0001145549-19-037983.txt : 20191007 0001145549-19-037983.hdr.sgml : 20191007 20191007152455 ACCESSION NUMBER: 0001145549-19-037983 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191007 DATE AS OF CHANGE: 20191007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 191140784 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York Municipal Money Fund C000012395 Investor Shares SWYXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2019-09-30 0000857156 549300I77JNLD629OV19 S000004513 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. DST Asset Manager Solutions, Inc. 0000275143 084-00896 N N N Single State Y 35 37 1128751804.33 1121546839.89 1133001681.57 1140784469.80 0.00 0.8408 0.8261 0.8181 0.8224 0.0000 2482.03 1359311285.41 1359273766.93 40774289.61 1058682.58 1398991855.99 1398729518.8900 1.0000 0.0157 1.0004 1.0003 1.0002 1.0002 0.0000 C000012395 0.00 1398991855.99 1398729518.8900 1.0004 1.0003 1.0002 1.0002 0.0000 13618746.52 11170674.74 53315822.69 23898570.27 73017482.90 36081194.04 36903766.42 26057186.36 0.00 0.00 191230649.95 98752951.58 0.0122 Y Investment Advisor and its affiliates Contractual 168,608 Albany Cnty BAN Series 2019A 2.750000% 01212PBM7 549300GBQON0LOLHN826 US01212PBM77 Other Municipal Security Y 2019-11-21 2019-11-21 2019-11-21 N N N 0.0130 12524375.00 12524375.00 0.0090 N N N N Albany City SD BAN Series 2019A 2.750000% 012434SL1 US012434SL14 Other Municipal Security Y 2020-03-27 2020-03-27 2020-03-27 N N N 0.0150 7746662.00 7746662.00 0.0055 N N N N Metropolitan Transportation Auth Transportation RB Series 2006B 1.620000% 18886PD36 5493000TKYODLXADQD60 US18886PD368 Tender Option Bond Y 2019-10-07 2019-10-07 2026-09-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 7 N N N 0.0162 25615000.00 25615000.00 0.0183 N N Y N New York State Dormitory Auth RB (St. John's Univ) Series 2007C 1.620000% 18886PUB9 549300C8XO7EXTX2XU71 US18886PUB92 Tender Option Bond Y 2019-10-07 2019-10-07 2025-07-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 7 N N N 0.0162 26020000.00 26020000.00 0.0186 N N Y N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2011 1.630000% 196220AA5 US196220AA57 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0163 9285000.00 9285000.00 0.0066 N N Y N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2013 1.630000% 196220AB3 US196220AB31 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0163 11410000.00 11410000.00 0.0082 N N Y N Columbia Cnty IDA Civic Facility RB (Columbia Memorial Hospital) Series 2008A 1.600000% 197511AR9 US197511AR96 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2033-07-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0160 1080000.00 1080000.00 0.0008 N N Y N East Greenbush Central SD BAN 2019B 3.500000% 272556MP3 US272556MP34 Other Municipal Security Y 2020-02-07 2020-02-07 2020-02-07 N N N 0.0135 10220177.97 10220177.97 0.0073 N N N N East Islip UFSD BAN 2018 3.000000% 273173KU7 US273173KU71 Other Municipal Security Y 2019-10-10 2019-10-10 2019-10-10 N N N 0.0139 10004000.00 10004000.00 0.0072 N N N N East Rochester Hsg Auth Housing RB (Park Ridge Nursing Home) Series 2008 1.630000% 274722DX2 US274722DX22 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2041-01-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0163 12010000.00 12010000.00 0.0086 N N Y N New York State Dormitory Auth RB (New York Univ) Series 2017A 1.710000% 27884F2K5 549300C8XO7EXTX2XU71 US27884F2K59 Tender Option Bond Y 2019-10-03 2019-11-21 2037-07-01 N N Y New York University Corporate Underlier 1.0000 US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0171 4308879.40 4308879.40 0.0031 N N N Y New York City GO Bonds Fiscal 2018 Series B1 1.710000% 27884F4H0 549300ABYZD2SFD5JB29 US27884F4H03 Tender Option Bond Y 2019-10-03 2019-10-17 2040-10-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0171 4879658.40 4879658.40 0.0035 N N N Y Erie Cnty IDA IDRB (Hydro-Air Components) Series 2006 1.650000% 295088FP8 US295088FP80 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2026-04-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0165 3535000.00 3535000.00 0.0025 N N Y N Franklin Cnty Civic Development Corp RB (Alice Hyde Medical Center) Series 2013A 1.600000% 35313PAA0 US35313PAA03 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2038-10-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0160 7720000.00 7720000.00 0.0055 N N Y N Greece Central SD BAN Series 2019 2.250000% 392460M73 US392460M731 Other Municipal Security Y 2020-06-26 2020-06-26 2020-06-26 N N N 0.0139 2515750.00 2515750.00 0.0018 N N N N Horseheads CSD BAN 2019 2.250000% 440722GN0 US440722GN02 Other Municipal Security Y 2020-06-25 2020-06-25 2020-06-25 N N N 0.0138 1006320.00 1006320.00 0.0007 N N N N Island Trees UFSD BAN 2018 2.750000% 464568HF4 US464568HF40 Other Municipal Security Y 2020-05-29 2020-05-29 2020-05-29 N N N 0.0135 12110040.00 12110040.00 0.0087 N N N N Lancaster IDA IDRB (Sealing Devices) Series 2016 1.630000% 514226AF6 US514226AF68 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2037-01-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0163 3060000.00 3060000.00 0.0022 N N Y N Lancaster BAN 2019 2.250000% 514498LJ1 US514498LJ13 Other Municipal Security Y 2020-07-24 2020-07-24 2020-07-24 N N N 0.0154 3676016.25 3676016.25 0.0026 N N N N Lancaster IDA Civic Facility RB (GreenField Manor) Series 2000 1.570000% 514502AA1 US514502AA19 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2032-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0157 12400000.00 12400000.00 0.0089 N N Y N Lancaster IDA IDRB (Sealing Devices) Series 2007 1.650000% 514509AA6 US514509AA61 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2027-12-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0165 1345000.00 1345000.00 0.0010 N N Y N Liverpool CSD Go BAN 2019 2.250000% 538361SF4 US538361SF47 Other Municipal Security Y 2020-06-26 2020-06-26 2020-06-26 N N N 0.0139 2012540.00 2012540.00 0.0014 N N N N Longwood CSD TAN 2019-2020 2.000000% 543364GX5 US543364GX53 Other Municipal Security Y 2020-06-23 2020-06-23 2020-06-23 N N N 0.0134 19090440.00 19090440.00 0.0136 N N N N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 1.610000% 59259NT78 5493000TKYODLXADQD60 US59259NT781 Tender Option Bond Y 2019-10-03 2019-10-07 2020-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0161 7500000.00 7500000.00 0.0054 N N Y N Miller Place UFSD TAN 2019-2020 1.750000% 600582LQ1 US600582LQ18 Other Municipal Security Y 2020-06-25 2020-06-25 2020-06-25 N N N 0.0136 11031130.00 11031130.00 0.0079 N N N N Monroe Cnty IDA Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 1.630000% 610752CW5 US610752CW55 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2035-04-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0163 16730000.00 16730000.00 0.0120 N N Y N New York City IDA Civic Facility RB (Covenant of the Sacred Heart School) Series 2002 1.320000% 649438HZ4 549300XR20ZR5DHL9534 US649438HZ40 Variable Rate Demand Note Y 2019-10-03 2019-10-07 2032-11-01 Y FEDERAL HOME LOAN BANKS 1.0000 7 N N N 0.0132 3490000.00 3490000.00 0.0025 N N Y N New York City GO Bonds Fiscal 2012 Series G7 1.770000% 64966JB62 549300ABYZD2SFD5JB29 US64966JB624 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2042-04-01 Y MUFG BANK LTD 1.0000 1 N N N 0.0177 1650000.00 1650000.00 0.0012 N Y Y N New York City GO Bonds Fiscal 2012 Series D1 1.610000% 64966K6J7 549300ABYZD2SFD5JB29 US64966K6J73 Tender Option Bond Y 2019-10-07 2019-10-07 2021-04-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0161 2500000.00 2500000.00 0.0018 N N Y N New York City GO Bonds Fiscal 2013 Series D&E 1.610000% 64966KNG4 549300ABYZD2SFD5JB29 US64966KNG49 Tender Option Bond Y 2019-10-03 2019-10-07 2020-08-01 Y Citibank NA 1.0000 7 Y N N 0.0161 3580000.00 3580000.00 0.0026 N N Y N New York City GO Bonds Fiscal 2014 Series A1 1.610000% 64966KT60 549300ABYZD2SFD5JB29 US64966KT608 Tender Option Bond Y 2019-10-07 2019-10-07 2021-08-01 Y Citibank NA 1.0000 7 Y N N 0.0161 8000000.00 8000000.00 0.0057 N N Y N New York City GO Bonds Fiscal 2013 Series F1 1.610000% 64966KWR0 549300ABYZD2SFD5JB29 US64966KWR03 Tender Option Bond Y 2019-10-07 2019-10-07 2021-03-01 Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 7 Y N N 0.0161 7300000.00 7300000.00 0.0052 N N Y N New York City GO Bonds Fiscal 2018 Series E-5 1.770000% 64966QAA8 549300ABYZD2SFD5JB29 US64966QAA85 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2048-03-01 Y TD Bank NA 1.0000 1 N N N 0.0177 9275000.00 9275000.00 0.0066 N Y Y N New York City Housing Development Corp M/F Mortgage RB (Susan's Court) Series 2007A 1.660000% 64966TAZ7 549300SQWVHKBRF8D702 US64966TAZ75 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2039-11-01 Y Citibank NA 1.0000 7 N N N 0.0166 2400000.00 2400000.00 0.0017 N N Y N New York City Housing Development Corp M/F Mortgage RB (Las Casas) Series 2008A 1.730000% 64966TBK9 549300SQWVHKBRF8D702 US64966TBK97 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2040-10-01 Y Bank of America NA 1.0000 7 N N N 0.0173 19200000.00 19200000.00 0.0137 N N Y N New York City IDA Empowerment Zone RB (Tiago Holdings) Series 2007 1.600000% 649705SZ4 549300XR20ZR5DHL9534 US649705SZ43 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2037-01-01 Y TD Bank NA 1.0000 7 N N N 0.0160 8000000.00 8000000.00 0.0057 N N Y N New York City Housing Development Corp M/F Rental Housing RB (Westport) Series 2004A 1.650000% 64970HBA1 549300SQWVHKBRF8D702 US64970HBA14 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2034-06-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0165 6800000.00 6800000.00 0.0049 N N Y N New York City Housing Development Corp M/F Mortgage RB (Parkview Apts) Series 2004A 1.640000% 64970VCD3 549300SQWVHKBRF8D702 US64970VCD38 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2036-12-01 Y Citibank NA 1.0000 7 N N N 0.0164 5935000.00 5935000.00 0.0042 N N Y N New York City Housing Development Corp M/F Mortgage RB (State Renaissance Court) Series 2004A 1.630000% 64970VCG6 549300SQWVHKBRF8D702 US64970VCG68 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2037-06-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0163 9535000.00 9535000.00 0.0068 N N Y N New York City Housing Development Corp M/F Mortgage RB (1090 Franklin Ave Apts) 2005A 1.660000% 64970VDG5 549300SQWVHKBRF8D702 US64970VDG59 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2037-12-01 Y Citibank NA 1.0000 7 N N N 0.0166 2320000.00 2320000.00 0.0017 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series A1 1.770000% 64971M2B7 5493003476LG35QAKM08 US64971M2B71 Variable Rate Demand Note Y 2019-10-02 2019-10-02 2034-05-01 Y Barclays Bank PLC 1.0000 2 Y N N 0.0177 18200000.00 18200000.00 0.0130 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series I2 5.000000% 64971MX98 5493003476LG35QAKM08 US64971MX986 Other Municipal Security Y 2019-11-01 2019-11-01 2019-11-01 N N N 0.0124 476425.00 476425.00 0.0003 N N N N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series F1 1.610000% 64971Q6S7 5493003476LG35QAKM08 US64971Q6S79 Tender Option Bond Y 2019-10-03 2019-10-07 2020-05-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0161 7500000.00 7500000.00 0.0054 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series F1 1.610000% 64971Q6W8 5493003476LG35QAKM08 US64971Q6W81 Tender Option Bond Y 2019-10-03 2019-10-07 2020-05-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0161 3400000.00 3400000.00 0.0024 N N Y N New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2012 Series D1 1.610000% 64971QRZ8 5493003476LG35QAKM08 US64971QRZ80 Tender Option Bond Y 2019-10-03 2019-10-07 2019-11-01 Y Citibank NA 1.0000 7 Y N N 0.0161 4000000.00 4000000.00 0.0029 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2014 Series A1 1.610000% 64971WGY0 5493003476LG35QAKM08 US64971WGY03 Tender Option Bond Y 2019-10-07 2019-10-07 2021-11-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0161 5780000.00 5780000.00 0.0041 N N Y N New York City Housing Development Corp M/F Housing RB Series 2019H 1.300000% 64972EHS1 549300SQWVHKBRF8D702 US64972EHS19 Other Municipal Security Y 2020-05-01 2020-05-01 2049-11-01 N N N 0.0135 6997970.00 6997970.00 0.0050 N N N N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2006 Series AA1B 1.780000% 64972GAW4 549300Q2EHQ6RJPQKP05 US64972GAW42 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2032-06-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 Y N N 0.0178 5000000.00 5000000.00 0.0036 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2011 Series EE 1.610000% 64972GCZ5 549300Q2EHQ6RJPQKP05 US64972GCZ54 Tender Option Bond Y 2019-10-03 2019-10-07 2020-06-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0161 6175000.00 6175000.00 0.0044 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2016 Series AA2 1.750000% 64972GJQ8 549300Q2EHQ6RJPQKP05 US64972GJQ82 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2048-06-15 Y PNC BANK NATIONAL ASSOCIATION 1.0000 1 Y N N 0.0175 6155000.00 6155000.00 0.0044 N Y Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2012 Series S1A 1.610000% 64972HUN0 5493003476LG35QAKM08 US64972HUN06 Tender Option Bond Y 2019-10-07 2019-10-07 2021-01-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0161 5625000.00 5625000.00 0.0040 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2013 Series S1 1.610000% 64972HUQ3 5493003476LG35QAKM08 US64972HUQ37 Tender Option Bond Y 2019-10-03 2019-10-07 2020-07-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0161 12500000.00 12500000.00 0.0089 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S1 1.610000% 64972HWC2 5493003476LG35QAKM08 US64972HWC23 Tender Option Bond Y 2019-10-07 2019-10-07 2023-01-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0161 4000000.00 4000000.00 0.0029 N N Y N New York State Dormitory Auth State Sales Tax RB Series 2014A 1.610000% 64983PA84 549300C8XO7EXTX2XU71 US64983PA842 Tender Option Bond Y 2019-10-07 2019-10-07 2022-03-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0161 3300000.00 3300000.00 0.0024 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2011A 1.610000% 64983PZE4 549300C8XO7EXTX2XU71 US64983PZE41 Tender Option Bond Y 2019-10-03 2019-10-07 2020-09-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0161 2000000.00 2000000.00 0.0014 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2011A 1.610000% 64983PZY0 549300C8XO7EXTX2XU71 US64983PZY05 Tender Option Bond Y 2019-10-03 2019-10-07 2020-09-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0161 5935000.00 5935000.00 0.0042 N N Y N New York State Power Auth CP Series 2 1.460000% 64985NHS6 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-10-03 2019-10-03 2019-10-03 N N N 0.0179 6099830.42 6099830.42 0.0044 N N Y N New York State Power Auth CP Series 1&2 1.300000% 64985NHZ0 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-10-17 2019-10-17 2019-10-17 N N N 0.0152 8472115.42 8472115.42 0.0061 N N N N New York State Power Auth CP Series 2 1.340000% 64985NJA3 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-11-05 2019-11-05 2019-11-05 N N N 0.0157 4998846.00 4998846.00 0.0036 N N N N New York State Power Auth CP Series 2 1.350000% 64985NJF2 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-11-14 2019-11-14 2019-11-14 N N N 0.0156 21318408.85 21318408.85 0.0152 N N N N New York State Power Auth CP Series 2 1.350000% 64985NJH8 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-11-14 2019-11-14 2019-11-14 N N N 0.0155 2589352.50 2589352.50 0.0019 N N N N New York State HFA Service Contract Refunding RB Series 2003 M2 1.640000% 64986BBF5 5493000LS7KCDB02O506 US64986BBF58 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2021-09-15 Y Bank of America NA 1.0000 7 N N N 0.0164 3120000.00 3120000.00 0.0022 N N Y N New York State HFA Housing RB (Clinton Green North) Series 2005A 1.630000% 64986M2T1 5493000LS7KCDB02O506 US64986M2T12 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2038-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0163 56000000.00 56000000.00 0.0400 N N Y N New York State HFA Housing RB (Clinton Green South) Series 2005A 1.630000% 64986M2V6 5493000LS7KCDB02O506 US64986M2V67 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2038-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0163 26000000.00 26000000.00 0.0186 N N Y N New York State HFA Housing RB (Clinton Green) Series 2006A 1.630000% 64986M2W4 5493000LS7KCDB02O506 US64986M2W41 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2038-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0163 43500000.00 43500000.00 0.0311 N N Y N New York State HFA Housing RB (Tribeca Landing) Series 1997A 1.630000% 64986MCB9 5493000LS7KCDB02O506 US64986MCB90 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2029-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0163 18100000.00 18100000.00 0.0129 N N Y N New York State HFA Housing RB (900 8th Avenue) Series 2002A 1.640000% 64986MD44 5493000LS7KCDB02O506 US64986MD440 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2035-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0164 10000000.00 10000000.00 0.0071 N N Y N New York State HFA Housing RB (Theatre Row Tower) Series 2000A 1.630000% 64986MD51 5493000LS7KCDB02O506 US64986MD515 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2032-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0163 25000000.00 25000000.00 0.0179 N N Y N New York State HFA Housing RB (Gateway to New Cassel) Series 2006A 1.640000% 64986MF34 5493000LS7KCDB02O506 US64986MF346 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2039-11-01 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0164 5500000.00 5500000.00 0.0039 N N Y N New York State HFA Housing RB (39th St) Series 2000A 1.630000% 64986MJY2 5493000LS7KCDB02O506 US64986MJY21 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2031-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0163 23200000.00 23200000.00 0.0166 N N Y N New York State HFA Housing RB (316 11th Ave) Series 2007A 1.630000% 64986MK79 5493000LS7KCDB02O506 US64986MK791 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0163 58300000.00 58300000.00 0.0417 N N Y N New York State HFA Housing RB (250 W 93rd St) Series 2005A 1.530000% 64986MM44 5493000LS7KCDB02O506 US64986MM441 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2038-11-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 7 N N N 0.0153 23805000.00 23805000.00 0.0170 N N Y N New York State HFA Housing RB (West Village Apts) Series 2008A 1.640000% 64986MS89 5493000LS7KCDB02O506 US64986MS893 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2039-11-01 Y Citibank NA 1.0000 7 N N N 0.0164 5600000.00 5600000.00 0.0040 N N Y N New York State HFA Housing RB (Worth St) Series 2002A 1.630000% 64986MSE6 5493000LS7KCDB02O506 US64986MSE65 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2033-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0163 10000000.00 10000000.00 0.0071 N N Y N New York State HFA Housing RB (360 W 43rd St) Series 2002A 1.630000% 64986MSG1 5493000LS7KCDB02O506 US64986MSG14 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2033-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0163 33700000.00 33700000.00 0.0241 N N Y N New York State HFA Housing RB (360 W 43rd St) Series 2003A 1.630000% 64986MSH9 5493000LS7KCDB02O506 US64986MSH96 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2033-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0163 17700000.00 17700000.00 0.0127 N N Y N New York State HFA Housing RB (Rip Van Winkle House) Series 2004A 1.640000% 64986MZN8 5493000LS7KCDB02O506 US64986MZN81 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2034-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0164 10700000.00 10700000.00 0.0076 N N Y N New York State HFA Housing RB (25 Washington St) Series 2010A 1.650000% 64986UFE2 5493000LS7KCDB02O506 US64986UFE29 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2044-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0165 7710000.00 7710000.00 0.0055 N N Y N New York State HFA Housing RB (600 W 42nd St) Series 2008A 1.630000% 64986UMP9 5493000LS7KCDB02O506 US64986UMP92 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0163 2095000.00 2095000.00 0.0015 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 210 1.630000% 6498832X2 549300ZQWNLLIG564027 US6498832X29 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2039-10-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0163 30090000.00 30090000.00 0.0215 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 142 1.810000% 649883CL7 549300ZQWNLLIG564027 US649883CL74 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2037-10-01 Y Royal Bank of Canada 1.0000 1 Y N N 0.0181 3300000.00 3300000.00 0.0024 N Y Y N New York State Power Auth CP Series 1&2 1.360000% 64989MXG2 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-10-10 2019-10-10 2019-10-10 N N N 0.0174 4999472.50 4999472.50 0.0036 N N N N New York State Power Auth CP Series 1 1.420000% 64989MXL1 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-10-10 2019-10-10 2019-10-10 N N N 0.0175 1999833.20 1999833.20 0.0014 N N N N New York State Power Auth Extendible CP Series 1 1.370000% 64989VTX0 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-10-15 2020-06-12 2020-06-12 N N N 0.0169 4999350.00 4999350.00 0.0036 N N N N North Colonie CSD GO BAN 2019 2.250000% 658731KU7 US658731KU78 Other Municipal Security Y 2020-07-17 2020-07-17 2020-07-17 N N N 0.0144 12851344.90 12851344.90 0.0092 N N N N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 3 1.640000% 670656602 549300V4X2BF3UXSCQ58 US6706566022 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2040-12-01 Y Citibank NA 1.0000 7 N N N 0.0164 2700000.00 2700000.00 0.0019 N N Y N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 5 1.620000% 670656875 549300V4X2BF3UXSCQ58 US6706568754 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2046-06-01 Y Toronto-Dominion Bank/The 1.0000 7 N N N 0.0162 40000000.00 40000000.00 0.0286 N N Y N Onondaga Cnty IDA Civic Facility RB (Syracuse Research Corp) Series 1997A 1.630000% 682747AV2 US682747AV22 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2021-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0163 1170000.00 1170000.00 0.0008 N N Y N Penn Yan CSD GO BAN 2019B 2.000000% 708016FY1 US708016FY13 Other Municipal Security Y 2020-07-17 2020-07-17 2020-07-17 N N N 0.0152 5018850.00 5018850.00 0.0036 N N N N Port Auth of New York & New Jersey Consolidated Bonds 197th Series 5.000000% 73358WC36 54930006MR4KZ4W74Z83 US73358WC368 Other Municipal Security Y 2019-11-15 2019-11-15 2019-11-15 N N N 0.0132 2008720.00 2008720.00 0.0014 N N N N Port Auth of New York & New Jersey Consolidated Bonds 177th Series 1.610000% 73358WMU5 54930006MR4KZ4W74Z83 US73358WMU52 Tender Option Bond Y 2019-10-07 2019-10-07 2021-01-15 Y Credit Suisse AG 1.0000 7 Y N N 0.0161 1700000.00 1700000.00 0.0012 N N Y N Port Auth of New York & New Jersey CP Series B 1.400000% 73359BUB3 54930006MR4KZ4W74Z83 Non-Financial Company Commercial Paper Y 2020-01-08 2020-01-08 2020-01-08 N N N 0.0153 13730055.40 13730055.40 0.0098 N N N N Port Chester-Rye UFSD BAN 2019 2.500000% 733794HZ7 US733794HZ73 Other Municipal Security Y 2020-06-12 2020-06-12 2020-06-12 N N N 0.0142 10074600.00 10074600.00 0.0072 N N N N Queensbury UFSD BAN 2019 2.250000% 748267SX0 US748267SX03 Other Municipal Security Y 2020-07-10 2020-07-10 2020-07-10 N N N 0.0145 6927205.05 6927205.05 0.0050 N N N N New York City GO Bonds Fiscal 2012 Series A5 1.610000% 74926Y3G4 549300ABYZD2SFD5JB29 US74926Y3G49 Tender Option Bond Y 2019-10-07 2019-10-07 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0161 14165000.00 14165000.00 0.0101 N N Y N New York City GO Bonds Fiscal 2012 Series D3B 1.610000% 74926Y3L3 549300ABYZD2SFD5JB29 US74926Y3L34 Tender Option Bond Y 2019-10-07 2019-10-07 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0161 13000000.00 13000000.00 0.0093 N N Y N New York City GO Bonds Fiscal 2015 Series F7 1.610000% 74926Y3Q2 549300ABYZD2SFD5JB29 US74926Y3Q21 Tender Option Bond Y 2019-10-07 2019-10-07 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0161 5830000.00 5830000.00 0.0042 N N Y N New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 1998 Series C 1.610000% 74926Y4C2 5493003476LG35QAKM08 US74926Y4C26 Tender Option Bond Y 2019-10-07 2019-10-07 2021-08-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0161 11200000.00 11200000.00 0.0080 N N Y N New York City GO Bonds Fiscal 2006 Series I5 1.610000% 74934RA97 549300ABYZD2SFD5JB29 US74934RA971 Tender Option Bond Y 2019-10-07 2019-10-07 2023-05-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0161 11000000.00 11000000.00 0.0079 N N Y N Battery Park City Auth Jr RB Series 2019E 1.610000% 74934RF84 US74934RF848 Tender Option Bond Y 2019-10-07 2019-10-07 2023-08-06 Y Royal Bank of Canada 1.0000 7 Y N N 0.0161 13000000.00 13000000.00 0.0093 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 1.750000% 74934RLQ7 549300Q2EHQ6RJPQKP05 US74934RLQ73 Tender Option Bond Y 2019-10-01 2019-10-01 2022-07-15 Y Royal Bank of Canada 1.0000 1 Y N N 0.0175 6625000.00 6625000.00 0.0047 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series CC 1.610000% 74934RVR4 549300Q2EHQ6RJPQKP05 US74934RVR47 Tender Option Bond Y 2019-10-07 2019-10-07 2022-11-15 Y Royal Bank of Canada 1.0000 7 Y N N 0.0161 6500000.00 6500000.00 0.0046 N N Y N Rockland Cnty IDA RB (Northern Riverview) Series 1999 1.680000% 773561AD7 US773561AD73 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2029-02-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0168 5565000.00 5565000.00 0.0040 N N Y N Sachem Central SD TAN 2019-2020 2.000000% 785721VK4 US785721VK47 Other Municipal Security Y 2020-06-25 2020-06-25 2020-06-25 N N N 0.0131 18994689.00 18994689.00 0.0136 N N N N New York City GO Bonds Fiscal 2014 Series I1 1.610000% 88033LA41 549300ABYZD2SFD5JB29 US88033LA417 Tender Option Bond Y 2019-10-07 2019-10-07 2022-03-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 2635000.00 2635000.00 0.0019 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2014 Series DD 1.610000% 88033LC80 549300Q2EHQ6RJPQKP05 US88033LC801 Tender Option Bond Y 2019-10-07 2019-10-07 2022-03-19 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 4000000.00 4000000.00 0.0029 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 1.610000% 88033LD48 US88033LD486 Tender Option Bond Y 2019-10-07 2019-10-07 2022-10-20 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 4250000.00 4250000.00 0.0030 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 1.610000% 88033LSR1 US88033LSR14 Tender Option Bond Y 2019-10-07 2019-10-07 2022-10-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 1500000.00 1500000.00 0.0011 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013 1.610000% 88033LZE2 US88033LZE28 Tender Option Bond Y 2019-10-07 2019-10-07 2021-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 3355000.00 3355000.00 0.0024 N N Y N New York City GO Bonds Fiscal 2010 Series E 1.610000% 88033LZU6 549300ABYZD2SFD5JB29 US88033LZU69 Tender Option Bond Y 2019-10-07 2019-10-07 2027-08-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 2445000.00 2445000.00 0.0017 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2009B 1.610000% 88033LZY8 5493000TKYODLXADQD60 US88033LZY81 Tender Option Bond Y 2019-10-03 2019-10-07 2019-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0161 3165000.00 3165000.00 0.0023 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013 1.610000% 88033M2A4 US88033M2A40 Tender Option Bond Y 2019-10-07 2019-10-07 2021-11-01 Y Credit Suisse AG 1.0000 7 Y N N 0.0161 24375000.00 24375000.00 0.0174 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2016A 1.610000% 88033ME52 5493000TKYODLXADQD60 US88033ME524 Tender Option Bond Y 2019-10-07 2019-10-07 2024-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 5345000.00 5345000.00 0.0038 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 1.610000% 88033MEU7 5493003476LG35QAKM08 US88033MEU71 Tender Option Bond Y 2019-10-07 2019-10-07 2023-07-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0161 8000000.00 8000000.00 0.0057 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2015E 1.610000% 88033MGE1 549300C8XO7EXTX2XU71 US88033MGE12 Tender Option Bond Y 2019-10-07 2019-10-07 2023-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0161 6250000.00 6250000.00 0.0045 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2015B 1.610000% 88033MGW1 549300C8XO7EXTX2XU71 US88033MGW10 Tender Option Bond Y 2019-10-07 2019-10-07 2023-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0161 5625000.00 5625000.00 0.0040 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 1.610000% 88033MHQ3 54930006MR4KZ4W74Z83 US88033MHQ33 Tender Option Bond Y 2019-10-07 2019-10-07 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0161 8500000.00 8500000.00 0.0061 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 1.610000% 88033MJS7 54930006MR4KZ4W74Z83 US88033MJS70 Tender Option Bond Y 2019-10-07 2019-10-07 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0161 3300000.00 3300000.00 0.0024 N N Y N New York Liberty Development Corp Liberty RB Series 1WTC-2011 1.630000% 88033MK71 US88033MK711 Tender Option Bond Y 2019-10-07 2019-10-07 2020-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y PORT AUTHORITY OF NEW YORK AND NEW JERSEY Corporate Underlier 1.0000 0.0163 5815000.00 5815000.00 0.0042 N N Y N New York State Dormitory Auth State Sales Tax RB Series 2015B 1.610000% 88033MKH9 549300C8XO7EXTX2XU71 US88033MKH96 Tender Option Bond Y 2019-10-07 2019-10-07 2023-09-15 Y Wells Fargo Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0161 5790000.00 5790000.00 0.0041 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2010C 1.610000% 88033MTX5 549300QJ33JJW73OQO60 US88033MTX55 Tender Option Bond Y 2019-10-07 2019-10-07 2035-10-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 6600000.00 6600000.00 0.0047 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 1.610000% 88033MYA9 549300Q2EHQ6RJPQKP05 US88033MYA97 Tender Option Bond Y 2019-10-03 2019-10-07 2019-12-19 Y Royal Bank of Canada 1.0000 7 Y N N 0.0161 10515000.00 10515000.00 0.0075 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series F 1.610000% 88033SM84 5493003476LG35QAKM08 US88033SM847 Tender Option Bond Y 2019-10-07 2019-10-07 2021-02-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 6480000.00 6480000.00 0.0046 N N Y N New York City GO Bonds Fiscal 2013 Series A1 1.610000% 88033SN42 549300ABYZD2SFD5JB29 US88033SN423 Tender Option Bond Y 2019-10-03 2019-10-07 2020-10-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 3750000.00 3750000.00 0.0027 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 1.610000% 88033SRH9 5493003476LG35QAKM08 US88033SRH93 Tender Option Bond Y 2019-10-03 2019-10-07 2020-02-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0161 5450000.00 5450000.00 0.0039 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2013A 1.610000% 88033UBQ1 549300QJ33JJW73OQO60 US88033UBQ13 Tender Option Bond Y 2019-10-07 2019-10-07 2021-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK ST EFC NYCMWFA PROG Corporate Underlier 1.0000 0.0161 2500000.00 2500000.00 0.0018 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 1.610000% 88033UC56 549300Q2EHQ6RJPQKP05 US88033UC562 Tender Option Bond Y 2019-10-07 2019-10-07 2024-12-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0161 2800000.00 2800000.00 0.0020 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2013A 1.610000% 88033UCA5 549300C8XO7EXTX2XU71 US88033UCA51 Tender Option Bond Y 2019-10-07 2019-10-07 2021-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0161 2000000.00 2000000.00 0.0014 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2013 Series DD 1.610000% 88033UCE7 549300Q2EHQ6RJPQKP05 US88033UCE73 Tender Option Bond Y 2019-10-07 2019-10-07 2021-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 4715000.00 4715000.00 0.0034 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 197th Series 1.660000% 88033UNC9 54930006MR4KZ4W74Z83 US88033UNC98 Tender Option Bond Y 2019-10-07 2019-10-07 2024-11-15 Y Barclays Bank PLC 1.0000 7 Y N N 0.0166 4765000.00 4765000.00 0.0034 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 1.610000% 88033UQM4 549300Q2EHQ6RJPQKP05 US88033UQM44 Tender Option Bond Y 2019-10-07 2019-10-07 2021-03-14 Y Barclays Bank PLC 1.0000 7 Y N N 0.0161 8500000.00 8500000.00 0.0061 N N Y N New York City GO Bonds Fiscal 2017 Series A1 1.610000% 88033UWW5 549300ABYZD2SFD5JB29 US88033UWW51 Tender Option Bond Y 2019-10-07 2019-10-07 2024-08-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0161 16000000.00 16000000.00 0.0114 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2016B-1 1.610000% 88033UXD6 5493000TKYODLXADQD60 US88033UXD61 Tender Option Bond Y 2019-10-07 2019-10-07 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 3335000.00 3335000.00 0.0024 N N Y N Triborough Bridge & Tunnel Auth General Refunding RB Series 2017B 1.610000% 88033UYR4 54930020ZN4LQF7K3456 US88033UYR49 Tender Option Bond Y 2019-10-07 2019-10-07 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 4195000.00 4195000.00 0.0030 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2017 Series B1 1.610000% 88033Y5Y3 5493003476LG35QAKM08 US88033Y5Y36 Tender Option Bond Y 2019-10-07 2019-10-07 2024-08-01 Y Citibank NA 1.0000 7 Y N N 0.0161 3000000.00 3000000.00 0.0021 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 1.630000% 88033YPZ8 54930006MR4KZ4W74Z83 US88033YPZ87 Tender Option Bond Y 2019-10-07 2019-10-07 2025-05-15 Y Citibank NA 1.0000 7 Y N N 0.0163 2500000.00 2500000.00 0.0018 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2016B-1 1.610000% 88033YSA0 5493000TKYODLXADQD60 US88033YSA00 Tender Option Bond Y 2019-10-07 2019-10-07 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0161 3980000.00 3980000.00 0.0028 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 1.650000% 88034M7P5 54930006MR4KZ4W74Z83 US88034M7P53 Tender Option Bond Y 2019-10-07 2019-10-07 2025-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0165 2000000.00 2000000.00 0.0014 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2018A 1.610000% 88034MXE1 54930020ZN4LQF7K3456 US88034MXE10 Tender Option Bond Y 2019-10-07 2019-10-07 2026-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0161 4715000.00 4715000.00 0.0034 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2019A 1.610000% 88034N4F8 54930039Y2EMGXN6LM88 US88034N4F80 Tender Option Bond Y 2019-10-07 2019-10-07 2026-09-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0161 3330000.00 3330000.00 0.0024 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2018A 1.610000% 88034NR22 549300C8XO7EXTX2XU71 US88034NR225 Tender Option Bond Y 2019-10-07 2019-10-07 2026-09-15 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0161 4330000.00 4330000.00 0.0031 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2018 Series B & A3 1.610000% 88034NVK7 5493003476LG35QAKM08 US88034NVK70 Tender Option Bond Y 2019-10-07 2019-10-07 2025-08-01 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0161 12895000.00 12895000.00 0.0092 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 1.610000% 88034REM3 549300Q2EHQ6RJPQKP05 US88034REM34 Tender Option Bond Y 2019-10-07 2019-10-07 2024-12-15 Y Royal Bank of Canada 1.0000 7 Y N N 0.0161 2100000.00 2100000.00 0.0015 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2019 Series EE2 1.610000% 88034REX9 549300Q2EHQ6RJPQKP05 US88034REX98 Tender Option Bond Y 2019-10-07 2019-10-07 2026-12-15 Y Bank of America NA 1.0000 7 Y N N 0.0161 2000000.00 2000000.00 0.0014 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 214th Series 1.660000% 88034RX42 54930006MR4KZ4W74Z83 US88034RX422 Tender Option Bond Y 2019-10-07 2019-10-07 2027-03-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0166 2000000.00 2000000.00 0.0014 N N Y N New York City Housing Development Corp M/F Housing RB Series 2019B1A 1.610000% 88034RYM1 549300SQWVHKBRF8D702 US88034RYM14 Tender Option Bond Y 2019-10-07 2019-10-07 2025-05-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0161 3200000.00 3200000.00 0.0023 N N Y N New York City GO Bonds Fiscal 2020 Series A 1.610000% 88034RYR0 549300ABYZD2SFD5JB29 US88034RYR01 Tender Option Bond Y 2019-10-07 2019-10-07 2027-08-01 Y Bank of America NA 1.0000 7 Y N N 0.0161 4665000.00 4665000.00 0.0033 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2013C 1.610000% 89602NZ23 54930020ZN4LQF7K3456 US89602NZ239 Tender Option Bond Y 2019-10-07 2019-10-07 2021-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0161 6665000.00 6665000.00 0.0048 N N Y N Triborough Bridge & Tunnel Auth Refunding RB Series 2005B-3 1.780000% 89602REB7 54930020ZN4LQF7K3456 US89602REB78 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2032-01-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 N N N 0.0178 4000000.00 4000000.00 0.0029 N Y Y N Valley Stream UFSD BAN 2019 2.000000% 920113BC0 US920113BC08 Other Municipal Security Y 2020-09-04 2020-09-04 2020-09-04 N N N 0.0138 15085050.00 15085050.00 0.0108 N N N N Warren & Washington Cnty IDA Civic Facility RB (The Glen at Hiland Meadows) Series 2000 1.520000% 934651AA8 US934651AA83 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2030-12-15 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0152 7810000.00 7810000.00 0.0056 N N Y N West Hempstead UFSD BAN 2019 2.250000% 953259HN1 US953259HN12 Other Municipal Security Y 2020-06-12 2020-06-12 2020-06-12 N N N 0.0140 2258178.15 2258178.15 0.0016 N N N N The Charles Schwab Family of Funds 2019-10-07 Mark Fischer Mark Fischer Chief Financial Officer