional Share For For Management Subscription Agreement with China Nuclear Power (Zhejiang) Emerging Industries Equity Investment Fund (Limited Partnership) 8.2 Approve Signing of Conditional Share For For Management Subscription Agreement with Beijing Guofa Aviation Engine Industry Investment Fund Center (Limited Partnership) 8.3 Approve Agreement with Shanghai Junmin For For Management Convergence Industry Equity Investment Fund Partnership Enterprise (Limited Partnership) and Shanghai State-owned Enterprise Reform and Development Equity Investment Fund Partnership (Limited Partnership) 8.4 Approve Signing of Conditional Share For For Management Subscription Agreement with Tellhow Group Co., Ltd. 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Formulation of Shareholder For For Management Return Plan 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TELLHOW SCI-TECH CO., LTD. Ticker: 600590 Security ID: Y8997A108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee For Against Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Related Party Transaction For For Management 9 Approve to Appoint Auditor and For For Management Internal Control Auditor 10 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- TELLHOW SCI-TECH CO., LTD. Ticker: 600590 Security ID: Y8997A108 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Rao Chenmin as Supervisor For For Shareholder -------------------------------------------------------------------------------- TELLING TELECOMMUNICATION HOLDING CO., LTD. Ticker: 000829 Security ID: Y8346M100 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Transfer of Equity For For Management of Indirect Subsidiary 2 Approve Capital Injection for For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- TELLING TELECOMMUNICATION HOLDING CO., LTD. Ticker: 000829 Security ID: Y8346M100 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Claims For For Management of Beijing Tianlian Huajian Communication Technology Development Co., Ltd. 2 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- TELLING TELECOMMUNICATION HOLDING CO., LTD. Ticker: 000829 Security ID: Y8346M100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Appointment of Financial For For Management Auditor 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Unfulfilled Performance For For Management Commitment Share Compensation Plan 10 Approve Provision of Guarantee to For For Management Telling Telecommunication Co., Ltd. 11 Approve Provision of Guarantee to For For Management Telling Information Service (Beijing) Co., Ltd. 12 Approve Provision of Guarantee to For For Management Shenzhen Tianlian Terminal Co., Ltd. 13 Approve Provision of Guarantee to For For Management Shanghai Nengliang Electronic Technology Co., Ltd. 14 Approve Provision of Guarantee to For For Management Telling Telecom (HK) Co., Ltd. 15 Approve Provision of Guarantee to For For Management Jiangxi Zhanggong Wine Business Co. ,Ltd. 16 Approve Provision of Guarantee to For For Management Apple Computer Trading (Shanghai) Co., Ltd. 17 Approve Provision of Guarantee by For For Management Telling Telecommunication Co., Ltd. to Telling Information Service (Beijing) Co., Ltd. 18 Approve Provision of Guarantee by For For Management Shanghai Nengliang Electronic Technology Co., Ltd. to Shanghai Dangshi E-Commerce Co., Ltd. 19 Approve Authorization of Chairman of For For Management the Board to Sign Documents Required for Credit Financing Guarantee of Subsidiaries 20 Approve Daily Related Party For For Management Transactions with Telling Telecommunication Co., Ltd. 21 Approve Daily Related Party For For Management Transactions 22 Amend Articles of Association For For Management 23.1 Elect Lin Jianhong as Non-Independent For For Shareholder Director 23.2 Elect Wang Hanhua as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TELLING TELECOMMUNICATION HOLDING CO., LTD. Ticker: 000829 Security ID: Y8346M100 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Performance For For Management Commitments to Supplement the Share Transfer Agreement -------------------------------------------------------------------------------- TEMPUS GLOBAL BUSINESS SERVICE GROUP HOLDING LTD. Ticker: 300178 Security ID: Y7745A105 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jianping as Independent For For Management Director -------------------------------------------------------------------------------- TEMPUS GLOBAL BUSINESS SERVICE GROUP HOLDING LTD. Ticker: 300178 Security ID: Y7745A105 Meeting Date: OCT 17, 2019 Meeting Type: Special Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Lan as Non-Independent For For Management Director 2 Elect Yuan Dejun as Independent For For Management Director 3 Approve Dismissal of Shi Jin as For Against Management Director 4 Approve Termination of Performance For For Management Share Incentive Plan -------------------------------------------------------------------------------- TEMPUS GLOBAL BUSINESS SERVICE GROUP HOLDING LTD. Ticker: 300178 Security ID: Y7745A105 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal of Subsidiary For For Shareholder and Related Party Transactions 2 Approve Supplemental Agreement of For For Management Equity Transfer Agreement of Disposal of Subsidiary -------------------------------------------------------------------------------- TEMPUS GLOBAL BUSINESS SERVICE GROUP HOLDING LTD. Ticker: 300178 Security ID: Y7745A105 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Yong as Non-Independent For For Shareholder Director 2 Elect Xiao Junbin as Independent For For Shareholder Director -------------------------------------------------------------------------------- TEMPUS GLOBAL BUSINESS SERVICE GROUP HOLDING LTD. Ticker: 300178 Security ID: Y7745A105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Non-distribution of Profit For For Management 6 Approve Daily Related Party For For Management Transaction Plan 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantee For Against Management 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TEMPUS GLOBAL BUSINESS SERVICE GROUP HOLDING LTD. Ticker: 300178 Security ID: Y7745A105 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dismissal of Qiao Hai as For Against Management Director -------------------------------------------------------------------------------- TEMPUS GLOBAL BUSINESS SERVICE GROUP HOLDING LTD. Ticker: 300178 Security ID: Y7745A105 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TENAGA NASIONAL BERHAD Ticker: 5347 Security ID: Y85859109 Meeting Date: FEB 11, 2020 Meeting Type: Court Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Internal Reorganization For For Management -------------------------------------------------------------------------------- TENAGA NASIONAL BERHAD Ticker: 5347 Security ID: Y85859109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Amran Hafiz bin Affifudin as For For Management Director 2 Elect Noraini binti Che Dan as Director For For Management 3 Elect Cheok Lay Leng as Director For For Management 4 Elect Rashidah binti Mohd Sies as For For Management Director 5 Elect Mahdzir bin Khalid as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Grant and Issuance of Shares For For Management to Amir Hamzah bin Azizan Under the Long Term Incentive Plan -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lau Chi Ping Martin as Director For For Management 3b Elect Charles St Leger Searle as For For Management Director 3c Elect Ke Yang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8 Amend the Existing Amended and For For Management Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- TENGDA CONSTRUCTION GROUP CO., LTD. Ticker: 600512 Security ID: Y8585G103 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ye Linfu as Non-independent For For Management Director 1.2 Elect Ye Lichun as Non-independent For For Management Director 1.3 Elect Ye Lijun as Non-independent For For Management Director 1.4 Elect Yang Jiuru as Non-Independent For For Management Director 2.1 Elect Liao Shaoming as Independent For For Management Director 2.2 Elect Huang Jun as Independent Director For For Management 2.3 Elect Wu Fei as Independent Director For For Management 3.1 Elect Chen Huacai as Supervisor For For Management 3.2 Elect Ye Shujian as Supervisor For For Management -------------------------------------------------------------------------------- TENGDA CONSTRUCTION GROUP CO., LTD. Ticker: 600512 Security ID: Y8585G103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Incentive Assessment and For For Management Remuneration of Directors, Supervisors and Senior Management Members 6 Approve to Appoint Auditor For For Management 7 Approve Financing and Related For For Management Authorization -------------------------------------------------------------------------------- TERNA ENERGY SA Ticker: TENERGY Security ID: X8979G108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy For Against Management 2 Approve Capital Increase via For For Management Capitalization of Reserves Followed by an Increase in Par Value and Reduction In Issued Capital Followed by an Equal Decrease in Par Value -------------------------------------------------------------------------------- TERNA ENERGY SA Ticker: TENERGY Security ID: X8979G108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.a Approve Allocation of Income and For For Management Dividends 2.b Approve Remuneration of Directors For For Management 3 Approve Discharge of Board For For Management 4 Approve Discharge of Auditors For For Management 5 Elect Emmanouil Moustakas as Director For For Management 6 Approve Remuneration Report For Against Management 7 Approve Auditors and Fix Their For For Management Remuneration 8 Authorize Share Repurchase Program For For Management 9 Amend Remuneration Policy For Against Management 10 Various Announcements None None Management -------------------------------------------------------------------------------- TERRAFINA Ticker: TERRA13 Security ID: P2R51T187 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report For For Management 3.1 Ratify Alberto Chretin Castillo as For For Management Technical Committee Member 3.2 Ratify Enrique Lavin Trevino as For For Management Technical Committee Member 3.3 Ratify Eduardo Solis Sanchez as For For Management Technical Committee Member 3.4 Ratify Arturo D'Acosta Ruiz as For For Management Technical Committee Member 3.5 Ratify Jose Luis Barraza Gonzalez as For For Management Technical Committee Member 3.6 Ratify Victor David Almeida Garcia as For For Management Technical Committee Member 3.7 Ratify Carmina Abad Sanchez as For For Management Technical Committee Member 4 Amend Clause VI of Trust Agreement Re: For For Management Common Representative 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- TERRITORIAL GENERATING CO. NO 1 PJSC Ticker: TGKA Security ID: X89840106 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For Against Management Board of Directors 2.1 Elect Parviz Abdushukurov as Director None Against Management 2.2 Elect Aleksei Barvinok as Director None Against Management 2.3 Elect Dmitrii Borovikov as Director None Against Management 2.4 Elect Andrei Dmitriev as Director None Against Management 2.5 Elect Aleksandr Ivannikov as Director None Against Management 2.6 Elect Irina Korobkina as Director None Against Management 2.7 Elect Vitalii Markelov as Director None Against Management 2.8 Elect Mario Dietmar Mazidowski as None Against Management Director 2.9 Elect Valerii Piatnitsev as Director None For Management 2.10 Elect Aleksandr Rogov as Director None Against Management 2.11 Elect Gennadii Sukhov as Director None Against Management 2.12 Elect Denis Fedorov as Director None Against Management 2.13 Elect Andrei Khorev as Director None Against Management 2.14 Elect Aleksandr Chuvaev as Director None Against Management 2.15 Elect Pavel Shatskii as Director None Against Management 3 Approve Early Termination of Powers of For For Management Audit Commission 4 Approve New Edition of Charter For For Management 5.1 Approve New Edition of Regulations on For For Management General Meetings 5.2 Approve New Edition of Regulations on For For Management Board of Directors 5.3 Approve New Edition of Regulations on For For Management CEO 5.4 Approve New Edition of Regulations on For For Management Management 6 Cancel Regulations on Audit Commission For For Management 7 Cancel Regulations on Remuneration of For For Management Audit Commission 8 Approve Company's Membership in For For Management Hydropower of Russia -------------------------------------------------------------------------------- TERRITORIAL GENERATING CO. NO 1 PJSC Ticker: TGKA Security ID: X89840106 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Powers of Sole For Against Management Executive Body to Managing Company -------------------------------------------------------------------------------- TEST RESEARCH, INC. Ticker: 3030 Security ID: Y8591M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5.1 Elect Chieh-Yuan,Chen, with For For Management Shareholder No. 2, as Non-Independent Director 5.2 Elect Kuang-Chao,Fan, with Shareholder For For Management No. 3428, as Non-Independent Director 5.3 Elect Chin-Lung,Chen, with Shareholder For For Management No. 66, as Non-Independent Director 5.4 Elect Chiang-Huai,Lin, with For For Management Shareholder No. 48, as Non-Independent Director 5.5 Elect Ming-Chuan, Tsai, with For For Management Shareholder No. 3, as Non-Independent Director 5.6 Elect a Representative of Der-Hong For Against Management Investment Co.,Ltd. with Shareholder No. 68, as Non-Independent Director 5.7 Elect Yow-Shiuan, Fu with ID No. For For Management F102383XXX as Independent Director 5.8 Elect Mei-Jin, Chen with ID No. For For Management R221050XXX as Independent Director 5.9 Elect Liang-Chia, Chen with ID No. For For Management J120310XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- TEST RITE INTERNATIONAL CO., LTD. Ticker: 2908 Security ID: Y85920109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Reconstituting the Rules and For For Management Procedures Regarding Shareholder's General Meeting and Abolish the Original Rules and Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- TEXHONG TEXTILE GROUP LTD. Ticker: 2678 Security ID: G87655117 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Hong Tianzhu as Director For For Management 3b Elect Zhu Yongxiang as Director For For Management 3c Elect Ting Leung Huel, Stephen as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- THAI OIL PUBLIC COMPANY LIMITED Ticker: TOP Security ID: Y8620B119 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results and For For Management Approve Financial Statements 2 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 3 Approve Remuneration of Directors For For Management 4 Approve PricewaterhouseCoopers ABAS For Against Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 5.1 Elect Aek Angsananont as Director For For Management 5.2 Elect Yongyut Jantararotai as Director For For Management 5.3 Elect Suttipong Inseeyong as Director For For Management 5.4 Elect Phannalin Mahawongtikul as For For Management Director 5.5 Elect Praphaisith Tankeyura as Director For For Management 6 Approve Issuance of Additional For For Management Debentures 7 Other Business For Against Management -------------------------------------------------------------------------------- THAILAND FUTURE FUND Ticker: TFFIF.F Security ID: Y8686K102 Meeting Date: JAN 27, 2020 Meeting Type: Annual Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Significant Matters of the None None Management Fund's Management and Future Outlook 2 Acknowledge Operating Performance None None Management 3 Acknowledge Financial Statements None None Management 4 Acknowledge Allocation of Income and None None Management Dividend Payment 5 Acknowledge Appointment of Auditors None None Management and Authorize Board to Fix Their Remuneration 6 Other Business None None Management -------------------------------------------------------------------------------- THAL LTD. Ticker: THALL Security ID: Y8737J104 Meeting Date: OCT 26, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Dividend For For Management 3 Approve EY Ford Rhodes as Auditors and For For Management Authorize Board to Fix Their Remuneration 4.1 Reelect Rafiq M. Habib as Director For For Management 4.2 Reelect Ali S. Habib as Director For For Management 4.3 Reelect Mohamedali R. Habib as Director For Against Management 4.4 Reelect Muhammad Tayyab Ahmed Tareen For For Management as Director 4.5 Reelect Aliya Saeeda Khan as Director For For Management 4.6 Reelect Asif Qadir as Director For For Management 4.7 Reelect Salman Burney as Director For For Management 5 Approve Loan to Thal Boshoku Pakistan For For Management (Private) Limited, Subsidiary Company -------------------------------------------------------------------------------- THANACHART CAPITAL PUBLIC COMPANY LIMITED Ticker: TCAP Security ID: Y8738D197 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Business Restructuring of None None Management the Company and Merger Plan Between Thanachart Bank Public Company Limited and TMB Bank Public Company Limited 3.1 Approve Purchase by the Company of the For For Management Ordinary Shares of the Subsidiaries and Other Companies Held by Thanachart Bank Public Company Limited in the Proportion to be Offered to TCAP 3.2 Approve Purchase by the Company of the For For Management Ordinary Shares of the Subsidiaries and Other Companies Held by Thanachart Bank Public Company Limited in the Proportion to be Offered to Minority Shareholders 4.1 Approve Sale of All Ordinary Shares of For For Management Thanachart Bank Public Company Limited Held by it to TMB Bank Public Company Limited 4.2 Approve Purchase of Newly Issued For For Management Ordinary Shares in Proportion to be Offered to TCAP 4.3 Approve Purchase of Newly Issued For For Management Ordinary Shares in Proportion to be Offered to Minority Shareholders of Thanachart Bank Public Company Limited 5 Approve Purchase by the Company of For For Management Ordinary Shares of Certain Subsidiaries and Other Companies to be Held by Scotia Netherlands Holdings B. V. 6 Other Business For Against Management -------------------------------------------------------------------------------- THE BANK OF CHONGQING CO., LTD. Ticker: 1963 Security ID: Y0R98B102 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zou Hong as Director For For Management 2 Elect Zeng Xiangming as Supervisor For For Management -------------------------------------------------------------------------------- THE BIDVEST GROUP LTD. Ticker: BVT Security ID: S1201R162 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Bongi Masinga as Director For For Management 1.2 Re-elect Mpumi Madisa as Director For For Management 2.1 Elect Bonang Mohale as Director For For Management 3 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Craig West as the Individual Registered Auditor 4.1 Re-elect Norman Thomson as Member of For For Management the Audit Committee 4.2 Re-elect Renosi Mokate as Member of For For Management the Audit Committee 4.3 Re-elect Eric Diack as Member of the For For Management Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Payment of Dividend by Way of For For Management Pro Rata Reduction of Share Capital or Share Premium 8 Authorise Ratification of Approved For For Management Resolutions 9 Approve Ratification Relating to For For Management Personal Financial Interest Arising From Multiple Offices in the Group 1 Approve Remuneration Policy For For Management 2 Implementation of Remuneration Policy For For Management 1 Approve Non-Executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- THE BOMBAY BURMAH TRADING CORP. LTD. Ticker: 501425 Security ID: Y0927D112 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Minnie Bodhanwala as Director For Against Management 4 Approve B S R & Co. LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Approve B S R & Co. LLP as Branch For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Remuneration Paid to Ness For For Management Wadia as Managing Director for FY 2016-17, 2017-18 and 2018-19 8 Approve Remuneration Payable to Ness For For Management Wadia as Managing Director from April 1, 2019 up to March 31, 2021 9 Elect Y. S. P. Thorat as Director For For Management 10 Elect Vinesh Kumar Jairath as Director For For Management 11 Elect Gauri Kirloskar as Director For For Management -------------------------------------------------------------------------------- THE BOMBAY BURMAH TRADING CORPORATION, LIMITED Ticker: 501425 Security ID: Y0927D112 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Redeemable For For Management Non-Convertible Debentures on Private Placement Basis -------------------------------------------------------------------------------- THE COMPANY FOR COOPERATIVE INSURANCE Ticker: 8010 Security ID: M7225K105 Meeting Date: SEP 08, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 2 Amend Article 19 of Bylaws Re: For For Management Directors Remuneration 3 Amend Article 24 of Bylaws Re: For For Management Agreements and Contracts 4 Amend Article 30 of Bylaws Re: General For For Management Assembly Invitation 5 Approve Corporate Governance Charter For For Management 6 Approve Remuneration Policy Re: For For Management Directors, Management and Committees -------------------------------------------------------------------------------- THE COMPANY FOR COOPERATIVE INSURANCE Ticker: 8010 Security ID: M7225K105 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Abdullah Al Fayiz as Director None Abstain Management 1.2 Elect Waleed Al Issa as Director None Abstain Management 1.3 Elect Jassir Al Jassir as Director None Abstain Management 1.4 Elect Abdulaziz Al Khamis as Director None Abstain Management 1.5 Elect Ghassan Al Maliki as Director None Abstain Management 1.6 Elect Abdulaziz bin Dayil as Director None Abstain Management 1.7 Elect Abdulaziz Al Nuweisir as Director None Abstain Management 1.8 Elect Raed Al Tameemi as Director None Abstain Management 1.9 Elect Abdulrahman Al Oudan as Director None Abstain Management 1.10 Elect Mohammed Al Dar as Director None Abstain Management 1.11 Elect Abdulrahman Al Daheem as Director None Abstain Management 1.12 Elect Salih Al Sabeel as Director None Abstain Management 1.13 Elect Khalid Al Suleiman as Director None Abstain Management 1.14 Elect Hamoud Al Tuweijiri as Director None Abstain Management 1.15 Elect Khalid Al Ghuneim as Director None Abstain Management 1.16 Elect Abdulaziz Al Zeid as Director None Abstain Management 1.17 Elect Ihab Al Dabbagh as Director None Abstain Management 2 Elect Members of Audit Committee, For Against Management Approve its Charter and the Remuneration of Its Members -------------------------------------------------------------------------------- THE COMPANY FOR COOPERATIVE INSURANCE Ticker: 8010 Security ID: M7225K105 Meeting Date: MAY 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 6 Approve Remuneration of Directors of For For Management SAR 4,602,000 for FY 2019 7 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members 8 Amend Corporate Governance Charter For For Management 9 Amend Directors and Committees For For Management Remuneration Policy 10 Amend Article 3 of Bylaws Re: For For Management Corporate Purpose 11 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership 12 Amend Article 7 of Bylaws Re: Company For For Management Investments 13 Amend Article 12 of Bylaws Re: Shares For For Management Trading 14 Amend Article 13 of Bylaws Re: Capital For For Management Increase 15 Amend Article 15 of Bylaws Re: Company For For Management Management 16 Amend Article 16 of Bylaws Re: For For Management Expiration of Board Membership 17 Amend Article 17 of Bylaws Re: Vacancy For For Management 18 Amend Article 18 of Bylaws Re: Board For For Management Powers 19 Amend Article 19 of Bylaws Re: Board For For Management Remuneration 20 Amend Article 20 of Bylaws Re: For For Management Chairman, Vice Chairman and Managing Director and Secretary Powers 21 Amend Article 21 of Bylaws Re: Board For For Management Meetings 22 Amend Article 22 of Bylaws Re: Board For For Management Meeting Quorum 23 Amend Article 24 of Bylaws Re: For For Management Agreements and Contracts 24 Amend Article 25 of Bylaws Re: General For For Management Meeting Attendance 25 Amend Article 26 of Bylaws Re: For For Management Constitutional Assembly 26 Amend Article 27 of Bylaws Re: For For Management Constitutional Assembly Powers 27 Amend Article 28 of Bylaws Re: For Against Management Ordinary General Meeting Powers 28 Amend Article 30 of Bylaws Re: General For For Management Meeting Invitation 29 Amend Article 32 of Bylaws Re: For For Management Ordinary General Meeting Quorum 30 Amend Article 33 of Bylaws Re: For For Management Extraordinary General Meeting Quorum 31 Amend Article 39 of Bylaws Re: For For Management Appointment of Auditor 32 Amend Article 41 of Bylaws Re: For For Management Auditor's Liabilities 33 Amend Article 43 of Bylaws Re: For For Management Financial Documents 34 Amend Article 45 of Bylaws Re: Zakkat For For Management and Reserve 35 Amend Article 49 of Bylaws Re: For For Management Directors Responsibility 36 Approve Related Party Transactions Re: For For Management Al Faisaliah Group 37 Approve Related Party Transactions Re: For For Management United Insurance Company 38 Approve Related Party Transactions Re: For For Management United Insurance Company 39 Approve Related Party Transactions Re: For For Management Jabal Omar Company 40 Approve Related Party Transactions Re: For For Management Raza Company 41 Approve Related Party Transactions Re: For For Management Raza Company 42 Approve Related Party Transactions Re: For For Management Waseel Company 43 Approve Related Party Transactions Re: For For Management Waseel Company 44 Approve Related Party Transactions Re: For For Management Najm for Insurance Services 45 Approve Related Party Transactions Re: For For Management Najm for Insurance Services 46 Approve Related Party Transactions Re: For For Management Saudi Public Transport 47 Approve Related Party Transactions Re: For For Management National Gas 48 Approve Related Party Transactions Re: For For Management National Medical Care Co 49 Approve Related Party Transactions Re: For For Management National Medical Care Co 50 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 51 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 52 Approve Related Party Transactions Re: For For Management Tawuniya Towers 53 Approve Related Party Transactions Re: For For Management Qassim Cement Company 54 Approve Related Party Transactions Re: For For Management Public Pension Agency 55 Approve Related Party Transactions Re: For For Management National Petrochemical Company 56 Approve Related Party Transactions Re: For For Management The Saudi Investment Bank 57 Approve Related Party Transactions Re: For For Management Al Tarfeeh Investment and Development Co 58 Approve Related Party Transactions Re: For For Management Saudi Technology And Security Comprehensive Control 59 Approve Related Party Transactions Re: For For Management Kafaat Business Solutions 60 Approve Related Party Transactions Re: For For Management Saudi Railway Company 61 Approve Related Party Transactions Re: For For Management Alessa Industries Co 62 Approve Related Party Transactions Re: For For Management Umm Al Qura Cement Co 63 Approve Related Party Transactions Re: For For Management House of National Co 64 Approve Related Party Transactions Re: For For Management Sakab Saudi Holding 65 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- THE FEDERAL BANK LIMITED (INDIA) Ticker: 500469 Security ID: Y24781182 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Ashutosh Khajuria as Director For For Management 4 Approve B S R & Co. LLP, Chartered For For Management Accountants, Mumbai and M M Nissim & Co, Mumbai, Chartered Accountants as Joint Central Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Elect K Balakrishnan as Director For For Management 7 Elect Siddhartha Sengupta as Director For For Management 8 Elect Manoj Fadnis as Director For For Management 9 Approve Remuneration of Dilip For For Management Sadarangani as Non-Executive (Independent) Part-Time Chairman 10 Reelect C. Balagopal as Director For For Management 11 Approve Issuance of Non-Convertible For For Management Debentures/Bonds on Private Placement Basis -------------------------------------------------------------------------------- THE FOSCHINI GROUP LTD. Ticker: TFG Security ID: S29260155 Meeting Date: SEP 03, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company with M van Wyk as the Designated Partner 3 Re-elect Fatima Abrahams as Director For For Management 4 Re-elect Michael Lewis as Director For For Management 5 Re-elect Sam Abrahams as Director For For Management 6 Elect Bongiwe Ntuli as Director For For Management 7 Re-elect Sam Abrahams as Member of the For For Management Audit Committee 8 Re-elect Tumi Makgabo-Fiskerstrand as For For Management Member of the Audit Committee 9 Re-elect Eddy Oblowitz as Member of For For Management the Audit Committee 10 Re-elect Nomahlubi Simamane as Member For For Management of the Audit Committee 11 Re-elect David Friedland as Member of For For Management the Audit Committee 12 Re-elect Fatima Abrahams as Member of For Against Management the Audit Committee 13 Approve Remuneration Policy For Against Management 14 Approve Remuneration Implementation For For Management Report 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 15 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- THE GULF BANK OF KUWAIT Ticker: GBK Security ID: M5246Y104 Meeting Date: MAR 31, 2020 Meeting Type: Annual/Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Special Report on Penalties For For Management and Violations 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve 6 Approve Dividends of KWD 0.011 per For For Management Share 7 Approve Remuneration of Directors of For For Management KWD 135,000 for FY 2019 8 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 9 Authorize Issuance of For Against Management Bonds/Debentures/Sukuk and Authorize Board to Set Terms of Issuance 10 Approve Directors' Loans For Against Management 11 Approve Related Party Transactions for For For Management FY 2019 and FY 2020 12 Approve Discharge of Directors for FY For For Management 2019 13 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 1 Amend Article 28 of Bylaws Re: Board For For Management Composition and Election 2 Amend Article 30 of Bylaws Re: For For Management Director Nominee Qualifications 3 Amend Article 33 of Bylaws Re: Term of For For Management Board Membership -------------------------------------------------------------------------------- THE HUB POWER COMPANY LTD. Ticker: HUBC Security ID: Y3746T102 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve A.F. Ferguson and Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 1 Approve Letter of Support Guarantee in For For Management Favor of Thar Energy Limited, Subsidiary Company 2.a Authorize CEO, CFO and Company For For Management Secretary to take Any Action Necessary to Execute Sponsor Support Agreement 2.b Approve Acquisition of Shares in Thar For For Management Energy Limited (TEL), Subsidiary Company 2.c Approve Standby Letter of Credit For For Management Issued in Favor of Thar Energy Limited, Subsidiary Company 2.d Approve Provision of Working Capital For For Management Financing to Thar Energy Limited, Subsidiary Company 2.e Approve Assignment of Equity For For Management Subordinated Loan in Favour of Lenders of Thar Energy Limited, Subsidiary Company 2.f Approve Pledge of Shares in Thar For For Management Energy Limited for Debt 2.g Approve Standby Letter of Credit For For Management Issued in Favor of Thar Energy Limited and Intercreditor Agent 2.h Approve Issuance of Sponsor Standby For For Management Letter of Credit to Cover Initial Debt Service Reserve Account Shortfall 2.i Authorize Board to Participate in TEL For For Management Put Options Provided by Lenders 2.j Approve Excess Debt Support in Favor For For Management of Thar Energy Limited 1 Other Business For Against Management 1 Approve Investment in Sindh Engro Coal For For Management Mining Company Limited (SECMC), Associated Company -------------------------------------------------------------------------------- THE HUB POWER COMPANY LTD. Ticker: HUBC Security ID: Y3746T102 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.a Approve Issue of Standby Letter of For For Management Credit in favor of ThalNova Power Thar (Private) Limited 1.b Approve Additional Sponsor Support in For For Management favor of ThalNova Power Thar (Private) 2 Approve Additional Sponsor Support in For For Management favor of Thar Energy Limited 1 Other Business For Against Management -------------------------------------------------------------------------------- THE INDIA CEMENTS LIMITED Ticker: 530005 Security ID: Y39167153 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Chitra Srinivasan as Director For For Management 5 Elect V.Venkatakrishnan as Director For For Management 6 Reelect V.Ranganathan as Director For For Management 7 Adopt New Articles of Association For Against Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- THE NATIONAL COMMERCIAL BANK CJSC Ticker: 1180 Security ID: M7S2CL107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Dividend of SAR 1.20 per Share For For Management for Second Half of FY 2019 5 Ratify Distributed Dividend of SAR 1. For For Management 10 per Share for First Half of FY 2019 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Approve Remuneration of Directors of For For Management SAR 4,825,000 for FY 2019 9 Approve Discharge of Directors for FY For For Management 2019 10 Authorize Share Repurchase Program Up For For Management to 3,976,035 Shares to be Allocated to Employee Share Scheme 11 Approve Related Party Transactions For Against Management 12 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Company 13 Approve Related Party Transactions Re: For For Management SIMAH 14 Approve Related Party Transactions Re: For For Management SIMAH 15 Approve Related Party Transactions Re: For For Management SIMAH 16 Approve Related Party Transactions Re: For For Management SIMAH 17 Approve Related Party Transactions Re: For For Management SIMAH 18 Approve Related Party Transactions Re: For For Management STC Solutions 19 Approve Related Party Transactions Re: For For Management Saudi Accenture 20 Approve Related Party Transactions Re: For For Management STC Solutions 21 Approve Related Party Transactions Re: For For Management Saudi Mobily Company 22 Approve Related Party Transactions Re: For For Management Saudi Telecom Company 23 Approve Related Party Transactions Re: For For Management SIMAH -------------------------------------------------------------------------------- THE PHOENIX MILLS LIMITED Ticker: 503100 Security ID: Y6973B132 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Pradumna Kanodia as Director For For Management 5 Elect Rajendra Kalkar as Director and For For Management Approve His Appointment and Remuneration as Whole-Time Director (WTD) 6 Elect Amit Dabriwala as Director and For For Management Reelect Him as Director for a Second Term 7 Elect Amit Dalal as Director and For For Management Reelect Him as Director for a Second Term 8 Elect Sivaramakrishnan Iyer as For Against Management Director and Reelect Him as Director for a Second Term -------------------------------------------------------------------------------- THE RAMCO CEMENTS LIMITED Ticker: 500260 Security ID: Y53727148 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect P. R. Venketrama Raja as For For Management Director 4 Approve Loans, Corporate Guarantee or For Against Management Provision of Security to Subsidiary or Associates 5 Approve Issuance of Non-Convertible For For Management Debentures and/or Other Debt Securities on Private Placement Basis 6 Reappoint Chitra Venkataraman as For For Management Director 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- THE SEARLE COMPANY LTD. Ticker: SEARL Security ID: Y7561Y104 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For Against Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve A.F. Ferguson and Co. as For For Management Auditors and Fix Their Remuneration 5 Approve Remuneration of Executive For For Management Director and Chief Executive Officer 6 Approve Related Party Transactions for For Against Management Year Ended June 30, 2019 7 Authorize Board to Approve Related For Against Management Party Transactions for Year Ending June 30, 2020 8 Other Business For Against Management -------------------------------------------------------------------------------- THE SEARLE COMPANY LTD. Ticker: SEARL Security ID: Y7561Y104 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Acquisition of Luna Pakistan For Against Management (Private) Limited 3 Approve Investment in Luna Pakistan For Against Management (Private) Limited 4 Other Business For Against Management -------------------------------------------------------------------------------- THE SHANGHAI COMMERCIAL & SAVINGS BANK LTD. Ticker: 5876 Security ID: Y7681K109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- THE SHIPPING CORPORATION OF INDIA LTD. Ticker: 523598 Security ID: Y7757H113 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect H.K.Joshi as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Elect Mavjibhai Bhikhabhai Sorathia as For For Management Director 5 Reelect Arun Balakrishnan as Director For For Management -------------------------------------------------------------------------------- THE SIAM CEMENT PUBLIC CO. LTD. Ticker: SCC Security ID: Y7866P147 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report For For Management 2 Approve Financial Statements For For Management 3 Acknowledge Interim Dividend Payment For For Management 4.1 Elect Kan Trakulhoon as Director For For Management 4.2 Elect Prasarn Trairatvorakul as For For Management Director 4.3 Elect Cholanat Yanaranop as Director For For Management 4.4 Elect Thapana Sirivadhanabhakdi as For For Management Director 5 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors and For For Management Sub-Committee Members -------------------------------------------------------------------------------- THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED Ticker: SCB Security ID: Y7905M113 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of All Ordinary Shares in For For Management SCB Life Assurance Public Company Limited to FWD Group Financial Services Pte. Ltd 2 Approve Delegation of Authority to the For For Management Executive Committee or Chief Executive Officer and Chairman of the Executive Committee to Perform Any Actions in Relation to the Share Sale Agreement, Distribution Agreement or Other Relevant Agreements -------------------------------------------------------------------------------- THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED Ticker: SCB Security ID: Y7905M113 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income, Dividend None None Management Payment and Acknowledge Interim Dividend Payment 4 Approve Remuneration of Directors for For For Management the Year 2020 and Bonus of Directors for the Year 2019 5.1 Elect Satitpong Sukvimol as Director For Against Management 5.2 Elect Thumnithi Wanichthanom as For For Management Director 5.3 Elect Krirk Vanikkul as Director For For Management 5.4 Elect Pasu Decharin as Director For For Management 5.5 Elect Ekamol Kiriwat as Director For For Management 6 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- THERMAX LIMITED Ticker: 500411 Security ID: Y87948140 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect M. S. Unnikrishnan as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Rajani Kesari as Director For For Management 6 Elect Jairam Varadaraj as Director For For Management 7 Elect Nawshir Mirza as Director For For Management 8 Elect Valentin A.H. von Massow as For For Management Director -------------------------------------------------------------------------------- THINKINGDOM MEDIA GROUP LTD. Ticker: 603096 Security ID: Y9000U107 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Mingjun as Non-Independent For For Management Director 1.2 Elect Huang Ningqun as Non-Independent For For Management Director 1.3 Elect Zhu Guoliang as Non-Independent For For Management Director 1.4 Elect Zheng Qingsheng as For For Management Non-Independent Director 2.1 Elect Liao Lianghan as Independent For For Management Director 2.2 Elect Xie Na as Independent Director For For Management 2.3 Elect He Xiaona as Independent Director For For Management 3.1 Elect Wang Xinjin as Supervisor For For Management 3.2 Elect Yuan Mingqian as Supervisor For For Management -------------------------------------------------------------------------------- THINKINGDOM MEDIA GROUP LTD. Ticker: 603096 Security ID: Y9000U107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 7 Approve to Appoint Auditor For For Management 8 Approve Use of Raised Funds to For For Management Purchase Financial Products 9 Approve Related Party Transaction For For Management 10 Approve Shareholder Return Plan For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- THOMAS COOK (INDIA) LIMITED Ticker: 500413 Security ID: Y8806V137 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Mahesh Iyer as Director For For Management 4 Elect Sumit Maheshwari as Director For For Management 5 Approve Sunil Mathur to Continue For For Management Office as Non Executive Independent Director 6 Reelect Kishori Udeshi as Director For For Management 7 Approve Payment of Remuneration to For For Management Madhavan Menon as Chairman and Managing Director 8 Approve Payment of Remuneration to For For Management Mahesh Iyer as Executive Director and Chief Executive Officer -------------------------------------------------------------------------------- THOMAS COOK (INDIA) LIMITED Ticker: 500413 Security ID: Y8806V137 Meeting Date: SEP 04, 2019 Meeting Type: Court Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Composite Scheme of For For Management Arrangement and Amalgamation -------------------------------------------------------------------------------- THOMAS COOK (INDIA) LIMITED Ticker: 500413 Security ID: Y8806V137 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Employee Stock Option For Against Management Schemes/Plans -------------------------------------------------------------------------------- THONBURI HEALTHCARE GROUP PUBLIC COMPANY LIMITED Ticker: THG Security ID: Y8801W122 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed by the Chairman None None Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 6.1 Elect Boon Vanasin as Director For Against Management 6.2 Elect Nalin Vanasin as Director For Against Management 6.3 Elect Aasis Unnanuntana as Director For Against Management 6.4 Elect Linda Kraivit as Director For Against Management 7 Approve Remuneration of Directors and For For Management Sub-Committees 8 Amend Company's Objectives and Amend For For Management Memorandum of Association 9 Other Business For Against Management -------------------------------------------------------------------------------- THREE SQUIRRELS, INC. Ticker: 300783 Security ID: Y444ZB100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Amend Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Use of Own Idle Funds to For For Management Purchase Financial Products 10 Approve Related Party Transaction For For Management 11 Approve Amendments to Articles of For Against Management Association 12 Elect Zhang Ying as Supervisor For For Management -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: Y444KZ103 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Wenguang as Supervisor For For Management -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: Y444KZ103 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee of Company and For For Management Wholly-owned Subsidiary 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: Y444KZ103 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Elect Kang Yi as Non-Independent For For Management Director and Remuneration of Director -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: Y444KZ103 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Allowance of Independent For For Management Directors 8 Approve Credit Line Application For For Management 9 Approve Provision of Guarantee For For Management 10 Elect Ye Ning as Supervisor For For Management 11 Approve Company's Eligibility for For For Management Issuance of Private Placement 12.1 Approve Share Type and Par Value For For Management 12.2 Approve Issue Manner and Issue Time For For Management 12.3 Approve Target Subscribers For For Management 12.4 Approve Issue Price and Pricing Basis For For Management 12.5 Approve Issue Size For For Management 12.6 Approve Subscription Method For For Management 12.7 Approve Lock-up Period For For Management 12.8 Approve Listing Location For For Management 12.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 12.10 Approve Use of Proceeds For For Management 12.11 Approve Resolution Validity Period For For Management 13 Approve Plan for Private Placement of For For Management New Shares 14 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 18 Approve Commitment from Controlling For For Management Shareholder, Ultimate Controlling Shareholder, Directors and Senior Managers Regarding Counter-dilution Measures in Connection to the Private Placement 19 Approve Shareholder Return Plan For For Management 20 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIAN DI SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600582 Security ID: Y8817K104 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- TIAN DI SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600582 Security ID: Y8817K104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8.1 Elect Xiong Daiyu as Non-independent For For Management Director 9.1 Elect Bai Yuanping as Supervisor For For Management -------------------------------------------------------------------------------- TIAN GE INTERACTIVE HOLDINGS LIMITED Ticker: 1980 Security ID: G88764108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Mai Shi'en as Director For For Management 3 Elect Mao Chengyu as Director For For Management 4 Elect Yu Bin as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 7C Authorize Reissuance of Repurchased For For Management Shares 7D Approve Allotment and Issuance of For For Management Additional Shares Under the Restricted Share Unit Scheme -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For Did Not Vote Management 2 Approve Company's Eligibility for For Did Not Vote Management Direct or Indirect Issuance of Overseas Bonds 3.1 Approve Size and Currency For Did Not Vote Management 3.2 Approve Issue Manner and Target For Did Not Vote Management Subscribers 3.3 Approve Bond Maturity For Did Not Vote Management 3.4 Approve Use of Proceeds For Did Not Vote Management 3.5 Approve Resolution Validity Period For Did Not Vote Management 3.6 Approve Bond Coupon Rate and For Did Not Vote Management Determination Method 3.7 Approve Guarantee and Other Ways to For Did Not Vote Management Increase Credit 3.8 Approve Credit Status and Safeguard For Did Not Vote Management Measures of Debts Repayment 3.9 Approve Extension and Interest Rate For Did Not Vote Management Adjustment 4 Approve Authorization of the Board or For Did Not Vote Management the Management to Handle All Related Matters 5 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4.1 Elect Yang Jie as Non-independent For For Management Director -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Financial Bond Issuance 2.1 Approve Bond Nature For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Amount and Usage of Raised For For Management Funds 2.6 Approve Resolution Validity Period For For Management 2.7 Approve Bond Interest Rate For For Management 2.8 Approve Guarantee Manner For For Management 2.9 Approve Safeguard Measures of Debts For For Management Repayment 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Company's Eligibility for For For Management Corporate Bond Issuance 5.1 Approve Issue Scale For For Management 5.2 Approve Issue Manner For For Management 5.3 Approve Bond Period For For Management 5.4 Approve Amount and Usage of Raised For For Management Funds 5.5 Approve Resolution Validity Period For For Management 5.6 Approve Bond Interest Rate For For Management 5.7 Approve Guarantee Manner For For Management 5.8 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 6 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Variety For For Management 1.2 Approve Term For For Management 1.3 Approve Interest Rate For For Management 1.4 Approve Issue Subject, Issuance Method For For Management and Issuance Scale 1.5 Approve Issue Price For For Management 1.6 Approve Guarantees and Other Credit For For Management Enhancement Arrangements 1.7 Approve Use of Proceeds For For Management 1.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Resolution Validity Period For For Management 1.11 Approve Authorization Matters For For Management -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Proprietary Investment Scale For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- TIANGONG INTERNATIONAL COMPANY LIMITED Ticker: 826 Security ID: G88831113 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wu Suojun as Director For For Management 3a2 Elect Jiang Guangqing as Director For For Management 3a3 Elect Gao Xiang as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TIANGUANG ZHONGMAO CO., LTD. Ticker: 002509 Security ID: Y26568108 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Houshu as Non-Independent For For Management Director 1.2 Elect Huang Ruliang as Non-Independent For For Management Director 1.3 Elect Chen Xiaodong as Non-Independent For For Management Director 1.4 Elect Yang Meigui as Non-Independent For For Management Director 1.5 Elect Peng Dejun as Non-Independent For Against Shareholder Director 1.6 Elect Li Zhenbo as Non-Independent For Against Shareholder Director 2.1 Elect Chen Jinlong as Independent For For Management Director 2.2 Elect Wang Youping as Independent For For Management Director 2.3 Elect Hao Xianjing as Independent For For Management Director 3.1 Elect Wang Qi as Supervisor For For Management 3.2 Elect Wang Guohao as Supervisor For For Management -------------------------------------------------------------------------------- TIANJIN 712 COMMUNICATION & BROADCASTING CO., LTD. Ticker: 603712 Security ID: Y8811K100 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Wang Tai as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANJIN 712 COMMUNICATION & BROADCASTING CO., LTD. Ticker: 603712 Security ID: Y8811K100 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Remuneration of For For Management Non-Independent Directors, Supervisors and Senior Management Members 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Amend Articles of Association to For For Management Expand Business Scope -------------------------------------------------------------------------------- TIANJIN BENEFO TEJING ELECTRIC CO. LTD. Ticker: 600468 Security ID: Y8831M102 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Zhao Jiuzhan as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- TIANJIN BENEFO TEJING ELECTRIC CO. LTD. Ticker: 600468 Security ID: Y8831M102 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Fundraising For For Management Investment Project 2 Approve Acquisition of Equity and For For Management Supporting Assets 3 Approve Signing of Equity Transfer For For Management Agreement and Asset Transfer Agreement -------------------------------------------------------------------------------- TIANJIN BENEFO TEJING ELECTRIC CO. LTD. Ticker: 600468 Security ID: Y8831M102 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Incentive Fund Plan For For Management 2 Approve Change in Registered Address For For Management and Amendments to Articles of Association -------------------------------------------------------------------------------- TIANJIN BENEFO TEJING ELECTRIC CO., LTD. Ticker: 600468 Security ID: Y8831M102 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Elect Shang Zhiwen as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228112 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for the For For Management Registration and Issuance of the Green Short-Term Financing Bonds 2.1 Approve Issue Size For For Management 2.2 Approve Term For For Management 2.3 Approve Method of Issuance For For Management 2.4 Approve Interest Rate For For Management 2.5 Approve Use of Proceeds For For Management 2.6 Approve Source of Funds for the For For Management Repayment of Principal and the Payment of Interests 3 Authorize the General Manager Office For For Management to Deal with All Matters in Relation to the Issuance of Green Short-Term Financing Bonds 4 Approve Application for the For For Management Registration and Issuance of the Green Medium-Term Financing Bonds 5.1 Approve Issue Size For For Management 5.2 Approve Term For For Management 5.3 Approve Method of Issuance For For Management 5.4 Approve Interest Rate For For Management 5.5 Approve Use of Proceeds For For Management 5.6 Approve Source of Funds for the For For Management Repayment of Principal and the Payment of Interests 6 Authorize the General Manager Office For For Management to Deal with All Matters in Relation to the Issuance of Green Medium-term Financing Bonds 1 Approve Total Guarantees of the For For Management Company for the Loan Granted to its Subsidiaries and Authorize the Board and General Manager to Deal with All Related Matters -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228104 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for the For For Management Registration and Issuance of the Green Short-Term Financing Bonds 2.1 Approve Issue Size For For Management 2.2 Approve Term For For Management 2.3 Approve Method of Issuance For For Management 2.4 Approve Interest Rate For For Management 2.5 Approve Use of Proceeds For For Management 2.6 Approve Source of Funds for the For For Management Repayment of Principal and the Payment of Interests 3 Authorize the General Manager Office For For Management to Deal with All Matters in Relation to the Issuance of Green Short-Term Financing Bonds 4 Approve Application for the For For Management Registration and Issuance of the Green Medium-Term Financing Bonds 5.1 Approve Issue Size For For Management 5.2 Approve Term For For Management 5.3 Approve Method of Issuance For For Management 5.4 Approve Interest Rate For For Management 5.5 Approve Use of Proceeds For For Management 5.6 Approve Source of Funds for the For For Management Repayment of Principal and the Payment of Interests 6 Authorize the General Manager Office For For Management to Deal with All Matters in Relation to the Issuance of Green Medium-term Financing Bonds 7 Approve Total Guarantees of the For For Management Company for the Loan Granted to its Subsidiaries and Authorize the Board and General Manager to Deal with All Related Matters -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228112 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management to the Subsidiaries -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228104 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management to the Subsidiaries -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228112 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Summary For For Management of the Report Announced within the PRC and Overseas 2 Approve 2019 Working Report of the For For Management Board of Directors and 2020 Operating Strategy 3 Approve 2019 Final Financial Accounts For For Management and 2020 Financial Budget 4 Approve 2019 Profit Appropriation Plan For For Management 5 Approve 2019 Working Report of the For For Management Supervisory Committee 6 Approve 2019 Working Report of For For Management Independent Directors 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 8 Elect Gu Wenhui as Director For For Shareholder 9 Approve Remuneration of Gu Wenhui For For Shareholder 1 Approve Additional Guarantees for the For For Management Financing Granted to Its Subsidiaries 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Summary For For Management of the Report Announced within the PRC and Overseas 2 Approve 2019 Working Report of the For For Management Board of Directors and 2020 Operating Strategy 3 Approve 2019 Final Financial Accounts For For Management and 2020 Financial Budget 4 Approve 2019 Profit Appropriation Plan For For Management 5 Approve 2019 Working Report of the For For Management Supervisory Committee 6 Approve 2019 Working Report of For For Management Independent Directors 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 8 Approve Additional Guarantees for the For For Management Financing Granted to Its Subsidiaries 9 Approve Amendments to Articles of For For Management Association 10 Elect Gu Wenhui as Director For For Shareholder 11 Approve Remuneration of Gu Wenhui For For Shareholder -------------------------------------------------------------------------------- TIANJIN CHASE SUN PHARMACEUTICAL CO., LTD. Ticker: 300026 Security ID: Y88081107 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of the Company's For For Management Share Repurchase and the Cancellation of the Remaining Repurchased Shares 2 Approve Change in Registered Capital For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Credit Line and Guarantee For Against Management 5 Approve Issuance of Short-term For For Management Commercial Papers 6 Approve Company's Eligibility for For For Management Corporate Bond Issuance 7.1 Approve Issue Scale For For Management 7.2 Approve Bond Maturity For For Management 7.3 Approve Bond Interest Rate and Method For For Management of Determination 7.4 Approve Issue Manner and Target For For Management Subscribers 7.5 Approve Credit Enhancement Measures For For Management 7.6 Approve Use of Proceeds For For Management 7.7 Approve Placing Arrangement for For For Management Shareholders 7.8 Approve Listing Arrangement For For Management 7.9 Approve Safeguard Measures of Debts For For Management Repayment 7.10 Approve Resolution Validity Period For For Management 8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANJIN CHASE SUN PHARMACEUTICAL CO., LTD. Ticker: 300026 Security ID: Y88081107 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pu Xufeng as Non-independent For For Shareholder Director 2 Elect Gong Tao as Independent Director For For Management 3 Elect Tu Pengfei as Independent For For Management Director 4 Approve Amendments to Articles of For For Management Association 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIANJIN CHASE SUN PHARMACEUTICAL CO., LTD. Ticker: 300026 Security ID: Y88081107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Approve Changes in Registered Capital For For Management 8 Amend Articles of Association For Against Management 9 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TIANJIN DEVELOPMENT HOLDINGS LIMITED Ticker: 882 Security ID: Y8822M103 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chen Yanhua as Director For For Management 3b Elect Li Xiaoguang as Director For For Management 3c Elect Zhuang Qifei as Director For For Management 3d Elect Cui Xiaofei as Director For For Management 3e Elect Cheng Hon Kwan as Director For For Management 3f Elect Mak Kwai Wing, Alexander as For For Management Director 3g Elect Wong Shiu Hoi, Peter as Director For For Management 3h Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TIANJIN FAW XIALI AUTOMOBILE CO., LTD. Ticker: 000927 Security ID: Y88185114 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Major Asset Restructuring For For Management Method 1.2 Approve Transaction Target For For Management 1.3 Approve Transaction Parties For For Management 1.4 Approve Transaction Price For For Management 1.5 Approve Pricing Basis For For Management 1.6 Approve Attribution of Profit and Loss For For Management During the Transition Period 1.7 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 1.8 Approve Resolution Validity Period For For Management 2 Approve Major Asset Restructuring For For Management Complies with Relevant Laws and Regulations 3 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 4 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 5 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 6 Approve Transaction Does Not For For Management Constitute with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve This Transaction Does Not For For Management Constitute as Related-party Transaction 8 Approve Signing of Conditional For For Management Shareholder Agreement 9 Approve Relevant Audit Report, Asset For For Management Evaluation Report and Pro Forma Financial Statement Review Report 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Report (Draft) and Summary on For For Management Company's Major Asset Restructuring 12 Approve the Completeness and For For Management Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Change of Registered Address For For Management 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15 Elect Hu Keqiang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TIANJIN FAW XIALI AUTOMOBILE CO., LTD. Ticker: 000927 Security ID: Y88185114 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Operation Budget Plan For Against Management 6 Approve Profit Distribution For For Management 7 Approve Provision for Asset Impairment For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Authorization on Financing For For Management Business 10 Approve Authorization on Short-term For For Management Financing Business 11 Approve Daily Deposit Business For For Management 12 Approve Entrusted Loan Business For For Management 13 Approve Supplementary Agreement of For For Management Property Rights Transaction Contract and Quartet Agreement -------------------------------------------------------------------------------- TIANJIN FUTONG XINMAO SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000836 Security ID: Y2692Q104 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Scale of For For Management Fund-raising Investment Project and Use Remaining Raised Funds to Replenish Working Capital 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TIANJIN FUTONG XINMAO SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000836 Security ID: Y2692Q104 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continued Signing of Buy and For For Management Sell of Optical Cable Contract -------------------------------------------------------------------------------- TIANJIN FUTONG XINMAO SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000836 Security ID: Y2692Q104 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ding Fang as Supervisor For For Management 2 Approve Daily Related Party For For Management Transactions 3.1 Elect Fu Huanping as Non-Independent For For Shareholder Director 3.2 Elect Du Xuejian as Non-Independent For For Shareholder Director 4 Approve Change in Commitment For For Management Fulfillment Period by Ultimate Controlling Shareholder -------------------------------------------------------------------------------- TIANJIN FUTONG XINMAO SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000836 Security ID: Y2692Q104 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Changes For For Management "Declaration and Commitment" -------------------------------------------------------------------------------- TIANJIN FUTONG XINMAO SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000836 Security ID: Y2692Q104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Formulation of Remuneration For For Management Management System of Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Securitization Plan For For Management 2 Approve Compensatory Obligation of For For Management Controlling Shareholder for Company's Asset Securitization Plan 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For Against Management Rules as well as to Amend Rules and Procedures Regarding Meetings of Board of Directors 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Financial For For Management Assistance and Related Party Transactions 2 Approve Appointment of Financial For For Management Auditor 3 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Receipt of Financial Assistance For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Provision of Financing For For Management Guarantee 9 Approve Abandon Equity Transfer For For Management 10 Approve Horizontal Competition For For Management Preventive Agreement 11 Approve Asset Securitization Plan For For Management 12 Approve Compensatory Obligation of For For Management Controlling Shareholder for Company's Asset Securitization Plan -------------------------------------------------------------------------------- TIANJIN HI-TECH DEVELOPMENT CO., LTD. Ticker: 600082 Security ID: Y8824V101 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Song Kexin as For For Management Chairman and Director of the Company 2 Elect Ren Yu as Non-Independent For For Management Director -------------------------------------------------------------------------------- TIANJIN HI-TECH DEVELOPMENT CO., LTD. Ticker: 600082 Security ID: Y8824V101 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- TIANJIN HI-TECH DEVELOPMENT CO., LTD. Ticker: 600082 Security ID: Y8824V101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Application of Comprehensive For For Management Credit Lines 7 Approve Authorization on Auction of For For Management Land Use Rights and Property Rights -------------------------------------------------------------------------------- TIANJIN JINBIN DEVELOPMENT CO., LTD. Ticker: 000897 Security ID: Y88275105 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TIANJIN LISHENG PHARMACEUTICAL CO., LTD. Ticker: 002393 Security ID: Y880A0106 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tang Tiejun as Non-Independent For Did Not Vote Management Director 1.2 Elect Zhou Qiang as Non-Independent For Did Not Vote Management Director 1.3 Elect Liu Bo as Non-Independent For Did Not Vote Management Director 2 Approve Real Estate Acquisition and For Did Not Vote Management Storage 3 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- TIANJIN LISHENG PHARMACEUTICAL CO., LTD. Ticker: 002393 Security ID: Y880A0106 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Purchase For Did Not Vote Management Bank Structured Deposits 2 Approve Additional Investment for API For Did Not Vote Management Projects 3 Approve Capital Increase in Hebei For Did Not Vote Management Kunlun Pharmaceutical Co., Ltd. by Wholly-owned Subsdiary -------------------------------------------------------------------------------- TIANJIN LISHENG PHARMACEUTICAL CO., LTD. Ticker: 002393 Security ID: Y880A0106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Amendments to Articles of For Did Not Vote Management Association 7 Approve Appointment of Auditor For Did Not Vote Management -------------------------------------------------------------------------------- TIANJIN LISHENG PHARMACEUTICAL CO., LTD. Ticker: 002393 Security ID: Y880A0106 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Daoqing as Non-Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- TIANJIN PORT CO., LTD. Ticker: 600717 Security ID: Y8829W104 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Hua as Supervisor For For Management -------------------------------------------------------------------------------- TIANJIN PORT CO., LTD. Ticker: 600717 Security ID: Y8829W104 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiao Guangjun as Non-Independent For For Management Director -------------------------------------------------------------------------------- TIANJIN PORT CO., LTD. Ticker: 600717 Security ID: Y8829W104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Annual Report Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements For For Management 7 Approve Annual Budget Report For For Management 8 Approve Profit Distribution For For Management 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10.1 Elect An Guoli as Non-Independent For For Management Director -------------------------------------------------------------------------------- TIANJIN REALITY DEVELOPMENT (GROUP) CO., LTD. Ticker: 600322 Security ID: Y88313104 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Associate Subsidiary 2 Approve Provision of Guarantee for For For Management Wholly-Owned Subsidiary 3 Approve Provision of Guarantee by For For Management Controlled Subsidiary for Its Wholly-Owned Subsidiary -------------------------------------------------------------------------------- TIANJIN REALITY DEVELOPMENT (GROUP) CO., LTD. Ticker: 600322 Security ID: Y88313104 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- TIANJIN REALITY DEVELOPMENT (GROUP) CO., LTD. Ticker: 600322 Security ID: Y88313104 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- TIANJIN REALITY DEVELOPMENT (GROUP) CO., LTD. Ticker: 600322 Security ID: Y88313104 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary 2 Approve Provision of Guarantee to For For Management Controlled Subsidiary -------------------------------------------------------------------------------- TIANJIN REALITY DEVELOPMENT (GROUP) CO., LTD. Ticker: 600322 Security ID: Y88313104 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TIANJIN REALITY DEVELOPMENT (GROUP) CO., LTD. Ticker: 600322 Security ID: Y88313104 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TIANJIN REALITY DEVELOPMENT (GROUP) CO., LTD. Ticker: 600322 Security ID: Y88313104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Auditor and For For Management Internal Control Auditor 9 Approve Authorization of Management to For For Management Handle All Related Matters Regarding Financing 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11.1 Elect Guo Weicheng as Non-Independent For For Management Director 11.2 Elect Yang Bin as Non-Independent For For Management Director 11.3 Elect Yang Jie as Non-Independent For For Management Director 11.4 Elect Zhang Liang as Non-Independent For For Management Director 11.5 Elect Fan Yongdong as Non-Independent For For Management Director 11.6 Elect Zhou Lan as Non-Independent For For Management Director 11.7 Elect Cui Wei as Non-Independent For For Management Director 12.1 Elect Shi Yunqing as Independent For For Management Director 12.2 Elect Li Qing as Independent Director For For Management 12.3 Elect Bi Xiaofang as Independent For For Management Director 12.4 Elect Li Wenqiang as Independent For For Management Director 13.1 Elect Rong Nan as Supervisor For For Management 13.2 Elect Li Yan as Supervisor For For Management 13.3 Elect Wang Zhi as Supervisor For For Management -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of PPP Project for Domestic Waste Incineration Power Generation in Yinzhou District by Controlled Subsidiary 2 Approve Signing of Fund Pool Support For For Management Agreement in Connection with Related Party Transactions -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Provision of For For Management Financial Assistance -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity For For Management -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For For Management Guarantee and Authorize Chairman of the Board to Sign Relevant Legal Documents -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xing Di as Non-Independent For For Shareholder Director 2 Approve Investment in the Construction For For Management of Anqiu City Waste Incineration Power Generation Project 3 Approve Issuance of Overseas Dollar For For Management Bonds 4 Approve Asset-backed Plan For For Management -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cao Hongmei as Non-Independent For For Shareholder Director 1.2 Elect Wei Qian as Non-Independent For For Shareholder Director 1.3 Elect Cui Mingwei as Non-Independent For For Shareholder Director 2 Approve Investment in the Construction For For Management of Waste Incineration Power Generation PPP Project in Changyi City 3 Elect Han Yingda as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Private Issuance of Corporate For For Management Bonds 2 Approve Investment in the Construction For For Management of the Expansion Project Phase II of Domestic Waste Incineration Power Generation Project in Baodi District -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the General Managers For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Financing Limit and Authorize For For Management Chairman of the Board to Sign Relevant Legal Documents 9 Approve Guarantee Limit and Authorize For For Management Chairman of the Board to Sign Relevant Legal Documents 10 Approve Bidding for the Ecological For For Management Environmental Protection Industry Project -------------------------------------------------------------------------------- TIANJIN TIANBAO INFRASTRUCTURE CO., LTD. Ticker: 000965 Security ID: Y88237105 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing Financial Services For For Management Agreement -------------------------------------------------------------------------------- TIANJIN TIANBAO INFRASTRUCTURE CO., LTD. Ticker: 000965 Security ID: Y88237105 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Issue Scale For For Management 2.2 Approve Issuance Method For For Management 2.3 Approve Par Value For For Management 2.4 Approve Issuance Price For For Management 2.5 Approve Placing Arrangements for For For Management Shareholders 2.6 Approve Bond Maturity For For Management 2.7 Approve Bond Interest Rate and For For Management Determination Method 2.8 Approve Period and Method of Principal For For Management repayment and Interest Payment 2.9 Approve Use of Proceeds For For Management 2.10 Approve Underwriting Method For For Management 2.11 Approve Guarantee Arrangements For For Management 2.12 Approve Listing Exchange For For Management 2.13 Approve Safeguard Measures for Debt For For Management Repayment 2.14 Approve Authorization of Board to For For Management Handle All Related Matters 2.15 Approve Resolution Validity Period For For Management 3 Approve Counter Guarantee Provision by For For Management Wholly-owned Subsidiary for this Transaction -------------------------------------------------------------------------------- TIANJIN TIANBAO INFRASTRUCTURE CO., LTD. Ticker: 000965 Security ID: Y88237105 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Accounts Receivable For For Management Factoring Business Supplemental Agreement -------------------------------------------------------------------------------- TIANJIN TIANBAO INFRASTRUCTURE CO., LTD. Ticker: 000965 Security ID: Y88237105 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hou Haixing as Non-Independent For For Management Director -------------------------------------------------------------------------------- TIANJIN TIANBAO INFRASTRUCTURE CO., LTD. Ticker: 000965 Security ID: Y88237105 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Wang Xiaotong as Non-Independent For For Management Director -------------------------------------------------------------------------------- TIANJIN TIANBAO INFRASTRUCTURE CO., LTD. Ticker: 000965 Security ID: Y88237105 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TIANJIN TIANBAO INFRASTRUCTURE CO., LTD. Ticker: 000965 Security ID: Y88237105 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Leaseback Transaction For For Management with Related Party -------------------------------------------------------------------------------- TIANJIN TIANYAO PHARMACEUTICALS CO., LTD. Ticker: 600488 Security ID: Y8831N100 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tian Lijie as Supervisor For For Management 1.2 Elect Li Juan as Supervisor For For Management -------------------------------------------------------------------------------- TIANJIN TIANYAO PHARMACEUTICALS CO., LTD. Ticker: 600488 Security ID: Y8831N100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Share Incentive For For Management Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Amend Articles of Association For For Management 5.1 Elect Yang Fuzhen as Non-Independent For For Management Director -------------------------------------------------------------------------------- TIANJIN TIANYAO PHARMACEUTICALS CO., LTD. Ticker: 600488 Security ID: Y8831N100 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TIANJIN TIANYAO PHARMACEUTICALS CO., LTD. Ticker: 600488 Security ID: Y8831N100 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Draft Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-party Transaction For For Management -------------------------------------------------------------------------------- TIANJIN TIANYAO PHARMACEUTICALS CO., LTD. Ticker: 600488 Security ID: Y8831N100 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bian Hong as Independent Director For For Shareholder -------------------------------------------------------------------------------- TIANJIN TIANYAO PHARMACEUTICALS CO., LTD. Ticker: 600488 Security ID: Y8831N100 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2.1 Elect Liu Xin as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- TIANJIN ZHONG XIN PHARMACEUTICAL GROUP CORPORATION LIMITED Ticker: 600329 Security ID: Y8815V102 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tang Tiejun as Non-Independent For Against Management Director 2 Elect Zhang Ping as Non-Independent For Against Management Director 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- TIANJIN ZHONG XIN PHARMACEUTICAL GROUP CORPORATION LIMITED Ticker: 600329 Security ID: Y8815V102 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Restricted A-Share For For Management Incentive Scheme and its Summary 2 Approve Assessment Management Measures For For Management for the Implementation of the 2019 Restricted A-Share Incentive Scheme 3 Authorize Board to Handle Relevant For For Management Matters in Respect of the 2019 Restricted A-Share Incentive Scheme 4 Elect Wang Yuanxi as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANJIN ZHONG XIN PHARMACEUTICAL GROUP CORPORATION LIMITED Ticker: 600329 Security ID: Y8815V102 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Chairman of the Board 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Report and Audit For For Management Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Independent For For Management Director 7 Approve Remuneration of Wang Gang For For Management 8 Approve Remuneration of Zhuo Qiaoxing For For Management 9 Approve Remuneration of Qiang Zhiyuan For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Elect Liu Yubin as Independent Director For For Management 13 Elect Li Yan as Non-Independent For For Management Director 14 Approve Related Party Transactions For For Management Contract in Connection with Regular General Trade 15 Approve Financial Services Agreement For For Management 16 Approve Shareholder Return Plan For For Management 17 Approve Credit Line For For Management 18 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Tai as Non-Independent For For Shareholder Director 2 Approve Guarantee Provision for For For Management Subsidiaries 3 Approve Guarantee Provision for Bank For For Management Loan Application of Zhonghuan Hong Kong Holdings Co., Ltd. -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner and Issue Time For For Management 2.2 Approve Target Subscribers and For For Management Subscription Method 2.3 Approve Issue Price and Pricing For For Management Principles 2.4 Approve Lock-up Period Arrangement For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised) 4 Elect Liu Shicai as Non-Independent For For Shareholder Director 5 Elect Liu Zenghui as Supervisor For For Management -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Amendments to Articles of For For Management Association and Related Company System 8 Amend Equity Incentive Fund Plan For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Related Party Transaction For For Management 11 Elect Zhang Yonghong as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- TIANLI EDUCATION INTERNATIONAL HOLDINGS LIMITED Ticker: 1773 Security ID: G88846103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Luo Shi as Director For For Management 3.2 Elect Wang Rui as Director For For Management 3.3 Elect Liu Kai Yu Kenneth as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Hongliang as For For Shareholder Non-Independent Director 1.2 Elect Zhu Jun as Non-Independent For For Shareholder Director 1.3 Elect Wang Mingchuan as For For Shareholder Non-Independent Director 1.4 Elect Fu Debin as Non-Independent For For Shareholder Director 1.5 Elect Dong Hai as Non-Independent For For Shareholder Director 1.6 Elect Sun Yongmao as Non-Independent For For Shareholder Director 2.1 Elect Wang Susheng as Independent For For Management Director 2.2 Elect Chen Zetong as Independent For For Management Director 2.3 Elect Chen Han as Independent Director For For Management 3.1 Elect Wang Baoying as Supervisor For For Shareholder 3.2 Elect Zheng Chunyang as Supervisor For For Shareholder 3.3 Elect Tan Zhuanglong as Supervisor For For Shareholder 4 Approve Allowance of Independent For For Management Directors 5 Amend Articles of Association For Against Management 6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Receipt of Entrusted Loan from For For Management Shareholder 2 Approve Investment in Establishment of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Public Issuance of Corporate Bonds to Qualified Investors 2.1 Approve Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Interest Rate and Method For For Management of Determination 2.5 Approve Payment Manner of Capital and For For Management Interest 2.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.7 Approve Arrangement on Redemption and For For Management Sale-back 2.8 Approve Use of Proceeds For For Management 2.9 Approve Underwriting Manner For For Management 2.10 Approve Bond Trading Circulation For For Management 2.11 Approve Guarantee Method For For Management 2.12 Approve Safeguard Measures of Debts For For Management Repayment 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares (Revised) 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Signing of Conditional Share For For Management Subscription Agreement between Company and Hubei Changjiang Tianma Dingzeng Investment Fund Partnership (Limited Partnership) 7 Approve Signing of Conditional Share For For Management Subscription Agreement between Company and Hubei Technology Investment Group Co., Ltd. 8 Approve Whitewash Waiver and Related For For Management Transactions 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Commitment from Controlling For For Management Shareholder, Ultimate Controlling Shareholder, Directors and Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement 12 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Joint Venture For For Management Company and Related Party Transactions -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management and Related Party Transactions -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Independent For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Chairman of For For Management the Board 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee to For For Management Shanghai Tianma 10 Approve Provision of Guarantee to For For Management Xiamen Tianma 11 Approve Financial Derivatives Trading For For Management Business 12 Approve Financial Derivatives Trading For For Management Feasibility Analysis Report 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO. LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: MAY 06, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 1.3 Approve Lock-up Period For For Management 2 Approve Plan for Private Placement of For For Management Shares (Revised) 3 Approve Signing of Supplementary For For Management Agreement to the Conditional Share Subscription Agreement with Hubei Changjiang Tianma Dingzeng Investment Fund Partnership Enterprise (Limited Partnership) 4 Approve Signing of Supplementary For For Management Agreement to the Conditional Share Subscription Agreement with Hubei Science and Technology Investment Group Co., Ltd. -------------------------------------------------------------------------------- TIANNENG POWER INTERNATIONAL LIMITED Ticker: 819 Security ID: G8655K109 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Spin-Off of Tianneng For For Management Battery Group Co., Ltd., Separate Listing of the Shares of the Spin-Off Company on the Shanghai Stock Exchange and Related Transactions -------------------------------------------------------------------------------- TIANNENG POWER INTERNATIONAL LIMITED Ticker: 819 Security ID: G8655K109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Tianren as Director For For Management 3b Elect Zhang Aogen as Director For Against Management 3c Elect Zhou Jianzhong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Zhonghui Anda CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Resolution For For Management Validity Period of Rights Issue Scheme 2 Approve Amendments to the Rights Issue For For Management Scheme 3 Approve Amendments to Articles of For For Management Association 4 Approve Provision of Guarantee to the For For Management US Dollar Bond Issuance of Wholly-owned Subsidiary 5 Approve Authorization of the Board to For For Management Handle Matters on Issuance of US Dollar Bonds 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Resolution For Did Not Vote Management Validity Period of Rights Issue Scheme 2 Approve Amendments to the Rights Issue For Did Not Vote Management Scheme 3 Approve Amendments to Articles of For Did Not Vote Management Association 4 Approve Provision of Guarantee to the For Did Not Vote Management US Dollar Bond Issuance of Wholly-owned Subsidiary 5 Approve Authorization of the Board to For Did Not Vote Management Handle Matters on Issuance of US Dollar Bonds 6 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For Did Not Vote Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Loan of Wholly-Owned Subsidiary 2 Approve Provision of Guarantee for For For Management Credit Line Bank Application of Wholly-Owned Subsidiary 3 Approve Finance Lease for Wholly-owned For For Management Subsidiary and Provision of Guarantee 4 Approve Financial Assistance and For For Management Related Party Transactions 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Weiping as Non-Independent For For Shareholder Director 1.2 Elect Jiang Anqi as Non-Independent For For Shareholder Director 1.3 Elect Wu Wei as Non-Independent For For Management Director 1.4 Elect Zou Jun as Non-Independent For For Management Director 2.1 Elect Du Kunlun as Independent Director For For Management 2.2 Elect Pan Ying as Independent Director For For Management 2.3 Elect Xiang Chuan as Independent For For Management Director 3.1 Elect Yan Jin as Supervisor For For Management 3.2 Elect Yang Qing as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- TIANQI LITHIUM INDUSTRIES, INC. Ticker: 002466 Security ID: Y79327105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Amendments to Articles of For For Management Association 8 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- TIANSHUI HUATIAN TECHNOLOGY CO., LTD. Ticker: 002185 Security ID: Y8817B104 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds for For For Management Capital Injection to Implement Raised Funds Projects 2 Approve Use of Raised Funds for For Against Management Provision of Loan to Implement Raised Funds Projects -------------------------------------------------------------------------------- TIANSHUI HUATIAN TECHNOLOGY CO., LTD. Ticker: 002185 Security ID: Y8817B104 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIANSHUI HUATIAN TECHNOLOGY CO., LTD. Ticker: 002185 Security ID: Y8817B104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related-party For For Management Transactions 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- TIBET CHEEZHENG TIBETAN MEDICINE CO., LTD. Ticker: 002287 Security ID: Y8843L100 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TIBET CHEEZHENG TIBETAN MEDICINE CO., LTD. Ticker: 002287 Security ID: Y8843L100 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- TIBET CHEEZHENG TIBETAN MEDICINE CO., LTD. Ticker: 002287 Security ID: Y8843L100 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Excess Raised For For Management Funds and Own Funds to Invest in Financial Products 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TIBET CHEEZHENG TIBETAN MEDICINE CO., LTD. Ticker: 002287 Security ID: Y8843L100 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment and For For Management Construction of Qizheng Tibetan Medicine and Pharmaceutical Industry Base 2 Approve Company's Eligibility for For For Shareholder Issuance of Convertible Bonds 3.1 Approve Type For For Shareholder 3.2 Approve Issue Size For For Shareholder 3.3 Approve Par Value and Issue Price For For Shareholder 3.4 Approve Bond Maturity For For Shareholder 3.5 Approve Bond Interest Rate For For Shareholder 3.6 Approve Period and Manner of Repayment For For Shareholder of Interest 3.7 Approve Conversion Period For For Shareholder 3.8 Approve Determination of Conversion For For Shareholder Price and Its Adjustment 3.9 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price 3.10 Approve Method on Handling Fractional For For Shareholder Shares Upon Conversion 3.11 Approve Terms of Redemption For For Shareholder 3.12 Approve Terms of Sell-Back For For Shareholder 3.13 Approve Attribution of Profit and Loss For For Shareholder During the Conversion Period 3.14 Approve Issue Manner and Target For For Shareholder Subscribers 3.15 Approve Placing Arrangement for For For Shareholder Shareholders 3.16 Approve Matters Relating to Meetings For For Shareholder of Bondholders 3.17 Approve Use of Proceeds For For Shareholder 3.18 Approve Proceeds Management and For For Shareholder Deposit Account 3.19 Approve Guarantee Matters For For Shareholder 3.20 Approve Resolution Validity Period For For Shareholder 4 Approve Issuance of Convertible Bonds For For Shareholder 5 Approve Feasibility Analysis Research For For Shareholder Report on the Use of Proceeds 6 Approve Report on the Usage and For For Shareholder Storage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Shareholder General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Issuance of Convertible Bonds 10 Amend Management System of Raised Funds For For Shareholder 11 Approve Use of Raised Funds for For For Shareholder Qizheng Tibetan Medicine and Pharmaceutical Industry Base Construction Project 12 Approve Shareholder Return Plan For For Shareholder 13 Elect Wang Fanlin as Independent For For Shareholder Director -------------------------------------------------------------------------------- TIBET CHEEZHENG TIBETAN MEDICINE CO., LTD. Ticker: 002287 Security ID: Y8843L100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Amend Articles of Association For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIBET CHEEZHENG TIBETAN MEDICINE CO., LTD. Ticker: 002287 Security ID: Y8843L100 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TIBET MINERAL DEVELOPMENT CO., LTD. Ticker: 000762 Security ID: Y88358109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal of Tibet For For Management Xinding Mining Hotel Co., Ltd. and Related Party Transactions 2 Approve Change of Use of Raised Funds For For Management and Replenish Working Capital 3 Approve Equity Disposal of Nimu County For For Management Copper Development Co., Ltd. and Related Party Transactions -------------------------------------------------------------------------------- TIBET MINERAL DEVELOPMENT CO., LTD. Ticker: 000762 Security ID: Y88358109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Amendments Articles of Association For Against Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- TIBET RHODIOLA PHARMACEUTICAL CO., LTD. Ticker: 600211 Security ID: Y9722L104 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- TIBET RHODIOLA PHARMACEUTICAL CO., LTD. Ticker: 600211 Security ID: Y9722L104 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Use of Idle Funds to Purchase For For Management Financial Products 9 Amend Articles of Association For For Management 10.1 Elect Chen Dabin as Non-Independent For For Management Director 10.2 Elect Zhou Yucheng as Non-Independent For For Management Director 10.3 Elect Guo Yuandong as Non-Independent For For Management Director 10.4 Elect Wang Gang as Non-Independent For For Management Director 10.5 Elect Ma Lieyi as Non-Independent For For Management Director 10.6 Elect Wu Sanyan as Non-Independent For For Management Director 11.1 Elect Liu Xuecong as Independent For For Management Director 11.2 Elect Man Jiayun as Independent For For Management Director 11.3 Elect Liu Chuncheng as Independent For For Management Director 12.1 Elect Yao Pei as Supervisor For For Management 12.2 Elect Tang Tiantian as Supervisor For For Management 12.3 Elect Zhang Ting as Supervisor For For Management -------------------------------------------------------------------------------- TIBET SUMMIT RESOURCES CO. LTD. Ticker: 600338 Security ID: Y9723V101 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Third Quarter Profit For For Management Distribution 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIBET TIANLU CO., LTD. Ticker: 600326 Security ID: Y9724Q101 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers and Medium-term Notes 2 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Super Short-term Commercial Papers and Medium-term Notes -------------------------------------------------------------------------------- TIBET TIANLU CO., LTD. Ticker: 600326 Security ID: Y9724Q101 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3.1 Elect Qiu Bo as Non-independent For For Management Director -------------------------------------------------------------------------------- TIBET TIANLU CO., LTD. Ticker: 600326 Security ID: Y9724Q101 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Land Use Right and For For Management Buildings -------------------------------------------------------------------------------- TIBET TIANLU CO., LTD. Ticker: 600326 Security ID: Y9724Q101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related Party For For Management Transactions 9 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- TIBET URBAN DEVELOPMENT & INVESTMENT CO., LTD. Ticker: 600773 Security ID: Y88355105 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TIBET URBAN DEVELOPMENT & INVESTMENT CO., LTD. Ticker: 600773 Security ID: Y88355105 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Joint Liability For For Management Guarantee for the Purchase of Haichen Zunyu Project 2 Approve Provision of Joint Liability For For Management Guarantee for the Purchase of Reconstruction Project of the Signage Market and Surrounding Shantytowns -------------------------------------------------------------------------------- TIBET URBAN DEVELOPMENT & INVESTMENT CO., LTD. Ticker: 600773 Security ID: Y88355105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor and For For Management Internal Control Auditor 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- TIBET URBAN DEVELOPMENT & INVESTMENT CO., LTD. Ticker: 600773 Security ID: Y88355105 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Target Parties and Placing For For Management Arrangement for Shareholders 2.4 Approve Bond Period and Type For For Management 2.5 Approve Interest Rate and Repayment of For For Management Interest 2.6 Approve Issue Manner For For Management 2.7 Approve Guarantee Situation For For Management 2.8 Approve Redemption and Resale Terms For For Management 2.9 Approve Usage of Raised Funds For For Management 2.10 Approve Listing Arrangement For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- TIGER BRANDS LTD. Ticker: TBS Security ID: S84594142 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Monwabisi Fandeso as Director For For Management 1.2 Elect Cora Fernandez as Director For For Management 1.3 Elect Mahlape Sello as Director For For Management 1.4 Elect Donald Wilson as Director For For Management 2.1 Re-elect Michael Ajukwu as Director For For Management 2.2 Re-elect Mark Bowman as Director For For Management 2.3 Re-elect Lawrence Mac Dougall as For For Management Director 2.4 Re-elect Khotso Mokhele as Director For For Management 3.1 Elect Cora Fernandez as Member of For For Management Audit Committee 3.2 Re-elect Emma Mashilwane as Member of For For Management Audit Committee 3.3 Elect Donald Wilson as Member of Audit For For Management Committee 4 Reappoint Ernst & Young Inc. as For For Management Auditors of the Company with Ahmed Bulbulia as the Lead Audit Partner 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report of the For For Management Remuneration Policy 1 Approve Financial Assistance to For For Management Related or Inter-related Companies 2.1 Approve Remuneration Payable to For For Management Non-executive Directors 2.2 Approve Remuneration Payable to the For For Management Chairman 3 Approve Remuneration Payable to For For Management Non-executive Directors Participating in Sub-committees 4 Approve Remuneration Payable to For For Management Non-executive Directors in Respect of Unscheduled/Extraordinary Meetings 5 Approve Remuneration Payable to For For Management Non-executive Directors in Respect of Ad Hoc Meetings of the Investment Committee 6 Approve Non-resident Directors' Fees For For Management 7 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Ratify Election of Flavia Maria For For Management Bittencourt as Director 4 Ratify Election of Carlo Filangieri as For For Management Director 5 Ratify Election of Sabrina di For For Management Bartolomeo as Director 6 Fix Number of Fiscal Council Members For For Management at Three 7 Elect Fiscal Council Members For For Management 8 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 9 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Prolonging of Cooperation and For For Management Support Agreement between Telecom Italia S.p.A and TIM S.A. 2 Authorize Capitalization of Reserves For For Management 3 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: 88706P205 Meeting Date: APR 07, 2020 Meeting Type: Annual/Special Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Ratify Election of Flavia Maria For For Management Bittencourt as Director 4 Ratify Election of Carlo Filangieri as For For Management Director 5 Ratify Election of Sabrina di For For Management Bartolomeo as Director 6 Fix Number of Fiscal Council Members For For Management at Three 7 Elect Fiscal Council Members For For Management 8 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 9 Approve Remuneration of Company's For For Management Management and Fiscal Council 1 Approve Prolonging of Cooperation and For For Management Support Agreement between Telecom Italia S.p.A and TIM S.A. 2 Authorize Capitalization of Reserves For For Management 3 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- TIME PUBLISHING & MEDIA CO., LTD. Ticker: 600551 Security ID: Y92777104 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- TIME PUBLISHING & MEDIA CO., LTD. Ticker: 600551 Security ID: Y92777104 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds to For For Management Invest in Short-term Financial Products -------------------------------------------------------------------------------- TIME PUBLISHING & MEDIA CO., LTD. Ticker: 600551 Security ID: Y92777104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TIMES CHINA HOLDINGS LIMITED Ticker: 1233 Security ID: G8904A100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Shum Chiu Hung as Director For For Management 3A2 Elect Sun Hui as Director For Against Management 3A3 Elect Wong Wai Man as Director For Against Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TIMES NEIGHBORHOOD HOLDINGS LTD. Ticker: 9928 Security ID: G8903A101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Meng as Director For For Management 3a2 Elect Yao Xusheng as Director For For Management 3a3 Elect Xie Rao as Director For For Management 3a4 Elect Zhou Rui as Director For For Management 3a5 Elect Bai Xihongas Director For For Management 3a6 Elect Li Qiang as Director For For Management 3a7 Elect Lui Shing Ming, Brian as Director For For Management 3a8 Elect Wong Kong Tin as Director For For Management 3a9 Elect Chu Xiaoping as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TIPCO ASPHALT PUBLIC CO. LTD. Ticker: TASCO Security ID: Y8841G251 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Investment and Divestment For For Management Plans for 2020 5 Approve Dividend Payment For For Management 6.1 Approve EY Office Limited as Auditors For For Management 6.2 Authorize Board to Fix Remuneration of For For Management Auditors 7 Approve Payment of Extraordinary For For Management Variable Remuneration to Non-Executive Board Members 8.1 Approve Fixed Remuneration of For For Management Directors and Sub-Committees 8.2 Approve Variable Remuneration of For For Management Directors 9.1 Elect Frederic Gardes as Director For Against Management 9.2 Elect Jean-Marie Verbrugghe as Director For For Management 9.3 Elect Parnchalerm Sutatam as Director For For Management 9.4 Elect Chainoi Puankosoom as Director For For Management 9.5 Elect Koh Ban Heng as Director For For Management 9.6 Elect Somchit Sertthin as Director For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- TISCO FINANCIAL GROUP PUBLIC COMPANY LIMITED Ticker: TISCO Security ID: Y8843E171 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Board of Directors' Business For For Management Activities 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Omission of Dividend Payment 5 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 6.1 Fix Number of Directors at 12 For For Management 6.2A Elect Pliu Mangkornkanok as Director For For Management 6.2B Elect Hon Kit Shing as Director For For Management 6.2C Elect Suthas Ruangmanamongkol as For For Management Director 6.2D Elect Angkarat Priebjrivat as Director For For Management 6.2E Elect Pranee Tinakorn as Director For For Management 6.2F Elect Teerana Bhongmakapat as Director For For Management 6.2G Elect Sathit Aungmanee as Director For For Management 6.2H Elect Charatpong Chotigavanich as For For Management Director 6.2I Elect Kulpatra Sirodom as Director For For Management 6.2J Elect Chi-Hao Sun as Director For For Management 6.2K Elect Satoshi Yoshitake as Director For For Management 6.2L Elect Sakchai Peechapat as Director For For Management 7 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- TITAN COMPANY LIMITED Ticker: 500114 Security ID: Y88425148 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Harish Bhat as Director For For Management 5 Elect N Muruganandam as Director For For Management 6 Elect V Arun Roy as Director For For Management 7 Elect Pradyumna Vyas as Director For For Management 8 Reelect Hema Ravichandar as Director For For Management 9 Reelect Ireena Vittal as Director For For Management 10 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 11 Elect Mohanasankar Sivaprakasam as For For Management Director -------------------------------------------------------------------------------- TITAN WIND ENERGY (SUZHOU) CO., LTD. Ticker: 002531 Security ID: Y88433100 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Lei as Non-Independent For For Management Director -------------------------------------------------------------------------------- TITAN WIND ENERGY (SUZHOU) CO., LTD. Ticker: 002531 Security ID: Y88433100 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Loan Bank Application of Controlled Subsidiary 2 Approve Provision of Guarantee for For For Management Credit Line Bank Application of Suzhou Tianshun New Energy Technology Co., Ltd. 3 Approve Provision of Guarantee for For For Management Credit Line Bank Application of Suzhou Tianshun Wind Energy Equipment Co., Ltd. -------------------------------------------------------------------------------- TITAN WIND ENERGY (SUZHOU) CO., LTD. Ticker: 002531 Security ID: Y88433100 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Credit Line and Guarantee Provision -------------------------------------------------------------------------------- TITAN WIND ENERGY (SUZHOU) CO., LTD. Ticker: 002531 Security ID: Y88433100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TITAN WIND ENERGY (SUZHOU) CO., LTD. Ticker: 002531 Security ID: Y88433100 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TMB BANK PUBLIC COMPANY LIMITED Ticker: TMB Security ID: Y57710264 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Merger and the Entire For For Management Business Transfer 2 Approve Purchase of TBANK's Total For For Management Shares 3 Approve Reduction in Registered For For Management Capital and Amend Memorandum of Association to Reflect Reduction in Registered Capital 4 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 5 Approve Issuance of Transferable For For Management Subscription Rights 6.1 Approve Allocation of New Ordinary For For Management Shares for the Exercise of Transferable Subscription Rights 6.2 Approve Allocation of New Ordinary For For Management Shares to a Specific Investor on a Private Placement 6.3 Approve Allocation of New Ordinary For For Management Shares to Existing Shareholders 6.4 Approve Allocation of New Ordinary For For Management Shares to Executives and Employees Under the Stock Retention Program 7 Other Business For Against Management -------------------------------------------------------------------------------- TMB BANK PUBLIC COMPANY LIMITED Ticker: TMB Security ID: Y57710264 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Clause 3 of Memorandum of For For Management Association Re: Company's Business Objectives 2 Approve Acquisition of Shares for the For For Management Purpose of the Acceptance of an Entire Business Transfer from Thanachart Bank Public Company Limited 3.1 Elect Suphadej Poonpipat as Director For Against Management 3.2 Elect Somjate Moosirilert as Director For Against Management 4 Approve Additional Audit Fees for 2019 For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- TMK PAO Ticker: TRMK Security ID: X6561F108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Omission of Dividends 2.1 Elect Frank-Detlef Vende as Director None For Management 2.2 Elect Andrei Kaplunov as Director None Against Management 2.3 Elect Sergei Kravchenko as Director None For Management 2.4 Elect Iaroslav Kuzminov as Director None For Management 2.5 Elect Aleksandr Pumpianskii as Director None Against Management 2.6 Elect Dmitrii Pumpianskii as Director None Against Management 2.7 Elect Mikhail Khodorovskii as Director None Against Management 2.8 Elect Natalia Chervonenko as Director None For Management 2.9 Elect Anatolii Chubais as Director None Against Management 2.10 Elect Aleksandr Shiriaev as Director None Against Management 2.11 Elect Aleksandr Shokhin as Director None For Management 3 Ratify Auditor For For Management 4 Approve New Edition of Charter For For Management -------------------------------------------------------------------------------- TOFAS TURK OTOMOBIL FABRIKASI AS Ticker: TOASO Security ID: M87892101 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- TOLY BREAD CO. LTD. Ticker: 603866 Security ID: Y774AK107 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Use of Idle Raised For For Management Fund to Purchase Financial Products -------------------------------------------------------------------------------- TOLY BREAD CO. LTD. Ticker: 603866 Security ID: Y774AK107 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Draft and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- TOLY BREAD CO. LTD. Ticker: 603866 Security ID: Y774AK107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8.1 Approve Remuneration of Directors Wu For For Management Xueliang, Wu Xuequn, Sheng Yali, Wu Xuedong and Sheng Long 8.2 Approve Remuneration of Independent For For Management Directors Song Zhangfa, Liu Chengqing, Wu Fei and Huang Yu 9 Approve Remuneration of Supervisors For For Management 10 Approve Use of Idle Own Funds to For For Management Invest in Entrusted Financial Products 11 Approve Comprehensive Bank Credit Line For For Management Application 12 Approve Use of Idle Raised Funds to For For Management Invest in Entrusted Financial Products 13 Approve Termination or Completion of For For Management Raised Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 14 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 15 Approve Change of Business Scope and For For Management Registered Capital as well as Amend Articles of Association -------------------------------------------------------------------------------- TON YI INDUSTRIAL CORP. Ticker: 9907 Security ID: Y8895R104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TONG HSING ELECTRONICS INDUSTRIES LTD. Ticker: 6271 Security ID: Y8862W102 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 3 Approve Acquisition via Shares Swap by For For Management New Share Issuance -------------------------------------------------------------------------------- TONG HSING ELECTRONICS INDUSTRIES LTD. Ticker: 6271 Security ID: Y8862W102 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Adjust Capital Structure of For For Management the Company 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TONG REN TANG TECHNOLOGIES CO. LTD. Ticker: 1666 Security ID: Y8884M108 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Distribution Framework For For Management Agreement, the Annual Caps, and Related Transactions 2 Approve Master Procurement Agreement, For For Management the Annual Caps, and Related Transactions -------------------------------------------------------------------------------- TONG REN TANG TECHNOLOGIES CO. LTD. Ticker: 1666 Security ID: Y8884M108 Meeting Date: FEB 17, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Transfer Agreement, For For Management Supplemental Asset Transfer Agreement and Related Transactions 2 Amend Rules of Procedures of the Board For Against Management of Directors Regarding Party Committee 3 Amend Articles of Association For Against Management Regarding Party Committee -------------------------------------------------------------------------------- TONG REN TANG TECHNOLOGIES CO. LTD. Ticker: 1666 Security ID: Y8884M108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Audited Consolidated For For Management Financial Statements 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve Final Dividend For For Management 5 Approve PricewaterhouseCoopers as For For Management Overseas Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Elect Jin Tao as Director, Authorize For For Management Board to Fix His Remuneration, and Authorize Board to Enter Into a Service Contract with Jin Tao 8 Elect Ma Guan Yu as Director, For For Management Authorize Board to Fix His Remuneration, and Authorize Board to Enter Into a Service Contract with Ma Guan Yu 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Authorize Board to Fix the For For Shareholder Remuneration and to Enter Into Service Contracts with Li Yuan Hong 11 Amend Articles of Association For For Management 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Amend Articles of Association to Reflect New Capital Structure -------------------------------------------------------------------------------- TONG REN TANG TECHNOLOGIES CO. LTD. Ticker: 1666 Security ID: Y8884M108 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TONG YANG INDUSTRY CO., LTD. Ticker: 1319 Security ID: Y8886R105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3.1 Elect WU,YONG-FENG, with Shareholder For For Management No. 3, as Non-Independent Director 3.2 Elect WU,YONG-MAO, with Shareholder No. For For Management 4, as Non-Independent Director 3.3 Elect WU,YONG-XIANG, with Shareholder For For Management No. 5, as Non-Independent Director 3.4 Elect WANG,QI-BIN, with Shareholder No. For For Management 9, as Non-Independent Director 3.5 Elect LIN,GAN-XIONG with ID No. For For Management N100218XXX as Independent Director 3.6 Elect CAI,MING-TIAN with ID No. For For Management F104036XXX as Independent Director 3.7 Elect ZHENG,YAN-LING with ID No. For For Management V220172XXX as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- TONGAAT-HULETT LTD. Ticker: TON Security ID: S85920130 Meeting Date: JAN 07, 2020 Meeting Type: Written Consent Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For For Management 2 Approve Financial Assistance to For For Management Related or Inter-related Company or Corporation 1 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- TONGAAT-HULETT LTD. Ticker: TON Security ID: S85920130 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Deloitte & Touche as For For Management Auditors of the Company and Appoint Ruwayda Redfearn as the Individual Designated Auditor 2 Re-elect Stephen Beesley as Director For Against Management 3 Elect Louis von Zeuner as Director For For Management 4 Elect Gavin Hudson as Director For For Management 5 Elect Rob Aitken as Director For For Management 6 Elect Linda de Beer as Director For For Management 7 Elect Jean Nel as Director For For Management 8 Elect Robin Goetzsche as Director For For Management 9 Elect Andile Sangqu as Director For For Management 10 Elect Dan Marokane as Director For For Management 11 Elect Linda de Beer as Chairman of the For For Management Audit and Compliance Committee 12 Elect Robin Goetzsche as Member of the For For Management Audit and Compliance Committee 13 Elect Jean Nel as Member of the Audit For For Management and Compliance Committee 14 Place Authorised but Unissued Shares For For Management under Control of Directors 15 Authorise Board to Issue Shares for For For Management Cash 16 Approve Conditional Share Plan For For Management 17 Authorise Ratification of Approved For For Management Resolutions 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Non-executive Directors' Fees For For Management 3 Approve Restructuring Committee's Fees For For Management 4 Approve Financial Assistance under the For For Management Conditional Share Plan 5 Authorise Issue of Shares under the For For Management Conditional Share Plan 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report For Against Management -------------------------------------------------------------------------------- TONGCHENG-ELONG HOLDINGS LIMITED Ticker: 780 Security ID: G8918W106 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt 2019 Share Option Plan and For For Management Related Transactions -------------------------------------------------------------------------------- TONGCHENG-ELONG HOLDINGS LIMITED Ticker: 780 Security ID: G8918W106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Wu Zhixiang as Director For For Management 2a2 Elect Brent Richard Irvin as Director For For Management 2a3 Elect Cheng Yun Ming Matthew as For For Management Director 2a4 Elect Wu Haibing as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TONGDA GROUP HOLDINGS LIMITED Ticker: 698 Security ID: G8917X121 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wang Ya Nan as Director For For Management 2b Elect Yu Sun Say as Director For For Management 2c Elect Ting Leung Huel Stephen as For For Management Director 2d Elect Wang Hung Man as Director For For Management 2e Elect Wong Ming Sik as Director For For Management 2f Elect Wong Ming Yuet as Director For For Management 2g Elect Hui Wai Man as Director For For Management 2h Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TONGDING INTERCONNECTION INFORMATION CO., LTD. Ticker: 002491 Security ID: Y444BB106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee to For For Management Subsidiary 7 Approve Application of Financing from For For Management Financial Institutions and Relevant Authorization 8 Approve to Appoint Auditor For For Management 9 Elect He Zhongliang as Non-Independent For For Management Director 10 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary 11 Approve Provision for Asset Impairment For For Management 12 Approve Performance Compensation For For Management -------------------------------------------------------------------------------- TONGFU MICROELECTRONICS CO., LTD. Ticker: 002156 Security ID: Y6199W100 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Issue Price For For Management 2.5 Approve Issue Amount For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Receipt of Counter Guarantee For For Management and Related Party Transaction 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Economic Guarantee System For For Management -------------------------------------------------------------------------------- TONGFU MICROELECTRONICS CO., LTD. Ticker: 002156 Security ID: Y6199W100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Business Goals and Investment For For Management Plans 3 Approve Allocation of Income and For For Management Dividends 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For Against Management 9 Approve Report on the Usage of For For Shareholder Previously Raised Funds -------------------------------------------------------------------------------- TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. Ticker: 600867 Security ID: Y8864T107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Approve Share Repurchase Purpose For For Management 2.2 Approve Share Repurchase Type For For Management 2.3 Approve Share Repurchase Manner For For Management 2.4 Approve Period of the Share Repurchase For For Management 2.5 Approve Share Repurchase Usage, For For Management Number, Proportion of the Company's Total Share Capital and Total Funds 2.6 Approve Share Repurchase Price For For Management 2.7 Approve Total Amount and Source of For For Management Funds Used for the Share Repurchase 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Shareholder Association to Expand Business Scope -------------------------------------------------------------------------------- TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. Ticker: 600867 Security ID: Y8864T107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Financial and For For Management Internal Control Auditor 7 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 8.1 Elect Leng Chunsheng as For For Shareholder Non-Independent Director 8.2 Elect Li Jiahong as Non-Independent For For Shareholder Director 8.3 Elect Wang Junye as Non-Independent For For Shareholder Director 8.4 Elect Zhang Guodong as Non-Independent For For Shareholder Director 8.5 Elect Zhang Wenhai as Non-Independent For For Shareholder Director 8.6 Elect Chang Xiaohui as Non-Independent For For Shareholder Director 9.1 Elect Shi Wei as Independent Director For For Shareholder 9.2 Elect Wang Yanming as Independent For For Shareholder Director 9.3 Elect An Yaren as Independent Director For For Shareholder 10.1 Elect Cheng Jianqiu as Supervisor For For Shareholder 10.2 Elect Cao Fubo as Supervisor For For Shareholder -------------------------------------------------------------------------------- TONGKUN GROUP CO., LTD. Ticker: 601233 Security ID: Y8851U109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve to Appoint Financial Auditor For For Management 9 Approve Issuance of Super Short-term For For Management Commercial Papers 10 Approve Issuance of Medium-term Notes For For Management 11 Approve Guarantee Provision Between For For Management Company and Subsidiary 12 Approve to Authorized Company and For For Management Subsidiary for the Financing Application 13.1 Approve Related Party Transaction with For For Management Controlling Shareholders and Its Subsidiaries 13.2 Approve Related Party Transaction with For For Management Zhejiang Hengchuang Advanced Functional Fiber Innovation Center Co. , Ltd. 13.3 Approve Related Party Transaction with For For Management Jiaxinggang Antong Public Pipe Gallery Co., Ltd. 14.1 Approve Related Party Transaction with For For Management Controlling Shareholders and Its Subsidiaries 14.2 Approve Related Party Transaction with For For Management Zhejiang Petroleum & Chemical Co., Ltd. 14.3 Approve Related Party Transaction with For For Management Zhejiang Hengchuang Advanced Functional Fiber Innovation Center Co. , Ltd. 14.4 Approve Related Party Transaction with For For Management Jiaxinggang Antong Public Pipe Gallery Co., Ltd. -------------------------------------------------------------------------------- TONGKUN GROUP CO., LTD. Ticker: 601233 Security ID: Y8851U109 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Raise the Standard of For For Management Allowance for Independent Directors 2 Approve Capital Injection For For Management 3.1 Elect Chen Shiliang as Non-Independent For For Shareholder Director 3.2 Elect Chen Lei as Non-Independent For For Shareholder Director 3.3 Elect Xu Jinxiang as Non-Independent For For Shareholder Director 3.4 Elect Shen Peixing as Non-Independent For For Shareholder Director 3.5 Elect Chen Shinan as Non-Independent For For Shareholder Director 3.6 Elect Zhou Jun as Non-Independent For For Shareholder Director 3.7 Elect Zhong Yuqing as Non-Independent For For Shareholder Director 4.1 Elect Chen Zhimin as Independent For For Shareholder Director 4.2 Elect Liu Kexin as Independent Director For For Shareholder 4.3 Elect Pan Yushuang as Independent For For Shareholder Director 4.4 Elect Wang Xiuhua as Independent For For Shareholder Director 5.1 Elect Chen Jianrong as Supervisor For For Shareholder 5.2 Elect Yu Linzhong as Supervisor For For Shareholder 5.3 Elect Yu Rusong as Supervisor For For Shareholder -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection into Sister For For Management Company and Related Party Transactions -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report on the 2019 Financial For For Management Budget Implementation and 2020 Financial Budget Arrangements 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Comprehensive For For Management Bank Credit Lines 7 Approve Foreign Exchange Trading For For Management Business 8 Approve Appointment of Auditor For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope 11 Approve Signing of Financial Services For For Management Agreement and Continued Related Party Transactions 12 Approve Provision for Asset Impairment For For Management 13.1 Elect Yang Jun as Non-independent For For Management Director 13.2 Elect Gong Huadong as Non-independent For For Management Director 13.3 Elect Xu Wuqi as Non-independent For For Management Director 13.4 Elect Hu Xinfu as Non-independent For For Management Director 13.5 Elect Ding Shiqi as Non-independent For For Management Director 13.6 Elect Jiang Peijin as Non-independent For For Management Director 13.7 Elect Zhou Jun as Non-independent For For Management Director 13.8 Elect Wu Heping as Non-independent For For Management Director 14.1 Elect Yao Lushi as Independent Director For For Management 14.2 Elect Wang Chang as Independent For For Management Director 14.3 Elect Wang Li as Independent Director For For Management 14.4 Elect Liu Fanglai as Independent For For Management Director 15.1 Elect Chen Mingyong as Supervisor For For Management 15.2 Elect Wang Nongsheng as Supervisor For For Management 15.3 Elect Xie Shuorong as Supervisor For For Management -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- TONGTAI MACHINE & TOOL CO., LTD. Ticker: 4526 Security ID: Y8884R107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect JUI-HSIUNG YEN, with Shareholder For For Management No. 26, as Non-Independent Director 1.2 Elect EU-GENE CHUANG, a Representative For Against Management of U-YUAN INVESTMENT LTD., with Shareholder No. 10180, as Non-Independent Director 1.3 Elect JUN-LIANG KUO, a Representative For Against Management of HONG MAI CO., LTD., with Shareholder No. 33937, as Non-Independent Director 1.4 Elect YANG-KUANG TUNG, with For Against Management Shareholder No. 9, as Non-Independent Director 1.5 Elect HWA-CHOU YEN, a Representative For Against Management of SAN SHIN CO., LTD., with Shareholder No. 90, as Non-Independent Director 1.6 Elect CHENG YEN, a Representative of For Against Management SAN SHIN CO., LTD., with Shareholder No. 90, as Non-Independent Director 1.7 Elect LU YEN, a Representative of TSAN For Against Management YING INVESTMENT CO., LTD., with Shareholder No. 15540, as Non-Independent Director 1.8 Elect HUI-JEN YEN, with Shareholder No. For Against Management 5229, as Non-Independent Director 1.9 Elect TSAN-JEN CHEN, a Representative For Against Management of JUI HSIU INVESTMENT CO., LTD, with Shareholder No. 7017, as Non-Independent Director 1.10 Elect FENG-HUI CHIOU, a Representative For Against Management of DONG YING INVESTMENT CO., LTD., with Shareholder No. 13750, as Non-Independent Director 1.11 Elect THOMAS FANN ,SHIN FANN, with ID For For Management No. H121148XXX, as Independent Director 1.12 Elect PO-HAN WANG, with ID No. For For Management E122525XXX, as Independent Director 1.13 Elect MING-TO YU, with ID No. For For Management A121533XXX, as Independent Director 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Profit Distribution For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Green Corporate Bond 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Bond Interest Rate, Method of For For Management Determination, and Pricing Process 2.5 Approve Method of Repayment of Capital For For Management and Interest 2.6 Approve Bond Form For For Management 2.7 Approve Issue Manner and Target For For Management Subscribers 2.8 Approve Guarantee and Other Credit For For Management Enhancement Measures 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Use of Proceeds For For Management 2.11 Approve Placing Arrangement for For For Management Shareholders 2.12 Approve Listing and Transfer For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Private Placement of Green Corporate Bond -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve High-Purity Crystalline For For Management Silicon and Solar Cell Business Development Plan 2 Approve Investment in the Construction For For Management of 30GW High-Efficiency Solar Cells and Supporting Projects -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee For Against Management 10 Approve Provision of Guarantee for For For Management Company Customer 11 Approve Bill Pool Business For Against Management 12 Approve Use Funds for Financial For For Management Management 13 Approve Hedging Plan For For Management 14 Approve Loan Related Transactions For For Management 15 Approve Super Short-term Commercial For For Management Papers 16 Amend Articles of Association For For Management 17 Approve Company's Eligibility for For For Management Private Placement of Shares 18.1 Approve Type, Par Value and Listing For For Management Exchange 18.2 Approve Issue Manner and Issue Time For For Management 18.3 Approve Target Subscribers and For For Management Subscription Method 18.4 Approve Issue Size For For Management 18.5 Approve Issue Price and Pricing Basis For For Management 18.6 Approve Lock-up Period For For Management 18.7 Approve Amount and Use of Proceeds For For Management 18.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 18.9 Approve Resolution Validity Period For For Management 19 Approve Private Placement of Shares For For Management 20 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 21 Approve Report on the Usage of For For Management Previously Raised Funds 22 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 23 Approve Authorization of Board to For For Management Handle All Related Matters 24.1 Elect Ding Yi as Non-Independent For For Management Director -------------------------------------------------------------------------------- TONGYU COMMUNICATION, INC. Ticker: 002792 Security ID: Y88727105 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Capital For Did Not Vote Management and Amend Articles of Association 2 Approve Amendments to Articles of For Did Not Vote Management Association to Expand Business Scope -------------------------------------------------------------------------------- TONGYU COMMUNICATION, INC. Ticker: 002792 Security ID: Y88727105 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Zhonglin as Non-independent For Did Not Vote Management Director 1.2 Elect Shi Guiqing as Non-independent For Did Not Vote Management Director 1.3 Elect Liu Mulin as Non-independent For Did Not Vote Management Director 1.4 Elect Chen Hongsheng as For Did Not Vote Management Non-independent Director 1.5 Elect Chen Yaoming as Non-independent For Did Not Vote Management Director 1.6 Elect Zhao Yuping as Non-independent For Did Not Vote Management Director 2.1 Elect Gong Shuxi as Independent For Did Not Vote Management Director 2.2 Elect Zhu Huihuang as Independent For Did Not Vote Management Director 2.3 Elect Hu Minshan as Independent For Did Not Vote Management Director 3.1 Elect Gao Zhuofeng as Supervisor For Did Not Vote Shareholder 3.2 Elect Chao Jingting as Supervisor For Did Not Vote Shareholder 3.3 Elect Sun Junquan as Supervisor For Did Not Vote Shareholder 4 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- TONGYU COMMUNICATION, INC. Ticker: 002792 Security ID: Y88727105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Appointment of Auditor For Did Not Vote Management 7 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 8 Approve Forward Foreign Exchange For Did Not Vote Management Settlement and Foreign Exchange Swap Business 9 Approve Bank Credit Line Application For Did Not Vote Management 10 Approve Use of Idle Own Funds for Cash For Did Not Vote Management Management 11 Approve Use of Idle Raised Funds for For Did Not Vote Management Cash Management 12 Approve Shareholder Return Plan For Did Not Vote Management -------------------------------------------------------------------------------- TOP ENERGY CO., LTD. SHANXI Ticker: 600780 Security ID: Y88961100 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TOP ENERGY CO., LTD. SHANXI Ticker: 600780 Security ID: Y88961100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Business Proposal Plan For For Management 8 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- TOP GLOVE CORPORATION BHD Ticker: 7113 Security ID: Y88965101 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lim Wee Chai as Director For For Management 2 Elect Lim Cheong Guan as Director For For Management 3 Elect Azrina Arshad as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 6 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Lim Han Boon to Continue For For Management Office as Independent Non-Executive Director 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Zuotao as Non-independent For For Shareholder Director 1.2 Elect Xiao Shuangtian as For For Shareholder Non-independent Director 1.3 Elect Wu Hongmei as Non-independent For For Shareholder Director 1.4 Elect Zhang Hongtao as Non-independent For For Shareholder Director 1.5 Elect Li Jiangbing as Non-independent For For Shareholder Director 2.1 Elect Duan Donghui as Independent For For Shareholder Director 2.2 Elect Pan Hongbo as Independent For For Shareholder Director 2.3 Elect Guo Min as Independent Director For For Shareholder 3.1 Elect Guan Jingru as Supervisor For For Shareholder 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Company's Eligibility for For For Shareholder Issuance of Convertible Bonds 7.1 Approve Type For For Shareholder 7.2 Approve Issue Size For For Shareholder 7.3 Approve Term For For Shareholder 7.4 Approve Par Value and Issue Price For For Shareholder 7.5 Approve Bond Coupon Rate For For Shareholder 7.6 Approve Period and Manner of Repayment For For Shareholder of Capital and Interest 7.7 Approve Conversion Period For For Shareholder 7.8 Approve Determination of Conversion For For Shareholder Price 7.9 Approve Adjustment and Calculation For For Shareholder Method of Conversion Price 7.10 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price 7.11 Approve Method for Determining the For For Shareholder Number of Shares for Conversion 7.12 Approve Terms of Redemption For For Shareholder 7.13 Approve Terms of Sell-Back For For Shareholder 7.14 Approve Dividend Distribution Post For For Shareholder Conversion 7.15 Approve Issue Manner and Target For For Shareholder Subscribers 7.16 Approve Placing Arrangement for For For Shareholder Shareholders 7.17 Approve Matters Relating to Meetings For For Shareholder of Bondholders 7.18 Approve Use of Proceeds For For Shareholder 7.19 Approve Guarantee Matters For For Shareholder 7.20 Approve Rating Matters For For Shareholder 7.21 Approve Depository of Raised Funds For For Shareholder 7.22 Approve Resolution Validity Period For For Shareholder 8 Approve Issuance of Convertible Bonds For For Shareholder 9 Approve Demonstration Analysis Report For For Shareholder in Connection to Issuance of Convertible Bonds 10 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 11 Approve Report on the Usage of For For Shareholder Previously Raised Funds 12 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Rules and Procedures Regarding For For Shareholder General Meetings of Convertible Bondholders 14 Approve Authorization of Board to For For Shareholder Handle All Related Matters 15 Approve Shareholder Return Plan For For Shareholder -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in Joint For For Management Venture Company 2 Approve Transfer of Assets by For For Management Wholly-owned Subsidiary 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TOPCHOICE MEDICAL CORP. Ticker: 600763 Security ID: Y0772A106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Elect Chen Danpeng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TOPCHOICE MEDICAL INVESTMENT CO., INC. Ticker: 600763 Security ID: Y0772A106 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TOPCO SCIENTIFIC CO., LTD. Ticker: 5434 Security ID: Y8896T109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 6 Amendments to Trading Procedures For For Management Governing Derivatives Products 7 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 8.1 Elect J. W. KUO, with SHAREHOLDER NO. For For Management 00000009 as Non-independent Director 8.2 Elect JEFFERY PAN, with SHAREHOLDER NO. For For Management 00000018 as Non-independent Director 8.3 Elect SIMON TSENG, with SHAREHOLDER NO. For For Management 00000034 as Non-independent Director 8.4 Elect CHARLES LEE, with SHAREHOLDER NO. For For Management 00000037 as Non-independent Director 8.5 Elect ROBERT LAI, a Representative of For For Management JIA PIN INVESTMENT DEVELOPMENT COMPANY LIMITED with SHAREHOLDER NO.00024761, as Non-independent Director 8.6 Elect PEIFEN CHANG, with SHAREHOLDER For For Management NO.00021389 as Non-independent Director 8.7 Elect CHEN, LINSEN, with SHAREHOLDER For For Management NO.Q101395XXX as Independent Director 8.8 Elect SUN,PI-CHUAN, with SHAREHOLDER For For Management NO.B220948XXX as Independent Director 8.9 Elect CHENG, JEN-WEI, with SHAREHOLDER For For Management NO.U120105XXX as Independent Director 9 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- TOPKEY CORP. Ticker: 4536 Security ID: Y8912M104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- TORRENT PHARMACEUTICALS LIMITED Ticker: 500420 Security ID: Y8896L148 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone and Consolidated For For Management Financial Statements 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Samir Mehta as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Reappointment and Remuneration For Against Management of Samir Mehta as Executive Chairman 6 Approve Payment of Commission to For For Management Sudhir Mehta as Chairman Emeritus for the Year 2018-19 7 Approve Payment of Commission to For Against Management Non-Executive Directors -------------------------------------------------------------------------------- TORRENT PHARMACEUTICALS LIMITED Ticker: 500420 Security ID: Y8896L148 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Reappointment and Remuneration For Against Management of Samir Mehta as Executive Chairman 3 Elect Jinesh Shah as Director and For Against Management Approve Appointment and Remuneration of Jinesh Shah as Whole-time Director Designated as Director (Operations) -------------------------------------------------------------------------------- TORRENT POWER LIMITED Ticker: 532779 Security ID: Y8903W103 Meeting Date: AUG 05, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Jinal Mehta as Director For For Management 4 Approve Commission to Directors For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Commission to Sudhir Mehta as For For Management Non-Executive Director and Chairman Emeritus 7 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- TORUNLAR GAYRIMENKUL YATIRIM ORTAKLIGI AS Ticker: TRGYO Security ID: M8820E106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Allocation of Income For For Management 7 Approve Discharge of Board For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Related Party None None Management Transactions 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Receive Information on Real Estate None None Management Purchases 17 Wishes None None Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- TOTVS SA Ticker: TOTS3 Security ID: P92184103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Seven For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6.1 Elect Eduardo Mazzilli de Vassimon as For For Management Independent Director 6.2 Elect Gilberto Mifano as Independent For For Management Director 6.3 Elect Guilherme Stocco Filho as For For Management Independent Director 6.4 Elect Laercio Jose de Lucena Cosentino For For Management as Director 6.5 Elect Maria Leticia de Freitas Costa For For Management as Independent Director 6.6 Elect Mauro Gentile Rodrigues da Cunha For For Management as Independent Director 6.7 Elect Sylvia de Souza Leao Wanderley For For Management as Independent Director 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Mazzilli de Vassimon as Independent Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Gilberto Mifano as Independent Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Stocco Filho as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Laercio Jose de Lucena Cosentino as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Leticia de Freitas Costa as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Gentile Rodrigues da Cunha as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Sylvia de Souza Leao Wanderley as Independent Director 9 Approve Remuneration of Company's For Against Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- TOTVS SA Ticker: TOTS3 Security ID: P92184103 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 3-for-1 Stock Split and Amend For For Management Article 5 Accordingly 2 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- TOUNG LOONG TEXTILE MFG. CO., LTD. Ticker: 4401 Security ID: Y8905L105 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- TOYOU FEIJI ELECTRONICS CO., LTD. Ticker: 300302 Security ID: Y8316F101 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Related Party Transaction 2 Approve Authorization on Comprehensive For For Management Credit Line Limit -------------------------------------------------------------------------------- TOYOU FEIJI ELECTRONICS CO., LTD. Ticker: 300302 Security ID: Y8316F101 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Zexiang as Non-independent For For Management Director 1.2 Elect Tong Yihong as Non-independent For For Management Director 1.3 Elect Luo Hua as Non-independent For For Management Director 1.4 Elect Yang Jianli as Non-independent For For Management Director 2.1 Elect Tang Hong as Independent Director For For Management 2.2 Elect Chen Shouzhong as Independent For For Management Director 2.3 Elect Wang Yongbin as Independent For For Management Director 3.1 Elect Yang Dayong as Supervisor For For Management 3.2 Elect Li Bin as Supervisor For For Management -------------------------------------------------------------------------------- TOYOU FEIJI ELECTRONICS CO., LTD. Ticker: 300302 Security ID: Y8316F101 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Adjustment to Issue Size to For For Management Target Parties 1.2 Approve Adjustment to Issue Scale For For Management 1.3 Approve Adjustment to Issue Price For For Management 1.4 Approve Adjustment to Lock-up Period For For Management -------------------------------------------------------------------------------- TOYOU FEIJI ELECTRONICS CO., LTD. Ticker: 300302 Security ID: Y8316F101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Superivors For For Management 9 Approve Credit Line Bank Application For For Management -------------------------------------------------------------------------------- TPI POLENE POWER PUBLIC COMPANY LIMITED Ticker: TPIPP Security ID: Y8898K122 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Amend Company's Objectives and Amend For For Management Memorandum of Association 3 Other Business For Against Management -------------------------------------------------------------------------------- TPK HOLDING CO., LTD. Ticker: 3673 Security ID: G89843109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- TRAKYA CAM SANAYII AS Ticker: TRKCM Security ID: M8811Q100 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to Sign Minutes of Meeting 2 Amend Company Articles For For Management -------------------------------------------------------------------------------- TRAKYA CAM SANAYII AS Ticker: TRKCM Security ID: M8811Q100 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to Sign Minutes of Meeting 2 Amend Company Articles For For Management -------------------------------------------------------------------------------- TRAKYA CAM SANAYII AS Ticker: TRKCM Security ID: M8811Q100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Approve Discharge of Board For For Management 5 Elect Directors For Against Management 6 Approve Director Remuneration For Against Management 7 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 8 Approve Allocation of Income For For Management 9 Authorize Board to Distribute Advance For For Management Dividends 10 Ratify External Auditors For Against Management 11 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties -------------------------------------------------------------------------------- TRANSCEND INFORMATION, INC. Ticker: 2451 Security ID: Y8968F102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- TRANSFAR ZHILIAN CO., LTD. Ticker: 002010 Security ID: Y98924106 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Public Issuance of Corporate Bonds to Qualified Investors 2.1 Approve Issue Size For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Bond Maturity and Type For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Use of Proceeds For For Management 2.6 Approve Bond Interest Rate as well as For For Management Method for Principal Repayment and Interest Payment 2.7 Approve Guarantee Method For For Management 2.8 Approve Adjustment on Coupon Rate For For Management Option as well as Arrangement on Redemption and Sale-back 2.9 Approve Underwriting and Listing For For Management 2.10 Approve Target Subscribers For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Guarantee Provision Plan For For Management 5 Approve Adjustment of Implementing For For Management Entity for Fund-raising Investment Projects -------------------------------------------------------------------------------- TRANSFAR ZHILIAN CO., LTD. Ticker: 002010 Security ID: Y98924106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Application of Credit Lines For For Management 8 Approve Guarantee Provision Plan For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Financial Services Agreement For For Management 11 Approve Amendments to Articles of For For Management Association 12.1 Elect Xu Guanju as Non-Independent For For Management Director 12.2 Elect Xu Guanbao as Non-Independent For For Management Director 12.3 Elect Wu Jianhua as Non-Independent For For Management Director 12.4 Elect Zhou Jiahai as Non-Independent For For Management Director 12.5 Elect Chen Jian as Non-Independent For For Management Director 12.6 Elect Zhu Jiangying as Non-Independent For For Management Director 13.1 Elect Xin Jinguo as Independent For For Management Director 13.2 Elect He Shengdong as Independent For For Management Director 13.3 Elect Chen Jin as Independent Director For For Management 14.1 Elect Chen Jie as Supervisor For For Management 14.2 Elect Wang Zidao as Supervisor For For Management -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Shares of For For Management Brasnorte Transmissora de Energia S.A. -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Rialma For For Management Transmissora de Energia I S.A. -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Bernardo Vargas Gibsone as For For Management Director 4.2 Elect Cesar Augusto Ramirez Rojas as For For Management Director 4.3 Elect Fernando Augusto Rojas Pinto as For For Management Director 4.4 Elect Fernando Bunker Gentil as For For Management Director 4.5 Elect Hermes Jorge Chipp as For For Management Independent Director 4.6 Elect Celso Maia de Barros as For For Management Independent Director 4.7 Elect Daniel Faria Costa as Director For For Management 4.8 Elect Paulo Mota Henriques as Director For For Management 4.9 Elect Jose Joao Abdalla Filho as For For Management Director 4.10 Elect Francois Moreau as Independent For For Management Director 4.11 Elect Reynaldo Passanezi Filho as For For Management Director 4.12 Elect Rafael Falcao Noda as Director For For Management 4.13 Elect Luis Augusto Barcelos Barbosa as For For Management Independent Director 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Bernardo Vargas Gibsone as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Cesar Augusto Ramirez Rojas as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Augusto Rojas Pinto as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Bunker Gentil as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Hermes Jorge Chipp as Independent Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Celso Maia de Barros as Independent Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Faria Costa as Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Mota Henriques as Director 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Joao Abdalla Filho as Director 6.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Francois Moreau as Independent Director 6.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Reynaldo Passanezi Filho as Director 6.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Rafael Falcao Noda as Director 6.13 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Augusto Barcelos Barbosa as Independent Director 7 Fix Number of Fiscal Council Members For For Management 8.1 Elect Manuel Domingues de Jesus e For Abstain Management Pinho as Fiscal Council Member and Joao Henrique de Souza Brum as Alternate 8.2 Elect Custodio Antonio de Mattos as For Abstain Management Fiscal Council Member and Eduardo Jose de Souza as Alternate 8.3 Elect Carlos Julia Figueiredo Goytacaz For Abstain Management SantAnna as Fiscal Council Member and Luiz Felipe da Silva Veloso as Alternate 9.1 Elect Marcello Joaquim Pacheco as None For Shareholder Fiscal Council Member and Alberto Jorge Oliveira da Costa as Alternate Appointed by Minority Shareholder 9.2 Elect Rodrigo de Mesquita Pereira as None Abstain Shareholder Fiscal Council Member and Octavio Rene Lebarbenchon Neto as Alternate Appointed by Minority Shareholder 10.1 Elect Murici dos Santos as Fiscal None For Shareholder Council Member and Renato Venicius da Silva as Alternate Appointed by Preferred Shareholder 10.2 Elect Luciano Luiz Barsi as Fiscal None Abstain Shareholder Council Member and Marcos Aurelio Pamplona da Silva as Alternate Appointed by Preferred Shareholder 11 Approve Remuneration of Company's For Against Management Management 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xi Sheng as Director, Authorize For For Management Board to Fix His Remuneration and Approve Resignation of Tang Bing as Director -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Phase II H Share Appreciation For For Management Rights Scheme and Related Transactions -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cui Zhixiong as Director For For Management 1.2 Elect Xiao Yinhong as Director For For Management 1.3 Elect Zhao Xiaohang as Director For For Management 1.4 Elect Xi Sheng as Director For For Management 1.5 Elect Luo Laijun a as Director For For Management 1.6 Elect Cao Shiqing as Director For For Management 1.7 Elect Ngai Wai Fung as Director For For Management 1.8 Elect Liu Xiangqun as Director For For Management 2.1 Elect Zeng Yiwei as Supervisor For For Management 2.2 Elect Yu Yanbing as Supervisor None None Management 2.3 Elect Zhu Yan as Supervisor For For Management 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements of the Company and Its Subsidiaries 4 Approve 2019 Allocation of Profit and For For Management Distribution of Final Dividend 5 Approve BDO Limited as International For For Management Auditors and BDO China Shu Lun Pan (Certified Public Accountants LLP) as PRC Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TRIANGLE TYRE CO., LTD. Ticker: 601163 Security ID: Y89772100 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TRIANGLE TYRE CO., LTD. Ticker: 601163 Security ID: Y89772100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transaction with Triangle Group Co., Ltd. 8 Approve Daily Related Party For For Management Transaction with China National Heavy Duty Truck Group Co., Ltd. 9 Approve 2019 and 2020 Remuneration of For Against Management Directors 10 Approve 2019 and 2020 Remuneration of For Against Management Supervisors 11 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 12 Approve Comprehensive Credit Line and For Against Management Daily Loans 13 Approve Cash Management For For Management 14 Approve Allowance of Independent For For Management Directors 15.1 Elect Ding Mu as Non-Independent For For Management Director 15.2 Elect Lin Xiaobin as Non-Independent For For Management Director 15.3 Elect Shan Guoling as Non-Independent For For Management Director 15.4 Elect Zhong Danfang as Non-Independent For For Management Director 15.5 Elect Xiong Shunmin as Non-Independent For For Management Director 15.6 Elect Chi Lei as Non-Independent For For Management Director 16.1 Elect Liu Feng as Independent Director For For Management 16.2 Elect Fan Xuejun as Independent For For Management Director 16.3 Elect Fang Qiaoling as Independent For For Management Director 17.1 Elect Wang Xiangdong as Supervisor For For Management 17.2 Elect Han Dengguo as Supervisor For For Management 17.3 Elect Shao Zaidong as Supervisor For For Management -------------------------------------------------------------------------------- TRIPOD TECHNOLOGY CORP. Ticker: 3044 Security ID: Y8974X105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TRIUMPH SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600552 Security ID: Y8978R104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Guarantee for Controlled For For Management Subsidiary 2 Approve Additional Provision of For For Management Guarantee and Provision of Counter Guarantee in Connection with Related Party Transactions -------------------------------------------------------------------------------- TRIUMPH SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600552 Security ID: Y8978R104 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Amend Working System for Independent For Against Management Directors 5 Approve Merger by Absorption For For Management 6 Approve Signing of Financial Service For For Management Agreement -------------------------------------------------------------------------------- TRIUMPH SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600552 Security ID: Y8978R104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Related Party Transaction For For Management 8 Approve Provision for Asset Impairment For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Provision of Guarnatee For For Management -------------------------------------------------------------------------------- TRUE CORP. PUBLIC CO., LTD. Ticker: TRUE Security ID: Y3187S225 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operation Result None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 4.1 Elect Xu Genluo as Director For Against Management 4.2 Elect Ajva Taulananda as Director For For Management 4.3 Elect Li Feng as Director For For Management 4.4 Elect Chatchaval Jiaravanon as Director For For Management 4.5 Elect Narong Chearavanont as Director For For Management 4.6 Elect Gao Tongqing as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance and Offering of For For Management Debentures -------------------------------------------------------------------------------- TRUKING TECHNOLOGY LTD. Ticker: 300358 Security ID: Y8977B100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 24.9% Stake in For For Management ROMACO -------------------------------------------------------------------------------- TRUKING TECHNOLOGY LTD. Ticker: 300358 Security ID: Y8977B100 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line and Guarantee For For Management Provision 9 Approve Related Party Transaction For For Management 10 Approve Use of Idle Raised Funds and For For Management Idle Funds for Cash Management 11 Approve Extension of Raised Funds For For Management Investment Project 12 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- TRUKING TECHNOLOGY LTD. Ticker: 300358 Security ID: Y8977B100 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Cash and For For Management Issuance of Shares, Convertible Bonds as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2 Approve Transaction Constitute as For For Management Related-Party Transaction 3 Approve Transaction Constitute as For For Management Major Asset Restructuring 4.1 Approve Overall Plan For For Management 4.2 Approve Transaction Parties For For Management 4.3 Approve Underlying Assets For For Management 4.4 Approve Pricing Basis and Transaction For For Management Price of Underlying Asset 4.5 Approve Payment Manner For For Management 4.6 Approve Share Type and Par Value For For Management 4.7 Approve Subscribers, Issue Manner and For For Management Subscription Method 4.8 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 4.9 Approve Issue Amount For For Management 4.10 Approve Lock-Up Period Arrangement For For Management 4.11 Approve Listing Exchange For For Management 4.12 Approve Type and Par Value For For Management 4.13 Approve Target Subscribers and Issue For For Management Manner 4.14 Approve Conversion Price For For Management 4.15 Approve Issue Size For For Management 4.16 Approve Lock-Up Period Arrangement For For Management 4.17 Approve Listing Exchange For For Management 4.18 Approve Source For For Management 4.19 Approve Bond Maturity For For Management 4.20 Approve Conversion Period For For Management 4.21 Approve Method on Handling Fractional For For Management Shares Upon Conversion 4.22 Approve Terms of Redemption For For Management 4.23 Approve Terms of Sell-Back For For Management 4.24 Approve Terms for Downward Adjustment For For Management of Conversion Price 4.25 Approve Terms for Upward Adjustment of For For Management Conversion Price 4.26 Approve Other Matters For For Management 4.27 Approve Payment of Transaction For For Management Consideration in Cash 4.28 Approve Performance Commitment and For For Management Compensation Arrangements 4.29 Approve Profit and Loss Attribution For For Management During Transition Period 4.30 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.31 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 4.32 Approve Resolution Validity Period For For Management 4.33 Approve Overview of Raised Supporting For For Management Funds 4.34 Approve Share Type and Par Value For For Management 4.35 Approve Issue Manner, Target For For Management Subscribers and Subscription Method 4.36 Approve Pricing Reference Date and For For Management Pricing Method 4.37 Approve Issue Scale For For Management 4.38 Approve Listing Location For For Management 4.39 Approve Lock-Up Period Arrangement For For Management 4.40 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.41 Approve Share Type and Par Value For For Management 4.42 Approve Issue Manner, Target For For Management Subscribers and Subscription Method 4.43 Approve Issue Size For For Management 4.44 Approve Conversion Price For For Management 4.45 Approve Lock-Up Period Arrangement For For Management 4.46 Approve Other Matters For For Management 4.47 Approve Use of Proceeds For For Management 4.48 Approve Resolution Validity Period For For Management 5 Approve Report (Draft) and Summary of For For Management Acquisition by Cash and Issuance of Shares, Convertible Bonds as well as Raising Supporting Funds 6 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 7 Approve Signing of Acquisition by Cash For For Management and Issuance of Shares, Convertible Bonds Agreement and Performance Commitment Compensation Agreement 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 10 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 11 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 12 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 13 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 14 Approve Relevant Audit Report, For For Management Evaluation Report and Remarks Review Report 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Pricing Basis of the For For Management Transaction and Its Fairness 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Shareholder Return Plan For For Management 19 Approve Report on the Usage of For For Management Previously Raised Funds 20 Approve Authorization of the Board to For For Management Handle All Related Matters 21 Approve Whitewash Waiver and Related For For Management Transactions -------------------------------------------------------------------------------- TRUWORTHS INTERNATIONAL LTD. Ticker: TRU Security ID: S8793H130 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2.1 Re-elect Rob Dow as Director For For Management 2.2 Re-elect Michael Thompson as Director For For Management 2.3 Re-elect Doug Dare as Director For For Management 2.4 Re-elect Roddy Sparks as Director For For Management 2.5 Elect Sarah Proudfoot as Director For For Management 2.6 Elect Cindy Hess as Director For For Management 3 Authorise Board to Issue Shares for For For Management Cash 4 Authorise Repurchase of Issued Share For For Management Capital 5 Reappoint Ernst & Young Inc as For For Management Auditors of the Company and Appoint Pierre du Plessis as the Registered Auditor and Authorise Their Remuneration 6.1 Approve Fees of the Non-executive For For Management Chairman 6.2 Approve Fees of the Non-executive For For Management Directors 6.3 Approve Fees of the Audit Committee For For Management Chairman 6.4 Approve Fees of the Audit Committee For For Management Member 6.5 Approve Fees of the Remuneration For For Management Committee Chairman 6.6 Approve Fees of the Remuneration For For Management Committee Member 6.7 Approve Fees of the Risk Committee For For Management Member (Non-executive Only) 6.8 Approve Fees of the Nomination For For Management Committee Chairman 6.9 Approve Fees of the Nomination For For Management Committee Member 6.10 Approve Fees of the Social and Ethics For For Management Committee Chairman 6.11 Approve Fees of the Social and Ethics For For Management Committee Member (Non-executive Only) 7.1 Re-elect Roddy Sparks as Member of the For For Management Audit Committee 7.2 Re-elect Michael Thompson as Member of For For Management the Audit Committee 7.3 Re-elect Rob Dow as Member of the For For Management Audit Committee 8.1 Approve Remuneration Policy For For Management 8.2 Approve Implementation Report For For Management 9 Approve Social and Ethics Committee For For Management Report 10.1 Re-elect Michael Thompson as Member of For For Management the Social and Ethics Committee 10.2 Elect Maya Makanjee as Member of the For For Management Social and Ethics Committee 10.3 Re-elect David Pfaff as Member of the For For Management Social and Ethics Committee 11 Approve Financial Assistance to For For Management Related or Inter-related Company -------------------------------------------------------------------------------- TSINGHUA TONGFANG CO., LTD. Ticker: 600100 Security ID: Y8997R119 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- TSINGHUA TONGFANG CO., LTD. Ticker: 600100 Security ID: Y8997R119 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Mingang as Non-Independent For For Shareholder Director 1.2 Elect Zhou Liye as Non-Independent For For Shareholder Director 1.3 Elect Yang Zhaowen as Non-Independent For For Shareholder Director 1.4 Elect Wang Zirui as Non-Independent For For Shareholder Director 2.1 Elect Wang Huacheng as Independent For For Shareholder Director 2.2 Elect Hou Zhiqin as Independent For For Shareholder Director 2.3 Elect Sun Hanhong as Independent For For Shareholder Director 3.1 Elect Li Ling as Supervisor For For Shareholder 3.2 Elect Zhang Wenjuan as Supervisor For For Shareholder -------------------------------------------------------------------------------- TSINGHUA TONGFANG CO., LTD. Ticker: 600100 Security ID: Y8997R119 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8.1 Approve Application of Comprehensive For For Management Credit Lines 8.2 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Subsidiary 8.3 Approve Provision of Guarantee for For Against Management Subsidiaries 9.1 Approve Provision of Guarantee for For Against Management Subsidiary 9.2 Approve to Authorize the Company's For Against Management Chairman or President to Implement Specific Guarantees 10 Approve Signing of Financial Services For For Management Agreement 11.1 Approve Issuance of Super Short-term For For Management Commercial Papers 11.2 Approve Issuance of Medium-term Notes For For Management 12 Approve Authorization of Management to For For Management Dispose of Stock Financial Assets -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D102 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Kun as Director For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D110 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Kun as Director For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D102 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report (Audited) For For Management 4 Approve 2019 Profit and Dividend For For Management Distribution Plan 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Elect Xiao Geng as Director For For Shareholder 8 Elect Sheng Lei Ming as Director For For Shareholder 9 Approve Restricted A Share Incentive For For Management Plan and Its Summary 10 Approve Assessment Management Measures For For Management for the Restricted A Share Incentive Plan 11 Approve Mandate Granted by the General For For Management Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D110 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report (Audited) For For Management 4 Approve 2019 Profit and Dividend For For Management Distribution Plan 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Elect Xiao Geng as Director For For Shareholder 8 Elect Sheng Lei Ming as Director For For Shareholder 9 Approve Restricted A Share Incentive For For Management Plan and Its Summary 10 Approve Assessment Management Measures For For Management for the Restricted A Share Incentive Plan 11 Approve Mandate Granted by the General For For Management Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D110 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For For Management Plan and Its Summary 2 Approve Assessment Management Measures For For Management for the Restricted A Share Incentive Plan 3 Approve Mandate Granted by the General For For Management Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D102 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For For Management Plan and Its Summary 2 Approve Assessment Management Measures For For Management for the Restricted A Share Incentive Plan 3 Approve Mandate Granted by the General For For Management Meeting to the Board to Handle the Relevant Matters in Respect of the Restricted A Share Incentive Plan -------------------------------------------------------------------------------- TSOGO SUN GAMING LTD. Ticker: TSG Security ID: ADPV43961 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Reappoint PwC as Auditors of the For For Management Company with P Calicchio as the Individual Registered Auditor 3.1 Elect Chris du Toit as Director For For Management 3.2 Elect Rachel Watson as Director For For Management 3.3 Re-elect Marcel Golding as Director For For Management 3.4 Re-elect Elias Mphande as Director For For Management 3.5 Re-elect Busi Mabuza as Director For For Management 4.1 Re-elect Busi Mabuza as Member of the For For Management Audit and Risk Committee 4.2 Re-elect Mohamed Gani as Member of the For For Management Audit and Risk Committee 4.3 Elect Rachel Watson as Member of the For For Management Audit and Risk Committee 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Issuance of Shares or Options For For Management and Grant Financial Assistance in Terms of the Company's Share-Based Incentive Schemes -------------------------------------------------------------------------------- TSOGO SUN HOTELS LTD. Ticker: TGO Security ID: S8T49S103 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with P Calicchio as the Individual Registered Auditor 3.1 Elect John Copelyn as Director For For Management 3.2 Elect Mohamed Ahmed as Director For For Management 3.3 Elect Cornelia September as Director For For Management 4.1 Elect Mohamed Ahmed as Member of the For For Management Audit and Risk Committee 4.2 Elect Sipho Gina as Member of the For For Management Audit and Risk Committee 4.3 Elect Moretlo Molefi as Member of the For For Management Audit and Risk Committee 4.4 Elect Jabulani Ngcobo as Member of the For For Management Audit and Risk Committee 1 Approve Remuneration Policy and For For Management Implementation Report 1 Approve Non-executive Directors' Fees For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Issuance of Shares or Options For For Management and Grant Financial Assistance in Terms of the Company's Share-Based Incentive Schemes -------------------------------------------------------------------------------- TSRC CORP. Ticker: 2103 Security ID: Y84690109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- TTK PRESTIGE LIMITED Ticker: 517506 Security ID: Y89993110 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect T.T. Raghunathan as Director For Against Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect Vandana Walvekar as Director For For Management 6 Reelect Dileep Krishnaswamy as Director For For Management 7 Approve Arun Thiagarajan to Continue For For Management Office as Independent Director 8 Reelect Arun Thiagarajan as Director For For Management 9 Reelect Murali Neelakantan as Director For For Management 10 Elect Chandru Kalro as Director For For Management 11 Approve Reappointment and Remuneration For For Management of Chandru Kalro as Managing Director -------------------------------------------------------------------------------- TTY BIOPHARM CO. LTD. Ticker: 4105 Security ID: Y90017107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- TUNG HO STEEL ENTERPRISE CORP. Ticker: 2006 Security ID: Y90030100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect HOU CHIEH TENG, Representative For For Management of MAO SHENG INVESTMENT CORP., with Shareholder No. 0200222, as Non-Independent Director 4.2 Elect HOU YU SHU, Representative of For Against Management MAO SHENG INVESTMENT CORP., with Shareholder No. 0200222, as Non-Independent Director 4.3 Elect WU HUI MING, Representative of For Against Management SHEN YUAN INVESTMENT CORP., with Shareholder No. 0000132, as Non-Independent Director 4.4 Elect TUNG PO HSUN, Representative of For Against Management SHEN YUAN INVESTMENT CORP., with Shareholder No. 0000132, as Non-Independent Director 4.5 Elect HUANG CHIH MING, Representative For Against Management of HAN LEI INVESTMENT CORP., with Shareholder No. 0210549, as Non-Independent Director 4.6 Elect CHEN PAO HE, Representative of For Against Management LIANG CHENG INVESTMENT CORP., with Shareholder No. 0206032, as Non-Independent Director 4.7 Elect LIN CHAO HE, Representative of For Against Management TAIWAN DEVELOPMENT CORP., with Shareholder No. 0307970, as Non-Independent Director 4.8 Elect HOU YEN LIANG, with Shareholder For Against Management No. 0130121, as Non-Independent Director 4.9 Elect LIU I CHI, with ID No. For For Management M100868XXX, as Independent Director 4.10 Elect CHANG CHUANG HSI, with For For Management Shareholder No. 0133153, as Independent Director 4.11 Elect LIU TE MING, with ID No. For For Management R102721XXX, as Independent Director 5 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- TUNG THIH ELECTRONIC CO., LTD. Ticker: 3552 Security ID: Y9001J119 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect CHEN, SHIN-CHUNG, with For For Management Shareholder No. 1, as Non-Independent Director 5.2 Elect CHEN, SEN-JUNG, with Shareholder For Against Management No. 3, as Non-Independent Director 5.3 Elect CHEN, SHENG-JU, with Shareholder For Against Management No. 9, as Non-Independent Director 5.4 Elect a Representative of SHIU HANG For Against Management INVESTMENT CO., LTD. with Shareholder No. 68, as Non-Independent Director 5.5 Elect a Representative of CHIUAN HANG For Against Management INVESTMENT CO., LTD. with Shareholder No. 67, as Non-Independent Director 5.6 Elect LIN, SHAN-JIANG with ID No. For Against Management A102431XXX, as Non-Independent Director 5.7 Elect CHEN, TZU-CHIEN with ID No. For For Management Q121321XXX as Independent Director 5.8 Elect LO, LI-CHING with ID No. For For Management F220527XXX as Independent Director 5.9 Elect LI, CHING-HO with Shareholder No. For Against Management 259 as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TUNGHSU AZURE RENEWABLE ENERGY CO., LTD. Ticker: 000040 Security ID: Y7740V104 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- TUNGHSU AZURE RENEWABLE ENERGY CO., LTD. Ticker: 000040 Security ID: Y7740V104 Meeting Date: FEB 06, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion and Termination of For For Management Raised Funds Investment Project and Use of Excess Raised Funds and Interest to Replenish Working Capital -------------------------------------------------------------------------------- TUNGHSU AZURE RENEWABLE ENERGY CO., LTD. Ticker: 000040 Security ID: Y7740V104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Elect Gao Jianxun as Supervisor For For Shareholder -------------------------------------------------------------------------------- TUNGKONG, INC. Ticker: 002117 Security ID: Y9004P104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Amendments to Articles of For For Management Association to Expand Business Scope 6 Approve Use of Funds to Invest in For For Management Wealth Management Products 7 Approve Credit Business For For Management 8 Elect Zhang Hong as Supervisor For For Shareholder 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TUPY SA Ticker: TUPY3 Security ID: P9414P108 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 Re-Ratify Long-Term Incentive Plan For For Management 3 Approve General Conditions for the For For Management Signing of Indemnity Contracts between the Company, Management, Board of Directors, Fiscal Councils and Committee Members -------------------------------------------------------------------------------- TUPY SA Ticker: TUPY3 Security ID: P9414P108 Meeting Date: FEB 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Share Purchase Agreement to For For Management Acquire All Shares of Teksid S.p.A. -------------------------------------------------------------------------------- TUPY SA Ticker: TUPY3 Security ID: P9414P108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For Abstain Management 4 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 6 Elect Joao Augusto Monteiro as Fiscal None For Shareholder Council Member and Massao Fabio Oya as Alternate Appointed by Minority Shareholder 7 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- TURK HAVA YOLLARI AO Ticker: THYAO Security ID: M8926R100 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify External Auditors For Against Management 9 Amend Article 6 Re: Capital Related For Against Management 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 11 Approve Share Repurchase Program For For Management 12 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 13 Wishes None None Management -------------------------------------------------------------------------------- TURK TRAKTOR VE ZIRAAT MAKINELERI AS Ticker: TTRAK Security ID: M9044T101 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For Against Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Amend Article 10 Re: Board Related For For Management 9 Elect Directors For Against Management 10 Approve Remuneration Policy and For For Management Director Remuneration for 2019 11 Approve Director Remuneration For Against Management 12 Ratify External Auditors For For Management 13 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 14 Receive Information on the Guarantees, None None Management Pledges, and Mortgages Provided by the Company to Third Parties 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management -------------------------------------------------------------------------------- TURKCELL ILETISIM HIZMETLERI AS Ticker: TCELL Security ID: M8903B102 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Upper Limit of Donations for For Against Management 2019 and Receive Information on Donations Made in 2018 8 Amend Company Articles For For Management 9 Ratify Director Appointments and Elect For For Management Directors 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Approve Allocation of Income For For Management 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Close Meeting None None Management -------------------------------------------------------------------------------- TURKIYE HALK BANKASI AS Ticker: HALKB Security ID: M9032A106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For Against Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Board For Against Management 6 Elect Board of Directors and Internal For Against Management Auditors 7 Approve Remuneration of Directors and For Against Management Internal Auditors 8 Amend Company Articles For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 12 Receive Information on Share None None Management Repurchases 13 Wishes None None Management -------------------------------------------------------------------------------- TURKIYE IS BANKASI AS Ticker: ISCTR Security ID: M8933F115 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Financial Statements and For Against Management Statutory Reports 3 Approve Discharge of Board For Against Management 4 Approve Allocation of Income For For Management 5 Elect Directors For Against Management 6 Approve Director Remuneration For Against Management 7 Ratify External Auditors For For Management 8 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 9 Amend Article 5 Re: Capital Related For Against Management 10 Receive Information in Accordance with None None Management Article 1.3.6 of the Corporate Governance Principles of the Capital Market Board 11 Receive Information on Donations Made None None Management in 2019 -------------------------------------------------------------------------------- TURKIYE PETROL RAFINERILERI AS Ticker: TUPRS Security ID: M8966X108 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For For Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- TURKIYE SINAI KALKINMA BANKASI AS Ticker: TSKB Security ID: M8973M103 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For Against Management 4 Ratify Director Appointments For Against Management 5 Approve Discharge of Board For Against Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify External Auditors For For Management 9 Receive Information on Donations Made For For Management in 2019 and Approve Upper Limit of Donations for 2020 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Receive Information in Accordance with None None Management the Article 1.3.6 of the Corporate Governance Principles of the Capital Market Board -------------------------------------------------------------------------------- TURKIYE SISE VE CAM FABRIKALARI AS Ticker: SISE Security ID: M9013U105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to sign Meeting Minutes 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Approve Discharge of Board For For Management 5 Elect Directors For Against Management 6 Approve Director Remuneration For Against Management 7 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 8 Approve Allocation of Income For For Management 9 Authorize Board to Distribute Advance For For Management Dividends 10 Ratify External Auditors For Against Management 11 Approve Upper Limit of Donations in For For Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties -------------------------------------------------------------------------------- TURKIYE VAKIFLAR BANKASI TAO Ticker: VAKBN Security ID: M9037B109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Statutory Reports For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For Against Management 5 Approve Discharge of Board For Against Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Appoint Internal Statutory Auditors For Against Management 9 Approve Remuneration of Directors and For Against Management Internal Auditors 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Receive Information on Share None None Management Repurchases 12 Receive Information on Remuneration None None Management Policy 13 Ratify External Auditors For For Management 14 Receive Information on Donations Made None None Management in 2019 15 Wishes None None Management -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Application of Credit Line For For Management 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve Provision of Guarantee For For Management 3.1 Approve Purpose and Use For For Shareholder 3.2 Approve Type For For Shareholder 3.3 Approve Manner of Share Repurchase For For Shareholder 3.4 Approve Price of the Share Repurchase For For Shareholder 3.5 Approve Total Capital, Expected Number For For Shareholder of Repurchase and Ratio for the Share Repurchase 3.6 Approve Capital Source Used for the For For Shareholder Share Repurchase 3.7 Approve Period of the Share Repurchase For For Shareholder 4 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Share Repurchase -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Loan Agreement and For For Management Related Party Transactions 2 Approve Signing of Financial Services For For Management Agreement and Related Party Transactions 3 Approve Comprehensive Credit Line For For Management Application 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Company's Eligibility for For For Management Corporate Bond Issuance 4.1 Approve Issue Size For For Management 4.2 Approve Bond Maturity For For Management 4.3 Approve Bond Interest Rate and Method For For Management of Determination 4.4 Approve Manner of Repayment of Capital For For Management and Interest 4.5 Approve Issue Manner For For Management 4.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 4.7 Approve Use of Proceeds For For Management 4.8 Approve Underwriting Manner For For Management 4.9 Approve Trading of the Bonds For For Management 4.10 Approve Guarantee Method For For Management 4.11 Approve Safeguard Measures of Debts For For Management Repayment 4.12 Approve Resolution Validity Period For For Management 5 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 6 Approve Company's Eligibility for For For Management Private Issuance of Corporate Bonds 7.1 Approve Issue Size For For Management 7.2 Approve Bond Maturity For For Management 7.3 Approve Bond Coupon Rate For For Management 7.4 Approve Manner of Repayment of Capital For For Management and Interest 7.5 Approve Issue Manner For For Management 7.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 7.7 Approve Use of Proceeds For For Management 7.8 Approve Underwriting Manner For For Management 7.9 Approve Trading of the Bonds For For Management 7.10 Approve Guarantee Method For For Management 7.11 Approve Safeguard Measures of Debts For For Management Repayment 7.12 Approve Resolution Validity Period For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Issuance of Corporate Bonds 9 Approve Comprehensive Credit Line For For Management Application 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Application of Comprehensive For For Management Credit Lines and Loans 8 Approve External Guarantee Provision For For Management 9 Approve Daily Related-party For For Management Transactions 10 Approve Signing of Project Investment For For Management Agreement with Zhengzhou Qidi Donglong Technology Development Co., Ltd. -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For Against Management Submission for Authorization as well as Related Amended Matters 2 Approve Comprehensive Credit Line For For Shareholder Application 3 Approve Provision of Guarantee For For Shareholder 4 Approve Signing of Framework Agreement For For Shareholder on Domestic Waste Incineration and Power Generation Project Cooperation -------------------------------------------------------------------------------- TUS-GUHAN GROUP CORP., LTD. Ticker: 000590 Security ID: Y3174R107 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- TUS-SOUND ENVIRONMENTAL RESOURCES CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Credit Lines 2 Approve External Guarantee Provision For For Management 3 Approve Introducing Wholly-owned For For Management Subsidiary to Strategic Investors via Equity Transfer and Related-party Transactions 4 Approve Wholly-Owned Subsidiary's For For Shareholder Eligibility for Private Issuance of Corporate Bonds 5.1 Approve Issue Scale For For Shareholder 5.2 Approve Bond Maturity For For Shareholder 5.3 Approve Coupon Rate For For Shareholder 5.4 Approve Method for the Repayment of For For Shareholder Principal and Interest 5.5 Approve Listing Exchange For For Shareholder 5.6 Approve Use of Proceeds For For Shareholder 5.7 Approve Increase in Creditworthiness For For Shareholder 5.8 Approve Resolution Validity Period For For Shareholder 6 Approve Authorization of the Board of For For Shareholder Directors and the Board of Directors to Delegate Authorization to Management to Handle All Related Matters -------------------------------------------------------------------------------- TV18 BROADCAST LTD. Ticker: 532800 Security ID: Y2714T110 Meeting Date: SEP 11, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Elect P.M.S. Prasad as Director For Against Management 3 Elect Rahul Joshi as an Additional For For Management Director 4 Approve Reappointment and Remuneration For For Management of Rahul Joshi as Managing Director 5 Elect Renuka Ramnath as Director For For Management 6 Reelect Adil Zainulbhai as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TVS MOTOR CO. LIMITED Ticker: 532343 Security ID: Y9014B103 Meeting Date: JUL 22, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sudarshan Venu as Director For For Management 3 Reelect Rajesh Narasimhan as Director For For Management 4 Approve Appointment and Remuneration For For Management of Lalita D Gupte as Director 5 Elect K N Radhakrishnan as Director For For Management 6 Approve Appointment and Remuneration For For Management of R Gopalan as Director 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TVS MOTOR CO. LIMITED Ticker: 532343 Security ID: Y9014B103 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For Against Management of Venu Srinivasan as Chairman and Managing Director -------------------------------------------------------------------------------- TXC CORP. Ticker: 3042 Security ID: Y90156103 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Directors 4 Approve Reformulation of Rules and For For Management Procedures Regarding Shareholder's General Meeting and to Repeal the Original -------------------------------------------------------------------------------- TYC BROTHER INDUSTRIAL CO., LTD. Ticker: 1522 Security ID: Y9015F103 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TYNTEK CORP. Ticker: 2426 Security ID: Y90179105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- U-MING MARINE TRANSPORT CORP. Ticker: 2606 Security ID: Y9046H102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- UCO BANK Ticker: 532505 Security ID: Y9035A100 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares to For For Management Government of India on Preferential Basis -------------------------------------------------------------------------------- UCO BANK Ticker: 532505 Security ID: Y9035A100 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management the Government of India on Preferential Basis -------------------------------------------------------------------------------- UEC GROUP LTD. Ticker: 002642 Security ID: Y9049L100 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xuguang as Non-Independent For For Management Director 2 Elect Li Nanfang as Independent For For Management Director 3 Elect Liu Zheng as Supervisor For For Shareholder 4 Approve Adjustment on the Use of For For Management Proceeds and Replenishment of Working Capital -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA Ticker: UGPA3 Security ID: P94396127 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4.1 Elect Geraldo Toffanello as Fiscal For For Management Council Member and Marcio Augustus Ribeiro as Alternate 4.2 Elect Marcelo Amaral Moraes as Fiscal For For Management Council Member and Pedro Ozires Predeus as Alternate 4.3 Elect William Bezerra Cavalcanti Filho For For Management as Fiscal Council Member and Carlos Roberto de Albuquerque Sa as Alternate 5 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA Ticker: UGPA3 Security ID: P94396127 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Share Capital -------------------------------------------------------------------------------- ULTRATECH CEMENT LTD. Ticker: 532538 Security ID: Y9046E109 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Approve that the Vacancy on the Board For For Management Resulting from the Retirement of O. P. Puranmalka Not be Filled 4 Approve Remuneration of Cost Auditors For For Management 5 Elect K. C. Jhanwar as Director For For Management 6 Approve Appointment and Remuneration For For Management of K. C. Jhanwar as Whole-Time Director Designated as Deputy Managing Director and Chief Manufacturing Officer 7 Reelect Arun Adhikari as Director For For Management 8 Reelect S. B. Mathur as Director For For Management 9 Reelect Sukanya Kripalu as Director For For Management 10 Reelect Renuka Ramnath as Director For Against Management 11 Approve Increase in Borrowing Powers For For Management 12 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- UMW HOLDINGS BERHAD Ticker: 4588 Security ID: Y90510101 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Disposal For For Management -------------------------------------------------------------------------------- UNI-PRESIDENT ENTERPRISES CORP. Ticker: 1216 Security ID: Y91475106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Deletion of the For For Management Non-competition Promise Ban Imposed Upon the Company's Directors According to the Article 209 of Company Act -------------------------------------------------------------------------------- UNIFIN FINANCIERA SAB DE CV Ticker: UNIFINA Security ID: P94461103 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve CEO and Auditors' Reports on For For Management Financial Statements and Statutory Reports 1b Approve Board's Report on their For For Management Activities and Operations and Board's Opinion on CEO's Report 1c Approve Financial Statements For For Management 1d Approve Audit and Corporate Practices For For Management Committee's Report on Their Activities 1e Approve Report on Compliance with For For Management Fiscal Obligations 2 Approve Allocation of Income For For Management 3 Set Maximum Amount of Share Repurchase For Against Management Reserve; Approve Share Repurchase Report 4 Elect or Ratify Directors; Verify For For Management Independence Classification of Directors; Elect or Ratify Chairman and Members of Audit and Corporate Practices Committee; Elect Secretary and Deputy Secretary (Non-Members) and Fix their Remuneration 5 Approve Financing Plan; Approve For For Management Program for Issuance of Debt Securities 6 Amend Compensation Plan for Officers For Against Management and Employees 7 Approve Increase in Variable Portion For For Management of Share Capital and Issuance of New Shares 8 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For For Management 2 Elect Cui Ruotong as Independent For For Management Director 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Bidding of Land and For For Management Related Party Transactions 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Acquisition and Issuance For For Management of Shares in Accordance with the Relevant Laws and Regulations 2.1 Approve Target Assets and Transactions For For Management Parties 2.2 Approve Basis of Pricing and For For Management Transactions Price 2.3 Approve Payment Manner For For Management 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Manner For For Management 2.6 Approve Share Type and Par Value For For Management 2.7 Approve Issue Amount For For Management 2.8 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.9 Approve Lock-Up Period Arrangement For For Management 2.10 Approve Liability for Breach of the For For Management Transfer of the Underlying Asset Ownership 2.11 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.12 Approve Listing Exchange For For Management 2.13 Approve Performance Commitments and For For Management Compensation Arrangements 2.14 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitutes as For For Management Related-party Transaction 4 Approve Draft and Summary of Asset For For Management Acquisition and Issuance of New Shares as well as Related Party Transactions 5 Approve Signing of Asset Acquisition For For Management and Issuance of Shares Agreement 6 Approve Signing of Supplementary For For Management Agreement of Asset Acquisition and Issuance of Shares Agreement 7 Approve Signing of Performance For For Management Compensation Agreement 8 Approve Audit Report, Evaluation For For Management Report and Pro Forma Review Report 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 12 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Whitewash Waiver and Related For For Management Transactions 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Waiver of Preemptive Right For For Management -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-Party For For Management Transactions 7.1 Elect Diao Shijing as Non-Independent For For Shareholder Director 7.2 Elect Ma Daojie as Non-Independent For For Shareholder Director 7.3 Elect Wu Shengwu as Non-Independent For For Shareholder Director 7.4 Elect Zhou Yang as Non-Independent For For Shareholder Director 8.1 Elect Wang Liyan as Independent For For Management Director 8.2 Elect Huang Wenyu as Independent For For Management Director 8.3 Elect Cui Ruotong as Independent For For Management Director 9.1 Elect Wang Zhihua as Supervisor For For Management 9.2 Elect Zheng Bo as Supervisor For For Management 10 Approve to Adjust the Allowance of For For Management Independent Directors and Supervisors -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- UNILUMIN GROUP CO., LTD. Ticker: 300232 Security ID: Y9049K102 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price, and Pricing Basis 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures and Commitments to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Deposit Account for Raised For For Management Funds 10 Approve Authorization of Board to For For Management Handle All Matters Related to Private Placement of Shares -------------------------------------------------------------------------------- UNILUMIN GROUP CO., LTD. Ticker: 300232 Security ID: Y9049K102 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Private For For Management Placement of Shares 2 Approve Daily Related-party For For Management Transactions 3 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- UNILUMIN GROUP CO., LTD. Ticker: 300232 Security ID: Y9049K102 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Elect He Xingang as Non-independent For For Management Director -------------------------------------------------------------------------------- UNILUMIN GROUP CO., LTD. Ticker: 300232 Security ID: Y9049K102 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association 3 Elect Li Weitian as Supervisor For For Management -------------------------------------------------------------------------------- UNILUMIN GROUP CO., LTD. Ticker: 300232 Security ID: Y9049K102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line Bank For For Management Application 7 Approve Provision of Guarantee For Against Management 8 Approve 2019 Remuneration of For For Management Directors, Supervisors and Senior Management and 2020 Remuneration Plan 9 Approve Daily Related-Party For For Management Transactions 10 Amend Management System of Raised Funds For For Management 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend System for Prevention of For For Management Controlling Shareholders and Related Parties from Occupying Company Funds 14 Approve Company's Eligibility for For For Management Private Placement of Shares 15.1 Approve Share Type and Par Value For For Management 15.2 Approve Issue Manner and Issue Time For For Management 15.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 15.4 Approve Target Subscribers and For For Management Subscription Method 15.5 Approve Issue Size For For Management 15.6 Approve Lock-up Period For For Management 15.7 Approve Amount and Usage of Raised For For Management Funds 15.8 Approve Listing Exchange For For Management 15.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 15.10 Approve Resolution Validity Period For For Management 16 Approve Plan for Private Placement of For For Management New Shares 17 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 18 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 19 Approve Report on the Usage of For For Management Previously Raised Funds 20 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 21 Approve Establishment of Special For For Management Account for Raised Funds 22 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- UNIMICRON TECHNOLOGY CORP. Ticker: 3037 Security ID: Y90668107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect TZYY-JANG TSENG, a For For Management Representative of UNITED MICROELECTRONICS CO., with SHAREHOLDER NO.3, as Non-Independent Director 3.2 Elect SC CHIEN, a Representative of For For Management UNITED MICROELECTRONICS CO., with SHAREHOLDER NO.3, as Non-Independent Director 3.3 Elect CHI-TUNG LIU, a Representative For For Management of UNITED MICROELECTRONICS CO., with SHAREHOLDER NO.3, as Non-Independent Director 3.4 Elect LOUIS CHIEN, a Representative of For For Management HSUN CHIEH CORP. LTD., with SHAREHOLDER NO.22084, as Non-Independent Director 3.5 Elect YEN-SHEN HSIEH, with SHAREHOLDER For For Management NO.22085, as Non-Independent Director 3.6 Elect TING-YU LIN, with SHAREHOLDER NO. For For Management A122296XXX, as Non-Independent Director 3.7 Elect GRACE LI, with SHAREHOLDER NO. For For Management Y220060XXX, as Independent Director 3.8 Elect LAI-JUH CHEN, with SHAREHOLDER For For Management NO.A121498XXX, as Independent Director 3.9 Elect TERRY WANG, with SHAREHOLDER NO. For For Management T121833XXX, as Independent Director 4 Approve Amendments to Articles of For For Management Association 5 Approve Release of Restrictions of For For Management Competitive Activities of Company's 11th Term Directors 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Elected Directors -------------------------------------------------------------------------------- UNION BANK OF INDIA Ticker: 532477 Security ID: Y90885115 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management the Government of India on Preferential Basis -------------------------------------------------------------------------------- UNION PROPERTIES LTD. Ticker: UPP Security ID: M93972103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize the Chairman of the General For For Management Assembly Meeting to Appoint the Meeting Rapporteur and the Votes Collector 2.1 Ratify Appointment of Jorg Klar as For For Management Director 2.2 Ratify Appointment of Dahi Al Mansouri For For Management as Director 2.3 Ratify Appointment of Mohammed Al Al For For Management Oteiba as Director 2.4 Ratify Appointment of Abdullah Al For For Management Rustumani as Director 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Auditors' Report on Company Financial For For Management Statements for FY 2019 5 Accept Company's Budget, Financial For Against Management Statements and Statutory Reports for FY 2019 6 Approve Discharge of Directors for FY For Against Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration 9 Allow Directors to Engage in For For Management Commercial Transactions with Competitors Companies 1 Approve the Use of Statutory Reserve For For Management Not to Exceed AED 322,880,000 in Order to Reduce Accumulated Loss and Authorize the Board to Take All Necessary Legal Measures 2 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 3 Amend Articles 1, 12, (1/14), (1/19), For For Management (A/29), (1/40) and 48 of Bylaws 4.1 Elect Abdulwahab Al Halabi as Director For Abstain Management 4.2 Elect Abdullah Al Rustuman as Director For Abstain Management 4.3 Elect Ahmed Al Loutah as Director For Abstain Management 4.4 Elect Ahmed Al Shams as Director For Abstain Management 4.5 Elect Dahi Al Mansouri as Director For Abstain Management 4.6 Elect Darweesh Al Katbi as Director For Abstain Management 4.7 Elect Fahad Kadhim as Director For Abstain Management 4.8 Elect F. Abdulsatta as Director For Abstain Management 4.9 Elect Huda Al Martoushi as Director For Abstain Management 4.10 Elect Nicoll Henry as Director For Abstain Management 4.11 Elect Jorg Klar as Director For Abstain Management 4.12 Elect Khaleefah Al Hammadi as Director For Abstain Management 4.13 Elect Marwan Al Sayyah as Director For Abstain Management 4.14 Elect Mohammed Al Fardan as Director For Abstain Management 4.15 Elect Sayed Sharaf as Director For Abstain Management -------------------------------------------------------------------------------- UNIPRO PJSC Ticker: UPRO Security ID: X2156X109 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 0.11 For For Management per Share for First Nine Months of Fiscal 2019 2 Approve Early Termination of Powers of For For Management Board of Directors 3.1 Elect Georgii Abdushelishvili as None For Management Director 3.2 Elect Anna Belova as Director None For Management 3.3 Elect David Bryson as Director None Against Management 3.4 Elect Dr. Patrick Wolff as Director None Against Management 3.5 Elect Oleg Viugin as Director None For Management 3.6 Elect Gunter Eckhardt Ruemmler as None Against Management Director 3.7 Elect Reiner Hartmann as Director None Against Management 3.8 Elect Andreas Schierenbeck as Director None Against Management 3.9 Elect Maksim Shirokov as Director None Against Management -------------------------------------------------------------------------------- UNIPRO PJSC Ticker: UPRO Security ID: X2156X109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 0.11 per Share 3.1 Elect Georgii Abdushelishvili as None For Management Director 3.2 Elect Anna Belova as Director None For Management 3.3 Elect David Bryson as Director None Against Management 3.4 Elect Dr. Patrick Wolff as Director None Against Management 3.5 Elect Oleg Viugin as Director None For Management 3.6 Elect Uwe Fip as Director None Against Management 3.7 Elect Reiner Hartmann as Director None Against Management 3.8 Elect Andreas Schierenbeck as Director None Against Management 3.9 Elect Maksim Shirokov as Director None Against Management 4 Ratify PricewaterhouseCoopers Audit as For For Management Auditor 5 Approve New Edition of Charter For For Management 6 Approve New Edition of Regulations on For For Management General Meetings 7 Approve New Edition of Regulations on For For Management Board of Directors 8 Approve New Edition of Regulations on For For Management Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Use of Remaining Raised Funds For For Management to Supplement Working Capital 3 Approve Joint Bid of Land with For For Management Affiliates and Set-up Project Company -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Manner of Pricing and Issue For For Management Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Financial For For Management Report and Internal Control Auditor as well as Payment of Remuneration 7 Approve Signing of Financial Services For For Management Agreement and Provision of Guarantee 8 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application of Subsidiary 9 Approve Provision of Guarantee for For For Management Credit Line Application of Subsidiary 10 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- UNITECH PRINTED CIRCUIT BOARD CORP. Ticker: 2367 Security ID: Y9167M104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- UNITED BANK LTD. Ticker: UBL Security ID: Y91486103 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve A.F. Ferguson and Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 5.1 Reelect Mohammed Anwar Pervez as For For Management Director 5.2 Reelect Zameer M. Choudrey as Director For For Management 5.3 Reelect Arshad Ahmad Mir as Director For For Management 5.4 Reelect Haider Zameer Choudrey as For For Management Director 5.5 Reelect Rizwan Pervez as Director For For Management 5.6 Reelect Khalid Ahmed Sherwani as For For Management Director 5.7 Reelect Amar Zafar Khan as Director For For Management 5.8 Reelect Tariq Rashid as Director For For Management 6 Approve Remuneration Policy For For Management 7 Approve Remuneration of Directors for For For Management Attending Board and Sub Committees Meetings 8 Approve Winding up of United Executors For For Management and Trustees Company Limited (UET), Subsidiary Company 9 Other Business For Against Management -------------------------------------------------------------------------------- UNITED BREWERIES LIMITED Ticker: 532478 Security ID: Y9181N153 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect A K Ravi Nedungadi as Director For For Management 4 Elect Rudolf Gijsbert Servaas van den For For Management Brink as Director 5 Reelect Sunil Alagh as Director For For Management 6 Reelect Kiran Mazumdar Shaw as Director For Against Management 7 Reelect Madhav Bhatkuly as Director For For Management 8 Reelect Stephan Gerlich as Director For Against Management -------------------------------------------------------------------------------- UNITED ELECTRONICS CO. Ticker: 4003 Security ID: M9T66G101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Dividends of SAR 1.25 Per For For Management Share for the Second Half of FY 2018 6 Approve Dividends of SAR 2.25 Per For For Management Share for the Firs and Second Half of FY 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 9 Authorize Capitalization of Reserves For For Management for Bonus Issue From SAR 500 Million to SAR 600 Million 10 Amend Article 7 of Bylaws to Reflect For For Management Changes in Capital 11 Amend Article 8 of Bylaws Re: For For Management Subscription to Shares 12 Amend Article 17 of Bylaws Re: Board For For Management Powers 13 Approve Related Party Transactions For For Management 14 Approve Related Party Transactions Re: For For Management Abdullatif and Mohammad Al Fozan Co 15 Approve Related Party Transactions Re: For For Management Abdullatif and Mohammed Al Fozan Co 16 Approve Related Party Transactions Re: For For Management Madar Building Materials Co 17 Approve Related Party Transactions Re: For For Management United Homeware Co 18 Approve Related Party Transactions Re: For For Management United Homeware Co 19 Approve Related Party Transactions Re: For For Management United Homeware Co 20 Approve Related Party Transactions Re: For For Management United Homeware Co 21 Approve Related Party Transactions Re: For For Management United Homeware Co 22 Approve Related Party Transactions Re: For For Management Al Fozan Holding Co 23 Approve Related Party Transactions Re: For For Management Madar Electrical Materials Co 24 Approve Related Party Transactions Re: For For Management Almajdouie Motors Co 25 Approve Related Party Transactions Re: For For Management United Homeware Co 26 Approve Related Party Transactions Re: For For Management Al Fozan Holding Co 27 Approve Related Party Transactions Re: For For Management Retal Urban Development Co 28 Approve Related Party Transactions Re: For For Management Madar Hardware Co 29 Authorize Share Repurchase Program Up For For Management to 100,000 Shares to be Allocated to Employee Share Scheme 30 Amend Article 39 of Bylaws Re: For For Management Company's Budget -------------------------------------------------------------------------------- UNITED INTEGRATED SERVICES CO., LTD. Ticker: 2404 Security ID: Y9210Q102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- UNITED INTERNATIONAL TRANSPORTATION CO. LTD. Ticker: 4260 Security ID: M95429102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 6 Approve Remuneration of Directors of For For Management SAR 2,530,000 for FY 2019 7 Approve Related Party Transactions Re: For For Management Zahid Tractors and Heavy Machinery Co 8 Approve Related Party Transactions Re: For For Management Dr. Bassim bin Abdullah Alim Legal Consultation Office 9 Allow Aladdin Sami to Be Involved with For For Management Other Companies 10 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 11 Ratify Distributed Dividends of SAR 0. For For Management 50 per Share for First Half of FY 2019 12 Approve Dividends of SAR 1.5 per Share For For Management for Second Half of FY 2019 13 Approve Discharge of Directors for FY For For Management 2019 -------------------------------------------------------------------------------- UNITED MICROELECTRONICS CORP. Ticker: 2303 Security ID: Y92370108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Restricted Stocks For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Issuace Plan of Private For For Management Placement for Ordinary Shares, Preferred Shares, Depostitory Receipts or Overseas or Domestic Convertible Bonds -------------------------------------------------------------------------------- UNITED MICROELECTRONICS CORP. Ticker: 2303 Security ID: 910873405 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Restricted Stocks For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Issuace Plan of Private For For Management Placement for Ordinary Shares, Preferred Shares, Depostitory Receipts or Overseas or Domestic Convertible Bonds -------------------------------------------------------------------------------- UNITED RENEWABLE ENERGY CO., LTD. Ticker: 3576 Security ID: Y6247H139 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Capital Increase by Cash or For For Management Issuance of Global Depositary Receipt Through Issuance of Ordinary Shares 5 Approve Capital Increase by Private For For Management Placement -------------------------------------------------------------------------------- UNITED SPIRITS LIMITED Ticker: 532432 Security ID: Y92311128 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vinod Rao as Director For For Management 3 Approve Reappointment and Remuneration For For Management of Anand Kripalu as Managing Director and Chief Executive Officer 4 Reelect Sivanandhan Dhanushkodi as For For Management Director 5 Reelect Mahendra Kumar Sharma as For For Management Director 6 Reelect Rajeev Gupta as Director For Against Management 7 Reelect Indu Ranjit Shahani as Director For For Management 8 Approve Granting of Loans and For For Management Guarantees to Pioneer Distilleries Limited, a Subsidiary of the Company -------------------------------------------------------------------------------- UNIVENTURES PUBLIC COMPANY LIMITED Ticker: UV Security ID: Y9282R178 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUN 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Disposal of Ordinary Shares of For For Management Golden Land Property Development Public Company Limited by Means of a Voluntary Tender Offer for All the Securities of the Business by Frasers Property (Thailand) Public Company Limited and Related Transactions 3 Other Business For Against Management -------------------------------------------------------------------------------- UNIVENTURES PUBLIC COMPANY LIMITED Ticker: UV Security ID: Y9282R178 Meeting Date: JAN 17, 2020 Meeting Type: Annual Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Legal Reserve For For Management and Dividend Payment 5.1 Elect Potjanee Thanavaranit as Director For For Management 5.2 Elect Panote Sirivadhanabhakdi as For Against Management Director 5.3 Elect Worawat Srisa-an as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 8 Approve Decrease in Registered Capital For For Management 9 Amend Memorandum of Association to For For Management Reflect Decrease in Registered Capital 10 Other Business For Against Management -------------------------------------------------------------------------------- UNIVERSAL ROBINA CORPORATION Ticker: URC Security ID: Y9297P100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders Held on May 29, 2019 2 Approve Financial Statements For the For For Management Preceding Year 3.1 Elect James L. Go as Director For Against Management 3.2 Elect Lance Y. Gokongwei as Director For For Management 3.3 Elect Patrick Henry C. Go as Director For Against Management 3.4 Elect Johnson Robert G. Go, Jr. as For Against Management Director 3.5 Elect Irwin C. Lee as Director For For Management 3.6 Elect Wilfrido E. Sanchez as Director For For Management 3.7 Elect Cesar V. Purisima as Director For For Management 4 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 5 Ratify Acts of the Board of Directors For For Management and Its Committees, Officers and Management 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD. Ticker: 601231 Security ID: Y92776106 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters to Stock Option Incentive Plan 4 Approve Employee Share Purchase Plan For For Management 5 Approve Authorization of Board to For For Management Handle All Related Matters to Employee Share Purchase Plan 6 Amend Management System of Internal For For Management Financial Aid 7 Approve Signing of Project Investment For For Shareholder Agreement for Foreign Investment and for Establishment of Wholly-Owned Indirect Subsidiary -------------------------------------------------------------------------------- UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD. Ticker: 601231 Security ID: Y92776106 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Issuance of Shares Complies with Relevant Laws and Regulations 2.1 Approve Overall Plan For For Management 2.2 Approve Pricing Basis and Transaction For For Management Price of Target Assets 2.3 Approve Issue Type and Par Value For For Management 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Pricing Reference Date and For For Management Issue Price 2.7 Approve Issue Amount For For Management 2.8 Approve Adjustment of Issue Price and For For Management Amount 2.9 Approve Listing Exchange For For Management 2.10 Approve Lock-Up Period For For Management 2.11 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 2.12 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.13 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.14 Approve Resolution Validity Period For For Management 3 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 4 Approve Related Reports on Auditing For For Management Agency, Reviewing Agency and Asset Evaluation Agency 5 Approve Transaction Does Not For For Management Constitute as Related-party Transaction 6 Approve Transaction Does Not For For Management Constitute as Major Asset Restructuring 7 Approve Transaction Does Not Comply For For Management with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Draft and Summary of For For Management Acquisition by Issuance of Shares 9 Approve Signing of Acquisition by For For Management Issuance of Shares Framework Agreement and Supplementary Agreement of Acquisition by Issuance of Shares Framework Agreement 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 12 Approve Transaction Complies with For For Management Article 11 and 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 13 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 16 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD. Ticker: 601231 Security ID: Y92776106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Related Party Transaction For For Management 7 Approve 2020 Related Party Transaction For For Management 8 Approve Use of Idle Funds for Cash For For Management Management 9 Approve Application of Bank Credit For Against Management Lines 10 Approve Financial Derivatives For For Management 11 Approve Capital Increase in Subsidiary For For Management 12 Approve to Appoint Auditor For For Management 13 Approve to Appoint Internal Control For For Management Auditor 14 Approve Remuneration of Directors For For Management 15 Approve Remuneration of Supervisors For For Management 16 Approve Amendments to Articles of For For Management Association 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 18.1 Elect Chen Changyi as Non-independent For For Management Director 18.2 Elect Rutherford Chang as For For Management Non-independent Director 18.3 Elect Neng Chao Chang as For For Management Non-independent Director 18.4 Elect Wei Zhenyan as Non-independent For For Management Director 18.5 Elect Chen Tianci as Non-independent For For Management Director 18.6 Elect Wang Ducun as Non-independent For For Management Director 19.1 Elect Tang Yunwei as Independent For For Management Director 19.2 Elect Chu Yiyun as Independent Director For For Management 19.3 Elect Zhong Yihua as Independent For For Management Director 20.1 Elect Shi Mengguo as Supervisor For For Management 20.2 Elect Andrew Robert Tang as Supervisor For For Management -------------------------------------------------------------------------------- UNIZYX HOLDING CORP. Ticker: 3704 Security ID: Y92941106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amendments to Trading Procedures For For Management Governing Derivatives Products -------------------------------------------------------------------------------- UPC TECHNOLOGY CORP. Ticker: 1313 Security ID: Y91139108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- UPL LIMITED Ticker: 512070 Security ID: Y9305P100 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Jaidev Rajnikant Shroff as For Against Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 6 Reelect Pradeep Vedprakash Goyal as For For Management Director 7 Reelect Reena Ramachandran as Director For For Management -------------------------------------------------------------------------------- USI CORP. Ticker: 1304 Security ID: Y9316H105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties 6.1 Elect YI-GUI WU, a Representative of For For Management SHING LEE ENTERPRISE HONG KONG LIMITED LTD with Shareholder No. 13518, as Non-Independent Director 6.2 Elect JING-SHO YU, a Representative of For For Management ASIA POLYMER CORPORATION with Shareholder No. 205675, as Non-Independent Director 6.3 Elect ZHE-YI GAO, a Representative of For For Management ASIA POLYMER CORPORATION with Shareholder No. 205675, as Non-Independent Director 6.4 Elect GUANG-ZHE HUANG, a For For Management Representative of TAITA CHEMICAL COMPANY with Shareholder No. 205671, as Non-Independent Director 6.5 Elect KE-SHUN WANG, a Representative For For Management of TAITA CHEMICAL COMPANY with Shareholder No. 205671, as Non-Independent Director 6.6 Elect HONG-TING WU, a Representative For For Management of SHING LEE ENTERPRISE HONG KONG LIMITED LTD with Shareholder No. 13518, as Non-Independent Director 6.7 Elect CHONG CHEN with ID No. For For Management A103192XXX (A10319XXXX) as Independent Director 6.8 Elect TYZZ-JIUN DUH with ID No. For For Management T120363XXX (T120363XXXX) as Independent Director 6.9 Elect YING-JUN HAI with ID No. For For Management D100708XXX (D10070XXXX) as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- USINAS SIDERURGICAS DE MINAS GERAIS SA-USIMINAS Ticker: USIM5 Security ID: P9632E117 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Tiago Curi Isaac as Director and None For Shareholder Adriana de Andrade Sole as Alternate Appointed by Preferred Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Elect Fabricio Santos Debortoli as None For Shareholder Fiscal Council Member and Wilsa Figueiredo as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- UTOUR GROUP CO., LTD. Ticker: 002707 Security ID: Y0776L108 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Use of Idle Raised For For Management Funds for Cash Management -------------------------------------------------------------------------------- UTOUR GROUP CO., LTD. Ticker: 002707 Security ID: Y0776L108 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- UTOUR GROUP CO., LTD. Ticker: 002707 Security ID: Y0776L108 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds and Replenish Working Capital -------------------------------------------------------------------------------- UTOUR GROUP CO., LTD. Ticker: 002707 Security ID: Y0776L108 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related-party Transactions as well as Signing of Supplementary Agreements -------------------------------------------------------------------------------- UTOUR GROUP CO., LTD. Ticker: 002707 Security ID: Y0776L108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Adjustment of Repurchase Price For For Management of Performance Shares After Implementation of Profit Distribution 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 10 Approve Adjustment of 2019 Profit For For Management Distribution 11 Approve Profit Distribution Plan For For Management 12 Approve Application of Comprehensive For For Management Bank Credit Lines 13 Approve Provision of Joint Liability For For Management Guarantee -------------------------------------------------------------------------------- UTOUR GROUP CO., LTD. Ticker: 002707 Security ID: Y0776L108 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Lei as Non-Independent For For Management Director 1.2 Elect Zhang Yiman as Non-Independent For For Management Director 1.3 Elect Guo Lei as Non-Independent For For Management Director 2 Elect Su Jie as Supervisor For For Management 3 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- V-GUARD INDUSTRIES LIMITED Ticker: 532953 Security ID: Y93650102 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Raising of Funds through For For Management Various Sources 2 Approve Modification of Statement For For Management Setting Out Material Facts of Special Resolution Passed Through Postal Ballot Dated November 9, 2017 in relation to Issuance of Options under ESOS2013 -------------------------------------------------------------------------------- V-GUARD INDUSTRIES LIMITED Ticker: 532953 Security ID: Y93650102 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For For Management 2 Approve Appointment and Remuneration For Against Management of Kochouseph Chittilappilly as Chairman Emeritus -------------------------------------------------------------------------------- V-GUARD INDUSTRIES LTD. Ticker: 532953 Security ID: Y93650102 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Joshna Johnson Thomas as For Against Management Director 4 Reelect Cherian N Punnoose as Director For For Management 5 Reelect C J George as Director For Against Management 6 Reelect Ullas K Kamath as Director For For Management 7 Approve Payment of Remuneration to For For Management Kochouseph Chittilappilly as Chairman (Non-Executive Director) 8 Approve Payment of Remuneration to For For Management Non-Executive Directors 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- V-MART RETAIL LIMITED Ticker: 534976 Security ID: Y9T79L102 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Madan Gopal Agarwal as Director For For Management 4 Elect Govind S. Shrikhande as Director For For Management 5 Reelect Aakash Moondhra as Director For For Management 6 Approve Revision in the Remuneration For For Management of Lalit Agarwal as Managing Director 7 Approve Revision in the Remuneration For For Management of Madan Gopal Agarwal as Whole Time Director 8 Approve Increase in Borrowing Powers For For Management 9 Approve Increase in Limits for Loans, For For Management Guarantees, Securities and/or Investments in Other Body Corporate -------------------------------------------------------------------------------- V.S. INDUSTRY BERHAD Ticker: 6963 Security ID: Y9382T108 Meeting Date: JAN 03, 2020 Meeting Type: Annual Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees for the For For Management Financial Year Ended July 31, 2019 3 Approve Directors' Fees for the For For Management Financial Year Ending July 31, 2020 4 Elect Beh Kim Ling as Director For For Management 5 Elect Gan Chu Cheng as Director For For Management 6 Elect Tan Pui Suang as Director For For Management 7 Elect Chang Lik Sean as Director For For Management 8 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with V.S. International Group Limited, Its Subsidiaries and Associates 12 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with VS Marketing & Engineering Pte. Ltd. and/or Serumi International Private Limited 13 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Lip Sheng International Ltd and/or Lip Sheng Precision (Zhuhai) Co., Ltd 14 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Beeantah Pte. Ltd. 15 Approve Allocation of ESOS Options to For Against Management Diong Tai Pew 16 Approve Allocation of ESOS Options to For Against Management Tan Pui Suang 17 Approve Allocation of ESOS Options to For Against Management Chang Lik Sean 18 Approve Allocation of ESOS Options to For Against Management Beh Chern Wei 19 Approve Allocation of ESOS Options to For Against Management Gan Pee Yong -------------------------------------------------------------------------------- V1 GROUP LIMITED Ticker: 82 Security ID: G9310X106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Cheng Po Chuen as Director For For Management 2b Elect Ji Qiang as Director For For Management 2c Elect Loke Yu as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares 7 Approve Easy Prime Share Option Scheme For For Management 8 Approve Golden Target Share Option For For Management Scheme -------------------------------------------------------------------------------- VA TECH WABAG LIMITED Ticker: 533269 Security ID: Y9356W111 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect S Varadarajan as Director For For Management 3 Elect Milin Mehta as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- VAKRANGEE LIMITED Ticker: 511431 Security ID: Y9316P107 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Dinesh Nandwana as Director For For Management 4 Elect Anil Khanna as Director For For Management 5 Approve Appointment and Remuneration For For Management of Anil Khanna as Managing Director & Group CEO 6 Approve Reappointment and Remuneration For For Management of Dinesh Nandwana as the Executive Director 7 Reelect Avinash Vyas as Director For For Management 8 Reelect Sujata Chattopadhyay as For For Management Director 9 Reelect Sunil Agarwal as Director For Against Management 10 Reelect Ramesh Joshi as Director For For Management 11 Reelect B. L. Meena as Director For Against Management -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: P9661Q155 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3 Elect Directors For Against Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Oscar Augusto Camargo Filho as Director and Ken Yasuhara as Alternate 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luciano Duarte Penido as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo de Oliveira Rodrigues Filho as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Roger Allan Downey as Director and Ivan Luiz Modesto Schara as Alternate 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Cesar Lemos dos Santos Passos as Director and Joao Ernesto de Lima Mesquita as Alternate 6.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Isabella Saboya de Albuquerque as Independent Director and Adriano Cives Seabra as Alternate 6.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Sandra Maria Guerra de Azevedo as Independent Director 6.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Gasparino da Silva as Independent Director and Nuno Maria Pestana de Almeida Alves as Alternate 7 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 Elect Fiscal Council Members For For Management 9 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 10 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: P9661Q155 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For Against Management 2 Approve Agreement to Absorb Ferrous For For Management Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) 3 Ratify Premiumbravo Auditores For For Management Independentes as Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisals For For Management 5 Approve Absorption of Ferrous For For Management Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) 6 Approve Agreement to Absorb Minas da For For Management Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) 7 Ratify Macso Legate Auditores For For Management Independentes as Independent Firm to Appraise Proposed Transaction 8 Approve Independent Firm's Appraisals For For Management 9 Approve Absorption of Minas da Serra For For Management Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: 91912E105 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3 Elect Directors For Against Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Oscar Augusto Camargo Filho as Director and Ken Yasuhara as Alternate 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luciano Duarte Penido as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo de Oliveira Rodrigues Filho as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Roger Allan Downey as Director and Ivan Luiz Modesto Schara as Alternate 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Cesar Lemos dos Santos Passos as Director and Joao Ernesto de Lima Mesquita as Alternate 6.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Isabella Saboya de Albuquerque as Independent Director and Adriano Cives Seabra as Alternate 6.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Sandra Maria Guerra de Azevedo as Independent Director 6.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Gasparino da Silva as Independent Director and Nuno Maria Pestana de Almeida Alves as Alternate 7 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 Elect Fiscal Council Members For For Management 9 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 10 Approve Remuneration of Company's For For Management Management and Fiscal Council 1 Amend Articles and Consolidate Bylaws For Against Management 2 Approve Agreement to Absorb Ferrous For For Management Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) 3 Ratify Premiumbravo Auditores For For Management Independentes as Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisals For For Management 5 Approve Absorption of Ferrous For For Management Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) 6 Approve Agreement to Absorb Minas da For For Management Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) 7 Ratify Macso Legate Auditores For For Management Independentes as Independent Firm to Appraise Proposed Transaction 8 Approve Independent Firm's Appraisals For For Management 9 Approve Absorption of Minas da Serra For For Management Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) -------------------------------------------------------------------------------- VALIANT CO., LTD. Ticker: 002643 Security ID: Y9732W116 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management and Related Party Transactions -------------------------------------------------------------------------------- VALIANT CO., LTD. Ticker: 002643 Security ID: Y9732W116 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 8 Approve Financing Application For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Adjustment of Remuneration of For For Management Directors and Supervisors 14.1 Elect Huang Yiwu as Non-Independent For For Management Director 14.2 Elect Sun Hui as Non-Independent For For Management Director 14.3 Elect Gao Yonghua as Non-Independent For For Management Director 14.4 Elect Leng Xi as Non-Independent For For Management Director 14.5 Elect Liu Fanli as Non-Independent For For Management Director 14.6 Elect Fu Shaobang as Non-Independent For For Management Director 15.1 Elect Liu Jipeng as Independent For For Management Director 15.2 Elect Cui Zhijuan as Independent For For Management Director 15.3 Elect Sui Shengqiang as Independent For For Management Director 16.1 Elect Du Le as Supervisor For For Management 16.2 Elect Gu Zhenjian as Supervisor For For Management 16.3 Elect Hu Tianxiao as Supervisor For For Management -------------------------------------------------------------------------------- VALID SOLUCOES SA Ticker: VLID3 Security ID: P9656C112 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Fix Number of Directors at Six For For Management 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Approve Remuneration of Fiscal Council For For Management Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- VANGUARD INTERNATIONAL SEMICONDUCTOR CORP. Ticker: 5347 Security ID: Y9353N106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Trading Procedures Governing For For Management Derivatives Products 5 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- VARUN BEVERAGES LIMITED Ticker: 540180 Security ID: Y9T53H101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Kapil Agarwal as Director For For Management 3 Approve Reappointment and Remuneration For For Management of Varun Jaipuria as Whole-time Director 4 Approve Reappointment and Remuneration For For Management of Raj Gandhi as Whole-time Director 5 Elect Rajinder Jeet Singh Bagga as For For Management Director and Approve Appointment and Remuneration of Rajinder Jeet Singh Bagga as Whole-time Director 6 Approve Payment of Profit Related For For Management Commission to Non-Executive Directors -------------------------------------------------------------------------------- VARUN BEVERAGES LTD. Ticker: 540180 Security ID: Y9T53H101 Meeting Date: JUL 19, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Bonus Shares For For Management -------------------------------------------------------------------------------- VATTI CORP. LTD. Ticker: 002035 Security ID: Y98928107 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares That Does Not Comply with the Incentive Criteria, Termination of Performance Share Incentive Plan and Repurchase and Cancellation of Performance Shares That Has Been Granted But Not Yet Released 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- VATTI CORP. LTD. Ticker: 002035 Security ID: Y98928107 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Idle Funds to For For Management Invest in Guaranteed or Low-risk Financial Products 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- VATTI CORP. LTD. Ticker: 002035 Security ID: Y98928107 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve to Appoint Auditor For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- VATTI CORP. LTD. Ticker: 002035 Security ID: Y98928107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- VEDANTA LIMITED Ticker: 500295 Security ID: Y9364D105 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Krishnamurthi Venkataramanan For For Management to Continue Office as Non-Executive Independent Director 2 Reelect Krishnamurthi Venkataramanan For For Management as Director -------------------------------------------------------------------------------- VEDANTA LIMITED Ticker: 500295 Security ID: Y9364D105 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Delisting of the For For Management Company's Equity Shares from BSE Limited, NSE of India Limited and Withdrawal of Permitted to Trade Status on the MSE of India Limited, and Delisting of the Company's ADS from the NYSE and Deregistration from the SEC -------------------------------------------------------------------------------- VEDANTA LTD. Ticker: 500295 Security ID: Y9364D105 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividends For For Management 4 Confirm Payment of Preference Dividend For For Management on Non-Cumulative Non-Convertible Redeemable Preference Shares 5 Reelect Priya Agarwal as Director For For Management 6 Approve Appointment and Remuneration For For Management of Srinivasan Venkatakrishnan as Whole-Time Director Designated as Chief Executive Officer 7 Reelect Tarun Jain as Director For For Management 8 Approve Payment of Remuneration to For For Management Tarun Jain as Non-Executive Director 9 Elect Mahendra Kumar as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- VELESTO ENERGY BERHAD Ticker: 5243 Security ID: Y9036W101 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employees' Share Option Scheme For Against Management (ESOS) 2 Approve Allocation of (ESOS) Options For Against Management to Rohaizad bin Darus -------------------------------------------------------------------------------- VELESTO ENERGY BERHAD Ticker: 5243 Security ID: Y9036W101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohd Rashid Mohd Yusof as For For Management Director 2 Elect Rowina Ghazali Seth as Director For For Management 3 Elect Haida Shenny Hazri as Director For For Management 4 Elect Tong Poh Keow as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Directors' Meeting Allowances For For Management and Other Benefits 7 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 1 Approve Reduction in Share Capital For For Management -------------------------------------------------------------------------------- VENUSTECH GROUP INC. Ticker: 002439 Security ID: Y07764106 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- VENUSTECH GROUP INC. Ticker: 002439 Security ID: Y07764106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Fund Usage For For Management 2 Approve Use Raised Funds to Conduct For For Management Investment and Wealth Management -------------------------------------------------------------------------------- VENUSTECH GROUP INC. Ticker: 002439 Security ID: Y07764106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 10 Approve Change in Registered Capital For For Management and Amend Articles of Association 11 Elect Zhang Hongliang as Independent For For Management Director -------------------------------------------------------------------------------- VESTEL ELEKTRONIK SANAYI VE TICARET AS Ticker: VESTL Security ID: M9747B100 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Elect Directors For For Management 8 Approve Director Remuneration For Against Management 9 Approve Allocation of Income For For Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Amend Article 6 Re: Capital Related For Against Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- VGI GLOBAL MEDIA PUBLIC COMPANY LIMITED Ticker: VGI Security ID: Y9367G147 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Message of the Chairman None None Management 2 Approve Minutes of Previous Meeting For For Management 3 Acknowledge Operating Results None None Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividend Payment 6.1 Elect Kavin Kanjanapas as Director For For Management 6.2 Elect Kong Chi Keung as Director For For Management 6.3 Elect Chan Kin Tak as Director For Against Management 7 Approve Remuneration of Directors For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Change in Company Name and For For Management Amend Memorandum of Association to Reflect Change in Company Name 10 Approve Amendment to Articles of For For Management Association Re: Change of Company Name 11 Amend Company's Objectives and Amend For For Management Memorandum of Association 12.1 Approve Reduction in Registered Capital For For Management 12.2 Amend Memorandum of Association to For For Management Reflect Reduction in Registered Capital 13.1 Approve Increase in Registered Capital For For Management 13.2 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 14 Approve Allocation of Newly Issued For For Management Ordinary Shares Through a Private Placement Under a General Mandate 15 Other Business For Against Management -------------------------------------------------------------------------------- VIA TECHNOLOGIES, INC. Ticker: 2388 Security ID: Y9363G109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3.1 Elect Wen-Yuen Ken with SHAREHOLDER NO. For For Management A110929XXX as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- VIA VAREJO SA Ticker: VVAR3 Security ID: P9783A104 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement for Partial Spin-Off For For Management of Cnova Comercio Eletronico SA 2 Ratify Magalhaes Andrada S/S Auditores For For Management Independentes as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Spun-Off Assets For For Management 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- VIA VAREJO SA Ticker: VVAR3 Security ID: P9783A104 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Directors For For Management 3 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 4 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5.1 Percentage of Votes to Be Assigned - None For Management Elect Marcel Cecchi Vieira as Director 5.2 Percentage of Votes to Be Assigned - None For Management Rogerio Paulo Calderon Peres as Director 5.3 Percentage of Votes to Be Assigned - None For Management Elect Joao Luiz Moreira de Mascarenhas Braga as Director 5.4 Percentage of Votes to Be Assigned - None For Management Elect Andre Coji as Director 5.5 Percentage of Votes to Be Assigned - None For Management Elect Jose Mario Ferreira as Director 6 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Re-Ratify Remuneration of Company's For For Management Management Approved at the April 25, 2019, AGM 8 Approve Stock Option Plan For Against Management 9 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- VIA VAREJO SA Ticker: VVAR3 Security ID: P9783A104 Meeting Date: MAY 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Company For For Management Headquarters 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Article 16 Re: Decrease in Board For For Management Size 4 Amend Article 20 Re: Board of Directors For For Management 5 Consolidate Bylaws For For Management 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- VIA VAREJO SA Ticker: VVAR3 Security ID: P9783A104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Fix Number of Directors at Five For For Management 3 Fix Number of Directors at Seven For For Management 4 Approve Classification of Renato For For Management Carvalho do Nascimento, Alberto Ribeiro Guth and Rogerio Paulo Calderon Peres as Independent Directors 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None For Management Elect Raphael Oscar Klein as Director 9.2 Percentage of Votes to Be Assigned - None For Management Elect Marcel Cecchi Vieira as Director 9.3 Percentage of Votes to Be Assigned - None For Management Elect Alberto Ribeiro Guth as Independent Director 9.4 Percentage of Votes to Be Assigned - None For Management Elect Renato Carvalho do Nascimento as Independent Director 9.5 Percentage of Votes to Be Assigned - None For Management Elect Rogerio Paulo Calderon Peres as Independent Director 10 Approve Remuneration of Company's For For Management Management 11 Do You Wish to Request Installation of Abstain For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- VICTORY GIANT TECHNOLOGY (HUIZHOU) CO., LTD. Ticker: 300476 Security ID: Y9367N100 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management from Shanghai Pudong Development Bank 2 Approve Application of Credit Lines For For Management from China Guangfa Bank 3 Approve Amendments to Articles of For For Management Association 4 Approve Application of Credit Lines For For Management from Agricultural Bank of China 5 Approve Application of Credit Lines For For Management from Bank of China 6 Approve Application of Credit Lines For For Management from China Minsheng Bank 7 Approve Application of Credit Lines For For Management from Huaxia Bank -------------------------------------------------------------------------------- VICTORY GIANT TECHNOLOGY (HUIZHOU) CO., LTD. Ticker: 300476 Security ID: Y9367N100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Supervisors 2 Approve Report of the Board of For For Management Directors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 9 Approve Appointment of Auditor For For Management 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Approve Credit Line Application from For For Management China Merchants Bank Co., Ltd. 12 Approve Credit Line Application from For For Management China Everbright Bank Co., Ltd. 13 Approve Credit Line Application from For For Management Citibank (China) Co., Ltd. 14 Approve Credit Line Application from For For Management Industrial Bank Co., Ltd. 15 Approve Credit Line Application from For For Management Shanghai Pudong Development Bank 16 Approve Credit Line Application from For For Management Ping An Bank 17 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- VICTORY GIANT TECHNOLOGY (HUIZHOU) CO., LTD. Ticker: 300476 Security ID: Y9367N100 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares (Revised) 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Method and Issue Price For For Management 2.6 Approve Lock-Up Period For For Management 2.7 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.8 Approve Listing Arrangement For For Management 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares (Revised) 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement (Revised) 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 6.1 Approve Signing of Conditional For For Management Strategic Cooperation Agreement with Strategic Investors 6.2 Approve Signing of Conditional For For Management Strategic Cooperation Agreement with Shenzhen Capital Group Co., Ltd. 6.3 Approve Signing of Conditional For For Management Strategic Cooperation Agreement with GF Xinde Investment Management Co., Ltd. and Guangdong New Kinetic Energy Equity Investment Partnership (Limited Partnership) 6.4 Approve Signing of Conditional For For Management Strategic Cooperation Agreement with Southern Tianchen (Beijing) Investment Management Co., Ltd., a Subsidiary of China Dianke Investment Holding Co., Ltd. 6.5 Approve Signing of Conditional For For Management Strategic Cooperation Agreement with Shenzhen Qichang Investment Holdings Co., Ltd., a Wholly-Owned Subsidiary of China Merchants Capital Holdings Co. , Ltd. 6.6 Approve Signing of Conditional For For Management Strategic Cooperation Agreement with Chengdu Hengyuda Technology Development Partnership (Limited Partnership) 7.1 Approve Signing of Conditional Share For For Management Subscription Agreement with Xinjiang Dongpeng Heli Equity Investment Partnership (Limited Partnership) 7.2 Approve Signing of Conditional Share For For Management Subscription Agreement with Ningbo TCL Equity Investment Co., Ltd. 7.3 Approve Signing of Conditional Share For For Management Subscription Agreement with Guangdong Rongchuang Lingyue Intelligent Manufacturing and Information Technology Industry Equity Investment Fund Partnership Enterprise (Limited Partnership) 7.4 Approve Agreement with Southern For For Management Tianchen (Beijing) Investment Management Co., Ltd. (on Behalf of Southern Tianchen Electronic Industry Private Equity Investment Fund, Southern Tianchen Strategic Investment Phase 2 Private Equity Investment Fund) 7.5 Approve Signing of Conditional Share For For Management Subscription Agreement with Shenzhen Qianhai Red Earth M&A Fund Partnership (Limited Partnership) 7.6 Approve Signing of Conditional Share For For Management Subscription Agreement with Shenzhen Capital Group Co., Ltd. 7.7 Approve Signing of Conditional Share For For Management Subscription Agreement with Tianjian Yusheng Investment Partnership (Limited Partnership) 7.8 Approve Signing of Conditional Share For For Management Subscription Agreement with GF Xinde Investment Management Co., Ltd. (on Behalf of Gejin Xinde Industrial Light Private Equity Fund) 7.9 Approve Signing of Conditional Share For For Management Subscription Agreement with Guangdong New Kinetic Energy Equity Investment Partnership (Limited Partnership) 7.10 Approve Signing of Conditional Share For For Management Subscription Agreement with Shenzhen Qichang Investment Holdings Co., Ltd. 7.11 Approve Signing of Conditional Share For For Management Subscription Agreement with Chengdu Hengyuda Technology Development Partnership (Limited Partnership) 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 11 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement -------------------------------------------------------------------------------- VICTORY GIANT TECHNOLOGY (HUIZHOU) CO., LTD. Ticker: 300476 Security ID: Y9367N100 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- VINA CONCHA Y TORO SA Ticker: CONCHATORO Security ID: P9796J100 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 17.60 Per Share 3 Approve Dividend Policy For For Management 4 Elect Directors For For Management 5 Approve Remuneration of Directors For For Management 6 Receive Report on Board's Expenses For For Management 7 Receive Directors' Committee Report on For For Management Activities and Expenses 8 Approve Remuneration and Budget of For For Management Directors' Committee 9 Appoint Auditors For For Management 10 Designate Risk Assessment Companies For For Management 11 Designate Newspaper to Publish Meeting For For Management Announcements 12 Receive Report Regarding Related-Party For For Management Transactions 13 Other Business For Against Management -------------------------------------------------------------------------------- VINA CONCHA Y TORO SA Ticker: CONCHATORO Security ID: P9796J100 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Acquisition of Vinedos Emiliana S.A. 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- VINATI ORGANICS LIMITED Ticker: 524200 Security ID: Y9376K121 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sub-Division of Equity Shares For For Management 2 Amend Capital Clause of the Memorandum For For Management of Association 3 Amend Articles Association to Reflect For For Management Changes in Capital 4 Approve VOL Employee Stock Option Plan For Against Management 2019 -------------------------------------------------------------------------------- VINDA INTERNATIONAL HOLDINGS LIMITED Ticker: 3331 Security ID: G9361V108 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yu Yi Fang as Director For For Management 3b Elect Johann Christoph Michalski as For For Management Director 3c Elect Carl Magnus Groth as Director For For Management 3d Elect Wong Kwai Huen, Albert as For For Management Director 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Pledge for Loan For For Management Application of Wholly-owned Subsidiary 2 Approve Provision of Counter Guarantee For For Shareholder -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management 2 Approve Signing of Patent Transfer For For Shareholder Contract and Related Party Transactions 3 Approve Additional Guarantee for Bank For For Shareholder Credit Line Application 4 Approve Provision of Guarantee and For For Shareholder Related Party Transactions for Associate Subsidiary -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Equity Transfer For For Shareholder -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management to Loan of Indirect Subsidiary -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For Against Management 9 Approve Deposit, Settlement Business For For Management and Related Party Transactions 10 Approve Adjustment in the Raised Funds For For Management Investment Project 11.1 Elect Cheng Tao as Non-Independent For For Management Director 11.2 Elect Dai Junchao as Non-Independent For For Management Director 11.3 Elect Zhang Deqiang as Non-Independent For For Management Director 11.4 Elect Yan Ruoyuan as Non-Independent For For Management Director 11.5 Elect Liu Xiangwei as Non-Independent For For Management Director 11.6 Elect Ren Hua as Non-Independent For For Management Director 12.1 Elect Zhang Qifeng as Independent For For Management Director 12.2 Elect Xia Lijun as Independent Director For For Management 12.3 Elect Ma Xiao as Independent Director For For Management 13.1 Elect Yang Yang as Supervisor For For Management 13.2 Elect Hu Xuewen as Supervisor For For Management -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: JUN 02, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For Against Management Controlling Subsidiary 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- VISUAL CHINA GROUP CO., LTD. Ticker: 000681 Security ID: Y75408107 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For For Management Guarantee -------------------------------------------------------------------------------- VISUAL CHINA GROUP CO., LTD. Ticker: 000681 Security ID: Y75408107 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- VISUAL CHINA GROUP CO., LTD. Ticker: 000681 Security ID: Y75408107 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- VISUAL CHINA GROUP CO., LTD. Ticker: 000681 Security ID: Y75408107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Profit Distribution For For Management 3 Approve Financial Statements For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Internal Control Evaluation For For Management Report 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Elect Liu Chuntian as Independent For For Shareholder Director 10 Elect Li Changxu as Non-Independent For For Shareholder Director 11 Approve Remuneration of Directors For For Shareholder 12 Elect Kun Xiaojie as Supervisor For For Shareholder 13 Approve Remuneration of Supervisors For For Shareholder -------------------------------------------------------------------------------- VISUAL PHOTONICS EPITAXY CO., LTD. Ticker: 2455 Security ID: Y9379U100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect CHEN, MAO-CHANG with SHAREHOLDER For For Management NO.00000001 as Non-Independent Director 1.2 Elect HUANG, CHAO-HSING with For For Management SHAREHOLDER NO.00000454 as Non-Independent Director 1.3 Elect CHEN, JIAN-LIAN with SHAREHOLDER For Against Management NO.00000067 as Non-Independent Director 1.4 Elect LAI YU, HSIU-MING with For Against Management SHAREHOLDER NO.00000041 as Non-Independent Director 1.5 Elect a Representative of GOLDEN TOP For Against Management INVESTMENT INC. with SHAREHOLDER NO. 00030369, as Non-Independent Director 1.6 Elect WU, CHUN YI, a Representative of For Against Management REN-TAI INVESTMENT CO., LTD. with SHAREHOLDER NO.00104435, as Non-Independent Director 1.7 Elect YEH, CHERNG-MAW, a For Against Management Representative of REN-TAI INVESTMENT CO., LTD. with SHAREHOLDER NO. 00104435, as Non-Independent Director 1.8 Elect SHIH, CHIH-HSUN, a For Against Management Representative of REN-TAI INVESTMENT CO., LTD. with SHAREHOLDER NO. 00104435, as Non-Independent Director 1.9 Elect LIN, HAO-HSIUNG with SHAREHOLDER For For Management NO.F120008XXX as Independent Director 1.10 Elect HUANG, MOAN-SHENG with For For Management SHAREHOLDER NO.H102243XXX as Independent Director 1.11 Elect WANG, CHIA-HSIANG with For For Management SHAREHOLDER NO.B121418XXX as Independent Director 2 Approve Business Report and Financial For For Management Statements 3 Approve Profit Distribution For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- VIVOTEK, INC. Ticker: 3454 Security ID: Y937A0112 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3.1 Elect Bill Lo, a Representative of For For Management DELTA ELECTRONICS INC, with SHAREHOLDER NO.0000047782, as Non-independent Director 3.2 Elect Simon Chang, a Representative of For For Management DELTA ELECTRONICS INC, with SHAREHOLDER NO.0000047782 as Non-independent Director 3.3 Elect Su Lin Wang, a Representative of For For Management DELTA ELECTRONICS INC, with SHAREHOLDER NO.0000047782, as Non-independent Director 3.4 Elect Zoe Cherng, a Representative of For For Management DELTA ELECTRONICS INC, with SHAREHOLDER NO.0000047782, as Non-independent Director 3.5 Elect Wen Chang Chen, with SHAREHOLDER For For Management NO.0000000001 as Non-independent Director 3.6 Elect Chih Chung Lan, with SHAREHOLDER For For Management NO.0000000003 as Non-independent Director 3.7 Elect JI Ren Lee, with SHAREHOLDER NO. For For Management Y120143XXX as Independent Director 3.8 Elect Sin Hui Yen, with SHAREHOLDER NO. For For Management Y120116XXX as Independent Director 3.9 Elect Chung Yang Huang, with For For Management SHAREHOLDER NO.E120528XXX as Independent Director 4 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- VODACOM GROUP LTD. Ticker: VOD Security ID: S9453B108 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Elect Phuti Mahanyele-Dabengwa as For For Management Director 3 Elect Sunil Sood as Director For For Management 4 Elect Thomas Reisten as Director For For Management 5 Re-elect Jabu Moleketi as Director For For Management 6 Re-elect John Otty as Director For For Management 7 Appoint Ernst & Young Inc. as Auditors For For Management of the Company with Vinodhan Pillay as the Individual Registered Auditor 8 Approve Remuneration Policy For For Management 9 Approve Implementation of the For For Management Remuneration Policy 10 Re-elect David Brown as Member of the For For Management Audit, Risk and Compliance Committee 11 Re-elect Saki Macozoma as Member of For For Management the Audit, Risk and Compliance Committee 12 Re-elect Priscillah Mabelane as Member For For Management of the Audit, Risk and Compliance Committee 13 Authorise Repurchase of Issued Share For For Management Capital 14 Approve Increase in Non-Executive For For Management Directors' Fees 15 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- VODAFONE IDEA LIMITED Ticker: 532822 Security ID: Y3857E100 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Himanshu Kapania as Director For For Management 3 Reelect Ravinder Takkar as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect Arun Thiagarajan as Director For Against Management 6 Elect Krishnan Ramachandran as Director For For Management 7 Elect Suresh Vaswani as Director For For Management 8 Approve Material Related Party For Against Management Transactions with Indus Towers Limited 9 Approve Material Related Party For Against Management Transactions with Bharti Infratel Limited 10 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- VOLTAS LIMITED Ticker: 500575 Security ID: Y93817149 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Noel N. Tata as Director For For Management 5 Reelect Hemant Bhargava as Director For Against Management 6 Elect Zubin S. Dubash as Director For For Management 7 Reelect Debendranath Sarangi as For For Management Director 8 Reelect Bahram N. Vakil as Director For For Management 9 Reelect Anjali Bansal as Director For For Management 10 Approve Revision in Terms of For For Management Remuneration of Pradeep Bakshi as Managing Director & CEO 11 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- VOLTRONIC POWER TECHNOLOGY CORP. Ticker: 6409 Security ID: Y937BE103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- VTB BANK PJSC Ticker: VTBR Security ID: X0494D108 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of RUB 0.0002 per For Did Not Vote Management Preferred Share From Retained Earning From Previous Years 2 Amend Charter For Did Not Vote Management 3 Approve New Edition of Regulations on For Did Not Vote Management Management -------------------------------------------------------------------------------- VTB BANK PJSC Ticker: VTBR Security ID: 46630Q103 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of RUB 0.0002 per For Did Not Vote Management Preferred Share From Retained Earning From Previous Years 2 Amend Charter None None Management 3 Approve New Edition of Regulations on None None Management Management -------------------------------------------------------------------------------- VTB BANK PJSC Ticker: VTBR Security ID: 46630Q202 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of RUB 0.0002 per For Did Not Vote Management Preferred Share From Retained Earning From Previous Years 2 Amend Charter None None Management 3 Approve New Edition of Regulations on None None Management Management -------------------------------------------------------------------------------- VTRON GROUP CO., LTD. Ticker: 002308 Security ID: Y937AC108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Assets For For Management 2 Approve Lease of Property For For Management 3 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- VTRON GROUP CO., LTD. Ticker: 002308 Security ID: Y937AC108 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Voluntary Share For For Management Transfer Restriction Commitment -------------------------------------------------------------------------------- VTRON GROUP CO., LTD. Ticker: 002308 Security ID: Y937AC108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- VUKILE PROPERTY FUND LTD. Ticker: VKE Security ID: S9468N170 Meeting Date: SEP 02, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Non-executive Directors' For For Management Retainer 1.2 Approve Board Chairman's Retainer For Against Management 1.3 Approve Audit and Risk Committee For For Management Chairman's Retainer 1.4 Approve Social, Ethics and Human For For Management Resources Committee Chairman's Retainer 1.5 Approve Property and Investment For For Management Committee Chairman's Retainer 1.6 Approve Lead Independent Director's For For Management Retainer 1.7 Approve Board (Excluding the Chairman) For For Management Meeting Fees 1.8 Approve Audit and Risk Committee For For Management Meeting Fees 1.9 Approve Social, Ethics and Human For For Management Resources Committee Meeting Fees 1.10 Approve Property and Investment For For Management Committee Meeting Fees 2 Authorise Repurchase of Issued Share For For Management Capital 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with A Taylor as the Designated Registered Auditor 3.1 Re-elect Dr Steve Booysen as Director For For Management 3.2 Re-elect Peter Moyanga as Director For For Management 3.3 Re-elect Mervyn Serebro as Director For For Management 3.4 Elect Laurence Cohen as Director For For Management 3.5 Re-elect Sedise Moseneke as Director For For Management 3.6 Elect Itu Mothibeli as Director For For Management 3.7 Re-elect Laurence Rapp as Director For For Management 4.1 Re-elect Dr Steve Booysen as Member of For Against Management the Audit and Risk Committee 4.2 Re-elect Dr Renosi Mokate as Member of For For Management the Audit and Risk Committee 4.3 Re-elect Babalwa Ngonyama as Chairman For For Management of the Audit and Risk Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For For Management Report 8 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- VV FOOD & BEVERAGE CO., LTD. Ticker: 600300 Security ID: Y9724R109 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- VV FOOD & BEVERAGE CO., LTD. Ticker: 600300 Security ID: Y9724R109 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Bin as Non-Independent For For Shareholder Director 1.2 Elect Ren Dong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- VV FOOD & BEVERAGE CO., LTD. Ticker: 600300 Security ID: Y9724R109 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expropriation of Plant of For For Management Subsidiary -------------------------------------------------------------------------------- VV FOOD & BEVERAGE CO., LTD. Ticker: 600300 Security ID: Y9724R109 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Real Estate and For For Management Related Party Transactions 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- VV FOOD & BEVERAGE CO., LTD. Ticker: 600300 Security ID: Y9724R109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration Assessment of For For Management Directors, Supervisors and Senior Management Members 8 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- WABCO INDIA LIMITED Ticker: 533023 Security ID: Y9381Z105 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sean Ernest Deason as Director For Against Management 4 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Reelect M Lakshminarayan as Director For For Management 6 Reelect Narayan K Seshadri as Director For For Management 7 Elect Christian Brenneke as Director For For Management 8 Elect Philippe Colpron as Director For For Management 9 Approve Reappointment and Remuneration For For Management of P Kaniappan as Managing Director 10 Approve Remuneration of Cost Auditors For For Management 11 Approve Payment of Remuneration to For For Management Non-Executive Independent Directors 12 Approve Related Party Transactions For For Management with WABCO Europe BVBA -------------------------------------------------------------------------------- WAFER WORKS CORP. Ticker: 6182 Security ID: Y9390R102 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Wafer Works (Shanghai) Co., For For Management Ltd., a Subsidiary of the Company, to Issue an Initial Public Offering of RMB Denominated Ordinary A Shares on the Shanghai Stock Exchange -------------------------------------------------------------------------------- WAFER WORKS CORP. Ticker: 6182 Security ID: Y9390R102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release the Prohibition of a For For Management Director from Participation in Competitive Business 5.1 Elect WU, NAN-YANG with SHAREHOLDER NO. For For Management E121424XXX as Non-Independent Director 6 Approve Release the Prohibition of New For For Management Director from Participation in Competitive Business -------------------------------------------------------------------------------- WAH LEE INDUSTRIAL CORP. Ticker: 3010 Security ID: Y9435R109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 6.1 Elect CHANG, RAY-CHING, a For For Management Representative of KUNG TAI INVESTMENT CO. LTD. with SHAREHOLDER NO. 120 as Non-Independent Director 6.2 Elect CHEN, CHUN-YIN with SHAREHOLDER For Against Management NO. 11 as Non-Independent Director 6.3 Elect CHANG, TSUEN-HSIEN, a For For Management Representative of KUNG TAI INVESTMENT CO. LTD. with SHAREHOLDER NO. 120 as Non-Independent Director 6.4 Elect LIN, CHI-HAI with SHAREHOLDER NO. For Against Management 8 as Non-Independent Director 6.5 Elect LIN, SHU-CHEN, a Representative For Against Management of BAU GUANG INVESTMENT CO., LTD with SHAREHOLDER NO. 599 as Non-Independent Director 6.6 Elect YEH, CHING-PIN with SHAREHOLDER For Against Management NO. 14 as Non-Independent Director 6.7 Elect CHU, HAU-MIN with SHAREHOLDER NO. For Against Management R120340XXX as Independent Director 6.8 Elect WANG, YEA-KANG with SHAREHOLDER For Against Management NO.R102735XXX as Independent Director 6.9 Elect SHYU, SO-DE with SHAREHOLDER NO. For For Management E101428XXX as Independent Director 7 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV Ticker: WALMEX Security ID: P98180188 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Report of Audit and Corporate For For Management Practices Committees 1b Approve CEO's Report For For Management 1c Approve Board Opinion on CEO's Report For For Management 1d Approve Board of Directors' Report For For Management 1e Approve Report on Adherence to Fiscal For For Management Obligations 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends of MXN 1.79 Per Share 4 Approve Report and Resolutions Re: For Against Management Employee Stock Purchase Plan 5 Approve Report on Share Repurchase For For Management Reserves 6a1 Elect or Ratify Enrique Ostale as For For Management Director 6a2 Elect or Ratify Richard Mayfield as For For Management Director 6a3 Elect or Ratify Christopher Nicholas For For Management as Director 6a4 Elect or Ratify Guilherme Loureiro as For For Management Director 6a5 Elect or Ratify Lori Flees as Director For For Management 6a6 Elect or Ratify Kirsten Evans as For For Management Director 6a7 Elect or Ratify Adolfo Cerezo as For For Management Director 6a8 Elect or Ratify Blanca Trevino as For For Management Director 6a9 Elect or Ratify Roberto Newell as For For Management Director 6a10 Elect or Ratify Ernesto Cervera as For For Management Director 6a11 Elect or Ratify Eric Perez Grovas as For For Management Director 6b1 Elect or Ratify Adolfo Cerezo as For For Management Chairman of Audit and Corporate Practices Committees 6b2 Approve Discharge of Board of For For Management Directors and Officers 6b3 Approve Directors and Officers For For Management Liability 6c1 Approve Remuneration of Board Chairman For For Management 6c2 Approve Remuneration of Director For For Management 6c3 Approve Remuneration of Chairman of For For Management Audit and Corporate Practices Committees 6c4 Approve Remuneration of Member of For For Management Audit and Corporate Practices Committees 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV Ticker: WALMEX Security ID: P98180188 Meeting Date: JUN 26, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Report on Corporate For For Management Restructuring Re: Absorption of Two Subsidiaries 2 Approve Balance Sheet as of May 31, For For Management 2020 3 Approve Corporate Restructuring Re: For For Management Absorption of Subsidiary Holding de Restaurantes y Servicios S. de R. L. de C.V. 4 Approve Corporate Restructuring Re: For For Management Absorption of Subsidiary Tiendas Wal-Mart S. de R. L. de C.V. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- WALSIN LIHWA CORP. Ticker: 1605 Security ID: Y9489R104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Trading Procedures Governing For For Management Derivatives Products 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect Yu Lon Chiao, with SHAREHOLDER For For Management NO.9230, as Non-Independent Director 6.2 Elect Patricia Chiao, with SHAREHOLDER For For Management NO.175, as Non-Independent Director 6.3 Elect Yu Cheng Chiao, with SHAREHOLDER For For Management NO.172, as Non-Independent Director 6.4 Elect Yu Heng Chiao, with SHAREHOLDER For For Management NO.183, as Non-Independent Director 6.5 Elect Wei Shin Ma, with SHAREHOLDER NO. For For Management 245788, as Non-Independent Director 6.6 Elect a Representative of Chin Xin For Against Management Investment Co., Ltd, with SHAREHOLDER NO.16300, as Non-Independent Director 6.7 Elect Andrew Hsia, with SHAREHOLDER NO. For For Management A100893XXX, as Non-Independent Director 6.8 Elect Ming Ling Hsueh, with For For Management SHAREHOLDER NO.B101077XXX, as Independent Director 6.9 Elect King Ling Du, with SHAREHOLDER For For Management NO.D100713XXX, as Independent Director 6.10 Elect Shiang Chung Chen, with For For Management SHAREHOLDER NO.A122829XXX, as Independent Director 6.11 Elect Fu Hsiung Hu, with SHAREHOLDER For For Management NO.A103744XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Yu Lon Chiao 8 Approve Release of Restrictions of For For Management Competitive Activities of Yu Cheng Chiao 9 Approve Release of Restrictions of For For Management Competitive Activities of Yu Heng Chiao 10 Approve Release of Restrictions of For For Management Competitive Activities of Wei Shin Ma 11 Approve Release of Restrictions of For Against Management Competitive Activities of Representative of Chin Xin Investment Co., Ltd 12 Approve Release of Restrictions of For For Management Competitive Activities of Andrew Hsia 13 Approve Release of Restrictions of For For Management Competitive Activities of Ming Ling Hsueh 14 Approve Release of Restrictions of For For Management Competitive Activities of King Ling Du 15 Approve Release of Restrictions of For For Management Competitive Activities of Shiang Chung Chen -------------------------------------------------------------------------------- WALSIN TECHNOLOGY CORP. Ticker: 2492 Security ID: Y9494B102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Director Yu Heng Chiao -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Yunchun as Non-Independent For For Management Director 1.2 Elect Jiang Runsheng as For For Management Non-Independent Director 1.3 Elect Huang Zhen as Non-Independent For For Management Director 1.4 Elect Xu Wansheng as Non-Independent For For Management Director 1.5 Elect Zhang Jiansheng as For For Management Non-Independent Director 1.6 Elect Dong Ying as Non-Independent For For Management Director 2.1 Elect Na Chaohong as Independent For For Management Director 2.2 Elect Huang Weimin as Independent For For Management Director 2.3 Elect Zhong Bin as Independent Director For For Management 3 Elect Wei Aixue as Supervisor For For Management 4 Approve Use of Idle Raised Funds and For For Management Interest Income from Raised Funds Deposit for Replenishment of Working Capital 5 Approve Signing of Equity Transfer For For Management Agreement -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Use of Raised Funds For For Management -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Report For For Management 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WAN HAI LINES LTD. Ticker: 2615 Security ID: Y9507R102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Po-Ting Chen, a Representative For For Management of JIUFU GARDEN CO., LTD. with Shareholder No. 175910, as Non-Independent Director 1.2 Elect Randy Chen, a Representative of For For Management TAILI CORPORATION with Shareholder No. 37557, as Non-Independent Director 1.3 Elect Chih-Chao Chen, a Representative For For Management of CHEN-YUNG FOUNDATION with Shareholder No. 53808, as Non-Independent Director 1.4 Elect Chiu-Ling Wu, a Representative For For Management of SUN SHINE CONSTRUCTION CO., LTD. with Shareholder No. 79923, as Non-Independent Director 1.5 Elect RUNG-NIAN LAI with ID No. For Against Management C120773XXX as Independent Director 1.6 Elect STEPHANIE LIN with ID No. For For Management AB90011XXX as Independent Director 1.7 Elect YI-SHENG TSENG with ID No. For For Management A123315XXX as Independent Director 2 Approve Release of the Non-Competition For For Management Restriction for Members of the Company's New Board of Directors-Representative PO-TING CHEN 3 Approve Release of the Non-Competition For For Management Restriction for Members of the Company's New Board of Directors-Representative RANDY CHEN 4 Approve Release of the Non-Competition For For Management Restriction for Members of the Company's New Board of Directors-Representative CHIH-CHAO CHEN 5 Approve Amendments to Articles of For For Management Association 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 7 Approve Amendment to Rules and For For Management Procedures for Election of Directors 8 Approve Financial Statements and For For Management Business Report 9 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- WANGFUJING GROUP CO., LTD. Ticker: 600859 Security ID: Y0775J104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WANGFUJING GROUP CO., LTD. Ticker: 600859 Security ID: Y0775J104 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Did Not Vote Management 2 Approve Adjustment to Allowance of For Did Not Vote Management Independent Directors 3.1 Elect Du Baoxiang as Non-Independent For Did Not Vote Management Director 3.2 Elect Lu Changcai as Non-Independent For Did Not Vote Management Director 3.3 Elect Shang Xiping as Non-Independent For Did Not Vote Management Director 3.4 Elect Du Jianguo as Non-Independent For Did Not Vote Management Director 3.5 Elect Liang Wangnan as Non-Independent For Did Not Vote Management Director 3.6 Elect Wu Gang as Non-Independent For Did Not Vote Management Director 3.7 Elect Zhang Xuegang as Non-Independent For Did Not Vote Management Director 3.8 Elect Dong Hui as Non-Independent For Did Not Vote Management Director 4.1 Elect Quan Zhongguang as Independent For Did Not Vote Management Director 4.2 Elect Xia Zhidong as Independent For Did Not Vote Management Director 4.3 Elect Wang Xin as Independent Director For Did Not Vote Management 4.4 Elect Jin Xin as Independent Director For Did Not Vote Management 5.1 Elect Zhang Dongmei as Supervisor For Did Not Vote Management 5.2 Elect Wang Jing as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- WANGFUJING GROUP CO., LTD. Ticker: 600859 Security ID: Y0775J104 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Adjustment to Allowance of For For Management Independent Directors 3.1 Elect Du Baoxiang as Non-Independent For For Management Director 3.2 Elect Lu Changcai as Non-Independent For For Management Director 3.3 Elect Shang Xiping as Non-Independent For For Management Director 3.4 Elect Du Jianguo as Non-Independent For For Management Director 3.5 Elect Liang Wangnan as Non-Independent For For Management Director 3.6 Elect Wu Gang as Non-Independent For For Management Director 3.7 Elect Zhang Xuegang as Non-Independent For For Management Director 3.8 Elect Dong Hui as Non-Independent For For Management Director 4.1 Elect Quan Zhongguang as Independent For For Management Director 4.2 Elect Xia Zhidong as Independent For For Management Director 4.3 Elect Wang Xin as Independent Director For For Management 4.4 Elect Jin Xin as Independent Director For For Management 5.1 Elect Zhang Dongmei as Supervisor For For Management 5.2 Elect Wang Jing as Supervisor For For Management -------------------------------------------------------------------------------- WANGFUJING GROUP CO., LTD. Ticker: 600859 Security ID: Y0775J104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Dividend Distribution Plan 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Change in Usage of Raised For For Management Funds and Use of Excess Raised Funds to Replenish Working Capital 8 Elect Liu Shi'an as Independent For For Management Director 9 Approve Guarantee Provision Plan For For Management 10 Approve Draft and Summary of Stock For For Management Option Incentive Plan 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Incentive Object For For Management and Number of Stock Options Granted on the Initial Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares (I) 2 Approve Adjustment on Incentive Object For For Management and Amount of Stock Options Granted on Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Peroformance Shares 3 Approve Adjustment on Incentive Object For For Management and Number of Stock Options Granted on the Initial Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares (II) 4 Approve Amendments to Articles of For For Management Association 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Adjustment on Number of For For Management Incentive Objects and Scale of Grant of 2017 Stock Options and Performance Shares and Repurchase and Cancellation of Performance Shares 7 Approve Repurchase and Cancellation of For For Management 2017 Stock Option and Performance Shares, Exercise Period, Unlocking Period Has Not Reached the Right to Exercise, Unlocking Conditions Corresponding to Stock Options and Performance Shares 8 Approve Repurchase and Cancellation of For For Management 2017 Stock Option and Performance Shares, Reservation of Exercise Period, Unlocking Period Has Not Reached the Right to Exercise, Unlocking Conditions Corresponding to Stock Options and Performance Shares 9 Approve Change in Registered Capital For For Management and Amendments to Articles of Association 10 Approve Provision for Asset Impairment For For Management and Write-off -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Criteria to Select Plan For For Management Participants 1.2 Approve Source, Quantity and For For Management Distribution 1.3 Approve Exercise Rights/Price-setting For For Management Basis and Its Determination Method 1.4 Approve Validity, Grant Date, Waiting For For Management Period/Restriction Period, Exercise Date/Locking Arrangement and Lock-Up Period 1.5 Approve Stock Option Authorized For For Management Benefit and Exercise Conditions as well as Performance Share Grant and Release Conditions 1.6 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 1.7 Approve Accounting Treatment For For Management 1.8 Approve Implementation Procedures For For Management 1.9 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.10 Approve How to Implement the For For Management Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4.1 Elect Liu Chengyan as Non-Independent For For Management Director 4.2 Elect Hong Ke as Non-Independent For For Management Director 4.3 Elect Yan Yongchun as Non-Independent For For Management Director 4.4 Elect Zhou Liping as Non-Independent For For Management Director 5.1 Elect Huang Siying as Independent For For Management Director 5.2 Elect Feng Jinfeng as Independent For For Management Director 5.3 Elect Lu Jiaxing as Independent For For Management Director 6.1 Elect Zhang Haiyan as Supervisor For For Management 6.2 Elect Yao Baojing as Supervisor For For Management -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: Y9520G109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve 2019 Investment Plan and 2020 For Against Management Investment Plan 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Report of the Independent For For Management Directors 8 Approve Payment of Remuneration to For For Management Auditors 9 Approve Appointment of Auditor For For Management 10 Approve Daily Related-Party For For Management Transactions 11 Approve Provision of Guarantee to For Against Management Subsidiaries and Mutual Guarantees between Subsidiaries 12 Approve Guarantee Provision Plan For For Management 13 Approve Amendments to Articles of For For Management Association 14 Approve Increase in Super Short-term For For Management Commercial Papers Registration Limit 15 Elect Sun Xiao as External Supervisor For For Management 16 Elect Liu Zhijun as Supervisor For For Management 17.1 Elect Liao Zengtai as Non-Independent For For Management Director 17.2 Elect Kou Guangwu as Non-Independent For For Management Director 17.3 Elect Hua Weiqi as Non-Independent For For Management Director 17.4 Elect Rong Feng as Non-Independent For For Management Director 17.5 Elect Chen Dianxin as Non-Independent For For Management Director 17.6 Elect Qi Guishan as Non-Independent For For Management Director 17.7 Elect Guo Xingtian as Non-Independent For For Management Director 18.1 Elect Bao Yongjian as Independent For For Management Director 18.2 Elect Zhang Xiaorong as Independent For For Management Director 18.3 Elect Zhang Wanbin as Independent For For Management Director 18.4 Elect Li Zhongxiang as Independent For For Management Director -------------------------------------------------------------------------------- WANXIANG QIANCHAO CO., LTD. Ticker: 000559 Security ID: Y9505H106 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Principle and Issue For For Management Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Conditional Share For For Management Subscription Agreement 6 Approve White Wash Waiver and Related For For Management Transactions 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Shareholder Return Plan For For Management 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13.1 Elect Guan Dayuan as Non-Independent For For Management Director 13.2 Elect Ni Pin as Non-Independent For For Management Director 13.3 Elect Jiang Xinguo as Non-Independent For For Management Director 13.4 Elect Xu Xiaojian as Non-Independent For For Management Director 13.5 Elect Shen Zhijun as Non-Independent For For Management Director 13.6 Elect Wei Junyong as Non-Independent For For Management Director 14.1 Elect Fu Liqun as Independent Director For For Management 14.2 Elect Wu Chongguo as Independent For For Management Director 14.3 Elect Pan Bin as Independent Director For For Management 15.1 Elect Fu Zhifang as Supervisor For For Management 15.2 Elect Gao Qi as Supervisor For For Management 15.3 Elect Wang Guoxing as Supervisor For For Management -------------------------------------------------------------------------------- WANXIANG QIANCHAO CO., LTD. Ticker: 000559 Security ID: Y9505H106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 7 Approve Financial Services Framework For For Management Agreement 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Credit Line Application For For Management 10 Approve Provision of Guarantee for For For Management Comprehensive Credit Line 11 Approve Provision of Guarantee for For For Management Comprehensive Credit Line to Wanxiang Finance Co., Ltd. 12 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- WANXIANG QIANCHAO CO., LTD. Ticker: 000559 Security ID: Y9505H106 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Resolution Validity Period For For Management 2 Approve Plan on Private Placement of For For Management Shares (Revised) 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 5 Approve Adjustment on Authorization of For For Management Board to Handle All Related Matters -------------------------------------------------------------------------------- WARBA BANK KSC Ticker: WARBABANK Security ID: M9763Z106 Meeting Date: APR 20, 2020 Meeting Type: Annual/Special Record Date: APR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Approve Special Report on Penalties For For Management for FY 2019 5 Accept Financial Statements and For For Management Statutory Reports for FY 2019 6 Approve Stock Dividend Program Re: For For Management 5:100 for FY 2019 7 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve for FY 2019 8 Approve Remuneration of Directors of For For Management KWD 125,000 for FY 2019 9 Approve Related Party Transactions For For Management 10 Approve Directors' Loans For Against Management 11 Authorize Issuance of Sukuk or Other For Against Management Shariah Compliant Instruments and Authorize Board to Set Terms of Issuance 12 Approve Discharge of Directors for FY For For Management 2019 13 Ratify External Sharia Auditors and For For Management Fix Their Remuneration for FY 2020 14 Elect Sharia Supervisory Board Members For For Management (Bundled) and Fix Their Remuneration for FY 2020 15 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 1 Authorize Capitalization of Reserves For For Management for Bonus Issue of KWD 7,500,000 2 Amend Articles of Bylaws For For Management -------------------------------------------------------------------------------- WARBA BANK KSC Ticker: WARBABANK Security ID: M9763Z106 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue of KWD 7,500,000 2 Amend Articles of Bylaws For For Management -------------------------------------------------------------------------------- WASION HOLDINGS LIMITED Ticker: 3393 Security ID: G9463P108 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Kat Chit as Director For For Management 4 Elect Li Hong as Director For For Management 5 Elect Chan Cheong Tat as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- WEG SA Ticker: WEGE3 Security ID: P9832B129 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget, Allocation of For For Management Income and Dividends 3 Approve Classification of Dan Ioschpe For For Management as Independent Director 4 Approve Classification of Miguel For For Management Normando Abdalla Saad as Independent Director 5 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For Against Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Dan Ioschpe as Independent Director 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Decio da Silva as Director 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Martin Werninghaus as Director 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Miguel Normando Abdalla Saad as Independent Director 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Nildemar Secches as Director 10.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Luiz Silva Schwartz as Director 10.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Siegfried Kreutzfeld as Director 11 Approve Remuneration of Company's For For Management Management 12 Elect Fiscal Council Members For Abstain Management 13 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 14 Elect Adelino Dias Pinho as Fiscal None For Shareholder Council Member and Jose Luiz Ribeiro de Carvalho as Alternate Appointed by Minority Shareholder 15 Approve Remuneration of Fiscal Council For For Management Members 16 Designate Newspapers to Publish For For Management Company Announcements -------------------------------------------------------------------------------- WEG SA Ticker: WEGE3 Security ID: P9832B129 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Comply with New For Against Management Regulations of Novo Mercado of B3 2 Validate the Amendment of Articles to For Against Management Adapt the Resolutions Approved in the Meeting in Relation to the Previous Item -------------------------------------------------------------------------------- WEI CHUAN FOODS CORP. Ticker: 1201 Security ID: Y95335108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Split of Ranch Business to For For Management Sheng Shun Farm Ranch Co., Ltd. -------------------------------------------------------------------------------- WEIBO CORPORATION Ticker: WB Security ID: 948596101 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Daniel Yong Zhang For Against Management 2 Elect Director Pehong Chen For For Management -------------------------------------------------------------------------------- WEICHAI HEAVY MACHINERY CO., LTD. Ticker: 000880 Security ID: Y7677S108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Report and Audit For For Management Report 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Profit Distribution For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Daily Related Party For For Management Transactions 10 Approve Financial Leasing Business For For Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Amend Working System for Independent For For Management Directors 16 Elect Zhang Liangfu as Non-Independent For For Management Director 17.1 Elect Zhang Shuming as Independent For For Management Director 17.2 Elect Yang Jianguo as Independent For For Management Director -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans and the Relevant Interest Rate Swap Transactions 2 Approve Weichai Holdings General For For Management Services Agreement and the Chongqing Weichai General Services Agreement and the Relevant New Caps 3 Approve Weichai Purchase and For For Management Processing Services Agreement and the Relevant New Caps 4 Approve Shaanxi Zhongqi Purchase For For Management Agreement and the Relevant New Caps 5 Approve Shaanxi Zhongqi Sale Agreement For For Management and the Relevant New Caps -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans and the Relevant Interest Rate Swap Transactions 2 Approve Weichai Holdings General For For Management Services Agreement and the Chongqing Weichai General Services Agreement and the Relevant New Caps 3 Approve Weichai Purchase and For For Management Processing Services Agreement and the Relevant New Caps 4 Approve Shaanxi Zhongqi Purchase For For Management Agreement and the Relevant New Caps 5 Approve Shaanxi Zhongqi Sale Agreement For For Management and the Relevant New Caps -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 5 Approve 2019 Final Financial Report For For Management 6 Approve 2020 Financial Budget Report For Against Management 7 Approve 2019 Profit Distribution For For Management 8 Approve Interim Dividend For For Management 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Hexin Accountants LLP as For For Management Internal Control Auditors 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Elect Zhang Liangfu as Director For For Management 15a Elect Jiang Yan as Director For For Management 15b Elect Yu Zhuoping as Director For For Management 15c Elect Zhao Huifang as Director For For Shareholder -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report and Summary For For Management 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 5 Approve 2019 Final Financial Report For For Management 6 Approve 2020 Financial Budget Report For Against Management 7 Approve 2019 Profit Distribution For For Management 8 Approve Interim Dividend For For Management 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Hexin Accountants LLP as For For Management Internal Control Auditors 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Elect Zhang Liangfu as Director For For Management 15.1 Elect Jiang Yan as Director For For Management 15.2 Elect Yu Zhuoping as Director For For Management 15.3 Elect Zhao Huifang as Director For For Shareholder -------------------------------------------------------------------------------- WEIFU HIGH-TECHNOLOGY GROUP CO. LTD. Ticker: 200581 Security ID: Y95338102 Meeting Date: OCT 18, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WEIFU HIGH-TECHNOLOGY GROUP CO. LTD. Ticker: 200581 Security ID: Y95338102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Financial For For Management Report Auditor 7 Approve Appointment of Internal For For Management Control Evaluation Auditor 8 Approve Daily Related-Party For For Management Transactions 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Working System for Online Voting For For Management of the Shareholders General Meeting 11 Elect Chen Ran as Supervisor For For Management -------------------------------------------------------------------------------- WEIFU HIGH-TECHNOLOGY GROUP CO. LTD. Ticker: 200581 Security ID: Y95338102 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Yunfeng as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- WEIHAI GUANGTAI AIRPORT EQUIPMENT CO., LTD. Ticker: 002111 Security ID: Y9532J109 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- WEIHAI GUANGTAI AIRPORT EQUIPMENT CO., LTD. Ticker: 002111 Security ID: Y9532J109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Comprehensive Credit Line For For Management 9 Approve Acceptance of Guarantee from For For Management Controlling Shareholder 10 Approve Financial Assistance For For Management 11 Approve Guarantee For For Management 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WEIHAI GUANGWEI COMPOSITES CO., LTD. Ticker: 300699 Security ID: Y953AT108 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Jinxiang as Non-independent For For Management Director 2 Approve Investment in Baotou of Large For For Management Tow Carbon Fiber Industrialization Project 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WEIHAI GUANGWEI COMPOSITES CO., LTD. Ticker: 300699 Security ID: Y953AT108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Credit Line, Loan and Gurantees For For Management 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WEIMOB INC. Ticker: 2013 Security ID: G9T20A106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Fang Tongshu as Director For For Management 2A2 Elect You Fengchun as Director For For Management 2A3 Elect Huang Junwei as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares 5 Approve the 2020 Restricted Share Unit For For Management Scheme -------------------------------------------------------------------------------- WEIQIAO TEXTILE COMPANY LIMITED Ticker: 2698 Security ID: Y95343102 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewed Excess Electricity For For Management Supply Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- WEIQIAO TEXTILE COMPANY LIMITED Ticker: 2698 Security ID: Y95343102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors and Supervisory Committee 2 Approve 2019 Audited Financial For For Management Statements 3 Approve 2019 Profit Distribution Plan For For Management and Declaration of Final Dividend 4 Approve 2019 Final Accounts and For For Management Independent Auditor's Report 5 Elect Chen Shuwen as Director For Against Management 6 Approve 2020 Annual Remuneration For For Management Proposal for the Company's Directors and Supervisors 7 Approve ShineWing Certified Public For For Management Accountants as Domestic Auditors and ShineWing (HK) CPA Limited as International Auditor and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares or H Shares 10 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- WEIQIAO TEXTILE COMPANY LIMITED Ticker: 2698 Security ID: Y95343102 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- WELSPUN CORP. LIMITED Ticker: 532144 Security ID: Y9536Y102 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajesh Mandawewala as Director For Against Management 4 Reelect Utsav Baijal as Director For Against Management 5 Approve Price Waterhouse Chartered For For Management Accountants LLP, Chartered Accountant as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Kaushik Subramaniam as Director For For Management 7 Elect Dhruv Subodh Kaji as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Borrowing by Issuance of For For Management Non-convertible Debentures and/or Commercial Papers 10 Approve Payment of Commission to For For Management Balkrishan Goenka as Non-executive Chairman -------------------------------------------------------------------------------- WELSPUN CORP. LIMITED Ticker: 532144 Security ID: Y9536Y102 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Amita Misra as Director For For Management 2 Approve Revision in the Remuneration For Against Management of Vipul Mathur as Managing Director & Chief Executive Officer 3 Amend Articles of Association For For Management 4 Approve Reclassification of the Status For For Management of Promoters Shareholding into Public Shareholding 5 Approve Transfer of Plates & Coil Mill For For Management Division ('PCMD Division') to Laptev Finance Private Limited -------------------------------------------------------------------------------- WELSPUN INDIA LIMITED Ticker: 514162 Security ID: Y9T340128 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajesh Mandawewala as Director For Against Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect Pradeep Poddar as Director For For Management 6 Approve Conversion of Loan to Equity For Against Management Shares 7 Approve Payment of Remuneration by Way For For Management of Commission to Balkrishan Goenka as Non-Executive Chairman 8 Approve Payment of Remuneration to For For Management Rajesh Mandawawala as Managing Director 9 Approve Payment of Remuneration to For For Management Dipali Goenka as CEO & Joint Managing Director -------------------------------------------------------------------------------- WELTREND SEMICONDUCTOR, INC. Ticker: 2436 Security ID: Y95351105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Issuance of For For Management Commercial Papers 2 Approve Adjustment on Related Party For For Management Transaction 3 Approve Repurchase and Cancellation of For For Management Performance Share Plan 4 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of External For For Management Donations 2 Approve Donations to Support the For For Management Prevention and Control of the Novel Coronavirus Pneumonia Epidemic 3 Approve Donations to Beiying Charity For Against Management Foundation of Xinxing County, Guangdong Province 4 Approve Donations to Xinxingxian Liuzu For Against Management Charity Association 5 Approve the Confirmation of Previously For For Management Entrusted Asset Management 6 Approve Use of Temporary Excess Idle For For Management Raised Funds and Remaining Raised Funds for Cash Management -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Related Party Transaction For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Remuneration of Directors and For For Management Supervisors 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WEN'S FOODSTUFFS GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amendments to Articles of Association -------------------------------------------------------------------------------- WEN'S FOODSTUFFS GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Adjustment on Assessment For For Management Standard for Performance Share Incentive Plan 3 Elect Yin Yulong as Independent For For Management Director -------------------------------------------------------------------------------- WEN'S FOODSTUFFS GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Donation to Beiying Charity For Against Management Foundation in Xinxing County, Guangdong Province 3 Approve Donation to Guangdong Province For For Management Foundation and Applied Basic Research Fund Committee -------------------------------------------------------------------------------- WENFENG GREAT WORLD CHAIN DEVELOPMENT CORP. Ticker: 601010 Security ID: Y9534Z101 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Chongqing as Independent For For Management Director -------------------------------------------------------------------------------- WENFENG GREAT WORLD CHAIN DEVELOPMENT CORP. Ticker: 601010 Security ID: Y9534Z101 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- WEST CHINA CEMENT LIMITED Ticker: 2233 Security ID: G9550B111 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhu Dong as a Director For For Management 3b Elect Fan Changhong as a Director For For Management 3c Elect Ma Zhaoyang as a Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte & Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- WESTERN MINING CO., LTD. Ticker: 601168 Security ID: Y9535G102 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and For For Management Implementation of Market-Oriented Debt-to-Equity Swaps -------------------------------------------------------------------------------- WESTERN MINING CO., LTD. Ticker: 601168 Security ID: Y9535G102 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection for For For Management Wholly-owned Subsidiary 2 Approve Appointment of Auditor and For For Management Confirmation of Remuneration 3 Elect Luo Yichong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- WESTERN MINING CO., LTD. Ticker: 601168 Security ID: Y9535G102 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Related Party Transactions For For Management with Western Mining Group Co., Ltd. and Its Affiliates 6.2 Approve Related Party Transactions For For Management with Xining Special Steel Group Co., Ltd. and Its Affiliates 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9.1 Approve Related Party Transactions For For Management with Western Mining Group Co., Ltd. and Its Affiliates 9.2 Approve Related Party Transactions For For Management with Xining Special Steel Group Co., Ltd. and Its Affiliates 10 Approve Financial Budget Report For For Management 11 Approve Provision of Guarantee For Against Management 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WESTERN REGION GOLD CO., LTD. Ticker: 601069 Security ID: Y95387109 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Hedging For For Management Transaction and Expected Hedging Transaction -------------------------------------------------------------------------------- WESTERN REGION GOLD CO., LTD. Ticker: 601069 Security ID: Y95387109 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Working System for Independent For For Management Directors 7 Amend Management System of For For Management Related-party Transactions -------------------------------------------------------------------------------- WESTERN REGION GOLD CO., LTD. Ticker: 601069 Security ID: Y95387109 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yong as Non-independent For For Management Director 2 Elect Gu Shengchun as Supervisor For For Shareholder -------------------------------------------------------------------------------- WESTERN REGION GOLD CO., LTD. Ticker: 601069 Security ID: Y95387109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Board of For For Management Independent Directors 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Internal Control Audit Report For For Management 7 Approve Production Plan For For Management 8 Approve Financial Statements For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Allocation of Income and For For Management Dividends 11 Approve Application of Bank Credit For For Management Lines 12 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 13 Approve Related Party Transaction For For Management 14 Approve Carry Out Gold Hedging Business For Against Management 15 Approve 2019 Implementation of Hedging For For Management Transactions and 2020 Hedging Transactions Quota -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Detailed Rules for Online For For Management Voting of the Shareholders General Meeting -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Dongsheng as For For Management Non-Independent Director 2 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Investment Business Scale and For For Management Risk Limit 6.1 Approve Related Party Transactions For For Management with Shaanxi Investment Group Co., Ltd. 6.2 Approve Related Party Transactions For For Management with Shaanxi Huaqin Investment Group Co., Ltd. 6.3 Approve Related Party Transactions For For Management with Western Trust Co., Ltd. 6.4 Approve Related Party Transactions For For Management with Shaanxi Jintai Hengye Real Estate Co., Ltd. and Shanghai Jinshan Industrial Development Co., Ltd. 6.5 Approve Related Party Transactions For For Management with Xi'an Renmin Dasha Co., Ltd. 6.6 Approve Related Party Transactions For For Management with Sofitel Xian Renmin Hotel 6.7 Approve Related Party Transactions For For Management with Shaanxi Jinxin Industry Development Co., Ltd. 6.8 Approve Related Party Transactions For For Management with Shaanxi Jinxin Catering Management Co., Ltd. 6.9 Approve Related Party Transactions For For Management with Shaanxi Huashan Venture Co., Ltd. and Its Subsidiary 6.10 Approve Related Party Transactions For For Management with Macau Huashan Venture International Economic and Technical Cooperation and Trade Co., Ltd. 6.11 Approve Related Party Transactions For For Management with Shaanxi Shantou Capital Management Co., Ltd. 6.12 Approve Related Party Transactions For For Management with Shaanxi Coalfield Geology Group Co., Ltd. 6.13 Approve Related Party Transactions For For Management with Shaanxi Coalfield Wutan Surveying And Mapping Co., Ltd. 6.14 Approve Related Party Transactions For For Management with Shaanxi Aviation Industry Development Corporation 6.15 Approve Related Party Transactions For For Management with Shaanxi Energy Zhaoshipan Coal and Electricity Co., Ltd. 6.16 Approve Related Party Transactions For For Management with Shaanxi Hydroelectric Power Development Co., Ltd. 6.17 Approve Related Party Transactions For For Management with Shaanxi Huisen Coal Industry Transportation Co., Ltd. 6.18 Approve Related Party Transactions For For Management with Shaanxi Investment Group International Trade Co., Ltd. 6.19 Approve Related Party Transactions For For Management with Shaanxi Investment Group Finance Co., Ltd. 6.20 Approve Related Party Transactions For For Management with Shaanxi Juncheng Financial Leasing Co., Ltd. 6.21 Approve Related Party Transactions For For Management with Shaanxi Electric Power Construction Investment Development Company 6.22 Approve Related Party Transactions For For Management with Shaanxi Aviation Industry Asset Management Co., Ltd. 6.23 Approve Related Party Transactions For For Management with Shaanxi Qinlong Electric Power Co. , Ltd. 7 Approve Appointment of Auditor For For Management 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9.1 Approve Type and Par Value For For Management 9.2 Approve Issue Manner and Time For For Management 9.3 Approve Issue Price and Pricing Basis For For Management 9.4 Approve Target Subscribers and For For Management Subscription Method 9.5 Approve Issue Size For For Management 9.6 Approve Lock-up Period For For Management 9.7 Approve Raised Funds Investment For For Management 9.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 9.9 Approve Listing Exchange For For Management 9.10 Approve Resolution Validity Period For For Management 10 Approve Plan for Private Placement of For For Management New Shares 11 Approve Transaction Constitute as For For Management Related-Party Transaction and Signing of Shares Subscription Agreement 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve White Wash Waiver For For Management 15 Approve Shareholder Return Plan For For Management 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of New Shares -------------------------------------------------------------------------------- WESTPORTS HOLDINGS BERHAD Ticker: 5246 Security ID: Y95440106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Benefits For For Management 2 Elect Gnanalingam A/L Gunanath Lingam For For Management as Director 3 Elect Ibrahim Kamil bin Tan Sri Nik For For Management Ahmad Kamil as Director 4 Elect Chan Soo Chee as Director For For Management 5 Elect Shanthi Kandiah as Director For For Management 6 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- WESTPORTS HOLDINGS BERHAD Ticker: 5246 Security ID: Y95440106 Meeting Date: MAY 05, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- WHA PREMIUM GROWTH FREEHOLD & LEASEHOLD REAL ESTATE INVESTMENT Ticker: WHART Security ID: Y95314111 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Investment in Freehold, For For Management Leasehold, and Sub-leasehold Rights of Immovable Properties and Its Other Related Assets 3 Approve Fifth Capital Increase Through For For Management the Issuance of New Trust Units For the Investment in Freehold, Leasehold, and Sub-leasehold Rights of Immovable Properties 4 Approve Offering for Sale Parts of For Against Management Trust Units to WHA and/or WHA's Associated Persons 5.1 Approve Issuance of Additional Trust For Against Management Units in the Fifth Capital Increase and Listing of Trust Units on the Stock Exchange of Thailand In Case There is Issuance of Trust Units to WHA and/or WHA's Associated Persons 5.2 Approve Issuance of Additional Trust For For Management Units in the Fifth Capital Increase and Listing of Trust Units on the Stock Exchange of Thailand In case There is No Issuance of Trust Units to WHA and/or WHA's Associated Persons 6 Approve Loan Agreements for Investment For For Management in Freehold, Leasehold, and Sub-leasehold Rights of Immovable Properties and Other Related Assets 7 Approve Loan Agreements for For For Management Refinancing Existing Loans of WHART 8 Amend WHART's Trust Deed For For Management 9 Other Business For Against Management -------------------------------------------------------------------------------- WHIRLPOOL CHINA CO. LTD. Ticker: 600983 Security ID: Y3122T106 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor and For For Management Internal Control Auditor 2 Approve Termination of Annual For For Management Production of 10 Million Inverter Motor and Control System Technical Transformation and Expansion Project and Use Raised Funds to Replenish Working Capital 3.1 Elect Wu Shengbo as Non-independent For For Management Director 3.2 Elect Ai Xiaoming as Non-independent For For Management Director 3.3 Elect Wu Kan as Non-independent For For Management Director 3.4 Elect Lv Wei as Non-independent For For Management Director 3.5 Elect Hou Songrong as Non-independent For For Management Director 3.6 Elect Yong Fengshan as Non-independent For For Management Director 3.7 Elect Shen Xiaogen as Non-independent For For Management Director 3.8 Elect Yang Renbiao as Non-independent For For Management Director 4.1 Elect Cai Zhigang as Independent For For Management Director 4.2 Elect Sheng Weili as Independent For For Management Director 4.3 Elect Yang Hui as Independent Director For For Management 4.4 Elect Yang Morong as Independent For For Management Director 5.1 Elect Yuan Fenglan as Supervisor For For Management 5.2 Elect Hu Hong as Supervisor For For Management 5.3 Elect Liu Zhichao as Supervisor For For Management -------------------------------------------------------------------------------- WHIRLPOOL CHINA CO. LTD. Ticker: 600983 Security ID: Y3122T106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Work Report of President For For Management (Approve Financial Statements) 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Investment Plan For For Management 7.1 Approve Related Party Transactions For For Management with Whirlpool Group 7.2 Approve Related Party Transactions For For Management with Hefei State-Owned Assets Holdings Co., Ltd. 8 Approve Use of Funds for Financial For For Management Products and Money Market Funds 9 Approve Foreign Exchange Forward For For Management Transactions 10 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- WHIRLPOOL OF INDIA LIMITED Ticker: 500238 Security ID: Y4641Q128 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Arvind Uppal as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect Sonu Halan Bhasin as Director For For Management 6 Elect Rahul Bhatnagar as Director For For Management 7 Elect Pradeep Jyoti Banerjee as For For Management Director 8 Approve Revision in the Remuneration For For Management of Anil Berera as Executive Director -------------------------------------------------------------------------------- WHOLESALE GENERATING CO. 2 PJSC Ticker: OGKB Security ID: X7762E106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For Did Not Vote Management Statements 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3.1 Elect Roman Abdullin as Director None Did Not Vote Management 3.2 Elect Denis Fedorov as Director None Did Not Vote Management 3.3 Elect Irina Korobkina as Director None Did Not Vote Management 3.4 Elect Aleksandr Rogov as Director None Did Not Vote Management 3.5 Elect Pavel Shatskii as Director None Did Not Vote Management 3.6 Elect Evgenii Zemlianoi as Director None Did Not Vote Management 3.7 Elect Albert Bikmurzin as Director None Did Not Vote Management 3.8 Elect Artem Semikolenov as Director None Did Not Vote Management 3.9 Elect Sergei Zaitsev as Director None Did Not Vote Management 3.10 Elect Valerii Piatnitsev as Director None Did Not Vote Management 3.11 Elect Elena Khimichuk as Director None Did Not Vote Management 3.12 Elect Nikolai Rogalev as Director None Did Not Vote Management 3.13 Elect Nikita Osin as Director None Did Not Vote Management 4 Approve New Edition of Charter For Did Not Vote Management 5.1 Approve New Edition of Regulations on For Did Not Vote Management General Meetings 5.2 Approve New Edition of Regulations on For Did Not Vote Management Board of Directors 5.3 Approve New Edition of Regulations on For Did Not Vote Management General Director 6.1 Elect Vadim Bikulov as Member of Audit For Did Not Vote Management Commission 6.2 Elect Irina Larina as Member of Audit For Did Not Vote Management Commission 6.3 Elect Iurii Linovitskii as Member of For Did Not Vote Management Audit Commission 6.4 Elect Margarita Mironova as Member of For Did Not Vote Management Audit Commission 6.5 Elect Evgenii Poplianov as Member of For Did Not Vote Management Audit Commission 7.1 Cancel Regulations on Audit Commission For Did Not Vote Management 7.2 Cancel Regulations on Remuneration of For Did Not Vote Management Audit Commission 8 Ratify BDO Unicon as Auditor For Did Not Vote Management 9 Approve Remuneration of Directors For Did Not Vote Management 10.1 Approve Related-Party Transaction with For Did Not Vote Management Gazprom Re: Loan Agreement 10.2 Approve Related-Party Transaction with For Did Not Vote Management Gazprom Re: Loan Agreement -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: Y9584K103 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Completed Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: Y9584K103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve 2019 Related Party For For Management Transactions and 2020 Daily Related Party Transactions 8 Approve Comprehensive Credit Line Bank For For Management Application and Authorized Signing of Related Bank Loans 9 Approve Provision of Guarantee For For Management 10 Approve 2019 and 2020 Remuneration of For For Management Directors, Supervisors and Senior Management Members 11 Approve Shareholder Return Plan For For Management 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16.1 Elect Hongli Yang as Non-Independent For For Management Director 16.2 Elect Lv Dalong as Non-Independent For For Management Director 16.3 Elect Liu Yue as Non-Independent For For Management Director 17.1 Elect Zhou Shuyang as Supervisor For For Management -------------------------------------------------------------------------------- WILSON BAYLY HOLMES-OVCON LTD. Ticker: WBO Security ID: S5923H105 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint BDO South Africa Inc as For For Management Auditors of the Company and Appoint J Schoeman as the Designated Auditor 2.1 Re-elect Karen Forbay as Director For For Management 2.2 Re-elect Savannah Maziya as Director For For Management 2.3 Elect Cobus Bester as Director For For Management 3.1 Re-elect Cobus Bester as Chairperson For For Management of the Audit Committee 3.2 Re-elect Ross Gardiner as Member of For For Management the Audit Committee 3.3 Re-elect Savannah Maziya as Member of For For Management the Audit Committee 3.4 Re-elect Karen Forbay as Member of the For For Management Audit Committee 4 Approve Remuneration Policy For For Management 5 Approve Remuneration Policy and For For Management Implementation Report 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- WIN SEMICONDUCTORS CORP. Ticker: 3105 Security ID: Y9588T126 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements and Profit Distribution 2 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- WINBOND ELECTRONICS CORP. Ticker: 2344 Security ID: Y95873108 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees 4.1 Elect Mr. Arthur Yu-Cheng Chiao, with For For Management Shareholder No. 84, as Non-Independent Director 4.2 Elect a Representative of Chin-Xin For Against Management Investment Co., Ltd., with Shareholder No. 10573, as Non-Independent Director 4.3 Elect Mr. Jamie Lin, with ID No. For For Management A124776XXX, as Non-Independent Director 4.4 Elect Ms. Teresa Ma, with ID No. For For Management A220629XXX, as Non-Independent Director 4.5 Elect a Representative of Walsin Lihwa For Against Management Corporation, with Shareholder No. 1, as Non-Independent Director 4.6 Elect Mr. Tung-Yi Chan, with For For Management Shareholder No. 7813, as Non-Independent Director 4.7 Elect Ms. Yung Chin, with Shareholder For For Management No. 89, as Non-Independent Director 4.8 Elect Mr. Allen Hsu, with ID No. For For Management F102893XXX, as Independent Director 4.9 Elect Mr. Stephen Tso, with ID No. For For Management A102519XXX, as Independent Director 4.10 Elect Mr. Francis Tsai, with ID No. For For Management E101538XXX, as Independent Director 4.11 Elect Mr. Jerry Hsu, with ID No. For Against Management A126637XXX, as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Yuan-Mou Su 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Arthur Yu-Cheng Chiao 7 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives - Representative of Chin-Xin Investment Co., Ltd. 8 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Jamie Lin 9 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Ms. Teresa Ma 10 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives - Representative of Walsin Lihwa Corporation 11 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Tung-Yi Chan 12 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Ms. Yung Chin 13 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Allen Hsu 14 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Francis Tsai 15 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives - Mr. Jerry Hsu -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: MAY 12, 2020 Meeting Type: Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Specific Plan For For Management 2.2 Approve Counterparty and Underlying For For Management Assets 2.3 Approve Transaction Price and Payment For For Management Manner 2.4 Approve Issue Type and Par Value For For Management 2.5 Approve Pricing Reference Date and For For Management Issue Price 2.6 Approve Issue Scale For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Location For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Issue Type and Par Value of For For Management Raising Supporting Funds 2.11 Approve Target Parties and Issue For For Management Manner of Raising Supporting Funds 2.12 Approve Pricing Reference Date and For For Management Issue Price of Raising Supporting Funds 2.13 Approve Raised Funds Amount and Issue For For Management Scale of Raising Supporting Funds 2.14 Approve Listing Location of Raising For For Management Supporting Funds 2.15 Approve Lock-up Period of Raising For For Management Supporting Funds 2.16 Approve Distribution Arrangement of For For Management Undistributed Earnings of Raising Supporting Funds 2.17 Approve Usage of Raised Funds of For For Management Raising Supporting Funds 2.18 Approve Resolution Validity Period of For For Management Raising Supporting Funds 3 Approve Transaction Does Not For For Management Constitute as Related Party Transaction 4 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 5 Approve Signing of Agreement on For For Management Issuance of Shares and Cash Payment to Purchase Assets and Issuance of Shares to Purchase Asset and Related Supplementary Agreements 6 Approve Audit Report, Evaluation For For Management Report and Preparation Review Report 7 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Whether the Company's Stock For For Management Price Fluctuations Meet the Relevant Standards in Article 5 of the Notice on Regulating Information Disclosure of Listed Companies and the Actions of Related Parties 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 12 Approve Transaction Does Not Comply For For Management with Article 13 of Administrative Measures for the Material Asset Reorganizations of Listed Companies 13 Approve Transaction Complies with For For Management Relevant Articles of Administrative Measures for the Material Asset Reorganizations of Listed Companies 14 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: MAY 22, 2020 Meeting Type: Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Plan and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Remuneration of Chairman of For For Management the Board 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For For Management and Related Party Transactions -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management 2016 Performance Shares 2 Approve Repurchase and Cancellation of For For Management 2019 Performance Shares 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Detailed Rules for Online Voting For For Management of the Shareholders General Meeting -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Convertible Bonds Issuance 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholders and Bondholders' For For Management Meetings 2.17 Approve Use of Proceeds For For Management 2.18 Approve Special Storage Account for For For Management Raised Funds 2.19 Approve Matters Regarding Guarantee For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan for Convertible Bonds For For Management Issuance 4 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bonds Issuance 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Relevant Undertakings 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 10 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds (As of December 31, 2019) 8 Approve 2016 Repurchase Cancellation For For Management of Performance Shares 9 Approve 2019 Repurchase Cancellation For For Management of Performance Shares 10 Amend Related Party Transaction For For Management Management System -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: Y96659142 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Abidali Z Neemuchwala as For For Management Director 4 Amend Articles of Association For For Management 5 Elect Azim H Premji as Director For For Management 6 Approve Reappointment and Remuneration For For Management of Rishad A Premji as Whole Time Director, Designated as Executive Chairman 7 Approve Appointment and Remuneration For For Management of Abidali Z Neemuchwala as Managing Director in Addition to His Existing Position as Chief Executive Officer -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: 97651M109 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Abidali Z Neemuchwala as For For Management Director 4 Amend Articles of Association For For Management 5 Elect Azim H Premji as Director For For Management 6 Approve Reappointment and Remuneration For For Management of Rishad A Premji as Whole Time Director, Designated as Executive Chairman 7 Approve Appointment and Remuneration For For Management of Abidali Z Neemuchwala as Managing Director in Addition to His Existing Position as Chief Executive Officer -------------------------------------------------------------------------------- WISDOM EDUCATION INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 6068 Security ID: G97228103 Meeting Date: JAN 13, 2020 Meeting Type: Annual Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Suwen as Director For For Management 3b Elect Tam King Ching Kenny as Director For For Management 3c Elect Huang Weiguo as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- WISDOM MARINE LINES CO. LTD. Ticker: 2637 Security ID: G9721M103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Report For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Amend Articles of Association For For Management 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 7 Approve Cash Distribution from Capital For For Management Reserve 8 Approve Capitalization of Capital For For Management Reserve by Issuing New Shares -------------------------------------------------------------------------------- WISE TALENT INFORMATION TECHNOLOGY CO., LTD. Ticker: 6100 Security ID: G9722R101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Ye Yaming as Director For For Management 2b Elect Zhang Ximeng as Director For For Management 2c Elect Choi Onward as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares 7 Change English Name and Chinese Name For For Management of the Company 8 Amend Memorandum and Articles of For For Management Association of the Company -------------------------------------------------------------------------------- WISESOFT CO., LTD. Ticker: 002253 Security ID: Y9656B106 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Implementation For For Management of Stock Option Incentive Plan and Cancellation of Stock Option -------------------------------------------------------------------------------- WISESOFT CO., LTD. Ticker: 002253 Security ID: Y9656B106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WISTRON CORP. Ticker: 3231 Security ID: Y96738102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Ordinary Shares or For For Management Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Marketable Securities via Private Placement 4 Approve Issuance of Restricted Stocks For For Management 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- WISTRON NEWEB CORP. Ticker: 6285 Security ID: Y96739100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect T. Y. LAY, with Shareholder No. For For Management 10, as Independent Director 1.2 Elect MICHAEL TSAI, with ID No. For For Management A100138XXX, as Independent Director 1.3 Elect KAREN HSIN, with ID No. For For Management A226493XXX, as Independent Director 1.4 Elect NENG-PAI LIN, with ID No. For For Management R100981XXX, as Independent Director 1.5 Elect HAYDN HSIEH, with Shareholder No. For For Management 13, as Non-Independent Director 1.6 Elect FRANK F.C. LIN, a Representative For For Management of WISTRON CORP., with Shareholder No. 333, as Non-Independent Director 1.7 Elect DONALD HWANG, a Representative For For Management of WISTRON CORP., with Shareholder No. 333, as Non-Independent Director 1.8 Elect JEFFREY GAU, with Shareholder No. For For Management 20, as Non-Independent Director 1.9 Elect PHILIP PENG, with Shareholder No. For For Management 690, as Non-Independent Director 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Profit Distribution For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- WIWYNN CORP. Ticker: 6669 Security ID: Y9673D101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6.1 Elect SIMON LIN, a Representative of For For Management WISTRON CORPORATION, with SHAREHOLDER NO.0000001, as Non-independent Director 6.2 Elect EMILY HONG, with SHAREHOLDER NO. For For Management 0000002 as Non-independent Director 6.3 Elect FRANK LIN, a Representative of For For Management WISTRON CORPORATION, with SHAREHOLDER NO.0000001, as Non-independent Director 6.4 Elect SUNLAI CHANG, with SHAREHOLDER For For Management NO.0000005 as Non-independent Director 6.5 Elect STEVEN LU, with SHAREHOLDER NO. For For Management 0000007 as Non-independent Director 6.6 Elect CHARLES KAU, with SHAREHOLDER NO. For For Management A104129XXX as Independent Director 6.7 Elect SIMON DZENG, with SHAREHOLDER NO. For For Management Y100323XXX as Independent Director 6.8 Elect VICTOR CHENG, with SHAREHOLDER For For Management NO.J100515XXX as Independent Director 6.9 Elect CATHY HAN, with SHAREHOLDER NO. For For Management E220500XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- WIZ SOLUCOES E CORRETAGEM DE SEGUROS SA Ticker: WIZS3 Security ID: P98806105 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors For Against Management -------------------------------------------------------------------------------- WIZ SOLUCOES E CORRETAGEM DE SEGUROS SA Ticker: WIZS3 Security ID: P98806105 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Long-Term Incentive Plan For For Management -------------------------------------------------------------------------------- WIZ SOLUCOES E CORRETAGEM DE SEGUROS SA Ticker: WIZS3 Security ID: P98806105 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Fix Number of Directors at Nine For For Management 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For Against Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Carlos Borges de Melo Filho as Director and Hugo Scartezini Lopes as Alternate 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Gabriela Susana Ortiz de Rozas as Director and Rosana Techima Salsano as Alternate 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Elicio Lima as Director and Rodrigo Ortiz D'Avila Assumpcao as Alternate 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Camilo Godoy as Director and Jose Henrique Marques da Cruz as Alternate 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Miguel Angelo Junger Simas as Director and Antonio Carlos Alves as Alternate 10.6 Percentage of Votes to Be Assigned - None Abstain Management Elect David Joao Almeida dos Reis Borges as Director and Fabio Nunes Lacerda as Alternate 11 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- WIZ SOLUCOES E CORRETAGEM DE SEGUROS SA Ticker: WIZS3 Security ID: P98806105 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 26 For For Management 2 Amend Articles 26, 29 and 30 For For Management 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- WOCKHARDT LIMITED Ticker: 532300 Security ID: Y73505136 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividends For For Management 3 Reelect Murtaza Khorakiwala as Director For For Management 4 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Reappointment and Remuneration For For Management of H. F. Khorakiwala as an Executive Chairman 6 Reelect Tasneem Mehta as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- WOCKHARDT LIMITED Ticker: 532300 Security ID: Y73505136 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Business For For Management Undertaking, A Division of the Company, to Dr. Reddy's Laboratories Limited -------------------------------------------------------------------------------- WOLONG ELECTRIC GROUP CO. LTD. Ticker: 600580 Security ID: Y9891E105 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Provision of For Against Management Guarantee -------------------------------------------------------------------------------- WOLONG ELECTRIC GROUP CO. LTD. Ticker: 600580 Security ID: Y9891E105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Auditor and For For Management Internal Control Auditor 9 Approve Guarantee Provision Plan For Against Management 10 Approve Signing of Business For For Management Cooperation Annual Framework Agreement 11 Approve Provision of Guarantee for For For Management Controlling Shareholders -------------------------------------------------------------------------------- WOLONG REAL ESTATE GROUP CO., LTD. Ticker: 600173 Security ID: Y6147D105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 8 Approve Remuneration of Directors, For For Management Supervisors 9 Approve Expansion of Business Scope For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14.1 Elect Lou Yaner as Non-independent For For Management Director -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Approve Remuneration of Directors and For For Management Supervisors 5.1 Elect Kuang Tao as Non-Independent For For Shareholder Director 5.2 Elect Hu Hongwei as Non-Independent For For Shareholder Director 5.3 Elect Qian Weizhang as Non-Independent For For Shareholder Director 5.4 Elect Li Guangya as Non-Independent For For Shareholder Director 5.5 Elect Yang Ling as Non-Independent For For Shareholder Director 5.6 Elect Jiang Feng as Non-Independent For For Shareholder Director 6.1 Elect Zhao Huailiang as Independent For For Management Director 6.2 Elect LI YIFAN as Independent Director For For Management 6.3 Elect Ma Zhiming as Independent For For Management Director 7.1 Elect He Yuan as Supervisor For For Shareholder 7.2 Elect Li Cheng as Supervisor For For Shareholder 7.3 Elect Meng Lili as Supervisor For For Shareholder -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association and Change Registered Capital -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Elect Liu Gongrun as Independent For For Management Director -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Audit Report For For Management 6 Approve Provision for Asset Impairment For For Management and Credit Impairment Losses 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Amendments to Articles of For For Management Association and Change of Registered Capital 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- WOOLWORTHS HOLDINGS LTD. Ticker: WHL Security ID: S98758121 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Hubert Brody as Director For For Management 2.1 Elect David Kneale as Director For For Management 2.2 Elect Thembisa Skweyiya as Director For For Management 2.3 Elect Belinda Earl as Director For For Management 2.4 Elect Christopher Colfer as Director For For Management 2.5 Elect Clive Thomson as Director For For Management 3.1 Re-elect Zarina Bassa as Member of the For For Management Audit Committee 3.2 Elect Thembisa Skweyiya as Member of For For Management the Audit Committee 3.3 Re-elect Andrew Higginson as Member of For For Management the Audit Committee 3.4 Elect Christopher Colfer as Member of For For Management the Audit Committee 3.5 Elect Clive Thomson as Member of the For For Management Audit Committee 4 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with the Designated Audit Partner 5 Amend the Rules of the Performance For For Management Share Plan 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Remuneration of Non-executive For For Management Directors -------------------------------------------------------------------------------- WORKPOINT ENTERTAINMENT PUBLIC COMPANY LIMITED Ticker: WORK Security ID: Y9695B117 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payments For For Management 5.1 Elect Kanit Vattanapradit as Director For Against Management 5.2 Elect Chalakorn Panyashom as Director For Against Management 5.3 Elect Pornthip Moonsawat as Director For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- WOWPRIME CORP. Ticker: 2727 Security ID: Y969B9107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6.1 Elect Cheng-Hui Chen, with SHAREHOLDER For For Management NO.2 as Non-independent Director 6.2 Elect Sen-Pin Lee, with SHAREHOLDER NO. For For Management 3 as Non-independent Director 6.3 Elect Guo-Yao Su, with SHAREHOLDER NO. For Against Management A100461XXX as Non-independent Director 6.4 Elect Hong Han, Zhao, with SHAREHOLDER For Against Management NO.268 as Non-independent Director 6.5 Elect Cheng Chi, with SHAREHOLDER NO. For Against Management J200643XXX as Independent Director 6.6 Elect WenChin, Wu, a Representative of For Against Management Nien-Jen Wu with SHAREHOLDER NO. F101059XXX as Independent Director 6.7 Elect Yijia Chiu, with SHAREHOLDER NO. For For Management H121906XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- WPG HOLDINGS LTD. Ticker: 3702 Security ID: Y9698R101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect T.L. Lin, with Shareholder No. For For Management 2, as Non-Independent Director 4.2 Elect K.Y. Chen, with Shareholder No. For For Management 3, as Non-Independent Director 4.3 Elect Mike Chang, with Shareholder No. For For Management 5, as Non-Independent Director 4.4 Elect Simon Huang, with Shareholder No. For For Management 1, as Non-Independent Director 4.5 Elect K.D. Tseng, with Shareholder No. For For Management 134074, as Non-Independent Director 4.6 Elect Richard Wu, a Representative of For For Management Fullerton Technology Co., with Shareholder No. 4, as Non-Independent Director 4.7 Elect Frank Yeh, with Shareholder No. For For Management 14, as Non-Independent Director 4.8 Elect Chun Lin, with ID No. For For Management C120399XXX, as Independent Director 4.9 Elect Yung-Ching Chen, with ID No. For For Management A100978XXX, as Independent Director 4.10 Elect Wei-Ju Chen, with ID No. For For Management 1970071XXX, as Independent Director 4.11 Elect Jack J.T. Huang, with ID No. For For Management A100320XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors - T.L. Lin 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors - K.Y. Chen 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Simon Huang 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors - K.D. Tseng 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Fullerton Technology Co. (Richard Wu) 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Chun Lin -------------------------------------------------------------------------------- WT MICROELECTRONICS CO., LTD. Ticker: 3036 Security ID: Y9657B105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Approve Private Placement of Class B For For Management Preferred Shares and/or Class C Preferred Shares 6 Approve Private Placement of Common For For Management Shares 7 Approve Issuance of Common Shares to For For Management Raise Capital Via Book Building 8 Approve Issuance of Restricted Stocks For For Management 9.1 Elect DING,KE-HUA, with ID No. For For Management F102147XXX, as Independent Director 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- WUCHAN ZHONGDA GROUP CO., LTD. Ticker: 600704 Security ID: Y9890U100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WUCHAN ZHONGDA GROUP CO., LTD. Ticker: 600704 Security ID: Y9890U100 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2.1 Elect Zhang Zuoxue as Non-Independent For For Management Director 2.2 Elect Lin Ruijin as Non-Independent For For Management Director -------------------------------------------------------------------------------- WUCHAN ZHONGDA GROUP CO., LTD. Ticker: 600704 Security ID: Y9890U100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve External Guarantee Plan For Against Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- WUHAN DEPARTMENT STORE GROUP CO., LTD. Ticker: 000501 Security ID: Y9715H102 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Horizontal For For Management Competition Commitment 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WUHAN DEPARTMENT STORE GROUP CO., LTD. Ticker: 000501 Security ID: Y9715H102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Own Asset Mortgage For For Management 8 Approve Credit Line and Loan For For Management 9 Approve Operator Remuneration For For Management Management System 10 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- WUHAN GUIDE INFRARED CO., LTD. Ticker: 002414 Security ID: Y97082104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8.1 Elect Huang Li as Non-Independent For For Management Director 8.2 Elect Zhang Yan as Non-Independent For For Management Director 8.3 Elect Huang Sheng as Non-Independent For For Management Director 8.4 Elect Wang Fuyuan as Non-Independent For For Management Director 9.1 Elect Wen Hao as Independent Director For For Management 9.2 Elect Zhang Huide as Independent For For Management Director 9.3 Elect Guo Dong as Independent Director For For Management 10.1 Elect Sun Lin as Supervisor For For Management 10.2 Elect Gao Jianfei as Supervisor For For Management -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment and For For Management Related-party Transactions -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Signing of Supplementary For For Management Agrement on Cooperative Framework Agreement for Establishing A Joint Venture Company -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Application For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Provision of Guarantee for For Against Management Loan Bank Application of Subsidiary 10 Approve Use of Funds for Entrusted For For Management Asset Management 11 Approve Use of Funds for Cash For For Management Management 12 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUHAN P&S INFORMATION TECHNOLOGY CO., LTD. Ticker: 300184 Security ID: Y9714F107 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- WUHAN P&S INFORMATION TECHNOLOGY CO., LTD. Ticker: 300184 Security ID: Y9714F107 Meeting Date: APR 27, 2020 Meeting Type: Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WUHAN P&S INFORMATION TECHNOLOGY CO., LTD. Ticker: 300184 Security ID: Y9714F107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Report of the Board of For For Management Supervisors 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WUHAN RAYCUS FIBER LASER TECHNOLOGIES CO., LTD. Ticker: 300747 Security ID: Y9714L104 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association (1) 2 Approve to Appoint Auditor For For Management 3 Approve Amendments to Articles of For For Management Association (2) 4 Approve Change in Raised Fund For For Management Investment Project 5 Elect Zhao Chengxiong as Supervisor For For Shareholder -------------------------------------------------------------------------------- WUHAN RAYCUS FIBER LASER TECHNOLOGIES CO., LTD. Ticker: 300747 Security ID: Y9714L104 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related Party For For Management Transactions 9 Amend Articles of Association For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Amend Articles of Association (II) For For Shareholder -------------------------------------------------------------------------------- WUHAN YANGTZE COMMUNICATION INDUSTRY GROUP CO., LTD. Ticker: 600345 Security ID: Y9717M109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For Did Not Vote Management 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Approve Use of Own Funds to Invest in For Did Not Vote Management Short-term Financial Products 4 Approve Daily Related-Party For Did Not Vote Management Transactions 5 Approve Report of the Board of For Did Not Vote Management Directors 6 Approve Report of the Board of For Did Not Vote Management Supervisors 7 Approve Report of the Independent For Did Not Vote Management Directors 8 Approve Annual Report and Summary For Did Not Vote Management 9 Approve to Appoint Financial Auditor For Did Not Vote Management and Internal Control Auditor -------------------------------------------------------------------------------- WUHU CONCH PROFILES & SCIENCE CO., LTD. Ticker: 000619 Security ID: Y9717Q100 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Third For For Management Phase Employee Share Purchase Plan 2 Approve Management Method of Third For For Management Phase Employee Share Purchase Plan 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Third Phase Employee Share Purchase Plan 4 Elect Zeng Kaitian as Non-Independent For For Management Director 5 Approve Provision of Guarantee For For Management 6 Approve Additional Bank Credit Line For For Management Applications -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Changes in Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Bank Credit Line For For Management 2 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Use of Own Funds for For For Management Securities Investment and Entrusted Asset Management 3.1 Elect Li Yang as Independent Director For For Shareholder 3.2 Elect Ye Xin as Independent Director For For Shareholder 3.3 Elect Liu Guangqiang as Independent For For Shareholder Director -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report Auditor and Internal Control Auditor 7 Approve Guarantee Provision Between For For Management Company and Subsidiaries 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9.1 Approve Share Type and Par Value For For Management 9.2 Approve Issue Manner and Issue Time For For Management 9.3 Approve Issue Price and Pricing For For Management Principle 9.4 Approve Issue Size For For Management 9.5 Approve Target Subscribers and For For Management Subscription Method 9.6 Approve Use of Proceeds For For Management 9.7 Approve Lock-up Period For For Management 9.8 Approve Listing Exchange For For Management 9.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 9.10 Approve Validity Period For For Management 10 Approve Plan on Private Placement of For For Management Shares 11 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 12 Approve Report on the Usage of For For Management Previously Raised Funds 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Shareholder Dividend Return For For Management Plan 15 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Adjust the Remuneration For For Management Plan of Directors -------------------------------------------------------------------------------- WUHU TOKEN SCIENCE CO., LTD. Ticker: 300088 Security ID: Y9717T104 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wei Lixiang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- WUHU TOKEN SCIENCE CO., LTD. Ticker: 300088 Security ID: Y9717T104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Provision of Guarantee For Against Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Amendments to Articles of For Against Management Association 10 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 000858 Security ID: Y9718N106 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Elect Zeng Congqin as Non-Independent For For Management Director -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 000858 Security ID: Y9718N106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Change in Usage and For For Management Implementing Party of Raised Funds Investment Project 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Approve Comprehensive Budget Plan For For Management 14.1 Elect Liu Feng as Supervisor For For Management 14.2 Elect Yang Ling as Supervisor For For Management -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For Did Not Vote Management Performance Shares 2 Approve Change in Registered Capital For Did Not Vote Management and Amend Articles of Association 3 Amend Articles of Association For Did Not Vote Management 4 Amend Working System for Independent For Did Not Vote Management Directors -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Financial For For Management Products 2 Approve Decrease in Registered Capital For For Management of Subsidiary -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Financial For Did Not Vote Management Products 2 Approve Decrease in Registered Capital For Did Not Vote Management of Subsidiary -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 10 Approve Comprehensive Credit Line For For Management Application -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Appointment of Auditor For Did Not Vote Management 7 Approve Amendments to Articles of For Did Not Vote Management Association 8 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 10 Approve Comprehensive Credit Line For Did Not Vote Management Application -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT CO., LTD. Ticker: 2316 Security ID: Y97170107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Approve Capital Decrease via Cash For For Management 5.1 Elect LAI,CHIEN-HUNG, with ID No. For Against Management F122594XXX, as Independent Director 5.2 Elect LIN,CHIA-HUNG, with ID No. For Against Management J121102XXX, as Independent Director 5.3 Elect YANG,SHIH-CHIEN, with ID No. For Against Management A102691XXX, as Independent Director 5.4 Elect HSU,HAN-CHUNG, a Representative For For Management of KANG CHUNG LUNG INVESTMENT CO., LTD, with Shareholder No. 64947, as Non-Independent Director 5.5 Elect LU,SHU-FEN, a Representative of For For Management CHIEH NENG HU LI CO., LTD, with Shareholder No. 78879, as Non-Independent Director 5.6 Elect CHEN,CHIH-KANG, with Shareholder For For Management No. 65265, as Non-Independent Director 5.7 Elect HUANG,HSIN-CHEN, with ID No. For For Management Q121543XXX, as Non-Independent Director 5.8 Elect LIN,MING-YEN, with ID No. For For Management E101160XXX, as Non-Independent Director 5.9 Elect WU,YUEH-CHEN, with Shareholder For For Management No. 65116, as Non-Independent Director 5.10 Elect YIN,TSAN-CHENG, with Shareholder None Against Shareholder No. 357955, as Non-Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- WUTONG HOLDING GROUP CO., LTD. Ticker: 300292 Security ID: Y444E2103 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5 Approve Decision Management System for For For Management Major Events 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- WUTONG HOLDING GROUP CO., LTD. Ticker: 300292 Security ID: Y444E2103 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Bank Credit Lines 2 Approve Application of Comprehensive For For Management Bank Credit Lines and Guarantee Provision Plan -------------------------------------------------------------------------------- WUTONG HOLDING GROUP CO., LTD. Ticker: 300292 Security ID: Y444E2103 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wan Weifang as Non-Independent For For Management Director 1.2 Elect Zhang Jianguo as Non-Independent For For Management Director 1.3 Elect Shen Weixin as Non-Independent For For Management Director 1.4 Elect Wan Ji as Non-Independent For For Management Director 2.1 Elect Cui Xiaozhong as Independent For For Management Director 2.2 Elect Xia Yongxiang as Independent For For Management Director 2.3 Elect Wang Derui as Independent For For Management Director 3.1 Elect Chen Daxing as Supervisor For For Management 3.2 Elect Shen Yuliang as Supervisor For For Management -------------------------------------------------------------------------------- WUTONG HOLDING GROUP CO., LTD. Ticker: 300292 Security ID: Y444E2103 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve 2019 and 2020 Related Party For For Management Transactions 3 Approve Provision of Loan to For For Management Subsidiary and Indirect Subsidiary 4 Approve Provision of Loan for For For Management Wholly-Owned Indirect Subsidiary 5 Elect Hang Taihua as Supervisor For For Management -------------------------------------------------------------------------------- WUTONG HOLDING GROUP CO., LTD. Ticker: 300292 Security ID: Y444E2103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve 2020 Remuneration Plan of For For Management Directors 10 Approve Remuneration of Supervisors For For Management 11 Approve 2020 Remuneration Plan of For For Management Supervisors 12 Approve Comprehensive Credit Line Bank For For Management Application 13 Approve Provision of Guarantee For For Management 14 Approve Development of Asset Pool For For Management Business 15 Approve Capital Injection in For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Business For For Management Scope 2 Approve 2019 A Share Incentive Plan For For Management 3 Approve Grant of Restricted A Shares For For Management to the Connected Participants 4 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 5 Approve 2019 Share Appreciation Scheme For For Management 6 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 7 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes 8 Approve Change of Registered Capital For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For For Management 2 Approve Grant of Restricted A Shares For For Management to the Connected Participants 3 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 5 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For For Management 2 Approve Grant of Restricted A Shares For For Management to the Connected Participants 3 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve 2019 Share Appreciation Scheme For For Management 5 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 6 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes 7 Approve Change of Registered Capital For For Management 8 Approve Amendments to the Business For For Management Scope 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 A Share Incentive Plan For For Management 2 Approve Grant of Restricted A Shares For For Management to the Connected Participants 3 Approve List of Grantees Under the For For Management Initial Grant of the 2019 A Share Incentive Plan 4 Approve Adoption of the Administrative For For Management Measures for Appraisal System of the 2019 Share Incentive Schemes 5 Authorize Board to Handle Matters For For Management Pertaining to the 2019 Share Incentive Schemes -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve List of Incentive Participants For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report, Annual For For Management Report Summary and Annual Results Announcements 4 Approve 2019 Financial Report For For Management 5 Approve Provision of External For Against Management Guarantees for Subsidiaries 6 Approve Deloitte Touche Tohmatsu (a For For Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 7 Approve Foreign Exchange Hedging Limit For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve the Proposal in Relation to For For Management the Compliance with Conditions for the Proposed Non-Public Issuance of A Shares 11 Approve the Remedial Measures For For Management Regarding Dilution on Returns for the Current Period Due to the Proposed Non-Public Issuance of A Shares 12 Approve the Shareholders' Dividend and For For Management Return Plan (2020-2022) 13.1 Elect Ge Li as Director For For Management 13.2 Elect Edward Hu as Director For For Management 13.3 Elect Zhaohui Zhang as Director For For Management 13.4 Elect Ning Zhao as Director For For Management 13.5 Elect Xiaomeng Tong as Director For For Management 13.6 Elect Yibing Wu as Director For For Management 13.7 Elect Steve Qing Yang as Director For For Management 14.1 Elect Jiangnan Cai as Director For For Management 14.2 Elect Yan Liu as Director For For Management 14.3 Elect Dai Feng as Director For For Management 14.4 Elect Hetong Lou as Director For For Management 14.5 Elect Xiaotong Zhang as Director For For Management 15.1 Approve Harry Liang He as Supervisor For For Management 15.2 Approve Jichao Wang as Supervisor For For Management 16 Approve 2019 Profit Distribution Plan For For Management 17 Approve Increase in Registered Capital For For Management 18 Approve Amendments to Articles of For For Management Association 19 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 20 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 21 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 22 Authorize Repurchase of Issued A and H For For Management Share Capital 23.1 Approve Class and Par Value of Shares For For Management to be Issued 23.2 Approve Method and Time of Issuance For For Management 23.3 Approve Target Subscribers and Method For For Management of Subscription 23.4 Approve Issue Price and Pricing For For Management Principles 23.5 Approve Number of A Shares to be Issued For For Management 23.6 Approve Lock-up Period For For Management 23.7 Approve Place of Listing For For Management 23.8 Approve Arrangement for the Retained For For Management Undistributed Profits Prior to the Proposed Non-Public Issuance of A Shares 23.9 Approve Validity Period of the For For Management Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 23.10 Approve Amount and Use of Proceeds For For Management 24 Approve Feasibility Report For For Management 25 Approve the Report on the Use of For For Management Proceeds from Previous Fund Raising 26 Approve the Authorization to the For For Management Board, the Chairman and/or Authorized Persons of the Chairman in Relation to the Proposed Non-Public Issuance of A Shares 27 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report, Annual For For Management Report Summary and Annual Results Announcements 4 Approve 2019 Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve Provision of External For Against Management Guarantees for Subsidiaries 7 Approve Deloitte Touche Tohmatsu (a For For Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 8 Approve Foreign Exchange Hedging Limit For For Management 9 Approve Increase in Registered Capital For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Approve Remuneration of Directors For For Management 14 Approve Remuneration of Supervisors For For Management 15 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 16 Authorize Repurchase of Issued A and H For For Management Share Capital 17 Approve the Proposal in Relation to For For Management the Compliance with Conditions for the Proposed Non-Public Issuance of A Shares 18.1 Approve Class and Par Value of Shares For For Management to be Issued 18.2 Approve Method and Time of Issuance For For Management 18.3 Approve Target Subscribers and Method For For Management of Subscription 18.4 Approve Issue Price and Pricing For For Management Principles 18.5 Approve Number of A Shares to be Issued For For Management 18.6 Approve Lock-up Period For For Management 18.7 Approve Place of Listing For For Management 18.8 Approve Arrangement for the Retained For For Management Undistributed Profits Prior to the Proposed Non-Public Issuance of A Shares 18.9 Approve Validity Period of the For For Management Resolutions in Relation to the Proposed Non-Public Issuance of A Shares 18.10 Approve Amount and Use of Proceeds For For Management 19 Approve Feasibility Report For For Management 20 Approve the Report on the Use of For For Management Proceeds from Previous Fund Raising 21 Approve the Remedial Measures For For Management Regarding Dilution on Returns for the Current Period Due to the Proposed Non-Public Issuance of A Shares 22 Approve the Shareholders' Dividend and For For Management Return Plan (2020-2022) 23 Approve the Authorization to the For For Management Board, the Chairman and/or Authorized Persons of the Chairman in Relation to the Proposed Non-Public Issuance of A Shares 24 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate 25.1 Elect Ge Li as Director For For Management 25.2 Elect Edward Hu as Director For For Management 25.4 Elect Zhaohui Zhang as Director For For Management 25.5 Elect Ning Zhao as Director For For Management 25.6 Elect Xiaomeng Tong as Director For For Management 25.7 Elect Yibing Wu as Director For For Management 25.3 Elect Steve Qing Yang as Director For For Management 26.1 Elect Jiangnan Cai as Director For For Management 26.2 Elect Yan Liu as Director For For Management 26.3 Elect Hetong Lou as Director For For Management 26.4 Elect Xiaotong Zhang as Director For For Management 26.5 Elect Dai Feng as Director For For Management 27.1 Approve Harry Liang He as Supervisor For For Management 27.2 Approve Jichao Wang as Supervisor For For Management -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve the Proposed Issuance of H For For Management Shares Under Specific Mandate -------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN), INC. Ticker: 2269 Security ID: G97008109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Ge Li as Director For For Management 2b Elect Zhisheng Chen as Director For For Management 3 Elect Kenneth Walton Hitchner III as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares 9a Approve Grant of Specific Mandate to For For Management the Directors to Issue and Allot the Connected Restricted Shares 9b Authorize Board to Deal with All For For Management Matters in Relation to the Issue and Allotment of the Connected Restricted Shares Under the Specific Mandate and Related Transactions 10 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Zhisheng Chen 11 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Weichang Zhou 12 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Edward Hu 13 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to William Robert Keller 14 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk -------------------------------------------------------------------------------- WUXI BOTON TECHNOLOGY CO., LTD. Ticker: 300031 Security ID: Y9716D100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Its Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Usage of Own Funds to Invest For For Management in Securities and Financial Products 7 Approve Application of Comprehensive For For Management Bank Credit Lines 8 Approve Loan from Controlling For For Management Shareholder and Ultimate Controlling Shareholder 9 Approve to Appoint Auditor For For Management 10 Approve Stock Option Incentive Plan For For Management and Its Summary 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WUXI COMMERCIAL MANSION GRAND ORIENT CO., LTD. Ticker: 600327 Security ID: Y97179108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report For For Management 6 Approve Remuneration of Senior For For Management Management Members 7 Approve Remuneration and Performance For For Management Appraisal Measures of Senior Management Members 8 Approve to Appoint Auditor For For Management 9 Approve Comprehensive Credit Line For Against Management Application and Provision of Guarantee 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WUXI HODGEN TECHNOLOGY CO., LTD. Ticker: 300279 Security ID: Y9716S115 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WUXI HODGEN TECHNOLOGY CO., LTD. Ticker: 300279 Security ID: Y9716S115 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisors For For Management 10 Approve Credit Line Application For For Management 11 Approve Provision of Guarantee For For Management 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Amend Working System for Independent For For Management Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 17 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- WUXI HUADONG HEAVY MACHINERY CO., LTD. Ticker: 002685 Security ID: Y97184108 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- WUXI HUADONG HEAVY MACHINERY CO., LTD. Ticker: 002685 Security ID: Y97184108 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Weng Yaogen as Non-independent For Did Not Vote Management Director 1.2 Elect Weng Jie as Non-independent For Did Not Vote Management Director 1.3 Elect Hui Ling as Non-independent For Did Not Vote Management Director 1.4 Elect Xu Dapeng as Non-independent For Did Not Vote Management Director 1.5 Elect Zhou Wenyuan as Non-independent For Did Not Vote Management Director 1.6 Elect Ma Tao as Non-independent For Did Not Vote Management Director 2.1 Elect Xin Xiaobiao as Independent For Did Not Vote Management Director 2.2 Elect Gao Weidong as Independent For Did Not Vote Management Director 2.3 Elect Zhu Heping as Independent For Did Not Vote Management Director 3.1 Elect Huang Yu as Supervisor For Did Not Vote Management 3.2 Elect Deng Lifang as Supervisor For Did Not Vote Management 4 Approve Allowance of Independent For Did Not Vote Management Directors -------------------------------------------------------------------------------- WUXI HUADONG HEAVY MACHINERY CO., LTD. Ticker: 002685 Security ID: Y97184108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Credit Line Application For For Management 8 Approve Provision of Guarantee For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- WUXI HUADONG HEAVY MACHINERY CO., LTD. Ticker: 002685 Security ID: Y97184108 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attribution of Dividends in For For Management the Conversion Year 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds and For For Management Implementation Manner 2.18 Approve Raised Funds Management and For For Management Deposit Account 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Principles of Bondholders For For Management Meeting 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Audit Report and Exam Review For For Shareholder Report -------------------------------------------------------------------------------- WUXI HUAGUANG BOILER CO., LTD. Ticker: 600475 Security ID: G9806H102 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion Project For For Management -------------------------------------------------------------------------------- WUXI HUAGUANG BOILER CO., LTD. Ticker: 600475 Security ID: G9806H102 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in the For For Management Establishment of Cogeneration Project -------------------------------------------------------------------------------- WUXI HUAGUANG BOILER CO., LTD. Ticker: 600475 Security ID: G9806H102 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Related Party Transaction For For Management 5 Approve Application of Bank Credit For For Management Lines 6 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- WUXI HUAGUANG BOILER CO., LTD. Ticker: 600475 Security ID: G9806H102 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WUXI HUAGUANG BOILER CO., LTD. Ticker: 600475 Security ID: G9806H102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- WUXI HUAGUANG BOILER CO., LTD. Ticker: 600475 Security ID: G9806H102 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Entrusted Management Agreement 2 Approve Postponement of Horizontal For For Management Competition Preventive Agreement -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustments on Performance For For Management Share Repurchase Price and Repurchase Cancellation of Performance Shares 2 Approve Termination of Entrusted For For Management Management and Related Party Transactions 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For For Management Transactions 2 Approve Comprehensive Credit Line Bank For For Management Application 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Occupation of For For Management Company's Funds by Controlling Shareholders and Other Related Parties as well as External Guarantee Provision 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve Appointment of External Auditor For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Decrease in Registered Capital For For Management 11 Amend Articles of Association For For Management 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13.1 Approve Issue Type and Par Value For For Management 13.2 Approve Issue Manner and Period For For Management 13.3 Approve Target Parties and For For Management Subscription Manner 13.4 Approve Issue Price and Pricing Basis For For Management 13.5 Approve Issue Scale For For Management 13.6 Approve Restriction Period Arrangement For For Management 13.7 Approve Amount and Usage of Raised For For Management Funds 13.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 13.9 Approve Listing Location For For Management 13.10 Approve Resolution Validity Period For For Management 14 Approve Plan on Private Placement of For For Management Shares 15 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 17 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 18 Approve Report on the Usage of For For Management Previously Raised Funds 19 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WUXI TAIJI INDUSTRY CO., LTD. Ticker: 600667 Security ID: Y97185105 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Contract on Project For For Management Construction and Related Party Transactions -------------------------------------------------------------------------------- WUXI TAIJI INDUSTRY CO., LTD. Ticker: 600667 Security ID: Y97185105 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Zhenyuan as Non-Independent For For Shareholder Director 1.2 Elect Sun Hongwei as Non-Independent For For Shareholder Director 1.3 Elect Ding Kui as Non-Independent For For Shareholder Director 1.4 Elect Yang Shaobo as Non-Independent For For Shareholder Director 1.5 Elect Wang Mingrong as Non-Independent For For Shareholder Director 1.6 Elect Yang Zhengfan as Non-Independent For For Shareholder Director 1.7 Elect Wang Boyu as Non-Independent For For Shareholder Director 2.1 Elect Yu Xiekang as Independent For For Shareholder Director 2.2 Elect Cong Yadong as Independent For For Shareholder Director 2.3 Elect Wu Meisheng as Independent For For Shareholder Director 2.4 Elect Xu Yanqing as Independent For For Shareholder Director 3.1 Elect Huang Shiqiang as Supervisor For For Shareholder 3.2 Elect Cao Jie as Supervisor For For Shareholder 3.3 Elect Zhou Run as Supervisor For For Shareholder -------------------------------------------------------------------------------- WUXI TAIJI INDUSTRY CO., LTD. Ticker: 600667 Security ID: Y97185105 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Fan Xiaoning as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- WUXI TAIJI INDUSTRY CO., LTD. Ticker: 600667 Security ID: Y97185105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve 2019 Daily Related-party For For Management Transactions and 2020 Daily Related-party Transactions 9 Approve Replenishment of Working For For Management Capital by Raised Funds 10 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- WUXI TAIJI INDUSTRY CO., LTD. Ticker: 600667 Security ID: Y97185105 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing the Third Stage Post-Process Service Contract -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Sale of Materials or Products For For Management 1.2 Approve Rental of Houses, Equipment For For Management and Products 1.3 Approve Accept Related Party Services For For Management 2.1 Approve Purchase of Materials or For For Management Products 2.2 Approve Selling Materials or Products For For Management 2.3 Approve Rent or Lease of Properties, For For Management Equipment and Products 2.4 Approve Use of Licensing Trademark For For Management 2.5 Approve Cooperative Technology For For Management Development 2.6 Approve Provision or Acceptance of For For Management Services 2.7 Approve Entrust Operations to Related For For Management Parties 3 Approve Amendments to Articles of For For Management Association 4 Approve Guarantee Provision to For For Management Subsidiary 5.1 Approve Guarantee Provision for For For Management Mortgage Business 5.2 Approve Guarantee Provision for For For Management Financial Leasing Business 6 Approve Application of Credit Lines For For Management 7 Approve Write-off of Assets For For Management -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For For Management 6 Approve Amendments to Articles of For For Management Association to Expand Business Scope 7 Approve to Appoint Auditors and For For Management Payment of Their Remuneration 8 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- XI'AN SHAANGU POWER CO. LTD. Ticker: 601369 Security ID: Y9725A105 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association, Rules and Procedures Regarding General Meetings of Shareholders as well as Rules and Procedures Regarding Meetings of Board of Directors -------------------------------------------------------------------------------- XI'AN SHAANGU POWER CO. LTD. Ticker: 601369 Security ID: Y9725A105 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Zhangqiu Qinfeng Gas Co., Ltd. 2 Approve Provision of Guarantee to For For Management Tongling Qinfeng Gas Co., Ltd. 3 Approve Provision of Guarantee to For For Management Weinan Shaanxi Drum Gas Co., Ltd. 4 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- XI'AN SHAANGU POWER CO. LTD. Ticker: 601369 Security ID: Y9725A105 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2.1 Elect Feng Genfu as Independent For For Management Director -------------------------------------------------------------------------------- XI'AN SHAANGU POWER CO. LTD. Ticker: 601369 Security ID: Y9725A105 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Approve Provision of Guarantee For For Management 3.1 Elect Wang Zhe as Independent Director For For Management -------------------------------------------------------------------------------- XI'AN SHAANGU POWER CO. LTD. Ticker: 601369 Security ID: Y9725A105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 5 Approve Asset Investment Project Plan For For Management 6 Approve Completion of 2019 Financial For For Management Budget 7 Approve 2020 Financial Budget For For Management 8 Approve Related Party Transaction For For Management 9 Approve Financial Statements For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Purchase of Financial Products For For Management 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- XI'AN TIAN HE DEFENSE TECHNOLOGY CO. LTD. Ticker: 300397 Security ID: Y972A2107 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Amend Articles of Association For For Management 3 Approve Increase in Business Scope of For For Management Wholly-owned Subsidiary 4 Amend Articles of Association of For For Management Wholly-owned Subsidiary 5.1 Elect He Zenglin as Non-Independent For For Shareholder Director 5.2 Elect Zhang Faqun as Non-Independent For For Shareholder Director 5.3 Elect Chen Jianfeng as Non-Independent For For Shareholder Director 5.4 Elect Gong Yaqiao as Non-Independent For For Shareholder Director 6.1 Elect Chang Xiaobo as Independent For For Shareholder Director 6.2 Elect Zhao Songzheng as Independent For For Shareholder Director 6.3 Elect Wang Zhouhu as Independent For For Shareholder Director 7.1 Elect Sun Gang as Supervisor For For Management 7.2 Elect Ning Chen as Supervisor For For Management -------------------------------------------------------------------------------- XI'AN TIAN HE DEFENSE TECHNOLOGY CO. LTD. Ticker: 300397 Security ID: Y972A2107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Expand Business Scope of For For Management Wholly-owned Subsidiary 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope 9 Elect Wan Cheng as Non-Independent For For Shareholder Director 10 Elect Zhao Peng as Supervisor For For Shareholder -------------------------------------------------------------------------------- XIAMEN 35.COM TECHNOLOGY CO., LTD. Ticker: 300051 Security ID: Y97259108 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ding Jiansheng as For For Management Non-Independent Director 1.2 Elect She Zhihui as Non-Independent For For Management Director 2.1 Elect Jiang Shuhui as Independent For For Management Director 2.2 Elect Wu Hongjun as Independent For For Management Director 2.3 Elect Qu Zhongbiao as Independent For For Management Director 3.1 Elect Yu Chengbin as Supervisor For For Management 3.2 Elect Lin Ting as Supervisor For For Management 4 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- XIAMEN 35.COM TECHNOLOGY CO., LTD. Ticker: 300051 Security ID: Y97259108 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Correction on Previous For For Management Accounting Errors and Retrospective Adjustment -------------------------------------------------------------------------------- XIAMEN 35.COM TECHNOLOGY CO., LTD. Ticker: 300051 Security ID: Y97259108 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- XIAMEN 35.COM TECHNOLOGY CO., LTD. Ticker: 300051 Security ID: Y97259108 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Hongbin as Non-independent For For Management Director -------------------------------------------------------------------------------- XIAMEN 35.COM TECHNOLOGY CO., LTD. Ticker: 300051 Security ID: Y97259108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Financial Budget Report 2 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 3 Approve Provision for Goodwill For For Management Impairment 4 Approve Report on the Deposit and For For Management Usage of Raised Funds 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Credit Line Application For For Management 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Approve Annual Report and Summary For For Management 10 Approve to Appoint Auditor For For Management 11 Elect Xu Yao as Non-Independent For For Management Director 12 Approve Signing of Supplementary For For Management Agreement of the Consultant Agreement -------------------------------------------------------------------------------- XIAMEN CD INC. Ticker: 600153 Security ID: Y9721Y107 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Commercial Papers For For Management 2 Approve Issuance of Medium-term Notes For For Management 3 Approve Provision of Guarantee For For Management 4 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- XIAMEN CD INC. Ticker: 600153 Security ID: Y9721Y107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Dividends 6 Approve Provision of Guarantee For Against Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Related Party Transaction with For For Management Financial Institutions 9 Approve Use of Idle Funds to Invest in For For Management Financial Products 10 Approve Property Lease Agreement For For Management 11 Approve Commodity Derivatives Business For For Management 12 Approve Foreign Exchange Derivatives For For Management 13 Approve Appointment of Auditor For For Management 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 15 Approve Amendments to Articles of For For Management Association 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- XIAMEN FARATRONIC CO., LTD. Ticker: 600563 Security ID: Y9721Z104 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditors and to Fix For For Management Their Remuneration -------------------------------------------------------------------------------- XIAMEN FARATRONIC CO., LTD. Ticker: 600563 Security ID: Y9721Z104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Adjustment to Allowance of For Against Management Independent Directors 9 Approve Trust Management For For Management 10 Approve Comprehensive Credit Line Bank For Against Management Application 11.1 Elect Yan Chunguang as Non-Independent For Against Management Director 11.2 Elect Chen Guobin as Non-Independent For Against Management Director 11.3 Elect Lin Jintao as Non-Independent For Against Management Director 11.4 Elect Lu Huixiong as Non-Independent For Against Management Director 11.5 Elect Wang Wenhuai as Non-Independent For Against Management Director 11.6 Elect Zou Shaorong as Non-Independent For Against Management Director 12.1 Elect Shen Yifeng as Independent For Against Management Director 12.2 Elect Cheng Wenwen as Independent For Against Management Director 12.3 Elect Xiao Wei as Independent Director For Against Management 13.1 Elect Zhang Hongxing as Supervisor For Against Management 13.2 Elect Li Haiping as Supervisor For Against Management 13.3 Elect Lin Fang as Supervisor For Against Management -------------------------------------------------------------------------------- XIAMEN FARATRONIC CO., LTD. Ticker: 600563 Security ID: Y9721Z104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Report For Did Not Vote Management 4 Approve Report of the Independent For Did Not Vote Management Directors 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Appointment of Auditor and For Did Not Vote Management Payment of Remuneration 8 Approve Adjustment to Allowance of For Did Not Vote Management Independent Directors 9 Approve Trust Management For Did Not Vote Management 10 Approve Comprehensive Credit Line Bank For Did Not Vote Management Application 11.1 Elect Yan Chunguang as Non-Independent For Did Not Vote Management Director 11.2 Elect Chen Guobin as Non-Independent For Did Not Vote Management Director 11.3 Elect Lin Jintao as Non-Independent For Did Not Vote Management Director 11.4 Elect Lu Huixiong as Non-Independent For Did Not Vote Management Director 11.5 Elect Wang Wenhuai as Non-Independent For Did Not Vote Management Director 11.6 Elect Zou Shaorong as Non-Independent For Did Not Vote Management Director 12.1 Elect Shen Yifeng as Independent For Did Not Vote Management Director 12.2 Elect Cheng Wenwen as Independent For Did Not Vote Management Director 12.3 Elect Xiao Wei as Independent Director For Did Not Vote Management 13.1 Elect Zhang Hongxing as Supervisor For Did Not Vote Management 13.2 Elect Li Haiping as Supervisor For Did Not Vote Management 13.3 Elect Lin Fang as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600897 Security ID: Y9721R102 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Liangmu as Non-Independent For For Shareholder Director 1.2 Elect Zhu Zhao as Non-Independent For For Shareholder Director 2.1 Elect Liu Lixian as Supervisor For For Shareholder -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600897 Security ID: Y9721R102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Financial Service For For Management Agreement -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600897 Security ID: Y9721R102 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditors and For For Management Authorization of the Board to Determine their Remuneration -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600897 Security ID: Y9721R102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 8 Approve Financial Services Agreement For For Management 9.1 Elect Chen Bin as Non-Independent For For Management Director 9.2 Elect Wang Liangmu as Non-Independent For For Management Director 9.3 Elect Wang Xiaolin as Non-Independent For For Management Director 9.4 Elect Liang Zhigang as Non-Independent For For Management Director 9.5 Elect Jiang Zhongxiang as For For Management Non-Independent Director 9.6 Elect Huang Xiaoling as For For Management Non-Independent Director 9.7 Elect Zhu Zhao as Non-Independent For For Management Director 10.1 Elect Zheng Xueshi as Independent For For Management Director 10.2 Elect Xu Youyang as Independent For For Management Director 10.3 Elect Liu Zhiyun as Independent For For Management Director 10.4 Elect Ling Jianming as Independent For For Management Director 11.1 Elect Liu Lixian as Supervisor For For Shareholder 11.2 Elect Guo Tianci as Supervisor For For Shareholder 11.3 Elect Li Guoxian as Supervisor For For Shareholder -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL PORT CO., LTD Ticker: 3378 Security ID: Y97186103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve the Application by the Company For For Management to the China Securities Regulatory Commission ("CSRC") for the Registration of the Issue of New Corporate Bonds in the PRC and Related Transactions 8 Approve the Application by the Company For For Management to the National Association of Financial Market Institutional Investors ("NAFMII") for the Registration of the Issue of New Super Short-Term Notes in the PRC and Related Transactions 9 Approve the Application by the Company For For Management to the NAFMII for the Registration of the Issue of Medium-Term Notes in the PRC and Related Transactions 10 Approve Proposals Put Forward by Any For Against Management Shareholder(s) Holding Three Percent or More of the Shares Entitled to Vote -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL PORT CO., LTD. Ticker: 3378 Security ID: Y97186103 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Du Hongjia as Supervisor and For For Management Authorize Board to Fix His Remuneration and Enter into a Service Contract with Him -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL PORT CO., LTD. Ticker: 3378 Security ID: Y97186103 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adoption of the Proposed For Against Management Rules of Procedures for the Board of Directors 2 Approve the Adoption of the Proposed For For Management Rules of Procedures for the Board of Supervisors -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL PORT CO., LTD. Ticker: 3378 Security ID: Y97186103 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Cai Liqun as Director For For Management 1b Elect Chen Zhaohui as Director For For Management 1c Elect Lin Fuguang as Director For For Management 1d Elect Chen Zhen as Director For For Management 1e Elect Chen Zhiping as Director For For Management 1f Elect Miao Luping as Director For For Management 1g Elect Fu Chengjing as Director For For Management 1h Elect Huang Zirong as Director For For Management 1i Elect Bai Xueqing as Director For For Management 1j Elect Liu Feng as Director For For Management 1k Elect Lin Pengjiu as Director For For Management 1l Elect You Xianghua as Director For For Management 1m Elect Jin Tao as Director For For Management 1n Elect Ji Wenyuan as Director For For Management 2a Elect Du Hongjia as Supervisor For For Management 2b Elect Zhang Guixian as Supervisor For For Management 2c Elect Tang Jinmu as Supervisor For For Management 2d Elect Xiao Zuoping as Supervisor For For Management 3 Authorize Board to Fix Remuneration For For Management Policy of Directors and Supervisors and Enter Into Service Contract with Directors and Supervisors 4 Adopt Rules of Procedures Regarding For For Management General Meetings of Shareholders 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL PORT CO., LTD. Ticker: 3378 Security ID: Y97186103 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of For For Management Conversion Price in Connection to the Convertible Bonds -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For Against Management Lines 2 Approve Guarantee Provision Plan For Against Management 3 Approve Use of Own Funds to Conduct For For Management Entrusted Asset Management 4 Approve Commodity Derivatives Business For For Management 5 Approve Foreign Exchange Derivatives For For Management Business 6 Approve to Adjust the Allowance of For For Management Independent Directors 7 Approve Borrowings from Controlling For For Management Shareholder and Related-party Transaction -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Annual Budget 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Approve Amendments to Articles of For For Management Association 9.1 Elect Liu Feng as Independent Director For For Management 9.2 Elect Dai Yiyi as Independent Director For For Management -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: SEP 25, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Part of the For For Management Incentive Target that has been Granted but not yet Exercised Stock Options and Repurchase Cancellation of Performance Shares 2 Approve Change of Auditor For For Management 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds and For For Management Idle Funds for Cash Management 2 Approve Forward Foreign Exchange For For Management Settlement and Sales Business -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Guarantee Plan For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management 9 Approve Cancellation of Stock Options For For Management that Have Been Granted but Not Exercised and Repurchase of Performance Shares that Have Been Granted but Restriction Not Lifted 10 Approve Change in Registered Capital For For Management and Amend Articles of Association 11 Approve Participation in Industry Fund For For Management 12 Approve Extension of Resolution For For Management Validity of Measures for the Management of Employees' Purchase of Loans -------------------------------------------------------------------------------- XIAMEN KING LONG MOTOR GROUP CO., LTD. Ticker: 600686 Security ID: Y97221108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- XIAMEN KING LONG MOTOR GROUP CO., LTD. Ticker: 600686 Security ID: Y97221108 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subsidiaries to Provide For For Management Customers with Financing Guarantee 2 Approve Use of Idle Funds for For For Management Entrusted Asset Management 3 Approve Company's Forward Foreign For For Management Exchange Transactions 4 Approve to Appoint Auditor For For Management 5 Elect Chen Wei as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- XIAMEN KING LONG MOTOR GROUP CO., LTD. Ticker: 600686 Security ID: Y97221108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7.1 Approve Amendments to Articles of For For Management Association 7.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 8 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- XIAMEN KING LONG MOTOR GROUP CO., LTD. Ticker: 600686 Security ID: Y97221108 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 2.1 Approve Issue Size and Par Value For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Terms of Deferred Interest For For Management Payment 2.8 Approve Restrictions of Mandatory For For Management Interest Payment and Deferred Payment of Interest 2.9 Approve Use of Proceeds For For Management 2.10 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.11 Approve Underwriting Manner and For For Management Listing Arrangement 2.12 Approve Safeguard Measures of Debts For For Management Repayment 2.13 Approve Resolution Validity Period For For Management 2.14 Approve Authorization of Corporate For For Management Bond Issuance 3 Elect Chen Jianye as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- XIAMEN KINGDOMWAY GROUP CO. Ticker: 002626 Security ID: Y9718S105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XIAMEN MEIYA PICO INFORMATION CO., LTD. Ticker: 300188 Security ID: Y97264108 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shen Qiang as Non-Independent For For Shareholder Director 1.2 Elect Tu Zheng as Non-Independent For For Shareholder Director 1.3 Elect Jiang Rui as Non-Independent For For Shareholder Director 1.4 Elect Xu Congrui as Non-Independent For For Shareholder Director 1.5 Elect Ding Wenbo as Non-Independent For For Shareholder Director 2 Elect Li Guolin as Supervisor For For Management 3 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares 4 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- XIAMEN MEIYA PICO INFORMATION CO., LTD. Ticker: 300188 Security ID: Y97264108 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Remuneration System of Directors For For Management and Supervisors 2 Amend Remuneration Management System For For Management of Directors and Supervisors 3 Approve Changes and Subscription to For For Management Funds Relating to Xiamen Meitong Erqi Investment Partnership as well as Related-party Transactions 4 Approve to Appoint Auditor For For Management 5 Approve Cancellation of Stock Options For For Management and the Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- XIAMEN MEIYA PICO INFORMATION CO., LTD. Ticker: 300188 Security ID: Y97264108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Cancellation of Stock Option For For Management as well as Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- XIAMEN PORT DEVELOPMENT CO. LTD. Ticker: 000905 Security ID: Y9724F105 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Approve 2020 Forward Foreign Exchange For For Management Settlement and Forward Foreign Exchange Sales Business -------------------------------------------------------------------------------- XIAMEN PORT DEVELOPMENT CO. LTD. Ticker: 000905 Security ID: Y9724F105 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3.1 Elect Chen Zhen as Supervisor For For Management -------------------------------------------------------------------------------- XIAMEN PORT DEVELOPMENT CO. LTD. Ticker: 000905 Security ID: Y9724F105 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Comprehensive Budget Proposal For Against Management 7 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of 2017 For For Management Performance Shares Incentive Plan and Repurchase Cancellation of Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Approve Provision of Guarantee by For For Management Indirect Controlling Shareholder -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Issuance of Medium-term Notes For For Management 3 Approve Guarantee Provision to Sanming For For Management Xiamen Tungsten New Energy Materials Co., Ltd. 4 Approve Guarantee Provision to Xiamen For For Management Xiangyu Minglu International Trade Co. , Ltd. 5 Approve Guarantee Provision to Xiamen For For Management XTC New Energy Materials Co., Ltd. 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Long-term Supply For For Management Agreement -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Adjust the Implementation of Capital Increase and Employee Stock Ownership Plan -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related-Party For For Management Transactions with Fujian Metallurgical (Holdings) Co., Ltd. 6.2 Approve Daily Related-Party For For Management Transactions with Zhongwu High-Tech Materials Co., Ltd. 6.3 Approve Daily Related-Party For For Management Transactions with Japan United Materials Corporation and TMA Corporation 6.4 Approve Daily Related-Party For For Management Transactions with Suzhou Aichi Gauss Electric Co., Ltd. 6.5 Approve Daily Related-Party For For Management Transactions with Jiangxi Xiushui Ganbei Tungsten Industry Co., Ltd., Chenzhou Diamond Tungsten Products Co. , Ltd. and Jiangxi Xiushui Xianglushan Tungsten Industry Co., Ltd. 7 Approve Signing of Loan Agreement For For Management 8 Approve Issuance of Medium-term Notes For For Management 9 Approve Provision of Guarantee for For For Management Controlled Subsidiary 10 Approve Provision of Guarantee by For For Management Xiamen Jinlu Special Type Metal Co., Ltd. to Its Wholly-owned Subsidiary 11 Approve Provision of Guarantee by For For Management Xiamen Jinlu Special Type Metal Co., Ltd. to Its Controlled Subsidiary 12 Approve Provision of Guarantee by For For Management Xiamen Tungsten New Energy Materials Co., Ltd. to Its Controlled Subsidiary 13 Approve Provision of Guarantee by For For Management Xiamen Tungsten New Energy Materials Co., Ltd. to Its Wholly-owned Subsidiary Xiamen Xiangyu Minglu International Trade Co., Ltd. 14 Approve Provision of Guarantee by For For Management Xiamen Tungsten New Energy Materials Co., Ltd. to Its Wholly-owned Subsidiary Xiamen Jinglu New Energy Materials Co., Ltd. 15 Approve Appointment of Auditor For For Management 16 Approve Related Party Transaction For Against Management Decision System 17.1 Elect Jitian Yushi as Non-Independent For For Shareholder Director 18.1 Elect Ye Xiaojie as Independent For For Shareholder Director 19.1 Elect Nie Xinsen as Supervisor For For Management -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6.1 Approve Daily Related-Party For Did Not Vote Management Transactions with Fujian Metallurgical (Holdings) Co., Ltd. 6.2 Approve Daily Related-Party For Did Not Vote Management Transactions with Zhongwu High-Tech Materials Co., Ltd. 6.3 Approve Daily Related-Party For Did Not Vote Management Transactions with Japan United Materials Corporation and TMA Corporation 6.4 Approve Daily Related-Party For Did Not Vote Management Transactions with Suzhou Aichi Gauss Electric Co., Ltd. 6.5 Approve Daily Related-Party For Did Not Vote Management Transactions with Jiangxi Xiushui Ganbei Tungsten Industry Co., Ltd., Chenzhou Diamond Tungsten Products Co. , Ltd. and Jiangxi Xiushui Xianglushan Tungsten Industry Co., Ltd. 7 Approve Signing of Loan Agreement For Did Not Vote Management 8 Approve Issuance of Medium-term Notes For Did Not Vote Management 9 Approve Provision of Guarantee for For Did Not Vote Management Controlled Subsidiary 10 Approve Provision of Guarantee by For Did Not Vote Management Xiamen Jinlu Special Type Metal Co., Ltd. to Its Wholly-owned Subsidiary 11 Approve Provision of Guarantee by For Did Not Vote Management Xiamen Jinlu Special Type Metal Co., Ltd. to Its Controlled Subsidiary 12 Approve Provision of Guarantee by For Did Not Vote Management Xiamen Tungsten New Energy Materials Co., Ltd. to Its Controlled Subsidiary 13 Approve Provision of Guarantee by For Did Not Vote Management Xiamen Tungsten New Energy Materials Co., Ltd. to Its Wholly-owned Subsidiary Xiamen Xiangyu Minglu International Trade Co., Ltd. 14 Approve Provision of Guarantee by For Did Not Vote Management Xiamen Tungsten New Energy Materials Co., Ltd. to Its Wholly-owned Subsidiary Xiamen Jinglu New Energy Materials Co., Ltd. 15 Approve Appointment of Auditor For Did Not Vote Management 16 Approve Related Party Transaction For Did Not Vote Management Decision System 17.1 Elect Jitian Yushi as Non-Independent For Did Not Vote Shareholder Director 18.1 Elect Ye Xiaojie as Independent For Did Not Vote Shareholder Director 19.1 Elect Nie Xinsen as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For Did Not Vote Management -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Supplementary Daily Related For For Management Party Transactions 3 Approve Appointment of Auditor and For For Management Internal Control Auditor 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7.1 Elect Zhang Shuili as Non-Independent For For Management Director 7.2 Elect Chen Fang as Non-Independent For For Management Director 7.3 Elect Wu Jie as Non-Independent For For Management Director 7.4 Elect Lin Junjie as Non-Independent For For Management Director 7.5 Elect Deng Qidong as Non-Independent For For Management Director 7.6 Elect Qi Weidong as Non-Independent For For Management Director 8.1 Elect Shen Yifeng as Independent For For Management Director 8.2 Elect Shen Weitao as Independent For For Management Director 8.3 Elect Liao Yixin as Independent For For Management Director 9.1 Elect Zeng Yangfeng as Supervisor For For Management 9.2 Elect Wang Jianli as Supervisor For For Management -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional 2019 Daily For For Management Related-party Transactions 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply Chain Financial For For Management Services Agreement and Related Party Transactions -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Daily Related Party For For Management Transaction with Xiamen Xiangyu Group Co., Ltd. and Its Affiliates 1.2 Approve Daily Related Party For For Management Transaction with Fujian Nanping Sun Cable Co., Ltd. 1.3 Approve Daily Related Party For For Management Transaction with Xiamen Container Terminal Group Co., Ltd. 1.4 Approve Daily Related Party For For Management Transaction with Xiamen Gold Investment Co., Ltd. 1.5 Approve Daily Related Party For For Management Transaction with Xiamen Modern Terminal Co., Ltd. 1.6 Approve Daily Related Party For For Management Transaction with Xiamen Yingxin Automobile Trading Co., Ltd. 2 Approve Daily Related Party For For Management Transaction with PT Obsidian Stainless Steel 3.1 Approve Daily Related Party For For Management Transaction with Harbin Rural Commercial Bank Co., Ltd. 3.2 Approve Daily Related Party For For Management Transaction with Xiamen Rural Commercial Bank Co., Ltd. 4 Approve Loan Application For For Management 5 Approve Credit Line Bank Application For Against Management 6 Approve Provision of Guarantee For Against Management 7 Approve Short-term Investment and For For Management Wealth Management 8 Approve Foreign Exchange Forward For For Management Transactions 9 Approve Future Hedging Business For For Management -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Financial Budget For For Management 7 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 8 Approve Shareholder Return Plan For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- XIAMEN XINDE CO., LTD. Ticker: 000701 Security ID: Y9722V102 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease and For Did Not Vote Management Related-party Transaction 2 Approve Provision of Financial For Did Not Vote Management Assistance 3 Approve Provision of Guarantee For Did Not Vote Management 4 Approve Change of Registered Address For Did Not Vote Management and Amend Articles of Association 5 Approve Adjustment on Equity Transfer For Did Not Vote Shareholder Listed Reserve Price -------------------------------------------------------------------------------- XIAMEN XINDE CO., LTD. Ticker: 000701 Security ID: Y9722V102 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For Did Not Vote Management 2 Approve to Appoint Auditors and to For Did Not Vote Management Determine Their Remuneration 3 Approve Additional Provision of For Did Not Vote Management Guarantee 4 Approve Increase in Usage of Idle For Did Not Vote Management Funds to Invest in Financial Products -------------------------------------------------------------------------------- XIAMEN XINDE CO., LTD. Ticker: 000701 Security ID: Y9722V102 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For Did Not Vote Management 2 Approve Pledge of Self-owned Assets to For Did Not Vote Management Apply for Credit Line 3 Approve Financing from Non-Commercial For Did Not Vote Management Banking Institution 4 Approve Provision of Financial For Did Not Vote Management Assistance 5 Approve Carry Out Foreign Exchange For Did Not Vote Management Derivatives Trading 6 Approve Provision of Guarantee For Did Not Vote Management 7 Approve Carry Out Gold Lease Business For Did Not Vote Management 8 Approve Business Cooperation with For Did Not Vote Management Xiamen Rural Commercial Bank Co., Ltd. and Related Party Transactions 9 Approve Issuance of Super Short-term For Did Not Vote Management Commercial Papers 10 Approve Receipt of Financial For Did Not Vote Management Assistance from Xiamen International Trade Holding Group Co., Ltd. 11 Approve Commodity Derivatives Business For Did Not Vote Management 12 Approve Securities Investment For Did Not Vote Management 13 Approve Completion of Raised Funds For Did Not Vote Management Project and Use of Remaining Raised Funds to Supplement Working Capital 14 Elect He Rui as Supervisor For Did Not Vote Shareholder 15.1 Elect Fu Bensheng as Non-independent For Did Not Vote Shareholder Director 15.2 Elect Chen Hong as Non-independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- XIAMEN XINDE CO., LTD. Ticker: 000701 Security ID: Y9722V102 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Credit Guarantee For For Management 2 Approve Participation in the For For Management Investment of Xiamen International Trade Industry Development Equity Investment Fund and Related Party Transactions -------------------------------------------------------------------------------- XIAMEN XINDE CO., LTD. Ticker: 000701 Security ID: Y9722V102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Annual Budget 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7.1 Elect Zeng Tingyi as Non-Independent For For Management Director 7.2 Elect Wang Mingcheng as For For Management Non-Independent Director 7.3 Elect Guo Congming as Non-Independent For For Management Director 7.4 Elect Du Shaohua as Non-Independent For For Management Director 7.5 Elect Fu Bensheng as Non-Independent For For Management Director 7.6 Elect Chen Hong as Non-Independent For For Management Director 8.1 Elect Zheng Xuejun as Independent For For Management Director 8.2 Elect Liu Dajin as Independent Director For For Management 8.3 Elect Cheng Wenwen as Independent For For Management Director -------------------------------------------------------------------------------- XIAMEN XINDE CO., LTD. Ticker: 000701 Security ID: Y9722V102 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Application of For For Management Comprehensive Credit Lines from Financial Institutions 2 Approve Use of Own Assets Pledge for For For Management the Increase Credit Line Application from Financial Institutions 3 Approve Additional Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- XIANGTAN ELECTRIC MANUFACTURING CO., LTD. Ticker: 600416 Security ID: Y9724U102 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management 2.1 Elect Cheng Zhongfan as Supervisor For For Shareholder -------------------------------------------------------------------------------- XIANGTAN ELECTRIC MANUFACTURING CO., LTD. Ticker: 600416 Security ID: Y9724U102 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For Did Not Vote Management 2.1 Elect Cheng Zhongfan as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- XIANGTAN ELECTRIC MANUFACTURING CO., LTD. Ticker: 600416 Security ID: Y9724U102 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements and For For Management Financial Budget 6 Approve 2019 and 2020 Daily Related For For Management Party Transactions 7 Approve Change in Accounting Policies For Against Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantee For For Management 10 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 11 Approve Internal Control Evaluation For For Management Report 12 Approve Report of the Board of For For Management Independent Directors 13 Approve Appointment of Auditor For For Management 14 Approve Amendments to Articles of For For Management Association 15 Approve Equity Transfer Agreement For For Management -------------------------------------------------------------------------------- XIANGTAN ELECTRIC MANUFACTURING CO., LTD. Ticker: 600416 Security ID: Y9724U102 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Financial Statements and For Did Not Vote Management Financial Budget 6 Approve 2019 and 2020 Daily Related For Did Not Vote Management Party Transactions 7 Approve Change in Accounting Policies For Did Not Vote Management 8 Approve Application of Bank Credit For Did Not Vote Management Lines 9 Approve Provision of Guarantee For Did Not Vote Management 10 Approve Use of Idle Own Funds to For Did Not Vote Management Purchase Financial Products 11 Approve Internal Control Evaluation For Did Not Vote Management Report 12 Approve Report of the Board of For Did Not Vote Management Independent Directors 13 Approve Appointment of Auditor For Did Not Vote Management 14 Approve Amendments to Articles of For Did Not Vote Management Association 15 Approve Equity Transfer Agreement For Did Not Vote Management -------------------------------------------------------------------------------- XIANGTAN ELECTRIC MANUFACTURING CO., LTD. Ticker: 600416 Security ID: Y9724U102 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Listing Price of For For Management Equity Transfer -------------------------------------------------------------------------------- XIANGXUE PHARMACEUTICAL CO., LTD. Ticker: 300147 Security ID: Y9725W107 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration and Issuance of For For Management Medium-term Notes 2 Approve Authorization of Board to For For Management Handle All Matters -------------------------------------------------------------------------------- XIANGXUE PHARMACEUTICAL CO., LTD. Ticker: 300147 Security ID: Y9725W107 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Appointment of Auditor For For Shareholder -------------------------------------------------------------------------------- XIANGXUE PHARMACEUTICAL CO., LTD. Ticker: 300147 Security ID: Y9725W107 Meeting Date: APR 08, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Authorization and For For Management Related Matters with Athenex Inc. 2 Approve Provision of Guarantee to Bank For For Management Loan 3 Approve Company's Eligibility for For For Management Private Placement of Shares 4.1 Approve Issue Type and Par Value For For Management 4.2 Approve Issue Manner and Period For For Management 4.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Manner 4.4 Approve Issue Scale For For Management 4.5 Approve Target Parties and For For Management Subscription Manner 4.6 Approve Lock-up Period For For Management 4.7 Approve Listing Location For For Management 4.8 Approve Amount and Usage of Raised For For Management Funds 4.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.10 Approve Resolution Validity Period For For Management 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 9 Approve Shareholder Return Plan For For Management 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- XIANGXUE PHARMACEUTICAL CO., LTD. Ticker: 300147 Security ID: Y9725W107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Authorization of the Board on For For Management Equity Distribution Matters 7 Approve Remuneration of Directors For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application and Bank Loan 9 Approve Guarantee Amount within For Against Management Company Consolidated Statements 10 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 11 Approve Financial Assistance Provision For For Management from Controlling Shareholder -------------------------------------------------------------------------------- XIAOMI CORPORATION Ticker: 1810 Security ID: G9830T106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Lei Jun as Director For For Management 3 Elect Lin Bin as Director For For Management 4 Elect Chew Shou Zi as Director For For Management 5 Elect Tong Wai Cheung Timothy as For For Management Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- XIN FENG MING GROUP CO. LTD. Ticker: 603225 Security ID: Y972EP102 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- XIN FENG MING GROUP CO. LTD. Ticker: 603225 Security ID: Y972EP102 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Guarantee Provision Between For For Management Company and Its Subsidiaries 8 Approve Financing from Financial For For Management Institutions 9 Approve 2019 and 2020 Remuneration of For For Management Directors, Supervisors and Senior Management Members 10 Approve Report on the Usage of For For Management Previously Raised Funds 11 Approve Shareholder Return Plan For For Management 12 Approve Vice Chairman Additional For For Management Duties and Reformulation of Articles of Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 16.1 Approve Type For For Management 16.2 Approve Issue Size For For Management 16.3 Approve Par Value and Issue Price For For Management 16.4 Approve Bond Maturity For For Management 16.5 Approve Bond Interest Rate For For Management 16.6 Approve Period and Manner of Repayment For For Management of Interest 16.7 Approve Conversion Period For For Management 16.8 Approve Method for Determining the For For Management Number of Shares for Conversion 16.9 Approve Determination and Adjustment For For Management of Conversion Price 16.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 16.11 Approve Terms of Redemption For For Management 16.12 Approve Terms of Sell-Back For For Management 16.13 Approve Dividend Distribution Post For For Management Conversion 16.14 Approve Issue Manner and Target For For Management Subscriber 16.15 Approve Placing Arrangement for For For Management Shareholders 16.16 Approve Matters Relating to Meetings For For Management of Bondholders 16.17 Approve Use of Proceeds For For Management 16.18 Approve Guarantee Matters For For Management 16.19 Approve Depository of Raised Funds For For Management 16.20 Approve Resolution Validity Period For For Management 17 Approve Issuance of Convertible Bonds For For Management 18 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 19 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 20 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 21 Approve Authorization of Board to For For Management Handle All Related Matters 22 Approve Signing of Project Investment For For Management Agreement -------------------------------------------------------------------------------- XIN FENG MING GROUP CO. LTD. Ticker: 603225 Security ID: Y972EP102 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management New Material Projects -------------------------------------------------------------------------------- XIN JIANG READY HEALTH INDUSTRY CO., LTD. Ticker: 600090 Security ID: Y9722A108 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- XIN JIANG READY HEALTH INDUSTRY CO., LTD. Ticker: 600090 Security ID: Y9722A108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2 Approve Issuance of Corporate Bonds For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 4 Approve Equity Acquisition and Related For For Management Party Transactions -------------------------------------------------------------------------------- XINGDA INTERNATIONAL HOLDINGS LIMITED Ticker: 1899 Security ID: G9827V106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Liu Xiang as Director For For Management 3A2 Elect Zhang Yuxiao as Director For For Management 3A3 Elect Koo Fook Sun, Louis as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- XINGMIN INTELLIGENT TRANSPORTATION SYSTEMS (GROUP) CO., LTD. Ticker: 002355 Security ID: Y76839102 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Zhi as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- XINGMIN INTELLIGENT TRANSPORTATION SYSTEMS (GROUP) CO., LTD. Ticker: 002355 Security ID: Y76839102 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Yang as Non-Independent For For Shareholder Director 1.2 Elect Hu Shifan as Non-Independent For For Shareholder Director 2.1 Elect Wang Dianhong as Independent For For Shareholder Director 2.2 Elect Cheng Mingwang as Independent For For Shareholder Director -------------------------------------------------------------------------------- XINGMIN INTELLIGENT TRANSPORTATION SYSTEMS (GROUP) CO., LTD. Ticker: 002355 Security ID: Y76839102 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Related Party Transactions 2 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- XINGMIN INTELLIGENT TRANSPORTATION SYSTEMS (GROUP) CO., LTD. Ticker: 002355 Security ID: Y76839102 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wei Xiang as Non-Independent For For Management Director 1.2 Elect Hu Keqin as Non-Independent For For Management Director 1.3 Elect Zhou Zhi as Non-Independent For For Management Director 1.4 Elect Quan Jin as Non-Independent For For Management Director 1.5 Elect Zou Fangkai as Non-Independent For For Management Director 1.6 Elect Cui Changsheng as For For Management Non-Independent Director 2.1 Elect Wang Dianhong as Independent For For Management Director 2.2 Elect Cheng Mingwang as Independent For For Management Director 2.3 Elect Pan Hongbo as Independent For For Management Director 3.1 Elect Song Yaozhong as Supervisor For For Management 3.2 Elect Wang Shiyu as Supervisor For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Purchase of For For Management Assets 2 Approve Xinhu Holdings to Participate For For Management in the Purchase of Assets -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: MAY 13, 2020 Meeting Type: Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Subscription to H Shares For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Provision of Guarantee for For Against Management Subsidiary 8 Approve Provision of Guarantee for For For Management Franchise 9 Approve Provision of Guarantee for For For Management Associate Company 10 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 11 Approve Remuneration of Directors and For For Management Supervisors 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XINHUA WINSHARE PUBLISHING & MEDIA CO., LTD. Ticker: 811 Security ID: Y9725X105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the Auditor and Internal Control Auditor and Authorize the Board to Fix Their Remunerations 6 Approve 2019 Report of the Supervisory For For Management Committee 7 Amend Articles of Association For Against Management Regarding Party Committee 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- XINHUA WINSHARE PUBLISHING & MEDIA CO., LTD. Ticker: 811 Security ID: Y9725X113 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the Auditor and Internal Control Auditor and Authorize the Board to Fix Their Remunerations 6 Approve 2019 Report of the Supervisory For For Management Committee 7 Amend Articles of Association For Against Management Regarding Party Committee 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- XINHUANET CO., LTD. Ticker: 603888 Security ID: Y972E1105 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Jiawen as Non-Independent For For Management Director -------------------------------------------------------------------------------- XINHUANET CO., LTD. Ticker: 603888 Security ID: Y972E1105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Amend Information Disclosure For For Management Management System -------------------------------------------------------------------------------- XINING SPECIAL STEEL CO., LTD. Ticker: 600117 Security ID: Y9723N109 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Constitute as For For Management Major Asset Restructuring and Related-party Transactions 2 Approve Draft and Summary of Major For For Management Asset Restructuring and Related-party Transactions 3 Approve Company's Transaction Relevant For For Management Audit Report, Pro Forma Review Report and Evaluation Report 4 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 5 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 6 Approve Stock Price Volatility For For Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 7 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Major Asset Restructuring and Related Party Transactions 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Signing of Capital Injection For For Management Agreement 11 Approve Dilution of Current Returns in For For Management Connection to This Transaction -------------------------------------------------------------------------------- XINING SPECIAL STEEL CO., LTD. Ticker: 600117 Security ID: Y9723N109 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2.1 Elect Zhang Boying as Non-Independent For For Management Director -------------------------------------------------------------------------------- XINING SPECIAL STEEL CO., LTD. Ticker: 600117 Security ID: Y9723N109 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Hai as Supervisor For For Shareholder -------------------------------------------------------------------------------- XINING SPECIAL STEEL CO., LTD. Ticker: 600117 Security ID: Y9723N109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XINING SPECIAL STEEL CO., LTD. Ticker: 600117 Security ID: Y9723N109 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Plan For Against Management 2.1 Elect Zhou Yong as Non-Independent For For Management Director -------------------------------------------------------------------------------- XINING SPECIAL STEEL CO., LTD. Ticker: 600117 Security ID: Y9723N109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Financial and For For Management Internal Control Auditor 6 Approve Report of the Independent For For Management Directors 7 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- XINJIANG BA YI IRON & STEEL CO., LTD. Ticker: 600581 Security ID: Y9723B105 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Independent For For Management Directors 2.1 Elect Xiao Guodong as Non-Independent For For Shareholder Director 2.2 Elect Wu Bin as Non-Independent For For Shareholder Director 2.3 Elect Shen Dongxin as Non-Independent For For Shareholder Director 2.4 Elect Zhang Zhigang as Non-Independent For For Shareholder Director 2.5 Elect Di Mingjun as Non-Independent For For Shareholder Director 2.6 Elect Sun Xinxia as Non-Independent For For Shareholder Director 3.1 Elect Chen Yingru as Independent For For Management Director 3.2 Elect Ma Jie as Independent Director For For Management 3.3 Elect Zhang Xinji as Independent For For Management Director 4.1 Elect Zheng Wenyu as Supervisor For For Shareholder 4.2 Elect Jiang Xuhai as Supervisor For For Shareholder -------------------------------------------------------------------------------- XINJIANG BA YI IRON & STEEL CO., LTD. Ticker: 600581 Security ID: Y9723B105 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve to Appoint Auditor For For Management 4 Approve Remuneration of Auditor For For Management -------------------------------------------------------------------------------- XINJIANG BA YI IRON & STEEL CO., LTD. Ticker: 600581 Security ID: Y9723B105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line Application For For Management 9 Approve 2019 Related Party Transaction For For Management 10 Approve 2020 Related Party Transaction For For Management 11 Approve Related Party Assets Entrusted For For Management Management 12 Approve Key Fixed Asset Investment For For Management Projects 13 Approve Leaders' Target Salary For For Management Management System -------------------------------------------------------------------------------- XINJIANG BA YI IRON & STEEL CO., LTD. Ticker: 600581 Security ID: Y9723B105 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management 2 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- XINJIANG BEIXIN ROAD & BRIDGE GROUP CO., LTD. Ticker: 002307 Security ID: Y97253101 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Company's Plan for Acquisition For For Management by Issuance of Convertible Bonds and Shares and by Cash as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 3.1 Approve Bond Type and Par Value For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Issue Size For For Management 3.5 Approve Conversion Price For For Management 3.6 Approve Adjustment of Conversion Price For For Management 3.7 Approve Source of Converted Shares For For Management 3.8 Approve Bond Maturity For For Management 3.9 Approve Conversion Period For For Management 3.10 Approve Lock-Up Period For For Management 3.11 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 3.12 Approve Terms of Redemption Upon For For Management Maturity 3.13 Approve Terms for Downward Adjustment For For Management of Conversion Price 3.14 Approve Terms for Upward Adjustment of For For Management Conversion Price 3.15 Approve Terms of Conditional Mandatory For For Management Conversion 3.16 Approve Terms for Early Sell-Back For For Management 3.17 Approve Guarantee in Relation to Bond For For Management Issuance 3.18 Approve Bond Rating For For Management 3.19 Approve Attributable Dividends During For For Management the Conversion Year 3.20 Approve Other Matters Related to For For Management Issuance of Convertible Bonds 3.21 Approve Share Type and Par Value For For Management 3.22 Approve Issue Manner For For Management 3.23 Approve Target Subscribers For For Management 3.24 Approve Issue Price For For Management 3.25 Approve Price Adjustment Mechanism For For Management 3.26 Approve Issue Size For For Management 3.27 Approve Lock-Up Period Arrangement For For Management 3.28 Approve Listing Exchange For For Management 3.29 Approve Share Type and Par Value For For Management 3.30 Approve Issue Manner For For Management 3.31 Approve Target Subscribers For For Management 3.32 Approve Issue Size For For Management 3.33 Approve Conversion Price For For Management 3.34 Approve Adjustment of Conversion Price For For Management 3.35 Approve Lock-Up Period For For Management 3.36 Approve Other Matters Related to For For Management Issuance of Convertible Bonds for Raising Supporting Funds 3.37 Approve Share Type and Par Value For For Management 3.38 Approve Issue Manner For For Management 3.39 Approve Target Subscribers For For Management 3.40 Approve Issue Size For For Management 3.41 Approve Pricing Basis, Pricing For For Management Reference Date, and Issue Price 3.42 Approve Lock-Up Period Arrangement For For Management 4 Approve Draft and Summary Report on For For Management Company's Acquisition by Issuance of Convertible Bonds and Shares and by Cash as well as Raising Supporting Funds 5 Approve Signing of Conditional For For Management Supplementary Relevant Agreements 6 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 7 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Transaction Constitutes as For For Management Related-Party Transaction 10 Approve Raising of Supporting Funds For For Management Complies with Relevant Regulations 11 Approve Independence of Appraiser, For For Management Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for this Transaction 12 Approve Basis and Fairness of Pricing For For Management for this Transaction 13 Approve Audit Report, Appraisal For For Management Report, and Pro Forma Review Report of the Transaction 14 Approve Impact of Dilution on Current For For Management Returns and the Relevant Measures and Commitments to be Taken 15 Approve Transaction Does not For For Management Constitute a Major Adjustment on Restructuring Plan 16 Approve Adjustment on the Use of For For Management Raised Supporting Funds 17 Approve Self-inspection Report on For For Management Company's Real Estate Business 18 Approve Whitewash Waiver and Related For For Management Transactions 19 Approve Authorization of Board to For For Management Handle All Matters Related to Acquisition by Issuance of Convertible Bonds and Shares and by Cash as well as Raising Supporting Funds -------------------------------------------------------------------------------- XINJIANG BEIXIN ROAD & BRIDGE GROUP CO., LTD. Ticker: 002307 Security ID: Y97253101 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance with Relevant Laws For For Management and Regulations of Issuance of Convertible Bonds, Issuance of Shares and Cash Payment to Purchase Assets and Raising Supporting Funds 2.1 Approve Issue Type and Par Value of For For Management Convertible Bond Issuance 2.2 Approve Issue Manner of Convertible For For Management Bond Issuance 2.3 Approve Target Subscriber and For For Management Subscription Method of Convertible Bond Issuance 2.4 Approve Issue Scale of Convertible For For Management Bond Issuance 2.5 Approve Conversion Price of For For Management Convertible Bond Issuance 2.6 Approve Adjustment of Conversion Price For For Management of Convertible Bond Issuance 2.7 Approve Source of Convertible Bond For For Management Issuance 2.8 Approve Bond Maturity of Convertible For For Management Bond Issuance 2.9 Approve Conversion Period of For For Management Convertible Bond Issuance 2.10 Approve Lock-up Period of Convertible For For Management Bond Issuance 2.11 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.14 Approve Terms for Upward Adjustment of For For Management Conversion Price 2.15 Approve Conditional Mandatory For For Management Conversion Clause 2.16 Approve Advance Resale Terms For For Management 2.17 Approve Guarantee For For Management 2.18 Approve Rating Matters For For Management 2.19 Approve Dividend Distribution Post For For Management Conversion 2.20 Approve Other Matters For For Management 2.21 Approve Issue Type and Par Value of For For Management Issuance of Shares to Acquire Asset 2.22 Approve Issue Manner of Issuance of For For Management Shares to Acquire Asset 2.23 Approve Target Subscribers of Issuance For For Management of Shares to Acquire Asset 2.24 Approve Issue Price of Issuance of For For Management Shares to Acquire Asset 2.25 Approve Adjustment of Issue Price of For For Management Issuance of Shares to Acquire Asset 2.26 Approve Issue Scale of Issuance of For For Management Shares to Acquire Asset 2.27 Approve Lock-up Period of Issuance of For For Management Shares to Acquire Asset 2.28 Approve Listing Location of Issuance For For Management of Shares to Acquire Asset 2.29 Approve Issue Type and Par Value of For For Management Raising Supporting Funds via Convertible Bond Issuance 2.30 Approve Issue Manner of Raising For For Management Supporting Funds via Convertible Bond Issuance 2.31 Approve Target Subscribers of Raising For For Management Supporting Funds via Convertible Bond Issuance 2.32 Approve Issue Scale of Raising For For Management Supporting Funds via Convertible Bond Issuance 2.33 Approve Conversion Period of Raising For For Management Supporting Funds via Convertible Bond Issuance 2.34 Approve Adjustment of Conversion Price For For Management of Raising Supporting Funds via Convertible Bond Issuance 2.35 Approve Lock-up Period of Raising For For Management Supporting Funds via Convertible Bond Issuance 2.36 Approve Other Matters of Raising For For Management Supporting Funds via Convertible Bond Issuance 2.37 Approve Issue Type and Par Value of For For Management Raising Supporting Funds via Issuance of Shares 2.38 Approve Issue Manner of Raising For For Management Supporting Funds via Issuance of Shares 2.39 Approve Target Subscribers of Raising For For Management Supporting Funds via Issuance of Shares 2.40 Approve Issue Scale of Raising For For Management Supporting Funds via Issuance of Shares 2.41 Approve Pricing Basis, Pricing For For Management Reference Date and Issue Price via Private Placement to Raise Supporting Funds 2.42 Approve Lock-up Period via Private For For Management Placement to Raise Supporting Funds 3 Approve Draft and Summary of Issuance For For Management of Convertible Bonds, Shares and Cash Payment to Purchase Asset and Raising Supporting Funds 4 Approve Signing of Conditional For For Management Supplementary Transaction Agreement 5 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 6 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 43 of the Measures for Administration of Major Asset Restructuring of Listed Companies 8 Approve Proposal Constitutes as For For Management Related Party Transaction 9 Approve Raising Supporting Funds For For Management Complies with Relevant Regulations 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Fairness and Reasonableness of For For Management Issuance of Shares, Convertible Bond Issuance and Cash Payment to Acquire Assets 12 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Adjustment of Restructure Plan For For Management Does Not Constitute as Major Asset Restructure 15 Approve Adjustment Usage of Raising For For Management Supporting Funds 16 Approve Special Self Inspection Report For For Management on Real Estate Business 17 Approve White Wash Waiver For For Management 18 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- XINJIANG BEIXIN ROAD & BRIDGE GROUP CO., LTD. Ticker: 002307 Security ID: Y97253101 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in a Project For For Management -------------------------------------------------------------------------------- XINJIANG BEIXIN ROAD & BRIDGE GROUP CO., LTD. Ticker: 002307 Security ID: Y97253101 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve Guarantee Provision Plan For Against Management 3 Approve Adjustment for Raising For For Management Supporting Funds 3.1 Approve Target Subscribers in For For Management Connection to Convertible Bonds Issuance 3.2 Approve Conversion Price in Connection For For Management to Convertible Bonds Issuance 3.3 Approve Lock-Up Period in Connection For For Management to Convertible Bonds Issuance 3.4 Approve Terms for Downward Adjustment For For Management of Conversion Price in Connection to Convertible Bonds Issuance 3.5 Approve Target Subscribers in For For Management Connection to Issuance of Shares 3.6 Approve Issue Size in Connection to For For Management Issuance of Shares 3.7 Approve Pricing Basis, Price Reference For For Management Date and Issuance Price in Connection to Issuance of Shares 3.8 Approve Lock-Up Period in Connection For For Management to Issuance of Shares 4 Approve Updated Report (Draft) and For For Management Summary on Company's Related Party Transaction in Connection to Convertible Bonds Issuance, Assets Purchase by Cash Payment and Issuance of New Shares as well as Raising Supporting Funds -------------------------------------------------------------------------------- XINJIANG BEIXIN ROAD & BRIDGE GROUP CO., LTD. Ticker: 002307 Security ID: Y97253101 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Project For For Management -------------------------------------------------------------------------------- XINJIANG BEIXIN ROAD & BRIDGE GROUP CO., LTD. Ticker: 002307 Security ID: Y97253101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8 Approve Changes in Accounting Policies For For Management -------------------------------------------------------------------------------- XINJIANG BEIXIN ROAD & BRIDGE GROUP CO., LTD. Ticker: 002307 Security ID: Y97253101 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Bin as Non-Independent For For Shareholder Director 1.2 Elect Zhu Changjiang as For For Shareholder Non-Independent Director 1.3 Elect Yu Yuanzheng as Non-Independent For For Shareholder Director 1.4 Elect Li Qi as Non-Independent Director For For Shareholder 1.5 Elect Wang Xia as Non-Independent For For Shareholder Director 1.6 Elect Wang Zhiyong as Non-Independent For For Shareholder Director 2.1 Elect Huang Jian as Independent For For Management Director 2.2 Elect Luo Yao as Independent Director For For Management 2.3 Elect Zhang Haixia as Independent For For Management Director 3.1 Elect Zhang Dawei as Supervisor For For Shareholder 3.2 Elect Yang Wencheng as Supervisor For For Shareholder 3.3 Elect Miao Limin as Supervisor For For Shareholder -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237112 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Continuing Connected For For Management Transactions (A Shares) with China Three Gorges (Group) Co, Ltd. and the Annual Cap -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237104 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Continuing Connected For For Management Transactions (A Shares) with China Three Gorges (Group) Co, Ltd. and the Annual Cap -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237112 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements and Auditors' Report 4 Approve 2019 Final Dividend For For Management Distribution 5 Approve 2019 Annual Report For For Management 6 Approve Provision of Letter of For Against Management Guarantee by the Company for the Benefit of Its Subsidiaries 7 Approve Provision of New Guarantees by For Against Management the Company for Its Subsidiaries 8 Approve the Proposed Operation of For For Management Exchange Rate Hedging Business 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the PRC Auditors and Deloitte Touche Tohmatsu as the International Auditors and Authorize Board to Fix Their Remuneration 10 Approve the Proposed Authorization of For For Management the Board of Directors of Goldwind Investment Holding Co., Ltd, a Wholly-Owned Subsidiary of the Company, to Dispose of Shares in JL MAG RareEarth Co., Ltd. -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements and Auditors' Report 4 Approve 2019 Final Dividend For For Management Distribution 5 Approve 2019 Annual Report For For Management 6 Approve Provision of Letter of For Against Management Guarantee by the Company for the Benefit of Its Subsidiaries 7 Approve Provision of New Guarantees by For Against Management the Company for Its Subsidiaries 8 Approve the Proposed Operation of For For Management Exchange Rate Hedging Business 9 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the PRC Auditors and Deloitte Touche Tohmatsu as the International Auditors and Authorize Board to Fix Their Remuneration 10 Approve the Proposed Authorization of For For Management the Board of Directors of Goldwind Investment Holding Co., Ltd, a Wholly-Owned Subsidiary of the Company, to Dispose of Shares in JL MAG RareEarth Co., Ltd. -------------------------------------------------------------------------------- XINJIANG GUANNONG FRUIT & ANTLER CO., LTD. Ticker: 600251 Security ID: Y9724L102 Meeting Date: JUL 10, 2019 Meeting Type: Special Record Date: JUL 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Use of Idle Funds for Cash For For Management Management 3 Approve Capital Injection for For For Management Wholly-owned Subsidiary 4 Approve Change of Business Scope For For Management 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XINJIANG GUANNONG FRUIT & ANTLER CO., LTD. Ticker: 600251 Security ID: Y9724L102 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- XINJIANG GUANNONG FRUIT & ANTLER CO., LTD. Ticker: 600251 Security ID: Y9724L102 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Management System For For Management of Senior Management Members 2 Amend Related-Party Transaction For For Management Management System 3 Approve Additional Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- XINJIANG GUANNONG FRUIT & ANTLER CO., LTD. Ticker: 600251 Security ID: Y9724L102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Refinement of Certain For For Management Provisions of Xinjiang Yintong Cotton Industry Co., Ltd.'s Profit Commitment 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- XINJIANG GUANNONG FRUIT & ANTLER CO., LTD. Ticker: 600251 Security ID: Y9724L102 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- XINJIANG GUANNONG FRUIT & ANTLER CO., LTD. Ticker: 600251 Security ID: Y9724L102 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Commodity Derivative Business For For Management Hedging Management System and Foreign Exchange Business Hedging Management System -------------------------------------------------------------------------------- XINJIANG GUANNONG FRUIT & ANTLER CO., LTD. Ticker: 600251 Security ID: Y9724L102 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Related to the For For Management Performance Commitment of Yintong Cotton Industry's Capital Increase Agreement 2 Approve Guarantee Provision Plan For For Management 3 Approve Application of Comprehensive For For Management Bank Credit Lines and Authorization to Handle Specific Matters 4 Approve Use of Temporarily Idle Funds For Against Management for Cash Management -------------------------------------------------------------------------------- XINJIANG GUANNONG FRUIT & ANTLER CO., LTD. Ticker: 600251 Security ID: Y9724L102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Asset Disposal and Impairment For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- XINJIANG GUANNONG FRUIT & ANTLER CO., LTD. Ticker: 600251 Security ID: Y9724L102 Meeting Date: MAY 19, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Related Party Transaction in For For Management Connection to Sales of Lint -------------------------------------------------------------------------------- XINJIANG GUANNONG FRUIT & ANTLER CO., LTD. Ticker: 600251 Security ID: Y9724L102 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan (Revised) 2 Approve Methods to Assess the For For Management Performance of Plan Participants (Revised) 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- XINJIANG GUANNONG FRUIT & ANTLER CO., LTD. Ticker: 600251 Security ID: Y9724L102 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiao Li as Non-Independent For For Management Director 2 Approve Related Party Transaction in For For Management Connection to Participation in the Open Bidding for Cooperative Operation of Cotton Processing Plants -------------------------------------------------------------------------------- XINJIANG JOINWORLD CO., LTD. Ticker: 600888 Security ID: Y9722K106 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XINJIANG JOINWORLD CO., LTD. Ticker: 600888 Security ID: Y9722K106 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Rights to For For Management Participate in Capital Injection -------------------------------------------------------------------------------- XINJIANG JOINWORLD CO., LTD. Ticker: 600888 Security ID: Y9722K106 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction with For For Management TBEA and TBEA Group 2 Approve Related Party Transaction with For For Management Chengdu Fujiang, Henan Ocean -------------------------------------------------------------------------------- XINJIANG JOINWORLD CO., LTD. Ticker: 600888 Security ID: Y9722K106 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- XINJIANG JOINWORLD CO., LTD. Ticker: 600888 Security ID: Y9722K106 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Disposal For For Management and Impairment 4 Approve Write-off of Long-Term For For Management Receivables and Payables 5 Approve Financial Statements For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Report of the Independent For For Management Directors 8 Approve Annual Report and Summary For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Hedging and Forward Foreign For For Management Exchange Transactions 11 Approve Comprehensive Credit Line Bank For For Management Application 12 Amend Articles of Association For For Management 13 Approve Appointment of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- XINJIANG JOINWORLD CO., LTD. Ticker: 600888 Security ID: Y9722K106 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Weigang as Non-Independent For For Shareholder Director 2 Elect He Xueyan as Supervisor For For Shareholder 3 Approve Issuance of Commercial Papers For For Management -------------------------------------------------------------------------------- XINJIANG MACHINERY RESEARCH INSTITUTE CO., LTD. Ticker: 300159 Security ID: Y97261104 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- XINJIANG MACHINERY RESEARCH INSTITUTE CO., LTD. Ticker: 300159 Security ID: Y97261104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve to Appoint Financial Auditor For For Management 8 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- XINJIANG TIANFU ENERGY CO., LTD. Ticker: 600509 Security ID: Y9724B104 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Xiaojun as Non-Independent For For Management Director -------------------------------------------------------------------------------- XINJIANG TIANFU ENERGY CO., LTD. Ticker: 600509 Security ID: Y9724B104 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- XINJIANG TIANFU ENERGY CO., LTD. Ticker: 600509 Security ID: Y9724B104 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Runsheng as Non-Independent For For Management Director 1.2 Elect Zhong Ren as Non-Independent For For Management Director 1.3 Elect Pan Gefang as Non-Independent For For Management Director -------------------------------------------------------------------------------- XINJIANG TIANFU ENERGY CO., LTD. Ticker: 600509 Security ID: Y9724B104 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Related Party Transaction For For Shareholder -------------------------------------------------------------------------------- XINJIANG TIANFU ENERGY CO., LTD. Ticker: 600509 Security ID: Y9724B104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee Provision Plan For For Management 7 Approve Operations Plan For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Long-term Loan Plan For For Management 10 Approve Mortgage Plan For For Management 11 Approve Payment of Audit Fees For For Management 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XINJIANG TIANFU ENERGY CO., LTD. Ticker: 600509 Security ID: Y9724B104 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Jun as Supervisor For For Management -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Capital For For Management Financial Funds into Entrusted Loans and Related Transactions -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management and Related Party Transactions 2 Approve Appointment of Auditor and For For Management Payment of Remuneration 3 Approve Appoint of Internal Control For For Management Auditor and Payment of Remuneration 4.1 Approve Daily Related Party For For Management Transactions of China National Building Material and Its Subsidiaries 4.2 Approve Daily Related Party For For Management Transactions of Xinjiang Tianshan Building Materials (Group) Co., Ltd. and Its Subsidiaries 4.3 Approve Daily Related Party For For Management Transactions of China West Construction and Its Subsidiaries 4.4 Approve Daily Related Party For For Management Transactions of Xinjiang New Energy (Group) Environmental Development Co., Ltd. and Its Subsidiaries 5 Approve Acquisition of Assets and For For Management Related Party Transactions -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Lines and Loans For For Management 2 Approve Company's Guarantee Provision For Against Management to Subsidiary and Subsidiary's Mutual Guarantee to the Company -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Loan Application and Related For For Management Party Transactions -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- XINJIANG TIANYE CO., LTD. Ticker: 600075 Security ID: Y9724C102 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares or Convertible Bonds as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Transaction Price For For Management 2.4 Approve Payment Method For For Management 2.5 Approve Type and Par Value of Shares For For Management 2.6 Approve Target Subscribers and For For Management Subscription Method 2.7 Approve Issuance Price and Pricing For For Management Basis 2.8 Approve Issue Size For For Management 2.9 Approve Listing Location For For Management 2.10 Approve Subject and Type of For For Management Convertible Bonds Issuance 2.11 Approve Target Subscribers For For Management 2.12 Approve Par Value and Issuance Price For For Management 2.13 Approve Issue Size For For Management 2.14 Approve Bond Maturity For For Management 2.15 Approve Bond Interest Rate For For Management 2.16 Approve Period and Method of Principal For For Management Repayment and Interest Payment 2.17 Approve Conversion Period For For Management 2.18 Approve Determination of Conversion For For Management Price and Its Adjustment 2.19 Approve Correction on Conversion Price For For Management 2.20 Approve Size for Conversion For For Management 2.21 Approve Terms of Redemption For For Management 2.22 Approve Terms of Conditional Mandatory For For Management Conversion 2.23 Approve Terms of Sell-back For For Management 2.24 Approve Source of Share Conversion For For Management 2.25 Approve Attributable Dividend During For For Management the Year of Conversion 2.26 Approve Other Matters For For Management 2.27 Approve Lock-up Period For For Management 2.28 Approve Cash Payment For For Management 2.29 Approve Attributable Transitional For For Management Profit or Loss 2.30 Approve Performance Compensation For For Management Commitments 2.31 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.32 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 2.33 Approve Raising Supporting Funds and For For Management Its Usage 2.34 Approve Type and Par Value For For Management 2.35 Approve Price and Pricing Principles For For Management 2.36 Approve Issue Size For For Management 2.37 Approve Listing Location For For Management 2.38 Approve Target Subscribers For For Management 2.39 Approve Lock-up Period Arrangement For For Management 2.40 Approve Subject and Type of For For Management Convertible Bonds Issuance 2.41 Approve Target Subscribers For For Management 2.42 Approve Par Value and Issuance Price For For Management 2.43 Approve Issue Size For For Management 2.44 Approve Bond Maturity For For Management 2.45 Approve Conversion Period For For Management 2.46 Approve Determination of Conversion For For Management Price and Its Adjustments 2.47 Approve Correction on Conversion Price For For Management 2.48 Approve Size of Conversion For For Management 2.49 Approve Terms of Redemption For For Management 2.50 Approve Terms of Conditional Mandatory For For Management Conversion 2.51 Approve Terms of Sell-back For For Management 2.52 Approve Lock-up Period Arrangement For For Management 2.53 Approve Source of Share Conversion For For Management 2.54 Approve Attributable Dividend During For For Management The Year of Conversion 2.55 Approve Other Matters For For Management 2.56 Approve Resolution Validity Period For For Management 3 Approve This Transaction Constitutes For For Management as Major Asset Restructure 4 Approve This Transaction Constitutes For For Management as Related-party Transaction 5 Approve This Transaction Does Not For For Management Constitute as Major Listing 6 Approve Relevant Audit Report, Pro For For Management Forma Review Report and Evaluation Report 7 Approve Draft Report and Summary on For For Management Acquisition by Cash and Issuance of Shares or Convertible Bonds as well as Raising Supporting Funds and Related-party Transaction 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 10 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 11 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 12 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 13 Approve Signing of Conditional For For Management Acquisition by Cash and Issuance of Shares or Convertible Bonds Agreement 14 Approve Signing of Conditional Profit For For Management Forecast Compensation Agreement for This Transaction 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Basis and Fairness of Pricing For For Management for This Transaction 17 Approve Whitewash Waiver and Related For For Management Transactions 18 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 19 Approve Report on the Deposit and For For Management Usage of Previously Raised Funds 20 Approve Stock Price Volatility Had Not For For Management Reach the Standards of Article 5 Information Disclosure of Material Asset Reorganizations of Listed Companies 21 Approve Authorization of Board to For For Management Handle All Related Matters 22 Approve Signing of Conditional For For Management Entrusted Management Agreement with Jinfu Investment and Various Companies 23 Approve Signing of Conditional For For Management Entrusted Management Agreement with Tianye Group and Shihezi Tianyu Xinshi Chemical Co., Ltd. 24 Approve Signing of Conditional For For Management Entrusted Management Agreement with Tianye Group and Tianwei Cement Co., Ltd. -------------------------------------------------------------------------------- XINJIANG TIANYE CO., LTD. Ticker: 600075 Security ID: Y9724C102 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Qiang as Non-Independent For For Management Director 2 Elect Zhang Xincheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- XINJIANG TIANYE CO., LTD. Ticker: 600075 Security ID: Y9724C102 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Upper Limit Adjustment of For For Management Target Subscribers 1.2 Approve Adjustment of Issue Price and For For Management Pricing Basis of Private Placement of Shares 1.3 Approve Adjustment of Issue Price and For For Management Determination Principle of Private Placement of Convertible Bonds 1.4 Approve Adjustment of Issue Amount of For For Management Private Placement of Shares 1.5 Approve Adjustment of Issue Amount of For For Management Private Placement of Convertible Bonds 1.6 Approve Adjustment of Approve Lock-up For For Management Period Arrangement of Private Placement of Shares 1.7 Approve Adjustment of Approve Lock-up For For Management Period Arrangement of Private Placement of Convertible Bonds -------------------------------------------------------------------------------- XINJIANG TIANYE CO., LTD. Ticker: 600075 Security ID: Y9724C102 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 and 2020 Daily Related For For Management Party Transactions 2.1 Approve Upper Limit Adjustment of For For Management Target Subscribers 2.2 Approve Adjustment of Issue Price and For For Management Pricing Basis of Private Placement of Shares 2.3 Approve Adjustment of Issue Price and For For Management Determination Principle of Private Placement of Convertible Bonds 2.4 Approve Adjustment of Issue Amount of For For Management Private Placement of Shares 2.5 Approve Adjustment of Issue Amount of For For Management Private Placement of Convertible Bonds 2.6 Approve Adjustment of Approve Lock-up For For Management Period Arrangement of Private Placement of Shares 2.7 Approve Adjustment of Approve Lock-up For For Management Period Arrangement of Private Placement of Convertible Bonds -------------------------------------------------------------------------------- XINJIANG TIANYE CO., LTD. Ticker: 600075 Security ID: Y9724C102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Bank Loan For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Change in Accounting Estimates For For Management -------------------------------------------------------------------------------- XINJIANG XUEFENG SCI-TECH (GROUP) CO., LTD. Ticker: 603227 Security ID: Y972AB107 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XINJIANG XUEFENG SCI-TECH (GROUP) CO., LTD. Ticker: 603227 Security ID: Y972AB107 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- XINJIANG XUEFENG SCI-TECH (GROUP) CO., LTD. Ticker: 603227 Security ID: Y972AB107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Report of the Independent For Did Not Vote Management Directors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Report on the Deposit and For Did Not Vote Management Usage of Raised Funds 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Profit Distribution For Did Not Vote Management 8 Approve Financial Budget Plan For Did Not Vote Management 9 Approve Financing Plan For Did Not Vote Management 10 Approve Provision of Guarantee by For Did Not Vote Management Controlling Shareholders 11 Approve Profit Distribution Plan for For Did Not Vote Management Three Years 12 Approve External Donation Plan For Did Not Vote Management -------------------------------------------------------------------------------- XINJIANG XUEFENG SCI-TECH (GROUP) CO., LTD. Ticker: 603227 Security ID: Y972AB107 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner For Did Not Vote Management 2.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.4 Approve Issue Size For Did Not Vote Management 2.5 Approve Issue Price and Pricing Basis For Did Not Vote Management 2.6 Approve Lock-Up Period For Did Not Vote Management 2.7 Approve Listing Exchange For Did Not Vote Management 2.8 Approve Use of Proceeds For Did Not Vote Management 2.9 Approve Distribution Arrangement For Did Not Vote Management Before Issuance of Cumulative Earnings 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan for Private Placement of For Did Not Vote Management New Shares 4 Approve Signing of Strategic For Did Not Vote Management Cooperative Agreement 5 Approve Signing of Share Subscription For Did Not Vote Management Contract with Xinjiang Xuefeng Investment Holding Co., Ltd. 6 Approve Signing of Share Subscription For Did Not Vote Management Contract with Xinjiang Baodi Investment Co., Ltd. 7 Approve Related Party Transactions in For Did Not Vote Management Connection to Private Placement 8 Approve Whitewash Waiver and Related For Did Not Vote Management Transactions 9 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 10 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 11 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 13 Amend Management System of Raised Funds For Did Not Vote Management -------------------------------------------------------------------------------- XINJIANG YILITE INDUSTRY CO., LTD. Ticker: 600197 Security ID: Y9722R101 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XINJIANG YILITE INDUSTRY CO., LTD. Ticker: 600197 Security ID: Y9722R101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Social Responsibility Report For For Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve Appointment of Auditor For For Management 10 Approve Report of the Independent For For Management Directors 11 Approve Performance Report of the For For Management Board of Auditors 12 Approve Changes in Accounting Policies For For Management 13 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Participation in For For Management Restructuring Project and Related Party Transactions -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Working Capital Loan by For For Management Xinjiang Fulida Fiber Co., Ltd. and Provision of Joint Liability Guarantee by Company 1.2 Approve Working Capital Loan by Bazhou For For Management Jinfu Special Yarn Co., Ltd. and Provision of Joint Liability Guarantee by Company 1.3 Approve Working Capital Loan by Bazhou For Against Management Taichang Pulp Co., Ltd. and Provision of Joint Liability Guarantee by Company 1.4 Approve Comprehensive Credit Line For For Management Application by Shanghai Zhongtai Duojing Trading Co., Ltd. and Provision of Joint Liability Guarantee by Company 1.5 Approve Comprehensive Credit Line For For Management Application by Xinjiang Blue Sky Petrochemical Logistics Co., Ltd. and Provision of Joint Liability Guarantee by Company 1.6 Approve Working Capital Loan For For Management Application by Xinjiang Blue Sky Petrochemical Logistics Co., Ltd. from Agricultural Development Bank of China and Provision of Joint Liability Guarantee by Company 1.7 Approve Working Capital Loan For For Management Application by Xinjiang Blue Sky Petrochemical Logistics Co., Ltd. from Huaxia Bank Co., Ltd. and Provision of Joint Liability Guarantee by Company 1.8 Approve Comprehensive Credit Line For For Management Application by Zhongtai International Development (Hong Kong) Co., Ltd. and Provision of Joint Liability Guarantee by Company 2 Approve Provision of Counter Guarantee For For Management and Related-party Transactions 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Medium and Long term Loan For For Management Application of Xinjiang Tianyu Coal Chemical Group Co., Ltd. and Provision of Guarantee by the Company 1.2 Approve Medium and Long term Loan For For Management Application of Xinjiang Zhongtai Chemical Tuokexun Energy Chemical Co., Ltd. and Provision of Guarantee by the Company 1.3 Approve Comprehensive Credit Line For For Management Application of Xinjiang Zhongtai Import and Export Trade Co., Ltd. and Provision of Guarantee by the Company 2 Approve Provision of Counter Guarantee For For Management and Related Party Transactions -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Guarantee Provision to For For Management Xinjiang Blue Sky Petrochemical Logistics Co., Ltd. 1.2 Approve Guarantee Provision to For Against Management Xinjiang Fuli Zhenlun Cotton Textile Co., Ltd. 2 Approve Related Party Transaction in For Against Management Connection to Capital Injection Agreement -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Provision of Guarantee to For For Management Xinjiang Zhongtai Textile Group Co., Ltd. 1.2 Approve Guarantee Provision by For For Management Xinjiang Zhongtai Textile Group Co., Ltd. to Xinjiang Fuli Zhenlun Cotton Textile Co., Ltd. 1.3 Approve Guarantee Provision by Company For For Management to Xinjiang Fuli Zhenlun Cotton Textile Co., Ltd. 1.4 Approve Provision of Guarantee to For For Management Bazhou Taichang Pulp Co., Ltd. 1.5 Approve Provision of Guarantee to For Against Management Bazhou Jinfu Special Yarn Co., Ltd. 2 Approve Provision of Counter Guarantee For For Management and Related Party Transactions 3 Approve Capital Injection Agreement For Against Management and Related Party Transactions -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bian Deyun as Non-Independent For For Shareholder Director 1.2 Elect Paerhati Maimaiti Yiming as For For Shareholder Non-Independent Director 1.3 Elect Li Liangfu as Non-Independent For For Shareholder Director 1.4 Elect Xiao Jun as Non-Independent For For Shareholder Director 1.5 Elect Yu Yajing as Non-Independent For For Shareholder Director 1.6 Elect Yang Jianghong as For For Shareholder Non-Independent Director 1.7 Elect Xiao Huiming as Non-Independent For For Shareholder Director 1.8 Elect Zhou Yifeng as Non-Independent For For Shareholder Director 2.1 Elect Wang Zigao as Independent For For Shareholder Director 2.2 Elect Wang Xinhua as Independent For For Shareholder Director 2.3 Elect Li Jipeng as Independent Director For For Shareholder 2.4 Elect Wu Jiejiang as Independent For For Shareholder Director 2.5 Elect Jia Yimin as Independent Director For For Shareholder 3.1 Elect Zhao Yonglu as Supervisor For For Management 3.2 Elect Tan Shunlong as Supervisor For For Management 3.3 Elect Zhou Fang as Supervisor For For Management -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bian Deyun as Non-Independent For Did Not Vote Shareholder Director 1.2 Elect Paerhati Maimaiti Yiming as For Did Not Vote Shareholder Non-Independent Director 1.3 Elect Li Liangfu as Non-Independent For Did Not Vote Shareholder Director 1.4 Elect Xiao Jun as Non-Independent For Did Not Vote Shareholder Director 1.5 Elect Yu Yajing as Non-Independent For Did Not Vote Shareholder Director 1.6 Elect Yang Jianghong as For Did Not Vote Shareholder Non-Independent Director 1.7 Elect Xiao Huiming as Non-Independent For Did Not Vote Shareholder Director 1.8 Elect Zhou Yifeng as Non-Independent For Did Not Vote Shareholder Director 2.1 Elect Wang Zigao as Independent For Did Not Vote Shareholder Director 2.2 Elect Wang Xinhua as Independent For Did Not Vote Shareholder Director 2.3 Elect Li Jipeng as Independent Director For Did Not Vote Shareholder 2.4 Elect Wu Jiejiang as Independent For Did Not Vote Shareholder Director 2.5 Elect Jia Yimin as Independent Director For Did Not Vote Shareholder 3.1 Elect Zhao Yonglu as Supervisor For Did Not Vote Management 3.2 Elect Tan Shunlong as Supervisor For Did Not Vote Management 3.3 Elect Zhou Fang as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement 2 Approve Extension of Authorization of For For Management the Board on Private Placement -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Application of Comprehensive For For Management Bank Credit Lines 1.2 Approve Guarantee Provision for For For Management Xinjiang Huatai Heavy Chemical Co., Ltd. 1.3 Approve Guarantee Provision for For Against Management Xinjiang Zhongtai Chemical Fukang Energy Co., Ltd. 1.4 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Mining and Metallurgy Co., Ltd. 1.5 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Chemical Toxonen Chemical Co., Ltd. 1.6 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Textile Group Co., Ltd. 1.7 Approve Guarantee Provision for For For Management Xinjiang Fuli Zhenlun Cotton Spinning Co., Ltd. 1.8 Approve Guarantee Provision for For For Management Xinjiang Lantian Petrochemical Logistics Co., Ltd. 1.9 Approve Guarantee Provision for Bazhou For For Management Jinfu Special Yarn Industry Co., Ltd. 1.10 Approve Guarantee Provision for For For Management Beijing Zhongtai Qili International Technology & Trade Co., Ltd. 1.11 Approve Guarantee Provision for For For Management Zhongtai International Development (Hong Kong) Co., Ltd. 1.12 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Import and Export Trade Co., Ltd. 1.13 Approve Guarantee Provision for For For Management Shanghai Zhongtai Duojiing International Trade Co., Ltd. 1.14 Approve Guarantee Provision for Alar For For Management Zhongtai Textile Technology Co., Ltd. 1.15 Approve Guarantee Provision for For For Management Xinjiang Tiantong Modern Logistics Co. , Ltd. 1.16 Approve Guarantee Provision for For For Management Guangzhou Chuangying Chemical Industry Material Co., Ltd. 1.17 Approve Guarantee Provision for For For Management Xinjiang Weizhen Petrochemical Co., Ltd. 1.18 Approve Guarantee Provision for For For Management Zhejiang Taixin Products Co., Ltd. 1.19 Approve Guarantee Provision for Bazhou For Against Management Taichang Pulp Co., Ltd. 1.20 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Chlor-Alkali Co., Ltd. 1.21 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Calcium Carbide Co. , Ltd. 1.22 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Energy Co., Ltd. 2 Approve Guarantee Provision for For For Management Related Party 3.1 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Group Engineering Co., Ltd. 3.2 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Xintie Zhongtai Logistics Co., Ltd. 3.3 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Chuangan Environmental Technology Co., Ltd. 3.4 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Xinxin Chemical Technology Co. , Ltd. 3.5 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Xingwei Biological Technology Co., Ltd. 3.6 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Zhihui Human Resources Service Co., Ltd. 3.7 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Taichang Industry Co., Ltd. 3.8 Approve Related Party Transaction For For Management between Xinjiang Zhongtai Information Technology Engineering Co., Ltd. and Xinjiang Zhongtai (Group) Co., Ltd. and Its Subsidiaries 3.9 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Financial Leasing Co., Ltd. 3.10 Approve Related Party Transaction For For Management between Xinjiang Lantian Petrochemical Logistics Co., Ltd. and Xinjiang Zhongtai (Group) Co., Ltd. and Its Subsidiaries 3.11 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai Agricultural Development Co., Ltd. 3.12 Approve Related Party Transaction For For Management between Company Subsidiaries and Xinjiang Markor Chemical Industry Co., Ltd. 3.13 Approve Related Party Transaction of For For Management Company, Subsidiaries and Xinjiang Zhongtai (Group) Co., Ltd. 4 Approve Related Party Transaction in For For Management Connection to Company's Lease of Properties, Equipment and Other Leasing Business 5.1 Approve Additional Daily Related Party For For Management Transaction of Xinjiang Lantian Petrochemical Logistics Co., Ltd. and Its Subsidiaries as well as Xinjiang Zhongtai (Group) Co., Ltd. and Its Subsidiaries 5.2 Approve Additional Daily Related Party For For Management Transaction of a Subsidiary of Xinjiang Zhongtai Chemical Co., Ltd. and Xinjiang Markor Chemical Industry Co., Ltd. 5.3 Approve Additional Daily Related Party For For Management Transaction of a Subsidiary of Xinjiang Zhongtai Chemical Co., Ltd. as well as Xinjiang Zhongtai (Group) Co., Ltd. and Its Subsidiaries 5.4 Approve Additional Daily Related Party For For Management Transaction of a Subsidiary of Xinjiang Zhongtai Chemical Co., Ltd. as well as Xinjiang Shenhong Group Co. , Ltd. and Its Subsidiaries 6 Approve Expansion of Business Scope For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Related Party Transaction For For Management Decision System 9 Amend Code of Conduct of Controlling For For Management Shareholders and Ultimate Controlling Shareholder 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Scale and Amount of Raised For For Management Funds 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Usage of Raised Funds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Amended Draft) 4 Approve Signing of Share Subscription For For Management Supplemental Contract 5 Approve Related Party Transactions in For For Management Connection to Private Placement -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report on the Usage of Raised For For Management Funds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Formulation of Shareholder For For Management Return Plan 10.1 Approve Company's Application of For For Management Comprehensive Bank Credit Lines 10.2 Approve Guarantee Provision for For Against Management Xinjiang Zhongtai Chemical Fukang Energy Co., Ltd. 10.3 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Chemical Toksun Energy & Chemical Co., Ltd. 10.4 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Mining and Metallurgy Co., Ltd. 10.5 Approve Guarantee Provision for For For Management Xinjiang Huatai Heavy Chemical Co., Ltd. 10.6 Approve Guarantee Provision for For For Management Shanghai Zhongtai Duojing International Trade Co., Ltd. 10.7 Approve Comprehensive Bank Credit Line For For Management Application of Zhejiang Taixin Products Co., Ltd. 10.8 Approve Guarantee Provision for For For Management Xinjiang Tianyu Coal Chemical Group Co. , Ltd. 10.9 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Chlor-Alkali Co., Ltd. 10.10 Approve Guarantee Provision for For For Management Xinjiang Masonry Carbide Co., Ltd. 10.11 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Energy Co., Ltd. 11 Approve Guarantee Provision for For For Management Related Parties 12 Approve Financial Assistance Provision For For Management 13 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 14 Approve Fund-raising Project For For Management Implementation Progress 15 Approve to Adjust the Allowance of For For Management Independent Directors 16 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Financial Assistance Provision -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- XINTEC, INC. Ticker: 3374 Security ID: Y9723M127 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- XINXIANG CHEMICAL FIBER CO., LTD. Ticker: 000949 Security ID: Y9722T107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Daily Related-Party For For Management Transactions 8.1 Elect Shao Changjin as Non-Independent For For Shareholder Director 8.2 Elect Yue Shengli as Non-Independent For For Shareholder Director 8.3 Elect Song Deshun as Non-Independent For For Shareholder Director 8.4 Elect Wang Wenxin as Non-Independent For For Shareholder Director 8.5 Elect Li Yunsheng as Non-Independent For For Shareholder Director 8.6 Elect Zhu Xuexin as Non-Independent For For Shareholder Director 9.1 Elect Shang Xian as Independent For For Shareholder Director 9.2 Elect Zhou Yangmin as Independent For For Shareholder Director 9.3 Elect Wu Long as Independent Director For For Shareholder 10.1 Elect Zhang Chunlei as Supervisor For For Shareholder 10.2 Elect Wang Jun as Supervisor For For Shareholder -------------------------------------------------------------------------------- XINXIANG CHEMICAL FIBER CO., LTD. Ticker: 000949 Security ID: Y9722T107 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Manner For For Management 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Special Report on the Usage of For For Management Previously Raised Funds 7 Approve Audit Report on the Usage of For For Management Previously Raised Funds 8 Approve Signing of Shares Subscription For For Management Agreement 9 Approve Signing of Strategic For For Management Cooperation Agreement 10 Approve Related Party Transactions in For For Management Connection to Private Placement 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Shares Incentive For For Shareholder Plan Draft and Summary 2 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 3 Approve Repurchase of the Company's For For Management Shares by Auction Trading 4 Approve Authorization of the Board to For For Management Handle All Related Matters on Performance Shares Incentive Plan 5 Approve Authorization of the Board to For For Management Handle All Related Matters on Repurchase of the Company's Shares -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Financial For For Management Auditor 7 Approve Annual Budget Plan For For Management 8 Elect Song Liantang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- XINYANGFENG AGRICULTURAL TECHNOLOGY CO., LTD. Ticker: 000902 Security ID: Y1427T102 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XINYANGFENG AGRICULTURAL TECHNOLOGY CO., LTD. Ticker: 000902 Security ID: Y1427T102 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 2 Approve Provision of Guarantee by For For Management Controlling Shareholder to Wholly-owned Subsidiary 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- XINYANGFENG AGRICULTURAL TECHNOLOGY CO., LTD. Ticker: 000902 Security ID: Y1427T102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- XINYU IRON & STEEL CO., LTD. Ticker: 600782 Security ID: Y9723C103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Use of Funds for Financial For For Management Management 9 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 10 Approve to Appoint Auditor For For Management 11 Approve Hedging Business for Xingang For For Management International Trade Co., Ltd. 12 Approve Hedging Business For For Management 13 Approve Repurchase of the Company's For For Management Shares 14.1 Elect Liao Peng as Non-Independent For For Shareholder Director 15.1 Elect Gao Xue as Independent Director For For Management 16.1 Elect Li Wenhua as Supervisor For For Shareholder 16.2 Elect Xie Bin as Supervisor For For Shareholder -------------------------------------------------------------------------------- XINYU IRON & STEEL CO., LTD. Ticker: 600782 Security ID: Y9723C103 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration and Issuance of For For Management Medium-term Notes 2.1 Elect Hu Xiaodong as Independent For Against Shareholder Director -------------------------------------------------------------------------------- XISHUI STRONG YEAR CO., LTD. INNER MONGOLIA Ticker: 600291 Security ID: Y4085N102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- XIWANG FOODSTUFFS CO., LTD. Ticker: 000639 Security ID: Y9891Y101 Meeting Date: MAR 09, 2020 Meeting Type: Special Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- XIWANG FOODSTUFFS CO., LTD. Ticker: 000639 Security ID: Y9891Y101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve No Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve Internal Control Evaluation For For Management Report 5 Approve Daily Related Party For For Management Transactions 6 Approve Report of the Board of For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Approve Appointment of Auditor and For For Management Internal Control Auditor 9.1 Elect Wang Hui as Non-Independent For For Shareholder Director 9.2 Elect Sun Xinhu as Non-Independent For For Shareholder Director 9.3 Elect Wang Hongyu as Non-Independent For For Shareholder Director 9.4 Elect Du Jun as Non-Independent For For Shareholder Director 9.5 Elect Zhou Yong as Non-Independent For For Shareholder Director 9.6 Elect Zhao Xiaofen as Non-Independent For For Shareholder Director 10.1 Elect Wang Dahong as Independent For For Management Director 10.2 Elect He Dongping as Independent For For Management Director 10.3 Elect Han Benwen as Independent For For Management Director 11.1 Elect Wang Yan as Supervisor For For Shareholder 11.2 Elect Zhang Weihui as Supervisor For For Shareholder -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Change Business Scope -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Xusheng as Non-Independent For For Shareholder Director 1.2 Elect Sun Jiqiang as Non-Independent For For Shareholder Director 1.3 Elect Tan Guopiao as Non-Independent For For Shareholder Director 1.4 Elect Zhang Xueshen as Non-Independent For For Shareholder Director 1.5 Elect Chen Guidong as Non-Independent For For Shareholder Director 1.6 Elect Ren Zhihang as Non-Independent For For Shareholder Director 2.1 Elect Yin Xianggen as Independent For For Management Director 2.2 Elect Zhai Xinsheng as Independent For For Management Director 2.3 Elect Wang Xuguo as Independent For For Management Director 3.1 Elect Zhang Xinchang as Supervisor For For Shareholder 3.2 Elect Wang Wujie as Supervisor For For Shareholder 3.3 Elect Zhao Jianbin as Supervisor For For Shareholder -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Du Dandan as Non-independent For For Management Director 2 Approve Related Party Transaction For For Management 3 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Appointment of Auditor For For Management 6 Approve Report of the Board of For For Management Supervisors 7 Approve Signing of Daily Related-Party For For Management Transactions General Agreement -------------------------------------------------------------------------------- XPEC ENTERTAINMENT, INC. Ticker: 3662 Security ID: Y97250107 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business 2015 Operations For Did Not Vote Management Report and Financial Statements 2 Approve Business 2016 Operations For Did Not Vote Management Report and Financial Statements 3 Approve 2016 Statement of Profit and For Did Not Vote Management Loss Appropriation 4 Approve Business 2017 Operations For Did Not Vote Management Report and Financial Statements 5 Approve 2017 Statement of Profit and For Did Not Vote Management Loss Appropriation 6 Approve Business 2018 Operations For Did Not Vote Management Report and Financial Statements 7 Approve 2018 Statement of Profit and For Did Not Vote Management Loss Appropriation 8 Approve Business 2019 Operations For Did Not Vote Management Report and Financial Statements 9 Approve 2019 Statement of Profit and For Did Not Vote Management Loss Appropriation 10 Transact Other Business For Did Not Vote Management -------------------------------------------------------------------------------- XTEP INTERNATIONAL HOLDINGS LIMITED Ticker: 1368 Security ID: G98277109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Ding Shui Po as Director For For Management 4 Elect Ding Mei Qing as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- XUCHANG YUANDONG DRIVE SHAFT CO., LTD. Ticker: 002406 Security ID: Y9725B103 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7.1 Elect Li Qingwen as Independent For For Management Director 7.2 Elect Zheng Yuanwu as Independent For For Management Director -------------------------------------------------------------------------------- XUZHOU HANDLER SPECIAL VEHICLE CO., LTD. Ticker: 300201 Security ID: Y97265105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Credit Line Bank Application For For Management and Provision of Guarantee 8 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 9.1 Approve Type and Par Value For For Shareholder 9.2 Approve Issue Manner and Issue Time For For Shareholder 9.3 Approve Target Subscribers and For For Shareholder Subscription Method 9.4 Approve Issue Price and Pricing Basis For For Shareholder 9.5 Approve Issue Size For For Shareholder 9.6 Approve Lock-up Period For For Shareholder 9.7 Approve Listing Exchange For For Shareholder 9.8 Approve Amount and Use of Proceeds For For Shareholder 9.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 9.10 Approve Resolution Validity Period For For Shareholder 10 Approve Demonstration Analysis Report For For Shareholder in Connection to Private Placement 11 Approve Private Placement of Shares For For Shareholder 12 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 13 Approve Report on the Usage of For For Shareholder Previously Raised Funds 14 Approve Related Party Transactions in For For Shareholder Connection to Private Placement 15 Approve Signing of Shares Subscription For For Shareholder Agreement 16 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Private Placement of Shares 17 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Shareholder Return Plan For For Shareholder 19 Approve Related Party Transactions in For For Shareholder the Last 3 Years 20 Approve Daily Related Party For For Shareholder Transactions 21 Approve Adjustment of Lock-up Period For For Shareholder 22 Approve Private Placement of Shares For For Shareholder (Revised Draft) 23 Approve Demonstration Analysis Report For For Shareholder in Connection to Private Placement (Revised Draft) 24 Approve Signing of Supplemental For For Shareholder Agreement of Subscription Agreement 25 Approve Whitewash Waiver and Related For For Shareholder Transactions 26 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised Draft) -------------------------------------------------------------------------------- XUZHOU HANDLER SPECIAL VEHICLE CO., LTD. Ticker: 300201 Security ID: Y97265105 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jin Shiwei as Non-independent For For Shareholder Director 1.2 Elect Dong Dai as Non-independent For For Shareholder Director 1.3 Elect Tong Xiaomin as Non-independent For For Shareholder Director 1.4 Elect Bo Xiaoming as Non-independent For For Shareholder Director 1.5 Elect Zhang Xiuwei as Non-independent For For Shareholder Director 1.6 Elect Yin Yaping as Non-independent For For Shareholder Director 2 Elect Li Yuhua as Supervisor For For Management -------------------------------------------------------------------------------- XXENTRIA TECHNOLOGY MATERIALS CO., LTD. Ticker: 8942 Security ID: Y9724X106 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 8 Amend Rules and Procedures for For For Management Election of Directors 9.1 Elect Hsien-Te Cheng, with Shareholder For For Management No. 1, as Non-Independent Director 9.2 Elect Hsien-Sung Cheng, with For Against Management Shareholder No. 3, as Non-Independent Director 9.3 Elect Ching-Liang Huang, with For Against Management Shareholder No. 21, as Non-Independent Director 9.4 Elect Lung-Shan Chiang, with For Against Management Shareholder No. 5, as Non-Independent Director 9.5 Elect a Representative of San-Han Co., For Against Management Ltd, with Shareholder No. 19058, as Non-Independent Director 9.6 Elect Hsien-Tang Cheng, with For Against Management Shareholder No. 33, as Non-Independent Director 9.7 Elect Ming-Cheng Hsieh, with For Against Management Shareholder No. 4, as Non-Independent Director 9.8 Elect Kuo-Chung Cheng, with For Against Management Shareholder No. 8, as Non-Independent Director 9.9 Elect Chun-Tso Yen, with Shareholder For For Management No. 0000058468, as Independent Director 9.10 Elect Wen-Hsien Tsai, with ID No. For For Management F121419XXX, as Independent Director 9.11 Elect Rong-Bin Wu, with Shareholder No. For For Management 55308, as Independent Director 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- Y.U.D. YANGTZE RIVER INVESTMENT INDUSTRY CO., LTD. Ticker: 600119 Security ID: Y9867R106 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Disposal of Assets For For Management 2 Elect Zheng Jinguo as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- Y.U.D. YANGTZE RIVER INVESTMENT INDUSTRY CO., LTD. Ticker: 600119 Security ID: Y9867R106 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Disposal of Assets For Did Not Vote Management 2 Elect Zheng Jinguo as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- YABAO PHARMACEUTICAL GROUP CO., LTD. Ticker: 600351 Security ID: Y7701H102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Amend Articles of Association For For Management 8 Approve Appointment of Auditor For For Management 9.1 Elect Ren Wuxian as Non-Independent For For Shareholder Director 9.2 Elect Ren Wei as Non-Independent For For Shareholder Director 9.3 Elect Ren Pengbo as Non-Independent For For Shareholder Director 9.4 Elect Li Songjun as Non-Independent For For Shareholder Director 9.5 Elect Liu Yong'an as Non-Independent For For Shareholder Director 10.1 Elect Yu Chunjiang as Independent For For Management Director 10.2 Elect Liu Junyan as Independent For For Management Director 10.3 Elect Cui Minxuan as Independent For For Management Director 10.4 Elect Tan Yong as Independent Director For For Management 11.1 Elect Xu Zhenjiang as Supervisor For For Management 11.2 Elect Ning Huiqiang as Supervisor For For Management 11.3 Elect Wang Gang as Supervisor For For Management -------------------------------------------------------------------------------- YADEA GROUP HOLDINGS LTD. Ticker: 1585 Security ID: G9830F106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Dong Jinggui as Director For For Management 2A2 Elect Qian Jinghong as Director For For Management 2A3 Elect Shen Yu as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- YAGEO CORP. Ticker: 2327 Security ID: Y9723R100 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Common Shares for For For Management Cash for Sponsoring Issuance of GDR -------------------------------------------------------------------------------- YAGEO CORP. Ticker: 2327 Security ID: Y9723R100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees -------------------------------------------------------------------------------- YAMAMAH SAUDI CEMENT CO. Ticker: 3020 Security ID: M9868H100 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Dividends of SAR 0.50 per Share For For Management 6 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 and Q1 of FY 2021 7 Approve Related Party Transactions Re: For For Management Saudi Yamani Company 8 Approve Related Party Transactions Re: For For Management Arabian Shield Insurance Company (Sultan bin Mohammed bin Saoud Al Kabeer) 9 Approve Related Party Transactions Re: For For Management Arabian Shield Insurance Company (Nayif bin Sultan bin Mohammed bin Saoud Al Kabeer) 10 Approve Related Party Transactions Re: For For Management Zain Saudi Company 11 Approve Related Party Transactions Re: For For Management Cement Product Industry Company 12 Allow Directors to Be Involved with For For Management Other Companies Re: Jihad Al Rasheed 13 Approve Remuneration of Directors of For For Management 2,400 Thousand for FY 2019 14 Approve Remuneration Policy Re: For For Management Directors, Committees and Management -------------------------------------------------------------------------------- YAN TAI SHUANG TA FOOD CO., LTD. Ticker: 002481 Security ID: Y9732V100 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Intended Usage of For For Management Raised Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Location For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- YAN TAI SHUANG TA FOOD CO., LTD. Ticker: 002481 Security ID: Y9732V100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the General Managers For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Profit Distribution For For Management 10 Approve Application of Bank Credit For For Management Lines 11 Approve Provision of Guarantee For Against Management 12 Approve Increase in Registered Capital For For Management of Wholly-owned Subsidiary 13 Approve Remuneration of Directors, For For Management Supervisors and Senior Management -------------------------------------------------------------------------------- YAN TAI SHUANG TA FOOD CO., LTD. Ticker: 002481 Security ID: Y9732V100 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Junmin as Non-Independent For For Shareholder Director 1.2 Elect Li Yulin as Non-Independent For For Shareholder Director 1.3 Elect Sui Junmei as Non-Independent For For Shareholder Director 1.4 Elect Zhang Shucheng as For For Shareholder Non-Independent Director 1.5 Elect Shao Wanbin as Non-Independent For For Shareholder Director 1.6 Elect Liu Shuxian as Non-Independent For For Shareholder Director 2.1 Elect Fan Zhongting as Independent For For Shareholder Director 2.2 Elect Xie Guangyi as Independent For For Shareholder Director 2.3 Elect Zhao Huina as Independent For For Shareholder Director 3.1 Elect Zang Qingjia as Supervisor For For Shareholder 3.2 Elect Ma Juping as Supervisor For For Shareholder -------------------------------------------------------------------------------- YANBU CEMENT CO. Ticker: 3060 Security ID: M9869M108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Interim Dividends of SAR 1.25 For For Management Per Share for Second Half of FY 2019, and Acknowledge Distribution of SAR 0. 75 Per Share for First Half of FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 7 Approve Interim Dividends Semi For For Management Annually for FY 2020 -------------------------------------------------------------------------------- YANBU CEMENT CO. Ticker: 3060 Security ID: M9869M108 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fahad Al Rajhi as Director None Abstain Management 1.2 Elect Fahad Al Ajlan as Director None Abstain Management 1.3 Elect Bassil Al Fareehi as Director None Abstain Management 1.4 Elect Ameen Al Suneidi as Director None For Management 1.5 Elect Ahmed Zuqeel as Director None Abstain Management 1.6 Elect Riyadh Abalkheil as Director None For Management 1.7 Elect Mohammed Al Khureiji as Director None For Management 1.8 Elect Abdulazeez Al Rajhi as Director None Abstain Management 1.9 Elect Azeez Al Qahtani as Director None Abstain Management 1.10 Elect Mureea Habbash as Director None Abstain Management 1.11 Elect Feisal Al Ahmari as Director None Abstain Management 1.12 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.13 Elect Salah Al Hazami has Director None Abstain Management 1.14 Elect Ahmed Murad as Director None Abstain Management 1.15 Elect Fahad Al Shamri as Director None Abstain Management 1.16 Elect Ali Al Busalih as Director None Abstain Management 1.17 Elect Khalid Al Amoudi as Director None Abstain Management 1.18 Elect Ali Al Aied as Director None Abstain Management 1.19 Elect Thamir Al Wadee as Director None Abstain Management 1.20 Elect Turki Al Mubarak as Director None Abstain Management 1.21 Elect Majd Al Suweigh as Director None Abstain Management 1.22 Elect Omar Al Dakheel as Director None Abstain Management 1.23 Elect Ghassan Kashmiri as Director None Abstain Management 1.24 ElElect Abou Bakr Ba Abbad as Director None Abstain Management 1.25 Elect Saeed Obeid as Director None Abstain Management 1.26 Elect Ibrahim Al Rashid as Director None For Management 1.27 Elect Hassan Karkadan as Director None Abstain Management 1.28 Elect Issa Ba Issa as Director None Abstain Management 1.29 Elect Thabit Al Suweid as Director None Abstain Management 1.30 Elect Heitham Youssef as Director None Abstain Management 1.31 Elect Turki Al Qabbari as Director None Abstain Management 1.32 Elect Abdullah Al Fifi as Director None Abstain Management 1.33 Elect Ahmed Al Muzeini as Director None Abstain Management 1.34 Elect Mohammed Al Moammar as Director None Abstain Management 1.35 Elect Abdulrahman Al Zahrani as None Abstain Management Director 1.36 Elect Khalid Al Khudheiri as Director None Abstain Management 1.37 Elect Khalid Al Suleiman as Director None Abstain Management 2 Elect Members of Audit Committee, For Against Management Approve its Charter and the Remuneration of Its Members 3 Authorize Board to Operate from 20 For For Management June 2020 Until The Date of The Annual General Meeting 30 June 2020 -------------------------------------------------------------------------------- YANBU NATIONAL PETROCHEMICAL CO. Ticker: 2290 Security ID: M98699107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 2 Accept Financial Statements and For For Management Statutory Reports for FY 2019 3 Approve Board Report on Company For For Management Operations for FY 2019 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2019 7 Ratify Distributed Dividends of SAR 1. For For Management 75 per Share for First Half of FY 2019 8 Approve Dividends of SAR 1.75 per For For Management Share for Second Half of FY 2019 9 Amend Nomination and Remuneration For For Management Committee Charter 10.1 Elect Abdulrahman Shamsuddin as None Abstain Management Director 10.2 Elect Majid Noureddin as Director None Abstain Management 10.3 Elect Feisal Al Biheir as Director None Abstain Management 10.4 Elect Sameeh Al Sahafi as Director None Abstain Management 10.5 Elect Khalid Al Rabiah as Director None Abstain Management 10.6 Elect Ahmed Al Maghamiss as Director None Abstain Management 10.7 Elect Ahmed Murad as Director None Abstain Management 10.8 Elect Ibrahim Al Seef as Director None Abstain Management 10.9 Elect Fahad Al Deiban as Director None Abstain Management 10.10 Elect Salman Al Hawawi as Director None Abstain Management 10.11 Elect Julban Al Julban as Director None Abstain Management 10.12 Elect Khalid Al Haqeel as Director None Abstain Management 10.13 Elect Fahad Al Shamri as Director None Abstain Management 10.14 Elect Abdulsalam Al Dureibi as Director None Abstain Management 10.15 Elect Mishari Al Aseemi as Director None Abstain Management 10.16 Elect Abdullah Al Milhim as Director None Abstain Management 10.17 Elect Mohammed Othman as Director None Abstain Management 10.18 Elect Majid Al Dawas as Director None Abstain Management 10.19 Elect Mohammed Mouakli as Director None Abstain Management 11 Elect Members of Audit Committee, For Against Management Approve Its Charter and the Remuneration of Its Members 12 Approve Quarterly/Semiannually For For Management Dividends for FY 2020 -------------------------------------------------------------------------------- YANG GUANG CO., LTD. Ticker: 000608 Security ID: Y29301101 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Loan Period and For For Management Continue to Provide Guarantee -------------------------------------------------------------------------------- YANG GUANG CO., LTD. Ticker: 000608 Security ID: Y29301101 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Report of the Board of For For Management Supervisors 6 Approve Appointment of Auditor For For Management 7 Approve Allowance of Chairman of the For For Management Board 8 Approve Allowance of Independent For For Management Directors 9 Elect Chang Liming as Non-Independent For For Shareholder Director 10 Elect Xiong Wei as Non-Independent For For Shareholder Director 11 Elect Zhou Lei as Non-Independent For For Shareholder Director 12 Elect Zhang Zhifei as Non-Independent For For Shareholder Director 13 Elect Liu Pingchun as Independent For For Shareholder Director 14 Elect Ma Zhixin as Supervisor For For Shareholder 15 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- YANG MING MARINE TRANSPORT CORP. Ticker: 2609 Security ID: Y9729D105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3.1 Elect JEI FUU CHEN, with SHAREHOLDER For For Management NO.A120773XXX as Independent Director 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 7 Approve Private Placement of Preferred For For Management A Shares -------------------------------------------------------------------------------- YANG QUAN COAL INDUSTRY (GROUP) CO., LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Preferred Stock 2.1 Approve Share Type and Issue Size For For Management 2.2 Approve Issue Manner and Target For For Management Subscribers 2.3 Approve Par Value and Issue Price or For For Management Pricing Principle 2.4 Approve Share Dividend Rate or For For Management Principle of Determination 2.5 Approve Method for Holders of For For Management Preferred Stocks to Participate in Profit Distribution 2.6 Approve Repurchase Clause For For Management 2.7 Approve Limitation and Recovery of For For Management Voting Rights 2.8 Approve Order and Method of Liquidation For For Management 2.9 Approve Arrangements for Credit Rating For For Management and Tracking 2.10 Approve Guarantee in Relation to For For Management Issuance of Preferred Stock 2.11 Approve Arrangement for Listing or For For Management Transfer after Issuance of Preferred Stock 2.12 Approve Usage of Raised Funds For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Issuance of Preferred Stock For For Management 4 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 5 Approve Commitment from Directors, For For Management Senior Management Members, and Controlling Shareholders Regarding Counter-dilution Measures 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Preferred Stock 10.1 Elect Liu Youtu as Supervisor For For Shareholder 10.2 Elect Zhang Baoyuan as Supervisor For For Shareholder 10.3 Elect Wu Huichun as Supervisor For For Shareholder 10.4 Elect Wang Huai as Supervisor For For Shareholder -------------------------------------------------------------------------------- YANG QUAN COAL INDUSTRY (GROUP) CO., LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Mining Right For For Management Resource Integration Entrustment Service Agreement and Entrust Controlling Shareholder to Pay Mining Right Price 2 Approve Change in Registered Address For For Management and Amend Articles of Association 3 Approve Financial Service Agreement For For Management 4 Approve Provision of Entrusted Loan to For For Management Subsidiary 5 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- YANG QUAN COAL INDUSTRY (GROUP) CO., LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve 2019 Daily Related-party For For Management Transactions 7 Approve 2020 Daily Related-party For For Management Transactions 8 Approve Report of the Independent For For Management Directors 9 Approve Performance Report of Audit For For Management Committee 10 Approve Internal Control Evaluation For For Management Report 11 Approve Internal Control Audit Report For For Management 12 Approve Signing of Coal Sales Contract For For Management 13 Approve Signing of Comprehensive For For Management Service Contract 14 Approve Provision of Counter Guarantee For For Management 15 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Beijing Hongbo Taicheng Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee to For For Management Ganzhou Xuguang Real Estate Development Co., Ltd. 3 Approve Provision of Guarantee to For For Management Guigang Runjia Real Estate Co., Ltd. 4 Approve Provision of Guarantee to For For Management Tongren Jiahao Real Estate Development Co., Ltd. 5 Approve Provision of Guarantee to For For Management Xuchang Shengguang Real Estate Development Co., Ltd. 6 Approve Provision of Guarantee to For For Management Qixing Guanhongji Real Estate Development Co., Ltd. 7 Approve Provision of Guarantee to For For Management Associate Subsidiary -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Beihai Yucheng Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee to For For Management Chengdu Fujingguang Real Estate Co., Ltd. 3 Approve Provision of Guarantee to For For Management Changxing Wanyi Investment Co., Ltd. 4 Approve Provision of Guarantee to For For Management Fuzhou Likangteng Real Estate Development Co., Ltd. 5 Approve Provision of Guarantee to For For Management Zhanjiang Chikan District Sunshine City Real Estate Development Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Related For For Management Party Transactions 2 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Jinhua Ruixiang Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee to For For Management Meizhou Guangyao Real Estate Development Co., Ltd. 3 Approve Purchase of Receivables for For For Management Financing of Basic Assets -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Changxing Wanyi Investment Co., Ltd. 2 Approve Provision of Guarantee for For For Management Chengdu Xixiangguang Real Estate Co., Ltd. 3 Approve Provision of Guarantee for For For Management Fuzhou Rongxingtai Real Estate Development Co., Ltd. 4 Approve Provision of Guarantee for For For Management Kunming Tongying Real Estate Development Co., Ltd. 5 Approve Provision of Guarantee for For For Management Tian'an Zhigu (Shanghai) Construction Development Co., Ltd. 6 Approve Provision of Guarantee for For For Management Jiangxi Juguang Real Estate Co., Ltd. 7 Approve Provision of Guarantee for For For Management Zhangpu Zhenyang Real Estate Development Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Foreign Exchange Hedging For For Management Business 2 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Jingdezhen Yuguang Real Estate Co., Ltd. 2 Approve Provision of Guarantee for For For Management Zhongda Real Estate Group Nanchang Co. , Ltd. 3 Approve Provision of Guarantee for For For Management Jiangxi Haoguang Real Estate Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Fuzhou Guangxuyang Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee for For For Management Yangguang Cheng (Liaoning) Real Estate Development Co., Ltd. 3 Approve Provision of Guarantee for For For Management Ji'an Jinchen Real Estate Co., Ltd. 4 Approve Provision of Guarantee for For For Management Shenzhen Junling Investment Development Co., Ltd. 5 Approve Provision of Guarantee for For For Management Fuzhou Lanjun Real Estate Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Taizhou Jiaojiang Fangyuanrong Resettlement Co., Ltd. 2 Approve Provision of Guarantee to Yiwu For For Management Lianding Real Estate Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mortgage Receivables for For For Management Financing 2 Approve Provision of Guarantee for For For Management Shaanxi Xuzhiguang Real Estate Co., Ltd. 3 Approve Provision of Guarantee for For For Management Sunshine City Group Guangxi Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Shanghai Hanxin Enterprise Management Co., Ltd. 2 Approve Provision of Guarantee for For For Management Fuzhou Haiguang Rongchuang Real Estate Co., Ltd. 3 Approve Provision of Guarantee for For For Management Jurong Xuanyin Real Estate Co., Ltd. 4 Approve Purchase Receivables for For For Management Financing of Fundamental Assets -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Subsidiary 2 Approve Provision of Guarantee for For For Management Associate Subsidiary -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Xiangdong as Independent For For Management Director -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Fuzhou Zhentai Real Estate Co., Ltd. 2 Approve Provision of Guarantee for For For Management Guangxi Yangtangmao Real Estate Co., Ltd. 3 Approve Provision of Guarantee for For For Management Hangzhou Linguang Real Estate Development Co., Ltd. 4 Approve Provision of Guarantee for For For Management Nanping Shiyangda Real Estate Co., Ltd. 5 Approve Provision of Guarantee for For For Management Qidong Guangxun Real Estate Development Co., Ltd. 6 Approve Mortgage Receivables for For For Management Financing -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Bengbu Guangrui Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee to For For Management Liaoning College Logistics Group Real Estate Development Co.,Ltd. 3 Approve Provision of Guarantee to For For Management Shantou Yangguang Fengsheng Real Estate Development Co., Ltd. 4 Approve Provision of Guarantee to For For Management Tianjin Ruiguang Real Estate Development Co., Ltd. 5 Approve Provision of Guarantee to For For Management Xinjiang Shengtaijia Real Estate Development Co., Ltd. 6 Approve Provision of Guarantee to For For Management Ningbo Zhongjiao Meilu Real Estate Co. , Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Guarantee For For Management 3 Approve Asset Management of Mortgage For For Management Receivables 4 Approve Asset Management of Mortgage For For Management Receivables of Regional Companies -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Shanghai Guangye Real Estate 2 Approve Provision of Guarantee to For For Management Hangzhou Biguang Real Estate -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Supply Chain Assets for Asset For For Management Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Hangzhou Biguang Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee to For For Management Xuchang Tiantu Real Estate Co., Ltd. 3 Approve Provision of Guarantee to For For Management Qixing Guanhongji Real Estate Development Co., Ltd. 4 Approve Establishment of CMBN Asset For For Management Backed Notes 5 Approve Debt Financing For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Credit Line Bank Application For For Management 11 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Bidding for Land 12 Approve Guarantee Plan For For Management 13 Approve Provision of Shareholder Loans For For Management to Some Real Estate Project Companies 14.1 Elect Lin Tengjiao as Non-independent For For Management Director 14.2 Elect Zhu Rongbin as Non-independent For For Management Director 14.3 Elect He Mei as Non-independent For For Management Director 14.4 Elect Lin Yihui as Non-independent For For Management Director 14.5 Elect Liao Jianfeng as Non-independent For For Management Director 14.6 Elect Zhong Changhao as For For Management Non-independent Director 15.1 Elect Lu Xiaoma as Independent Director For For Management 15.2 Elect Liu Jingdong as Independent For For Management Director 15.3 Elect Wu Xiangdong as Independent For For Management Director 15.4 Elect Guo Yongqing as Independent For For Management Director 16.1 Elect Wu Jie as Supervisor For For Management 16.2 Elect Yu Meng as Supervisor For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAY 18, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Affiliate Company Guangzhou Dangdai Tengxin 2 Approve Provision of Guarantee to For For Management Subsidiary Guangzhou Libihuize Real Estate 3 Approve Provision of Guarantee to For For Management Subsidiary Kunming Tongying Real Estate 4 Approve Provision of Guarantee to For For Management Subsidiary Nanning Yangzheng Shengguang Real Estate 5 Approve Provision of Guarantee to For For Management Subsidiary Yichang Tengshun Real Estate 6 Approve Provision of Guarantee to For For Management Subsidiaries Bengbu Guangrui Real Estate and Hangzhou Biguang Real Estate -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: JUN 12, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan to Use Partial For For Management Mortgage Receivable Claims for Asset Management -------------------------------------------------------------------------------- YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED COMPANY Ticker: 6869 Security ID: Y9737F118 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Ma Jie as Director and Authorize For For Management Board to Fix His Remuneration 1.02 Elect Guo Tao as Director and For For Management Authorize Board to Fix His Remuneration 1.03 Elect Zhuang Dan as Director and For For Management Authorize Board to Fix His Remuneration 1.04 Elect Philippe Claude Vanhille as For For Management Director and Authorize Board to Fix His Remuneration 1.05 Elect Pier Francesco Facchini as For For Management Director and Authorize Board to Fix His Remuneration 1.06 Elect Frank Franciscus Dorjee as For For Management Director and Authorize Board to Fix His Remuneration 1.07 Elect Xiong Xiangfeng as Director and For For Management Authorize Board to Fix His Remuneration 1.08 Elect Lai Zhimin as Director and For For Management Authorize Board to Fix Her Remuneration 1.09 Elect Bingsheng Teng as Director and For For Management Authorize Board to Fix His Remuneration 1.10 Elect Liu Deming as Director and For For Management Authorize Board to Fix His Remuneration 1.11 Elect Song Wei as Director and For For Management Authorize Board to Fix His Remuneration 1.12 Elect Wong Tin Yau, Kelvin as Director For For Management and Authorize Board to Fix His Remuneration 2.01 Elect Li Ping as Supervisor and For For Management Authorize Board to Fix His Remuneration 2.02 Elect Li Zhuo as Supervisor and For For Management Authorize Board to Fix His Remuneration 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7.1 Approve The Proposed Annual Caps for For For Shareholder the Continuing Connected Transactions Contemplated Under the Optical Fibre Technology Cooperation Agreement and Related Transactions 7.2 Approve The Purchase Framework For For Shareholder Agreement, The Sales Framework Agreement, Proposed Annual Caps and Related Transactions 7.3 Approve The Estimates of the 2020 to For For Shareholder 2022 Annual Transaction Amounts for The Related Party Transactions to be Carried Out in The Ordinary and Usual Course of Business and Related Transactions 8 Approve The 2020 Annual External For For Shareholder Guarantee Amount and Related Transactions -------------------------------------------------------------------------------- YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED COMPANY Ticker: 6869 Security ID: Y9737F100 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Ma Jie as Director and Authorize For For Management Board to Fix His Remuneration 1.02 Elect Guo Tao as Director and For For Management Authorize Board to Fix His Remuneration 1.03 Elect Zhuang Dan as Director and For For Management Authorize Board to Fix His Remuneration 1.04 Elect Philippe Claude Vanhille as For For Management Director and Authorize Board to Fix His Remuneration 1.05 Elect Pier Francesco Facchini as For For Management Director and Authorize Board to Fix His Remuneration 1.06 Elect Frank Franciscus Dorjee as For For Management Director and Authorize Board to Fix His Remuneration 1.07 Elect Xiong Xiangfeng as Director and For For Management Authorize Board to Fix His Remuneration 1.08 Elect Lai Zhimin as Director and For For Management Authorize Board to Fix Her Remuneration 1.09 Elect Bingsheng Teng as Director and For For Management Authorize Board to Fix His Remuneration 1.10 Elect Liu Deming as Director and For For Management Authorize Board to Fix His Remuneration 1.11 Elect Song Wei as Director and For For Management Authorize Board to Fix His Remuneration 1.12 Elect Wong Tin Yau, Kelvin as Director For For Management and Authorize Board to Fix His Remuneration 2.01 Elect Li Ping as Supervisor and For For Management Authorize Board to Fix His Remuneration 2.02 Elect Li Zhuo as Supervisor and For For Management Authorize Board to Fix His Remuneration 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7.01 Approve The Proposed Annual Caps for For For Shareholder the Continuing Connected Transactions Contemplated Under the Optical Fibre Technology Cooperation Agreement and Related Transactions 7.02 Approve The Purchase Framework For For Shareholder Agreement, The Sales Framework Agreement, Proposed Annual Caps and Related Transactions 7.03 Approve The Estimates of the 2020 to For For Shareholder 2022 Annual Transaction Amounts for The Related Party Transactions to be Carried Out in The Ordinary and Usual Course of Business and Related Transactions 8 Approve The 2020 Annual External For For Shareholder Guarantee Amount and Related Transactions -------------------------------------------------------------------------------- YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED COMPANY Ticker: 6869 Security ID: Y9737F100 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED COMPANY Ticker: 6869 Security ID: Y9737F118 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED COMPANY Ticker: 6869 Security ID: Y9737F118 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase Framework Agreement For For Management Entered Into between Prysmian S.p.A., Annual Caps and Related Transactions 2 Approve Supplemental Framework For For Management Agreement Entered Into between China Huaxin Post and Telecom Technologies Co., Ltd, Annual Caps and Related Transactions 3 Approve Supplemental Framework For For Management Agreement Entered Into between Nokia Shanghai Bell Co., Ltd, Annual Caps and Related Transactions 4 Approve 2019 Report of the Board For For Management 5 Approve 2019 Report of the Board of For For Management Supervisors 6 Approve 2019 Annual Report For For Management 7 Approve 2019 Final Financial Report For For Management 8 Approve 2019 Profit Distribution Plan For For Management 9 Approve KPMG Huazhen LLP as Auditors For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 11 Approve the Proposal in Relation to For For Management the Proposed Mandate for Issue of Debt Financing Instruments and Relevant Authorization 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors -------------------------------------------------------------------------------- YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED COMPANY Ticker: 6869 Security ID: Y9737F100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase Framework Agreement For For Management Entered Into between Prysmian S.p.A., Annual Caps and Related Transactions 2 Approve Supplemental Framework For For Management Agreement Entered Into between China Huaxin Post and Telecom Technologies Co., Ltd, Annual Caps and Related Transactions 3 Approve Supplemental Framework For For Management Agreement Entered Into between Nokia Shanghai Bell Co., Ltd, Annual Caps and Related Transactions 4 Approve 2019 Report of the Board For For Management 5 Approve 2019 Report of the Board of For For Management Supervisors 6 Approve 2019 Annual Report For For Management 7 Approve 2019 Final Financial Report For For Management 8 Approve 2019 Profit Distribution Plan For For Management 9 Approve KPMG Huazhen LLP as Auditors For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 11 Approve the Proposal in Relation to For For Management the Proposed Mandate for Issue of Debt Financing Instruments and Relevant Authorization 12 Amend Articles of Association For For Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisors -------------------------------------------------------------------------------- YANGZHOU YANGJIE ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 300373 Security ID: Y97292109 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- YANGZHOU YANGJIE ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 300373 Security ID: Y97292109 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of For For Management the Employee Share Purchase Plan 2 Approve Revised Management System of For For Management Employee Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve List of Participants for For For Management Employee Share Purchase Plan -------------------------------------------------------------------------------- YANGZHOU YANGJIE ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 300373 Security ID: Y97292109 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- YANGZHOU YANGJIE ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 300373 Security ID: Y97292109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YANGZHOU YANGJIE ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 300373 Security ID: Y97292109 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liang Qin as Non-independent For For Management Director 1.2 Elect Liu Congning as Non-independent For For Management Director 1.3 Elect Liang Yao as Non-independent For For Management Director 1.4 Elect Chen Runsheng as Non-independent For For Management Director 2.1 Elect Jin Zhiguo as Independent For For Management Director 2.2 Elect Yu Xiekang as Independent For For Management Director 2.3 Elect Chen Tongguang as Independent For For Management Director 3.1 Elect Xu Ping as Supervisor For For Management 3.2 Elect Zhao Zheng as Supervisor For For Management -------------------------------------------------------------------------------- YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD. Ticker: BS6 Security ID: Y9728A102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Xu Wen Jiong as Director For Against Management 5 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 7 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- YANLORD LAND GROUP LIMITED Ticker: Z25 Security ID: Y9729A101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4a Elect Zhong Ming as Director For For Management 4b Elect Hee Theng Fong as Director For For Management 5 Elect Teo Ser Luck as Director For For Management 6 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- YANTAI CHANGYU PIONEER WINE CO., LTD. Ticker: 200869 Security ID: Y9739T108 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Qinglin as Independent For For Management Director -------------------------------------------------------------------------------- YANTAI CHANGYU PIONEER WINE CO., LTD. Ticker: 200869 Security ID: Y9739T116 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Qinglin as Independent For For Management Director -------------------------------------------------------------------------------- YANTAI CHANGYU PIONEER WINE CO., LTD. Ticker: 200869 Security ID: Y9739T116 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Profit Distribution For For Management 5 Elect Stefano Battioni as For For Management Non-Independent Director 6 Elect Yu Renzhu as Independent Director For For Management 7 Approve Acquisition of Tourism Business For For Management 8 Approve Transfer of Trademark For For Management 9 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- YANTAI CHANGYU PIONEER WINE CO., LTD. Ticker: 200869 Security ID: Y9739T108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Profit Distribution For For Management 5 Elect Stefano Battioni as For For Management Non-Independent Director 6 Elect Yu Renzhu as Independent Director For For Management 7 Approve Acquisition of Tourism Business For For Management 8 Approve Transfer of Trademark For For Management 9 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- YANTAI CHANGYU PIONEER WINE CO., LTD. Ticker: 200869 Security ID: Y9739T116 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yun as Non-Independent For For Management Director -------------------------------------------------------------------------------- YANTAI CHANGYU PIONEER WINE CO., LTD. Ticker: 200869 Security ID: Y9739T108 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yun as Non-Independent For For Management Director -------------------------------------------------------------------------------- YANTAI DONGCHENG BIOCHEMICALS CO., LTD. Ticker: 002675 Security ID: Y9727E105 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- YANTAI DONGCHENG BIOCHEMICALS CO., LTD. Ticker: 002675 Security ID: Y9727E105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve to Appoint Auditor For For Management 8 Approve Use of Idle Raised Funds and For For Management Own Funds to Invest in Financial Products 9 Elect Xia Bing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- YANTAI EDDIE PRECISION MACHINERY CO., LTD. Ticker: 603638 Security ID: Y9740J107 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YANTAI EDDIE PRECISION MACHINERY CO., LTD. Ticker: 603638 Security ID: Y9740J107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Change in Registered Capital, For For Management Change in Business Scope and Amendments to Articles of Association 9 Approve Financial Budget For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management System of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Use of Idle Own Funds to For For Management Invest in Bank Financial Products 5.1 Elect Sun Weijie as Non-Independent For For Management Director 5.2 Elect Wang Kunxiao as Non-Independent For For Management Director 5.3 Elect Liu Zhenfeng as Non-Independent For For Management Director 5.4 Elect Wang Jili as Non-Independent For For Management Director 5.5 Elect Liu Dong as Non-Independent For For Management Director 5.6 Elect Zhang Zhigang as Non-Independent For For Management Director 6.1 Elect Wang Yantao as Independent For For Management Director 6.2 Elect Wang Xinlan as Independent For For Management Director 6.3 Elect Zhang Xiaoxiao as Independent For For Management Director 7.1 Elect Dong Tingting as Supervisor For For Management 7.2 Elect Yu Xiao as Supervisor For For Management -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Credit Line and Provision of For Against Management Guarantee 9 Approve Foreign Exchange Hedging For For Management Business -------------------------------------------------------------------------------- YANTAI TAYHO ADVANCED MATERIALS CO., LTD. Ticker: 002254 Security ID: Y9732U102 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption and For For Management Acquisition by Issuance of Shares as well as Raising Supporting Funds in Accordance with the Relevant Laws and Regulations 2.1 Approve Overall Plan For For Management 2.2 Approve Appraisal For For Management 2.3 Approve Payment Manner For For Management 2.4 Approve Type and Par Value For For Management 2.5 Approve Issue Manner and Target For For Management Subscriber 2.6 Approve Issue Price For For Management 2.7 Approve Adjustment Mechanism of Issue For For Management Price 2.8 Approve Issue Amount For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Lock-Up Period Arrangement For For Management 2.11 Approve Cash Option For For Management 2.12 Approve Disposal of Creditor's Rights For For Management and Debts and Creditor Protection 2.13 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.14 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.15 Approve Staff Arrangement For For Management 2.16 Approve Appraisal For For Management 2.17 Approve Payment Manner For For Management 2.18 Approve Type and Par Value For For Management 2.19 Approve Issue Manner and Target For For Management Subscriber 2.20 Approve Issue Price For For Management 2.21 Approve Adjustment Mechanism of Issue For For Management Price 2.22 Approve Issue Amount For For Management 2.23 Approve Listing Exchange For For Management 2.24 Approve Lock-Up Period Arrangement For For Management 2.25 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.26 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.27 Approve Performance Commitment and For For Management Compensation Arrangements 2.28 Approve Type and Par Value For For Management 2.29 Approve Issue Manner, Target For For Management Subscriber and Amount 2.30 Approve Pricing Basis, Pricing For For Management Reference Date and Issue Price 2.31 Approve Listing Exchange For For Management 2.32 Approve Lock-Up Period Arrangement For For Management 2.33 Approve Distribution Arrangement of For For Management Undistributed Earnings Disposal Plan 2.34 Approve Use of Raised Supporting Funds For For Management 2.35 Approve Resolution Validity Period For For Management 3 Approve Draft and Summary of Merger by For For Management Absorption and Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 4 Approve Transaction Constitute as For For Management Related-party Transaction 5 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 6 Approve Transaction Complies with For For Management Article 11 and Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 8 Approve Audit Report, Review Report For For Management and Wealth Assessment Report of the Transaction 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Fairness and Validity of the For For Management Pricing Basis 11 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 12 Approve Signing of Merger by For For Management Absorption Agreement and Its Supplementary Agreement 13 Approve Signing of Acquisition by Cash For For Management and Issuance of Shares Agreement and Its Supplementary Agreement 14 Approve Performance Commitment For For Management Compensation Agreement 15 Approve Share Subscription Agreement For For Management 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Whitewash Waiver and Related For For Management Transactions 18 Approve Authorization of Board to For For Management Handle All Related Matters 19 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- YANTAI TAYHO ADVANCED MATERIALS CO., LTD. Ticker: 002254 Security ID: Y9732U102 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Raising For For Management Supporting Funds Target Subscribers and Issue Amount 2 Approve Adjustment in Raising For For Management Supporting Funds Issue Price and Pricing Basis 3 Approve Adjustment in Raising For For Management Supporting Funds Lock-Up Period Arrangement -------------------------------------------------------------------------------- YANTAI TAYHO ADVANCED MATERIALS CO., LTD. Ticker: 002254 Security ID: Y9732U102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Provision of Guarantee For For Management 9 Approve Allowance of Independent For For Management Directors 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Working System for Independent For For Management Directors 14.1 Elect Song Xiquan as Non-Independent For For Management Director 14.2 Elect Chi Haiping as Non-Independent For For Management Director 14.3 Elect Zhou Guoyong as Non-Independent For For Management Director 14.4 Elect Ma Qianli as Non-Independent For For Management Director 14.5 Elect Chen Dianxin as Non-Independent For For Management Director 14.6 Elect Sun Chaohui as Non-Independent For For Management Director 15.1 Elect Zou Zhiyong as Independent For For Management Director 15.2 Elect Wang Jifa as Independent Director For For Management 15.3 Elect Jin Fuhai as Independent Director For For Management 15.4 Elect Cheng Yongfeng as Independent For For Management Director 16.1 Elect Wang Bei as Supervisor For For Management 16.2 Elect Gu Liping as Supervisor For For Management -------------------------------------------------------------------------------- YANTAI ZHENGHAI MAGNETIC MATERIAL CO., LTD. Ticker: 300224 Security ID: Y9739J100 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve Adjustment of Use of Own Funds For For Management for Entrusted Asset Management -------------------------------------------------------------------------------- YANTAI ZHENGHAI MAGNETIC MATERIAL CO., LTD. Ticker: 300224 Security ID: Y9739J100 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption and For For Management Continue to Implement Low Heavy Rare Earth Permanent Magnet Production Base Construction Project 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YANTAI ZHENGHAI MAGNETIC MATERIAL CO., LTD. Ticker: 300224 Security ID: Y9739J100 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Basis Pricing and Issue Price For For Management 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use and Amount of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Commitment from Directors, For For Management Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement= 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YANTAI ZHENGHAI MAGNETIC MATERIAL CO., LTD. Ticker: 300224 Security ID: Y9739J100 Meeting Date: APR 13, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Working Report of the For For Management Board 2 Approve 2019 Working Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Authorize Board to Distribute Cash Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Renewal of Liability Insurance For For Management of Directors, Supervisors and Senior Officers 7 Approve External Auditing Firm and to For For Management Fix Their Remuneration 8 Approve Provision of Financial For Against Management Guarantees to Subsidiaries and Grant of Authorization to Yancoal Australia Limited and Its Subsidiaries to Provide Guarantees in Relation to Daily Operations to the Subsidiaries of the Company in Australia 9 Authorize the Company to Carry Out For For Management Domestic and Overseas Financing Businesses 10 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued H Share For For Management Capital 13.01 Elect Li Xiyong as Director For For Management 13.02 Elect Li Wei as Director For For Management 13.03 Elect Wu Xiangqian as Director For For Management 13.04 Elect Liu Jian as Director For For Management 13.05 Elect Zhao Qingchun as Director For For Management 13.06 Elect He Jing as Director For For Management 14.01 Elect Tian Hui as Director For For Management 14.02 Elect Cai Chang as Director For For Management 14.03 Elect Poon Chiu Kwok as Director For For Management 14.04 Elect Zhu Limin as Director For For Management 15.01 Elect Gu Shisheng as Supervisor For For Management 15.02 Elect Zhou Hong as Supervisor For For Management 15.03 Elect Li Shipeng as Supervisor For For Management 15.04 Elect Qin Yanpo as Supervisor For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417102 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders 2 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417110 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Working Report of the For For Management Board 2 Approve 2019 Working Report of the For For Management Supervisory Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Authorize Board to Distribute Cash Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Renewal of Liability Insurance For For Management of Directors, Supervisors and Senior Officers 7 Approve External Auditing Firm and to For For Management Fix Their Remuneration 8 Approve Provision of Financial For Against Management Guarantees to Subsidiaries and Grant of Authorization to Yancoal Australia Limited and Its Subsidiaries to Provide Guarantees in Relation to Daily Operations to the Subsidiaries of the Company in Australia 9 Authorize the Company to Carry Out For For Management Domestic and Overseas Financing Businesses 10 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued H Share For For Management Capital 13.01 Elect Li Xiyong as Director For For Management 13.02 Elect Li Wei as Director For For Management 13.03 Elect Wu Xiangqian as Director For For Management 13.04 Elect Liu Jian as Director For For Management 13.05 Elect Zhao Qingchun as Director For For Management 13.06 Elect He Jing as Director For For Management 14.01 Elect Tian Hui as Director For For Management 14.02 Elect Cai Chang as Director For For Management 14.03 Elect Poon Chiu Kwok as Director For For Management 14.04 Elect Zhu Limin as Director For For Management 15.01 Elect Gu Shisheng as Supervisor For For Management 15.02 Elect Zhou Hong as Supervisor For For Management 15.03 Elect Li Shipeng as Supervisor For For Management 15.04 Elect Qin Yanpo as Supervisor For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417110 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders 2 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417102 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Interim Profit For For Management Distribution Plan 2 Approve Financial Services Agreement, For For Management Major and Continuing Connected Transactions, Annual Caps and Related Transactions -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417110 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Interim Profit For For Management Distribution Plan 2 Approve Financial Services Agreement, For For Management Major and Continuing Connected Transactions, Annual Caps and Related Transactions -------------------------------------------------------------------------------- YAPI VE KREDI BANKASI AS Ticker: YKBNK Security ID: M9869G101 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Financial Statements and For For Management Statutory Reports 3 Ratify Director Appointments For For Management 4 Approve Discharge of Board For For Management 5 Authorize Share Capital Increase For Against Management without Preemptive Rights 6 Approve Actions of the Board and For For Management Discharge Directors 7 Elect Directors For For Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Approve Allocation of Income For For Management 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- YATAS YATAK VE YORGAN SANAYI TICARET AS Ticker: YATAS Security ID: M9878S104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For Against Management 9 Approve Director Remuneration For Against Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 13 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Approve Share Repurchase Program For For Management 16 Receive Information on Related Party None None Management Transactions 17 Wishes None None Management -------------------------------------------------------------------------------- YC INOX CO. LTD. Ticker: 2034 Security ID: Y98034104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Approve Cash Distribution from Capital For For Management Reserve -------------------------------------------------------------------------------- YEALINK NETWORK TECHNOLOGY CORP. LTD. Ticker: 300628 Security ID: Y9750S104 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Investment in For For Management Financial Products 2 Approve to Appoint Auditor For For Management 3 Elect Zhang Junli as Independent For For Management Director -------------------------------------------------------------------------------- YEALINK NETWORK TECHNOLOGY CORP. LTD. Ticker: 300628 Security ID: Y9750S104 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YEALINK NETWORK TECHNOLOGY CORP. LTD. Ticker: 300628 Security ID: Y9750S104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Use of Partial Raised Funds For For Management and Excess Raised Funds to Replenish Working Capital 7 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 8 Approve Changes in Registered Capital For For Management and Amend Articles of Association 9 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 10 Approve Methods to Assess the For For Management Performance of Plan Participants 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Change in Accounting Policies For For Management 13 Approve Appointment of Auditor For For Management 14 Approve Change of Chief Financial For For Management Officer 15 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 16 Approve Use of Idle Own Funds to For For Management Conduct Cash Management 17 Approve Comprehensive Credit Line Bank For For Management Application 18 Approve Amendment of Draft and Summary For For Shareholder of Performance Shares Incentive Plan 19 Approve Amendment of Methods to Assess For For Shareholder the Performance of Plan Participants -------------------------------------------------------------------------------- YEALINK NETWORK TECHNOLOGY CORP. LTD. Ticker: 300628 Security ID: Y9750S104 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Repurchase Size For For Management and Price of Initial Performance Shares 2 Approve Repurchase and Cancellation of For For Management Initial Performance Shares 3 Approve Adjustment of Repurchase Size For For Management and Price of Reserve Performance Shares 4 Approve Repurchase and Cancellation of For For Management Reserve Performance Shares 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YECHIU METAL RECYCLING (CHINA) LTD. Ticker: 601388 Security ID: Y97278108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Huang Xinyi as Non-Independent For For Management Director -------------------------------------------------------------------------------- YECHIU METAL RECYCLING (CHINA) LTD. Ticker: 601388 Security ID: Y97278108 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YECHIU METAL RECYCLING (CHINA) LTD. Ticker: 601388 Security ID: Y97278108 Meeting Date: MAR 13, 2020 Meeting Type: Special Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 1.2 Approve Issue Amount For For Management 2 Approve Signing of Supplementary For For Management Agreement of Share Subscription Agreement (II) 3 Approve Private Placement of Shares For For Management 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- YEONG GUAN ENERGY TECHNOLOGY GROUP CO., LTD. Ticker: 1589 Security ID: G98429106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Approve Issuance of Securities via For For Management Private Placement 8.1 Elect a Representative of PJ ASSET For Against Management MANAGEMENT CO., LTD., with SHAREHOLDER NO.30830 as Non-independent Director 9 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- YES BANK LIMITED Ticker: 532648 Security ID: Y97636123 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- YFY, INC. Ticker: 1907 Security ID: Y98715108 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Disposal of Companies For For Management -------------------------------------------------------------------------------- YGSOFT INC. Ticker: 002063 Security ID: Y29316109 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Management System of External For For Management Guarantees 6 Amend Management System of External For For Management Financial Assistance Provision 7 Amend Management System of External For For Management Investments 8.1 Elect Fu Qiang as Supervisor For For Management 8.2 Elect Wang Xinyong as Supervisor For For Management -------------------------------------------------------------------------------- YGSOFT INC. Ticker: 002063 Security ID: Y29316109 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Appoint Auditor For For Management 3 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- YGSOFT INC. Ticker: 002063 Security ID: Y29316109 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Related Party Transaction For For Management 3 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- YGSOFT INC. Ticker: 002063 Security ID: Y29316109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- YIBIN TIANYUAN GROUP CO., LTD. Ticker: 002386 Security ID: Y9803C106 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Daily Related-party For For Management Transactions 3 Approve Additional External Guarantee For For Management 4 Approve Finance Lease For For Management 5 Approve Bill Pool Business For Against Management -------------------------------------------------------------------------------- YIBIN TIANYUAN GROUP CO., LTD. Ticker: 002386 Security ID: Y9803C106 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Luo Yun as Non-independent For For Management Director 1.2 Elect Li Shuirong as Non-independent For For Management Director 1.3 Elect Han Cheng as Non-independent For For Management Director 1.4 Elect Deng Min as Non-independent For For Management Director 1.5 Elect He Bo as Non-independent Director For For Management 1.6 Elect Li Cai'e as Non-independent For For Management Director 1.7 Elect Zhang Lei as Non-independent For For Management Director 2.1 Elect Yu Chunping as Independent For For Management Director 2.2 Elect Xie Chuanbo as Independent For For Management Director 2.3 Elect Wang Minzhi as Independent For For Management Director 2.4 Elect Guo Xiaodong as Independent For For Management Director 3.1 Elect Wang Mingan as Supervisor For For Management 3.2 Elect Zhang Zhimin as Supervisor For For Management 3.3 Elect Wu Miaoqin as Supervisor For For Management 4 Approve Lend Funds to Associate Company For For Management -------------------------------------------------------------------------------- YIBIN TIANYUAN GROUP CO., LTD. Ticker: 002386 Security ID: Y9803C106 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve External Guarantee For Against Management 3 Approve Comprehensive Credit Line For For Management Asset Mortgage 4 Approve Provision of Counter-guarantee For For Management and Payment of Guarantee Fees 5 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions -------------------------------------------------------------------------------- YIBIN TIANYUAN GROUP CO., LTD. Ticker: 002386 Security ID: Y9803C106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Amendments to Articles of For For Management Association 8 Approve Shareholder Return Plan For For Management 9 Approve Use of Funds for Financial For For Management Products and National Bonds Reverse Repurchase Investment 10 Approve Related Party Transaction For For Management 11 Approve External Guarantee For For Management 12 Approve to Appoint Auditor For For Management 13 Approve Strategic Investment For For Management 14 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Distribution of Interim For For Management Dividends for the Six Months Ended 30 June 2019 2 Elect Zhao Dayao as Director For For Shareholder -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management 2 Approve Supplemental Agreement between For For Shareholder the Company and Sunshine Lake Pharma -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Part Two of the Proposed For For Management Amendments to the Articles of Association -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Part One of the Proposed For For Management Amendments to the Articles of Association 2 Approve Part Two of the Proposed For For Management Amendments to the Articles of Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Consolidated Financial For For Management Statements 4 Approve 2019 Annual Report For For Management 5 Approve KPMG as Auditor and Authorize For Against Management Board to Fix Their Remuneration 6 Elect Xiang Ling as Director For For Management 7 Approve Proposed Bonus Issue and For For Management Distribution of 2019 Final Dividend 8 Amend Articles of Association For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Bonus Issue and For For Management Distribution of 2019 Final Dividend 2 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YIEH PHUI ENTERPRISE CO., LTD. Ticker: 2023 Security ID: Y9840D109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YIFAN PHARMACEUTICAL CO., LTD. Ticker: 002019 Security ID: Y98922100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Credit Lines For For Management and Guarantee Amount within the Scope of the Company's Consolidated Statements 7 Approve Appointment of Auditor For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Termination of Partial Raised For For Management Funds Investment Project to Supplement Working Capital 10 Approve Use of Own Funds to Invest in For For Management Financial Products 11 Approve Foreign Exchange Derivatives For For Management Trading Business 12.1 Approve Repurchase Cancellation of For For Management Performance Shares (October 2019) 12.2 Approve Repurchase Cancellation of For For Management Performance Shares (December 2019) 12.3 Approve Repurchase Cancellation of For For Management Performance Shares (February 2020) 13 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 14 Approve Adjustment to Company's For For Management Organization Structure -------------------------------------------------------------------------------- YIHAI INTERNATIONAL HOLDING LTD. Ticker: 1579 Security ID: G98419107 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shuhai Purchase Agreement, For For Management Relevant Annual Caps and Related Transactions 2 Approve Proposed Revision of Annual For For Management Caps Under the Shuhai Sales Agreement 3 Approve Proposed Revision of Annual For For Management Caps Under the Hot Pot Soup Flavouring Products Sales Agreement -------------------------------------------------------------------------------- YIHAI INTERNATIONAL HOLDING LTD. Ticker: 1579 Security ID: G98419107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Dang Chunxiang as Director and For For Management Authorize Board to Fix Her Remuneration 3 Elect Zhang Yong as Director and For For Management Authorize Board to Fix His Remuneration 4 Elect Ye Shujun as Director and For For Management Authorize Board to Fix Her Remuneration 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Final Dividend For For Management 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- YIHUA HEALTHCARE CO., LTD. Ticker: 000150 Security ID: Y53644103 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- YIHUA HEALTHCARE CO., LTD. Ticker: 000150 Security ID: Y53644103 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Application of Bank For For Management Comprehensive Credit Line and Provision of Mortgage Guarantee 4 Approve Termination of Equity For For Shareholder Acquisition and Related Party Transactions 5 Approve Signing of Creditor's Rights For For Shareholder and Debt Disposal Agreement -------------------------------------------------------------------------------- YIHUA HEALTHCARE CO., LTD. Ticker: 000150 Security ID: Y53644103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line Application For For Management 9 Approve Hospital Management Service For For Management Agreement 10 Approve Provision of Guarantee For For Management 11 Approve Related Party Transaction For For Management 12 Approve Remuneration of Directors For For Management 13 Approve Remuneration of Supervisors For For Management 14.1 Elect Chen Yimin as Non-Independent For For Management Director 14.2 Elect Wang Shaonong as Non-Independent For For Management Director 14.3 Elect Liu Zhuangqing as For For Management Non-Independent Director 15.1 Elect Yuan Shenghua as Independent For For Management Director 15.2 Elect Wang Zhenyao as Independent For For Management Director 16.1 Elect Chen Chaochun as Supervisor For For Management -------------------------------------------------------------------------------- YIHUA LIFESTYLE TECHNOLOGY CO., LTD. Ticker: 600978 Security ID: Y29311100 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YIHUA LIFESTYLE TECHNOLOGY CO., LTD. Ticker: 600978 Security ID: Y29311100 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YIHUA LIFESTYLE TECHNOLOGY CO., LTD. Ticker: 600978 Security ID: Y29311100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Comprehensive Credit Line For For Management Application 8 Approve External Guarantee For For Management 9 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- YINCHUAN XINHUA COMMERCIAL GROUP CO., LTD. Ticker: 600785 Security ID: Y6365T105 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of State-owned Land For For Management Use Rights 2 Approve to Appoint Auditor For For Management 3 Approve Issuance of Corporate Bonds For For Management 4.1 Elect Qu Kui as Non-Independent For For Shareholder Director 4.2 Elect Liang Qing as Non-Independent For For Shareholder Director 4.3 Elect Zhang Fengqin as Non-Independent For For Shareholder Director 4.4 Elect Ma Weihong as Non-Independent For For Shareholder Director 4.5 Elect Guo Tuwei as Non-Independent For For Shareholder Director 4.6 Elect Wang Jinlu as Non-Independent For For Shareholder Director 5.1 Elect Yu Xiaoou as Independent Director For For Shareholder 5.2 Elect Liu Xiaoling as Independent For For Shareholder Director 5.3 Elect Ye Zhaoguan as Independent For For Shareholder Director 6.1 Elect Zhang Yu as Supervisor For For Shareholder 6.2 Elect Luo Caixia as Supervisor For For Shareholder -------------------------------------------------------------------------------- YINCHUAN XINHUA COMMERCIAL GROUP CO., LTD. Ticker: 600785 Security ID: Y6365T105 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Allowance of Independent For For Management Directors 7 Approve Guarantee Provision Plan For For Management 8 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- YINCHUAN XINHUA COMMERCIAL GROUP CO., LTD. Ticker: 600785 Security ID: Y6365T105 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Lease of Real Estate For For Management 2 Approve to Appoint Auditors and to Fix For For Management Their Remuneration -------------------------------------------------------------------------------- YINGKOU PORT LIABILITY CO., LTD. Ticker: 600317 Security ID: Y8103G106 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YINGKOU PORT LIABILITY CO., LTD. Ticker: 600317 Security ID: Y8103G106 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- YINGKOU PORT LIABILITY CO., LTD. Ticker: 600317 Security ID: Y8103G106 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yao Ping as Non-Independent For For Management Director 1.2 Elect Cui Beiqiang as Non-Independent For For Management Director 1.3 Elect Shan Zhimin as Non-Independent For For Management Director 1.4 Elect Chen Guangtong as For For Management Non-Independent Director 1.5 Elect Zhang Zhenyu as Non-Independent For For Management Director 1.6 Elect Ding Jinhui as Non-Independent For For Management Director 1.7 Elect Jiang Hui as Non-Independent For For Management Director 1.8 Elect Cao Yingfeng as Non-Independent For For Management Director 2.1 Elect Zhang Xianzhi as Independent For For Management Director 2.2 Elect Chen Dingyu as Independent For For Management Director 2.3 Elect Zheng Zhenlong as Independent For For Management Director 2.4 Elect Chen Shuwen as Independent For For Management Director 3.1 Elect Li Kun as Supervisor For For Shareholder 3.2 Elect Liu Yongshun as Supervisor For For Shareholder -------------------------------------------------------------------------------- YINGKOU PORT LIABILITY CO., LTD. Ticker: 600317 Security ID: Y8103G106 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve to Appoint Auditor For For Management 8 Approve Horizontal Competition For For Management Preventive Agreement 9 Amend Articles of Association For Against Management 10 Approve to Expand Business Scope and For For Management Related Amendments to Articles of Association -------------------------------------------------------------------------------- YINSON HOLDINGS BERHAD Ticker: 7293 Security ID: Y98415105 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Lim Han Weng as Director For For Management 5 Elect Mohamad Nasir bin Ab. Latif as For For Management Director 6 Elect Abdullah bin Karim as Director For For Management 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- YINTAI GOLD CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Change of Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YINTAI GOLD CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve Use of Own Idle Funds to For For Management Invest in Entrusted Financial Products 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- YINTAI RESOURCES CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cui Jin as Independent Director For For Management 2 Approve Change of Company Name and For For Management Securities Abbreviation 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YINTAI RESOURCES CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplementary For For Management Agreement of Acquisition by Cash and Issuance of Shares Framework Agreement as well as Equity Pledge Agreement -------------------------------------------------------------------------------- YINYI CO., LTD. Ticker: 000981 Security ID: Y2682M105 Meeting Date: JUL 23, 2019 Meeting Type: Special Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Su Xinlong as Independent For For Management Director -------------------------------------------------------------------------------- YINYI CO., LTD. Ticker: 000981 Security ID: Y2682M105 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplementary Agreement for For For Management the Debt Transfer Contract and its Related Guarantees -------------------------------------------------------------------------------- YINYI CO., LTD. Ticker: 000981 Security ID: Y2682M105 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Repayment of Controlling For For Management Shareholder and Related Transactions -------------------------------------------------------------------------------- YIXIN GROUP LIMITED Ticker: 2858 Security ID: G9T43R102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Huan Zhou as Director For For Management 2b Elect Andy Xuan Zhang as Director For For Management 2c Elect Jimmy Chi Ming Lai as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Guarantee Provision For For Management 3 Approve to Appoint Auditor For For Management 4 Approve Use of 2017 Raised Funds for For For Management Investment in Financial Products 5 Approve Use of 2018 Raised Funds for For For Management Investment in Financial Products 6 Approve Use of Idle Funds for For For Management Investment in Financial Products 7 Approve Rental Contract For For Management 8 Approve Daily Related-party For For Management Transactions with Hongyun Pharmaceutical Co., Ltd. and Yunnan Tonghong Hot Spring Co., Ltd. 9 Approve Daily Related-party For For Management Transactions with Liu Qiong and Companies Under Its Control 10 Approve Daily Related-party For For Management Transactions with Guangzhou Baiyunshan Pharmaceutical Group Co., Ltd. and Its Subsidiaries -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ruan Hongxian as Non-Independent For For Management Director 1.2 Elect Liu Qiong as Non-Independent For For Management Director 1.3 Elect Xu Keyi as Non-Independent For For Management Director 1.4 Elect Ruan Guowei as Non-Independent For For Management Director 1.5 Elect Guo Chunli as Non-Independent For For Management Director 1.6 Elect Zhang Yong as Non-Independent For For Management Director 2.1 Elect Yang Xianming as Independent For For Management Director 2.2 Elect Long Xiaohai as Independent For For Management Director 2.3 Elect Chen Xudong as Independent For For Management Director 3.1 Elect Feng Ping as Supervisor For For Management 3.2 Elect Duan Sitang as Supervisor For For Management -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Approve Allowance of Independent For For Management Directors 3 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Statements For For Management 7 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 8 Approve Methods to Assess the For For Management Performance of Plan Participants 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Adjustment to Business Scope For For Management and Amend Articles of Association 11 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 12 Approve Comprehensive Credit Line For For Management Application and Guarantee Provision 13 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Lease of Property to For For Management Affiliated Company 2 Approve Use of 2017 Funds for For For Management Financial Products 3 Approve Use of 2018 Funds for For For Management Financial Products 4 Approve Use of Funds to Replenish For For Management Working Capital 5 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- YLZ INFORMATION TECHNOLOGY CO. LTD. Ticker: 300096 Security ID: Y9840M109 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YLZ INFORMATION TECHNOLOGY CO. LTD. Ticker: 300096 Security ID: Y9840M109 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Capital Injection Agreement For For Management 8 Approve Introduction of Investors to For For Management Increase Capital and Transfer of Equity as well as Related Party Transactions 9 Elect Jiang Zhixiang as Independent For For Management Director 10 Amend Articles of Association For For Management 11 Amend Remuneration and Assessment For For Management Management System of Directors and Senior Management Members 12 Elect Chen Zhaozhao as Supervisor For For Shareholder 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- YONGGAO CO., LTD. Ticker: 002641 Security ID: Y9841S105 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Public Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Method for Determining the For For Management Number of Shares for Conversion 2.10 Approve Determination and Adjustment For For Management of Conversion Price 2.11 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.12 Approve Redemption For For Management 2.13 Approve Sell-Back For For Management 2.14 Approve Profit Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Bondholders and Bondholders' For For Management Meetings 2.17 Approve Use of Proceeds For For Management 2.18 Approve Raised Funds Deposit Account For For Management 2.19 Approve Resolution Validity Period For For Management 3 Approve Plan for Public Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 8 Approve Proposal that there is No Need For For Management to Prepare a Report on Previous Usage of Raised Funds 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Amend Management System of Raised Funds For For Management 11 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- YONGGAO CO., LTD. Ticker: 002641 Security ID: Y9841S105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- YONGHUI SUPERSTORES CO., LTD. Ticker: 601933 Security ID: Y9841N106 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related-party For For Management Transactions 2 Approve Appointment of Auditor and For For Management Payment of Remuneration 3 Approve Additional Credit Line For For Management Application 4 Approve Asset Securitization Plan For For Management -------------------------------------------------------------------------------- YONGHUI SUPERSTORES CO., LTD. Ticker: 601933 Security ID: Y9841N106 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- YONGHUI SUPERSTORES CO., LTD. Ticker: 601933 Security ID: Y9841N106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Issuance of Debt Financing For For Management Instruments 8 Approve 2019 Credit Line and Loan and For For Management 2020 Credit Line Application 9 Approve Capital Injection Agreement For For Management 10 Approve 2019 and 2020 Remuneration of For For Management Directors and Supervisors 11 Approve Report of the Independent For For Management Directors 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- YONGXING SPECIAL MATERIALS TECHNOLOGY CO., LTD. Ticker: 002756 Security ID: Y98421103 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Xingjiang as Non-Independent For For Management Director 1.2 Elect Qiu Jianrong as Non-Independent For For Management Director 1.3 Elect Yang Hui as Non-Independent For For Management Director 1.4 Elect Zhou Guirong as Non-Independent For For Management Director 1.5 Elect Gu Jianqiang as Non-Independent For For Management Director 1.6 Elect Li Zhengzhou as Non-Independent For For Management Director 2.1 Elect Xu Jinwu as Independent Director For For Management 2.2 Elect Zhao Min as Independent Director For For Management 2.3 Elect Zhang Li as Independent Director For For Management 3.1 Elect Shen Huiyu as Supervisor For For Management 3.2 Elect Xu Fagen as Supervisor For For Management -------------------------------------------------------------------------------- YONGXING SPECIAL MATERIALS TECHNOLOGY CO., LTD. Ticker: 002756 Security ID: Y98421103 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cheng Guoguang as Independent For For Management Director -------------------------------------------------------------------------------- YONGXING SPECIAL MATERIALS TECHNOLOGY CO., LTD. Ticker: 002756 Security ID: Y98421103 Meeting Date: APR 10, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Related Party Transaction For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Extension of Resolution For For Management Validity Period for Issuance of Convertible Bonds 9 Approve Extension of Authorization of For For Management the Board for Issuance of Convertible Bonds -------------------------------------------------------------------------------- YONGXING SPECIAL MATERIALS TECHNOLOGY CO., LTD. Ticker: 002756 Security ID: Y98421103 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- YONGXING SPECIAL STAINLESS STEEL CO., LTD. Ticker: 002756 Security ID: Y98421103 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Securities Abbreviation 2 Approve Amendments to Articles of For For Management Association 3 Approve Additional Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- YONYOU NETWORK TECHNOLOGY CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Stock For For Management Option and Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Invalidation of Granted Stock For For Management Options and Repurchase Cancellation of Performance Shares 5 Approve Cancellation of Repurchased For For Management Performance Shares -------------------------------------------------------------------------------- YONYOU NETWORK TECHNOLOGY CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Cash Dividend Distribution For For Management from Capital Reserve 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve 2019 Remuneration of Directors For For Management and 2020 Remuneration Plan 10 Approve 2019 Remuneration of For For Management Supervisors and 2020 Remuneration Plan 11 Approve Change in Registered Capital For For Management 12 Amend Articles of Association For For Management 13.1 Elect Wang Wenjing as Non-Independent For For Management Director 13.2 Elect Guo Xinping as Non-Independent For For Management Director 13.3 Elect Wu Zhengping as Non-Independent For For Management Director 13.4 Elect Chen Qiangbing as For For Management Non-Independent Director 14.1 Elect Zhang Weiguo as Independent For For Management Director 14.2 Elect Zhou Jian as Independent Director For For Management 14.3 Elect Wang Feng as Independent Director For For Management 15.1 Elect Zhang Ke as Supervisor For For Shareholder 15.2 Elect Gao Zhiyong as Supervisor For For Shareholder -------------------------------------------------------------------------------- YONYOU NETWORK TECHNOLOGY CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YOTRIO GROUP CO., LTD. Ticker: 002489 Security ID: Y9847C104 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xie Jianyong as Non-Independent For Did Not Vote Management Director 1.2 Elect Xie Jianping as Non-Independent For Did Not Vote Management Director 1.3 Elect Xie Jianqiang as Non-Independent For Did Not Vote Management Director 1.4 Elect Shi Fubin as Non-Independent For Did Not Vote Management Director 1.5 Elect Cai Feifei as Non-Independent For Did Not Vote Management Director 1.6 Elect Zhou Linlin as Non-Independent For Did Not Vote Management Director 2.1 Elect Mao Meiying as Independent For Did Not Vote Management Director 2.2 Elect Zhou Yuejiang as Independent For Did Not Vote Management Director 2.3 Elect Hu Ling as Independent Director For Did Not Vote Management 3.1 Elect Chen Yang Sijia as Supervisor For Did Not Vote Management 3.2 Elect Zhu Wei as Supervisor For Did Not Vote Management 4 Approve Amendments to Articles of For Did Not Vote Management Association 5 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors -------------------------------------------------------------------------------- YOTRIO GROUP CO., LTD. Ticker: 002489 Security ID: Y9847C104 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creation of Performance For For Management Appraisal Incentive Mechanism for Management-level Personnel 2 Approve Draft and Summary of the For For Management Employee Share Purchase Plan 3 Approve Management System of Employee For For Management Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 5 Approve Creation of Performance For For Management Appraisal Incentive Program -------------------------------------------------------------------------------- YOTRIO GROUP CO., LTD. Ticker: 002489 Security ID: Y9847C104 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creation of Performance For Did Not Vote Management Appraisal Incentive Mechanism for Management-level Personnel 2 Approve Draft and Summary of the For Did Not Vote Management Employee Share Purchase Plan 3 Approve Management System of Employee For Did Not Vote Management Share Purchase Plan 4 Approve Authorization of the Board to For Did Not Vote Management Handle All Matters Related to Employee Share Purchase Plan 5 Approve Creation of Performance For Did Not Vote Management Appraisal Incentive Program -------------------------------------------------------------------------------- YOTRIO GROUP CO., LTD. Ticker: 002489 Security ID: Y9847C104 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Repurchase Purpose and For For Management Usage 1.2 Approve Manner of Share Repurchase For For Management 1.3 Approve Price Range and Pricing For For Management Principle of the Share Repurchase 1.4 Approve Total Funds and Source of For For Management Funds for Share Repurchase 1.5 Approve Type, Size, Proportion to For For Management Total Share Capital 1.6 Approve Implementation Period of the For For Management Share Repurchase 1.7 Approve Resolution Validity Period For For Management 1.8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YOTRIO GROUP CO., LTD. Ticker: 002489 Security ID: Y9847C104 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Repurchase Purpose and For Did Not Vote Management Usage 1.2 Approve Manner of Share Repurchase For Did Not Vote Management 1.3 Approve Price Range and Pricing For Did Not Vote Management Principle of the Share Repurchase 1.4 Approve Total Funds and Source of For Did Not Vote Management Funds for Share Repurchase 1.5 Approve Type, Size, Proportion to For Did Not Vote Management Total Share Capital 1.6 Approve Implementation Period of the For Did Not Vote Management Share Repurchase 1.7 Approve Resolution Validity Period For Did Not Vote Management 1.8 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- YOTRIO GROUP CO., LTD. Ticker: 002489 Security ID: Y9847C104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management and Write-off Partial Receivables 2 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Approve Annual Report and Summary For For Management 10 Approve Daily Related Party For For Management Transactions 11 Approve Annual Credit Lines and For Against Management Financial Assistance Plan for Subsidiaries 12 Approve Continued Development of For For Management Forward Foreign Exchange Transactions 13 Approve Cooperation with Bank in For Against Management Factoring Business 14 Approve Use of Idle Own Funds to For For Management Conduct Cash Management 15 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management 16 Approve Amendments to Articles of For For Management Association 17 Approve Adjustment of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- YOTRIO GROUP CO., LTD. Ticker: 002489 Security ID: Y9847C104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For Did Not Vote Management and Write-off Partial Receivables 2 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Internal Control For Did Not Vote Management Self-Evaluation Report 6 Approve Appointment of Auditor and For Did Not Vote Management Internal Control Auditor 7 Approve Report of the Board of For Did Not Vote Management Directors 8 Approve Report of the Board of For Did Not Vote Management Supervisors 9 Approve Annual Report and Summary For Did Not Vote Management 10 Approve Daily Related Party For Did Not Vote Management Transactions 11 Approve Annual Credit Lines and For Did Not Vote Management Financial Assistance Plan for Subsidiaries 12 Approve Continued Development of For Did Not Vote Management Forward Foreign Exchange Transactions 13 Approve Cooperation with Bank in For Did Not Vote Management Factoring Business 14 Approve Use of Idle Own Funds to For Did Not Vote Management Conduct Cash Management 15 Approve Use of Idle Raised Funds to For Did Not Vote Management Conduct Cash Management 16 Approve Amendments to Articles of For Did Not Vote Management Association 17 Approve Adjustment of Shareholder For Did Not Vote Management Return Plan -------------------------------------------------------------------------------- YOUNGOR GROUP CO., LTD. Ticker: 600177 Security ID: Y9858M108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve Related Party Transaction in For For Management Connection to Bank Business 8 Approve Authorization on Disposal of For Against Management Financial Assets 9 Approve Authorization of Management to For For Management Exercise Decision-Making Power on the Acquisition of Project Reserves 10 Approve Authorization of the Chairman For Against Management to Handle Bank Credit Application 11.1 Elect Li Rucheng as Non-Independent For For Shareholder Director 11.2 Elect Li Hanqiong as Non-Independent For For Shareholder Director 11.3 Elect Hu Ganggao as Non-Independent For For Shareholder Director 11.4 Elect Shao Hongfeng as Non-Independent For For Shareholder Director 11.5 Elect Xu Peng as Non-Independent For For Shareholder Director 11.6 Elect Yang Ke as Non-Independent For For Shareholder Director 12.1 Elect Yang Baiyin as Independent For For Shareholder Director 12.2 Elect Lv Changjiang as Independent For For Shareholder Director 12.3 Elect Song Xiangqian as Independent For For Shareholder Director 13 Approve Remuneration and Allowance of For For Management Directors 14.1 Elect Li Ruxiang as Supervisor For For Shareholder 14.2 Elect Liu Jianting as Supervisor For For Shareholder 14.3 Elect Yu Minxia as Supervisor For For Shareholder 15 Approve Remuneration and Allowance of For For Management Supervisors 16 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YOUNGY CO., LTD. Ticker: 002192 Security ID: Y2932Z104 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Confirming the Compensation For For Management for the 2018 Annual Performance Commitment of the Target Assets of Major Asset Restructuring -------------------------------------------------------------------------------- YOUNGY CO., LTD. Ticker: 002192 Security ID: Y2932Z104 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lv Xiangyang as Non-Independent For For Management Director 1.2 Elect Zhang Shunxiang as For For Management Non-Independent Director 1.3 Elect Zhang Guoqiang as For For Management Non-Independent Director 1.4 Elect Xie Yegen as Non-Independent For For Management Director 2.1 Elect Shen Hongtao as Independent For For Management Director 2.2 Elect Lei Jinghua as Independent For For Management Director 3.1 Elect Huang Jiangfeng as Supervisor For For Management 3.2 Elect Sun Zengming as Supervisor For For Management 4 Approve Formulation of Allowance of For For Management Independent Directors and Non-Independent Directors 5 Approve Formulation of Allowance of For For Management Supervisors 6 Approve Equity Transfer Agreement For For Shareholder -------------------------------------------------------------------------------- YOUNGY CO., LTD. Ticker: 002192 Security ID: Y2932Z104 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Company's Receipt of Financial For For Management Assistance and Guarantee from Controlling Shareholder and Ultimate Controlling Shareholder 3 Approve Provision of Guarantee For For Management 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YOUNGY CO., LTD. Ticker: 002192 Security ID: Y2932Z104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Investment For For Management Agreement and External Investment 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to Convertible Bonds Issuance as well as Its Relevant Authorizations 2 Elect Lu Wei as Supervisor For For Management -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions in For For Management Connection to Waiver of Pre-emptive Rights and Capital Increase 2.1 Elect Chen Fang as Non-Independent For For Management Director 2.2 Elect Chen Wenjun as Non-Independent For For Management Director -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Guarantee For For Management -------------------------------------------------------------------------------- YTL CORPORATION BERHAD Ticker: 4677 Security ID: Y98610101 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mark Yeoh Seok Kah as Director For Against Management 2 Elect Yeoh Soo Keng as Director For Against Management 3 Elect Abdullah Bin Syed Abd. Kadir as For Against Management Director 4 Elect Ahmad Fuaad Bin Mohd Dahalan as For For Management Director 5 Elect Noorma Binti Raja Othman as For For Management Director 6 Approve Directors' Fees For For Management 7 Approve Directors' Meeting Attendance For For Management Allowance 8 Approve HLB Ler Lum PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Cheong Keap Tai to Continue For For Management Office as Independent Non-Executive Director 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Share Repurchase Program For For Management 12 Adopt New Constitution For For Management -------------------------------------------------------------------------------- YTL POWER INTERNATIONAL BERHAD Ticker: 6742 Security ID: Y9861K107 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Francis Yeoh Sock Ping as For For Management Director 2 Elect Abdullah Bin Syed Abd. Kadir as For Against Management Director 3 Elect Faiz Bin Ishak as Director For For Management 4 Elect Long See Wool as Director For For Management 5 Elect Loo Took Gee as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve Directors' Meeting Attendance For For Management Allowance 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Aris Bin Osman @ Othman to For For Management Continue Office as Independent Non-Executive Director 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Share Repurchase Program For For Management 12 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 13 Adopt New Constitution For For Management -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Plan of Directors For For Management 2 Approve Remuneration Plan of For For Management Supervisors 3 Approve to Appoint Auditor For For Management 4.1 Elect Yu Huijiao as Non-Independent For For Management Director 4.2 Elect Zhang Xiaojuan as For For Management Non-Independent Director 4.3 Elect Pan Shuimiao as Non-Independent For For Management Director 4.4 Elect Zhang Yizhong as Non-Independent For For Management Director 4.5 Elect Wan Lin as Non-Independent For For Management Director 4.6 Elect Huang Xin as Non-Independent For For Management Director 5.1 Elect Huang Yajun as Independent For For Management Director 5.2 Elect He Weiping as Independent For For Management Director 5.3 Elect Dong Jing as Independent Director For For Management 6.1 Elect Wang Yanming as Supervisor For For Management 6.2 Elect Huang Min as Supervisor For For Management -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Plan of Directors For Did Not Vote Management 2 Approve Remuneration Plan of For Did Not Vote Management Supervisors 3 Approve to Appoint Auditor For Did Not Vote Management 4.1 Elect Yu Huijiao as Non-Independent For Did Not Vote Management Director 4.2 Elect Zhang Xiaojuan as For Did Not Vote Management Non-Independent Director 4.3 Elect Pan Shuimiao as Non-Independent For Did Not Vote Management Director 4.4 Elect Zhang Yizhong as Non-Independent For Did Not Vote Management Director 4.5 Elect Wan Lin as Non-Independent For Did Not Vote Management Director 4.6 Elect Huang Xin as Non-Independent For Did Not Vote Management Director 5.1 Elect Huang Yajun as Independent For Did Not Vote Management Director 5.2 Elect He Weiping as Independent For Did Not Vote Management Director 5.3 Elect Dong Jing as Independent Director For Did Not Vote Management 6.1 Elect Wang Yanming as Supervisor For Did Not Vote Management 6.2 Elect Huang Min as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Funds to Replace For For Management Some Convertible Corporate Bonds to Raise Funds and Change of Raised Funds Investment Projects -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Funds to Replace For Did Not Vote Management Some Convertible Corporate Bonds to Raise Funds and Change of Raised Funds Investment Projects -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of External For For Management Guarantees 7 Approve 2019 Daily Related-party For For Management Transaction Situation and 2020 Daily Related-party Transactions 8.1 Approve The Purpose and Principle of For For Management the Incentive Plan 8.2 Approve Management Agency For For Management 8.3 Approve Criteria to Select Plan For For Management Participants 8.4 Approve Source and Number of For For Management Underlying Stocks 8.5 Approve Duration, Grant Date, Waiting For For Management Period, Exercise Date and Lock-Up Period 8.6 Approve Exercise Price and For For Management Price-setting Basis 8.7 Approve Stock Option Grant and For For Management Exercise Conditions 8.8 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 8.9 Approve Accounting Treatment and the For For Management Impact on Performance 8.10 Approve Procedures for Implementing For For Management the Incentive Plan 8.11 Approve Rights and Obligations of the For For Management Plan Participants and the Company 8.12 Approve How to Implement the Incentive For For Management Plan When There Are Changes for the Company and Incentive Objects 9 Approve Methods to Assess the For For Management Performance of Plan Participants 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Provision of External For Did Not Vote Management Guarantees 7 Approve 2019 Daily Related-party For Did Not Vote Management Transaction Situation and 2020 Daily Related-party Transactions 8.1 Approve The Purpose and Principle of For Did Not Vote Management the Incentive Plan 8.2 Approve Management Agency For Did Not Vote Management 8.3 Approve Criteria to Select Plan For Did Not Vote Management Participants 8.4 Approve Source and Number of For Did Not Vote Management Underlying Stocks 8.5 Approve Duration, Grant Date, Waiting For Did Not Vote Management Period, Exercise Date and Lock-Up Period 8.6 Approve Exercise Price and For Did Not Vote Management Price-setting Basis 8.7 Approve Stock Option Grant and For Did Not Vote Management Exercise Conditions 8.8 Approve Methods and Procedures to For Did Not Vote Management Adjust the Incentive Plan 8.9 Approve Accounting Treatment and the For Did Not Vote Management Impact on Performance 8.10 Approve Procedures for Implementing For Did Not Vote Management the Incentive Plan 8.11 Approve Rights and Obligations of the For Did Not Vote Management Plan Participants and the Company 8.12 Approve How to Implement the Incentive For Did Not Vote Management Plan When There Are Changes for the Company and Incentive Objects 9 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 10 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 11 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Size of the For For Management Fundraising Investment Project and Use Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Compensation Payment For For Management Arrangement -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Launch of Foreign Exchange For For Management Derivatives Trading -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Verification Report on the For For Management Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Special Self-inspection Report For For Management on Company's Real Estate Business 9 Approve Commitment of Relevant Parties For For Management in Relation to the Company's Real Estate Business 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Elect Peng Guangjian as Supervisor For For Management -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Deposits and Loans with For For Management Related Party -------------------------------------------------------------------------------- YUANTA FINANCIAL HOLDING CO. LTD. Ticker: 2885 Security ID: Y2169H108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Documents and For For Management Related Transactions 2 Elect Ouyang Changcheng as Director For For Management and Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Bank Deposits Agreement, For For Management New Annual Caps and Related Transactions -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Feng as Director For Against Management 3.2 Elect Chen Jing as Director For For Management 3.3 Elect Yu Lup Fat Joseph as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- YUEXIU REAL ESTATE INVESTMENT TRUST Ticker: 405 Security ID: Y9865D109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Xiaoou as Director, Member For Against Management of the Audit Committee and the Finance and Investment Committee, and Authorize Manager to Do All Such Acts and Things 2 Elect Chan Chi Fai, Brian as Director, For Against Management Chairman of the Audit Committee, Member of the Finance and Investment Committee and the Remuneration and Nomination Committee and Authorize Manager to Do All Such Acts and Things -------------------------------------------------------------------------------- YUEXIU TRANSPORT INFRASTRUCTURE LIMITED Ticker: 1052 Security ID: G9880L102 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement Entered into Between For For Management Guangzhou Yue Xiu Enterprises (Holding) Limited and Guangzhou Yueda Investment Company Limited and Related Transactions -------------------------------------------------------------------------------- YUEXIU TRANSPORT INFRASTRUCTURE LIMITED Ticker: 1052 Security ID: G9880L102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Xie Yanhui as Director For For Management 3.2 Elect Fung Ka Pun as Director For For Management 3.3 Elect Cheung Doi Shu as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- YUEYANG FOREST & PAPER CO., LTD. Ticker: 600963 Security ID: Y9866G101 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhan as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- YUEYANG FOREST & PAPER CO., LTD. Ticker: 600963 Security ID: Y9866G101 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- YUEYANG FOREST & PAPER CO., LTD. Ticker: 600963 Security ID: Y9866G101 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ye Meng as Non-independent For For Management Director -------------------------------------------------------------------------------- YUEYANG FOREST & PAPER CO., LTD. Ticker: 600963 Security ID: Y9866G101 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 6 Approve Guarantee Provision Plan For For Management 7 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- YUEYANG XINGCHANG PETRO-CHEMICAL CO., LTD. Ticker: 000819 Security ID: Y9871Z102 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Alkylation For For Management Unit and Supporting Project -------------------------------------------------------------------------------- YUEYANG XINGCHANG PETRO-CHEMICAL CO., LTD. Ticker: 000819 Security ID: Y9871Z102 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Miaoyun as Non-independent For For Shareholder Director 1.2 Elect Chen Bin as Non-independent For For Shareholder Director 1.3 Elect Zhao Jianhang as Non-independent For For Shareholder Director 1.4 Elect Huang Zhongwei as For For Shareholder Non-independent Director 1.5 Elect Li Yanbo as Non-independent For For Shareholder Director 1.6 Elect Fu Feng as Non-independent For For Shareholder Director 1.7 Elect Fang Zhong as Independent For For Management Director 1.8 Elect Xie Luguo as Independent Director For For Management 1.9 Elect Chen Aiwen as Independent For For Management Director 2.1 Elect Hu Xianhong as Supervisor For For Shareholder 2.2 Elect Zhou Juchun as Supervisor For For Shareholder 2.3 Elect Gong Jian as Supervisor For For Shareholder -------------------------------------------------------------------------------- YUEYANG XINGCHANG PETRO-CHEMICAL CO., LTD. Ticker: 000819 Security ID: Y9871Z102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Procurement of Raw and For For Management Auxiliary Materials 6.2 Approve Purchasing Power Plan For For Management 6.3 Approve Expected Chemical Product Sales For For Management 7.1 Approve 2019 Remuneration of Auditor For For Management 7.2 Approve 2020 Appointment of Auditor For For Management and Payment of Remuneration -------------------------------------------------------------------------------- YULON FINANCE CORP. Ticker: 9941 Security ID: Y84124109 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Kao-Chien Huang with ID No. For For Management H12*****66 and Shareholder No. 000070417 as Independent Director 3 Approve Release the Prohibition on New For For Management Independent Director from Participation in Competitive Business -------------------------------------------------------------------------------- YULON FINANCE CORP. Ticker: 9941 Security ID: Y84124109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve the Company's Capital Raising For For Management Plan for Long-term Development 4 Approve the Issuance of New Shares via For For Management Capitalization of Retained Earnings 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- YULON MOTOR CO., LTD. Ticker: 2201 Security ID: Y9870K106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Capital Reduction to Offset For For Management Losses 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- YULON NISSAN MOTOR CO., LTD. Ticker: 2227 Security ID: Y98769113 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of Performance For For Management Shares Phase 2 That Have Been Granted But Not Yet Unlocked 2 Approve Amendments to Articles of For For Management Association 3 Approve Adjustment of Use of Own Funds For For Management for Investment Scope of Financial Products 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Nie Tengyun as Non-Independent For For Management Director 1.2 Elect Chen Liying as Non-Independent For For Management Director 1.3 Elect Nie Zhangqing as Non-Independent For For Management Director 1.4 Elect Zhou Baigen as Non-Independent For For Management Director 1.5 Elect Lai Shiqiang as Non-Independent For For Management Director 1.6 Elect Yang Zhoulong as Non-Independent For For Management Director 1.7 Elect Fu Qin as Non-Independent For For Management Director 2.1 Elect Zhang Darui as Independent For For Management Director 2.2 Elect Liu Yu as Independent Director For For Management 2.3 Elect Lou Guanghua as Independent For For Management Director 2.4 Elect Zhang Guanqun as Independent For For Management Director 2.5 Elect Xiao Anhua as Independent For For Management Director 3.1 Elect Lai Xuejun as Supervisor For For Management 3.2 Elect Tang Caixia as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Provision of Guarantee For For Management 6 Approve Profit Distribution For For Management 7 Approve Investment in Entrusted Asset For For Management Management 8 Approve Use Funds for Cash Management For For Management 9 Approve Overseas Issuance of Overseas For For Management Bonds and External Guarantee 10 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- YUNGSHIN GLOBAL HOLDING CORP. Ticker: 3705 Security ID: Y9879S100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- YUNGTAY ENGINEERING CO., LTD. Ticker: 1507 Security ID: Y9881Q100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- YUNNAN ALUMINIUM CO., LTD. Ticker: 000807 Security ID: Y9881Y103 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Construction of a Green For For Management Low-carbon Hydropower Aluminum Integration Project by Wholly-owned Subsidiary -------------------------------------------------------------------------------- YUNNAN ALUMINIUM CO., LTD. Ticker: 000807 Security ID: Y9881Y103 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Waiver of Pre-emptive Right -------------------------------------------------------------------------------- YUNNAN ALUMINIUM CO., LTD. Ticker: 000807 Security ID: Y9881Y103 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Green For For Management Low-Carbon Hydropower Aluminum Processing Integrated Heqing Project (Phase II) 2 Approve Change of Auditor For For Management 3 Elect Zhao Xibu as Independent Director For For Management -------------------------------------------------------------------------------- YUNNAN ALUMINIUM CO., LTD. Ticker: 000807 Security ID: Y9881Y103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Financial Service Agreement For For Management 10 Approve Related Party Transaction with For For Management Yunnan Huineng Electricity Sales Co., Ltd. 11 Approve Financing Plan For For Management 12 Approve Participation in Bidding of For For Management 135,000 Tons Electrolytic Aluminum Capacity Index 13 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: AUG 21, 2019 Meeting Type: Special Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Use of Own Funds for For For Management Adjustment on Securities Investment 3.1 Elect Chen Fashu as Non-Independent For Against Management Director 3.2 Elect Chen Yanhui as Non-Independent For Against Management Director 3.3 Elect Wang Rong as Non-Independent For Against Management Director 3.4 Elect Na Pengjie as Non-Independent For Against Management Director 3.5 Elect Li Shuangyou as Non-Independent For Against Management Director 3.6 Elect Wang Minghui as Non-Independent For Against Management Director 3.7 Elect Yang Changhong as For Against Management Non-Independent Director 4.1 Elect Yin Xiaobing as Independent For For Management Director 4.2 Elect Dai Yang as Independent Director For For Management 4.3 Elect Zhang Yongliang as Independent For For Management Director 5.1 Elect You Guanghui as Supervisor For For Shareholder 5.2 Elect Zhong Jie as Supervisor For For Shareholder 5.3 Elect Song Chengli as Supervisor For For Shareholder 5.4 Elect Wu Qun as Supervisor For For Shareholder -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 3 Approve Draft of Employee Share For For Management Purchase Plan Management Method 4 Approve Incentive Fund Management For For Management Method 5 Approve Working Rules of the For For Management Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Draft and Summary of Stock For For Management Option Incentive Plan 8 Approve Assessment and Management For For Management Measures of the Stock Option Incentive Plan 9 Approve Company Shares Repurchase to For For Management Implement Employee Incentive Plan 10 Approve Authorization of Board to For For Management Handle All Matters Related to the Stock Option Incentive Plan 11 Approve Authorize Board to Deal with For For Management All Matters in Relation to the Share Repurchase -------------------------------------------------------------------------------- YUNNAN CHIHONG ZINC & GERMANIUM CO., LTD. Ticker: 600497 Security ID: Y9881B103 Meeting Date: FEB 07, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Related Party Transaction For For Management 3 Amend Articles of Association For Against Shareholder 4.1 Elect Sun Yong as Non-Independent For For Shareholder Director 4.2 Elect Shen Lijun as Non-Independent For For Shareholder Director 4.3 Elect Xu Jun as Non-Independent For For Shareholder Director 4.4 Elect Liu Huawu as Non-Independent For For Shareholder Director 4.5 Elect Su Tingmin as Non-Independent For For Shareholder Director 4.6 Elect Sun Chengyu as Non-Independent For For Shareholder Director 4.7 Elect Chen Qing as Non-Independent For For Shareholder Director 5.1 Elect Chen Xudong as Independent For For Shareholder Director 5.2 Elect Zheng Xinye as Independent For For Shareholder Director 5.3 Elect Wang Yusen as Independent For For Shareholder Director 5.4 Elect Li Fuchang as Independent For For Shareholder Director 6.1 Elect Gao Xingfang as Supervisor For For Shareholder 6.2 Elect Luo Gang as Supervisor For For Shareholder 6.3 Elect Liu Pengan as Supervisor For For Shareholder -------------------------------------------------------------------------------- YUNNAN CHIHONG ZINC & GERMANIUM CO., LTD. Ticker: 600497 Security ID: Y9881B103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve New Financing Application For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Financial Services Agreement For For Management by Yunnan Metallurgical Group Finance Co., Ltd. and Chinalco Finance Co., Ltd. 11 Approve Appointment of Financial and For For Management Internal Control Auditor 12 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- YUNNAN COAL & ENERGY CO., LTD. Ticker: 600792 Security ID: Y9882A104 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Desulfurization For For Management and Denitration Devices Project -------------------------------------------------------------------------------- YUNNAN COAL & ENERGY CO., LTD. Ticker: 600792 Security ID: Y9882A104 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Peng Wei as Non-Independent For For Shareholder Director 1.2 Elect Li Li as Non-Independent Director For For Shareholder 1.3 Elect Yang Yong as Non-Independent For For Shareholder Director 1.4 Elect Zhang Kunhua as Non-Independent For For Shareholder Director 1.5 Elect Zhang Guoqing as Non-Independent For For Shareholder Director 1.6 Elect Zhang Yan as Non-Independent For For Shareholder Director 2.1 Elect Li Xiaojun as Independent For For Shareholder Director 2.2 Elect Guo Yong as Independent Director For For Shareholder 2.3 Elect Long Chao as Independent Director For For Shareholder 3.1 Elect Dong Yunyan as Supervisor For For Shareholder 3.2 Elect Pan Mingfang as Supervisor For For Shareholder -------------------------------------------------------------------------------- YUNNAN COAL & ENERGY CO., LTD. Ticker: 600792 Security ID: Y9882A104 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-party For For Management Transactions 2 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- YUNNAN COAL & ENERGY CO., LTD. Ticker: 600792 Security ID: Y9882A104 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YUNNAN COAL & ENERGY CO., LTD. Ticker: 600792 Security ID: Y9882A104 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Financial Services For Did Not Vote Management Agreement and Related Party Transactions 2 Elect Wang Binghai as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- YUNNAN COAL & ENERGY CO., LTD. Ticker: 600792 Security ID: Y9882A104 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Dengmin as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- YUNNAN COAL & ENERGY CO., LTD. Ticker: 600792 Security ID: Y9882A104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements and For Did Not Vote Management Financial Budget 4 Approve Allocation of Income and For Did Not Vote Management Dividends 5 Approve Remuneration of Directors and For Did Not Vote Management Senior Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Related Party Transaction For Did Not Vote Management 8 Approve Application of Credit Lines For Did Not Vote Management 9 Approve to Appoint Financial Auditor For Did Not Vote Management and Internal Control Auditor -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related-party For For Management Transaction of Subsidiary -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transaction -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Annual Report Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Comprehensive Credit Line For Against Management Application from Various Financial Institutions 10 Approve Commodity Derivatives Trading For For Management Business 11 Approve Guarantee Provision Plan For For Management 12 Approve Signing of Financial Lease For For Management Cooperation Framework Agreement 13 Elect Wang Yong as Independent Director For For Management -------------------------------------------------------------------------------- YUNNAN ENERGY INVESTMENT CO., LTD. Ticker: 002053 Security ID: Y9881V109 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Yihua as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- YUNNAN ENERGY INVESTMENT CO., LTD. Ticker: 002053 Security ID: Y9881V109 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Daily Related For For Management Party Transactions 2 Approve Loan of Yuxi Puyi Line Project For For Management of Yuxi Energy Investment Natural Gas Industry Development Co., Ltd. and Provision of Balance to Make up the Repayment Responsibility by Yunnan Energy Investment Group Co., Ltd. 3 Approve Loan of Lubiao Yimen Line For For Management Project of Yuxi Energy Investment Natural Gas Industry Development Co., Ltd. and Provision of Balance to Make up the Repayment Responsibility by Yunnan Energy Investment Group Co., Ltd. -------------------------------------------------------------------------------- YUNNAN ENERGY INVESTMENT CO., LTD. Ticker: 002053 Security ID: Y9881V109 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Equity Entrustment Agreement and Escrow Supplementary Agreement (2) 2 Approve Related Party Transaction in For For Management Connection to Special Bank Loans 3 Approve Guarantee Provision Plan For For Management 4 Approve Capital Injection and Share For For Shareholder Expansion -------------------------------------------------------------------------------- YUNNAN ENERGY INVESTMENT CO., LTD. Ticker: 002053 Security ID: Y9881V109 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Idle Funds to For For Management Conduct Entrusted Asset Management 2.1 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Yunnan Huayuan Packaging Co., Ltd. 2.2 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Zhongqing Yilan (Group) Co., Ltd. 2.3 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Yunnan Yuntianhua Red Phosphorus Chemical Co., Ltd. 2.4 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Yunnan Tian'an Chemical Co., Ltd. 2.5 Approve Related Party Transaction For For Management between Yunnan Tianma Logistics Co., Ltd. and Yunnan Salt Industry Co., Ltd. 2.6 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Ruili Tianping Border Trading Co., Ltd. 2.7 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Yunnan Hongyun Chlor-Alkali Co., Ltd. 2.8 Approve Related Party Transaction For For Management between Yunnan Yuntianhua Information Technology Co., Ltd. and Yunnan Salt Industry Co., Ltd. 2.9 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Yunnan Boyuan Industry Co., Ltd. 2.10 Approve Related Party Transaction For For Management between Company and Yunnan Nantou Biological Resources Investment Development Co., Ltd. 2.11 Approve Yunnan Nantou Property For For Management Services Co., Ltd. Provides Property Management, Employee Canteen Management and Security Cleaning Services for the Company and its Subsidiary 2.12 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Yunnan Mingbo Packaging Printing Co., Ltd. 2.13 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Yunnan Nantou Chemical Co., Ltd. 2.14 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Kunming Yunneng Chemical Co., Ltd. 2.15 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Yunnan Tianye Chemical Co., Ltd. 2.16 Approve Company and its Subsidiaries For For Management Lease Yunnan Nantou Smart Energy Co., Ltd. Vehicles 2.17 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Yunnan Wangjing Transport Co., Ltd. 2.18 Approve Related Party Transaction For For Management between Yunnan Salt Industry Co., Ltd. and Yunnan Nantou Yuanda Construction Group Co., Ltd. 2.19 Approve Related Party Transaction For For Management between Yunnan Natural Gas Co., Ltd. and Yunnan Nantou Logistics Co., Ltd. as well as Related Party Transaction between Yunnan Salt Industry Co., Ltd. and Yunnan Nantou Logistics Co., Ltd. 2.20 Approve Related Party Transaction For For Management between Yunnan Nantou Construction Engineering Co., Ltd. and Yunnan Natural Gas Co., Ltd. 2.21 Approve Related Party Transaction For For Management between Company and Yunnan Nantou Information Industry Development Co., Ltd. 2.22 Approve Related Party Transaction in For For Management Connection to Provision of Construction Services for Flower Conservation and Wind Farm Vegetation Restoration 2.23 Approve Related Party Transaction in For For Management Connection to Provision of OA System and Digital Energy Investment Business Services 2.24 Approve Related Party Transaction For For Management between Yunnan Yunneng Technology Co., Ltd. and Yunnan Natural Gas Co., Ltd. 2.25 Approve Related Party Transaction in For For Management Connection to Providing Training Services for Yunnan Salt Industry Co., Ltd. 2.26 Approve Related Party Transaction in For For Management Connection to Providing Training Services for the Company and Its Subsidiaries 2.27 Approve Related Party Transaction For For Management between Huize Yuntou New Energy Development Co., Ltd. and Yunnan Nantou New Energy Investment Development Co., Ltd. 3 Approve Related Party Transaction in For For Management Connection to Kaiyuan-Mengzi Branch Natural Gas Pipeline Project Procurement and Transportation Project of Corrosion-resistant Steel Pipe and Hot-headed Elbow (Secondary) -------------------------------------------------------------------------------- YUNNAN ENERGY INVESTMENT CO., LTD. Ticker: 002053 Security ID: Y9881V109 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Financial Budget For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Honghe Energy Investment For For Management Natural Gas Industry Development Co., Ltd. Kaiyuan-Mengzi Branch Line Project Loan and Yunnan Province Natural Gas Co., Ltd. Provide Joint Liability Guarantee 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Working System for Independent For For Management Directors 11 Amend Management System of Raised Funds For For Management 12 Amend Detailed Rules for Online Voting For For Management of the Shareholders General Meeting 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JUL 17, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Company's For For Management Convertible Bond Issuance 1.1 Approve Issue Type For For Management 1.2 Approve Issue Scale For For Management 1.3 Approve Par Value and Issue Price For For Management 1.4 Approve Bond Maturity For For Management 1.5 Approve Bond Interest Rate For For Management 1.6 Approve Term and Method of Interest For For Management Payment 1.7 Approve Conversion Period For For Management 1.8 Approve Determination and Adjustment For For Management of Conversion Period 1.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 1.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sell-Back For For Management 1.13 Approve Dividend Distribution Post For For Management Conversion 1.14 Approve Issue Manner and Target Parties For For Management 1.15 Approve Placing Arrangement for For For Management Shareholders 1.16 Approve Matters Relating to Meetings For For Management of Bond Holders 1.17 Approve Usage of Raised Funds For For Management 1.18 Approve Implementing Party and For For Management Investment Manner of Raised Funds 1.19 Approve Guarantee Matters For For Management 1.20 Approve Rating Matters For For Management 1.21 Approve Depository of Raised Funds For For Management 1.22 Approve Resolution Validity Period For For Management 2 Approve Plan on Convertible Bond For For Management Issuance (Revised Draft) 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 7 Approve Investment in Lithium Battery For For Management Diaphragm Project 8 Approve Increase in Bank Credit Line For Against Management 9 Approve Additional Guarantee For For Management 10 Approve Additional Financial Assistance For For Management -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Investment in "Tuier Jinsan" For For Management 3 Approve Repurchase Cancellation of For For Shareholder Performance Shares 4 Approve Repurchase of Retired For For Shareholder Personnel's Share -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management 2 Approve Signing of Supplementary For For Management Agreement for the Equity Transfer Framework Agreement 3 Approve Signing of Supplemental For For Management Agreement to the Equity Transfer Agreement 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Equity Acquisition Agreement -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: DEC 25, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds to For For Management Invest in Bank Financial Products -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Daily Related-Party For For Management Transactions 8 Approve Comprehensive Credit Line Bank For Against Management Application 9 Approve Guarantee within the Scope of For Against Management Consolidated Report 10 Approve Performance Commitment on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 11.1 Elect Paul Xiaoming Lee as For For Shareholder Non-Independent Director 11.2 Elect Li Xiaohua as Non-Independent For For Shareholder Director 11.3 Elect Yan Ma as Non-Independent For For Shareholder Director 11.4 Elect Xu Ming as Non-Independent For For Shareholder Director 11.5 Elect Feng Jie as Non-Independent For For Shareholder Director 11.6 Elect Alex Cheng as Non-Independent For For Shareholder Director 12.1 Elect Tang Changjiang as Independent For For Management Director 12.2 Elect Zheng Haiying as Independent For For Management Director 12.3 Elect Lu Jiankai as Independent For For Management Director 13.1 Elect Zhang Tao as Supervisor For For Management 13.2 Elect Chen Tao as Supervisor For For Management 14 Approve Establishment of Special Board For For Management Committee -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Listing Location For For Management 2.10 Approve Usage of Raised Funds For For Management 2.11 Approve Raised Funds Implementing For For Management Party and Manner 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of Raised For For Management Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Special Raised Funds Account For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- YUNNAN LINCANG XINYUAN GERMANIUM INDUSTRIAL CO., LTD. Ticker: 002428 Security ID: Y9881E107 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bao Wendong as Non-independent For For Management Director 1.2 Elect Liu Fengxiang as Non-independent For For Management Director 1.3 Elect Wu Hongping as Non-independent For For Management Director 1.4 Elect Zhang Jie as Non-independent For For Management Director 1.5 Elect Zhu Zhiguo as Non-independent For For Management Director 1.6 Elect Chen Feihong as Non-independent For For Management Director 2.1 Elect Fang Ziwei as Independent For For Management Director 2.2 Elect He Guozhong as Independent For For Management Director 2.3 Elect Long Chao as Independent Director For For Management 3.1 Elect He Yi as Supervisor For For Management 3.2 Elect Dou Hui as Supervisor For For Management -------------------------------------------------------------------------------- YUNNAN LINCANG XINYUAN GERMANIUM INDUSTRIAL CO., LTD. Ticker: 002428 Security ID: Y9881E107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Loan and Related Party For For Shareholder Transactions -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2.1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2.4 Amend Working System for Independent For For Management Directors 2.5 Approve Profit Distribution Management For For Management System 3 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Tao as Non-Independent For For Management Director 1.2 Elect Cheng Ruihan as Non-Independent For For Management Director 1.3 Elect Yang Yimin as Non-Independent For For Management Director 1.4 Elect Yao Jiali as Non-Independent For For Management Director 1.5 Elect Tang Fa as Non-Independent For For Management Director 1.6 Elect Song Xingcheng as For For Management Non-Independent Director 1.7 Elect Han Shouli as Non-Independent For For Management Director 2.1 Elect Xie Yunshan as Independent For For Management Director 2.2 Elect Shao Weifeng as Independent For For Management Director 2.3 Elect Yin Xiaobing as Independent For For Management Director 2.4 Elect Yuan Rongli as Independent For For Management Director 3.1 Elect Gao Hong as Supervisor For For Management 3.2 Elect Zheng Qiyi as Supervisor For For Management 3.3 Elect Liu Kun as Supervisor For For Management 4 Approve Daily Related Party Transaction For For Management 5 Approve Signing Related Party Contract For For Management 6 Approve Hedging Plan For For Management 7 Approve Asset Investment Plan For For Management -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Operational Budget Plan For For Management 7 Approve Application of Comprehensive For For Management Bank Credit Lines 8 Approve to Adjust the Allowance of For For Management Independent Directors 9 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- YUNNAN WENSHAN ELECTRIC POWER CO., LTD. Ticker: 600995 Security ID: Y9882G101 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Hongdong as For Did Not Vote Management Non-independent Director 2 Approve Resignation of Wang Changzhao For Did Not Vote Management -------------------------------------------------------------------------------- YUNNAN WENSHAN ELECTRIC POWER CO., LTD. Ticker: 600995 Security ID: Y9882G101 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 4 Approve Appointment of Auditor and For Did Not Vote Management Internal Control Auditor -------------------------------------------------------------------------------- YUNNAN WENSHAN ELECTRIC POWER CO., LTD. Ticker: 600995 Security ID: Y9882G101 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Hongdong as For Did Not Vote Management Non-Independent Director 1.2 Elect Duan Ronghua as Non-Independent For Did Not Vote Management Director 1.3 Elect Yang Qiang as Non-Independent For Did Not Vote Management Director 1.4 Elect Luo Dong as Non-Independent For Did Not Vote Management Director 1.5 Elect Lei Peng as Non-Independent For Did Not Vote Management Director 1.6 Elect Mao Zhaoqin as Non-Independent For Did Not Vote Management Director 1.7 Elect Liu Junfeng as Non-Independent For Did Not Vote Management Director 2.1 Elect Hu Jiye as Independent Director For Did Not Vote Shareholder 2.2 Elect Sun Hongbin as Independent For Did Not Vote Shareholder Director 2.3 Elect Yang Lu as Independent Director For Did Not Vote Shareholder 2.4 Elect Li Xiaohong as Independent For Did Not Vote Shareholder Director 3.1 Elect Zi Meirong as Supervisor For Did Not Vote Shareholder 3.2 Elect Hong Yaolong as Supervisor For Did Not Vote Shareholder 3.3 Elect Ning Dewen as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- YUNNAN WENSHAN ELECTRIC POWER CO., LTD. Ticker: 600995 Security ID: Y9882G101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Operating Plan For For Management 8 Approve Financial Budget Report For For Management 9 Approve Daily Related-party For For Management Transaction with Yunnan Power Grid Co. , Ltd. 10 Approve Daily Related-party For For Management Transaction on Purchase of Local Power Plant Contract 11 Approve Daily Related-party For For Management Transaction on Power Purchase and Sale Agreement with Guangxi Power Grid White Power Supply Bureau and Guangxi Debao County Water Conservancy and Electricity Co., Ltd. 12 Approve Daily Related-party For For Management Transaction on Power Purchase and Sale Agreement with Guangxi Power Grid White Power Supply Bureau and Guangxi Water Resources & Electric Industry Group Co., Ltd 13 Approve to Appoint Financial and For For Management Internal Control Auditor 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Elect Non-Independent Director For For Shareholder -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee and For For Management Related Party Transactions for Yunnan Yuntianhua Trading Co., Ltd. by Controlling Shareholder 2 Approve Provision of Guarantee and For For Management Related Party Transactions for Yunnan Phosphate Chemical Group Co., Ltd. by Controlling Shareholder 3 Approve Signing of Related Party For For Management Transactions Agreement 4 Approve Provision of Counter-guarantee For For Management by Subsidiary 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6.1 Elect Zhang Wenxue as Non-Independent For For Management Director 6.2 Elect Hu Jun as Non-Independent For For Management Director 6.3 Elect He Tao as Non-Independent For For Management Director 6.4 Elect Ofer Lifshitz as Non-Independent For For Management Director 6.5 Elect Yaacov Altman as Non-Independent For For Management Director 6.6 Elect Duan Wenhan as Non-Independent For For Management Director 6.7 Elect Zhong Dehong as Non-Independent For For Management Director 7.1 Elect Li Hongbin as Independent For For Management Director 7.2 Elect Shi Xuehong as Independent For For Management Director 7.3 Elect Guo Pengfei as Independent For For Management Director 7.4 Elect Wang Nan as Independent Director For For Management 8.1 Elect Long Xianjun as Supervisor For For Management 8.2 Elect Zhou Chunmei as Supervisor For For Management 8.3 Elect Xie Huagui as Supervisor For For Management 8.4 Elect Wan Chong as Supervisor For For Management -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: SEP 18, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2 Approve Daily Related-party For For Management Transactions 3 Approve Guarantee Provision and For For Management Related-party Transactions by Controlling Shareholder -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Property For For Management 2 Approve Provision of Guarantee and For For Management Related Party Transactions by Controlling Shareholder 3 Approve Amendments to Articles of For For Management Association 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee and For For Management Related Party Transactions 2 Approve External Guarantee For For Management -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Controlling Shareholder For For Management Provides Refinancing Funds for the Company and Related Party Transactions -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Donations For For Management 2 Approve Related Party Transaction in For For Management Connection to Provision of Guarantee by Controlling Shareholder to Subsidiary -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: APR 16, 2020 Meeting Type: Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan and For For Management Related Party Transactions 2 Approve Provision of Guarantee by For For Management Controlling Shareholders for Company Subsidiaries and Related Party Transactions 3 Approve Additional Provision of For Against Management Guarantee to Subsidiaries 4 Approve Equity Acquisition Agreement For For Management 5 Elect Fu Shaoxue as Supervisor For For Shareholder 6.1 Elect Cui Zhouquan as Non-Independent For For Management Director 6.2 Elect Li Dan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Plan For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Independent For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Annual Report and Summary For For Management 8 Approve Related Party Transaction For For Management 9 Approve Guarantee Provision Plan and For For Management Related Party Transactions -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Commitment of For For Management Controlling Shareholder 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Issue Manner and Period For For Management 3.3 Approve Target Parties and For For Management Subscription Manner 3.4 Approve Reference Date, Issue Price For For Management 3.5 Approve Issue Scale For For Management 3.6 Approve Restriction Period For For Management 3.7 Approve Listing Location For For Management 3.8 Approve Amount and Usage of Raised For For Management Funds 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Resolution Validity Period For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Signing of Conditional For For Management Subscription Agreement 8 Approve Signing of Supplemental For For Management Conditional Subscription Agreement and Related Party Transactions 9 Approve Shareholder Return Plan For For Management 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Commitment from Controlling For For Management Shareholder, Directors, Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement 12 Approve Report on the Usage of For For Management Previously Raised Funds 13 Approve Authorization of Board to For For Management Handle All Related Matters 14 Approve Whitewash Waiver For For Management -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer and Related For For Management Party Transactions 2 Approve Related Party Transaction in For For Management Connection to Continued Guarantee Provision Plan 3 Approve Guarantee Provision by For For Management Controlling Shareholder and Related Party Transactions 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YUZHOU PROPERTIES COMPANY LIMITED Ticker: 1628 Security ID: G9884T101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Kwok Ying Lan as Director For For Management 2.2 Elect Lin Conghui as Director For For Management 2.3 Elect Lam Kwong Siu as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8 Adopt New Share Option Scheme For For Management 9 Approve Change of English Name and For For Management Adopt Chinese Name as Dual Foreign Name of the Company and Related Transactions -------------------------------------------------------------------------------- YY, INC. Ticker: YY Security ID: 98426T106 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to JOYY Inc. For For Management -------------------------------------------------------------------------------- ZAMIL INDUSTRIAL INVESTMENT CO. Ticker: 2240 Security ID: M9T90X104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Approve Discharge of Directors for FY For For Management 2019 5 Approve Remuneration of Directors of For For Management SAR 1,600,000 for FY 2019 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 7 Authorize Share Repurchase Program Up For For Management to 3 Million Shares as Treasury Shares 8 Approve Related Party Transactions Re: For For Management Zamil Architectural Holding Company 9 Approve Related Party Transactions Re: For For Management Zamil Chemical and Plastic Industries 10 Approve Related Party Transactions Re: For For Management Zamil Trading and Services Holding Company 11 Approve Related Party Transactions Re: For For Management Zamil Real Estate Group -------------------------------------------------------------------------------- ZANGGE HOLDING CO., LTD. Ticker: 000408 Security ID: Y9885K117 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cao Bangjun as Non-Independent For For Shareholder Director 1.2 Elect Xiao Yao as Non-Independent For For Shareholder Director 1.3 Elect Wang Jubao as Non-Independent For For Shareholder Director 1.4 Elect Huang Peng as Non-Independent For For Shareholder Director 1.5 Elect Fang Li as Non-Independent For For Shareholder Director 1.6 Elect Zhang Ping as Non-Independent For For Shareholder Director 2.1 Elect Zhu Yong as Independent Director For For Management 2.2 Elect Wang Didi as Independent Director For For Management 2.3 Elect Qi Zhaoying as Independent For For Management Director 3.1 Elect Shao Jing as Supervisor For For Management 3.2 Elect Hou Xuanming as Supervisor For For Management -------------------------------------------------------------------------------- ZANGGE HOLDING CO., LTD. Ticker: 000408 Security ID: Y9885K117 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extend Period of Performance For For Management Related Guarantees of Tibet Julong Copper Co., Ltd. and Commitment Change -------------------------------------------------------------------------------- ZANGGE HOLDING CO., LTD. Ticker: 000408 Security ID: Y9885K117 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance of Profit Forecast For For Management (Adjusted) 2 Approve Repurchase Cancellation of For For Management Shares 3 Approve Completion of Partial Raised For For Management Funds Project and Use Remaining Raised Funds to Replenish Working Capital 4 Approve Change of Auditor For For Management 5 Approve Extend the Deadline for For For Management Fulfillment of Relevant Guarantees and Commitment Change -------------------------------------------------------------------------------- ZANGGE HOLDING CO., LTD. Ticker: 000408 Security ID: Y9885K117 Meeting Date: JUN 23, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Preemptive Rights For For Management 2 Approve Sale of Equity and Waiver of For For Management Preemptive Rights 3 Approve Controlling Shareholder and For For Management Related Parties to Change Commitments Related to Debt-for-Debt Transactions -------------------------------------------------------------------------------- ZEDER INVESTMENTS LTD. Ticker: ZED Security ID: S9897L100 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Rudi Jansen as Director For For Management 2.1 Re-elect George Eksteen as Director For For Management 2.2 Re-elect Wynand Greeff as Director For For Management 2.3 Re-elect Piet Mouton as Director For For Management 3.1 Re-elect George Eksteen as Member of For For Management the Audit and Risk Committee 3.2 Elect Rudi Jansen as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Chris Otto as Member of the For For Management Audit and Risk Committee 3.4 Re-elect Nonhlanhla Mjoli-Mncube as For For Management Member of the Audit and Risk Committee 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with D de Jager as the Designated Auditor 5 Approve Remuneration Policy For For Management 6 Approve Implementation Report on the For For Management Remuneration Policy 7 Authorise Board to Issue Shares for For For Management Cash 8 Approve Remuneration of Non-Executive For For Management Directors 9.1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 9.2 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 10 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ZEDER INVESTMENTS LTD. Ticker: ZED Security ID: S9897L100 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Zeder Disposal For For Management Shares in Terms of the Listing Requirements of the JSE 1 Approve Disposal of Zeder Disposal For For Management Shares in Terms of the Companies Act 2 Approve Payment of Fees to the Members For For Management of the Independent Board in Relation to the Zeder Disposal -------------------------------------------------------------------------------- ZEE ENTERTAINMENT ENTERPRISES LIMITED Ticker: 505537 Security ID: Y98893152 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Dividend on Preference Shares For For Management 3 Declare Dividend on Equity Shares For For Management 4 Reelect Subhash Chandra as Director For Against Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ZENG HSING INDUSTRIAL CO., LTD. Ticker: 1558 Security ID: Y9887W119 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- ZHANGJIAGANG FURUI SPECIAL EQUIPMENT CO., LTD. Ticker: 300228 Security ID: Y988BF103 Meeting Date: NOV 04, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Changes in Shareholders' For For Management Commitments 3 Approve Bank Credit Line Application For For Management and Provision of Guarantee to Subsidiary -------------------------------------------------------------------------------- ZHANGJIAGANG FURUI SPECIAL EQUIPMENT CO., LTD. Ticker: 300228 Security ID: Y988BF103 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ZHANGJIAGANG FURUI SPECIAL EQUIPMENT CO., LTD. Ticker: 300228 Security ID: Y988BF103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Fund-Raising For For Management Project Equipment and Related Transactions 2 Approve Company's Credit Line For For Management Application and Provision of Guarantee to Wholly-owned Subsidiary -------------------------------------------------------------------------------- ZHANGJIAGANG FURUI SPECIAL EQUIPMENT CO., LTD. Ticker: 300228 Security ID: Y988BF103 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ZHANGJIAGANG FURUI SPECIAL EQUIPMENT CO., LTD. Ticker: 300228 Security ID: Y988BF103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHANGJIAGANG FURUI SPECIAL EQUIPMENT CO., LTD. Ticker: 300228 Security ID: Y988BF103 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.4 Approve Issue Scale For For Management 2.5 Approve Target Parties and For For Management Subscription Manner 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Related Party Transactions in For For Management Connection to Private Placement 9 Approve Signing of Conditional For For Management Subscription Agreement 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Provision of Guarantee For For Management 13 Approve Decrease Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHANGJIAGANG FURUI SPECIAL EQUIPMENT CO., LTD. Ticker: 300228 Security ID: Y988BF103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Guarantee Provision 2 Approve Guarantee Provision for For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD. Ticker: 600436 Security ID: Y9890Q109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Daily Related-party For For Management Transactions 8 Approve Appointment of Auditor and to For For Management Fix Their Remuneration 9 Approve Amendments to Articles of For Against Management Association, Rules and Procedures Regarding General Meetings of Shareholders, Rules and Procedures Regarding Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Elect Zheng Zhenlong as Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Transfer Agreement and Related For For Management Transactions 1b Approve Grant of Specific Mandates to For For Management the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement 1c Authorize Board to Deal With All For For Management Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions 2a Amend Articles of Association For For Management 2b Authorize Board to Deal With All For For Management Matters in Relation to the Amendments to the Articles of Association 3 Approve Registration and Issuance of For For Management Renewal Bonds and Authorize Board to Deal With All Related Matters 4 Approve Registration and Issuance of For For Management Super Short-Term Notes and Authorize Board to Deal With All Related Matters -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Transfer Agreement and Related For For Management Transactions 1b Approve Grant of Specific Mandates to For For Management the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement 1c Authorize Board to Deal With All For For Management Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Report For For Management 4 Approve Final Dividend For For Management 5 Approve Ernst & Young and Ernst & For For Management Young Hua Ming LLP as International Auditor and the PRC Auditor of the Company Respectively and Authorize Board to Fix Their Remuneration 6 Elect Huang Zhen as Director For For Management 7 Elect Zhang Banglong as Director For For Management 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares 2 Authorize Repurchase of Issued H Share For For Management Capital 3a Amend Articles of Association For For Management 3b Authorize Board to Deal with All For For Management Matters in Relation to the Amendments to the Articles of Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 3a Amend Articles of Association For For Management 3b Authorize Board to Deal with All For For Management Matters in Relation to the Amendments to the Articles of Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- ZHEFU HOLDING GROUP CO., LTD. Ticker: 002266 Security ID: Y988AR108 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Acquisition by Issuance of Shares and Cash 2.1 Approve Overall Plan For Did Not Vote Management 2.2 Approve Target Plan For Did Not Vote Management 2.3 Approve Transacting Parties For Did Not Vote Management 2.4 Approve Price Basis and Transaction For Did Not Vote Management Price of Target Assets 2.5 Approve Transaction Price and Payment For Did Not Vote Management Method 2.6 Approve Period of Cash Payment For Did Not Vote Management 2.7 Approve Type and Par Value of Shares For Did Not Vote Management 2.8 Approve Issuance Method and Target For Did Not Vote Management Subscribers 2.9 Approve Price Basis and Issuance Price For Did Not Vote Management 2.10 Approve Issue Size For Did Not Vote Management 2.11 Approve Distribution of Cumulative For Did Not Vote Management Earnings 2.12 Approve Lock-up Period For Did Not Vote Management 2.13 Approve Listing Exchange For Did Not Vote Management 2.14 Approve Transitional Profit or Loss For Did Not Vote Management Arrangement 2.15 Approve Delivery and Liability for For Did Not Vote Management breach of contract 2.16 Approve Performance Commitments and For Did Not Vote Management Compensation Arrangement of Zhejiang Shenlian Environmental Protection Group Co., Ltd. 2.17 Approve Performance Commitments and For Did Not Vote Management Compensation Arrangement of Hangzhou Fuyang Shenneng Solid Waste Environmental Recycling Co., Ltd. 2.18 Approve Shares Pledging Arrangement For Did Not Vote Management 2.19 Approve Resolution Validity Period For Did Not Vote Management 3 Approve This Restructure Adjustment For Did Not Vote Management Does Not Constitute as Major Adjustments 4 Approve This Transaction Constitutes For Did Not Vote Management as Related-party Transaction 5 Approve Draft and Summary on For Did Not Vote Management Acquisition by Issuance of Shares and Cash and Related-party Transaction 6 Approve Signing of Acquisition by For Did Not Vote Management Issuance of Shares or Convertible Bonds Agreement and Its Supplementary Agreements 7 Approve Signing of Performance For Did Not Vote Management Commitments and Compensation Agreement and Its Supplementary Agreements 8 Approve Relevant Audit Report, Review For Did Not Vote Management Report and Evaluation Report 9 Approve Independence of Appraiser, the For Did Not Vote Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Transaction Complies with For Did Not Vote Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 11 Approve Transaction Complies with For Did Not Vote Management Relevant Standards of Management Approach Regarding Major Asset Restructuring of Listed Companies 12 Approve Transaction Does Not For Did Not Vote Management Constitute as Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 13 Approve Appointment of Intermediaries For Did Not Vote Management for this Transaction 14 Approve White Wash Waiver and Related For Did Not Vote Management Transactions 15 Approve Completeness and Compliance of For Did Not Vote Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 16 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Basis and Fairness of Pricing For Did Not Vote Management for This Transaction 18 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 19 Amend Management System of For Did Not Vote Management Related-party Transaction 20 Approve Equity Disposal Agreement For Did Not Vote Management -------------------------------------------------------------------------------- ZHEFU HOLDING GROUP CO., LTD. Ticker: 002266 Security ID: Y988AR108 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Yi as Non-independent For For Management Director 1.2 Elect Yu Yongqing as Non-independent For For Management Director 1.3 Elect Pan Chengdong as Non-independent For For Management Director 1.4 Elect Fang Zhenwu as Non-independent For For Management Director 1.5 Elect Zheng Huaiyong as For For Management Non-independent Director 1.6 Elect Chen Xuexin as Non-independent For For Management Director 2.1 Elect He Daan as Independent Director For For Management 2.2 Elect Zhang Taoyong as Independent For For Management Director 2.3 Elect Huang Jifa as Independent For For Management Director 2.4 Elect Song Shenhai as Independent For For Management Director 3.1 Elect Huang Jun as Supervisor For For Management 3.2 Elect Jiang Cheng as Supervisor For For Management -------------------------------------------------------------------------------- ZHEFU HOLDING GROUP CO., LTD. Ticker: 002266 Security ID: Y988AR108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Guarantee For Against Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG AOKANG SHOES CO., LTD. Ticker: 603001 Security ID: Y988BW106 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Approve Amendment of Several For For Management Management System 5.1 Elect Wang Zhentao as Non-Independent For For Management Director 5.2 Elect Wang Jinquan as Non-Independent For For Management Director 5.3 Elect Yu Xiongping as Non-Independent For For Management Director 5.4 Elect Xu Xuliang as Non-Independent For For Management Director 5.5 Elect Zhou Panshan as Non-Independent For For Management Director 5.6 Elect Wang Chen as Non-Independent For For Management Director 6.1 Elect Chu Xiuqi as Independent Director For For Management 6.2 Elect Liu Hongguang as Independent For For Management Director 6.3 Elect Shentu Xinfei as Independent For For Management Director 7.1 Elect Xu Gang as Supervisor For For Management 7.2 Elect Feng Fangfang as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG AOKANG SHOES CO., LTD. Ticker: 603001 Security ID: Y988BW106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6.1 Approve 2019 Remuneration of Chairman For For Management of the Board Wang Zhentao 6.2 Approve 2019 Remuneration of Director For For Management and President Wang Jinquan 6.3 Approve 2019 Remuneration of Other For For Management Directors and Supervisors 7 Approve Remuneration of Directors, For For Management Supervisors 8 Approve Appointment of Auditor For For Management 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve Provision for Asset Impairment For For Management 11 Approve External Guarantee For For Management 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG ASIA-PACIFIC MECHANICAL & ELECTRONIC CO., LTD. Ticker: 002284 Security ID: Y988AU101 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Weizhong as For For Management Non-Independent Director 1.2 Elect Huang Weichao as Non-Independent For For Management Director 1.3 Elect Huang Laixing as Non-Independent For For Management Director 1.4 Elect Shi Xinglong as Non-Independent For For Management Director 1.5 Elect Shi Zhengtang as Non-Independent For For Management Director 1.6 Elect Shi Jifa as Non-Independent For For Management Director 2.1 Elect Qian Yimin as Independent For For Management Director 2.2 Elect Wu Weiming as Independent For For Management Director 2.3 Elect Zhu Lihong as Independent For For Management Director 3.1 Elect Zhu Wengang as Supervisor For For Management 3.2 Elect Liu Chunsheng as Supervisor For For Management 3.3 Elect Chen Lijuan as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG ASIA-PACIFIC MECHANICAL & ELECTRONIC CO., LTD. Ticker: 002284 Security ID: Y988AU101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Dividends Management System For For Management 14 Approve Detailed Rules for Online For For Management Voting of the Shareholders General Meeting 15 Amend Related Party Transaction For For Management Management System 16 Amend Code of Conduct for Controlling For For Management Shareholders 17 Amend Working System for Independent For For Management Directors 18 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management 2 Approve Charitable Donations For For Management -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Wenge as Non-Independent For For Management Director 1.2 Elect Wang Dong as Non-Independent For For Management Director 1.3 Elect Wang Chunming as Non-Independent For For Management Director 1.4 Elect Li Chengqun as Non-Independent For For Management Director 1.5 Elect Xu Hang as Non-Independent For For Management Director 1.6 Elect Zhu Hang as Non-Independent For For Management Director 2.1 Elect Liu Zhiyuan as Independent For For Management Director 2.2 Elect Ma Shuzhong as Independent For For Management Director 2.3 Elect Wu Yabin as Independent Director For For Management 3.1 Elect Huang Ping as Supervisor For For Management 3.2 Elect Jin Xiaojia as Supervisor For For Management 3.3 Elect Wang Gaiying as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Donation For For Management -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Issuance of Debt Financing For For Management Instruments 9.1 Elect Hong Jianqiao as Independent For For Management Director 9.2 Elect Jin Yanghua as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Transfer Agreement -------------------------------------------------------------------------------- ZHEJIANG CHINA LIGHT & TEXTILE INDUSTRIAL CITY GROUP CO., LTD. Ticker: 600790 Security ID: Y9891A103 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shan Chongjun as Non-independent For For Management Director 1.2 Elect Xu Fang as Non-independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG CHINA LIGHT & TEXTILE INDUSTRIAL CITY GROUP CO., LTD. Ticker: 600790 Security ID: Y9891A103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Appointment of Auditors and For For Management Payment of Their Remuneration 7 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 8 Approve Allowance Standard of For For Management Independent Directors -------------------------------------------------------------------------------- ZHEJIANG CHINT ELECTRICS CO., LTD. Ticker: 601877 Security ID: Y988AY103 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Approve Purpose and Usage of the For For Management Shares to Be Repurchased 2.2 Approve Type of the Share Repurchase For For Management 2.3 Approve Manner of Share Repurchase For For Management 2.4 Approve Period of the Share Repurchase For For Management 2.5 Approve Number and Proportion to the For For Management Total Capital of the Share Repurchase 2.6 Approve Price of the Share Repurchase For For Management 2.7 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 2.8 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Repurchasing of Share 4 Approve Provision of Guarantee For For Shareholder 5 Approve Foreign Exchange Derivatives For For Shareholder Trading Business Management System 6 Approve Foreign Exchange Derivatives For For Shareholder Trading Business -------------------------------------------------------------------------------- ZHEJIANG CHINT ELECTRICS CO., LTD. Ticker: 601877 Security ID: Y988AY103 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Draft and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- ZHEJIANG CHINT ELECTRICS CO., LTD. Ticker: 601877 Security ID: Y988AY103 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Completion or Termination of For For Management Fundraising Projects and Use Excess Raised Funds to Replenish Working Capital 7 Approve Daily Related Party Transaction For For Management 8 Approve Appointment of Auditor For For Management 9 Approve External Guarantee For Against Management -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Issuance of Convertible Bonds 2.1 Approve Bond Type For Did Not Vote Management 2.2 Approve Issue Size For Did Not Vote Management 2.3 Approve Par Value and Issue Price For Did Not Vote Management 2.4 Approve Bond Maturity For Did Not Vote Management 2.5 Approve Bond Interest Rate For Did Not Vote Management 2.6 Approve Term and Method of Principal For Did Not Vote Management and Interest Payment 2.7 Approve Guarantee in Relation to Bond For Did Not Vote Management Issuance 2.8 Approve Conversion Period For Did Not Vote Management 2.9 Approve Determination and Adjustment For Did Not Vote Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For Did Not Vote Management of Conversion Price 2.11 Approve Method on Handling Fractional For Did Not Vote Management Shares Upon Conversion 2.12 Approve Terms of Redemption For Did Not Vote Management 2.13 Approve Terms of Sell-Back For Did Not Vote Management 2.14 Approve Profit Distribution after the For Did Not Vote Management Conversion 2.15 Approve Issue Manner and Target For Did Not Vote Management Subscribers 2.16 Approve Placing Arrangement for For Did Not Vote Management Shareholders 2.17 Approve Matters Relating to Meetings For Did Not Vote Management of Bond Holders 2.18 Approve Usage and Implementation For Did Not Vote Management Method of Raised Funds 2.19 Approve Deposit Account for Raised For Did Not Vote Management Funds 2.20 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Issuance of Convertible Bonds For Did Not Vote Management 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures and Commitments to be Taken 7 Approve Authorization of Board to For Did Not Vote Management Handle All Matters Related to Issuance of Convertible Bonds 8 Approve Rules and Procedures Regarding For Did Not Vote Management Meetings of Convertible Bondholders -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For Did Not Vote Management Transactions -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Daily Related Party For For Management Transactions 8 Approve Provision of Financial For For Management Assistance 9 Approve Guarantee Provision Arrangement For For Management 10.1 Elect Lv Jiangying as Supervisor For For Shareholder 10.2 Elect Zhu Shuyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Appointment of Financial For Did Not Vote Management Auditor 7 Approve Daily Related Party For Did Not Vote Management Transactions 8 Approve Provision of Financial For Did Not Vote Management Assistance 9 Approve Guarantee Provision Arrangement For Did Not Vote Management 10.1 Elect Lv Jiangying as Supervisor For Did Not Vote Shareholder 10.2 Elect Zhu Shuyan as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shutting Down the Jiangshan For For Management Base of the Chemical Sector and Signing of Shutdown and Compensation Agreement -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shutting Down the Jiangshan For Did Not Vote Management Base of the Chemical Sector and Signing of Shutdown and Compensation Agreement -------------------------------------------------------------------------------- ZHEJIANG CONBA PHARMACEUTICAL CO., LTD. Ticker: 600572 Security ID: Y9889P104 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management 2 Approve Issuance of Super Short-term For For Management Commercial Papers 3 Approve Issuance of Medium-term Notes For For Management 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Super Short-term Commercial Papers and Medium-term Notes -------------------------------------------------------------------------------- ZHEJIANG CONBA PHARMACEUTICAL CO., LTD. Ticker: 600572 Security ID: Y9889P104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve Change in the Use of Proceeds For For Management -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Increase in Registered Capital For For Management 3 Approve Decrease in Registered Capital For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Acquisition of Assets For For Management -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Fund-raising For For Management Investment Project -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Remuneration of Directors For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Increase in Registered Capital For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on For For Management Performance Share Incentive Plan (Revised) 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Adjustment on Guarantee For Against Management Provision for Subsidiary -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on For Did Not Vote Management Performance Share Incentive Plan (Revised) 2 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 3 Approve Adjustment on Guarantee For Did Not Vote Management Provision for Subsidiary -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Forward Foreign Exchange For For Management Hedging Transactions 9 Approve Credit Line Bank Application For For Management and Bill Pool Business 10 Approve Provision of Guarantee For Against Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Amend Articles of Association to For For Management Reduce Registered Capital 13 Approve Draft and Summary of For For Shareholder Performance Shares Incentive Plan 14 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 15 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG DAILY DIGITAL CULTURE GROUP CO., LTD. Ticker: 600633 Security ID: Y9896U104 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and of For For Management Partial Raised Funds for Capital Injection 2 Elect Jin Jing as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG DAILY DIGITAL CULTURE GROUP CO., LTD. Ticker: 600633 Security ID: Y9896U104 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Assessment and Remuneration For Against Management Distribution Plan of Directors 2 Approve Assessment and Remuneration For Against Management Distribution Plan of Supervisors -------------------------------------------------------------------------------- ZHEJIANG DAILY DIGITAL CULTURE GROUP CO., LTD. Ticker: 600633 Security ID: Y9896U104 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Assessment and Remuneration For Did Not Vote Management Distribution Plan of Directors 2 Approve Assessment and Remuneration For Did Not Vote Management Distribution Plan of Supervisors -------------------------------------------------------------------------------- ZHEJIANG DAILY DIGITAL CULTURE GROUP CO., LTD. Ticker: 600633 Security ID: Y9896U104 Meeting Date: APR 10, 2020 Meeting Type: Special Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- ZHEJIANG DAILY DIGITAL CULTURE GROUP CO., LTD. Ticker: 600633 Security ID: Y9896U104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Daily Related Party For For Management Transactions 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Report of the Board of For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Approve Report on Remuneration For For Management Distribution of Directors 9 Approve Report on Remuneration For For Management Distribution of Supervisors 10 Approve Remuneration and Assessment of For Against Management Directors 11 Approve Remuneration and Assessment of For Against Management Supervisors 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 14 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG DINGLI MACHINERY CO., LTD. Ticker: 603338 Security ID: Y988CW105 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG DINGLI MACHINERY CO., LTD. Ticker: 603338 Security ID: Y988CW105 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG DINGLI MACHINERY CO., LTD. Ticker: 603338 Security ID: Y988CW105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Provision of Guarantee For For Management 10 Amend Articles of Association For For Management 11 Approve Shareholder Return Plan For For Management 12.1 Elect Xu Shugen as Non-Independent For For Management Director 12.2 Elect Shen Shuijin as Non-Independent For For Management Director 12.3 Elect Wang Meihua as Non-Independent For For Management Director 12.4 Elect Yu Yutang as Non-Independent For For Management Director 12.5 Elect Xu Ronggen as Non-Independent For For Management Director 12.6 Elect Xu Zhong as Non-Independent For For Management Director 13.1 Elect Fu Jianzhong as Independent For For Management Director 13.2 Elect Wang Baoqing as Independent For For Management Director 13.3 Elect Qu Danming as Independent For For Management Director 14.1 Elect Xiang Cunyun as Supervisor For For Management 14.2 Elect Zhou Min as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Share For For Management Convertible Bonds and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Yingjie as Director For For Management 2 Elect Zheng Ruchun as Supervisor For For Shareholder 3 Authorize Board to Approve the For For Management Proposed Director and Shareholder Representative Supervisor's Emolument and Service Contracts and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Directors For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Final Dividend For For Management 5 Approve 2019 Final Accounts and 2020 For Against Management Financial Budget 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants Hong Kong as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Approve Pan China Certified Public For For Management Accountants as the PRC Auditors and Authorize Board to Fix Their Remuneration 8 Elect Chen Ninghui as Director For For Management 9 Elect Fan Ye as Director For For Management 10 Authorize Board to Approve the For For Management Proposed Directors' Service Contracts and Relevant Documents and Authorize Any One Executive Director to Sign Such Contracts and Relevant Documents 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares and Related Transactions 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG FEIDA ENVIRONMENTAL SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600526 Security ID: Y9891H108 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- ZHEJIANG FEIDA ENVIRONMENTAL SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600526 Security ID: Y9891H108 Meeting Date: AUG 22, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For Did Not Vote Management -------------------------------------------------------------------------------- ZHEJIANG FEIDA ENVIRONMENTAL SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600526 Security ID: Y9891H108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Purchase Framework For For Management Agreement 2 Approve Purchase Related Party For For Management Transaction Plan -------------------------------------------------------------------------------- ZHEJIANG FEIDA ENVIRONMENTAL SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600526 Security ID: Y9891H108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Purchase Framework For Did Not Vote Management Agreement 2 Approve Purchase Related Party For Did Not Vote Management Transaction Plan -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Working System for Independent For For Management Directors 4.1 Elect Liu Jianxun as Non-independent For For Management Director 4.2 Elect Pan Qingshou as Non-independent For For Management Director 4.3 Elect Zhu Lin as Non-independent For For Management Director 4.4 Elect Zhao Liang as Non-independent For For Management Director 4.5 Elect Li Weimin as Non-independent For For Management Director 5.1 Elect Yu Yi as Independent Directors For For Management 5.2 Elect Guan Yunde as Independent For For Management Directors 5.3 Elect Mao Yingli as Independent For For Management Directors 6.1 Elect Zhang Shaohuai as Supervisor For For Management 6.2 Elect Li Juan as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Capital Injection and Related For For Management Party Transactions -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: JAN 16, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Debt Repayment For For Management Agreement and Provision of Guarantee -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: FEB 06, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing of For Against Management Subsidiary and Company's Guarantee Provision 2 Approve Bank Credit Financing of For For Management Subsidiary and Company's Guarantee Provision 3 Approve Waiver of Pre-emptive Right For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing and Credit For Against Management Line and Guarantee Provision -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve Credit Lines and Financing For For Management 8 Approve Finance Leasing and Credit For Against Management Line of Subsidiary and Provision of Guarantee 9 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line of Subsidiary and For For Management Provision of Guarantee -------------------------------------------------------------------------------- ZHEJIANG FOUNDER MOTOR CO., LTD. Ticker: 002196 Security ID: Y988AH100 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gu Yifeng as Non-Independent For For Management Director 1.2 Elect Feng Rong as Non-Independent For For Management Director 1.3 Elect Zou Jiansheng as Non-Independent For For Management Director 1.4 Elect Zhang Chi as Non-Independent For For Management Director 2.1 Elect Cang Yongtao as Independent For For Management Director 2.2 Elect Xiao Yongmin as Independent For For Management Director 2.3 Elect Ying Xiaochen as Independent For For Management Director 3.1 Elect Liu Yu as Supervisor For For Management 3.2 Elect Zhao Chuan as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG FOUNDER MOTOR CO., LTD. Ticker: 002196 Security ID: Y988AH100 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Draft and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- ZHEJIANG FOUNDER MOTOR CO., LTD. Ticker: 002196 Security ID: Y988AH100 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG FOUNDER MOTOR CO., LTD. Ticker: 002196 Security ID: Y988AH100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Bank Application For For Management and Authorization of Chairman of the Board of Directors to Sign Relevant Documents 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG FUCHUNJIANG ENVIRONMENTAL THERMOELECTRIC CO., LTD. Ticker: 002479 Security ID: Y988B6103 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 70.4425% Equity For For Management in Borui Energy Environmental Engineering Co., Ltd. 2 Approve Acquisition of 14.5575 Equity For For Management in Borui Energy Environmental Engineering Co., Ltd. -------------------------------------------------------------------------------- ZHEJIANG FUCHUNJIANG ENVIRONMENTAL THERMOELECTRIC CO., LTD. Ticker: 002479 Security ID: Y988B6103 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Manner of Share Repurchase For For Management 1.3 Approve Price or Price Range and For For Management Pricing Principle of the Share Repurchase 1.4 Approve Type, Number, Proportion of For For Management the Total Share Repurchase and Total Capital Used for the Share Repurchase 1.5 Approve Capital Source for the Share For For Management Repurchase 1.6 Approve Implementation Period For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG FUCHUNJIANG ENVIRONMENTAL THERMOELECTRIC CO., LTD. Ticker: 002479 Security ID: Y988B6103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- ZHEJIANG FUCHUNJIANG ENVIRONMENTAL THERMOELECTRIC CO., LTD. Ticker: 002479 Security ID: Y988B6103 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For Against Management -------------------------------------------------------------------------------- ZHEJIANG GARDEN BIO-CHEMICAL HIGH-TECH CO., LTD. Ticker: 300401 Security ID: Y9898J107 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Qian Guoping as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG GARDEN BIO-CHEMICAL HIGH-TECH CO., LTD. Ticker: 300401 Security ID: Y9898J107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Subscriber and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Lock-up Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Scale and Usage of Raised Funds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG GARDEN BIO-CHEMICAL HIGH-TECH CO., LTD. Ticker: 300401 Security ID: Y9898J107 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Adjustment to Private For For Management Placement of Shares 9 Approve Plan on Private Placement of For For Management Shares 10 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 11 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- ZHEJIANG GUYUELONGSHAN SHAOXING WINE CO., LTD. Ticker: 600059 Security ID: Y9891V115 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Amount and Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Arrangements on Roll-forward For For Management Profits 2.9 Approve Raised Funds Investment For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Signing of Subscription For For Management Agreement 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 10 Approve Shareholder Return Plan For For Management 11 Approve Establishment of Special For For Management Storage Account For Raised Funds 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13 Amend Articles of Association For Against Management 14 Approve External Guarantee Decision For For Management System 15.1 Elect Xu Dongliang as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG GUYUELONGSHAN SHAOXING WINE CO., LTD. Ticker: 600059 Security ID: Y9891V115 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statement and For For Management Financial Budget 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Remuneration of Directors, For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Use of Idle Funds to Purchase For For Management Financial Products 9.1 Elect Qian Zhangrong as Independent For For Management Director 10.1 Elect Xie Peng as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- ZHEJIANG GUYUELONGSHAN SHAOXING WINE CO., LTD. Ticker: 600059 Security ID: Y9891V115 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Company Introduced Shenzhen For For Management Qianhai Furong Asset Management Co., Ltd. as a Strategic Investor 1.2 Approve Company Introduced Zhejiang For For Management Yingjia Technology Co., Ltd. as a Strategic Investor 2 Approve Signing of Strategic For For Management Cooperation Agreement and Related Party Transactions 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HAILIANG CO. LTD. Ticker: 002203 Security ID: Y988AK103 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Zhangquan as Non-Independent For For Management Director 1.2 Elect Chen Dong as Non-Independent For For Management Director 1.3 Elect Jin Gang as Non-Independent For For Management Director 1.4 Elect Jiang Limin as Non-Independent For For Management Director 1.5 Elect Chen Shucui as Non-Independent For For Management Director 1.6 Elect Qian Ziqiang as Non-Independent For For Management Director 2.1 Elect Fan Shunke as Independent For For Management Director 2.2 Elect Deng Chuan as Independent For For Management Director 2.3 Elect Liu Guojian as Independent For For Management Director 3.1 Elect Hu Shihua as Supervisor For For Management 3.2 Elect Yu Tiejun as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG HAILIANG CO. LTD. Ticker: 002203 Security ID: Y988AK103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee for For For Management Controlled Subsidiary 10 Approve Provision of Guarantee for For For Management Controlling Shareholder 11 Approve Social Responsibility Report For For Management 12 Approve Environmental Report For For Management 13 Approve Financial Derivatives For For Management Investment Business 14 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 15 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- ZHEJIANG HAILIDE NEW MATERIAL CO., LTD. Ticker: 002206 Security ID: Y988AL101 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Limin as Non-Independent For For Management Director 1.2 Elect Gao Wangwei as Non-Independent For For Management Director 1.3 Elect Ge Junmin as Non-Independent For For Management Director 1.4 Elect Yao Jun as Non-Independent For For Management Director 2.1 Elect Huang Weishu as Independent For For Management Director 2.2 Elect Ping Heng as Independent Director For For Management 2.3 Elect Meng Fanfeng as Independent For For Management Director 3.1 Elect Xiong Chuzhen as Supervisor For For Management 3.2 Elect Qian Peihua as Supervisor For For Management 4 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- ZHEJIANG HAILIDE NEW MATERIAL CO., LTD. Ticker: 002206 Security ID: Y988AL101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Application For For Management 8 Approve Foreign Exchange Forward For For Management Transactions 9 Approve Provision of Guarantee For For Management 10 Approve Bill Pool Business For For Management -------------------------------------------------------------------------------- ZHEJIANG HANGMIN CO., LTD. Ticker: 600987 Security ID: Y988A8100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 8 Approve Appointment of Financial and For For Management Internal Control Auditor 9 Approve Use of Idle Funds for For For Management Investment and Wealth Management Business 10 Approve Guarantee For Against Management 11 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Yang as Non-Independent For For Management Director 1.2 Elect Wang Yangchao as Non-Independent For For Management Director 1.3 Elect Yang Siwei as Non-Independent For For Management Director 1.4 Elect Hong Ming as Non-Independent For For Management Director 1.5 Elect Zhu Jianwei as Non-Independent For For Management Director 1.6 Elect Yao Bing as Non-Independent For For Management Director 2.1 Elect Su Weike as Independent Director For For Management 2.2 Elect Mao Meiying as Independent For For Management Director 2.3 Elect Zhang Kejian as Independent For For Management Director 3.1 Elect Wang Qihua as Supervisor For For Management 3.2 Elect Gong Weizhong as Supervisor For For Management 4 Approve Remuneration of Independent For For Management Directors -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Yang as Non-Independent For Did Not Vote Management Director 1.2 Elect Wang Yangchao as Non-Independent For Did Not Vote Management Director 1.3 Elect Yang Siwei as Non-Independent For Did Not Vote Management Director 1.4 Elect Hong Ming as Non-Independent For Did Not Vote Management Director 1.5 Elect Zhu Jianwei as Non-Independent For Did Not Vote Management Director 1.6 Elect Yao Bing as Non-Independent For Did Not Vote Management Director 2.1 Elect Su Weike as Independent Director For Did Not Vote Management 2.2 Elect Mao Meiying as Independent For Did Not Vote Management Director 2.3 Elect Zhang Kejian as Independent For Did Not Vote Management Director 3.1 Elect Wang Qihua as Supervisor For Did Not Vote Management 3.2 Elect Gong Weizhong as Supervisor For Did Not Vote Management 4 Approve Remuneration of Independent For Did Not Vote Management Directors -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 10 Amend Authorization Management System For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Shareholder Return Plan For Did Not Vote Management 9 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management 10 Amend Authorization Management System For Did Not Vote Management 11 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHEJIANG HISUN PHARMACEUTICAL CO., LTD. Ticker: 600267 Security ID: Y9891W105 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Successor Agreement For For Management for Monoclonal Biopharmaceutical Assets and Business Restructuring 2 Approve Controlled Subsidiary to For For Management Implement Capital Increase and Share Expansion as well as Transfer of Old Shares -------------------------------------------------------------------------------- ZHEJIANG HISUN PHARMACEUTICAL CO., LTD. Ticker: 600267 Security ID: Y9891W105 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG HISUN PHARMACEUTICAL CO., LTD. Ticker: 600267 Security ID: Y9891W105 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Collateral for For For Management Mortgage Loans -------------------------------------------------------------------------------- ZHEJIANG HISUN PHARMACEUTICAL CO., LTD. Ticker: 600267 Security ID: Y9891W105 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Issuance of Corporate Bonds 2.1 Approve Issue Size For For Management 2.2 Approve Bond Interest Rate and Method For For Management of Determination 2.3 Approve Bond Maturity For For Management 2.4 Approve Payment of Capital and Interest For For Management 2.5 Approve Use of Proceeds For For Management 2.6 Approve Issue Manner and Target For For Management Subscribers 2.7 Approve Listing Exchange For For Management 2.8 Approve Guarantee Matters For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HISUN PHARMACEUTICAL CO., LTD. Ticker: 600267 Security ID: Y9891W105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application for the For For Management Comprehensive Credit Line of Bank Loans 7 Approve Provision of Guarantee For For Management 8 Approve Foreign Exchange Forward For For Management Settlement Business 9 Approve Daily Related Party Transaction For For Management 10 Approve Adjustment in Fundraising For For Management Investment Projects 11 Approve Replenishment of Capital by For For Management Raised Funds 12 Approve Appointment of Auditor and For For Management Payment of Remuneration 13 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 14 Approve Remuneration of Directors and For For Management Supervisors 15 Approve Formulation of Remuneration For For Management Management System of Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ZHEJIANG HUACE FILM & TV CO., LTD. Ticker: 300133 Security ID: Y988B8109 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Interest Rate and Pricing For For Management Manner 2.6 Approve Term and Method of Repayment For For Management of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscriber 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Deposit of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 10 Approve Principles on Bondholders For For Management Meeting 11 Approve Change in Registered Address For For Management 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG HUACE FILM & TV CO., LTD. Ticker: 300133 Security ID: Y988B8109 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Du Liekang as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG HUACE FILM & TV CO., LTD. Ticker: 300133 Security ID: Y988B8109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Audit Report For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Provision for Asset Impairment For For Management 8 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Credit Line Bank Application For For Management 11 Approve Use of Funds for Financial For For Management Product 12 Approve to Appoint Auditor For For Management 13 Approve Termination of Issuance of For For Management Convertible Bonds 14 Approve Company's Eligibility for For For Management Private Placement of Shares 15.1 Approve Share Type and Par Value For For Management 15.2 Approve Issue Manner For For Management 15.3 Approve Issue Size For For Management 15.4 Approve Issue Price and Pricing Basis For For Management 15.5 Approve Target Subscribers For For Management 15.6 Approve Subscription Method For For Management 15.7 Approve Lock-up Period For For Management 15.8 Approve Listing Exchange For For Management 15.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 15.10 Approve Resolution Validity Period For For Management 15.11 Approve Raised Funds Investment For For Management 16 Approve Private Placement of Shares For For Management 17 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 18 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 19 Approve Report on the Usage of For For Management Previously Raised Funds 20 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 21 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HUAFENG SPANDEX CO., LTD. Ticker: 002064 Security ID: Y988A4109 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For Against Management by Cash and Issuance of Shares Complies with Relevant Laws and Regulations 2 Approve Plan on Acquisition by Cash For Against Management and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Issuance of Shares and For Against Management Acquisition by Cash 2.2 Approve Raising of Supporting Funds For Against Management 2.3 Approve Share Type, Par Value and For Against Management Listing Exchange 2.4 Approve Issue Manner and Target For Against Management Subscribers 2.5 Approve Issue Price and Pricing Basis For Against Management 2.6 Approve Payment Manner For Against Management 2.7 Approve Pricing Reference Date and For Against Management Price of Share Issuance 2.8 Approve Issue Amount For Against Management 2.9 Approve Price Adjustment Mechanism For Against Management 2.10 Approve Lock-Up Period Arrangement For Against Management 2.11 Approve Payment Manner For Against Management 2.12 Approve Profit and Loss Arrangement For Against Management During the Transition Period 2.13 Approve Distribution Arrangement of For Against Management Cumulative Earnings 2.14 Approve Share Type, Par Value and For Against Management Listing Exchange 2.15 Approve Issue Manner and Target For Against Management Subscribers 2.16 Approve Pricing Reference Date and For Against Management Price of Share Issuance 2.17 Approve Issue Amount For Against Management 2.18 Approve Use of Proceeds For Against Management 2.19 Approve Lock-Up Period Arrangement For Against Management 2.20 Approve Performance Commitment and For Against Management Committed Net Profit 2.21 Approve Actual Net Profit and For Against Management Determining Commitment Net Profit 2.22 Approve Performance Compensation For Against Management 2.23 Approve Impairment Test and For Against Management Compensation 2.24 Approve Performance Compensation and For Against Management Total Impairment Compensation 3 Approve Transaction Constitute Major For Against Management Asset Restructuring 4 Approve Transaction Constitutes as For Against Management Related-party Transaction 5 Approve Transaction Complies with For Against Management Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 6 Approve Transaction Does Not Comply For Against Management with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For Against Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For Against Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Stock Price Volatility For Against Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 10 Approve Relevant Entities Does Not For Against Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 11 Approve Completeness and Compliance of For Against Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 12 Approve Draft and Summary of For Against Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 13 Approve Relevant Audit Reports, Pro For Against Management Forma Financial Statements Review Report and Evaluation Report 14 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Fairness and Validity of the For Against Management Pricing Basis 17 Approve Specific Use of Raising of For Against Management Supporting Funds 18 Approve Signing of Issuance of Shares For Against Management and Acquisition by Cash Agreement 19 Approve Signing of Supplementary For Against Management Agreement of Issuance of Shares and Acquisition by Cash Agreement 20 Approve Signing of Performance For Against Management Commitment and Compensation Agreement for Issuance of Shares and Acquisition by Cash as well as Supplementary Agreement of Performance Commitment and Compensation Agreement for Issuance of Shares and Acquisition by Cash 21 Approve White Wash Waiver and Related For Against Management Transactions 22 Approve Appointment of Intermediary For Against Management Agency 23 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 24 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG HUAFENG SPANDEX CO., LTD. Ticker: 002064 Security ID: Y988A4109 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG HUAFENG SPANDEX CO., LTD. Ticker: 002064 Security ID: Y988A4109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Related Party Transaction For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Credit Line and Provision of For For Management Guarantee 9 Approve Profit Distribution For For Management 10.1 Elect You Feiyu as Non-independent For For Management Director 10.2 Elect You Feifeng as Non-independent For For Management Director 10.3 Elect Ye Qiwei as Non-independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG HUAHAI PHARMACEUTICAL CO., LTD. Ticker: 600521 Security ID: Y9891X103 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Method for Determining the For For Management Number of Shares for Conversion 2.10 Approve Determination and Adjustment For For Management of Conversion Price 2.11 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.12 Approve Redemption For For Management 2.13 Approve Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Bondholders and Bondholders For For Management Meeting 2.18 Approve Use of Proceeds For For Management 2.19 Approve Raised Funds Deposit Account For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG HUAHAI PHARMACEUTICAL CO., LTD. Ticker: 600521 Security ID: Y9891X103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG HUAMEI HOLDING CO., LTD. Ticker: 000607 Security ID: Y37450106 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Second Supplementary Income For For Management Sharing Agreement with Subsidiaries 2 Approve to Appoint Financial Auditor For For Management 3 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- ZHEJIANG HUAMEI HOLDING CO., LTD. Ticker: 000607 Security ID: Y37450106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Provision for Asset Impairment For For Management 8 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Elect Pei Rong as Non-Independent For For Shareholder Director 11 Elect Li Hongya as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG HUATONG MEAT PRODUCTS CO., LTD. Ticker: 002840 Security ID: Y989C2109 Meeting Date: SEP 10, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Comprehensive For For Management Credit Line Application 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3.1 Approve Type For For Management 3.2 Approve Issue Size For For Management 3.3 Approve Par Value and Issue Price For For Management 3.4 Approve Bond Maturity For For Management 3.5 Approve Bond Interest Rate For For Management 3.6 Approve Period and Manner of Repayment For For Management of Interest 3.7 Approve Guarantee Matters For For Management 3.8 Approve Conversion Period For For Management 3.9 Approve Determination and Adjustment For For Management of Conversion Price 3.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 3.11 Approve Method for Determining the For For Management Number of Shares for Conversion 3.12 Approve Terms of Redemption For For Management 3.13 Approve Terms of Sell-Back For For Management 3.14 Approve Attribution of Profit and Loss For For Management During the Conversion Period 3.15 Approve Issue Manner and Target For For Management Subscribers 3.16 Approve Placing Arrangement for For For Management Shareholders 3.17 Approve Bondholder and Meetings of For For Management Bondholders 3.18 Approve Use of Proceeds For For Management 3.19 Approve Deposit Account For For Management 3.20 Approve Resolution Validity Period For For Management 4 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 5 Approve Issuance of Convertible Bonds For For Management 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- ZHEJIANG HUATONG MEAT PRODUCTS CO., LTD. Ticker: 002840 Security ID: Y989C2109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Provision of Guarantee for For Against Management Controlled Subsidiary 9 Approve Provision of Guarantee for For Against Management Subsidiary 10 Approve Daily Related Party For For Management Transactions 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: NOV 13, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Acquisition by For For Management Issuance of Shares and Raising Supporting Funds as well as Related Party Transactions is in Compliance with Relevant Laws and Regulations 2.1 Approve Transaction Overview For For Management 2.2 Approve Transaction Parties For For Management 2.3 Approve Target Assets For For Management 2.4 Approve Transaction Manner For For Management 2.5 Approve Transaction Price For For Management 2.6 Approve Share Type and Par Value For For Management 2.7 Approve Issue Manner and Target For For Management Subscribers 2.8 Approve Price Reference Date, Pricing For For Management Basis and Issuance Price 2.9 Approve Issue Size For For Management 2.10 Approve Lock-up Period For For Management 2.11 Approve Profit and Loss Attribution For For Management During the Transition Period 2.12 Approve Listing Exchange For For Management 2.13 Approve Transfer of Ownership of the For For Management Underlying Asset and the Liability for Breach of Contractual Obligations 2.14 Approve Issue Type and Par Value in For For Management Connection to Raising Supporting Funds 2.15 Approve Target Subscriber and Issue For For Management Manner in Connection to Raising Supporting Funds 2.16 Approve Issue Price in Connection to For For Management Raising Supporting Funds 2.17 Approve Raising Supporting Funds and For For Management Issue Amount in Connection to Raising Supporting Funds 2.18 Approve Listing Location in Connection For For Management to Raising Supporting Funds 2.19 Approve Lock-up Period in Connection For For Management to Raising Supporting Funds 2.20 Approve Use of Proceeds For For Management 2.21 Approve Transaction Does Not For For Management Constitute as Major Asset Restructuring 2.22 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitutes as For For Management Related-party Transaction 4 Approve Report (Draft) and Summary on For For Management Company's Related-party Transaction in Connection to Acquisition by Issuance of Shares as well as Raising Supporting Funds 5 Approve Signing of Conditional For For Management Supplemental Agreement for the Acquisition by Issuance of Shares 6 Approve the Notion that the For For Management Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies and Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies and Measures for the Administration of Securities Issuance of Listed Companies 8 Approve Transaction Does Not For For Management Constitute with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Relevant Audit Report, Pro For For Management Forma Review Report and Asset Assessment Report 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of this Transaction 14 Approve Appointment of Agency to For For Management Provide Services for this Transaction 15 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Huayue Nickel For For Management Cobalt Company -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fang Qixue as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Issuance of For For Management Shares to Purchase Assets and Raising Supporting Funds and Related Party Transactions 1.1 Approve Raising Supporting Funds For For Management 1.2 Approve Target Parties and Issue Manner For For Management 1.3 Approve Issue Price For For Management 1.4 Approve Lock-up Period For For Management -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve 2019 Review of Related Party For For Management Transactions 6 Approve 2020 Daily Related Party For For Management Transactions 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Appointment of Auditor For For Management 10 Approve 2020 Financing Credit For For Management 11 Approve Provision of Guarantee For Against Management 12 Approve Issuance of Non-financial For For Management Corporate Debt Financing Instruments 13 Approve Forward Foreign Exchange For For Management Transactions, Currency Swaps, Foreign Exchange Options and Other Business Transactions 14 Approve Report of the Independent For For Management Directors 15 Approve Acceptance of Financial For For Management Assistance from Related Parties 16.1 Elect Chen Xuehua as Non-Independent For For Management Director 16.2 Elect Chen Hongliang as For For Management Non-Independent Director 16.3 Elect Fang Qixue as Non-Independent For For Management Director 16.4 Elect Qian Xiaoping as Non-Independent For For Management Director 17.1 Elect Zhu Guang as Independent Director For For Management 17.2 Elect Yu Weiping as Independent For For Management Director 17.3 Elect Qian Bolin as Independent For For Management Director 18.1 Elect Yuan Zhong as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Use of Proceeds For For Management 2.11 Approve Implementation Subject of For For Management Raised Funds 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Draft and Summary of Phase 1 For For Management Employee Share Purchase Plan 8 Approve Management Method of Employee For For Management Share Purchase Plan 9 Approve Signing of Conditional Share For For Management Subscription Agreement 10 Approve Shareholder Dividend Return For For Management Plan 11 Approve Authorization of Board and Its For For Management Authorized Person to Handle All Related Matters 12 Approve White Wash Waiver and Related For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG JIEMEI ELECTRONIC & TECHNOLOGY CO., LTD. Ticker: 002859 Security ID: Y988E1101 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- ZHEJIANG JIEMEI ELECTRONIC & TECHNOLOGY CO., LTD. Ticker: 002859 Security ID: Y988E1101 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Projects For For Management 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3.1 Approve Bond Type For For Management 3.2 Approve Issue Size For For Management 3.3 Approve Par Value and Issue Price For For Management 3.4 Approve Bond Maturity For For Management 3.5 Approve Bond Interest Rate For For Management 3.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 3.7 Approve Conversion Period For For Management 3.8 Approve Method for Determining the For For Management Number of Shares for Conversion 3.9 Approve Determination and Adjustment For For Management of Conversion Price 3.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 3.11 Approve Terms of Redemption For For Management 3.12 Approve Terms of Sell-Back For For Management 3.13 Approve Dividend Distribution Post For For Management Conversion 3.14 Approve Issue Manner and Target For For Management Subscribers 3.15 Approve Placing Arrangement for For For Management Shareholders 3.16 Approve Matters Relating to Meetings For For Management of Bondholders 3.17 Approve Usage of Raised Funds For For Management 3.18 Approve Guarantee Matters For For Management 3.19 Approve Management and Deposit Account For For Management of Raised Funds 3.20 Approve Resolution Validity Period For For Management 4 Approve Issuance of Convertible Bonds For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 9 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Convertible Bonds -------------------------------------------------------------------------------- ZHEJIANG JIEMEI ELECTRONIC & TECHNOLOGY CO., LTD. Ticker: 002859 Security ID: Y988E1101 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fang Juanyun as Non-Independent For For Management Director 1.2 Elect Fang Juanyan as Non-Independent For For Management Director 1.3 Elect Fang Jining as Non-Independent For For Management Director 1.4 Elect Zhang Jungang as Non-Independent For For Management Director 2.1 Elect Liu Jiangfeng as Independent For For Management Director 2.2 Elect Song Zhihuan as Independent For For Management Director 2.3 Elect Zhang Rui as Independent Director For For Management 3.1 Elect Guo Xingliang as Supervisor For For Management 3.2 Elect Wang Jiaping as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors 5 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHEJIANG JIEMEI ELECTRONIC & TECHNOLOGY CO., LTD. Ticker: 002859 Security ID: Y988E1101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Credit Line Bank Application For For Management and Authorize Legal Representative to Sign Loan Contract 10 Approve Mutual Guarantee For For Management 11 Approve Foreign Exchange Hedging For For Management Business and Authorize Legal Representative in Signing Related Business Contracts 12 Approve Daily Related Party Transaction For For Management 13 Approve Repurchase and Cancellation of For For Management Performance Shares 14 Approve External Investment Management For For Management System 15 Approve Major Transaction Decision For For Management System 16 Approve Remuneration of Directors and For For Management Supervisors 17 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD. Ticker: 300316 Security ID: Y9803K108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cao Jianwei as Non-Independent For For Management Director 1.2 Elect Qiu Minxiu as Non-Independent For For Management Director 1.3 Elect He Jun as Non-Independent For For Management Director 1.4 Elect Mao Quanlin as Non-Independent For For Management Director 1.5 Elect Zhu Liang as Non-Independent For For Management Director 1.6 Elect Ruan Xuemei as Non-Independent For For Management Director 2.1 Elect Yang Deren as Independent For For Management Director 2.2 Elect Fu Qi as Independent Director For For Management 2.3 Elect Zhou Jianfeng as Independent For For Management Director 3.1 Elect Li Shilun as Supervisor For For Management 3.2 Elect Chen Qiaoqiao as Supervisor For For Management 4 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD. Ticker: 300316 Security ID: Y9803K108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Capital Injection For For Management -------------------------------------------------------------------------------- ZHEJIANG JINGU CO., LTD. Ticker: 002488 Security ID: Y988B7101 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of 2017 Private For For Management Placement Raised Funds Project and Use of Remaining Raised Funds and Interest to Permanently Supplement Working Capital -------------------------------------------------------------------------------- ZHEJIANG JINGU CO., LTD. Ticker: 002488 Security ID: Y988B7101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Daily Related-party For For Management Transactions 9 Approve Termination of Repurchase of For For Management Shares -------------------------------------------------------------------------------- ZHEJIANG JINGXIN PHARMACEUTICAL CO., LTD. Ticker: 002020 Security ID: Y988AC101 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Replenishment of Capital by For For Management Raised Funds 2 Approve Investment in Financial For For Management Products -------------------------------------------------------------------------------- ZHEJIANG JINGXIN PHARMACEUTICAL CO., LTD. Ticker: 002020 Security ID: Y988AC101 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lv Gang as Non-Independent For For Management Director 1.2 Elect Wang Nengneng as Non-Independent For For Management Director 1.3 Elect Jin Zhiping as Non-Independent For For Management Director 1.4 Elect Chen Meili as Non-Independent For For Management Director 1.5 Elect Hong Yunfei as Non-Independent For For Management Director 1.6 Elect Hou Jian as Non-Independent For For Management Director 2.1 Elect Fan Xiaoping as Independent For For Management Director 2.2 Elect Shi Ximin as Independent Director For For Management 2.3 Elect Lu Weiyue as Independent Director For For Management 3 Elect Hu Tianqing as Supervisor For For Management 4 Approve Signing of Investment For For Management Invitation Contract 5 Amend Allowance System of Independent For For Management Directors 6 Approve Draft and Summary of Employee For For Shareholder Share Purchase Plan 7 Approve Draft and Summary of Common For For Shareholder Growth Plan 8 Approve Draft and Summary of Employee For For Shareholder Share Purchase Plan of the Common Growth Plan 9 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Employee Share Purchase Plan and Common Growth Plan -------------------------------------------------------------------------------- ZHEJIANG JINGXIN PHARMACEUTICAL CO., LTD. Ticker: 002020 Security ID: Y988AC101 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Repurchase Purpose and For For Management Usage 1.2 Approve Share Repurchase Plan in For For Management Compliance with Relevant Conditions 1.3 Approve Manner, Total Funds and Source For For Management of Funds of Share Repurchase Plan 1.4 Approve Price and Pricing Principle of For For Management the Share Repurchase 1.5 Approve Type, Number and Proportion of For For Management the Share Repurchase 1.6 Approve Implementation Period of the For For Management Share Repurchase 1.7 Approve Resolution Validity Period For For Management -------------------------------------------------------------------------------- ZHEJIANG JINGXIN PHARMACEUTICAL CO., LTD. Ticker: 002020 Security ID: Y988AC101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Idle Own Funds for For For Management Entrusted Financial Products 8 Approve Completion of Partial Raised For For Management Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG JINGXING PAPER JOINT STOCK CO., LTD. Ticker: 002067 Security ID: Y988AD109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Bond Period For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Number of For For Management Conversion Shares 2.9 Approve Conversion Price Determination For For Management and Adjustment 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee Matter For For Management 2.19 Approve Deposit Account of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Proposal that There is No Need For For Management for Report on Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Principle on Bondholders For For Management Meeting 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG JINGXING PAPER JOINT STOCK CO., LTD. Ticker: 002067 Security ID: Y988AD109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Credit Line Bank Application For For Management and Relevant Authorization 8 Approve Provision of Guarantee For For Management 9 Approve Renewal of Mutual Guarantee For For Management Agreement -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Xiangyang as For For Management Non-Independent Director 1.2 Elect Qian Xinyu as Non-Independent For For Shareholder Director 2 Elect Chen Peiqing as Supervisor For For Shareholder 3 Approve Change of Business Scope For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Mutual Guarantee For For Management and Provision of Mutual Guarantee 2 Approve Provision of Guarantee For For Management 3 Approve Change in Raised Funds Usage For For Management and Use Raised Funds to Supplement Working Capital -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve No Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For Against Management 6 Approve Financial Budget Report For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Implementation of Performance For For Management Commitment and Performance Compensation Plan of Major Asset Restructuring as well as Repurchase and Cancellation of Compensation Shares 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG JIULI HI-TECH METALS CO., LTD. Ticker: 002318 Security ID: Y988AW107 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG JIULI HI-TECH METALS CO., LTD. Ticker: 002318 Security ID: Y988AW107 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG JIULI HI-TECH METALS CO., LTD. Ticker: 002318 Security ID: Y988AW107 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHEJIANG JIULI HI-TECH METALS CO., LTD. Ticker: 002318 Security ID: Y988AW107 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG JIULI HI-TECH METALS CO., LTD. Ticker: 002318 Security ID: Y988AW107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Forward Foreign Exchange For For Management Settlement and Sales Plan 10 Elect Cai Liming as Non-independent For For Management Director 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- ZHEJIANG JIULI HI-TECH METALS CO., LTD. Ticker: 002318 Security ID: Y988AW107 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Special Storage System for For For Management Raised Funds 2 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- ZHEJIANG JIUZHOU PHARMACEUTICAL CO., LTD. Ticker: 603456 Security ID: Y988CE105 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG JIUZHOU PHARMACEUTICAL CO., LTD. Ticker: 603456 Security ID: Y988CE105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration Plan of Directors For For Management and Supervisors 8 Approve 2019 Remuneration of Directors For For Management and Supervisors 9 Approve Foreign Exchange Forward For For Management Transactions 10 Approve Investment Budget For For Management 11 Approve Credit Line Bank Application For For Management 12 Approve Credit Line Bank Application For For Management and Provision of Asset Collateral 13 Approve Provision of Loan and For For Management Guarantee for Jiangsu Ruike Pharmaceutical Technology Co., Ltd. 14 Approve Provision of Loan and For For Management Guarantee for Ruibo (Suzhou) Pharmaceutical Co., Ltd. 15 Approve Provision Guarantee for For For Management Zhejiang Ruibo Pharmaceutical Co., Ltd. -------------------------------------------------------------------------------- ZHEJIANG JUHUA CO., LTD. Ticker: 600160 Security ID: Y9890M108 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Han Jinming as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG JUHUA CO., LTD. Ticker: 600160 Security ID: Y9890M108 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project 2.1 Elect Hu Zhongming as Non-independent For For Management Director 2.2 Elect Zhou Liyang as Non-independent For For Management Director 2.3 Elect Wang Limin as Non-independent For For Management Director 2.4 Elect Dong Jihong as Non-independent For For Management Director 2.5 Elect Han Jinming as Non-independent For For Management Director 2.6 Elect Zhao Haijun as Non-independent For For Management Director 2.7 Elect Liu Yunhua as Non-independent For For Management Director 2.8 Elect Wang Xiaoming as Non-independent For For Management Director 3.1 Elect Hu Yuyue as Independent Director For For Management 3.2 Elect Zhou Guoliang as Independent For For Management Director 3.3 Elect Zhang Zixue as Independent For For Management Director 3.4 Elect Liu Li as Independent Director For For Management 4.1 Elect Zhou Xiaowen as Supervisor For For Management 4.2 Elect Ye Minghai as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG JUHUA CO., LTD. Ticker: 600160 Security ID: Y9890M108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor and Payment of Remuneration 8 Approve Daily Related Party For For Management Transactions 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG JULI CULTURE DEVELOPMENT CO., LTD. Ticker: 002247 Security ID: Y988AQ100 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Shixing as Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHEJIANG JULI CULTURE DEVELOPMENT CO., LTD. Ticker: 002247 Security ID: Y988AQ100 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal for Re-election of For Against Management All Board Members 2 Approve Resignation of Lin Huichun as For Against Shareholder Non-Independent Director 3 Approve Resignation of Fan Zhimin as For Against Shareholder Non-Independent Director 4 Approve Resignation of Liu Mengtao as For Against Shareholder Independent Director 5 Approve Resignation of Zhang Shixing For Against Shareholder as Independent Director 6.1 Elect Zhao Jinlong as Non-Independent For Against Shareholder Director 6.2 Elect Chen Zhijian as Non-Independent For Against Shareholder Director 6.3 Elect Jiang Feixiong as For Against Shareholder Non-Independent Director 6.4 Elect Fan Zhimin as Non-Independent For Against Shareholder Director 6.5 Elect Zhang Chu as Non-Independent For Against Shareholder Director 6.6 Elect Wu Maolin as Non-Independent For Against Shareholder Director 6.7 Elect Lin Mingjun as Non-Independent For Against Shareholder Director 7.1 Elect Liu Meijuan as Independent For Against Shareholder Director 7.2 Elect Mao Shifa as Independent Director For Against Shareholder 7.3 Elect Liu Mengtao as Independent For Against Shareholder Director 7.4 Elect Zhang Shixing as Independent For Against Shareholder Director -------------------------------------------------------------------------------- ZHEJIANG JULI CULTURE DEVELOPMENT CO., LTD. Ticker: 002247 Security ID: Y988AQ100 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 6 Approve Annual Report and Summary For Against Management 7 Approve Appointment of Auditor For For Management 8 Approve Equity Transfer For For Management 9 Elect Sun Ning as Non-Independent None Against Shareholder Director 10 Elect Huang Yangguang as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- ZHEJIANG KAISHAN COMPRESSOR CO., LTD. Ticker: 300257 Security ID: Y9895A109 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issuance Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Issue Price and Pricing For For Management Principles 2.6 Approve Use of Proceeds For For Management 2.7 Approve Lock-up Period and Listing For For Management Arrangements 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Exchange For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Dividend Return For For Management Plan 9 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 10 Approve Related Party Transactions in For For Management Connection to Private Placement 11 Approve Signing of Conditional Share For For Management Subscription Agreement 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG KAISHAN COMPRESSOR CO., LTD. Ticker: 300257 Security ID: Y9895A109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Application of Comprehensive For For Management Credit Lines 10 Elect Yang Jianjun as Non-independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG KANGSHENG CO., LTD. Ticker: 002418 Security ID: Y98942108 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Yajun as Non-independent For For Shareholder Director 1.2 Elect Zhou Jingchun as Non-independent For For Shareholder Director 1.3 Elect Wang Daxue as Non-independent For For Shareholder Director 1.4 Elect Liu Wei as Non-independent For For Shareholder Director 1.5 Elect Ran Geng as Non-independent For For Shareholder Director 1.6 Elect Li Wenbo as Non-independent For For Shareholder Director 2.1 Elect Yu Bo as Independent Director For For Management 2.2 Elect Li Zaijun as Independent Director For For Management 2.3 Elect Yu Liangyao as Independent For For Management Director 3 Elect Xu Bin as Supervisor For For Shareholder 4 Approve Exemption on Fulfillment of For For Management Commitment of Shareholder -------------------------------------------------------------------------------- ZHEJIANG KANGSHENG CO., LTD. Ticker: 002418 Security ID: Y98942108 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Determination of Allowance of For For Management Independent Directors 2 Approve to Cancel the Participation in For For Management the Establishment of New Energy Industry Investment Funds Phase I and Phase II 3 Approve of the Unrecovered Loss For For Management Reaching 1/3 of Total Paid-in Capital -------------------------------------------------------------------------------- ZHEJIANG KANGSHENG CO., LTD. Ticker: 002418 Security ID: Y98942108 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Line and Provision of Asset Collateral -------------------------------------------------------------------------------- ZHEJIANG KANGSHENG CO., LTD. Ticker: 002418 Security ID: Y98942108 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity in Subsidiary For For Management 2 Approve Loan from Related Party For For Management 3 Approve Signing of Supplemental Share For For Shareholder Transfer Agreement -------------------------------------------------------------------------------- ZHEJIANG KANGSHENG CO., LTD. Ticker: 002418 Security ID: Y98942108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Annual Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Appointment of Auditor For For Management 9 Approve of the Unrecovered Loss For For Management Reaching 1/3 of Total Paid-in Capital 10 Approve Termination of External For For Management Cooperation Projects -------------------------------------------------------------------------------- ZHEJIANG LONGSHENG GROUP CO., LTD. Ticker: 600352 Security ID: Y98918108 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Target Subscribers and Issue For For Management Manner 2.5 Approve Guarantee Matters For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Listing Arrangements For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Corporate Bonds 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Principal and Interest of the Bond Cannot be Paid on Time or Repayment Guarantee Measures are Taken When The Principal and Interest of the Bond are not Paid on Time -------------------------------------------------------------------------------- ZHEJIANG LONGSHENG GROUP CO., LTD. Ticker: 600352 Security ID: Y98918108 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Guarantee For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 11 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 12 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG MEDICINE CO., LTD. Ticker: 600216 Security ID: Y9891M107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Project Investment For For Management -------------------------------------------------------------------------------- ZHEJIANG MEIDA INDUSTRIAL CO. LTD. Ticker: 002677 Security ID: Y9803L106 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: DEC 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xia Lan as Non-independent For For Management Director 1.2 Elect Xia Zhi as Non-independent For For Management Director 1.3 Elect Zhong Chuanliang as For For Management Non-independent Director 1.4 Elect Wang Peifei as Non-independent For For Management Director 1.5 Elect Xu Jianlong as Non-independent For For Management Director 1.6 Elect Xia Xinming as Non-independent For For Management Director 2.1 Elect Zhang Meihua as Independent For For Management Director 2.2 Elect Jin Ming as Independent Director For For Management 2.3 Elect Zhang Lvlun as Independent For For Management Director 3.1 Elect Zhou Huan as Supervisor For For Management 3.2 Elect Liu Wanmin as Supervisor For For Management 4 Approve Expand Business Scope For For Management 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- ZHEJIANG MEIDA INDUSTRIAL CO. LTD. Ticker: 002677 Security ID: Y9803L106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Use of Funds for Cash For For Management Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For Against Management Association 10 Elect Zhang Jiangping as For For Management Non-Independent Director -------------------------------------------------------------------------------- ZHEJIANG MING JEWELRY CO., LTD. Ticker: 002574 Security ID: Y9894X100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For Against Management 6 Approve Daily Related Party For For Management Transactions 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share and Stock Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Elect Wu Xianzhang as Non-independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Use of Idle Own Funds for Cash For For Management Management 9 Approve Postponement of Raised Funds For For Management Investment Project 10 Approve Performance Commitment For For Management Compensation and Direct Repurchase of Compensable Shares in Connection to Assets Purchase by Cash Payment and Issuance of Shares 11 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Repurchase of Shares 12 Approve Change in Registered Capital For For Management and Amend Articles of Association 13 Approve Termination of Investment For For Management Project 14 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 15.1 Approve Type For For Management 15.2 Approve Issue Size For For Management 15.3 Approve Par Value and Issue Price For For Management 15.4 Approve Bond Maturity For For Management 15.5 Approve Bond Interest Rate For For Management 15.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 15.7 Approve Conversion Period For For Management 15.8 Approve Determination and Its For For Management Adjustment of Conversion Price 15.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 15.10 Approve Method for Determining the For For Management Number of Shares for Conversion 15.11 Approve Terms of Redemption For For Management 15.12 Approve Terms of Sell-Back For For Management 15.13 Approve Dividend Distribution Post For For Management Conversion 15.14 Approve Issue Manner and Target For For Management Subscribers 15.15 Approve Placing Arrangement for For For Management Shareholders 15.16 Approve Matters Relating to Meetings For For Management of Bondholders 15.17 Approve Use of Proceeds For For Management 15.18 Approve Guarantee Matters For For Management 15.19 Approve Safekeeping of Raised Funds For For Management 15.20 Approve Resolution Validity Period For For Management 16 Approve Issuance of Convertible Bonds For For Management 17 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 18 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 19 Approve Report on the Usage of For For Management Previously Raised Funds 20 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 21 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 22 Approve Shareholder Return Plan For For Management 23 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG NETSUN CO., LTD. Ticker: 002095 Security ID: Y9892M106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG NHU CO. LTD. Ticker: 002001 Security ID: Y98910105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Raised Funds for Cash For For Management Management 7 Approve Bill Pool Business For Against Management 8 Approve Provision of Guarantee For For Management 9 Approve Change in Registered Address For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Working System for Independent For For Management Directors 15 Amend Information Disclosure For For Management Management System 16 Amend Management System for Providing For For Management External Guarantees 17 Amend Related-Party Transaction For For Management Management System 18 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG ORIENT HOLDINGS CO., LTD. Ticker: 600120 Security ID: Y9891C109 Meeting Date: JUL 16, 2019 Meeting Type: Special Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Xiaodong as Non-Independent For For Shareholder Director 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- ZHEJIANG ORIENT HOLDINGS CO., LTD. Ticker: 600120 Security ID: Y9891C109 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capitalization of Capital For For Management Reserves 2 Amend Articles of Association For For Management 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG ORIENT HOLDINGS CO., LTD. Ticker: 600120 Security ID: Y9891C109 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Use of Funds to Purchase For For Management Treasury Reverse Repo, Trust Plan and Financial Product 6 Approve Comprehensive Credit Line For For Management Application 7 Approve Provision of Guarantee For Against Management 8 Approve Remuneration of Auditor For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Own Fund Investment Plan For For Management 12 Approve Daily Related Party Transaction For For Management 13 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- ZHEJIANG RED DRAGONFLY FOOTWEAR CO., LTD. Ticker: 603116 Security ID: Y9898Z101 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qian Jinbo as Non-Independent For For Management Director 1.2 Elect Wang Jianbin as Non-Independent For For Management Director 1.3 Elect Fang Xuanping as Non-Independent For For Management Director 1.4 Elect Jin Yinkuan as Non-Independent For For Management Director 1.5 Elect Chen Minghai as Non-Independent For For Management Director 1.6 Elect Wang Yijiang as Non-Independent For For Management Director 2.1 Elect Cao Yitang as Independent For For Management Director 2.2 Elect Liu Haisheng as Independent For For Management Director 2.3 Elect Li Haoran as Independent Director For For Management 3.1 Elect Zhou Haiguang as Supervisor For For Management 3.2 Elect Ye Chengjian as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG RED DRAGONFLY FOOTWEAR CO., LTD. Ticker: 603116 Security ID: Y9898Z101 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Qian Fan as Non-independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG RED DRAGONFLY FOOTWEAR CO., LTD. Ticker: 603116 Security ID: Y9898Z101 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Use of Partial Idle Raised For For Management Funds to Purchase Financial Bank Products 13 Approve Use of Own Funds to Purchase For For Management Financial Products 14 Approve External Guarantee Provision For For Management Plan 15 Approve Internal Control Evaluation For For Management Report 16 Amend Related Party Transactions For For Management Decision System 17 Amend Information Disclosure System For For Management -------------------------------------------------------------------------------- ZHEJIANG RUNTU CO., LTD. Ticker: 002440 Security ID: Y98947107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Senior For For Management Management Members 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Performance Shares Incentive Plan -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Comprehensive For For Management Credit Lines 7 Approve Bill Pool Business For For Management 8 Approve Provision of Guarantee For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Use Remaining Raised Funds to For For Management Replenish Working Capital 11 Approve Adjustment of Remuneration and For For Management Allowance of Directors 12 Approve Revision of Terms of For For Management Performance Shares Incentive Plan 13.1 Elect Shi Jianhui as Independent For For Management Director 13.2 Elect Zhu Hongjun as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: JUN 22, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Adjustment on 2018 Performance For For Management Evaluation Indicators of the Performance Share Incentive Plan 3 Approve Adjustment on 2018 Performance For For Management Evaluation Indicators of the Stock Appreciation Rights Incentive Plan 4 Approve Adjustment on 2020 Performance For For Management Evaluation Indicators of the Performance Share Incentive Plan 5 Amend Implementation Assessment For For Management Management Method of Equity Incentive Plan 6 Amend Implementation Assessment For For Management Management Method of Performance Share Incentive Plan -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended of Draft and Summary For For Management of Performance Shares Incentive Plan 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Issuance of Non-Financial For For Management Corporate Debt Financing Instruments 4 Approve Authorization of Board to For For Management Handle All Matters Related to Issuance of Debt Financing Instruments 5 Approve Repurchase Cancellation of For For Shareholder Performance Shares from 2016 Performance Share Incentive Plan -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9.1 Approve Amendments to Articles of For For Management Association 9.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Price Reference Date, Issue For For Management Price and Pricing Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 5 Approve Extension of Authorization for For For Management Board and Board Authorizer to Handle All Matters Related to Private Placement 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Foreign Exchange Hedging For For Management Business 9 Approve Guarantee Provision Plan For For Management 10 Approve Provision of Guarantee to For For Management Wholly-Owned Indirect Subsidiary -------------------------------------------------------------------------------- ZHEJIANG SEMIR GARMENT CO., LTD. Ticker: 002563 Security ID: Y9894U106 Meeting Date: JUL 12, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Business Scope For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG SEMIR GARMENT CO., LTD. Ticker: 002563 Security ID: Y9894U106 Meeting Date: JAN 17, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qiu Guanghe as Non-independent For For Management Director 1.2 Elect Qiu Jianqiang as Non-independent For For Management Director 1.3 Elect Zhou Pingfan as Non-independent For For Management Director 1.4 Elect Xu Bo as Non-independent Director For For Management 1.5 Elect Shao Feichun as Non-independent For For Management Director 1.6 Elect Chen Xinsheng as Non-independent For For Management Director 2.1 Elect Yu Yumiao as Independent Director For For Management 2.2 Elect Zhu Weiming as Independent For For Management Director 2.3 Elect Zheng Peimin as Independent For For Management Director 3.1 Elect Jiang Jie as Supervisor For For Shareholder 3.2 Elect Jiang Chengyue as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG SEMIR GARMENT CO., LTD. Ticker: 002563 Security ID: Y9894U106 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- ZHEJIANG SEMIR GARMENT CO., LTD. Ticker: 002563 Security ID: Y9894U106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Change in Registered Capital For For Management and Amendments to Articles of Association 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 10 Approve Allowance of Independent For For Management Directors 11 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG SHUANGHUAN DRIVELINE CO., LTD. Ticker: 002472 Security ID: Y9894E102 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Bufei as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG SHUANGHUAN DRIVELINE CO., LTD. Ticker: 002472 Security ID: Y9894E102 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Repurchase Purpose and For For Management Usage 1.2 Approve Manner of Share Repurchase For For Management 1.3 Approve Price, Price Range or Pricing For For Management Principles of Share Repurchase 1.4 Approve Type, Number and Proportion of For For Management the Share Repurchase 1.5 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 1.6 Approve Implementation Period of the For For Management Share Repurchase 1.7 Approve Authorization of Board to For For Management Handle All Related Matters 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG SHUANGHUAN DRIVELINE CO., LTD. Ticker: 002472 Security ID: Y9894E102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Credit Lines For For Management 7 Approve Guarantee Provision For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Repurchase Cancellation of For For Management Performance Shares 10 Approve Change in Registered Capital For For Management -------------------------------------------------------------------------------- ZHEJIANG SUNRIVER CULTURE CO., LTD. Ticker: 600576 Security ID: Y97181104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Provision for Goodwill For For Management Impairment 7 Approve Provision for Asset Impairment For For Management and Estimated Liabilities 8 Approve Appointment of Auditor and For For Management Internal Control Auditor 9 Approve 2019 Daily Related Party For For Management Transaction and 2020 Daily Related Party Transactions 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- ZHEJIANG SUPOR CO., LTD. Ticker: 002032 Security ID: Y98925103 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2.1 Approve Purpose and Usage of Share For For Management Repurchase Plan 2.2 Approve Manner of Share Repurchase For For Management 2.3 Approve Price and Pricing Principle of For For Management the Share Repurchase 2.4 Approve Type, Scale and Proportion to For For Management Share Capital 2.5 Approve Total Funds for Share For For Management Repurchase 2.6 Approve Source of Funds for Share For For Management Repurchase 2.7 Approve Implementation Period for the For For Management Share Repurchase 2.8 Approve Resolution Validity Period For For Management -------------------------------------------------------------------------------- ZHEJIANG SUPOR CO., LTD. Ticker: 002032 Security ID: Y98925103 Meeting Date: NOV 18, 2019 Meeting Type: Special Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nathalie Lomon as For For Management Non-Independent Director -------------------------------------------------------------------------------- ZHEJIANG SUPOR CO., LTD. Ticker: 002032 Security ID: Y98925103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Use of Funds for Short-term For For Management Financial Products 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Amend Articles of Association For For Management 11 Elect Philippe SUMEIRE as Supervisor For For Management 12.1 Elect Thierry de LA TOUR D'ARTAISE as For For Management Non-Independent Director 12.2 Elect Harry TOURET as Non-Independent For For Management Director 12.3 Elect Stanislas de GRAMONT as For For Management Non-Independent Director 12.4 Elect Nathalie LOMON as For For Management Non-Independent Director 12.5 Elect Dai Huaizong as Non-Independent For For Management Director 12.6 Elect Su Xianze as Non-Independent For For Management Director 13.1 Elect Herve MACHENAUD as Independent For For Shareholder Director 13.2 Elect Jean-Michel PIVETEAU as For For Shareholder Independent Director 13.3 Elect Chen Jun as Independent Director For For Management -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: AUG 02, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management from Non-bank Financial Institutions and Related Party Transactions -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Handle Business Registrations 2 Approve Exemption on Company For For Management Directors, Supervisors, and Senior Management Personnel from Fulfillment of Commitment -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Grant of Performance Shares to For For Management Director, Co-General Manager, Secretary of the Board of Directors 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 7 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Application of Bank Credit For For Shareholder Lines and Related Party Transactions 3 Approve Loan Application and Related For For Shareholder Party Transactions -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ma Weiguo as Independent Director For For Management -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Summary on Non-operating For For Management Capital Fund Occupation and Other Related-party Capital Transactions 10 Approve Allowance of Directors For For Management 11 Approve Daily Related-party For For Management Transactions 12 Approve Application of Bank Credit For For Management Lines 13 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management for the Company and Related Party Transactions -------------------------------------------------------------------------------- ZHEJIANG VIE SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002590 Security ID: Y98952107 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG VIE SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002590 Security ID: Y98952107 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- ZHEJIANG VIE SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002590 Security ID: Y98952107 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement For For Management -------------------------------------------------------------------------------- ZHEJIANG VIE SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002590 Security ID: Y98952107 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve Remuneration of Supervisors For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Credit Line Bank Application For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Use of Idle Own Funds to For For Management Purchase Bank Guaranteed Financial Products 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG VIE SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002590 Security ID: Y98952107 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Feng as Non-Independent For For Management Director 1.2 Elect Chen Jiang as Non-Independent For For Management Director 1.3 Elect Chen Limu as Non-Independent For For Management Director 1.4 Elect Yu Dihui as Non-Independent For For Management Director 1.5 Elect Fu Zhiquan as Non-Independent For For Management Director 1.6 Elect Yao Huanchun as Non-Independent For For Management Director 2.1 Elect Ye Shengji as Independent For For Management Director 2.2 Elect Zheng Wanqing as Independent For For Management Director 2.3 Elect Xie Yafang as Independent For For Management Director 3.1 Elect Zhu Zhejian as Supervisor For For Shareholder 3.2 Elect Wang Jianfeng as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- ZHEJIANG WANFENG AUTO WHEEL CO. LTD. Ticker: 002085 Security ID: Y9892K100 Meeting Date: JAN 13, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Loan For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG WANFENG AUTO WHEEL CO. LTD. Ticker: 002085 Security ID: Y9892K100 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Equity Valuation and For For Management Evaluation 1.2 Approve Payment Manner and Capital For For Management Source 1.3 Approve Attribution of Profit and Loss For For Management 1.4 Approve Performance Commitment and For For Management Compensation 1.5 Approve Impairment Test For For Management 2 Approve Transaction Does Not For For Management Constitute as Major Asset Restructuring 3 Approve Transaction Constitute as For For Management Related-Party Transaction 4 Approve Relevant Audit Report and For For Management Wealth Assessment Report of the Transaction 5 Approve Audit Agency and Independent For For Management Evaluation Agency 6 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 7 Approve Signing of Equity Transfer For For Management Agreement 8 Approve Signing of Profit Compensation For For Management Agreement 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG WANFENG AUTO WHEEL CO. LTD. Ticker: 002085 Security ID: Y9892K100 Meeting Date: JUN 08, 2020 Meeting Type: Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Bin as Non-Independent For For Management Director 1.2 Elect Dong Ruiping as Non-Independent For For Management Director 1.3 Elect Li Yun as Non-Independent For For Management Director 1.4 Elect Wu Xingzhong as Non-Independent For For Management Director 1.5 Elect Chen Hanxia as Non-Independent For For Management Director 1.6 Elect He Qiongwen as Non-Independent For For Management Director 2.1 Elect Chu Minhong as Independent For For Management Director 2.2 Elect Xie Tao as Independent Director For For Management 2.3 Elect Guan Zheng as Independent For For Management Director 3.1 Elect Xu Zhenyu as Supervisor For For Management 3.2 Elect Xu Zhiliang as Supervisor For For Management 3.3 Elect Chen Weidong as Supervisor For For Management 4 Approve Allowance of Directors and For For Management Supervisors 5 Approve Remuneration of Chairman of For For Management the Board -------------------------------------------------------------------------------- ZHEJIANG WANLIYANG CO., LTD. Ticker: 002434 Security ID: Y98945101 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Associate Company 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Adjustment of Remuneration of For For Management Directors and Senior Management Members 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- ZHEJIANG WANLIYANG CO., LTD. Ticker: 002434 Security ID: Y98945101 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- ZHEJIANG WANLIYANG CO., LTD. Ticker: 002434 Security ID: Y98945101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For Against Management 8 Elect Yang Junwei as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG WANMA CO., LTD. Ticker: 002276 Security ID: Y9893H106 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Shanshan as For For Management Non-Independent Director 1.2 Elect Yao Weiguo as Non-Independent For For Management Director 1.3 Elect Zhang Heyang as Non-Independent For For Management Director 1.4 Elect Zhang Danfeng as Non-Independent For For Management Director 1.5 Elect Sun Xiaohong as Non-Independent For For Management Director 1.6 Elect Xu Lanzhi as Non-Independent For For Management Director 2.1 Elect Zhou Rong as Independent Director For For Management 2.2 Elect Zhao Jiankang as Independent For For Management Director 2.3 Elect Lv Hongren as Independent For For Management Director 3.1 Elect Yang Kaijun as Supervisor For For Management 3.2 Elect Zhang Xiuqian as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG WANMA CO., LTD. Ticker: 002276 Security ID: Y9893H106 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Authorization on Bank Financing For For Management 7 Approve Guarantee Provision Plan For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Use of Idle Funds to Conduct For For Management Cash Management 10 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 11 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- ZHEJIANG WANMA CO., LTD. Ticker: 002276 Security ID: Y9893H106 Meeting Date: JUN 05, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Forward Foreign Exchange For For Management Transactions 2 Approve Commodity Futures Hedging For For Management Business -------------------------------------------------------------------------------- ZHEJIANG WEIMING ENVIRONMENT PROTECTION CO., LTD. Ticker: 603568 Security ID: Y989A0105 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Employee Share Purchase Plan For For Management Management Method 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG WEIMING ENVIRONMENT PROTECTION CO., LTD. Ticker: 603568 Security ID: Y989A0105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Existence Period For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Regarding Bondholders For For Management Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Raised Funds Deposit Account For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 9 Approve Shareholder Dividend Return For For Management Plan 10 Approve Report of the Board of For For Management Directors 11 Approve Report of the Board of For For Management Supervisors 12 Approve Financial Statements For For Management 13 Approve Annual Report and Summary For For Management 14 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 15 Approve to Appoint Auditor For For Management 16 Approve Application of Credit Lines For For Management 17 Approve External Guarantee Provision For Against Management Plan 18 Approve Change of Registered Capital For For Management and Amend Articles of Association 19 Elect Li Yuyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG WEIXING INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 002003 Security ID: Y9891B101 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Party Transactions 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHEJIANG WEIXING INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 002003 Security ID: Y9891B101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHEJIANG WEIXING NEW BUILDING MATERIALS CO., LTD. Ticker: 002372 Security ID: Y9893V105 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Assets to For For Management Wholly-owned Subsidiary 2.1 Elect Jin Hongyang as Non-Independent For For Management Director 2.2 Elect Zhang Kapeng as Non-Independent For For Management Director 2.3 Elect Zhang Sanyun as Non-Independent For For Management Director 2.4 Elect Xie Jinkun as Non-Independent For For Management Director 2.5 Elect Feng Jifu as Non-Independent For For Management Director 2.6 Elect Xu Youzhi as Non-Independent For For Management Director 3.1 Elect Song Yihu as Independent Director For For Management 3.2 Elect Zheng Lijun as Independent For For Management Director 3.3 Elect Zhu Xiehe as Independent Director For For Management 4.1 Elect Chen Guogui as Supervisor For For Management 4.2 Elect Fang Saijian as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG WEIXING NEW BUILDING MATERIALS CO., LTD. Ticker: 002372 Security ID: Y9893V105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Increase in Business Scope and For For Management Amend Articles of Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Approve External Investment Management For For Management System -------------------------------------------------------------------------------- ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD. Ticker: 300357 Security ID: Y9897U103 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD. Ticker: 300357 Security ID: Y9897U103 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hu Gengxi as Non-Independent For For Management Director 1.2 Elect YANNI CHEN as Non-Independent For For Management Director 1.3 Elect Wang Lihong as Non-Independent For For Management Director 1.4 Elect Zhang Lu as Non-Independent For For Management Director 2.1 Elect Zhang Qifeng as Independent For For Management Director 2.2 Elect Xu Guoliang as Independent For For Management Director 3.1 Elect Jin Tao as Supervisor For For Management 3.2 Elect Yang Huifeng as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD. Ticker: 300357 Security ID: Y9897U103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 7.1 Approve Remuneration of Chairman and For For Management General Manager, Hu Gengxi 7.2 Approve Remuneration of Director and For For Management Deputy General Manager, Wang Lihong 7.3 Approve Remuneration of Director and For For Management Deputy General Manager, Zhang Lu 8.1 Approve Remuneration of Independent For For Management Director, Xu Guoliang 8.2 Approve Remuneration of Independent For For Management Director, Zhang Qifeng 9.1 Approve Remuneration of Supervisor, For For Management Jin Tao 9.2 Approve Remuneration of Supervisor, Li For For Management Wenxiu 9.3 Approve Remuneration of Supervisor, For For Management Yang Huifeng -------------------------------------------------------------------------------- ZHEJIANG XIANJU PHARMACEUTICAL CO., LTD. Ticker: 002332 Security ID: Y9893R104 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection for For For Management Luxembourg Subsidiary -------------------------------------------------------------------------------- ZHEJIANG XIANJU PHARMACEUTICAL CO., LTD. Ticker: 002332 Security ID: Y9893R104 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Yusong as Non-independent For For Management Director 1.2 Elect Xu Zhun as Non-independent For For Management Director 1.3 Elect Zhang Wangwei as Non-independent For For Management Director 1.4 Elect Lv Ruwei as Non-independent For For Management Director 1.5 Elect Chen Weiwu as Non-independent For For Management Director 1.6 Elect Zhang Guojun as Non-independent For For Management Director 2.1 Elect Zhao Sujing as Independent For For Management Director 2.2 Elect Chen Kanghua as Independent For For Management Director 2.3 Elect Zhang Hongying as Independent For For Management Director 3.1 Elect Lu Huanxing as Supervisor For For Management 3.2 Elect Li Yanqin as Supervisor For For Management 3.3 Elect Xu Xiaofang as Supervisor For For Management 3.4 Elect Lou Lingzhu as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG XIANJU PHARMACEUTICAL CO., LTD. Ticker: 002332 Security ID: Y9893R104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- ZHEJIANG XIANJU PHARMACEUTICAL CO., LTD. Ticker: 002332 Security ID: Y9893R104 Meeting Date: JUN 18, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Pricing Principle and Issue For For Management Price 2.5 Approve Issue Size For For Management 2.6 Approve Subscription Method For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Listing Exchange For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Signing of Conditional Share For For Management Subscription Agreement 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve Special Account for Raised For For Management Funds 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- ZHEJIANG XINAN CHEMICAL INDUSTRIAL GROUP CO., LTD. Ticker: 600596 Security ID: Y9891L109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7.1 Approve Remuneration of Wu Jianhua For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Amend Articles of Association For For Management 10.1 Elect Wu Jianhua as Non-Independent For For Management Director 10.2 Elect Wu Yanming as Non-Independent For For Management Director 10.3 Elect Zhou Jiahai as Non-Independent For For Management Director 10.4 Elect Guo Yanjuan as Non-Independent For For Management Director 10.5 Elect Ren Bufan as Non-Independent For For Management Director 10.6 Elect Jiang Yongping as For For Management Non-Independent Director 11.1 Elect Fan Hong as Independent Director For For Management 11.2 Elect Han Haimin as Independent For For Management Director 11.3 Elect Liu Yaping as Independent For For Management Director 12.1 Elect Guo Jun as Supervisor For For Management 12.2 Elect Chen Xiaoyang as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG YANKON GROUP CO., LTD. Ticker: 600261 Security ID: Y9890Z109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget For For Management 7 Approve Provision for Asset Impairment For For Management 8 Approve to Appoint Auditor and For For Management Internal Control Auditor 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Guarantee Provision Plan For For Management 11 Approve Allowance of Independent For For Management Directors 12.1 Elect Chen Wei as Non-Independent For For Management Director 12.2 Elect Chen Senjie as Non-Independent For For Management Director 12.3 Elect Guan Yong as Non-Independent For For Management Director 12.4 Elect Wu Guoming as Non-Independent For For Management Director 12.5 Elect Li Yang as Non-Independent For For Management Director 12.6 Elect Zhao Fanghua as Non-Independent For For Management Director 13.1 Elect Wo Jian as Independent Director For For Management 13.2 Elect Song Zhihuan as Independent For For Management Director 13.3 Elect Ren Mingwu as Independent For For Management Director 14.1 Elect Hua Tianwen as Supervisor For For Management 14.2 Elect Yu Guangming as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG YASHA DECORATION CO., LTD. Ticker: 002375 Security ID: Y9893W103 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG YASHA DECORATION CO., LTD. Ticker: 002375 Security ID: Y9893W103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Application of Comprehensive For For Management Credit Lines 8 Approve Provision of Guarantee For For Management 9 Approve Use of Idle Own Funds to For For Management Invest in Financial Products and Trust Products 10 Approve Bill Pool Business For Against Management 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve to Appoint Financial Auditor For For Management 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Management System for For For Management Authorization 16 Amend Management System of Raised Funds For For Management 17 Amend Management System of Investment For For Management Management Decisions 18 Approve Company's Eligibility for For For Management Private Issuance of Corporate Bonds 19.1 Approve Issue Scale For For Management 19.2 Approve Par Value and Issue Price For For Management 19.3 Approve Bond Maturity For For Management 19.4 Approve Bond Interest Rate and Its For For Management Determination Method 19.5 Approve Use of Proceeds For For Management 19.6 Approve Issue Manner and Target For For Management Subscribers 19.7 Approve Guarantee Arrangement For For Management 19.8 Approve Listing Transfer Method For For Management 19.9 Approve Redemption Clause, Resale For For Management Clause and Interest Rate Adjustment Clause 19.10 Approve Safeguard Measures of Debts For For Management Repayment 19.11 Approve Resolution Validity Period For For Management 20 Approve Authorization of the Board and For For Management Company Management to Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG YATAI PHARMACEUTICAL CO., LTD. Ticker: 002370 Security ID: Y9893U107 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Removal of Director Ren Jun For For Management -------------------------------------------------------------------------------- ZHEJIANG YATAI PHARMACEUTICAL CO., LTD. Ticker: 002370 Security ID: Y9893U107 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of the Previously For For Management Raised Funds Investment Project and Replenish Working Capital -------------------------------------------------------------------------------- ZHEJIANG YATAI PHARMACEUTICAL CO., LTD. Ticker: 002370 Security ID: Y9893U107 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG YONGGUI ELECTRIC EQUIPMENT CO., LTD. Ticker: 300351 Security ID: Y9896Q103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Use of Funds for Financial For For Management Products 8 Approve Provision for Asset Impairment For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11.1 Elect Fan Jijun as Non-Independent For For Management Director 11.2 Elect Fan Zhengjun as Non-Independent For For Management Director 11.3 Elect Fan Yonggui as Non-Independent For For Management Director 11.4 Elect Li Yunming as Non-Independent For For Management Director 12.1 Elect Jiang Jing as Independent For For Management Director 12.2 Elect Zhu Guohua as Independent For For Management Director 12.3 Elect Jiang Jianlin as Independent For For Management Director 13.1 Elect Liang Xiao as Supervisor For For Management 13.2 Elect Cao Qun as Supervisor For For Management 14 Approve Remuneration of Directors and For For Management Supervisors 15 Approve Asset Disposal For For Management -------------------------------------------------------------------------------- ZHEJIANG YONGTAI TECHNOLOGY CO., LTD. Ticker: 002326 Security ID: Y9893Q106 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Yingmei as Non-Independent For For Management Director 1.2 Elect He Renbao as Non-Independent For For Management Director 1.3 Elect Chen Lijie as Non-Independent For For Management Director 1.4 Elect Jin Yizhong as Non-Independent For For Management Director 1.5 Elect Shao Hongming as Non-Independent For For Management Director 1.6 Elect He Kuang as Non-Independent For For Management Director 2.1 Elect Yang Guangliang as Independent For For Management Director 2.2 Elect Xu Yongbin as Independent For For Management Director 2.3 Elect Liu Zhiqiang as Independent For For Management Director 3.1 Elect Zhang Zhengqiu as Supervisor For For Management 3.2 Elect Huang Weibin as Supervisor For For Management 3.3 Elect Wu Weibing as Supervisor For For Management 4 Approve Repurchase and Cancellation of For For Management Incentive Participants Which Have Resigned and Have Been Granted Performance Shares But Have Not Yet Been Unlocked 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG YONGTAI TECHNOLOGY CO., LTD. Ticker: 002326 Security ID: Y9893Q106 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustments on 2018 Profit For For Management Distribution and Capitalization of Capital Reserves 2 Approve Capitalization of Capital For For Management Reserves -------------------------------------------------------------------------------- ZHEJIANG YONGTAI TECHNOLOGY CO., LTD. Ticker: 002326 Security ID: Y9893Q106 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Company's For For Management Registered Capital and Amend Articles of Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG YONGTAI TECHNOLOGY CO., LTD. Ticker: 002326 Security ID: Y9893Q106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Foreign Exchange Hedging For For Management Business 7 Approve Provision of Guarantee For Against Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Adjustment of Repurchase Size For For Management and Price of Performance Shares 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Amendments to Articles of For For Management Association 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG ZHENENG ELECTRIC POWER CO., LTD. Ticker: 600023 Security ID: Y9897X107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Annual Report and Summary For For Management 9 Approve Daily Related-Party For For Management Transactions 10.1 Elect Zhang Qin as Non-Independent For For Shareholder Director 10.2 Elect Fang Zhixing as Non-Independent For For Shareholder Director 11.1 Elect Cheng Jinhua as Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHEJIANG ZHONGCHENG PACKING MATERIAL CO., LTD. Ticker: 002522 Security ID: Y9894J101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Use of Idle Raised Funds to For For Management Invest in Principal-guaranteed Financial Products 11 Approve Use of Own Funds to Invest in For For Management Low-risk Financial Products 12 Approve Guarantee Provision Plan For For Management 13 Approve Financial Assistance Provision For For Management 14 Approve Company's Self-examination of For For Management Non-operating Funds Occupation and Rectification report 15 Approve Amendments to Articles of For For Management Association 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- ZHEN DING TECHNOLOGY HOLDING LTD. Ticker: 4958 Security ID: G98922100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 4 Amend Articles of Association For For Management 5.1 Elect Chang-Fang Shen, with For For Management Shareholder No. 15, as Non-Independent Director 5.2 Elect Che-Hung Yu, a Representative of For For Management Foxconn (Far East) Limited with Shareholder No. 2, as Non-Independent Director 5.3 Elect John-See Lee, with ID No. For For Management P100035XXX, as Non-Independent Director 5.4 Elect Ting-Chuan Lee, with ID No. For For Management P121659XXX, as Non-Independent Director 5.5 Elect Chih-Chen Chou with ID No. For For Management A102012XXX as Independent Director 5.6 Elect Chen-Fu Chien with ID No. For For Management H120290XXX as Independent Director 5.7 Elect Chi-Hsien Lee with ID No. For For Management K120329XXX as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors (Including Independent Directors) and Representatives -------------------------------------------------------------------------------- ZHENGZHOU COAL MINING MACHINERY GROUP COMPANY LIMITED Ticker: 564 Security ID: Y98949103 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Incentive For For Management Scheme (Revised Draft) of the Company and Its Abstract 2 Approve Administrative Measures for For For Management Performance Evaluation (Revision) Under the 2019 Share Option Incentive Scheme of the Company 3 Authorize Board to Deal With All For For Management Matters in Relation to the 2019 Share Option Incentive Scheme 4 Amend Articles of Association For For Management 5 Elect Cheng Jinglei as Independent For For Management Director -------------------------------------------------------------------------------- ZHENGZHOU COAL MINING MACHINERY GROUP COMPANY LIMITED Ticker: 564 Security ID: Y98949103 Meeting Date: OCT 21, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Share Option Incentive For For Management Scheme (Revised Draft) of the Company and Its Abstract 2 Approve Administrative Measures for For For Management Performance Evaluation (Revision) Under the 2019 Share Option Incentive Scheme of the Company 3 Authorize Board to Deal With All For For Management Matters in Relation to the 2019 Share Option Incentive Scheme -------------------------------------------------------------------------------- ZHENGZHOU COAL MINING MACHINERY GROUP COMPANY LIMITED Ticker: 564 Security ID: Y98949103 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Annual Report and Summary For For Management 4 Approve 2019 Performance Report of the For For Management Independent Non-Executive Directors 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve External Auditors and Internal For For Management Control Auditors 7 Approve Provision of Repurchase For For Management Guarantee to Customers Under Finance Lease Business 8 Approve Provision of Guarantees to and For Against Management Among Controlling Subsidiaries 9 Approve Commencement of Hedging For For Management Business 10 Approve Amendment on Related Party For For Management Transactions Decision Making Rules of the Company 11 Approve Amendment on Management Rules For For Management for External Guarantees 12.1 Amend Articles of Association For For Management 12.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- ZHENGZHOU COAL MINING MACHINERY GROUP COMPANY LIMITED Ticker: 564 Security ID: Y98949103 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Articles of Association For For Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- ZHENGZHOU SINO-CRYSTAL DIAMOND CO., LTD. Ticker: 300064 Security ID: Y9893X101 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHENGZHOU SINO-CRYSTAL DIAMOND CO., LTD. Ticker: 300064 Security ID: Y9893X101 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Project and Use Remaining Raised Funds to Supplement Working Capital -------------------------------------------------------------------------------- ZHENGZHOU SINO-CRYSTAL DIAMOND CO., LTD. Ticker: 300064 Security ID: Y9893X101 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Amendments to Articles of For For Management Association to Expand Business Scope 7 Approve Provision for Credit For For Management Impairment, Asset Impairment and Estimated Liabilities 8 Approve Application of Financing and For For Management Credit Lines 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Elect Zhang Jianhua as Non-Independent For For Shareholder Director 11.1 Elect Liu Dianchen as Independent For For Shareholder Director 11.2 Elect Li Jianguo as Independent For For Shareholder Director 11.3 Elect Wang Zhenhua as Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHENGZHOU YUTONG BUS CO., LTD. Ticker: 600066 Security ID: Y98913109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Payment of Remuneration and For For Management Appointment of Auditor 8 Amend Articles of Association For For Management 9.1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 9.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 9.4 Amend Rules and Procedures of For For Management Independent Directors 9.5 Amend Management System of Raised Funds For For Management 10 Approve Financing Authorization For Against Management 11 Approve Provision of Repurchase For For Management Liability 12.1 Elect Tang Yuxiang as Non-Independent For For Management Director 12.2 Elect Cao Jianwei as Non-Independent For For Management Director 12.3 Elect Yu Li as Non-Independent Director For For Management 12.4 Elect Lu Xinlei as Non-Independent For For Management Director 13.1 Elect Li Keqiang as Independent For For Management Director 13.2 Elect Yin Xiaohua as Independent For For Management Director 13.3 Elect Gu Xiujuan as Independent For For Management Director 14.1 Elect Zhang Tao as Supervisor For For Management 14.2 Elect Zhang Guohui as Supervisor For For Management 14.3 Elect Wei Yihui as Supervisor For For Management -------------------------------------------------------------------------------- ZHENRO PROPERTIES GROUP LTD. Ticker: 6158 Security ID: G9897E109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Ou Guoqiang as Director None None Management 4 Elect Ou Guowei as Director For For Management 5 Elect Lin Hua as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares 11 Elect Liu Weiliang as Director For For Management -------------------------------------------------------------------------------- ZHESHANG SECURITIES CO., LTD. Ticker: 601878 Security ID: Y989BG109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4.1 Approve Transactions with Controlling For For Management Shareholder and Its Related Party 4.2 Approve Transactions with Other For For Management Related Party 4.3 Approve Transactions with Related For For Management Natural Person 5 Approve Amendments to Articles of For For Management Association 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7.1 Approve Debtor and Debt Method For For Management 7.2 Approve Type and Issue Size For For Management 7.3 Approve Term For For Management 7.4 Approve Issue Price and Interest Rate For For Management 7.5 Approve Guarantee and Other Credit For For Management Enhancement Arrangements 7.6 Approve Use of Proceeds For For Management 7.7 Approve Target Subscribers Placing For For Management Arrangement for Shareholders 7.8 Approve Appointment of Issuing Related For For Management Institutions and Handling of Other Related Matters 7.9 Approve Safeguard Measures of Debts For For Management Repayment 7.10 Approve Listing Exchange For For Management 7.11 Approve Resolution Validity Period For For Management 8 Approve Financial Investment Scale For For Management Control 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHESHANG SECURITIES CO., LTD. Ticker: 601878 Security ID: Y989BG109 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Target Parties and For For Management Subscription Manner 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Scale and Usage of Raised Funds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Extend Deadline for Fulfilment For For Management of Commitment to Solve the Competition in the Same Industry for Ultimate Controlling Shareholder -------------------------------------------------------------------------------- ZHONGAN ONLINE P&C INSURANCE CO., LTD. Ticker: 6060 Security ID: Y989DF109 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to the Emoluments For For Management of Independent Non-Executive Directors of the Company 2.1 Approve Revised Annual Cap for the For For Management Continuing Connected Transactions Under the Online Platform Cooperation Framework Agreement and Related Transactions 2.2 Approve New Online Platform For For Management Cooperation Framework Agreement, Ant Financial Annual Caps and Related Transactions 2.3 Approve Auto Co-Insurance Cooperation For For Management Agreements, Ping An Annual Caps and Related Transactions 2.4 Authorize Board to Deal With All For For Management Matters in Relation to the New Online Platform Cooperation Framework Agreement, Auto Co-Insurance Cooperation Agreements and Further Revised Ant Financial Online Platform Annual Cap -------------------------------------------------------------------------------- ZHONGAN ONLINE P&C INSURANCE CO., LTD. Ticker: 6060 Security ID: Y989DF109 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Report of Auditors and For For Management Audited Financial Statements 4 Approve PricewaterhouseCoopers as For For Management Auditors 5 Elect Weibiao Zhan as Director For For Management 6 Approve 2019 Performance Evaluation of For For Management the Directors 7 Approve Five-Year Development Plan of For For Management the Company (2020-2024) 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Amendments to Articles of For For Management Association 10 Approve Proposed Issue of Offshore For For Management Senior Bonds -------------------------------------------------------------------------------- ZHONGBAI HOLDINGS GROUP CO., LTD. Ticker: 000759 Security ID: Y9715V101 Meeting Date: JUL 25, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Commitment Change of Wuhan For For Management Shanglian (Group) Co., Ltd. -------------------------------------------------------------------------------- ZHONGBAI HOLDINGS GROUP CO., LTD. Ticker: 000759 Security ID: Y9715V101 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ji Zhibin as Independent Director For For Management 2 Elect Yang Min as Supervisor For For Shareholder 3 Elect Yang Xiaohong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHONGBAI HOLDINGS GROUP CO., LTD. Ticker: 000759 Security ID: Y9715V101 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Application of Bank Credit For For Management Lines and Guarantees 8 Approve Provision of Guarantee For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Use of Own Idle Funds to For For Management Invest in Financial Products -------------------------------------------------------------------------------- ZHONGCHANG BIG DATA CORP. LTD. Ticker: 600242 Security ID: Y2924T108 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association as well as Rules and Procedures Regarding Meetings of Board of Directors 2 Approve Guarantee Provision Plan For For Management 3.1 Elect Ye Wei as Non-Independent For For Management Director 3.2 Elect Xue Weijia as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHONGFU STRAITS (PINGTAN) DEVELOPMENT CO., LTD. Ticker: 000592 Security ID: Y26557101 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Raised For For Management Funds -------------------------------------------------------------------------------- ZHONGFU STRAITS (PINGTAN) DEVELOPMENT CO., LTD. Ticker: 000592 Security ID: Y26557101 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Usage of Raised For For Management Funds and Use It for Equity Acquisition and Replenish Working Capital -------------------------------------------------------------------------------- ZHONGFU STRAITS (PINGTAN) DEVELOPMENT CO., LTD. Ticker: 000592 Security ID: Y26557101 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- ZHONGFU STRAITS (PINGTAN) DEVELOPMENT CO., LTD. Ticker: 000592 Security ID: Y26557101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7.1 Elect Liu Pingshan as Non-Independent For For Management Director 7.2 Elect Wang Zhiming as Non-Independent For For Management Director 7.3 Elect Jin Xinhua as Non-Independent For For Management Director 8.1 Elect Luo Juan as Independent Director For For Management 8.2 Elect Lu Xiaochen as Independent For For Shareholder Director 9.1 Elect Wu Xiaodan as Supervisor For For Shareholder 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHONGHANG ELECTRONIC MEASURING INSTRUMENTS CO., LTD. Ticker: 300114 Security ID: Y9894C106 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- ZHONGHANG ELECTRONIC MEASURING INSTRUMENTS CO., LTD. Ticker: 300114 Security ID: Y9894C106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audit Report For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Related-Party Transactions For For Management 9 Approve Phase 1 Employee Share For For Management Purchase Plan (Draft) and Summary 10 Approve Management Method of Employee For For Management Share Purchase Plan 11 Elect Ma Yili as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Increase Registered Capital 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Employee Share Purchase Plan For For Management (Draft) and Summary 2 Amend Management System of Employee For For Management Share Purchase Plan -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of For For Management Fund-raising Investment Project 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Shareholder Return Plan For For Management 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Provision of Mutual Guarantee For For Management 11 Approve Appointment of Financial For For Management Auditor 12 Approve Use of Idle Raised Funds for For For Management Cash Management 13 Approve Use of Idle Own Funds for Cash For For Management Management 14.1 Elect Chen Datong as Independent For For Management Director 14.2 Elect Jin Fuhai as Independent Director For For Management 14.3 Elect Xia Chaoyang as Independent For For Management Director 14.4 Elect Du Jie as Independent Director For For Management 15.1 Elect Wang Weixiu as Non-Independent For For Management Director 15.2 Elect Liu Sheng as Non-Independent For For Management Director 15.3 Elect Wang Xiaodong as Non-Independent For For Management Director 15.4 Elect Zhao Guibin as Non-Independent For For Management Director 15.5 Elect Liu Chengwei as Non-Independent For For Management Director 16.1 Elect Qi Zhijie as Supervisor For For Management 16.2 Elect Wang Jin as Supervisor For For Management -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Method of Stock For For Management Option Incentive Plan 2 Approve Authorization of Board to For For Management Handle All Matters Related to the Stock Option Incentive Plan 3 Approve Revised Draft and Summary of For For Management Stock Option Incentive Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants (Revised) -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lu Jin as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Registration and Issue of Debt For For Management Financing Bonds 10 Approve Authorization of the Board to For For Management Handle Matters on Debt Financing Bonds 11 Approve Provision of Loan Guarantee For For Management for Hebei Yuerya Gold Mining Co., Ltd. 12 Approve Provision of Loan Guarantee For For Management for China Gold Group Jiapigou Mining Co., Ltd. 13 Approve Provision of Loan Guarantee For For Management for Zhongjin Songxian Songyuan Gold Smelting Co., Ltd. 14 Approve Provision of Loan Guarantee For For Management for Songxian Jinniu Co., Ltd. 15 Approve Adjustment to Issuance of For For Management Shares and Cash Payment to Purchase Assets and Raise Supporting Funds -------------------------------------------------------------------------------- ZHONGLIANG HOLDINGS GROUP COMPANY LIMITED Ticker: 2772 Security ID: G9898C102 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Chen Hongliang as Director For For Management 3B Elect Li Heli as Director For For Management 3C Elect Yau Sze Ka (Albert) as Director For For Management 3D Elect Wang Kaiguo as Director For For Management 3E Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZHONGLU CO., LTD. Ticker: 900915 Security ID: Y7682B108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor and For For Management Audit Fees 6 Approve Company's Eligibility for For For Management Private Placement of Shares 7.1 Approve Share Type and Par Value For For Management 7.2 Approve Issue Manner and Issue Time For For Management 7.3 Approve Target Subscribers and For For Management Subscription Method 7.4 Approve Issue Price and Pricing For For Management Principle 7.5 Approve Issue Size For For Management 7.6 Approve Lock-up Period For For Management 7.7 Approve Amount and Usage of Raised For For Management Funds 7.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 7.9 Approve Resolution Validity Period For For Management 7.10 Approve Listing Exchange For For Management 8 Approve Plan on Private Placement of For For Management Shares 9 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 10 Approve the Notion that the Company For For Management Does Not Need to Prepare a Report on the Usage of Previously Raised Funds 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 13 Approve Shareholder Return Plan For For Management 14 Approve Authorization of Board and For For Management Board Authorized Persons to Handle All Related Matters 15 Approve Amendments to Articles of For For Management Association 16 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ZHONGLU CO., LTD. Ticker: 900915 Security ID: Y9896C104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor and For For Management Audit Fees 6 Approve Company's Eligibility for For For Management Private Placement of Shares 7.1 Approve Share Type and Par Value For For Management 7.2 Approve Issue Manner and Issue Time For For Management 7.3 Approve Target Subscribers and For For Management Subscription Method 7.4 Approve Issue Price and Pricing For For Management Principle 7.5 Approve Issue Size For For Management 7.6 Approve Lock-up Period For For Management 7.7 Approve Amount and Usage of Raised For For Management Funds 7.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 7.9 Approve Resolution Validity Period For For Management 7.10 Approve Listing Exchange For For Management 8 Approve Plan on Private Placement of For For Management Shares 9 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 10 Approve the Notion that the Company For For Management Does Not Need to Prepare a Report on the Usage of Previously Raised Funds 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 13 Approve Shareholder Return Plan For For Management 14 Approve Authorization of Board and For For Management Board Authorized Persons to Handle All Related Matters 15 Approve Amendments to Articles of For For Management Association 16 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ZHONGSHAN BROAD-OCEAN MOTOR CO., LTD. Ticker: 002249 Security ID: Y98937108 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHONGSHAN BROAD-OCEAN MOTOR CO., LTD. Ticker: 002249 Security ID: Y98937108 Meeting Date: MAR 16, 2020 Meeting Type: Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line Bank For For Management Application 2 Approve Change of Registered Address For For Management 3 Elect Zhang Yunlong as Non-Independent For For Management Director 4 Approve Adjustment of Liability For For Management Insurance Fee for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ZHONGSHAN BROAD-OCEAN MOTOR CO., LTD. Ticker: 002249 Security ID: Y98937108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Equity Distribution Plan For For Management 7 Approve Audit Work Evaluation and For For Management Appointment of Auditor 8 Approve Stock Option Incentive Plan For For Management and Its Summary 9 Approve Methods to Assess the For For Management Performance of Plan Participants 10 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHONGSHAN PUBLIC UTILITIES GROUP CO., LTD. Ticker: 000685 Security ID: Y2618Q105 Meeting Date: JUL 08, 2019 Meeting Type: Special Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wei Junfeng as Non-Independent For For Shareholder Director 1.2 Elect Cao Yu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHONGSHAN PUBLIC UTILITIES GROUP CO., LTD. Ticker: 000685 Security ID: Y2618Q105 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHONGSHAN PUBLIC UTILITIES GROUP CO., LTD. Ticker: 000685 Security ID: Y2618Q105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Audit Work Report For For Management 7 Approve Appointment of Auditor and For For Management Internal Control Auditor 8 Elect Hua Qiang as Independent Director For For Management -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Yi as Director For For Management 4 Elect David Alexander Newbigging as For For Management Director 5 Elect Hsu David as Director For For Management 6 Elect Ying Wei as Director For For Management 7 Elect Li Yanwei as Director For For Management 8 Elect Li Guohui as Director For For Management 9 Elect Tang Xianfeng as Director For For Management 10 Authorize Board to Fix Remuneration of For For Management Directors 11 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 12 Authorize Repurchase of Issued Share For For Management Capital 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZHONGTONG BUS & HOLDING CO., LTD. Ticker: 000957 Security ID: Y9889M101 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Xingji as Non-Independent For For Management Director 1.2 Elect Peng Feng as Non-Independent For For Management Director 1.3 Elect Cao Maobo as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHONGTONG BUS & HOLDING CO., LTD. Ticker: 000957 Security ID: Y9889M101 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Qingmin as Non-Independent For For Management Director 1.2 Elect Shen Chuandong as For For Management Non-Independent Director 1.3 Elect Li Shupeng as Non-Independent For For Management Director 1.4 Elect Wu Rujiang as Non-Independent For For Management Director 1.5 Elect Peng Feng as Non-Independent For For Management Director 1.6 Elect Liu Feng as Non-Independent For For Management Director 1.7 Elect Wang Xiaoming as Independent For For Management Director 1.8 Elect Xiao Chengwei as Independent For For Management Director 1.9 Elect Wang Yueyong as Independent For For Management Director 2.1 Elect Lu Xiaonan as Supervisor For For Management 2.2 Elect Li Haitao as Supervisor For For Management -------------------------------------------------------------------------------- ZHONGTONG BUS & HOLDING CO., LTD. Ticker: 000957 Security ID: Y9889M101 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHONGYEDA ELECTRIC CO., LTD. Ticker: 002441 Security ID: Y98948105 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHONGYEDA ELECTRIC CO., LTD. Ticker: 002441 Security ID: Y98948105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial For For Shareholder Auditor 8.1 Elect Wu Kaixian as Non-Independent For For Management Director 8.2 Elect Wu Senjie as Non-Independent For For Management Director 8.3 Elect Yang Song as Non-Independent For For Management Director 8.4 Elect Wang Baoyu as Non-Independent For For Management Director 8.5 Elect Chen Tianrui as Non-Independent For For Management Director 8.6 Elect Lin Xiongwu as Non-Independent For For Management Director 9.1 Elect Chen Mingqin as Independent For For Management Director 9.2 Elect Wang Xuechen as Independent For For Management Director 9.3 Elect Li Shengping as Independent For For Management Director 10.1 Elect Zhang Ying as Supervisor For For Management 10.2 Elect She Miaoying as Supervisor For For Management 11 Approve Remuneration of Directors For For Management 12 Approve Remuneration of Supervisors For For Management 13 Approve Provision of Guarantee For For Management 14 Amend Articles of Association For For Management 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Working System for Independent For For Management Directors 18 Approve External Investment Management For For Management System 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- ZHONGYU GAS HOLDINGS LIMITED Ticker: 3633 Security ID: G9891U133 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For For Management 1 Approve Amendment of the Vesting For For Management Period of Options -------------------------------------------------------------------------------- ZHONGYU GAS HOLDINGS LIMITED Ticker: 3633 Security ID: G9891U133 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lu Zhaoheng as Director For For Management 3b Elect Li Chunyan as Director For For Management 3c Elect Liu Yu Jie as Director For For Management 3d Authorize Board or the Remuneration For For Management Committee to Fix Remuneration of Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZHONGYUAN SPECIAL STEEL CO., LTD. Ticker: 002423 Security ID: Y98943106 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related-party For For Management Transactions 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3 Approve Change of Company Name, Stock For For Management Abbreviation and Business Scope 4 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- ZHONGYUAN UNION CELL & GENE ENGINEERING CORP. LTD. Ticker: 600645 Security ID: Y7694E108 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- ZHONGYUAN UNION CELL & GENE ENGINEERING CORP. LTD. Ticker: 600645 Security ID: Y7694E108 Meeting Date: NOV 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHONGYUAN UNION CELL & GENE ENGINEERING CORP. LTD. Ticker: 600645 Security ID: Y7694E108 Meeting Date: MAR 23, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in the For For Management Investment and Establishment of a Partnership -------------------------------------------------------------------------------- ZHONGYUAN UNION CELL & GENE ENGINEERING CORP. LTD. Ticker: 600645 Security ID: Y7694E108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Elect Gong Hongjia as Non-independent For For Management Director 8 Elect Li Defu as Non-independent For For Management Director 9 Elect Wang Yong as Non-independent For For Management Director 10 Elect Li Xu as Non-independent Director For For Management 11 Elect Wu Shan as Non-independent For For Management Director 12 Elect Li Haibin as Non-independent For For Management Director 13 Elect Chen Min as Independent Director For For Management 14 Elect Pei Duanqing as Independent For For Management Director 15 Elect Hou Xinyi as Independent Director For For Management 16 Elect Han Yue'e as Supervisor For For Management 17 Elect Huang Yuejia as Supervisor For For Management 18 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 19 Approve Change in Registered Capital For For Management and Amendments to Articles of Association 20 Approve Equity Acquisition For For Shareholder -------------------------------------------------------------------------------- ZHOU HEI YA INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 1458 Security ID: G98976106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhou Fuyu as Director For For Management 3a2 Elect Zhang Yuchen as Director For For Management 3a3 Elect Wen Yong as Director For For Management 3a4 Elect Wu Chi Keung as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZHUGUANG HOLDINGS GROUP COMPANY LIMITED Ticker: 1176 Security ID: G9908J105 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Directors to Approve the For For Management Issuance of Warrants and Allotment and Issuance of Warrant Shares Under Specific Mandate and Related Transactions -------------------------------------------------------------------------------- ZHUGUANG HOLDINGS GROUP COMPANY LIMITED Ticker: 1176 Security ID: G9908J105 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Liu Jie as Director For For Management 2.2 Elect Chu Muk Chi (alias Zhu La Yi) as For For Management Director 2.3 Elect Leung Wo Ping as Director For For Management 2.4 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4.2 Authorize Repurchase of Issued Share For For Management Capital 4.3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZHUHAI HOKAI MEDICAL INSTRUMENTS CO., LTD. Ticker: 300273 Security ID: Y9895Q104 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hao Zhenxi as Non-Independent For For Management Director 1.2 Elect Cai Mengke as Non-Independent For For Management Director 1.3 Elect Shi Zhuangping as For For Management Non-Independent Director 1.4 Elect Zhang Hongyu as Non-Independent For For Management Director 1.5 Elect Wu Qiyao as Non-Independent For For Management Director 1.6 Elect Zhang Xiaojing as For For Management Non-Independent Director 2.1 Elect Mao Yiqiang as Independent For For Management Director 2.2 Elect Chen Aiwen as Independent For For Management Director 2.3 Elect Lu Xiaotian as Independent For For Management Director 3.1 Elect Gong Suming as Supervisor For For Management 3.2 Elect Liu Zhijian as Supervisor For For Management -------------------------------------------------------------------------------- ZHUHAI HOKAI MEDICAL INSTRUMENTS CO., LTD. Ticker: 300273 Security ID: Y9895Q104 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ZHUHAI HOKAI MEDICAL INSTRUMENTS CO., LTD. Ticker: 300273 Security ID: Y9895Q104 Meeting Date: NOV 01, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- ZHUHAI HOKAI MEDICAL INSTRUMENTS CO., LTD. Ticker: 300273 Security ID: Y9895Q104 Meeting Date: NOV 28, 2019 Meeting Type: Special Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHUHAI HOKAI MEDICAL INSTRUMENTS CO., LTD. Ticker: 300273 Security ID: Y9895Q104 Meeting Date: MAR 19, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Issue Period For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Use of Proceeds For For Management 2.6 Approve Bond Interest Rate and Method For For Management of Determination 2.7 Approve Method for the Repayment of For For Management Principal and Interest 2.8 Approve Credit Enhancement For For Management 2.9 Approve Underwriting Manner For For Management 2.10 Approve Target Subscribers and Placing For For Management Scheme 2.11 Approve Redemption Clause or Resale For For Management Clause 2.12 Approve Safeguard Measures of Debts For For Management Repayment 2.13 Approve Listing Transfer Place For For Management 2.14 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHUHAI HOKAI MEDICAL INSTRUMENTS CO., LTD. Ticker: 300273 Security ID: Y9895Q104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisor 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Authorization of the Board to For For Management Handle the Credit Line or Financing Applications 8 Approve Increase in Business Scope For For Management 9 Approve Increase in Business Scope and For For Management Amend Articles of Association 10 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- ZHUHAI HUAJIN CAPITAL CO., LTD. Ticker: 000532 Security ID: Y52205104 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- ZHUHAI HUAJIN CAPITAL CO., LTD. Ticker: 000532 Security ID: Y52205104 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Guarantee Plan For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Signing of Consulting For For Management Management Agreement with Zhuhai Huafa Group Co., Ltd. and Related Party Transactions 11 Approve Provision of External Services For For Management and Related Party Transactions -------------------------------------------------------------------------------- ZHUHAI ORBITA AEROSPACE SCIENCE & TECHNOLOGY CO. LTD. Ticker: 300053 Security ID: Y9893S102 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Amend Working System for Independent For For Management Directors 13 Amend Management System of Raised Funds For For Management 14 Amend Related-Party Transaction For For Management Management System 15 Amend Management System for Providing For For Management External Guarantees 16 Amend Management System of External For For Management Investments 17 Amend Information Disclosure For For Management Management System 18.1 Elect Yan Jun as Non-Independent For For Shareholder Director 18.2 Elect Yan Zhiyu as Non-Independent For For Shareholder Director 18.3 Elect Jiang Xiaohua as Non-Independent For For Shareholder Director 18.4 Elect Chen Ronghua as Non-Independent For For Shareholder Director 18.5 Elect Zhang Xinchang as For For Shareholder Non-Independent Director 18.6 Elect Hu Ming as Non-Independent For For Shareholder Director 19.1 Elect Fu Hongya as Independent Director For For Shareholder 19.2 Elect Zhou Ning as Independent Director For For Shareholder 19.3 Elect Chen En as Independent Director For For Shareholder 20.1 Elect Yao Jingfan as Supervisor For For Shareholder 20.2 Elect Ding Jiyong as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Matters Related to Corporate Bond Issuance 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve Appointment of Auditor and For For Management Payment of Remuneration 3 Approve Appoint of Internal Control For For Management Auditor -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: FEB 19, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: APR 21, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Credit Line Application of Zhuhai Port Logistics Development Co., Ltd. to China CITIC Bank 2 Approve Change in the Implementation For For Management Content of the Raised Funds Investment Project 3 Approve Provision of Guarantee for For For Management Credit Line Application of Zhuhai Port Logistics Development Co., Ltd. to Bank of China 4 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- ZHUZHOU CRRC TIMES ELECTRIC CO., LTD. Ticker: 3898 Security ID: Y9892N104 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Consolidated For For Management Financial Statements and Auditor's Report 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Elect Li Donglin as Director and For For Management Approve His Emolument 8 Elect Yang Shouyi as Director and For For Management Approve His Emolument 9 Elect Liu Ke'an as Director and For For Management Approve His Emolument 10 Elect Yan Wu as Director and Approve For For Management His Emolument 11 Elect Zhang Xinning as Director and For For Management Approve His Emolument 12 Elect Chan Kam Wing, Clement as For For Management Director and Approve His Emolument 13 Elect Pao Ping Wing as Director and For For Management Approve His Emolument 14 Elect Liu Chunru as Director and For For Management Approve Her Emolument 15 Elect Chen Xiaoming as Director and For For Management Approve His Emolument 16 Elect Gao Feng as Director and Approve For For Management His Emolument 17 Elect Li Lue as Supervisor and Approve For For Management His Emolument 18 Elect Geng Jianxin as Supervisor and For For Management Approve His Emolument 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares 20 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- ZHUZHOU HONGDA ELECTRONICS CORP., LTD. Ticker: 300726 Security ID: Y989F0100 Meeting Date: APR 03, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Appointment of Auditor For Did Not Vote Management -------------------------------------------------------------------------------- ZHUZHOU KIBING GROUP CO., LTD. Ticker: 601636 Security ID: Y98959102 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019-2024 Medium and Long-term For For Management Development Strategy Plan 2 Approve Draft and Summary on Business For For Management Partner Share Purchase Plan 3 Approve Management Method of Business For For Management Partner Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Business Partner Share Purchase Plan 5 Approve Draft and Summary on Phase 1 For For Management Employee Share Purchase Plan 6 Approve Management Method of Employee For For Management Share Purchase Plan 7 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- ZHUZHOU KIBING GROUP CO., LTD. Ticker: 601636 Security ID: Y98959102 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Project and Investment For For Management Management System 2 Approve Capital Injection and Related For For Management Party Transactions 3 Approve Investment in the Construction For For Management of Neutral Borosilicate Medicinal Glass Tube Project and Related Party Transactions -------------------------------------------------------------------------------- ZHUZHOU KIBING GROUP CO., LTD. Ticker: 601636 Security ID: Y98959102 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Depository of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on the Convertible Bonds and Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHUZHOU KIBING GROUP CO., LTD. Ticker: 601636 Security ID: Y98959102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Loan and Credit Line For For Management 8 Approve Provision of Guarantee for For For Management Loan and Credit Line 9 Approve Appointment of Auditor For For Management 10 Approve Special Report on the Usage of For For Management Raised Funds -------------------------------------------------------------------------------- ZHUZHOU QIANJIN PHARMACEUTICAL CO., LTD. Ticker: 600479 Security ID: Y98921102 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Song Xiaoyang as Supervisor For For Management -------------------------------------------------------------------------------- ZHUZHOU QIANJIN PHARMACEUTICAL CO., LTD. Ticker: 600479 Security ID: Y98921102 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- ZHUZHOU QIANJIN PHARMACEUTICAL CO., LTD. Ticker: 600479 Security ID: Y98921102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- ZHUZHOU TIMES NEW MATERIALS TECHNOLOGY CO., LTD. Ticker: 600458 Security ID: Y9892D106 Meeting Date: JUL 03, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Wholly-owned Subsidiary to For For Management Provide Counter Guarantee to Controlling Shareholder 2 Elect Li Lue as Non-independent For For Management Director -------------------------------------------------------------------------------- ZHUZHOU TIMES NEW MATERIALS TECHNOLOGY CO., LTD. Ticker: 600458 Security ID: Y9892D106 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing and Transfer of For For Management Wholly-owned Subsidiary's Equity 2 Amend Articles of Association For For Management 3 Elect Li Yuhui as Supervisor For For Shareholder 4 Approve to Supplement Working Capital For For Shareholder with Unused Raised Proceeds -------------------------------------------------------------------------------- ZHUZHOU TIMES NEW MATERIALS TECHNOLOGY CO., LTD. Ticker: 600458 Security ID: Y9892D106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Independent For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve 2019 Daily Related Party For For Management Transactions and 2020 Daily Related Party Transactions 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Guarantee Plan For Against Management 11 Approve Issuance of Super Short-term For For Management Commercial Papers 12 Approve Issuance of Medium-term Notes For For Management 13 Approve Appointment of Auditor For For Management 14 Approve Deposits and Loans as well as For For Shareholder Related Party Transactions -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Remuneration and Assessment For For Management Proposal of Directors and Supervisors 4.1 Elect Chen Jinghe as Director For For Management 4.2 Elect Lan Fusheng as Director For For Management 4.3 Elect Zou Laichang as Director For For Management 4.4 Elect Lin Hongfu as Director For For Management 4.5 Elect Lin Hongying as Director For For Management 4.6 Elect Xie Xionghui as Director For For Management 4.7 Elect Li Jian as Director For For Management 5.1 Elect Zhu Guang as Director For For Management 5.2 Elect Mao Jingwen as Director For For Management 5.3 Elect Li Changqing as Director For For Management 5.4 Elect He Fulong as Director For For Management 5.5 Elect Suen, Stephen Man Tak as Director For For Management 6.1 Elect Lin Shuiqing as Supervisor For For Management 6.2 Elect Fan Wensheng as Supervisor For For Management 6.3 Elect Xu Qiang as Supervisor For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Remuneration and Assessment For For Management Proposal of Directors and Supervisors 4.1 Elect Chen Jinghe as Director For For Management 4.2 Elect Lan Fusheng as Director For For Management 4.3 Elect Zou Laichang as Director For For Management 4.4 Elect Lin Hongfu as Director For For Management 4.5 Elect Lin Hongying as Director For For Management 4.6 Elect Xie Xionghui as Director For For Management 4.7 Elect Li Jian as Director For For Management 5.1 Elect Zhu Guang as Director For For Management 5.2 Elect Mao Jingwen as Director For For Management 5.3 Elect Li Changqing as Director For For Management 5.4 Elect He Fulong as Director For For Management 5.5 Elect Suen, Stephen Man Tak as Director For For Management 6.1 Elect Lin Shuiqing as Supervisor For For Management 6.2 Elect Fan Wensheng as Supervisor For For Management 6.3 Elect Xu Qiang as Supervisor For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Arrangement of Guarantees to For For Management Company's Subsidiaries, Joint Venture and Associate 3 Approve Provision of Counter-Guarantee For For Management for Finance to Makeng Mining 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Independent For For Management Directors 6 Approve 2019 Report of the Supervisory For For Management Committee 7 Approve 2019 Financial Report For For Management 8 Approve 2019 Annual Report and Summary For For Management Report 9 Approve 2019 Profit Distribution Plan For For Management 10 Approve 2019 Remuneration of Executive For For Management Directors and Chairman of Supervisory Committee 11 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments 2 Approve Arrangement of Guarantees to For For Management Company's Subsidiaries, Joint Venture and Associate 3 Approve Provision of Counter-Guarantee For For Management for Finance to Makeng Mining 4 Approve 2019 Report of the Board of For For Management Directors 5 Approve 2019 Report of the Independent For For Management Directors 6 Approve 2019 Report of the Supervisory For For Management Committee 7 Approve 2019 Financial Report For For Management 8 Approve 2019 Annual Report and Summary For For Management Report 9 Approve 2019 Profit Distribution Plan For For Management 10 Approve 2019 Remuneration of Executive For For Management Directors and Chairman of Supervisory Committee 11 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration -------------------------------------------------------------------------------- ZINWELL CORP. Ticker: 2485 Security ID: Y98908109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: JAN 07, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Share Repurchase For For Management 2 Amend Articles of Association For For Shareholder 3 Amend Securities Investment Management For For Shareholder Measures -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: APR 17, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Ying as Non-Independent For For Shareholder Director 1.2 Elect Liu Pan as Non-Independent For For Shareholder Director 1.3 Elect Guo Han as Non-Independent For For Shareholder Director 1.4 Elect Lu Xiaojuan as Non-Independent For For Shareholder Director 1.5 Elect Fei Zili as Non-Independent For For Shareholder Director 1.6 Elect Chen Feng as Non-Independent For For Shareholder Director 2.1 Elect Liu Ning as Independent Director For For Shareholder 2.2 Elect Hao Zhenping as Independent For For Shareholder Director 2.3 Elect Liu Yiping as Independent For For Shareholder Director 3.1 Elect Xie Haiyan as Supervisor For For Shareholder 3.2 Elect Yuan Chao as Supervisor For Against Shareholder 3.3 Elect Lv Xiaoqing as Supervisor For For Shareholder 3.4 Elect Ding Zhexuan as Supervisor For Against Shareholder 3.5 Elect Bian Yingzi as Supervisor For For Shareholder 4 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY CO. LTD. Ticker: 1157 Security ID: Y1293Y102 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Ownership Plan For For Management 2 Approve Adoption of the Management For For Management Rules of the Stock Ownership Plan 3 Authorize Board to Deal With All For For Management Matters in Relation to the Stock Ownership Plan 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope 5 Approve Merger by Absorption and For For Management Related Transactions 6 Approve Provision of a Guarantee by For For Shareholder the Company in Favour of Zoomlion Finance and Leasing (Beijing) Co., Ltd. and Related Transactions 7 Approve Proposed Registration by the For For Shareholder Company for the Issue of Asset-Back Securities and Related Transactions -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y9895V103 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Ownership Plan For For Management 2 Approve Adoption of the Management For For Management Rules of the Stock Ownership Plan 3 Authorize Board to Deal With All For For Management Matters in Relation to the Stock Ownership Plan 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope 5 Approve Merger by Absorption and For For Management Related Transactions 6 Approve Provision of a Guarantee by For For Shareholder the Company in Favour of Zoomlion Finance and Leasing (Beijing) Co., Ltd. and Related Transactions 7 Approve Proposed Registration by the For For Shareholder Company for the Issue of Asset-Back Securities and Related Transactions -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y9895V103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Report of Settlement For For Management Accounts 4 Approve 2019 Full Text and Summary of For For Management the Annual Report of A Shares 5 Approve 2019 Annual Report of H Shares For For Management 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve Provisions for Asset Impairment For For Management 8 Approve Application to Financial For For Management Institutions for General Credit Facilities and Financing with a Credit Limit and Authorize Zhan Chunxin to Execute Facility Agreements and Other Relevant Financing Documents and to Allocate the Credit Limit Available 9 Approve Authorization to the Company For For Management to Provide Buy-Back Guarantees in Respect of Third-Party Finance Leasing Business and to Provide Guarantees for the Factoring Financing 10 Approve Authorization to the Company For For Management to Continue to Develop and Provide Buy-Back Guarantees in Respect of Its Mortgage-Funded Business 11 Approve Authorization to Zoomlion For For Management Industrial Vehicles to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Industrial Vehicles to Execute the Relevant Cooperation Agreements 12 Approve Authorization to Zoomlion For For Management Heavy Machinery Co., Ltd. to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Heavy Machinery to Execute the Relevant Cooperation Agreements 13 Approve Provision of Guarantees in For Against Management Favour of 35 Subsidiaries and Authorize Board to Adjust the Available Guarantee Amount Between the Guaranteed Parties 14 Approve Carrying Out of Low Risk For For Management Investments and Financial Management and Authorize the Chairman to Make All Investment Decisions and Execute Relevant Contracts and Agreements 15 Approve Investment in Financial For For Management Derivatives and Authorize the Chairman and His Authorized Persons to Make All Investment Decisions and Execute Relevant Contracts and Agreements 16 Approve Authorization to Hunan For For Management Zhicheng Financing And Guarantee Co., Ltd. to Engage in Business of Providing Guarantees 17.1 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Sales of Spare Parts and Components for Environmental Sanitation Equipment 17.2 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Provision of Financial Services 17.3 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Procurement of Products Including Spare Parts and Components for Environmental Sanitation Equipment and Modified Vehicles for Environmental Sanitation 18.1 Approve Baker Tilly China Certified For For Management Public Accountants Co., Ltd. as Domestic Auditor and Internal Control Auditor 18.2 Approve KPMG as International Auditor For For Management 18.3 Authorize Audit Committee of the Board For For Management to Determine the Principles of Fixing the Remuneration of Domestic and International Auditors and Authorize Company's Management to Determine Their Actual Remuneration Based on the Agreed Principles 19 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 20 Amend Articles of Association For For Management 21 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 22 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares 23 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 24 Amend Articles of Association to For For Shareholder Change the Business Nature Referred to in the Business Licence -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y1293Y102 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Board 3 Approve 2019 Report of Settlement For For Management Accounts 4 Approve 2019 Full Text and Summary of For For Management the Annual Report of A Shares 5 Approve 2019 Annual Report of H Shares For For Management 6 Approve 2019 Profit Distribution Plan For For Management 7 Approve Provisions for Asset Impairment For For Management 8 Approve Application to Financial For For Management Institutions for General Credit Facilities and Financing with a Credit Limit and Authorize Zhan Chunxin to Execute Facility Agreements and Other Relevant Financing Documents and to Allocate the Credit Limit Available 9 Approve Authorization to the Company For For Management to Provide Buy-Back Guarantees in Respect of Third-Party Finance Leasing Business and to Provide Guarantees for the Factoring Financing 10 Approve Authorization to the Company For For Management to Continue to Develop and Provide Buy-Back Guarantees in Respect of Its Mortgage-Funded Business 11 Approve Authorization to Zoomlion For For Management Industrial Vehicles to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Industrial Vehicles to Execute the Relevant Cooperation Agreements 12 Approve Authorization to Zoomlion For For Management Heavy Machinery Co., Ltd. to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Heavy Machinery to Execute the Relevant Cooperation Agreements 13 Approve Provision of Guarantees in For Against Management Favour of 35 Subsidiaries and Authorize Board to Adjust the Available Guarantee Amount Between the Guaranteed Parties 14 Approve Carrying Out of Low Risk For For Management Investments and Financial Management and Authorize the Chairman to Make All Investment Decisions and Execute Relevant Contracts and Agreements 15 Approve Investment in Financial For For Management Derivatives and Authorize the Chairman and His Authorized Persons to Make All Investment Decisions and Execute Relevant Contracts and Agreements 16 Approve Authorization to Hunan For For Management Zhicheng Financing And Guarantee Co., Ltd. to Engage in Business of Providing Guarantees 17.1 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Sales of Spare Parts and Components for Environmental Sanitation Equipment 17.2 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Provision of Financial Services 17.3 Approve Related Party Transactions For For Management with Infore Environment in Relation to the Procurement of Products Including Spare Parts and Components for Environmental Sanitation Equipment and Modified Vehicles for Environmental Sanitation 18.1 Approve Baker Tilly China Certified For For Management Public Accountants Co., Ltd. as Domestic Auditor and Internal Control Auditor 18.2 Approve KPMG as International Auditor For For Management 18.3 Authorize Audit Committee of the Board For For Management to Determine the Principles of Fixing the Remuneration of Domestic and International Auditors and Authorize Company's Management to Determine Their Actual Remuneration Based on the Agreed Principles 19 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 20 Amend Articles of Association For For Management 21 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 22 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares 23 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 24 Amend Articles of Association to For For Shareholder Change the Business Nature Referred to in the Business Licence -------------------------------------------------------------------------------- ZORLU ENERJI ELEKTRIK URETIM AS Ticker: ZOREN Security ID: M9895U108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Allocation of Income For For Management 7 Approve Discharge of Board For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Amend Article 6 Re: Capital Related For Against Management 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Ratify External Auditors For For Management 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 15 Close Meeting None None Management -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Amendments to Articles of For For Management Association, the Rules of Procedure for General Meetings of Shareholders and the Rules of Procedure for Board of Directors Meetings 2.00 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3.00 Approve Execution of a Supplemental For For Shareholder Agreement with Shenzhen Vanke Development Co., Ltd. on the Shenzhen Bay Super Headquarters Base -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F121 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Amendments to Articles of For For Management Association, the Rules of Procedure for General Meetings of Shareholders and the Rules of Procedure for Board of Directors Meetings 2.00 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3.00 Approve Execution of a Supplemental For For Shareholder Agreement with Shenzhen Vanke Development Co., Ltd. on the Shenzhen Bay Super Headquarters Base -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve 2019 Annual Report For For Management 2.00 Approve 2019 Report of the Board of For For Management Directors 3.00 Approve 2019 Report of the Supervisory For For Management Committee 4.00 Approve 2019 Report of the President For For Management 5.00 Approve 2019 Final Financial Accounts For For Management 6.00 Approve 2019 Profit Distribution For For Management 7.00 Approve Application for Derivative For For Management Investment Limits 8.00 Approve Provision of Performance For For Management Guarantee for Overseas Wholly-owned Subsidiaries 9.00 Approve ZTE Channel Cooperation For For Management Framework Agreement 2020 - General Distributor 10.00 Approve Proposed Registration and For For Management Issue of Medium Term Notes 11.01 Approve Application of Composite For For Management Credit Facility to Bank of China Limited 11.02 Approve Application of Composite For For Management Credit Facility to China Development Bank, Shenzhen Branch 12.01 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Authorize Board to Fix Their Remuneration 12.02 Approve Ernst & Young as Hong Kong For For Management Auditor and Authorize Board to Fix Their Remuneration 12.03 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Authorize Board to Fix Their Remuneration 13.00 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14.00 Authorize Repurchase of Issued A Share For For Management Capital 15.00 Amend Articles of Association, Amend For For Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 16.00 Elect Zhuang Jiansheng as Director For For Shareholder -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve 2019 Annual Report For For Management 2.00 Approve 2019 Report of the Board of For For Management Directors 3.00 Approve 2019 Report of the Supervisory For For Management Committee 4.00 Approve 2019 Report of the President For For Management 5.00 Approve 2019 Final Financial Accounts For For Management 6.00 Approve 2019 Profit Distribution For For Management 7.00 Approve Application for Derivative For For Management Investment Limits 8.00 Approve Provision of Performance For For Management Guarantee for Overseas Wholly-owned Subsidiaries 9.00 Approve ZTE Channel Cooperation For For Management Framework Agreement 2020 - General Distributor 10.00 Approve Proposed Registration and For For Management Issue of Medium Term Notes 11.01 Approve Application of Composite For For Management Credit Facility to Bank of China Limited 11.02 Approve Application of Composite For For Management Credit Facility to China Development Bank, Shenzhen Branch 12.01 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Authorize Board to Fix Their Remuneration 12.02 Approve Ernst & Young as Hong Kong For For Management Auditor and Authorize Board to Fix Their Remuneration 12.03 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Authorize Board to Fix Their Remuneration 13.00 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14.00 Authorize Repurchase of Issued A Share For For Management Capital 15.00 Amend Articles of Association, Amend For For Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 16.00 Elect Zhuang Jiansheng as Director For For Shareholder -------------------------------------------------------------------------------- ZYNP CORP. Ticker: 002448 Security ID: Y9895E101 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares 2 Approve Credit Line and Provide For For Shareholder Mortgage Guarantee -------------------------------------------------------------------------------- ZYNP CORP. Ticker: 002448 Security ID: Y9895E101 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Liu Zhijun as Non-Independent For For Management Director 3 Elect He Xiaoyun as Independent For For Management Director -------------------------------------------------------------------------------- ZYNP CORP. Ticker: 002448 Security ID: Y9895E101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Application of Comprehensive For For Management Bank Credit Lines 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Guarantee Provision Plan For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. VANGUARD INTERNATIONAL EQUITY INDEX FUNDS By: /s/Mortimer J. Buckley Mortimer J. Buckley* Chief Executive Officer, President, and Trustee Date: August 27, 2020 *By: /s/Anne E. Robinson Anne E. Robinson, pursuant to a Power of Attorney filed on January 18, 2018, see File Number 33-32216. Incorporated by Reference.