0001145549-20-064996.txt : 20201106
0001145549-20-064996.hdr.sgml : 20201106
20201106153308
ACCESSION NUMBER: 0001145549-20-064996
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201031
FILED AS OF DATE: 20201106
DATE AS OF CHANGE: 20201106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 201294161
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004500
Schwab AMT Tax-Free Money Fund
C000039063
Investor Shares
SWWXX
C000219263
Ultra Shares
SCTXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2020-10-31
0000857156
549300I77JNLD629OV19
S000004500
2
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
Deloitte & Touche LLP
Denver
CO
Charles Schwab Investment Management, Inc.
DST Asset Manager Solutions, Inc.
0000275143
084-00896
N
N
N
Other Tax Exempt
Y
37
41
651203568.21
655760965.83
657285192.76
688143218.73
730225293.61
0.6822
0.6383
0.6419
0.6424
0.6722
363.44
1077748074.74
1077637055.99
8537436.08
6672773.30
1079502082.21
1078970863.6900
1.0000
0.0023
1.0007
1.0007
1.0007
1.0006
1.0006
C000039063
0.00
904321536.72
903883699.1000
1.0007
1.0007
1.0007
1.0006
1.0006
2569356.17
13026529.21
2717282.86
9182657.63
4187282.19
7143125.53
4064081.21
12112527.45
5690696.71
12746767.24
16805436.05
44380669.46
0.0001
Y
Investment Advisor and its affiliates Contractual 26,780 Investment Advisor and its affiliates Voluntary 91,169
C000219263
1000000.00
175180545.49
175087164.5900
1.0008
1.0006
1.0006
1.0006
1.0006
8226729.65
0.00
83619981.22
2560150.58
8072047.31
3320722.79
46419859.78
750000.00
31182573.76
5803154.76
176005757.74
12434028.13
0.0004
Y
Investment Advisor and its affiliates Contractual 3,172
Adams Cnty IDA
RB (Gettysburg Fdn) Series 2006A 0.180000%
006116AG2
US006116AG26
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2027-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0018
8765000.00
8765000.00
0.0081
N
N
Y
N
Alaska Housing Finance Corp
GO Bonds Series 2011A 5.000000%
0118327J5
549300HJ8NOJNYW6ER36
US0118327J52
Other Municipal Security
Y
2020-12-01
2020-12-01
2027-12-01
N
N
Y
Escrow
Escrow
1.0000
0.0015
2107917.00
2107917.00
0.0020
N
N
N
N
Amityville UFSD
BAN 2020 4.000000%
031645HH0
US031645HH00
Other Municipal Security
Y
2021-06-18
2021-06-18
2021-06-18
N
N
N
0.0039
4601745.00
4601745.00
0.0043
N
N
N
N
Amityville UFSD
BAN Series 2020 1.750000%
031645HJ6
US031645HJ65
Other Municipal Security
Y
2021-06-18
2021-06-18
2021-06-18
N
N
N
0.0041
1008390.00
1008390.00
0.0009
N
N
N
N
Anchorage
GO TAN 2020 1.500000%
033162CN6
US033162CN63
Other Municipal Security
Y
2020-12-18
2020-12-18
2020-12-18
N
N
N
0.0037
1952808.00
1952808.00
0.0018
N
N
N
N
Appleton
Recovery Zone Facility Bonds (Foremost Farms) Series 2010 0.160000%
038125AA8
US038125AA81
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2037-05-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0016
9800000.00
9800000.00
0.0091
N
N
Y
N
Arizona IDA
Hospital Refunding RB (Phoenix Children's Hospital) Series 2019A 0.110000%
04052EAC2
US04052EAC21
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2048-02-01
Y
JPMorgan Chase Bank NA
1.0000
3
N
N
N
0.0011
1000000.00
1000000.00
0.0009
N
Y
Y
N
Atlanta Airport
2nd Lien PFC & 3rd Lien General Revenue CP Series K1 0.400000%
04779GAJ4
549300GHLQ0J51NUBM84
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
N
0.0033
18406385.16
18406385.16
0.0171
N
N
N
N
Baltimore Cnty
GO BANs Series 2020 4.000000%
05914F6E5
US05914F6E54
Other Municipal Security
Y
2021-03-22
2021-03-22
2021-03-22
N
N
N
0.0020
3952490.20
3952490.20
0.0037
N
N
N
N
Bayport Blue Point UFSD
TAN Series 2020-2021 1.500000%
073059QA8
US073059QA80
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0031
2015380.00
2015380.00
0.0019
N
N
N
N
Boston Water & Sewer Commission
CP BAN Series A 0.150000%
10102NDX0
Non-Financial Company Commercial Paper
Y
2020-12-03
2020-12-03
2020-12-03
N
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
N
0.0018
3159911.52
3159911.52
0.0029
N
N
N
N
Bucks Cnty IDA
Hospital RB (Grand View Hospital) Series 2008A 0.100000%
11861MAA4
US11861MAA45
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2034-07-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0010
7240000.00
7240000.00
0.0067
N
N
Y
N
California
GO Bonds Series 2004A4 0.120000%
13063A5Y6
US13063A5Y66
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2034-05-01
Y
Citibank NA
1.0000
3
N
N
N
0.0012
1270000.00
1270000.00
0.0012
N
Y
Y
N
California
GO Bonds Series 2004B2 0.080000%
13063A6G4
US13063A6G42
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2034-05-01
Y
Citibank NA
1.0000
3
N
N
N
0.0008
450000.00
450000.00
0.0004
N
Y
Y
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004K 0.240000%
13078GUY8
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-02-09
2021-02-09
2021-02-09
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0026
1999887.60
1999887.60
0.0019
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004K 0.260000%
13078GVA9
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-05-11
2021-05-11
2021-05-11
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0029
2499603.50
2499603.50
0.0023
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004K 0.240000%
13078GVC5
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-03-03
2021-03-03
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0027
3399653.54
3399653.54
0.0031
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B-1 0.260000%
13079QEU1
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-04-07
2021-04-07
2021-04-07
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0028
5999475.60
5999475.60
0.0056
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B3 0.240000%
13079SEJ2
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-03-03
2021-03-03
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0028
999863.90
999863.90
0.0009
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B5 0.210000%
13079UEQ1
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0020
5000092.00
5000092.00
0.0046
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B5 0.240000%
13079UER9
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-09
2021-03-09
2021-03-09
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0030
794829.95
794829.95
0.0007
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B6 0.240000%
13080HFG8
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-09
2021-03-09
2021-03-09
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0030
2999370.00
2999370.00
0.0028
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004E 0.230000%
13080M6Z5
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0022
7600152.00
7600152.00
0.0070
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004E 0.240000%
13080M7C5
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-03-02
2021-03-02
2021-03-02
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0029
4159298.21
4159298.21
0.0039
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004E 0.260000%
13080M7F8
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2021-05-12
2021-05-12
2021-05-12
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0029
1734723.44
1734723.44
0.0016
N
N
N
N
Charleston County SD
GO BAN Series 2020A 5.000000%
160075ZB6
US160075ZB67
Other Municipal Security
Y
2020-11-16
2020-11-16
2020-11-16
N
N
N
0.0017
4814033.40
4814033.40
0.0045
N
N
N
N
Chester Cnty Health & Ed
Variable Rate Demand RBs Series 2020 0.180000%
165579GR8
US165579GR88
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2050-07-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0018
3000000.00
3000000.00
0.0028
N
N
Y
N
Metropolitan Water Reclamation District of Greater Chicago
ULT Refunding GO Bonds Series A 5.000000%
167560MN8
US167560MN81
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
N
N
0.0029
501830.00
501830.00
0.0005
N
N
N
N
Metropolitan Water Reclamation District of Greater Chicago
ULT GO Bonds Series 2014A&C 0.150000%
167560SN2
US167560SN28
Tender Option Bond
Y
2020-11-06
2020-11-06
2022-12-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0015
8320000.00
8320000.00
0.0077
N
N
Y
N
Denver SD #1
GO Refunding Bonds Series 2005A 0.290000%
18886PXP5
US18886PXP51
Tender Option Bond
Y
2020-11-05
2020-12-01
2020-12-01
N
N
Y
STATE STREET BANK AND TRUST COMPANY
Standby Purchase Agreement
1.0000
0.0029
7415000.00
7415000.00
0.0069
N
N
N
Y
Colorado Health Facilities Auth
RB (Children's Hospital Colorado) Series 2020B 0.110000%
19648FPT5
5493002JB6DRFRZPEQ21
US19648FPT56
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2052-12-01
Y
TD Bank NA
1.0000
3
N
N
N
0.0011
2800000.00
2800000.00
0.0026
N
Y
Y
N
Connecticut Development Auth
Refunding RB (Bradley Airport Hotel) Series 2006A 0.220000%
207565AA0
US207565AA06
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2028-12-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0022
10055000.00
10055000.00
0.0093
N
N
Y
N
Cypress-Fairbanks ISD
ULT Refunding BUliding Bonds Series 2014C 5.000000%
2327605J3
US2327605J35
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
Y
TEXAS PERMANENT SCHOOL FUND PROG (GTY)
1.0000
N
0.0022
152029.50
152029.50
0.0001
N
N
N
N
Dallas Area Rapid Transit
Sr Sub Lien Sales Tax Revenue CP Series I 0.210000%
23452P5X3
75YWM81F2R6UQGJIEW47
Non-Financial Company Commercial Paper
Y
2020-11-10
2020-11-10
2020-11-10
N
N
N
0.0016
2000040.00
2000040.00
0.0019
N
N
N
N
Dallas-Fort Worth International Airport
RB Series 2010A 5.000000%
235036QR4
US235036QR43
Other Municipal Security
Y
2020-11-02
2020-11-02
2045-11-01
N
N
Y
Escrow
Escrow
1.0000
0.0015
1550000.00
1550000.00
0.0014
N
Y
Y
N
Dallas Area Rapid Transit
Sr Sub Lien Sales Tax Revenue CP Series IIA 0.210000%
23525SAT3
75YWM81F2R6UQGJIEW47
Non-Financial Company Commercial Paper
Y
2020-11-12
2020-11-12
2020-11-12
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0015
9000191.70
9000191.70
0.0083
N
N
N
N
Dallas
GO CP Series A 0.180000%
23530RAL5
Non-Financial Company Commercial Paper
Y
2020-11-13
2020-11-13
2020-11-13
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0014
10000153.00
10000153.00
0.0093
N
N
N
N
Dallas ISD
GO CP Series A 0.280000%
235326AB1
Non-Financial Company Commercial Paper
Y
2021-07-02
2021-07-02
2021-07-02
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0031
999798.70
999798.70
0.0009
N
N
N
N
Deer Park UFSD
TAN 2020-2021 2.000000%
244068HC9
US244068HC93
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0039
2020800.00
2020800.00
0.0019
N
N
N
N
Deer Park UFSD
TAN 2020-2021 1.750000%
244068HD7
US244068HD76
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0040
2017440.00
2017440.00
0.0019
N
N
N
N
District Columbia Income Tax Revenue
Income Tax Secured RBs Series 2011F 5.000000%
25477GHM0
549300HWFOZXPKGOX654
US25477GHM06
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
N
N
0.0020
100373.00
100373.00
0.0001
N
N
N
N
District of Columbia Water & Sewer Auth
Extendible CP Series A 0.190000%
25485FBX4
549300OT2FIJQJ5PSH71
Non-Financial Company Commercial Paper
Y
2020-11-03
2021-04-30
2021-04-30
N
N
N
0.0012
12405124.05
12405124.05
0.0115
N
N
N
N
East Meadow UFSD
BAN Series C 1.750000%
273641HH6
US273641HH69
Other Municipal Security
Y
2021-06-18
2021-06-18
2021-06-18
N
N
N
0.0038
1714586.00
1714586.00
0.0016
N
N
N
N
Eastern Municipal Water District
Water & Wastewater Refunding RB Series 2018A 0.110000%
27627TBV3
549300ZCFVRFDIRWK089
US27627TBV35
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2046-07-01
Y
Bank of America NA
1.0000
3
Y
N
N
0.0011
1175000.00
1175000.00
0.0011
N
Y
Y
N
District of Columbia
GO Refunding Bonds Series 2017A 0.170000%
27884F2M1
549300HWFOZXPKGOX654
US27884F2M16
Tender Option Bond
Y
2020-11-06
2020-11-06
2037-06-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0017
985000.00
985000.00
0.0009
N
N
Y
N
Loudoun Cnty
GO Bonds Series 2017A 0.170000%
27884F2R0
US27884F2R03
Tender Option Bond
Y
2020-11-06
2020-11-06
2036-12-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0017
2000000.00
2000000.00
0.0019
N
N
Y
N
Lakewood City SD
GO Refunding Bonds Series 2017B 0.130000%
27884F5F3
US27884F5F38
Tender Option Bond
Y
2020-11-02
2020-11-02
2043-11-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
3
Y
N
N
0.0013
850000.00
850000.00
0.0008
N
Y
Y
N
Birmingham Water Works Board
Sr Water Refunding RB Series 2016A 0.130000%
27884FM56
US27884FM562
Tender Option Bond
Y
2020-11-02
2020-11-02
2041-01-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
3
Y
N
N
0.0013
2405000.00
2405000.00
0.0022
N
Y
Y
N
Kentucky Sanitation District #1
Refunding RB Series 2016 0.130000%
27884FN63
US27884FN636
Tender Option Bond
Y
2020-11-02
2020-11-02
2036-08-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
3
Y
N
N
0.0013
1500000.00
1500000.00
0.0014
N
Y
Y
N
Raleigh
Combined Enterprise System Refunding RB 2016A&B 0.130000%
27884FP38
549300I7RPBIIRI16112
US27884FP383
Tender Option Bond
Y
2020-11-02
2020-11-02
2041-03-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
3
Y
N
Y
RALEIGH UTILITIES NC
Corporate Underlier
1.0000
0.0013
5805000.00
5805000.00
0.0054
N
Y
Y
N
Fargo
GO Refunding Bonds Series 2016C 0.130000%
27884FP95
US27884FP953
Tender Option Bond
Y
2020-11-02
2020-11-02
2042-05-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
3
Y
N
N
0.0013
840000.00
840000.00
0.0008
N
Y
Y
N
Highline SD #401
ULT GO Bonds Series 2017 0.130000%
27884FT91
US27884FT914
Tender Option Bond
Y
2020-11-02
2020-11-02
2036-12-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
3
Y
Y
WASHINGTON (STATE OF)
1.0000
N
0.0013
2930000.00
2930000.00
0.0027
N
Y
Y
N
Seattle
Water System Refunding RB Series 2017 0.130000%
27884FU32
US27884FU326
Tender Option Bond
Y
2020-11-02
2020-11-02
2046-08-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
3
Y
N
Y
SEATTLE WASH WTR SYS REV
Corporate Underlier
1.0000
0.0013
3940000.00
3940000.00
0.0036
N
Y
Y
N
Baltimore Cnty
GO Bonds Series 2017 0.150000%
27884FY53
US27884FY534
Tender Option Bond
Y
2020-11-06
2020-11-06
2037-03-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
Y
N
N
0.0015
3690000.00
3690000.00
0.0034
N
N
Y
N
Berkeley Cnty SD
GO Bonds Series 2017A 0.130000%
27884FZ78
US27884FZ788
Tender Option Bond
Y
2020-11-02
2020-11-02
2037-03-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
3
Y
N
N
0.0013
3030000.00
3030000.00
0.0028
N
Y
Y
N
Denver Water Board
Water RB Series 2017A 0.130000%
27884FZ94
US27884FZ945
Tender Option Bond
Y
2020-11-02
2020-11-02
2042-09-15
Y
US BANK NATIONAL ASSOCIATION
1.0000
3
Y
N
N
0.0013
1260000.00
1260000.00
0.0012
N
Y
Y
N
Elmont UFSD
TAN 2020-2021 1.500000%
289713GP8
US289713GP85
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0033
5037800.00
5037800.00
0.0047
N
N
N
N
Fairfax Cnty IDA
Hospital Refunding RB (Inova Health) Series 1993A 0.150000%
303823FZ6
US303823FZ64
Tender Option Bond
Y
2020-11-06
2020-11-06
2022-08-13
Y
Credit Suisse AG
1.0000
7
Y
N
Y
Inova Health System
Corporate Underlier
1.0000
0.0015
2555000.00
2555000.00
0.0024
N
N
Y
N
Florida Housing Finance Corp
M/F Housing RB (Hudson Ridge Apts) Series 2008L 0.170000%
34074HBL5
549300W0PCIJCI0JCF10
US34074HBL50
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2041-08-15
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0017
2205000.00
2205000.00
0.0020
N
N
Y
N
Fort Worth ISD
ULT Refunding Building Bonds Series 2016 5.000000%
3494605D3
US3494605D38
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
Y
TEXAS PERMANENT SCHOOL FUND PROG (GTY)
1.0000
N
0.0022
101353.00
101353.00
0.0001
N
N
N
N
Garden City NY
BAN Series 2020A 5.000000%
365154TL7
US365154TL70
Other Municipal Security
Y
2021-02-19
2021-02-19
2021-02-19
N
N
N
0.0031
4055680.00
4055680.00
0.0038
N
N
N
N
Grand Traverse Hospital Finance Auth
Refunding RB (Munson Healthcare) Series 2019C 0.110000%
386523HR8
US386523HR86
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2041-07-01
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
3
N
N
N
0.0011
1005000.00
1005000.00
0.0009
N
Y
Y
N
Grant & Douglas Cnty SD
ULT GO Bonds Series 2019 4.000000%
387514BE1
US387514BE11
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0033
200570.00
200570.00
0.0002
N
N
N
N
Gulf Coast IDA
RB (ExxonMobil) Series 2012 0.100000%
402207AD6
US402207AD61
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2041-11-01
Y
Exxon Mobil Corp
1.0000
3
N
N
N
0.0010
1525000.00
1525000.00
0.0014
N
Y
Y
N
Harris Cnty Cultural Education Facilities Finance Corp
Refunding RB (Methodist Hospital) Series 2009C1 0.130000%
41386RE61
Non-Financial Company Commercial Paper
Y
2020-11-03
2020-11-03
2020-11-03
N
N
Y
METHODIST HOSPITALS OF TEXAS
Corporate Underlier
1.0000
0.0008
10705058.88
10705058.88
0.0099
N
N
Y
N
Harris Cnty Cultural Education Facilities Finance Corp
Refunding RB (Methodist Hospital) Series 2009C1 0.210000%
41386RE87
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-03-03
2021-03-03
N
N
Y
METHODIST HOSPITALS OF TEXAS
Corporate Underlier
1.0000
0.0023
16398886.44
16398886.44
0.0152
N
N
N
N
Harris Cnty Cultural Education Facilities Finance Corp
RB (Houston Methodist) Series 2020B 0.100000%
414009PV6
US414009PV67
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2059-12-01
Y
METHODIST HOSPITALS OF TEXAS
1.0000
3
N
N
N
0.0010
3605000.00
3605000.00
0.0033
N
Y
Y
N
Harris Cnty
Toll Road Sr Lien Revenue CP Series E1 0.170000%
41423MDS0
Non-Financial Company Commercial Paper
Y
2020-11-05
2020-11-05
2020-11-05
N
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
N
0.0014
5415026.53
5415026.53
0.0050
N
N
Y
N
Harris Cnty
Toll Road Sr Lien Revenue CP Series E2 0.140000%
41423NDV1
Non-Financial Company Commercial Paper
Y
2020-11-05
2020-11-05
2020-11-05
N
Y
Barclays Bank Plc
1.0000
N
0.0015
1979996.83
1979996.83
0.0018
N
N
Y
N
Howard Cnty
Recovery Zone Facility RB (Lorien at Elkridge) Series 2010 0.180000%
442592AA9
US442592AA97
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2040-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0018
6080000.00
6080000.00
0.0056
N
N
Y
N
Howard Cnty
Recovery Zone Facility RB (Meadowridge) Series 2010 0.180000%
442595BH6
US442595BH62
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2040-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0018
7255000.00
7255000.00
0.0067
N
N
Y
N
Hudson Cnty
BAN 2020 2.000000%
4437266E9
US4437266E92
Other Municipal Security
Y
2020-12-08
2020-12-08
2020-12-08
N
N
N
0.0025
1001750.00
1001750.00
0.0009
N
N
N
N
Hudson Cnty Improvement Auth
Cnty-Guaranteed Pooled Notes Series 2020A1 2.000000%
443728FM7
US443728FM77
Other Municipal Security
Y
2021-02-19
2021-02-19
2021-02-19
N
N
Y
HUDSON CNTY N J
Corporate Underlier
1.0000
0.0026
3302955.76
3302955.76
0.0031
N
N
N
N
Huntsville Health Care Auth
CP 0.190000%
44706DSD9
Non-Financial Company Commercial Paper
Y
2020-11-05
2020-11-05
2020-11-05
N
N
N
0.0014
2000016.40
2000016.40
0.0019
N
N
Y
N
Huntsville Health Care Auth
CP 0.180000%
44706DSE7
Non-Financial Company Commercial Paper
Y
2020-12-04
2020-12-04
2020-12-04
N
N
N
0.0021
999971.20
999971.20
0.0009
N
N
N
N
Idaho Health Facilities Auth
Hospital RB (Trinity Health) Series 2013ID 0.230000%
45129UCB8
549300X43KY1C2WW0J97
US45129UCB89
Other Municipal Security
Y
2021-02-01
2021-02-01
2048-12-01
N
N
Y
TRINITY HEALTH CORP
Corporate Underlier
1.0000
0.0024
11000000.00
11000000.00
0.0102
N
N
N
N
Illinois Finance Auth
RB (DePaul Univ) Series 2011A 6.125000%
45200F7F0
549300ZG6UBPNNNRN315
US45200F7F09
Other Municipal Security
Y
2021-04-01
2021-04-01
2040-10-01
N
N
Y
Escrow
Escrow
1.0000
0.0018
2284456.60
2284456.60
0.0021
N
N
N
N
Illinois Finance Auth
RB (Lake Forest College) Series 2008 0.180000%
45200FMP1
549300ZG6UBPNNNRN315
US45200FMP17
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2038-10-01
Y
NORTHERN TRUST COMPANY (THE)
1.0000
7
N
N
N
0.0018
3500000.00
3500000.00
0.0032
N
N
Y
N
Illinois Finance Auth
RB (Univ of Chicago) Series 2011C 5.500000%
45203HAL6
549300ZG6UBPNNNRN315
US45203HAL69
Other Municipal Security
Y
2021-02-15
2021-02-15
2041-08-15
N
N
Y
Escrow
Escrow
1.0000
0.0031
1014680.00
1014680.00
0.0009
N
N
N
N
Illinois Finance Auth
Refunding Revenue RB (OSF Healthcare System) Series 2018 0.110000%
45204EM39
549300ZG6UBPNNNRN315
US45204EM390
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2037-11-15
Y
JPMorgan Chase Bank NA
1.0000
3
N
N
N
0.0011
1500000.00
1500000.00
0.0014
N
Y
Y
N
Illinois Finance Auth
RB (NorthShore Univ Health System) Series 2020B 0.110000%
45204FAG0
549300ZG6UBPNNNRN315
US45204FAG00
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2049-08-15
Y
JPMorgan Chase Bank NA
1.0000
3
Y
N
Y
NORTHSHORE UNIV HLTHSYS
Corporate Underlier
1.0000
0.0011
2210000.00
2210000.00
0.0020
N
Y
Y
N
Indiana Finance Auth
Economic Development RB (AC Grain) Series 2012 0.170000%
45505RBR5
549300PS0PAS7NDSSI20
US45505RBR57
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2042-02-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0017
28500000.00
28500000.00
0.0264
N
N
Y
N
Indiana Housing & Community Development Agency
S/F Mortgage RB Series 2020C-3 0.100000%
45505TSA0
549300QRKDYVNHT1OE86
US45505TSA06
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2047-07-01
Y
TD Bank NA
1.0000
3
Y
N
N
0.0010
970000.00
970000.00
0.0009
N
Y
Y
N
Intermountain Power Agency
CP Series B-2 0.160000%
45885JEX7
Non-Financial Company Commercial Paper
Y
2020-12-02
2020-12-02
2020-12-02
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0021
2499875.00
2499875.00
0.0023
N
N
N
N
Intermountain Power Agency
CP Series B-1 0.200000%
45885KDN7
Non-Financial Company Commercial Paper
Y
2020-12-09
2020-12-09
2020-12-09
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0022
1499970.00
1499970.00
0.0014
N
N
N
N
Iowa Finance Auth
Health Facilities RB (UnityPoint Health) Series 2013B1 0.100000%
462466ES8
549300NQVL49BTHOW391
US462466ES86
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2039-02-15
Y
TD Bank NA
1.0000
3
N
N
N
0.0010
6540000.00
6540000.00
0.0061
N
Y
Y
N
Iowa Finance Auth
RB (UnityPoint Health) Series 2018F 0.110000%
46246K5E8
549300NQVL49BTHOW391
US46246K5E87
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2041-07-01
Y
JPMorgan Chase Bank NA
1.0000
3
N
N
N
0.0011
500000.00
500000.00
0.0005
N
Y
Y
N
Iowa Finance Auth
Midwestern Disaster Area RB (Cargill) Series 2009B 0.160000%
46246MDZ8
549300NQVL49BTHOW391
US46246MDZ86
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2036-09-01
Y
CARGILL INC
1.0000
7
N
N
N
0.0016
1390000.00
1390000.00
0.0013
N
N
Y
N
Iowa Finance Auth
Midwestern Disaster Area RB (Farmers Cooperative) Series 2010 0.160000%
46246SAA3
549300NQVL49BTHOW391
US46246SAA33
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2030-11-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0016
4060000.00
4060000.00
0.0038
N
N
Y
N
Iowa Finance Auth
Midwestern Disaster Area RB (Cargill) Series 2012 0.160000%
46246SAS4
549300NQVL49BTHOW391
US46246SAS41
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2042-12-01
Y
CARGILL INC
1.0000
7
N
N
N
0.0016
5000000.00
5000000.00
0.0046
N
N
Y
N
Jackson Cnty
Pollution Control Refunding RB (Chevron) Series 1993 0.110000%
467222CJ2
US467222CJ26
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2023-06-01
Y
Chevron Corp
1.0000
3
N
N
N
0.0011
760000.00
760000.00
0.0007
N
Y
Y
N
Jacksonville
CP Series A 0.140000%
46941AQH8
549300XQE0JVN9WV0J40
Non-Financial Company Commercial Paper
Y
2020-11-02
2020-11-02
2020-11-02
N
Y
Bank of America NA
1.0000
N
0.0009
3500000.00
3500000.00
0.0032
N
Y
Y
N
Jericho UFSD
TAN 2020-2021 1.500000%
476358EV4
US476358EV41
Other Municipal Security
Y
2021-06-18
2021-06-18
2021-06-18
N
N
N
0.0030
2015040.00
2015040.00
0.0019
N
N
N
N
Auburn SD #408
ULT GO Bonds Series 2018 4.000000%
494619EA3
US494619EA36
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0020
100295.00
100295.00
0.0001
N
N
N
N
Northshore SD #417
ULT GO Bonds Series 2018 5.000000%
494656R94
US494656R946
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0019
110411.40
110411.40
0.0001
N
N
N
N
Kent SD #415
ULT GO Bonds Series 2017 5.000000%
495278S95
US495278S953
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0020
2950966.20
2950966.20
0.0027
N
N
N
N
Lancaster Cnty Hospital Auth
Health Center RB (Masonic Homes) Series 2008D 0.120000%
514045ZG1
US514045ZG18
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2034-07-01
Y
JPMorgan Chase Bank NA
1.0000
3
N
N
N
0.0012
2820000.00
2820000.00
0.0026
N
Y
Y
N
Las Vegas Valley Water District
LT GO CP Series 2004A 0.230000%
51784CB98
Non-Financial Company Commercial Paper
Y
2021-03-03
2021-03-03
2021-03-03
N
N
Y
SOUTHERN NEVADA WTR AUTH
Corporate Underlier
1.0000
SUMITOMO MITSUI BANKING CORPORATION
Standby Purchase Agreement
1.0000
0.0023
2000000.00
2000000.00
0.0019
N
N
N
N
Las Vegas Valley Water District
LT GO CP Series 2004A 0.190000%
51784CBA5
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
N
Y
SOUTHERN NEVADA WTR AUTH
Corporate Underlier
1.0000
SUMITOMO MITSUI BANKING CORPORATION
Standby Purchase Agreement
1.0000
0.0020
4999900.00
4999900.00
0.0046
N
N
N
N
Los Angeles Dept of Water & Power
Power System RB Series 2002A5 0.110000%
544495DY7
US544495DY71
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2035-07-01
Y
Bank of America NA
1.0000
3
Y
N
N
0.0011
600000.00
600000.00
0.0006
N
Y
Y
N
Louisville & Jefferson Cnty Metro Sewer District
CP Series 2018A1 0.220000%
54658NCA7
5493004O4I11L8BK0A22
Non-Financial Company Commercial Paper
Y
2020-11-05
2020-11-05
2020-11-05
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0006
5000131.50
5000131.50
0.0046
N
N
Y
N
Lower Neches Valley Auth Industrial Development Corp
Exempt Facilities Refunding RB (ExxonMobil) Series 2001A 0.110000%
54834RAB5
US54834RAB50
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2029-11-01
Y
Exxon Mobil Corp
1.0000
3
N
N
N
0.0011
715000.00
715000.00
0.0007
N
Y
Y
N
Lower Neches Valley Auth
RB (ExxonMobil) Series 2012 0.110000%
548351AE5
US548351AE56
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2046-05-01
Y
Exxon Mobil Corp
1.0000
3
N
N
N
0.0011
1615000.00
1615000.00
0.0015
N
Y
Y
N
Massachusetts Bay Transportation Auth
Sales Tax CP Series B 0.220000%
57557YMC3
549300D2U0XBUXGX8P68
Non-Financial Company Commercial Paper
Y
2021-01-04
2021-01-04
2021-01-04
N
N
Y
MASSACHUSETTS BAY TRANS AUTH SALES TAX
Corporate Underlier
1.0000
TD Bank NA
Standby Purchase Agreement
1.0000
0.0022
3000000.00
3000000.00
0.0028
N
N
N
N
Massapequa UFSD
TAN 2020-2021 1.500000%
576097NF2
US576097NF27
Other Municipal Security
Y
2021-06-24
2021-06-24
2021-06-24
N
N
N
0.0031
1511535.00
1511535.00
0.0014
N
N
N
N
Metro Government of Nashville & Davidson Cnty Health & Educational Facilities Board
RB (Ascension Health) 1.550000%
592041XD4
US592041XD47
Other Municipal Security
Y
2020-11-03
2020-11-03
2030-11-15
N
N
Y
Ascension Health Alliance
Corporate Underlier
1.0000
0.0155
500000.00
500000.00
0.0005
N
N
Y
N
Metro Government of Nashville & Davidson Cnty
GO CP Series B1 0.150000%
59211PES0
549300GW8FVQJ3DU6O10
Non-Financial Company Commercial Paper
Y
2020-11-13
2020-11-13
2020-11-13
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0011
29000443.70
29000443.70
0.0269
N
N
N
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2008A-1 0.100000%
59259N8Q9
5493000TKYODLXADQD60
US59259N8Q99
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2031-11-01
Y
TD Bank NA
1.0000
3
N
N
N
0.0010
1365000.00
1365000.00
0.0013
N
Y
Y
N
Middle Country CSD
TAN Series 2020-2021 1.700000%
595685RA8
US595685RA83
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0046
5342400.00
5342400.00
0.0049
N
N
N
N
Mississippi Business Finance Corp
IDRB (Chevron) Series 2007C 0.110000%
60528AAU8
549300DYV074JUDKBQ77
US60528AAU88
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2030-12-01
Y
Chevron Corp
1.0000
3
N
N
N
0.0011
500000.00
500000.00
0.0005
N
Y
Y
N
Mississippi Business Finance Corp
IDRB (Chevron) Series 2011B 0.110000%
60528ACE2
549300DYV074JUDKBQ77
US60528ACE29
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2035-11-01
Y
Chevron Corp
1.0000
3
N
N
N
0.0011
4810000.00
4810000.00
0.0045
N
Y
Y
N
Mississippi Business Finance Corp
Gulf Opportunity Zone IDRB (Chevron) Series 2011D 0.110000%
60528ACG7
549300DYV074JUDKBQ77
US60528ACG76
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2035-11-01
Y
Chevron Corp
1.0000
3
N
N
N
0.0011
370000.00
370000.00
0.0003
N
Y
Y
N
Missouri Health & Educational Facilities Auth
Health Facilities RB (Bethesda Health) Series 2013B 0.110000%
60637AED0
549300IWTBCMX5JB3277
US60637AED00
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2041-08-01
Y
Bank of America NA
1.0000
3
N
N
N
0.0011
500000.00
500000.00
0.0005
N
Y
Y
N
Mobile Cnty IDA
Gulf Opportunity Zone RB (SSAB Alabama) Series 2010B 0.160000%
60733RAA6
US60733RAA68
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2040-07-01
Y
Swedbank AB
1.0000
7
N
N
N
0.0016
7000000.00
7000000.00
0.0065
N
N
Y
N
Mobile Cnty IDA
Gulf Opportunity Zone RB (SSAB Alabama) Series 2011 0.160000%
60733RAB4
US60733RAB42
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2031-11-01
Y
NORDEA BANK ABP
1.0000
7
N
N
N
0.0016
20000000.00
20000000.00
0.0185
N
N
Y
N
Montgomery Cnty
CP BAN Series 2009A 0.180000%
61335SLX2
549300GNX5SDUEBKPK13
Non-Financial Company Commercial Paper
Y
2020-12-07
2020-12-07
2020-12-07
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0019
5999937.60
5999937.60
0.0056
N
N
N
N
Murray
Hospital RB (IHC Health Services) Series 2003D 0.100000%
626853CE3
US626853CE36
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2036-05-15
Y
IHC HEALTH SERVICES INC
1.0000
3
N
N
N
0.0010
1550000.00
1550000.00
0.0014
N
Y
Y
N
New Rochelle CSD
BAN Series 2020 2.000000%
648533J24
US648533J246
Other Municipal Security
Y
2021-06-23
2021-06-23
2021-06-23
N
N
N
0.0034
2541734.45
2541734.45
0.0024
N
N
N
N
New Rochelle CSD
BAN Series 2020 1.750000%
648533J32
US648533J329
Other Municipal Security
Y
2021-06-23
2021-06-23
2021-06-23
N
N
N
0.0031
3027660.00
3027660.00
0.0028
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series G 5.000000%
64971Q2J1
5493003476LG35QAKM08
US64971Q2J17
Other Municipal Security
Y
2020-11-01
2020-11-01
2020-11-01
N
N
N
0.0500
100000.00
100000.00
0.0001
N
Y
Y
N
New York City Transitional Finance Auth
Recovery RB Series 2003 Subseries 13 5.000000%
64971Q5D1
5493003476LG35QAKM08
US64971Q5D10
Other Municipal Security
Y
2020-11-01
2020-11-01
2020-11-01
N
N
N
0.0500
250000.00
250000.00
0.0002
N
Y
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F 5.000000%
64971QW74
5493003476LG35QAKM08
US64971QW740
Other Municipal Security
Y
2021-02-01
2021-02-01
2021-02-01
N
N
N
0.0029
303450.00
303450.00
0.0003
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2016 Series E4 0.110000%
64971WE63
5493003476LG35QAKM08
US64971WE639
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2045-02-01
Y
JPMorgan Chase Bank NA
1.0000
3
Y
N
N
0.0011
1235000.00
1235000.00
0.0011
N
Y
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2014 Series D3 0.120000%
64971WEY2
5493003476LG35QAKM08
US64971WEY21
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2044-02-01
Y
Mizuho Bank Ltd
1.0000
3
Y
N
N
0.0012
2800000.00
2800000.00
0.0026
N
Y
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2015 Series C 5.000000%
64971WNX4
5493003476LG35QAKM08
US64971WNX47
Other Municipal Security
Y
2020-11-01
2020-11-01
2020-11-01
N
N
N
0.0500
200000.00
200000.00
0.0002
N
Y
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2019 Series A4 0.110000%
64971XFY9
5493003476LG35QAKM08
US64971XFY94
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2045-08-01
Y
JPMorgan Chase Bank NA
1.0000
3
Y
N
N
0.0011
1700000.00
1700000.00
0.0016
N
Y
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2019 Series B4 0.110000%
64971XHT8
5493003476LG35QAKM08
US64971XHT81
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2042-08-01
Y
JPMorgan Chase Bank NA
1.0000
3
Y
N
N
0.0011
5170000.00
5170000.00
0.0048
N
Y
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2019 Series B5 0.120000%
64971XHV3
5493003476LG35QAKM08
US64971XHV38
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2042-08-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
3
Y
N
N
0.0012
900000.00
900000.00
0.0008
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB1A 0.130000%
64972GMJ0
549300Q2EHQ6RJPQKP05
US64972GMJ03
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2049-06-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
3
Y
N
N
0.0013
5385000.00
5385000.00
0.0050
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB2 0.110000%
64972GML5
549300Q2EHQ6RJPQKP05
US64972GML58
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2049-06-15
Y
BANK OF MONTREAL
1.0000
3
Y
N
N
0.0011
5260000.00
5260000.00
0.0049
N
Y
Y
N
New York City Trust for Cultural Resources
Revenue & Refunding Bonds (American Museum of Natural History) Series 2014B1 0.320000%
64972RAM2
US64972RAM25
Other Municipal Security
Y
2020-11-05
2021-04-20
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0048
4996700.00
4996700.00
0.0046
N
N
N
N
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B2 0.430000%
64972SAQ1
US64972SAQ12
Other Municipal Security
Y
2020-11-05
2021-02-01
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0047
2999670.00
2999670.00
0.0028
N
N
N
N
New York State Power Auth
CP Series 2 0.280000%
64985NKX1
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2020-12-03
2020-12-03
2020-12-03
N
N
N
0.0018
7949715.41
7949715.41
0.0074
N
N
N
N
New York State Power Auth
CP Series 2 0.270000%
64985NLA0
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2020-12-03
2020-12-03
2020-12-03
N
N
N
0.0018
5973499.34
5973499.34
0.0055
N
N
N
N
New York State Power Auth
CP Series 2 0.400000%
64985NLD4
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-03-11
2021-03-11
2021-03-11
N
N
N
0.0035
5000893.50
5000893.50
0.0046
N
N
N
N
New York State Power Auth
CP Series 2 0.400000%
64985NLE2
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-02-25
2021-02-25
2021-02-25
N
N
N
0.0034
3000576.30
3000576.30
0.0028
N
N
N
N
New York State HFA
Housing RB (25 Washington St) Series 2010A 0.180000%
64986UFE2
5493000LS7KCDB02O506
US64986UFE29
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2044-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0018
500000.00
500000.00
0.0005
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2017A 5.000000%
64990FVR2
549300C8XO7EXTX2XU71
US64990FVR27
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0028
405340.00
405340.00
0.0004
N
N
N
N
New York State Dormitory Auth
State Personal Income Tax RANs Series 2020B 5.000000%
64990FXG4
549300C8XO7EXTX2XU71
US64990FXG44
Other Municipal Security
Y
2021-03-31
2021-03-31
2021-03-31
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0021
22435600.00
22435600.00
0.0208
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013D 5.000000%
650035D88
54930039Y2EMGXN6LM88
US650035D885
Other Municipal Security
Y
2021-03-15
2021-03-15
2021-03-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0028
127160.00
127160.00
0.0001
N
N
N
N
North East ISD
ULT CP Series 2017A 0.650000%
65915DBS6
Non-Financial Company Commercial Paper
Y
2020-11-03
2020-11-03
2020-11-03
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0022
2000094.00
2000094.00
0.0019
N
N
Y
N
North Thurston Public Schools
ULT Refunding GO Bonds Series 2014 5.000000%
66285TFB4
US66285TFB44
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0020
125466.25
125466.25
0.0001
N
N
N
N
North Texas Tollway Auth
System RB Series 2011A 0.150000%
66285WHJ8
PQGZGRE0F2WPMYQQ1B78
US66285WHJ80
Tender Option Bond
Y
2020-11-06
2020-11-06
2035-08-01
Y
Citibank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0015
6750000.00
6750000.00
0.0063
N
N
Y
N
North Texas Tollway Auth
System RB Series 2011A 0.150000%
66285WHL3
PQGZGRE0F2WPMYQQ1B78
US66285WHL37
Tender Option Bond
Y
2020-11-06
2020-11-06
2035-03-01
Y
Citibank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0015
3400000.00
3400000.00
0.0031
N
N
Y
N
North Texas Tollway Auth
System RB Series 2011A 0.160000%
66285WJZ0
PQGZGRE0F2WPMYQQ1B78
US66285WJZ05
Tender Option Bond
Y
2020-11-05
2020-11-06
2021-03-01
Y
Barclays Bank PLC
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0016
11180000.00
11180000.00
0.0104
N
N
Y
N
Northport-East Northport UFSD
TAN 2020-2021 1.500000%
666641JH9
US666641JH96
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0029
2015640.00
2015640.00
0.0019
N
N
N
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 1 0.170000%
670656404
549300V4X2BF3UXSCQ58
US6706564043
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2040-08-01
Y
Citibank NA
1.0000
7
N
N
N
0.0017
9000000.00
9000000.00
0.0083
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 3 0.170000%
670656602
549300V4X2BF3UXSCQ58
US6706566022
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2040-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0017
6000000.00
6000000.00
0.0056
N
N
Y
N
Nuveen AMT-Free Municipal Credit Income Fund
Variable Rate Demand Preferred Shares Series 5 0.170000%
67071L858
549300LBMO1C0IG71T03
US67071L8587
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2040-12-01
Y
Societe Generale SA
1.0000
7
N
N
N
0.0017
39000000.00
39000000.00
0.0361
N
N
Y
N
Oceanside UFSD
TAN 2020-2021 1.750000%
675498LA5
US675498LA52
Other Municipal Security
Y
2021-06-24
2021-06-24
2021-06-24
N
N
N
0.0039
1008740.00
1008740.00
0.0009
N
N
N
N
Ohio
Hospital Refunding RB (Cleveland Clinic) Series 2017A 5.000000%
677561JX1
5493005LEB5E170OMX59
US677561JX16
Other Municipal Security
Y
2021-01-01
2021-01-01
2021-01-01
N
N
Y
CLEVELAND CLINIC HLTH SYS OBLIG GROUP
Corporate Underlier
1.0000
0.0038
201486.00
201486.00
0.0002
N
N
N
N
Ohio
Hospital RB (Cleveland Clinic Health System) Series 2019E 0.090000%
677561LA8
5493005LEB5E170OMX59
US677561LA84
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2052-01-01
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
3
Y
N
Y
CLEVELAND CLINIC HLTH SYS OBLIG GROUP
Corporate Underlier
1.0000
0.0009
7710000.00
7710000.00
0.0071
N
Y
Y
N
Ohio Higher Educational Facility Commission
Hospital RB (Cleveland Clinic Health System) Series 2008B6 0.140000%
67756G5Z8
5493007MQT6NGNN6BR81
Non-Financial Company Commercial Paper
Y
2020-12-03
2020-12-03
2020-12-03
N
N
Y
CLEVELAND CLINIC HLTH SYS OBLIG GROUP
Corporate Underlier
1.0000
0.0016
759985.79
759985.79
0.0007
N
N
N
N
Onondaga Cnty IDA
Civic Facility RB (Syracuse Research Corp) Series 1997A 0.180000%
682747AV2
US682747AV22
Variable Rate Demand Note
Y
2020-11-05
2020-11-06
2021-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0018
200000.00
200000.00
0.0002
N
N
Y
N
Orange Cnty Health Facilities Auth
Hospital RB (Orlando Regional Healthcare) Series 2008E 0.110000%
6845035S0
US6845035S07
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2026-10-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0011
1550000.00
1550000.00
0.0014
N
N
Y
N
Oregon Health, Housing, Educational & Cultural Facilities Auth
RB (Assumption Village) Series 2001A 0.200000%
68608FQH5
US68608FQH54
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2033-03-01
Y
MUFG Union Bank NA
1.0000
7
N
N
N
0.0020
4515000.00
4515000.00
0.0042
N
N
Y
N
Oregon
Business Development RB (Sage Hollow Ranch) Series 223 0.160000%
68608QAA3
549300R5SUGZRD8KP359
US68608QAA31
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2034-11-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0016
3000000.00
3000000.00
0.0028
N
N
Y
N
Pennsylvania Higher Educational Facilities Auth
RB Series 2011A 5.000000%
70917SW82
US70917SW824
Other Municipal Security
Y
2021-05-03
2021-05-03
2031-05-01
N
N
Y
Escrow
Escrow
1.0000
0.0021
1827233.10
1827233.10
0.0017
N
N
N
N
Pennsylvania State Univ
RB Series 2020 E 5.000000%
709235Q57
549300QDK4O4XCJ47X56
US709235Q579
Other Municipal Security
Y
2021-03-01
2021-03-01
2021-03-01
N
N
N
0.0029
436630.60
436630.60
0.0004
N
N
N
N
Pierce Cnty Economic Development Corp
IDRB (Frederico Enterprises I) Series 2010 0.170000%
720360BC9
US720360BC93
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2040-11-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0017
2860000.00
2860000.00
0.0026
N
N
Y
N
Plaquemines Port, Harbor & Terminal District
Port Facilities Refunding RB Series 1984A 1.000000%
727526AE5
US727526AE56
Other Municipal Security
Y
2021-03-15
2021-03-15
2025-03-15
N
Y
Wells Fargo Bank NA
1.0000
N
0.0018
5516500.00
5516500.00
0.0051
N
N
N
N
Port of Port Arthur Navigation District
Exempt Facilities RB (Total USA) Series 2011 0.170000%
733508AG0
US733508AG05
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2041-06-01
Y
TOTAL SE
1.0000
7
N
N
N
0.0017
21315000.00
21315000.00
0.0197
N
N
Y
N
Port of Port Arthur Navigation District
Exempt Facilities RB (Total USA) Series 2012A 0.170000%
733508AJ4
US733508AJ44
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2042-09-01
Y
TOTAL SE
1.0000
7
N
N
N
0.0017
10000000.00
10000000.00
0.0093
N
N
Y
N
Port of Port Arthur Navigation District
Exempt Facilities RB (Total USA) Series 2012B 0.170000%
733508AK1
US733508AK17
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2042-12-01
Y
TOTAL SE
1.0000
7
N
N
N
0.0017
4000000.00
4000000.00
0.0037
N
N
Y
N
Port of Greater Cincinnati Development Auth
Special Obligation Development RB (Springdale) Series 2006 1.400000%
735004AA1
549300IK2RCZBY62ST97
US735004AA13
Other Municipal Security
Y
2021-02-01
2021-02-01
2031-02-01
N
Y
US BANK NATIONAL ASSOCIATION
1.0000
N
0.0140
5675000.00
5675000.00
0.0053
N
N
N
N
District of Columbia
GO Bonds Series 2017B 0.150000%
74926Y5T4
549300HWFOZXPKGOX654
US74926Y5T42
Tender Option Bond
Y
2020-11-05
2020-11-06
2021-11-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0015
2990000.00
2990000.00
0.0028
N
N
Y
N
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2017D2 0.140000%
74926Y6F3
US74926Y6F39
Tender Option Bond
Y
2020-11-02
2020-11-02
2022-04-01
Y
Royal Bank of Canada
1.0000
3
N
N
N
0.0014
1410000.00
1410000.00
0.0013
N
Y
Y
N
Allen Cnty
Hospital Facilities RB (Bon Secours Mercy Health) Series 2010D 0.150000%
74934RB47
US74934RB474
Tender Option Bond
Y
2020-11-06
2020-11-06
2023-06-03
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0015
2905000.00
2905000.00
0.0027
N
N
Y
N
Missouri Health & Educational Facilities Auth
Health Facilities RB (SSM Health) Series 2019A 0.170000%
74934RE51
549300IWTBCMX5JB3277
US74934RE510
Tender Option Bond
Y
2020-11-06
2020-11-06
2039-12-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0017
4000000.00
4000000.00
0.0037
N
N
Y
N
Tarrant Cnty Cultural Education Facilities Finance Corp
Hospital Refunding RB (Baylor Scott & White Health) Series 2019B 0.150000%
74934RJ64
549300ROY505NVTMMI25
US74934RJ642
Tender Option Bond
Y
2020-11-06
2020-11-06
2023-12-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0015
6000000.00
6000000.00
0.0056
N
N
Y
N
Intermountain Power Agency
Sub Power RB Series 2019 A-1 0.150000%
74934RK39
US74934RK392
Tender Option Bond
Y
2020-11-06
2020-11-06
2022-05-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0015
1585000.00
1585000.00
0.0015
N
N
Y
N
Miami-Dade Cnty
GO Bonds Series 2016A 0.190000%
74934RL53
549300QG0NBD9HULR263
US74934RL531
Tender Option Bond
Y
2020-11-06
2020-11-06
2026-07-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0019
2000000.00
2000000.00
0.0019
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 0.140000%
74934RLQ7
549300Q2EHQ6RJPQKP05
US74934RLQ73
Tender Option Bond
Y
2020-11-02
2020-11-02
2022-07-15
Y
Royal Bank of Canada
1.0000
3
Y
N
N
0.0014
17720000.00
17720000.00
0.0164
N
Y
Y
N
South Carolina Transportation Infrastructure Bank
Refunding RB Series 2017A 0.320000%
74934RZU3
US74934RZU30
Tender Option Bond
Y
2020-11-05
2021-04-01
2025-10-01
N
Y
Royal Bank of Canada
1.0000
N
0.0032
2000000.00
2000000.00
0.0019
N
N
N
Y
Ramapo Housing Auth
RB (Fountainview at College Road) Series 1998 0.180000%
751434AA9
US751434AA93
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2029-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0018
3985000.00
3985000.00
0.0037
N
N
Y
N
Rochester
Health Care Facilities RB (Mayo Clinic) Series 2014 0.210000%
77160EGB3
549300006EX3INSHXA95
Non-Financial Company Commercial Paper
Y
2021-01-06
2021-01-06
2021-01-06
N
N
Y
Mayo Clinic
Corporate Underlier
1.0000
0.0022
2574951.59
2574951.59
0.0024
N
N
N
N
Rye
BAN 2020 1.500000%
783736JZ5
US783736JZ51
Other Municipal Security
Y
2021-10-01
2021-10-01
2021-10-01
N
N
N
0.0037
3030900.00
3030900.00
0.0028
N
N
N
N
San Antonio Housing Finance Corp
M/F Housing Mortgage RB (Artisan) Series 2008 0.180000%
796265HC3
549300V9VFLLKMTZ4J58
US796265HC36
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2049-03-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0018
1800000.00
1800000.00
0.0017
N
N
Y
N
Sewanhaka Central HSD
TAN 2020-2021 1.500000%
818359EZ0
US818359EZ07
Other Municipal Security
Y
2021-06-21
2021-06-21
2021-06-21
N
N
N
0.0030
6045900.00
6045900.00
0.0056
N
N
N
N
Snohomish SD #2
ULT GO Refunding Bonds Series 2014 5.000000%
833119XY1
US833119XY13
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0018
200750.00
200750.00
0.0002
N
N
N
N
Edmonds SD #15
ULT GO Bonds Series 2016 5.000000%
833153UP2
US833153UP22
Other Municipal Security
Y
2020-12-01
2020-12-01
2020-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
N
0.0020
200746.00
200746.00
0.0002
N
N
N
N
South Country CSD
TAN Series 2020-2021 1.750000%
837489MB6
US837489MB65
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0039
2017620.00
2017620.00
0.0019
N
N
N
N
Southcentral General Auth
RB (Homewood at Hanover) Series 2003 0.180000%
84129NBM0
549300QBNU5LBV4QX812
US84129NBM02
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2028-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0018
6460000.00
6460000.00
0.0060
N
N
Y
N
Southold
BAN 2020 1.750000%
844572QY6
549300OU1HE6DDYO6752
US844572QY68
Other Municipal Security
Y
2021-09-23
2021-09-23
2021-09-23
N
N
N
0.0030
3506378.21
3506378.21
0.0032
N
N
N
N
Southwestern Illinois Development Auth
IDRB (Molinero Inc) Series 2010 0.140000%
845524DA2
549300B1KLLJ8NU5XK71
US845524DA26
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2030-07-01
Y
BMO Harris Bank NA
1.0000
7
N
N
N
0.0014
4995000.00
4995000.00
0.0046
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2014D 0.190000%
88033LB81
549300ISBFGI8MJJKM98
US88033LB811
Tender Option Bond
Y
2020-11-06
2020-11-06
2022-01-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0019
4165000.00
4165000.00
0.0039
N
N
Y
N
Washington Health Care Facilities Auth
RB (Providence Heath & Services) Series 2014C 0.150000%
88033LUL1
549300ZVPWQIL3N5TL85
US88033LUL16
Tender Option Bond
Y
2020-11-06
2020-11-06
2022-10-06
Y
Bank of America NA
1.0000
7
Y
N
Y
PROVIDENCE ST JOSEPH HEALTH
Corporate Underlier
1.0000
0.0015
7475000.00
7475000.00
0.0069
N
N
Y
N
District of Columbia Water & Sewer Auth
Public Utility Sub Lien RB Series 2013A 0.160000%
88033LVU0
549300OT2FIJQJ5PSH71
US88033LVU06
Tender Option Bond
Y
2020-11-05
2020-11-06
2021-10-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0016
5000000.00
5000000.00
0.0046
N
N
Y
N
Univ of California
Medical Center Pooled RB Series 2013J 0.150000%
88033M3T2
US88033M3T22
Tender Option Bond
Y
2020-11-06
2020-11-06
2037-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
UNIVERSITY OF CALIF MEDICAL CENTER
Corporate Underlier
1.0000
0.0015
3605000.00
3605000.00
0.0033
N
N
Y
N
Birmingham Water Works Board
Water RB Series 2011 0.160000%
88033M6G7
US88033M6G73
Tender Option Bond
Y
2020-11-05
2020-11-06
2020-12-02
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0016
8900000.00
8900000.00
0.0082
N
N
Y
N
Illinois Regional Transportation Auth
GO Bonds Series 2000A 0.230000%
88033MC70
549300FOIPI62F5YFO59
US88033MC700
Tender Option Bond
Y
2020-11-06
2020-11-06
2022-07-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0023
6665000.00
6665000.00
0.0062
N
N
Y
N
Snohomish Cnty Public Utility District #1
Generation System RB Series 2015 0.150000%
88033MHN0
549300LU0VT11TQC1877
US88033MHN02
Tender Option Bond
Y
2020-11-06
2020-11-06
2023-06-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0015
6670000.00
6670000.00
0.0062
N
N
Y
N
New York State Dormitory Auth
State Sales Tax RB Series 2015B 0.150000%
88033MKH9
549300C8XO7EXTX2XU71
US88033MKH96
Tender Option Bond
Y
2020-11-06
2020-11-06
2023-09-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0015
9000000.00
9000000.00
0.0083
N
N
Y
N
North Carolina Capital Facilities Finance Agency
RB (Duke Univ) Series 2015B 0.150000%
88033MKX4
549300PWNPSB7G58A235
US88033MKX47
Tender Option Bond
Y
2020-11-06
2020-11-06
2023-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
DUKE UNIVERSITY
Corporate Underlier
1.0000
0.0015
500.00
500.00
0.0000
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2015B 0.330000%
88033MLP0
549300ISBFGI8MJJKM98
US88033MLP04
Tender Option Bond
Y
2020-11-06
2020-11-06
2023-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0033
3100000.00
3100000.00
0.0029
N
N
Y
N
Univ of Michigan
General RB Series 2015 0.150000%
88033MPA9
US88033MPA98
Tender Option Bond
Y
2020-11-06
2020-11-06
2023-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0015
2983500.00
2983500.00
0.0028
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2015B 0.150000%
88033MUU9
549300ISBFGI8MJJKM98
US88033MUU97
Tender Option Bond
Y
2020-11-06
2020-11-06
2024-01-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0015
5575000.00
5575000.00
0.0052
N
N
Y
N
Iowa Board of Regents
RB (Univ of Iowa Hospitals) Series 2012 0.150000%
88033MYY7
US88033MYY73
Tender Option Bond
Y
2020-11-06
2020-11-06
2022-03-01
Y
Royal Bank of Canada
1.0000
7
Y
N
Y
UNIVERSITY OF IOWA HOSPITAL
Corporate Underlier
1.0000
0.0015
14035000.00
14035000.00
0.0130
N
N
Y
N
Houston
Water & Sewer System Jr Lien Refunding RB Series 2001B 0.150000%
88033SJ96
549300C64URYS0WQQY42
US88033SJ967
Tender Option Bond
Y
2020-11-06
2020-11-06
2023-12-01
Y
Bank of America NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0015
12500000.00
12500000.00
0.0116
N
N
Y
N
San Antonio Public Facilities Corp
Improvement and Refunding Lease RB Series 2012 0.150000%
88033SJL9
US88033SJL97
Tender Option Bond
Y
2020-11-06
2020-11-06
2022-03-15
Y
Bank of America NA
1.0000
7
Y
N
Y
SAN ANTONIO TX
Corporate Underlier
1.0000
0.0015
13970000.00
13970000.00
0.0129
N
N
Y
N
Atlanta
Water & Wastewater Refunding RB Series 2015&2017A 0.150000%
88033U3Y3
549300GHLQ0J51NUBM84
US88033U3Y36
Tender Option Bond
Y
2020-11-06
2020-11-06
2025-09-25
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
ATLANTA GA WTR & WASTEWTR REV
Corporate Underlier
1.0000
0.0015
12270000.00
12270000.00
0.0114
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2014C 0.160000%
88033UB99
549300ISBFGI8MJJKM98
US88033UB994
Tender Option Bond
Y
2020-11-06
2020-11-06
2023-01-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0016
1300000.00
1300000.00
0.0012
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2014C 0.160000%
88033UC31
549300ISBFGI8MJJKM98
US88033UC315
Tender Option Bond
Y
2020-11-06
2020-11-06
2023-01-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0016
6770000.00
6770000.00
0.0063
N
N
Y
N
Tarrant Cnty Cultural Education Facilities Finance Corp
RB (Texas Health Resources) Series 2016A 0.150000%
88033UKA6
549300ROY505NVTMMI25
US88033UKA69
Tender Option Bond
Y
2020-11-06
2020-11-06
2024-08-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
TEXAS HEALTH RESOURCES
Corporate Underlier
1.0000
0.0015
6250000.00
6250000.00
0.0058
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 198th Series 0.160000%
88033UKZ1
54930006MR4KZ4W74Z83
US88033UKZ11
Tender Option Bond
Y
2020-11-06
2020-11-06
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0016
1755000.00
1755000.00
0.0016
N
N
Y
N
Colorado Springs
Utilities System RB Series 2013B1&B2 0.150000%
88033UQF9
549300YHSJY5PXG4BM55
US88033UQF92
Tender Option Bond
Y
2020-11-06
2020-11-06
2022-09-25
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
COLORADO SPRINGS COLO UTILS
Corporate Underlier
1.0000
0.0015
10310000.00
10310000.00
0.0096
N
N
Y
N
Michigan Finance Auth
Hospital Refunding RB (Trinity Health) Series A 2017 MI & 2013 MI-2 0.150000%
88033YK75
54930022O46HOX5J1D14
US88033YK757
Tender Option Bond
Y
2020-11-06
2020-11-06
2025-12-01
Y
Bank of America NA
1.0000
7
Y
N
Y
TRINITY HEALTH CORP
Corporate Underlier
1.0000
0.0015
4075000.00
4075000.00
0.0038
N
N
Y
N
Norfolk
Water Refunding RB Series 2017 0.150000%
88034MDZ6
US88034MDZ68
Tender Option Bond
Y
2020-11-06
2020-11-06
2025-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NORFOLK VA WTR REV
Corporate Underlier
1.0000
0.0015
7500000.00
7500000.00
0.0069
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2017B 0.150000%
88034MED4
549300C8XO7EXTX2XU71
US88034MED48
Tender Option Bond
Y
2020-11-06
2020-11-06
2025-08-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0015
2505000.00
2505000.00
0.0023
N
N
Y
N
Wisconsin Health & Educational Facilities Auth
RB (Children's Hospital of Wisconsin) Series 2017 0.170000%
88034MRN8
549300ISNGXS0VHGVD41
US88034MRN82
Tender Option Bond
Y
2020-11-06
2020-11-06
2025-10-01
Y
Bank of America NA
1.0000
7
Y
N
Y
CHILDRENS HOSPITAL OF WI
Corporate Underlier
1.0000
0.0017
4000000.00
4000000.00
0.0037
N
N
Y
N
Illinois Finance Auth
RB (Northwestern Memorial Hospital) Series 2017A 0.160000%
88034MUD6
549300ZG6UBPNNNRN315
US88034MUD63
Tender Option Bond
Y
2020-11-06
2020-11-06
2026-01-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NORTHWESTERN MEM HOSP
Corporate Underlier
1.0000
0.0016
2000000.00
2000000.00
0.0019
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2017E 0.160000%
88034MXC5
549300QJ33JJW73OQO60
US88034MXC53
Tender Option Bond
Y
2020-11-06
2020-11-06
2025-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0016
2000000.00
2000000.00
0.0019
N
N
Y
N
Greeneville Health & Educational Facilities Board
Hospital RB (Ballad Health) Series 2018A 0.170000%
88034NAE4
US88034NAE40
Tender Option Bond
Y
2020-11-06
2020-11-06
2035-01-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0017
7000000.00
7000000.00
0.0065
N
N
Y
N
Massachusetts School Building Auth
Sr Dedicated Sales Tax Bonds Series 2016B 0.150000%
88034NEL4
US88034NEL47
Tender Option Bond
Y
2020-11-06
2020-11-06
2024-11-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0015
90000.00
90000.00
0.0001
N
N
Y
N
Patriots Energy Group Financing Agency
Gas Supply RB Series 2018 0.170000%
88034NPG3
US88034NPG33
Tender Option Bond
Y
2020-11-06
2020-11-06
2022-10-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0017
3335000.00
3335000.00
0.0031
N
N
Y
N
Tarrant Cnty Cultural Education Facilities Finance Corp
RB (Texas Health Resources) Series 2016A 0.160000%
88034NSN5
549300ROY505NVTMMI25
US88034NSN56
Tender Option Bond
Y
2020-11-06
2020-11-06
2024-08-15
Y
Credit Suisse AG
1.0000
7
Y
N
Y
TEXAS HEALTH RESOURCES
Corporate Underlier
1.0000
0.0016
4585000.00
4585000.00
0.0042
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2019A 0.240000%
88034RC29
549300ISBFGI8MJJKM98
US88034RC293
Tender Option Bond
Y
2020-11-06
2020-11-06
2027-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0024
3200000.00
3200000.00
0.0030
N
N
Y
N
Michigan State Univ
General RB Series 2019B 0.170000%
88034RCB9
US88034RCB96
Tender Option Bond
Y
2020-11-06
2020-11-06
2027-02-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0017
1915000.00
1915000.00
0.0018
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2019A 0.240000%
88034RG90
549300ISBFGI8MJJKM98
US88034RG906
Tender Option Bond
Y
2020-11-06
2020-11-06
2027-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0024
2635000.00
2635000.00
0.0024
N
N
Y
N
Utah Cnty
Hospital RB (IHC Health Services) Series 2016B 0.150000%
88034RGA7
US88034RGA77
Tender Option Bond
Y
2020-11-06
2020-11-06
2022-11-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
IHC HEALTH SERVICES INC
Corporate Underlier
1.0000
0.0015
1920000.00
1920000.00
0.0018
N
N
Y
N
Colorado Health Facilities Auth
Hospital RB (AdventHealth) Series 2019A 0.160000%
88034RJ30
5493002JB6DRFRZPEQ21
US88034RJ306
Tender Option Bond
Y
2020-11-06
2020-11-06
2027-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
ADVENTHEALTH OBLIGATED GROUP
Corporate Underlier
1.0000
0.0016
2000000.00
2000000.00
0.0019
N
N
Y
N
Martin Cnty Health Facilities Auth
Hospital RB (Cleveland Clinic Health System) Series 2019A 0.150000%
88034RMZ5
US88034RMZ54
Tender Option Bond
Y
2020-11-06
2020-11-06
2027-01-01
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
CLEVELAND CLINIC HLTH SYS OBLIG GROUP
Corporate Underlier
1.0000
0.0015
7500000.00
7500000.00
0.0069
N
N
Y
N
Brookhaven Development Auth
RB (Children's Healthcare of Atlanta) Series 2019A 0.150000%
88034U5T1
US88034U5T13
Tender Option Bond
Y
2020-11-06
2020-11-06
2039-07-01
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
CHILDRENS HEALTHCARE OF ATLANTA
Corporate Underlier
1.0000
0.0015
1000000.00
1000000.00
0.0009
N
N
Y
N
North Carolina Medical Care Commission
Health Care Facilities Refunding RB (Rex Healthcare) Series 2020A 0.170000%
88034UC71
549300FH6KOXGCHQYG81
US88034UC719
Tender Option Bond
Y
2020-11-06
2020-11-06
2028-01-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0017
11630000.00
11630000.00
0.0108
N
N
Y
N
Colorado Health Facilities Auth
Hospital RB (AdventHealth) Series 2019A 0.150000%
88034UHC5
5493002JB6DRFRZPEQ21
US88034UHC53
Tender Option Bond
Y
2020-11-06
2020-11-06
2027-11-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
ADVENTHEALTH OBLIGATED GROUP
Corporate Underlier
1.0000
0.0015
4000000.00
4000000.00
0.0037
N
N
Y
N
New Jersey Transportation Trust Fund Auth
Transportation System Bonds Series 2009A 0.170000%
88034UHU5
549300YUVD5TEXR6L889
US88034UHU51
Tender Option Bond
Y
2020-11-06
2020-11-06
2035-12-15
Y
Toronto-Dominion Bank/The
1.0000
7
N
N
N
0.0017
18630000.00
18630000.00
0.0173
N
N
Y
N
Washington Higher Education Facilities Auth
RB (Gonzaga Univ) Series 2019A 0.170000%
88034UYY8
US88034UYY80
Tender Option Bond
Y
2020-11-06
2020-11-06
2027-10-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0017
2000000.00
2000000.00
0.0019
N
N
Y
N
NorthShore Univ Health System
RB (NorthShore Univ Health System) Series 2020A 0.160000%
88034WH23
US88034WH235
Tender Option Bond
Y
2020-11-06
2020-11-06
2028-02-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0016
3615000.00
3615000.00
0.0033
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2020A 0.160000%
88034XFA5
549300C8XO7EXTX2XU71
US88034XFA54
Tender Option Bond
Y
2020-11-06
2020-11-06
2028-09-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0016
4000000.00
4000000.00
0.0037
N
N
Y
N
Huntsville Health Care Auth
RB Series 2020B 0.180000%
88034XFG2
US88034XFG25
Tender Option Bond
Y
2020-11-06
2020-11-06
2042-12-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0018
835000.00
835000.00
0.0008
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2021 Series S1 0.150000%
88034XFR8
5493003476LG35QAKM08
US88034XFR89
Tender Option Bond
Y
2020-11-06
2020-11-06
2028-08-03
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0015
3270000.00
3270000.00
0.0030
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2021 Series S1 0.150000%
88034XFW7
5493003476LG35QAKM08
US88034XFW74
Tender Option Bond
Y
2020-11-06
2020-11-06
2028-08-03
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0015
8335000.00
8335000.00
0.0077
N
N
Y
N
Texas
Veteran Bonds Series 2011A 0.150000%
882723H51
549300X9CH74QB747L76
US882723H515
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2041-06-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
N
0.0015
400000.00
400000.00
0.0004
N
N
Y
N
Texas
GO Bonds Series 2013B 0.150000%
882723H93
549300X9CH74QB747L76
US882723H937
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2043-12-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
N
0.0015
550000.00
550000.00
0.0005
N
N
Y
N
Tonawanda
BAN 2020 1.750000%
890210QX8
US890210QX86
Other Municipal Security
Y
2021-08-27
2021-08-27
2021-08-27
N
N
N
0.0036
2022720.00
2022720.00
0.0019
N
N
N
N
Triborough Bridge & Tunnel Auth
Refunding RB Series 2005B-3 0.130000%
89602REB7
54930020ZN4LQF7K3456
US89602REB78
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2032-01-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
3
N
N
N
0.0013
2750000.00
2750000.00
0.0025
N
Y
Y
N
Triborough Bridge & Tunnel Auth
General RB Series 2001C 0.110000%
89602RED3
54930020ZN4LQF7K3456
US89602RED35
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2032-01-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
3
N
N
N
0.0011
1430000.00
1430000.00
0.0013
N
Y
Y
N
Univ of Colorado
Enterprise RB Series 2020A1 0.110000%
91417K4Y4
549300HU7D08HY4MKX37
US91417K4Y44
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2050-06-01
Y
TD Bank NA
1.0000
7
Y
N
N
0.0011
8780000.00
8780000.00
0.0081
N
N
Y
N
Univ of Texas
CP Notes Series A 0.180000%
91513UTU6
TEHUYFNKZR6XVWLGEU86
Non-Financial Company Commercial Paper
Y
2021-01-07
2021-01-07
2021-01-07
N
N
Y
UNIVERSITY OF TEXAS SYSTEM
Corporate Underlier
1.0000
0.0019
4999905.00
4999905.00
0.0046
N
N
N
N
Univ of Texas
Revenue Financing CP Series A 0.220000%
91514RJZ2
TEHUYFNKZR6XVWLGEU86
Non-Financial Company Commercial Paper
Y
2021-02-17
2021-02-17
2021-02-17
N
N
N
0.0025
3999640.00
3999640.00
0.0037
N
N
N
N
Univ of Texas
Revenue Financing CP Series A 0.220000%
91514RKA5
TEHUYFNKZR6XVWLGEU86
Non-Financial Company Commercial Paper
Y
2021-02-23
2021-02-23
2021-02-23
N
N
N
0.0025
1999808.80
1999808.80
0.0019
N
N
N
N
Upper Trinity Regional Water District
CP Notes Series A 0.180000%
91667QKT1
Non-Financial Company Commercial Paper
Y
2020-12-07
2020-12-07
2020-12-07
N
Y
Bank of America NA
1.0000
N
0.0019
3904959.39
3904959.39
0.0036
N
N
N
N
Valdez
Refunding RB (ExxonMobil) Series 1993B 0.110000%
919061DU2
US919061DU24
Variable Rate Demand Note
Y
2020-11-02
2020-11-02
2033-12-01
Y
Exxon Mobil Corp
1.0000
3
N
N
N
0.0011
650000.00
650000.00
0.0006
N
Y
Y
N
Virginia College Building Auth
Educational Facilities RB Series 2016A 5.000000%
92778VCM8
US92778VCM81
Other Municipal Security
Y
2021-02-01
2021-02-01
2021-02-01
N
N
Y
Virginia (Commonwealth of)
Corporate Underlier
1.0000
0.0021
1558018.00
1558018.00
0.0014
N
N
N
N
Washington Cnty
IDRB (Cargill) Series 2010B 0.150000%
938115AC6
US938115AC66
Variable Rate Demand Note
Y
2020-11-06
2020-11-06
2040-12-01
Y
CARGILL INC
1.0000
7
N
N
N
0.0015
2500000.00
2500000.00
0.0023
N
N
Y
N
Westhampton Beach UFSD
TAN Series 2020-2021 2.000000%
960351EF7
US960351EF74
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0046
2019880.00
2019880.00
0.0019
N
N
N
N
Westport
GO School Construction BANs dated 5/22/2020 1.250000%
961369GC3
US961369GC32
Other Municipal Security
Y
2020-11-03
2020-11-03
2020-11-03
N
N
N
0.0125
3750000.00
3750000.00
0.0035
N
N
Y
N
Wisconsin
GO Bonds Series 2011A 5.000000%
97705LD61
549300VTAT608CNZ5827
US97705LD611
Other Municipal Security
Y
2021-05-03
2021-05-03
2031-05-01
N
N
Y
Escrow
Escrow
1.0000
0.0016
4095640.00
4095640.00
0.0038
N
N
N
N
The Charles Schwab Family of Funds
2020-11-06
Mark Fischer
Mark Fischer
Chief Financial Officer