0001193125-18-314267.txt : 20181101 0001193125-18-314267.hdr.sgml : 20181101 20181031184238 ACCESSION NUMBER: 0001193125-18-314267 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20181101 DATE AS OF CHANGE: 20181031 EFFECTIVENESS DATE: 20181101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-31894 FILM NUMBER: 181151419 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAUDUS TRUST CENTRAL INDEX KEY: 0000832545 IRS NUMBER: 680163788 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-21677 FILM NUMBER: 181151414 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: BARR ROSENBERG SERIES TRUST DATE OF NAME CHANGE: 19961003 FORMER COMPANY: FORMER CONFORMED NAME: ROSENBERG SERIES TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ROSENBERG SMALL CAPITALIZATION FUND DATE OF NAME CHANGE: 19881030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB INVESTMENTS CENTRAL INDEX KEY: 0000869365 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-37459 FILM NUMBER: 181151416 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CAPITAL TRUST CENTRAL INDEX KEY: 0000904333 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-62470 FILM NUMBER: 181151417 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB ANNUITY PORTFOLIOS CENTRAL INDEX KEY: 0000918266 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-74534 FILM NUMBER: 181151418 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB STRATEGIC TRUST CENTRAL INDEX KEY: 0001454889 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-160595 FILM NUMBER: 181151415 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Schwab Strategic Trust DATE OF NAME CHANGE: 20090127 0000832545 S000025589 Laudus U.S. Large Cap Growth Fund C000076665 Laudus U.S. Large Cap Growth Fund LGILX 0000857156 S000004500 Schwab AMT Tax-Free Money Fund C000012374 Sweep Shares SWFXX C000039063 Investor Shares SWWXX 0000857156 S000004504 Schwab Cash Reserves C000012378 Sweep Shares SWSXX 0000857156 S000004506 Schwab Government Money Fund C000012381 Sweep Shares SWGXX C000151955 Investor Shares SNVXX 0000857156 S000004507 Schwab U.S. Treasury Money Fund C000012382 Sweep Shares SWUXX C000198373 Investor Shares SNSXX 0000857156 S000004508 Schwab Value Advantage Money Fund C000012383 Investor Shares SWVXX C000038267 Ultra Shares SNAXX 0000857156 S000004509 Schwab Retirement Advantage Money Fund C000012386 Schwab Retirement Advantage Money Fund SWIXX 0000857156 S000004510 Schwab Investor Money Fund C000012387 Schwab Investor Money Fund SWRXX 0000857156 S000004511 Schwab Municipal Money Fund C000012388 Sweep Shares SWXXX C000012389 Investor Shares SWTXX C000012391 Ultra Shares SWOXX 0000857156 S000004512 Schwab California Municipal Money Fund C000012392 Sweep Shares SWCXX C000012393 Investor Shares SWKXX 0000857156 S000004513 Schwab New York Municipal Money Fund C000012394 Sweep Shares SWNXX C000012395 Investor Shares SWYXX 0000857156 S000036659 Schwab Treasury Obligations Money Fund C000112046 Investor Shares SNOXX C000112047 Sweep Shares SNTXX 0000857156 S000052458 Schwab Variable Share Price Money Fund C000164902 Ultra Shares SVUXX C000164905 Investor Shares SVOXX 0000857156 S000053802 Schwab Retirement Government Money Fund C000169257 Schwab Retirement Government Money Fund SNRXX 0000869365 S000006807 Schwab 1000 Index Fund C000018433 Schwab 1000 Index Fund SNXFX 0000869365 S000006811 Schwab GNMA Fund C000018440 Schwab GNMA Fund SWGSX 0000869365 S000006815 Schwab Tax-Free Bond Fund C000018447 Schwab Tax-Free Bond Fund SWNTX 0000869365 S000006818 Schwab California Tax-Free Bond Fund C000018451 Schwab California Tax-Free Bond Fund SWCAX 0000869365 S000006819 Schwab Treasury Inflation Protected Securities Index Fund C000018453 Schwab Treasury Inflation Protected Securities Index Fund SWRSX 0000869365 S000015878 Schwab Global Real Estate Fund C000043612 Schwab Global Real Estate Fund SWASX 0000869365 S000018876 Schwab Intermediate-Term Bond Fund C000052265 Schwab Intermediate-Term Bond Fund SWIIX 0000869365 S000056207 Schwab U.S. Aggregate Bond Index Fund C000176960 Schwab U.S. Aggregate Bond Index Fund SWAGX 0000869365 S000056208 Schwab Short-Term Bond Index Fund C000176961 Schwab Short-Term Bond Index Fund SWSBX 0000904333 S000005513 Schwab Large-Cap Growth Fund C000015012 Schwab Large-Cap Growth Fund SWLSX 0000904333 S000005514 Schwab Core Equity Fund C000015013 Schwab Core Equity Fund SWANX 0000904333 S000005515 Schwab Dividend Equity Fund C000015015 Schwab Dividend Equity Fund SWDSX 0000904333 S000005516 Schwab Small-Cap Equity Fund C000015017 Schwab Small-Cap Equity Fund SWSCX 0000904333 S000005517 Schwab Hedged Equity Fund C000015018 Schwab Hedged Equity Fund SWHEX 0000904333 S000005519 Schwab Health Care Fund C000015021 Schwab Health Care Fund SWHFX 0000904333 S000005521 Schwab Target 2010 Fund C000015023 Schwab Target 2010 Fund SWBRX 0000904333 S000005522 Schwab Target 2020 Fund C000015024 Schwab Target 2020 Fund SWCRX 0000904333 S000005523 Schwab Target 2030 Fund C000015025 Schwab Target 2030 Fund SWDRX 0000904333 S000005524 Schwab Target 2040 Fund C000015026 Schwab Target 2040 Fund SWERX 0000904333 S000005911 Schwab S&P 500 Index Fund C000016166 Schwab S&P 500 Index Fund SWPPX 0000904333 S000005912 Schwab Small-Cap Index Fund C000016169 Schwab Small-Cap Index Fund SWSSX 0000904333 S000005913 Schwab Total Stock Market Index Fund C000016171 Schwab Total Stock Market Index Fund SWTSX 0000904333 S000005914 Schwab International Index Fund C000016173 Schwab International Index Fund SWISX 0000904333 S000005916 Schwab MarketTrack All Equity Portfolio C000016175 Investor Shares SWEGX 0000904333 S000005917 Schwab MarketTrack Growth Portfolio C000016177 Investor Shares SWHGX 0000904333 S000005918 Schwab MarketTrack Balanced Portfolio C000016178 Investor Shares SWBGX 0000904333 S000005919 Schwab MarketTrack Conservative Portfolio C000016180 Investor Shares SWCGX 0000904333 S000006549 Schwab Balanced Fund C000017885 Investor Shares SWOBX 0000904333 S000006550 Laudus Small-Cap MarketMasters Fund C000017887 Investor Shares SWOSX C000017888 Select Shares SWMSX 0000904333 S000006551 Laudus International MarketMasters Fund C000017889 Investor Shares SWOIX C000017890 Select Shares SWMIX 0000904333 S000016766 Schwab Fundamental US Large Company Index Fund C000046821 Institutional Shares SFLNX 0000904333 S000016767 Schwab Fundamental US Small Company Index Fund C000046824 Institutional Shares SFSNX 0000904333 S000016768 Schwab Fundamental International Large Company Index Fund C000046827 Institutional Shares SFNNX 0000904333 S000019900 Schwab Fundamental Emerging Markets Large Company Index Fund C000055852 Institutional Shares SFENX 0000904333 S000019901 Schwab Fundamental International Small Company Index Fund C000055855 Institutional Shares SFILX 0000904333 S000020935 Schwab Target 2015 Fund C000059131 Schwab Target 2015 Fund SWGRX 0000904333 S000020936 Schwab Target 2025 Fund C000059132 Schwab Target 2025 Fund SWHRX 0000904333 S000020937 Schwab Target 2035 Fund C000059133 Schwab Target 2035 Fund SWIRX 0000904333 S000021072 Schwab Monthly Income Fund - Moderate Payout C000059932 Schwab Monthly Income Fund - Moderate Payout SWJRX 0000904333 S000021073 Schwab Monthly Income Fund - Enhanced Payout C000059933 Schwab Monthly Income Fund - Enhanced Payout SWKRX 0000904333 S000021074 Schwab Monthly Income Fund - Maximum Payout C000059934 Schwab Monthly Income Fund - Maximum Payout SWLRX 0000904333 S000022039 Schwab International Core Equity Fund C000063316 Schwab International Core Equity Fund SICNX 0000904333 S000039605 Schwab Target 2045 Fund C000122183 Schwab Target 2045 Fund SWMRX 0000904333 S000039606 Schwab Target 2050 Fund C000122184 Schwab Target 2050 Fund SWNRX 0000904333 S000039607 Schwab Target 2055 Fund C000122185 Schwab Target 2055 Fund SWORX 0000904333 S000046499 Schwab Fundamental Global Real Estate Index Fund C000145193 Schwab Fundamental Global Real Estate Index Fund SFREX 0000904333 S000054918 Schwab Target 2060 Fund C000172771 Schwab Target 2060 Fund SWPRX 0000904333 S000054919 Schwab Target 2050 Index Fund C000172773 Schwab Target 2050 Index Fund SWYMX 0000904333 S000054920 Schwab Target 2055 Index Fund C000172775 Schwab Target 2055 Index Fund SWYJX 0000904333 S000054921 Schwab Target 2060 Index Fund C000172777 Schwab Target 2060 Index Fund SWYNX 0000904333 S000054922 Schwab Target 2010 Index Fund C000172779 Schwab Target 2010 Index Fund SWYAX 0000904333 S000054923 Schwab Target 2015 Index Fund C000172781 Schwab Target 2015 Index Fund SWYBX 0000904333 S000054924 Schwab Target 2020 Index Fund C000172783 Schwab Target 2020 Index Fund SWYLX 0000904333 S000054925 Schwab Target 2025 Index Fund C000172785 Schwab Target 2025 Index Fund SWYDX 0000904333 S000054926 Schwab Target 2030 Index Fund C000172787 Schwab Target 2030 Index Fund SWYEX 0000904333 S000054927 Schwab Target 2035 Index Fund C000172789 Schwab Target 2035 Index Fund SWYFX 0000904333 S000054928 Schwab Target 2040 Index Fund C000172791 Schwab Target 2040 Index Fund SWYGX 0000904333 S000054929 Schwab Target 2045 Index Fund C000172793 Schwab Target 2045 Index Fund SWYHX 0000904333 S000059731 Schwab U.S. Large-Cap Growth Index Fund C000195502 Schwab U.S. Large-Cap Growth Index Fund SWLGX 0000904333 S000059732 Schwab U.S. Large-Cap Value Index Fund C000195503 Schwab U.S. Large-Cap Value Index Fund SWLVX 0000904333 S000059733 Schwab U.S. Mid-Cap Index Fund C000195504 Schwab U.S. Mid-Cap Index Fund SWMCX 0000918266 S000006545 Schwab Government Money Market Portfolio C000017880 Schwab Government Money Market Portfolio SWPXX 0000918266 S000006546 Schwab MarketTrack Growth Portfolio II C000017881 Schwab MarketTrack Growth Portfolio II SWH1Z 0000918266 S000006547 Schwab S&P 500 Index Portfolio C000017882 Schwab S&P 500 Index Portfolio SWP1Z 0000918266 S000036326 Schwab VIT Balanced Portfolio C000111125 Schwab VIT Balanced Portfolio SWB1Z 0000918266 S000036327 Schwab VIT Balanced with Growth Portfolio C000111126 Schwab VIT Balanced with Growth Portfolio SWC1Z 0000918266 S000036328 Schwab VIT Growth Portfolio C000111127 Schwab VIT Growth Portfolio SWG1Z 0001454889 S000026631 Schwab U.S. Broad Market ETF C000079978 Schwab U.S. Broad Market ETF SCHB 0001454889 S000026632 Schwab U.S. Large-Cap ETF C000079979 Schwab U.S. Large-Cap ETF SCHX 0001454889 S000026633 Schwab U.S. Large-Cap Growth ETF C000079980 Schwab U.S. Large-Cap Growth ETF SCHG 0001454889 S000026634 Schwab U.S. Large-Cap Value ETF C000079981 Schwab U.S. Large-Cap Value ETF SCHV 0001454889 S000026635 Schwab U.S. Mid-Cap ETF C000079982 Schwab U.S. Mid-Cap ETF SCHM 0001454889 S000026636 Schwab U.S. Small-Cap ETF C000079983 Schwab U.S. Small-Cap ETF SCHA 0001454889 S000026637 Schwab International Equity ETF C000079984 Schwab International Equity ETF SCHF 0001454889 S000026638 Schwab International Small-Cap Equity ETF C000079985 Schwab International Small-Cap Equity ETF SCHC 0001454889 S000026639 Schwab Emerging Markets Equity ETF C000079986 Schwab Emerging Markets Equity ETF SCHE 0001454889 S000029407 Schwab U.S. TIPS ETF C000090317 Schwab U.S. TIPS ETF SCHP 0001454889 S000029408 Schwab Short-Term U.S. Treasury ETF C000090318 Schwab Short-Term U.S. Treasury ETF SCHO 0001454889 S000029409 Schwab Intermediate-Term U.S. Treasury ETF C000090319 Schwab Intermediate-Term U.S. Treasury ETF SCHR 0001454889 S000030518 Schwab U.S. REIT ETF C000094080 Schwab U.S. REIT ETF SCHH 0001454889 S000033156 Schwab U.S. Aggregate Bond ETF C000102078 Schwab U.S. Aggregate Bond ETF SCHZ 0001454889 S000034163 Schwab U.S. Dividend Equity ETF C000105320 Schwab U.S. Dividend Equity ETF SCHD 0001454889 S000040876 Schwab Fundamental U.S. Broad Market Index ETF C000126714 Schwab Fundamental U.S. Broad Market Index ETF FNDB 0001454889 S000040877 Schwab Fundamental U.S. Large Company Index ETF C000126715 Schwab Fundamental U.S. Large Company Index ETF FNDX 0001454889 S000040878 Schwab Fundamental U.S. Small Company Index ETF C000126716 Schwab Fundamental U.S. Small Company Index ETF FNDA 0001454889 S000040879 Schwab Fundamental International Large Company Index ETF C000126717 Schwab Fundamental International Large Company Index ETF FNDF 0001454889 S000040880 Schwab Fundamental International Small Company Index ETF C000126718 Schwab Fundamental International Small Company Index ETF FNDC 0001454889 S000040881 Schwab Fundamental Emerging Markets Large Company Index ETF C000126719 Schwab Fundamental Emerging Markets Large Company Index ETF FNDE 0001454889 S000059091 Schwab 1000 Index ETF C000193734 Schwab 1000 Index ETF SCHK 497 1 d631042d497.htm 497 497

THE CHARLES SCHWAB FAMILY OF FUNDS

SCHWAB ANNUITY PORTFOLIOS

SCHWAB CAPITAL TRUST

SCHWAB INVESTMENTS

SCHWAB STRATEGIC TRUST

LAUDUS TRUST

(all series)

Supplement dated November 1, 2018, to all currently effective Statements of Additional Information (each

an SAI and collectively, the SAIs) for each series of the aforementioned Trusts.

 

 

This supplement provides new and additional information beyond that contained in the SAIs

and should be read in conjunction with the SAIs.

Effective November 1, 2018, Marie A. Chandoha resigned her position as President of Schwab Funds, Laudus Funds and Schwab ETFs (as used in each SAI).

Additionally, effective November 1, 2018, Jonathan De St Paer was named President of Schwab Funds, Laudus Funds and Schwab ETFs. As such, the following changes are made to each SAI.

 

  I.

Revised Board of Trustees and Officers Tables

The Board of Trustees and Officers tables under the “Management of the Funds” section in each SAI is revised to update all references to Marie A. Chandoha’s principal occupations during the past five years and to add Jonathan De St Paer to the Officers table.

 

Name, Year of Birth, and Position(s)

with the Trust; (Term of Office and

Length of Time Served1)

   

Principal Occupations

During the Past Five Years

    Number of
Portfolios in
Fund Complex
Overseen by
the Trustee		   

Other Directorships

During the Past Five Years

INTERESTED TRUSTEES

Marie A. Chandoha2

1961

Trustee

(Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016)

    Director and Chief Executive Officer (Dec. 2010-present), President (Dec. 2010-Oct. 2018), and Chief Investment Officer (Sept. 2010-Oct. 2011), Charles Schwab Investment Management, Inc.; Trustee (Jan. 2016-present), Chief Executive Officer (Dec. 2010-present), President (Dec. 2010-Oct. 2018), and Chief Investment Officer (Sept. 2010-Oct. 2011), Schwab Funds, Laudus Funds and Schwab ETFs; Director, Charles Schwab Worldwide Funds plc and Charles Schwab Asset Management (Ireland) Limited (Jan. 2011-present); Global Head of Fixed Income Business Division, BlackRock, Inc. (formerly Barclays Global Investors) (investment management firm) (Mar. 2007-Aug. 2010).    103    None

 

1

Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served3)		    Principal Occupations During the Past Five Years
OFFICERS

Marie A. Chandoha

1961

Chief Executive Officer

(Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2010)

    Director and Chief Executive Officer (Dec. 2010-present), President (Dec. 2010-Oct. 2018), and Chief Investment Officer (Sept. 2010-Oct. 2011), Charles Schwab Investment Management, Inc.; Trustee (Jan. 2016-present), Chief Executive Officer (Dec. 2010-present), President (Dec. 2010-Oct. 2018), and Chief Investment Officer (Sept. 2010-Oct. 2011), Schwab Funds, Laudus Funds and Schwab ETFs; Director, Charles Schwab Worldwide Funds plc and Charles Schwab Asset Management (Ireland) Limited (Jan. 2011-present); Global Head of Fixed Income Business Division, BlackRock, Inc. (formerly Barclays Global Investors) (investment management firm) (Mar. 2007-Aug. 2010).

Jonathan De St Paer

1973

President

(Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018)

    President, Charles Schwab Investment Management, Inc. (Oct. 2018-present); Senior Vice President — Strategy and Product Development (CSIM) (Jan. 2014-present), Vice President (Jan. 2009-Dec. 2013), Charles Schwab & Co., Inc.; President (Nov. 2018-present), Schwab Funds, Laudus Funds and Schwab ETFs.

 

1 

Each Trustee shall hold office until the election and qualification of his or her successor, or until he or she dies, resigns or is removed. The retirement policy requires that each independent trustee retire by December 31 of the year in which the Trustee turns 74 or the Trustee’s twentieth year of service as an independent trustee on any trust in the Fund Complex, whichever occurs first.

 

2 

Mr. Bettinger, Ms. Chandoha and Mr. Martinetto are Interested Trustees. Mr. Bettinger is an Interested Trustee because he owns stock of CSC, the parent company of CSIM, the investment adviser for the trusts in the Fund Complex, is an employee and director of Schwab, the principal underwriter for The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios, and is a director of CSIM. Ms. Chandoha is an Interested Trustee because she owns stock of CSC and is an employee and director of CSIM. Mr. Martinetto is an Interested Trustee because he owns stock of CSC and is an employee and director of Schwab.

 

3 

The President, Treasurer and Secretary/Clerk hold office until their respective successors are chosen and qualified or until he or she sooner dies, resigns, is removed or becomes disqualified. Each of the other officers serves at the pleasure of the Board.

 

PLEASE RETAIN THIS SUPPLEMENT FOR FUTURE REFERENCE

REG104270-00 (11/18)

00217743

 

2