0001145549-19-037983.txt : 20191007
0001145549-19-037983.hdr.sgml : 20191007
20191007152455
ACCESSION NUMBER: 0001145549-19-037983
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191007
DATE AS OF CHANGE: 20191007
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 191140784
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York Municipal Money Fund
C000012395
Investor Shares
SWYXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2019-09-30
0000857156
549300I77JNLD629OV19
S000004513
1
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
DST Asset Manager Solutions, Inc.
0000275143
084-00896
N
N
N
Single State
Y
35
37
1128751804.33
1121546839.89
1133001681.57
1140784469.80
0.00
0.8408
0.8261
0.8181
0.8224
0.0000
2482.03
1359311285.41
1359273766.93
40774289.61
1058682.58
1398991855.99
1398729518.8900
1.0000
0.0157
1.0004
1.0003
1.0002
1.0002
0.0000
C000012395
0.00
1398991855.99
1398729518.8900
1.0004
1.0003
1.0002
1.0002
0.0000
13618746.52
11170674.74
53315822.69
23898570.27
73017482.90
36081194.04
36903766.42
26057186.36
0.00
0.00
191230649.95
98752951.58
0.0122
Y
Investment Advisor and its affiliates Contractual 168,608
Albany Cnty
BAN Series 2019A 2.750000%
01212PBM7
549300GBQON0LOLHN826
US01212PBM77
Other Municipal Security
Y
2019-11-21
2019-11-21
2019-11-21
N
N
N
0.0130
12524375.00
12524375.00
0.0090
N
N
N
N
Albany City SD
BAN Series 2019A 2.750000%
012434SL1
US012434SL14
Other Municipal Security
Y
2020-03-27
2020-03-27
2020-03-27
N
N
N
0.0150
7746662.00
7746662.00
0.0055
N
N
N
N
Metropolitan Transportation Auth
Transportation RB Series 2006B 1.620000%
18886PD36
5493000TKYODLXADQD60
US18886PD368
Tender Option Bond
Y
2019-10-07
2019-10-07
2026-09-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
N
N
N
0.0162
25615000.00
25615000.00
0.0183
N
N
Y
N
New York State Dormitory Auth
RB (St. John's Univ) Series 2007C 1.620000%
18886PUB9
549300C8XO7EXTX2XU71
US18886PUB92
Tender Option Bond
Y
2019-10-07
2019-10-07
2025-07-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
N
N
N
0.0162
26020000.00
26020000.00
0.0186
N
N
Y
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2011 1.630000%
196220AA5
US196220AA57
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0163
9285000.00
9285000.00
0.0066
N
N
Y
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2013 1.630000%
196220AB3
US196220AB31
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0163
11410000.00
11410000.00
0.0082
N
N
Y
N
Columbia Cnty IDA
Civic Facility RB (Columbia Memorial Hospital) Series 2008A 1.600000%
197511AR9
US197511AR96
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2033-07-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0160
1080000.00
1080000.00
0.0008
N
N
Y
N
East Greenbush Central SD
BAN 2019B 3.500000%
272556MP3
US272556MP34
Other Municipal Security
Y
2020-02-07
2020-02-07
2020-02-07
N
N
N
0.0135
10220177.97
10220177.97
0.0073
N
N
N
N
East Islip UFSD
BAN 2018 3.000000%
273173KU7
US273173KU71
Other Municipal Security
Y
2019-10-10
2019-10-10
2019-10-10
N
N
N
0.0139
10004000.00
10004000.00
0.0072
N
N
N
N
East Rochester Hsg Auth
Housing RB (Park Ridge Nursing Home) Series 2008 1.630000%
274722DX2
US274722DX22
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2041-01-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0163
12010000.00
12010000.00
0.0086
N
N
Y
N
New York State Dormitory Auth
RB (New York Univ) Series 2017A 1.710000%
27884F2K5
549300C8XO7EXTX2XU71
US27884F2K59
Tender Option Bond
Y
2019-10-03
2019-11-21
2037-07-01
N
N
Y
New York University
Corporate Underlier
1.0000
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0171
4308879.40
4308879.40
0.0031
N
N
N
Y
New York City
GO Bonds Fiscal 2018 Series B1 1.710000%
27884F4H0
549300ABYZD2SFD5JB29
US27884F4H03
Tender Option Bond
Y
2019-10-03
2019-10-17
2040-10-01
N
N
Y
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0171
4879658.40
4879658.40
0.0035
N
N
N
Y
Erie Cnty IDA
IDRB (Hydro-Air Components) Series 2006 1.650000%
295088FP8
US295088FP80
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2026-04-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0165
3535000.00
3535000.00
0.0025
N
N
Y
N
Franklin Cnty Civic Development Corp
RB (Alice Hyde Medical Center) Series 2013A 1.600000%
35313PAA0
US35313PAA03
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2038-10-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0160
7720000.00
7720000.00
0.0055
N
N
Y
N
Greece Central SD
BAN Series 2019 2.250000%
392460M73
US392460M731
Other Municipal Security
Y
2020-06-26
2020-06-26
2020-06-26
N
N
N
0.0139
2515750.00
2515750.00
0.0018
N
N
N
N
Horseheads CSD
BAN 2019 2.250000%
440722GN0
US440722GN02
Other Municipal Security
Y
2020-06-25
2020-06-25
2020-06-25
N
N
N
0.0138
1006320.00
1006320.00
0.0007
N
N
N
N
Island Trees UFSD
BAN 2018 2.750000%
464568HF4
US464568HF40
Other Municipal Security
Y
2020-05-29
2020-05-29
2020-05-29
N
N
N
0.0135
12110040.00
12110040.00
0.0087
N
N
N
N
Lancaster IDA
IDRB (Sealing Devices) Series 2016 1.630000%
514226AF6
US514226AF68
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2037-01-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0163
3060000.00
3060000.00
0.0022
N
N
Y
N
Lancaster
BAN 2019 2.250000%
514498LJ1
US514498LJ13
Other Municipal Security
Y
2020-07-24
2020-07-24
2020-07-24
N
N
N
0.0154
3676016.25
3676016.25
0.0026
N
N
N
N
Lancaster IDA
Civic Facility RB (GreenField Manor) Series 2000 1.570000%
514502AA1
US514502AA19
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2032-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0157
12400000.00
12400000.00
0.0089
N
N
Y
N
Lancaster IDA
IDRB (Sealing Devices) Series 2007 1.650000%
514509AA6
US514509AA61
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2027-12-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0165
1345000.00
1345000.00
0.0010
N
N
Y
N
Liverpool CSD
Go BAN 2019 2.250000%
538361SF4
US538361SF47
Other Municipal Security
Y
2020-06-26
2020-06-26
2020-06-26
N
N
N
0.0139
2012540.00
2012540.00
0.0014
N
N
N
N
Longwood CSD
TAN 2019-2020 2.000000%
543364GX5
US543364GX53
Other Municipal Security
Y
2020-06-23
2020-06-23
2020-06-23
N
N
N
0.0134
19090440.00
19090440.00
0.0136
N
N
N
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 1.610000%
59259NT78
5493000TKYODLXADQD60
US59259NT781
Tender Option Bond
Y
2019-10-03
2019-10-07
2020-05-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0161
7500000.00
7500000.00
0.0054
N
N
Y
N
Miller Place UFSD
TAN 2019-2020 1.750000%
600582LQ1
US600582LQ18
Other Municipal Security
Y
2020-06-25
2020-06-25
2020-06-25
N
N
N
0.0136
11031130.00
11031130.00
0.0079
N
N
N
N
Monroe Cnty IDA
Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 1.630000%
610752CW5
US610752CW55
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2035-04-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0163
16730000.00
16730000.00
0.0120
N
N
Y
N
New York City IDA
Civic Facility RB (Covenant of the Sacred Heart School) Series 2002 1.320000%
649438HZ4
549300XR20ZR5DHL9534
US649438HZ40
Variable Rate Demand Note
Y
2019-10-03
2019-10-07
2032-11-01
Y
FEDERAL HOME LOAN BANKS
1.0000
7
N
N
N
0.0132
3490000.00
3490000.00
0.0025
N
N
Y
N
New York City
GO Bonds Fiscal 2012 Series G7 1.770000%
64966JB62
549300ABYZD2SFD5JB29
US64966JB624
Variable Rate Demand Note
Y
2019-10-01
2019-10-01
2042-04-01
Y
MUFG BANK LTD
1.0000
1
N
N
N
0.0177
1650000.00
1650000.00
0.0012
N
Y
Y
N
New York City
GO Bonds Fiscal 2012 Series D1 1.610000%
64966K6J7
549300ABYZD2SFD5JB29
US64966K6J73
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-04-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0161
2500000.00
2500000.00
0.0018
N
N
Y
N
New York City
GO Bonds Fiscal 2013 Series D&E 1.610000%
64966KNG4
549300ABYZD2SFD5JB29
US64966KNG49
Tender Option Bond
Y
2019-10-03
2019-10-07
2020-08-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0161
3580000.00
3580000.00
0.0026
N
N
Y
N
New York City
GO Bonds Fiscal 2014 Series A1 1.610000%
64966KT60
549300ABYZD2SFD5JB29
US64966KT608
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-08-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0161
8000000.00
8000000.00
0.0057
N
N
Y
N
New York City
GO Bonds Fiscal 2013 Series F1 1.610000%
64966KWR0
549300ABYZD2SFD5JB29
US64966KWR03
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-03-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
7
Y
N
N
0.0161
7300000.00
7300000.00
0.0052
N
N
Y
N
New York City
GO Bonds Fiscal 2018 Series E-5 1.770000%
64966QAA8
549300ABYZD2SFD5JB29
US64966QAA85
Variable Rate Demand Note
Y
2019-10-01
2019-10-01
2048-03-01
Y
TD Bank NA
1.0000
1
N
N
N
0.0177
9275000.00
9275000.00
0.0066
N
Y
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Susan's Court) Series 2007A 1.660000%
64966TAZ7
549300SQWVHKBRF8D702
US64966TAZ75
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2039-11-01
Y
Citibank NA
1.0000
7
N
N
N
0.0166
2400000.00
2400000.00
0.0017
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Las Casas) Series 2008A 1.730000%
64966TBK9
549300SQWVHKBRF8D702
US64966TBK97
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2040-10-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0173
19200000.00
19200000.00
0.0137
N
N
Y
N
New York City IDA
Empowerment Zone RB (Tiago Holdings) Series 2007 1.600000%
649705SZ4
549300XR20ZR5DHL9534
US649705SZ43
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2037-01-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0160
8000000.00
8000000.00
0.0057
N
N
Y
N
New York City Housing Development Corp
M/F Rental Housing RB (Westport) Series 2004A 1.650000%
64970HBA1
549300SQWVHKBRF8D702
US64970HBA14
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2034-06-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0165
6800000.00
6800000.00
0.0049
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Parkview Apts) Series 2004A 1.640000%
64970VCD3
549300SQWVHKBRF8D702
US64970VCD38
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2036-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0164
5935000.00
5935000.00
0.0042
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (State Renaissance Court) Series 2004A 1.630000%
64970VCG6
549300SQWVHKBRF8D702
US64970VCG68
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2037-06-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0163
9535000.00
9535000.00
0.0068
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (1090 Franklin Ave Apts) 2005A 1.660000%
64970VDG5
549300SQWVHKBRF8D702
US64970VDG59
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2037-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0166
2320000.00
2320000.00
0.0017
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series A1 1.770000%
64971M2B7
5493003476LG35QAKM08
US64971M2B71
Variable Rate Demand Note
Y
2019-10-02
2019-10-02
2034-05-01
Y
Barclays Bank PLC
1.0000
2
Y
N
N
0.0177
18200000.00
18200000.00
0.0130
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series I2 5.000000%
64971MX98
5493003476LG35QAKM08
US64971MX986
Other Municipal Security
Y
2019-11-01
2019-11-01
2019-11-01
N
N
N
0.0124
476425.00
476425.00
0.0003
N
N
N
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2012 Series F1 1.610000%
64971Q6S7
5493003476LG35QAKM08
US64971Q6S79
Tender Option Bond
Y
2019-10-03
2019-10-07
2020-05-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0161
7500000.00
7500000.00
0.0054
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2012 Series F1 1.610000%
64971Q6W8
5493003476LG35QAKM08
US64971Q6W81
Tender Option Bond
Y
2019-10-03
2019-10-07
2020-05-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0161
3400000.00
3400000.00
0.0024
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2012 Series D1 1.610000%
64971QRZ8
5493003476LG35QAKM08
US64971QRZ80
Tender Option Bond
Y
2019-10-03
2019-10-07
2019-11-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0161
4000000.00
4000000.00
0.0029
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2014 Series A1 1.610000%
64971WGY0
5493003476LG35QAKM08
US64971WGY03
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0161
5780000.00
5780000.00
0.0041
N
N
Y
N
New York City Housing Development Corp
M/F Housing RB Series 2019H 1.300000%
64972EHS1
549300SQWVHKBRF8D702
US64972EHS19
Other Municipal Security
Y
2020-05-01
2020-05-01
2049-11-01
N
N
N
0.0135
6997970.00
6997970.00
0.0050
N
N
N
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2006 Series AA1B 1.780000%
64972GAW4
549300Q2EHQ6RJPQKP05
US64972GAW42
Variable Rate Demand Note
Y
2019-10-01
2019-10-01
2032-06-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
Y
N
N
0.0178
5000000.00
5000000.00
0.0036
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2011 Series EE 1.610000%
64972GCZ5
549300Q2EHQ6RJPQKP05
US64972GCZ54
Tender Option Bond
Y
2019-10-03
2019-10-07
2020-06-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0161
6175000.00
6175000.00
0.0044
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2016 Series AA2 1.750000%
64972GJQ8
549300Q2EHQ6RJPQKP05
US64972GJQ82
Variable Rate Demand Note
Y
2019-10-01
2019-10-01
2048-06-15
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
N
0.0175
6155000.00
6155000.00
0.0044
N
Y
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2012 Series S1A 1.610000%
64972HUN0
5493003476LG35QAKM08
US64972HUN06
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-01-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0161
5625000.00
5625000.00
0.0040
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2013 Series S1 1.610000%
64972HUQ3
5493003476LG35QAKM08
US64972HUQ37
Tender Option Bond
Y
2019-10-03
2019-10-07
2020-07-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0161
12500000.00
12500000.00
0.0089
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S1 1.610000%
64972HWC2
5493003476LG35QAKM08
US64972HWC23
Tender Option Bond
Y
2019-10-07
2019-10-07
2023-01-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0161
4000000.00
4000000.00
0.0029
N
N
Y
N
New York State Dormitory Auth
State Sales Tax RB Series 2014A 1.610000%
64983PA84
549300C8XO7EXTX2XU71
US64983PA842
Tender Option Bond
Y
2019-10-07
2019-10-07
2022-03-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0161
3300000.00
3300000.00
0.0024
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 1.610000%
64983PZE4
549300C8XO7EXTX2XU71
US64983PZE41
Tender Option Bond
Y
2019-10-03
2019-10-07
2020-09-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0161
2000000.00
2000000.00
0.0014
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 1.610000%
64983PZY0
549300C8XO7EXTX2XU71
US64983PZY05
Tender Option Bond
Y
2019-10-03
2019-10-07
2020-09-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0161
5935000.00
5935000.00
0.0042
N
N
Y
N
New York State Power Auth
CP Series 2 1.460000%
64985NHS6
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-10-03
2019-10-03
2019-10-03
N
N
N
0.0179
6099830.42
6099830.42
0.0044
N
N
Y
N
New York State Power Auth
CP Series 1&2 1.300000%
64985NHZ0
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-10-17
2019-10-17
2019-10-17
N
N
N
0.0152
8472115.42
8472115.42
0.0061
N
N
N
N
New York State Power Auth
CP Series 2 1.340000%
64985NJA3
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-11-05
2019-11-05
2019-11-05
N
N
N
0.0157
4998846.00
4998846.00
0.0036
N
N
N
N
New York State Power Auth
CP Series 2 1.350000%
64985NJF2
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-11-14
2019-11-14
2019-11-14
N
N
N
0.0156
21318408.85
21318408.85
0.0152
N
N
N
N
New York State Power Auth
CP Series 2 1.350000%
64985NJH8
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-11-14
2019-11-14
2019-11-14
N
N
N
0.0155
2589352.50
2589352.50
0.0019
N
N
N
N
New York State HFA
Service Contract Refunding RB Series 2003 M2 1.640000%
64986BBF5
5493000LS7KCDB02O506
US64986BBF58
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2021-09-15
Y
Bank of America NA
1.0000
7
N
N
N
0.0164
3120000.00
3120000.00
0.0022
N
N
Y
N
New York State HFA
Housing RB (Clinton Green North) Series 2005A 1.630000%
64986M2T1
5493000LS7KCDB02O506
US64986M2T12
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2038-11-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0163
56000000.00
56000000.00
0.0400
N
N
Y
N
New York State HFA
Housing RB (Clinton Green South) Series 2005A 1.630000%
64986M2V6
5493000LS7KCDB02O506
US64986M2V67
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2038-11-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0163
26000000.00
26000000.00
0.0186
N
N
Y
N
New York State HFA
Housing RB (Clinton Green) Series 2006A 1.630000%
64986M2W4
5493000LS7KCDB02O506
US64986M2W41
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2038-11-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0163
43500000.00
43500000.00
0.0311
N
N
Y
N
New York State HFA
Housing RB (Tribeca Landing) Series 1997A 1.630000%
64986MCB9
5493000LS7KCDB02O506
US64986MCB90
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2029-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0163
18100000.00
18100000.00
0.0129
N
N
Y
N
New York State HFA
Housing RB (900 8th Avenue) Series 2002A 1.640000%
64986MD44
5493000LS7KCDB02O506
US64986MD440
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2035-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0164
10000000.00
10000000.00
0.0071
N
N
Y
N
New York State HFA
Housing RB (Theatre Row Tower) Series 2000A 1.630000%
64986MD51
5493000LS7KCDB02O506
US64986MD515
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2032-11-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0163
25000000.00
25000000.00
0.0179
N
N
Y
N
New York State HFA
Housing RB (Gateway to New Cassel) Series 2006A 1.640000%
64986MF34
5493000LS7KCDB02O506
US64986MF346
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2039-11-01
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0164
5500000.00
5500000.00
0.0039
N
N
Y
N
New York State HFA
Housing RB (39th St) Series 2000A 1.630000%
64986MJY2
5493000LS7KCDB02O506
US64986MJY21
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2031-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0163
23200000.00
23200000.00
0.0166
N
N
Y
N
New York State HFA
Housing RB (316 11th Ave) Series 2007A 1.630000%
64986MK79
5493000LS7KCDB02O506
US64986MK791
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2041-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0163
58300000.00
58300000.00
0.0417
N
N
Y
N
New York State HFA
Housing RB (250 W 93rd St) Series 2005A 1.530000%
64986MM44
5493000LS7KCDB02O506
US64986MM441
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2038-11-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0153
23805000.00
23805000.00
0.0170
N
N
Y
N
New York State HFA
Housing RB (West Village Apts) Series 2008A 1.640000%
64986MS89
5493000LS7KCDB02O506
US64986MS893
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2039-11-01
Y
Citibank NA
1.0000
7
N
N
N
0.0164
5600000.00
5600000.00
0.0040
N
N
Y
N
New York State HFA
Housing RB (Worth St) Series 2002A 1.630000%
64986MSE6
5493000LS7KCDB02O506
US64986MSE65
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2033-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0163
10000000.00
10000000.00
0.0071
N
N
Y
N
New York State HFA
Housing RB (360 W 43rd St) Series 2002A 1.630000%
64986MSG1
5493000LS7KCDB02O506
US64986MSG14
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2033-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0163
33700000.00
33700000.00
0.0241
N
N
Y
N
New York State HFA
Housing RB (360 W 43rd St) Series 2003A 1.630000%
64986MSH9
5493000LS7KCDB02O506
US64986MSH96
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2033-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0163
17700000.00
17700000.00
0.0127
N
N
Y
N
New York State HFA
Housing RB (Rip Van Winkle House) Series 2004A 1.640000%
64986MZN8
5493000LS7KCDB02O506
US64986MZN81
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2034-11-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0164
10700000.00
10700000.00
0.0076
N
N
Y
N
New York State HFA
Housing RB (25 Washington St) Series 2010A 1.650000%
64986UFE2
5493000LS7KCDB02O506
US64986UFE29
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2044-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0165
7710000.00
7710000.00
0.0055
N
N
Y
N
New York State HFA
Housing RB (600 W 42nd St) Series 2008A 1.630000%
64986UMP9
5493000LS7KCDB02O506
US64986UMP92
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2041-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0163
2095000.00
2095000.00
0.0015
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 210 1.630000%
6498832X2
549300ZQWNLLIG564027
US6498832X29
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2039-10-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0163
30090000.00
30090000.00
0.0215
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 142 1.810000%
649883CL7
549300ZQWNLLIG564027
US649883CL74
Variable Rate Demand Note
Y
2019-10-01
2019-10-01
2037-10-01
Y
Royal Bank of Canada
1.0000
1
Y
N
N
0.0181
3300000.00
3300000.00
0.0024
N
Y
Y
N
New York State Power Auth
CP Series 1&2 1.360000%
64989MXG2
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-10-10
2019-10-10
2019-10-10
N
N
N
0.0174
4999472.50
4999472.50
0.0036
N
N
N
N
New York State Power Auth
CP Series 1 1.420000%
64989MXL1
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-10-10
2019-10-10
2019-10-10
N
N
N
0.0175
1999833.20
1999833.20
0.0014
N
N
N
N
New York State Power Auth
Extendible CP Series 1 1.370000%
64989VTX0
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-10-15
2020-06-12
2020-06-12
N
N
N
0.0169
4999350.00
4999350.00
0.0036
N
N
N
N
North Colonie CSD
GO BAN 2019 2.250000%
658731KU7
US658731KU78
Other Municipal Security
Y
2020-07-17
2020-07-17
2020-07-17
N
N
N
0.0144
12851344.90
12851344.90
0.0092
N
N
N
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 3 1.640000%
670656602
549300V4X2BF3UXSCQ58
US6706566022
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2040-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0164
2700000.00
2700000.00
0.0019
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 5 1.620000%
670656875
549300V4X2BF3UXSCQ58
US6706568754
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2046-06-01
Y
Toronto-Dominion Bank/The
1.0000
7
N
N
N
0.0162
40000000.00
40000000.00
0.0286
N
N
Y
N
Onondaga Cnty IDA
Civic Facility RB (Syracuse Research Corp) Series 1997A 1.630000%
682747AV2
US682747AV22
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2021-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0163
1170000.00
1170000.00
0.0008
N
N
Y
N
Penn Yan CSD
GO BAN 2019B 2.000000%
708016FY1
US708016FY13
Other Municipal Security
Y
2020-07-17
2020-07-17
2020-07-17
N
N
N
0.0152
5018850.00
5018850.00
0.0036
N
N
N
N
Port Auth of New York & New Jersey
Consolidated Bonds 197th Series 5.000000%
73358WC36
54930006MR4KZ4W74Z83
US73358WC368
Other Municipal Security
Y
2019-11-15
2019-11-15
2019-11-15
N
N
N
0.0132
2008720.00
2008720.00
0.0014
N
N
N
N
Port Auth of New York & New Jersey
Consolidated Bonds 177th Series 1.610000%
73358WMU5
54930006MR4KZ4W74Z83
US73358WMU52
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-01-15
Y
Credit Suisse AG
1.0000
7
Y
N
N
0.0161
1700000.00
1700000.00
0.0012
N
N
Y
N
Port Auth of New York & New Jersey
CP Series B 1.400000%
73359BUB3
54930006MR4KZ4W74Z83
Non-Financial Company Commercial Paper
Y
2020-01-08
2020-01-08
2020-01-08
N
N
N
0.0153
13730055.40
13730055.40
0.0098
N
N
N
N
Port Chester-Rye UFSD
BAN 2019 2.500000%
733794HZ7
US733794HZ73
Other Municipal Security
Y
2020-06-12
2020-06-12
2020-06-12
N
N
N
0.0142
10074600.00
10074600.00
0.0072
N
N
N
N
Queensbury UFSD
BAN 2019 2.250000%
748267SX0
US748267SX03
Other Municipal Security
Y
2020-07-10
2020-07-10
2020-07-10
N
N
N
0.0145
6927205.05
6927205.05
0.0050
N
N
N
N
New York City
GO Bonds Fiscal 2012 Series A5 1.610000%
74926Y3G4
549300ABYZD2SFD5JB29
US74926Y3G49
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0161
14165000.00
14165000.00
0.0101
N
N
Y
N
New York City
GO Bonds Fiscal 2012 Series D3B 1.610000%
74926Y3L3
549300ABYZD2SFD5JB29
US74926Y3L34
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0161
13000000.00
13000000.00
0.0093
N
N
Y
N
New York City
GO Bonds Fiscal 2015 Series F7 1.610000%
74926Y3Q2
549300ABYZD2SFD5JB29
US74926Y3Q21
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0161
5830000.00
5830000.00
0.0042
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 1998 Series C 1.610000%
74926Y4C2
5493003476LG35QAKM08
US74926Y4C26
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-08-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0161
11200000.00
11200000.00
0.0080
N
N
Y
N
New York City
GO Bonds Fiscal 2006 Series I5 1.610000%
74934RA97
549300ABYZD2SFD5JB29
US74934RA971
Tender Option Bond
Y
2019-10-07
2019-10-07
2023-05-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0161
11000000.00
11000000.00
0.0079
N
N
Y
N
Battery Park City Auth
Jr RB Series 2019E 1.610000%
74934RF84
US74934RF848
Tender Option Bond
Y
2019-10-07
2019-10-07
2023-08-06
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0161
13000000.00
13000000.00
0.0093
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 1.750000%
74934RLQ7
549300Q2EHQ6RJPQKP05
US74934RLQ73
Tender Option Bond
Y
2019-10-01
2019-10-01
2022-07-15
Y
Royal Bank of Canada
1.0000
1
Y
N
N
0.0175
6625000.00
6625000.00
0.0047
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series CC 1.610000%
74934RVR4
549300Q2EHQ6RJPQKP05
US74934RVR47
Tender Option Bond
Y
2019-10-07
2019-10-07
2022-11-15
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0161
6500000.00
6500000.00
0.0046
N
N
Y
N
Rockland Cnty IDA
RB (Northern Riverview) Series 1999 1.680000%
773561AD7
US773561AD73
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2029-02-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0168
5565000.00
5565000.00
0.0040
N
N
Y
N
Sachem Central SD
TAN 2019-2020 2.000000%
785721VK4
US785721VK47
Other Municipal Security
Y
2020-06-25
2020-06-25
2020-06-25
N
N
N
0.0131
18994689.00
18994689.00
0.0136
N
N
N
N
New York City
GO Bonds Fiscal 2014 Series I1 1.610000%
88033LA41
549300ABYZD2SFD5JB29
US88033LA417
Tender Option Bond
Y
2019-10-07
2019-10-07
2022-03-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
2635000.00
2635000.00
0.0019
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2014 Series DD 1.610000%
88033LC80
549300Q2EHQ6RJPQKP05
US88033LC801
Tender Option Bond
Y
2019-10-07
2019-10-07
2022-03-19
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
4000000.00
4000000.00
0.0029
N
N
Y
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 1.610000%
88033LD48
US88033LD486
Tender Option Bond
Y
2019-10-07
2019-10-07
2022-10-20
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
4250000.00
4250000.00
0.0030
N
N
Y
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 1.610000%
88033LSR1
US88033LSR14
Tender Option Bond
Y
2019-10-07
2019-10-07
2022-10-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
1500000.00
1500000.00
0.0011
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013 1.610000%
88033LZE2
US88033LZE28
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-12-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
3355000.00
3355000.00
0.0024
N
N
Y
N
New York City
GO Bonds Fiscal 2010 Series E 1.610000%
88033LZU6
549300ABYZD2SFD5JB29
US88033LZU69
Tender Option Bond
Y
2019-10-07
2019-10-07
2027-08-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
2445000.00
2445000.00
0.0017
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2009B 1.610000%
88033LZY8
5493000TKYODLXADQD60
US88033LZY81
Tender Option Bond
Y
2019-10-03
2019-10-07
2019-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0161
3165000.00
3165000.00
0.0023
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013 1.610000%
88033M2A4
US88033M2A40
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-11-01
Y
Credit Suisse AG
1.0000
7
Y
N
N
0.0161
24375000.00
24375000.00
0.0174
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2016A 1.610000%
88033ME52
5493000TKYODLXADQD60
US88033ME524
Tender Option Bond
Y
2019-10-07
2019-10-07
2024-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
5345000.00
5345000.00
0.0038
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 1.610000%
88033MEU7
5493003476LG35QAKM08
US88033MEU71
Tender Option Bond
Y
2019-10-07
2019-10-07
2023-07-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0161
8000000.00
8000000.00
0.0057
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2015E 1.610000%
88033MGE1
549300C8XO7EXTX2XU71
US88033MGE12
Tender Option Bond
Y
2019-10-07
2019-10-07
2023-09-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0161
6250000.00
6250000.00
0.0045
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2015B 1.610000%
88033MGW1
549300C8XO7EXTX2XU71
US88033MGW10
Tender Option Bond
Y
2019-10-07
2019-10-07
2023-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0161
5625000.00
5625000.00
0.0040
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 1.610000%
88033MHQ3
54930006MR4KZ4W74Z83
US88033MHQ33
Tender Option Bond
Y
2019-10-07
2019-10-07
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0161
8500000.00
8500000.00
0.0061
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 1.610000%
88033MJS7
54930006MR4KZ4W74Z83
US88033MJS70
Tender Option Bond
Y
2019-10-07
2019-10-07
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0161
3300000.00
3300000.00
0.0024
N
N
Y
N
New York Liberty Development Corp
Liberty RB Series 1WTC-2011 1.630000%
88033MK71
US88033MK711
Tender Option Bond
Y
2019-10-07
2019-10-07
2020-12-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PORT AUTHORITY OF NEW YORK AND NEW JERSEY
Corporate Underlier
1.0000
0.0163
5815000.00
5815000.00
0.0042
N
N
Y
N
New York State Dormitory Auth
State Sales Tax RB Series 2015B 1.610000%
88033MKH9
549300C8XO7EXTX2XU71
US88033MKH96
Tender Option Bond
Y
2019-10-07
2019-10-07
2023-09-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0161
5790000.00
5790000.00
0.0041
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2010C 1.610000%
88033MTX5
549300QJ33JJW73OQO60
US88033MTX55
Tender Option Bond
Y
2019-10-07
2019-10-07
2035-10-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
6600000.00
6600000.00
0.0047
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 1.610000%
88033MYA9
549300Q2EHQ6RJPQKP05
US88033MYA97
Tender Option Bond
Y
2019-10-03
2019-10-07
2019-12-19
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0161
10515000.00
10515000.00
0.0075
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F 1.610000%
88033SM84
5493003476LG35QAKM08
US88033SM847
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-02-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
6480000.00
6480000.00
0.0046
N
N
Y
N
New York City
GO Bonds Fiscal 2013 Series A1 1.610000%
88033SN42
549300ABYZD2SFD5JB29
US88033SN423
Tender Option Bond
Y
2019-10-03
2019-10-07
2020-10-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
3750000.00
3750000.00
0.0027
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 1.610000%
88033SRH9
5493003476LG35QAKM08
US88033SRH93
Tender Option Bond
Y
2019-10-03
2019-10-07
2020-02-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0161
5450000.00
5450000.00
0.0039
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2013A 1.610000%
88033UBQ1
549300QJ33JJW73OQO60
US88033UBQ13
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK ST EFC NYCMWFA PROG
Corporate Underlier
1.0000
0.0161
2500000.00
2500000.00
0.0018
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 1.610000%
88033UC56
549300Q2EHQ6RJPQKP05
US88033UC562
Tender Option Bond
Y
2019-10-07
2019-10-07
2024-12-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0161
2800000.00
2800000.00
0.0020
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2013A 1.610000%
88033UCA5
549300C8XO7EXTX2XU71
US88033UCA51
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0161
2000000.00
2000000.00
0.0014
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2013 Series DD 1.610000%
88033UCE7
549300Q2EHQ6RJPQKP05
US88033UCE73
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
4715000.00
4715000.00
0.0034
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 197th Series 1.660000%
88033UNC9
54930006MR4KZ4W74Z83
US88033UNC98
Tender Option Bond
Y
2019-10-07
2019-10-07
2024-11-15
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0166
4765000.00
4765000.00
0.0034
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 1.610000%
88033UQM4
549300Q2EHQ6RJPQKP05
US88033UQM44
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-03-14
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0161
8500000.00
8500000.00
0.0061
N
N
Y
N
New York City
GO Bonds Fiscal 2017 Series A1 1.610000%
88033UWW5
549300ABYZD2SFD5JB29
US88033UWW51
Tender Option Bond
Y
2019-10-07
2019-10-07
2024-08-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0161
16000000.00
16000000.00
0.0114
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2016B-1 1.610000%
88033UXD6
5493000TKYODLXADQD60
US88033UXD61
Tender Option Bond
Y
2019-10-07
2019-10-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
3335000.00
3335000.00
0.0024
N
N
Y
N
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2017B 1.610000%
88033UYR4
54930020ZN4LQF7K3456
US88033UYR49
Tender Option Bond
Y
2019-10-07
2019-10-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
4195000.00
4195000.00
0.0030
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2017 Series B1 1.610000%
88033Y5Y3
5493003476LG35QAKM08
US88033Y5Y36
Tender Option Bond
Y
2019-10-07
2019-10-07
2024-08-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0161
3000000.00
3000000.00
0.0021
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 206th Series 1.630000%
88033YPZ8
54930006MR4KZ4W74Z83
US88033YPZ87
Tender Option Bond
Y
2019-10-07
2019-10-07
2025-05-15
Y
Citibank NA
1.0000
7
Y
N
N
0.0163
2500000.00
2500000.00
0.0018
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2016B-1 1.610000%
88033YSA0
5493000TKYODLXADQD60
US88033YSA00
Tender Option Bond
Y
2019-10-07
2019-10-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0161
3980000.00
3980000.00
0.0028
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 206th Series 1.650000%
88034M7P5
54930006MR4KZ4W74Z83
US88034M7P53
Tender Option Bond
Y
2019-10-07
2019-10-07
2025-11-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0165
2000000.00
2000000.00
0.0014
N
N
Y
N
Triborough Bridge & Tunnel Auth
General RB Series 2018A 1.610000%
88034MXE1
54930020ZN4LQF7K3456
US88034MXE10
Tender Option Bond
Y
2019-10-07
2019-10-07
2026-05-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0161
4715000.00
4715000.00
0.0034
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2019A 1.610000%
88034N4F8
54930039Y2EMGXN6LM88
US88034N4F80
Tender Option Bond
Y
2019-10-07
2019-10-07
2026-09-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0161
3330000.00
3330000.00
0.0024
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2018A 1.610000%
88034NR22
549300C8XO7EXTX2XU71
US88034NR225
Tender Option Bond
Y
2019-10-07
2019-10-07
2026-09-15
Y
Bank of America NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0161
4330000.00
4330000.00
0.0031
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2018 Series B & A3 1.610000%
88034NVK7
5493003476LG35QAKM08
US88034NVK70
Tender Option Bond
Y
2019-10-07
2019-10-07
2025-08-01
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0161
12895000.00
12895000.00
0.0092
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 1.610000%
88034REM3
549300Q2EHQ6RJPQKP05
US88034REM34
Tender Option Bond
Y
2019-10-07
2019-10-07
2024-12-15
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0161
2100000.00
2100000.00
0.0015
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2019 Series EE2 1.610000%
88034REX9
549300Q2EHQ6RJPQKP05
US88034REX98
Tender Option Bond
Y
2019-10-07
2019-10-07
2026-12-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0161
2000000.00
2000000.00
0.0014
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 214th Series 1.660000%
88034RX42
54930006MR4KZ4W74Z83
US88034RX422
Tender Option Bond
Y
2019-10-07
2019-10-07
2027-03-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0166
2000000.00
2000000.00
0.0014
N
N
Y
N
New York City Housing Development Corp
M/F Housing RB Series 2019B1A 1.610000%
88034RYM1
549300SQWVHKBRF8D702
US88034RYM14
Tender Option Bond
Y
2019-10-07
2019-10-07
2025-05-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0161
3200000.00
3200000.00
0.0023
N
N
Y
N
New York City
GO Bonds Fiscal 2020 Series A 1.610000%
88034RYR0
549300ABYZD2SFD5JB29
US88034RYR01
Tender Option Bond
Y
2019-10-07
2019-10-07
2027-08-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0161
4665000.00
4665000.00
0.0033
N
N
Y
N
Triborough Bridge & Tunnel Auth
General RB Series 2013C 1.610000%
89602NZ23
54930020ZN4LQF7K3456
US89602NZ239
Tender Option Bond
Y
2019-10-07
2019-10-07
2021-05-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0161
6665000.00
6665000.00
0.0048
N
N
Y
N
Triborough Bridge & Tunnel Auth
Refunding RB Series 2005B-3 1.780000%
89602REB7
54930020ZN4LQF7K3456
US89602REB78
Variable Rate Demand Note
Y
2019-10-01
2019-10-01
2032-01-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
N
N
N
0.0178
4000000.00
4000000.00
0.0029
N
Y
Y
N
Valley Stream UFSD
BAN 2019 2.000000%
920113BC0
US920113BC08
Other Municipal Security
Y
2020-09-04
2020-09-04
2020-09-04
N
N
N
0.0138
15085050.00
15085050.00
0.0108
N
N
N
N
Warren & Washington Cnty IDA
Civic Facility RB (The Glen at Hiland Meadows) Series 2000 1.520000%
934651AA8
US934651AA83
Variable Rate Demand Note
Y
2019-10-07
2019-10-07
2030-12-15
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0152
7810000.00
7810000.00
0.0056
N
N
Y
N
West Hempstead UFSD
BAN 2019 2.250000%
953259HN1
US953259HN12
Other Municipal Security
Y
2020-06-12
2020-06-12
2020-06-12
N
N
N
0.0140
2258178.15
2258178.15
0.0016
N
N
N
N
The Charles Schwab Family of Funds
2019-10-07
Mark Fischer
Mark Fischer
Chief Financial Officer