0001145549-22-066060.txt : 20221107 0001145549-22-066060.hdr.sgml : 20221107 20221107142447 ACCESSION NUMBER: 0001145549-22-066060 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221031 FILED AS OF DATE: 20221107 DATE AS OF CHANGE: 20221107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 221364986 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York Municipal Money Fund C000012395 Investor Shares SWYXX C000219265 Ultra Shares SNYXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2022-10-31 0000857156 549300I77JNLD629OV19 S000004513 2 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 Deloitte & Touche LLP Denver CO Charles Schwab Investment Management, Inc. BNY Mellon Investment Servicing (US) Inc. 0000849542 084-01761 N N N Single State Y 19 23 1049671100.73 1155030576.73 1201565516.23 1298726791.93 0.00 0.8477 0.8646 0.8714 0.8802 0.0000 0.00 1488076522.65 1488617410.92 4009430.25 5942062.81 1486684778.36 1486268652.2200 1.0000 0.0228 0.9999 1.0000 0.9999 0.9999 0.0000 C000012395 0.00 612883980.59 612694941.4700 0.9999 1.0000 0.9999 0.9999 0.0000 38604561.02 7805221.89 29390509.04 7588175.68 31820574.90 10993157.62 19396880.32 9611777.43 0.00 0.00 128162501.42 37965891.73 0.0194 Y Investment Advisor and its affiliates Contractual 7,654 C000219265 1000000.00 873800797.77 873573710.7500 0.9999 0.9999 0.9999 0.9999 0.0000 53212100.95 43348353.26 74506208.78 6905694.44 63177945.15 16432172.10 99328161.00 13408915.11 0.00 0.00 299904682.81 81127134.91 0.0209 Y Investment Advisor and its affiliates Contractual 9,801 Battery Park City Auth Jr RB Series 2019D1 2.200000% 07133AJC7 US07133AJC71 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2038-11-01 Y TD Bank NA 1.0000 7 Y N N 0.0220 13400000.00 13400000.00 0.0090 N N Y N Bay Shore UFSD TAN 2022-2023 3.750000% 072581KW0 US072581KW06 Other Municipal Security Y 2023-06-23 2023-06-23 2023-06-23 N N N 0.0344 9017113.50 9017113.50 0.0061 N N N N Canandaigua SD BAN 2022 3.250000% 137177US8 US137177US84 Other Municipal Security Y 2023-06-23 2023-06-23 2023-06-23 N N N 0.0344 8589215.60 8589215.60 0.0058 N N N N Clarence CSD BAN 2022B 4.000000% 180312MA5 US180312MA56 Other Municipal Security Y 2023-06-22 2023-06-22 2023-06-22 N N N 0.0388 6004165.80 6004165.80 0.0040 N N N N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2011 2.310000% 196220AA5 US196220AA57 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0231 8490000.00 8490000.00 0.0057 N N Y N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2013 2.310000% 196220AB3 US196220AB31 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0231 10440000.00 10440000.00 0.0070 N N Y N Connetquot CSD TAN 2022-2023 4.000000% 208201MJ9 549300XA14FOSW1Q5F60 US208201MJ92 Other Municipal Security Y 2023-06-28 2023-06-28 2023-06-28 N N N 0.0377 9238438.98 9238438.98 0.0062 N N N N East Hampton UFSD TAN 2022-2023 4.000000% 272718HW0 US272718HW03 Other Municipal Security Y 2023-06-27 2023-06-27 2023-06-27 N N N 0.0360 10025507.00 10025507.00 0.0067 N N N N East Rochester Hsg Auth Housing RB (Park Ridge Nursing Home) Series 2008 2.310000% 274722DX2 US274722DX22 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2041-01-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0231 11010000.00 11010000.00 0.0074 N N Y N Federal Home Loan Banks Federal Home Loan Banks 0.000000% 313385M78 2549001DPIFGXC1TOL40 US313385M785 U.S. Government Agency Debt Y 2022-11-01 2022-11-01 2022-11-01 N N N 0.0250 49500000.00 49500000.00 0.0333 N Y Y N Lancaster IDA IDRB (Sealing Devices) Series 2016 2.290000% 514226AF6 US514226AF68 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2037-01-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0229 2680000.00 2680000.00 0.0018 N N Y N Lancaster IDA Civic Facility RB (GreenField Manor) Series 2000 2.440000% 514502AA1 US514502AA19 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2032-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0244 10500000.00 10500000.00 0.0071 N N Y N Lancaster IDA IDRB (Sealing Devices) Series 2007 2.310000% 514509AA6 US514509AA61 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2027-12-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0231 955000.00 955000.00 0.0006 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008A-1 1.600000% 59259N8Q9 5493000TKYODLXADQD60 US59259N8Q99 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2031-11-01 Y TD Bank NA 1.0000 1 N N N 0.0160 200000.00 200000.00 0.0001 N Y Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 2.270000% 59259NT37 5493000TKYODLXADQD60 US59259NT377 Tender Option Bond Y 2022-11-07 2022-11-07 2031-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 8000000.00 8000000.00 0.0054 N N Y N Metropolitan Transportation Auth Transportation Refunding RB Series 2020B2 2.260000% 59261AN37 5493000TKYODLXADQD60 US59261AN373 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2046-11-15 Y PNC BANK NATIONAL ASSOCIATION 1.0000 7 N N N 0.0226 18340000.00 18340000.00 0.0123 N N Y N Metropolitan Transportation Auth Transportation RB Series 2015E3 1.570000% 59261AWK9 5493000TKYODLXADQD60 US59261AWK95 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2050-11-15 Y Bank of America NA 1.0000 1 N N N 0.0157 1180000.00 1180000.00 0.0008 N Y Y N Monroe Cnty IDA Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 2.310000% 610752CW5 US610752CW55 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2035-04-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0231 7485000.00 7485000.00 0.0050 N N Y N New York City GO Bonds Fiscal 2013 Series A3 1.610000% 64966J5Y8 549300ABYZD2SFD5JB29 US64966J5Y85 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2040-10-01 Y Mizuho Bank Ltd 1.0000 1 N N N 0.0161 3440000.00 3440000.00 0.0023 N Y Y N New York City GO Bonds Fiscal 2012 Series G6 1.630000% 64966JE77 549300ABYZD2SFD5JB29 US64966JE776 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2042-04-01 Y Mizuho Bank Ltd 1.0000 1 N N N 0.0163 500000.00 500000.00 0.0003 N Y Y N New York City GO Bonds Fiscal 2012 Series A4 2.200000% 64966JQG4 549300ABYZD2SFD5JB29 US64966JQG49 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2038-08-01 Y MUFG BANK LTD 1.0000 7 N N N 0.0220 10450000.00 10450000.00 0.0070 N N Y N New York City GO Bonds Fiscal 2013 Series F3 1.570000% 64966KTD5 549300ABYZD2SFD5JB29 US64966KTD53 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2042-03-01 Y Bank of America NA 1.0000 1 Y N N 0.0157 14860000.00 14860000.00 0.0100 N Y Y N New York City GO Bonds Fiscal 2017 Series A4 2.200000% 64966MFY0 549300ABYZD2SFD5JB29 US64966MFY03 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2044-08-01 Y Citibank NA 1.0000 7 N N N 0.0220 1675000.00 1675000.00 0.0011 N N Y N New York City GO Bonds Fiscal 2017 Series A5 1.590000% 64966MGC7 549300ABYZD2SFD5JB29 US64966MGC73 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2044-08-01 Y JPMorgan Chase Bank NA 1.0000 1 Y N N 0.0159 2485000.00 2485000.00 0.0017 N Y Y N New York City GO Bonds Fiscal 2018 Series B4 1.600000% 64966MSB6 549300ABYZD2SFD5JB29 US64966MSB62 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2046-10-01 Y Barclays Bank PLC 1.0000 1 Y N N 0.0160 600000.00 600000.00 0.0004 N Y Y N New York City GO Bonds Fiscal 2018 Series E-5 1.600000% 64966QAA8 549300ABYZD2SFD5JB29 US64966QAA85 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2048-03-01 Y TD Bank NA 1.0000 1 N N N 0.0160 525000.00 525000.00 0.0004 N Y Y N New York City GO Bonds Series I3 2.200000% 64966QDZ0 549300ABYZD2SFD5JB29 US64966QDZ00 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2044-03-01 Y Citibank NA 1.0000 7 N N N 0.0220 2650000.00 2650000.00 0.0018 N N Y N New York City GO Bonds Fiscal 2023 Series A3 1.600000% 64966QH29 549300ABYZD2SFD5JB29 US64966QH295 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2049-09-01 Y BANK OF MONTREAL 1.0000 1 Y N N 0.0160 3860000.00 3860000.00 0.0026 N Y Y N New York City GO Bonds Fiscal 2022 Series D3 1.590000% 64966QZZ6 549300ABYZD2SFD5JB29 US64966QZZ61 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2052-05-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 Y N N 0.0159 25065000.00 25065000.00 0.0169 N Y Y N New York City Housing Development Corp M/F Mortgage RB (Granville Payne Apts) Series 2006A 2.300000% 64966TAB0 549300SQWVHKBRF8D702 US64966TAB08 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2039-06-01 Y Citibank NA 1.0000 7 N N N 0.0230 5110000.00 5110000.00 0.0034 N N Y N New York City Housing Development Corp M/F Mortgage RB (Susan's Court) Series 2007A 2.260000% 64966TAZ7 549300SQWVHKBRF8D702 US64966TAZ75 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2039-11-01 Y Citibank NA 1.0000 7 N N N 0.0226 5500000.00 5500000.00 0.0037 N N Y N New York City Housing Development Corp M/F Mortgage RB (Las Casas) Series 2008A 2.260000% 64966TBK9 549300SQWVHKBRF8D702 US64966TBK97 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2040-10-01 Y Bank of America NA 1.0000 7 N N N 0.0226 5300000.00 5300000.00 0.0036 N N Y N New York City Housing Development Corp M/F Mortgage RB (West 26th Street) Series 2011A 2.270000% 64966TEW0 549300SQWVHKBRF8D702 US64966TEW09 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2041-04-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0227 13425000.00 13425000.00 0.0090 N N Y N New York City IDA Empowerment Zone RB (Tiago Holdings) Series 2007 2.230000% 649705SZ4 549300XR20ZR5DHL9534 US649705SZ43 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2037-01-01 Y TD Bank NA 1.0000 7 N N N 0.0223 15040000.00 15040000.00 0.0101 N N Y N New York City Housing Development Corp M/F Rental Housing RB (Related - W 89th St) Series 2000A 2.250000% 64970HAP9 549300SQWVHKBRF8D702 US64970HAP91 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2029-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0225 2000000.00 2000000.00 0.0013 N N Y N New York City Housing Development Corp M/F Rental Housing RB (The Foundry) Series 2002A 2.260000% 64970HAW4 549300SQWVHKBRF8D702 US64970HAW43 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2032-08-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0226 4000000.00 4000000.00 0.0027 N N Y N New York City Housing Development Corp M/F Housing RB (Atlantic Court Apts) Series 2005A 2.260000% 64970HBF0 549300SQWVHKBRF8D702 US64970HBF01 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2035-12-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0226 20000000.00 20000000.00 0.0135 N N Y N New York City Housing Development Corp M/F Mortgage RB (State Renaissance Court) Series 2004A 2.290000% 64970VCG6 549300SQWVHKBRF8D702 US64970VCG68 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2037-06-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0229 8100000.00 8100000.00 0.0054 N N Y N New York City Housing Development Corp M/F Mortgage RB (East Clarke Place Associates) Series 2005A 2.250000% 64970VCY7 549300SQWVHKBRF8D702 US64970VCY74 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2037-09-01 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0225 1930000.00 1930000.00 0.0013 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series G 5.000000% 64971Q2L6 5493003476LG35QAKM08 US64971Q2L62 Other Municipal Security Y 2022-11-01 2022-11-01 2022-11-01 N N N 0.0500 1000000.00 1000000.00 0.0007 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal Series 2013 B 5.000000% 64971QYC1 5493003476LG35QAKM08 US64971QYC13 Other Municipal Security Y 2022-11-01 2022-11-01 2022-11-01 N N N 0.0500 690000.00 690000.00 0.0005 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2018 Series 1 5.000000% 64971W7L8 5493003476LG35QAKM08 US64971W7L81 Other Municipal Security Y 2022-11-01 2022-11-01 2022-11-01 N N N 0.0500 115000.00 115000.00 0.0001 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2016 Series E4 1.590000% 64971WE63 5493003476LG35QAKM08 US64971WE639 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2045-02-01 Y JPMorgan Chase Bank NA 1.0000 1 Y N N 0.0159 8995000.00 8995000.00 0.0061 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2014 Series D3 1.630000% 64971WEY2 5493003476LG35QAKM08 US64971WEY21 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2044-02-01 Y Mizuho Bank Ltd 1.0000 1 Y N N 0.0163 9300000.00 9300000.00 0.0063 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2017 Series C 5.000000% 64971WT75 5493003476LG35QAKM08 US64971WT751 Other Municipal Security Y 2022-11-01 2022-11-01 2022-11-01 N N N 0.0500 1110000.00 1110000.00 0.0007 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2018 Series C6 2.240000% 64971XED6 5493003476LG35QAKM08 US64971XED66 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2047-05-01 Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 7 Y N N 0.0224 1660000.00 1660000.00 0.0011 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2019 Series A4 1.590000% 64971XFY9 5493003476LG35QAKM08 US64971XFY94 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2045-08-01 Y JPMorgan Chase Bank NA 1.0000 1 Y N N 0.0159 44465000.00 44465000.00 0.0299 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2019 Series B4 1.590000% 64971XHT8 5493003476LG35QAKM08 US64971XHT81 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2042-08-01 Y JPMorgan Chase Bank NA 1.0000 1 Y N N 0.0159 9610000.00 9610000.00 0.0065 N Y Y N New York City Housing Development Corp M/F Housing RB Series 2020I3 2.200000% 64972ESV2 549300SQWVHKBRF8D702 US64972ESV29 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2060-11-01 Y TD Bank NA 1.0000 7 Y N N 0.0220 24420000.00 24420000.00 0.0164 N N Y N New York City Housing Development Corp M/F Housing RB Series 2022C3 2.220000% 64972ET25 549300SQWVHKBRF8D702 US64972ET252 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2062-05-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0222 6500000.00 6500000.00 0.0044 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2007 Series CC2 1.600000% 64972FHJ8 549300Q2EHQ6RJPQKP05 US64972FHJ84 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2038-06-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 Y N N 0.0160 1800000.00 1800000.00 0.0012 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2013 Series AA2 2.200000% 64972GAS3 549300Q2EHQ6RJPQKP05 US64972GAS30 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2046-06-15 Y MUFG BANK LTD 1.0000 7 Y N N 0.0220 750000.00 750000.00 0.0005 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2014 Series AA 1.600000% 64972GCP7 549300Q2EHQ6RJPQKP05 US64972GCP72 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2048-06-15 Y Mizuho Bank Ltd 1.0000 1 Y N N 0.0160 640000.00 640000.00 0.0004 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2014 Series AA6 1.590000% 64972GCQ5 549300Q2EHQ6RJPQKP05 US64972GCQ55 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2048-06-15 Y Mizuho Bank Ltd 1.0000 1 Y N N 0.0159 8970000.00 8970000.00 0.0060 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2014 Series AA3 1.600000% 64972GCR3 549300Q2EHQ6RJPQKP05 US64972GCR39 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2049-06-15 Y TD Bank NA 1.0000 1 Y N N 0.0160 2500000.00 2500000.00 0.0017 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2014 Series AA4 1.610000% 64972GCT9 549300Q2EHQ6RJPQKP05 US64972GCT94 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2049-06-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 Y N N 0.0161 475000.00 475000.00 0.0003 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2013 Series BB 2.270000% 64972GEA8 549300Q2EHQ6RJPQKP05 US64972GEA85 Tender Option Bond Y 2022-11-07 2022-11-07 2047-06-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0227 770000.00 770000.00 0.0005 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2016 Series AA2 2.260000% 64972GJQ8 549300Q2EHQ6RJPQKP05 US64972GJQ82 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2048-06-15 Y PNC BANK NATIONAL ASSOCIATION 1.0000 7 Y N N 0.0226 5455000.00 5455000.00 0.0037 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB1B 1.570000% 64972GMK7 549300Q2EHQ6RJPQKP05 US64972GMK75 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2049-06-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 Y N N 0.0157 1300000.00 1300000.00 0.0009 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2015 Series BB4 1.600000% 64972GRG1 549300Q2EHQ6RJPQKP05 US64972GRG19 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2050-06-15 Y Barclays Bank PLC 1.0000 1 Y N N 0.0160 1000000.00 1000000.00 0.0007 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series BB 2.200000% 64972GSC9 549300Q2EHQ6RJPQKP05 US64972GSC95 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2051-06-15 Y TD Bank NA 1.0000 7 Y N N 0.0220 1165000.00 1165000.00 0.0008 N N Y N New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B1 2.440000% 64972RAR1 US64972RAR12 Other Municipal Security Y 2022-11-03 2023-07-14 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0361 10045404.81 10045404.81 0.0068 N N N N New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B2 2.340000% 64972SAU2 US64972SAU24 Other Municipal Security Y 2022-11-03 2023-04-10 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0329 12990426.80 12990426.80 0.0087 N N N N NEW YORK STATE DORMITORY AUTH State Sales Tax RB Series 2014A 2.270000% 64983PA84 549300C8XO7EXTX2XU71 US64983PA842 Tender Option Bond Y 2022-11-03 2022-11-07 2023-09-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0227 3365000.00 3365000.00 0.0023 N N Y N New York State Energy Research & Development Auth Facilities RB (Consolidated Edison Company) Series 2010A2 2.200000% 64984EDP7 US64984EDP79 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2036-06-01 Y Bank of Nova Scotia 1.0000 7 N N N 0.0220 8100000.00 8100000.00 0.0054 N N Y N New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2010A3 2.230000% 64984EDS1 US64984EDS19 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2036-06-01 Y Bank of Nova Scotia 1.0000 7 N N N 0.0223 35300000.00 35300000.00 0.0237 N N Y N New York State Power Auth CP Series 2 2.500000% 64985NNM2 I5P1GEYFGGMMDOFX2L30 US64985NNM29 Non-Financial Company Commercial Paper Y 2023-01-09 2023-01-09 2023-01-09 N N N 0.0335 18336872.61 18336872.61 0.0123 N N N N New York State Power Auth CP Series 2 2.900000% 64985NNN0 I5P1GEYFGGMMDOFX2L30 US64985NNN02 Non-Financial Company Commercial Paper Y 2023-01-05 2023-01-05 2023-01-05 N N N 0.0315 4525911.69 4525911.69 0.0030 N N N N New York State Power Auth CP Series 2 3.200000% 64985NNP5 I5P1GEYFGGMMDOFX2L30 US64985NNP59 Non-Financial Company Commercial Paper Y 2023-01-04 2023-01-04 2023-01-04 N N N 0.0340 8996695.20 8996695.20 0.0061 N N N N New York State HFA Housing RB (Clinton Green North) Series 2005A 2.250000% 64986M2T1 5493000LS7KCDB02O506 US64986M2T12 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2038-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0225 14000000.00 14000000.00 0.0094 N N Y N New York State HFA Housing RB (316 11th Ave) Series 2009A 2.200000% 64986M6R1 5493000LS7KCDB02O506 US64986M6R10 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0220 4950000.00 4950000.00 0.0033 N N Y N New York State HFA Housing RB (10 Liberty St) Series 2003A 2.220000% 64986MC78 5493000LS7KCDB02O506 US64986MC780 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2035-05-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0222 20600000.00 20600000.00 0.0139 N N Y N New York State HFA Housing RB (900 8th Avenue) Series 2002A 2.290000% 64986MD44 5493000LS7KCDB02O506 US64986MD440 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2035-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0229 4100000.00 4100000.00 0.0028 N N Y N New York State HFA Housing RB (Theatre Row Tower) Series 2000A 2.250000% 64986MD51 5493000LS7KCDB02O506 US64986MD515 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2032-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0225 11700000.00 11700000.00 0.0079 N N Y N New York State HFA Housing RB (Saville Housing) Series 2002A 2.260000% 64986MD85 5493000LS7KCDB02O506 US64986MD853 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2035-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0226 30000000.00 30000000.00 0.0202 N N Y N New York State HFA Housing RB (Tribeca Park) Series 1997A 2.250000% 64986MDT9 5493000LS7KCDB02O506 US64986MDT99 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2029-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0225 31300000.00 31300000.00 0.0211 N N Y N New York State HFA Housing RB (Gateway to New Cassel) Series 2006A 2.260000% 64986MF34 5493000LS7KCDB02O506 US64986MF346 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2039-11-01 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0226 5200000.00 5200000.00 0.0035 N N Y N New York State HFA Housing RB (750 6th Ave) Series 1998A 2.300000% 64986MFM2 5493000LS7KCDB02O506 US64986MFM29 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2031-05-15 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 7 N N N 0.0230 2000000.00 2000000.00 0.0013 N N Y N New York State HFA Housing RB (316 11th Ave) Series 2007A 2.250000% 64986MK79 5493000LS7KCDB02O506 US64986MK791 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0225 29995000.00 29995000.00 0.0202 N N Y N New York State HFA Housing RB (250 W 93rd St) Series 2005A 2.240000% 64986MM44 5493000LS7KCDB02O506 US64986MM441 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2038-11-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 7 N N N 0.0224 12975000.00 12975000.00 0.0087 N N Y N New York State HFA Housing RB (W. 23rd St.) Series 2001A 2.220000% 64986MQT5 5493000LS7KCDB02O506 US64986MQT52 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2033-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0222 6000000.00 6000000.00 0.0040 N N Y N New York State HFA Housing RB (West Village Apts) Series 2008A 2.260000% 64986MS89 5493000LS7KCDB02O506 US64986MS893 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2039-11-01 Y Citibank NA 1.0000 7 N N N 0.0226 5100000.00 5100000.00 0.0034 N N Y N New York State HFA Housing RB (360 W 43rd St) Series 2002A 2.250000% 64986MSG1 5493000LS7KCDB02O506 US64986MSG14 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2033-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0225 10100000.00 10100000.00 0.0068 N N Y N New York State HFA Housing RB (1500 Lexington Ave) Series 2002A 2.210000% 64986MUV5 5493000LS7KCDB02O506 US64986MUV52 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2034-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0221 12400000.00 12400000.00 0.0083 N N Y N New York State HFA Housing RB (8 East 102nd St) Series 2010A 2.220000% 64986UEB9 5493000LS7KCDB02O506 US64986UEB98 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2044-05-01 Y TD Bank NA 1.0000 7 N N N 0.0222 8595000.00 8595000.00 0.0058 N N Y N New York State HFA Housing RB (600 W 42nd Street) Series 2007A 2.290000% 64986UMN4 5493000LS7KCDB02O506 US64986UMN45 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0229 29240000.00 29240000.00 0.0197 N N Y N New York State HFA Housing RB (600 W 42nd St) Series 2008A 2.290000% 64986UMP9 5493000LS7KCDB02O506 US64986UMP92 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0229 31360000.00 31360000.00 0.0211 N N Y N New York State HFA Housing RB (600 W 42nd Street) Series 2009A 2.220000% 64986UMQ7 5493000LS7KCDB02O506 US64986UMQ75 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0222 6550000.00 6550000.00 0.0044 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 210 2.300000% 6498832X2 549300ZQWNLLIG564027 US6498832X29 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2039-10-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0230 4400000.00 4400000.00 0.0030 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 236 2.230000% 64988YLP0 549300ZQWNLLIG564027 US64988YLP06 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2039-10-01 Y UBS AG 1.0000 7 Y N Y NEW YORK ST MTG AGY HOMEOWNER MTG Corporate Underlier 1.0000 0.0223 12280000.00 12280000.00 0.0083 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 247 2.200000% 64988YQY6 549300ZQWNLLIG564027 US64988YQY67 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2052-10-01 Y TD Bank NA 1.0000 7 Y N Y NEW YORK ST MTG AGY HOMEOWNER MTG Corporate Underlier 1.0000 0.0220 5000000.00 5000000.00 0.0034 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 249 2.220000% 64988YSB4 549300ZQWNLLIG564027 US64988YSB47 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2031-04-01 Y TD Bank NA 1.0000 7 Y N Y NEW YORK ST MTG AGY HOMEOWNER MTG Corporate Underlier 1.0000 0.0222 3310000.00 3310000.00 0.0022 N N Y N New York State Dormitory Auth RB (Royal Charter Properties-East) Series 2006A 2.220000% 649903ZG9 549300C8XO7EXTX2XU71 US649903ZG96 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2036-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0222 990000.00 990000.00 0.0007 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax Refunding RB Series 2012A 4.000000% 64990ECW5 549300C8XO7EXTX2XU71 US64990ECW57 Other Municipal Security Y 2022-12-15 2022-12-15 2022-12-15 N N Y Escrow Escrow 1.0000 0.0301 100112.41 100112.41 0.0001 N N N N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 1 2.290000% 670656404 549300V4X2BF3UXSCQ58 US6706564043 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2040-08-01 Y Societe Generale SA 1.0000 7 N N N 0.0229 7200000.00 7200000.00 0.0048 N N Y N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 3 2.290000% 670656602 549300V4X2BF3UXSCQ58 US6706566022 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2040-12-01 Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 7 N N N 0.0229 2700000.00 2700000.00 0.0018 N N Y N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 5 2.280000% 670656875 549300V4X2BF3UXSCQ58 US6706568754 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2046-06-01 Y Toronto-Dominion Bank/The 1.0000 7 N N N 0.0228 40000000.00 40000000.00 0.0269 N N Y N Onondaga Cnty IDA IDRB (G.A. Braun Inc) Series 2007 2.460000% 682750EC4 US682750EC41 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2034-06-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0246 4695000.00 4695000.00 0.0032 N N Y N Patchogue-Medford UFSD TAN 2022-2023 4.250000% 703023QP9 US703023QP96 Other Municipal Security Y 2023-06-28 2023-06-28 2023-06-28 N N N 0.0379 10029355.00 10029355.00 0.0067 N N N N Port Auth of New York & New Jersey Consolidated Bonds 175th Series 5.000000% 73358WJK1 54930006MR4KZ4W74Z83 US73358WJK18 Other Municipal Security Y 2022-12-01 2022-12-01 2022-12-01 N N N 0.0313 475688.80 475688.80 0.0003 N N N N Port Auth of New York & New Jersey Consolidated Bonds 177th Series 2.310000% 73358WMU5 54930006MR4KZ4W74Z83 US73358WMU52 Tender Option Bond Y 2022-11-07 2022-11-07 2036-07-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0231 1700000.00 1700000.00 0.0011 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 230th Series 4.000000% 73358XDV1 54930006MR4KZ4W74Z83 US73358XDV10 Other Municipal Security Y 2022-12-01 2022-12-01 2022-12-01 N N N 0.0313 2501642.75 2501642.75 0.0017 N N N N Port Auth of New York & New Jersey CP Series A 2.690000% 73359AXJ5 54930006MR4KZ4W74Z83 US73359AXJ59 Non-Financial Company Commercial Paper Y 2022-11-01 2022-11-01 2022-11-01 N N N 0.0249 15135081.73 15135081.73 0.0102 N Y Y N New York City GO Bonds Fiscal 2012 Series A5 2.270000% 74926Y3G4 549300ABYZD2SFD5JB29 US74926Y3G49 Tender Option Bond Y 2022-11-07 2022-11-07 2026-06-28 Y Royal Bank of Canada 1.0000 7 Y N N 0.0227 14165000.00 14165000.00 0.0095 N N Y N New York City GO Bonds Fiscal 2012 Series D3B 2.270000% 74926Y3L3 549300ABYZD2SFD5JB29 US74926Y3L34 Tender Option Bond Y 2022-11-07 2022-11-07 2026-06-28 Y Royal Bank of Canada 1.0000 7 Y N N 0.0227 1900000.00 1900000.00 0.0013 N N Y N New York City GO Bonds Fiscal 2015 Series F7 2.270000% 74926Y3Q2 549300ABYZD2SFD5JB29 US74926Y3Q21 Tender Option Bond Y 2022-11-07 2022-11-07 2026-06-28 Y Royal Bank of Canada 1.0000 7 Y N N 0.0227 7830000.00 7830000.00 0.0053 N N Y N New York City GO Bonds Fiscal 2006 Series I5 2.270000% 74934RA97 549300ABYZD2SFD5JB29 US74934RA971 Tender Option Bond Y 2022-11-03 2022-11-07 2023-05-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0227 1500000.00 1500000.00 0.0010 N N Y N Battery Park City Auth Jr RB Series 2019E 2.270000% 74934RF84 US74934RF848 Tender Option Bond Y 2022-11-03 2022-11-07 2023-08-06 Y Royal Bank of Canada 1.0000 7 Y N N 0.0227 5660000.00 5660000.00 0.0038 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 1.700000% 74934RLQ7 549300Q2EHQ6RJPQKP05 US74934RLQ73 Tender Option Bond Y 2022-11-01 2022-11-01 2023-08-14 Y Royal Bank of Canada 1.0000 1 Y N N 0.0170 4935000.00 4935000.00 0.0033 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2016 Series AA3 1.700000% 74934RLV6 549300Q2EHQ6RJPQKP05 US74934RLV68 Tender Option Bond Y 2022-11-01 2022-11-01 2023-08-14 Y Royal Bank of Canada 1.0000 1 Y N N 0.0170 675000.00 675000.00 0.0005 N Y Y N NEW YORK STATE DORMITORY AUTH NYC Court Facilities Lease RB Series 2005B 2.270000% 74934RP59 549300C8XO7EXTX2XU71 US74934RP599 Tender Option Bond Y 2022-11-07 2022-11-07 2024-11-01 Y Royal Bank of Canada 1.0000 7 N N N 0.0227 7000000.00 7000000.00 0.0047 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series CC 2.270000% 74934RVR4 549300Q2EHQ6RJPQKP05 US74934RVR47 Tender Option Bond Y 2022-11-07 2022-11-07 2023-12-12 Y Royal Bank of Canada 1.0000 7 Y N N 0.0227 1000000.00 1000000.00 0.0007 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2017A & 2017C2 2.270000% 76252PSL4 54930020ZN4LQF7K3456 US76252PSL49 Tender Option Bond Y 2022-11-07 2022-11-07 2026-10-25 Y Barclays Bank PLC 1.0000 7 Y N N 0.0227 7740000.00 7740000.00 0.0052 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2017 Series B1 & E1, Fiscal 2018 Series B1 2.270000% 76252PSP5 5493003476LG35QAKM08 US76252PSP52 Tender Option Bond Y 2022-11-07 2022-11-07 2026-08-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0227 5295000.00 5295000.00 0.0036 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2017 Series DD, Fiscal 2018 Series BB1&CC1 2.270000% 76252PSU4 549300Q2EHQ6RJPQKP05 US76252PSU48 Tender Option Bond Y 2022-11-07 2022-11-07 2026-06-24 Y Barclays Bank PLC 1.0000 7 Y N N 0.0227 7000000.00 7000000.00 0.0047 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2015B 2.270000% 76252PSZ3 549300C8XO7EXTX2XU71 US76252PSZ35 Tender Option Bond Y 2022-11-07 2022-11-07 2024-08-15 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 1560000.00 1560000.00 0.0010 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 197th Series 2.310000% 76252PUL1 54930006MR4KZ4W74Z83 US76252PUL11 Tender Option Bond Y 2022-11-07 2022-11-07 2026-01-09 Y Barclays Bank PLC 1.0000 7 Y N N 0.0231 2230000.00 2230000.00 0.0015 N N Y N Rondout Valley CSD GO BANs 2022 3.500000% 776327HP6 US776327HP62 Other Municipal Security Y 2023-06-28 2023-06-28 2023-06-28 N N N 0.0395 6979574.70 6979574.70 0.0047 N N N N Sewanhaka Central HSD TAN 2022-2023 4.000000% 818359FB2 US818359FB20 Other Municipal Security Y 2023-06-20 2023-06-20 2023-06-20 N N N 0.0341 8029100.00 8029100.00 0.0054 N N N N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2016A 2.270000% 88033ME52 5493000TKYODLXADQD60 US88033ME524 Tender Option Bond Y 2022-11-07 2022-11-07 2024-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 1345000.00 1345000.00 0.0009 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 2.270000% 88033MEU7 5493003476LG35QAKM08 US88033MEU71 Tender Option Bond Y 2022-11-03 2022-11-07 2023-07-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0227 8000000.00 8000000.00 0.0054 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2015E 2.270000% 88033MGE1 549300C8XO7EXTX2XU71 US88033MGE12 Tender Option Bond Y 2022-11-03 2022-11-07 2023-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 4950000.00 4950000.00 0.0033 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 2.320000% 88033MHQ3 54930006MR4KZ4W74Z83 US88033MHQ33 Tender Option Bond Y 2022-11-03 2022-11-07 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0232 7900000.00 7900000.00 0.0053 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 2.320000% 88033MJS7 54930006MR4KZ4W74Z83 US88033MJS70 Tender Option Bond Y 2022-11-03 2022-11-07 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0232 3300000.00 3300000.00 0.0022 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2017A 2.270000% 88033U6W4 5493000TKYODLXADQD60 US88033U6W43 Tender Option Bond Y 2022-11-07 2022-11-07 2025-05-15 Y Barclays Bank PLC 1.0000 7 Y N N 0.0227 7500000.00 7500000.00 0.0050 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 2.270000% 88033UC56 549300Q2EHQ6RJPQKP05 US88033UC562 Tender Option Bond Y 2022-11-07 2022-11-07 2024-12-15 Y Barclays Bank PLC 1.0000 7 Y N N 0.0227 4350000.00 4350000.00 0.0029 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD&EE 2.270000% 88033UC72 549300Q2EHQ6RJPQKP05 US88033UC729 Tender Option Bond Y 2022-11-07 2022-11-07 2025-05-28 Y Barclays Bank PLC 1.0000 7 Y N N 0.0227 250000.00 250000.00 0.0002 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2013A 2.270000% 88033UCA5 549300C8XO7EXTX2XU71 US88033UCA51 Tender Option Bond Y 2022-11-03 2022-11-07 2023-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0227 2000000.00 2000000.00 0.0013 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2016B-1 2.270000% 88033UXD6 5493000TKYODLXADQD60 US88033UXD61 Tender Option Bond Y 2022-11-07 2022-11-07 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 3335000.00 3335000.00 0.0022 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 2.290000% 88033YPZ8 54930006MR4KZ4W74Z83 US88033YPZ87 Tender Option Bond Y 2022-11-07 2022-11-07 2025-05-15 Y Citibank NA 1.0000 7 Y N N 0.0229 2500000.00 2500000.00 0.0017 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 205th Series 2.270000% 88033YWM9 54930006MR4KZ4W74Z83 US88033YWM91 Tender Option Bond Y 2022-11-07 2022-11-07 2025-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 6390000.00 6390000.00 0.0043 N N Y N NEW YORK STATE DORMITORY AUTH State Sales Tax RB Series 2018C 2.270000% 88034M5J1 549300C8XO7EXTX2XU71 US88034M5J12 Tender Option Bond Y 2022-11-07 2022-11-07 2026-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0227 7680000.00 7680000.00 0.0052 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 2.280000% 88034M7P5 54930006MR4KZ4W74Z83 US88034M7P53 Tender Option Bond Y 2022-11-07 2022-11-07 2025-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0228 2000000.00 2000000.00 0.0013 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2018A & 2019C 2.270000% 88034MQB5 54930020ZN4LQF7K3456 US88034MQB53 Tender Option Bond Y 2022-11-07 2022-11-07 2025-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0227 12250000.00 12250000.00 0.0082 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2013 Series S1 2.270000% 88034MR24 5493003476LG35QAKM08 US88034MR243 Tender Option Bond Y 2022-11-07 2022-11-07 2042-07-15 Y Bank of America NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0227 4395000.00 4395000.00 0.0030 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2017E 2.270000% 88034MXC5 549300QJ33JJW73OQO60 US88034MXC53 Tender Option Bond Y 2022-11-07 2022-11-07 2025-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 5000000.00 5000000.00 0.0034 N N Y N New York City Transitional Finance Auth Future Tax Sec Sub Bonds Fiscal Series 2018C3 & 2020B1 & 2021C1 2.270000% 88034MXR2 5493003476LG35QAKM08 US88034MXR23 Tender Option Bond Y 2022-11-07 2022-11-07 2028-12-01 Y Bank of America NA 1.0000 7 Y N N 0.0227 2325000.00 2325000.00 0.0016 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2019A 2.270000% 88034N4F8 54930039Y2EMGXN6LM88 US88034N4F80 Tender Option Bond Y 2022-11-07 2022-11-07 2026-09-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 3330000.00 3330000.00 0.0022 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2017B-1 2.280000% 88034NAP9 5493000TKYODLXADQD60 US88034NAP96 Tender Option Bond Y 2022-11-07 2022-11-07 2025-11-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0228 7500000.00 7500000.00 0.0050 N N Y N New York City GO Bonds Fiscal 2019 Series D 2.270000% 88034NK37 549300ABYZD2SFD5JB29 US88034NK378 Tender Option Bond Y 2022-11-07 2022-11-07 2026-12-01 Y Bank of America NA 1.0000 7 Y N N 0.0227 4005000.00 4005000.00 0.0027 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2018A, 2021E, 2022A, 2019A 2.270000% 88034NP99 549300C8XO7EXTX2XU71 US88034NP997 Tender Option Bond Y 2022-11-07 2022-11-07 2043-11-01 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 6465000.00 6465000.00 0.0043 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2018A 2.270000% 88034NR22 549300C8XO7EXTX2XU71 US88034NR225 Tender Option Bond Y 2022-11-07 2022-11-07 2026-09-15 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 2830000.00 2830000.00 0.0019 N N Y N New York State Urban Development Corp State Sales Tax RB Series 2019A 2021A 2.270000% 88034UWC8 54930039Y2EMGXN6LM88 US88034UWC88 Tender Option Bond Y 2022-11-04 2022-11-04 2029-09-01 Y Bank of America NA 1.0000 4 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0227 2770000.00 2770000.00 0.0019 N N Y N New York State Power Auth RB Series 2020A 2.270000% 88034WLC6 I5P1GEYFGGMMDOFX2L30 US88034WLC63 Tender Option Bond Y 2022-11-07 2022-11-07 2027-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0227 1270000.00 1270000.00 0.0009 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2020A 2.270000% 88034XDS8 549300C8XO7EXTX2XU71 US88034XDS80 Tender Option Bond Y 2022-11-07 2022-11-07 2028-09-15 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 1445000.00 1445000.00 0.0010 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2020A 2.270000% 88034XDX7 549300C8XO7EXTX2XU71 US88034XDX75 Tender Option Bond Y 2022-11-07 2022-11-07 2028-09-15 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 1710000.00 1710000.00 0.0012 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2020A & 2021A 2.270000% 88034XEA6 549300C8XO7EXTX2XU71 US88034XEA63 Tender Option Bond Y 2022-11-07 2022-11-07 2035-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 115000.00 115000.00 0.0001 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2021 Series S1 2.270000% 88034XFR8 5493003476LG35QAKM08 US88034XFR89 Tender Option Bond Y 2022-11-07 2022-11-07 2028-08-03 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0227 13470000.00 13470000.00 0.0091 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2021 Series S1 2.270000% 88034XFW7 5493003476LG35QAKM08 US88034XFW74 Tender Option Bond Y 2022-11-07 2022-11-07 2028-08-03 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0227 800000.00 800000.00 0.0005 N N Y N New York City GO Bonds Fiscal 2021 Series F1 2.270000% 88034XYP1 549300ABYZD2SFD5JB29 US88034XYP13 Tender Option Bond Y 2022-11-07 2022-11-07 2029-03-01 Y Bank of America NA 1.0000 7 Y N N 0.0227 400000.00 400000.00 0.0003 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2022 Series AA 2.270000% 88034YEE6 549300Q2EHQ6RJPQKP05 US88034YEE68 Tender Option Bond Y 2022-11-07 2022-11-07 2029-06-15 Y UBS AG 1.0000 7 Y N N 0.0227 285000.00 285000.00 0.0002 N N Y N New York State Thruway Auth State Personal Income Tax RB Series 2021A1 2.270000% 88034YHU7 US88034YHU73 Tender Option Bond Y 2022-11-07 2022-11-07 2029-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 490000.00 490000.00 0.0003 N N Y N New York Liberty Development Corp Liberty Refunding RB (4WTC) Series 2021A 2.270000% 88034YQ37 US88034YQ372 Tender Option Bond Y 2022-11-07 2022-11-07 2029-11-01 Y Bank of America NA 1.0000 7 N N N 0.0227 3090000.00 3090000.00 0.0021 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 221st Series 2.310000% 88035A2Z3 54930006MR4KZ4W74Z83 US88035A2Z33 Tender Option Bond Y 2022-11-07 2022-11-07 2047-01-15 Y Barclays Bank PLC 1.0000 7 Y N N 0.0231 1310000.00 1310000.00 0.0009 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 231st Series 2.310000% 88035A3G4 54930006MR4KZ4W74Z83 US88035A3G43 Tender Option Bond Y 2022-11-07 2022-11-07 2030-02-01 Y Bank of America NA 1.0000 7 Y N N 0.0231 655000.00 655000.00 0.0004 N N Y N Triborough Bridge & Tunnel Auth RB (MTA Bridges & Tunnels) Series 2021A 2.270000% 88035A3T6 54930020ZN4LQF7K3456 US88035A3T63 Tender Option Bond Y 2022-11-07 2022-11-07 2029-05-15 Y Bank of America NA 1.0000 7 Y N N 0.0227 1665000.00 1665000.00 0.0011 N N Y N Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr. Lien Bonds Series 2022C 2.270000% 88035A5E7 54930020ZN4LQF7K3456 US88035A5E76 Tender Option Bond Y 2022-11-07 2022-11-07 2030-05-15 Y Royal Bank of Canada 1.0000 7 Y N Y TRIBOROUGH BRIDGE & TUNNEL AUTHORITY-PAYROLL TAX Corporate Underlier 1.0000 0.0227 3150000.00 3150000.00 0.0021 N N Y N New York State Power Auth RB Series 2020A 2.270000% 88035A5U1 I5P1GEYFGGMMDOFX2L30 US88035A5U19 Tender Option Bond Y 2022-11-07 2022-11-07 2043-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0227 8000000.00 8000000.00 0.0054 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2022A 2.270000% 88035A6T3 549300C8XO7EXTX2XU71 US88035A6T37 Tender Option Bond Y 2022-11-07 2022-11-07 2030-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 4000000.00 4000000.00 0.0027 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2022 Series B1 2.270000% 88035A6X4 5493003476LG35QAKM08 US88035A6X49 Tender Option Bond Y 2022-11-07 2022-11-07 2029-08-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 2000000.00 2000000.00 0.0013 N N Y N New York State Thruway Auth State Personal Income Tax RB Series 2021A1 2.270000% 88035A7M7 US88035A7M74 Tender Option Bond Y 2022-11-07 2022-11-07 2051-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 6500000.00 6500000.00 0.0044 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2022A 2.270000% 88035A8S3 549300C8XO7EXTX2XU71 US88035A8S36 Tender Option Bond Y 2022-11-07 2022-11-07 2042-09-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 2300000.00 2300000.00 0.0015 N N Y N NEW YORK STATE DORMITORY AUTH RB (Northwell Health) Series 2022A 2.290000% 88035AB26 549300C8XO7EXTX2XU71 US88035AB264 Tender Option Bond Y 2022-11-07 2022-11-07 2045-04-01 Y Bank of America NA 1.0000 7 N N N 0.0229 2665000.00 2665000.00 0.0018 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2022 Series B1 2.270000% 88035AC41 5493003476LG35QAKM08 US88035AC411 Tender Option Bond Y 2022-11-07 2022-11-07 2033-08-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0227 1840000.00 1840000.00 0.0012 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2022A 2.270000% 88035ADT5 549300C8XO7EXTX2XU71 US88035ADT51 Tender Option Bond Y 2022-11-07 2022-11-07 2030-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 4000000.00 4000000.00 0.0027 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2022A 2.270000% 88035ADY4 549300C8XO7EXTX2XU71 US88035ADY47 Tender Option Bond Y 2022-11-07 2022-11-07 2030-03-21 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 3900000.00 3900000.00 0.0026 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2022A 2.270000% 88035AEB3 549300C8XO7EXTX2XU71 US88035AEB35 Tender Option Bond Y 2022-11-07 2022-11-07 2030-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 1980000.00 1980000.00 0.0013 N N Y N New York State Thruway Auth State Personal Income Tax RB Series 2021A-1 2.270000% 88035AEH0 US88035AEH05 Tender Option Bond Y 2022-11-07 2022-11-07 2044-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 4700000.00 4700000.00 0.0032 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 230th Series 2.270000% 88035AF22 54930006MR4KZ4W74Z83 US88035AF224 Tender Option Bond Y 2022-11-07 2022-11-07 2030-06-01 Y Bank of America NA 1.0000 7 Y N N 0.0227 895000.00 895000.00 0.0006 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2022 Series F1 2.270000% 88035AGK1 5493003476LG35QAKM08 US88035AGK16 Tender Option Bond Y 2022-11-07 2022-11-07 2030-02-13 Y Barclays Bank PLC 1.0000 7 Y N N 0.0227 900000.00 900000.00 0.0006 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2022 Series F1 2.270000% 88035AGR6 5493003476LG35QAKM08 US88035AGR68 Tender Option Bond Y 2022-11-07 2022-11-07 2030-02-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 1105000.00 1105000.00 0.0007 N N Y N New York State Thruway Auth State Personal Income Tax RB Series 2021A1 2.270000% 88035AH20 US88035AH204 Tender Option Bond Y 2022-11-07 2022-11-07 2050-03-29 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 790000.00 790000.00 0.0005 N N Y N Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr Lien Bonds Series 2022C 2.270000% 88035AH61 54930020ZN4LQF7K3456 US88035AH618 Tender Option Bond Y 2022-11-07 2022-11-07 2030-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y TRIBOROUGH BRIDGE & TUNNEL AUTHORITY-PAYROLL TAX Corporate Underlier 1.0000 0.0227 925000.00 925000.00 0.0006 N N Y N New York City GO Bonds Fiscal 2018 Series F1 2.270000% 88035AKY6 549300ABYZD2SFD5JB29 US88035AKY63 Tender Option Bond Y 2022-11-07 2022-11-07 2026-10-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 2515000.00 2515000.00 0.0017 N N Y N New York State Power Auth RB Series 2020A 2.270000% 88035ALA7 I5P1GEYFGGMMDOFX2L30 US88035ALA78 Tender Option Bond Y 2022-11-07 2022-11-07 2028-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 1000000.00 1000000.00 0.0007 N N Y N Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr Lien Bonds Series 2021A1 2.270000% 88035AM81 54930020ZN4LQF7K3456 US88035AM816 Tender Option Bond Y 2022-11-07 2022-11-07 2029-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y TRIBOROUGH BRIDGE & TUNNEL AUTHORITY-PAYROLL TAX Corporate Underlier 1.0000 0.0227 7970000.00 7970000.00 0.0054 N N Y N NEW YORK STATE DORMITORY AUTH State Sales Tax RB Series 2018E 2.260000% 88035AN98 549300C8XO7EXTX2XU71 US88035AN988 Tender Option Bond Y 2022-11-07 2022-11-07 2027-03-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0226 9570000.00 9570000.00 0.0064 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2020A 2021A 2.270000% 88035AQJ3 549300C8XO7EXTX2XU71 US88035AQJ33 Tender Option Bond Y 2022-11-07 2022-11-07 2040-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 490000.00 490000.00 0.0003 N N Y N New York State Power Auth RB Series 2020A 2.270000% 88035AQT1 I5P1GEYFGGMMDOFX2L30 US88035AQT15 Tender Option Bond Y 2022-11-07 2022-11-07 2043-05-15 Y Citibank NA 1.0000 7 Y N N 0.0227 1500000.00 1500000.00 0.0010 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2022 & 2021 Series CC1 2.270000% 88035AR52 549300Q2EHQ6RJPQKP05 US88035AR526 Tender Option Bond Y 2022-11-07 2022-11-07 2029-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 8000000.00 8000000.00 0.0054 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2022 Series F1 2.270000% 88035AR86 5493003476LG35QAKM08 US88035AR864 Tender Option Bond Y 2022-11-07 2022-11-07 2030-02-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 1000000.00 1000000.00 0.0007 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2020A 2.270000% 88035ARX1 54930020ZN4LQF7K3456 US88035ARX18 Tender Option Bond Y 2022-11-07 2022-11-07 2028-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 3655000.00 3655000.00 0.0025 N N Y N New York City GO Bonds Fiscal 2022 Series D1 2.270000% 88035AS51 549300ABYZD2SFD5JB29 US88035AS516 Tender Option Bond Y 2022-11-07 2022-11-07 2030-05-01 Y Bank of America NA 1.0000 7 Y N N 0.0227 1440000.00 1440000.00 0.0010 N N Y N New York City GO Bonds Fiscal 2022 Series D1 2.270000% 88035AX63 549300ABYZD2SFD5JB29 US88035AX631 Tender Option Bond Y 2022-11-07 2022-11-07 2050-05-01 Y Bank of America NA 1.0000 7 Y N N 0.0227 2045000.00 2045000.00 0.0014 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2021 Series CC1 2.270000% 88035AXL0 549300Q2EHQ6RJPQKP05 US88035AXL06 Tender Option Bond Y 2022-11-07 2022-11-07 2045-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 665000.00 665000.00 0.0004 N N Y N Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr Lien RB Series 2022C 2.270000% 88035AYK1 54930020ZN4LQF7K3456 US88035AYK14 Tender Option Bond Y 2022-11-07 2022-11-07 2030-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y TRIBOROUGH BRIDGE & TUNNEL AUTHORITY-PAYROLL TAX Corporate Underlier 1.0000 0.0227 1040000.00 1040000.00 0.0007 N N Y N Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr. Lien Bonds Series 2022C 2.270000% 88035AYR6 54930020ZN4LQF7K3456 US88035AYR66 Tender Option Bond Y 2022-11-07 2022-11-07 2030-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y TRIBOROUGH BRIDGE & TUNNEL AUTHORITY-PAYROLL TAX Corporate Underlier 1.0000 0.0227 2670000.00 2670000.00 0.0018 N N Y N New York City GO Bonds Fiscal 2018 Series F1 2.270000% 88035AZP9 549300ABYZD2SFD5JB29 US88035AZP91 Tender Option Bond Y 2022-11-07 2022-11-07 2026-10-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0227 3705000.00 3705000.00 0.0025 N N Y N Triborough Bridge & Tunnel Auth RB Series 2021A 2.270000% 88035DA70 54930020ZN4LQF7K3456 US88035DA708 Tender Option Bond Y 2022-11-07 2022-11-07 2029-05-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0227 3500000.00 3500000.00 0.0024 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2018 Series C3 2.270000% 88035DA96 5493003476LG35QAKM08 US88035DA963 Tender Option Bond Y 2022-11-07 2022-11-07 2026-11-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0227 1250000.00 1250000.00 0.0008 N N Y N New York State Urban Development Corp State Sales Tax RB Series 2021A 2.270000% 88035DBW4 54930039Y2EMGXN6LM88 US88035DBW48 Tender Option Bond Y 2022-11-07 2022-11-07 2044-08-01 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0227 1300000.00 1300000.00 0.0009 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2022 Series C1 2.270000% 88035DCA1 5493003476LG35QAKM08 US88035DCA19 Tender Option Bond Y 2022-11-07 2022-11-07 2030-02-01 Y Bank of America NA 1.0000 7 Y N N 0.0227 2325000.00 2325000.00 0.0016 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2021E & 2022A 2.270000% 88035DCQ6 549300C8XO7EXTX2XU71 US88035DCQ60 Tender Option Bond Y 2022-11-07 2022-11-07 2036-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 750000.00 750000.00 0.0005 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 221st Series 2.310000% 88035DDS1 54930006MR4KZ4W74Z83 US88035DDS18 Tender Option Bond Y 2022-11-07 2022-11-07 2047-05-01 Y Bank of America NA 1.0000 7 Y N N 0.0231 4125000.00 4125000.00 0.0028 N N Y N Triborough Bridge & Tunnel Auth Sales Tax RB Series 2022A 2.280000% 88035DEP6 54930020ZN4LQF7K3456 US88035DEP69 Tender Option Bond Y 2022-11-07 2022-11-07 2030-05-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N Y TRIBOROUGH NY BRIDGE & TUNNEL AUTH SALES TAX REVENUE Corporate Underlier 1.0000 0.0228 2210000.00 2210000.00 0.0015 N N Y N New York City GO Bonds Fiscal 2023 Series B1 2.270000% 88035DH32 549300ABYZD2SFD5JB29 US88035DH323 Tender Option Bond Y 2022-11-07 2022-11-07 2030-10-01 Y Citibank NA 1.0000 7 Y N N 0.0227 1875000.00 1875000.00 0.0013 N N Y N Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr. Lien Bonds Series 2022A 2.390000% 88035DHG3 54930020ZN4LQF7K3456 US88035DHG34 Tender Option Bond Y 2022-11-03 2022-11-09 2046-05-15 N N Y MORGAN STANLEY BANK NA Standby Purchase Agreement 1.0000 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY-PAYROLL TAX Corporate Underlier 1.0000 0.0239 22470000.00 22470000.00 0.0151 N N N Y New York State Thruway Auth State Personal Income Tax RB Series 2022A 2.270000% 88035DHJ7 US88035DHJ72 Tender Option Bond Y 2022-11-07 2022-11-07 2030-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 3750000.00 3750000.00 0.0025 N N Y N New York State Urban Development Corp State Sales Tax RB Series 2021A 2.270000% 88035DK95 54930039Y2EMGXN6LM88 US88035DK954 Tender Option Bond Y 2022-11-07 2022-11-07 2041-03-15 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0227 1825000.00 1825000.00 0.0012 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2020A & 2022A 2.270000% 88035DM93 549300C8XO7EXTX2XU71 US88035DM935 Tender Option Bond Y 2022-11-07 2022-11-07 2039-12-05 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 1725000.00 1725000.00 0.0012 N N Y N New York State Thruway Auth State Personal Income Tax RB Series 2022C 2.270000% 88035DMT9 US88035DMT99 Tender Option Bond Y 2022-11-07 2022-11-07 2030-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 4000000.00 4000000.00 0.0027 N N Y N NEW YORK STATE DORMITORY AUTH RB Series 20221A 2.340000% 88035DNE1 549300C8XO7EXTX2XU71 US88035DNE12 Tender Option Bond Y 2022-11-03 2022-12-08 2045-07-01 N N Y MEMORIAL SLOAN-KETTERING CANCER CENTER Corporate Underlier 1.0000 MORGAN STANLEY BANK NA Standby Purchase Agreement 1.0000 0.0234 17400000.00 17400000.00 0.0117 N N N Y Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr. Lien Bonds Series 2021C1A 2.270000% 88035DNJ0 54930020ZN4LQF7K3456 US88035DNJ09 Tender Option Bond Y 2022-11-07 2022-11-07 2040-05-15 Y Bank of America NA 1.0000 7 Y N Y TRIBOROUGH BRIDGE & TUNNEL AUTHORITY-PAYROLL TAX Corporate Underlier 1.0000 0.0227 3340000.00 3340000.00 0.0022 N N Y N New York City GO Bonds Fiscal 2023 Series A1 2.270000% 88035DNU5 549300ABYZD2SFD5JB29 US88035DNU53 Tender Option Bond Y 2022-11-07 2022-11-07 2030-09-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0227 13500000.00 13500000.00 0.0091 N N Y N New York City GO Bonds Fiscal 2022 Series A1 2.270000% 88035DPG4 549300ABYZD2SFD5JB29 US88035DPG42 Tender Option Bond Y 2022-11-07 2022-11-07 2044-12-30 Y Barclays Bank PLC 1.0000 7 Y N N 0.0227 1500000.00 1500000.00 0.0010 N N Y N New York City GO Bonds Fiscal 2021 Series F1 2.270000% 88035DPJ8 549300ABYZD2SFD5JB29 US88035DPJ80 Tender Option Bond Y 2022-11-07 2022-11-07 2042-04-06 Y Barclays Bank PLC 1.0000 7 Y N N 0.0227 2700000.00 2700000.00 0.0018 N N Y N New York City GO Bonds Fiscal 2020 Series D 2.270000% 88035DPM1 549300ABYZD2SFD5JB29 US88035DPM10 Tender Option Bond Y 2022-11-07 2022-11-07 2044-08-30 Y Barclays Bank PLC 1.0000 7 Y N N 0.0227 8650000.00 8650000.00 0.0058 N N Y N New York State Thruway Auth State Personal Income Tax RB Series 2022A 2.270000% 88035DPN9 US88035DPN92 Tender Option Bond Y 2022-11-07 2022-11-07 2045-03-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 5500000.00 5500000.00 0.0037 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2020A 2.270000% 88035DPQ2 549300C8XO7EXTX2XU71 US88035DPQ24 Tender Option Bond Y 2022-11-07 2022-11-07 2042-09-15 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 9265000.00 9265000.00 0.0062 N N Y N Triborough Bridge & Tunnel Auth Sales Tax RB Series 2022A 2.270000% 88035DPS8 54930020ZN4LQF7K3456 US88035DPS89 Tender Option Bond Y 2022-11-07 2022-11-07 2030-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y TRIBOROUGH NY BRIDGE & TUNNEL AUTH SALES TAX REVENUE Corporate Underlier 1.0000 0.0227 9375000.00 9375000.00 0.0063 N N Y N Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr. Lien Bonds Series 2022A 2.260000% 88035DR56 54930020ZN4LQF7K3456 US88035DR561 Tender Option Bond Y 2022-11-07 2022-11-07 2030-05-15 Y Citibank NA 1.0000 7 Y N Y TRIBOROUGH BRIDGE & TUNNEL AUTHORITY-PAYROLL TAX Corporate Underlier 1.0000 0.0226 2870000.00 2870000.00 0.0019 N N Y N Triborough Bridge & Tunnel Auth RB Series 2020A 2.270000% 88035DRQ0 54930020ZN4LQF7K3456 US88035DRQ06 Tender Option Bond Y 2022-11-07 2022-11-07 2028-11-15 Y Bank of America NA 1.0000 7 Y N N 0.0227 3860000.00 3860000.00 0.0026 N N Y N Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr. Lien Bonds Series 2022D2 2.270000% 88035DSE6 54930020ZN4LQF7K3456 US88035DSE66 Tender Option Bond Y 2022-11-07 2022-11-07 2029-11-15 Y Bank of America NA 1.0000 7 Y N Y TRIBOROUGH BRIDGE & TUNNEL AUTHORITY-PAYROLL TAX Corporate Underlier 1.0000 0.0227 1875000.00 1875000.00 0.0013 N N Y N Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr. Lien Bonds Series 2022D2 2.270000% 88035DSK2 54930020ZN4LQF7K3456 US88035DSK27 Tender Option Bond Y 2022-11-07 2022-11-07 2030-05-15 Y Bank of America NA 1.0000 7 Y N Y TRIBOROUGH BRIDGE & TUNNEL AUTHORITY-PAYROLL TAX Corporate Underlier 1.0000 0.0227 2100000.00 2100000.00 0.0014 N N Y N Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr. Lien Bonds Series 2022D2 2.270000% 88035DSP1 54930020ZN4LQF7K3456 US88035DSP14 Tender Option Bond Y 2022-11-07 2022-11-07 2030-05-15 Y Bank of America NA 1.0000 7 Y N Y TRIBOROUGH BRIDGE & TUNNEL AUTHORITY-PAYROLL TAX Corporate Underlier 1.0000 0.0227 2000000.00 2000000.00 0.0013 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2019D 2.270000% 88035DUD5 549300C8XO7EXTX2XU71 US88035DUD55 Tender Option Bond Y 2022-11-07 2022-11-07 2040-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 1700000.00 1700000.00 0.0011 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2022A 2.270000% 88035DYT6 54930039Y2EMGXN6LM88 US88035DYT61 Tender Option Bond Y 2022-11-07 2022-11-07 2030-09-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 8000000.00 8000000.00 0.0054 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2022A 2.270000% 88035DZH1 549300C8XO7EXTX2XU71 US88035DZH15 Tender Option Bond Y 2022-11-07 2022-11-07 2030-03-15 Y Royal Bank of Canada 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 5625000.00 5625000.00 0.0038 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2020C 2.270000% 88035DZK4 54930039Y2EMGXN6LM88 US88035DZK44 Tender Option Bond Y 2022-11-07 2022-11-07 2029-02-13 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0227 3390000.00 3390000.00 0.0023 N N Y N Tonawanda BAN 2022A 4.000000% 890210RF6 US890210RF61 Other Municipal Security Y 2023-08-25 2023-08-25 2023-08-25 N N N 0.0344 8035240.80 8035240.80 0.0054 N N N N Triborough Bridge & Tunnel Auth Sub Refunding RB Series 2013A 5.000000% 89602NG99 54930020ZN4LQF7K3456 US89602NG999 Other Municipal Security Y 2022-11-15 2022-11-15 2022-11-15 N N N 0.0329 290170.93 290170.93 0.0002 N N N N Triborough Bridge & Tunnel Auth Refunding RB Series 2012B 5.000000% 89602NZZ0 54930020ZN4LQF7K3456 US89602NZZ04 Other Municipal Security Y 2022-11-15 2022-11-15 2022-11-15 N N N 0.0305 1185803.54 1185803.54 0.0008 N N N N Triborough Bridge & Tunnel Auth Refunding RB Series 2005B-3 1.570000% 89602REB7 54930020ZN4LQF7K3456 US89602REB78 Variable Rate Demand Note Y 2022-11-01 2022-11-01 2032-01-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 N N N 0.0157 1650000.00 1650000.00 0.0011 N Y Y N UNITED STATES TREASURY United States Treasury 0.000000% 912796YG8 254900HROIFWPRGM1V77 US912796YG81 U.S. Treasury Debt Y 2022-11-01 2022-11-01 2022-11-01 N N N 0.0236 50400000.00 50400000.00 0.0339 N Y Y N Warren & Washington Cnty IDA Civic Facility RB (Glen at Hiland Meadows) Series 2000 2.440000% 934651AA8 US934651AA83 Variable Rate Demand Note Y 2022-11-07 2022-11-07 2030-12-15 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0244 670000.00 670000.00 0.0005 N N Y N The Charles Schwab Family of Funds 2022-11-07 Mark Fischer Mark Fischer Chief Financial Officer