0001145549-21-000662.txt : 20210108
0001145549-21-000662.hdr.sgml : 20210108
20210108154541
ACCESSION NUMBER: 0001145549-21-000662
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210108
DATE AS OF CHANGE: 20210108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 21517367
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004500
Schwab AMT Tax-Free Money Fund
C000039063
Investor Shares
SWWXX
C000219263
Ultra Shares
SCTXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2020-12-31
0000857156
549300I77JNLD629OV19
S000004500
2
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
Deloitte & Touche LLP
Denver
CO
Charles Schwab Investment Management, Inc.
DST Asset Manager Solutions, Inc.
0000275143
084-00896
N
N
N
Other Tax Exempt
Y
35
40
733270432.17
653468099.77
647918921.08
685981281.53
0.00
0.6399
0.6226
0.6198
0.6456
0.0000
3326.24
1063128912.99
1063008739.97
2014538.98
333374.41
1064693230.78
1064148551.3300
1.0000
0.0020
1.0006
1.0006
1.0007
1.0006
0.0000
C000039063
0.00
834932824.00
834492163.1900
1.0006
1.0006
1.0007
1.0006
0.0000
4249588.67
15738156.97
2674013.16
18486133.88
4462296.65
13679869.54
2881926.26
8020607.06
0.00
0.00
19133210.33
65918508.86
0.0001
Y
Investment Advisor and its affiliates Contractual 24,160 Investment Advisor and its affiliates Voluntary 116,123
C000219263
1000000.00
229760406.78
229656388.1400
1.0006
1.0007
1.0007
1.0006
0.0000
69357226.61
4502694.61
9210120.80
78920274.00
13010973.22
6001477.53
13386066.84
2312000.00
0.00
0.00
125516526.48
92797408.99
0.0001
Y
Investment Advisor and its affiliates Contractual 6,213
Adams Cnty IDA
RB (Gettysburg Fdn) Series 2006A 0.140000%
006116AG2
US006116AG26
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2027-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0014
8765000.00
8765000.00
0.0082
N
N
Y
N
Alaska Housing Finance Corp
Home Mortgage RB Series 2007B 0.080000%
01170PBV7
549300HJ8NOJNYW6ER36
US01170PBV76
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2041-12-01
Y
FEDERAL HOME LOAN BANKS
1.0000
7
Y
N
N
0.0008
13660000.00
13660000.00
0.0128
N
N
Y
N
Amityville UFSD
BAN 2020 4.000000%
031645HH0
US031645HH00
Other Municipal Security
Y
2021-06-18
2021-06-18
2021-06-18
N
N
N
0.0028
4576140.00
4576140.00
0.0043
N
N
N
N
Amityville UFSD
BAN Series 2020 1.750000%
031645HJ6
US031645HJ65
Other Municipal Security
Y
2021-06-18
2021-06-18
2021-06-18
N
N
N
0.0030
1006600.00
1006600.00
0.0009
N
N
N
N
Appleton
Recovery Zone Facility Bonds (Foremost Farms) Series 2010 0.120000%
038125AA8
US038125AA81
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2037-05-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0012
9800000.00
9800000.00
0.0092
N
N
Y
N
Atlanta Airport
2nd Lien PFC & 3rd Lien General Revenue CP Series K1 0.400000%
04779GAJ4
549300GHLQ0J51NUBM84
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
N
0.0024
18404482.18
18404482.18
0.0173
N
N
Y
N
Atlanta
Water & Wastewater Revenue CP Notes Series 2018 0.180000%
04787UAK0
549300GHLQ0J51NUBM84
Non-Financial Company Commercial Paper
Y
2021-03-22
2021-03-22
2021-03-22
N
Y
Wells Fargo Bank NA
1.0000
N
0.0018
2095000.00
2095000.00
0.0020
N
N
N
N
Baltimore Cnty
GO BANs Series 2020 4.000000%
05914F6E5
US05914F6E54
Other Municipal Security
Y
2021-03-22
2021-03-22
2021-03-22
N
N
N
0.0014
3927562.20
3927562.20
0.0037
N
N
N
N
Battery Park City Auth
Jr RB Series 2019D1 0.100000%
07133AJC7
US07133AJC71
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2038-11-01
Y
TD Bank NA
1.0000
7
Y
N
N
0.0010
1100000.00
1100000.00
0.0010
N
N
Y
N
Bayport Blue Point UFSD
TAN Series 2020-2021 1.500000%
073059QA8
US073059QA80
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0020
2012340.00
2012340.00
0.0019
N
N
N
N
Bucks Cnty IDA
Hospital RB (Grand View Hospital) Series 2008A 0.100000%
11861MAA4
US11861MAA45
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2034-07-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0010
2145000.00
2145000.00
0.0020
N
N
Y
N
California Educational Facilities Auth
CP Notes (Stanford Univ) Series S-4 0.200000%
13017X3H2
Non-Financial Company Commercial Paper
Y
2021-08-10
2021-08-10
2021-08-10
N
N
Y
LELAND STANFORD JUNIOR UNIVERSITY
Corporate Underlier
1.0000
0.0017
7001260.00
7001260.00
0.0066
N
N
N
N
California Dept of Water Resources
Water Revenue CP Series 1 0.190000%
13067MJF2
549300X618YEC5LGBQ98
Non-Financial Company Commercial Paper
Y
2021-01-26
2021-01-26
2021-01-26
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0012
2000100.00
2000100.00
0.0019
N
N
N
N
California Dept of Water Resources
Water Revenue CP Series 1 0.190000%
13067MJG0
549300X618YEC5LGBQ98
Non-Financial Company Commercial Paper
Y
2021-01-27
2021-01-27
2021-01-27
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0012
4924255.06
4924255.06
0.0046
N
N
N
N
California
GO CP Series A8 0.150000%
13068NBU4
Non-Financial Company Commercial Paper
Y
2021-03-02
2021-03-02
2021-03-02
N
Y
Bank of the West
1.0000
N
0.0017
7789766.30
7789766.30
0.0073
N
N
N
N
California Dept of Water Resources
Water Revenue CP Series 2 0.190000%
13069F4C8
549300X618YEC5LGBQ98
Non-Financial Company Commercial Paper
Y
2021-01-28
2021-01-28
2021-01-28
N
N
Y
Wells Fargo Bank NA
Standby Purchase Agreement
1.0000
0.0012
1051056.44
1051056.44
0.0010
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004K 0.240000%
13078GUY8
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-02-09
2021-02-09
2021-02-09
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0021
2000065.40
2000065.40
0.0019
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004K 0.260000%
13078GVA9
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-05-11
2021-05-11
2021-05-11
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0024
2500178.00
2500178.00
0.0023
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004K 0.240000%
13078GVC5
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-03-03
2021-03-03
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0022
3400114.92
3400114.92
0.0032
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B-1 0.260000%
13079QEU1
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-04-07
2021-04-07
2021-04-07
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0023
6000475.20
6000475.20
0.0056
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B3 0.240000%
13079SEJ2
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-03-03
2021-03-03
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0023
1000016.70
1000016.70
0.0009
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B5 0.210000%
13079UEQ1
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0011
5000082.00
5000082.00
0.0047
N
N
Y
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B5 0.240000%
13079UER9
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-09
2021-03-09
2021-03-09
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0025
794984.90
794984.90
0.0007
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B6 0.240000%
13080HFG8
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-09
2021-03-09
2021-03-09
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0025
2999940.00
2999940.00
0.0028
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2008C 0.220000%
13080LHP7
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-06-03
2021-06-03
2021-06-03
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0019
8001040.00
8001040.00
0.0075
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004E 0.230000%
13080M6Z5
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0013
7600152.00
7600152.00
0.0071
N
N
Y
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004E 0.240000%
13080M7C5
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-02
2021-03-02
2021-03-02
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0024
4159998.75
4159998.75
0.0039
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004E 0.260000%
13080M7F8
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-05-12
2021-05-12
2021-05-12
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0024
1735124.57
1735124.57
0.0016
N
N
N
N
Chester Cnty Health & Ed
RB (Tel Hai Retirement Community) Series 2020 0.140000%
165579GR8
US165579GR88
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2050-07-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0014
3000000.00
3000000.00
0.0028
N
N
Y
N
Metropolitan Water Reclamation District of Greater Chicago
ULT GO Bonds Series 2014A&C 0.120000%
167560SN2
US167560SN28
Tender Option Bond
Y
2021-01-07
2021-01-07
2022-12-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0012
8320000.00
8320000.00
0.0078
N
N
Y
N
Colorado
TRAN Series 2020A 4.000000%
19672MCL0
US19672MCL00
Other Municipal Security
Y
2021-06-29
2021-06-29
2021-06-29
N
N
N
0.0015
331077.50
331077.50
0.0003
N
N
N
N
Colorado
TRAN Series 2020A 3.000000%
19672MCM8
US19672MCM82
Other Municipal Security
Y
2021-06-29
2021-06-29
2021-06-29
N
N
N
0.0015
167283.60
167283.60
0.0002
N
N
N
N
Connecticut Development Auth
Refunding RB (Bradley Airport Hotel) Series 2006A 0.190000%
207565AA0
US207565AA06
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2028-12-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0019
9605000.00
9605000.00
0.0090
N
N
Y
N
Cypress-Fairbanks ISD
ULT Refunding BUliding Bonds Series 2014C 5.000000%
2327605J3
US2327605J35
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
Y
TEXAS PERMANENT SCHOOL FUND PROG (GTY)
1.0000
N
0.0012
150813.00
150813.00
0.0001
N
N
N
N
Dallas Area Rapid Transit
Sr Sub Lien Sales Tax Revenue CP Series I 0.200000%
23452P6A2
75YWM81F2R6UQGJIEW47
Non-Financial Company Commercial Paper
Y
2021-02-09
2021-02-09
2021-02-09
N
N
N
0.0016
2000080.00
2000080.00
0.0019
N
N
N
N
Dallas Area Rapid Transit
Sr Sub Lien Sales Tax Revenue CP Series IIA 0.210000%
23525SAW6
75YWM81F2R6UQGJIEW47
Non-Financial Company Commercial Paper
Y
2021-02-10
2021-02-10
2021-02-10
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0017
10000400.00
10000400.00
0.0094
N
N
N
N
Dallas
GO CP Series A 0.180000%
23530RAM3
Non-Financial Company Commercial Paper
Y
2021-03-25
2021-03-25
2021-03-25
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0018
18000000.00
18000000.00
0.0169
N
N
N
N
Dallas ISD
GO CP Series A 0.280000%
235326AB1
Non-Financial Company Commercial Paper
Y
2021-07-02
2021-07-02
2021-07-02
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0026
1000099.30
1000099.30
0.0009
N
N
N
N
Deer Park UFSD
TAN 2020-2021 2.000000%
244068HC9
US244068HC93
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0028
2016320.00
2016320.00
0.0019
N
N
N
N
Deer Park UFSD
TAN 2020-2021 1.750000%
244068HD7
US244068HD76
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0029
2013840.00
2013840.00
0.0019
N
N
N
N
Delaware Valley Regional Finance Auth
RB Series 2020D 0.090000%
246579LF1
549300HGYP3NW885TT18
US246579LF18
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2055-11-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0009
5000000.00
5000000.00
0.0047
N
N
Y
N
District of Columbia Water & Sewer Auth
Extendible CP Series A 0.180000%
25485FBZ9
549300OT2FIJQJ5PSH71
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-08-27
2021-08-27
N
N
N
0.0018
20000000.00
20000000.00
0.0188
N
N
N
N
East Greenbush CSD
BAN 2020 1.250000%
272556NH0
US272556NH09
Other Municipal Security
Y
2021-12-15
2021-12-15
2021-12-15
N
N
N
0.0027
2107768.86
2107768.86
0.0020
N
N
N
N
East Meadow UFSD
BAN Series C 1.750000%
273641HH6
US273641HH69
Other Municipal Security
Y
2021-06-18
2021-06-18
2021-06-18
N
N
N
0.0026
1711526.00
1711526.00
0.0016
N
N
N
N
District of Columbia
GO Refunding Bonds Series 2017A 0.140000%
27884F2M1
549300HWFOZXPKGOX654
US27884F2M16
Tender Option Bond
Y
2021-01-07
2021-01-07
2037-06-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0014
980000.00
980000.00
0.0009
N
N
Y
N
Loudoun Cnty
GO Bonds Series 2017A 0.140000%
27884F2R0
US27884F2R03
Tender Option Bond
Y
2021-01-07
2021-01-07
2036-12-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0014
2000000.00
2000000.00
0.0019
N
N
Y
N
Lakewood City SD
GO Refunding Bonds Series 2017B 0.110000%
27884F5F3
US27884F5F38
Tender Option Bond
Y
2021-01-04
2021-01-04
2043-11-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
4
Y
N
N
0.0011
850000.00
850000.00
0.0008
N
Y
Y
N
Birmingham Water Works Board
Sr Water Refunding RB Series 2016A 0.110000%
27884FM56
US27884FM562
Tender Option Bond
Y
2021-01-04
2021-01-04
2041-01-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
4
Y
N
N
0.0011
2405000.00
2405000.00
0.0023
N
Y
Y
N
Raleigh
Combined Enterprise System Refunding RB 2016A&B 0.110000%
27884FP38
549300I7RPBIIRI16112
US27884FP383
Tender Option Bond
Y
2021-01-04
2021-01-04
2041-03-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
4
Y
N
Y
RALEIGH UTILITIES NC
Corporate Underlier
1.0000
0.0011
5805000.00
5805000.00
0.0055
N
Y
Y
N
Highline SD #401
ULT GO Bonds Series 2017 0.100000%
27884FT91
US27884FT914
Tender Option Bond
Y
2021-01-04
2021-01-04
2036-12-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
4
Y
Y
WASHINGTON (STATE OF)
1.0000
N
0.0010
2915000.00
2915000.00
0.0027
N
Y
Y
N
Seattle
Water System Refunding RB Series 2017 0.100000%
27884FU32
US27884FU326
Tender Option Bond
Y
2021-01-04
2021-01-04
2046-08-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
4
Y
N
Y
SEATTLE WASH WTR SYS REV
Corporate Underlier
1.0000
0.0010
3940000.00
3940000.00
0.0037
N
Y
Y
N
Baltimore Cnty
GO Bonds Series 2017 0.120000%
27884FY53
US27884FY534
Tender Option Bond
Y
2021-01-07
2021-01-07
2037-03-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0012
3690000.00
3690000.00
0.0035
N
N
Y
N
Berkeley Cnty SD
GO Bonds Series 2017A 0.110000%
27884FZ78
US27884FZ788
Tender Option Bond
Y
2021-01-04
2021-01-04
2037-03-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
4
Y
N
N
0.0011
3030000.00
3030000.00
0.0028
N
Y
Y
N
Denver Water Board
Water RB Series 2017A 0.110000%
27884FZ94
US27884FZ945
Tender Option Bond
Y
2021-01-04
2021-01-04
2042-09-15
Y
US BANK NATIONAL ASSOCIATION
1.0000
4
Y
N
N
0.0011
1260000.00
1260000.00
0.0012
N
Y
Y
N
Elmont UFSD
TAN 2020-2021 1.500000%
289713GP8
US289713GP85
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0022
5030350.00
5030350.00
0.0047
N
N
N
N
Fairfax Cnty IDA
Hospital Refunding RB (Inova Health) Series 1993A 0.120000%
303823FZ6
US303823FZ64
Tender Option Bond
Y
2021-01-07
2021-01-07
2022-08-13
Y
Credit Suisse AG
1.0000
7
Y
N
Y
Inova Health System
Corporate Underlier
1.0000
0.0012
2555000.00
2555000.00
0.0024
N
N
Y
N
Florida Housing Finance Corp
M/F Housing RB (Hudson Ridge Apts) Series 2008L 0.160000%
34074HBL5
549300W0PCIJCI0JCF10
US34074HBL50
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2041-08-15
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0016
2205000.00
2205000.00
0.0021
N
N
Y
N
Florida Local Government Finance Commission
CP Series A1 0.180000%
34077X7M0
Non-Financial Company Commercial Paper
Y
2021-02-02
2021-02-02
2021-02-02
N
Y
JPMorgan Chase Bank NA
1.0000
N
0.0014
11000397.10
11000397.10
0.0103
N
N
N
N
Florida
Public Education Capital Outlay Refunding Bonds Series 2011C 5.000000%
34153PD62
5493004G5XFOOUT0LQ57
US34153PD629
Other Municipal Security
Y
2021-06-01
2021-06-01
2021-06-01
N
N
N
0.0008
764962.50
764962.50
0.0007
N
N
N
N
Fort Worth ISD
ULT Refunding Building Bonds Series 2016 5.000000%
3494605D3
US3494605D38
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
Y
TEXAS PERMANENT SCHOOL FUND PROG (GTY)
1.0000
N
0.0012
100542.00
100542.00
0.0001
N
N
N
N
Garden City NY
BAN Series 2020A 5.000000%
365154TL7
US365154TL70
Other Municipal Security
Y
2021-02-19
2021-02-19
2021-02-19
N
N
N
0.0017
4024120.00
4024120.00
0.0038
N
N
N
N
Garland
Electric Utility System CP Notes Series 2018 0.150000%
36613SCC3
549300O5KXJ5HAWVEN53
Non-Financial Company Commercial Paper
Y
2021-02-25
2021-02-25
2021-02-25
N
Y
Bank of America NA
1.0000
N
0.0014
5000076.50
5000076.50
0.0047
N
N
N
N
Harris Cnty Cultural Education Facilities Finance Corp
Refunding RB (Methodist Hospital) Series 2009C1 0.210000%
41386RE87
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-03-03
2021-03-03
N
N
Y
METHODIST HOSPITALS OF TEXAS
Corporate Underlier
1.0000
0.0018
16400833.12
16400833.12
0.0154
N
N
N
N
Harris Cnty Cultural Education Facilities Finance Corp
Refunding RB (Methodist Hospital) Series 2009C1 0.240000%
41386RE95
Non-Financial Company Commercial Paper
Y
2021-04-06
2021-04-06
2021-04-06
N
N
Y
METHODIST HOSPITALS OF TEXAS
Corporate Underlier
1.0000
0.0019
11001430.00
11001430.00
0.0103
N
N
N
N
Harris Cnty
Toll Road Sr Lien Revenue CP Series E1 0.150000%
41423MDZ4
549300G9BRP25M0W1S40
Non-Financial Company Commercial Paper
Y
2021-01-07
2021-01-07
2021-01-07
N
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
N
0.0010
7000067.20
7000067.20
0.0066
N
N
Y
N
Harris Cnty
Toll Road Sr Lien Revenue CP Series E2 0.150000%
41423NDZ2
549300G9BRP25M0W1S40
Non-Financial Company Commercial Paper
Y
2021-01-07
2021-01-07
2021-01-07
N
Y
Barclays Bank Plc
1.0000
N
0.0010
2200021.12
2200021.12
0.0021
N
N
Y
N
Houston
TRAN Series 2020 4.000000%
4423315Z3
549300C64URYS0WQQY42
US4423315Z31
Other Municipal Security
Y
2021-06-30
2021-06-30
2021-06-30
N
N
N
0.0011
101901.00
101901.00
0.0001
N
N
N
N
Houston
TRAN 2020 3.000000%
4423316A7
549300C64URYS0WQQY42
US4423316A70
Other Municipal Security
Y
2021-06-30
2021-06-30
2021-06-30
N
N
N
0.0013
304206.00
304206.00
0.0003
N
N
N
N
Houston
Combined Utility System CP Series B3 0.160000%
44243XFJ6
549300C64URYS0WQQY42
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
N
0.0009
2000023.00
2000023.00
0.0019
N
N
Y
N
Howard Cnty
Recovery Zone Facility RB (Lorien at Elkridge) Series 2010 0.140000%
442592AA9
US442592AA97
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2040-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0014
5940000.00
5940000.00
0.0056
N
N
Y
N
Howard Cnty
Recovery Zone Facility RB (Meadowridge) Series 2010 0.140000%
442595BH6
US442595BH62
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2040-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0014
7045000.00
7045000.00
0.0066
N
N
Y
N
Hudson Cnty Improvement Auth
Cnty-Guaranteed Pooled Notes Series 2020A1 2.000000%
443728FM7
US443728FM77
Other Municipal Security
Y
2021-02-19
2021-02-19
2021-02-19
N
N
Y
HUDSON CNTY N J
Corporate Underlier
1.0000
0.0012
3293722.10
3293722.10
0.0031
N
N
N
N
Huntsville Health Care Auth
CP 0.210000%
44706DSF4
Non-Financial Company Commercial Paper
Y
2021-01-07
2021-01-07
2021-01-07
N
N
N
0.0013
2000040.00
2000040.00
0.0019
N
N
Y
N
Huntsville Health Care Auth
CP 0.160000%
44706DSG2
Non-Financial Company Commercial Paper
Y
2021-03-05
2021-03-05
2021-03-05
N
N
N
0.0016
2000000.00
2000000.00
0.0019
N
N
N
N
Idaho Health Facilities Auth
Hospital RB (Trinity Health) Series 2013ID 0.220000%
45129UCB8
549300X43KY1C2WW0J97
US45129UCB89
Other Municipal Security
Y
2021-02-01
2021-02-01
2048-12-01
N
N
Y
TRINITY HEALTH CORP
Corporate Underlier
1.0000
0.0012
5000350.00
5000350.00
0.0047
N
N
N
N
Illinois Finance Auth
RB (DePaul Univ) Series 2011A 6.125000%
45200F7F0
549300ZG6UBPNNNRN315
US45200F7F09
Other Municipal Security
Y
2021-04-01
2021-04-01
2040-10-01
N
N
Y
Escrow
Escrow
1.0000
0.0008
2262201.20
2262201.20
0.0021
N
N
N
N
Illinois Finance Auth
RB (Lake Forest College) Series 2008 0.140000%
45200FMP1
549300ZG6UBPNNNRN315
US45200FMP17
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2038-10-01
Y
NORTHERN TRUST COMPANY (THE)
1.0000
7
N
N
N
0.0014
3500000.00
3500000.00
0.0033
N
N
Y
N
Illinois Finance Auth
RB (Univ of Chicago) Series 2011C 5.500000%
45203HAL6
549300ZG6UBPNNNRN315
US45203HAL69
Other Municipal Security
Y
2021-02-16
2021-02-16
2041-08-15
N
N
Y
Escrow
Escrow
1.0000
0.0023
1005850.00
1005850.00
0.0009
N
N
N
N
Illinois Finance Auth
Pooled Program CP 0.200000%
45203JEG9
549300ZG6UBPNNNRN315
Non-Financial Company Commercial Paper
Y
2021-02-02
2021-02-02
2021-02-02
N
Y
JPMorgan Chase Bank NA
1.0000
N
0.0018
4519081.34
4519081.34
0.0042
N
N
N
N
Indiana Finance Auth
Environmental Refunding RB (Duke Energy) Series 2009A4 0.130000%
455054AJ5
549300PS0PAS7NDSSI20
US455054AJ59
Variable Rate Demand Note
Y
2021-01-04
2021-01-04
2039-12-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
4
N
N
N
0.0013
3100000.00
3100000.00
0.0029
N
Y
Y
N
Indiana Finance Auth
Economic Development RB (AC Grain) Series 2012 0.140000%
45505RBR5
549300PS0PAS7NDSSI20
US45505RBR57
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2042-02-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0014
28500000.00
28500000.00
0.0268
N
N
Y
N
Indiana Housing & Community Development Agency
S/F Mortgage RB Series 2020B-3 0.110000%
45505TRY9
549300QRKDYVNHT1OE86
US45505TRY90
Variable Rate Demand Note
Y
2021-01-04
2021-01-04
2047-07-01
Y
TD Bank NA
1.0000
4
Y
N
N
0.0011
9130000.00
9130000.00
0.0086
N
Y
Y
N
Intermountain Power Agency
CP Series B 0.170000%
45885JEY5
Non-Financial Company Commercial Paper
Y
2021-03-04
2021-03-04
2021-03-04
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0015
2500086.25
2500086.25
0.0023
N
N
N
N
Iowa Finance Auth
Midwestern Disaster Area RB (Cargill) Series 2009B 0.120000%
46246MDZ8
549300NQVL49BTHOW391
US46246MDZ86
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2036-09-01
Y
CARGILL INC
1.0000
7
N
N
N
0.0012
1390000.00
1390000.00
0.0013
N
N
Y
N
Iowa Finance Auth
Midwestern Disaster Area RB (Farmers Cooperative) Series 2010 0.120000%
46246SAA3
549300NQVL49BTHOW391
US46246SAA33
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2030-11-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0012
4060000.00
4060000.00
0.0038
N
N
Y
N
Iowa Finance Auth
Midwestern Disaster Area RB (Cargill) Series 2012 0.120000%
46246SAS4
549300NQVL49BTHOW391
US46246SAS41
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2042-12-01
Y
CARGILL INC
1.0000
7
N
N
N
0.0012
5000000.00
5000000.00
0.0047
N
N
Y
N
Jacksonville
CP Series A 0.200000%
46941AQJ4
549300XQE0JVN9WV0J40
Non-Financial Company Commercial Paper
Y
2021-02-02
2021-02-02
2021-02-02
N
Y
Bank of America NA
1.0000
N
0.0015
3500158.20
3500158.20
0.0033
N
N
N
N
Jericho UFSD
TAN 2020-2021 1.500000%
476358EV4
US476358EV41
Other Municipal Security
Y
2021-06-18
2021-06-18
2021-06-18
N
N
N
0.0019
2011920.00
2011920.00
0.0019
N
N
N
N
Las Vegas Valley Water District
LT GO CP Series 2004A 0.230000%
51784CB98
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-03-03
2021-03-03
N
N
Y
SOUTHERN NEVADA WTR AUTH
Corporate Underlier
1.0000
SUMITOMO MITSUI BANKING CORPORATION
Standby Purchase Agreement
1.0000
0.0023
2000000.00
2000000.00
0.0019
N
N
N
N
Las Vegas Valley Water District
LT GO CP Series 2004A 0.190000%
51784CBA5
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
N
Y
SOUTHERN NEVADA WTR AUTH
Corporate Underlier
1.0000
SUMITOMO MITSUI BANKING CORPORATION
Standby Purchase Agreement
1.0000
0.0011
5000050.00
5000050.00
0.0047
N
N
Y
N
Leander ISD
ULT GO Refunding Bonds Series 2019A 5.000000%
521841VD5
US521841VD57
Other Municipal Security
Y
2021-08-15
2021-08-15
2021-08-15
N
Y
TEXAS PERMANENT SCHOOL FUND PROG (GTY)
1.0000
N
0.0012
844436.00
844436.00
0.0008
N
N
N
N
Louisville & Jefferson Cnty Metro Sewer District
CP Series 2018A1 0.220000%
54658NCD1
5493004O4I11L8BK0A22
Non-Financial Company Commercial Paper
Y
2021-02-22
2021-02-22
2021-02-22
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0018
5000300.00
5000300.00
0.0047
N
N
N
N
Massachusetts Bay Transportation Auth
Sales Tax CP Series B 0.220000%
57557YMC3
549300D2U0XBUXGX8P68
Non-Financial Company Commercial Paper
Y
2021-01-04
2021-01-04
2021-01-04
N
N
Y
MASSACHUSETTS BAY TRANS AUTH SALES TAX
Corporate Underlier
1.0000
TD Bank NA
Standby Purchase Agreement
1.0000
0.0008
3000045.90
3000045.90
0.0028
N
Y
Y
N
Massapequa UFSD
TAN 2020-2021 1.500000%
576097NF2
US576097NF27
Other Municipal Security
Y
2021-06-24
2021-06-24
2021-06-24
N
N
N
0.0020
1509240.00
1509240.00
0.0014
N
N
N
N
Memphis
GO CP Series A 0.150000%
58618PMP8
549300J2762HBWE6MQ22
Non-Financial Company Commercial Paper
Y
2021-02-03
2021-02-03
2021-02-03
N
N
Y
STATE STREET BANK AND TRUST COMPANY
Standby Purchase Agreement
1.0000
0.0014
900008.37
900008.37
0.0008
N
N
N
N
Metro Government of Nashville & Davidson Cnty
GO CP Series B1 0.230000%
59211PFB6
549300GW8FVQJ3DU6O10
Non-Financial Company Commercial Paper
Y
2021-01-04
2021-01-04
2021-01-04
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0009
22000336.60
22000336.60
0.0207
N
Y
Y
N
Metropolitan Transportation Auth
Transportation RB Series 2015E-3 0.100000%
59261AWK9
5493000TKYODLXADQD60
US59261AWK95
Variable Rate Demand Note
Y
2021-01-04
2021-01-04
2050-11-15
Y
Bank of America NA
1.0000
4
N
N
N
0.0010
3125000.00
3125000.00
0.0029
N
Y
Y
N
Middle Country CSD
TAN Series 2020-2021 1.700000%
595685RA8
US595685RA83
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0035
5333920.00
5333920.00
0.0050
N
N
N
N
Mobile Cnty IDA
Gulf Opportunity Zone RB (SSAB Alabama) Series 2010B 0.120000%
60733RAA6
US60733RAA68
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2040-07-01
Y
Swedbank AB
1.0000
7
N
N
N
0.0012
7000000.00
7000000.00
0.0066
N
N
Y
N
Mobile Cnty IDA
Gulf Opportunity Zone RB (SSAB Alabama) Series 2011 0.130000%
60733RAB4
US60733RAB42
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2031-11-01
Y
NORDEA BANK ABP
1.0000
7
N
N
N
0.0013
20000000.00
20000000.00
0.0188
N
N
Y
N
New Rochelle CSD
BAN Series 2020 2.000000%
648533J24
US648533J246
Other Municipal Security
Y
2021-06-23
2021-06-23
2021-06-23
N
N
N
0.0023
2535874.50
2535874.50
0.0024
N
N
N
N
New Rochelle CSD
BAN Series 2020 1.750000%
648533J32
US648533J329
Other Municipal Security
Y
2021-06-23
2021-06-23
2021-06-23
N
N
N
0.0020
3021810.00
3021810.00
0.0028
N
N
N
N
New York City
GO Bonds Fiscal 2016 Series E 5.000000%
64966MAP4
549300ABYZD2SFD5JB29
US64966MAP41
Other Municipal Security
Y
2021-08-01
2021-08-01
2021-08-01
N
N
N
0.0014
308337.00
308337.00
0.0003
N
N
N
N
New York City
GO Bonds Fiscal 2019 Series A 5.000000%
64966MC98
549300ABYZD2SFD5JB29
US64966MC980
Other Municipal Security
Y
2021-08-01
2021-08-01
2021-08-01
N
N
N
0.0014
657785.60
657785.60
0.0006
N
N
N
N
New York City
GO Bonds Fiscal 2018 Series A 5.000000%
64966MNU9
549300ABYZD2SFD5JB29
US64966MNU98
Other Municipal Security
Y
2021-08-01
2021-08-01
2021-08-01
N
N
N
0.0014
256947.50
256947.50
0.0002
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F 5.000000%
64971QW74
5493003476LG35QAKM08
US64971QW740
Other Municipal Security
Y
2021-02-01
2021-02-01
2021-02-01
N
N
N
0.0012
301056.00
301056.00
0.0003
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2014 Series D4 0.110000%
64971WFA3
5493003476LG35QAKM08
US64971WFA36
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2044-02-01
Y
Mizuho Bank Ltd
1.0000
7
Y
N
Y
NEW YORK CITY TRANSITIONAL FIN AUTH
Corporate Underlier
1.0000
0.0011
1000000.00
1000000.00
0.0009
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2019 Series B4 0.100000%
64971XHT8
5493003476LG35QAKM08
US64971XHT81
Variable Rate Demand Note
Y
2021-01-04
2021-01-04
2042-08-01
Y
JPMorgan Chase Bank NA
1.0000
4
Y
N
N
0.0010
6250000.00
6250000.00
0.0059
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB1A 0.110000%
64972GMJ0
549300Q2EHQ6RJPQKP05
US64972GMJ03
Variable Rate Demand Note
Y
2021-01-04
2021-01-04
2049-06-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
4
Y
N
N
0.0011
5605000.00
5605000.00
0.0053
N
Y
Y
N
New York City Trust for Cultural Resources
Revenue & Refunding Bonds (American Museum of Natural History) Series 2014B1 0.290000%
64972RAM2
US64972RAM25
Other Municipal Security
Y
2021-01-07
2021-04-20
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0042
4998350.00
4998350.00
0.0047
N
N
N
N
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B2 0.270000%
64972SAR9
US64972SAR94
Other Municipal Security
Y
2021-01-07
2021-08-16
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0029
5090203.60
5090203.60
0.0048
N
N
N
N
New York State Power Auth
CP Series 2 0.400000%
64985NLD4
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-03-11
2021-03-11
2021-03-11
N
N
N
0.0030
5000952.00
5000952.00
0.0047
N
N
N
N
New York State Power Auth
CP Series 2 0.400000%
64985NLE2
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-02-25
2021-02-25
2021-02-25
N
N
N
0.0029
3000503.10
3000503.10
0.0028
N
N
N
N
New York State Power Auth
CP Series 2 0.200000%
64985NLJ1
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-06-08
2021-06-08
2021-06-08
N
N
N
0.0015
1200261.12
1200261.12
0.0011
N
N
N
N
New York State Power Auth
CP Series 2 0.280000%
64985NLK8
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-07-15
2021-07-15
2021-07-15
N
N
N
0.0023
2500669.75
2500669.75
0.0023
N
N
N
N
New York State Power Auth
CP Series 2 0.200000%
64985NLL6
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-05-11
2021-05-11
2021-05-11
N
N
N
0.0017
2500275.00
2500275.00
0.0023
N
N
N
N
New York State Power Auth
CP Series 1 0.290000%
64989MB68
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-08-03
2021-08-03
2021-08-03
N
N
N
0.0022
1100452.43
1100452.43
0.0010
N
N
N
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2017A 5.000000%
64990FVR2
549300C8XO7EXTX2XU71
US64990FVR27
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0008
402184.00
402184.00
0.0004
N
N
N
N
New York State Dormitory Auth
State Personal Income Tax RANs Series 2020B 5.000000%
64990FXG4
549300C8XO7EXTX2XU71
US64990FXG44
Other Municipal Security
Y
2021-03-31
2021-03-31
2021-03-31
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0012
22340323.20
22340323.20
0.0210
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013D 5.000000%
650035D88
54930039Y2EMGXN6LM88
US650035D885
Other Municipal Security
Y
2021-03-15
2021-03-15
2021-03-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0008
126195.00
126195.00
0.0001
N
N
N
N
North East ISD
ULT CP Series 2017A 0.270000%
65915DBX5
Non-Financial Company Commercial Paper
Y
2021-05-03
2021-05-03
2021-05-03
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0022
2600442.00
2600442.00
0.0024
N
N
N
N
North Texas Tollway Auth
System RB Series 2011A 0.120000%
66285WHJ8
PQGZGRE0F2WPMYQQ1B78
US66285WHJ80
Tender Option Bond
Y
2021-01-07
2021-01-07
2035-08-01
Y
Citibank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0012
6750000.00
6750000.00
0.0063
N
N
Y
N
North Texas Tollway Auth
System RB Series 2011A 0.120000%
66285WHL3
PQGZGRE0F2WPMYQQ1B78
US66285WHL37
Tender Option Bond
Y
2021-01-07
2021-01-07
2035-03-01
Y
Citibank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0012
3400000.00
3400000.00
0.0032
N
N
Y
N
North Texas Tollway Auth
System RB Series 2011A 0.130000%
66285WJZ0
PQGZGRE0F2WPMYQQ1B78
US66285WJZ05
Tender Option Bond
Y
2021-01-07
2021-01-07
2021-03-01
Y
Barclays Bank PLC
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0013
11180000.00
11180000.00
0.0105
N
N
Y
N
Northport-East Northport UFSD
TAN 2020-2021 1.500000%
666641JH9
US666641JH96
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0018
2012520.00
2012520.00
0.0019
N
N
N
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 1 0.140000%
670656404
549300V4X2BF3UXSCQ58
US6706564043
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2040-08-01
Y
Societe Generale SA
1.0000
7
N
N
N
0.0014
9000000.00
9000000.00
0.0085
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 3 0.140000%
670656602
549300V4X2BF3UXSCQ58
US6706566022
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2040-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0014
6000000.00
6000000.00
0.0056
N
N
Y
N
Nuveen AMT-Free Municipal Credit Income Fund
Variable Rate Demand Preferred Shares Series 5 0.140000%
67071L858
549300LBMO1C0IG71T03
US67071L8587
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2040-12-01
Y
Societe Generale SA
1.0000
7
N
N
N
0.0014
39000000.00
39000000.00
0.0366
N
N
Y
N
Oceanside UFSD
TAN 2020-2021 1.750000%
675498LA5
US675498LA52
Other Municipal Security
Y
2021-06-24
2021-06-24
2021-06-24
N
N
N
0.0028
1006930.00
1006930.00
0.0009
N
N
N
N
Ohio
Hospital Refunding RB (Cleveland Clinic) Series 2017A 5.000000%
677561JX1
5493005LEB5E170OMX59
US677561JX16
Other Municipal Security
Y
2021-01-01
2021-01-01
2021-01-01
N
N
Y
CLEVELAND CLINIC HLTH SYS OBLIG GROUP
Corporate Underlier
1.0000
0.0500
200000.00
200000.00
0.0002
N
Y
Y
N
Onondaga Cnty IDA
Civic Facility RB (Syracuse Research Corp) Series 1997A 0.140000%
682747AV2
US682747AV22
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2021-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0014
105000.00
105000.00
0.0001
N
N
Y
N
Orange Cnty Health Facilities Auth
Hospital RB (Orlando Regional Healthcare) Series 2008E 0.090000%
6845035S0
US6845035S07
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2026-10-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0009
400000.00
400000.00
0.0004
N
N
Y
N
Oregon Health, Housing, Educational & Cultural Facilities Auth
RB (Assumption Village) Series 2001A 0.160000%
68608FQH5
US68608FQH54
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2033-03-01
Y
MUFG Union Bank NA
1.0000
7
N
N
N
0.0016
4515000.00
4515000.00
0.0042
N
N
Y
N
Pennsylvania Higher Educational Facilities Auth
RB Series 2011A 5.000000%
70917SW82
US70917SW824
Other Municipal Security
Y
2021-05-03
2021-05-03
2031-05-01
N
N
Y
Escrow
Escrow
1.0000
0.0013
1812988.80
1812988.80
0.0017
N
N
N
N
Pennsylvania State Univ
RB Series 2020 E 5.000000%
709235Q57
549300QDK4O4XCJ47X56
US709235Q579
Other Municipal Security
Y
2021-03-01
2021-03-01
2021-03-01
N
N
N
0.0017
433229.30
433229.30
0.0004
N
N
N
N
Pierce Cnty Economic Development Corp
IDRB (Frederico Enterprises I) Series 2010 0.140000%
720360BC9
US720360BC93
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2040-11-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0014
2600000.00
2600000.00
0.0024
N
N
Y
N
Plaquemines Port, Harbor & Terminal District
Port Facilities Refunding RB Series 1984A 1.000000%
727526AE5
US727526AE56
Other Municipal Security
Y
2021-03-15
2021-03-15
2025-03-15
N
Y
Wells Fargo Bank NA
1.0000
N
0.0008
5509845.00
5509845.00
0.0052
N
N
N
N
Port of Port Arthur Navigation District
Exempt Facilities RB (Total USA) Series 2011 0.140000%
733508AG0
US733508AG05
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2041-06-01
Y
TOTAL SE
1.0000
7
N
N
N
0.0014
21315000.00
21315000.00
0.0200
N
N
Y
N
Port of Port Arthur Navigation District
Exempt Facilities RB (Total USA) Series 2012A 0.140000%
733508AJ4
US733508AJ44
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2042-09-01
Y
TOTAL SE
1.0000
7
N
N
N
0.0014
10000000.00
10000000.00
0.0094
N
N
Y
N
Port of Port Arthur Navigation District
Exempt Facilities RB (Total USA) Series 2012B 0.140000%
733508AK1
US733508AK17
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2042-12-01
Y
TOTAL SE
1.0000
7
N
N
N
0.0014
4000000.00
4000000.00
0.0038
N
N
Y
N
Port of Greater Cincinnati Development Auth
Special Obligation Development RB (Springdale) Series 2006 1.400000%
735004AA1
549300IK2RCZBY62ST97
US735004AA13
Other Municipal Security
Y
2021-02-01
2021-02-01
2031-02-01
N
Y
US BANK NATIONAL ASSOCIATION
1.0000
N
0.0140
5675000.00
5675000.00
0.0053
N
N
N
N
District of Columbia
GO Bonds Series 2017B 0.120000%
74926Y5T4
549300HWFOZXPKGOX654
US74926Y5T42
Tender Option Bond
Y
2021-01-07
2021-01-07
2021-11-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0012
2990000.00
2990000.00
0.0028
N
N
Y
N
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2017D2 0.110000%
74926Y6F3
US74926Y6F39
Tender Option Bond
Y
2021-01-04
2021-01-04
2022-04-01
Y
Royal Bank of Canada
1.0000
4
N
N
N
0.0011
1410000.00
1410000.00
0.0013
N
Y
Y
N
Allen Cnty
Hospital Facilities RB (Bon Secours Mercy Health) Series 2010D 0.120000%
74934RB47
US74934RB474
Tender Option Bond
Y
2021-01-07
2021-01-07
2023-06-03
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0012
2905000.00
2905000.00
0.0027
N
N
Y
N
Missouri Health & Educational Facilities Auth
Health Facilities RB (SSM Health) Series 2019A 0.140000%
74934RE51
549300IWTBCMX5JB3277
US74934RE510
Tender Option Bond
Y
2021-01-07
2021-01-07
2039-12-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0014
4000000.00
4000000.00
0.0038
N
N
Y
N
Tarrant Cnty Cultural Education Facilities Finance Corp
Hospital Refunding RB (Baylor Scott & White Health) Series 2019B 0.120000%
74934RJ64
549300ROY505NVTMMI25
US74934RJ642
Tender Option Bond
Y
2021-01-07
2021-01-07
2023-12-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0012
6000000.00
6000000.00
0.0056
N
N
Y
N
Intermountain Power Agency
Sub Power RB Series 2019 A-1 0.120000%
74934RK39
US74934RK392
Tender Option Bond
Y
2021-01-07
2021-01-07
2022-05-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0012
1585000.00
1585000.00
0.0015
N
N
Y
N
Miami-Dade Cnty
GO Bonds Series 2016A 0.160000%
74934RL53
549300QG0NBD9HULR263
US74934RL531
Tender Option Bond
Y
2021-01-07
2021-01-07
2026-07-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0016
2000000.00
2000000.00
0.0019
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 0.110000%
74934RLQ7
549300Q2EHQ6RJPQKP05
US74934RLQ73
Tender Option Bond
Y
2021-01-04
2021-01-04
2022-07-15
Y
Royal Bank of Canada
1.0000
4
Y
N
N
0.0011
17720000.00
17720000.00
0.0166
N
Y
Y
N
New York State Dormitory Auth
NYC Court Facilities Lease RB Series 2005B 0.120000%
74934RP59
549300C8XO7EXTX2XU71
US74934RP599
Tender Option Bond
Y
2021-01-07
2021-01-07
2024-11-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0012
3500000.00
3500000.00
0.0033
N
N
Y
N
South Carolina Transportation Infrastructure Bank
Refunding RB Series 2017A 0.290000%
74934RZU3
US74934RZU30
Tender Option Bond
Y
2021-01-07
2021-04-01
2025-10-01
N
Y
Royal Bank of Canada
1.0000
N
0.0029
2000000.00
2000000.00
0.0019
N
N
N
Y
Ramapo Housing Auth
RB (Fountainview at College Road) Series 1998 0.140000%
751434AA9
US751434AA93
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2029-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0014
3985000.00
3985000.00
0.0037
N
N
Y
N
Rochester
Health Care Facilities RB (Mayo Clinic) Series 2014 0.210000%
77160EGB3
549300006EX3INSHXA95
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
N
Y
Mayo Clinic
Corporate Underlier
1.0000
0.0013
2575033.73
2575033.73
0.0024
N
N
Y
N
Rye
BAN 2020 1.500000%
783736JZ5
US783736JZ51
Other Municipal Security
Y
2021-10-01
2021-10-01
2021-10-01
N
N
N
0.0027
3027330.00
3027330.00
0.0028
N
N
N
N
San Antonio Housing Finance Corp
M/F Housing Mortgage RB (Artisan) Series 2008 0.170000%
796265HC3
549300V9VFLLKMTZ4J58
US796265HC36
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2049-03-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0017
1800000.00
1800000.00
0.0017
N
N
Y
N
Sewanhaka Central HSD
TAN 2020-2021 1.500000%
818359EZ0
US818359EZ07
Other Municipal Security
Y
2021-06-21
2021-06-21
2021-06-21
N
N
N
0.0019
6036540.00
6036540.00
0.0057
N
N
N
N
Somerville
GO BAN Series A 2.000000%
8352404F6
US8352404F67
Other Municipal Security
Y
2021-06-04
2021-06-04
2021-06-04
N
N
N
0.0018
755685.00
755685.00
0.0007
N
N
N
N
South Country CSD
TAN Series 2020-2021 1.750000%
837489MB6
US837489MB65
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0028
2014000.00
2014000.00
0.0019
N
N
N
N
Southold
BAN 2020 1.750000%
844572QY6
549300OU1HE6DDYO6752
US844572QY68
Other Municipal Security
Y
2021-09-23
2021-09-23
2021-09-23
N
N
N
0.0020
3500285.58
3500285.58
0.0033
N
N
N
N
Illinois Toll Highway Auth
Sr RB Series 2014D 0.160000%
88033LB81
549300ISBFGI8MJJKM98
US88033LB811
Tender Option Bond
Y
2021-01-07
2021-01-07
2022-01-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0016
4165000.00
4165000.00
0.0039
N
N
Y
N
Washington Health Care Facilities Auth
RB (Providence Heath & Services) Series 2014C 0.120000%
88033LUL1
549300ZVPWQIL3N5TL85
US88033LUL16
Tender Option Bond
Y
2021-01-07
2021-01-07
2022-10-06
Y
Bank of America NA
1.0000
7
Y
N
Y
PROVIDENCE ST JOSEPH HEALTH
Corporate Underlier
1.0000
0.0012
7475000.00
7475000.00
0.0070
N
N
Y
N
District of Columbia Water & Sewer Auth
Public Utility Sub Lien RB Series 2013A 0.130000%
88033LVU0
549300OT2FIJQJ5PSH71
US88033LVU06
Tender Option Bond
Y
2021-01-07
2021-01-07
2021-10-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0013
5000000.00
5000000.00
0.0047
N
N
Y
N
Univ of California
Medical Center Pooled RB Series 2013J 0.120000%
88033M3T2
US88033M3T22
Tender Option Bond
Y
2021-01-07
2021-01-07
2037-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
UNIVERSITY OF CALIF MEDICAL CENTER
Corporate Underlier
1.0000
0.0012
3605000.00
3605000.00
0.0034
N
N
Y
N
Birmingham Water Works Board
Water RB Series 2011 0.130000%
88033M6G7
US88033M6G73
Tender Option Bond
Y
2021-01-01
2021-01-01
2021-01-01
Y
Barclays Bank PLC
1.0000
1
Y
N
N
0.0013
8900000.00
8900000.00
0.0084
N
Y
Y
N
Illinois Regional Transportation Auth
GO Bonds Series 2000A 0.160000%
88033MC70
549300FOIPI62F5YFO59
US88033MC700
Tender Option Bond
Y
2021-01-07
2021-01-07
2022-07-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0016
6665000.00
6665000.00
0.0063
N
N
Y
N
Snohomish Cnty Public Utility District #1
Generation System RB Series 2015 0.120000%
88033MHN0
549300LU0VT11TQC1877
US88033MHN02
Tender Option Bond
Y
2021-01-07
2021-01-07
2023-06-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0012
6670000.00
6670000.00
0.0063
N
N
Y
N
New York State Dormitory Auth
State Sales Tax RB Series 2015B 0.120000%
88033MKH9
549300C8XO7EXTX2XU71
US88033MKH96
Tender Option Bond
Y
2021-01-07
2021-01-07
2023-09-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0012
9000000.00
9000000.00
0.0085
N
N
Y
N
North Carolina Capital Facilities Finance Agency
RB (Duke Univ) Series 2015B 0.120000%
88033MKX4
549300PWNPSB7G58A235
US88033MKX47
Tender Option Bond
Y
2021-01-07
2021-01-07
2023-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0012
500.00
500.00
0.0000
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2015B 0.210000%
88033MLP0
549300ISBFGI8MJJKM98
US88033MLP04
Tender Option Bond
Y
2021-01-07
2021-01-07
2023-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0021
3100000.00
3100000.00
0.0029
N
N
Y
N
Univ of Michigan
General RB Series 2015 0.120000%
88033MPA9
US88033MPA98
Tender Option Bond
Y
2021-01-07
2021-01-07
2023-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0012
2983500.00
2983500.00
0.0028
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2015B 0.120000%
88033MUU9
549300ISBFGI8MJJKM98
US88033MUU97
Tender Option Bond
Y
2021-01-07
2021-01-07
2024-01-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0012
5575000.00
5575000.00
0.0052
N
N
Y
N
Iowa Board of Regents
RB (Univ of Iowa Hospitals) Series 2012 0.120000%
88033MYY7
US88033MYY73
Tender Option Bond
Y
2021-01-07
2021-01-07
2022-03-01
Y
Royal Bank of Canada
1.0000
7
Y
N
Y
UNIVERSITY OF IOWA HOSPITAL
Corporate Underlier
1.0000
0.0012
14035000.00
14035000.00
0.0132
N
N
Y
N
Houston
Water & Sewer System Jr Lien Refunding RB Series 2001B 0.120000%
88033SJ96
549300C64URYS0WQQY42
US88033SJ967
Tender Option Bond
Y
2021-01-07
2021-01-07
2023-12-01
Y
Bank of America NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0012
12500000.00
12500000.00
0.0117
N
N
Y
N
San Antonio Public Facilities Corp
Improvement and Refunding Lease RB Series 2012 0.120000%
88033SJL9
US88033SJL97
Tender Option Bond
Y
2021-01-07
2021-01-07
2022-03-15
Y
Bank of America NA
1.0000
7
Y
N
Y
SAN ANTONIO TX
Corporate Underlier
1.0000
0.0012
13970000.00
13970000.00
0.0131
N
N
Y
N
Atlanta
Water & Wastewater Refunding RB Series 2015&2017A 0.120000%
88033U3Y3
549300GHLQ0J51NUBM84
US88033U3Y36
Tender Option Bond
Y
2021-01-07
2021-01-07
2025-09-25
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
ATLANTA GA WTR & WASTEWTR REV
Corporate Underlier
1.0000
0.0012
12230000.00
12230000.00
0.0115
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2014C 0.130000%
88033UB99
549300ISBFGI8MJJKM98
US88033UB994
Tender Option Bond
Y
2021-01-07
2021-01-07
2023-01-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0013
1300000.00
1300000.00
0.0012
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2014C 0.130000%
88033UC31
549300ISBFGI8MJJKM98
US88033UC315
Tender Option Bond
Y
2021-01-07
2021-01-07
2023-01-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0013
6770000.00
6770000.00
0.0064
N
N
Y
N
Tarrant Cnty Cultural Education Facilities Finance Corp
RB (Texas Health Resources) Series 2016A 0.120000%
88033UKA6
549300ROY505NVTMMI25
US88033UKA69
Tender Option Bond
Y
2021-01-07
2021-01-07
2024-08-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
TEXAS HEALTH RESOURCES
Corporate Underlier
1.0000
0.0012
6250000.00
6250000.00
0.0059
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 198th Series 0.130000%
88033UKZ1
54930006MR4KZ4W74Z83
US88033UKZ11
Tender Option Bond
Y
2021-01-07
2021-01-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0013
1755000.00
1755000.00
0.0016
N
N
Y
N
Colorado Springs
Utilities System RB Series 2013B1&B2 0.120000%
88033UQF9
549300YHSJY5PXG4BM55
US88033UQF92
Tender Option Bond
Y
2021-01-07
2021-01-07
2022-09-25
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
COLORADO SPRINGS COLO UTILS
Corporate Underlier
1.0000
0.0012
10310000.00
10310000.00
0.0097
N
N
Y
N
Michigan Finance Auth
Hospital Refunding RB (Trinity Health) Series A 2017 MI & 2013 MI-2 0.120000%
88033YK75
54930022O46HOX5J1D14
US88033YK757
Tender Option Bond
Y
2021-01-07
2021-01-07
2025-12-01
Y
Bank of America NA
1.0000
7
Y
Y
UNITED STATES TREASURY
0.0800
N
0.0012
4075000.00
4075000.00
0.0038
N
N
Y
N
Norfolk
Water Refunding RB Series 2017 0.120000%
88034MDZ6
US88034MDZ68
Tender Option Bond
Y
2021-01-07
2021-01-07
2025-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NORFOLK VA WTR REV
Corporate Underlier
1.0000
0.0012
7500000.00
7500000.00
0.0070
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2017B 0.120000%
88034MED4
549300C8XO7EXTX2XU71
US88034MED48
Tender Option Bond
Y
2021-01-07
2021-01-07
2025-08-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0012
2505000.00
2505000.00
0.0024
N
N
Y
N
Wisconsin Health & Educational Facilities Auth
RB (Children's Hospital of Wisconsin) Series 2017 0.140000%
88034MRN8
549300ISNGXS0VHGVD41
US88034MRN82
Tender Option Bond
Y
2021-01-07
2021-01-07
2025-10-01
Y
Bank of America NA
1.0000
7
Y
N
Y
CHILDRENS HOSPITAL OF WI
Corporate Underlier
1.0000
0.0014
4000000.00
4000000.00
0.0038
N
N
Y
N
Illinois Finance Auth
RB (Northwestern Memorial Hospital) Series 2017A 0.130000%
88034MUD6
549300ZG6UBPNNNRN315
US88034MUD63
Tender Option Bond
Y
2021-01-07
2021-01-07
2026-01-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NORTHWESTERN MEM HOSP
Corporate Underlier
1.0000
0.0013
2000000.00
2000000.00
0.0019
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2017E 0.130000%
88034MXC5
549300QJ33JJW73OQO60
US88034MXC53
Tender Option Bond
Y
2021-01-07
2021-01-07
2025-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0013
2000000.00
2000000.00
0.0019
N
N
Y
N
Greeneville Health & Educational Facilities Board
Hospital RB (Ballad Health) Series 2018A 0.130000%
88034NAE4
US88034NAE40
Tender Option Bond
Y
2021-01-07
2021-01-07
2035-01-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0013
7000000.00
7000000.00
0.0066
N
N
Y
N
Massachusetts School Building Auth
Sr Dedicated Sales Tax Bonds Series 2016B 0.120000%
88034NEL4
US88034NEL47
Tender Option Bond
Y
2021-01-07
2021-01-07
2024-11-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0012
90000.00
90000.00
0.0001
N
N
Y
N
Patriots Energy Group Financing Agency
Gas Supply RB Series 2018 0.140000%
88034NPG3
US88034NPG33
Tender Option Bond
Y
2021-01-07
2021-01-07
2022-10-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0014
3335000.00
3335000.00
0.0031
N
N
Y
N
Tarrant Cnty Cultural Education Facilities Finance Corp
RB (Texas Health Resources) Series 2016A 0.130000%
88034NSN5
549300ROY505NVTMMI25
US88034NSN56
Tender Option Bond
Y
2021-01-07
2021-01-07
2024-08-15
Y
Credit Suisse AG
1.0000
7
Y
N
Y
TEXAS HEALTH RESOURCES
Corporate Underlier
1.0000
0.0013
4585000.00
4585000.00
0.0043
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2019A 0.140000%
88034RC29
549300ISBFGI8MJJKM98
US88034RC293
Tender Option Bond
Y
2021-01-07
2021-01-07
2027-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0014
3200000.00
3200000.00
0.0030
N
N
Y
N
Michigan State Univ
General RB Series 2019B 0.140000%
88034RCB9
US88034RCB96
Tender Option Bond
Y
2021-01-07
2021-01-07
2027-02-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0014
1915000.00
1915000.00
0.0018
N
N
Y
N
Utah Cnty
Hospital RB (IHC Health Services) Series 2016B 0.120000%
88034RGA7
US88034RGA77
Tender Option Bond
Y
2021-01-07
2021-01-07
2022-11-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
IHC HEALTH SERVICES INC
Corporate Underlier
1.0000
0.0012
1920000.00
1920000.00
0.0018
N
N
Y
N
Colorado Health Facilities Auth
Hospital RB (AdventHealth) Series 2019A 0.130000%
88034RJ30
5493002JB6DRFRZPEQ21
US88034RJ306
Tender Option Bond
Y
2021-01-07
2021-01-07
2027-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
ADVENTHEALTH OBLIGATED GROUP
Corporate Underlier
1.0000
0.0013
2000000.00
2000000.00
0.0019
N
N
Y
N
Martin Cnty Health Facilities Auth
Hospital RB (Cleveland Clinic Health System) Series 2019A 0.120000%
88034RMZ5
US88034RMZ54
Tender Option Bond
Y
2021-01-07
2021-01-07
2027-01-01
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
CLEVELAND CLINIC HLTH SYS OBLIG GROUP
Corporate Underlier
1.0000
0.0012
7500000.00
7500000.00
0.0070
N
N
Y
N
Brookhaven Development Auth
RB (Children's Healthcare of Atlanta) Series 2019A 0.120000%
88034U5T1
US88034U5T13
Tender Option Bond
Y
2021-01-07
2021-01-07
2039-07-01
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
CHILDRENS HEALTHCARE OF ATLANTA
Corporate Underlier
1.0000
0.0012
1900000.00
1900000.00
0.0018
N
N
Y
N
North Carolina Medical Care Commission
Health Care Facilities Refunding RB (Rex Healthcare) Series 2020A 0.140000%
88034UC71
549300FH6KOXGCHQYG81
US88034UC719
Tender Option Bond
Y
2021-01-07
2021-01-07
2028-01-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0014
11630000.00
11630000.00
0.0109
N
N
Y
N
Colorado Health Facilities Auth
Hospital RB (AdventHealth) Series 2019A 0.120000%
88034UHC5
5493002JB6DRFRZPEQ21
US88034UHC53
Tender Option Bond
Y
2021-01-07
2021-01-07
2027-11-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
ADVENTHEALTH OBLIGATED GROUP
Corporate Underlier
1.0000
0.0012
4000000.00
4000000.00
0.0038
N
N
Y
N
New Jersey Transportation Trust Fund Auth
Transportation System Bonds Series 2009A 0.140000%
88034UHU5
549300YUVD5TEXR6L889
US88034UHU51
Tender Option Bond
Y
2021-01-07
2021-01-07
2035-12-15
Y
Toronto-Dominion Bank/The
1.0000
7
N
N
N
0.0014
18897000.00
18897000.00
0.0177
N
N
Y
N
Washington Higher Education Facilities Auth
RB (Gonzaga Univ) Series 2019A 0.140000%
88034UYY8
US88034UYY80
Tender Option Bond
Y
2021-01-07
2021-01-07
2027-10-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0014
2000000.00
2000000.00
0.0019
N
N
Y
N
NorthShore Univ Health System
RB (NorthShore Univ Health System) Series 2020A 0.130000%
88034WH23
US88034WH235
Tender Option Bond
Y
2021-01-07
2021-01-07
2028-08-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0013
7580000.00
7580000.00
0.0071
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2020A 0.120000%
88034XDX7
549300C8XO7EXTX2XU71
US88034XDX75
Tender Option Bond
Y
2021-01-07
2021-01-07
2028-09-15
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0012
500000.00
500000.00
0.0005
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2020A 0.130000%
88034XFA5
549300C8XO7EXTX2XU71
US88034XFA54
Tender Option Bond
Y
2021-01-07
2021-01-07
2028-09-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0013
4000000.00
4000000.00
0.0038
N
N
Y
N
Huntsville Health Care Auth
RB Series 2020B 0.130000%
88034XFG2
US88034XFG25
Tender Option Bond
Y
2021-01-07
2021-01-07
2042-12-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0013
835000.00
835000.00
0.0008
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2021 Series S1 0.120000%
88034XFR8
5493003476LG35QAKM08
US88034XFR89
Tender Option Bond
Y
2021-01-07
2021-01-07
2028-08-03
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0012
3270000.00
3270000.00
0.0031
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2021 Series S1 0.120000%
88034XFW7
5493003476LG35QAKM08
US88034XFW74
Tender Option Bond
Y
2021-01-07
2021-01-07
2028-08-03
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0012
9055000.00
9055000.00
0.0085
N
N
Y
N
Louisiana Public Facilities Auth
RB (Ochsner Clinic Foundation) Series 2020A 0.130000%
88034XFZ0
549300RQIPT5S4P4M065
US88034XFZ06
Tender Option Bond
Y
2021-01-07
2021-01-07
2041-05-15
Y
Toronto-Dominion Bank/The
1.0000
7
N
N
N
0.0013
275000.00
275000.00
0.0003
N
N
Y
N
Phoenix Civic Improvement Corp
Jr Lien Water System RB Series 2020A 0.120000%
88034XNN8
US88034XNN83
Tender Option Bond
Y
2021-01-07
2021-01-07
2028-07-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
PHOENIX ARIZ CIVIC IMPT CORP WTR
Corporate Underlier
1.0000
0.0012
1975000.00
1975000.00
0.0019
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2020E 0.130000%
88034XTN2
54930039Y2EMGXN6LM88
US88034XTN20
Tender Option Bond
Y
2021-01-07
2021-01-07
2028-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0013
470000.00
470000.00
0.0004
N
N
Y
N
Texas
Veteran Bonds Series 2011A 0.120000%
882723H51
549300X9CH74QB747L76
US882723H515
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2041-06-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
N
0.0012
400000.00
400000.00
0.0004
N
N
Y
N
Texas
GO Bonds Series 2013A 0.120000%
882723H85
549300X9CH74QB747L76
US882723H853
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2043-06-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
N
0.0012
1000000.00
1000000.00
0.0009
N
N
Y
N
Texas
GO Bonds Series 2013B 0.120000%
882723H93
549300X9CH74QB747L76
US882723H937
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2043-12-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
N
0.0012
550000.00
550000.00
0.0005
N
N
Y
N
Texas
TRAN 2020 4.000000%
882724SY4
549300X9CH74QB747L76
US882724SY48
Other Municipal Security
Y
2021-08-26
2021-08-26
2021-08-26
N
N
N
0.0012
3197968.80
3197968.80
0.0030
N
N
N
N
Tonawanda
BAN 2020 1.750000%
890210QX8
US890210QX86
Other Municipal Security
Y
2021-08-27
2021-08-27
2021-08-27
N
N
N
0.0027
2019120.00
2019120.00
0.0019
N
N
N
N
Triborough Bridge & Tunnel Auth
Refunding RB Series 2005B-3 0.110000%
89602REB7
54930020ZN4LQF7K3456
US89602REB78
Variable Rate Demand Note
Y
2021-01-04
2021-01-04
2032-01-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
4
N
N
N
0.0011
15000.00
15000.00
0.0000
N
Y
Y
N
Univ of Colorado
Enterprise RB Series 2020A1 0.090000%
91417K4Y4
549300HU7D08HY4MKX37
US91417K4Y44
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2050-06-01
Y
TD Bank NA
1.0000
7
Y
N
N
0.0009
3620000.00
3620000.00
0.0034
N
N
Y
N
Univ of Texas
CP Notes Series A 0.180000%
91513UTU6
TEHUYFNKZR6XVWLGEU86
Non-Financial Company Commercial Paper
Y
2021-01-07
2021-01-07
2021-01-07
N
N
Y
UNIVERSITY OF TEXAS SYSTEM
Corporate Underlier
1.0000
0.0010
5000076.50
5000076.50
0.0047
N
N
Y
N
Univ of Texas
CP Notes Series A 0.150000%
91513UVH2
TEHUYFNKZR6XVWLGEU86
Non-Financial Company Commercial Paper
Y
2021-03-05
2021-03-05
2021-03-05
N
N
Y
UNIVERSITY OF TEXAS SYSTEM
Corporate Underlier
1.0000
0.0015
4000000.00
4000000.00
0.0038
N
N
N
N
Univ of Texas
Revenue Financing CP Series A 0.220000%
91514RJZ2
TEHUYFNKZR6XVWLGEU86
Non-Financial Company Commercial Paper
Y
2021-02-17
2021-02-17
2021-02-17
N
N
N
0.0020
4000120.00
4000120.00
0.0038
N
N
N
N
Univ of Texas
Revenue Financing CP Series A 0.220000%
91514RKA5
TEHUYFNKZR6XVWLGEU86
Non-Financial Company Commercial Paper
Y
2021-02-23
2021-02-23
2021-02-23
N
N
N
0.0020
2000058.80
2000058.80
0.0019
N
N
N
N
Virginia College Building Auth
Educational Facilities RB Series 2016A 5.000000%
92778VCM8
US92778VCM81
Other Municipal Security
Y
2021-02-01
2021-02-01
2021-02-01
N
N
Y
Virginia (Commonwealth of)
Corporate Underlier
1.0000
0.0007
1545482.40
1545482.40
0.0015
N
N
N
N
Washington Cnty
IDRB (Cargill) Series 2010B 0.120000%
938115AC6
US938115AC66
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2040-12-01
Y
CARGILL INC
1.0000
7
N
N
N
0.0012
2000000.00
2000000.00
0.0019
N
N
Y
N
Westhampton Beach UFSD
TAN Series 2020-2021 2.000000%
960351EF7
US960351EF74
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0035
2015640.00
2015640.00
0.0019
N
N
N
N
Wisconsin
GO Bonds Series 2011A 5.000000%
97705LD61
549300VTAT608CNZ5827
US97705LD611
Other Municipal Security
Y
2021-05-03
2021-05-03
2031-05-01
N
N
Y
Escrow
Escrow
1.0000
0.0008
4063400.00
4063400.00
0.0038
N
N
N
N
Wisconsin
GO Refunding Bonds Series 2011-2 5.000000%
97705LM61
549300VTAT608CNZ5827
US97705LM612
Other Municipal Security
Y
2021-11-01
2021-11-01
2021-11-01
N
N
N
0.0012
218418.90
218418.90
0.0002
N
N
N
N
Yavapai Cnty IDA
RB (Skanon Investments Drake Cement) Series 2010A 0.130000%
98521YAA7
US98521YAA73
Variable Rate Demand Note
Y
2021-01-07
2021-01-07
2035-09-01
Y
Bank of Nova Scotia
1.0000
7
N
N
N
0.0013
2785000.00
2785000.00
0.0026
N
N
Y
N
The Charles Schwab Family of Funds
2021-01-08
Mark Fischer
Mark Fischer
Chief Financial Officer