0001145549-19-042200.txt : 20191107 0001145549-19-042200.hdr.sgml : 20191107 20191107145611 ACCESSION NUMBER: 0001145549-19-042200 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191031 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 191199928 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004500 Schwab AMT Tax-Free Money Fund C000039063 Investor Shares SWWXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2019-10-31 0000857156 549300I77JNLD629OV19 S000004500 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. DST Asset Manager Solutions, Inc. 0000275143 084-00896 N N N Other Tax Exempt Y 38 44 848925964.75 885569177.14 867480080.36 866862402.99 0.00 0.6910 0.7165 0.7005 0.6966 0.0000 67600.42 1275709667.00 1275536646.77 4216968.62 24546377.32 1255274838.49 1254828734.4120 1.0000 0.0127 1.0004 1.0004 1.0004 1.0005 0.0000 C000039063 0.00 1255274838.49 1254828734.4120 1.0004 1.0004 1.0004 1.0005 0.0000 18520734.78 26552360.46 27237484.02 15403741.76 11959677.44 12794927.20 15510296.26 9838086.49 0.00 0.00 93889563.87 63565283.64 0.0092 Y Investment Advisor and its affiliates Contractual 176,238 Adams Cnty IDA RB (Gettysburg Fdn) Series 2006A 1.240000% 006116AG2 US006116AG26 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2027-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0124 9495000.00 9495000.00 0.0076 N N Y N Alaska Housing Finance Corp Home Mortgage RB Series 2007D 1.110000% 01170PBX3 549300HJ8NOJNYW6ER36 US01170PBX33 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2041-12-01 Y FEDERAL HOME LOAN BANKS 1.0000 7 Y N N 0.0111 105000.00 105000.00 0.0001 N N Y N Alief ISD ULT GO Refunding Bonds Series 2019 5.000000% 016249QK3 US016249QK39 Other Municipal Security Y 2020-02-15 2020-02-15 2020-02-15 N Y TEXAS PERMANENT SCHOOL FUND PROG (GTY) 1.0000 N 0.0113 2779672.50 2779672.50 0.0022 N N N N Appleton Recovery Zone Facility Bonds (Foremost Farms) Series 2010 1.150000% 038125AA8 US038125AA81 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2037-05-01 Y CoBank ACB 1.0000 7 N N N 0.0115 9800000.00 9800000.00 0.0078 N N Y N Ascension Parish IDB RB (BASF SE) Series 2009 1.160000% 04350RAD0 US04350RAD08 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2039-10-01 Y BASF SE 1.0000 7 N N N 0.0116 15000000.00 15000000.00 0.0119 N N Y N Atlanta Airport 2nd Lien PFC & 3rd Lien General Revenue CP Series K1-K4 1.450000% 04779GAC9 549300GHLQ0J51NUBM84 Non-Financial Company Commercial Paper Y 2020-03-23 2020-03-23 2020-03-23 N Y PNC BANK NATIONAL ASSOCIATION 1.0000 N 0.0127 6004205.40 6004205.40 0.0048 N N N N Atlanta Water & Wastewater Refunding RB Series 2015 1.150000% 047870NG1 549300GHLQ0J51NUBM84 US047870NG13 Tender Option Bond Y 2019-11-07 2019-11-07 2023-05-01 Y Morgan Stanley Bank NA 1.0000 7 Y N Y ATLANTA GA WTR & WASTEWTR REV Corporate Underlier 1.0000 0.0115 8200000.00 8200000.00 0.0065 N N Y N Boerne ISD ULT Refunding Bonds Series 2012 5.000000% 097067HE5 US097067HE52 Other Municipal Security Y 2020-02-01 2020-02-01 2020-02-01 N Y TEXAS PERMANENT SCHOOL FUND PROG (GTY) 1.0000 N 0.0113 1322169.90 1322169.90 0.0011 N N N N Boston Water & Sewer Commission CP BAN Series A 1.290000% 10102NDR3 Non-Financial Company Commercial Paper Y 2019-12-03 2019-12-03 2019-12-03 N Y STATE STREET BANK AND TRUST COMPANY 1.0000 N 0.0119 3160278.40 3160278.40 0.0025 N N N N Brazos Harbor IDC Refunding RB (BASF Corp) Series 2001 1.160000% 10623QAA6 US10623QAA67 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2022-07-01 Y BASF SE 1.0000 7 N N N 0.0116 12000000.00 12000000.00 0.0096 N N Y N Brownsville Utilities System CP Series A 1.390000% 11647WBD6 Non-Financial Company Commercial Paper Y 2019-11-07 2019-11-07 2019-11-07 N Y MUFG Union Bank NA 1.0000 N 0.0118 3685147.03 3685147.03 0.0029 N N Y N Burlington Cnty BAN 2018B 2.750000% 121651LY7 US121651LY78 Other Municipal Security Y 2020-04-17 2020-04-17 2020-04-17 N N N 0.0120 2517750.00 2517750.00 0.0020 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B2 1.280000% 13079RBX6 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2020-03-03 2020-03-03 2020-03-03 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0114 9504426.05 9504426.05 0.0076 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B3 1.280000% 13079SDR5 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2020-03-03 2020-03-03 2020-03-03 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0114 7503494.25 7503494.25 0.0060 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B-4 1.320000% 13079TDG7 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2020-02-06 2020-02-06 2020-02-06 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0113 1800898.56 1800898.56 0.0014 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B6 1.300000% 13080HEU8 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper Y 2020-02-11 2020-02-11 2020-02-11 N N Y Kaiser Permanente Corporate Underlier 1.0000 0.0113 1500703.05 1500703.05 0.0012 N N N N California Statewide Communities Development Auth Gas Supply RB Series 2010B 1.220000% 13080PAD2 549300KTNI2GCJNX2U48 US13080PAD24 Other Municipal Security Y 2019-11-07 2020-01-02 2040-11-01 N Y Royal Bank of Canada 1.0000 N 0.0122 23445000.00 23445000.00 0.0187 N N N N Metropolitan Water Reclamation District of Greater Chicago ULT GO Bonds Series 2014A&C 1.220000% 167560SN2 US167560SN28 Tender Option Bond Y 2019-11-07 2019-11-07 2022-12-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0122 7000000.00 7000000.00 0.0056 N N Y N New Jersey Transportation Trust Fund Auth Transportation System RB Series 2006A 1.160000% 18886PC52 549300YUVD5TEXR6L889 US18886PC527 Tender Option Bond Y 2019-11-07 2019-11-07 2023-12-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 7 N N N 0.0116 10000000.00 10000000.00 0.0080 N N Y N New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2005B & 2006A & School Facilities Construction Refunding Bonds Series 2005K 1.160000% 18886PQH1 549300YUVD5TEXR6L889 US18886PQH19 Tender Option Bond Y 2019-11-07 2019-11-07 2020-12-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 7 N N N 0.0116 14055000.00 14055000.00 0.0112 N N Y N Ohio Higher Educational Facility Commission RB (Case Western Reserve Univ) Series 2006 1.160000% 18886PVP7 5493007MQT6NGNN6BR81 US18886PVP79 Tender Option Bond Y 2019-11-07 2019-11-07 2022-12-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 7 N N N 0.0116 5000000.00 5000000.00 0.0040 N N Y N Memphis & Shelby Cnty Sports Auth Refunding RB (Memphis Arena) Series 2007C&D 1.160000% 18886PVV4 US18886PVV48 Tender Option Bond Y 2019-11-01 2019-11-01 2019-11-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 N N N 0.0116 3785000.00 3785000.00 0.0030 N Y Y N Denver SD #1 GO Refunding Bonds Series 2005A 1.160000% 18886PXP5 US18886PXP51 Tender Option Bond Y 2019-11-07 2019-11-07 2020-12-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 7 Y N N 0.0116 7415000.00 7415000.00 0.0059 N N Y N Colorado Housing & Finance Auth S/F Mortgage Class I Bonds Series 2001AA2 1.140000% 196479ZC6 5493005GIROYQAWBMC18 US196479ZC62 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2031-05-01 Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 7 Y N N 0.0114 1700000.00 1700000.00 0.0014 N N Y N Colorado TRAN Series 2019A 3.000000% 19672MCG1 US19672MCG15 Other Municipal Security Y 2020-06-29 2020-06-29 2020-06-29 N N N 0.0112 1366659.00 1366659.00 0.0011 N N N N Connecticut Development Auth Refunding RB (Bradley Airport Hotel) Series 2006A 1.160000% 207565AA0 US207565AA06 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2028-12-01 Y TD Bank NA 1.0000 7 N N N 0.0116 9185000.00 9185000.00 0.0073 N N Y N Univ of Missouri CP Series A 1.300000% 23127DX97 G0G4PRB87K0V5MXIV248 Non-Financial Company Commercial Paper Y 2019-12-03 2019-12-03 2019-12-03 N N N 0.0120 4835444.34 4835444.34 0.0039 N N N N Custer Cnty Midwestern Disaster RB (The Andersons) Series 2011 1.160000% 231773AA0 US231773AA04 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2036-12-01 Y US BANK NATIONAL ASSOCIATION 1.0000 7 N N N 0.0116 21000000.00 21000000.00 0.0167 N N Y N Dallas Area Rapid Transit Sr Sub Lien Sales Tax Revenue CP Sereies IIA 1.400000% 23525SAE6 75YWM81F2R6UQGJIEW47 Non-Financial Company Commercial Paper Y 2019-12-12 2019-12-12 2019-12-12 N N Y JPMorgan Chase Bank NA Standby Purchase Agreement 1.0000 0.0130 5000562.50 5000562.50 0.0040 N N N N Deer Park UFSD TRAN 2019-2020 2.000000% 244068HB1 US244068HB11 Other Municipal Security Y 2020-06-25 2020-06-25 2020-06-25 N N N 0.0128 5023350.00 5023350.00 0.0040 N N N N Delaware Health Facilities Auth RB (Christiana Care Health Services) Series 2008A 1.350000% 246388NV0 549300RXU7M05ZYSJG42 US246388NV09 Variable Rate Demand Note Y 2019-11-01 2019-11-01 2038-10-01 Y CHRISTIANA CARE HLTH SVCS 1.0000 1 N N N 0.0135 2030000.00 2030000.00 0.0016 N Y Y N Detroit Sewer Disposal System 2nd Lien RB Series 2005A 1.150000% 2512377Z0 US2512377Z04 Tender Option Bond Y 2019-11-07 2019-11-07 2035-07-01 Y Citibank NA 1.0000 7 Y Y Berkshire Hathaway Assurance Corp 1.0000 N 0.0115 7870000.00 7870000.00 0.0063 N N Y N District of Columbia Water & Sewer Auth Extendible CP Series A 1.430000% 25485FBP1 549300OT2FIJQJ5PSH71 Non-Financial Company Commercial Paper Y 2020-01-07 2020-07-10 2020-07-10 N N N 0.0130 5001201.00 5001201.00 0.0040 N N N N District of Columbia GO Refunding Bonds Series 2017A 1.250000% 27884F2M1 549300HWFOZXPKGOX654 US27884F2M16 Tender Option Bond Y 2019-11-07 2019-11-28 2037-06-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0125 990000.00 990000.00 0.0008 N N N Y Loudoun Cnty GO Bonds Series 2017A 1.240000% 27884F2R0 US27884F2R03 Tender Option Bond Y 2019-11-07 2020-01-09 2036-12-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0124 2000000.00 2000000.00 0.0016 N N N Y Maryland Transportation Auth Transportation Facilities Refunding RB Series 2017 1.240000% 27884F3B4 US27884F3B42 Tender Option Bond Y 2019-11-07 2020-01-23 2040-07-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0124 6525717.75 6525717.75 0.0052 N N N Y Delware Transportation Auth Transportation System Sr RB Series 2019 1.240000% 27884F5Z9 US27884F5Z91 Tender Option Bond Y 2019-11-07 2019-12-19 2039-07-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0124 2550000.00 2550000.00 0.0020 N N N Y North Carolina GO Bonds Series 2019B 1.240000% 27884F6F2 US27884F6F29 Tender Option Bond Y 2019-11-07 2019-12-26 2039-06-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0124 1000000.00 1000000.00 0.0008 N N N Y Lexington Cnty SD #1 GO Bonds Series 2019B 1.240000% 27884F6R6 US27884F6R66 Tender Option Bond Y 2019-11-07 2020-01-30 2044-02-01 N Y SOUTH CAROLINA SCH DIST CREDIT ENH PROG (PRE-D INT) 1.0000 Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0124 1000000.00 1000000.00 0.0008 N N N Y Birmingham Water Works Board Sr Water Refunding RB Series 2016A 1.240000% 27884FM56 US27884FM562 Tender Option Bond Y 2019-11-07 2020-01-16 2041-01-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0124 2425000.00 2425000.00 0.0019 N N N Y Raleigh Combined Enterprise System Refunding RB 2016A&B 1.240000% 27884FP38 549300I7RPBIIRI16112 US27884FP383 Tender Option Bond Y 2019-11-01 2019-11-01 2041-03-01 Y US BANK NATIONAL ASSOCIATION 1.0000 1 Y N Y RALEIGH UTILITIES NC Corporate Underlier 1.0000 0.0124 11870000.00 11870000.00 0.0095 N Y Y N Fargo GO Refunding Bonds Series 2016C 1.240000% 27884FP95 US27884FP953 Tender Option Bond Y 2019-11-07 2020-01-16 2042-05-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0124 12175000.00 12175000.00 0.0097 N N N Y Highline SD #401 ULT GO Bonds Series 2017 1.240000% 27884FT91 US27884FT914 Tender Option Bond Y 2019-11-07 2020-01-23 2036-12-01 N Y WASHINGTON (STATE OF) 1.0000 Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0124 2960000.00 2960000.00 0.0024 N N N Y Seattle Water System Refunding RB Series 2017 1.240000% 27884FU32 US27884FU326 Tender Option Bond Y 2019-11-07 2020-01-23 2046-08-01 N N Y SEATTLE WASH WTR SYS REV Corporate Underlier 1.0000 US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0124 3980000.00 3980000.00 0.0032 N N N Y Clearwater Water & Sewer Refunding RB Series 2017 1.240000% 27884FW55 US27884FW553 Tender Option Bond Y 2019-11-07 2019-11-29 2038-12-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0124 1979920.80 1979920.80 0.0016 N N N Y Baltimore Cnty GO Bonds Series 2017 1.240000% 27884FY53 US27884FY534 Tender Option Bond Y 2019-11-07 2020-01-23 2037-03-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0124 3690000.00 3690000.00 0.0029 N N N Y Fairfax Cnty IDA Hospital Refunding RB (Inova Health) Series 1993A 1.150000% 303823FZ6 US303823FZ64 Tender Option Bond Y 2019-11-07 2019-11-07 2022-08-13 Y Credit Suisse AG 1.0000 7 Y N Y Inova Health System Corporate Underlier 1.0000 0.0115 3330000.00 3330000.00 0.0027 N N Y N Fairfax Cnty IDA Health Care RB (Inova Health) Series 2012D 1.150000% 303823KT4 US303823KT40 Tender Option Bond Y 2019-11-07 2019-11-07 2020-05-15 Y Credit Suisse AG 1.0000 7 Y N Y Inova Health System Corporate Underlier 1.0000 0.0115 3900000.00 3900000.00 0.0031 N N Y N Florida Housing Finance Corp M/F Housing RB (Hudson Ridge Apts) Series 2008L 1.170000% 34074HBL5 US34074HBL50 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2041-08-15 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0117 2205000.00 2205000.00 0.0018 N N Y N Florida Local Government Finance Commission CP Series A1 1.340000% 34077X6G4 Non-Financial Company Commercial Paper Y 2019-11-01 2019-11-01 2019-11-01 N Y JPMorgan Chase Bank NA 1.0000 N 0.0122 5000015.50 5000015.50 0.0040 N Y Y N Franklin Cnty RB (Trinity Health) Series 2013-OH 1.350000% 353202FK5 549300VCBUC1RZE7KL42 US353202FK59 Other Municipal Security Y 2019-11-01 2020-02-03 2046-12-01 N N Y TRINITY HEALTH CORP Corporate Underlier 1.0000 0.0139 9000000.00 9000000.00 0.0072 N N N N South Central General Auth RB (Lutheran Social Services) Series 2006 1.270000% 369013AA5 549300QBNU5LBV4QX812 US369013AA51 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2036-06-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0127 1925000.00 1925000.00 0.0015 N N Y N Grand Parkway Transportation Corp Sub Tier Toll RB Series 2013B 1.150000% 38611TAY3 US38611TAY38 Tender Option Bond Y 2019-11-07 2019-11-07 2044-10-01 Y Morgan Stanley Bank NA 1.0000 7 Y N Y TEXAS (STATE OF) Corporate Underlier 1.0000 0.0115 5000000.00 5000000.00 0.0040 N N Y N Greece Central SD BAN Series 2019 2.250000% 392460M73 US392460M731 Other Municipal Security Y 2020-06-26 2020-06-26 2020-06-26 N N N 0.0122 2516750.00 2516750.00 0.0020 N N N N Harris Cnty Cultural Education Facilities Finance Corp Refunding RB (Methodist Hospital) Series 2009C1 1.680000% 41386RC97 Non-Financial Company Commercial Paper Y 2019-11-05 2019-11-05 2019-11-05 N N Y METHODIST HOSPITALS OF TEXAS Corporate Underlier 1.0000 0.0125 5000287.50 5000287.50 0.0040 N N Y N Harris Cnty Cultural Education Facilities Finance Corp Refunding RB (Methodist Hospital) Series 2009C1 1.530000% 41386RD21 Non-Financial Company Commercial Paper Y 2020-01-06 2020-01-06 2020-01-06 N N Y METHODIST HOSPITALS OF TEXAS Corporate Underlier 1.0000 0.0117 8005180.00 8005180.00 0.0064 N N N N Harris Cnty Cultural Education Facilities Finance Corp Refunding RB (Methodist Hospital) Series 2009C1 1.350000% 41386RD47 Non-Financial Company Commercial Paper Y 2020-01-22 2020-01-22 2020-01-22 N N Y METHODIST HOSPITALS OF TEXAS Corporate Underlier 1.0000 0.0118 5001883.00 5001883.00 0.0040 N N N N Harris Cnty GO CP Series C 1.470000% 41387APZ1 Non-Financial Company Commercial Paper Y 2019-12-05 2019-12-05 2019-12-05 N N N 0.0129 4470764.82 4470764.82 0.0036 N N N N Horseheads CSD BAN 2019 2.250000% 440722GN0 US440722GN02 Other Municipal Security Y 2020-06-25 2020-06-25 2020-06-25 N N N 0.0121 1510065.00 1510065.00 0.0012 N N N N Howard Cnty Recovery Zone Facility RB (Meadowridge) Series 2010 1.170000% 442595BH6 US442595BH62 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2040-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0117 7460000.00 7460000.00 0.0059 N N Y N Hudson Cnty BAN 2018 4.000000% 4437264M3 US4437264M37 Other Municipal Security Y 2019-12-10 2019-12-10 2019-12-10 N N N 0.0096 3937834.75 3937834.75 0.0031 N N N N Hudson Cnty Improvement Auth Cnty-Guaranteed Pooled Notes Series 2019C1 2.500000% 443728FK1 US443728FK12 Other Municipal Security Y 2020-09-18 2020-09-18 2020-09-18 N N Y HUDSON CNTY N J Corporate Underlier 1.0000 0.0128 4547880.00 4547880.00 0.0036 N N N N Idaho Health Facilities Auth Hospital RB (Trinity Health) Series 2013ID 1.350000% 45129UCB8 549300X43KY1C2WW0J97 US45129UCB89 Other Municipal Security Y 2019-11-01 2020-02-03 2048-12-01 N N Y TRINITY HEALTH CORP Corporate Underlier 1.0000 0.0139 12235000.00 12235000.00 0.0097 N N N N Idaho TAN 2019 3.000000% 451434BZ6 US451434BZ66 Other Municipal Security Y 2020-06-30 2020-06-30 2020-06-30 N N N 0.0111 10124600.00 10124600.00 0.0081 N N N N Illinois Finance Auth RB (Northwestern Memorial Hospital) Series 2007A3 1.380000% 45200FCC1 549300ZG6UBPNNNRN315 US45200FCC14 Variable Rate Demand Note Y 2019-11-01 2019-11-01 2042-08-15 Y JPMorgan Chase Bank NA 1.0000 1 Y N Y NORTHWESTERN MEM HOSP Corporate Underlier 1.0000 0.0138 2150000.00 2150000.00 0.0017 N Y Y N Illinois Finance Auth RB Series 2008A1 5.000000% 45200FED7 549300ZG6UBPNNNRN315 US45200FED78 Other Municipal Security Y 2020-01-15 2020-01-15 2030-11-01 N N Y ADVOCATE AURORA HEALTH INC Corporate Underlier 1.0000 0.0128 2301634.80 2301634.80 0.0018 N N N N Illinois Finance Auth RB (Lake Forest College) Series 2008 1.230000% 45200FMP1 549300ZG6UBPNNNRN315 US45200FMP17 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2038-10-01 Y NORTHERN TRUST COMPANY (THE) 1.0000 7 N N N 0.0123 3500000.00 3500000.00 0.0028 N N Y N Illinois Finance Auth Pooled Program CP 1.300000% 45203JE20 549300ZG6UBPNNNRN315 Non-Financial Company Commercial Paper Y 2019-12-03 2019-12-03 2019-12-03 N Y JPMorgan Chase Bank NA 1.0000 N 0.0120 7000616.70 7000616.70 0.0056 N N N N Illinois Finance Auth Pooled Program CP 1.400000% 45203JE38 549300ZG6UBPNNNRN315 Non-Financial Company Commercial Paper Y 2020-01-03 2020-01-03 2020-01-03 N Y JPMorgan Chase Bank NA 1.0000 N 0.0122 15004689.00 15004689.00 0.0120 N N N N Indiana Health Facility Financing Auth Sub RB (Ascension Health) Series 2005A10 1.500000% 454798TF6 549300P2SI60HN6M7V39 US454798TF64 Other Municipal Security Y 2020-05-01 2020-05-01 2027-11-01 N N Y Ascension Health Alliance Corporate Underlier 1.0000 0.0125 260317.20 260317.20 0.0002 N N N N Indiana Health Facility Financing Auth Sub RB (Ascension Health) Series 2005A8 1.250000% 454798TG4 549300P2SI60HN6M7V39 US454798TG48 Other Municipal Security Y 2020-05-01 2020-05-01 2027-11-01 N N Y Ascension Health Alliance Corporate Underlier 1.0000 0.0125 700000.00 700000.00 0.0006 N N N N Indiana Finance Auth Economic Development RB (AC Grain) Series 2012 1.170000% 45505RBR5 549300PS0PAS7NDSSI20 US45505RBR57 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2042-02-01 Y CoBank ACB 1.0000 7 N N N 0.0117 28500000.00 28500000.00 0.0227 N N Y N Intermountain Power Agency CP Series B 1.370000% 45885KDE7 Non-Financial Company Commercial Paper Y 2019-11-20 2019-11-20 2019-11-20 N N Y Bank of America NA Standby Purchase Agreement 1.0000 0.0127 2000100.00 2000100.00 0.0016 N N N N Iowa Finance Auth Midwestern Disaster Area RB (Farmers Cooperative) Series 2010 1.150000% 46246SAA3 549300NQVL49BTHOW391 US46246SAA33 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2030-11-01 Y CoBank ACB 1.0000 7 N N N 0.0115 10000000.00 10000000.00 0.0080 N N Y N Islip UFSD TAN 2019-2020 1.750000% 464776QM8 US464776QM89 Other Municipal Security Y 2020-06-25 2020-06-25 2020-06-25 N N N 0.0114 5019650.00 5019650.00 0.0040 N N N N Colorado Health Facilities Auth RB (Children's Hospital Colorado) Series 2016B 1.380000% 46640KWF7 5493002JB6DRFRZPEQ21 US46640KWF73 Tender Option Bond Y 2019-11-01 2019-11-01 2021-06-01 Y JPMorgan Chase Bank NA 1.0000 1 N N N 0.0138 3740000.00 3740000.00 0.0030 N Y Y N Harris Cnty Cultural Education Facilities Finance Corp Hospital Refunding RB (Memorial Hermann Health) Series 2015A 1.380000% 46640KXL3 US46640KXL33 Tender Option Bond Y 2019-11-01 2019-11-01 2021-04-01 Y JPMorgan Chase Bank NA 1.0000 1 N N N 0.0138 3455000.00 3455000.00 0.0028 N Y Y N Jackson Cnty Commission IDRB (Armstrong World Industries) Series 2010 1.160000% 468148AA9 US468148AA91 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2041-01-01 Y Bank of Nova Scotia 1.0000 7 N N N 0.0116 35000000.00 35000000.00 0.0279 N N Y N Katy ISD ULT GO Bonds Series 2019 5.000000% 486063XT2 US486063XT21 Other Municipal Security Y 2020-02-15 2020-02-15 2020-02-15 N Y TEXAS PERMANENT SCHOOL FUND PROG (GTY) 1.0000 N 0.0112 4462770.30 4462770.30 0.0036 N N N N Kentucky Asset/Liability Commission TRAN 2019A 3.000000% 491189FY7 US491189FY74 Other Municipal Security Y 2020-06-25 2020-06-25 2020-06-25 N N Y KENTUCKY (COMMONWEALTH OF) Corporate Underlier 1.0000 0.0121 5098212.00 5098212.00 0.0041 N N N N Ellensburg SD #401 ULT GO Bonds Series 2019 4.000000% 498260HU5 US498260HU57 Other Municipal Security Y 2019-12-01 2019-12-01 2019-12-01 N Y WASHINGTON (STATE OF) 1.0000 N 0.0116 1002110.00 1002110.00 0.0008 N N N N Klein ISD ULT Refunding Bonds Series 2012B 4.000000% 498531BD3 US498531BD32 Other Municipal Security Y 2020-02-01 2020-02-01 2020-02-01 N Y TEXAS PERMANENT SCHOOL FUND PROG (GTY) 1.0000 N 0.0113 2779016.40 2779016.40 0.0022 N N N N Lamar Consolidated ISD ULT GO Refunding Bonds Series 2012B 4.000000% 513174RA2 US513174RA27 Other Municipal Security Y 2020-02-15 2020-02-15 2020-02-15 N Y TEXAS PERMANENT SCHOOL FUND PROG (GTY) 1.0000 N 0.0113 1063440.00 1063440.00 0.0008 N N N N Lancaster CSD BAN 2019 2.500000% 514224PH1 US514224PH12 Other Municipal Security Y 2020-06-12 2020-06-12 2020-06-12 N N N 0.0120 3426928.00 3426928.00 0.0027 N N N N Las Vegas Valley Water District LT GO CP Series 2004A 1.350000% 51784CAG3 Non-Financial Company Commercial Paper Y 2019-11-05 2019-11-05 2019-11-05 N N Y SOUTHERN NEVADA WTR AUTH Corporate Underlier 1.0000 SUMITOMO MITSUI BANKING CORPORATION Standby Purchase Agreement 1.0000 0.0113 3000088.80 3000088.80 0.0024 N N Y N Las Vegas Valley Water District LT GO CP Series 2004A 1.370000% 51784CAL2 Non-Financial Company Commercial Paper Y 2020-02-04 2020-02-04 2020-02-04 N N Y SOUTHERN NEVADA WTR AUTH Corporate Underlier 1.0000 SUMITOMO MITSUI BANKING CORPORATION Standby Purchase Agreement 1.0000 0.0122 3001169.70 3001169.70 0.0024 N N N N Liverpool CSD Go BAN 2019 2.250000% 538361SF4 US538361SF47 Other Municipal Security Y 2020-06-26 2020-06-26 2020-06-26 N N N 0.0122 2013340.00 2013340.00 0.0016 N N N N Louisiana Local Government Environmental Facilities & Community Development Auth RB (Louise S. McGehee School) Series 2010 1.150000% 546282CH5 5493004WIZ1HV87IVF85 US546282CH59 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2040-06-01 Y FEDERAL HOME LOAN BANKS 1.0000 7 N N N 0.0115 4340000.00 4340000.00 0.0035 N N Y N Louisville & Jefferson Cnty Metro Sewer District BAN 2019 3.000000% 546589K76 5493004O4I11L8BK0A22 US546589K769 Other Municipal Security Y 2020-10-23 2020-10-23 2020-10-23 N N N 0.0120 3052320.00 3052320.00 0.0024 N N N N Louisville & Jefferson Cnty Metro Sewer District CP Series 2018A1 1.360000% 54658NAX9 5493004O4I11L8BK0A22 Non-Financial Company Commercial Paper Y 2019-11-20 2019-11-20 2019-11-20 N N Y Bank of America NA Standby Purchase Agreement 1.0000 0.0130 5000157.50 5000157.50 0.0040 N N N N Louisville & Jefferson Cnty Metro Sewer District CP Series 2018A1 1.350000% 54658NBA8 5493004O4I11L8BK0A22 Non-Financial Company Commercial Paper Y 2020-01-14 2020-01-14 2020-01-14 N N Y Bank of America NA Standby Purchase Agreement 1.0000 0.0128 10001421.00 10001421.00 0.0080 N N N N Louisville & Jefferson Cnty Metro Sewer District CP Series 2018A2 1.350000% 54658QAV6 5493004O4I11L8BK0A22 Non-Financial Company Commercial Paper Y 2019-11-05 2019-11-05 2019-11-05 N N Y JPMorgan Chase Bank NA Standby Purchase Agreement 1.0000 0.0123 4460071.81 4460071.81 0.0036 N N Y N Louisville & Jefferson Cnty Metro Sewer District CP Series 2018A2 1.350000% 54658QBA1 5493004O4I11L8BK0A22 Non-Financial Company Commercial Paper Y 2020-01-07 2020-01-07 2020-01-07 N N Y JPMorgan Chase Bank NA Standby Purchase Agreement 1.0000 0.0122 995238.70 995238.70 0.0008 N N N N Lower Colorado River Auth Transmission Contract Revenue CP 1.330000% 54810XVT8 549300QJFPW2NNBYR215 Non-Financial Company Commercial Paper Y 2019-11-20 2019-11-20 2019-11-20 N Y JPMorgan Chase Bank NA 0.5000 STATE STREET BANK AND TRUST COMPANY 0.5000 N 0.0122 3000179.70 3000179.70 0.0024 N N N N Madison Cnty BAN 2019 1.750000% 557361HN5 US557361HN57 Other Municipal Security Y 2020-07-31 2020-07-31 2020-07-31 N N N 0.0123 4015440.00 4015440.00 0.0032 N N N N Massachusetts Bay Transportation Auth Sales Tax CP Series B 1.370000% 57557YLR1 549300D2U0XBUXGX8P68 Non-Financial Company Commercial Paper Y 2020-01-02 2020-01-02 2020-01-02 N N Y MASSACHUSETTS BAY TRANS AUTH SALES TAX Corporate Underlier 1.0000 TD Bank NA Standby Purchase Agreement 1.0000 0.0122 2000512.40 2000512.40 0.0016 N N N N McKinney ISD ULT Refunding Bonds Series 2011 5.000000% 5816635U1 US5816635U17 Other Municipal Security Y 2020-02-15 2020-02-15 2020-02-15 N Y TEXAS PERMANENT SCHOOL FUND PROG (GTY) 1.0000 N 0.0113 1187678.25 1187678.25 0.0009 N N N N Metro Government of Nashville & Davidson Cnty GO CP Series B1 1.350000% 59211PCJ2 549300GW8FVQJ3DU6O10 Non-Financial Company Commercial Paper Y 2019-11-04 2019-11-04 2019-11-04 N N Y JPMorgan Chase Bank NA Standby Purchase Agreement 1.0000 0.0123 1200015.24 1200015.24 0.0010 N N Y N Metro Government of Nashville & Davidson Cnty GO CP Series B2 1.500000% 59211QBA0 549300GW8FVQJ3DU6O10 Non-Financial Company Commercial Paper Y 2019-11-05 2019-11-05 2019-11-05 N N Y MUFG UNION BANK NA Standby Purchase Agreement 1.0000 0.0127 10320316.82 10320316.82 0.0082 N N Y N Miami-Dade Cnty Water & Sewer System CP Notes Series B1 1.350000% 59335SAX8 549300QG0NBD9HULR263 Non-Financial Company Commercial Paper Y 2019-11-06 2019-11-06 2019-11-06 N Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 N 0.0114 9000306.00 9000306.00 0.0072 N N Y N Michigan Finance Auth State Aid Revenue Notes Series 2019A 2.000000% 59447TWM1 54930022O46HOX5J1D14 US59447TWM16 Other Municipal Security Y 2020-08-20 2020-08-20 2020-08-20 N Y JPMorgan Chase Bank NA 1.0000 N 0.0120 5972805.95 5972805.95 0.0048 N N N N Michigan Hospital Finance Auth Refunding RB (Ascension Health) Series 2010F 1.950000% 59465HRR9 54930011MIBQ2P7ZNM19 US59465HRR92 Other Municipal Security Y 2020-04-01 2020-04-01 2047-11-15 N N Y Ascension Health Alliance Corporate Underlier 1.0000 0.0125 175495.25 175495.25 0.0001 N N N N Michigan Strategic Fund Recovery Zone Facility RB (CS Facilities) Series 2010 1.150000% 594698JM5 US594698JM53 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2040-08-01 Y MUFG Union Bank NA 1.0000 7 N N N 0.0115 9700000.00 9700000.00 0.0077 N N Y N Mississippi Development Bank Special Obligation Bonds Series (Marshall Cnty IDA) 2012 1.150000% 60534TKV6 549300122LOI8CB50V38 US60534TKV60 Tender Option Bond Y 2019-11-07 2019-11-07 2020-01-01 Y Credit Suisse AG 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0115 10000000.00 10000000.00 0.0080 N N Y N Mobile Cnty IDA Gulf Opportunity Zone RB (SSAB Alabama) Series 2011 1.150000% 60733RAB4 US60733RAB42 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2031-11-01 Y NORDEA BANK AB 1.0000 7 N N N 0.0115 40000000.00 40000000.00 0.0319 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2015 Series B1 1.150000% 64971WNR7 5493003476LG35QAKM08 US64971WNR78 Tender Option Bond Y 2019-11-07 2019-11-07 2022-08-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0115 9920000.00 9920000.00 0.0079 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2019 Series B4 1.350000% 64971XHT8 5493003476LG35QAKM08 US64971XHT81 Variable Rate Demand Note Y 2019-11-01 2019-11-01 2042-08-01 Y JPMorgan Chase Bank NA 1.0000 1 Y N N 0.0135 2900000.00 2900000.00 0.0023 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2013 Series BB 1.150000% 64972GEA8 549300Q2EHQ6RJPQKP05 US64972GEA85 Tender Option Bond Y 2019-11-07 2019-11-07 2020-12-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0115 3750000.00 3750000.00 0.0030 N N Y N New York State Power Auth CP Series 2 1.360000% 64985NJS4 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-12-12 2019-12-12 2019-12-12 N N N 0.0125 2027254.59 2027254.59 0.0016 N N N N North Texas Tollway Auth System RB Series 2011A 1.170000% 66285WJZ0 PQGZGRE0F2WPMYQQ1B78 US66285WJZ05 Tender Option Bond Y 2019-11-07 2019-11-07 2021-03-01 Y Citibank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0117 5180000.00 5180000.00 0.0041 N N Y N North Tonawanda SD BAN 2019 1.500000% 662888LD6 US662888LD63 Other Municipal Security Y 2020-08-21 2020-08-21 2020-08-21 N N N 0.0121 8138757.20 8138757.20 0.0065 N N N N Northwest ISD ULT Refunding Bonds Series 2015B 4.000000% 667825T94 US667825T944 Other Municipal Security Y 2020-02-15 2020-02-15 2020-02-15 N Y TEXAS PERMANENT SCHOOL FUND PROG (GTY) 1.0000 N 0.0113 1008000.00 1008000.00 0.0008 N N N N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 1 1.170000% 670656404 549300V4X2BF3UXSCQ58 US6706564043 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2040-08-01 Y Citibank NA 1.0000 7 N N N 0.0117 9000000.00 9000000.00 0.0072 N N Y N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 3 1.170000% 670656602 549300V4X2BF3UXSCQ58 US6706566022 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2040-12-01 Y Citibank NA 1.0000 7 N N N 0.0117 16300000.00 16300000.00 0.0130 N N Y N Nuveen AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 4 1.190000% 670657857 549300OTYQOOXS64NI63 US6706578571 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2026-09-11 Y Barclays Bank PLC 1.0000 7 N N N 0.0119 21900000.00 21900000.00 0.0174 N N Y N Oregon Health, Housing, Educational & Cultural Facilities Auth RB (Assumption Village) Series 2001A 1.180000% 68608FQH5 US68608FQH54 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2033-03-01 Y MUFG Union Bank NA 1.0000 7 N N N 0.0118 4760000.00 4760000.00 0.0038 N N Y N Oregon Facilities Auth RB (Quatama Housing LP) Series 2005A 1.180000% 68608JDT5 US68608JDT51 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2035-07-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0118 7500000.00 7500000.00 0.0060 N N Y N Oregon Business Development RB (Sage Hollow Ranch) Series 223 1.150000% 68608QAA3 549300R5SUGZRD8KP359 US68608QAA31 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2034-11-01 Y CoBank ACB 1.0000 7 N N N 0.0115 3000000.00 3000000.00 0.0024 N N Y N Orlando-Orange Cnty Expressway Auth RB Series 2007A 1.150000% 686543NZ8 549300Q4WK8O3PSQX081 US686543NZ87 Tender Option Bond Y 2019-11-07 2019-11-07 2042-07-01 Y Citibank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0115 3400000.00 3400000.00 0.0027 N N Y N Orlando-Orange Cnty Expressway Auth RB Series 2007A 1.150000% 686543PH6 549300Q4WK8O3PSQX081 US686543PH61 Tender Option Bond Y 2019-11-07 2019-11-07 2042-07-01 Y Citibank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0115 8300000.00 8300000.00 0.0066 N N Y N Pennsylvania State Univ Refunding RB Series 2009B 1.580000% 709235TQ8 549300QDK4O4XCJ47X56 US709235TQ85 Other Municipal Security Y 2020-06-01 2020-06-01 2031-06-01 N N N 0.0136 10012500.00 10012500.00 0.0080 N N N N Pierce Cnty Economic Development Corp IDRB (Frederico Enterprises I) Series 2010 1.170000% 720360BC9 US720360BC93 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2040-11-01 Y Royal Bank of Canada 1.0000 7 N N N 0.0117 3120000.00 3120000.00 0.0025 N N Y N Port of Port Arthur Navigation District Exempt Facilities RB (Total USA) Series 2011 1.160000% 733508AG0 US733508AG05 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2041-06-01 Y TOTAL SA 1.0000 7 N N N 0.0116 21315000.00 21315000.00 0.0170 N N Y N Port of Port Arthur Navigation District Exempt Facilities RB (Total USA) Series 2012A 1.160000% 733508AJ4 US733508AJ44 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2042-09-01 Y TOTAL SA 1.0000 7 N N N 0.0116 10000000.00 10000000.00 0.0080 N N Y N Port Chester-Rye UFSD BAN 2019 2.500000% 733794HZ7 US733794HZ73 Other Municipal Security Y 2020-06-12 2020-06-12 2020-06-12 N N N 0.0125 8060880.00 8060880.00 0.0064 N N N N Port of Greater Cincinnati Development Auth Special Obligation Development RB (Springdale) Series 2006 2.100000% 735004AA1 549300IK2RCZBY62ST97 US735004AA13 Other Municipal Security Y 2020-02-01 2020-02-01 2031-02-01 N Y US BANK NATIONAL ASSOCIATION 1.0000 N 0.0210 6085000.00 6085000.00 0.0048 N N N N Port of Port Arthur Navigation District Exempt Facilities RB (Total Petrochemicals USA) Series 2010 1.160000% 73522WAC9 US73522WAC91 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2040-03-01 Y TOTAL SA 1.0000 7 N N N 0.0116 4000000.00 4000000.00 0.0032 N N Y N Queensbury UFSD BAN 2019 2.250000% 748267SX0 US748267SX03 Other Municipal Security Y 2020-07-10 2020-07-10 2020-07-10 N N N 0.0130 2013020.00 2013020.00 0.0016 N N N N Missouri Health & Educational Facilities Auth Health Facilities RB (BJC Health) Series 2013B 1.150000% 74926Y2J9 549300IWTBCMX5JB3277 US74926Y2J96 Tender Option Bond Y 2019-11-07 2019-11-07 2021-09-01 Y Royal Bank of Canada 1.0000 7 Y N Y BJC Health System Corporate Underlier 1.0000 0.0115 28995000.00 28995000.00 0.0231 N N Y N Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2017D2 1.370000% 74926Y6F3 US74926Y6F39 Tender Option Bond Y 2019-11-01 2019-11-01 2022-04-01 Y Royal Bank of Canada 1.0000 1 N N N 0.0137 7935000.00 7935000.00 0.0063 N Y Y N Allen Cnty Hospital Facilities RB (Bon Secours Mercy Health) Series 2010D 1.150000% 74934RB47 US74934RB474 Tender Option Bond Y 2019-11-07 2019-11-07 2023-06-03 Y Royal Bank of Canada 1.0000 7 N N N 0.0115 3015000.00 3015000.00 0.0024 N N Y N Missouri Health & Educational Facilities Auth Health Facilities RB (SSM Health) Series 2019A 1.160000% 74934RE51 549300IWTBCMX5JB3277 US74934RE510 Tender Option Bond Y 2019-11-07 2019-11-07 2039-12-01 Y Royal Bank of Canada 1.0000 7 N N N 0.0116 4000000.00 4000000.00 0.0032 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 1.370000% 74934RLQ7 549300Q2EHQ6RJPQKP05 US74934RLQ73 Tender Option Bond Y 2019-11-01 2019-11-01 2022-07-15 Y Royal Bank of Canada 1.0000 1 Y N N 0.0137 15945000.00 15945000.00 0.0127 N Y Y N South Carolina Transportation Infrastructure Bank Refunding RB Series 2017A 1.320000% 74934RZU3 US74934RZU30 Tender Option Bond Y 2019-11-07 2020-04-01 2025-10-01 N Y Royal Bank of Canada 1.0000 N 0.0132 2000000.00 2000000.00 0.0016 N N N Y Ramapo Housing Auth RB (Fountainview at College Road) Series 1998 1.220000% 751434AA9 US751434AA93 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2029-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0122 4185000.00 4185000.00 0.0033 N N Y N St. Charles Cnty IDA IDRB (Patriot Machine) Series 2007 1.190000% 787643JA4 US787643JA46 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2025-06-01 Y FEDERAL HOME LOAN BANKS 1.0000 7 N N N 0.0119 1535000.00 1535000.00 0.0012 N N Y N St. Louis Park M/F Housing Refunding RB (Parkshore Sr Campus) Series 2004 1.200000% 79177DEU2 549300F6X6Q4H3ALF786 US79177DEU28 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2034-08-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0120 5865000.00 5865000.00 0.0047 N N Y N St. Louis Park M/F Housing Refunding RB (Knollwood Place Apts) Series 2005 1.200000% 79177DEV0 549300F6X6Q4H3ALF786 US79177DEV01 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2035-10-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0120 12300000.00 12300000.00 0.0098 N N Y N St. Tammany Parish Development District RB (BCS Development) Series 2008 1.150000% 793509AM2 US793509AM26 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2040-04-01 Y FEDERAL HOME LOAN BANKS 1.0000 7 N N N 0.0115 2920000.00 2920000.00 0.0023 N N Y N St. Tammany Parish Development District RB (Main St Holdings) Series 2006A 1.150000% 793513AG7 US793513AG77 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2042-12-01 Y FEDERAL HOME LOAN BANKS 1.0000 7 N N N 0.0115 4660000.00 4660000.00 0.0037 N N Y N San Antonio Housing Finance Corp M/F Housing Mortgage RB (Artisan) Series 2008 1.160000% 796265HC3 549300V9VFLLKMTZ4J58 US796265HC36 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2049-03-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0116 13200000.00 13200000.00 0.0105 N N Y N Southcentral General Auth RB (Homewood at Hanover) Series 2003 1.240000% 84129NBM0 549300QBNU5LBV4QX812 US84129NBM02 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2028-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0124 3580000.00 3580000.00 0.0029 N N Y N Southcentral General Auth RB (Hanover Lutheran Retirement Village) Series 2005 1.240000% 84129NDA4 549300QBNU5LBV4QX812 US84129NDA46 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2035-06-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0124 7710000.00 7710000.00 0.0061 N N Y N Illinois Toll Highway Auth Sr RB Series 2014D 1.200000% 88033LB81 549300ISBFGI8MJJKM98 US88033LB811 Tender Option Bond Y 2019-11-07 2019-11-07 2022-01-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0120 4165000.00 4165000.00 0.0033 N N Y N Grand Parkway Transportation Corp Sub Tier Toll RB Series 2013B 1.170000% 88033LC64 US88033LC645 Tender Option Bond Y 2019-11-07 2019-11-07 2021-12-09 Y Royal Bank of Canada 1.0000 7 Y N Y TEXAS (STATE OF) Corporate Underlier 1.0000 0.0117 5270000.00 5270000.00 0.0042 N N Y N District of Columbia Water & Sewer Auth Public Utility Sub Lien RB Series 2013A 1.150000% 88033LRR2 549300OT2FIJQJ5PSH71 US88033LRR23 Tender Option Bond Y 2019-11-07 2019-11-07 2021-10-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0115 6285000.00 6285000.00 0.0050 N N Y N Washington Health Care Facilities Auth RB (Providence Heath & Services) Series 2014C 1.150000% 88033LUL1 549300ZVPWQIL3N5TL85 US88033LUL16 Tender Option Bond Y 2019-11-07 2019-11-07 2022-10-06 Y Bank of America NA 1.0000 7 Y N Y PROVIDENCE ST JOSEPH HEALTH Corporate Underlier 1.0000 0.0115 7475000.00 7475000.00 0.0060 N N Y N Birmingham Water Works Board Water RB Series 2011 1.160000% 88033M6G7 US88033M6G73 Tender Option Bond Y 2019-11-07 2019-11-07 2020-08-06 Y Barclays Bank PLC 1.0000 7 Y N N 0.0116 2900000.00 2900000.00 0.0023 N N Y N Franklin Cnty Hospital Facilities RB (OhioHealth) Series 2015 1.160000% 88033MAE7 549300VCBUC1RZE7KL42 US88033MAE75 Tender Option Bond Y 2019-11-07 2019-11-07 2023-05-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N Y OhioHealth Corp Corporate Underlier 1.0000 0.0116 1335000.00 1335000.00 0.0011 N N Y N Illinois Regional Transportation Auth GO Bonds Series 2000A 1.200000% 88033MC70 549300FOIPI62F5YFO59 US88033MC700 Tender Option Bond Y 2019-11-07 2019-11-07 2022-07-01 Y Bank of America NA 1.0000 7 Y N N 0.0120 6665000.00 6665000.00 0.0053 N N Y N Illinois Toll Highway Auth Sr RB Series 2015A 1.160000% 88033MDX2 549300ISBFGI8MJJKM98 US88033MDX20 Tender Option Bond Y 2019-11-07 2019-11-07 2023-07-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0116 10000000.00 10000000.00 0.0080 N N Y N Snohomish Cnty Public Utility District #1 Generation System RB Series 2015 1.150000% 88033MHN0 549300LU0VT11TQC1877 US88033MHN02 Tender Option Bond Y 2019-11-07 2019-11-07 2023-06-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0115 6670000.00 6670000.00 0.0053 N N Y N New York Liberty Development Corp Liberty RB Series 1WTC-2011 1.170000% 88033MK71 US88033MK711 Tender Option Bond Y 2019-11-07 2019-11-07 2020-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y PORT AUTHORITY OF NEW YORK AND NEW JERSEY Corporate Underlier 1.0000 0.0117 24185000.00 24185000.00 0.0193 N N Y N New York State Dormitory Auth State Sales Tax RB Series 2015B 1.150000% 88033MKH9 549300C8XO7EXTX2XU71 US88033MKH96 Tender Option Bond Y 2019-11-07 2019-11-07 2023-09-15 Y Wells Fargo Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0115 9000000.00 9000000.00 0.0072 N N Y N North Carolina Capital Facilities Finance Agency RB (Duke Univ) Series 2015B 1.150000% 88033MKX4 549300PWNPSB7G58A235 US88033MKX47 Tender Option Bond Y 2019-11-07 2019-11-07 2023-10-01 Y Morgan Stanley Bank NA 1.0000 7 Y N Y DUKE UNIVERSITY Corporate Underlier 1.0000 0.0115 500.00 500.00 0.0000 N N Y N Illinois Toll Highway Auth Sr RB Series 2015B 1.180000% 88033MLP0 549300ISBFGI8MJJKM98 US88033MLP04 Tender Option Bond Y 2019-11-07 2019-11-07 2023-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0118 3100000.00 3100000.00 0.0025 N N Y N Connecticut Health & Educational Facilities Auth RB (Trinity Health) Series 2016CT 1.160000% 88033MM79 549300ZOQJ5U8YBS5Q35 US88033MM790 Tender Option Bond Y 2019-11-07 2019-11-07 2023-12-01 Y Toronto-Dominion Bank/The 1.0000 7 Y N Y TRINITY HEALTH CORP Corporate Underlier 1.0000 0.0116 3750000.00 3750000.00 0.0030 N N Y N Univ of Michigan General RB Series 2015 1.150000% 88033MPA9 US88033MPA98 Tender Option Bond Y 2019-11-07 2019-11-07 2023-10-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0115 2983500.00 2983500.00 0.0024 N N Y N Washington GO Bonds Series 2016A1 1.150000% 88033MPV3 549300X3TODFMUKLQ364 US88033MPV36 Tender Option Bond Y 2019-11-07 2019-11-07 2023-08-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0115 5500000.00 5500000.00 0.0044 N N Y N Las Vegas Valley Water District LT GO Water Refunding Bonds Series 2016A 1.160000% 88033MS73 US88033MS730 Tender Option Bond Y 2019-11-07 2019-11-07 2023-12-01 Y Toronto-Dominion Bank/The 1.0000 7 Y N Y SOUTHERN NEVADA WTR AUTH Corporate Underlier 1.0000 0.0116 2165000.00 2165000.00 0.0017 N N Y N Washington Health Care Facilities Auth RB (MultiCare Health System) Series 2009A 1.150000% 88033MUS4 549300ZVPWQIL3N5TL85 US88033MUS42 Tender Option Bond Y 2019-11-07 2019-11-07 2020-08-15 Y Royal Bank of Canada 1.0000 7 Y N Y Multicare Health System Corporate Underlier 1.0000 0.0115 5000000.00 5000000.00 0.0040 N N Y N Colorado Health Facilities Auth RB (Sisters of Charity of Leavenworth Health) Series 2010A 1.150000% 88033MXY8 5493002JB6DRFRZPEQ21 US88033MXY82 Tender Option Bond Y 2019-11-07 2019-11-07 2020-01-01 Y Royal Bank of Canada 1.0000 7 Y N Y SISTERS OF CHARITY OF LEAVENWORTH HLTH SVCS CORP Corporate Underlier 1.0000 0.0115 5670000.00 5670000.00 0.0045 N N Y N Metropolitan Water Reclamation District of Greater Chicago ULT GO Bonds Series 2014A&B 1.190000% 88033MZH3 US88033MZH32 Tender Option Bond Y 2019-11-07 2019-11-07 2022-12-01 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0119 835000.00 835000.00 0.0007 N N Y N Houston Water & Sewer System Jr Lien Refunding RB Series 2001B 1.150000% 88033SJ96 549300C64URYS0WQQY42 US88033SJ967 Tender Option Bond Y 2019-11-07 2019-11-07 2023-12-01 Y Bank of America NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0115 5500000.00 5500000.00 0.0044 N N Y N San Antonio Public Facilities Corp Improvement and Refunding Lease RB Series 2012 1.150000% 88033SJL9 US88033SJL97 Tender Option Bond Y 2019-11-07 2019-11-07 2020-09-15 Y Bank of America NA 1.0000 7 Y N Y SAN ANTONIO TX Corporate Underlier 1.0000 0.0115 13970000.00 13970000.00 0.0111 N N Y N Michigan State Univ General RB Series 2013A 1.150000% 88033SJN5 US88033SJN53 Tender Option Bond Y 2019-11-07 2019-11-07 2021-06-01 Y Bank of America NA 1.0000 7 Y N N 0.0115 5000000.00 5000000.00 0.0040 N N Y N Wisconsin Health & Educational Facilities Auth RB (Children's Hospital of Wisconsin) Series 2008B 1.160000% 88033SWN0 549300ISNGXS0VHGVD41 US88033SWN07 Tender Option Bond Y 2019-11-07 2019-11-07 2031-08-15 Y Barclays Bank PLC 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0116 2940000.00 2940000.00 0.0023 N N Y N Metropolitan Water Reclamation District of Greater Chicago LT GO Bonds Series 2011B 1.220000% 88033UBU2 US88033UBU25 Tender Option Bond Y 2019-11-07 2019-11-07 2021-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0122 6000000.00 6000000.00 0.0048 N N Y N Michigan Hospital Finance Auth Refunding RB (Ascension Health) Series 2010F-6 1.150000% 88033UKH1 54930011MIBQ2P7ZNM19 US88033UKH13 Tender Option Bond Y 2019-11-07 2019-11-07 2024-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y Ascension Health Alliance Corporate Underlier 1.0000 0.0115 4450000.00 4450000.00 0.0035 N N Y N Rutherford Cnty RB (Ascension Health) Series 2010C 1.150000% 88033URH4 US88033URH40 Tender Option Bond Y 2019-11-07 2019-11-07 2040-11-15 Y Barclays Bank PLC 1.0000 7 Y N Y Ascension Health Alliance Corporate Underlier 1.0000 0.0115 3000000.00 3000000.00 0.0024 N N Y N Metropolitan Water Reclamation District of Greater Chicago ULT GO Bonds Series 2016C 1.200000% 88033UWY1 US88033UWY18 Tender Option Bond Y 2019-11-07 2019-11-07 2024-12-06 Y Barclays Bank PLC 1.0000 7 Y N N 0.0120 3045000.00 3045000.00 0.0024 N N Y N Michigan Finance Auth Hospital Refunding RB (Trinity Health) Series 2017MI 1.150000% 88033UXT1 54930022O46HOX5J1D14 US88033UXT14 Tender Option Bond Y 2019-11-07 2019-11-07 2024-12-01 Y Citibank NA 1.0000 7 Y N Y TRINITY HEALTH CORP Corporate Underlier 1.0000 0.0115 3750000.00 3750000.00 0.0030 N N Y N Univ of Virginia General Refunding RB Series 2017A 1.150000% 88033UZW2 US88033UZW25 Tender Option Bond Y 2019-11-07 2019-11-07 2024-10-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0115 6750000.00 6750000.00 0.0054 N N Y N Michigan Finance Auth Hospital Refunding RB (Trinity Health) Series A 2017MI 1.220000% 88033YK75 54930022O46HOX5J1D14 US88033YK757 Tender Option Bond Y 2019-11-07 2019-11-07 2025-12-01 Y Bank of America NA 1.0000 7 Y N Y TRINITY HEALTH CORP Corporate Underlier 1.0000 0.0122 4075000.00 4075000.00 0.0032 N N Y N Wisconsin Health & Educational Facilities Auth RB (Children's Hospital of Wisconsin) Series 2017 1.170000% 88034MRN8 549300ISNGXS0VHGVD41 US88034MRN82 Tender Option Bond Y 2019-11-07 2019-11-07 2025-10-01 Y Bank of America NA 1.0000 7 Y N Y CHILDRENS HOSPITAL OF WI Corporate Underlier 1.0000 0.0117 4000000.00 4000000.00 0.0032 N N Y N Illinois Finance Auth RB (Northwestern Memorial Hospital) Series 2017A 1.150000% 88034MUD6 549300ZG6UBPNNNRN315 US88034MUD63 Tender Option Bond Y 2019-11-07 2019-11-07 2026-01-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NORTHWESTERN MEM HOSP Corporate Underlier 1.0000 0.0115 6600000.00 6600000.00 0.0053 N N Y N Rhode Island Health & Educational Building Corp Educational Facilities RB (Brown Univ) 2017A 1.150000% 88034N4T8 US88034N4T84 Tender Option Bond Y 2019-11-07 2019-11-07 2025-09-01 Y Wells Fargo Bank NA 1.0000 7 Y N Y BROWN UNIVERSITY Corporate Underlier 1.0000 0.0115 8250000.00 8250000.00 0.0066 N N Y N Montgomery Cnty Hospital Facilities Refunding RB (Kettering Medical Center) Series 1996 1.170000% 88034NBJ2 US88034NBJ28 Tender Option Bond Y 2019-11-07 2019-11-07 2026-04-01 Y Bank of America NA 1.0000 7 N N N 0.0117 4950000.00 4950000.00 0.0039 N N Y N Montgomery Cnty Hospital Facilities Refunding RB (Kettering Health) Series 2012 1.170000% 88034NCS1 US88034NCS18 Tender Option Bond Y 2019-11-07 2019-11-07 2040-05-01 Y Bank of America NA 1.0000 7 N N N 0.0117 5000000.00 5000000.00 0.0040 N N Y N Massachusetts School Building Auth Sr Dedicated Sales Tax Bonds Series 2016B 1.150000% 88034NEL4 US88034NEL47 Tender Option Bond Y 2019-11-07 2019-11-07 2024-11-15 Y Bank of America NA 1.0000 7 Y N N 0.0115 90000.00 90000.00 0.0001 N N Y N Patriots Energy Group Financing Agency Gas Supply RB Series 2018 1.160000% 88034NPG3 US88034NPG33 Tender Option Bond Y 2019-11-07 2019-11-07 2022-10-01 Y Royal Bank of Canada 1.0000 7 N N N 0.0116 3335000.00 3335000.00 0.0027 N N Y N Chicago OHare General Airport Sr Lien RB Series 2018B 1.150000% 88034NX41 T5UYO5SYLC8K73MJQX30 US88034NX413 Tender Option Bond Y 2019-11-07 2019-11-07 2039-01-01 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0115 1875000.00 1875000.00 0.0015 N N Y N Michigan State Univ General RB Series 2019B 1.170000% 88034RCB9 US88034RCB96 Tender Option Bond Y 2019-11-07 2019-11-07 2027-02-15 Y Bank of America NA 1.0000 7 Y N N 0.0117 1915000.00 1915000.00 0.0015 N N Y N Utah Cnty Hospital RB (IHC Health Services) Series 2016B 1.150000% 88034RGA7 US88034RGA77 Tender Option Bond Y 2019-11-07 2019-11-07 2022-11-15 Y Wells Fargo Bank NA 1.0000 7 Y N Y IHC HEALTH SERVICES INC Corporate Underlier 1.0000 0.0115 1920000.00 1920000.00 0.0015 N N Y N Colorado Health Facilities Auth Hospital RB (AdventHealth) Series 2019A 1.150000% 88034RJ30 5493002JB6DRFRZPEQ21 US88034RJ306 Tender Option Bond Y 2019-11-07 2019-11-07 2027-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y ADVENTHEALTH OBLIGATED GROUP Corporate Underlier 1.0000 0.0115 2780000.00 2780000.00 0.0022 N N Y N Lee Memorial Health System Hospital Refunding RB Series 2019A1 1.170000% 88034RKU8 54930018FIX4OVLGH070 US88034RKU85 Tender Option Bond Y 2019-11-07 2019-11-07 2027-04-01 Y Bank of America NA 1.0000 7 N N N 0.0117 5250000.00 5250000.00 0.0042 N N Y N Martin Cnty Health Facilities Auth Hospital RB (Cleveland Clinic Health System) Series 2019A 1.160000% 88034RPU3 US88034RPU31 Tender Option Bond Y 2019-11-07 2019-11-07 2027-01-01 Y Bank of America NA 1.0000 7 Y N Y CLEVELAND CLINIC HLTH SYS OBLIG GROUP Corporate Underlier 1.0000 0.0116 2000000.00 2000000.00 0.0016 N N Y N Martin Cnty Health Facilities Auth Hospital RB (Cleveland Clinic Health System) Series 2019A 1.150000% 88034RQG3 US88034RQG38 Tender Option Bond Y 2019-11-07 2019-11-07 2027-01-01 Y Barclays Bank PLC 1.0000 7 Y N Y CLEVELAND CLINIC HLTH SYS OBLIG GROUP Corporate Underlier 1.0000 0.0115 2400000.00 2400000.00 0.0019 N N Y N Clark Cnty LT GO Bonds Series 2018 1.150000% 88034RRK3 US88034RRK31 Tender Option Bond Y 2019-11-07 2019-11-07 2025-07-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0115 2500000.00 2500000.00 0.0020 N N Y N Chattanooga Health, Educational & Housing Facility Board RB (CommonSpirit Health) Series 2019A1&A2 1.150000% 88034RU52 US88034RU527 Tender Option Bond Y 2019-11-07 2019-11-07 2027-08-01 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0115 1685000.00 1685000.00 0.0013 N N Y N Colorado Health Facilities Auth RB (CommonSpirit Health) Series 2019A2 1.240000% 88034RY58 5493002JB6DRFRZPEQ21 US88034RY586 Tender Option Bond Y 2019-11-07 2019-11-07 2027-08-01 Y Bank of America NA 1.0000 7 N N N 0.0124 3750000.00 3750000.00 0.0030 N N Y N New York City GO Bonds Fiscal 2020 Series A 1.150000% 88034RYR0 549300ABYZD2SFD5JB29 US88034RYR01 Tender Option Bond Y 2019-11-07 2019-11-07 2027-08-01 Y Bank of America NA 1.0000 7 Y N N 0.0115 4665000.00 4665000.00 0.0037 N N Y N New York State Thruway Auth General Revenue Jr Obligations Series 2019B 1.150000% 88034UBR8 US88034UBR86 Tender Option Bond Y 2019-11-07 2019-11-07 2027-07-01 Y Royal Bank of Canada 1.0000 7 N N N 0.0115 3000000.00 3000000.00 0.0024 N N Y N Texas Veterans Bonds Series 2011B 1.210000% 882723H69 549300X9CH74QB747L76 US882723H697 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2041-12-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 7 Y N N 0.0121 6505000.00 6505000.00 0.0052 N N Y N Texas GO Bonds Series 2015B 1.180000% 882723YT0 549300X9CH74QB747L76 US882723YT06 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2046-06-01 Y FEDERAL HOME LOAN BANKS 1.0000 7 Y N N 0.0118 9250000.00 9250000.00 0.0074 N N Y N Texas GO Bonds Series 2018 1.250000% 882724FK8 549300X9CH74QB747L76 US882724FK80 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2049-12-01 Y FEDERAL HOME LOAN BANKS 1.0000 7 Y N N 0.0125 4000000.00 4000000.00 0.0032 N N Y N Texas TRAN 2019-2020 4.000000% 882724PY7 549300X9CH74QB747L76 US882724PY74 Other Municipal Security Y 2020-08-27 2020-08-27 2020-08-27 N N N 0.0119 29664390.00 29664390.00 0.0236 N N N N Triborough Bridge & Tunnel Auth General RB Series 2001C 1.300000% 89602RED3 54930020ZN4LQF7K3456 US89602RED35 Variable Rate Demand Note Y 2019-11-01 2019-11-01 2032-01-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 N N N 0.0130 13050000.00 13050000.00 0.0104 N Y Y N Univ of Massachusetts Building Auth CP Notes Series 2013A-1 1.320000% 91444AAV2 6ILE2573NPR1XO2TR556 Non-Financial Company Commercial Paper Y 2020-02-12 2020-02-12 2020-02-12 N N Y STATE STREET BANK AND TRUST COMPANY Standby Purchase Agreement 1.0000 UNIVERSITY OF MASSACHUSETTS Corporate Underlier 1.0000 0.0127 7101000.39 7101000.39 0.0057 N N N N Univ of Texas Revenue Financing CP Series A 1.280000% 91513Y2L7 TEHUYFNKZR6XVWLGEU86 Non-Financial Company Commercial Paper Y 2020-01-06 2020-01-06 2020-01-06 N N N 0.0118 5000887.00 5000887.00 0.0040 N N N N Univ of Texas Revenue Financing CP Series A 1.250000% 91513Y2N3 TEHUYFNKZR6XVWLGEU86 Non-Financial Company Commercial Paper Y 2020-02-03 2020-02-03 2020-02-03 N N N 0.0120 7000865.90 7000865.90 0.0056 N N N N Univ of Washington General Revenue CP Series A 1.340000% 91523RFV4 T8YS5W0N70BYCTHPA429 Non-Financial Company Commercial Paper Y 2019-12-11 2019-12-11 2019-12-11 N N N 0.0130 2000080.00 2000080.00 0.0016 N N N N Utah Cnty Hospital RB (IHC Health Services) Series 2016E 1.180000% 917393CE8 US917393CE85 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2051-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y IHC HEALTH SERVICES INC Corporate Underlier 1.0000 0.0118 500000.00 500000.00 0.0004 N N Y N Valdez Refunding RB (Exxon Pipeline) Series 2001 1.300000% 919061EH0 US919061EH04 Variable Rate Demand Note Y 2019-11-01 2019-11-01 2029-12-01 Y Exxon Mobil Corp 1.0000 1 N N N 0.0130 1510000.00 1510000.00 0.0012 N Y Y N Washington Cnty IDRB (Cargill) Series 2010B 1.150000% 938115AC6 US938115AC66 Variable Rate Demand Note Y 2019-11-07 2019-11-07 2040-12-01 Y CARGILL INC 1.0000 7 N N N 0.0115 10000000.00 10000000.00 0.0080 N N Y N Wisconsin Health & Educational Facilities Auth RB (Ascension Health) Series 2013B 5.000000% 97712DBM7 549300ISNGXS0VHGVD41 US97712DBM74 Other Municipal Security Y 2020-06-01 2020-06-01 2043-11-15 N N Y Ascension Health Alliance Corporate Underlier 1.0000 0.0125 480062.70 480062.70 0.0004 N N N N Wisconsin Health & Educational Facilities Auth RB (Froedtert Health) Series 2012A 1.150000% 97712DDK9 549300ISNGXS0VHGVD41 US97712DDK90 Tender Option Bond Y 2019-11-07 2019-11-07 2020-10-01 Y Morgan Stanley Bank NA 1.0000 7 Y N Y FROEDTERT & CMNTY HEALTH OBLIGATED GROUP Corporate Underlier 1.0000 0.0115 6665000.00 6665000.00 0.0053 N N Y N Wisconsin Health & Educational Facilities Auth RB (Ascension Health) Series 2013B 1.375000% 97712DVE3 549300ISNGXS0VHGVD41 US97712DVE39 Other Municipal Security Y 2019-12-03 2019-12-03 2038-11-15 N N Y Ascension Health Alliance Corporate Underlier 1.0000 0.0125 740066.60 740066.60 0.0006 N N N N The Charles Schwab Family of Funds 2019-11-07 Mark Fischer Mark Fischer Chief Financial Officer