0001145549-20-054539.txt : 20200908
0001145549-20-054539.hdr.sgml : 20200908
20200908163702
ACCESSION NUMBER: 0001145549-20-054539
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200831
FILED AS OF DATE: 20200908
DATE AS OF CHANGE: 20200908
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 201164525
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York Municipal Money Fund
C000012395
Investor Shares
SWYXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2020-08-31
0000857156
549300I77JNLD629OV19
S000004513
1
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
Deloitte & Touche LLP
Denver
CO
Charles Schwab Investment Management, Inc.
DST Asset Manager Solutions, Inc.
0000275143
084-00896
N
N
N
Single State
Y
37
42
670134785.52
669746546.59
649204675.38
678896037.33
0.00
0.7859
0.7889
0.7837
0.8312
0.0000
0.00
787912326.07
787728573.69
28824792.46
466718.34
816086647.81
815557820.8350
1.0000
0.0023
1.0007
1.0007
1.0007
1.0009
0.0000
C000012395
0.00
816086647.81
815557820.8350
1.0007
1.0007
1.0007
1.0009
0.0000
6980396.51
9544688.25
8875776.17
12619934.34
2758411.58
23419931.52
2353159.27
14105850.10
0.00
0.00
23061087.19
62038740.72
0.0001
Y
Investment Advisor and its affiliates Contractual 122,717 Investment Advisor and its affiliates Voluntary 75,782
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2011 0.130000%
196220AA5
US196220AA57
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
8
N
N
N
0.0013
9030000.00
9030000.00
0.0111
N
N
Y
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2013 0.130000%
196220AB3
US196220AB31
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
8
N
N
N
0.0013
11100000.00
11100000.00
0.0136
N
N
Y
N
East Rochester Hsg Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.130000%
274722DX2
US274722DX22
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2041-01-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
8
N
N
N
0.0013
11695000.00
11695000.00
0.0143
N
N
Y
N
New York City
GO Bonds Fiscal 2018 Series B1 0.140000%
27884F4H0
549300ABYZD2SFD5JB29
US27884F4H03
Tender Option Bond
Y
2020-09-08
2020-09-08
2040-10-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
8
Y
N
N
0.0014
4820000.00
4820000.00
0.0059
N
N
Y
N
Erie Cnty IDA
IDRB (Hydro-Air Components) Series 2006 0.160000%
295088FP8
US295088FP80
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2026-04-01
Y
HSBC Bank USA NA
1.0000
8
N
N
N
0.0016
3065000.00
3065000.00
0.0038
N
N
Y
N
Garden City NY
BAN Series 2020A 5.000000%
365154TL7
US365154TL70
Other Municipal Security
Y
2021-02-19
2021-02-19
2021-02-19
N
N
N
0.0019
4089720.00
4089720.00
0.0050
N
N
N
N
Islip
BAN Series 2020A 2.500000%
464723DZ5
US464723DZ59
Other Municipal Security
Y
2021-05-12
2021-05-12
2021-05-12
N
N
N
0.0051
12657667.55
12657667.55
0.0155
N
N
N
N
Lancaster IDA
IDRB (Sealing Devices) Series 2016 0.140000%
514226AF6
US514226AF68
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2037-01-01
Y
HSBC Bank USA NA
1.0000
8
N
N
N
0.0014
3015000.00
3015000.00
0.0037
N
N
Y
N
Lancaster IDA
Civic Facility RB (GreenField Manor) Series 2000 0.140000%
514502AA1
US514502AA19
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2032-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
8
N
N
N
0.0014
11800000.00
11800000.00
0.0145
N
N
Y
N
Lancaster IDA
IDRB (Sealing Devices) Series 2007 0.160000%
514509AA6
US514509AA61
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2027-12-01
Y
HSBC Bank USA NA
1.0000
8
N
N
N
0.0016
1220000.00
1220000.00
0.0015
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.130000%
59259NT37
5493000TKYODLXADQD60
US59259NT377
Tender Option Bond
Y
2020-09-08
2020-09-08
2022-05-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
8000000.00
8000000.00
0.0098
N
N
Y
N
Metropolitan Transportation Auth
Transportation RB Series 2012G2 0.070000%
59259Y7S2
5493000TKYODLXADQD60
US59259Y7S20
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2032-11-01
Y
TD Bank NA
1.0000
8
N
N
N
0.0007
1250000.00
1250000.00
0.0015
N
N
Y
N
Metropolitan Transportation Auth
Transportation RB Series 2015E-3 0.030000%
59261AWK9
5493000TKYODLXADQD60
US59261AWK95
Variable Rate Demand Note
Y
2020-09-01
2020-09-01
2050-11-15
Y
Bank of America NA
1.0000
1
N
N
N
0.0003
18215000.00
18215000.00
0.0223
N
Y
Y
N
Monroe Cnty IDA
Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 0.130000%
610752CW5
US610752CW55
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2035-04-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
8
N
N
N
0.0013
16105000.00
16105000.00
0.0197
N
N
Y
N
Mount Sinai UFSD
TAN 2020 1.750000%
623118LV6
US623118LV65
Other Municipal Security
Y
2021-06-24
2021-06-24
2021-06-24
N
N
N
0.0047
10811066.00
10811066.00
0.0132
N
N
N
N
New Rochelle
BAN 2020 2.000000%
6485168R6
US6485168R69
Other Municipal Security
Y
2021-02-25
2021-02-25
2021-02-25
N
N
N
0.0029
11178669.40
11178669.40
0.0137
N
N
N
N
New York City
GO Bonds Fiscal 2012 Series D1 0.160000%
64966K6J7
549300ABYZD2SFD5JB29
US64966K6J73
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-04-01
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
N
0.0016
2500000.00
2500000.00
0.0031
N
N
Y
N
New York City
GO Bonds Fiscal 2014 Series A1 0.120000%
64966KT60
549300ABYZD2SFD5JB29
US64966KT608
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-08-01
Y
Citibank NA
1.0000
8
Y
N
N
0.0012
8000000.00
8000000.00
0.0098
N
N
Y
N
New York City
GO Bonds Fiscal 2013 Series F1 0.120000%
64966KWR0
549300ABYZD2SFD5JB29
US64966KWR03
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-03-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
8
Y
N
N
0.0012
7300000.00
7300000.00
0.0089
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Granville Payne Apts) Series 2006A 0.110000%
64966TAB0
549300SQWVHKBRF8D702
US64966TAB08
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2039-06-01
Y
Citibank NA
1.0000
8
N
N
N
0.0011
3210000.00
3210000.00
0.0039
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Las Casas) Series 2008A 0.120000%
64966TBK9
549300SQWVHKBRF8D702
US64966TBK97
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2040-10-01
Y
Bank of America NA
1.0000
8
N
N
N
0.0012
19200000.00
19200000.00
0.0235
N
N
Y
N
New York City IDA
Empowerment Zone RB (Tiago Holdings) Series 2007 0.070000%
649705SZ4
549300XR20ZR5DHL9534
US649705SZ43
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2037-01-01
Y
TD Bank NA
1.0000
8
N
N
N
0.0007
12575000.00
12575000.00
0.0154
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (33 W Tremont Ave Apts) Series 2005A 0.120000%
64970VCR2
549300SQWVHKBRF8D702
US64970VCR24
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2038-02-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
8
N
N
N
0.0012
400000.00
400000.00
0.0005
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.050000%
64971M2B7
5493003476LG35QAKM08
US64971M2B71
Variable Rate Demand Note
Y
2020-09-02
2020-09-02
2034-05-01
Y
Barclays Bank PLC
1.0000
2
Y
N
N
0.0005
180000.00
180000.00
0.0002
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series G 5.000000%
64971Q2J1
5493003476LG35QAKM08
US64971Q2J17
Other Municipal Security
Y
2020-11-01
2020-11-01
2020-11-01
N
N
N
0.0019
176379.00
176379.00
0.0002
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2012 Series F1 0.120000%
64971Q6W8
5493003476LG35QAKM08
US64971Q6W81
Tender Option Bond
Y
2020-09-08
2020-09-08
2021-11-01
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
N
0.0012
3400000.00
3400000.00
0.0042
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2014 Series A1 0.120000%
64971WGY0
5493003476LG35QAKM08
US64971WGY03
Tender Option Bond
Y
2020-09-08
2020-09-08
2021-11-01
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
N
0.0012
5780000.00
5780000.00
0.0071
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2017 Series A-1 5.000000%
64971WK41
5493003476LG35QAKM08
US64971WK412
Other Municipal Security
Y
2021-05-01
2021-05-01
2021-05-01
N
N
N
0.0026
154713.00
154713.00
0.0002
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2017 Series C 5.000000%
64971WT59
5493003476LG35QAKM08
US64971WT595
Other Municipal Security
Y
2020-11-01
2020-11-01
2020-11-01
N
N
N
0.0019
110866.80
110866.80
0.0001
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2016 Series C 5.000000%
64971WXW5
5493003476LG35QAKM08
US64971WXW53
Other Municipal Security
Y
2020-11-01
2020-11-01
2020-11-01
N
N
N
0.0019
428349.00
428349.00
0.0005
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2019 Series C1 5.000000%
64971XJM1
5493003476LG35QAKM08
US64971XJM11
Other Municipal Security
Y
2020-11-01
2020-11-01
2020-11-01
N
N
N
0.0019
231812.40
231812.40
0.0003
N
N
N
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2012 Series AA 0.120000%
64972GAJ3
549300Q2EHQ6RJPQKP05
US64972GAJ31
Tender Option Bond
Y
2020-09-03
2020-09-08
2020-12-15
Y
Citibank NA
1.0000
8
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0012
7000000.00
7000000.00
0.0086
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2011 Series EE 0.120000%
64972GCZ5
549300Q2EHQ6RJPQKP05
US64972GCZ54
Tender Option Bond
Y
2020-09-08
2020-09-08
2043-06-15
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
N
0.0012
6175000.00
6175000.00
0.0076
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2013 Series BB 0.120000%
64972GEA8
549300Q2EHQ6RJPQKP05
US64972GEA85
Tender Option Bond
Y
2020-09-03
2020-09-08
2020-12-15
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
N
0.0012
5800000.00
5800000.00
0.0071
N
N
Y
N
New York City Trust for Cultural Resources
Revenue & Refunding Bonds (American Museum of Natural History) Series 2014B1 0.290000%
64972RAM2
US64972RAM25
Other Municipal Security
Y
2020-09-03
2021-04-20
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0034
6300000.00
6300000.00
0.0077
N
N
N
N
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B2 0.430000%
64972SAQ1
US64972SAQ12
Other Municipal Security
Y
2020-09-03
2021-02-01
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0032
15752835.00
15752835.00
0.0193
N
N
N
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 0.130000%
64983PZE4
549300C8XO7EXTX2XU71
US64983PZE41
Tender Option Bond
Y
2020-09-03
2020-09-08
2020-09-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0013
2000000.00
2000000.00
0.0025
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 0.120000%
64983PZY0
549300C8XO7EXTX2XU71
US64983PZY05
Tender Option Bond
Y
2020-09-03
2020-09-08
2020-09-15
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0012
5935000.00
5935000.00
0.0073
N
N
Y
N
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2013B 5.000000%
64985HLK1
549300QJ33JJW73OQO60
US64985HLK13
Other Municipal Security
Y
2021-05-15
2021-05-15
2021-05-15
N
N
N
0.0012
103427.00
103427.00
0.0001
N
N
N
N
New York State Power Auth
CP Series 2 0.280000%
64985NKX1
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2020-12-03
2020-12-03
2020-12-03
N
N
N
0.0016
1300403.00
1300403.00
0.0016
N
N
N
N
New York State Power Auth
CP Series 2 0.280000%
64985NKY9
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2020-12-02
2020-12-02
2020-12-02
N
N
N
0.0016
1200366.36
1200366.36
0.0015
N
N
N
N
New York State Power Auth
CP Series 2 0.400000%
64985NLD4
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-03-11
2021-03-11
2021-03-11
N
N
N
0.0031
2701272.51
2701272.51
0.0033
N
N
N
N
New York State Power Auth
CP Series 2 0.400000%
64985NLE2
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-02-25
2021-02-25
2021-02-25
N
N
N
0.0031
8003496.00
8003496.00
0.0098
N
N
N
N
New York State Power Auth
CP Series 2 0.400000%
64985NLG7
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2021-03-11
2021-03-11
2021-03-11
N
N
N
0.0031
3001414.20
3001414.20
0.0037
N
N
N
N
New York State Urban Development Corp
State Sales Tax RB Series 2019A 5.000000%
64985TAB7
54930039Y2EMGXN6LM88
US64985TAB70
Other Municipal Security
Y
2021-03-15
2021-03-15
2021-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0018
2200383.90
2200383.90
0.0027
N
N
N
N
New York State HFA
Service Contract Refunding RB Series 2003 M2 0.150000%
64986BBF5
5493000LS7KCDB02O506
US64986BBF58
Variable Rate Demand Note
Y
2020-09-02
2020-09-08
2021-09-15
Y
Bank of America NA
1.0000
8
N
N
N
0.0015
2010000.00
2010000.00
0.0025
N
N
Y
N
New York State HFA
Housing RB (Gateway to New Cassel) Series 2006A 0.160000%
64986MF34
5493000LS7KCDB02O506
US64986MF346
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2039-11-01
Y
JPMorgan Chase Bank NA
1.0000
8
N
N
N
0.0016
5400000.00
5400000.00
0.0066
N
N
Y
N
New York State HFA
Housing RB (250 W 93rd St) Series 2005A 0.120000%
64986MM44
5493000LS7KCDB02O506
US64986MM441
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2038-11-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
8
N
N
N
0.0012
8000000.00
8000000.00
0.0098
N
N
Y
N
New York State HFA
Housing RB (West Village Apts) Series 2008A 0.160000%
64986MS89
5493000LS7KCDB02O506
US64986MS893
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2039-11-01
Y
Citibank NA
1.0000
8
N
N
N
0.0016
5400000.00
5400000.00
0.0066
N
N
Y
N
New York State HFA
Housing RB (25 Washington St) Series 2010A 0.150000%
64986UFE2
5493000LS7KCDB02O506
US64986UFE29
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2044-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
8
N
N
N
0.0015
7810000.00
7810000.00
0.0096
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 210 0.100000%
6498832X2
549300ZQWNLLIG564027
US6498832X29
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2039-10-01
Y
Barclays Bank PLC
1.0000
8
Y
N
N
0.0010
700000.00
700000.00
0.0009
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 209 2.200000%
6498833L7
549300ZQWNLLIG564027
US6498833L71
Other Municipal Security
Y
2021-04-01
2021-04-01
2021-04-01
N
N
N
0.0059
151398.00
151398.00
0.0002
N
N
N
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 142 0.050000%
649883CL7
549300ZQWNLLIG564027
US649883CL74
Variable Rate Demand Note
Y
2020-09-01
2020-09-01
2037-10-01
Y
Royal Bank of Canada
1.0000
1
Y
N
N
0.0005
5940000.00
5940000.00
0.0073
N
Y
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 144 0.050000%
649883DQ5
549300ZQWNLLIG564027
US649883DQ52
Variable Rate Demand Note
Y
2020-09-01
2020-09-01
2037-10-01
Y
Bank of America NA
1.0000
1
Y
N
N
0.0005
1645000.00
1645000.00
0.0020
N
Y
Y
N
New York State Power Auth
RB Series 2015A 2.000000%
64989KKX3
I5P1GEYFGGMMDOFX2L30
US64989KKX36
Other Municipal Security
Y
2020-11-15
2020-11-15
2020-11-15
N
N
Y
Escrow
Escrow
1.0000
0.0021
1329809.75
1329809.75
0.0016
N
N
N
N
New York State Power Auth
CP Series 1 0.180000%
64989MB27
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2020-10-06
2020-10-06
2020-10-06
N
N
N
0.0018
4000000.00
4000000.00
0.0049
N
N
N
N
New York State Power Auth
CP Series 1 0.210000%
64989MB35
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2020-11-16
2020-11-16
2020-11-16
N
N
N
0.0018
800050.56
800050.56
0.0010
N
N
N
N
New York State Dormitory Auth
State Sales Tax RB Series 2015A 5.000000%
64990ADM4
549300C8XO7EXTX2XU71
US64990ADM45
Other Municipal Security
Y
2021-03-15
2021-03-15
2021-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0018
538555.50
538555.50
0.0007
N
N
N
N
New York State Dormitory Auth
State Sales Tax RB Series 2018E 5.000000%
64990ALW3
549300C8XO7EXTX2XU71
US64990ALW35
Other Municipal Security
Y
2021-03-15
2021-03-15
2021-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0018
666783.00
666783.00
0.0008
N
N
N
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2012B 5.000000%
64990EEV5
549300C8XO7EXTX2XU71
US64990EEV56
Other Municipal Security
Y
2021-03-15
2021-03-15
2021-03-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0018
107711.10
107711.10
0.0001
N
N
N
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2014A 5.000000%
64990ENC7
549300C8XO7EXTX2XU71
US64990ENC74
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0018
148161.00
148161.00
0.0002
N
N
N
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2017A 5.000000%
64990FVR2
549300C8XO7EXTX2XU71
US64990FVR27
Other Municipal Security
Y
2021-02-15
2021-02-15
2021-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0018
204360.00
204360.00
0.0003
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.120000%
650035K31
54930039Y2EMGXN6LM88
US650035K310
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-03-15
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0012
7000000.00
7000000.00
0.0086
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 3 0.120000%
670656602
549300V4X2BF3UXSCQ58
US6706566022
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2040-12-01
Y
Citibank NA
1.0000
8
N
N
N
0.0012
2700000.00
2700000.00
0.0033
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 5 0.120000%
670656875
549300V4X2BF3UXSCQ58
US6706568754
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2046-06-01
Y
Toronto-Dominion Bank/The
1.0000
8
N
N
N
0.0012
40000000.00
40000000.00
0.0490
N
N
Y
N
Oceanside UFSD
TAN 2020-2021 1.750000%
675498LA5
US675498LA52
Other Municipal Security
Y
2021-06-24
2021-06-24
2021-06-24
N
N
N
0.0036
1011280.00
1011280.00
0.0012
N
N
N
N
Onondaga Cnty IDA
Civic Facility RB (Syracuse Research Corp) Series 1997A 0.130000%
682747AV2
US682747AV22
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2021-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
8
N
N
N
0.0013
810000.00
810000.00
0.0010
N
N
Y
N
Onondaga Cnty IDA
IDRB (G.A. Braun Inc) Series 2007 0.390000%
682750EC4
US682750EC41
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2034-06-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
8
N
N
N
0.0039
5270000.00
5270000.00
0.0065
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 177th Series 0.190000%
73358WMU5
54930006MR4KZ4W74Z83
US73358WMU52
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-01-15
Y
Credit Suisse AG
1.0000
8
Y
N
N
0.0019
1700000.00
1700000.00
0.0021
N
N
Y
N
New York City
GO Bonds Fiscal 2012 Series A5 0.120000%
74926Y3G4
549300ABYZD2SFD5JB29
US74926Y3G49
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-07-01
Y
Royal Bank of Canada
1.0000
8
Y
N
N
0.0012
14165000.00
14165000.00
0.0174
N
N
Y
N
New York City
GO Bonds Fiscal 2012 Series D3B 0.120000%
74926Y3L3
549300ABYZD2SFD5JB29
US74926Y3L34
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-07-01
Y
Royal Bank of Canada
1.0000
8
Y
N
N
0.0012
1900000.00
1900000.00
0.0023
N
N
Y
N
New York City
GO Bonds Fiscal 2015 Series F7 0.120000%
74926Y3Q2
549300ABYZD2SFD5JB29
US74926Y3Q21
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-07-01
Y
Royal Bank of Canada
1.0000
8
Y
N
N
0.0012
5830000.00
5830000.00
0.0071
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 1998 Series C 0.120000%
74926Y4C2
5493003476LG35QAKM08
US74926Y4C26
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-08-01
Y
Royal Bank of Canada
1.0000
8
Y
N
N
0.0012
11200000.00
11200000.00
0.0137
N
N
Y
N
New York City
GO Bonds Fiscal 2006 Series I5 0.120000%
74934RA97
549300ABYZD2SFD5JB29
US74934RA971
Tender Option Bond
Y
2020-09-08
2020-09-08
2023-05-01
Y
Royal Bank of Canada
1.0000
8
Y
N
N
0.0012
11000000.00
11000000.00
0.0135
N
N
Y
N
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3 0.050000%
74934RCN4
5493003476LG35QAKM08
US74934RCN44
Tender Option Bond
Y
2020-09-01
2020-09-01
2021-12-01
Y
Royal Bank of Canada
1.0000
1
N
N
N
0.0005
4900000.00
4900000.00
0.0060
N
Y
Y
N
Battery Park City Auth
Jr RB Series 2019E 0.120000%
74934RF84
US74934RF848
Tender Option Bond
Y
2020-09-08
2020-09-08
2023-08-06
Y
Royal Bank of Canada
1.0000
8
Y
N
N
0.0012
13000000.00
13000000.00
0.0159
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 0.050000%
74934RLQ7
549300Q2EHQ6RJPQKP05
US74934RLQ73
Tender Option Bond
Y
2020-09-01
2020-09-01
2022-07-15
Y
Royal Bank of Canada
1.0000
1
Y
N
N
0.0005
1935000.00
1935000.00
0.0024
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2016 Series AA3 0.050000%
74934RLV6
549300Q2EHQ6RJPQKP05
US74934RLV68
Tender Option Bond
Y
2020-09-01
2020-09-01
2022-07-15
Y
Royal Bank of Canada
1.0000
1
Y
N
N
0.0005
675000.00
675000.00
0.0008
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series CC 0.120000%
74934RVR4
549300Q2EHQ6RJPQKP05
US74934RVR47
Tender Option Bond
Y
2020-09-08
2020-09-08
2022-11-15
Y
Royal Bank of Canada
1.0000
8
Y
N
N
0.0012
1500000.00
1500000.00
0.0018
N
N
Y
N
Rockland Cnty IDA
RB (Northern Riverview) Series 1999 0.130000%
773561AD7
US773561AD73
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2029-02-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
8
N
N
N
0.0013
5265000.00
5265000.00
0.0065
N
N
Y
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 4.000000%
794665FG9
US794665FG92
Other Municipal Security
Y
2020-10-15
2020-10-15
2020-10-15
N
N
N
0.0020
120543.60
120543.60
0.0001
N
N
N
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 5.000000%
794665GB9
US794665GB96
Other Municipal Security
Y
2020-10-15
2020-10-15
2020-10-15
N
N
N
0.0020
135773.55
135773.55
0.0002
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.130000%
88033LA25
54930039Y2EMGXN6LM88
US88033LA250
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-03-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0013
4665000.00
4665000.00
0.0057
N
N
Y
N
New York City
GO Bonds Fiscal 2014 Series I1 0.130000%
88033LA41
549300ABYZD2SFD5JB29
US88033LA417
Tender Option Bond
Y
2020-09-08
2020-09-08
2022-03-01
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
2635000.00
2635000.00
0.0032
N
N
Y
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 0.130000%
88033LD48
US88033LD486
Tender Option Bond
Y
2020-09-08
2020-09-08
2022-10-20
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
4250000.00
4250000.00
0.0052
N
N
Y
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 0.130000%
88033LSR1
US88033LSR14
Tender Option Bond
Y
2020-09-08
2020-09-08
2022-10-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
1085000.00
1085000.00
0.0013
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013 0.130000%
88033LZE2
US88033LZE28
Tender Option Bond
Y
2020-09-08
2020-09-08
2021-12-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
3355000.00
3355000.00
0.0041
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013 0.120000%
88033M2A4
US88033M2A40
Tender Option Bond
Y
2020-09-08
2020-09-08
2021-11-01
Y
Credit Suisse AG
1.0000
8
Y
N
N
0.0012
24375000.00
24375000.00
0.0299
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2016A 0.130000%
88033ME52
5493000TKYODLXADQD60
US88033ME524
Tender Option Bond
Y
2020-09-08
2020-09-08
2024-05-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
1345000.00
1345000.00
0.0016
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 0.120000%
88033MEU7
5493003476LG35QAKM08
US88033MEU71
Tender Option Bond
Y
2020-09-08
2020-09-08
2023-07-15
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0012
8000000.00
8000000.00
0.0098
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2015E 0.130000%
88033MGE1
549300C8XO7EXTX2XU71
US88033MGE12
Tender Option Bond
Y
2020-09-08
2020-09-08
2023-09-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0013
6250000.00
6250000.00
0.0077
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2015B 0.130000%
88033MGW1
549300C8XO7EXTX2XU71
US88033MGW10
Tender Option Bond
Y
2020-09-08
2020-09-08
2023-02-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0013
5625000.00
5625000.00
0.0069
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.170000%
88033MHQ3
54930006MR4KZ4W74Z83
US88033MHQ33
Tender Option Bond
Y
2020-09-08
2020-09-08
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
N
0.0017
8500000.00
8500000.00
0.0104
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.170000%
88033MJS7
54930006MR4KZ4W74Z83
US88033MJS70
Tender Option Bond
Y
2020-09-08
2020-09-08
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
N
0.0017
3300000.00
3300000.00
0.0040
N
N
Y
N
New York Liberty Development Corp
Liberty RB Series 1WTC-2011 0.140000%
88033MK71
US88033MK711
Tender Option Bond
Y
2020-09-03
2020-09-08
2020-12-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
Y
PORT AUTHORITY OF NEW YORK AND NEW JERSEY
Corporate Underlier
1.0000
0.0014
5815000.00
5815000.00
0.0071
N
N
Y
N
New York State Dormitory Auth
State Sales Tax RB Series 2015B 0.120000%
88033MKH9
549300C8XO7EXTX2XU71
US88033MKH96
Tender Option Bond
Y
2020-09-08
2020-09-08
2023-09-15
Y
Wells Fargo Bank NA
1.0000
8
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0012
7990000.00
7990000.00
0.0098
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2010C 0.130000%
88033MTX5
549300QJ33JJW73OQO60
US88033MTX55
Tender Option Bond
Y
2020-09-08
2020-09-08
2035-10-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
6600000.00
6600000.00
0.0081
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 0.120000%
88033MYA9
549300Q2EHQ6RJPQKP05
US88033MYA97
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-07-15
Y
Royal Bank of Canada
1.0000
8
Y
N
N
0.0012
10515000.00
10515000.00
0.0129
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.120000%
88033SRH9
5493003476LG35QAKM08
US88033SRH93
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-08-01
Y
Royal Bank of Canada
1.0000
8
Y
N
N
0.0012
570000.00
570000.00
0.0007
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2017A 0.150000%
88033U6W4
5493000TKYODLXADQD60
US88033U6W43
Tender Option Bond
Y
2020-09-08
2020-09-08
2025-05-15
Y
Barclays Bank PLC
1.0000
8
Y
N
N
0.0015
7500000.00
7500000.00
0.0092
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2013A 0.130000%
88033UBQ1
549300QJ33JJW73OQO60
US88033UBQ13
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-06-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
Y
NEW YORK ST EFC NYCMWFA PROG
Corporate Underlier
1.0000
0.0013
2500000.00
2500000.00
0.0031
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 0.120000%
88033UC56
549300Q2EHQ6RJPQKP05
US88033UC562
Tender Option Bond
Y
2020-09-08
2020-09-08
2024-12-01
Y
Barclays Bank PLC
1.0000
8
Y
N
N
0.0012
2800000.00
2800000.00
0.0034
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2013A 0.130000%
88033UCA5
549300C8XO7EXTX2XU71
US88033UCA51
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-02-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0013
2000000.00
2000000.00
0.0025
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2013 Series DD 0.130000%
88033UCE7
549300Q2EHQ6RJPQKP05
US88033UCE73
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-06-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
715000.00
715000.00
0.0009
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2015 Series FF 0.120000%
88033UH36
549300Q2EHQ6RJPQKP05
US88033UH363
Tender Option Bond
Y
2020-09-08
2020-09-08
2023-06-15
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
N
0.0012
4000000.00
4000000.00
0.0049
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2016B-1 0.130000%
88033UXD6
5493000TKYODLXADQD60
US88033UXD61
Tender Option Bond
Y
2020-09-08
2020-09-08
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
3335000.00
3335000.00
0.0041
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2017 Series B1 0.130000%
88033Y5Y3
5493003476LG35QAKM08
US88033Y5Y36
Tender Option Bond
Y
2020-09-08
2020-09-08
2024-08-01
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
2625000.00
2625000.00
0.0032
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 206th Series 0.140000%
88033YPZ8
54930006MR4KZ4W74Z83
US88033YPZ87
Tender Option Bond
Y
2020-09-08
2020-09-08
2025-05-15
Y
Citibank NA
1.0000
8
Y
N
N
0.0014
2500000.00
2500000.00
0.0031
N
N
Y
N
New York State Dormitory Auth
State Sales Tax RB Series 2018C 0.130000%
88034M5J1
549300C8XO7EXTX2XU71
US88034M5J12
Tender Option Bond
Y
2020-09-08
2020-09-08
2026-03-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0013
17880000.00
17880000.00
0.0219
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 206th Series 0.140000%
88034M7P5
54930006MR4KZ4W74Z83
US88034M7P53
Tender Option Bond
Y
2020-09-08
2020-09-08
2025-11-15
Y
Toronto-Dominion Bank/The
1.0000
8
Y
N
N
0.0014
2000000.00
2000000.00
0.0025
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2013 Series S1 0.120000%
88034MR24
5493003476LG35QAKM08
US88034MR243
Tender Option Bond
Y
2020-09-03
2020-09-08
2021-07-15
Y
Bank of America NA
1.0000
8
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0012
6000000.00
6000000.00
0.0074
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2017E 0.130000%
88034MXC5
549300QJ33JJW73OQO60
US88034MXC53
Tender Option Bond
Y
2020-09-08
2020-09-08
2025-06-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
5000000.00
5000000.00
0.0061
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Sec Sub Bonds Fiscal Series 2018C3 & 2020B1 &2020A3 0.120000%
88034MXR2
5493003476LG35QAKM08
US88034MXR23
Tender Option Bond
Y
2020-09-08
2020-09-08
2027-11-01
Y
Bank of America NA
1.0000
8
Y
N
N
0.0012
9295000.00
9295000.00
0.0114
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2019A 0.130000%
88034N4F8
54930039Y2EMGXN6LM88
US88034N4F80
Tender Option Bond
Y
2020-09-08
2020-09-08
2026-09-15
Y
Citibank NA
1.0000
8
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0013
3330000.00
3330000.00
0.0041
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2017B-1 0.170000%
88034NAP9
5493000TKYODLXADQD60
US88034NAP96
Tender Option Bond
Y
2020-09-08
2020-09-08
2025-11-15
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
N
0.0017
7500000.00
7500000.00
0.0092
N
N
Y
N
New York City
GO Bonds Fiscal 2019 Series D 0.120000%
88034NK37
549300ABYZD2SFD5JB29
US88034NK378
Tender Option Bond
Y
2020-09-08
2020-09-08
2026-12-01
Y
Bank of America NA
1.0000
8
Y
N
N
0.0012
4005000.00
4005000.00
0.0049
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2018A 0.120000%
88034NR22
549300C8XO7EXTX2XU71
US88034NR225
Tender Option Bond
Y
2020-09-08
2020-09-08
2026-09-15
Y
Bank of America NA
1.0000
8
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0012
4330000.00
4330000.00
0.0053
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2019 Series EE2 0.120000%
88034REX9
549300Q2EHQ6RJPQKP05
US88034REX98
Tender Option Bond
Y
2020-09-08
2020-09-08
2026-12-15
Y
Bank of America NA
1.0000
8
Y
N
N
0.0012
2000000.00
2000000.00
0.0025
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 214th Series 0.170000%
88034RX42
54930006MR4KZ4W74Z83
US88034RX422
Tender Option Bond
Y
2020-09-08
2020-09-08
2027-03-01
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0017
2000000.00
2000000.00
0.0025
N
N
Y
N
New York City Housing Development Corp
M/F Housing RB Series 2019B1A 0.120000%
88034RYM1
549300SQWVHKBRF8D702
US88034RYM14
Tender Option Bond
Y
2020-09-08
2020-09-08
2025-05-01
Y
Barclays Bank PLC
1.0000
8
Y
N
N
0.0012
3200000.00
3200000.00
0.0039
N
N
Y
N
New York City
GO Bonds Fiscal 2020 Series A 0.120000%
88034RYR0
549300ABYZD2SFD5JB29
US88034RYR01
Tender Option Bond
Y
2020-09-08
2020-09-08
2027-08-01
Y
Bank of America NA
1.0000
8
Y
N
N
0.0012
9330000.00
9330000.00
0.0114
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2019D 0.130000%
88034U5J3
549300C8XO7EXTX2XU71
US88034U5J31
Tender Option Bond
Y
2020-09-08
2020-09-08
2028-02-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0013
6665000.00
6665000.00
0.0082
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 218th Series 0.120000%
88034UQM3
54930006MR4KZ4W74Z83
US88034UQM35
Tender Option Bond
Y
2020-09-08
2020-09-08
2027-11-01
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
N
0.0012
5560000.00
5560000.00
0.0068
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2019D 0.120000%
88034UTB4
549300C8XO7EXTX2XU71
US88034UTB43
Tender Option Bond
Y
2020-09-08
2020-09-08
2027-08-15
Y
Morgan Stanley Bank NA
1.0000
8
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0012
5950000.00
5950000.00
0.0073
N
N
Y
N
New York State Urban Development Corp
State Sales Tax RB Series 2019A 0.120000%
88034UWC8
54930039Y2EMGXN6LM88
US88034UWC88
Tender Option Bond
Y
2020-09-08
2020-09-08
2027-10-01
Y
Bank of America NA
1.0000
8
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0012
10660000.00
10660000.00
0.0131
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.130000%
88034WKH6
I5P1GEYFGGMMDOFX2L30
US88034WKH69
Tender Option Bond
Y
2020-09-08
2020-09-08
2027-11-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
2000000.00
2000000.00
0.0025
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.130000%
88034WKK9
I5P1GEYFGGMMDOFX2L30
US88034WKK98
Tender Option Bond
Y
2020-09-08
2020-09-08
2027-11-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
N
0.0013
2650000.00
2650000.00
0.0032
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.130000%
88034WKW3
I5P1GEYFGGMMDOFX2L30
US88034WKW37
Tender Option Bond
Y
2020-09-08
2020-09-08
2027-11-15
Y
Toronto-Dominion Bank/The
1.0000
8
Y
N
N
0.0013
4000000.00
4000000.00
0.0049
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.130000%
88034WLA0
I5P1GEYFGGMMDOFX2L30
US88034WLA08
Tender Option Bond
Y
2020-09-08
2020-09-08
2027-11-15
Y
Toronto-Dominion Bank/The
1.0000
8
Y
N
N
0.0013
4025000.00
4025000.00
0.0049
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2019D 0.130000%
88034WLG7
549300C8XO7EXTX2XU71
US88034WLG77
Tender Option Bond
Y
2020-09-08
2020-09-08
2028-02-15
Y
JPMorgan Chase Bank NA
1.0000
8
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0013
3750000.00
3750000.00
0.0046
N
N
Y
N
New York State Power Auth
RB Series 2020A 0.120000%
88034WQF4
I5P1GEYFGGMMDOFX2L30
US88034WQF40
Tender Option Bond
Y
2020-09-08
2020-09-08
2028-05-15
Y
Toronto-Dominion Bank/The
1.0000
8
Y
N
N
0.0012
5500000.00
5500000.00
0.0067
N
N
Y
N
Tompkins Cnty
BAN Series 2020A 2.250000%
890091XF3
US890091XF34
Other Municipal Security
Y
2021-02-19
2021-02-19
2021-02-19
N
N
N
0.0039
5043300.00
5043300.00
0.0062
N
N
N
N
Tompkins Cnty
BAN Series 2020B 2.000000%
890091XG1
US890091XG17
Other Municipal Security
Y
2021-02-19
2021-02-19
2021-02-19
N
N
N
0.0029
5278738.89
5278738.89
0.0065
N
N
N
N
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2005B-2 0.020000%
89602RDT9
54930020ZN4LQF7K3456
US89602RDT95
Variable Rate Demand Note
Y
2020-09-01
2020-09-01
2032-01-01
Y
Citibank NA
1.0000
1
N
N
N
0.0002
2265000.00
2265000.00
0.0028
N
Y
Y
N
Triborough Bridge & Tunnel Auth
General RB Series 2001C 0.020000%
89602RED3
54930020ZN4LQF7K3456
US89602RED35
Variable Rate Demand Note
Y
2020-09-01
2020-09-01
2032-01-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
N
N
N
0.0002
7120000.00
7120000.00
0.0087
N
Y
Y
N
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2002F 0.020000%
89602RFA8
54930020ZN4LQF7K3456
US89602RFA86
Variable Rate Demand Note
Y
2020-09-01
2020-09-01
2032-11-01
Y
Citibank NA
1.0000
1
N
N
N
0.0002
5095000.00
5095000.00
0.0062
N
Y
Y
N
Valley Stream UFSD
BAN 2019 2.000000%
920113BC0
US920113BC08
Other Municipal Security
Y
2020-09-04
2020-09-04
2020-09-04
N
N
N
0.0026
15001500.00
15001500.00
0.0184
N
N
Y
N
Warren & Washington Cnty IDA
Civic Facility RB (The Glen at Hiland Meadows) Series 2000 0.140000%
934651AA8
US934651AA83
Variable Rate Demand Note
Y
2020-09-08
2020-09-08
2030-12-15
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
8
N
N
N
0.0014
7350000.00
7350000.00
0.0090
N
N
Y
N
West Hempstead UFSD
BAN 2020 1.500000%
953259HQ4
US953259HQ43
Other Municipal Security
Y
2021-06-11
2021-06-11
2021-06-11
N
N
N
0.0039
12859650.00
12859650.00
0.0158
N
N
N
N
Westhampton Beach UFSD
TAN Series 2020-2021 2.000000%
960351EF7
US960351EF74
Other Municipal Security
Y
2021-06-25
2021-06-25
2021-06-25
N
N
N
0.0043
9115020.00
9115020.00
0.0112
N
N
N
N
Williamsville CSD
BAN Series 2020 1.750000%
970497MR1
US970497MR17
Other Municipal Security
Y
2021-06-09
2021-06-09
2021-06-09
N
N
N
0.0035
15161850.00
15161850.00
0.0186
N
N
N
N
The Charles Schwab Family of Funds
2020-09-08
Mark Fischer
Mark Fischer
Chief Financial Officer