0001145549-22-041818.txt : 20220708 0001145549-22-041818.hdr.sgml : 20220708 20220708155219 ACCESSION NUMBER: 0001145549-22-041818 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220708 DATE AS OF CHANGE: 20220708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 221074318 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York Municipal Money Fund C000012395 Investor Shares SWYXX C000219265 Ultra Shares SNYXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2022-06-30 0000857156 549300I77JNLD629OV19 S000004513 2 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 Deloitte & Touche LLP Denver CO Charles Schwab Investment Management, Inc. BNY Mellon Investment Servicing (US) Inc. 0000849542 084-01761 N N N Single State Y 14 16 734795459.02 821934855.31 795976329.33 815423460.91 0.00 0.8645 0.8953 0.8930 0.9049 0.0000 651301.81 902799394.59 902826131.93 1208981.56 2773844.25 901912571.05 901498391.0800 1.0000 0.0101 1.0005 1.0005 1.0004 1.0004 0.0000 C000012395 0.00 452422082.59 452214941.2800 1.0005 1.0005 1.0004 1.0004 0.0000 14906506.97 11901864.03 13518370.55 5081870.49 6397658.43 8043922.75 6612374.07 6936848.83 0.00 0.00 43051176.85 36471589.94 0.0067 Y Investment Advisor and its affiliates Contractual 9,537 C000219265 1000000.00 449490488.46 449283449.8000 1.0005 1.0005 1.0004 1.0004 0.0000 83816922.40 990591.28 27342616.28 2133648.29 19782751.38 27036542.92 26031503.03 3803915.25 0.00 0.00 137491615.28 45839542.90 0.0082 Y Investment Advisor and its affiliates Contractual 8,905 Battery Park City Auth Jr RB Series 2019D1 0.880000% 07133AJC7 US07133AJC71 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2038-11-01 Y TD Bank NA 1.0000 7 Y N N 0.0088 6000000.00 6000000.00 0.0067 N N Y N Canandaigua SD BAN 2022 3.250000% 137177US8 US137177US84 Other Municipal Security Y 2023-06-23 2023-06-23 2023-06-23 N N N 0.0224 8683573.08 8683573.08 0.0096 N N N N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2011 0.980000% 196220AA5 US196220AA57 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0098 8490000.00 8490000.00 0.0094 N N Y N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2013 0.980000% 196220AB3 US196220AB31 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0098 10440000.00 10440000.00 0.0116 N N Y N East Rochester Hsg Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.980000% 274722DX2 US274722DX22 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2041-01-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0098 11010000.00 11010000.00 0.0122 N N Y N New York City GO Bonds Fiscal 2018 Series B1 0.960000% 27884F4H0 549300ABYZD2SFD5JB29 US27884F4H03 Tender Option Bond Y 2022-07-07 2022-07-07 2040-10-01 Y US BANK NATIONAL ASSOCIATION 1.0000 7 Y N N 0.0096 4760000.00 4760000.00 0.0053 N N Y N Federal Home Loan Banks Federal Home Loan Banks 0.000000% 313385YU4 2549001DPIFGXC1TOL40 US313385YU40 U.S. Government Agency Debt Y 2022-07-01 2022-07-01 2022-07-01 N N N 0.0001 10000000.00 10000000.00 0.0111 N Y Y N Federal Home Loan Banks Federal Home Loan Banks 0.000000% 313385ZB5 2549001DPIFGXC1TOL40 US313385ZB59 U.S. Government Agency Debt Y 2022-07-08 2022-07-08 2022-07-08 N N N 0.0121 6998121.34 6998121.34 0.0078 N N Y N Lancaster IDA IDRB (Sealing Devices) Series 2016 0.960000% 514226AF6 US514226AF68 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2037-01-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0096 2680000.00 2680000.00 0.0030 N N Y N Lancaster IDA Civic Facility RB (GreenField Manor) Series 2000 1.050000% 514502AA1 US514502AA19 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2032-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0105 10500000.00 10500000.00 0.0116 N N Y N Lancaster IDA IDRB (Sealing Devices) Series 2007 0.980000% 514509AA6 US514509AA61 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2027-12-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0098 955000.00 955000.00 0.0011 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008A-1 0.600000% 59259N8Q9 5493000TKYODLXADQD60 US59259N8Q99 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2031-11-01 Y TD Bank NA 1.0000 1 N N N 0.0060 3255000.00 3255000.00 0.0036 N Y Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.940000% 59259NT37 5493000TKYODLXADQD60 US59259NT377 Tender Option Bond Y 2022-07-07 2022-07-07 2031-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 8000000.00 8000000.00 0.0089 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008A-2A 0.600000% 59260XBE7 5493000TKYODLXADQD60 US59260XBE76 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2026-11-01 Y TD Bank NA 1.0000 1 N N N 0.0060 1000000.00 1000000.00 0.0011 N Y Y N Metropolitan Transportation Auth Refunding RB Series 2020B2 0.910000% 59261AN37 5493000TKYODLXADQD60 US59261AN373 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2046-11-15 Y PNC BANK NATIONAL ASSOCIATION 1.0000 7 N N N 0.0091 5000000.00 5000000.00 0.0055 N N Y N Monroe Cnty IDA Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 0.980000% 610752CW5 US610752CW55 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2035-04-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0098 7485000.00 7485000.00 0.0083 N N Y N New York City GO Bonds Series 2013 A-5 0.910000% 64966J5W2 549300ABYZD2SFD5JB29 US64966J5W20 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2042-10-01 Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 7 N N N 0.0091 400000.00 400000.00 0.0004 N N Y N New York City GO Bonds Fiscal 2012 Series G6 0.610000% 64966JE77 549300ABYZD2SFD5JB29 US64966JE776 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2042-04-01 Y Mizuho Bank Ltd 1.0000 1 N N N 0.0061 575000.00 575000.00 0.0006 N Y Y N New York City GO Bonds Fiscal 2012 Series I 5.000000% 64966JN44 549300ABYZD2SFD5JB29 US64966JN447 Other Municipal Security Y 2022-08-01 2022-08-01 2022-08-01 N N N 0.0113 1002775.30 1002775.30 0.0011 N N N N New York City GO Bonds Fiscal 2012 Series A4 0.900000% 64966JQG4 549300ABYZD2SFD5JB29 US64966JQG49 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2038-08-01 Y MUFG BANK LTD 1.0000 7 N N N 0.0090 19300000.00 19300000.00 0.0214 N N Y N New York City GO Bonds Fiscal 1995 Series B5 5.000000% 64966KSR5 549300ABYZD2SFD5JB29 US64966KSR58 Other Municipal Security Y 2022-08-15 2022-08-15 2022-08-15 N N N 0.0115 100424.58 100424.58 0.0001 N N N N New York City GO Bonds Fiscal 2014 Series B 5.000000% 64966KU76 549300ABYZD2SFD5JB29 US64966KU762 Other Municipal Security Y 2022-08-01 2022-08-01 2022-08-01 N N N 0.0113 476318.27 476318.27 0.0005 N N N N New York City GO Bonds Fiscal 2013 Series J 5.000000% 64966KYV9 549300ABYZD2SFD5JB29 US64966KYV96 Other Municipal Security Y 2022-08-01 2022-08-01 2022-08-01 N N N 0.0113 100277.53 100277.53 0.0001 N N N N New York City GO Bonds Fiscal 2014 Series G 5.000000% 64966LDX6 549300ABYZD2SFD5JB29 US64966LDX64 Other Municipal Security Y 2022-08-01 2022-08-01 2022-08-01 N N N 0.0113 3484644.17 3484644.17 0.0039 N N N N New York City GO Bonds Fiscal 2015 Series F5 0.620000% 64966LU41 549300ABYZD2SFD5JB29 US64966LU414 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2044-06-01 Y Barclays Bank PLC 1.0000 1 Y N N 0.0062 500000.00 500000.00 0.0006 N Y Y N New York City GO Bonds Fiscal 2016 Series E 5.000000% 64966MAQ2 549300ABYZD2SFD5JB29 US64966MAQ24 Other Municipal Security Y 2022-08-01 2022-08-01 2022-08-01 N N N 0.0113 265735.45 265735.45 0.0003 N N N N New York City GO Bonds Fiscal 2017 Series A5 0.650000% 64966MGC7 549300ABYZD2SFD5JB29 US64966MGC73 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2044-08-01 Y JPMorgan Chase Bank NA 1.0000 1 Y N N 0.0065 540000.00 540000.00 0.0006 N Y Y N New York City GO Bonds Fiscal 2019 Series E 5.000000% 64966MP29 549300ABYZD2SFD5JB29 US64966MP297 Other Municipal Security Y 2022-08-01 2022-08-01 2022-08-01 N N N 0.0113 280777.08 280777.08 0.0003 N N N N New York City GO Bonds Fiscal 2018 Series 1 5.000000% 64966MRJ0 549300ABYZD2SFD5JB29 US64966MRJ08 Other Municipal Security Y 2022-08-01 2022-08-01 2022-08-01 N N N 0.0113 1002775.30 1002775.30 0.0011 N N N N New York City GO Bonds Fiscal 2022 Series D4 0.650000% 64966QA26 549300ABYZD2SFD5JB29 US64966QA266 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2052-05-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 Y N N 0.0065 10225000.00 10225000.00 0.0113 N Y Y N New York City Housing Development Corp M/F Mortgage RB (Granville Payne Apts) Series 2006A 0.970000% 64966TAB0 549300SQWVHKBRF8D702 US64966TAB08 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2039-06-01 Y Citibank NA 1.0000 7 N N N 0.0097 5110000.00 5110000.00 0.0057 N N Y N New York City IDA Empowerment Zone RB (Tiago Holdings) Series 2007 0.890000% 649705SZ4 549300XR20ZR5DHL9534 US649705SZ43 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2037-01-01 Y TD Bank NA 1.0000 7 N N N 0.0089 8350000.00 8350000.00 0.0093 N N Y N New York City Housing Development Corp M/F Rental Housing RB (Related - W 89th St) Series 2000A 0.970000% 64970HAP9 549300SQWVHKBRF8D702 US64970HAP91 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2029-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0097 2000000.00 2000000.00 0.0022 N N Y N New York City Housing Development Corp M/F Rental Housing RB (The Foundry) Series 2002A 0.950000% 64970HAW4 549300SQWVHKBRF8D702 US64970HAW43 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2032-08-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0095 4000000.00 4000000.00 0.0044 N N Y N New York City Housing Development Corp M/F Mortgage RB (State Renaissance Court) Series 2004A 0.960000% 64970VCG6 549300SQWVHKBRF8D702 US64970VCG68 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2037-06-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0096 8100000.00 8100000.00 0.0090 N N Y N New York City Housing Development Corp M/F Mortgage RB (East Clarke Place Associates) Series 2005A 1.000000% 64970VCY7 549300SQWVHKBRF8D702 US64970VCY74 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2037-09-01 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0100 2030000.00 2030000.00 0.0023 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series F1 0.940000% 64971Q6W8 5493003476LG35QAKM08 US64971Q6W81 Tender Option Bond Y 2022-07-07 2022-07-07 2039-05-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0094 950000.00 950000.00 0.0011 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal Series 2013 B 5.000000% 64971QYC1 5493003476LG35QAKM08 US64971QYC13 Other Municipal Security Y 2022-11-01 2022-11-01 2022-11-01 N N N 0.0125 698289.59 698289.59 0.0008 N N N N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2018 Series 1 5.000000% 64971W7L8 5493003476LG35QAKM08 US64971W7L81 Other Municipal Security Y 2022-11-01 2022-11-01 2022-11-01 N N N 0.0125 116381.60 116381.60 0.0001 N N N N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2016 Series E4 0.650000% 64971WE63 5493003476LG35QAKM08 US64971WE639 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2045-02-01 Y JPMorgan Chase Bank NA 1.0000 1 Y N N 0.0065 3775000.00 3775000.00 0.0042 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2014 Series A1 0.940000% 64971WGY0 5493003476LG35QAKM08 US64971WGY03 Tender Option Bond Y 2022-07-07 2022-07-07 2023-05-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0094 5780000.00 5780000.00 0.0064 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2017 Series B 5.000000% 64971WQ45 5493003476LG35QAKM08 US64971WQ450 Other Municipal Security Y 2022-08-01 2022-08-01 2022-08-01 N N N 0.0111 110306.91 110306.91 0.0001 N N N N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2016 Series A1 5.000000% 64971WWG1 5493003476LG35QAKM08 US64971WWG13 Other Municipal Security Y 2022-08-01 2022-08-01 2022-08-01 N N N 0.0111 225627.77 225627.77 0.0003 N N N N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2018 Series C6 0.890000% 64971XED6 5493003476LG35QAKM08 US64971XED66 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2047-05-01 Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 7 Y N N 0.0089 14100000.00 14100000.00 0.0156 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2019 Series A1 5.000000% 64971XEX2 5493003476LG35QAKM08 US64971XEX21 Other Municipal Security Y 2022-08-01 2022-08-01 2022-08-01 N N N 0.0111 486353.20 486353.20 0.0005 N N N N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2019 Series B4 0.650000% 64971XHT8 5493003476LG35QAKM08 US64971XHT81 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2042-08-01 Y JPMorgan Chase Bank NA 1.0000 1 Y N N 0.0065 1250000.00 1250000.00 0.0014 N Y Y N New York City Housing Development Corp M/F Housing RB Series 2022C3 0.910000% 64972ET25 549300SQWVHKBRF8D702 US64972ET252 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2062-05-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0091 2500000.00 2500000.00 0.0028 N N Y N New York City Housing Development Corp M/F Housing RB Series 2021F3 0.900000% 64972EXV6 549300SQWVHKBRF8D702 US64972EXV63 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2061-05-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0090 3600000.00 3600000.00 0.0040 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2014 Series AA4 0.640000% 64972GCT9 549300Q2EHQ6RJPQKP05 US64972GCT94 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2049-06-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 Y N N 0.0064 500000.00 500000.00 0.0006 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2013 Series BB 0.940000% 64972GEA8 549300Q2EHQ6RJPQKP05 US64972GEA85 Tender Option Bond Y 2022-07-07 2022-07-07 2022-07-21 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0094 770000.00 770000.00 0.0009 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2016 Series AA2 0.920000% 64972GJQ8 549300Q2EHQ6RJPQKP05 US64972GJQ82 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2048-06-15 Y PNC BANK NATIONAL ASSOCIATION 1.0000 7 Y N N 0.0092 2000000.00 2000000.00 0.0022 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB2 0.620000% 64972GML5 549300Q2EHQ6RJPQKP05 US64972GML58 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2049-06-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 Y N N 0.0062 22500000.00 22500000.00 0.0249 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2015 Series BB4 0.620000% 64972GRG1 549300Q2EHQ6RJPQKP05 US64972GRG19 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2050-06-15 Y Barclays Bank PLC 1.0000 1 Y N N 0.0062 1255000.00 1255000.00 0.0014 N Y Y N New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B1 1.060000% 64972RAQ3 US64972RAQ39 Other Municipal Security Y 2022-07-07 2022-12-29 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0163 10904712.07 10904712.07 0.0121 N N N N New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B2 0.950000% 64972SAT5 US64972SAT50 Other Municipal Security Y 2022-07-07 2022-08-29 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0120 5499917.50 5499917.50 0.0061 N N N N New York State Power Auth CP Series 2 1.100000% 64985NNA8 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2022-07-11 2022-07-11 2022-07-11 N N N 0.0090 16000958.40 16000958.40 0.0177 N N N N New York State Power Auth CP Series 2 0.780000% 64985NNB6 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2022-07-06 2022-07-06 2022-07-06 N N N 0.0083 1520987.38 1520987.38 0.0017 N N Y N New York State Power Auth CP Series 2 1.000000% 64985NNC4 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2022-07-06 2022-07-06 2022-07-06 N N N 0.0075 1461059.90 1461059.90 0.0016 N N Y N New York State HFA Housing RB (900 8th Avenue) Series 2002A 0.980000% 64986MD44 5493000LS7KCDB02O506 US64986MD440 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2035-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0098 4100000.00 4100000.00 0.0045 N N Y N New York State HFA Housing RB (Theatre Row Tower) Series 2000A 0.970000% 64986MD51 5493000LS7KCDB02O506 US64986MD515 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2032-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0097 11700000.00 11700000.00 0.0130 N N Y N New York State HFA Housing RB (Saville Housing) Series 2002A 0.950000% 64986MD85 5493000LS7KCDB02O506 US64986MD853 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2035-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0095 30000000.00 30000000.00 0.0333 N N Y N New York State HFA Housing RB (Tribeca Park) Series 1997A 0.930000% 64986MDT9 5493000LS7KCDB02O506 US64986MDT99 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2029-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0093 6100000.00 6100000.00 0.0068 N N Y N New York State HFA Housing RB (55 W 25th Street) Series 2005A 0.950000% 64986ME68 5493000LS7KCDB02O506 US64986ME687 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2038-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0095 19000000.00 19000000.00 0.0211 N N Y N New York State HFA Housing RB (Gateway to New Cassel) Series 2006A 1.010000% 64986MF34 5493000LS7KCDB02O506 US64986MF346 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2039-11-01 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0101 5200000.00 5200000.00 0.0058 N N Y N New York State HFA Housing RB (750 6th Ave) Series 1998A 0.950000% 64986MFM2 5493000LS7KCDB02O506 US64986MFM29 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2031-05-15 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 7 N N N 0.0095 2000000.00 2000000.00 0.0022 N N Y N New York State HFA Housing RB (316 11th Ave) Series 2007A 0.970000% 64986MK79 5493000LS7KCDB02O506 US64986MK791 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0097 19995000.00 19995000.00 0.0222 N N Y N New York State HFA Housing RB (250 W 93rd St) Series 2005A 0.940000% 64986MM44 5493000LS7KCDB02O506 US64986MM441 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2038-11-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 7 N N N 0.0094 12975000.00 12975000.00 0.0144 N N Y N New York State HFA Housing RB (Historic Front St) Series 2003A 0.910000% 64986MQP3 5493000LS7KCDB02O506 US64986MQP31 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2036-11-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 7 N N N 0.0091 5000000.00 5000000.00 0.0055 N N Y N New York State HFA Housing RB (W. 23rd St.) Series 2001A 0.920000% 64986MQT5 5493000LS7KCDB02O506 US64986MQT52 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2033-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0092 6000000.00 6000000.00 0.0067 N N Y N New York State HFA Housing RB (West Village Apts) Series 2008A 1.010000% 64986MS89 5493000LS7KCDB02O506 US64986MS893 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2039-11-01 Y Citibank NA 1.0000 7 N N N 0.0101 5100000.00 5100000.00 0.0057 N N Y N New York State HFA Housing RB (600 W 42nd Street) Series 2007A 0.980000% 64986UMN4 5493000LS7KCDB02O506 US64986UMN45 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0098 26240000.00 26240000.00 0.0291 N N Y N New York State HFA Housing RB (600 W 42nd St) Series 2008A 0.960000% 64986UMP9 5493000LS7KCDB02O506 US64986UMP92 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0096 22060000.00 22060000.00 0.0245 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 236 0.930000% 64988YLP0 549300ZQWNLLIG564027 US64988YLP06 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2039-10-01 Y UBS AG 1.0000 7 Y N Y NEW YORK ST MTG AGY HOMEOWNER MTG Corporate Underlier 1.0000 0.0093 12280000.00 12280000.00 0.0136 N N Y N New York State Power Auth CP Series 1 0.800000% 64989MD74 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2022-07-13 2022-07-13 2022-07-13 N N N 0.0100 2399827.20 2399827.20 0.0027 N N N N NEW YORK STATE DORMITORY AUTH State Personal Income Tax Refunding RB Series 2012A 4.000000% 64990ECW5 549300C8XO7EXTX2XU71 US64990ECW57 Other Municipal Security Y 2022-12-15 2022-12-15 2022-12-15 N N Y Escrow Escrow 1.0000 0.0133 101180.61 101180.61 0.0001 N N N N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 3 0.960000% 670656602 549300V4X2BF3UXSCQ58 US6706566022 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2040-12-01 Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 7 N N N 0.0096 2700000.00 2700000.00 0.0030 N N Y N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 5 0.950000% 670656875 549300V4X2BF3UXSCQ58 US6706568754 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2046-06-01 Y Toronto-Dominion Bank/The 1.0000 7 N N N 0.0095 40000000.00 40000000.00 0.0444 N N Y N Onondaga Cnty IDA IDRB (G.A. Braun Inc) Series 2007 1.130000% 682750EC4 US682750EC41 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2034-06-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0113 4695000.00 4695000.00 0.0052 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 177th Series 0.980000% 73358WMU5 54930006MR4KZ4W74Z83 US73358WMU52 Tender Option Bond Y 2022-07-07 2022-07-07 2022-07-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0098 1700000.00 1700000.00 0.0019 N N Y N Port Auth of New York & New Jersey CP Series A 1.250000% 73359AWM9 54930006MR4KZ4W74Z83 Non-Financial Company Commercial Paper Y 2022-07-21 2022-07-21 2022-07-21 N N N 0.0115 11000621.50 11000621.50 0.0122 N N N N New York City GO Bonds Fiscal 2012 Series D3B 0.940000% 74926Y3L3 549300ABYZD2SFD5JB29 US74926Y3L34 Tender Option Bond Y 2022-07-07 2022-07-07 2026-06-28 Y Royal Bank of Canada 1.0000 7 Y N N 0.0094 1900000.00 1900000.00 0.0021 N N Y N New York City GO Bonds Fiscal 2015 Series F7 0.940000% 74926Y3Q2 549300ABYZD2SFD5JB29 US74926Y3Q21 Tender Option Bond Y 2022-07-07 2022-07-07 2026-06-28 Y Royal Bank of Canada 1.0000 7 Y N N 0.0094 7830000.00 7830000.00 0.0087 N N Y N New York City GO Bonds Fiscal 2006 Series I5 0.940000% 74934RA97 549300ABYZD2SFD5JB29 US74934RA971 Tender Option Bond Y 2022-07-07 2022-07-07 2023-05-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0094 1500000.00 1500000.00 0.0017 N N Y N Battery Park City Auth Jr RB Series 2019E 0.940000% 74934RF84 US74934RF848 Tender Option Bond Y 2022-07-07 2022-07-07 2023-08-06 Y Royal Bank of Canada 1.0000 7 Y N N 0.0094 5660000.00 5660000.00 0.0063 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 0.680000% 74934RLQ7 549300Q2EHQ6RJPQKP05 US74934RLQ73 Tender Option Bond Y 2022-07-01 2022-07-01 2022-07-15 Y Royal Bank of Canada 1.0000 1 Y N N 0.0068 4935000.00 4935000.00 0.0055 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2016 Series AA3 0.680000% 74934RLV6 549300Q2EHQ6RJPQKP05 US74934RLV68 Tender Option Bond Y 2022-07-01 2022-07-01 2022-07-15 Y Royal Bank of Canada 1.0000 1 Y N N 0.0068 675000.00 675000.00 0.0007 N Y Y N NEW YORK STATE DORMITORY AUTH NYC Court Facilities Lease RB Series 2005B 0.940000% 74934RP59 549300C8XO7EXTX2XU71 US74934RP599 Tender Option Bond Y 2022-07-07 2022-07-07 2024-11-01 Y Royal Bank of Canada 1.0000 7 N N N 0.0094 7000000.00 7000000.00 0.0078 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series CC 0.940000% 74934RVR4 549300Q2EHQ6RJPQKP05 US74934RVR47 Tender Option Bond Y 2022-07-07 2022-07-07 2022-11-15 Y Royal Bank of Canada 1.0000 7 Y N N 0.0094 1000000.00 1000000.00 0.0011 N N Y N Ravena-Coeymans-Selkirk CSD BAN 2021 1.500000% 754229FX5 US754229FX52 Other Municipal Security Y 2022-08-12 2022-08-12 2022-08-12 N N N 0.0131 5651168.42 5651168.42 0.0063 N N N N Rondout Valley CSD GO BANs 2022 3.500000% 776327HP6 US776327HP62 Other Municipal Security Y 2023-06-28 2023-06-28 2023-06-28 N N N 0.0276 7050552.60 7050552.60 0.0078 N N N N New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.940000% 88033LA25 54930039Y2EMGXN6LM88 US88033LA250 Tender Option Bond Y 2022-07-07 2022-07-07 2022-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 4665000.00 4665000.00 0.0052 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 0.940000% 88033LSR1 US88033LSR14 Tender Option Bond Y 2022-07-07 2022-07-07 2022-10-15 Y JPMorgan Chase Bank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0094 1085000.00 1085000.00 0.0012 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013 0.940000% 88033LZE2 US88033LZE28 Tender Option Bond Y 2022-07-07 2022-07-07 2023-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 3355000.00 3355000.00 0.0037 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013 0.940000% 88033M2A4 US88033M2A40 Tender Option Bond Y 2022-07-07 2022-07-07 2023-06-15 Y UBS AG 1.0000 7 Y N N 0.0094 24375000.00 24375000.00 0.0270 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2016A 0.940000% 88033ME52 5493000TKYODLXADQD60 US88033ME524 Tender Option Bond Y 2022-07-07 2022-07-07 2024-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 1345000.00 1345000.00 0.0015 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 0.940000% 88033MEU7 5493003476LG35QAKM08 US88033MEU71 Tender Option Bond Y 2022-07-07 2022-07-07 2023-07-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0094 8000000.00 8000000.00 0.0089 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2015E 0.940000% 88033MGE1 549300C8XO7EXTX2XU71 US88033MGE12 Tender Option Bond Y 2022-07-07 2022-07-07 2023-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 4950000.00 4950000.00 0.0055 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.990000% 88033MHQ3 54930006MR4KZ4W74Z83 US88033MHQ33 Tender Option Bond Y 2022-07-07 2022-07-07 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0099 8500000.00 8500000.00 0.0094 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.990000% 88033MJS7 54930006MR4KZ4W74Z83 US88033MJS70 Tender Option Bond Y 2022-07-07 2022-07-07 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0099 3300000.00 3300000.00 0.0037 N N Y N NEW YORK STATE DORMITORY AUTH State Sales Tax RB Series 2015B 0.940000% 88033MKH9 549300C8XO7EXTX2XU71 US88033MKH96 Tender Option Bond Y 2022-07-07 2022-07-07 2023-09-15 Y Wells Fargo Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0094 7960000.00 7960000.00 0.0088 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2017A 0.940000% 88033U6W4 5493000TKYODLXADQD60 US88033U6W43 Tender Option Bond Y 2022-07-07 2022-07-07 2025-05-15 Y Barclays Bank PLC 1.0000 7 Y N N 0.0094 7500000.00 7500000.00 0.0083 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 0.940000% 88033UC56 549300Q2EHQ6RJPQKP05 US88033UC562 Tender Option Bond Y 2022-07-07 2022-07-07 2024-12-15 Y Barclays Bank PLC 1.0000 7 Y N N 0.0094 4350000.00 4350000.00 0.0048 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD&EE 0.940000% 88033UC72 549300Q2EHQ6RJPQKP05 US88033UC729 Tender Option Bond Y 2022-07-07 2022-07-07 2025-05-28 Y Barclays Bank PLC 1.0000 7 Y N N 0.0094 250000.00 250000.00 0.0003 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2013A 0.940000% 88033UCA5 549300C8XO7EXTX2XU71 US88033UCA51 Tender Option Bond Y 2022-07-07 2022-07-07 2022-08-15 Y JPMorgan Chase Bank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0094 2000000.00 2000000.00 0.0022 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2015 Series FF 0.940000% 88033UH36 549300Q2EHQ6RJPQKP05 US88033UH363 Tender Option Bond Y 2022-07-07 2022-07-07 2023-06-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0094 4000000.00 4000000.00 0.0044 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2016B-1 0.940000% 88033UXD6 5493000TKYODLXADQD60 US88033UXD61 Tender Option Bond Y 2022-07-07 2022-07-07 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 3335000.00 3335000.00 0.0037 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 0.960000% 88033YPZ8 54930006MR4KZ4W74Z83 US88033YPZ87 Tender Option Bond Y 2022-07-07 2022-07-07 2025-05-15 Y Citibank NA 1.0000 7 Y N N 0.0096 2500000.00 2500000.00 0.0028 N N Y N NEW YORK STATE DORMITORY AUTH State Sales Tax RB Series 2018C 0.940000% 88034M5J1 549300C8XO7EXTX2XU71 US88034M5J12 Tender Option Bond Y 2022-07-07 2022-07-07 2026-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0094 7680000.00 7680000.00 0.0085 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 0.950000% 88034M7P5 54930006MR4KZ4W74Z83 US88034M7P53 Tender Option Bond Y 2022-07-07 2022-07-07 2025-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0095 2000000.00 2000000.00 0.0022 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2013 Series S1 0.940000% 88034MR24 5493003476LG35QAKM08 US88034MR243 Tender Option Bond Y 2022-07-07 2022-07-07 2042-07-15 Y Bank of America NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0094 6000000.00 6000000.00 0.0067 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2017E 0.940000% 88034MXC5 549300QJ33JJW73OQO60 US88034MXC53 Tender Option Bond Y 2022-07-07 2022-07-07 2025-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 5000000.00 5000000.00 0.0055 N N Y N New York City Transitional Finance Auth Future Tax Sec Sub Bonds Fiscal Series 2018C3 & 2020B1 & 2021C1 0.940000% 88034MXR2 5493003476LG35QAKM08 US88034MXR23 Tender Option Bond Y 2022-07-07 2022-07-07 2028-12-01 Y Bank of America NA 1.0000 7 Y N N 0.0094 7795000.00 7795000.00 0.0086 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2019A 0.940000% 88034N4F8 54930039Y2EMGXN6LM88 US88034N4F80 Tender Option Bond Y 2022-07-07 2022-07-07 2026-09-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 3330000.00 3330000.00 0.0037 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2017B-1 0.950000% 88034NAP9 5493000TKYODLXADQD60 US88034NAP96 Tender Option Bond Y 2022-07-07 2022-07-07 2025-11-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0095 7500000.00 7500000.00 0.0083 N N Y N New York City GO Bonds Fiscal 2019 Series D 0.940000% 88034NK37 549300ABYZD2SFD5JB29 US88034NK378 Tender Option Bond Y 2022-07-07 2022-07-07 2026-12-01 Y Bank of America NA 1.0000 7 Y N N 0.0094 4005000.00 4005000.00 0.0044 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2018A, 2021E, 2022A, 2019A 0.940000% 88034NP99 549300C8XO7EXTX2XU71 US88034NP997 Tender Option Bond Y 2022-07-07 2022-07-07 2043-11-01 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 9310000.00 9310000.00 0.0103 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2018A 0.940000% 88034NR22 549300C8XO7EXTX2XU71 US88034NR225 Tender Option Bond Y 2022-07-07 2022-07-07 2026-09-15 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 2830000.00 2830000.00 0.0031 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2019 Series EE2 0.940000% 88034REX9 549300Q2EHQ6RJPQKP05 US88034REX98 Tender Option Bond Y 2022-07-07 2022-07-07 2026-12-15 Y Bank of America NA 1.0000 7 Y N N 0.0094 635000.00 635000.00 0.0007 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2019D 0.940000% 88034U5J3 549300C8XO7EXTX2XU71 US88034U5J31 Tender Option Bond Y 2022-07-07 2022-07-07 2028-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 905000.00 905000.00 0.0010 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2019D 0.940000% 88034UTB4 549300C8XO7EXTX2XU71 US88034UTB43 Tender Option Bond Y 2022-07-07 2022-07-07 2027-08-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 5315000.00 5315000.00 0.0059 N N Y N New York State Urban Development Corp State Sales Tax RB Series 2019A 2021A 0.940000% 88034UWC8 54930039Y2EMGXN6LM88 US88034UWC88 Tender Option Bond Y 2022-07-07 2022-07-07 2029-09-01 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0094 2770000.00 2770000.00 0.0031 N N Y N New York City GO Bonds Fiscal 2021 Series A1 0.940000% 88034W4B7 549300ABYZD2SFD5JB29 US88034W4B77 Tender Option Bond Y 2022-07-07 2022-07-07 2028-08-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 1245000.00 1245000.00 0.0014 N N Y N New York State Power Auth RB Series 2020A 0.940000% 88034WLA0 I5P1GEYFGGMMDOFX2L30 US88034WLA08 Tender Option Bond Y 2022-07-07 2022-07-07 2027-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0094 3325000.00 3325000.00 0.0037 N N Y N New York City GO Bonds Fiscal 2021 Series C 0.940000% 88034XDQ2 549300ABYZD2SFD5JB29 US88034XDQ25 Tender Option Bond Y 2022-07-07 2022-07-07 2028-08-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0094 3340000.00 3340000.00 0.0037 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2020A 0.940000% 88034XDS8 549300C8XO7EXTX2XU71 US88034XDS80 Tender Option Bond Y 2022-07-07 2022-07-07 2028-09-15 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 1900000.00 1900000.00 0.0021 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2020A 0.940000% 88034XDX7 549300C8XO7EXTX2XU71 US88034XDX75 Tender Option Bond Y 2022-07-07 2022-07-07 2028-09-15 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 410000.00 410000.00 0.0005 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2021 Series S1 0.940000% 88034XFR8 5493003476LG35QAKM08 US88034XFR89 Tender Option Bond Y 2022-07-07 2022-07-07 2028-08-03 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0094 13470000.00 13470000.00 0.0149 N N Y N New York City GO Bonds Fiscal 2021 Series F1 0.940000% 88034XYP1 549300ABYZD2SFD5JB29 US88034XYP13 Tender Option Bond Y 2022-07-07 2022-07-07 2029-03-01 Y Bank of America NA 1.0000 7 Y N N 0.0094 3400000.00 3400000.00 0.0038 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 231 0.940000% 88034XZX3 549300ZQWNLLIG564027 US88034XZX38 Tender Option Bond Y 2022-07-07 2022-07-07 2028-04-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0094 3495000.00 3495000.00 0.0039 N N Y N Triborough Bridge & Tunnel Auth RB Series 2021A 0.940000% 88034Y4R8 54930020ZN4LQF7K3456 US88034Y4R83 Tender Option Bond Y 2022-07-07 2022-07-07 2029-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 950000.00 950000.00 0.0011 N N Y N New York City GO Bonds Fiscal 2020 Series D1 0.940000% 88034Y4Z0 549300ABYZD2SFD5JB29 US88034Y4Z00 Tender Option Bond Y 2022-07-07 2022-07-07 2028-03-01 Y Citibank NA 1.0000 7 Y N N 0.0094 3000000.00 3000000.00 0.0033 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2022 Series AA 0.940000% 88034YEE6 549300Q2EHQ6RJPQKP05 US88034YEE68 Tender Option Bond Y 2022-07-07 2022-07-07 2029-06-15 Y UBS AG 1.0000 7 Y N N 0.0094 570000.00 570000.00 0.0006 N N Y N New York State Thruway Auth State Personal Income Tax RB Series 2021A1 0.940000% 88034YHU7 US88034YHU73 Tender Option Bond Y 2022-07-07 2022-07-07 2029-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 520000.00 520000.00 0.0006 N N Y N New York Liberty Development Corp Liberty Refunding RB (4WTC) Series 2021A 0.940000% 88034YQ37 US88034YQ372 Tender Option Bond Y 2022-07-07 2022-07-07 2029-11-01 Y Bank of America NA 1.0000 7 N N N 0.0094 3090000.00 3090000.00 0.0034 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 207th Series 0.980000% 88035A2X8 54930006MR4KZ4W74Z83 US88035A2X84 Tender Option Bond Y 2022-07-07 2022-07-07 2027-01-17 Y Barclays Bank PLC 1.0000 7 Y N N 0.0098 2665000.00 2665000.00 0.0030 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 221st Series 0.980000% 88035A2Z3 54930006MR4KZ4W74Z83 US88035A2Z33 Tender Option Bond Y 2022-07-07 2022-07-07 2047-01-15 Y Barclays Bank PLC 1.0000 7 Y N N 0.0098 1310000.00 1310000.00 0.0015 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 231st Series 0.990000% 88035A3G4 54930006MR4KZ4W74Z83 US88035A3G43 Tender Option Bond Y 2022-07-07 2022-07-07 2030-02-01 Y Bank of America NA 1.0000 7 Y N N 0.0099 655000.00 655000.00 0.0007 N N Y N Triborough Bridge & Tunnel Auth RB (MTA Bridges & Tunnels) Series 2021A 0.940000% 88035A3T6 54930020ZN4LQF7K3456 US88035A3T63 Tender Option Bond Y 2022-07-07 2022-07-07 2029-05-15 Y Bank of America NA 1.0000 7 Y N N 0.0094 1875000.00 1875000.00 0.0021 N N Y N Triborough Bridge & Tunnel Auth Sr. Lien RB Series 2022C 0.940000% 88035A5E7 54930020ZN4LQF7K3456 US88035A5E76 Tender Option Bond Y 2022-07-07 2022-07-07 2030-05-15 Y Royal Bank of Canada 1.0000 7 Y N Y MTA PAYROLL MOBILITY TAX BONDS Corporate Underlier 1.0000 0.0094 3150000.00 3150000.00 0.0035 N N Y N New York State Power Auth RB Series 2020A 0.940000% 88035A5U1 I5P1GEYFGGMMDOFX2L30 US88035A5U19 Tender Option Bond Y 2022-07-07 2022-07-07 2043-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0094 8000000.00 8000000.00 0.0089 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2022A 0.940000% 88035A6T3 549300C8XO7EXTX2XU71 US88035A6T37 Tender Option Bond Y 2022-07-07 2022-07-07 2030-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 4000000.00 4000000.00 0.0044 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2022 Series B1 0.940000% 88035A6X4 5493003476LG35QAKM08 US88035A6X49 Tender Option Bond Y 2022-07-07 2022-07-07 2029-08-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 2000000.00 2000000.00 0.0022 N N Y N New York State Thruway Auth State Personal Income Tax RB Series 2021A1 0.940000% 88035A7M7 US88035A7M74 Tender Option Bond Y 2022-07-07 2022-07-07 2051-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 6500000.00 6500000.00 0.0072 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2022A 0.940000% 88035A8S3 549300C8XO7EXTX2XU71 US88035A8S36 Tender Option Bond Y 2022-07-07 2022-07-07 2042-09-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 2300000.00 2300000.00 0.0026 N N Y N NEW YORK STATE DORMITORY AUTH RB (Northwell Health) Series 2022A 0.960000% 88035AB26 549300C8XO7EXTX2XU71 US88035AB264 Tender Option Bond Y 2022-07-07 2022-07-07 2045-04-01 Y Bank of America NA 1.0000 7 N N N 0.0096 2665000.00 2665000.00 0.0030 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2022 Series B1 0.940000% 88035AC41 5493003476LG35QAKM08 US88035AC411 Tender Option Bond Y 2022-07-07 2022-07-07 2033-08-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0094 1840000.00 1840000.00 0.0020 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2022A 0.940000% 88035ADT5 549300C8XO7EXTX2XU71 US88035ADT51 Tender Option Bond Y 2022-07-07 2022-07-07 2030-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 4000000.00 4000000.00 0.0044 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2022A 0.940000% 88035ADY4 549300C8XO7EXTX2XU71 US88035ADY47 Tender Option Bond Y 2022-07-07 2022-07-07 2030-03-21 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 3900000.00 3900000.00 0.0043 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2022A 0.940000% 88035AEB3 549300C8XO7EXTX2XU71 US88035AEB35 Tender Option Bond Y 2022-07-07 2022-07-07 2030-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 1980000.00 1980000.00 0.0022 N N Y N New York State Thruway Auth State Personal Income Tax RB Series 2021A-1 0.940000% 88035AEH0 US88035AEH05 Tender Option Bond Y 2022-07-07 2022-07-07 2044-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 4700000.00 4700000.00 0.0052 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2020 Series C1 0.940000% 88035AEU1 5493003476LG35QAKM08 US88035AEU16 Tender Option Bond Y 2022-07-07 2022-07-07 2029-02-11 Y Barclays Bank PLC 1.0000 7 Y N N 0.0094 1700000.00 1700000.00 0.0019 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 230th Series 0.950000% 88035AF22 54930006MR4KZ4W74Z83 US88035AF224 Tender Option Bond Y 2022-07-07 2022-07-07 2030-06-01 Y Bank of America NA 1.0000 7 Y N N 0.0095 895000.00 895000.00 0.0010 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2022 Series F1 0.940000% 88035AGK1 5493003476LG35QAKM08 US88035AGK16 Tender Option Bond Y 2022-07-07 2022-07-07 2030-02-13 Y Barclays Bank PLC 1.0000 7 Y N N 0.0094 900000.00 900000.00 0.0010 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2022 Series F1 0.940000% 88035AGR6 5493003476LG35QAKM08 US88035AGR68 Tender Option Bond Y 2022-07-07 2022-07-07 2030-02-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 1105000.00 1105000.00 0.0012 N N Y N New York State Urban Development Corp State Sales Tax RB Series 2021A 0.940000% 88035AGX3 54930039Y2EMGXN6LM88 US88035AGX37 Tender Option Bond Y 2022-07-07 2022-07-07 2029-09-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0094 6700000.00 6700000.00 0.0074 N N Y N New York State Thruway Auth State Personal Income Tax RB Series 2021A1 0.940000% 88035AH20 US88035AH204 Tender Option Bond Y 2022-07-07 2022-07-07 2050-03-29 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 790000.00 790000.00 0.0009 N N Y N Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr Lien Bonds Series 2022C 0.940000% 88035AH61 54930020ZN4LQF7K3456 US88035AH618 Tender Option Bond Y 2022-07-07 2022-07-07 2030-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y MTA PAYROLL MOBILITY TAX BONDS Corporate Underlier 1.0000 0.0094 5625000.00 5625000.00 0.0062 N N Y N New York State Power Auth RB Series 2020A 0.940000% 88035AKJ9 I5P1GEYFGGMMDOFX2L30 US88035AKJ96 Tender Option Bond Y 2022-07-07 2022-07-07 2028-05-15 Y Royal Bank of Canada 1.0000 7 Y N N 0.0094 1340000.00 1340000.00 0.0015 N N Y N New York City GO Bonds Fiscal 2018 Series F1 0.940000% 88035AKY6 549300ABYZD2SFD5JB29 US88035AKY63 Tender Option Bond Y 2022-07-07 2022-07-07 2026-10-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 2515000.00 2515000.00 0.0028 N N Y N New York State Power Auth RB Series 2020A 0.940000% 88035ALA7 I5P1GEYFGGMMDOFX2L30 US88035ALA78 Tender Option Bond Y 2022-07-07 2022-07-07 2028-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 1000000.00 1000000.00 0.0011 N N Y N Triborough Bridge & Tunnel Auth Payroll Mobility Tax Sr Lien Bonds Series 2021A1 0.940000% 88035AM81 54930020ZN4LQF7K3456 US88035AM816 Tender Option Bond Y 2022-07-07 2022-07-07 2029-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y MTA PAYROLL MOBILITY TAX BONDS Corporate Underlier 1.0000 0.0094 7970000.00 7970000.00 0.0088 N N Y N NEW YORK STATE DORMITORY AUTH State Sales Tax RB Series 2018E 0.930000% 88035AN98 549300C8XO7EXTX2XU71 US88035AN988 Tender Option Bond Y 2022-07-07 2022-07-07 2027-03-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0093 9570000.00 9570000.00 0.0106 N N Y N New York City GO Bonds Fiscal 2020 Series A1 0.940000% 88035ANS6 549300ABYZD2SFD5JB29 US88035ANS68 Tender Option Bond Y 2022-07-07 2022-07-07 2028-02-01 Y Bank of America NA 1.0000 7 Y N N 0.0094 4260000.00 4260000.00 0.0047 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2020A 2021A 0.940000% 88035AQJ3 549300C8XO7EXTX2XU71 US88035AQJ33 Tender Option Bond Y 2022-07-07 2022-07-07 2040-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0094 735000.00 735000.00 0.0008 N N Y N New York State Power Auth RB Series 2020A 0.940000% 88035AQT1 I5P1GEYFGGMMDOFX2L30 US88035AQT15 Tender Option Bond Y 2022-07-07 2022-07-07 2043-05-15 Y Citibank NA 1.0000 7 Y N N 0.0094 1500000.00 1500000.00 0.0017 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2022 & 2021 Series CC1 0.940000% 88035AR52 549300Q2EHQ6RJPQKP05 US88035AR526 Tender Option Bond Y 2022-07-07 2022-07-07 2029-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 8000000.00 8000000.00 0.0089 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2022 Series F1 0.940000% 88035AR86 5493003476LG35QAKM08 US88035AR864 Tender Option Bond Y 2022-07-07 2022-07-07 2030-02-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 1000000.00 1000000.00 0.0011 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2020A 0.940000% 88035ARX1 54930020ZN4LQF7K3456 US88035ARX18 Tender Option Bond Y 2022-07-07 2022-07-07 2028-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 3655000.00 3655000.00 0.0041 N N Y N New York City GO Bonds Fiscal 2022 Series D1 0.940000% 88035AS51 549300ABYZD2SFD5JB29 US88035AS516 Tender Option Bond Y 2022-07-07 2022-07-07 2030-05-01 Y Bank of America NA 1.0000 7 Y N N 0.0094 1440000.00 1440000.00 0.0016 N N Y N New York City GO Bonds Fiscal 2022 Series D1 0.940000% 88035AX63 549300ABYZD2SFD5JB29 US88035AX631 Tender Option Bond Y 2022-07-07 2022-07-07 2050-05-01 Y Bank of America NA 1.0000 7 Y N N 0.0094 2045000.00 2045000.00 0.0023 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2021 Series CC1 0.940000% 88035AXL0 549300Q2EHQ6RJPQKP05 US88035AXL06 Tender Option Bond Y 2022-07-07 2022-07-07 2045-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0094 665000.00 665000.00 0.0007 N N Y N Triborough Bridge & Tunnel Auth Sr Lien RB (MTA Bridges & Tunnels) Series 2022C 0.940000% 88035AYK1 54930020ZN4LQF7K3456 US88035AYK14 Tender Option Bond Y 2022-07-07 2022-07-07 2030-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y MTA PAYROLL MOBILITY TAX BONDS Corporate Underlier 1.0000 0.0094 1040000.00 1040000.00 0.0012 N N Y N Triborough Bridge & Tunnel Auth Sr. Lien RB (MTA Bridges & Tunnels) Series 2022C 0.940000% 88035AYN5 54930020ZN4LQF7K3456 US88035AYN52 Tender Option Bond Y 2022-07-07 2022-07-07 2030-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y MTA PAYROLL MOBILITY TAX BONDS Corporate Underlier 1.0000 0.0094 5330000.00 5330000.00 0.0059 N N Y N Triborough Bridge & Tunnel Auth Sr Lien RB (MTA Bridges & Tunnels) Series 2022C 0.940000% 88035AYR6 54930020ZN4LQF7K3456 US88035AYR66 Tender Option Bond Y 2022-07-07 2022-07-07 2030-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y MTA PAYROLL MOBILITY TAX BONDS Corporate Underlier 1.0000 0.0094 2670000.00 2670000.00 0.0030 N N Y N New York City GO Bonds Fiscal 2018 Series F1 0.940000% 88035AZP9 549300ABYZD2SFD5JB29 US88035AZP91 Tender Option Bond Y 2022-07-07 2022-07-07 2026-10-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0094 3705000.00 3705000.00 0.0041 N N Y N Triborough Bridge & Tunnel Auth Refunding RB Series 2005B-3 0.640000% 89602REB7 54930020ZN4LQF7K3456 US89602REB78 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2032-01-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 N N N 0.0064 500000.00 500000.00 0.0006 N Y Y N Triborough Bridge & Tunnel Auth General RB Series 2003B1 0.650000% 89602RHH1 54930020ZN4LQF7K3456 US89602RHH12 Variable Rate Demand Note Y 2022-07-01 2022-07-01 2033-01-01 Y US BANK NATIONAL ASSOCIATION 1.0000 1 N N N 0.0065 6655000.00 6655000.00 0.0074 N Y Y N Wappingers CSD BAN 2021 2.000000% 933883XY1 US933883XY15 Other Municipal Security Y 2022-08-11 2022-08-11 2022-08-11 N N N 0.0141 9366027.84 9366027.84 0.0104 N N N N Warren & Washington Cnty IDA Civic Facility RB (Glen at Hiland Meadows) Series 2000 1.050000% 934651AA8 US934651AA83 Variable Rate Demand Note Y 2022-07-07 2022-07-07 2030-12-15 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0105 670000.00 670000.00 0.0007 N N Y N The Charles Schwab Family of Funds 2022-07-08 Mark Fischer Mark Fischer Chief Financial Officer