0001145549-20-064996.txt : 20201106 0001145549-20-064996.hdr.sgml : 20201106 20201106153308 ACCESSION NUMBER: 0001145549-20-064996 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201031 FILED AS OF DATE: 20201106 DATE AS OF CHANGE: 20201106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 201294161 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004500 Schwab AMT Tax-Free Money Fund C000039063 Investor Shares SWWXX C000219263 Ultra Shares SCTXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2020-10-31 0000857156 549300I77JNLD629OV19 S000004500 2 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 Deloitte & Touche LLP Denver CO Charles Schwab Investment Management, Inc. DST Asset Manager Solutions, Inc. 0000275143 084-00896 N N N Other Tax Exempt Y 37 41 651203568.21 655760965.83 657285192.76 688143218.73 730225293.61 0.6822 0.6383 0.6419 0.6424 0.6722 363.44 1077748074.74 1077637055.99 8537436.08 6672773.30 1079502082.21 1078970863.6900 1.0000 0.0023 1.0007 1.0007 1.0007 1.0006 1.0006 C000039063 0.00 904321536.72 903883699.1000 1.0007 1.0007 1.0007 1.0006 1.0006 2569356.17 13026529.21 2717282.86 9182657.63 4187282.19 7143125.53 4064081.21 12112527.45 5690696.71 12746767.24 16805436.05 44380669.46 0.0001 Y Investment Advisor and its affiliates Contractual 26,780 Investment Advisor and its affiliates Voluntary 91,169 C000219263 1000000.00 175180545.49 175087164.5900 1.0008 1.0006 1.0006 1.0006 1.0006 8226729.65 0.00 83619981.22 2560150.58 8072047.31 3320722.79 46419859.78 750000.00 31182573.76 5803154.76 176005757.74 12434028.13 0.0004 Y Investment Advisor and its affiliates Contractual 3,172 Adams Cnty IDA RB (Gettysburg Fdn) Series 2006A 0.180000% 006116AG2 US006116AG26 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2027-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0018 8765000.00 8765000.00 0.0081 N N Y N Alaska Housing Finance Corp GO Bonds Series 2011A 5.000000% 0118327J5 549300HJ8NOJNYW6ER36 US0118327J52 Other Municipal Security Y 2020-12-01 2020-12-01 2027-12-01 N N Y Escrow Escrow 1.0000 0.0015 2107917.00 2107917.00 0.0020 N N N N Amityville UFSD BAN 2020 4.000000% 031645HH0 US031645HH00 Other Municipal Security Y 2021-06-18 2021-06-18 2021-06-18 N N N 0.0039 4601745.00 4601745.00 0.0043 N N N N Amityville UFSD BAN Series 2020 1.750000% 031645HJ6 US031645HJ65 Other Municipal Security Y 2021-06-18 2021-06-18 2021-06-18 N N N 0.0041 1008390.00 1008390.00 0.0009 N N N N Anchorage GO TAN 2020 1.500000% 033162CN6 US033162CN63 Other Municipal Security Y 2020-12-18 2020-12-18 2020-12-18 N N N 0.0037 1952808.00 1952808.00 0.0018 N N N N Appleton Recovery Zone Facility Bonds (Foremost Farms) Series 2010 0.160000% 038125AA8 US038125AA81 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2037-05-01 Y CoBank ACB 1.0000 7 N N N 0.0016 9800000.00 9800000.00 0.0091 N N Y N Arizona IDA Hospital Refunding RB (Phoenix Children's Hospital) Series 2019A 0.110000% 04052EAC2 US04052EAC21 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2048-02-01 Y JPMorgan Chase Bank NA 1.0000 3 N N N 0.0011 1000000.00 1000000.00 0.0009 N Y Y N Atlanta Airport 2nd Lien PFC & 3rd Lien General Revenue CP Series K1 0.400000% 04779GAJ4 549300GHLQ0J51NUBM84 Non-Financial Company Commercial Paper Y 2021-01-06 2021-01-06 2021-01-06 N Y PNC BANK NATIONAL ASSOCIATION 1.0000 N 0.0033 18406385.16 18406385.16 0.0171 N N N N Baltimore Cnty GO BANs Series 2020 4.000000% 05914F6E5 US05914F6E54 Other Municipal Security Y 2021-03-22 2021-03-22 2021-03-22 N N N 0.0020 3952490.20 3952490.20 0.0037 N N N N Bayport Blue Point UFSD TAN Series 2020-2021 1.500000% 073059QA8 US073059QA80 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0031 2015380.00 2015380.00 0.0019 N N N N Boston Water & Sewer Commission CP BAN Series A 0.150000% 10102NDX0 Non-Financial Company Commercial Paper Y 2020-12-03 2020-12-03 2020-12-03 N Y STATE STREET BANK AND TRUST COMPANY 1.0000 N 0.0018 3159911.52 3159911.52 0.0029 N N N N Bucks Cnty IDA Hospital RB (Grand View Hospital) Series 2008A 0.100000% 11861MAA4 US11861MAA45 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2034-07-01 Y TD Bank NA 1.0000 7 N N N 0.0010 7240000.00 7240000.00 0.0067 N N Y N California GO Bonds Series 2004A4 0.120000% 13063A5Y6 US13063A5Y66 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2034-05-01 Y Citibank NA 1.0000 3 N N N 0.0012 1270000.00 1270000.00 0.0012 N Y Y N California GO Bonds Series 2004B2 0.080000% 13063A6G4 US13063A6G42 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2034-05-01 Y Citibank NA 1.0000 3 N N N 0.0008 450000.00 450000.00 0.0004 N Y Y N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004K 0.240000% 13078GUY8 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2021-02-09 2021-02-09 2021-02-09 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0026 1999887.60 1999887.60 0.0019 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004K 0.260000% 13078GVA9 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2021-05-11 2021-05-11 2021-05-11 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0029 2499603.50 2499603.50 0.0023 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004K 0.240000% 13078GVC5 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2021-03-03 2021-03-03 2021-03-03 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0027 3399653.54 3399653.54 0.0031 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B-1 0.260000% 13079QEU1 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2021-04-07 2021-04-07 2021-04-07 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0028 5999475.60 5999475.60 0.0056 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B3 0.240000% 13079SEJ2 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2021-03-03 2021-03-03 2021-03-03 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0028 999863.90 999863.90 0.0009 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B5 0.210000% 13079UEQ1 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2021-01-06 2021-01-06 2021-01-06 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0020 5000092.00 5000092.00 0.0046 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B5 0.240000% 13079UER9 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2021-03-09 2021-03-09 2021-03-09 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0030 794829.95 794829.95 0.0007 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B6 0.240000% 13080HFG8 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2021-03-09 2021-03-09 2021-03-09 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0030 2999370.00 2999370.00 0.0028 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004E 0.230000% 13080M6Z5 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2021-01-06 2021-01-06 2021-01-06 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0022 7600152.00 7600152.00 0.0070 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004E 0.240000% 13080M7C5 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2021-03-02 2021-03-02 2021-03-02 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0029 4159298.21 4159298.21 0.0039 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004E 0.260000% 13080M7F8 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2021-05-12 2021-05-12 2021-05-12 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0029 1734723.44 1734723.44 0.0016 N N N N Charleston County SD GO BAN Series 2020A 5.000000% 160075ZB6 US160075ZB67 Other Municipal Security Y 2020-11-16 2020-11-16 2020-11-16 N N N 0.0017 4814033.40 4814033.40 0.0045 N N N N Chester Cnty Health & Ed Variable Rate Demand RBs Series 2020 0.180000% 165579GR8 US165579GR88 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2050-07-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0018 3000000.00 3000000.00 0.0028 N N Y N Metropolitan Water Reclamation District of Greater Chicago ULT Refunding GO Bonds Series A 5.000000% 167560MN8 US167560MN81 Other Municipal Security Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0029 501830.00 501830.00 0.0005 N N N N Metropolitan Water Reclamation District of Greater Chicago ULT GO Bonds Series 2014A&C 0.150000% 167560SN2 US167560SN28 Tender Option Bond Y 2020-11-06 2020-11-06 2022-12-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0015 8320000.00 8320000.00 0.0077 N N Y N Denver SD #1 GO Refunding Bonds Series 2005A 0.290000% 18886PXP5 US18886PXP51 Tender Option Bond Y 2020-11-05 2020-12-01 2020-12-01 N N Y STATE STREET BANK AND TRUST COMPANY Standby Purchase Agreement 1.0000 0.0029 7415000.00 7415000.00 0.0069 N N N Y Colorado Health Facilities Auth RB (Children's Hospital Colorado) Series 2020B 0.110000% 19648FPT5 5493002JB6DRFRZPEQ21 US19648FPT56 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2052-12-01 Y TD Bank NA 1.0000 3 N N N 0.0011 2800000.00 2800000.00 0.0026 N Y Y N Connecticut Development Auth Refunding RB (Bradley Airport Hotel) Series 2006A 0.220000% 207565AA0 US207565AA06 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2028-12-01 Y TD Bank NA 1.0000 7 N N N 0.0022 10055000.00 10055000.00 0.0093 N N Y N Cypress-Fairbanks ISD ULT Refunding BUliding Bonds Series 2014C 5.000000% 2327605J3 US2327605J35 Other Municipal Security Y 2021-02-15 2021-02-15 2021-02-15 N Y TEXAS PERMANENT SCHOOL FUND PROG (GTY) 1.0000 N 0.0022 152029.50 152029.50 0.0001 N N N N Dallas Area Rapid Transit Sr Sub Lien Sales Tax Revenue CP Series I 0.210000% 23452P5X3 75YWM81F2R6UQGJIEW47 Non-Financial Company Commercial Paper Y 2020-11-10 2020-11-10 2020-11-10 N N N 0.0016 2000040.00 2000040.00 0.0019 N N N N Dallas-Fort Worth International Airport RB Series 2010A 5.000000% 235036QR4 US235036QR43 Other Municipal Security Y 2020-11-02 2020-11-02 2045-11-01 N N Y Escrow Escrow 1.0000 0.0015 1550000.00 1550000.00 0.0014 N Y Y N Dallas Area Rapid Transit Sr Sub Lien Sales Tax Revenue CP Series IIA 0.210000% 23525SAT3 75YWM81F2R6UQGJIEW47 Non-Financial Company Commercial Paper Y 2020-11-12 2020-11-12 2020-11-12 N N Y JPMorgan Chase Bank NA Standby Purchase Agreement 1.0000 0.0015 9000191.70 9000191.70 0.0083 N N N N Dallas GO CP Series A 0.180000% 23530RAL5 Non-Financial Company Commercial Paper Y 2020-11-13 2020-11-13 2020-11-13 N N Y JPMorgan Chase Bank NA Standby Purchase Agreement 1.0000 0.0014 10000153.00 10000153.00 0.0093 N N N N Dallas ISD GO CP Series A 0.280000% 235326AB1 Non-Financial Company Commercial Paper Y 2021-07-02 2021-07-02 2021-07-02 N N Y JPMorgan Chase Bank NA Standby Purchase Agreement 1.0000 0.0031 999798.70 999798.70 0.0009 N N N N Deer Park UFSD TAN 2020-2021 2.000000% 244068HC9 US244068HC93 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0039 2020800.00 2020800.00 0.0019 N N N N Deer Park UFSD TAN 2020-2021 1.750000% 244068HD7 US244068HD76 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0040 2017440.00 2017440.00 0.0019 N N N N District Columbia Income Tax Revenue Income Tax Secured RBs Series 2011F 5.000000% 25477GHM0 549300HWFOZXPKGOX654 US25477GHM06 Other Municipal Security Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0020 100373.00 100373.00 0.0001 N N N N District of Columbia Water & Sewer Auth Extendible CP Series A 0.190000% 25485FBX4 549300OT2FIJQJ5PSH71 Non-Financial Company Commercial Paper Y 2020-11-03 2021-04-30 2021-04-30 N N N 0.0012 12405124.05 12405124.05 0.0115 N N N N East Meadow UFSD BAN Series C 1.750000% 273641HH6 US273641HH69 Other Municipal Security Y 2021-06-18 2021-06-18 2021-06-18 N N N 0.0038 1714586.00 1714586.00 0.0016 N N N N Eastern Municipal Water District Water & Wastewater Refunding RB Series 2018A 0.110000% 27627TBV3 549300ZCFVRFDIRWK089 US27627TBV35 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2046-07-01 Y Bank of America NA 1.0000 3 Y N N 0.0011 1175000.00 1175000.00 0.0011 N Y Y N District of Columbia GO Refunding Bonds Series 2017A 0.170000% 27884F2M1 549300HWFOZXPKGOX654 US27884F2M16 Tender Option Bond Y 2020-11-06 2020-11-06 2037-06-01 Y US BANK NATIONAL ASSOCIATION 1.0000 7 Y N N 0.0017 985000.00 985000.00 0.0009 N N Y N Loudoun Cnty GO Bonds Series 2017A 0.170000% 27884F2R0 US27884F2R03 Tender Option Bond Y 2020-11-06 2020-11-06 2036-12-01 Y US BANK NATIONAL ASSOCIATION 1.0000 7 Y N N 0.0017 2000000.00 2000000.00 0.0019 N N Y N Lakewood City SD GO Refunding Bonds Series 2017B 0.130000% 27884F5F3 US27884F5F38 Tender Option Bond Y 2020-11-02 2020-11-02 2043-11-01 Y US BANK NATIONAL ASSOCIATION 1.0000 3 Y N N 0.0013 850000.00 850000.00 0.0008 N Y Y N Birmingham Water Works Board Sr Water Refunding RB Series 2016A 0.130000% 27884FM56 US27884FM562 Tender Option Bond Y 2020-11-02 2020-11-02 2041-01-01 Y US BANK NATIONAL ASSOCIATION 1.0000 3 Y N N 0.0013 2405000.00 2405000.00 0.0022 N Y Y N Kentucky Sanitation District #1 Refunding RB Series 2016 0.130000% 27884FN63 US27884FN636 Tender Option Bond Y 2020-11-02 2020-11-02 2036-08-01 Y US BANK NATIONAL ASSOCIATION 1.0000 3 Y N N 0.0013 1500000.00 1500000.00 0.0014 N Y Y N Raleigh Combined Enterprise System Refunding RB 2016A&B 0.130000% 27884FP38 549300I7RPBIIRI16112 US27884FP383 Tender Option Bond Y 2020-11-02 2020-11-02 2041-03-01 Y US BANK NATIONAL ASSOCIATION 1.0000 3 Y N Y RALEIGH UTILITIES NC Corporate Underlier 1.0000 0.0013 5805000.00 5805000.00 0.0054 N Y Y N Fargo GO Refunding Bonds Series 2016C 0.130000% 27884FP95 US27884FP953 Tender Option Bond Y 2020-11-02 2020-11-02 2042-05-01 Y US BANK NATIONAL ASSOCIATION 1.0000 3 Y N N 0.0013 840000.00 840000.00 0.0008 N Y Y N Highline SD #401 ULT GO Bonds Series 2017 0.130000% 27884FT91 US27884FT914 Tender Option Bond Y 2020-11-02 2020-11-02 2036-12-01 Y US BANK NATIONAL ASSOCIATION 1.0000 3 Y Y WASHINGTON (STATE OF) 1.0000 N 0.0013 2930000.00 2930000.00 0.0027 N Y Y N Seattle Water System Refunding RB Series 2017 0.130000% 27884FU32 US27884FU326 Tender Option Bond Y 2020-11-02 2020-11-02 2046-08-01 Y US BANK NATIONAL ASSOCIATION 1.0000 3 Y N Y SEATTLE WASH WTR SYS REV Corporate Underlier 1.0000 0.0013 3940000.00 3940000.00 0.0036 N Y Y N Baltimore Cnty GO Bonds Series 2017 0.150000% 27884FY53 US27884FY534 Tender Option Bond Y 2020-11-06 2020-11-06 2037-03-01 Y US BANK NATIONAL ASSOCIATION 1.0000 7 Y N N 0.0015 3690000.00 3690000.00 0.0034 N N Y N Berkeley Cnty SD GO Bonds Series 2017A 0.130000% 27884FZ78 US27884FZ788 Tender Option Bond Y 2020-11-02 2020-11-02 2037-03-01 Y US BANK NATIONAL ASSOCIATION 1.0000 3 Y N N 0.0013 3030000.00 3030000.00 0.0028 N Y Y N Denver Water Board Water RB Series 2017A 0.130000% 27884FZ94 US27884FZ945 Tender Option Bond Y 2020-11-02 2020-11-02 2042-09-15 Y US BANK NATIONAL ASSOCIATION 1.0000 3 Y N N 0.0013 1260000.00 1260000.00 0.0012 N Y Y N Elmont UFSD TAN 2020-2021 1.500000% 289713GP8 US289713GP85 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0033 5037800.00 5037800.00 0.0047 N N N N Fairfax Cnty IDA Hospital Refunding RB (Inova Health) Series 1993A 0.150000% 303823FZ6 US303823FZ64 Tender Option Bond Y 2020-11-06 2020-11-06 2022-08-13 Y Credit Suisse AG 1.0000 7 Y N Y Inova Health System Corporate Underlier 1.0000 0.0015 2555000.00 2555000.00 0.0024 N N Y N Florida Housing Finance Corp M/F Housing RB (Hudson Ridge Apts) Series 2008L 0.170000% 34074HBL5 549300W0PCIJCI0JCF10 US34074HBL50 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2041-08-15 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0017 2205000.00 2205000.00 0.0020 N N Y N Fort Worth ISD ULT Refunding Building Bonds Series 2016 5.000000% 3494605D3 US3494605D38 Other Municipal Security Y 2021-02-15 2021-02-15 2021-02-15 N Y TEXAS PERMANENT SCHOOL FUND PROG (GTY) 1.0000 N 0.0022 101353.00 101353.00 0.0001 N N N N Garden City NY BAN Series 2020A 5.000000% 365154TL7 US365154TL70 Other Municipal Security Y 2021-02-19 2021-02-19 2021-02-19 N N N 0.0031 4055680.00 4055680.00 0.0038 N N N N Grand Traverse Hospital Finance Auth Refunding RB (Munson Healthcare) Series 2019C 0.110000% 386523HR8 US386523HR86 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2041-07-01 Y PNC BANK NATIONAL ASSOCIATION 1.0000 3 N N N 0.0011 1005000.00 1005000.00 0.0009 N Y Y N Grant & Douglas Cnty SD ULT GO Bonds Series 2019 4.000000% 387514BE1 US387514BE11 Other Municipal Security Y 2020-12-01 2020-12-01 2020-12-01 N Y WASHINGTON (STATE OF) 1.0000 N 0.0033 200570.00 200570.00 0.0002 N N N N Gulf Coast IDA RB (ExxonMobil) Series 2012 0.100000% 402207AD6 US402207AD61 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2041-11-01 Y Exxon Mobil Corp 1.0000 3 N N N 0.0010 1525000.00 1525000.00 0.0014 N Y Y N Harris Cnty Cultural Education Facilities Finance Corp Refunding RB (Methodist Hospital) Series 2009C1 0.130000% 41386RE61 Non-Financial Company Commercial Paper Y 2020-11-03 2020-11-03 2020-11-03 N N Y METHODIST HOSPITALS OF TEXAS Corporate Underlier 1.0000 0.0008 10705058.88 10705058.88 0.0099 N N Y N Harris Cnty Cultural Education Facilities Finance Corp Refunding RB (Methodist Hospital) Series 2009C1 0.210000% 41386RE87 Non-Financial Company Commercial Paper Y 2021-03-03 2021-03-03 2021-03-03 N N Y METHODIST HOSPITALS OF TEXAS Corporate Underlier 1.0000 0.0023 16398886.44 16398886.44 0.0152 N N N N Harris Cnty Cultural Education Facilities Finance Corp RB (Houston Methodist) Series 2020B 0.100000% 414009PV6 US414009PV67 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2059-12-01 Y METHODIST HOSPITALS OF TEXAS 1.0000 3 N N N 0.0010 3605000.00 3605000.00 0.0033 N Y Y N Harris Cnty Toll Road Sr Lien Revenue CP Series E1 0.170000% 41423MDS0 Non-Financial Company Commercial Paper Y 2020-11-05 2020-11-05 2020-11-05 N Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 N 0.0014 5415026.53 5415026.53 0.0050 N N Y N Harris Cnty Toll Road Sr Lien Revenue CP Series E2 0.140000% 41423NDV1 Non-Financial Company Commercial Paper Y 2020-11-05 2020-11-05 2020-11-05 N Y Barclays Bank Plc 1.0000 N 0.0015 1979996.83 1979996.83 0.0018 N N Y N Howard Cnty Recovery Zone Facility RB (Lorien at Elkridge) Series 2010 0.180000% 442592AA9 US442592AA97 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2040-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0018 6080000.00 6080000.00 0.0056 N N Y N Howard Cnty Recovery Zone Facility RB (Meadowridge) Series 2010 0.180000% 442595BH6 US442595BH62 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2040-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0018 7255000.00 7255000.00 0.0067 N N Y N Hudson Cnty BAN 2020 2.000000% 4437266E9 US4437266E92 Other Municipal Security Y 2020-12-08 2020-12-08 2020-12-08 N N N 0.0025 1001750.00 1001750.00 0.0009 N N N N Hudson Cnty Improvement Auth Cnty-Guaranteed Pooled Notes Series 2020A1 2.000000% 443728FM7 US443728FM77 Other Municipal Security Y 2021-02-19 2021-02-19 2021-02-19 N N Y HUDSON CNTY N J Corporate Underlier 1.0000 0.0026 3302955.76 3302955.76 0.0031 N N N N Huntsville Health Care Auth CP 0.190000% 44706DSD9 Non-Financial Company Commercial Paper Y 2020-11-05 2020-11-05 2020-11-05 N N N 0.0014 2000016.40 2000016.40 0.0019 N N Y N Huntsville Health Care Auth CP 0.180000% 44706DSE7 Non-Financial Company Commercial Paper Y 2020-12-04 2020-12-04 2020-12-04 N N N 0.0021 999971.20 999971.20 0.0009 N N N N Idaho Health Facilities Auth Hospital RB (Trinity Health) Series 2013ID 0.230000% 45129UCB8 549300X43KY1C2WW0J97 US45129UCB89 Other Municipal Security Y 2021-02-01 2021-02-01 2048-12-01 N N Y TRINITY HEALTH CORP Corporate Underlier 1.0000 0.0024 11000000.00 11000000.00 0.0102 N N N N Illinois Finance Auth RB (DePaul Univ) Series 2011A 6.125000% 45200F7F0 549300ZG6UBPNNNRN315 US45200F7F09 Other Municipal Security Y 2021-04-01 2021-04-01 2040-10-01 N N Y Escrow Escrow 1.0000 0.0018 2284456.60 2284456.60 0.0021 N N N N Illinois Finance Auth RB (Lake Forest College) Series 2008 0.180000% 45200FMP1 549300ZG6UBPNNNRN315 US45200FMP17 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2038-10-01 Y NORTHERN TRUST COMPANY (THE) 1.0000 7 N N N 0.0018 3500000.00 3500000.00 0.0032 N N Y N Illinois Finance Auth RB (Univ of Chicago) Series 2011C 5.500000% 45203HAL6 549300ZG6UBPNNNRN315 US45203HAL69 Other Municipal Security Y 2021-02-15 2021-02-15 2041-08-15 N N Y Escrow Escrow 1.0000 0.0031 1014680.00 1014680.00 0.0009 N N N N Illinois Finance Auth Refunding Revenue RB (OSF Healthcare System) Series 2018 0.110000% 45204EM39 549300ZG6UBPNNNRN315 US45204EM390 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2037-11-15 Y JPMorgan Chase Bank NA 1.0000 3 N N N 0.0011 1500000.00 1500000.00 0.0014 N Y Y N Illinois Finance Auth RB (NorthShore Univ Health System) Series 2020B 0.110000% 45204FAG0 549300ZG6UBPNNNRN315 US45204FAG00 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2049-08-15 Y JPMorgan Chase Bank NA 1.0000 3 Y N Y NORTHSHORE UNIV HLTHSYS Corporate Underlier 1.0000 0.0011 2210000.00 2210000.00 0.0020 N Y Y N Indiana Finance Auth Economic Development RB (AC Grain) Series 2012 0.170000% 45505RBR5 549300PS0PAS7NDSSI20 US45505RBR57 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2042-02-01 Y CoBank ACB 1.0000 7 N N N 0.0017 28500000.00 28500000.00 0.0264 N N Y N Indiana Housing & Community Development Agency S/F Mortgage RB Series 2020C-3 0.100000% 45505TSA0 549300QRKDYVNHT1OE86 US45505TSA06 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2047-07-01 Y TD Bank NA 1.0000 3 Y N N 0.0010 970000.00 970000.00 0.0009 N Y Y N Intermountain Power Agency CP Series B-2 0.160000% 45885JEX7 Non-Financial Company Commercial Paper Y 2020-12-02 2020-12-02 2020-12-02 N N Y Bank of America NA Standby Purchase Agreement 1.0000 0.0021 2499875.00 2499875.00 0.0023 N N N N Intermountain Power Agency CP Series B-1 0.200000% 45885KDN7 Non-Financial Company Commercial Paper Y 2020-12-09 2020-12-09 2020-12-09 N N Y Bank of America NA Standby Purchase Agreement 1.0000 0.0022 1499970.00 1499970.00 0.0014 N N N N Iowa Finance Auth Health Facilities RB (UnityPoint Health) Series 2013B1 0.100000% 462466ES8 549300NQVL49BTHOW391 US462466ES86 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2039-02-15 Y TD Bank NA 1.0000 3 N N N 0.0010 6540000.00 6540000.00 0.0061 N Y Y N Iowa Finance Auth RB (UnityPoint Health) Series 2018F 0.110000% 46246K5E8 549300NQVL49BTHOW391 US46246K5E87 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2041-07-01 Y JPMorgan Chase Bank NA 1.0000 3 N N N 0.0011 500000.00 500000.00 0.0005 N Y Y N Iowa Finance Auth Midwestern Disaster Area RB (Cargill) Series 2009B 0.160000% 46246MDZ8 549300NQVL49BTHOW391 US46246MDZ86 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2036-09-01 Y CARGILL INC 1.0000 7 N N N 0.0016 1390000.00 1390000.00 0.0013 N N Y N Iowa Finance Auth Midwestern Disaster Area RB (Farmers Cooperative) Series 2010 0.160000% 46246SAA3 549300NQVL49BTHOW391 US46246SAA33 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2030-11-01 Y CoBank ACB 1.0000 7 N N N 0.0016 4060000.00 4060000.00 0.0038 N N Y N Iowa Finance Auth Midwestern Disaster Area RB (Cargill) Series 2012 0.160000% 46246SAS4 549300NQVL49BTHOW391 US46246SAS41 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2042-12-01 Y CARGILL INC 1.0000 7 N N N 0.0016 5000000.00 5000000.00 0.0046 N N Y N Jackson Cnty Pollution Control Refunding RB (Chevron) Series 1993 0.110000% 467222CJ2 US467222CJ26 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2023-06-01 Y Chevron Corp 1.0000 3 N N N 0.0011 760000.00 760000.00 0.0007 N Y Y N Jacksonville CP Series A 0.140000% 46941AQH8 549300XQE0JVN9WV0J40 Non-Financial Company Commercial Paper Y 2020-11-02 2020-11-02 2020-11-02 N Y Bank of America NA 1.0000 N 0.0009 3500000.00 3500000.00 0.0032 N Y Y N Jericho UFSD TAN 2020-2021 1.500000% 476358EV4 US476358EV41 Other Municipal Security Y 2021-06-18 2021-06-18 2021-06-18 N N N 0.0030 2015040.00 2015040.00 0.0019 N N N N Auburn SD #408 ULT GO Bonds Series 2018 4.000000% 494619EA3 US494619EA36 Other Municipal Security Y 2020-12-01 2020-12-01 2020-12-01 N Y WASHINGTON (STATE OF) 1.0000 N 0.0020 100295.00 100295.00 0.0001 N N N N Northshore SD #417 ULT GO Bonds Series 2018 5.000000% 494656R94 US494656R946 Other Municipal Security Y 2020-12-01 2020-12-01 2020-12-01 N Y WASHINGTON (STATE OF) 1.0000 N 0.0019 110411.40 110411.40 0.0001 N N N N Kent SD #415 ULT GO Bonds Series 2017 5.000000% 495278S95 US495278S953 Other Municipal Security Y 2020-12-01 2020-12-01 2020-12-01 N Y WASHINGTON (STATE OF) 1.0000 N 0.0020 2950966.20 2950966.20 0.0027 N N N N Lancaster Cnty Hospital Auth Health Center RB (Masonic Homes) Series 2008D 0.120000% 514045ZG1 US514045ZG18 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2034-07-01 Y JPMorgan Chase Bank NA 1.0000 3 N N N 0.0012 2820000.00 2820000.00 0.0026 N Y Y N Las Vegas Valley Water District LT GO CP Series 2004A 0.230000% 51784CB98 Non-Financial Company Commercial Paper Y 2021-03-03 2021-03-03 2021-03-03 N N Y SOUTHERN NEVADA WTR AUTH Corporate Underlier 1.0000 SUMITOMO MITSUI BANKING CORPORATION Standby Purchase Agreement 1.0000 0.0023 2000000.00 2000000.00 0.0019 N N N N Las Vegas Valley Water District LT GO CP Series 2004A 0.190000% 51784CBA5 Non-Financial Company Commercial Paper Y 2021-01-06 2021-01-06 2021-01-06 N N Y SOUTHERN NEVADA WTR AUTH Corporate Underlier 1.0000 SUMITOMO MITSUI BANKING CORPORATION Standby Purchase Agreement 1.0000 0.0020 4999900.00 4999900.00 0.0046 N N N N Los Angeles Dept of Water & Power Power System RB Series 2002A5 0.110000% 544495DY7 US544495DY71 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2035-07-01 Y Bank of America NA 1.0000 3 Y N N 0.0011 600000.00 600000.00 0.0006 N Y Y N Louisville & Jefferson Cnty Metro Sewer District CP Series 2018A1 0.220000% 54658NCA7 5493004O4I11L8BK0A22 Non-Financial Company Commercial Paper Y 2020-11-05 2020-11-05 2020-11-05 N N Y Bank of America NA Standby Purchase Agreement 1.0000 0.0006 5000131.50 5000131.50 0.0046 N N Y N Lower Neches Valley Auth Industrial Development Corp Exempt Facilities Refunding RB (ExxonMobil) Series 2001A 0.110000% 54834RAB5 US54834RAB50 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2029-11-01 Y Exxon Mobil Corp 1.0000 3 N N N 0.0011 715000.00 715000.00 0.0007 N Y Y N Lower Neches Valley Auth RB (ExxonMobil) Series 2012 0.110000% 548351AE5 US548351AE56 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2046-05-01 Y Exxon Mobil Corp 1.0000 3 N N N 0.0011 1615000.00 1615000.00 0.0015 N Y Y N Massachusetts Bay Transportation Auth Sales Tax CP Series B 0.220000% 57557YMC3 549300D2U0XBUXGX8P68 Non-Financial Company Commercial Paper Y 2021-01-04 2021-01-04 2021-01-04 N N Y MASSACHUSETTS BAY TRANS AUTH SALES TAX Corporate Underlier 1.0000 TD Bank NA Standby Purchase Agreement 1.0000 0.0022 3000000.00 3000000.00 0.0028 N N N N Massapequa UFSD TAN 2020-2021 1.500000% 576097NF2 US576097NF27 Other Municipal Security Y 2021-06-24 2021-06-24 2021-06-24 N N N 0.0031 1511535.00 1511535.00 0.0014 N N N N Metro Government of Nashville & Davidson Cnty Health & Educational Facilities Board RB (Ascension Health) 1.550000% 592041XD4 US592041XD47 Other Municipal Security Y 2020-11-03 2020-11-03 2030-11-15 N N Y Ascension Health Alliance Corporate Underlier 1.0000 0.0155 500000.00 500000.00 0.0005 N N Y N Metro Government of Nashville & Davidson Cnty GO CP Series B1 0.150000% 59211PES0 549300GW8FVQJ3DU6O10 Non-Financial Company Commercial Paper Y 2020-11-13 2020-11-13 2020-11-13 N N Y JPMorgan Chase Bank NA Standby Purchase Agreement 1.0000 0.0011 29000443.70 29000443.70 0.0269 N N N N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008A-1 0.100000% 59259N8Q9 5493000TKYODLXADQD60 US59259N8Q99 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2031-11-01 Y TD Bank NA 1.0000 3 N N N 0.0010 1365000.00 1365000.00 0.0013 N Y Y N Middle Country CSD TAN Series 2020-2021 1.700000% 595685RA8 US595685RA83 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0046 5342400.00 5342400.00 0.0049 N N N N Mississippi Business Finance Corp IDRB (Chevron) Series 2007C 0.110000% 60528AAU8 549300DYV074JUDKBQ77 US60528AAU88 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2030-12-01 Y Chevron Corp 1.0000 3 N N N 0.0011 500000.00 500000.00 0.0005 N Y Y N Mississippi Business Finance Corp IDRB (Chevron) Series 2011B 0.110000% 60528ACE2 549300DYV074JUDKBQ77 US60528ACE29 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2035-11-01 Y Chevron Corp 1.0000 3 N N N 0.0011 4810000.00 4810000.00 0.0045 N Y Y N Mississippi Business Finance Corp Gulf Opportunity Zone IDRB (Chevron) Series 2011D 0.110000% 60528ACG7 549300DYV074JUDKBQ77 US60528ACG76 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2035-11-01 Y Chevron Corp 1.0000 3 N N N 0.0011 370000.00 370000.00 0.0003 N Y Y N Missouri Health & Educational Facilities Auth Health Facilities RB (Bethesda Health) Series 2013B 0.110000% 60637AED0 549300IWTBCMX5JB3277 US60637AED00 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2041-08-01 Y Bank of America NA 1.0000 3 N N N 0.0011 500000.00 500000.00 0.0005 N Y Y N Mobile Cnty IDA Gulf Opportunity Zone RB (SSAB Alabama) Series 2010B 0.160000% 60733RAA6 US60733RAA68 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2040-07-01 Y Swedbank AB 1.0000 7 N N N 0.0016 7000000.00 7000000.00 0.0065 N N Y N Mobile Cnty IDA Gulf Opportunity Zone RB (SSAB Alabama) Series 2011 0.160000% 60733RAB4 US60733RAB42 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2031-11-01 Y NORDEA BANK ABP 1.0000 7 N N N 0.0016 20000000.00 20000000.00 0.0185 N N Y N Montgomery Cnty CP BAN Series 2009A 0.180000% 61335SLX2 549300GNX5SDUEBKPK13 Non-Financial Company Commercial Paper Y 2020-12-07 2020-12-07 2020-12-07 N N Y JPMorgan Chase Bank NA Standby Purchase Agreement 1.0000 0.0019 5999937.60 5999937.60 0.0056 N N N N Murray Hospital RB (IHC Health Services) Series 2003D 0.100000% 626853CE3 US626853CE36 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2036-05-15 Y IHC HEALTH SERVICES INC 1.0000 3 N N N 0.0010 1550000.00 1550000.00 0.0014 N Y Y N New Rochelle CSD BAN Series 2020 2.000000% 648533J24 US648533J246 Other Municipal Security Y 2021-06-23 2021-06-23 2021-06-23 N N N 0.0034 2541734.45 2541734.45 0.0024 N N N N New Rochelle CSD BAN Series 2020 1.750000% 648533J32 US648533J329 Other Municipal Security Y 2021-06-23 2021-06-23 2021-06-23 N N N 0.0031 3027660.00 3027660.00 0.0028 N N N N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series G 5.000000% 64971Q2J1 5493003476LG35QAKM08 US64971Q2J17 Other Municipal Security Y 2020-11-01 2020-11-01 2020-11-01 N N N 0.0500 100000.00 100000.00 0.0001 N Y Y N New York City Transitional Finance Auth Recovery RB Series 2003 Subseries 13 5.000000% 64971Q5D1 5493003476LG35QAKM08 US64971Q5D10 Other Municipal Security Y 2020-11-01 2020-11-01 2020-11-01 N N N 0.0500 250000.00 250000.00 0.0002 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series F 5.000000% 64971QW74 5493003476LG35QAKM08 US64971QW740 Other Municipal Security Y 2021-02-01 2021-02-01 2021-02-01 N N N 0.0029 303450.00 303450.00 0.0003 N N N N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2016 Series E4 0.110000% 64971WE63 5493003476LG35QAKM08 US64971WE639 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2045-02-01 Y JPMorgan Chase Bank NA 1.0000 3 Y N N 0.0011 1235000.00 1235000.00 0.0011 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2014 Series D3 0.120000% 64971WEY2 5493003476LG35QAKM08 US64971WEY21 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2044-02-01 Y Mizuho Bank Ltd 1.0000 3 Y N N 0.0012 2800000.00 2800000.00 0.0026 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2015 Series C 5.000000% 64971WNX4 5493003476LG35QAKM08 US64971WNX47 Other Municipal Security Y 2020-11-01 2020-11-01 2020-11-01 N N N 0.0500 200000.00 200000.00 0.0002 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2019 Series A4 0.110000% 64971XFY9 5493003476LG35QAKM08 US64971XFY94 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2045-08-01 Y JPMorgan Chase Bank NA 1.0000 3 Y N N 0.0011 1700000.00 1700000.00 0.0016 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2019 Series B4 0.110000% 64971XHT8 5493003476LG35QAKM08 US64971XHT81 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2042-08-01 Y JPMorgan Chase Bank NA 1.0000 3 Y N N 0.0011 5170000.00 5170000.00 0.0048 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2019 Series B5 0.120000% 64971XHV3 5493003476LG35QAKM08 US64971XHV38 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2042-08-01 Y US BANK NATIONAL ASSOCIATION 1.0000 3 Y N N 0.0012 900000.00 900000.00 0.0008 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB1A 0.130000% 64972GMJ0 549300Q2EHQ6RJPQKP05 US64972GMJ03 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2049-06-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 3 Y N N 0.0013 5385000.00 5385000.00 0.0050 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB2 0.110000% 64972GML5 549300Q2EHQ6RJPQKP05 US64972GML58 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2049-06-15 Y BANK OF MONTREAL 1.0000 3 Y N N 0.0011 5260000.00 5260000.00 0.0049 N Y Y N New York City Trust for Cultural Resources Revenue & Refunding Bonds (American Museum of Natural History) Series 2014B1 0.320000% 64972RAM2 US64972RAM25 Other Municipal Security Y 2020-11-05 2021-04-20 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0048 4996700.00 4996700.00 0.0046 N N N N New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B2 0.430000% 64972SAQ1 US64972SAQ12 Other Municipal Security Y 2020-11-05 2021-02-01 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0047 2999670.00 2999670.00 0.0028 N N N N New York State Power Auth CP Series 2 0.280000% 64985NKX1 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2020-12-03 2020-12-03 2020-12-03 N N N 0.0018 7949715.41 7949715.41 0.0074 N N N N New York State Power Auth CP Series 2 0.270000% 64985NLA0 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2020-12-03 2020-12-03 2020-12-03 N N N 0.0018 5973499.34 5973499.34 0.0055 N N N N New York State Power Auth CP Series 2 0.400000% 64985NLD4 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2021-03-11 2021-03-11 2021-03-11 N N N 0.0035 5000893.50 5000893.50 0.0046 N N N N New York State Power Auth CP Series 2 0.400000% 64985NLE2 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2021-02-25 2021-02-25 2021-02-25 N N N 0.0034 3000576.30 3000576.30 0.0028 N N N N New York State HFA Housing RB (25 Washington St) Series 2010A 0.180000% 64986UFE2 5493000LS7KCDB02O506 US64986UFE29 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2044-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0018 500000.00 500000.00 0.0005 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2017A 5.000000% 64990FVR2 549300C8XO7EXTX2XU71 US64990FVR27 Other Municipal Security Y 2021-02-15 2021-02-15 2021-02-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0028 405340.00 405340.00 0.0004 N N N N New York State Dormitory Auth State Personal Income Tax RANs Series 2020B 5.000000% 64990FXG4 549300C8XO7EXTX2XU71 US64990FXG44 Other Municipal Security Y 2021-03-31 2021-03-31 2021-03-31 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0021 22435600.00 22435600.00 0.0208 N N N N New York State Urban Development Corp State Personal Income Tax RB Series 2013D 5.000000% 650035D88 54930039Y2EMGXN6LM88 US650035D885 Other Municipal Security Y 2021-03-15 2021-03-15 2021-03-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0028 127160.00 127160.00 0.0001 N N N N North East ISD ULT CP Series 2017A 0.650000% 65915DBS6 Non-Financial Company Commercial Paper Y 2020-11-03 2020-11-03 2020-11-03 N N Y JPMorgan Chase Bank NA Standby Purchase Agreement 1.0000 0.0022 2000094.00 2000094.00 0.0019 N N Y N North Thurston Public Schools ULT Refunding GO Bonds Series 2014 5.000000% 66285TFB4 US66285TFB44 Other Municipal Security Y 2020-12-01 2020-12-01 2020-12-01 N Y WASHINGTON (STATE OF) 1.0000 N 0.0020 125466.25 125466.25 0.0001 N N N N North Texas Tollway Auth System RB Series 2011A 0.150000% 66285WHJ8 PQGZGRE0F2WPMYQQ1B78 US66285WHJ80 Tender Option Bond Y 2020-11-06 2020-11-06 2035-08-01 Y Citibank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0015 6750000.00 6750000.00 0.0063 N N Y N North Texas Tollway Auth System RB Series 2011A 0.150000% 66285WHL3 PQGZGRE0F2WPMYQQ1B78 US66285WHL37 Tender Option Bond Y 2020-11-06 2020-11-06 2035-03-01 Y Citibank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0015 3400000.00 3400000.00 0.0031 N N Y N North Texas Tollway Auth System RB Series 2011A 0.160000% 66285WJZ0 PQGZGRE0F2WPMYQQ1B78 US66285WJZ05 Tender Option Bond Y 2020-11-05 2020-11-06 2021-03-01 Y Barclays Bank PLC 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0016 11180000.00 11180000.00 0.0104 N N Y N Northport-East Northport UFSD TAN 2020-2021 1.500000% 666641JH9 US666641JH96 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0029 2015640.00 2015640.00 0.0019 N N N N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 1 0.170000% 670656404 549300V4X2BF3UXSCQ58 US6706564043 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2040-08-01 Y Citibank NA 1.0000 7 N N N 0.0017 9000000.00 9000000.00 0.0083 N N Y N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 3 0.170000% 670656602 549300V4X2BF3UXSCQ58 US6706566022 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2040-12-01 Y Citibank NA 1.0000 7 N N N 0.0017 6000000.00 6000000.00 0.0056 N N Y N Nuveen AMT-Free Municipal Credit Income Fund Variable Rate Demand Preferred Shares Series 5 0.170000% 67071L858 549300LBMO1C0IG71T03 US67071L8587 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2040-12-01 Y Societe Generale SA 1.0000 7 N N N 0.0017 39000000.00 39000000.00 0.0361 N N Y N Oceanside UFSD TAN 2020-2021 1.750000% 675498LA5 US675498LA52 Other Municipal Security Y 2021-06-24 2021-06-24 2021-06-24 N N N 0.0039 1008740.00 1008740.00 0.0009 N N N N Ohio Hospital Refunding RB (Cleveland Clinic) Series 2017A 5.000000% 677561JX1 5493005LEB5E170OMX59 US677561JX16 Other Municipal Security Y 2021-01-01 2021-01-01 2021-01-01 N N Y CLEVELAND CLINIC HLTH SYS OBLIG GROUP Corporate Underlier 1.0000 0.0038 201486.00 201486.00 0.0002 N N N N Ohio Hospital RB (Cleveland Clinic Health System) Series 2019E 0.090000% 677561LA8 5493005LEB5E170OMX59 US677561LA84 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2052-01-01 Y PNC BANK NATIONAL ASSOCIATION 1.0000 3 Y N Y CLEVELAND CLINIC HLTH SYS OBLIG GROUP Corporate Underlier 1.0000 0.0009 7710000.00 7710000.00 0.0071 N Y Y N Ohio Higher Educational Facility Commission Hospital RB (Cleveland Clinic Health System) Series 2008B6 0.140000% 67756G5Z8 5493007MQT6NGNN6BR81 Non-Financial Company Commercial Paper Y 2020-12-03 2020-12-03 2020-12-03 N N Y CLEVELAND CLINIC HLTH SYS OBLIG GROUP Corporate Underlier 1.0000 0.0016 759985.79 759985.79 0.0007 N N N N Onondaga Cnty IDA Civic Facility RB (Syracuse Research Corp) Series 1997A 0.180000% 682747AV2 US682747AV22 Variable Rate Demand Note Y 2020-11-05 2020-11-06 2021-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0018 200000.00 200000.00 0.0002 N N Y N Orange Cnty Health Facilities Auth Hospital RB (Orlando Regional Healthcare) Series 2008E 0.110000% 6845035S0 US6845035S07 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2026-10-01 Y TD Bank NA 1.0000 7 N N N 0.0011 1550000.00 1550000.00 0.0014 N N Y N Oregon Health, Housing, Educational & Cultural Facilities Auth RB (Assumption Village) Series 2001A 0.200000% 68608FQH5 US68608FQH54 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2033-03-01 Y MUFG Union Bank NA 1.0000 7 N N N 0.0020 4515000.00 4515000.00 0.0042 N N Y N Oregon Business Development RB (Sage Hollow Ranch) Series 223 0.160000% 68608QAA3 549300R5SUGZRD8KP359 US68608QAA31 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2034-11-01 Y CoBank ACB 1.0000 7 N N N 0.0016 3000000.00 3000000.00 0.0028 N N Y N Pennsylvania Higher Educational Facilities Auth RB Series 2011A 5.000000% 70917SW82 US70917SW824 Other Municipal Security Y 2021-05-03 2021-05-03 2031-05-01 N N Y Escrow Escrow 1.0000 0.0021 1827233.10 1827233.10 0.0017 N N N N Pennsylvania State Univ RB Series 2020 E 5.000000% 709235Q57 549300QDK4O4XCJ47X56 US709235Q579 Other Municipal Security Y 2021-03-01 2021-03-01 2021-03-01 N N N 0.0029 436630.60 436630.60 0.0004 N N N N Pierce Cnty Economic Development Corp IDRB (Frederico Enterprises I) Series 2010 0.170000% 720360BC9 US720360BC93 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2040-11-01 Y Royal Bank of Canada 1.0000 7 N N N 0.0017 2860000.00 2860000.00 0.0026 N N Y N Plaquemines Port, Harbor & Terminal District Port Facilities Refunding RB Series 1984A 1.000000% 727526AE5 US727526AE56 Other Municipal Security Y 2021-03-15 2021-03-15 2025-03-15 N Y Wells Fargo Bank NA 1.0000 N 0.0018 5516500.00 5516500.00 0.0051 N N N N Port of Port Arthur Navigation District Exempt Facilities RB (Total USA) Series 2011 0.170000% 733508AG0 US733508AG05 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2041-06-01 Y TOTAL SE 1.0000 7 N N N 0.0017 21315000.00 21315000.00 0.0197 N N Y N Port of Port Arthur Navigation District Exempt Facilities RB (Total USA) Series 2012A 0.170000% 733508AJ4 US733508AJ44 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2042-09-01 Y TOTAL SE 1.0000 7 N N N 0.0017 10000000.00 10000000.00 0.0093 N N Y N Port of Port Arthur Navigation District Exempt Facilities RB (Total USA) Series 2012B 0.170000% 733508AK1 US733508AK17 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2042-12-01 Y TOTAL SE 1.0000 7 N N N 0.0017 4000000.00 4000000.00 0.0037 N N Y N Port of Greater Cincinnati Development Auth Special Obligation Development RB (Springdale) Series 2006 1.400000% 735004AA1 549300IK2RCZBY62ST97 US735004AA13 Other Municipal Security Y 2021-02-01 2021-02-01 2031-02-01 N Y US BANK NATIONAL ASSOCIATION 1.0000 N 0.0140 5675000.00 5675000.00 0.0053 N N N N District of Columbia GO Bonds Series 2017B 0.150000% 74926Y5T4 549300HWFOZXPKGOX654 US74926Y5T42 Tender Option Bond Y 2020-11-05 2020-11-06 2021-11-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0015 2990000.00 2990000.00 0.0028 N N Y N Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2017D2 0.140000% 74926Y6F3 US74926Y6F39 Tender Option Bond Y 2020-11-02 2020-11-02 2022-04-01 Y Royal Bank of Canada 1.0000 3 N N N 0.0014 1410000.00 1410000.00 0.0013 N Y Y N Allen Cnty Hospital Facilities RB (Bon Secours Mercy Health) Series 2010D 0.150000% 74934RB47 US74934RB474 Tender Option Bond Y 2020-11-06 2020-11-06 2023-06-03 Y Royal Bank of Canada 1.0000 7 N N N 0.0015 2905000.00 2905000.00 0.0027 N N Y N Missouri Health & Educational Facilities Auth Health Facilities RB (SSM Health) Series 2019A 0.170000% 74934RE51 549300IWTBCMX5JB3277 US74934RE510 Tender Option Bond Y 2020-11-06 2020-11-06 2039-12-01 Y Royal Bank of Canada 1.0000 7 N N N 0.0017 4000000.00 4000000.00 0.0037 N N Y N Tarrant Cnty Cultural Education Facilities Finance Corp Hospital Refunding RB (Baylor Scott & White Health) Series 2019B 0.150000% 74934RJ64 549300ROY505NVTMMI25 US74934RJ642 Tender Option Bond Y 2020-11-06 2020-11-06 2023-12-01 Y Royal Bank of Canada 1.0000 7 N N N 0.0015 6000000.00 6000000.00 0.0056 N N Y N Intermountain Power Agency Sub Power RB Series 2019 A-1 0.150000% 74934RK39 US74934RK392 Tender Option Bond Y 2020-11-06 2020-11-06 2022-05-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0015 1585000.00 1585000.00 0.0015 N N Y N Miami-Dade Cnty GO Bonds Series 2016A 0.190000% 74934RL53 549300QG0NBD9HULR263 US74934RL531 Tender Option Bond Y 2020-11-06 2020-11-06 2026-07-01 Y Royal Bank of Canada 1.0000 7 N N N 0.0019 2000000.00 2000000.00 0.0019 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 0.140000% 74934RLQ7 549300Q2EHQ6RJPQKP05 US74934RLQ73 Tender Option Bond Y 2020-11-02 2020-11-02 2022-07-15 Y Royal Bank of Canada 1.0000 3 Y N N 0.0014 17720000.00 17720000.00 0.0164 N Y Y N South Carolina Transportation Infrastructure Bank Refunding RB Series 2017A 0.320000% 74934RZU3 US74934RZU30 Tender Option Bond Y 2020-11-05 2021-04-01 2025-10-01 N Y Royal Bank of Canada 1.0000 N 0.0032 2000000.00 2000000.00 0.0019 N N N Y Ramapo Housing Auth RB (Fountainview at College Road) Series 1998 0.180000% 751434AA9 US751434AA93 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2029-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0018 3985000.00 3985000.00 0.0037 N N Y N Rochester Health Care Facilities RB (Mayo Clinic) Series 2014 0.210000% 77160EGB3 549300006EX3INSHXA95 Non-Financial Company Commercial Paper Y 2021-01-06 2021-01-06 2021-01-06 N N Y Mayo Clinic Corporate Underlier 1.0000 0.0022 2574951.59 2574951.59 0.0024 N N N N Rye BAN 2020 1.500000% 783736JZ5 US783736JZ51 Other Municipal Security Y 2021-10-01 2021-10-01 2021-10-01 N N N 0.0037 3030900.00 3030900.00 0.0028 N N N N San Antonio Housing Finance Corp M/F Housing Mortgage RB (Artisan) Series 2008 0.180000% 796265HC3 549300V9VFLLKMTZ4J58 US796265HC36 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2049-03-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0018 1800000.00 1800000.00 0.0017 N N Y N Sewanhaka Central HSD TAN 2020-2021 1.500000% 818359EZ0 US818359EZ07 Other Municipal Security Y 2021-06-21 2021-06-21 2021-06-21 N N N 0.0030 6045900.00 6045900.00 0.0056 N N N N Snohomish SD #2 ULT GO Refunding Bonds Series 2014 5.000000% 833119XY1 US833119XY13 Other Municipal Security Y 2020-12-01 2020-12-01 2020-12-01 N Y WASHINGTON (STATE OF) 1.0000 N 0.0018 200750.00 200750.00 0.0002 N N N N Edmonds SD #15 ULT GO Bonds Series 2016 5.000000% 833153UP2 US833153UP22 Other Municipal Security Y 2020-12-01 2020-12-01 2020-12-01 N Y WASHINGTON (STATE OF) 1.0000 N 0.0020 200746.00 200746.00 0.0002 N N N N South Country CSD TAN Series 2020-2021 1.750000% 837489MB6 US837489MB65 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0039 2017620.00 2017620.00 0.0019 N N N N Southcentral General Auth RB (Homewood at Hanover) Series 2003 0.180000% 84129NBM0 549300QBNU5LBV4QX812 US84129NBM02 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2028-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0018 6460000.00 6460000.00 0.0060 N N Y N Southold BAN 2020 1.750000% 844572QY6 549300OU1HE6DDYO6752 US844572QY68 Other Municipal Security Y 2021-09-23 2021-09-23 2021-09-23 N N N 0.0030 3506378.21 3506378.21 0.0032 N N N N Southwestern Illinois Development Auth IDRB (Molinero Inc) Series 2010 0.140000% 845524DA2 549300B1KLLJ8NU5XK71 US845524DA26 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2030-07-01 Y BMO Harris Bank NA 1.0000 7 N N N 0.0014 4995000.00 4995000.00 0.0046 N N Y N Illinois Toll Highway Auth Sr RB Series 2014D 0.190000% 88033LB81 549300ISBFGI8MJJKM98 US88033LB811 Tender Option Bond Y 2020-11-06 2020-11-06 2022-01-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0019 4165000.00 4165000.00 0.0039 N N Y N Washington Health Care Facilities Auth RB (Providence Heath & Services) Series 2014C 0.150000% 88033LUL1 549300ZVPWQIL3N5TL85 US88033LUL16 Tender Option Bond Y 2020-11-06 2020-11-06 2022-10-06 Y Bank of America NA 1.0000 7 Y N Y PROVIDENCE ST JOSEPH HEALTH Corporate Underlier 1.0000 0.0015 7475000.00 7475000.00 0.0069 N N Y N District of Columbia Water & Sewer Auth Public Utility Sub Lien RB Series 2013A 0.160000% 88033LVU0 549300OT2FIJQJ5PSH71 US88033LVU06 Tender Option Bond Y 2020-11-05 2020-11-06 2021-10-01 Y JPMorgan Chase Bank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0016 5000000.00 5000000.00 0.0046 N N Y N Univ of California Medical Center Pooled RB Series 2013J 0.150000% 88033M3T2 US88033M3T22 Tender Option Bond Y 2020-11-06 2020-11-06 2037-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y UNIVERSITY OF CALIF MEDICAL CENTER Corporate Underlier 1.0000 0.0015 3605000.00 3605000.00 0.0033 N N Y N Birmingham Water Works Board Water RB Series 2011 0.160000% 88033M6G7 US88033M6G73 Tender Option Bond Y 2020-11-05 2020-11-06 2020-12-02 Y Barclays Bank PLC 1.0000 7 Y N N 0.0016 8900000.00 8900000.00 0.0082 N N Y N Illinois Regional Transportation Auth GO Bonds Series 2000A 0.230000% 88033MC70 549300FOIPI62F5YFO59 US88033MC700 Tender Option Bond Y 2020-11-06 2020-11-06 2022-07-01 Y Bank of America NA 1.0000 7 Y N N 0.0023 6665000.00 6665000.00 0.0062 N N Y N Snohomish Cnty Public Utility District #1 Generation System RB Series 2015 0.150000% 88033MHN0 549300LU0VT11TQC1877 US88033MHN02 Tender Option Bond Y 2020-11-06 2020-11-06 2023-06-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0015 6670000.00 6670000.00 0.0062 N N Y N New York State Dormitory Auth State Sales Tax RB Series 2015B 0.150000% 88033MKH9 549300C8XO7EXTX2XU71 US88033MKH96 Tender Option Bond Y 2020-11-06 2020-11-06 2023-09-15 Y Wells Fargo Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0015 9000000.00 9000000.00 0.0083 N N Y N North Carolina Capital Facilities Finance Agency RB (Duke Univ) Series 2015B 0.150000% 88033MKX4 549300PWNPSB7G58A235 US88033MKX47 Tender Option Bond Y 2020-11-06 2020-11-06 2023-10-01 Y Morgan Stanley Bank NA 1.0000 7 Y N Y DUKE UNIVERSITY Corporate Underlier 1.0000 0.0015 500.00 500.00 0.0000 N N Y N Illinois Toll Highway Auth Sr RB Series 2015B 0.330000% 88033MLP0 549300ISBFGI8MJJKM98 US88033MLP04 Tender Option Bond Y 2020-11-06 2020-11-06 2023-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0033 3100000.00 3100000.00 0.0029 N N Y N Univ of Michigan General RB Series 2015 0.150000% 88033MPA9 US88033MPA98 Tender Option Bond Y 2020-11-06 2020-11-06 2023-10-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0015 2983500.00 2983500.00 0.0028 N N Y N Illinois Toll Highway Auth Sr RB Series 2015B 0.150000% 88033MUU9 549300ISBFGI8MJJKM98 US88033MUU97 Tender Option Bond Y 2020-11-06 2020-11-06 2024-01-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0015 5575000.00 5575000.00 0.0052 N N Y N Iowa Board of Regents RB (Univ of Iowa Hospitals) Series 2012 0.150000% 88033MYY7 US88033MYY73 Tender Option Bond Y 2020-11-06 2020-11-06 2022-03-01 Y Royal Bank of Canada 1.0000 7 Y N Y UNIVERSITY OF IOWA HOSPITAL Corporate Underlier 1.0000 0.0015 14035000.00 14035000.00 0.0130 N N Y N Houston Water & Sewer System Jr Lien Refunding RB Series 2001B 0.150000% 88033SJ96 549300C64URYS0WQQY42 US88033SJ967 Tender Option Bond Y 2020-11-06 2020-11-06 2023-12-01 Y Bank of America NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0015 12500000.00 12500000.00 0.0116 N N Y N San Antonio Public Facilities Corp Improvement and Refunding Lease RB Series 2012 0.150000% 88033SJL9 US88033SJL97 Tender Option Bond Y 2020-11-06 2020-11-06 2022-03-15 Y Bank of America NA 1.0000 7 Y N Y SAN ANTONIO TX Corporate Underlier 1.0000 0.0015 13970000.00 13970000.00 0.0129 N N Y N Atlanta Water & Wastewater Refunding RB Series 2015&2017A 0.150000% 88033U3Y3 549300GHLQ0J51NUBM84 US88033U3Y36 Tender Option Bond Y 2020-11-06 2020-11-06 2025-09-25 Y Barclays Bank PLC 1.0000 7 Y N Y ATLANTA GA WTR & WASTEWTR REV Corporate Underlier 1.0000 0.0015 12270000.00 12270000.00 0.0114 N N Y N Illinois Toll Highway Auth Sr RB Series 2014C 0.160000% 88033UB99 549300ISBFGI8MJJKM98 US88033UB994 Tender Option Bond Y 2020-11-06 2020-11-06 2023-01-01 Y Citibank NA 1.0000 7 Y N N 0.0016 1300000.00 1300000.00 0.0012 N N Y N Illinois Toll Highway Auth Sr RB Series 2014C 0.160000% 88033UC31 549300ISBFGI8MJJKM98 US88033UC315 Tender Option Bond Y 2020-11-06 2020-11-06 2023-01-01 Y Citibank NA 1.0000 7 Y N N 0.0016 6770000.00 6770000.00 0.0063 N N Y N Tarrant Cnty Cultural Education Facilities Finance Corp RB (Texas Health Resources) Series 2016A 0.150000% 88033UKA6 549300ROY505NVTMMI25 US88033UKA69 Tender Option Bond Y 2020-11-06 2020-11-06 2024-08-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y TEXAS HEALTH RESOURCES Corporate Underlier 1.0000 0.0015 6250000.00 6250000.00 0.0058 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 198th Series 0.160000% 88033UKZ1 54930006MR4KZ4W74Z83 US88033UKZ11 Tender Option Bond Y 2020-11-06 2020-11-06 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0016 1755000.00 1755000.00 0.0016 N N Y N Colorado Springs Utilities System RB Series 2013B1&B2 0.150000% 88033UQF9 549300YHSJY5PXG4BM55 US88033UQF92 Tender Option Bond Y 2020-11-06 2020-11-06 2022-09-25 Y Barclays Bank PLC 1.0000 7 Y N Y COLORADO SPRINGS COLO UTILS Corporate Underlier 1.0000 0.0015 10310000.00 10310000.00 0.0096 N N Y N Michigan Finance Auth Hospital Refunding RB (Trinity Health) Series A 2017 MI & 2013 MI-2 0.150000% 88033YK75 54930022O46HOX5J1D14 US88033YK757 Tender Option Bond Y 2020-11-06 2020-11-06 2025-12-01 Y Bank of America NA 1.0000 7 Y N Y TRINITY HEALTH CORP Corporate Underlier 1.0000 0.0015 4075000.00 4075000.00 0.0038 N N Y N Norfolk Water Refunding RB Series 2017 0.150000% 88034MDZ6 US88034MDZ68 Tender Option Bond Y 2020-11-06 2020-11-06 2025-11-01 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NORFOLK VA WTR REV Corporate Underlier 1.0000 0.0015 7500000.00 7500000.00 0.0069 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2017B 0.150000% 88034MED4 549300C8XO7EXTX2XU71 US88034MED48 Tender Option Bond Y 2020-11-06 2020-11-06 2025-08-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0015 2505000.00 2505000.00 0.0023 N N Y N Wisconsin Health & Educational Facilities Auth RB (Children's Hospital of Wisconsin) Series 2017 0.170000% 88034MRN8 549300ISNGXS0VHGVD41 US88034MRN82 Tender Option Bond Y 2020-11-06 2020-11-06 2025-10-01 Y Bank of America NA 1.0000 7 Y N Y CHILDRENS HOSPITAL OF WI Corporate Underlier 1.0000 0.0017 4000000.00 4000000.00 0.0037 N N Y N Illinois Finance Auth RB (Northwestern Memorial Hospital) Series 2017A 0.160000% 88034MUD6 549300ZG6UBPNNNRN315 US88034MUD63 Tender Option Bond Y 2020-11-06 2020-11-06 2026-01-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NORTHWESTERN MEM HOSP Corporate Underlier 1.0000 0.0016 2000000.00 2000000.00 0.0019 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2017E 0.160000% 88034MXC5 549300QJ33JJW73OQO60 US88034MXC53 Tender Option Bond Y 2020-11-06 2020-11-06 2025-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0016 2000000.00 2000000.00 0.0019 N N Y N Greeneville Health & Educational Facilities Board Hospital RB (Ballad Health) Series 2018A 0.170000% 88034NAE4 US88034NAE40 Tender Option Bond Y 2020-11-06 2020-11-06 2035-01-01 Y Royal Bank of Canada 1.0000 7 N N N 0.0017 7000000.00 7000000.00 0.0065 N N Y N Massachusetts School Building Auth Sr Dedicated Sales Tax Bonds Series 2016B 0.150000% 88034NEL4 US88034NEL47 Tender Option Bond Y 2020-11-06 2020-11-06 2024-11-15 Y Bank of America NA 1.0000 7 Y N N 0.0015 90000.00 90000.00 0.0001 N N Y N Patriots Energy Group Financing Agency Gas Supply RB Series 2018 0.170000% 88034NPG3 US88034NPG33 Tender Option Bond Y 2020-11-06 2020-11-06 2022-10-01 Y Royal Bank of Canada 1.0000 7 N N N 0.0017 3335000.00 3335000.00 0.0031 N N Y N Tarrant Cnty Cultural Education Facilities Finance Corp RB (Texas Health Resources) Series 2016A 0.160000% 88034NSN5 549300ROY505NVTMMI25 US88034NSN56 Tender Option Bond Y 2020-11-06 2020-11-06 2024-08-15 Y Credit Suisse AG 1.0000 7 Y N Y TEXAS HEALTH RESOURCES Corporate Underlier 1.0000 0.0016 4585000.00 4585000.00 0.0042 N N Y N Illinois Toll Highway Auth Sr RB Series 2019A 0.240000% 88034RC29 549300ISBFGI8MJJKM98 US88034RC293 Tender Option Bond Y 2020-11-06 2020-11-06 2027-07-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0024 3200000.00 3200000.00 0.0030 N N Y N Michigan State Univ General RB Series 2019B 0.170000% 88034RCB9 US88034RCB96 Tender Option Bond Y 2020-11-06 2020-11-06 2027-02-15 Y Bank of America NA 1.0000 7 Y N N 0.0017 1915000.00 1915000.00 0.0018 N N Y N Illinois Toll Highway Auth Sr RB Series 2019A 0.240000% 88034RG90 549300ISBFGI8MJJKM98 US88034RG906 Tender Option Bond Y 2020-11-06 2020-11-06 2027-07-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0024 2635000.00 2635000.00 0.0024 N N Y N Utah Cnty Hospital RB (IHC Health Services) Series 2016B 0.150000% 88034RGA7 US88034RGA77 Tender Option Bond Y 2020-11-06 2020-11-06 2022-11-15 Y Wells Fargo Bank NA 1.0000 7 Y N Y IHC HEALTH SERVICES INC Corporate Underlier 1.0000 0.0015 1920000.00 1920000.00 0.0018 N N Y N Colorado Health Facilities Auth Hospital RB (AdventHealth) Series 2019A 0.160000% 88034RJ30 5493002JB6DRFRZPEQ21 US88034RJ306 Tender Option Bond Y 2020-11-06 2020-11-06 2027-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y ADVENTHEALTH OBLIGATED GROUP Corporate Underlier 1.0000 0.0016 2000000.00 2000000.00 0.0019 N N Y N Martin Cnty Health Facilities Auth Hospital RB (Cleveland Clinic Health System) Series 2019A 0.150000% 88034RMZ5 US88034RMZ54 Tender Option Bond Y 2020-11-06 2020-11-06 2027-01-01 Y Barclays Bank PLC 1.0000 7 Y N Y CLEVELAND CLINIC HLTH SYS OBLIG GROUP Corporate Underlier 1.0000 0.0015 7500000.00 7500000.00 0.0069 N N Y N Brookhaven Development Auth RB (Children's Healthcare of Atlanta) Series 2019A 0.150000% 88034U5T1 US88034U5T13 Tender Option Bond Y 2020-11-06 2020-11-06 2039-07-01 Y Barclays Bank PLC 1.0000 7 Y N Y CHILDRENS HEALTHCARE OF ATLANTA Corporate Underlier 1.0000 0.0015 1000000.00 1000000.00 0.0009 N N Y N North Carolina Medical Care Commission Health Care Facilities Refunding RB (Rex Healthcare) Series 2020A 0.170000% 88034UC71 549300FH6KOXGCHQYG81 US88034UC719 Tender Option Bond Y 2020-11-06 2020-11-06 2028-01-01 Y Bank of America NA 1.0000 7 N N N 0.0017 11630000.00 11630000.00 0.0108 N N Y N Colorado Health Facilities Auth Hospital RB (AdventHealth) Series 2019A 0.150000% 88034UHC5 5493002JB6DRFRZPEQ21 US88034UHC53 Tender Option Bond Y 2020-11-06 2020-11-06 2027-11-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y ADVENTHEALTH OBLIGATED GROUP Corporate Underlier 1.0000 0.0015 4000000.00 4000000.00 0.0037 N N Y N New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2009A 0.170000% 88034UHU5 549300YUVD5TEXR6L889 US88034UHU51 Tender Option Bond Y 2020-11-06 2020-11-06 2035-12-15 Y Toronto-Dominion Bank/The 1.0000 7 N N N 0.0017 18630000.00 18630000.00 0.0173 N N Y N Washington Higher Education Facilities Auth RB (Gonzaga Univ) Series 2019A 0.170000% 88034UYY8 US88034UYY80 Tender Option Bond Y 2020-11-06 2020-11-06 2027-10-01 Y Bank of America NA 1.0000 7 N N N 0.0017 2000000.00 2000000.00 0.0019 N N Y N NorthShore Univ Health System RB (NorthShore Univ Health System) Series 2020A 0.160000% 88034WH23 US88034WH235 Tender Option Bond Y 2020-11-06 2020-11-06 2028-02-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0016 3615000.00 3615000.00 0.0033 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2020A 0.160000% 88034XFA5 549300C8XO7EXTX2XU71 US88034XFA54 Tender Option Bond Y 2020-11-06 2020-11-06 2028-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0016 4000000.00 4000000.00 0.0037 N N Y N Huntsville Health Care Auth RB Series 2020B 0.180000% 88034XFG2 US88034XFG25 Tender Option Bond Y 2020-11-06 2020-11-06 2042-12-01 Y Bank of America NA 1.0000 7 N N N 0.0018 835000.00 835000.00 0.0008 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2021 Series S1 0.150000% 88034XFR8 5493003476LG35QAKM08 US88034XFR89 Tender Option Bond Y 2020-11-06 2020-11-06 2028-08-03 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0015 3270000.00 3270000.00 0.0030 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2021 Series S1 0.150000% 88034XFW7 5493003476LG35QAKM08 US88034XFW74 Tender Option Bond Y 2020-11-06 2020-11-06 2028-08-03 Y Barclays Bank PLC 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0015 8335000.00 8335000.00 0.0077 N N Y N Texas Veteran Bonds Series 2011A 0.150000% 882723H51 549300X9CH74QB747L76 US882723H515 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2041-06-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 7 Y N N 0.0015 400000.00 400000.00 0.0004 N N Y N Texas GO Bonds Series 2013B 0.150000% 882723H93 549300X9CH74QB747L76 US882723H937 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2043-12-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 7 Y N N 0.0015 550000.00 550000.00 0.0005 N N Y N Tonawanda BAN 2020 1.750000% 890210QX8 US890210QX86 Other Municipal Security Y 2021-08-27 2021-08-27 2021-08-27 N N N 0.0036 2022720.00 2022720.00 0.0019 N N N N Triborough Bridge & Tunnel Auth Refunding RB Series 2005B-3 0.130000% 89602REB7 54930020ZN4LQF7K3456 US89602REB78 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2032-01-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 3 N N N 0.0013 2750000.00 2750000.00 0.0025 N Y Y N Triborough Bridge & Tunnel Auth General RB Series 2001C 0.110000% 89602RED3 54930020ZN4LQF7K3456 US89602RED35 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2032-01-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 3 N N N 0.0011 1430000.00 1430000.00 0.0013 N Y Y N Univ of Colorado Enterprise RB Series 2020A1 0.110000% 91417K4Y4 549300HU7D08HY4MKX37 US91417K4Y44 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2050-06-01 Y TD Bank NA 1.0000 7 Y N N 0.0011 8780000.00 8780000.00 0.0081 N N Y N Univ of Texas CP Notes Series A 0.180000% 91513UTU6 TEHUYFNKZR6XVWLGEU86 Non-Financial Company Commercial Paper Y 2021-01-07 2021-01-07 2021-01-07 N N Y UNIVERSITY OF TEXAS SYSTEM Corporate Underlier 1.0000 0.0019 4999905.00 4999905.00 0.0046 N N N N Univ of Texas Revenue Financing CP Series A 0.220000% 91514RJZ2 TEHUYFNKZR6XVWLGEU86 Non-Financial Company Commercial Paper Y 2021-02-17 2021-02-17 2021-02-17 N N N 0.0025 3999640.00 3999640.00 0.0037 N N N N Univ of Texas Revenue Financing CP Series A 0.220000% 91514RKA5 TEHUYFNKZR6XVWLGEU86 Non-Financial Company Commercial Paper Y 2021-02-23 2021-02-23 2021-02-23 N N N 0.0025 1999808.80 1999808.80 0.0019 N N N N Upper Trinity Regional Water District CP Notes Series A 0.180000% 91667QKT1 Non-Financial Company Commercial Paper Y 2020-12-07 2020-12-07 2020-12-07 N Y Bank of America NA 1.0000 N 0.0019 3904959.39 3904959.39 0.0036 N N N N Valdez Refunding RB (ExxonMobil) Series 1993B 0.110000% 919061DU2 US919061DU24 Variable Rate Demand Note Y 2020-11-02 2020-11-02 2033-12-01 Y Exxon Mobil Corp 1.0000 3 N N N 0.0011 650000.00 650000.00 0.0006 N Y Y N Virginia College Building Auth Educational Facilities RB Series 2016A 5.000000% 92778VCM8 US92778VCM81 Other Municipal Security Y 2021-02-01 2021-02-01 2021-02-01 N N Y Virginia (Commonwealth of) Corporate Underlier 1.0000 0.0021 1558018.00 1558018.00 0.0014 N N N N Washington Cnty IDRB (Cargill) Series 2010B 0.150000% 938115AC6 US938115AC66 Variable Rate Demand Note Y 2020-11-06 2020-11-06 2040-12-01 Y CARGILL INC 1.0000 7 N N N 0.0015 2500000.00 2500000.00 0.0023 N N Y N Westhampton Beach UFSD TAN Series 2020-2021 2.000000% 960351EF7 US960351EF74 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0046 2019880.00 2019880.00 0.0019 N N N N Westport GO School Construction BANs dated 5/22/2020 1.250000% 961369GC3 US961369GC32 Other Municipal Security Y 2020-11-03 2020-11-03 2020-11-03 N N N 0.0125 3750000.00 3750000.00 0.0035 N N Y N Wisconsin GO Bonds Series 2011A 5.000000% 97705LD61 549300VTAT608CNZ5827 US97705LD611 Other Municipal Security Y 2021-05-03 2021-05-03 2031-05-01 N N Y Escrow Escrow 1.0000 0.0016 4095640.00 4095640.00 0.0038 N N N N The Charles Schwab Family of Funds 2020-11-06 Mark Fischer Mark Fischer Chief Financial Officer