0001145549-21-005407.txt : 20210205 0001145549-21-005407.hdr.sgml : 20210205 20210205163819 ACCESSION NUMBER: 0001145549-21-005407 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210131 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 21596434 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York Municipal Money Fund C000012395 Investor Shares SWYXX C000219265 Ultra Shares SNYXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2021-01-31 0000857156 549300I77JNLD629OV19 S000004513 2 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 Deloitte & Touche LLP Denver CO Charles Schwab Investment Management, Inc. DST Asset Manager Solutions, Inc. 0000275143 084-00896 N N N Single State Y 29 35 602591852.62 605000459.88 591974731.52 582394281.57 562373997.50 0.7827 0.7823 0.7767 0.7738 0.7644 4480.61 733903927.17 733797667.88 1813294.09 3314480.45 732300962.13 731778200.1600 1.0000 0.0018 1.0008 1.0008 1.0008 1.0008 1.0009 C000012395 0.00 632646833.38 632194591.3000 1.0008 1.0008 1.0008 1.0008 1.0009 3391726.52 5962323.55 3010455.05 12982577.89 4623126.08 10435422.71 2288960.64 15481080.51 3249243.23 10389856.36 13171785.00 49288937.47 0.0001 Y Investment Advisor and its affiliates Contractual 74,623 Investment Advisor and its affiliates Voluntary 23,266 C000219265 1000000.00 99654128.75 99583608.8600 1.0007 1.0009 1.0008 1.0008 1.0009 2791732.14 274870.05 27798755.38 12898266.94 1000000.00 5948059.23 5785517.69 2179269.84 1628691.77 14517541.73 36212964.84 35543137.74 0.0001 Y Investment Advisor and its affiliates Contractual 3,264 Investment Advisor and its affiliates Voluntary 782 Battery Park City Auth Jr RB Series 2019D1 0.040000% 07133AJC7 US07133AJC71 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2038-11-01 Y TD Bank NA 1.0000 7 Y N N 0.0004 2370000.00 2370000.00 0.0032 N N Y N Bayport Blue Point UFSD TAN Series 2020-2021 1.500000% 073059QA8 US073059QA80 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0016 2010720.00 2010720.00 0.0027 N N N N Bethpage UFSD TAN 2020-2021 1.500000% 087599HP4 US087599HP40 Other Municipal Security Y 2021-06-24 2021-06-24 2021-06-24 N N N 0.0023 7537800.00 7537800.00 0.0103 N N N N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2011 0.090000% 196220AA5 US196220AA57 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0009 8765000.00 8765000.00 0.0120 N N Y N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2013 0.090000% 196220AB3 US196220AB31 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0009 10775000.00 10775000.00 0.0147 N N Y N East Rochester Hsg Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.090000% 274722DX2 US274722DX22 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2041-01-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0009 11365000.00 11365000.00 0.0155 N N Y N New York City GO Bonds Fiscal 2018 Series B1 0.090000% 27884F4H0 549300ABYZD2SFD5JB29 US27884F4H03 Tender Option Bond Y 2021-02-05 2021-02-05 2040-10-01 Y US BANK NATIONAL ASSOCIATION 1.0000 7 Y N N 0.0009 4760000.00 4760000.00 0.0065 N N Y N Erie Cnty IDA IDRB (Hydro-Air Components) Series 2006 0.110000% 295088FP8 US295088FP80 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2026-04-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0011 3065000.00 3065000.00 0.0042 N N Y N Garden City NY BAN Series 2020A 5.000000% 365154TL7 US365154TL70 Other Municipal Security Y 2021-02-19 2021-02-19 2021-02-19 N N N 0.0013 4009720.00 4009720.00 0.0055 N N N N Irondequoit BAN 2020B 1.000000% 463074K52 US463074K522 Other Municipal Security Y 2021-12-17 2021-12-17 2021-12-17 N N N 0.0021 6544980.00 6544980.00 0.0089 N N N N Islip BAN Series 2020A 2.500000% 464723DZ5 US464723DZ59 Other Municipal Security Y 2021-05-12 2021-05-12 2021-05-12 N N N 0.0039 12558786.35 12558786.35 0.0171 N N N N Lancaster IDA IDRB (Sealing Devices) Series 2016 0.090000% 514226AF6 US514226AF68 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2037-01-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0009 3015000.00 3015000.00 0.0041 N N Y N Lancaster IDA Civic Facility RB (GreenField Manor) Series 2000 0.100000% 514502AA1 US514502AA19 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2032-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0010 11200000.00 11200000.00 0.0153 N N Y N Lancaster IDA IDRB (Sealing Devices) Series 2007 0.110000% 514509AA6 US514509AA61 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2027-12-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0011 1090000.00 1090000.00 0.0015 N N Y N Massapequa UFSD TAN 2020-2021 1.500000% 576097NF2 US576097NF27 Other Municipal Security Y 2021-06-24 2021-06-24 2021-06-24 N N N 0.0016 1407476.00 1407476.00 0.0019 N N N N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.070000% 59259NT37 5493000TKYODLXADQD60 US59259NT377 Tender Option Bond Y 2021-02-05 2021-02-05 2022-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0007 8000000.00 8000000.00 0.0109 N N Y N Metropolitan Transportation Auth Transportation RB Series 2012G2 0.040000% 59259Y7S2 5493000TKYODLXADQD60 US59259Y7S20 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2032-11-01 Y TD Bank NA 1.0000 7 N N N 0.0004 1300000.00 1300000.00 0.0018 N N Y N Metropolitan Transportation Auth Transportation RB Series 2015E-3 0.010000% 59261AWK9 5493000TKYODLXADQD60 US59261AWK95 Variable Rate Demand Note Y 2021-02-01 2021-02-01 2050-11-15 Y Bank of America NA 1.0000 3 N N N 0.0001 1090000.00 1090000.00 0.0015 N Y Y N Monroe Cnty IDA Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 0.090000% 610752CW5 US610752CW55 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2035-04-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0009 16105000.00 16105000.00 0.0220 N N Y N Mount Sinai UFSD TAN 2020 1.750000% 623118LV6 US623118LV65 Other Municipal Security Y 2021-06-24 2021-06-24 2021-06-24 N N N 0.0035 10759385.00 10759385.00 0.0147 N N N N New Rochelle BAN 2020 2.000000% 6485168R6 US6485168R69 Other Municipal Security Y 2021-02-25 2021-02-25 2021-02-25 N N N 0.0017 11100726.38 11100726.38 0.0152 N N N N New York City GO Bonds Fiscal 2013 Series B 5.000000% 64966J3N4 549300ABYZD2SFD5JB29 US64966J3N49 Other Municipal Security Y 2021-08-01 2021-08-01 2021-08-01 N N N 0.0008 409780.00 409780.00 0.0006 N N N N New York City GO Bonds Fiscal 2014 Series A1 0.070000% 64966KT60 549300ABYZD2SFD5JB29 US64966KT608 Tender Option Bond Y 2021-02-04 2021-02-05 2021-08-01 Y Citibank NA 1.0000 7 Y N N 0.0007 8000000.00 8000000.00 0.0109 N N Y N New York City GO Bonds Fiscal 2013 Series F1 0.070000% 64966KWR0 549300ABYZD2SFD5JB29 US64966KWR03 Tender Option Bond Y 2021-02-04 2021-02-05 2021-03-01 Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 7 Y N N 0.0007 7300000.00 7300000.00 0.0100 N N Y N New York City GO Bonds Fiscal 2017 Series A7 0.020000% 64966MFW4 549300ABYZD2SFD5JB29 US64966MFW47 Variable Rate Demand Note Y 2021-02-01 2021-02-01 2044-08-01 Y Bank of the West 1.0000 3 N N N 0.0002 500000.00 500000.00 0.0007 N Y Y N New York City GO Bonds Fiscal 2019 Series A 5.000000% 64966QUN8 549300ABYZD2SFD5JB29 US64966QUN86 Other Municipal Security Y 2021-08-01 2021-08-01 2021-08-01 N N Y Escrow Escrow 1.0000 0.0009 15366.00 15366.00 0.0000 N N N N New York City GO Bonds Fiscal 2019 Series A 5.000000% 64966QUQ1 549300ABYZD2SFD5JB29 US64966QUQ18 Other Municipal Security Y 2021-08-01 2021-08-01 2021-08-01 N N N 0.0008 97322.75 97322.75 0.0001 N N N N New York City Housing Development Corp M/F Mortgage RB (Las Casas) Series 2008A 0.090000% 64966TBK9 549300SQWVHKBRF8D702 US64966TBK97 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2040-10-01 Y Bank of America NA 1.0000 7 N N N 0.0009 16100000.00 16100000.00 0.0220 N N Y N New York City IDA Empowerment Zone RB (Tiago Holdings) Series 2007 0.040000% 649705SZ4 549300XR20ZR5DHL9534 US649705SZ43 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2037-01-01 Y TD Bank NA 1.0000 7 N N N 0.0004 27830000.00 27830000.00 0.0380 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series F1 0.070000% 64971Q6W8 5493003476LG35QAKM08 US64971Q6W81 Tender Option Bond Y 2021-02-04 2021-02-05 2021-11-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0007 3400000.00 3400000.00 0.0046 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2014 Series A1 0.070000% 64971WGY0 5493003476LG35QAKM08 US64971WGY03 Tender Option Bond Y 2021-02-04 2021-02-05 2021-11-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0007 5780000.00 5780000.00 0.0079 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2017 Series A-1 5.000000% 64971WK41 5493003476LG35QAKM08 US64971WK412 Other Municipal Security Y 2021-05-01 2021-05-01 2021-05-01 N N N 0.0008 151824.00 151824.00 0.0002 N N N N New York City Housing Development Corp M/F Housing RB Series I3 0.040000% 64972ESV2 549300SQWVHKBRF8D702 US64972ESV29 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2060-11-01 Y TD Bank NA 1.0000 7 Y N N 0.0004 1000000.00 1000000.00 0.0014 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2012 Series AA 0.070000% 64972GAJ3 549300Q2EHQ6RJPQKP05 US64972GAJ31 Tender Option Bond Y 2021-02-04 2021-02-05 2021-06-15 Y Citibank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0007 7000000.00 7000000.00 0.0096 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2013 Series BB 0.070000% 64972GEA8 549300Q2EHQ6RJPQKP05 US64972GEA85 Tender Option Bond Y 2021-02-05 2021-02-05 2022-07-21 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0007 5300000.00 5300000.00 0.0072 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB1A 0.010000% 64972GMJ0 549300Q2EHQ6RJPQKP05 US64972GMJ03 Variable Rate Demand Note Y 2021-02-01 2021-02-01 2049-06-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 3 Y N N 0.0001 1570000.00 1570000.00 0.0021 N Y Y N New York City Trust for Cultural Resources Revenue & Refunding Bonds (American Museum of Natural History) Series 2014B1 0.240000% 64972RAM2 US64972RAM25 Other Municipal Security Y 2021-02-04 2021-04-20 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0036 6298614.00 6298614.00 0.0086 N N N N New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B2 0.220000% 64972SAR9 US64972SAR94 Other Municipal Security Y 2021-02-04 2021-08-16 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0026 13900417.00 13900417.00 0.0190 N N N N New York State Environmental Facilities Corp State Revolving Funds RB Series 2013B 5.000000% 64985HLK1 549300QJ33JJW73OQO60 US64985HLK13 Other Municipal Security Y 2021-05-15 2021-05-15 2021-05-15 N N N 0.0007 101410.00 101410.00 0.0001 N N N N New York State Power Auth CP Series 2 0.400000% 64985NLD4 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2021-03-11 2021-03-11 2021-03-11 N N N 0.0022 2700544.05 2700544.05 0.0037 N N N N New York State Power Auth CP Series 2 0.400000% 64985NLE2 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2021-02-25 2021-02-25 2021-02-25 N N N 0.0020 8001180.80 8001180.80 0.0109 N N N N New York State Power Auth CP Series 2 0.400000% 64985NLG7 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2021-03-11 2021-03-11 2021-03-11 N N N 0.0022 3000604.50 3000604.50 0.0041 N N N N New York State Power Auth CP Series 2 0.280000% 64985NLK8 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2021-07-15 2021-07-15 2021-07-15 N N N 0.0019 1900780.90 1900780.90 0.0026 N N N N New York State Urban Development Corp State Sales Tax RB Series 2019A 5.000000% 64985TAB7 54930039Y2EMGXN6LM88 US64985TAB70 Other Municipal Security Y 2021-03-15 2021-03-15 2021-03-15 N N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0004 2157698.40 2157698.40 0.0029 N N N N New York State HFA Housing RB (Gateway to New Cassel) Series 2006A 0.090000% 64986MF34 5493000LS7KCDB02O506 US64986MF346 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2039-11-01 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0009 5300000.00 5300000.00 0.0072 N N Y N New York State HFA Housing RB (West Village Apts) Series 2008A 0.090000% 64986MS89 5493000LS7KCDB02O506 US64986MS893 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2039-11-01 Y Citibank NA 1.0000 7 N N N 0.0009 5400000.00 5400000.00 0.0074 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 209 2.200000% 6498833L7 549300ZQWNLLIG564027 US6498833L71 Other Municipal Security Y 2021-04-01 2021-04-01 2021-04-01 N N N 0.0053 150409.50 150409.50 0.0002 N N N N New York State Mortgage Agency Homeowner Mortgage RB Series 142 0.020000% 649883CL7 549300ZQWNLLIG564027 US649883CL74 Variable Rate Demand Note Y 2021-02-01 2021-02-01 2037-10-01 Y Royal Bank of Canada 1.0000 3 Y N N 0.0002 3075000.00 3075000.00 0.0042 N Y Y N New York State Mortgage Agency Homeowner Mortgage RB Series 144 0.020000% 649883DQ5 549300ZQWNLLIG564027 US649883DQ52 Variable Rate Demand Note Y 2021-02-01 2021-02-01 2037-10-01 Y Bank of America NA 1.0000 3 Y N N 0.0002 7340000.00 7340000.00 0.0100 N Y Y N New York State Power Auth CP Series 1 0.290000% 64989MB50 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2021-07-13 2021-07-13 2021-07-13 N N N 0.0020 3001217.70 3001217.70 0.0041 N N N N New York State Power Auth Extendible CP Series 1 0.170000% 64989VUG5 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2021-03-03 2021-08-27 2021-08-27 N N N 0.0009 5000361.50 5000361.50 0.0068 N N N N NEW YORK STATE DORMITORY AUTH State Sales Tax RB Series 2015A 5.000000% 64990ADM4 549300C8XO7EXTX2XU71 US64990ADM45 Other Municipal Security Y 2021-03-15 2021-03-15 2021-03-15 N N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0004 623670.40 623670.40 0.0009 N N N N NEW YORK STATE DORMITORY AUTH State Sales Tax RB Series 2018E 5.000000% 64990ALW3 549300C8XO7EXTX2XU71 US64990ALW35 Other Municipal Security Y 2021-03-15 2021-03-15 2021-03-15 N N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0004 653848.00 653848.00 0.0009 N N N N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2012B 5.000000% 64990EEV5 549300C8XO7EXTX2XU71 US64990EEV56 Other Municipal Security Y 2021-03-15 2021-03-15 2021-03-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0004 105621.60 105621.60 0.0001 N N N N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2014A 5.000000% 64990ENC7 549300C8XO7EXTX2XU71 US64990ENC74 Other Municipal Security Y 2021-02-15 2021-02-15 2021-02-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0004 200358.00 200358.00 0.0003 N N N N NEW YORK STATE DORMITORY AUTH State Personal Income Tax Refunding RB Series 2012A 5.000000% 64990FNB6 549300C8XO7EXTX2XU71 US64990FNB66 Other Municipal Security Y 2021-12-15 2021-12-15 2021-12-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0008 286756.25 286756.25 0.0004 N N N N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2017A 5.000000% 64990FVR2 549300C8XO7EXTX2XU71 US64990FVR27 Other Municipal Security Y 2021-02-15 2021-02-15 2021-02-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0004 200358.00 200358.00 0.0003 N N N N NEW YORK STATE DORMITORY AUTH STATE PERSONAL INCOME TAX RANS SERIES 2020B 5.000000% 64990FXG4 549300C8XO7EXTX2XU71 US64990FXG44 Other Municipal Security Y 2021-03-31 2021-03-31 2021-03-31 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0008 2016400.00 2016400.00 0.0028 N N N N New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.070000% 650035K31 54930039Y2EMGXN6LM88 US650035K310 Tender Option Bond Y 2021-02-04 2021-02-05 2021-03-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0007 4000000.00 4000000.00 0.0055 N N Y N Northport-East Northport UFSD TAN 2020-2021 1.500000% 666641JH9 US666641JH96 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0014 2010880.00 2010880.00 0.0027 N N N N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 3 0.090000% 670656602 549300V4X2BF3UXSCQ58 US6706566022 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2040-12-01 Y Citibank NA 1.0000 7 N N N 0.0009 2700000.00 2700000.00 0.0037 N N Y N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 5 0.090000% 670656875 549300V4X2BF3UXSCQ58 US6706568754 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2046-06-01 Y Toronto-Dominion Bank/The 1.0000 7 N N N 0.0009 40000000.00 40000000.00 0.0546 N N Y N Oceanside UFSD TAN 2020-2021 1.750000% 675498LA5 US675498LA52 Other Municipal Security Y 2021-06-24 2021-06-24 2021-06-24 N N N 0.0024 1005990.00 1005990.00 0.0014 N N N N Onondaga Cnty IDA IDRB (G.A. Braun Inc) Series 2007 0.340000% 682750EC4 US682750EC41 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2034-06-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0034 5270000.00 5270000.00 0.0072 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 177th Series 0.140000% 73358WMU5 54930006MR4KZ4W74Z83 US73358WMU52 Tender Option Bond Y 2021-02-05 2021-02-05 2022-07-15 Y Credit Suisse AG 1.0000 7 Y N N 0.0014 1700000.00 1700000.00 0.0023 N N Y N Port Washington UFSD BAN 2020 1.500000% 735581NH9 US735581NH95 Other Municipal Security Y 2021-08-05 2021-08-05 2021-08-05 N N N 0.0024 488118.55 488118.55 0.0007 N N N N New York City GO Bonds Fiscal 2012 Series A5 0.070000% 74926Y3G4 549300ABYZD2SFD5JB29 US74926Y3G49 Tender Option Bond Y 2021-02-04 2021-02-05 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0007 14165000.00 14165000.00 0.0193 N N Y N New York City GO Bonds Fiscal 2012 Series D3B 0.070000% 74926Y3L3 549300ABYZD2SFD5JB29 US74926Y3L34 Tender Option Bond Y 2021-02-04 2021-02-05 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0007 1900000.00 1900000.00 0.0026 N N Y N New York City GO Bonds Fiscal 2015 Series F7 0.070000% 74926Y3Q2 549300ABYZD2SFD5JB29 US74926Y3Q21 Tender Option Bond Y 2021-02-04 2021-02-05 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0007 5830000.00 5830000.00 0.0080 N N Y N New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 1998 Series C 0.070000% 74926Y4C2 5493003476LG35QAKM08 US74926Y4C26 Tender Option Bond Y 2021-02-04 2021-02-05 2021-08-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0007 11200000.00 11200000.00 0.0153 N N Y N New York City GO Bonds Fiscal 2006 Series I5 0.070000% 74934RA97 549300ABYZD2SFD5JB29 US74934RA971 Tender Option Bond Y 2021-02-05 2021-02-05 2023-05-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0007 11000000.00 11000000.00 0.0150 N N Y N Battery Park City Auth Jr RB Series 2019E 0.070000% 74934RF84 US74934RF848 Tender Option Bond Y 2021-02-05 2021-02-05 2023-08-06 Y Royal Bank of Canada 1.0000 7 Y N N 0.0007 5695000.00 5695000.00 0.0078 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 0.040000% 74934RLQ7 549300Q2EHQ6RJPQKP05 US74934RLQ73 Tender Option Bond Y 2021-02-01 2021-02-01 2022-07-15 Y Royal Bank of Canada 1.0000 3 Y N N 0.0004 1935000.00 1935000.00 0.0026 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2016 Series AA3 0.040000% 74934RLV6 549300Q2EHQ6RJPQKP05 US74934RLV68 Tender Option Bond Y 2021-02-01 2021-02-01 2022-07-15 Y Royal Bank of Canada 1.0000 3 Y N N 0.0004 675000.00 675000.00 0.0009 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series CC 0.070000% 74934RVR4 549300Q2EHQ6RJPQKP05 US74934RVR47 Tender Option Bond Y 2021-02-05 2021-02-05 2022-11-15 Y Royal Bank of Canada 1.0000 7 Y N N 0.0007 1500000.00 1500000.00 0.0020 N N Y N Rockland Cnty IDA RB (Northern Riverview) Series 1999 0.090000% 773561AD7 US773561AD73 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2029-02-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0009 5265000.00 5265000.00 0.0072 N N Y N Rockville Centre UFSD TAN 2020-2021 1.250000% 774149LX4 US774149LX42 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0029 5420682.00 5420682.00 0.0074 N N N N Rye BAN 2020 1.500000% 783736JZ5 US783736JZ51 Other Municipal Security Y 2021-10-01 2021-10-01 2021-10-01 N N N 0.0020 1512990.00 1512990.00 0.0021 N N N N Sewanhaka Central HSD TAN 2020-2021 1.500000% 818359EZ0 US818359EZ07 Other Municipal Security Y 2021-06-21 2021-06-21 2021-06-21 N N N 0.0015 2010540.00 2010540.00 0.0027 N N N N Southold BAN 2020 1.750000% 844572QY6 549300OU1HE6DDYO6752 US844572QY68 Other Municipal Security Y 2021-09-23 2021-09-23 2021-09-23 N N N 0.0015 2020600.00 2020600.00 0.0028 N N N N New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.070000% 88033LA25 54930039Y2EMGXN6LM88 US88033LA250 Tender Option Bond Y 2021-02-04 2021-02-05 2021-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0007 4665000.00 4665000.00 0.0064 N N Y N New York City GO Bonds Fiscal 2014 Series I1 0.070000% 88033LA41 549300ABYZD2SFD5JB29 US88033LA417 Tender Option Bond Y 2021-02-04 2021-02-05 2022-03-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0007 2635000.00 2635000.00 0.0036 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 0.070000% 88033LD48 US88033LD486 Tender Option Bond Y 2021-02-05 2021-02-05 2022-10-20 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0007 4250000.00 4250000.00 0.0058 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 0.070000% 88033LSR1 US88033LSR14 Tender Option Bond Y 2021-02-05 2021-02-05 2022-10-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0007 1085000.00 1085000.00 0.0015 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013 0.070000% 88033LZE2 US88033LZE28 Tender Option Bond Y 2021-02-04 2021-02-05 2021-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0007 3355000.00 3355000.00 0.0046 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013 0.070000% 88033M2A4 US88033M2A40 Tender Option Bond Y 2021-02-04 2021-02-05 2021-11-01 Y Credit Suisse AG 1.0000 7 Y N N 0.0007 24375000.00 24375000.00 0.0333 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2016A 0.070000% 88033ME52 5493000TKYODLXADQD60 US88033ME524 Tender Option Bond Y 2021-02-05 2021-02-05 2024-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0007 1345000.00 1345000.00 0.0018 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 0.070000% 88033MEU7 5493003476LG35QAKM08 US88033MEU71 Tender Option Bond Y 2021-02-05 2021-02-05 2023-07-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0007 8000000.00 8000000.00 0.0109 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2015E 0.070000% 88033MGE1 549300C8XO7EXTX2XU71 US88033MGE12 Tender Option Bond Y 2021-02-05 2021-02-05 2023-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0007 6250000.00 6250000.00 0.0085 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2015B 0.070000% 88033MGW1 549300C8XO7EXTX2XU71 US88033MGW10 Tender Option Bond Y 2021-02-05 2021-02-05 2023-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0007 5625000.00 5625000.00 0.0077 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.120000% 88033MHQ3 54930006MR4KZ4W74Z83 US88033MHQ33 Tender Option Bond Y 2021-02-05 2021-02-05 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0012 8500000.00 8500000.00 0.0116 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.120000% 88033MJS7 54930006MR4KZ4W74Z83 US88033MJS70 Tender Option Bond Y 2021-02-05 2021-02-05 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0012 3300000.00 3300000.00 0.0045 N N Y N New York Liberty Development Corp Liberty RB Series 1WTC-2011 0.090000% 88033MK71 US88033MK711 Tender Option Bond Y 2021-02-05 2021-02-05 2043-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y PORT AUTHORITY OF NEW YORK AND NEW JERSEY Corporate Underlier 1.0000 0.0009 5815000.00 5815000.00 0.0079 N N Y N NEW YORK STATE DORMITORY AUTH State Sales Tax RB Series 2015B 0.070000% 88033MKH9 549300C8XO7EXTX2XU71 US88033MKH96 Tender Option Bond Y 2021-02-05 2021-02-05 2023-09-15 Y Wells Fargo Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0007 7960000.00 7960000.00 0.0109 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 0.070000% 88033MYA9 549300Q2EHQ6RJPQKP05 US88033MYA97 Tender Option Bond Y 2021-02-04 2021-02-05 2021-07-15 Y Royal Bank of Canada 1.0000 7 Y N N 0.0007 10515000.00 10515000.00 0.0144 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2017A 0.100000% 88033U6W4 5493000TKYODLXADQD60 US88033U6W43 Tender Option Bond Y 2021-02-05 2021-02-05 2025-05-15 Y Barclays Bank PLC 1.0000 7 Y N N 0.0010 7500000.00 7500000.00 0.0102 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2013A 0.070000% 88033UBQ1 549300QJ33JJW73OQO60 US88033UBQ13 Tender Option Bond Y 2021-02-04 2021-02-05 2021-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK ST EFC NYCMWFA PROG Corporate Underlier 1.0000 0.0007 2500000.00 2500000.00 0.0034 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 0.070000% 88033UC56 549300Q2EHQ6RJPQKP05 US88033UC562 Tender Option Bond Y 2021-02-05 2021-02-05 2024-12-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0007 6000000.00 6000000.00 0.0082 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2013A 0.070000% 88033UCA5 549300C8XO7EXTX2XU71 US88033UCA51 Tender Option Bond Y 2021-02-04 2021-02-05 2021-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0007 2000000.00 2000000.00 0.0027 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2013 Series DD 0.070000% 88033UCE7 549300Q2EHQ6RJPQKP05 US88033UCE73 Tender Option Bond Y 2021-02-04 2021-02-05 2021-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0007 715000.00 715000.00 0.0010 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2015 Series FF 0.070000% 88033UH36 549300Q2EHQ6RJPQKP05 US88033UH363 Tender Option Bond Y 2021-02-05 2021-02-05 2023-06-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0007 4000000.00 4000000.00 0.0055 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2016B-1 0.070000% 88033UXD6 5493000TKYODLXADQD60 US88033UXD61 Tender Option Bond Y 2021-02-05 2021-02-05 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0007 3335000.00 3335000.00 0.0046 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2017 Series B1 0.070000% 88033Y5Y3 5493003476LG35QAKM08 US88033Y5Y36 Tender Option Bond Y 2021-02-05 2021-02-05 2024-08-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0007 2625000.00 2625000.00 0.0036 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 0.090000% 88033YPZ8 54930006MR4KZ4W74Z83 US88033YPZ87 Tender Option Bond Y 2021-02-05 2021-02-05 2025-05-15 Y Citibank NA 1.0000 7 Y N N 0.0009 2500000.00 2500000.00 0.0034 N N Y N NEW YORK STATE DORMITORY AUTH State Sales Tax RB Series 2018C 0.070000% 88034M5J1 549300C8XO7EXTX2XU71 US88034M5J12 Tender Option Bond Y 2021-02-05 2021-02-05 2026-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0007 10880000.00 10880000.00 0.0149 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 0.090000% 88034M7P5 54930006MR4KZ4W74Z83 US88034M7P53 Tender Option Bond Y 2021-02-05 2021-02-05 2025-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0009 2000000.00 2000000.00 0.0027 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2013 Series S1 0.070000% 88034MR24 5493003476LG35QAKM08 US88034MR243 Tender Option Bond Y 2021-02-04 2021-02-05 2021-07-15 Y Bank of America NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0007 6000000.00 6000000.00 0.0082 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2017E 0.070000% 88034MXC5 549300QJ33JJW73OQO60 US88034MXC53 Tender Option Bond Y 2021-02-05 2021-02-05 2025-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0007 5000000.00 5000000.00 0.0068 N N Y N New York City Transitional Finance Auth Future Tax Sec Sub Bonds Fiscal Series 2018C3 & 2020B1 &2020A3 0.070000% 88034MXR2 5493003476LG35QAKM08 US88034MXR23 Tender Option Bond Y 2021-02-05 2021-02-05 2027-11-01 Y Bank of America NA 1.0000 7 Y N N 0.0007 9295000.00 9295000.00 0.0127 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2019A 0.080000% 88034N4F8 54930039Y2EMGXN6LM88 US88034N4F80 Tender Option Bond Y 2021-02-05 2021-02-05 2026-09-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0008 3330000.00 3330000.00 0.0045 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2017B-1 0.120000% 88034NAP9 5493000TKYODLXADQD60 US88034NAP96 Tender Option Bond Y 2021-02-05 2021-02-05 2025-11-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0012 7500000.00 7500000.00 0.0102 N N Y N New York City GO Bonds Fiscal 2019 Series D 0.070000% 88034NK37 549300ABYZD2SFD5JB29 US88034NK378 Tender Option Bond Y 2021-02-05 2021-02-05 2026-12-01 Y Bank of America NA 1.0000 7 Y N N 0.0007 4005000.00 4005000.00 0.0055 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2018A 0.070000% 88034NR22 549300C8XO7EXTX2XU71 US88034NR225 Tender Option Bond Y 2021-02-05 2021-02-05 2026-09-15 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0007 4330000.00 4330000.00 0.0059 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2019 Series EE2 0.070000% 88034REX9 549300Q2EHQ6RJPQKP05 US88034REX98 Tender Option Bond Y 2021-02-05 2021-02-05 2026-12-15 Y Bank of America NA 1.0000 7 Y N N 0.0007 2000000.00 2000000.00 0.0027 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 214th Series 0.120000% 88034RX42 54930006MR4KZ4W74Z83 US88034RX422 Tender Option Bond Y 2021-02-05 2021-02-05 2027-03-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0012 2000000.00 2000000.00 0.0027 N N Y N New York City Housing Development Corp M/F Housing RB Series 2019B1A 0.070000% 88034RYM1 549300SQWVHKBRF8D702 US88034RYM14 Tender Option Bond Y 2021-02-05 2021-02-05 2025-05-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0007 3200000.00 3200000.00 0.0044 N N Y N New York City GO Bonds Fiscal 2020 Series A 0.070000% 88034RYR0 549300ABYZD2SFD5JB29 US88034RYR01 Tender Option Bond Y 2021-02-05 2021-02-05 2027-08-01 Y Bank of America NA 1.0000 7 Y N N 0.0007 9330000.00 9330000.00 0.0127 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2019D 0.070000% 88034U5J3 549300C8XO7EXTX2XU71 US88034U5J31 Tender Option Bond Y 2021-02-05 2021-02-05 2028-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0007 6665000.00 6665000.00 0.0091 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 218th Series 0.070000% 88034UQM3 54930006MR4KZ4W74Z83 US88034UQM35 Tender Option Bond Y 2021-02-05 2021-02-05 2027-11-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0007 5560000.00 5560000.00 0.0076 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2019D 0.070000% 88034UTB4 549300C8XO7EXTX2XU71 US88034UTB43 Tender Option Bond Y 2021-02-05 2021-02-05 2027-08-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0007 5950000.00 5950000.00 0.0081 N N Y N New York State Urban Development Corp State Sales Tax RB Series 2019A 0.070000% 88034UWC8 54930039Y2EMGXN6LM88 US88034UWC88 Tender Option Bond Y 2021-02-05 2021-02-05 2027-10-01 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0007 7160000.00 7160000.00 0.0098 N N Y N New York State Power Auth RB Series 2020A 0.070000% 88034WKH6 I5P1GEYFGGMMDOFX2L30 US88034WKH69 Tender Option Bond Y 2021-02-05 2021-02-05 2027-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0007 1200000.00 1200000.00 0.0016 N N Y N New York State Power Auth RB Series 2020A 0.070000% 88034WKK9 I5P1GEYFGGMMDOFX2L30 US88034WKK98 Tender Option Bond Y 2021-02-05 2021-02-05 2027-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0007 2650000.00 2650000.00 0.0036 N N Y N New York State Power Auth RB Series 2020A 0.080000% 88034WKW3 I5P1GEYFGGMMDOFX2L30 US88034WKW37 Tender Option Bond Y 2021-02-05 2021-02-05 2027-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0008 4000000.00 4000000.00 0.0055 N N Y N New York State Power Auth RB Series 2020A 0.080000% 88034WLA0 I5P1GEYFGGMMDOFX2L30 US88034WLA08 Tender Option Bond Y 2021-02-05 2021-02-05 2027-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0008 4025000.00 4025000.00 0.0055 N N Y N NEW YORK STATE DORMITORY AUTH State Personal Income Tax RB Series 2019D 0.070000% 88034WLG7 549300C8XO7EXTX2XU71 US88034WLG77 Tender Option Bond Y 2021-02-05 2021-02-05 2028-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0007 3750000.00 3750000.00 0.0051 N N Y N New York State Power Auth RB Series 2020A 0.070000% 88034WQF4 I5P1GEYFGGMMDOFX2L30 US88034WQF40 Tender Option Bond Y 2021-02-05 2021-02-05 2028-05-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0007 410000.00 410000.00 0.0006 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2021 Series S1 0.070000% 88034XFR8 5493003476LG35QAKM08 US88034XFR89 Tender Option Bond Y 2021-02-05 2021-02-05 2028-08-03 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0007 13970000.00 13970000.00 0.0191 N N Y N Tompkins Cnty BAN Series 2020A 2.250000% 890091XF3 US890091XF34 Other Municipal Security Y 2021-02-19 2021-02-19 2021-02-19 N N N 0.0015 5005250.00 5005250.00 0.0068 N N N N Tompkins Cnty BAN Series 2020B 2.000000% 890091XG1 US890091XG17 Other Municipal Security Y 2021-02-19 2021-02-19 2021-02-19 N N N 0.0015 5241818.04 5241818.04 0.0072 N N N N Tompkins Cnty BAN Series 2021B 1.500000% 890091XZ9 US890091XZ97 Other Municipal Security Y 2022-02-18 2022-02-18 2022-02-18 N N N 0.0020 3089589.00 3089589.00 0.0042 N N N N Triborough Bridge & Tunnel Auth Refunding RB Series 2005B-3 0.010000% 89602REB7 54930020ZN4LQF7K3456 US89602REB78 Variable Rate Demand Note Y 2021-02-01 2021-02-01 2032-01-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 3 N N N 0.0001 2080000.00 2080000.00 0.0028 N Y Y N Warren & Washington Cnty IDA Civic Facility RB (Glen at Hiland Meadows) Series 2000 0.100000% 934651AA8 US934651AA83 Variable Rate Demand Note Y 2021-02-05 2021-02-05 2030-12-15 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0010 6470000.00 6470000.00 0.0088 N N Y N West Hempstead UFSD BAN 2020 1.500000% 953259HQ4 US953259HQ43 Other Municipal Security Y 2021-06-11 2021-06-11 2021-06-11 N N N 0.0016 12811582.50 12811582.50 0.0175 N N N N Westhampton Beach UFSD TAN Series 2020-2021 2.000000% 960351EF7 US960351EF74 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0031 9060750.00 9060750.00 0.0124 N N N N Williamsville CSD BAN Series 2020 1.750000% 970497MR1 US970497MR17 Other Municipal Security Y 2021-06-09 2021-06-09 2021-06-09 N N N 0.0023 15081000.00 15081000.00 0.0206 N N N N The Charles Schwab Family of Funds 2021-02-05 Mark Fischer Mark Fischer Chief Financial Officer