0001145549-22-036237.txt : 20220607
0001145549-22-036237.hdr.sgml : 20220607
20220607154517
ACCESSION NUMBER: 0001145549-22-036237
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220531
FILED AS OF DATE: 20220607
DATE AS OF CHANGE: 20220607
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 221001169
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York Municipal Money Fund
C000012395
Investor Shares
SWYXX
C000219265
Ultra Shares
SNYXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2022-05-31
0000857156
549300I77JNLD629OV19
S000004513
2
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
Deloitte & Touche LLP
Denver
CO
Charles Schwab Investment Management, Inc.
BNY Mellon Investment Servicing (US) Inc.
0000849542
084-01761
N
N
N
Single State
Y
10
14
600647742.16
592195230.46
639330593.96
645470360.52
0.00
0.8833
0.8485
0.8458
0.8459
0.0000
7384492.65
786063443.99
786078939.05
18440237.54
8225728.30
803677940.94
803266731.7900
1.0000
0.0084
1.0005
1.0005
1.0005
1.0005
0.0000
C000012395
0.00
445875858.23
445635354.3700
1.0006
1.0006
1.0005
1.0005
0.0000
4728119.87
5873391.44
4274681.06
4332700.05
12728394.53
6574006.15
9935126.85
4661634.49
0.00
0.00
37408476.64
22254933.24
0.0050
Y
Investment Advisor and its affiliates Contractual 10,942
C000219265
1000000.00
357802082.71
357631377.4200
1.0005
1.0005
1.0005
1.0005
0.0000
15032840.77
2588651.37
27487933.39
13258002.42
62228266.83
5422640.75
20808639.68
11307373.00
0.00
0.00
163121382.62
32576667.54
0.0065
Y
Investment Advisor and its affiliates Contractual 6,997
Battery Park City Auth
Jr RB Series 2019D1 0.790000%
07133AJC7
US07133AJC71
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2038-11-01
Y
TD Bank NA
1.0000
7
Y
N
N
0.0079
4295000.00
4295000.00
0.0053
N
N
Y
N
Central Square CSD
BAN 2021 1.500000%
155213MM0
US155213MM05
Other Municipal Security
Y
2022-06-17
2022-06-17
2022-06-17
N
N
N
0.0129
5700519.27
5700519.27
0.0071
N
N
N
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2011 0.860000%
196220AA5
US196220AA57
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0086
8490000.00
8490000.00
0.0106
N
N
Y
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2013 0.860000%
196220AB3
US196220AB31
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0086
10440000.00
10440000.00
0.0130
N
N
Y
N
East Rochester Hsg Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.860000%
274722DX2
US274722DX22
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2041-01-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0086
11010000.00
11010000.00
0.0137
N
N
Y
N
New York City
GO Bonds Fiscal 2018 Series B1 0.840000%
27884F4H0
549300ABYZD2SFD5JB29
US27884F4H03
Tender Option Bond
Y
2022-06-07
2022-06-07
2040-10-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0084
4760000.00
4760000.00
0.0059
N
N
Y
N
FEDERAL HOME LOAN BANKS
Discount Notes 0.000000%
313385XP6
2549001DPIFGXC1TOL40
US313385XP63
U.S. Government Agency Debt
Y
2022-06-02
2022-06-02
2022-06-02
N
N
N
0.0081
34999215.65
34999215.65
0.0435
N
N
Y
N
Hauppauge UFSD
TAN 2021-2022 1.500000%
419137JP0
US419137JP00
Other Municipal Security
Y
2022-06-24
2022-06-24
2022-06-24
N
N
N
0.0099
5601812.16
5601812.16
0.0070
N
N
N
N
Lancaster IDA
IDRB (Sealing Devices) Series 2016 0.840000%
514226AF6
US514226AF68
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2037-01-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0084
2680000.00
2680000.00
0.0033
N
N
Y
N
Lancaster IDA
Civic Facility RB (GreenField Manor) Series 2000 0.890000%
514502AA1
US514502AA19
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2032-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0089
10500000.00
10500000.00
0.0131
N
N
Y
N
Lancaster IDA
IDRB (Sealing Devices) Series 2007 0.860000%
514509AA6
US514509AA61
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2027-12-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0086
955000.00
955000.00
0.0012
N
N
Y
N
Marlboro CSD
BAN 2021 1.500000%
570816KJ6
US570816KJ60
Other Municipal Security
Y
2022-06-29
2022-06-29
2022-06-29
N
N
N
0.0136
8500165.47
8500165.47
0.0106
N
N
N
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.820000%
59259NT37
5493000TKYODLXADQD60
US59259NT377
Tender Option Bond
Y
2022-06-07
2022-06-07
2031-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
8000000.00
8000000.00
0.0100
N
N
Y
N
Metropolitan Transportation Auth
Refunding RB Series 2020B2 0.800000%
59261AN37
5493000TKYODLXADQD60
US59261AN373
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2046-11-15
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
7
N
N
N
0.0080
5000000.00
5000000.00
0.0062
N
N
Y
N
Monroe Cnty IDA
Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 0.860000%
610752CW5
US610752CW55
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2035-04-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0086
7485000.00
7485000.00
0.0093
N
N
Y
N
New York City
GO Bonds Series 2013 A-5 0.800000%
64966J5W2
549300ABYZD2SFD5JB29
US64966J5W20
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2042-10-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
7
N
N
N
0.0080
400000.00
400000.00
0.0005
N
N
Y
N
New York City
GO Bonds Fiscal 2012 Series I 5.000000%
64966JN44
549300ABYZD2SFD5JB29
US64966JN447
Other Municipal Security
Y
2022-08-01
2022-08-01
2022-08-01
N
N
N
0.0102
1006485.10
1006485.10
0.0013
N
N
N
N
New York City
GO Bonds Fiscal 2012 Series A4 0.820000%
64966JQG4
549300ABYZD2SFD5JB29
US64966JQG49
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2038-08-01
Y
MUFG BANK LTD
1.0000
7
N
N
N
0.0082
19300000.00
19300000.00
0.0240
N
N
Y
N
New York City
GO Bonds Fiscal 1995 Series B5 5.000000%
64966KSR5
549300ABYZD2SFD5JB29
US64966KSR58
Other Municipal Security
Y
2022-08-15
2022-08-15
2022-08-15
N
N
N
0.0105
100797.15
100797.15
0.0001
N
N
N
N
New York City
GO Bonds Fiscal 2014 Series B 5.000000%
64966KU76
549300ABYZD2SFD5JB29
US64966KU762
Other Municipal Security
Y
2022-08-01
2022-08-01
2022-08-01
N
N
N
0.0102
276783.40
276783.40
0.0003
N
N
N
N
New York City
GO Bonds Fiscal 2014 Series G 5.000000%
64966LDX6
549300ABYZD2SFD5JB29
US64966LDX64
Other Municipal Security
Y
2022-08-01
2022-08-01
2022-08-01
N
N
N
0.0102
3497535.72
3497535.72
0.0044
N
N
N
N
New York City
GO Bonds Fiscal 2017 Series A5 0.620000%
64966MGC7
549300ABYZD2SFD5JB29
US64966MGC73
Variable Rate Demand Note
Y
2022-06-01
2022-06-01
2044-08-01
Y
JPMorgan Chase Bank NA
1.0000
1
Y
N
N
0.0062
540000.00
540000.00
0.0007
N
Y
Y
N
New York City
GO Bonds Fiscal 2019 Series E 5.000000%
64966MP29
549300ABYZD2SFD5JB29
US64966MP297
Other Municipal Security
Y
2022-08-01
2022-08-01
2022-08-01
N
N
N
0.0102
281815.83
281815.83
0.0004
N
N
N
N
New York City
GO Bonds Fiscal 2012 Series D-3A 0.620000%
64966MSF7
549300ABYZD2SFD5JB29
US64966MSF76
Variable Rate Demand Note
Y
2022-06-01
2022-06-01
2039-10-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
1
Y
N
N
0.0062
600000.00
600000.00
0.0007
N
Y
Y
N
New York City
GO Bonds Fiscal 2022 Series D4 0.630000%
64966QA26
549300ABYZD2SFD5JB29
US64966QA266
Variable Rate Demand Note
Y
2022-06-01
2022-06-01
2052-05-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
Y
N
N
0.0063
5000000.00
5000000.00
0.0062
N
Y
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Granville Payne Apts) Series 2006A 0.850000%
64966TAB0
549300SQWVHKBRF8D702
US64966TAB08
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2039-06-01
Y
Citibank NA
1.0000
7
N
N
N
0.0085
5110000.00
5110000.00
0.0064
N
N
Y
N
New York City IDA
Empowerment Zone RB (Tiago Holdings) Series 2007 0.790000%
649705SZ4
549300XR20ZR5DHL9534
US649705SZ43
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2037-01-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0079
8350000.00
8350000.00
0.0104
N
N
Y
N
New York City Housing Development Corp
M/F Rental Housing RB (Related - W 89th St) Series 2000A 0.750000%
64970HAP9
549300SQWVHKBRF8D702
US64970HAP91
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2029-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0075
2000000.00
2000000.00
0.0025
N
N
Y
N
New York City Housing Development Corp
M/F Rental Housing RB (The Foundry) Series 2002A 0.800000%
64970HAW4
549300SQWVHKBRF8D702
US64970HAW43
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2032-08-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0080
4000000.00
4000000.00
0.0050
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (East Clarke Place Associates) Series 2005A 0.720000%
64970VCY7
549300SQWVHKBRF8D702
US64970VCY74
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2037-09-01
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0072
2030000.00
2030000.00
0.0025
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Beacon Mews) Series 2006A 0.680000%
64970VEX7
549300SQWVHKBRF8D702
US64970VEX73
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2039-04-01
Y
Citibank NA
1.0000
7
N
N
N
0.0068
5300000.00
5300000.00
0.0066
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2012 Series F1 0.820000%
64971Q6W8
5493003476LG35QAKM08
US64971Q6W81
Tender Option Bond
Y
2022-06-07
2022-06-07
2039-05-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0082
950000.00
950000.00
0.0012
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal Series 2013 B 5.000000%
64971QYC1
5493003476LG35QAKM08
US64971QYC13
Other Municipal Security
Y
2022-11-01
2022-11-01
2022-11-01
N
N
N
0.0110
701061.53
701061.53
0.0009
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2018 Series 1 5.000000%
64971W7L8
5493003476LG35QAKM08
US64971W7L81
Other Municipal Security
Y
2022-11-01
2022-11-01
2022-11-01
N
N
N
0.0110
116843.59
116843.59
0.0001
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2014 Series A1 0.820000%
64971WGY0
5493003476LG35QAKM08
US64971WGY03
Tender Option Bond
Y
2022-06-02
2022-06-07
2023-05-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0082
5780000.00
5780000.00
0.0072
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2017 Series B 5.000000%
64971WQ45
5493003476LG35QAKM08
US64971WQ450
Other Municipal Security
Y
2022-08-01
2022-08-01
2022-08-01
N
N
N
0.0095
110726.25
110726.25
0.0001
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2016 Series A1 5.000000%
64971WWG1
5493003476LG35QAKM08
US64971WWG13
Other Municipal Security
Y
2022-08-01
2022-08-01
2022-08-01
N
N
N
0.0095
226485.52
226485.52
0.0003
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2018 Series C6 0.820000%
64971XED6
5493003476LG35QAKM08
US64971XED66
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2047-05-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
7
Y
N
N
0.0082
14100000.00
14100000.00
0.0175
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2019 Series A1 5.000000%
64971XEX2
5493003476LG35QAKM08
US64971XEX21
Other Municipal Security
Y
2022-08-01
2022-08-01
2022-08-01
N
N
N
0.0095
488202.12
488202.12
0.0006
N
N
N
N
New York City Housing Development Corp
M/F Housing RB Series 2020I3 0.790000%
64972ESV2
549300SQWVHKBRF8D702
US64972ESV29
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2060-11-01
Y
TD Bank NA
1.0000
7
Y
N
N
0.0079
700000.00
700000.00
0.0009
N
N
Y
N
New York City Housing Development Corp
M/F Housing RB Series 2021F3 0.820000%
64972EXV6
549300SQWVHKBRF8D702
US64972EXV63
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2061-05-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0082
3130000.00
3130000.00
0.0039
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer 2nd Resolution RB Fiscal 2012 Series FF 5.000000%
64972F7Q3
549300Q2EHQ6RJPQKP05
US64972F7Q30
Other Municipal Security
Y
2022-06-15
2022-06-15
2045-06-15
N
N
Y
Escrow
Escrow
1.0000
0.0107
10014086.00
10014086.00
0.0125
N
N
N
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2012 Series FF 5.000000%
64972F7S9
549300Q2EHQ6RJPQKP05
US64972F7S95
Other Municipal Security
Y
2022-06-15
2022-06-15
2028-06-15
N
N
Y
Escrow
Escrow
1.0000
0.0102
7160203.77
7160203.77
0.0089
N
N
N
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2007 Series CC2 0.600000%
64972FHJ8
549300Q2EHQ6RJPQKP05
US64972FHJ84
Variable Rate Demand Note
Y
2022-06-01
2022-06-01
2038-06-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
Y
N
N
0.0060
6000000.00
6000000.00
0.0075
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2014 Series AA 0.610000%
64972GCP7
549300Q2EHQ6RJPQKP05
US64972GCP72
Variable Rate Demand Note
Y
2022-06-01
2022-06-01
2048-06-15
Y
Mizuho Bank Ltd
1.0000
1
Y
N
N
0.0061
2100000.00
2100000.00
0.0026
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2013 Series BB 0.820000%
64972GEA8
549300Q2EHQ6RJPQKP05
US64972GEA85
Tender Option Bond
Y
2022-06-02
2022-06-07
2022-07-21
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0082
770000.00
770000.00
0.0010
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2016 Series AA2 0.810000%
64972GJQ8
549300Q2EHQ6RJPQKP05
US64972GJQ82
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2048-06-15
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0081
2000000.00
2000000.00
0.0025
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB2 0.600000%
64972GML5
549300Q2EHQ6RJPQKP05
US64972GML58
Variable Rate Demand Note
Y
2022-06-01
2022-06-01
2049-06-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
Y
N
N
0.0060
2000000.00
2000000.00
0.0025
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series BB 0.790000%
64972GSC9
549300Q2EHQ6RJPQKP05
US64972GSC95
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2051-06-15
Y
TD Bank NA
1.0000
7
Y
N
N
0.0079
3390000.00
3390000.00
0.0042
N
N
Y
N
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B1 0.940000%
64972RAQ3
US64972RAQ39
Other Municipal Security
Y
2022-06-02
2022-12-29
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0169
10900578.79
10900578.79
0.0136
N
N
N
N
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B2 0.830000%
64972SAT5
US64972SAT50
Other Municipal Security
Y
2022-06-02
2022-08-29
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0116
2999971.80
2999971.80
0.0037
N
N
N
N
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A3 0.720000%
64984EDH5
US64984EDH53
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2039-05-01
Y
Mizuho Bank Ltd
1.0000
7
N
N
N
0.0072
1140000.00
1140000.00
0.0014
N
N
Y
N
New York State Power Auth
CP Series 2 0.190000%
64985NMU5
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2022-06-09
2022-06-09
2022-06-09
N
N
N
0.0085
1520752.23
1520752.23
0.0019
N
N
N
N
New York State Power Auth
CP Series 2 0.190000%
64985NMY7
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2022-06-14
2022-06-14
2022-06-14
N
N
N
0.0085
3998986.80
3998986.80
0.0050
N
N
N
N
New York State Power Auth
CP Series 2 1.100000%
64985NNA8
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2022-07-11
2022-07-11
2022-07-11
N
N
N
0.0105
16000886.40
16000886.40
0.0199
N
N
N
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 5.000000%
64986A2P5
549300QJ33JJW73OQO60
US64986A2P52
Other Municipal Security
Y
2022-06-15
2022-06-15
2022-06-15
N
N
N
0.0097
701011.71
701011.71
0.0009
N
N
N
N
New York State Environmental Facilities Corp
Sub SRF Bonds Series 2015A 5.000000%
64986A7G0
549300QJ33JJW73OQO60
US64986A7G09
Other Municipal Security
Y
2022-06-15
2022-06-15
2022-06-15
N
N
N
0.0097
600867.18
600867.18
0.0007
N
N
N
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2012A 5.000000%
64986AU74
549300QJ33JJW73OQO60
US64986AU746
Other Municipal Security
Y
2022-06-15
2022-06-15
2022-06-15
N
N
N
0.0097
400578.13
400578.13
0.0005
N
N
N
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2016A 5.000000%
64986DBB0
549300QJ33JJW73OQO60
US64986DBB01
Other Municipal Security
Y
2022-06-15
2022-06-15
2022-06-15
N
N
N
0.0097
230332.42
230332.42
0.0003
N
N
N
N
New York State HFA
Housing RB (900 8th Avenue) Series 2002A 0.860000%
64986MD44
5493000LS7KCDB02O506
US64986MD440
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2035-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0086
4100000.00
4100000.00
0.0051
N
N
Y
N
New York State HFA
Housing RB (Gateway to New Cassel) Series 2006A 0.920000%
64986MF34
5493000LS7KCDB02O506
US64986MF346
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2039-11-01
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0092
5200000.00
5200000.00
0.0065
N
N
Y
N
New York State HFA
Housing RB (750 6th Ave) Series 1998A 0.740000%
64986MFM2
5493000LS7KCDB02O506
US64986MFM29
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2031-05-15
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0074
2000000.00
2000000.00
0.0025
N
N
Y
N
New York State HFA
Housing RB (316 11th Ave) Series 2007A 0.750000%
64986MK79
5493000LS7KCDB02O506
US64986MK791
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2041-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0075
19995000.00
19995000.00
0.0249
N
N
Y
N
New York State HFA
Housing RB (250 W 93rd St) Series 2005A 0.880000%
64986MM44
5493000LS7KCDB02O506
US64986MM441
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2038-11-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0088
8975000.00
8975000.00
0.0112
N
N
Y
N
New York State HFA
Housing RB (Historic Front St) Series 2003A 0.830000%
64986MQP3
5493000LS7KCDB02O506
US64986MQP31
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2036-11-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0083
5000000.00
5000000.00
0.0062
N
N
Y
N
New York State HFA
Housing RB (West Village Apts) Series 2008A 0.920000%
64986MS89
5493000LS7KCDB02O506
US64986MS893
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2039-11-01
Y
Citibank NA
1.0000
7
N
N
N
0.0092
5100000.00
5100000.00
0.0063
N
N
Y
N
New York State HFA
Housing RB (10 Barclay St) Series 2004A 0.800000%
64986MYY5
5493000LS7KCDB02O506
US64986MYY55
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2037-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0080
6400000.00
6400000.00
0.0080
N
N
Y
N
New York State HFA
RB Series 2010A 0.800000%
64986UEB9
5493000LS7KCDB02O506
US64986UEB98
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2044-05-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0080
2555000.00
2555000.00
0.0032
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 236 0.850000%
64988YLP0
549300ZQWNLLIG564027
US64988YLP06
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2039-10-01
Y
UBS AG
1.0000
7
Y
N
Y
NEW YORK ST MTG AGY HOMEOWNER MTG
Corporate Underlier
1.0000
0.0085
12280000.00
12280000.00
0.0153
N
N
Y
N
New York State Power Auth
CP Series 1 0.800000%
64989MD74
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2022-07-13
2022-07-13
2022-07-13
N
N
N
0.0115
2399006.40
2399006.40
0.0030
N
N
N
N
New York State Dormitory Auth
RB (Royal Charter Properties-East) Series 2006A 0.780000%
649903ZG9
549300C8XO7EXTX2XU71
US649903ZG96
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2036-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0078
5500000.00
5500000.00
0.0068
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax Refunding RB Series 2012A 4.000000%
64990ECW5
549300C8XO7EXTX2XU71
US64990ECW57
Other Municipal Security
Y
2022-12-15
2022-12-15
2022-12-15
N
N
Y
Escrow
Escrow
1.0000
0.0128
101446.63
101446.63
0.0001
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2014C 5.000000%
64990EQK6
549300C8XO7EXTX2XU71
US64990EQK63
Other Municipal Security
Y
2022-06-15
2022-06-15
2022-06-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0103
250355.78
250355.78
0.0003
N
N
N
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 3 0.840000%
670656602
549300V4X2BF3UXSCQ58
US6706566022
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2040-12-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
7
N
N
N
0.0084
2700000.00
2700000.00
0.0034
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 5 0.830000%
670656875
549300V4X2BF3UXSCQ58
US6706568754
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2046-06-01
Y
Toronto-Dominion Bank/The
1.0000
7
N
N
N
0.0083
40000000.00
40000000.00
0.0498
N
N
Y
N
Onondaga Cnty IDA
IDRB (G.A. Braun Inc) Series 2007 1.010000%
682750EC4
US682750EC41
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2034-06-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0101
4990000.00
4990000.00
0.0062
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 177th Series 0.860000%
73358WMU5
54930006MR4KZ4W74Z83
US73358WMU52
Tender Option Bond
Y
2022-06-02
2022-06-07
2022-07-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0086
1700000.00
1700000.00
0.0021
N
N
Y
N
Port Auth of New York & New Jersey
CP Series A 1.250000%
73359AWM9
54930006MR4KZ4W74Z83
Non-Financial Company Commercial Paper
Y
2022-07-21
2022-07-21
2022-07-21
N
N
N
0.0115
11001526.80
11001526.80
0.0137
N
N
N
N
New York City
GO Bonds Fiscal 2012 Series A5 0.820000%
74926Y3G4
549300ABYZD2SFD5JB29
US74926Y3G49
Tender Option Bond
Y
2022-06-02
2022-06-07
2022-06-28
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0082
14165000.00
14165000.00
0.0176
N
N
Y
N
New York City
GO Bonds Fiscal 2012 Series D3B 0.820000%
74926Y3L3
549300ABYZD2SFD5JB29
US74926Y3L34
Tender Option Bond
Y
2022-06-02
2022-06-07
2022-06-28
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0082
1900000.00
1900000.00
0.0024
N
N
Y
N
New York City
GO Bonds Fiscal 2015 Series F7 0.820000%
74926Y3Q2
549300ABYZD2SFD5JB29
US74926Y3Q21
Tender Option Bond
Y
2022-06-02
2022-06-07
2022-06-28
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0082
7830000.00
7830000.00
0.0097
N
N
Y
N
New York City
GO Bonds Fiscal 2006 Series I5 0.820000%
74934RA97
549300ABYZD2SFD5JB29
US74934RA971
Tender Option Bond
Y
2022-06-02
2022-06-07
2023-05-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0082
1500000.00
1500000.00
0.0019
N
N
Y
N
Battery Park City Auth
Jr RB Series 2019E 0.820000%
74934RF84
US74934RF848
Tender Option Bond
Y
2022-06-07
2022-06-07
2023-08-06
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0082
5660000.00
5660000.00
0.0070
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 0.670000%
74934RLQ7
549300Q2EHQ6RJPQKP05
US74934RLQ73
Tender Option Bond
Y
2022-06-01
2022-06-01
2022-07-15
Y
Royal Bank of Canada
1.0000
1
Y
N
N
0.0067
1935000.00
1935000.00
0.0024
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2016 Series AA3 0.670000%
74934RLV6
549300Q2EHQ6RJPQKP05
US74934RLV68
Tender Option Bond
Y
2022-06-01
2022-06-01
2022-07-15
Y
Royal Bank of Canada
1.0000
1
Y
N
N
0.0067
675000.00
675000.00
0.0008
N
Y
Y
N
NEW YORK STATE DORMITORY AUTH
NYC Court Facilities Lease RB Series 2005B 0.820000%
74934RP59
549300C8XO7EXTX2XU71
US74934RP599
Tender Option Bond
Y
2022-06-07
2022-06-07
2024-11-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0082
7000000.00
7000000.00
0.0087
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series CC 0.820000%
74934RVR4
549300Q2EHQ6RJPQKP05
US74934RVR47
Tender Option Bond
Y
2022-06-02
2022-06-07
2022-11-15
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0082
1000000.00
1000000.00
0.0012
N
N
Y
N
Ravena-Coeymans-Selkirk CSD
BAN 2021 1.500000%
754229FX5
US754229FX52
Other Municipal Security
Y
2022-08-12
2022-08-12
2022-08-12
N
N
N
0.0126
5652631.77
5652631.77
0.0070
N
N
N
N
Rockville Centre UFSD
TAN 2021-2022 1.250000%
774149LY2
US774149LY25
Other Municipal Security
Y
2022-06-24
2022-06-24
2022-06-24
N
N
N
0.0119
5600202.72
5600202.72
0.0070
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.820000%
88033LA25
54930039Y2EMGXN6LM88
US88033LA250
Tender Option Bond
Y
2022-06-02
2022-06-07
2022-09-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
4665000.00
4665000.00
0.0058
N
N
Y
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 0.820000%
88033LSR1
US88033LSR14
Tender Option Bond
Y
2022-06-02
2022-06-07
2022-10-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0082
1085000.00
1085000.00
0.0014
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013 0.820000%
88033LZE2
US88033LZE28
Tender Option Bond
Y
2022-06-02
2022-06-07
2023-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
3355000.00
3355000.00
0.0042
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013 0.820000%
88033M2A4
US88033M2A40
Tender Option Bond
Y
2022-06-02
2022-06-07
2023-06-15
Y
UBS AG
1.0000
7
Y
N
N
0.0082
24375000.00
24375000.00
0.0303
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2016A 0.820000%
88033ME52
5493000TKYODLXADQD60
US88033ME524
Tender Option Bond
Y
2022-06-07
2022-06-07
2024-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
1345000.00
1345000.00
0.0017
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 0.820000%
88033MEU7
5493003476LG35QAKM08
US88033MEU71
Tender Option Bond
Y
2022-06-07
2022-06-07
2023-07-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0082
8000000.00
8000000.00
0.0100
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2015E 0.820000%
88033MGE1
549300C8XO7EXTX2XU71
US88033MGE12
Tender Option Bond
Y
2022-06-07
2022-06-07
2023-09-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
4950000.00
4950000.00
0.0062
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.870000%
88033MHQ3
54930006MR4KZ4W74Z83
US88033MHQ33
Tender Option Bond
Y
2022-06-07
2022-06-07
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0087
8500000.00
8500000.00
0.0106
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.870000%
88033MJS7
54930006MR4KZ4W74Z83
US88033MJS70
Tender Option Bond
Y
2022-06-07
2022-06-07
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0087
3300000.00
3300000.00
0.0041
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2015B 0.820000%
88033MKH9
549300C8XO7EXTX2XU71
US88033MKH96
Tender Option Bond
Y
2022-06-07
2022-06-07
2023-09-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0082
7960000.00
7960000.00
0.0099
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2017A 0.820000%
88033U6W4
5493000TKYODLXADQD60
US88033U6W43
Tender Option Bond
Y
2022-06-07
2022-06-07
2025-05-15
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0082
7500000.00
7500000.00
0.0093
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 0.820000%
88033UC56
549300Q2EHQ6RJPQKP05
US88033UC562
Tender Option Bond
Y
2022-06-07
2022-06-07
2024-12-15
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0082
4350000.00
4350000.00
0.0054
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD&EE 0.820000%
88033UC72
549300Q2EHQ6RJPQKP05
US88033UC729
Tender Option Bond
Y
2022-06-07
2022-06-07
2025-05-28
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0082
250000.00
250000.00
0.0003
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2013A 0.820000%
88033UCA5
549300C8XO7EXTX2XU71
US88033UCA51
Tender Option Bond
Y
2022-06-02
2022-06-07
2022-08-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0082
2000000.00
2000000.00
0.0025
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2015 Series FF 0.820000%
88033UH36
549300Q2EHQ6RJPQKP05
US88033UH363
Tender Option Bond
Y
2022-06-02
2022-06-07
2023-06-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0082
4000000.00
4000000.00
0.0050
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2016B-1 0.820000%
88033UXD6
5493000TKYODLXADQD60
US88033UXD61
Tender Option Bond
Y
2022-06-07
2022-06-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
3335000.00
3335000.00
0.0041
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 206th Series 0.840000%
88033YPZ8
54930006MR4KZ4W74Z83
US88033YPZ87
Tender Option Bond
Y
2022-06-07
2022-06-07
2025-05-15
Y
Citibank NA
1.0000
7
Y
N
N
0.0084
2500000.00
2500000.00
0.0031
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2018C 0.820000%
88034M5J1
549300C8XO7EXTX2XU71
US88034M5J12
Tender Option Bond
Y
2022-06-07
2022-06-07
2026-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0082
7680000.00
7680000.00
0.0096
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 206th Series 0.830000%
88034M7P5
54930006MR4KZ4W74Z83
US88034M7P53
Tender Option Bond
Y
2022-06-07
2022-06-07
2025-11-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0083
2000000.00
2000000.00
0.0025
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2013 Series S1 0.820000%
88034MR24
5493003476LG35QAKM08
US88034MR243
Tender Option Bond
Y
2022-06-07
2022-06-07
2042-07-15
Y
Bank of America NA
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0082
6000000.00
6000000.00
0.0075
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2017E 0.820000%
88034MXC5
549300QJ33JJW73OQO60
US88034MXC53
Tender Option Bond
Y
2022-06-07
2022-06-07
2025-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
5000000.00
5000000.00
0.0062
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Sec Sub Bonds Fiscal Series 2018C3 & 2020B1 & 2021C1 0.820000%
88034MXR2
5493003476LG35QAKM08
US88034MXR23
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-12-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0082
7795000.00
7795000.00
0.0097
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2019A 0.820000%
88034N4F8
54930039Y2EMGXN6LM88
US88034N4F80
Tender Option Bond
Y
2022-06-07
2022-06-07
2026-09-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
3330000.00
3330000.00
0.0041
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2017B-1 0.830000%
88034NAP9
5493000TKYODLXADQD60
US88034NAP96
Tender Option Bond
Y
2022-06-07
2022-06-07
2025-11-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0083
7500000.00
7500000.00
0.0093
N
N
Y
N
New York City
GO Bonds Fiscal 2019 Series D 0.820000%
88034NK37
549300ABYZD2SFD5JB29
US88034NK378
Tender Option Bond
Y
2022-06-07
2022-06-07
2026-12-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0082
4005000.00
4005000.00
0.0050
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2018A, 2021E, 2022A, 2019A 0.820000%
88034NP99
549300C8XO7EXTX2XU71
US88034NP997
Tender Option Bond
Y
2022-06-07
2022-06-07
2043-11-01
Y
Bank of America NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
9310000.00
9310000.00
0.0116
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2018A 0.820000%
88034NR22
549300C8XO7EXTX2XU71
US88034NR225
Tender Option Bond
Y
2022-06-07
2022-06-07
2026-09-15
Y
Bank of America NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
2830000.00
2830000.00
0.0035
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2019 Series EE2 0.820000%
88034REX9
549300Q2EHQ6RJPQKP05
US88034REX98
Tender Option Bond
Y
2022-06-07
2022-06-07
2026-12-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0082
635000.00
635000.00
0.0008
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2019D 0.820000%
88034U5J3
549300C8XO7EXTX2XU71
US88034U5J31
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
2665000.00
2665000.00
0.0033
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2019D 0.820000%
88034UTB4
549300C8XO7EXTX2XU71
US88034UTB43
Tender Option Bond
Y
2022-06-07
2022-06-07
2027-08-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
5315000.00
5315000.00
0.0066
N
N
Y
N
New York State Urban Development Corp
State Sales Tax RB Series 2019A 2021A 0.820000%
88034UWC8
54930039Y2EMGXN6LM88
US88034UWC88
Tender Option Bond
Y
2022-06-07
2022-06-07
2029-09-01
Y
Bank of America NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0082
2770000.00
2770000.00
0.0034
N
N
Y
N
New York City
GO Bonds Fiscal 2021 Series A1 0.820000%
88034W4B7
549300ABYZD2SFD5JB29
US88034W4B77
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-08-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
1245000.00
1245000.00
0.0015
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.820000%
88034WLA0
I5P1GEYFGGMMDOFX2L30
US88034WLA08
Tender Option Bond
Y
2022-06-07
2022-06-07
2027-11-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0082
3325000.00
3325000.00
0.0041
N
N
Y
N
New York City
GO Bonds Fiscal 2021 Series C 0.820000%
88034XDQ2
549300ABYZD2SFD5JB29
US88034XDQ25
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-08-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0082
3340000.00
3340000.00
0.0042
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2020A 0.820000%
88034XDS8
549300C8XO7EXTX2XU71
US88034XDS80
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-09-15
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
1900000.00
1900000.00
0.0024
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2020A 0.820000%
88034XDX7
549300C8XO7EXTX2XU71
US88034XDX75
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-09-15
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
410000.00
410000.00
0.0005
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2021 Series S1 0.820000%
88034XFR8
5493003476LG35QAKM08
US88034XFR89
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-08-03
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0082
13470000.00
13470000.00
0.0168
N
N
Y
N
New York City
GO Bonds Fiscal 2021 Series F1 0.820000%
88034XYP1
549300ABYZD2SFD5JB29
US88034XYP13
Tender Option Bond
Y
2022-06-07
2022-06-07
2029-03-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0082
3400000.00
3400000.00
0.0042
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 231 0.820000%
88034XZX3
549300ZQWNLLIG564027
US88034XZX38
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-04-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0082
3495000.00
3495000.00
0.0043
N
N
Y
N
Triborough Bridge & Tunnel Auth
RB Series 2021A 0.820000%
88034Y4R8
54930020ZN4LQF7K3456
US88034Y4R83
Tender Option Bond
Y
2022-06-07
2022-06-07
2029-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
950000.00
950000.00
0.0012
N
N
Y
N
New York City
GO Bonds Fiscal 2020 Series D1 0.820000%
88034Y4Z0
549300ABYZD2SFD5JB29
US88034Y4Z00
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-03-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0082
3000000.00
3000000.00
0.0037
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2022 Series AA 0.820000%
88034YEE6
549300Q2EHQ6RJPQKP05
US88034YEE68
Tender Option Bond
Y
2022-06-07
2022-06-07
2029-06-15
Y
UBS AG
1.0000
7
Y
N
N
0.0082
1150000.00
1150000.00
0.0014
N
N
Y
N
New York State Thruway Auth
State Personal Income Tax RB Series 2021A1 0.820000%
88034YHU7
US88034YHU73
Tender Option Bond
Y
2022-06-07
2022-06-07
2029-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
520000.00
520000.00
0.0006
N
N
Y
N
New York Liberty Development Corp
Liberty Refunding RB (4WTC) Series 2021A 0.820000%
88034YQ37
US88034YQ372
Tender Option Bond
Y
2022-06-07
2022-06-07
2029-11-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0082
3090000.00
3090000.00
0.0038
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
RB (Northwell Health) Series 2022A 0.840000%
88035AB26
549300C8XO7EXTX2XU71
US88035AB264
Tender Option Bond
Y
2022-06-07
2022-06-07
2045-04-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0084
2665000.00
2665000.00
0.0033
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2022 Series B1 0.820000%
88035AC41
5493003476LG35QAKM08
US88035AC411
Tender Option Bond
Y
2022-06-07
2022-06-07
2033-08-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0082
1840000.00
1840000.00
0.0023
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2022A 0.820000%
88035ADT5
549300C8XO7EXTX2XU71
US88035ADT51
Tender Option Bond
Y
2022-06-07
2022-06-07
2030-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
4000000.00
4000000.00
0.0050
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2022A 0.820000%
88035ADY4
549300C8XO7EXTX2XU71
US88035ADY47
Tender Option Bond
Y
2022-06-07
2022-06-07
2030-03-21
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
3900000.00
3900000.00
0.0049
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2022A 0.820000%
88035AEB3
549300C8XO7EXTX2XU71
US88035AEB35
Tender Option Bond
Y
2022-06-07
2022-06-07
2030-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
1980000.00
1980000.00
0.0025
N
N
Y
N
New York State Thruway Auth
State Personal Income Tax RB Series 2021A-1 0.820000%
88035AEH0
US88035AEH05
Tender Option Bond
Y
2022-06-07
2022-06-07
2044-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
4700000.00
4700000.00
0.0058
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2020 Series C1 0.820000%
88035AEU1
5493003476LG35QAKM08
US88035AEU16
Tender Option Bond
Y
2022-06-07
2022-06-07
2029-02-11
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0082
1700000.00
1700000.00
0.0021
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 230th Series 0.850000%
88035AF22
54930006MR4KZ4W74Z83
US88035AF224
Tender Option Bond
Y
2022-06-07
2022-06-07
2030-06-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0085
895000.00
895000.00
0.0011
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2022 Series F1 0.820000%
88035AGK1
5493003476LG35QAKM08
US88035AGK16
Tender Option Bond
Y
2022-06-07
2022-06-07
2030-02-13
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0082
900000.00
900000.00
0.0011
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2022 Series F1 0.820000%
88035AGR6
5493003476LG35QAKM08
US88035AGR68
Tender Option Bond
Y
2022-06-07
2022-06-07
2030-02-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
1105000.00
1105000.00
0.0014
N
N
Y
N
New York State Urban Development Corp
State Sales Tax RB Series 2021A 0.820000%
88035AGX3
54930039Y2EMGXN6LM88
US88035AGX37
Tender Option Bond
Y
2022-06-07
2022-06-07
2029-09-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0082
6700000.00
6700000.00
0.0083
N
N
Y
N
New York State Thruway Auth
State Personal Income Tax RB Series 2021A1 0.820000%
88035AH20
US88035AH204
Tender Option Bond
Y
2022-06-07
2022-06-07
2050-03-29
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
790000.00
790000.00
0.0010
N
N
Y
N
Triborough Bridge & Tunnel Auth
Sr Lien RB (MTA Bridges & Tunnels) Series 2022C 0.820000%
88035AH61
54930020ZN4LQF7K3456
US88035AH618
Tender Option Bond
Y
2022-06-07
2022-06-07
2030-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
MTA PAYROLL MOBILITY TAX BONDS
Corporate Underlier
1.0000
0.0082
5625000.00
5625000.00
0.0070
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.820000%
88035AKJ9
I5P1GEYFGGMMDOFX2L30
US88035AKJ96
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-05-15
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0082
1340000.00
1340000.00
0.0017
N
N
Y
N
New York City
GO Bonds Fiscal 2018 Series F1 0.820000%
88035AKY6
549300ABYZD2SFD5JB29
US88035AKY63
Tender Option Bond
Y
2022-06-07
2022-06-07
2026-10-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
2515000.00
2515000.00
0.0031
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.820000%
88035ALA7
I5P1GEYFGGMMDOFX2L30
US88035ALA78
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
1000000.00
1000000.00
0.0012
N
N
Y
N
Triborough Bridge & Tunnel Auth
Sr Lien RB (MTA Bridges & Tunnels) Series 2021A1 0.820000%
88035AM81
54930020ZN4LQF7K3456
US88035AM816
Tender Option Bond
Y
2022-06-07
2022-06-07
2029-05-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
MTA PAYROLL MOBILITY TAX BONDS
Corporate Underlier
1.0000
0.0082
7970000.00
7970000.00
0.0099
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2018E 0.810000%
88035AN98
549300C8XO7EXTX2XU71
US88035AN988
Tender Option Bond
Y
2022-06-07
2022-06-07
2027-03-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0081
9570000.00
9570000.00
0.0119
N
N
Y
N
New York City
GO Bonds Fiscal 2020 Series A1 0.820000%
88035ANS6
549300ABYZD2SFD5JB29
US88035ANS68
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-02-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0082
4260000.00
4260000.00
0.0053
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2020A 2021A 0.820000%
88035AQJ3
549300C8XO7EXTX2XU71
US88035AQJ33
Tender Option Bond
Y
2022-06-07
2022-06-07
2040-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0082
735000.00
735000.00
0.0009
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.820000%
88035AQT1
I5P1GEYFGGMMDOFX2L30
US88035AQT15
Tender Option Bond
Y
2022-06-07
2022-06-07
2043-05-15
Y
Citibank NA
1.0000
7
Y
N
N
0.0082
1500000.00
1500000.00
0.0019
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2022 & 2021 Series CC1 0.820000%
88035AR52
549300Q2EHQ6RJPQKP05
US88035AR526
Tender Option Bond
Y
2022-06-07
2022-06-07
2029-12-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
8000000.00
8000000.00
0.0100
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2022 Series F1 0.820000%
88035AR86
5493003476LG35QAKM08
US88035AR864
Tender Option Bond
Y
2022-06-07
2022-06-07
2030-02-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
1000000.00
1000000.00
0.0012
N
N
Y
N
Triborough Bridge & Tunnel Auth
RB Series 2020A 0.820000%
88035ARX1
54930020ZN4LQF7K3456
US88035ARX18
Tender Option Bond
Y
2022-06-07
2022-06-07
2028-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
3655000.00
3655000.00
0.0045
N
N
Y
N
New York City
GO Bonds Fiscal 2022 Series D1 0.820000%
88035AS51
549300ABYZD2SFD5JB29
US88035AS516
Tender Option Bond
Y
2022-06-07
2022-06-07
2030-05-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0082
1440000.00
1440000.00
0.0018
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2021 Series CC1 0.820000%
88035AXL0
549300Q2EHQ6RJPQKP05
US88035AXL06
Tender Option Bond
Y
2022-06-07
2022-06-07
2045-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0082
665000.00
665000.00
0.0008
N
N
Y
N
Triborough Bridge & Tunnel Auth
Sr Lien RB (MTA Bridges & Tunnels) Series 2022C 0.820000%
88035AYK1
54930020ZN4LQF7K3456
US88035AYK14
Tender Option Bond
Y
2022-06-07
2022-06-07
2030-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
MTA PAYROLL MOBILITY TAX BONDS
Corporate Underlier
1.0000
0.0082
1040000.00
1040000.00
0.0013
N
N
Y
N
Triborough Bridge & Tunnel Auth
Sr. Lien RB (MTA Bridges & Tunnels) Series 2022C 0.820000%
88035AYN5
54930020ZN4LQF7K3456
US88035AYN52
Tender Option Bond
Y
2022-06-07
2022-06-07
2030-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
MTA PAYROLL MOBILITY TAX BONDS
Corporate Underlier
1.0000
0.0082
5330000.00
5330000.00
0.0066
N
N
Y
N
Triborough Bridge & Tunnel Auth
Sr Lien RB (MTA Bridges & Tunnels) Series 2022C 0.820000%
88035AYR6
54930020ZN4LQF7K3456
US88035AYR66
Tender Option Bond
Y
2022-06-07
2022-06-07
2030-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
MTA PAYROLL MOBILITY TAX BONDS
Corporate Underlier
1.0000
0.0082
2670000.00
2670000.00
0.0033
N
N
Y
N
New York City
GO Bonds Fiscal 2018 Series F1 0.820000%
88035AZP9
549300ABYZD2SFD5JB29
US88035AZP91
Tender Option Bond
Y
2022-06-07
2022-06-07
2026-10-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0082
3705000.00
3705000.00
0.0046
N
N
Y
N
Triborough Bridge & Tunnel Auth
Refunding RB Series 2005B-3 0.580000%
89602REB7
54930020ZN4LQF7K3456
US89602REB78
Variable Rate Demand Note
Y
2022-06-01
2022-06-01
2032-01-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
N
N
N
0.0058
500000.00
500000.00
0.0006
N
Y
Y
N
Triborough Bridge & Tunnel Auth
RB Series 2003B1 0.670000%
89602RHH1
54930020ZN4LQF7K3456
US89602RHH12
Variable Rate Demand Note
Y
2022-06-01
2022-06-01
2033-01-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
N
N
N
0.0067
7120000.00
7120000.00
0.0089
N
Y
Y
N
Wappingers CSD
BAN 2021 2.000000%
933883XY1
US933883XY15
Other Municipal Security
Y
2022-08-11
2022-08-11
2022-08-11
N
N
N
0.0135
9371569.90
9371569.90
0.0117
N
N
N
N
Warren & Washington Cnty IDA
Civic Facility RB (Glen at Hiland Meadows) Series 2000 0.890000%
934651AA8
US934651AA83
Variable Rate Demand Note
Y
2022-06-07
2022-06-07
2030-12-15
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0089
670000.00
670000.00
0.0008
N
N
Y
N
The Charles Schwab Family of Funds
2022-06-07
Mark Fischer
Mark Fischer
Chief Financial Officer