-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UGGMLK0+tlexPtuFfsu45O5jdQzGuNelqWpVY8JcSb+kYrMMnudFDnxFw+zIGxhK 5SO4+M06t0vShjqq8Vez/A== 0000912057-00-001609.txt : 20000202 0000912057-00-001609.hdr.sgml : 20000202 ACCESSION NUMBER: 0000912057-00-001609 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000119 GROUP MEMBERS: F. WARD PAINE GROUP MEMBERS: JONATHAN C. BAER GROUP MEMBERS: OSCCO III LP GROUP MEMBERS: OSCCO MANAGEMENT PARTNERS III GROUP MEMBERS: STEPHEN E. HALPRIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HYBRID NETWORKS INC CENTRAL INDEX KEY: 0000900091 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 770250931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-52953 FILM NUMBER: 509270 BUSINESS ADDRESS: STREET 1: 6409 GUADALUPE MINES ROAD CITY: SAN JOSE STATE: CA ZIP: 95120 BUSINESS PHONE: 4083236500 MAIL ADDRESS: STREET 1: 6409 GUADALUPE MINES ROAD CITY: SAN JOSE STATE: CA ZIP: 95120 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OSCCO III LP CENTRAL INDEX KEY: 0000857376 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 943100071 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 12 HAWK VIEW CITY: PORTOLA VALLEY STATE: CA ZIP: 94028 BUSINESS PHONE: 6505292311 MAIL ADDRESS: STREET 1: 12 HAWK VIEW CITY: PORTOLA VALLEY STATE: CA ZIP: 94028 SC 13D/A 1 SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (AMENDMENT NO. 2) (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(a) HYBRID NETWORKS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 Par Value Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 44860K102 - -------------------------------------------------------------------------------- (CUSIP Number) Stephen E. Halprin Edwin Lowe, Esq. OSCCO Management Partners III Fenwick & West LLP 12 Hawk View Two Palo Alto Square Portola Valley, CA 94028 Palo Alto, CA 94306 (650) 494-0600 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 1999 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box / /. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. -1- SCHEDULE 13D
- ------------------------------------------------ CUSIP NO. 44860K102 - ------------------------------------------------ - ---------- --------------------------------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON OSCCO III, L.P. 94-3100071 - ---------- --------------------------------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / 2 (b) /X/ - ---------- --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ---------- --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - ---------- --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of California - ---------- --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 330,231 -------- ------------------------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED Not Applicable -------- ------------------------------------------------------------------------------ BY 9 SOLE DISPOSITIVE POWER EACH REPORTING 330,231 -------- ------------------------------------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER WITH Not Applicable - ---------- --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 330,231 - ---------- --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------- --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 5% - ---------- --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - ---------- ---------------------------------------------------------------------------------------------------------
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- ------------------------------------------------ CUSIP NO 44860K102 - ------------------------------------------------ - ---------- --------------------------------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON OSCCO MANAGEMENT PARTNERS III 94-3100206 - ---------- --------------------------------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / 2 (b) /X/ - ---------- --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ---------- --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - ---------- --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of California - ---------- --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 330,231 -------- ------------------------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED Not Applicable -------- ------------------------------------------------------------------------------ BY 9 SOLE DISPOSITIVE POWER EACH REPORTING 330,231 -------- ------------------------------------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER WITH Not applicable - ---------- --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 330,231 - ---------- --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------- --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 5% - ---------- --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - ---------- ---------------------------------------------------------------------------------------------------------
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- ------------------------------------------------ CUSIP NO 44860K102 - ------------------------------------------------ - ---------- --------------------------------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON STEPHEN E. HALPRIN SS# ###-##-#### - ---------- --------------------------------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / 2 (b) /X/ - ---------- --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ---------- --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - ---------- --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ---------- --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Not Applicable -------- ------------------------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 330,231 -------- ------------------------------------------------------------------------------ BY 9 SOLE DISPOSITIVE POWER EACH REPORTING Not Applicable -------- ------------------------------------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER WITH 330,231 - ---------- --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 330,231 - ---------- --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------- --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 5% - ---------- --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------- ---------------------------------------------------------------------------------------------------------
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- ------------------------------------------------ CUSIP NO 44860K102 - ------------------------------------------------ - ---------- --------------------------------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON F. Ward Paine SS # ###-##-#### - ---------- --------------------------------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / 2 (b) /X/ - ---------- --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ---------- --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - ---------- --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ---------- --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Not Applicable -------- ------------------------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 330,231 -------- ------------------------------------------------------------------------------ BY 9 SOLE DISPOSITIVE POWER EACH REPORTING Not Applicable -------- ------------------------------------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER WITH 330,231 - ---------- --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 330,231 - ---------- --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------- --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 5% - ---------- --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------- ---------------------------------------------------------------------------------------------------------
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- ------------------------------------------------ CUSIP NO 44860K102 - ------------------------------------------------ - ---------- --------------------------------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Jonathan C. Baer SS # ###-##-#### - ---------- --------------------------------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / 2 (b) /X/ - ---------- --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ---------- --------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - ---------- --------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ---------- --------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Not Applicable -------- ------------------------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 330,231 -------- ------------------------------------------------------------------------------ BY 9 SOLE DISPOSITIVE POWER EACH REPORTING Not Applicable -------- ------------------------------------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER WITH 330,231 - ---------- --------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 330,231 - ---------- --------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------- --------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 5% - ---------- --------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------- ---------------------------------------------------------------------------------------------------------
-6- This Amendment No. 2 to Schedule 13D is filed by OSCCO III, L.P., a California limited partnership ("OSCCO"), OSCCO Management Partners III, a California general partnership and general partner of OSCCO ("OSCCO MANAGEMENT"), and Stephen E. Halprin, F. Ward Paine and Jonathan C. Baer, all being general partners of OSCCO Management (collectively, the "GENERAL PARTNERS," and together with OSCCO and OSCCO Management, the "REPORTING PERSONS"), in connection with the distribution by OSCCO of 432,013 shares (the "SHARES") of Common Stock, $0.001 par value per share (the "COMMON STOCK"), of Hybrid Networks, Inc. (the "ISSUER") to its limited partners in December 1999. This Amendment No. 2 to Schedule 13D amends the Schedule 13D filed by the Reporting Persons on November 9, 1999, as amended on November 17, 1999. Except as otherwise indicated, all defined terms shall have the meaning ascribed to such terms in the Schedule 13D, as amended. The purpose of this Amendment No. 2 to Schedule 13D is to report the distribution of the Shares by OSCCO to its limited partners. As a result of such distribution, none of the Reporting Persons beneficially owns more than 5% of the Common Stock of the Issuer. 5. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) and (b) In December 1999, OSSCO distributed the Shares to its limited partners. Accordingly, as of the date of this statement each Reporting Person beneficially owns only 330,231 shares of Common Stock (including the Common Stock issuable upon conversion of the debentures and exercise of the warrants owned by OSCCO), representing less than 5% of the shares of Common Stock outstanding as of December 31, 1999. Thus, the Reporting Persons are no longer subject to the reporting obligations under Rule 13d-1 of the Securities Act of 1933, as amended. (c) In December 1999, OSCCO distributed the Shares to its limited partners. No other Reporting Person has effected a transaction in the Common Stock during the sixty days preceding the date of this Schedule 13D. (d) Not applicable. (e) In December 1999, each Reporting Person ceased to be a beneficial owner of more than 5% of the Common Stock of Issuer. -7- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. OSCCO III, L.P. By: OSCCO Management Partners III Its: General Partner By: /s/ STEPHEN E. HALPRIN ---------------------------- Stephen E. Halprin Its: General Partner OSCCO MANAGEMENT PARTNERS III By: /s/ STEPHEN E. HALPRIN ---------------------------- Stephen E. Halprin Its: General Partner STEPHEN E. HALPRIN /s/ STEPHEN E. HALPRIN - ------------------------- F. WARD PAINE /S/ F. WARD PAINE - ------------------------- JONATHAN C. BAER /s/ JONATHAN C. BAER - ------------------------- Date: January 13, 2000 -8- -----END PRIVACY-ENHANCED MESSAGE-----