0001193125-20-224783.txt : 20200819
0001193125-20-224783.hdr.sgml : 20200819
20200819172159
ACCESSION NUMBER: 0001193125-20-224783
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200819
DATE AS OF CHANGE: 20200819
EFFECTIVENESS DATE: 20200819
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 201117873
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004500
Schwab AMT Tax-Free Money Fund
C000039063
Investor Shares
SWWXX
C000219263
Ultra Shares
SCTXX
0000857156
S000004506
Schwab Government Money Fund
C000012381
Sweep Shares
SWGXX
C000151955
Investor Shares
SNVXX
0000857156
S000004507
Schwab U.S. Treasury Money Fund
C000198373
Investor Shares
SNSXX
0000857156
S000004508
Schwab Value Advantage Money Fund
C000012383
Investor Shares
SWVXX
C000038267
Ultra Shares
SNAXX
0000857156
S000004509
Schwab Retirement Advantage Money Fund
C000012386
Schwab Retirement Advantage Money Fund
SWIXX
0000857156
S000004510
Schwab Investor Money Fund
C000012387
Schwab Investor Money Fund
SWRXX
0000857156
S000004511
Schwab Municipal Money Fund
C000012389
Investor Shares
SWTXX
C000012391
Ultra Shares
SWOXX
0000857156
S000004512
Schwab California Municipal Money Fund
C000012393
Investor Shares
SWKXX
C000219264
Ultra Shares
SCAXX
0000857156
S000004513
Schwab New York Municipal Money Fund
C000012395
Investor Shares
SWYXX
C000219265
Ultra Shares
SNYXX
0000857156
S000036659
Schwab Treasury Obligations Money Fund
C000112046
Investor Shares
SNOXX
0000857156
S000052458
Schwab Variable Share Price Money Fund
C000164902
Ultra Shares
SVUXX
0000857156
S000053802
Schwab Retirement Government Money Fund
C000169257
Schwab Retirement Government Money Fund
SNRXX
N-PX
1
d881916dnpx.txt
N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05954
The Charles Schwab Family of Funds
(Exact name of registrant as specified in charter)
c/o The Charles Schwab Family of Funds
211 Main Street
San Francisco CA 94105
(Address of principal executive offices) (Zip code)
Jonathan de St. Paer
The Charles Schwab Family of Funds
211 Main Street
San Francisco CA 94105
(Name and address of agent for service)
Registrant's telephone number, including area code: 415-667-7000
Date of fiscal year end: 12/31
Date of reporting period: July 1, 2019 - June 30, 2020
ICA File Number: 811-05954
Reporting Period: 07/01/2019 - 06/30/2020
The Charles Schwab Family of Funds
Fund Name : Schwab Government Money Fund
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
Fund Name : Schwab Investor Money Fund
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
Fund Name : Schwab Retirement Advantage Money Fund
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
Fund Name : Schwab Retirement Government Money Fund
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
Fund Name : Schwab Treasury Obligations Money Fund
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
Fund Name : Schwab U.S. Treasury Money Fund
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
Fund Name : Schwab Value Advantage Money Fund
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
Fund Name : Schwab Variable Share Price Money Fund
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
Item 1: Proxy Voting Record
Fund Name : Schwab AMT Tax-Free Money Fund
________________________________________________________________________________
Nuveen AMT-Free Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NEA CUSIP 670657857 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen AMT-Free Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NEA CUSIP 670657857 10/25/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For For For
Nuveen Municipal
Income
Funds
________________________________________________________________________________
Nuveen New York AMT-Free Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NRK CUSIP 670656404 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen New York AMT-Free Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NRK CUSIP 670656602 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
Item 1: Proxy Voting Record
Fund Name : Schwab California Municipal Money Fund
________________________________________________________________________________
Nuveen California Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAC CUSIP 67066Y865 12/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen California Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAC CUSIP 67066Y840 12/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen California Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAC CUSIP 67066Y600 12/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen California Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAC CUSIP 67066Y881 12/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
Item 1: Proxy Voting Record
Fund Name : Schwab Municipal Money Fund
________________________________________________________________________________
BlackRock Maryland Municipal Bond Trust
Ticker Security ID: Meeting Date Meeting Status
BZM CUSIP 09249L303 07/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard E. Mgmt For For For
Cavanagh
1.2 Elect Cynthia L. Egan Mgmt For For For
1.3 Elect Robert Fairbairn Mgmt For For For
1.4 Elect Henry Gabbay Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Michigan Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MIY CUSIP 09254V600 07/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect Henry Gabbay Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Catherine A. Mgmt For For For
Lynch
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
1.10 Elect Frank J. Fabozzi Mgmt For For For
1.11 Elect W. Carl Kester Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund III Inc
Ticker Security ID: Meeting Date Meeting Status
MYI CUSIP 09254E863 07/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect Henry Gabbay Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect Catherine A. Mgmt For For For
Lynch
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
1.10 Elect Frank J. Fabozzi Mgmt For For For
1.11 Elect W. Carl Kester Mgmt For For For
________________________________________________________________________________
Nuveen California Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAC CUSIP 67066Y840 12/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen California Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAC CUSIP 67066Y600 12/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V879 01/21/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For For For
Nuveen Municipal
Income
Funds
________________________________________________________________________________
Nuveen Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V861 01/21/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For For For
Nuveen Municipal
Income
Funds
________________________________________________________________________________
Nuveen Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V853 01/21/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For For For
Nuveen Municipal
Income
Funds
________________________________________________________________________________
Nuveen Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V853 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V861 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V879 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Western Asset Intermediate Muni Fund Inc
Ticker Security ID: Meeting Date Meeting Status
SBI CUSIP 958435307 03/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel P. Cronin Mgmt For For For
2 Elect Nisha Kumar Mgmt For For For
3 Elect William R. Mgmt For For For
Hutchinson
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Asset Managed Municipals Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MMU CUSIP 95766M709 10/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nisha Kumar Mgmt For For For
1.2 Elect Daniel P. Cronin Mgmt For For For
1.3 Elect Eileen A. Mgmt For For For
Kamerick
________________________________________________________________________________
Western Asset Municipal Partners Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MNP CUSIP 95766P306 03/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel P. Cronin Mgmt For For For
2 Elect Paolo M. Cucchi Mgmt For For For
3 Elect Jane E. Trust Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Fund Name : Schwab New York Municipal Money Fund
________________________________________________________________________________
Nuveen New York AMT-Free Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NRK CUSIP 670656602 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen New York AMT-Free Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NRK CUSIP 670656875 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
1.4 Elect William C. Hunter Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
Registrant has duly caused this Report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Charles Schwab Family of Funds
By:
/S/ Jonathan de St. Paer
------------------------
President
Date: August 18, 2020