0001145549-21-059859.txt : 20211007
0001145549-21-059859.hdr.sgml : 20211007
20211007160318
ACCESSION NUMBER: 0001145549-21-059859
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211007
DATE AS OF CHANGE: 20211007
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 211312420
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York Municipal Money Fund
C000012395
Investor Shares
SWYXX
C000219265
Ultra Shares
SNYXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2021-09-30
0000857156
549300I77JNLD629OV19
S000004513
2
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
Deloitte & Touche LLP
Denver
CO
Charles Schwab Investment Management, Inc.
BNY Mellon Investment Servicing (US) Inc.
0000849542
084-01761
N
N
N
Single State
Y
34
40
483614527.83
480254508.70
468409800.41
471349692.76
0.00
0.7946
0.8016
0.7906
0.7955
0.0000
2177500.53
586920741.77
586921732.62
529297.06
130293.44
589498236.77
588880345.1200
1.0000
0.0009
1.0011
1.0011
1.0011
1.0011
0.0000
C000012395
0.00
501091299.11
500566051.3200
1.0011
1.0011
1.0011
1.0011
0.0000
834559.05
6277072.66
1195371.97
2151493.87
2308680.45
8721849.02
714259.25
1515660.82
0.00
0.00
6784679.33
19043689.46
0.0001
Y
Investment Advisor and its affiliates Contractual 15,210 Investment Advisor and its affiliates Voluntary 111,394
C000219265
1000000.00
88406937.66
88314293.8000
1.0011
1.0011
1.0011
1.0011
0.0000
0.00
769613.09
209.52
395000.00
254745.84
2477228.78
1170068.57
330166.43
0.00
0.00
3737024.03
7057234.13
0.0001
Y
Investment Advisor and its affiliates Contractual 2,704 Investment Advisor and its affiliates Voluntary 8,733
Ballston Spa CSD
GO BAN 2021A 1.250000%
058705LZ5
549300JETHN7A5YFKS61
US058705LZ51
Other Municipal Security
Y
2022-06-24
2022-06-24
2022-06-24
N
N
N
0.0021
2519036.75
2519036.75
0.0043
N
N
N
N
Bay Shore UFSD
TAN 2021-2022 1.250000%
072581KV2
US072581KV23
Other Municipal Security
Y
2022-06-24
2022-06-24
2022-06-24
N
N
N
0.0019
2015523.40
2015523.40
0.0034
N
N
N
N
Clarkstown CSD
TAN 2021-2022 0.250000%
182324WN9
US182324WN93
Other Municipal Security
Y
2021-11-05
2021-11-05
2021-11-05
N
N
N
0.0014
6250670.63
6250670.63
0.0106
N
N
N
N
Colonie
GO BAN 2021 1.500000%
196145CT1
US196145CT15
Other Municipal Security
Y
2022-03-11
2022-03-11
2022-03-11
N
N
N
0.0020
7030463.02
7030463.02
0.0119
N
N
N
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2011 0.150000%
196220AA5
US196220AA57
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0015
8765000.00
8765000.00
0.0149
N
N
Y
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2013 0.150000%
196220AB3
US196220AB31
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0015
10775000.00
10775000.00
0.0183
N
N
Y
N
East Rochester Hsg Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.150000%
274722DX2
US274722DX22
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2041-01-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0015
11365000.00
11365000.00
0.0193
N
N
Y
N
New York City
GO Bonds Fiscal 2018 Series B1 0.100000%
27884F4H0
549300ABYZD2SFD5JB29
US27884F4H03
Tender Option Bond
Y
2021-10-07
2021-10-07
2040-10-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0010
4760000.00
4760000.00
0.0081
N
N
Y
N
Erie Cnty IDA
IDRB (Hydro-Air Components) Series 2006 0.120000%
295088FP8
US295088FP80
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2026-04-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0012
2575000.00
2575000.00
0.0044
N
N
Y
N
Fayetteville-Manlius CSD
BAN 2021 1.000000%
312729LQ7
US312729LQ71
Other Municipal Security
Y
2022-06-29
2022-06-29
2022-06-29
N
N
N
0.0017
4024799.60
4024799.60
0.0068
N
N
N
N
Irondequoit
BAN 2020B 1.000000%
463074K52
US463074K522
Other Municipal Security
Y
2021-12-17
2021-12-17
2021-12-17
N
N
N
0.0019
6511154.65
6511154.65
0.0110
N
N
N
N
Irondequoit
BAN 2021A 1.500000%
463074K60
US463074K605
Other Municipal Security
Y
2022-04-15
2022-04-15
2022-04-15
N
N
N
0.0016
6043411.20
6043411.20
0.0103
N
N
N
N
Kinderhook CSD
BAN 2021 1.000000%
494566MX7
US494566MX73
Other Municipal Security
Y
2022-06-28
2022-06-28
2022-06-28
N
N
N
0.0020
2011906.60
2011906.60
0.0034
N
N
N
N
Kingston
BAN 2021B 1.250000%
496584WB5
US496584WB54
Other Municipal Security
Y
2022-08-19
2022-08-19
2022-08-19
N
N
N
0.0023
2018056.80
2018056.80
0.0034
N
N
N
N
La Grange
BAN 2021A 1.250000%
503321LQ2
549300V2CD8P7EONN645
US503321LQ28
Other Municipal Security
Y
2022-05-12
2022-05-12
2022-05-12
N
N
N
0.0019
9058707.00
9058707.00
0.0154
N
N
N
N
Lancaster IDA
IDRB (Sealing Devices) Series 2016 0.100000%
514226AF6
US514226AF68
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2037-01-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0010
2850000.00
2850000.00
0.0048
N
N
Y
N
Lancaster IDA
Civic Facility RB (GreenField Manor) Series 2000 0.120000%
514502AA1
US514502AA19
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2032-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0012
11200000.00
11200000.00
0.0190
N
N
Y
N
Lancaster IDA
IDRB (Sealing Devices) Series 2007 0.120000%
514509AA6
US514509AA61
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2027-12-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0012
1090000.00
1090000.00
0.0018
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.080000%
59259NT37
5493000TKYODLXADQD60
US59259NT377
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0008
8000000.00
8000000.00
0.0136
N
N
Y
N
Monroe Cnty IDA
Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 0.150000%
610752CW5
US610752CW55
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2035-04-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0015
11960000.00
11960000.00
0.0203
N
N
Y
N
Monticello CSD
GO BAN 2021 1.250000%
614546FJ3
US614546FJ37
Other Municipal Security
Y
2022-06-29
2022-06-29
2022-06-29
N
N
N
0.0020
2015668.40
2015668.40
0.0034
N
N
N
N
New York City
GO Bonds Fiscal 2012 Series G1 5.000000%
64966JD78
549300ABYZD2SFD5JB29
US64966JD786
Other Municipal Security
Y
2022-04-01
2022-04-01
2022-04-01
N
N
N
0.0013
102394.73
102394.73
0.0002
N
N
N
N
New York City
GO Bonds Fiscal 2014 Series I1 5.000000%
64966LLF6
549300ABYZD2SFD5JB29
US64966LLF66
Other Municipal Security
Y
2022-03-01
2022-03-01
2022-03-01
N
N
N
0.0012
229477.12
229477.12
0.0004
N
N
N
N
New York City IDA
Empowerment Zone RB (Tiago Holdings) Series 2007 0.060000%
649705SZ4
549300XR20ZR5DHL9534
US649705SZ43
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2037-01-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0006
8865000.00
8865000.00
0.0150
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2012 Series F1 0.080000%
64971Q6W8
5493003476LG35QAKM08
US64971Q6W81
Tender Option Bond
Y
2021-10-07
2021-10-07
2021-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0008
2400000.00
2400000.00
0.0041
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2012 Series A 5.000000%
64971QJC8
5493003476LG35QAKM08
US64971QJC87
Other Municipal Security
Y
2021-11-01
2021-11-01
2021-11-01
N
N
N
0.0009
351288.28
351288.28
0.0006
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2013 Series D 5.000000%
64971QM26
5493003476LG35QAKM08
US64971QM261
Other Municipal Security
Y
2021-11-01
2021-11-01
2021-11-01
N
N
N
0.0009
100368.08
100368.08
0.0002
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2003 Series A1 5.000000%
64971QMS9
5493003476LG35QAKM08
US64971QMS92
Other Municipal Security
Y
2021-11-01
2021-11-01
2021-11-01
N
N
N
0.0009
100368.08
100368.08
0.0002
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured RB Fiscal 2012 Series F-1 5.000000%
64971QVB6
5493003476LG35QAKM08
US64971QVB66
Other Municipal Security
Y
2022-05-01
2022-05-01
2022-05-01
N
N
N
0.0011
154215.86
154215.86
0.0003
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2013 Series B 4.000000%
64971QXL2
5493003476LG35QAKM08
US64971QXL21
Other Municipal Security
Y
2021-11-01
2021-11-01
2021-11-01
N
N
N
0.0009
155454.34
155454.34
0.0003
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2016 Series E 5.000000%
64971WB41
5493003476LG35QAKM08
US64971WB411
Other Municipal Security
Y
2022-02-01
2022-02-01
2022-02-01
N
N
N
0.0010
203183.70
203183.70
0.0003
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2014 Series A1 0.080000%
64971WGY0
5493003476LG35QAKM08
US64971WGY03
Tender Option Bond
Y
2021-10-07
2021-10-07
2021-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0008
5780000.00
5780000.00
0.0098
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2015 Series C 5.000000%
64971WPK0
5493003476LG35QAKM08
US64971WPK08
Other Municipal Security
Y
2021-11-01
2021-11-01
2021-11-01
N
N
N
0.0009
572098.06
572098.06
0.0010
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2017 Series C 5.000000%
64971WT67
5493003476LG35QAKM08
US64971WT678
Other Municipal Security
Y
2021-11-01
2021-11-01
2021-11-01
N
N
N
0.0009
421545.93
421545.93
0.0007
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2016 Series C 5.000000%
64971WYH7
5493003476LG35QAKM08
US64971WYH77
Other Municipal Security
Y
2021-11-01
2021-11-01
2021-11-01
N
N
N
0.0009
351288.28
351288.28
0.0006
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2021 Series A 5.000000%
64971XRE0
5493003476LG35QAKM08
US64971XRE03
Other Municipal Security
Y
2021-11-01
2021-11-01
2021-11-01
N
N
N
0.0009
511877.21
511877.21
0.0009
N
N
N
N
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 21B 4.000000%
64971XUP1
5493003476LG35QAKM08
US64971XUP13
Other Municipal Security
Y
2021-11-01
2021-11-01
2021-11-01
N
N
N
0.0009
150439.68
150439.68
0.0003
N
N
N
N
New York City Housing Development Corp
M/F Housing RB Series 2021H 0.120000%
64972EA82
549300SQWVHKBRF8D702
US64972EA823
Other Municipal Security
Y
2022-03-15
2022-03-15
2051-11-01
N
N
N
0.0018
7998031.20
7998031.20
0.0136
N
N
N
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2013 Series BB 0.080000%
64972GEA8
549300Q2EHQ6RJPQKP05
US64972GEA85
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-07-21
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0008
770000.00
770000.00
0.0013
N
N
Y
N
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B1 0.090000%
64972RAP5
US64972RAP55
Other Municipal Security
Y
2021-10-07
2022-05-13
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0011
10900390.22
10900390.22
0.0185
N
N
N
N
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2020B 4.000000%
64985HC88
549300QJ33JJW73OQO60
US64985HC881
Other Municipal Security
Y
2022-04-15
2022-04-15
2022-04-15
N
N
N
0.0012
153087.78
153087.78
0.0003
N
N
N
N
New York State Power Auth
CP Series 2 0.200000%
64985NLS1
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-12-02
2021-12-02
2021-12-02
N
N
N
0.0017
10000515.00
10000515.00
0.0170
N
N
N
N
New York State Power Auth
CP Series 2 0.120000%
64985NLX0
I5P1GEYFGGMMDOFX2L30
US64985NLX02
Non-Financial Company Commercial Paper
Y
2021-11-18
2021-11-18
2021-11-18
N
N
N
0.0013
3099958.15
3099958.15
0.0053
N
N
N
N
New York State Power Auth
CP Series 2 0.040000%
64985NMJ0
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-10-13
2021-10-13
2021-10-13
N
N
N
0.0001
1000010.70
1000010.70
0.0017
N
N
N
N
New York State Urban Development Corp
State Sales Tax RB Series 2019A 5.000000%
64985TAC5
54930039Y2EMGXN6LM88
US64985TAC53
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0011
1420412.93
1420412.93
0.0024
N
N
N
N
New York State HFA
Housing RB (900 8th Avenue) Series 2002A 0.070000%
64986MD44
5493000LS7KCDB02O506
US64986MD440
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2035-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0007
4100000.00
4100000.00
0.0070
N
N
Y
N
New York State HFA
Housing RB (Gateway to New Cassel) Series 2006A 0.060000%
64986MF34
5493000LS7KCDB02O506
US64986MF346
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2039-11-01
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0006
5300000.00
5300000.00
0.0090
N
N
Y
N
New York State HFA
Housing RB (316 11th Ave) Series 2007A 0.080000%
64986MK79
5493000LS7KCDB02O506
US64986MK791
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2041-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0008
15000000.00
15000000.00
0.0254
N
N
Y
N
New York State HFA
Housing RB (250 W 93rd St) Series 2005A 0.080000%
64986MM44
5493000LS7KCDB02O506
US64986MM441
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2038-11-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0008
6690000.00
6690000.00
0.0113
N
N
Y
N
New York State HFA
Housing RB (West Village Apts) Series 2008A 0.060000%
64986MS89
5493000LS7KCDB02O506
US64986MS893
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2039-11-01
Y
Citibank NA
1.0000
7
N
N
N
0.0006
5300000.00
5300000.00
0.0090
N
N
Y
N
New York State Power Auth
CP Series 1 0.080000%
64989MC34
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-10-19
2021-10-19
2021-10-19
N
N
N
0.0008
1850000.00
1850000.00
0.0031
N
N
N
N
New York State Power Auth
CP Series 1 0.100000%
64989MC67
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2022-01-06
2022-01-06
2022-01-06
N
N
N
0.0013
1999839.00
1999839.00
0.0034
N
N
N
N
New York State Power Auth
Extendible CP Series 1 0.080000%
64989VUL4
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-11-03
2022-05-27
2022-05-27
N
N
N
0.0010
4999345.50
4999345.50
0.0085
N
N
N
N
NEW YORK STATE DORMITORY AUTH
RB (Columbia Univ) Series 2012A 5.000000%
649906F25
549300C8XO7EXTX2XU71
US649906F258
Other Municipal Security
Y
2021-10-01
2021-10-01
2021-10-01
N
N
Y
COLUMBIA UNIVERSITY
Corporate Underlier
1.0000
0.0500
590000.00
590000.00
0.0010
N
Y
Y
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2013A 5.000000%
64990ABB0
549300C8XO7EXTX2XU71
US64990ABB08
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0011
255469.95
255469.95
0.0004
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2015A 5.000000%
64990ADN2
549300C8XO7EXTX2XU71
US64990ADN28
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0011
1348881.34
1348881.34
0.0023
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2015B 5.000000%
64990AEK7
549300C8XO7EXTX2XU71
US64990AEK79
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0011
424080.12
424080.12
0.0007
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2017A 5.000000%
64990AFU4
549300C8XO7EXTX2XU71
US64990AFU43
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0006
306632.64
306632.64
0.0005
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2018A 5.000000%
64990AHB4
549300C8XO7EXTX2XU71
US64990AHB44
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0011
153281.97
153281.97
0.0003
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2018C 5.000000%
64990AJL0
549300C8XO7EXTX2XU71
US64990AJL08
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0011
562033.90
562033.90
0.0010
N
N
N
N
NEW YORK STATE DORMITORY AUTH
RB (Columbia Univ) Series 2016B 5.000000%
64990BZU0
549300C8XO7EXTX2XU71
US64990BZU06
Other Municipal Security
Y
2021-10-01
2021-10-01
2021-10-01
N
N
Y
COLUMBIA UNIVERSITY
Corporate Underlier
1.0000
0.0500
750000.00
750000.00
0.0013
N
Y
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB series 2016D 5.000000%
64990E5K9
549300C8XO7EXTX2XU71
US64990E5K90
Other Municipal Security
Y
2022-02-15
2022-02-15
2022-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0010
508907.30
508907.30
0.0009
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2014A 5.000000%
64990END5
549300C8XO7EXTX2XU71
US64990END57
Other Municipal Security
Y
2022-02-15
2022-02-15
2022-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0010
412214.92
412214.92
0.0007
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2012D 5.000000%
64990ER33
549300C8XO7EXTX2XU71
US64990ER332
Other Municipal Security
Y
2022-02-15
2022-02-15
2022-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0010
111959.61
111959.61
0.0002
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2014E 4.000000%
64990EUQ8
549300C8XO7EXTX2XU71
US64990EUQ87
Other Municipal Security
Y
2022-02-15
2022-02-15
2022-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0010
268757.06
268757.06
0.0005
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2015E 5.000000%
64990EX77
549300C8XO7EXTX2XU71
US64990EX777
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0011
127734.98
127734.98
0.0002
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2018A 5.000000%
64990FHL1
549300C8XO7EXTX2XU71
US64990FHL13
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0011
204375.96
204375.96
0.0003
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2017A 5.000000%
64990FVS0
549300C8XO7EXTX2XU71
US64990FVS00
Other Municipal Security
Y
2022-02-15
2022-02-15
2022-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0010
1455474.88
1455474.88
0.0025
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2014A 5.000000%
650035M47
54930039Y2EMGXN6LM88
US650035M472
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0011
281016.95
281016.95
0.0005
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2015A 5.000000%
650035S33
54930039Y2EMGXN6LM88
US650035S339
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0011
332110.94
332110.94
0.0006
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2016A 5.000000%
650035W53
54930039Y2EMGXN6LM88
US650035W539
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0012
229912.65
229912.65
0.0004
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A2 2.000000%
650035ZW1
54930039Y2EMGXN6LM88
US650035ZW12
Other Municipal Security
Y
2022-03-15
2022-03-15
2022-03-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0011
100847.01
100847.01
0.0002
N
N
N
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 3 0.100000%
670656602
549300V4X2BF3UXSCQ58
US6706566022
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2040-12-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
7
N
N
N
0.0010
2700000.00
2700000.00
0.0046
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 5 0.090000%
670656875
549300V4X2BF3UXSCQ58
US6706568754
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2046-06-01
Y
Toronto-Dominion Bank/The
1.0000
7
N
N
N
0.0009
40000000.00
40000000.00
0.0679
N
N
Y
N
Onondaga Cnty IDA
IDRB (G.A. Braun Inc) Series 2007 0.290000%
682750EC4
US682750EC41
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2034-06-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0029
4990000.00
4990000.00
0.0085
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 177th Series 0.120000%
73358WMU5
54930006MR4KZ4W74Z83
US73358WMU52
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-07-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0012
1700000.00
1700000.00
0.0029
N
N
Y
N
New York City
GO Bonds Fiscal 2012 Series A5 0.080000%
74926Y3G4
549300ABYZD2SFD5JB29
US74926Y3G49
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-06-28
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0008
14165000.00
14165000.00
0.0240
N
N
Y
N
New York City
GO Bonds Fiscal 2012 Series D3B 0.080000%
74926Y3L3
549300ABYZD2SFD5JB29
US74926Y3L34
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-06-28
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0008
1900000.00
1900000.00
0.0032
N
N
Y
N
New York City
GO Bonds Fiscal 2015 Series F7 0.080000%
74926Y3Q2
549300ABYZD2SFD5JB29
US74926Y3Q21
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-06-28
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0008
5830000.00
5830000.00
0.0099
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 1998 Series C 0.080000%
74926Y4C2
5493003476LG35QAKM08
US74926Y4C26
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-08-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0008
10500000.00
10500000.00
0.0178
N
N
Y
N
Battery Park City Auth
Jr RB Series 2019E 0.080000%
74934RF84
US74934RF848
Tender Option Bond
Y
2021-10-07
2021-10-07
2023-08-06
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0008
5695000.00
5695000.00
0.0097
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 0.100000%
74934RLQ7
549300Q2EHQ6RJPQKP05
US74934RLQ73
Tender Option Bond
Y
2021-10-01
2021-10-01
2022-07-15
Y
Royal Bank of Canada
1.0000
1
Y
N
N
0.0010
1935000.00
1935000.00
0.0033
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2016 Series AA3 0.100000%
74934RLV6
549300Q2EHQ6RJPQKP05
US74934RLV68
Tender Option Bond
Y
2021-10-01
2021-10-01
2022-07-15
Y
Royal Bank of Canada
1.0000
1
Y
N
N
0.0010
675000.00
675000.00
0.0011
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series CC 0.080000%
74934RVR4
549300Q2EHQ6RJPQKP05
US74934RVR47
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-11-15
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0008
1500000.00
1500000.00
0.0025
N
N
Y
N
Rye
BAN 2020 1.500000%
783736JZ5
US783736JZ51
Other Municipal Security
Y
2021-10-01
2021-10-01
2021-10-01
N
N
N
0.0150
1500000.00
1500000.00
0.0025
N
Y
Y
N
Sewanhaka Central HSD
TAN 2021-2022 1.500000%
818359FA4
US818359FA47
Other Municipal Security
Y
2022-06-20
2022-06-20
2022-06-20
N
N
N
0.0019
2018880.20
2018880.20
0.0034
N
N
N
N
Sweet Home CSD
BAN 2021A 1.250000%
870402QG2
US870402QG20
Other Municipal Security
Y
2022-07-07
2022-07-07
2022-07-07
N
N
N
0.0021
5039954.00
5039954.00
0.0085
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.080000%
88033LA25
54930039Y2EMGXN6LM88
US88033LA250
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-09-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0008
4665000.00
4665000.00
0.0079
N
N
Y
N
New York City
GO Bonds Fiscal 2014 Series I1 0.080000%
88033LA41
549300ABYZD2SFD5JB29
US88033LA417
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-03-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0008
2635000.00
2635000.00
0.0045
N
N
Y
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 0.080000%
88033LD48
US88033LD486
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-10-20
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0008
4250000.00
4250000.00
0.0072
N
N
Y
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 0.080000%
88033LSR1
US88033LSR14
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-10-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0008
1085000.00
1085000.00
0.0018
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013 0.080000%
88033LZE2
US88033LZE28
Tender Option Bond
Y
2021-10-07
2021-10-07
2021-12-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0008
3355000.00
3355000.00
0.0057
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013 0.080000%
88033M2A4
US88033M2A40
Tender Option Bond
Y
2021-10-07
2021-10-07
2021-11-01
Y
Credit Suisse AG
1.0000
7
Y
N
N
0.0008
24375000.00
24375000.00
0.0413
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2016A 0.080000%
88033ME52
5493000TKYODLXADQD60
US88033ME524
Tender Option Bond
Y
2021-10-07
2021-10-07
2024-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0008
1345000.00
1345000.00
0.0023
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 0.080000%
88033MEU7
5493003476LG35QAKM08
US88033MEU71
Tender Option Bond
Y
2021-10-07
2021-10-07
2023-07-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0008
8000000.00
8000000.00
0.0136
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2015E 0.080000%
88033MGE1
549300C8XO7EXTX2XU71
US88033MGE12
Tender Option Bond
Y
2021-10-07
2021-10-07
2023-09-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0008
5250000.00
5250000.00
0.0089
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.130000%
88033MHQ3
54930006MR4KZ4W74Z83
US88033MHQ33
Tender Option Bond
Y
2021-10-07
2021-10-07
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0013
8500000.00
8500000.00
0.0144
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.130000%
88033MJS7
54930006MR4KZ4W74Z83
US88033MJS70
Tender Option Bond
Y
2021-10-07
2021-10-07
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0013
3300000.00
3300000.00
0.0056
N
N
Y
N
New York Liberty Development Corp
Liberty RB Series 1WTC-2011 0.100000%
88033MK71
US88033MK711
Tender Option Bond
Y
2021-10-07
2021-10-07
2043-12-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PORT AUTHORITY OF NEW YORK AND NEW JERSEY
Corporate Underlier
1.0000
0.0010
5815000.00
5815000.00
0.0099
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2015B 0.080000%
88033MKH9
549300C8XO7EXTX2XU71
US88033MKH96
Tender Option Bond
Y
2021-10-07
2021-10-07
2023-09-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0008
7960000.00
7960000.00
0.0135
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 0.080000%
88033MYA9
549300Q2EHQ6RJPQKP05
US88033MYA97
Tender Option Bond
Y
2021-10-07
2021-10-07
2021-12-15
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0008
10515000.00
10515000.00
0.0178
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2017A 0.080000%
88033U6W4
5493000TKYODLXADQD60
US88033U6W43
Tender Option Bond
Y
2021-10-07
2021-10-07
2025-05-15
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0008
7500000.00
7500000.00
0.0127
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 0.080000%
88033UC56
549300Q2EHQ6RJPQKP05
US88033UC562
Tender Option Bond
Y
2021-10-07
2021-10-07
2024-12-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0008
6000000.00
6000000.00
0.0102
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2013A 0.080000%
88033UCA5
549300C8XO7EXTX2XU71
US88033UCA51
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-08-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0008
2000000.00
2000000.00
0.0034
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2015 Series FF 0.080000%
88033UH36
549300Q2EHQ6RJPQKP05
US88033UH363
Tender Option Bond
Y
2021-10-07
2021-10-07
2023-06-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0008
4000000.00
4000000.00
0.0068
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2016B-1 0.080000%
88033UXD6
5493000TKYODLXADQD60
US88033UXD61
Tender Option Bond
Y
2021-10-07
2021-10-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0008
3335000.00
3335000.00
0.0057
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 206th Series 0.100000%
88033YPZ8
54930006MR4KZ4W74Z83
US88033YPZ87
Tender Option Bond
Y
2021-10-07
2021-10-07
2025-05-15
Y
Citibank NA
1.0000
7
Y
N
N
0.0010
2500000.00
2500000.00
0.0042
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2018C 0.080000%
88034M5J1
549300C8XO7EXTX2XU71
US88034M5J12
Tender Option Bond
Y
2021-10-07
2021-10-07
2026-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0008
9180000.00
9180000.00
0.0156
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 206th Series 0.090000%
88034M7P5
54930006MR4KZ4W74Z83
US88034M7P53
Tender Option Bond
Y
2021-10-07
2021-10-07
2025-11-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0009
2000000.00
2000000.00
0.0034
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2013 Series S1 0.080000%
88034MR24
5493003476LG35QAKM08
US88034MR243
Tender Option Bond
Y
2021-10-07
2021-10-07
2022-05-01
Y
Bank of America NA
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0008
6000000.00
6000000.00
0.0102
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2017E 0.080000%
88034MXC5
549300QJ33JJW73OQO60
US88034MXC53
Tender Option Bond
Y
2021-10-07
2021-10-07
2025-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0008
5000000.00
5000000.00
0.0085
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Sec Sub Bonds Fiscal Series 2018C3 & 2020B1 & 2021C1 0.080000%
88034MXR2
5493003476LG35QAKM08
US88034MXR23
Tender Option Bond
Y
2021-10-07
2021-10-07
2028-12-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0008
7795000.00
7795000.00
0.0132
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2017B-1 0.100000%
88034NAP9
5493000TKYODLXADQD60
US88034NAP96
Tender Option Bond
Y
2021-10-07
2021-10-07
2025-11-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0010
2500000.00
2500000.00
0.0042
N
N
Y
N
New York City
GO Bonds Fiscal 2019 Series D 0.080000%
88034NK37
549300ABYZD2SFD5JB29
US88034NK378
Tender Option Bond
Y
2021-10-07
2021-10-07
2026-12-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0008
4005000.00
4005000.00
0.0068
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2018A 0.080000%
88034NR22
549300C8XO7EXTX2XU71
US88034NR225
Tender Option Bond
Y
2021-10-07
2021-10-07
2026-09-15
Y
Bank of America NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0008
2830000.00
2830000.00
0.0048
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2019 Series EE2 0.080000%
88034REX9
549300Q2EHQ6RJPQKP05
US88034REX98
Tender Option Bond
Y
2021-10-07
2021-10-07
2026-12-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0008
635000.00
635000.00
0.0011
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 214th Series 0.090000%
88034RX42
54930006MR4KZ4W74Z83
US88034RX422
Tender Option Bond
Y
2021-10-07
2021-10-07
2027-03-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0009
2000000.00
2000000.00
0.0034
N
N
Y
N
New York City Housing Development Corp
M/F Housing RB Series 2019B1A 0.080000%
88034RYM1
549300SQWVHKBRF8D702
US88034RYM14
Tender Option Bond
Y
2021-10-07
2021-10-07
2025-05-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0008
3200000.00
3200000.00
0.0054
N
N
Y
N
New York City
GO Bonds Fiscal 2020 Series A 0.080000%
88034RYR0
549300ABYZD2SFD5JB29
US88034RYR01
Tender Option Bond
Y
2021-10-07
2021-10-07
2027-08-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0008
9330000.00
9330000.00
0.0158
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2019D 0.080000%
88034U5J3
549300C8XO7EXTX2XU71
US88034U5J31
Tender Option Bond
Y
2021-10-07
2021-10-07
2028-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0008
3400000.00
3400000.00
0.0058
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 218th Series 0.080000%
88034UQM3
54930006MR4KZ4W74Z83
US88034UQM35
Tender Option Bond
Y
2021-10-07
2021-10-07
2027-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0008
4460000.00
4460000.00
0.0076
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2019D 0.080000%
88034UTB4
549300C8XO7EXTX2XU71
US88034UTB43
Tender Option Bond
Y
2021-10-07
2021-10-07
2027-08-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0008
5950000.00
5950000.00
0.0101
N
N
Y
N
New York State Urban Development Corp
State Sales Tax RB Series 2019A 0.080000%
88034UWC8
54930039Y2EMGXN6LM88
US88034UWC88
Tender Option Bond
Y
2021-10-07
2021-10-07
2027-10-01
Y
Bank of America NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0008
7160000.00
7160000.00
0.0121
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.080000%
88034WKW3
I5P1GEYFGGMMDOFX2L30
US88034WKW37
Tender Option Bond
Y
2021-10-07
2021-10-07
2027-11-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0008
600000.00
600000.00
0.0010
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.080000%
88034WLA0
I5P1GEYFGGMMDOFX2L30
US88034WLA08
Tender Option Bond
Y
2021-10-07
2021-10-07
2027-11-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0008
3325000.00
3325000.00
0.0056
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2020A 0.080000%
88034XDS8
549300C8XO7EXTX2XU71
US88034XDS80
Tender Option Bond
Y
2021-10-07
2021-10-07
2028-09-15
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0008
2300000.00
2300000.00
0.0039
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2021 Series S1 0.080000%
88034XFR8
5493003476LG35QAKM08
US88034XFR89
Tender Option Bond
Y
2021-10-07
2021-10-07
2028-08-03
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0008
13970000.00
13970000.00
0.0237
N
N
Y
N
New York City
GO Bonds Fiscal 2021 Series F1 0.080000%
88034XYP1
549300ABYZD2SFD5JB29
US88034XYP13
Tender Option Bond
Y
2021-10-07
2021-10-07
2029-03-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0008
3400000.00
3400000.00
0.0058
N
N
Y
N
New York City
GO Bonds Fiscal 2021 Series F 0.080000%
88034XZN5
549300ABYZD2SFD5JB29
US88034XZN55
Tender Option Bond
Y
2021-10-07
2021-10-07
2029-03-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0008
2905000.00
2905000.00
0.0049
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 231 0.080000%
88034XZX3
549300ZQWNLLIG564027
US88034XZX38
Tender Option Bond
Y
2021-10-07
2021-10-07
2028-04-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0008
3545000.00
3545000.00
0.0060
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2022 Series AA 0.080000%
88034YEE6
549300Q2EHQ6RJPQKP05
US88034YEE68
Tender Option Bond
Y
2021-10-07
2021-10-07
2029-06-15
Y
UBS AG
1.0000
7
Y
N
N
0.0008
2535000.00
2535000.00
0.0043
N
N
Y
N
Tompkins Cnty
BAN 2021B 1.500000%
890091XZ9
US890091XZ97
Other Municipal Security
Y
2022-02-18
2022-02-18
2022-02-18
N
N
N
0.0021
3065000.51
3065000.51
0.0052
N
N
N
N
Triborough Bridge & Tunnel Auth
Refunding RB Series 2005B-3 0.100000%
89602REB7
54930020ZN4LQF7K3456
US89602REB78
Variable Rate Demand Note
Y
2021-10-01
2021-10-01
2032-01-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
N
N
N
0.0010
6900000.00
6900000.00
0.0117
N
Y
Y
N
Triborough Bridge & Tunnel Auth
General RB Series 2001C 0.080000%
89602RED3
54930020ZN4LQF7K3456
US89602RED35
Variable Rate Demand Note
Y
2021-10-01
2021-10-01
2032-01-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
N
N
N
0.0008
2050000.00
2050000.00
0.0035
N
Y
Y
N
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2002F 0.060000%
89602RFA8
54930020ZN4LQF7K3456
US89602RFA86
Variable Rate Demand Note
Y
2021-10-01
2021-10-01
2032-11-01
Y
Citibank NA
1.0000
1
N
N
N
0.0006
12305000.00
12305000.00
0.0209
N
Y
Y
N
Warren & Washington Cnty IDA
Civic Facility RB (Glen at Hiland Meadows) Series 2000 0.120000%
934651AA8
US934651AA83
Variable Rate Demand Note
Y
2021-10-07
2021-10-07
2030-12-15
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0012
720000.00
720000.00
0.0012
N
N
Y
N
Williamsville CSD
BAN 2021 1.000000%
970497MS9
US970497MS99
Other Municipal Security
Y
2022-06-08
2022-06-08
2022-06-08
N
N
N
0.0018
5028227.00
5028227.00
0.0085
N
N
N
N
The Charles Schwab Family of Funds
2021-10-07
Mark Fischer
Mark Fischer
Chief Financial Officer