0001145549-21-005407.txt : 20210205
0001145549-21-005407.hdr.sgml : 20210205
20210205163819
ACCESSION NUMBER: 0001145549-21-005407
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210131
FILED AS OF DATE: 20210205
DATE AS OF CHANGE: 20210205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 21596434
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York Municipal Money Fund
C000012395
Investor Shares
SWYXX
C000219265
Ultra Shares
SNYXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2021-01-31
0000857156
549300I77JNLD629OV19
S000004513
2
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
Deloitte & Touche LLP
Denver
CO
Charles Schwab Investment Management, Inc.
DST Asset Manager Solutions, Inc.
0000275143
084-00896
N
N
N
Single State
Y
29
35
602591852.62
605000459.88
591974731.52
582394281.57
562373997.50
0.7827
0.7823
0.7767
0.7738
0.7644
4480.61
733903927.17
733797667.88
1813294.09
3314480.45
732300962.13
731778200.1600
1.0000
0.0018
1.0008
1.0008
1.0008
1.0008
1.0009
C000012395
0.00
632646833.38
632194591.3000
1.0008
1.0008
1.0008
1.0008
1.0009
3391726.52
5962323.55
3010455.05
12982577.89
4623126.08
10435422.71
2288960.64
15481080.51
3249243.23
10389856.36
13171785.00
49288937.47
0.0001
Y
Investment Advisor and its affiliates Contractual 74,623 Investment Advisor and its affiliates Voluntary 23,266
C000219265
1000000.00
99654128.75
99583608.8600
1.0007
1.0009
1.0008
1.0008
1.0009
2791732.14
274870.05
27798755.38
12898266.94
1000000.00
5948059.23
5785517.69
2179269.84
1628691.77
14517541.73
36212964.84
35543137.74
0.0001
Y
Investment Advisor and its affiliates Contractual 3,264 Investment Advisor and its affiliates Voluntary 782
Battery Park City Auth
Jr RB Series 2019D1 0.040000%
07133AJC7
US07133AJC71
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2038-11-01
Y
TD Bank NA
1.0000
7
Y
N
N
0.0004
2370000.00
2370000.00
0.0032
N
N
Y
N
Bayport Blue Point UFSD
TAN Series 2020-2021 1.500000%
073059QA8
US073059QA80
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0016
2010720.00
2010720.00
0.0027
N
N
N
N
Bethpage UFSD
TAN 2020-2021 1.500000%
087599HP4
US087599HP40
Other Municipal Security
Y
2021-06-24
2021-06-24
2021-06-24
N
N
N
0.0023
7537800.00
7537800.00
0.0103
N
N
N
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2011 0.090000%
196220AA5
US196220AA57
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0009
8765000.00
8765000.00
0.0120
N
N
Y
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2013 0.090000%
196220AB3
US196220AB31
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0009
10775000.00
10775000.00
0.0147
N
N
Y
N
East Rochester Hsg Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.090000%
274722DX2
US274722DX22
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2041-01-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0009
11365000.00
11365000.00
0.0155
N
N
Y
N
New York City
GO Bonds Fiscal 2018 Series B1 0.090000%
27884F4H0
549300ABYZD2SFD5JB29
US27884F4H03
Tender Option Bond
Y
2021-02-05
2021-02-05
2040-10-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0009
4760000.00
4760000.00
0.0065
N
N
Y
N
Erie Cnty IDA
IDRB (Hydro-Air Components) Series 2006 0.110000%
295088FP8
US295088FP80
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2026-04-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0011
3065000.00
3065000.00
0.0042
N
N
Y
N
Garden City NY
BAN Series 2020A 5.000000%
365154TL7
US365154TL70
Other Municipal Security
Y
2021-02-19
2021-02-19
2021-02-19
N
N
N
0.0013
4009720.00
4009720.00
0.0055
N
N
N
N
Irondequoit
BAN 2020B 1.000000%
463074K52
US463074K522
Other Municipal Security
Y
2021-12-17
2021-12-17
2021-12-17
N
N
N
0.0021
6544980.00
6544980.00
0.0089
N
N
N
N
Islip
BAN Series 2020A 2.500000%
464723DZ5
US464723DZ59
Other Municipal Security
Y
2021-05-12
2021-05-12
2021-05-12
N
N
N
0.0039
12558786.35
12558786.35
0.0171
N
N
N
N
Lancaster IDA
IDRB (Sealing Devices) Series 2016 0.090000%
514226AF6
US514226AF68
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2037-01-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0009
3015000.00
3015000.00
0.0041
N
N
Y
N
Lancaster IDA
Civic Facility RB (GreenField Manor) Series 2000 0.100000%
514502AA1
US514502AA19
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2032-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0010
11200000.00
11200000.00
0.0153
N
N
Y
N
Lancaster IDA
IDRB (Sealing Devices) Series 2007 0.110000%
514509AA6
US514509AA61
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2027-12-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0011
1090000.00
1090000.00
0.0015
N
N
Y
N
Massapequa UFSD
TAN 2020-2021 1.500000%
576097NF2
US576097NF27
Other Municipal Security
Y
2021-06-24
2021-06-24
2021-06-24
N
N
N
0.0016
1407476.00
1407476.00
0.0019
N
N
N
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.070000%
59259NT37
5493000TKYODLXADQD60
US59259NT377
Tender Option Bond
Y
2021-02-05
2021-02-05
2022-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0007
8000000.00
8000000.00
0.0109
N
N
Y
N
Metropolitan Transportation Auth
Transportation RB Series 2012G2 0.040000%
59259Y7S2
5493000TKYODLXADQD60
US59259Y7S20
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2032-11-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0004
1300000.00
1300000.00
0.0018
N
N
Y
N
Metropolitan Transportation Auth
Transportation RB Series 2015E-3 0.010000%
59261AWK9
5493000TKYODLXADQD60
US59261AWK95
Variable Rate Demand Note
Y
2021-02-01
2021-02-01
2050-11-15
Y
Bank of America NA
1.0000
3
N
N
N
0.0001
1090000.00
1090000.00
0.0015
N
Y
Y
N
Monroe Cnty IDA
Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 0.090000%
610752CW5
US610752CW55
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2035-04-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0009
16105000.00
16105000.00
0.0220
N
N
Y
N
Mount Sinai UFSD
TAN 2020 1.750000%
623118LV6
US623118LV65
Other Municipal Security
Y
2021-06-24
2021-06-24
2021-06-24
N
N
N
0.0035
10759385.00
10759385.00
0.0147
N
N
N
N
New Rochelle
BAN 2020 2.000000%
6485168R6
US6485168R69
Other Municipal Security
Y
2021-02-25
2021-02-25
2021-02-25
N
N
N
0.0017
11100726.38
11100726.38
0.0152
N
N
N
N
New York City
GO Bonds Fiscal 2013 Series B 5.000000%
64966J3N4
549300ABYZD2SFD5JB29
US64966J3N49
Other Municipal Security
Y
2021-08-01
2021-08-01
2021-08-01
N
N
N
0.0008
409780.00
409780.00
0.0006
N
N
N
N
New York City
GO Bonds Fiscal 2014 Series A1 0.070000%
64966KT60
549300ABYZD2SFD5JB29
US64966KT608
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-08-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0007
8000000.00
8000000.00
0.0109
N
N
Y
N
New York City
GO Bonds Fiscal 2013 Series F1 0.070000%
64966KWR0
549300ABYZD2SFD5JB29
US64966KWR03
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-03-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
7
Y
N
N
0.0007
7300000.00
7300000.00
0.0100
N
N
Y
N
New York City
GO Bonds Fiscal 2017 Series A7 0.020000%
64966MFW4
549300ABYZD2SFD5JB29
US64966MFW47
Variable Rate Demand Note
Y
2021-02-01
2021-02-01
2044-08-01
Y
Bank of the West
1.0000
3
N
N
N
0.0002
500000.00
500000.00
0.0007
N
Y
Y
N
New York City
GO Bonds Fiscal 2019 Series A 5.000000%
64966QUN8
549300ABYZD2SFD5JB29
US64966QUN86
Other Municipal Security
Y
2021-08-01
2021-08-01
2021-08-01
N
N
Y
Escrow
Escrow
1.0000
0.0009
15366.00
15366.00
0.0000
N
N
N
N
New York City
GO Bonds Fiscal 2019 Series A 5.000000%
64966QUQ1
549300ABYZD2SFD5JB29
US64966QUQ18
Other Municipal Security
Y
2021-08-01
2021-08-01
2021-08-01
N
N
N
0.0008
97322.75
97322.75
0.0001
N
N
N
N
New York City Housing Development Corp
M/F Mortgage RB (Las Casas) Series 2008A 0.090000%
64966TBK9
549300SQWVHKBRF8D702
US64966TBK97
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2040-10-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0009
16100000.00
16100000.00
0.0220
N
N
Y
N
New York City IDA
Empowerment Zone RB (Tiago Holdings) Series 2007 0.040000%
649705SZ4
549300XR20ZR5DHL9534
US649705SZ43
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2037-01-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0004
27830000.00
27830000.00
0.0380
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2012 Series F1 0.070000%
64971Q6W8
5493003476LG35QAKM08
US64971Q6W81
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0007
3400000.00
3400000.00
0.0046
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2014 Series A1 0.070000%
64971WGY0
5493003476LG35QAKM08
US64971WGY03
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0007
5780000.00
5780000.00
0.0079
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2017 Series A-1 5.000000%
64971WK41
5493003476LG35QAKM08
US64971WK412
Other Municipal Security
Y
2021-05-01
2021-05-01
2021-05-01
N
N
N
0.0008
151824.00
151824.00
0.0002
N
N
N
N
New York City Housing Development Corp
M/F Housing RB Series I3 0.040000%
64972ESV2
549300SQWVHKBRF8D702
US64972ESV29
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2060-11-01
Y
TD Bank NA
1.0000
7
Y
N
N
0.0004
1000000.00
1000000.00
0.0014
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2012 Series AA 0.070000%
64972GAJ3
549300Q2EHQ6RJPQKP05
US64972GAJ31
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-06-15
Y
Citibank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0007
7000000.00
7000000.00
0.0096
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2013 Series BB 0.070000%
64972GEA8
549300Q2EHQ6RJPQKP05
US64972GEA85
Tender Option Bond
Y
2021-02-05
2021-02-05
2022-07-21
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0007
5300000.00
5300000.00
0.0072
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB1A 0.010000%
64972GMJ0
549300Q2EHQ6RJPQKP05
US64972GMJ03
Variable Rate Demand Note
Y
2021-02-01
2021-02-01
2049-06-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
3
Y
N
N
0.0001
1570000.00
1570000.00
0.0021
N
Y
Y
N
New York City Trust for Cultural Resources
Revenue & Refunding Bonds (American Museum of Natural History) Series 2014B1 0.240000%
64972RAM2
US64972RAM25
Other Municipal Security
Y
2021-02-04
2021-04-20
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0036
6298614.00
6298614.00
0.0086
N
N
N
N
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B2 0.220000%
64972SAR9
US64972SAR94
Other Municipal Security
Y
2021-02-04
2021-08-16
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0026
13900417.00
13900417.00
0.0190
N
N
N
N
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2013B 5.000000%
64985HLK1
549300QJ33JJW73OQO60
US64985HLK13
Other Municipal Security
Y
2021-05-15
2021-05-15
2021-05-15
N
N
N
0.0007
101410.00
101410.00
0.0001
N
N
N
N
New York State Power Auth
CP Series 2 0.400000%
64985NLD4
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-03-11
2021-03-11
2021-03-11
N
N
N
0.0022
2700544.05
2700544.05
0.0037
N
N
N
N
New York State Power Auth
CP Series 2 0.400000%
64985NLE2
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-02-25
2021-02-25
2021-02-25
N
N
N
0.0020
8001180.80
8001180.80
0.0109
N
N
N
N
New York State Power Auth
CP Series 2 0.400000%
64985NLG7
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-03-11
2021-03-11
2021-03-11
N
N
N
0.0022
3000604.50
3000604.50
0.0041
N
N
N
N
New York State Power Auth
CP Series 2 0.280000%
64985NLK8
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-07-15
2021-07-15
2021-07-15
N
N
N
0.0019
1900780.90
1900780.90
0.0026
N
N
N
N
New York State Urban Development Corp
State Sales Tax RB Series 2019A 5.000000%
64985TAB7
54930039Y2EMGXN6LM88
US64985TAB70
Other Municipal Security
Y
2021-03-15
2021-03-15
2021-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0004
2157698.40
2157698.40
0.0029
N
N
N
N
New York State HFA
Housing RB (Gateway to New Cassel) Series 2006A 0.090000%
64986MF34
5493000LS7KCDB02O506
US64986MF346
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2039-11-01
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0009
5300000.00
5300000.00
0.0072
N
N
Y
N
New York State HFA
Housing RB (West Village Apts) Series 2008A 0.090000%
64986MS89
5493000LS7KCDB02O506
US64986MS893
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2039-11-01
Y
Citibank NA
1.0000
7
N
N
N
0.0009
5400000.00
5400000.00
0.0074
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 209 2.200000%
6498833L7
549300ZQWNLLIG564027
US6498833L71
Other Municipal Security
Y
2021-04-01
2021-04-01
2021-04-01
N
N
N
0.0053
150409.50
150409.50
0.0002
N
N
N
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 142 0.020000%
649883CL7
549300ZQWNLLIG564027
US649883CL74
Variable Rate Demand Note
Y
2021-02-01
2021-02-01
2037-10-01
Y
Royal Bank of Canada
1.0000
3
Y
N
N
0.0002
3075000.00
3075000.00
0.0042
N
Y
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 144 0.020000%
649883DQ5
549300ZQWNLLIG564027
US649883DQ52
Variable Rate Demand Note
Y
2021-02-01
2021-02-01
2037-10-01
Y
Bank of America NA
1.0000
3
Y
N
N
0.0002
7340000.00
7340000.00
0.0100
N
Y
Y
N
New York State Power Auth
CP Series 1 0.290000%
64989MB50
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-07-13
2021-07-13
2021-07-13
N
N
N
0.0020
3001217.70
3001217.70
0.0041
N
N
N
N
New York State Power Auth
Extendible CP Series 1 0.170000%
64989VUG5
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-08-27
2021-08-27
N
N
N
0.0009
5000361.50
5000361.50
0.0068
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2015A 5.000000%
64990ADM4
549300C8XO7EXTX2XU71
US64990ADM45
Other Municipal Security
Y
2021-03-15
2021-03-15
2021-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0004
623670.40
623670.40
0.0009
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2018E 5.000000%
64990ALW3
549300C8XO7EXTX2XU71
US64990ALW35
Other Municipal Security
Y
2021-03-15
2021-03-15
2021-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0004
653848.00
653848.00
0.0009
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2012B 5.000000%
64990EEV5
549300C8XO7EXTX2XU71
US64990EEV56
Other Municipal Security
Y
2021-03-15
2021-03-15
2021-03-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0004
105621.60
105621.60
0.0001
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2014A 5.000000%
64990ENC7
549300C8XO7EXTX2XU71
US64990ENC74
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0004
200358.00
200358.00
0.0003
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax Refunding RB Series 2012A 5.000000%
64990FNB6
549300C8XO7EXTX2XU71
US64990FNB66
Other Municipal Security
Y
2021-12-15
2021-12-15
2021-12-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0008
286756.25
286756.25
0.0004
N
N
N
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2017A 5.000000%
64990FVR2
549300C8XO7EXTX2XU71
US64990FVR27
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0004
200358.00
200358.00
0.0003
N
N
N
N
NEW YORK STATE DORMITORY AUTH
STATE PERSONAL INCOME TAX RANS SERIES 2020B 5.000000%
64990FXG4
549300C8XO7EXTX2XU71
US64990FXG44
Other Municipal Security
Y
2021-03-31
2021-03-31
2021-03-31
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0008
2016400.00
2016400.00
0.0028
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.070000%
650035K31
54930039Y2EMGXN6LM88
US650035K310
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-03-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0007
4000000.00
4000000.00
0.0055
N
N
Y
N
Northport-East Northport UFSD
TAN 2020-2021 1.500000%
666641JH9
US666641JH96
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0014
2010880.00
2010880.00
0.0027
N
N
N
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 3 0.090000%
670656602
549300V4X2BF3UXSCQ58
US6706566022
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2040-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0009
2700000.00
2700000.00
0.0037
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 5 0.090000%
670656875
549300V4X2BF3UXSCQ58
US6706568754
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2046-06-01
Y
Toronto-Dominion Bank/The
1.0000
7
N
N
N
0.0009
40000000.00
40000000.00
0.0546
N
N
Y
N
Oceanside UFSD
TAN 2020-2021 1.750000%
675498LA5
US675498LA52
Other Municipal Security
Y
2021-06-24
2021-06-24
2021-06-24
N
N
N
0.0024
1005990.00
1005990.00
0.0014
N
N
N
N
Onondaga Cnty IDA
IDRB (G.A. Braun Inc) Series 2007 0.340000%
682750EC4
US682750EC41
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2034-06-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0034
5270000.00
5270000.00
0.0072
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 177th Series 0.140000%
73358WMU5
54930006MR4KZ4W74Z83
US73358WMU52
Tender Option Bond
Y
2021-02-05
2021-02-05
2022-07-15
Y
Credit Suisse AG
1.0000
7
Y
N
N
0.0014
1700000.00
1700000.00
0.0023
N
N
Y
N
Port Washington UFSD
BAN 2020 1.500000%
735581NH9
US735581NH95
Other Municipal Security
Y
2021-08-05
2021-08-05
2021-08-05
N
N
N
0.0024
488118.55
488118.55
0.0007
N
N
N
N
New York City
GO Bonds Fiscal 2012 Series A5 0.070000%
74926Y3G4
549300ABYZD2SFD5JB29
US74926Y3G49
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0007
14165000.00
14165000.00
0.0193
N
N
Y
N
New York City
GO Bonds Fiscal 2012 Series D3B 0.070000%
74926Y3L3
549300ABYZD2SFD5JB29
US74926Y3L34
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0007
1900000.00
1900000.00
0.0026
N
N
Y
N
New York City
GO Bonds Fiscal 2015 Series F7 0.070000%
74926Y3Q2
549300ABYZD2SFD5JB29
US74926Y3Q21
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0007
5830000.00
5830000.00
0.0080
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 1998 Series C 0.070000%
74926Y4C2
5493003476LG35QAKM08
US74926Y4C26
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-08-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0007
11200000.00
11200000.00
0.0153
N
N
Y
N
New York City
GO Bonds Fiscal 2006 Series I5 0.070000%
74934RA97
549300ABYZD2SFD5JB29
US74934RA971
Tender Option Bond
Y
2021-02-05
2021-02-05
2023-05-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0007
11000000.00
11000000.00
0.0150
N
N
Y
N
Battery Park City Auth
Jr RB Series 2019E 0.070000%
74934RF84
US74934RF848
Tender Option Bond
Y
2021-02-05
2021-02-05
2023-08-06
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0007
5695000.00
5695000.00
0.0078
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 0.040000%
74934RLQ7
549300Q2EHQ6RJPQKP05
US74934RLQ73
Tender Option Bond
Y
2021-02-01
2021-02-01
2022-07-15
Y
Royal Bank of Canada
1.0000
3
Y
N
N
0.0004
1935000.00
1935000.00
0.0026
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2016 Series AA3 0.040000%
74934RLV6
549300Q2EHQ6RJPQKP05
US74934RLV68
Tender Option Bond
Y
2021-02-01
2021-02-01
2022-07-15
Y
Royal Bank of Canada
1.0000
3
Y
N
N
0.0004
675000.00
675000.00
0.0009
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series CC 0.070000%
74934RVR4
549300Q2EHQ6RJPQKP05
US74934RVR47
Tender Option Bond
Y
2021-02-05
2021-02-05
2022-11-15
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0007
1500000.00
1500000.00
0.0020
N
N
Y
N
Rockland Cnty IDA
RB (Northern Riverview) Series 1999 0.090000%
773561AD7
US773561AD73
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2029-02-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0009
5265000.00
5265000.00
0.0072
N
N
Y
N
Rockville Centre UFSD
TAN 2020-2021 1.250000%
774149LX4
US774149LX42
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0029
5420682.00
5420682.00
0.0074
N
N
N
N
Rye
BAN 2020 1.500000%
783736JZ5
US783736JZ51
Other Municipal Security
Y
2021-10-01
2021-10-01
2021-10-01
N
N
N
0.0020
1512990.00
1512990.00
0.0021
N
N
N
N
Sewanhaka Central HSD
TAN 2020-2021 1.500000%
818359EZ0
US818359EZ07
Other Municipal Security
Y
2021-06-21
2021-06-21
2021-06-21
N
N
N
0.0015
2010540.00
2010540.00
0.0027
N
N
N
N
Southold
BAN 2020 1.750000%
844572QY6
549300OU1HE6DDYO6752
US844572QY68
Other Municipal Security
Y
2021-09-23
2021-09-23
2021-09-23
N
N
N
0.0015
2020600.00
2020600.00
0.0028
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.070000%
88033LA25
54930039Y2EMGXN6LM88
US88033LA250
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0007
4665000.00
4665000.00
0.0064
N
N
Y
N
New York City
GO Bonds Fiscal 2014 Series I1 0.070000%
88033LA41
549300ABYZD2SFD5JB29
US88033LA417
Tender Option Bond
Y
2021-02-04
2021-02-05
2022-03-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0007
2635000.00
2635000.00
0.0036
N
N
Y
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 0.070000%
88033LD48
US88033LD486
Tender Option Bond
Y
2021-02-05
2021-02-05
2022-10-20
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0007
4250000.00
4250000.00
0.0058
N
N
Y
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 0.070000%
88033LSR1
US88033LSR14
Tender Option Bond
Y
2021-02-05
2021-02-05
2022-10-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0007
1085000.00
1085000.00
0.0015
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013 0.070000%
88033LZE2
US88033LZE28
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-12-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0007
3355000.00
3355000.00
0.0046
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013 0.070000%
88033M2A4
US88033M2A40
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-11-01
Y
Credit Suisse AG
1.0000
7
Y
N
N
0.0007
24375000.00
24375000.00
0.0333
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2016A 0.070000%
88033ME52
5493000TKYODLXADQD60
US88033ME524
Tender Option Bond
Y
2021-02-05
2021-02-05
2024-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0007
1345000.00
1345000.00
0.0018
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 0.070000%
88033MEU7
5493003476LG35QAKM08
US88033MEU71
Tender Option Bond
Y
2021-02-05
2021-02-05
2023-07-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0007
8000000.00
8000000.00
0.0109
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2015E 0.070000%
88033MGE1
549300C8XO7EXTX2XU71
US88033MGE12
Tender Option Bond
Y
2021-02-05
2021-02-05
2023-09-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0007
6250000.00
6250000.00
0.0085
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2015B 0.070000%
88033MGW1
549300C8XO7EXTX2XU71
US88033MGW10
Tender Option Bond
Y
2021-02-05
2021-02-05
2023-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0007
5625000.00
5625000.00
0.0077
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.120000%
88033MHQ3
54930006MR4KZ4W74Z83
US88033MHQ33
Tender Option Bond
Y
2021-02-05
2021-02-05
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0012
8500000.00
8500000.00
0.0116
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.120000%
88033MJS7
54930006MR4KZ4W74Z83
US88033MJS70
Tender Option Bond
Y
2021-02-05
2021-02-05
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0012
3300000.00
3300000.00
0.0045
N
N
Y
N
New York Liberty Development Corp
Liberty RB Series 1WTC-2011 0.090000%
88033MK71
US88033MK711
Tender Option Bond
Y
2021-02-05
2021-02-05
2043-12-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PORT AUTHORITY OF NEW YORK AND NEW JERSEY
Corporate Underlier
1.0000
0.0009
5815000.00
5815000.00
0.0079
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2015B 0.070000%
88033MKH9
549300C8XO7EXTX2XU71
US88033MKH96
Tender Option Bond
Y
2021-02-05
2021-02-05
2023-09-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0007
7960000.00
7960000.00
0.0109
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 0.070000%
88033MYA9
549300Q2EHQ6RJPQKP05
US88033MYA97
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-07-15
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0007
10515000.00
10515000.00
0.0144
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2017A 0.100000%
88033U6W4
5493000TKYODLXADQD60
US88033U6W43
Tender Option Bond
Y
2021-02-05
2021-02-05
2025-05-15
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0010
7500000.00
7500000.00
0.0102
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2013A 0.070000%
88033UBQ1
549300QJ33JJW73OQO60
US88033UBQ13
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK ST EFC NYCMWFA PROG
Corporate Underlier
1.0000
0.0007
2500000.00
2500000.00
0.0034
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 0.070000%
88033UC56
549300Q2EHQ6RJPQKP05
US88033UC562
Tender Option Bond
Y
2021-02-05
2021-02-05
2024-12-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0007
6000000.00
6000000.00
0.0082
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2013A 0.070000%
88033UCA5
549300C8XO7EXTX2XU71
US88033UCA51
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0007
2000000.00
2000000.00
0.0027
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2013 Series DD 0.070000%
88033UCE7
549300Q2EHQ6RJPQKP05
US88033UCE73
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0007
715000.00
715000.00
0.0010
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2015 Series FF 0.070000%
88033UH36
549300Q2EHQ6RJPQKP05
US88033UH363
Tender Option Bond
Y
2021-02-05
2021-02-05
2023-06-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0007
4000000.00
4000000.00
0.0055
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2016B-1 0.070000%
88033UXD6
5493000TKYODLXADQD60
US88033UXD61
Tender Option Bond
Y
2021-02-05
2021-02-05
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0007
3335000.00
3335000.00
0.0046
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2017 Series B1 0.070000%
88033Y5Y3
5493003476LG35QAKM08
US88033Y5Y36
Tender Option Bond
Y
2021-02-05
2021-02-05
2024-08-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0007
2625000.00
2625000.00
0.0036
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 206th Series 0.090000%
88033YPZ8
54930006MR4KZ4W74Z83
US88033YPZ87
Tender Option Bond
Y
2021-02-05
2021-02-05
2025-05-15
Y
Citibank NA
1.0000
7
Y
N
N
0.0009
2500000.00
2500000.00
0.0034
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Sales Tax RB Series 2018C 0.070000%
88034M5J1
549300C8XO7EXTX2XU71
US88034M5J12
Tender Option Bond
Y
2021-02-05
2021-02-05
2026-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0007
10880000.00
10880000.00
0.0149
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 206th Series 0.090000%
88034M7P5
54930006MR4KZ4W74Z83
US88034M7P53
Tender Option Bond
Y
2021-02-05
2021-02-05
2025-11-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0009
2000000.00
2000000.00
0.0027
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2013 Series S1 0.070000%
88034MR24
5493003476LG35QAKM08
US88034MR243
Tender Option Bond
Y
2021-02-04
2021-02-05
2021-07-15
Y
Bank of America NA
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0007
6000000.00
6000000.00
0.0082
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2017E 0.070000%
88034MXC5
549300QJ33JJW73OQO60
US88034MXC53
Tender Option Bond
Y
2021-02-05
2021-02-05
2025-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0007
5000000.00
5000000.00
0.0068
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Sec Sub Bonds Fiscal Series 2018C3 & 2020B1 &2020A3 0.070000%
88034MXR2
5493003476LG35QAKM08
US88034MXR23
Tender Option Bond
Y
2021-02-05
2021-02-05
2027-11-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0007
9295000.00
9295000.00
0.0127
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2019A 0.080000%
88034N4F8
54930039Y2EMGXN6LM88
US88034N4F80
Tender Option Bond
Y
2021-02-05
2021-02-05
2026-09-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0008
3330000.00
3330000.00
0.0045
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2017B-1 0.120000%
88034NAP9
5493000TKYODLXADQD60
US88034NAP96
Tender Option Bond
Y
2021-02-05
2021-02-05
2025-11-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0012
7500000.00
7500000.00
0.0102
N
N
Y
N
New York City
GO Bonds Fiscal 2019 Series D 0.070000%
88034NK37
549300ABYZD2SFD5JB29
US88034NK378
Tender Option Bond
Y
2021-02-05
2021-02-05
2026-12-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0007
4005000.00
4005000.00
0.0055
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2018A 0.070000%
88034NR22
549300C8XO7EXTX2XU71
US88034NR225
Tender Option Bond
Y
2021-02-05
2021-02-05
2026-09-15
Y
Bank of America NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0007
4330000.00
4330000.00
0.0059
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2019 Series EE2 0.070000%
88034REX9
549300Q2EHQ6RJPQKP05
US88034REX98
Tender Option Bond
Y
2021-02-05
2021-02-05
2026-12-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0007
2000000.00
2000000.00
0.0027
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 214th Series 0.120000%
88034RX42
54930006MR4KZ4W74Z83
US88034RX422
Tender Option Bond
Y
2021-02-05
2021-02-05
2027-03-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0012
2000000.00
2000000.00
0.0027
N
N
Y
N
New York City Housing Development Corp
M/F Housing RB Series 2019B1A 0.070000%
88034RYM1
549300SQWVHKBRF8D702
US88034RYM14
Tender Option Bond
Y
2021-02-05
2021-02-05
2025-05-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0007
3200000.00
3200000.00
0.0044
N
N
Y
N
New York City
GO Bonds Fiscal 2020 Series A 0.070000%
88034RYR0
549300ABYZD2SFD5JB29
US88034RYR01
Tender Option Bond
Y
2021-02-05
2021-02-05
2027-08-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0007
9330000.00
9330000.00
0.0127
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2019D 0.070000%
88034U5J3
549300C8XO7EXTX2XU71
US88034U5J31
Tender Option Bond
Y
2021-02-05
2021-02-05
2028-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0007
6665000.00
6665000.00
0.0091
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 218th Series 0.070000%
88034UQM3
54930006MR4KZ4W74Z83
US88034UQM35
Tender Option Bond
Y
2021-02-05
2021-02-05
2027-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0007
5560000.00
5560000.00
0.0076
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2019D 0.070000%
88034UTB4
549300C8XO7EXTX2XU71
US88034UTB43
Tender Option Bond
Y
2021-02-05
2021-02-05
2027-08-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0007
5950000.00
5950000.00
0.0081
N
N
Y
N
New York State Urban Development Corp
State Sales Tax RB Series 2019A 0.070000%
88034UWC8
54930039Y2EMGXN6LM88
US88034UWC88
Tender Option Bond
Y
2021-02-05
2021-02-05
2027-10-01
Y
Bank of America NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0007
7160000.00
7160000.00
0.0098
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.070000%
88034WKH6
I5P1GEYFGGMMDOFX2L30
US88034WKH69
Tender Option Bond
Y
2021-02-05
2021-02-05
2027-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0007
1200000.00
1200000.00
0.0016
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.070000%
88034WKK9
I5P1GEYFGGMMDOFX2L30
US88034WKK98
Tender Option Bond
Y
2021-02-05
2021-02-05
2027-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0007
2650000.00
2650000.00
0.0036
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.080000%
88034WKW3
I5P1GEYFGGMMDOFX2L30
US88034WKW37
Tender Option Bond
Y
2021-02-05
2021-02-05
2027-11-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0008
4000000.00
4000000.00
0.0055
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.080000%
88034WLA0
I5P1GEYFGGMMDOFX2L30
US88034WLA08
Tender Option Bond
Y
2021-02-05
2021-02-05
2027-11-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0008
4025000.00
4025000.00
0.0055
N
N
Y
N
NEW YORK STATE DORMITORY AUTH
State Personal Income Tax RB Series 2019D 0.070000%
88034WLG7
549300C8XO7EXTX2XU71
US88034WLG77
Tender Option Bond
Y
2021-02-05
2021-02-05
2028-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0007
3750000.00
3750000.00
0.0051
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.070000%
88034WQF4
I5P1GEYFGGMMDOFX2L30
US88034WQF40
Tender Option Bond
Y
2021-02-05
2021-02-05
2028-05-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0007
410000.00
410000.00
0.0006
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2021 Series S1 0.070000%
88034XFR8
5493003476LG35QAKM08
US88034XFR89
Tender Option Bond
Y
2021-02-05
2021-02-05
2028-08-03
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0007
13970000.00
13970000.00
0.0191
N
N
Y
N
Tompkins Cnty
BAN Series 2020A 2.250000%
890091XF3
US890091XF34
Other Municipal Security
Y
2021-02-19
2021-02-19
2021-02-19
N
N
N
0.0015
5005250.00
5005250.00
0.0068
N
N
N
N
Tompkins Cnty
BAN Series 2020B 2.000000%
890091XG1
US890091XG17
Other Municipal Security
Y
2021-02-19
2021-02-19
2021-02-19
N
N
N
0.0015
5241818.04
5241818.04
0.0072
N
N
N
N
Tompkins Cnty
BAN Series 2021B 1.500000%
890091XZ9
US890091XZ97
Other Municipal Security
Y
2022-02-18
2022-02-18
2022-02-18
N
N
N
0.0020
3089589.00
3089589.00
0.0042
N
N
N
N
Triborough Bridge & Tunnel Auth
Refunding RB Series 2005B-3 0.010000%
89602REB7
54930020ZN4LQF7K3456
US89602REB78
Variable Rate Demand Note
Y
2021-02-01
2021-02-01
2032-01-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
3
N
N
N
0.0001
2080000.00
2080000.00
0.0028
N
Y
Y
N
Warren & Washington Cnty IDA
Civic Facility RB (Glen at Hiland Meadows) Series 2000 0.100000%
934651AA8
US934651AA83
Variable Rate Demand Note
Y
2021-02-05
2021-02-05
2030-12-15
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0010
6470000.00
6470000.00
0.0088
N
N
Y
N
West Hempstead UFSD
BAN 2020 1.500000%
953259HQ4
US953259HQ43
Other Municipal Security
Y
2021-06-11
2021-06-11
2021-06-11
N
N
N
0.0016
12811582.50
12811582.50
0.0175
N
N
N
N
Westhampton Beach UFSD
TAN Series 2020-2021 2.000000%
960351EF7
US960351EF74
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0031
9060750.00
9060750.00
0.0124
N
N
N
N
Williamsville CSD
BAN Series 2020 1.750000%
970497MR1
US970497MR17
Other Municipal Security
Y
2021-06-09
2021-06-09
2021-06-09
N
N
N
0.0023
15081000.00
15081000.00
0.0206
N
N
N
N
The Charles Schwab Family of Funds
2021-02-05
Mark Fischer
Mark Fischer
Chief Financial Officer