0001145549-19-011534.txt : 20190507
0001145549-19-011534.hdr.sgml : 20190507
20190507160509
ACCESSION NUMBER: 0001145549-19-011534
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190430
FILED AS OF DATE: 20190507
DATE AS OF CHANGE: 20190507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 19803054
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004500
Schwab AMT Tax-Free Money Fund
C000012374
Sweep Shares
SWFXX
C000039063
Investor Shares
SWWXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2019-04-30
0000857156
549300I77JNLD629OV19
S000004500
2
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
DST Asset Manager Solutions, Inc.
0000275143
084-00896
N
N
N
Other Tax Exempt
Y
24
30
887570980.57
901357705.58
861269316.18
862385643.44
0.00
0.7556
0.7634
0.7427
0.7388
0.0000
2963.05
1162850257.73
1162813898.74
5969135.21
7679073.26
1161106923.74
1160743049.6500
1.0000
0.0222
1.0004
1.0004
1.0004
1.0003
0.0000
C000012374
0.00
0.00
0.0000
1.0004
0.0000
0.0000
0.0000
0.0000
49488.90
4431364.18
15541.32
1486461.47
0.00
0.00
0.00
0.00
0.00
0.00
65030.22
5917825.65
0.0000
Y
Investment Advisor and its affiliates Contractual 32
C000039063
0.00
1161106923.74
1160743049.6500
1.0004
1.0004
1.0004
1.0003
0.0000
27780939.15
26834778.27
39909244.71
30683710.58
10632788.04
28373462.56
26839101.71
28209175.99
0.00
0.00
118731923.75
124013045.68
0.0187
Y
Investment Advisor and its affiliates Contractual 176,193
Adams Cnty IDA
RB (Gettysburg Fdn) Series 2006A 2.350000%
006116AG2
US006116AG26
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2027-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0235
9495000.00
9495000.00
0.0082
N
N
Y
N
Alaska Housing Finance Corp
RB Series 2015C 5.000000%
011839GV3
549300HJ8NOJNYW6ER36
US011839GV35
Other Municipal Security
Y
2019-06-01
2019-06-01
2019-06-01
N
N
N
0.0156
501370.00
501370.00
0.0004
N
N
N
N
Appleton
Recovery Zone Facility Bonds (Foremost Farms) Series 2010 2.410000%
038125AA8
US038125AA81
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2037-05-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0241
9800000.00
9800000.00
0.0084
N
N
Y
N
Ascension Parish IDB
RB (BASF SE) Series 2009 2.440000%
04350RAD0
US04350RAD08
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2039-10-01
Y
BASF SE
1.0000
7
N
N
N
0.0244
15000000.00
15000000.00
0.0129
N
N
Y
N
Atlanta Airport
2nd Lien PFC & 3rd Lien General Revenue CP Series D 1.950000%
04778ABK4
549300GHLQ0J51NUBM84
Non-Financial Company Commercial Paper
Y
2019-07-02
2019-07-02
2019-07-02
N
Y
Bank of America NA
1.0000
N
0.0200
1160888.20
1160888.20
0.0010
N
N
N
N
Atlanta Airport
2nd Lien PFC & 3rd Lien General Revenue CP Series H 1.950000%
04778UAH8
549300GHLQ0J51NUBM84
Non-Financial Company Commercial Paper
Y
2019-05-31
2019-05-31
2019-05-31
N
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
N
0.0195
3500000.00
3500000.00
0.0030
N
N
N
N
Atlanta
Water & Wastewater Refunding RB Series 2015 2.330000%
047870NG1
549300GHLQ0J51NUBM84
US047870NG13
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-05-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
ATLANTA GA WTR & WASTEWTR REV
Corporate Underlier
1.0000
0.0233
8200000.00
8200000.00
0.0071
N
N
Y
N
Brazos Harbor IDC
Refunding RB (BASF Corp) Series 2001 2.440000%
10623QAA6
US10623QAA67
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2022-07-01
Y
BASF SE
1.0000
7
N
N
N
0.0244
12000000.00
12000000.00
0.0103
N
N
Y
N
Brownsville
Utilities System CP Series A 1.830000%
11647WBA2
Non-Financial Company Commercial Paper
Y
2019-09-16
2019-09-16
2019-09-16
N
Y
MUFG Union Bank NA
1.0000
N
0.0190
1799497.08
1799497.08
0.0015
N
N
N
N
Burlington Cnty
BAN 2018B 2.750000%
121651LY7
US121651LY78
Other Municipal Security
Y
2020-04-17
2020-04-17
2020-04-17
N
N
N
0.0165
2526100.00
2526100.00
0.0022
N
N
N
N
Butler Cnty Hospital Auth
Hospital RB (Butler Health) Series 2009B 7.125000%
123592CN5
US123592CN54
Other Municipal Security
Y
2019-07-01
2019-07-01
2029-07-01
N
N
Y
Escrow
Escrow
1.0000
0.0171
6657948.00
6657948.00
0.0057
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B2 1.670000%
13079RBV0
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2019-09-03
2019-09-03
2019-09-03
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0180
7996368.80
7996368.80
0.0069
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B3 1.670000%
13079SDM6
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2019-09-03
2019-09-03
2019-09-03
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0180
7496595.75
7496595.75
0.0065
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B3 1.650000%
13079SDN4
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2019-09-05
2019-09-05
2019-09-05
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0187
1998451.80
1998451.80
0.0017
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B-4 1.790000%
13079TDE2
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2019-08-06
2019-08-06
2019-08-06
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0184
1799738.28
1799738.28
0.0016
N
N
N
N
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B6 1.790000%
13080HEQ7
549300KTNI2GCJNX2U48
Non-Financial Company Commercial Paper
Y
2019-08-07
2019-08-07
2019-08-07
N
N
Y
Kaiser Permanente
Corporate Underlier
1.0000
0.0187
1379699.99
1379699.99
0.0012
N
N
N
N
California Statewide Communities Development Auth
Gas Supply RB Series 2010B 2.400000%
13080PAD2
549300KTNI2GCJNX2U48
US13080PAD24
Other Municipal Security
Y
2019-05-02
2019-07-01
2040-11-01
N
Y
Royal Bank of Canada
1.0000
N
0.0240
24005000.00
24005000.00
0.0207
N
N
N
N
Chicago
CP Series E 1.720000%
16754KAA7
T5UYO5SYLC8K73MJQX30
Non-Financial Company Commercial Paper
Y
2019-05-23
2019-05-23
2019-05-23
N
Y
Bank of America NA
1.0000
N
0.0178
7499680.50
7499680.50
0.0065
N
N
N
N
Metropolitan Water Reclamation District of Greater Chicago
ULT GO Bonds Series 2014A&C 2.400000%
167560SN2
US167560SN28
Tender Option Bond
Y
2019-05-07
2019-05-07
2022-12-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0240
7000000.00
7000000.00
0.0060
N
N
Y
N
Clark Cnty
Airport System RB Series 2008D2A 2.200000%
18085PMX9
US18085PMX95
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2040-07-01
Y
Wells Fargo Bank NA
1.0000
7
N
N
N
0.0220
615000.00
615000.00
0.0005
N
N
Y
N
Clarksville Public Building Auth
Pooled Financing RB Series 2009 2.390000%
182564BD5
US182564BD57
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2037-07-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0239
480000.00
480000.00
0.0004
N
N
Y
N
New Jersey Transportation Trust Fund Auth
Transportation System RB Series 2006A 2.340000%
18886PC52
549300YUVD5TEXR6L889
US18886PC527
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-12-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
N
N
N
0.0234
10000000.00
10000000.00
0.0086
N
N
Y
N
New Jersey Transportation Trust Fund Auth
Transportation System Bonds Series 2005B & 2006A & School Facilities Construction Refunding Bonds Series 2005K 2.340000%
18886PQH1
549300YUVD5TEXR6L889
US18886PQH19
Tender Option Bond
Y
2019-05-07
2019-05-07
2020-12-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
N
N
N
0.0234
14055000.00
14055000.00
0.0121
N
N
Y
N
Ohio Higher Educational Facility Commission
RB (Case Western Reserve Univ) Series 2006 2.340000%
18886PVP7
5493007MQT6NGNN6BR81
US18886PVP79
Tender Option Bond
Y
2019-05-07
2019-05-07
2022-12-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
N
N
N
0.0234
5000000.00
5000000.00
0.0043
N
N
Y
N
Memphis & Shelby Cnty Sports Auth
Refunding RB (Memphis Arena) Series 2007C&D 2.340000%
18886PVV4
US18886PVV48
Tender Option Bond
Y
2019-05-02
2019-05-07
2019-11-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
N
N
N
0.0234
3785000.00
3785000.00
0.0033
N
N
Y
N
Denver SD #1
GO Refunding Bonds Series 2005A 2.340000%
18886PXP5
US18886PXP51
Tender Option Bond
Y
2019-05-07
2019-05-07
2020-12-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
N
0.0234
7415000.00
7415000.00
0.0064
N
N
Y
N
Colorado Housing & Finance Auth
S/F Mortgage Class I Bonds Series 2001AA2 2.450000%
196479ZC6
5493005GIROYQAWBMC18
US196479ZC62
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2031-05-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
7
Y
N
N
0.0245
1700000.00
1700000.00
0.0015
N
N
Y
N
Colorado
TRAN Series 2018B 3.000000%
19672MCE6
US19672MCE66
Other Municipal Security
Y
2019-06-27
2019-06-27
2019-06-27
N
N
N
0.0175
2755252.50
2755252.50
0.0024
N
N
N
N
Connecticut Development Auth
Refunding RB (Bradley Airport Hotel) Series 2006A 2.360000%
207565AA0
US207565AA06
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2028-12-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0236
9185000.00
9185000.00
0.0079
N
N
Y
N
Connecticut HFA
Housing Mortgage Finance Bonds Series 2018E3 2.150000%
20775CN42
5493003DXX0NRJKSH186
US20775CN424
Other Municipal Security
Y
2019-11-15
2019-11-15
2049-05-15
N
N
N
0.0157
3390678.00
3390678.00
0.0029
N
N
N
N
Connecticut HFA
Housing Mortgage Finance Bonds Series 2017D1 1.050000%
20775CUK8
5493003DXX0NRJKSH186
US20775CUK88
Other Municipal Security
Y
2019-05-15
2019-05-15
2019-05-15
N
N
N
0.0177
324915.50
324915.50
0.0003
N
N
N
N
Custer Cnty
Midwestern Disaster RB (The Andersons) Series 2011 2.350000%
231773AA0
US231773AA04
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2036-12-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
7
N
N
N
0.0235
21000000.00
21000000.00
0.0181
N
N
Y
N
Delaware Health Facilities Auth
RB (Christiana Care Health Services) Series 2010B 2.280000%
246388QP0
549300RXU7M05ZYSJG42
US246388QP04
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2040-10-01
Y
CHRISTIANA CARE HLTH SVCS
1.0000
7
N
N
N
0.0228
2665000.00
2665000.00
0.0023
N
N
Y
N
Delaware Health Facilities Auth
RB (Christiana Care Health Services) Series 2010C 1.620000%
24638TEC6
549300RXU7M05ZYSJG42
Non-Financial Company Commercial Paper
Y
2019-05-01
2019-05-01
2019-05-01
N
N
Y
CHRISTIANA CARE HLTH SVCS
Corporate Underlier
1.0000
0.0230
2699949.51
2699949.51
0.0023
N
Y
Y
N
Detroit
Sewer Disposal System 2nd Lien RB Series 2005A 2.330000%
2512377Z0
US2512377Z04
Tender Option Bond
Y
2019-05-07
2019-05-07
2035-07-01
Y
Citibank NA
1.0000
7
Y
Y
Berkshire Hathaway Assurance Corp
1.0000
N
0.0233
5775000.00
5775000.00
0.0050
N
N
Y
N
District of Columbia Water & Sewer Auth
Extendible CP Series A 1.840000%
25485FBK2
549300OT2FIJQJ5PSH71
Non-Financial Company Commercial Paper
Y
2019-06-05
2019-12-03
2019-12-03
N
N
N
0.0202
4999082.50
4999082.50
0.0043
N
N
N
N
East Islip UFSD
TAN 2018 3.000000%
273173KS2
US273173KS26
Other Municipal Security
Y
2019-06-28
2019-06-28
2019-06-28
N
N
N
0.0179
7013160.00
7013160.00
0.0060
N
N
N
N
District of Columbia
GO Refunding Bonds Series 2017A 2.430000%
27884F2M1
549300HWFOZXPKGOX654
US27884F2M16
Tender Option Bond
Y
2019-05-02
2019-05-30
2037-06-01
N
N
Y
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0243
995000.00
995000.00
0.0009
N
N
N
Y
Loudoun Cnty
GO Bonds Series 2017A 2.430000%
27884F2R0
US27884F2R03
Tender Option Bond
Y
2019-05-02
2019-07-11
2036-12-01
N
N
Y
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0243
2000040.00
2000040.00
0.0017
N
N
N
Y
Maryland Transportation Auth
Transportation Facilities Refunding RB Series 2017 2.430000%
27884F3B4
US27884F3B42
Tender Option Bond
Y
2019-05-02
2019-07-25
2040-07-01
N
N
Y
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0243
6540130.80
6540130.80
0.0056
N
N
N
Y
Birmingham Water Works Board
Sr Water Refunding RB Series 2016A 2.430000%
27884FM56
US27884FM562
Tender Option Bond
Y
2019-05-02
2019-07-18
2041-01-01
N
N
Y
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0243
2430000.00
2430000.00
0.0021
N
N
N
Y
Raleigh
Combined Enterprise System Refunding RB 2016A&B 2.300000%
27884FP38
549300I7RPBIIRI16112
US27884FP383
Tender Option Bond
Y
2019-05-01
2019-05-01
2041-03-01
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
Y
RALEIGH UTILITIES NC
Corporate Underlier
1.0000
0.0230
11895000.00
11895000.00
0.0102
N
Y
Y
N
Fargo
GO Refunding Bonds Series 2016C 2.430000%
27884FP95
US27884FP953
Tender Option Bond
Y
2019-05-02
2019-07-18
2042-05-01
N
N
Y
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0243
12195000.00
12195000.00
0.0105
N
N
N
Y
Highline SD #401
ULT GO Bonds Series 2017 2.430000%
27884FT91
US27884FT914
Tender Option Bond
Y
2019-05-02
2019-07-25
2036-12-01
N
Y
WASHINGTON (STATE OF)
1.0000
Y
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0243
2975000.00
2975000.00
0.0026
N
N
N
Y
Seattle
Water System Refunding RB Series 2017 2.430000%
27884FU32
US27884FU326
Tender Option Bond
Y
2019-05-02
2019-07-25
2046-08-01
N
N
Y
SEATTLE WASH WTR SYS REV
Corporate Underlier
1.0000
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0243
3980000.00
3980000.00
0.0034
N
N
N
Y
Clearwater
Water & Sewer Refunding RB Series 2017 2.430000%
27884FW55
US27884FW553
Tender Option Bond
Y
2019-05-02
2019-05-30
2038-12-01
N
N
Y
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0243
1984960.30
1984960.30
0.0017
N
N
N
Y
Baltimore Cnty
GO Bonds Series 2017 2.430000%
27884FY53
US27884FY534
Tender Option Bond
Y
2019-05-02
2019-07-25
2037-03-01
N
N
Y
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0243
3705000.00
3705000.00
0.0032
N
N
N
Y
Fairfax Cnty IDA
Hospital Refunding RB (Inova Health) Series 1993A 2.330000%
303823FZ6
US303823FZ64
Tender Option Bond
Y
2019-05-07
2019-05-07
2022-08-13
Y
Credit Suisse AG
1.0000
7
Y
N
Y
Inova Health System
Corporate Underlier
1.0000
0.0233
3330000.00
3330000.00
0.0029
N
N
Y
N
Fairfax Cnty IDA
Health Care RB (Inova Health) Series 2012D 2.330000%
303823KT4
US303823KT40
Tender Option Bond
Y
2019-05-07
2019-05-07
2020-05-15
Y
Credit Suisse AG
1.0000
7
Y
N
Y
Inova Health System
Corporate Underlier
1.0000
0.0233
3900000.00
3900000.00
0.0034
N
N
Y
N
Franklin Cnty
RB (Trinity Health) Series 2013-OH 1.700000%
353202FK5
549300VCBUC1RZE7KL42
US353202FK59
Other Municipal Security
Y
2019-05-01
2019-08-01
2046-12-01
N
N
Y
TRINITY HEALTH CORP
Corporate Underlier
1.0000
0.0160
7500000.00
7500000.00
0.0065
N
N
N
N
South Central General Auth
RB (Lutheran Social Services) Series 2006 2.380000%
369013AA5
549300QBNU5LBV4QX812
US369013AA51
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2036-06-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0238
1995000.00
1995000.00
0.0017
N
N
Y
N
Grand Parkway Transportation Corp
Sub Tier Toll RB Series 2013B 2.330000%
38611TAY3
US38611TAY38
Tender Option Bond
Y
2019-05-07
2019-05-07
2044-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
TEXAS (STATE OF)
Corporate Underlier
1.0000
0.0233
5000000.00
5000000.00
0.0043
N
N
Y
N
Harris Cnty Cultural Education Facilities Finance Corp
Refunding RB (Methodist Hospital) Series 2009C1 1.650000%
41386RB98
Non-Financial Company Commercial Paper
Y
2019-05-13
2019-05-13
2019-05-13
N
N
Y
METHODIST HOSPITALS OF TEXAS
Corporate Underlier
1.0000
0.0245
4998558.00
4998558.00
0.0043
N
N
N
N
Harris Cnty Cultural Education Facilities Finance Corp
Refunding RB (Methodist Hospital) Series 2009C1 1.870000%
41386RC55
Non-Financial Company Commercial Paper
Y
2019-06-20
2019-06-20
2019-06-20
N
N
Y
METHODIST HOSPITALS OF TEXAS
Corporate Underlier
1.0000
0.0202
3499234.20
3499234.20
0.0030
N
N
N
N
Harris Cnty Cultural Education Facilities Finance Corp
Refunding RB (Methodist Hospital) Series 2009C1 1.640000%
41386RC71
Non-Financial Company Commercial Paper
Y
2019-08-01
2019-08-01
2019-08-01
N
N
Y
METHODIST HOSPITALS OF TEXAS
Corporate Underlier
1.0000
0.0183
14992687.50
14992687.50
0.0129
N
N
N
N
Houston
GO CP Series E1 1.710000%
44239LQF4
549300C64URYS0WQQY42
Non-Financial Company Commercial Paper
Y
2019-06-27
2019-06-27
2019-06-27
N
Y
Citibank NA
1.0000
N
0.0193
1999293.80
1999293.80
0.0017
N
N
N
N
Howard Cnty
Recovery Zone Facility RB (Meadowridge) Series 2010 2.350000%
442595BH6
US442595BH62
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2040-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0235
7460000.00
7460000.00
0.0064
N
N
Y
N
Hudson Cnty
BAN 2018 4.000000%
4437264M3
US4437264M37
Other Municipal Security
Y
2019-12-10
2019-12-10
2019-12-10
N
N
N
0.0152
3983678.75
3983678.75
0.0034
N
N
N
N
Hudson Cnty Improvement Auth
Cnty-Guaranteed Pooled Notes Series 2018C1 3.000000%
443728FB1
US443728FB13
Other Municipal Security
Y
2019-10-03
2019-10-03
2019-10-03
N
N
Y
HUDSON CNTY N J
Corporate Underlier
1.0000
0.0161
4562354.16
4562354.16
0.0039
N
N
N
N
Idaho Health Facilities Auth
Hospital RB (Trinity Health) Series 2013ID 1.700000%
45129UCB8
549300X43KY1C2WW0J97
US45129UCB89
Other Municipal Security
Y
2019-05-01
2019-08-01
2048-12-01
N
N
Y
TRINITY HEALTH CORP
Corporate Underlier
1.0000
0.0160
6500000.00
6500000.00
0.0056
N
N
N
N
Idaho
TAN 2018 4.000000%
451434BY9
US451434BY91
Other Municipal Security
Y
2019-06-28
2019-06-28
2019-06-28
N
N
N
0.0179
3396678.25
3396678.25
0.0029
N
N
N
N
Illinois Finance Auth
RB (Lake Forest College) Series 2008 2.400000%
45200FMP1
549300ZG6UBPNNNRN315
US45200FMP17
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2038-10-01
Y
NORTHERN TRUST COMPANY (THE)
1.0000
7
N
N
N
0.0240
3500000.00
3500000.00
0.0030
N
N
Y
N
Illinois Finance Auth
Pooled Program CP 1.570000%
45203JDT2
549300ZG6UBPNNNRN315
Non-Financial Company Commercial Paper
Y
2019-05-31
2019-05-31
2019-05-31
N
Y
NORTHERN TRUST COMPANY (THE)
1.0000
N
0.0188
3998940.80
3998940.80
0.0034
N
N
N
N
Illinois Finance Auth
Pooled Program CP 1.650000%
45203JDU9
549300ZG6UBPNNNRN315
Non-Financial Company Commercial Paper
Y
2019-05-31
2019-05-31
2019-05-31
N
Y
NORTHERN TRUST COMPANY (THE)
1.0000
N
0.0201
4603584.88
4603584.88
0.0040
N
N
N
N
Illinois Housing Development Auth
M/F Housing RB (Brookhaven Apts) Series 2008 2.460000%
45203LAP8
54930053Z6M9JVHBQZ16
US45203LAP85
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2038-08-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0246
8605000.00
8605000.00
0.0074
N
N
Y
N
Indiana Finance Auth
Economic Development RB (AC Grain) Series 2012 2.350000%
45505RBR5
549300PS0PAS7NDSSI20
US45505RBR57
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2042-02-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0235
28500000.00
28500000.00
0.0245
N
N
Y
N
Intermountain Power Agency
CP Series B 1.820000%
45885KDA5
Non-Financial Company Commercial Paper
Y
2019-05-22
2019-05-22
2019-05-22
N
N
Y
Bank of America NA
Standby Purchase Agreement
1.0000
0.0203
1999736.80
1999736.80
0.0017
N
N
N
N
Iowa Finance Auth
Health Facilities RB (UnityPoint Health) Series 2013B2 2.300000%
462466ET6
549300NQVL49BTHOW391
US462466ET69
Variable Rate Demand Note
Y
2019-05-01
2019-05-01
2039-02-15
Y
MUFG Union Bank NA
1.0000
1
N
N
N
0.0230
1870000.00
1870000.00
0.0016
N
Y
Y
N
Iowa Finance Auth
Midwestern Disaster Area RB (Farmers Cooperative) Series 2010 2.410000%
46246SAA3
549300NQVL49BTHOW391
US46246SAA33
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2030-11-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0241
10000000.00
10000000.00
0.0086
N
N
Y
N
Harris Cnty Cultural Education Facilities Finance Corp
Hospital Refunding RB Series 2015A 2.340000%
46640KXL3
US46640KXL33
Tender Option Bond
Y
2019-05-01
2019-05-01
2021-04-01
Y
JPMorgan Chase Bank NA
1.0000
1
N
N
N
0.0234
800000.00
800000.00
0.0007
N
Y
Y
N
Jackson Cnty Commission
IDRB (Armstrong World Industries) Series 2010 2.350000%
468148AA9
US468148AA91
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2041-01-01
Y
Bank of Nova Scotia
1.0000
7
N
N
N
0.0235
35000000.00
35000000.00
0.0301
N
N
Y
N
Las Vegas Valley Water District
LT GO CP Series 2004A 1.640000%
51784CA81
Non-Financial Company Commercial Paper
Y
2019-08-01
2019-08-01
2019-08-01
N
N
Y
SOUTHERN NEVADA WTR AUTH
Corporate Underlier
1.0000
SUMITOMO MITSUI BANKING CORPORATION
Standby Purchase Agreement
1.0000
0.0183
1999025.00
1999025.00
0.0017
N
N
N
N
Louisiana Local Government Environmental Facilities & Community Development Auth
RB (Louise S. McGehee School) Series 2010 2.420000%
546282CH5
5493004WIZ1HV87IVF85
US546282CH59
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2040-06-01
Y
FEDERAL HOME LOAN BANKS
1.0000
7
N
N
N
0.0242
4480000.00
4480000.00
0.0039
N
N
Y
N
Lower Colorado River Auth
Transmission Contract Revenue CP 2.020000%
54810XVE1
549300QJFPW2NNBYR215
Non-Financial Company Commercial Paper
Y
2019-06-04
2019-06-04
2019-06-04
N
Y
JPMorgan Chase Bank NA
0.5000
STATE STREET BANK AND TRUST COMPANY
0.5000
N
0.0202
778999.92
778999.92
0.0007
N
N
N
N
Metro Government of Nashville & Davidson Cnty
GO CP Series B-1 1.770000%
59211PCD5
549300GW8FVQJ3DU6O10
Non-Financial Company Commercial Paper
Y
2019-08-05
2019-08-05
2019-08-05
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
0.0180
1200000.00
1200000.00
0.0010
N
N
N
N
Metro Government of Nashville & Davidson Cnty
GO CP Series B2 1.820000%
59211QAX1
549300GW8FVQJ3DU6O10
Non-Financial Company Commercial Paper
Y
2019-06-05
2019-06-05
2019-06-05
N
N
Y
MUFG UNION BANK NA
Standby Purchase Agreement
1.0000
0.0200
10318105.25
10318105.25
0.0089
N
N
N
N
Michigan Finance Auth
Hospital Refunding RB (Acension Health) Series 2016E1 1.100000%
59447TJB0
54930022O46HOX5J1D14
US59447TJB08
Other Municipal Security
Y
2019-08-15
2019-08-15
2046-11-15
N
N
Y
Ascension Health Alliance
Corporate Underlier
1.0000
0.0186
748365.00
748365.00
0.0006
N
N
N
N
Michigan Strategic Fund
Recovery Zone Facility RB (CS Facilities) Series 2010 2.410000%
594698JM5
US594698JM53
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2040-08-01
Y
MUFG Union Bank NA
1.0000
7
N
N
N
0.0241
1700000.00
1700000.00
0.0015
N
N
Y
N
Middletown
BAN 2018A 3.500000%
597086UG0
US597086UG00
Other Municipal Security
Y
2019-08-28
2019-08-28
2019-08-28
N
N
N
0.0182
6593995.09
6593995.09
0.0057
N
N
N
N
Mississippi Business Finance Corp
IDRB (Chevron) Series 2011B 2.300000%
60528ACE2
549300DYV074JUDKBQ77
US60528ACE29
Variable Rate Demand Note
Y
2019-05-01
2019-05-01
2035-11-01
Y
Chevron Corp
1.0000
1
N
N
N
0.0230
1415000.00
1415000.00
0.0012
N
Y
Y
N
Mississippi Development Bank
Special Obligation Bonds Series (Marshall Cnty IDA) 2012 2.330000%
60534TKV6
549300122LOI8CB50V38
US60534TKV60
Tender Option Bond
Y
2019-05-02
2019-05-07
2020-01-01
Y
Credit Suisse AG
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0233
10000000.00
10000000.00
0.0086
N
N
Y
N
Mobile Cnty IDA
Gulf Opportunity Zone RB (SSAB Alabama) Series 2011 2.410000%
60733RAB4
US60733RAB42
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2031-11-01
Y
NORDEA BANK AB
1.0000
7
N
N
N
0.0241
40000000.00
40000000.00
0.0344
N
N
Y
N
New York City
GO Bonds Fiscal 2012 Series G6 2.320000%
64966JE77
549300ABYZD2SFD5JB29
US64966JE776
Variable Rate Demand Note
Y
2019-05-01
2019-05-01
2042-04-01
Y
Mizuho Bank Ltd
1.0000
1
N
N
N
0.0232
1070000.00
1070000.00
0.0009
N
Y
Y
N
New York City
GO Bonds Fiscal 2017 Series A7 2.310000%
64966MFW4
549300ABYZD2SFD5JB29
US64966MFW47
Variable Rate Demand Note
Y
2019-05-01
2019-05-01
2044-08-01
Y
Bank of the West
1.0000
1
N
N
N
0.0231
10840000.00
10840000.00
0.0093
N
Y
Y
N
New York City
GO Bonds Fiscal 2017 Series A5 2.320000%
64966MGC7
549300ABYZD2SFD5JB29
US64966MGC73
Variable Rate Demand Note
Y
2019-05-01
2019-05-01
2044-08-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
1
Y
N
N
0.0232
3740000.00
3740000.00
0.0032
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 1st Resolution RB Fiscal 2001 Series F 2.350000%
64970KRM1
549300Q2EHQ6RJPQKP05
US64970KRM17
Variable Rate Demand Note
Y
2019-05-01
2019-05-01
2033-06-15
Y
Mizuho Bank Ltd
1.0000
1
Y
N
N
0.0235
700000.00
700000.00
0.0006
N
Y
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2015 Series B1 2.330000%
64971WNR7
5493003476LG35QAKM08
US64971WNR78
Tender Option Bond
Y
2019-05-07
2019-05-07
2022-08-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0233
9920000.00
9920000.00
0.0085
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2013 Series BB 2.330000%
64972GEA8
549300Q2EHQ6RJPQKP05
US64972GEA85
Tender Option Bond
Y
2019-05-07
2019-05-07
2020-12-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0233
3750000.00
3750000.00
0.0032
N
N
Y
N
New York State Power Auth
CP Series 1&2 1.990000%
64985NHK3
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-05-16
2019-05-16
2019-05-16
N
N
N
0.0214
1999867.40
1999867.40
0.0017
N
N
N
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 1 2.360000%
670656404
549300V4X2BF3UXSCQ58
US6706564043
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2040-08-01
Y
Citibank NA
1.0000
7
N
N
N
0.0236
9000000.00
9000000.00
0.0078
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 3 2.360000%
670656602
549300V4X2BF3UXSCQ58
US6706566022
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2040-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0236
16300000.00
16300000.00
0.0140
N
N
Y
N
Nuveen AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 4 2.380000%
670657857
549300OTYQOOXS64NI63
US6706578571
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2026-09-11
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0238
21900000.00
21900000.00
0.0189
N
N
Y
N
Oregon Health, Housing, Educational & Cultural Facilities Auth
RB (Assumption Village) Series 2001A 2.360000%
68608FQH5
US68608FQH54
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2033-03-01
Y
MUFG Union Bank NA
1.0000
7
N
N
N
0.0236
4760000.00
4760000.00
0.0041
N
N
Y
N
Oregon
Business Development RB (Sage Hollow Ranch) Series 223 2.410000%
68608QAA3
549300R5SUGZRD8KP359
US68608QAA31
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2034-11-01
Y
CoBank ACB
1.0000
7
N
N
N
0.0241
3000000.00
3000000.00
0.0026
N
N
Y
N
Orlando-Orange Cnty Expressway Auth
RB Series 2007A 2.330000%
686543NZ8
549300Q4WK8O3PSQX081
US686543NZ87
Tender Option Bond
Y
2019-05-07
2019-05-07
2042-07-01
Y
Citibank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0233
3400000.00
3400000.00
0.0029
N
N
Y
N
Orlando-Orange Cnty Expressway Auth
RB Series 2007A 2.330000%
686543PH6
549300Q4WK8O3PSQX081
US686543PH61
Tender Option Bond
Y
2019-05-07
2019-05-07
2042-07-01
Y
Citibank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0233
8300000.00
8300000.00
0.0071
N
N
Y
N
Pennsylvania State Univ
Refunding RB Series 2009B 1.730000%
709235TQ8
549300QDK4O4XCJ47X56
US709235TQ85
Other Municipal Security
Y
2019-06-01
2019-06-01
2031-06-01
N
N
N
0.0169
15835316.70
15835316.70
0.0136
N
N
N
N
Pierce Cnty Economic Development Corp
IDRB (Frederico Enterprises I) Series 2010 2.350000%
720360BC9
US720360BC93
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2040-11-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0235
3120000.00
3120000.00
0.0027
N
N
Y
N
Port Arthur Navigation District IDC
Exempt Facilities RB (Total USA) Series 2010A 2.440000%
733508AF2
US733508AF22
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2040-12-01
Y
TOTAL SA
1.0000
7
N
N
N
0.0244
3200000.00
3200000.00
0.0028
N
N
Y
N
Port Arthur Navigation District IDC
Exempt Facilities RB (Total USA) Series 2011 2.440000%
733508AG0
US733508AG05
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2041-06-01
Y
TOTAL SA
1.0000
7
N
N
N
0.0244
30000000.00
30000000.00
0.0258
N
N
Y
N
Port Arthur Navigation District IDC
Exempt Facilities RB (Total USA) Series 2012 2.440000%
733508AH8
US733508AH87
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2042-03-01
Y
TOTAL SA
1.0000
7
N
N
N
0.0244
5400000.00
5400000.00
0.0047
N
N
Y
N
Port Arthur Navigation District IDC
Exempt Facilities RB (Total USA) Series 2012A 2.440000%
733508AJ4
US733508AJ44
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2042-09-01
Y
TOTAL SA
1.0000
7
N
N
N
0.0244
20000000.00
20000000.00
0.0172
N
N
Y
N
Port Arthur Navigation District IDC
Exempt Facilities RB (Total USA) Series 2012B 2.440000%
733508AK1
US733508AK17
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2042-12-01
Y
TOTAL SA
1.0000
7
N
N
N
0.0244
10000000.00
10000000.00
0.0086
N
N
Y
N
Port Auth of New York & New Jersey
CP Series B 1.650000%
73359BSZ3
54930006MR4KZ4W74Z83
Non-Financial Company Commercial Paper
Y
2019-06-12
2019-06-12
2019-06-12
N
N
N
0.0193
2998997.70
2998997.70
0.0026
N
N
N
N
Port of Greater Cincinnati Development Auth
Special Obligation Development RB (Springdale) Series 2006 2.100000%
735004AA1
549300IK2RCZBY62ST97
US735004AA13
Other Municipal Security
Y
2020-02-01
2020-02-01
2031-02-01
N
Y
US BANK NATIONAL ASSOCIATION
1.0000
N
0.0210
6085000.00
6085000.00
0.0052
N
N
N
N
Port of Port Arthur Navigation District
Exempt Facilities RB (Total Petrochemicals USA) Series 2010 2.440000%
73522WAC9
US73522WAC91
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2040-03-01
Y
TOTAL SA
1.0000
7
N
N
N
0.0244
8100000.00
8100000.00
0.0070
N
N
Y
N
Missouri Health & Educational Facilities Auth
Health Facilities RB (BJC Health) Series 2013B 2.330000%
74926Y2J9
549300IWTBCMX5JB3277
US74926Y2J96
Tender Option Bond
Y
2019-05-07
2019-05-07
2021-09-01
Y
Royal Bank of Canada
1.0000
7
Y
N
Y
BJC Health System
Corporate Underlier
1.0000
0.0233
28995000.00
28995000.00
0.0250
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 2.300000%
74934RLQ7
549300Q2EHQ6RJPQKP05
US74934RLQ73
Tender Option Bond
Y
2019-05-01
2019-05-01
2022-07-15
Y
Royal Bank of Canada
1.0000
1
Y
N
N
0.0230
8910000.00
8910000.00
0.0077
N
Y
Y
N
Ramapo Housing Auth
RB (Fountainview at College Road) Series 1998 2.400000%
751434AA9
US751434AA93
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2029-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0240
4380000.00
4380000.00
0.0038
N
N
Y
N
Illinois Regional Transportation Auth
GO Refunding Bonds Series 1999 2.350000%
759911U40
549300FOIPI62F5YFO59
US759911U402
Tender Option Bond
Y
2019-05-07
2019-05-07
2025-06-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0235
9900000.00
9900000.00
0.0085
N
N
Y
N
Rockport
Pollution Control Refunding RB (American Electric Power) Series 1995A 2.420000%
773835BG7
US773835BG79
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2025-07-01
Y
MUFG BANK LTD
1.0000
7
N
N
N
0.0242
675000.00
675000.00
0.0006
N
N
Y
N
St. Charles Cnty IDA
IDRB (Patriot Machine) Series 2007 2.430000%
787643JA4
US787643JA46
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2025-06-01
Y
FEDERAL HOME LOAN BANKS
1.0000
7
N
N
N
0.0243
1535000.00
1535000.00
0.0013
N
N
Y
N
St. Louis Park
M/F Housing Refunding RB (Parkshore Sr Campus) Series 2004 2.380000%
79177DEU2
549300F6X6Q4H3ALF786
US79177DEU28
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2034-08-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0238
5865000.00
5865000.00
0.0051
N
N
Y
N
St. Louis Park
M/F Housing Refunding RB (Knollwood Place Apts) Series 2005 2.380000%
79177DEV0
549300F6X6Q4H3ALF786
US79177DEV01
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2035-10-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0238
12300000.00
12300000.00
0.0106
N
N
Y
N
St. Tammany Parish Development District
RB (BCS Development) Series 2008 2.420000%
793509AM2
US793509AM26
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2040-04-01
Y
FEDERAL HOME LOAN BANKS
1.0000
7
N
N
N
0.0242
3005000.00
3005000.00
0.0026
N
N
Y
N
St. Tammany Parish Development District
RB (Main St Holdings) Series 2006A 2.420000%
793513AG7
US793513AG77
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2042-12-01
Y
FEDERAL HOME LOAN BANKS
1.0000
7
N
N
N
0.0242
4660000.00
4660000.00
0.0040
N
N
Y
N
San Antonio
Water System Jr Lien Refunding & RB Series 2015B 2.000000%
79642BT94
549300S7VENCVRZAA322
US79642BT946
Other Municipal Security
Y
2019-05-15
2019-05-15
2019-05-15
N
N
Y
San Antonio Water System
Corporate Underlier
1.0000
0.0159
430060.20
430060.20
0.0004
N
N
N
N
San Antonio
Water System CP Series A 1.950000%
79643WAG1
549300S7VENCVRZAA322
Non-Financial Company Commercial Paper
Y
2019-06-06
2019-06-06
2019-06-06
N
N
Y
JPMorgan Chase Bank NA
Standby Purchase Agreement
1.0000
San Antonio Water System
Corporate Underlier
1.0000
0.0210
4264285.61
4264285.61
0.0037
N
N
N
N
South Huntington UFSD
TAN 2018-2019 3.000000%
838418UL3
US838418UL34
Other Municipal Security
Y
2019-06-27
2019-06-27
2019-06-27
N
N
N
0.0178
9517670.00
9517670.00
0.0082
N
N
N
N
Southcentral General Auth
RB (Homewood at Hanover) Series 2003 2.350000%
84129NBM0
549300QBNU5LBV4QX812
US84129NBM02
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2028-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0235
3580000.00
3580000.00
0.0031
N
N
Y
N
Southcentral General Auth
RB (Hanover Lutheran Retirement Village) Series 2005 2.350000%
84129NDA4
549300QBNU5LBV4QX812
US84129NDA46
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2035-06-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0235
8020000.00
8020000.00
0.0069
N
N
Y
N
Tarrant Cnty Cultural Education Facilities Finance Corp
Refunding RB (CHRISTUS Health) Series 2008C1 2.100000%
87638TDF7
549300ROY505NVTMMI25
US87638TDF75
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2047-07-01
Y
BANK OF MONTREAL
1.0000
7
N
N
N
0.0210
400000.00
400000.00
0.0003
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2014D 2.350000%
88033LB81
549300ISBFGI8MJJKM98
US88033LB811
Tender Option Bond
Y
2019-05-07
2019-05-07
2022-01-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0235
4165000.00
4165000.00
0.0036
N
N
Y
N
Grand Parkway Transportation Corp
Sub Tier Toll RB Series 2013B 2.350000%
88033LC64
US88033LC645
Tender Option Bond
Y
2019-05-07
2019-05-07
2021-12-09
Y
Royal Bank of Canada
1.0000
7
Y
N
Y
TEXAS (STATE OF)
Corporate Underlier
1.0000
0.0235
5270000.00
5270000.00
0.0045
N
N
Y
N
North Central Texas Health Facilities Development Corp
RB (Children's Medical Center of Dallas) Series 2009 2.340000%
88033LET2
US88033LET26
Tender Option Bond
Y
2019-05-07
2019-05-07
2033-02-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0234
10000000.00
10000000.00
0.0086
N
N
Y
N
District of Columbia Water & Sewer Auth
Public Utility Sub Lien RB Series 2013A 2.330000%
88033LRR2
549300OT2FIJQJ5PSH71
US88033LRR23
Tender Option Bond
Y
2019-05-07
2019-05-07
2021-10-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0233
6285000.00
6285000.00
0.0054
N
N
Y
N
Washington Health Care Facilities Auth
RB (Providence Heath & Services) Series 2014C 2.330000%
88033LUL1
549300ZVPWQIL3N5TL85
US88033LUL16
Tender Option Bond
Y
2019-05-07
2019-05-07
2022-10-06
Y
Bank of America NA
1.0000
7
Y
N
Y
PROVIDENCE ST JOSEPH HEALTH
Corporate Underlier
1.0000
0.0233
7475000.00
7475000.00
0.0064
N
N
Y
N
Birmingham Water Works Board
Water RB Series 2011 2.340000%
88033M6G7
US88033M6G73
Tender Option Bond
Y
2019-05-07
2019-05-07
2020-08-06
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0234
2900000.00
2900000.00
0.0025
N
N
Y
N
Franklin Cnty
Hospital Facilities RB (OhioHealth) Series 2015 2.340000%
88033MAE7
549300VCBUC1RZE7KL42
US88033MAE75
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-05-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
Y
OhioHealth Corp
Corporate Underlier
1.0000
0.0234
1335000.00
1335000.00
0.0011
N
N
Y
N
Illinois Regional Transportation Auth
GO Bonds Series 2000A 2.380000%
88033MC70
549300FOIPI62F5YFO59
US88033MC700
Tender Option Bond
Y
2019-05-07
2019-05-07
2022-07-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0238
6665000.00
6665000.00
0.0057
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2015A 2.340000%
88033MDX2
549300ISBFGI8MJJKM98
US88033MDX20
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-07-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0234
10000000.00
10000000.00
0.0086
N
N
Y
N
Snohomish Cnty Public Utility District #1
Generation System RB Series 2015 2.330000%
88033MHN0
549300LU0VT11TQC1877
US88033MHN02
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-06-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0233
6670000.00
6670000.00
0.0057
N
N
Y
N
New York Liberty Development Corp
Liberty RB Series 1WTC-2011 2.350000%
88033MK71
US88033MK711
Tender Option Bond
Y
2019-05-02
2019-05-07
2019-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PORT AUTHORITY OF NEW YORK AND NEW JERSEY
Corporate Underlier
1.0000
0.0235
24185000.00
24185000.00
0.0208
N
N
Y
N
New York State Dormitory Auth
State Sales Tax RB Series 2015B 2.330000%
88033MKH9
549300C8XO7EXTX2XU71
US88033MKH96
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-09-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0233
9000000.00
9000000.00
0.0078
N
N
Y
N
North Carolina Capital Facilities Finance Agency
RB (Duke Univ) Series 2015B 2.330000%
88033MKX4
549300PWNPSB7G58A235
US88033MKX47
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
DUKE UNIVERSITY
Corporate Underlier
1.0000
0.0233
500.00
500.00
0.0000
N
N
Y
N
Illinois Toll Highway Auth
Sr RB Series 2015B 2.350000%
88033MLP0
549300ISBFGI8MJJKM98
US88033MLP04
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0235
3100000.00
3100000.00
0.0027
N
N
Y
N
Connecticut Health & Educational Facilities Auth
RB (Trinity Health) Series 2016CT 2.340000%
88033MM79
549300ZOQJ5U8YBS5Q35
US88033MM790
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-12-01
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
Y
TRINITY HEALTH CORP
Corporate Underlier
1.0000
0.0234
3750000.00
3750000.00
0.0032
N
N
Y
N
Univ of Michigan
General RB Series 2015 2.330000%
88033MPA9
US88033MPA98
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0233
2983500.00
2983500.00
0.0026
N
N
Y
N
Washington
GO Bonds Series 2016A1 2.330000%
88033MPV3
549300X3TODFMUKLQ364
US88033MPV36
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-08-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0233
5500000.00
5500000.00
0.0047
N
N
Y
N
Las Vegas Valley Water District
LT GO Water Refunding Bonds Series 2016A 2.340000%
88033MS73
US88033MS730
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-12-01
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
Y
SOUTHERN NEVADA WTR AUTH
Corporate Underlier
1.0000
0.0234
2165000.00
2165000.00
0.0019
N
N
Y
N
Washington Health Care Facilities Auth
RB (MultiCare Health System) Series 2009A 2.330000%
88033MUS4
549300ZVPWQIL3N5TL85
US88033MUS42
Tender Option Bond
Y
2019-05-07
2019-05-07
2020-08-15
Y
Royal Bank of Canada
1.0000
7
Y
N
Y
Multicare Health System
Corporate Underlier
1.0000
0.0233
5000000.00
5000000.00
0.0043
N
N
Y
N
Colorado Health Facilities Auth
RB (Sisters of Charity of Leavenworth Health) Series 2010A 2.330000%
88033MXY8
5493002JB6DRFRZPEQ21
US88033MXY82
Tender Option Bond
Y
2019-05-02
2019-05-07
2019-06-01
Y
Royal Bank of Canada
1.0000
7
Y
N
Y
SISTERS OF CHARITY OF LEAVENWORTH HLTH SVCS CORP
Corporate Underlier
1.0000
0.0233
5670000.00
5670000.00
0.0049
N
N
Y
N
Metropolitan Water Reclamation District of Greater Chicago
ULT GO Bonds Series 2014A&B 2.370000%
88033MZH3
US88033MZH32
Tender Option Bond
Y
2019-05-07
2019-05-07
2022-12-01
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0237
835000.00
835000.00
0.0007
N
N
Y
N
Houston
Water & Sewer System Jr Lien Refunding RB Series 2001B 2.330000%
88033SJ96
549300C64URYS0WQQY42
US88033SJ967
Tender Option Bond
Y
2019-05-07
2019-05-07
2023-12-01
Y
Bank of America NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0233
5500000.00
5500000.00
0.0047
N
N
Y
N
San Antonio Public Facilities Corp
Improvement and Refunding Lease RB Series 2012 2.330000%
88033SJL9
US88033SJL97
Tender Option Bond
Y
2019-05-07
2019-05-07
2020-08-01
Y
Bank of America NA
1.0000
7
Y
N
Y
SAN ANTONIO TX
Corporate Underlier
1.0000
0.0233
13970000.00
13970000.00
0.0120
N
N
Y
N
Michigan State Univ
General RB Series 2013A 2.330000%
88033SJN5
US88033SJN53
Tender Option Bond
Y
2019-05-07
2019-05-07
2021-06-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0233
5000000.00
5000000.00
0.0043
N
N
Y
N
Wisconsin Health & Educational Facilities Auth
RB (Children's Hospital of Wisconsin) Series 2008B 2.340000%
88033SWN0
549300ISNGXS0VHGVD41
US88033SWN07
Tender Option Bond
Y
2019-05-07
2019-05-07
2031-08-15
Y
Barclays Bank PLC
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0234
2940000.00
2940000.00
0.0025
N
N
Y
N
Metropolitan Water Reclamation District of Greater Chicago
LT GO Bonds Series 2011B 2.450000%
88033UBU2
US88033UBU25
Tender Option Bond
Y
2019-05-07
2019-05-07
2021-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0245
6000000.00
6000000.00
0.0052
N
N
Y
N
Michigan Hospital Finance Auth
Refunding RB (Ascension Health) Series 2010F-6 2.330000%
88033UKH1
54930011MIBQ2P7ZNM19
US88033UKH13
Tender Option Bond
Y
2019-05-07
2019-05-07
2024-05-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
Ascension Health Alliance
Corporate Underlier
1.0000
0.0233
4450000.00
4450000.00
0.0038
N
N
Y
N
Harris Cnty
Toll Road Sr Lien RB Series 2009A 2.330000%
88033ULX5
US88033ULX53
Tender Option Bond
Y
2019-05-02
2019-05-07
2019-08-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0233
6850000.00
6850000.00
0.0059
N
N
Y
N
Metropolitan Water Reclamation District of Greater Chicago
ULT GO Bonds Series 2016C 2.380000%
88033UWY1
US88033UWY18
Tender Option Bond
Y
2019-05-07
2019-05-07
2024-12-06
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0238
3045000.00
3045000.00
0.0026
N
N
Y
N
Michigan Finance Auth
Hospital Refunding RB (Trinity Health) Series 2017MI 2.330000%
88033UXT1
54930022O46HOX5J1D14
US88033UXT14
Tender Option Bond
Y
2019-05-07
2019-05-07
2024-12-01
Y
Citibank NA
1.0000
7
Y
N
Y
TRINITY HEALTH CORP
Corporate Underlier
1.0000
0.0233
3750000.00
3750000.00
0.0032
N
N
Y
N
Univ of Virginia
General Refunding RB Series 2017A 2.330000%
88033UZW2
US88033UZW25
Tender Option Bond
Y
2019-05-07
2019-05-07
2024-10-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0233
6750000.00
6750000.00
0.0058
N
N
Y
N
Iowa
Special Obligation Bonds Series 2009A 2.380000%
88033YDH1
US88033YDH18
Tender Option Bond
Y
2019-05-02
2019-05-07
2019-06-01
Y
Barclays Bank PLC
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0238
3000000.00
3000000.00
0.0026
N
N
Y
N
Michigan Finance Auth
Hospital Refunding RB (Trinity Health) Series A 2017MI 2.330000%
88033YK75
54930022O46HOX5J1D14
US88033YK757
Tender Option Bond
Y
2019-05-07
2019-05-07
2025-12-01
Y
Bank of America NA
1.0000
7
Y
N
Y
TRINITY HEALTH CORP
Corporate Underlier
1.0000
0.0233
4075000.00
4075000.00
0.0035
N
N
Y
N
Wisconsin Health & Educational Facilities Auth
RB (Children's Hospital of Wisconsin) Series 2017 2.350000%
88034MRN8
549300ISNGXS0VHGVD41
US88034MRN82
Tender Option Bond
Y
2019-05-07
2019-05-07
2025-10-01
Y
Bank of America NA
1.0000
7
Y
N
Y
CHILDRENS HOSPITAL OF WI
Corporate Underlier
1.0000
0.0235
4000000.00
4000000.00
0.0034
N
N
Y
N
Illinois Finance Auth
RB (Northwestern Memorial Hospital) Series 2017A 2.330000%
88034MUD6
549300ZG6UBPNNNRN315
US88034MUD63
Tender Option Bond
Y
2019-05-07
2019-05-07
2026-01-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NORTHWESTERN MEM HOSP
Corporate Underlier
1.0000
0.0233
6600000.00
6600000.00
0.0057
N
N
Y
N
Rhode Island Health & Educational Building Corp
Educational Facilities RB (Brown Univ) 2017A 2.330000%
88034N4T8
US88034N4T84
Tender Option Bond
Y
2019-05-07
2019-05-07
2025-09-01
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
BROWN UNIVERSITY
Corporate Underlier
1.0000
0.0233
8250000.00
8250000.00
0.0071
N
N
Y
N
Montgomery Cnty
Hospital Facilities Refunding RB (Kettering Medical Center) Series 1996 2.340000%
88034NBJ2
US88034NBJ28
Tender Option Bond
Y
2019-05-07
2019-05-07
2026-04-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0234
4950000.00
4950000.00
0.0043
N
N
Y
N
Montgomery Cnty
Hospital Facilities Refunding RB (Kettering Health) Series 2012 2.340000%
88034NCS1
US88034NCS18
Tender Option Bond
Y
2019-05-07
2019-05-07
2040-05-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0234
5000000.00
5000000.00
0.0043
N
N
Y
N
Massachusetts School Building Auth
Sr Dedicated Sales Tax Bonds Series 2016B 2.330000%
88034NEL4
US88034NEL47
Tender Option Bond
Y
2019-05-07
2019-05-07
2024-11-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0233
90000.00
90000.00
0.0001
N
N
Y
N
Patriots Energy Group Financing Agency
Gas Supply RB Series 2018 2.340000%
88034NPG3
US88034NPG33
Tender Option Bond
Y
2019-05-07
2019-05-07
2022-10-01
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0234
3335000.00
3335000.00
0.0029
N
N
Y
N
Chicago
OHare General Airport Sr Lien RB Series 2018B 2.330000%
88034NX41
T5UYO5SYLC8K73MJQX30
US88034NX413
Tender Option Bond
Y
2019-05-07
2019-05-07
2039-01-01
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0233
1875000.00
1875000.00
0.0016
N
N
Y
N
Michigan State Univ
General RB Series 2019B 2.360000%
88034RCB9
US88034RCB96
Tender Option Bond
Y
2019-05-07
2019-05-07
2027-02-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0236
1915000.00
1915000.00
0.0016
N
N
Y
N
Utah Cnty
Hospital RB (IHC Health Services) Series 2016B 2.330000%
88034RGA7
US88034RGA77
Tender Option Bond
Y
2019-05-07
2019-05-07
2022-11-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
IHC HEALTH SERVICES INC
Corporate Underlier
1.0000
0.0233
1920000.00
1920000.00
0.0017
N
N
Y
N
Lee Memorial Health System
Hospital Refunding RB Series 2019A1 2.350000%
88034RKU8
54930018FIX4OVLGH070
US88034RKU85
Tender Option Bond
Y
2019-05-07
2019-05-07
2027-04-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0235
3000000.00
3000000.00
0.0026
N
N
Y
N
Texas A&M Univ
Permanent Univ Fund RB Series 2012A 5.000000%
882117X58
US882117X582
Other Municipal Security
Y
2019-07-01
2019-07-01
2019-07-01
N
N
Y
Texas Permanent University Fund
Corporate Underlier
1.0000
0.0155
452520.00
452520.00
0.0004
N
N
N
N
Texas
TRAN Series 2018 4.000000%
882724GP6
549300X9CH74QB747L76
US882724GP68
Other Municipal Security
Y
2019-08-29
2019-08-29
2019-08-29
N
N
N
0.0176
54895670.00
54895670.00
0.0473
N
N
N
N
Truckee Meadows Water Auth
Water Revenue CP Series 2006B 1.690000%
89782NQE9
549300GC367BYY1WT202
Non-Financial Company Commercial Paper
Y
2019-07-01
2019-07-01
2019-07-01
N
Y
Wells Fargo Bank NA
1.0000
N
0.0194
1874199.00
1874199.00
0.0016
N
N
N
N
Tuscaloosa Cnty IDA
Gulf Opportunity Zone Bonds (Hunt Refining) Series 2011E 2.250000%
90068FAU0
US90068FAU03
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2028-04-01
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0225
500000.00
500000.00
0.0004
N
N
Y
N
Univ of Michigan
Extendible CP Notes Series K2 1.650000%
91446JBS7
Non-Financial Company Commercial Paper
Y
2019-07-08
2020-01-03
2020-01-03
N
N
N
0.0191
1879073.16
1879073.16
0.0016
N
N
N
N
Univ of Texas
Revenue Financing CP Series A 1.600000%
91513RY86
Non-Financial Company Commercial Paper
Y
2019-07-02
2019-07-02
2019-07-02
N
N
N
0.0175
2999214.00
2999214.00
0.0026
N
N
N
N
Univ of Texas
Revenue Financing CP Series A 2.140000%
91513YVQ4
Non-Financial Company Commercial Paper
Y
2019-05-20
2019-05-20
2019-05-20
N
N
N
0.0224
4499751.15
4499751.15
0.0039
N
N
N
N
Utah Cnty
Hospital RB (IHC Health Services) Series 2016E 2.150000%
917393CE8
US917393CE85
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2051-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
IHC HEALTH SERVICES INC
Corporate Underlier
1.0000
0.0215
800000.00
800000.00
0.0007
N
N
Y
N
Washington Cnty
IDRB (Cargill) Series 2010B 2.340000%
938115AC6
US938115AC66
Variable Rate Demand Note
Y
2019-05-07
2019-05-07
2040-12-01
Y
CARGILL INC
1.0000
7
N
N
N
0.0234
10000000.00
10000000.00
0.0086
N
N
Y
N
Washington
COP Series 2012B 5.000000%
939720KE7
549300X3TODFMUKLQ364
US939720KE75
Other Municipal Security
Y
2019-07-01
2019-07-01
2019-07-01
N
N
N
0.0158
100555.00
100555.00
0.0001
N
N
N
N
Washington
GO Refunding Bonds Series R-2015A 5.000000%
93974DGC6
549300X3TODFMUKLQ364
US93974DGC65
Other Municipal Security
Y
2019-07-01
2019-07-01
2019-07-01
N
N
N
0.0157
100556.00
100556.00
0.0001
N
N
N
N
Washington Suburban Sanitary District
Consolidated Bonds 2010A 4.000000%
940157SN1
549300EZUWNTQF827C24
US940157SN19
Other Municipal Security
Y
2019-06-01
2019-06-01
2019-06-01
N
N
N
0.0155
6051778.00
6051778.00
0.0052
N
N
N
N
Wisconsin Health & Educational Facilities Auth
RB (Froedtert Health) Series 2012A 2.330000%
97712DDK9
549300ISNGXS0VHGVD41
US97712DDK90
Tender Option Bond
Y
2019-05-07
2019-05-07
2020-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
FROEDTERT & CMNTY HEALTH OBLIGATED GROUP
Corporate Underlier
1.0000
0.0233
6665000.00
6665000.00
0.0057
N
N
Y
N
Wisconsin Health & Educational Facilities Auth
RB (Ascension Health Alliance Sr Credit Group) Series 2013B 1.375000%
97712DVE3
549300ISNGXS0VHGVD41
US97712DVE39
Other Municipal Security
Y
2019-12-03
2019-12-03
2038-11-15
N
N
Y
Ascension Health Alliance
Corporate Underlier
1.0000
0.0186
353998.90
353998.90
0.0003
N
N
N
N
The Charles Schwab Family of Funds
2019-05-07
Mark Fischer
Mark Fischer
Chief Financial Officer