0001145549-20-073928.txt : 20201207
0001145549-20-073928.hdr.sgml : 20201207
20201207152457
ACCESSION NUMBER: 0001145549-20-073928
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201130
FILED AS OF DATE: 20201207
DATE AS OF CHANGE: 20201207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 201372545
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004500
Schwab AMT Tax-Free Money Fund
C000039063
Investor Shares
SWWXX
C000219263
Ultra Shares
SCTXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2020-11-30
0000857156
549300I77JNLD629OV19
S000004500
2
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
Deloitte & Touche LLP
Denver
CO
Charles Schwab Investment Management, Inc.
DST Asset Manager Solutions, Inc.
0000275143
084-00896
N
N
N
Other Tax Exempt
Y
33
38
760566500.65
735874247.71
712024199.72
754791207.02
0.00
0.6942
0.6659
0.6517
0.6933
0.0000
998.83
1086349077.98
1086236043.59
1798180.00
9283395.98
1078751826.44
1078214732.3600
1.0000
0.0022
1.0006
1.0006
1.0006
1.0006
0.0000
C000039063
0.00
881720071.07
881277461.7100
1.0006
1.0006
1.0006
1.0006
0.0000
6748518.83
6919534.03
7771793.44
12940300.16
4604282.63
10486930.57
1726111.54
12768698.26
0.00
0.00
21125288.11
43731525.50
0.0001
Y
Investment Advisor and its affiliates Contractual 21,850 Investment Advisor and its affiliates Voluntary 94,741
C000219263
1000000.00
197031755.37
196937270.6500
1.0006
1.0005
1.0006
1.0006
0.0000
17628479.11
1602117.31
27137235.83
12576013.20
12641135.98
19468302.21
11431525.91
13091823.05
0.00
0.00
68838376.83
46988270.77
0.0003
Y
Investment Advisor and its affiliates Contractual 4,783
Adams Cnty IDA
RB (Gettysburg Fdn) Series 2006A 0.170000%
006116AG2
US006116AG26
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2027-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0017
8765000.00
8765000.00
0.0081
N
N
Y
N
Alaska Housing Finance Corp
Home Mortgage RB Series 2007B 0.110000%
01170PBV7
549300HJ8NOJNYW6ER36
US01170PBV76
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2041-12-01
Y
FEDERAL HOME LOAN BANKS
1.0000
7
Y
N
N
0.0011
13660000.00
13660000.00
0.0127
N
N
Y
N
Alaska Housing Finance Corp
GO Bonds Series 2011A 5.000000%
0118327J5
549300HJ8NOJNYW6ER36
US0118327J52
Other Municipal Security
Y
2020-12-01
2020-12-01
2027-12-01
N
N
Y
Escrow
Escrow
1.0000
0.0009
2100000.00
2100000.00
0.0019
N
Y
Y
N
Amityville UFSD
BAN 2020 4.000000%
031645HH0
US031645HH00
Other Municipal Security
Y
2021-06-18
2021-06-18
2021-06-18
N
N
N
0.0033
4590225.00
4590225.00
0.0043
N
N
N
N
Amityville UFSD
BAN Series 2020 1.750000%
031645HJ6
US031645HJ65
Other Municipal Security
Y
2021-06-18
2021-06-18
2021-06-18
N
N
N
0.0035
1007650.00
1007650.00
0.0009
N
N
N
N
Anchorage
GO TAN 2020 1.500000%
033162CN6
US033162CN63
Other Municipal Security
Y
2020-12-18
2020-12-18
2020-12-18
N
N
N
0.0033
1951072.50
1951072.50
0.0018
N
N
N
N
Appleton
Recovery Zone Facility Bonds (Foremost Farms) Series 2010 0.140000%
038125AA8
US038125AA81
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2037-05-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0014
9800000.00
9800000.00
0.0091
N
N
Y
N
Arizona Health Facilities Auth
RB (Banner Health) Series 2015B 0.110000%
040507QA6
US040507QA61
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2046-01-01
Y
MUFG BANK LTD
1.0000
1
N
N
N
0.0011
600000.00
600000.00
0.0006
N
Y
Y
N
Atlanta Airport
2nd Lien PFC & 3rd Lien General Revenue CP Series K1 0.400000%
04779GAJ4
549300GHLQ0J51NUBM84
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
N
0.0031
18405669.24
18405669.24
0.0171
N
N
N
N
Baltimore Cnty
GO BANs Series 2020 4.000000%
05914F6E5
US05914F6E54
Other Municipal Security
Y
2021-03-22
2021-03-22
2021-03-22
N
N
N
0.0017
3940961.00
3940961.00
0.0037
N
N
N
N
Bayport Blue Point UFSD
TAN Series 2020-2021 1.500000%
073059QA8
US073059QA80
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0025
2014140.00
2014140.00
0.0019
N
N
N
N
Boston Water & Sewer Commission
CP BAN Series A 0.150000%
10102NDX0
Non-Financial Company Commercial Paper
Y
2020-12-03
2020-12-03
2020-12-03
N
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
N
0.0009
3160015.48
3160015.48
0.0029
N
N
Y
N
Bucks Cnty IDA
Hospital RB (Grand View Hospital) Series 2008A 0.100000%
11861MAA4
US11861MAA45
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2034-07-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0010
7240000.00
7240000.00
0.0067
N
N
Y
N
California Dept of Water Resources
Water Revenue CP Series 1 0.190000%
13067MJF2
549300X618YEC5LGBQ98
Non-Financial Company Commercial Paper
Y
2021-01-26
2021-01-26
2021-01-26
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0018
2000040.00
2000040.00
0.0019
N
N
N
N
California Dept of Water Resources
Water Revenue CP Series 1 0.190000%
13067MJG0
549300X618YEC5LGBQ98
Non-Financial Company Commercial Paper
Y
2021-01-27
2021-01-27
2021-01-27
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0018
4924078.29
4924078.29
0.0046
N
N
N
N
California Dept of Water Resources
Water Revenue CP Series 2 0.190000%
13069F4C8
549300X618YEC5LGBQ98
Non-Financial Company Commercial Paper
Y
2021-01-28
2021-01-28
2021-01-28
N
N
Y
Wells Fargo Bank NA
Standby Purchase Agreement
1.0000
0.0018
1051016.92
1051016.92
0.0010
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004K 0.240000%
13078GUY8
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-02-09
2021-02-09
2021-02-09
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0025
1999960.40
1999960.40
0.0019
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004K 0.260000%
13078GVA9
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-05-11
2021-05-11
2021-05-11
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0030
2499555.50
2499555.50
0.0023
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004K 0.240000%
13078GVC5
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-03-03
2021-03-03
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0025
3399912.62
3399912.62
0.0032
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B-1 0.260000%
13079QEU1
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-04-07
2021-04-07
2021-04-07
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0027
5999787.00
5999787.00
0.0056
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B3 0.240000%
13079SEJ2
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-03-03
2021-03-03
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0026
999948.70
999948.70
0.0009
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B5 0.210000%
13079UEQ1
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0018
5000151.50
5000151.50
0.0046
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B5 0.240000%
13079UER9
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-09
2021-03-09
2021-03-09
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0028
794913.50
794913.50
0.0007
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B6 0.240000%
13080HFG8
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-09
2021-03-09
2021-03-09
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0028
2999670.00
2999670.00
0.0028
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004E 0.230000%
13080M6Z5
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0020
7600228.00
7600228.00
0.0070
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004E 0.240000%
13080M7C5
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-02
2021-03-02
2021-03-02
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0027
4159683.84
4159683.84
0.0039
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004E 0.260000%
13080M7F8
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-05-12
2021-05-12
2021-05-12
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0030
1734689.78
1734689.78
0.0016
N
N
N
N
Chester Cnty Health & Ed
Variable Rate Demand RBs Series 2020 0.170000%
165579GR8
US165579GR88
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2050-07-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0017
3000000.00
3000000.00
0.0028
N
N
Y
N
Metropolitan Water Reclamation District of Greater Chicago
ULT Refunding GO Bonds Series A 5.000000%
167560MN8
US167560MN81
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
N
N
0.0500
500000.00
500000.00
0.0005
N
Y
Y
N
Metropolitan Water Reclamation District of Greater Chicago
ULT GO Bonds Series 2014A&C 0.140000%
167560SN2
US167560SN28
Tender Option Bond
Y
2020-12-07
2020-12-07
2022-12-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0014
8320000.00
8320000.00
0.0077
N
N
Y
N
Denver SD #1
GO Refunding Bonds Series 2005A 0.280000%
18886PXP5
US18886PXP51
Tender Option Bond
Y
2020-12-01
2020-12-01
2020-12-01
N
N
Y
STATE STREET BANK AND TRUST COMPANY
Standby Purchase Agreement
1.0000
0.0028
7415000.00
7415000.00
0.0069
N
Y
Y
Y
Colorado Health Facilities Auth
RB (Children's Hospital Colorado) Series 2020B 0.120000%
19648FPT5
5493002JB6DRFRZPEQ21
US19648FPT56
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2052-12-01
Y
TD Bank NA
1.0000
1
N
N
N
0.0012
3480000.00
3480000.00
0.0032
N
Y
Y
N
Connecticut Development Auth
Refunding RB (Bradley Airport Hotel) Series 2006A 0.210000%
207565AA0
US207565AA06
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2028-12-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0021
10055000.00
10055000.00
0.0093
N
N
Y
N
Cypress-Fairbanks ISD
ULT Refunding BUliding Bonds Series 2014C 5.000000%
2327605J3
US2327605J35
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
Y
TEXAS PERMANENT SCHOOL FUND PROG (GTY)
1.0000
N
0.0013
151480.50
151480.50
0.0001
N
N
N
N
Dallas Area Rapid Transit
Sr Sub Lien Sales Tax Revenue CP Series I 0.200000%
23452P6A2
75YWM81F2R6UQGJIEW47
Non-Financial Company Commercial Paper
Y
2021-02-09
2021-02-09
2021-02-09
N
N
N
0.0020
2000000.00
2000000.00
0.0019
N
N
N
N
Dallas Area Rapid Transit
Sr Sub Lien Sales Tax Revenue CP Series IIA 0.210000%
23525SAW6
75YWM81F2R6UQGJIEW47
Non-Financial Company Commercial Paper
Y
2021-02-10
2021-02-10
2021-02-10
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0021
10000000.00
10000000.00
0.0093
N
N
N
N
Dallas ISD
GO CP Series A 0.280000%
235326AB1
Non-Financial Company Commercial Paper
Y
2021-07-02
2021-07-02
2021-07-02
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0032
999765.10
999765.10
0.0009
N
N
N
N
Deer Park UFSD
TAN 2020-2021 2.000000%
244068HC9
US244068HC93
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0033
2018900.00
2018900.00
0.0019
N
N
N
N
Deer Park UFSD
TAN 2020-2021 1.750000%
244068HD7
US244068HD76
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0034
2015940.00
2015940.00
0.0019
N
N
N
N
Delaware Valley Regional Finance Auth
RB Series 2020A 0.110000%
246579LD6
549300HGYP3NW885TT18
US246579LD69
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2055-05-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0011
2000000.00
2000000.00
0.0019
N
N
Y
N
Delaware Valley Regional Finance Auth
RB Series 2020D 0.110000%
246579LF1
549300HGYP3NW885TT18
US246579LF18
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2055-11-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0011
5000000.00
5000000.00
0.0046
N
N
Y
N
District Columbia Income Tax Revenue
Income Tax Secured RBs Series 2011F 5.000000%
25477GHM0
549300HWFOZXPKGOX654
US25477GHM06
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
N
N
0.0500
100000.00
100000.00
0.0001
N
Y
Y
N
District of Columbia Water & Sewer Auth
Extendible CP Series A 0.190000%
25485FBY2
549300OT2FIJQJ5PSH71
Non-Financial Company Commercial Paper
Y
2020-12-02
2021-07-30
2021-07-30
N
N
N
0.0012
13000000.00
13000000.00
0.0121
N
N
N
N
East Meadow UFSD
BAN Series C 1.750000%
273641HH6
US273641HH69
Other Municipal Security
Y
2021-06-18
2021-06-18
2021-06-18
N
N
N
0.0031
1713379.00
1713379.00
0.0016
N
N
N
N
Eastern Municipal Water District
Water & Wastewater Refunding RB Series 2018A 0.100000%
27627TBV3
549300ZCFVRFDIRWK089
US27627TBV35
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2046-07-01
Y
Bank of America NA
1.0000
1
Y
N
N
0.0010
800000.00
800000.00
0.0007
N
Y
Y
N
District of Columbia
GO Refunding Bonds Series 2017A 0.160000%
27884F2M1
549300HWFOZXPKGOX654
US27884F2M16
Tender Option Bond
Y
2020-12-07
2020-12-07
2037-06-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0016
985000.00
985000.00
0.0009
N
N
Y
N
Loudoun Cnty
GO Bonds Series 2017A 0.160000%
27884F2R0
US27884F2R03
Tender Option Bond
Y
2020-12-07
2020-12-07
2036-12-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0016
2000000.00
2000000.00
0.0019
N
N
Y
N
Lakewood City SD
GO Refunding Bonds Series 2017B 0.110000%
27884F5F3
US27884F5F38
Tender Option Bond
Y
2020-12-01
2020-12-01
2043-11-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
N
0.0011
850000.00
850000.00
0.0008
N
Y
Y
N
Birmingham Water Works Board
Sr Water Refunding RB Series 2016A 0.110000%
27884FM56
US27884FM562
Tender Option Bond
Y
2020-12-01
2020-12-01
2041-01-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
N
0.0011
2405000.00
2405000.00
0.0022
N
Y
Y
N
Kentucky Sanitation District #1
Refunding RB Series 2016 0.110000%
27884FN63
US27884FN636
Tender Option Bond
Y
2020-12-01
2020-12-01
2036-08-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
N
0.0011
1500000.00
1500000.00
0.0014
N
Y
Y
N
Raleigh
Combined Enterprise System Refunding RB 2016A&B 0.110000%
27884FP38
549300I7RPBIIRI16112
US27884FP383
Tender Option Bond
Y
2020-12-01
2020-12-01
2041-03-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
Y
RALEIGH UTILITIES NC
Corporate Underlier
1.0000
0.0011
5805000.00
5805000.00
0.0054
N
Y
Y
N
Fargo
GO Refunding Bonds Series 2016C 0.110000%
27884FP95
US27884FP953
Tender Option Bond
Y
2020-12-01
2020-12-01
2042-05-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
N
0.0011
820000.00
820000.00
0.0008
N
Y
Y
N
Highline SD #401
ULT GO Bonds Series 2017 0.100000%
27884FT91
US27884FT914
Tender Option Bond
Y
2020-12-01
2020-12-01
2036-12-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
Y
WASHINGTON (STATE OF)
1.0000
N
0.0010
2930000.00
2930000.00
0.0027
N
Y
Y
N
Seattle
Water System Refunding RB Series 2017 0.100000%
27884FU32
US27884FU326
Tender Option Bond
Y
2020-12-01
2020-12-01
2046-08-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
Y
SEATTLE WASH WTR SYS REV
Corporate Underlier
1.0000
0.0010
3940000.00
3940000.00
0.0037
N
Y
Y
N
Baltimore Cnty
GO Bonds Series 2017 0.140000%
27884FY53
US27884FY534
Tender Option Bond
Y
2020-12-07
2020-12-07
2037-03-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0014
3690000.00
3690000.00
0.0034
N
N
Y
N
Berkeley Cnty SD
GO Bonds Series 2017A 0.110000%
27884FZ78
US27884FZ788
Tender Option Bond
Y
2020-12-01
2020-12-01
2037-03-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
N
0.0011
3030000.00
3030000.00
0.0028
N
Y
Y
N
Denver Water Board
Water RB Series 2017A 0.110000%
27884FZ94
US27884FZ945
Tender Option Bond
Y
2020-12-01
2020-12-01
2042-09-15
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
N
0.0011
1260000.00
1260000.00
0.0012
N
Y
Y
N
Elmont UFSD
TAN 2020-2021 1.500000%
289713GP8
US289713GP85
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0027
5034800.00
5034800.00
0.0047
N
N
N
N
Fairfax Cnty IDA
Hospital Refunding RB (Inova Health) Series 1993A 0.140000%
303823FZ6
US303823FZ64
Tender Option Bond
Y
2020-12-07
2020-12-07
2022-08-13
Y
Credit Suisse AG
1.0000
7
Y
N
Y
Inova Health System
Corporate Underlier
1.0000
0.0014
2555000.00
2555000.00
0.0024
N
N
Y
N
Florida Housing Finance Corp
M/F Housing RB (Hudson Ridge Apts) Series 2008L 0.160000%
34074HBL5
549300W0PCIJCI0JCF10
US34074HBL50
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2041-08-15
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0016
2205000.00
2205000.00
0.0020
N
N
Y
N
Fort Worth ISD
ULT Refunding Building Bonds Series 2016 5.000000%
3494605D3
US3494605D38
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
Y
TEXAS PERMANENT SCHOOL FUND PROG (GTY)
1.0000
N
0.0013
100987.00
100987.00
0.0001
N
N
N
N
Garden City NY
BAN Series 2020A 5.000000%
365154TL7
US365154TL70
Other Municipal Security
Y
2021-02-19
2021-02-19
2021-02-19
N
N
N
0.0025
4041120.00
4041120.00
0.0037
N
N
N
N
Grand Traverse Hospital Finance Auth
Refunding RB (Munson Healthcare) Series 2019C 0.100000%
386523HR8
US386523HR86
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2041-07-01
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
1
N
N
N
0.0010
1005000.00
1005000.00
0.0009
N
Y
Y
N
Grant & Douglas Cnty SD
ULT GO Bonds Series 2019 4.000000%
387514BE1
US387514BE11
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0400
200000.00
200000.00
0.0002
N
Y
Y
N
Gulf Coast IDA
RB (ExxonMobil) Series 2012 0.120000%
402207AD6
US402207AD61
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2041-11-01
Y
Exxon Mobil Corp
1.0000
1
N
N
N
0.0012
4070000.00
4070000.00
0.0038
N
Y
Y
N
Harris Cnty Cultural Education Facilities Finance Corp
Refunding RB (Methodist Hospital) Series 2009C1 0.210000%
41386RE87
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-03-03
2021-03-03
N
N
Y
METHODIST HOSPITALS OF TEXAS
Corporate Underlier
1.0000
0.0021
16399998.36
16399998.36
0.0152
N
N
N
N
Harris Cnty Cultural Education Facilities Finance Corp
Refunding RB (Methodist Hospital) Series 2009C1 0.240000%
41386RE95
Non-Financial Company Commercial Paper
Y
2021-04-06
2021-04-06
2021-04-06
N
N
Y
METHODIST HOSPITALS OF TEXAS
Corporate Underlier
1.0000
0.0023
11000330.00
11000330.00
0.0102
N
N
N
N
Harris Cnty
Toll Road Sr Lien Revenue CP Series E1 0.180000%
41423MDX9
549300G9BRP25M0W1S40
Non-Financial Company Commercial Paper
Y
2020-12-03
2020-12-03
2020-12-03
N
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
N
0.0012
5000024.50
5000024.50
0.0046
N
N
Y
N
Harris Cnty
Toll Road Sr Lien Revenue CP Series E2 0.180000%
41423NDW9
549300G9BRP25M0W1S40
Non-Financial Company Commercial Paper
Y
2020-12-03
2020-12-03
2020-12-03
N
Y
Barclays Bank Plc
1.0000
N
0.0012
1950009.56
1950009.56
0.0018
N
N
Y
N
Houston
TRAN Series 2020 4.000000%
4423315Z3
549300C64URYS0WQQY42
US4423315Z31
Other Municipal Security
Y
2021-06-30
2021-06-30
2021-06-30
N
N
N
0.0016
102227.00
102227.00
0.0001
N
N
N
N
Howard Cnty
Recovery Zone Facility RB (Lorien at Elkridge) Series 2010 0.170000%
442592AA9
US442592AA97
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2040-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0017
6080000.00
6080000.00
0.0056
N
N
Y
N
Howard Cnty
Recovery Zone Facility RB (Meadowridge) Series 2010 0.170000%
442595BH6
US442595BH62
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2040-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0017
7255000.00
7255000.00
0.0067
N
N
Y
N
Hudson Cnty
BAN 2020 2.000000%
4437266E9
US4437266E92
Other Municipal Security
Y
2020-12-08
2020-12-08
2020-12-08
N
N
N
0.0025
1000290.00
1000290.00
0.0009
N
N
N
N
Hudson Cnty Improvement Auth
Cnty-Guaranteed Pooled Notes Series 2020A1 2.000000%
443728FM7
US443728FM77
Other Municipal Security
Y
2021-02-19
2021-02-19
2021-02-19
N
N
Y
HUDSON CNTY N J
Corporate Underlier
1.0000
0.0020
3298815.40
3298815.40
0.0031
N
N
N
N
Huntsville Health Care Auth
CP 0.180000%
44706DSE7
Non-Financial Company Commercial Paper
Y
2020-12-04
2020-12-04
2020-12-04
N
N
N
0.0012
1000006.60
1000006.60
0.0009
N
N
Y
N
Huntsville Health Care Auth
CP 0.210000%
44706DSF4
Non-Financial Company Commercial Paper
Y
2021-01-07
2021-01-07
2021-01-07
N
N
N
0.0020
2000020.00
2000020.00
0.0019
N
N
N
N
Idaho Health Facilities Auth
Hospital RB (Trinity Health) Series 2013ID 0.220000%
45129UCB8
549300X43KY1C2WW0J97
US45129UCB89
Other Municipal Security
Y
2021-02-01
2021-02-01
2048-12-01
N
N
Y
TRINITY HEALTH CORP
Corporate Underlier
1.0000
0.0015
5000550.00
5000550.00
0.0046
N
N
N
N
Illinois Finance Auth
RB (DePaul Univ) Series 2011A 6.125000%
45200F7F0
549300ZG6UBPNNNRN315
US45200F7F09
Other Municipal Security
Y
2021-04-01
2021-04-01
2040-10-01
N
N
Y
Escrow
Escrow
1.0000
0.0010
2274399.30
2274399.30
0.0021
N
N
N
N
Illinois Finance Auth
RB (Lake Forest College) Series 2008 0.160000%
45200FMP1
549300ZG6UBPNNNRN315
US45200FMP17
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2038-10-01
Y
NORTHERN TRUST COMPANY (THE)
1.0000
7
N
N
N
0.0016
3500000.00
3500000.00
0.0032
N
N
Y
N
Illinois Finance Auth
RB (Univ of Chicago) Series 2011C 5.500000%
45203HAL6
549300ZG6UBPNNNRN315
US45203HAL69
Other Municipal Security
Y
2021-02-15
2021-02-15
2041-08-15
N
N
Y
Escrow
Escrow
1.0000
0.0025
1010630.00
1010630.00
0.0009
N
N
N
N
Illinois Finance Auth
Pooled Program CP 0.200000%
45203JEG9
549300ZG6UBPNNNRN315
Non-Financial Company Commercial Paper
Y
2021-02-02
2021-02-02
2021-02-02
N
Y
JPMorgan Chase Bank NA
1.0000
N
0.0022
4518841.38
4518841.38
0.0042
N
N
N
N
Indiana Finance Auth
Environmental Refunding RB (Duke Energy) Series 2009A4 0.130000%
455054AJ5
549300PS0PAS7NDSSI20
US455054AJ59
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2039-12-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
1
N
N
N
0.0013
2700000.00
2700000.00
0.0025
N
Y
Y
N
Indiana Finance Auth
Economic Development RB (AC Grain) Series 2012 0.160000%
45505RBR5
549300PS0PAS7NDSSI20
US45505RBR57
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2042-02-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0016
28500000.00
28500000.00
0.0264
N
N
Y
N
Intermountain Power Agency
CP Series B-2 0.160000%
45885JEX7
Non-Financial Company Commercial Paper
Y
2020-12-02
2020-12-02
2020-12-02
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0012
2500000.00
2500000.00
0.0023
N
N
Y
N
Intermountain Power Agency
CP Series B-1 0.200000%
45885KDN7
Non-Financial Company Commercial Paper
Y
2020-12-09
2020-12-09
2020-12-09
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0013
1500030.00
1500030.00
0.0014
N
N
N
N
Iowa Finance Auth
Health Facilities RB (UnityPoint Health) Series 2013B1 0.090000%
462466ES8
549300NQVL49BTHOW391
US462466ES86
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2039-02-15
Y
TD Bank NA
1.0000
1
N
N
N
0.0009
2720000.00
2720000.00
0.0025
N
Y
Y
N
Iowa Finance Auth
Midwestern Disaster Area RB (Cargill) Series 2009B 0.150000%
46246MDZ8
549300NQVL49BTHOW391
US46246MDZ86
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2036-09-01
Y
CARGILL INC
1.0000
7
N
N
N
0.0015
1390000.00
1390000.00
0.0013
N
N
Y
N
Iowa Finance Auth
Midwestern Disaster Area RB (Farmers Cooperative) Series 2010 0.140000%
46246SAA3
549300NQVL49BTHOW391
US46246SAA33
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2030-11-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0014
4060000.00
4060000.00
0.0038
N
N
Y
N
Iowa Finance Auth
Midwestern Disaster Area RB (Cargill) Series 2012 0.150000%
46246SAS4
549300NQVL49BTHOW391
US46246SAS41
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2042-12-01
Y
CARGILL INC
1.0000
7
N
N
N
0.0015
5000000.00
5000000.00
0.0046
N
N
Y
N
Jacksonville
CP Series A 0.200000%
46941AQJ4
549300XQE0JVN9WV0J40
Non-Financial Company Commercial Paper
Y
2021-02-02
2021-02-02
2021-02-02
N
Y
Bank of America NA
1.0000
N
0.0019
3500061.25
3500061.25
0.0032
N
N
N
N
Jericho UFSD
TAN 2020-2021 1.500000%
476358EV4
US476358EV41
Other Municipal Security
Y
2021-06-18
2021-06-18
2021-06-18
N
N
N
0.0024
2013780.00
2013780.00
0.0019
N
N
N
N
Auburn SD #408
ULT GO Bonds Series 2018 4.000000%
494619EA3
US494619EA36
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0400
100000.00
100000.00
0.0001
N
Y
Y
N
Northshore SD #417
ULT GO Bonds Series 2018 5.000000%
494656R94
US494656R946
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0500
110000.00
110000.00
0.0001
N
Y
Y
N
Kent SD #415
ULT GO Bonds Series 2017 5.000000%
495278S95
US495278S953
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0500
2940000.00
2940000.00
0.0027
N
Y
Y
N
Las Vegas Valley Water District
LT GO CP Series 2004A 0.230000%
51784CB98
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-03-03
2021-03-03
N
N
Y
SOUTHERN NEVADA WTR AUTH
Corporate Underlier
1.0000
SUMITOMO MITSUI BANKING CORPORATION
Standby Purchase Agreement
1.0000
0.0023
2000000.00
2000000.00
0.0019
N
N
N
N
Las Vegas Valley Water District
LT GO CP Series 2004A 0.190000%
51784CBA5
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
N
Y
SOUTHERN NEVADA WTR AUTH
Corporate Underlier
1.0000
SUMITOMO MITSUI BANKING CORPORATION
Standby Purchase Agreement
1.0000
0.0018
5000050.00
5000050.00
0.0046
N
N
N
N
Louisville & Jefferson Cnty Metro Sewer District
CP Series 2018A1 0.220000%
54658NCD1
5493004O4I11L8BK0A22
Non-Financial Company Commercial Paper
Y
2021-02-22
2021-02-22
2021-02-22
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0022
5000000.00
5000000.00
0.0046
N
N
N
N
Louisville & Jefferson Cnty Metro Government
Health System RB (Norton Healthcare) Series 2011A 0.120000%
54659LAK0
US54659LAK08
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2039-10-01
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
7
N
N
N
0.0012
9600000.00
9600000.00
0.0089
N
N
Y
N
Massachusetts Bay Transportation Auth
Sales Tax CP Series B 0.220000%
57557YMC3
549300D2U0XBUXGX8P68
Non-Financial Company Commercial Paper
Y
2021-01-04
2021-01-04
2021-01-04
N
N
Y
MASSACHUSETTS BAY TRANS AUTH SALES TAX
Corporate Underlier
1.0000
TD Bank NA
Standby Purchase Agreement
1.0000
0.0020
3000057.30
3000057.30
0.0028
N
N
N
N
Massachusetts Health & Educational Facilities Auth
RB (Partners HealthCare) Series P1 0.100000%
57586EHT1
549300MV50RWQFTX5223
US57586EHT10
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2027-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
MASS GENERAL BRIGHAM INC
Corporate Underlier
1.0000
0.0010
9000000.00
9000000.00
0.0083
N
N
Y
N
Massapequa UFSD
TAN 2020-2021 1.500000%
576097NF2
US576097NF27
Other Municipal Security
Y
2021-06-24
2021-06-24
2021-06-24
N
N
N
0.0025
1510605.00
1510605.00
0.0014
N
N
N
N
Metro Government of Nashville & Davidson Cnty
GO CP Series B1 0.230000%
59211PFB6
549300GW8FVQJ3DU6O10
Non-Financial Company Commercial Paper
Y
2021-01-04
2021-01-04
2021-01-04
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0021
22000422.40
22000422.40
0.0204
N
N
N
N
Middle Country CSD
TAN Series 2020-2021 1.700000%
595685RA8
US595685RA83
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0040
5338955.00
5338955.00
0.0049
N
N
N
N
Mobile Cnty IDA
Gulf Opportunity Zone RB (SSAB Alabama) Series 2010B 0.140000%
60733RAA6
US60733RAA68
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2040-07-01
Y
Swedbank AB
1.0000
7
N
N
N
0.0014
7000000.00
7000000.00
0.0065
N
N
Y
N
Mobile Cnty IDA
Gulf Opportunity Zone RB (SSAB Alabama) Series 2011 0.150000%
60733RAB4
US60733RAB42
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2031-11-01
Y
NORDEA BANK ABP
1.0000
7
N
N
N
0.0015
20000000.00
20000000.00
0.0185
N
N
Y
N
Montgomery Cnty
CP BAN Series 2009A 0.180000%
61335SLX2
549300GNX5SDUEBKPK13
Non-Financial Company Commercial Paper
Y
2020-12-07
2020-12-07
2020-12-07
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0010
6000091.80
6000091.80
0.0056
N
N
Y
N
New Jersey Health Care Facilities Financing Auth
Hospital Capital Asset RB Series 1985A 0.100000%
645793BJ8
US645793BJ84
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2035-07-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0010
900000.00
900000.00
0.0008
N
N
Y
N
New Rochelle CSD
BAN Series 2020 2.000000%
648533J24
US648533J246
Other Municipal Security
Y
2021-06-23
2021-06-23
2021-06-23
N
N
N
0.0028
2539244.60
2539244.60
0.0024
N
N
N
N
New Rochelle CSD
BAN Series 2020 1.750000%
648533J32
US648533J329
Other Municipal Security
Y
2021-06-23
2021-06-23
2021-06-23
N
N
N
0.0025
3025200.00
3025200.00
0.0028
N
N
N
N
New York City
GO Bonds Fiscal 2012 Series D-3A 0.100000%
64966MSF7
549300ABYZD2SFD5JB29
US64966MSF76
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2039-10-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
1
Y
N
N
0.0010
2890000.00
2890000.00
0.0027
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 1st Resolution RB Fiscal 2001 Series F 0.100000%
64970KRM1
549300Q2EHQ6RJPQKP05
US64970KRM17
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2033-06-15
Y
Mizuho Bank Ltd
1.0000
1
Y
N
N
0.0010
1125000.00
1125000.00
0.0010
N
Y
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F 5.000000%
64971QW74
5493003476LG35QAKM08
US64971QW740
Other Municipal Security
Y
2021-02-01
2021-02-01
2021-02-01
N
N
N
0.0020
302358.00
302358.00
0.0003
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2019 Series B4 0.120000%
64971XHT8
5493003476LG35QAKM08
US64971XHT81
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2042-08-01
Y
JPMorgan Chase Bank NA
1.0000
1
Y
N
N
0.0012
6795000.00
6795000.00
0.0063
N
Y
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2019 Series B5 0.100000%
64971XHV3
5493003476LG35QAKM08
US64971XHV38
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2042-08-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
N
0.0010
2960000.00
2960000.00
0.0027
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB1A 0.100000%
64972GMJ0
549300Q2EHQ6RJPQKP05
US64972GMJ03
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2049-06-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
Y
N
N
0.0010
4505000.00
4505000.00
0.0042
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB2 0.110000%
64972GML5
549300Q2EHQ6RJPQKP05
US64972GML58
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2049-06-15
Y
BANK OF MONTREAL
1.0000
1
Y
N
N
0.0011
1200000.00
1200000.00
0.0011
N
Y
Y
N
New York City Trust for Cultural Resources
Revenue & Refunding Bonds (American Museum of Natural History) Series 2014B1 0.310000%
64972RAM2
US64972RAM25
Other Municipal Security
Y
2020-12-03
2021-04-20
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0045
4997600.00
4997600.00
0.0046
N
N
N
N
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B2 0.290000%
64972SAR9
US64972SAR94
Other Municipal Security
Y
2020-12-03
2021-08-16
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0031
5090254.50
5090254.50
0.0047
N
N
N
N
New York State Power Auth
CP Series 2 0.280000%
64985NKX1
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2020-12-03
2020-12-03
2020-12-03
N
N
N
0.0009
7949158.98
7949158.98
0.0074
N
N
Y
N
New York State Power Auth
CP Series 2 0.270000%
64985NLA0
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2020-12-03
2020-12-03
2020-12-03
N
N
N
0.0009
5973088.40
5973088.40
0.0055
N
N
Y
N
New York State Power Auth
CP Series 2 0.400000%
64985NLD4
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-03-11
2021-03-11
2021-03-11
N
N
N
0.0033
5000959.50
5000959.50
0.0046
N
N
N
N
New York State Power Auth
CP Series 2 0.400000%
64985NLE2
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-02-25
2021-02-25
2021-02-25
N
N
N
0.0033
3000495.90
3000495.90
0.0028
N
N
N
N
New York State Power Auth
CP Series 1 0.290000%
64989MB68
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-08-03
2021-08-03
2021-08-03
N
N
N
0.0028
1100073.70
1100073.70
0.0010
N
N
N
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2017A 5.000000%
64990FVR2
549300C8XO7EXTX2XU71
US64990FVR27
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0018
403904.00
403904.00
0.0004
N
N
N
N
New York State Dormitory Auth
State Personal Income Tax RANs Series 2020B 5.000000%
64990FXG4
549300C8XO7EXTX2XU71
US64990FXG44
Other Municipal Security
Y
2021-03-31
2021-03-31
2021-03-31
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0017
22353980.00
22353980.00
0.0207
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013D 5.000000%
650035D88
54930039Y2EMGXN6LM88
US650035D885
Other Municipal Security
Y
2021-03-15
2021-03-15
2021-03-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0018
126722.50
126722.50
0.0001
N
N
N
N
North East ISD
ULT CP Series 2017A 0.270000%
65915DBX5
Non-Financial Company Commercial Paper
Y
2021-05-03
2021-05-03
2021-05-03
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0028
2599896.00
2599896.00
0.0024
N
N
N
N
North Thurston Public Schools
ULT Refunding GO Bonds Series 2014 5.000000%
66285TFB4
US66285TFB44
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0500
125000.00
125000.00
0.0001
N
Y
Y
N
North Texas Tollway Auth
System RB Series 2011A 0.140000%
66285WHJ8
PQGZGRE0F2WPMYQQ1B78
US66285WHJ80
Tender Option Bond
Y
2020-12-07
2020-12-07
2035-08-01
Y
Citibank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0014
6750000.00
6750000.00
0.0063
N
N
Y
N
North Texas Tollway Auth
System RB Series 2011A 0.140000%
66285WHL3
PQGZGRE0F2WPMYQQ1B78
US66285WHL37
Tender Option Bond
Y
2020-12-07
2020-12-07
2035-03-01
Y
Citibank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0014
3400000.00
3400000.00
0.0032
N
N
Y
N
North Texas Tollway Auth
System RB Series 2011A 0.150000%
66285WJZ0
PQGZGRE0F2WPMYQQ1B78
US66285WJZ05
Tender Option Bond
Y
2020-12-03
2020-12-07
2021-03-01
Y
Barclays Bank PLC
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0015
11180000.00
11180000.00
0.0104
N
N
Y
N
Northport-East Northport UFSD
TAN 2020-2021 1.500000%
666641JH9
US666641JH96
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0023
2014380.00
2014380.00
0.0019
N
N
N
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 1 0.160000%
670656404
549300V4X2BF3UXSCQ58
US6706564043
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2040-08-01
Y
Citibank NA
1.0000
7
N
N
N
0.0016
9000000.00
9000000.00
0.0083
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 3 0.160000%
670656602
549300V4X2BF3UXSCQ58
US6706566022
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2040-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0016
6000000.00
6000000.00
0.0056
N
N
Y
N
Nuveen AMT-Free Municipal Credit Income Fund
Variable Rate Demand Preferred Shares Series 5 0.160000%
67071L858
549300LBMO1C0IG71T03
US67071L8587
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2040-12-01
Y
Societe Generale SA
1.0000
7
N
N
N
0.0016
39000000.00
39000000.00
0.0362
N
N
Y
N
Oceanside UFSD
TAN 2020-2021 1.750000%
675498LA5
US675498LA52
Other Municipal Security
Y
2021-06-24
2021-06-24
2021-06-24
N
N
N
0.0033
1007990.00
1007990.00
0.0009
N
N
N
N
Ohio
Hospital Refunding RB (Cleveland Clinic) Series 2017A 5.000000%
677561JX1
5493005LEB5E170OMX59
US677561JX16
Other Municipal Security
Y
2021-01-01
2021-01-01
2021-01-01
N
N
Y
CLEVELAND CLINIC HLTH SYS OBLIG GROUP
Corporate Underlier
1.0000
0.0025
200764.00
200764.00
0.0002
N
N
N
N
Ohio
Hospital RB (University Hospitals Health System) Series 2018A 0.100000%
67756CDD7
5493005LEB5E170OMX59
US67756CDD74
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2046-01-15
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
1
N
N
N
0.0010
830000.00
830000.00
0.0008
N
Y
Y
N
Ohio Higher Educational Facility Commission
Hospital RB (Cleveland Clinic Health System) Series 2008B6 0.140000%
67756G5Z8
5493007MQT6NGNN6BR81
Non-Financial Company Commercial Paper
Y
2020-12-03
2020-12-03
2020-12-03
N
N
Y
CLEVELAND CLINIC HLTH SYS OBLIG GROUP
Corporate Underlier
1.0000
0.0007
760004.41
760004.41
0.0007
N
N
Y
N
Onondaga Cnty IDA
Civic Facility RB (Syracuse Research Corp) Series 1997A 0.170000%
682747AV2
US682747AV22
Variable Rate Demand Note
Y
2020-12-03
2020-12-07
2021-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0017
200000.00
200000.00
0.0002
N
N
Y
N
Orange Cnty Health Facilities Auth
Hospital RB (Orlando Regional Healthcare) Series 2008E 0.100000%
6845035S0
US6845035S07
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2026-10-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0010
1550000.00
1550000.00
0.0014
N
N
Y
N
Oregon Health, Housing, Educational & Cultural Facilities Auth
RB (Assumption Village) Series 2001A 0.180000%
68608FQH5
US68608FQH54
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2033-03-01
Y
MUFG Union Bank NA
1.0000
7
N
N
N
0.0018
4515000.00
4515000.00
0.0042
N
N
Y
N
Oregon
Business Development RB (Sage Hollow Ranch) Series 223 0.140000%
68608QAA3
549300R5SUGZRD8KP359
US68608QAA31
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2034-11-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0014
3000000.00
3000000.00
0.0028
N
N
Y
N
Pennsylvania Higher Educational Facilities Auth
RB Series 2011A 5.000000%
70917SW82
US70917SW824
Other Municipal Security
Y
2021-05-03
2021-05-03
2031-05-01
N
N
Y
Escrow
Escrow
1.0000
0.0016
1820735.70
1820735.70
0.0017
N
N
N
N
Pennsylvania State Univ
RB Series 2020 E 5.000000%
709235Q57
549300QDK4O4XCJ47X56
US709235Q579
Other Municipal Security
Y
2021-03-01
2021-03-01
2021-03-01
N
N
N
0.0023
435065.40
435065.40
0.0004
N
N
N
N
Pierce Cnty Economic Development Corp
IDRB (Frederico Enterprises I) Series 2010 0.160000%
720360BC9
US720360BC93
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2040-11-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0016
2600000.00
2600000.00
0.0024
N
N
Y
N
Plaquemines Port, Harbor & Terminal District
Port Facilities Refunding RB Series 1984A 1.000000%
727526AE5
US727526AE56
Other Municipal Security
Y
2021-03-15
2021-03-15
2025-03-15
N
Y
Wells Fargo Bank NA
1.0000
N
0.0012
5513860.00
5513860.00
0.0051
N
N
N
N
Port of Port Arthur Navigation District
Exempt Facilities RB (Total USA) Series 2011 0.150000%
733508AG0
US733508AG05
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2041-06-01
Y
TOTAL SE
1.0000
7
N
N
N
0.0015
21315000.00
21315000.00
0.0198
N
N
Y
N
Port of Port Arthur Navigation District
Exempt Facilities RB (Total USA) Series 2012A 0.150000%
733508AJ4
US733508AJ44
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2042-09-01
Y
TOTAL SE
1.0000
7
N
N
N
0.0015
10000000.00
10000000.00
0.0093
N
N
Y
N
Port of Port Arthur Navigation District
Exempt Facilities RB (Total USA) Series 2012B 0.150000%
733508AK1
US733508AK17
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2042-12-01
Y
TOTAL SE
1.0000
7
N
N
N
0.0015
4000000.00
4000000.00
0.0037
N
N
Y
N
Port of Greater Cincinnati Development Auth
Special Obligation Development RB (Springdale) Series 2006 1.400000%
735004AA1
549300IK2RCZBY62ST97
US735004AA13
Other Municipal Security
Y
2021-02-01
2021-02-01
2031-02-01
N
Y
US BANK NATIONAL ASSOCIATION
1.0000
N
0.0140
5675000.00
5675000.00
0.0053
N
N
N
N
District of Columbia
GO Bonds Series 2017B 0.140000%
74926Y5T4
549300HWFOZXPKGOX654
US74926Y5T42
Tender Option Bond
Y
2020-12-03
2020-12-07
2021-11-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0014
2990000.00
2990000.00
0.0028
N
N
Y
N
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2017D2 0.120000%
74926Y6F3
US74926Y6F39
Tender Option Bond
Y
2020-12-01
2020-12-01
2022-04-01
Y
Royal Bank of Canada
1.0000
1
N
N
N
0.0012
1410000.00
1410000.00
0.0013
N
Y
Y
N
Allen Cnty
Hospital Facilities RB (Bon Secours Mercy Health) Series 2010D 0.140000%
74934RB47
US74934RB474
Tender Option Bond
Y
2020-12-07
2020-12-07
2023-06-03
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0014
2905000.00
2905000.00
0.0027
N
N
Y
N
Missouri Health & Educational Facilities Auth
Health Facilities RB (SSM Health) Series 2019A 0.160000%
74934RE51
549300IWTBCMX5JB3277
US74934RE510
Tender Option Bond
Y
2020-12-07
2020-12-07
2039-12-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0016
4000000.00
4000000.00
0.0037
N
N
Y
N
Tarrant Cnty Cultural Education Facilities Finance Corp
Hospital Refunding RB (Baylor Scott & White Health) Series 2019B 0.140000%
74934RJ64
549300ROY505NVTMMI25
US74934RJ642
Tender Option Bond
Y
2020-12-07
2020-12-07
2023-12-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0014
6000000.00
6000000.00
0.0056
N
N
Y
N
Intermountain Power Agency
Sub Power RB Series 2019 A-1 0.140000%
74934RK39
US74934RK392
Tender Option Bond
Y
2020-12-07
2020-12-07
2022-05-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0014
1585000.00
1585000.00
0.0015
N
N
Y
N
Miami-Dade Cnty
GO Bonds Series 2016A 0.180000%
74934RL53
549300QG0NBD9HULR263
US74934RL531
Tender Option Bond
Y
2020-12-07
2020-12-07
2026-07-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0018
2000000.00
2000000.00
0.0019
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 0.120000%
74934RLQ7
549300Q2EHQ6RJPQKP05
US74934RLQ73
Tender Option Bond
Y
2020-12-01
2020-12-01
2022-07-15
Y
Royal Bank of Canada
1.0000
1
Y
N
N
0.0012
17720000.00
17720000.00
0.0164
N
Y
Y
N
New York State Dormitory Auth
Lease RB Series 2005B 0.140000%
74934RP59
549300C8XO7EXTX2XU71
US74934RP599
Tender Option Bond
Y
2020-12-07
2020-12-07
2024-11-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0014
3500000.00
3500000.00
0.0032
N
N
Y
N
South Carolina Transportation Infrastructure Bank
Refunding RB Series 2017A 0.310000%
74934RZU3
US74934RZU30
Tender Option Bond
Y
2020-12-03
2021-04-01
2025-10-01
N
Y
Royal Bank of Canada
1.0000
N
0.0031
2000000.00
2000000.00
0.0019
N
N
N
Y
Ramapo Housing Auth
RB (Fountainview at College Road) Series 1998 0.170000%
751434AA9
US751434AA93
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2029-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0017
3985000.00
3985000.00
0.0037
N
N
Y
N
Rochester
Health Care Facilities RB (Mayo Clinic) Series 2014 0.210000%
77160EGB3
549300006EX3INSHXA95
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
N
Y
Mayo Clinic
Corporate Underlier
1.0000
0.0020
2575025.75
2575025.75
0.0024
N
N
N
N
Rye
BAN 2020 1.500000%
783736JZ5
US783736JZ51
Other Municipal Security
Y
2021-10-01
2021-10-01
2021-10-01
N
N
N
0.0031
3029670.00
3029670.00
0.0028
N
N
N
N
San Antonio Housing Finance Corp
M/F Housing Mortgage RB (Artisan) Series 2008 0.170000%
796265HC3
549300V9VFLLKMTZ4J58
US796265HC36
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2049-03-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0017
1800000.00
1800000.00
0.0017
N
N
Y
N
Sewanhaka Central HSD
TAN 2020-2021 1.500000%
818359EZ0
US818359EZ07
Other Municipal Security
Y
2021-06-21
2021-06-21
2021-06-21
N
N
N
0.0024
6042120.00
6042120.00
0.0056
N
N
N
N
Snohomish SD #2
ULT GO Refunding Bonds Series 2014 5.000000%
833119XY1
US833119XY13
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0500
200000.00
200000.00
0.0002
N
Y
Y
N
Edmonds SD #15
ULT GO Bonds Series 2016 5.000000%
833153UP2
US833153UP22
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0500
275000.00
275000.00
0.0003
N
Y
Y
N
South Country CSD
TAN Series 2020-2021 1.750000%
837489MB6
US837489MB65
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0033
2016120.00
2016120.00
0.0019
N
N
N
N
Southcentral General Auth
RB (Homewood at Hanover) Series 2003 0.170000%
84129NBM0
549300QBNU5LBV4QX812
US84129NBM02
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2028-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0017
6460000.00
6460000.00
0.0060
N
N
Y
N
Southold
BAN 2020 1.750000%
844572QY6
549300OU1HE6DDYO6752
US844572QY68
Other Municipal Security
Y
2021-09-23
2021-09-23
2021-09-23
N
N
N
0.0025
3503781.92
3503781.92
0.0032
N
N
N
N
Southwestern Illinois Development Auth
IDRB (Molinero Inc) Series 2010 0.120000%
845524DA2
549300B1KLLJ8NU5XK71
US845524DA26
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2030-07-01
Y
BMO Harris Bank NA
1.0000
7
N
N
N
0.0012
4995000.00
4995000.00
0.0046
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2014D 0.180000%
88033LB81
549300ISBFGI8MJJKM98
US88033LB811
Tender Option Bond
Y
2020-12-03
2020-12-07
2022-01-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0018
4165000.00
4165000.00
0.0039
N
N
Y
N
Washington Health Care Facilities Auth
RB (Providence Heath & Services) Series 2014C 0.140000%
88033LUL1
549300ZVPWQIL3N5TL85
US88033LUL16
Tender Option Bond
Y
2020-12-07
2020-12-07
2022-10-06
Y
Bank of America NA
1.0000
7
Y
N
Y
PROVIDENCE ST JOSEPH HEALTH
Corporate Underlier
1.0000
0.0014
7475000.00
7475000.00
0.0069
N
N
Y
N
District of Columbia Water & Sewer Auth
Public Utility Sub Lien RB Series 2013A 0.150000%
88033LVU0
549300OT2FIJQJ5PSH71
US88033LVU06
Tender Option Bond
Y
2020-12-03
2020-12-07
2021-10-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0015
5000000.00
5000000.00
0.0046
N
N
Y
N
Univ of California
Medical Center Pooled RB Series 2013J 0.140000%
88033M3T2
US88033M3T22
Tender Option Bond
Y
2020-12-07
2020-12-07
2037-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
UNIVERSITY OF CALIF MEDICAL CENTER
Corporate Underlier
1.0000
0.0014
3605000.00
3605000.00
0.0033
N
N
Y
N
Birmingham Water Works Board
Water RB Series 2011 0.150000%
88033M6G7
US88033M6G73
Tender Option Bond
Y
2020-12-03
2020-12-07
2021-01-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0015
8900000.00
8900000.00
0.0083
N
N
Y
N
Illinois Regional Transportation Auth
GO Bonds Series 2000A 0.220000%
88033MC70
549300FOIPI62F5YFO59
US88033MC700
Tender Option Bond
Y
2020-12-07
2020-12-07
2022-07-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0022
6665000.00
6665000.00
0.0062
N
N
Y
N
Snohomish Cnty Public Utility District #1
Generation System RB Series 2015 0.140000%
88033MHN0
549300LU0VT11TQC1877
US88033MHN02
Tender Option Bond
Y
2020-12-07
2020-12-07
2023-06-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0014
6670000.00
6670000.00
0.0062
N
N
Y
N
New York State Dormitory Auth
State Sales Tax RB Series 2015B 0.140000%
88033MKH9
549300C8XO7EXTX2XU71
US88033MKH96
Tender Option Bond
Y
2020-12-07
2020-12-07
2023-09-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0014
9000000.00
9000000.00
0.0083
N
N
Y
N
North Carolina Capital Facilities Finance Agency
RB (Duke Univ) Series 2015B 0.140000%
88033MKX4
549300PWNPSB7G58A235
US88033MKX47
Tender Option Bond
Y
2020-12-07
2020-12-07
2023-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
DUKE UNIVERSITY
Corporate Underlier
1.0000
0.0014
500.00
500.00
0.0000
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2015B 0.320000%
88033MLP0
549300ISBFGI8MJJKM98
US88033MLP04
Tender Option Bond
Y
2020-12-07
2020-12-07
2023-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0032
3100000.00
3100000.00
0.0029
N
N
Y
N
Univ of Michigan
General RB Series 2015 0.140000%
88033MPA9
US88033MPA98
Tender Option Bond
Y
2020-12-07
2020-12-07
2023-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0014
2983500.00
2983500.00
0.0028
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2015B 0.140000%
88033MUU9
549300ISBFGI8MJJKM98
US88033MUU97
Tender Option Bond
Y
2020-12-07
2020-12-07
2024-01-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0014
5575000.00
5575000.00
0.0052
N
N
Y
N
Iowa Board of Regents
RB (Univ of Iowa Hospitals) Series 2012 0.140000%
88033MYY7
US88033MYY73
Tender Option Bond
Y
2020-12-07
2020-12-07
2022-03-01
Y
Royal Bank of Canada
1.0000
7
Y
N
Y
UNIVERSITY OF IOWA HOSPITAL
Corporate Underlier
1.0000
0.0014
14035000.00
14035000.00
0.0130
N
N
Y
N
Houston
Water & Sewer System Jr Lien Refunding RB Series 2001B 0.140000%
88033SJ96
549300C64URYS0WQQY42
US88033SJ967
Tender Option Bond
Y
2020-12-07
2020-12-07
2023-12-01
Y
Bank of America NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0014
12500000.00
12500000.00
0.0116
N
N
Y
N
San Antonio Public Facilities Corp
Improvement and Refunding Lease RB Series 2012 0.140000%
88033SJL9
US88033SJL97
Tender Option Bond
Y
2020-12-07
2020-12-07
2022-03-15
Y
Bank of America NA
1.0000
7
Y
N
Y
SAN ANTONIO TX
Corporate Underlier
1.0000
0.0014
13970000.00
13970000.00
0.0130
N
N
Y
N
Atlanta
Water & Wastewater Refunding RB Series 2015&2017A 0.140000%
88033U3Y3
549300GHLQ0J51NUBM84
US88033U3Y36
Tender Option Bond
Y
2020-12-07
2020-12-07
2025-09-25
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
ATLANTA GA WTR & WASTEWTR REV
Corporate Underlier
1.0000
0.0014
12230000.00
12230000.00
0.0113
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2014C 0.150000%
88033UB99
549300ISBFGI8MJJKM98
US88033UB994
Tender Option Bond
Y
2020-12-07
2020-12-07
2023-01-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0015
1300000.00
1300000.00
0.0012
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2014C 0.150000%
88033UC31
549300ISBFGI8MJJKM98
US88033UC315
Tender Option Bond
Y
2020-12-07
2020-12-07
2023-01-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0015
6770000.00
6770000.00
0.0063
N
N
Y
N
Tarrant Cnty Cultural Education Facilities Finance Corp
RB (Texas Health Resources) Series 2016A 0.140000%
88033UKA6
549300ROY505NVTMMI25
US88033UKA69
Tender Option Bond
Y
2020-12-07
2020-12-07
2024-08-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
TEXAS HEALTH RESOURCES
Corporate Underlier
1.0000
0.0014
6250000.00
6250000.00
0.0058
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 198th Series 0.150000%
88033UKZ1
54930006MR4KZ4W74Z83
US88033UKZ11
Tender Option Bond
Y
2020-12-07
2020-12-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0015
1755000.00
1755000.00
0.0016
N
N
Y
N
Colorado Springs
Utilities System RB Series 2013B1&B2 0.140000%
88033UQF9
549300YHSJY5PXG4BM55
US88033UQF92
Tender Option Bond
Y
2020-12-07
2020-12-07
2022-09-25
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
COLORADO SPRINGS COLO UTILS
Corporate Underlier
1.0000
0.0014
10310000.00
10310000.00
0.0096
N
N
Y
N
Michigan Finance Auth
Hospital Refunding RB (Trinity Health) Series A 2017 MI & 2013 MI-2 0.140000%
88033YK75
54930022O46HOX5J1D14
US88033YK757
Tender Option Bond
Y
2020-12-07
2020-12-07
2025-12-01
Y
Bank of America NA
1.0000
7
Y
N
Y
TRINITY HEALTH CORP
Corporate Underlier
1.0000
0.0014
4075000.00
4075000.00
0.0038
N
N
Y
N
Norfolk
Water Refunding RB Series 2017 0.140000%
88034MDZ6
US88034MDZ68
Tender Option Bond
Y
2020-12-07
2020-12-07
2025-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NORFOLK VA WTR REV
Corporate Underlier
1.0000
0.0014
7500000.00
7500000.00
0.0070
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2017B 0.140000%
88034MED4
549300C8XO7EXTX2XU71
US88034MED48
Tender Option Bond
Y
2020-12-07
2020-12-07
2025-08-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0014
2505000.00
2505000.00
0.0023
N
N
Y
N
Wisconsin Health & Educational Facilities Auth
RB (Children's Hospital of Wisconsin) Series 2017 0.160000%
88034MRN8
549300ISNGXS0VHGVD41
US88034MRN82
Tender Option Bond
Y
2020-12-07
2020-12-07
2025-10-01
Y
Bank of America NA
1.0000
7
Y
N
Y
CHILDRENS HOSPITAL OF WI
Corporate Underlier
1.0000
0.0016
4000000.00
4000000.00
0.0037
N
N
Y
N
Illinois Finance Auth
RB (Northwestern Memorial Hospital) Series 2017A 0.150000%
88034MUD6
549300ZG6UBPNNNRN315
US88034MUD63
Tender Option Bond
Y
2020-12-07
2020-12-07
2026-01-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NORTHWESTERN MEM HOSP
Corporate Underlier
1.0000
0.0015
2000000.00
2000000.00
0.0019
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2017E 0.150000%
88034MXC5
549300QJ33JJW73OQO60
US88034MXC53
Tender Option Bond
Y
2020-12-07
2020-12-07
2025-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0015
2000000.00
2000000.00
0.0019
N
N
Y
N
Greeneville Health & Educational Facilities Board
Hospital RB (Ballad Health) Series 2018A 0.160000%
88034NAE4
US88034NAE40
Tender Option Bond
Y
2020-12-07
2020-12-07
2035-01-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0016
7000000.00
7000000.00
0.0065
N
N
Y
N
Massachusetts School Building Auth
Sr Dedicated Sales Tax Bonds Series 2016B 0.140000%
88034NEL4
US88034NEL47
Tender Option Bond
Y
2020-12-07
2020-12-07
2024-11-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0014
90000.00
90000.00
0.0001
N
N
Y
N
Patriots Energy Group Financing Agency
Gas Supply RB Series 2018 0.160000%
88034NPG3
US88034NPG33
Tender Option Bond
Y
2020-12-07
2020-12-07
2022-10-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0016
3335000.00
3335000.00
0.0031
N
N
Y
N
Tarrant Cnty Cultural Education Facilities Finance Corp
RB (Texas Health Resources) Series 2016A 0.150000%
88034NSN5
549300ROY505NVTMMI25
US88034NSN56
Tender Option Bond
Y
2020-12-07
2020-12-07
2024-08-15
Y
Credit Suisse AG
1.0000
7
Y
N
Y
TEXAS HEALTH RESOURCES
Corporate Underlier
1.0000
0.0015
4585000.00
4585000.00
0.0043
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2019A 0.230000%
88034RC29
549300ISBFGI8MJJKM98
US88034RC293
Tender Option Bond
Y
2020-12-07
2020-12-07
2027-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0023
3200000.00
3200000.00
0.0030
N
N
Y
N
Michigan State Univ
General RB Series 2019B 0.160000%
88034RCB9
US88034RCB96
Tender Option Bond
Y
2020-12-07
2020-12-07
2027-02-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0016
1915000.00
1915000.00
0.0018
N
N
Y
N
Utah Cnty
Hospital RB (IHC Health Services) Series 2016B 0.140000%
88034RGA7
US88034RGA77
Tender Option Bond
Y
2020-12-07
2020-12-07
2022-11-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
IHC HEALTH SERVICES INC
Corporate Underlier
1.0000
0.0014
1920000.00
1920000.00
0.0018
N
N
Y
N
Colorado Health Facilities Auth
Hospital RB (AdventHealth) Series 2019A 0.150000%
88034RJ30
5493002JB6DRFRZPEQ21
US88034RJ306
Tender Option Bond
Y
2020-12-07
2020-12-07
2027-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
ADVENTHEALTH OBLIGATED GROUP
Corporate Underlier
1.0000
0.0015
2000000.00
2000000.00
0.0019
N
N
Y
N
Martin Cnty Health Facilities Auth
Hospital RB (Cleveland Clinic Health System) Series 2019A 0.140000%
88034RMZ5
US88034RMZ54
Tender Option Bond
Y
2020-12-07
2020-12-07
2027-01-01
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
CLEVELAND CLINIC HLTH SYS OBLIG GROUP
Corporate Underlier
1.0000
0.0014
7500000.00
7500000.00
0.0070
N
N
Y
N
Brookhaven Development Auth
RB (Children's Healthcare of Atlanta) Series 2019A 0.140000%
88034U5T1
US88034U5T13
Tender Option Bond
Y
2020-12-07
2020-12-07
2039-07-01
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
CHILDRENS HEALTHCARE OF ATLANTA
Corporate Underlier
1.0000
0.0014
1900000.00
1900000.00
0.0018
N
N
Y
N
North Carolina Medical Care Commission
Health Care Facilities Refunding RB (Rex Healthcare) Series 2020A 0.160000%
88034UC71
549300FH6KOXGCHQYG81
US88034UC719
Tender Option Bond
Y
2020-12-07
2020-12-07
2028-01-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0016
11630000.00
11630000.00
0.0108
N
N
Y
N
Colorado Health Facilities Auth
Hospital RB (AdventHealth) Series 2019A 0.140000%
88034UHC5
5493002JB6DRFRZPEQ21
US88034UHC53
Tender Option Bond
Y
2020-12-07
2020-12-07
2027-11-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
ADVENTHEALTH OBLIGATED GROUP
Corporate Underlier
1.0000
0.0014
4000000.00
4000000.00
0.0037
N
N
Y
N
New Jersey Transportation Trust Fund Auth
Transportation System Bonds Series 2009A 0.160000%
88034UHU5
549300YUVD5TEXR6L889
US88034UHU51
Tender Option Bond
Y
2020-12-07
2020-12-07
2035-12-15
Y
Toronto-Dominion Bank/The
1.0000
7
N
N
N
0.0016
18630000.00
18630000.00
0.0173
N
N
Y
N
Washington Higher Education Facilities Auth
RB (Gonzaga Univ) Series 2019A 0.160000%
88034UYY8
US88034UYY80
Tender Option Bond
Y
2020-12-07
2020-12-07
2027-10-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0016
2000000.00
2000000.00
0.0019
N
N
Y
N
NorthShore Univ Health System
RB (NorthShore Univ Health System) Series 2020A 0.150000%
88034WH23
US88034WH235
Tender Option Bond
Y
2020-12-07
2020-12-07
2028-08-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0015
7580000.00
7580000.00
0.0070
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2020A 0.140000%
88034XDX7
549300C8XO7EXTX2XU71
US88034XDX75
Tender Option Bond
Y
2020-12-07
2020-12-07
2028-09-15
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0014
500000.00
500000.00
0.0005
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2020A 0.150000%
88034XFA5
549300C8XO7EXTX2XU71
US88034XFA54
Tender Option Bond
Y
2020-12-07
2020-12-07
2028-09-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0015
4000000.00
4000000.00
0.0037
N
N
Y
N
Huntsville Health Care Auth
RB Series 2020B 0.150000%
88034XFG2
US88034XFG25
Tender Option Bond
Y
2020-12-07
2020-12-07
2042-12-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0015
835000.00
835000.00
0.0008
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2021 Series S1 0.140000%
88034XFR8
5493003476LG35QAKM08
US88034XFR89
Tender Option Bond
Y
2020-12-07
2020-12-07
2028-08-03
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0014
3270000.00
3270000.00
0.0030
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2021 Series S1 0.140000%
88034XFW7
5493003476LG35QAKM08
US88034XFW74
Tender Option Bond
Y
2020-12-07
2020-12-07
2028-08-03
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0014
8335000.00
8335000.00
0.0077
N
N
Y
N
Louisiana Public Facilities Auth
RB (Ochsner Clinic Foundation) Series 2020A 0.150000%
88034XFZ0
549300RQIPT5S4P4M065
US88034XFZ06
Tender Option Bond
Y
2020-12-07
2020-12-07
2041-05-15
Y
Toronto-Dominion Bank/The
1.0000
7
N
N
N
0.0015
275000.00
275000.00
0.0003
N
N
Y
N
Phoenix Civic Improvement Corp
Jr Lien Water System RB Series 2020A 0.140000%
88034XNN8
US88034XNN83
Tender Option Bond
Y
2020-12-07
2020-12-07
2028-07-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
PHOENIX ARIZ CIVIC IMPT CORP WTR
Corporate Underlier
1.0000
0.0014
1975000.00
1975000.00
0.0018
N
N
Y
N
Texas
Veteran Bonds Series 2011A 0.140000%
882723H51
549300X9CH74QB747L76
US882723H515
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2041-06-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
N
0.0014
400000.00
400000.00
0.0004
N
N
Y
N
Texas
GO Bonds Series 2013B 0.140000%
882723H93
549300X9CH74QB747L76
US882723H937
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2043-12-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
N
0.0014
550000.00
550000.00
0.0005
N
N
Y
N
Texas
TRAN 2020 4.000000%
882724SY4
549300X9CH74QB747L76
US882724SY48
Other Municipal Security
Y
2021-08-26
2021-08-26
2021-08-26
N
N
N
0.0018
200477.55
200477.55
0.0002
N
N
N
N
Tonawanda
BAN 2020 1.750000%
890210QX8
US890210QX86
Other Municipal Security
Y
2021-08-27
2021-08-27
2021-08-27
N
N
N
0.0032
2021080.00
2021080.00
0.0019
N
N
N
N
Triborough Bridge & Tunnel Auth
Refunding RB Series 2005B-3 0.100000%
89602REB7
54930020ZN4LQF7K3456
US89602REB78
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2032-01-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
N
N
N
0.0010
2750000.00
2750000.00
0.0025
N
Y
Y
N
Univ of Colorado
Enterprise RB Series 2020A1 0.110000%
91417K4Y4
549300HU7D08HY4MKX37
US91417K4Y44
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2050-06-01
Y
TD Bank NA
1.0000
7
Y
N
N
0.0011
8780000.00
8780000.00
0.0081
N
N
Y
N
Univ of North Carolina Hospitals
RB Series 2001B 0.090000%
91471FAW5
US91471FAW59
Variable Rate Demand Note
Y
2020-12-01
2020-12-01
2031-02-15
Y
TD Bank NA
1.0000
1
Y
N
N
0.0009
6000000.00
6000000.00
0.0056
N
Y
Y
N
Univ of Texas
CP Notes Series A 0.180000%
91513UTU6
TEHUYFNKZR6XVWLGEU86
Non-Financial Company Commercial Paper
Y
2021-01-07
2021-01-07
2021-01-07
N
N
Y
UNIVERSITY OF TEXAS SYSTEM
Corporate Underlier
1.0000
0.0017
5000051.50
5000051.50
0.0046
N
N
N
N
Univ of Texas
CP Notes Series A 0.180000%
91513UVD1
TEHUYFNKZR6XVWLGEU86
Non-Financial Company Commercial Paper
Y
2020-12-04
2020-12-04
2020-12-04
N
N
Y
UNIVERSITY OF TEXAS SYSTEM
Corporate Underlier
1.0000
0.0012
4000026.40
4000026.40
0.0037
N
N
Y
N
Univ of Texas
Revenue Financing CP Series A 0.220000%
91514RJZ2
TEHUYFNKZR6XVWLGEU86
Non-Financial Company Commercial Paper
Y
2021-02-17
2021-02-17
2021-02-17
N
N
N
0.0024
3999840.00
3999840.00
0.0037
N
N
N
N
Univ of Texas
Revenue Financing CP Series A 0.220000%
91514RKA5
TEHUYFNKZR6XVWLGEU86
Non-Financial Company Commercial Paper
Y
2021-02-23
2021-02-23
2021-02-23
N
N
N
0.0024
1999906.20
1999906.20
0.0019
N
N
N
N
Upper Trinity Regional Water District
CP Notes Series A 0.180000%
91667QKT1
Non-Financial Company Commercial Paper
Y
2020-12-07
2020-12-07
2020-12-07
N
Y
Bank of America NA
1.0000
N
0.0010
3905059.75
3905059.75
0.0036
N
N
Y
N
Virginia College Building Auth
Educational Facilities RB Series 2016A 5.000000%
92778VCM8
US92778VCM81
Other Municipal Security
Y
2021-02-01
2021-02-01
2021-02-01
N
N
Y
Virginia (Commonwealth of)
Corporate Underlier
1.0000
0.0015
1552227.60
1552227.60
0.0014
N
N
N
N
Washington Cnty
IDRB (Cargill) Series 2010B 0.140000%
938115AC6
US938115AC66
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2040-12-01
Y
CARGILL INC
1.0000
7
N
N
N
0.0014
3500000.00
3500000.00
0.0032
N
N
Y
N
Westhampton Beach UFSD
TAN Series 2020-2021 2.000000%
960351EF7
US960351EF74
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0040
2018100.00
2018100.00
0.0019
N
N
N
N
Wisconsin
GO Bonds Series 2011A 5.000000%
97705LD61
549300VTAT608CNZ5827
US97705LD611
Other Municipal Security
Y
2021-05-03
2021-05-03
2031-05-01
N
N
Y
Escrow
Escrow
1.0000
0.0011
4080920.00
4080920.00
0.0038
N
N
N
N
YAVAPAI CNTY IDA
RB (Skanon Investments Drake Cement) Series 2010A 0.150000%
98521YAA7
US98521YAA73
Variable Rate Demand Note
Y
2020-12-07
2020-12-07
2035-09-01
Y
Bank of Nova Scotia
1.0000
7
N
N
N
0.0015
2785000.00
2785000.00
0.0026
N
N
Y
N
The Charles Schwab Family of Funds
2020-12-07
Mark Fischer
Mark Fischer
Chief Financial Officer