0001193125-20-224783.txt : 20200819 0001193125-20-224783.hdr.sgml : 20200819 20200819172159 ACCESSION NUMBER: 0001193125-20-224783 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200819 DATE AS OF CHANGE: 20200819 EFFECTIVENESS DATE: 20200819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 201117873 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004500 Schwab AMT Tax-Free Money Fund C000039063 Investor Shares SWWXX C000219263 Ultra Shares SCTXX 0000857156 S000004506 Schwab Government Money Fund C000012381 Sweep Shares SWGXX C000151955 Investor Shares SNVXX 0000857156 S000004507 Schwab U.S. Treasury Money Fund C000198373 Investor Shares SNSXX 0000857156 S000004508 Schwab Value Advantage Money Fund C000012383 Investor Shares SWVXX C000038267 Ultra Shares SNAXX 0000857156 S000004509 Schwab Retirement Advantage Money Fund C000012386 Schwab Retirement Advantage Money Fund SWIXX 0000857156 S000004510 Schwab Investor Money Fund C000012387 Schwab Investor Money Fund SWRXX 0000857156 S000004511 Schwab Municipal Money Fund C000012389 Investor Shares SWTXX C000012391 Ultra Shares SWOXX 0000857156 S000004512 Schwab California Municipal Money Fund C000012393 Investor Shares SWKXX C000219264 Ultra Shares SCAXX 0000857156 S000004513 Schwab New York Municipal Money Fund C000012395 Investor Shares SWYXX C000219265 Ultra Shares SNYXX 0000857156 S000036659 Schwab Treasury Obligations Money Fund C000112046 Investor Shares SNOXX 0000857156 S000052458 Schwab Variable Share Price Money Fund C000164902 Ultra Shares SVUXX 0000857156 S000053802 Schwab Retirement Government Money Fund C000169257 Schwab Retirement Government Money Fund SNRXX N-PX 1 d881916dnpx.txt N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05954 The Charles Schwab Family of Funds (Exact name of registrant as specified in charter) c/o The Charles Schwab Family of Funds 211 Main Street San Francisco CA 94105 (Address of principal executive offices) (Zip code) Jonathan de St. Paer The Charles Schwab Family of Funds 211 Main Street San Francisco CA 94105 (Name and address of agent for service) Registrant's telephone number, including area code: 415-667-7000 Date of fiscal year end: 12/31 Date of reporting period: July 1, 2019 - June 30, 2020 ICA File Number: 811-05954 Reporting Period: 07/01/2019 - 06/30/2020 The Charles Schwab Family of Funds Fund Name : Schwab Government Money Fund There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Investor Money Fund There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Retirement Advantage Money Fund There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Retirement Government Money Fund There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Treasury Obligations Money Fund There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab U.S. Treasury Money Fund There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Value Advantage Money Fund There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Fund Name : Schwab Variable Share Price Money Fund There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Item 1: Proxy Voting Record Fund Name : Schwab AMT Tax-Free Money Fund ________________________________________________________________________________ Nuveen AMT-Free Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NEA CUSIP 670657857 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For ________________________________________________________________________________ Nuveen AMT-Free Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NEA CUSIP 670657857 10/25/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization of the Mgmt For For For Nuveen Municipal Income Funds ________________________________________________________________________________ Nuveen New York AMT-Free Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NRK CUSIP 670656404 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For ________________________________________________________________________________ Nuveen New York AMT-Free Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NRK CUSIP 670656602 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For Item 1: Proxy Voting Record Fund Name : Schwab California Municipal Money Fund ________________________________________________________________________________ Nuveen California Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAC CUSIP 67066Y865 12/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For ________________________________________________________________________________ Nuveen California Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAC CUSIP 67066Y840 12/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For ________________________________________________________________________________ Nuveen California Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAC CUSIP 67066Y600 12/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For ________________________________________________________________________________ Nuveen California Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAC CUSIP 67066Y881 12/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For Item 1: Proxy Voting Record Fund Name : Schwab Municipal Money Fund ________________________________________________________________________________ BlackRock Maryland Municipal Bond Trust Ticker Security ID: Meeting Date Meeting Status BZM CUSIP 09249L303 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard E. Mgmt For For For Cavanagh 1.2 Elect Cynthia L. Egan Mgmt For For For 1.3 Elect Robert Fairbairn Mgmt For For For 1.4 Elect Henry Gabbay Mgmt For For For ________________________________________________________________________________ BlackRock MuniYield Michigan Quality Fund Inc Ticker Security ID: Meeting Date Meeting Status MIY CUSIP 09254V600 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For 1.10 Elect Frank J. Fabozzi Mgmt For For For 1.11 Elect W. Carl Kester Mgmt For For For ________________________________________________________________________________ BlackRock MuniYield Quality Fund III Inc Ticker Security ID: Meeting Date Meeting Status MYI CUSIP 09254E863 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For 1.10 Elect Frank J. Fabozzi Mgmt For For For 1.11 Elect W. Carl Kester Mgmt For For For ________________________________________________________________________________ Nuveen California Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAC CUSIP 67066Y840 12/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For ________________________________________________________________________________ Nuveen California Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAC CUSIP 67066Y600 12/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For ________________________________________________________________________________ Nuveen Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAD CUSIP 67066V879 01/21/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization of the Mgmt For For For Nuveen Municipal Income Funds ________________________________________________________________________________ Nuveen Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAD CUSIP 67066V861 01/21/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization of the Mgmt For For For Nuveen Municipal Income Funds ________________________________________________________________________________ Nuveen Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAD CUSIP 67066V853 01/21/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization of the Mgmt For For For Nuveen Municipal Income Funds ________________________________________________________________________________ Nuveen Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAD CUSIP 67066V853 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For ________________________________________________________________________________ Nuveen Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAD CUSIP 67066V861 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For ________________________________________________________________________________ Nuveen Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAD CUSIP 67066V879 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For ________________________________________________________________________________ Western Asset Intermediate Muni Fund Inc Ticker Security ID: Meeting Date Meeting Status SBI CUSIP 958435307 03/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel P. Cronin Mgmt For For For 2 Elect Nisha Kumar Mgmt For For For 3 Elect William R. Mgmt For For For Hutchinson 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Western Asset Managed Municipals Fund Inc Ticker Security ID: Meeting Date Meeting Status MMU CUSIP 95766M709 10/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nisha Kumar Mgmt For For For 1.2 Elect Daniel P. Cronin Mgmt For For For 1.3 Elect Eileen A. Mgmt For For For Kamerick ________________________________________________________________________________ Western Asset Municipal Partners Fund Inc Ticker Security ID: Meeting Date Meeting Status MNP CUSIP 95766P306 03/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel P. Cronin Mgmt For For For 2 Elect Paolo M. Cucchi Mgmt For For For 3 Elect Jane E. Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For Item 1: Proxy Voting Record Fund Name : Schwab New York Municipal Money Fund ________________________________________________________________________________ Nuveen New York AMT-Free Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NRK CUSIP 670656602 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For ________________________________________________________________________________ Nuveen New York AMT-Free Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NRK CUSIP 670656875 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For 1.4 Elect William C. Hunter Mgmt For For For 1.5 Elect Albin F. Moschner Mgmt For For For SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) The Charles Schwab Family of Funds By: /S/ Jonathan de St. Paer ------------------------ President Date: August 18, 2020