0001145549-19-002632.txt : 20190207 0001145549-19-002632.hdr.sgml : 20190207 20190207151534 ACCESSION NUMBER: 0001145549-19-002632 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190131 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 19574929 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York Municipal Money Fund C000012394 Sweep Shares SWNXX C000012395 Investor Shares SWYXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2019-01-31 0000857156 549300I77JNLD629OV19 S000004513 2 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. DST Asset Manager Solutions, Inc. 0000275143 084-00896 N N N Single State Y 26 30 1155921749.54 1184908206.10 1114234711.18 1143000084.04 0.00 0.8592 0.8546 0.8139 0.8094 0.0000 2724.94 1358073651.00 1357908414.26 4469082.65 11433887.33 1350946334.52 1350682395.4340 1.0000 0.0144 1.0003 1.0003 1.0003 1.0003 0.0000 C000012394 0.00 184734582.46 184687299.5700 1.0003 1.0004 1.0004 1.0004 0.0000 39040966.99 81089851.41 9160758.41 30098941.09 33855139.00 22423839.85 28518078.74 18369355.01 0.00 0.00 102008165.93 162745864.03 0.0084 Y Investment Advisor and its affiliates Contractual 2,643 C000012395 0.00 1166211752.06 1165995095.8640 1.0003 1.0003 1.0003 1.0003 0.0000 66659854.78 24492976.41 58958808.67 23515600.34 35501507.49 40465851.24 24130684.79 26223579.04 0.00 0.00 186315430.80 135382089.41 0.0109 Y Investment Advisor and its affiliates Contractual 160,368 Albany IDA Sr Housing RB (South Mall Towers ) Series 2003A 1.550000% 01244PAA6 US01244PAA66 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2035-08-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0155 6020000.00 6020000.00 0.0045 N N Y N Amityville UFSD TAN 2018-2019 3.500000% 031645HE7 US031645HE78 Other Municipal Security Y 2019-06-21 2019-06-21 2019-06-21 N N N 0.0169 11076670.00 11076670.00 0.0082 N N N N Central Islip UFSD TAN 2018-2019 3.500000% 153753LC0 US153753LC09 Other Municipal Security Y 2019-06-27 2019-06-27 2019-06-27 N N N 0.0171 9064710.00 9064710.00 0.0067 N N N N Metropolitan Transportation Auth Transportation RB Series 2006B 1.470000% 18886PD36 5493000TKYODLXADQD60 US18886PD368 Tender Option Bond Y 2019-02-07 2019-02-07 2026-09-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 7 N N N 0.0147 25615000.00 25615000.00 0.0190 N N Y N New York State Dormitory Auth RB (St. John's Univ) Series 2007C 1.470000% 18886PUB9 549300C8XO7EXTX2XU71 US18886PUB92 Tender Option Bond Y 2019-02-07 2019-02-07 2025-07-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 7 N N N 0.0147 26020000.00 26020000.00 0.0193 N N Y N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2011 1.480000% 196220AA5 US196220AA57 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0148 9285000.00 9285000.00 0.0069 N N Y N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2013 1.480000% 196220AB3 US196220AB31 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0148 11410000.00 11410000.00 0.0084 N N Y N Columbia Cnty IDA Civic Facility RB (Columbia Memorial Hospital) Series 2008A 1.460000% 197511AR9 US197511AR96 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2033-07-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0146 1155000.00 1155000.00 0.0009 N N Y N Deer Park UFSD TAN 2018-2019 3.000000% 244068HA3 US244068HA38 Other Municipal Security Y 2019-06-25 2019-06-25 2019-06-25 N N N 0.0176 10049000.00 10049000.00 0.0074 N N N N East Greenbush Central SD BAN 2019B 3.500000% 272556MP3 US272556MP34 Other Municipal Security Y 2020-02-07 2020-02-07 2020-02-07 N N N 0.0186 10308536.57 10308536.57 0.0076 N N N N East Islip UFSD TAN 2018 3.000000% 273173KS2 US273173KS26 Other Municipal Security Y 2019-06-28 2019-06-28 2019-06-28 N N N 0.0167 12064560.00 12064560.00 0.0089 N N N N East Islip UFSD BAN 2018 3.000000% 273173KU7 US273173KU71 Other Municipal Security Y 2019-10-10 2019-10-10 2019-10-10 N N N 0.0171 10088200.00 10088200.00 0.0075 N N N N East Rochester Hsg Auth Housing RB (Park Ridge Nursing Home) Series 2008 1.480000% 274722DX2 US274722DX22 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2041-01-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0148 12010000.00 12010000.00 0.0089 N N Y N New York State Dormitory Auth RB (New York Univ) Series 2017A 1.560000% 27884F2K5 549300C8XO7EXTX2XU71 US27884F2K59 Tender Option Bond Y 2019-02-07 2019-02-21 2037-07-01 N N Y New York University Corporate Underlier 1.0000 US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0156 4330476.30 4330476.30 0.0032 N N N Y New York City GO Bonds Fiscal 2018 Series B1 1.560000% 27884F4H0 549300ABYZD2SFD5JB29 US27884F4H03 Tender Option Bond Y 2019-02-07 2019-04-18 2040-10-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0156 4880390.40 4880390.40 0.0036 N N N Y Erie Cnty IDA IDRB (Hydro-Air Components) Series 2006 1.500000% 295088FP8 US295088FP80 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2026-04-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0150 3985000.00 3985000.00 0.0029 N N Y N Franklin Cnty Civic Development Corp RB (Alice Hyde Medical Center) Series 2013A 1.460000% 35313PAA0 US35313PAA03 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2038-10-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0146 7720000.00 7720000.00 0.0057 N N Y N Half Hollow Hills CSD TAN 2018-2019 3.000000% 405684LM1 US405684LM13 Other Municipal Security Y 2019-06-27 2019-06-27 2019-06-27 N N N 0.0167 12064320.00 12064320.00 0.0089 N N N N Lancaster IDA IDRB (Sealing Devices) Series 2016 1.480000% 514226AF6 US514226AF68 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2037-01-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0148 3100000.00 3100000.00 0.0023 N N Y N Lancaster IDA Civic Facility RB (GreenField Manor) Series 2000 1.390000% 514502AA1 US514502AA19 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2032-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0139 12400000.00 12400000.00 0.0092 N N Y N Lancaster IDA IDRB (Sealing Devices) Series 2007 1.500000% 514509AA6 US514509AA61 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2027-12-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0150 1345000.00 1345000.00 0.0010 N N Y N Liverpool CSD BAN 2018 3.000000% 538361SD9 US538361SD98 Other Municipal Security Y 2019-06-28 2019-06-28 2019-06-28 N N N 0.0175 12563125.00 12563125.00 0.0093 N N N N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 1.460000% 59259NT78 5493000TKYODLXADQD60 US59259NT781 Tender Option Bond Y 2019-02-07 2019-02-07 2020-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 6665000.00 6665000.00 0.0049 N N Y N Monroe Cnty IDA Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 1.480000% 610752CW5 US610752CW55 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2035-04-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0148 17320000.00 17320000.00 0.0128 N N Y N New York City GO Bonds Fiscal 2009 Series H1 1.460000% 64966HHH6 549300ABYZD2SFD5JB29 US64966HHH66 Tender Option Bond Y 2019-02-07 2019-02-07 2021-03-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 15000000.00 15000000.00 0.0111 N N Y N New York City GO Bonds Fiscal 2009 Series J1 1.460000% 64966HMA5 549300ABYZD2SFD5JB29 US64966HMA58 Tender Option Bond Y 2019-02-07 2019-02-07 2036-05-15 Y Citibank NA 1.0000 7 Y N N 0.0146 10535000.00 10535000.00 0.0078 N N Y N New York City GO Bonds Fiscal 2005 Series C3 1.450000% 64966HMG2 549300ABYZD2SFD5JB29 US64966HMG29 Tender Option Bond Y 2019-02-07 2019-02-07 2019-02-15 Y Bank of America NA 1.0000 7 Y N N 0.0145 8700000.00 8700000.00 0.0064 N N Y N New York City GO Bonds Fiscal 2012 Series G6 1.650000% 64966JE77 549300ABYZD2SFD5JB29 US64966JE776 Variable Rate Demand Note Y 2019-02-01 2019-02-01 2042-04-01 Y Mizuho Bank Ltd 1.0000 1 N N N 0.0165 655000.00 655000.00 0.0005 N Y Y N New York City GO Bonds Fiscal 2012 Series D1 1.460000% 64966K6J7 549300ABYZD2SFD5JB29 US64966K6J73 Tender Option Bond Y 2019-02-07 2019-02-07 2019-10-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 2500000.00 2500000.00 0.0019 N N Y N New York City GO Bonds Fiscal 2013 Series D&E 1.460000% 64966KNG4 549300ABYZD2SFD5JB29 US64966KNG49 Tender Option Bond Y 2019-02-07 2019-02-07 2020-08-01 Y Citibank NA 1.0000 7 Y N N 0.0146 3580000.00 3580000.00 0.0026 N N Y N New York City GO Bonds Fiscal 2014 Series A1 1.460000% 64966KT60 549300ABYZD2SFD5JB29 US64966KT608 Tender Option Bond Y 2019-02-07 2019-02-07 2021-08-01 Y Citibank NA 1.0000 7 Y N N 0.0146 8000000.00 8000000.00 0.0059 N N Y N New York City GO Bonds Fiscal 2013 Series F1 1.460000% 64966KWR0 549300ABYZD2SFD5JB29 US64966KWR03 Tender Option Bond Y 2019-02-07 2019-02-07 2021-03-01 Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 7 Y N N 0.0146 7300000.00 7300000.00 0.0054 N N Y N New York City GO Bonds Fiscal 2017 Series A5 1.680000% 64966MGC7 549300ABYZD2SFD5JB29 US64966MGC73 Variable Rate Demand Note Y 2019-02-01 2019-02-01 2044-08-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 1 Y N N 0.0168 8000000.00 8000000.00 0.0059 N Y Y N New York City GO Bonds Fiscal 2019 Series D 1.630000% 64966ML98 549300ABYZD2SFD5JB29 US64966ML981 Variable Rate Demand Note Y 2019-02-01 2019-02-01 2047-12-01 Y Barclays Bank PLC 1.0000 1 Y N N 0.0163 19895000.00 19895000.00 0.0147 N Y Y N New York City GO Bonds Fiscal 2012 Series D-3A 1.650000% 64966MSF7 549300ABYZD2SFD5JB29 US64966MSF76 Variable Rate Demand Note Y 2019-02-01 2019-02-01 2039-10-01 Y BANK OF NEW YORK MELLON/THE 1.0000 1 Y N N 0.0165 1325000.00 1325000.00 0.0010 N Y Y N New York City Housing Development Corp M/F Mortgage RB (Susan's Court) Series 2007A 1.450000% 64966TAZ7 549300SQWVHKBRF8D702 US64966TAZ75 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2039-11-01 Y Citibank NA 1.0000 7 N N N 0.0145 2400000.00 2400000.00 0.0018 N N Y N New York City Housing Development Corp M/F Mortgage RB (Las Casas) Series 2008A 1.460000% 64966TBK9 549300SQWVHKBRF8D702 US64966TBK97 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2040-10-01 Y Bank of America NA 1.0000 7 N N N 0.0146 19200000.00 19200000.00 0.0142 N N Y N New York City Housing Development Corp M/F Rental Housing RB (Westport) Series 2004A 1.440000% 64970HBA1 549300SQWVHKBRF8D702 US64970HBA14 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2034-06-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0144 25000000.00 25000000.00 0.0185 N N Y N New York City Housing Development Corp M/F Mortgage RB (Parkview Apts) Series 2004A 1.530000% 64970VCD3 549300SQWVHKBRF8D702 US64970VCD38 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2036-12-01 Y Citibank NA 1.0000 7 N N N 0.0153 5935000.00 5935000.00 0.0044 N N Y N New York City Housing Development Corp M/F Mortgage RB (1090 Franklin Ave Apts) 2005A 1.450000% 64970VDG5 549300SQWVHKBRF8D702 US64970VDG59 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2037-12-01 Y Citibank NA 1.0000 7 N N N 0.0145 2320000.00 2320000.00 0.0017 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series F1 1.460000% 64971Q6S7 5493003476LG35QAKM08 US64971Q6S79 Tender Option Bond Y 2019-02-07 2019-02-07 2020-05-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 7500000.00 7500000.00 0.0056 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series F1 1.460000% 64971Q6W8 5493003476LG35QAKM08 US64971Q6W81 Tender Option Bond Y 2019-02-07 2019-02-07 2020-05-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 3400000.00 3400000.00 0.0025 N N Y N New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2012 Series D1 1.460000% 64971QRZ8 5493003476LG35QAKM08 US64971QRZ80 Tender Option Bond Y 2019-02-07 2019-02-07 2019-11-01 Y Citibank NA 1.0000 7 Y N N 0.0146 4000000.00 4000000.00 0.0030 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2014 Series A1 1.460000% 64971WGY0 5493003476LG35QAKM08 US64971WGY03 Tender Option Bond Y 2019-02-07 2019-02-07 2021-11-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 5780000.00 5780000.00 0.0043 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2015 Series E4 1.600000% 64971WUM0 5493003476LG35QAKM08 US64971WUM09 Variable Rate Demand Note Y 2019-02-01 2019-02-01 2045-02-01 Y Bank of America NA 1.0000 1 Y N N 0.0160 1680000.00 1680000.00 0.0012 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2011 Series EE 1.460000% 64972GCZ5 549300Q2EHQ6RJPQKP05 US64972GCZ54 Tender Option Bond Y 2019-02-07 2019-02-07 2019-06-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 6175000.00 6175000.00 0.0046 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB1A 1.650000% 64972GMJ0 549300Q2EHQ6RJPQKP05 US64972GMJ03 Variable Rate Demand Note Y 2019-02-01 2019-02-01 2049-06-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 Y N N 0.0165 5550000.00 5550000.00 0.0041 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB1B 1.650000% 64972GMK7 549300Q2EHQ6RJPQKP05 US64972GMK75 Variable Rate Demand Note Y 2019-02-01 2019-02-01 2049-06-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 1 Y N N 0.0165 1345000.00 1345000.00 0.0010 N Y Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2012 Series S1A 1.460000% 64972HUN0 5493003476LG35QAKM08 US64972HUN06 Tender Option Bond Y 2019-02-07 2019-02-07 2019-07-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0146 5625000.00 5625000.00 0.0042 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2013 Series S1 1.460000% 64972HUQ3 5493003476LG35QAKM08 US64972HUQ37 Tender Option Bond Y 2019-02-07 2019-02-07 2020-07-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0146 12500000.00 12500000.00 0.0093 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S1 1.460000% 64972HWC2 5493003476LG35QAKM08 US64972HWC23 Tender Option Bond Y 2019-02-07 2019-02-07 2023-01-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0146 4000000.00 4000000.00 0.0030 N N Y N New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B1 1.430000% 64972RAJ9 US64972RAJ95 Other Municipal Security Y 2019-02-07 2019-10-11 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0159 6000240.00 6000240.00 0.0044 N N N N New York City Trust for Cultural Resources RB (American Museum of Natural History) Series 2014B2 1.450000% 64972SAM0 US64972SAM08 Other Municipal Security Y 2019-02-07 2019-07-09 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0155 15000150.00 15000150.00 0.0111 N N N N New York State Dormitory Auth CP (Cornell Univ) 1.950000% 64983LWV8 549300C8XO7EXTX2XU71 Non-Financial Company Commercial Paper Y 2019-02-26 2019-02-26 2019-02-26 N N Y Cornell University Corporate Underlier 1.0000 0.0168 14892714.45 14892714.45 0.0110 N N N N New York State Dormitory Auth CP (Cornell Univ) 1.950000% 64983LWW6 549300C8XO7EXTX2XU71 Non-Financial Company Commercial Paper Y 2019-03-05 2019-03-05 2019-03-05 N N Y Cornell University Corporate Underlier 1.0000 0.0169 19004233.20 19004233.20 0.0141 N N N N New York State Dormitory Auth State Sales Tax RB Series 2014A 1.460000% 64983PA84 549300C8XO7EXTX2XU71 US64983PA842 Tender Option Bond Y 2019-02-07 2019-02-07 2022-03-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0146 3300000.00 3300000.00 0.0024 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2011A 1.460000% 64983PZE4 549300C8XO7EXTX2XU71 US64983PZE41 Tender Option Bond Y 2019-02-07 2019-02-07 2019-03-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0146 2000000.00 2000000.00 0.0015 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2011A 1.460000% 64983PZY0 549300C8XO7EXTX2XU71 US64983PZY05 Tender Option Bond Y 2019-02-07 2019-02-07 2019-09-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0146 5935000.00 5935000.00 0.0044 N N Y N New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A3 1.390000% 64984EDH5 US64984EDH53 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2039-05-01 Y Mizuho Bank Ltd 1.0000 7 N N N 0.0139 4700000.00 4700000.00 0.0035 N N Y N New York State Power Auth CP Series 2 1.620000% 64985NGT5 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-05-09 2019-05-09 2019-05-09 N N N 0.0163 18359456.54 18359456.54 0.0136 N N N N New York State Power Auth CP Series2 1.380000% 64985NGU2 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-03-06 2019-03-06 2019-03-06 N N N 0.0141 18099482.34 18099482.34 0.0134 N N N N NEW YORK STATE HFA Service Contract Refunding RB Series 2003 M2 1.500000% 64986BBF5 5493000LS7KCDB02O506 US64986BBF58 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2021-09-15 Y Bank of America NA 1.0000 7 N N N 0.0150 5500000.00 5500000.00 0.0041 N N Y N NEW YORK STATE HFA Housing RB (Clinton Green North) Series 2005A 1.530000% 64986M2T1 5493000LS7KCDB02O506 US64986M2T12 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2038-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0153 50000000.00 50000000.00 0.0370 N N Y N NEW YORK STATE HFA Housing RB (Clinton Green South) Series 2005A 1.530000% 64986M2V6 5493000LS7KCDB02O506 US64986M2V67 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2038-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0153 26000000.00 26000000.00 0.0192 N N Y N NEW YORK STATE HFA Housing RB (Clinton Green) Series 2006A 1.530000% 64986M2W4 5493000LS7KCDB02O506 US64986M2W41 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2038-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0153 8800000.00 8800000.00 0.0065 N N Y N NEW YORK STATE HFA Housing RB (Tribeca Landing) Series 1997A 1.530000% 64986MCB9 5493000LS7KCDB02O506 US64986MCB90 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2029-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0153 18900000.00 18900000.00 0.0140 N N Y N NEW YORK STATE HFA Housing RB (900 8th Avenue) Series 2002A 1.430000% 64986MD44 5493000LS7KCDB02O506 US64986MD440 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2035-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0143 10000000.00 10000000.00 0.0074 N N Y N NEW YORK STATE HFA Housing RB (Theatre Row Tower) Series 2000A 1.530000% 64986MD51 5493000LS7KCDB02O506 US64986MD515 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2032-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0153 25000000.00 25000000.00 0.0185 N N Y N NEW YORK STATE HFA Housing RB (Tribeca Park) Series 1997A 1.510000% 64986MDT9 5493000LS7KCDB02O506 US64986MDT99 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2029-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0151 7600000.00 7600000.00 0.0056 N N Y N NEW YORK STATE HFA Housing RB (Gateway to New Cassel) Series 2006A 1.550000% 64986MF34 5493000LS7KCDB02O506 US64986MF346 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2039-11-01 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0155 5500000.00 5500000.00 0.0041 N N Y N NEW YORK STATE HFA Housing RB (Capitol Green Apts) Series 2006A 1.440000% 64986MJ22 5493000LS7KCDB02O506 US64986MJ223 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2036-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0144 10900000.00 10900000.00 0.0081 N N Y N NEW YORK STATE HFA Housing RB (39th St) Series 2000A 1.530000% 64986MJY2 5493000LS7KCDB02O506 US64986MJY21 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2031-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0153 5300000.00 5300000.00 0.0039 N N Y N NEW YORK STATE HFA Housing RB (Reverend Polite Ave Apts) Series 2005A 1.440000% 64986ML45 5493000LS7KCDB02O506 US64986ML450 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2036-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0144 7435000.00 7435000.00 0.0055 N N Y N NEW YORK STATE HFA Housing RB (250 W 93rd St) Series 2005A 1.540000% 64986MM44 5493000LS7KCDB02O506 US64986MM441 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2038-11-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 7 N N N 0.0154 13805000.00 13805000.00 0.0102 N N Y N NEW YORK STATE HFA Housing RB (Weyant Green Apts) Series 2007A 1.510000% 64986MN27 5493000LS7KCDB02O506 US64986MN274 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2037-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0151 2600000.00 2600000.00 0.0019 N N Y N NEW YORK STATE HFA Housing RB (Chelsea Apartments) Series 2003A 1.480000% 64986MQM0 5493000LS7KCDB02O506 US64986MQM00 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2036-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0148 3145000.00 3145000.00 0.0023 N N Y N NEW YORK STATE HFA Housing RB (W 23rd St) Series 2001A 1.550000% 64986MQV0 5493000LS7KCDB02O506 US64986MQV09 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2033-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0155 9800000.00 9800000.00 0.0073 N N Y N NEW YORK STATE HFA Housing RB (West Village Apts) Series 2008A 1.550000% 64986MS89 5493000LS7KCDB02O506 US64986MS893 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2039-11-01 Y Citibank NA 1.0000 7 N N N 0.0155 5700000.00 5700000.00 0.0042 N N Y N NEW YORK STATE HFA Housing RB (360 W 43rd St) Series 2002A 1.530000% 64986MSG1 5493000LS7KCDB02O506 US64986MSG14 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2033-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0153 23800000.00 23800000.00 0.0176 N N Y N NEW YORK STATE HFA Housing RB (360 W 43rd St) Series 2003A 1.530000% 64986MSH9 5493000LS7KCDB02O506 US64986MSH96 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2033-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0153 13800000.00 13800000.00 0.0102 N N Y N NEW YORK STATE HFA Hsg RB Series 2003A 1.410000% 64986MSJ5 5493000LS7KCDB02O506 US64986MSJ52 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2036-11-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 7 N N N 0.0141 2575000.00 2575000.00 0.0019 N N Y N NEW YORK STATE HFA Housing RB (Rip Van Winkle House) Series 2004A 1.440000% 64986MZN8 5493000LS7KCDB02O506 US64986MZN81 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2034-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0144 10700000.00 10700000.00 0.0079 N N Y N NEW YORK STATE HFA Housing RB (25 Washington St) Series 2010A 1.450000% 64986UFE2 5493000LS7KCDB02O506 US64986UFE29 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2044-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0145 1710000.00 1710000.00 0.0013 N N Y N NEW YORK STATE HFA Housing RB (600 W 42nd St) Series 2008A 1.440000% 64986UMP9 5493000LS7KCDB02O506 US64986UMP92 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0144 12095000.00 12095000.00 0.0090 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 210 1.530000% 6498832X2 549300ZQWNLLIG564027 US6498832X29 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2039-10-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0153 27090000.00 27090000.00 0.0201 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 202 1.680000% 649883T39 549300ZQWNLLIG564027 US649883T391 Variable Rate Demand Note Y 2019-02-01 2019-02-01 2034-10-01 Y JPMorgan Chase Bank NA 1.0000 1 Y N N 0.0168 14000000.00 14000000.00 0.0104 N Y Y N New York State Power Auth CP Series 1&2 1.370000% 64989MWG3 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-02-12 2019-02-12 2019-02-12 N N N 0.0137 3999999.60 3999999.60 0.0030 N N N N New York State Power Auth Extendible CP Series 1 1.840000% 64989VTT9 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2019-03-11 2019-09-06 2019-09-06 N N N 0.0156 5001472.00 5001472.00 0.0037 N N N N New York State Dormitory Auth State Sales Tax RB Series 2014A 5.000000% 64990ACL7 549300C8XO7EXTX2XU71 US64990ACL70 Other Municipal Security Y 2019-03-15 2019-03-15 2019-03-15 N N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0147 652587.00 652587.00 0.0005 N N N N New York State Dormitory Auth State Personal Income Tax RB Series 2016D 5.000000% 64990E5G8 549300C8XO7EXTX2XU71 US64990E5G88 Other Municipal Security Y 2019-02-15 2019-02-15 2019-02-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0146 2002140.00 2002140.00 0.0015 N N N N New York State Dormitory Auth State Personal Income Tax RB Series 2014A 5.000000% 64990ENA1 549300C8XO7EXTX2XU71 US64990ENA19 Other Municipal Security Y 2019-02-15 2019-02-15 2019-02-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0146 6006420.00 6006420.00 0.0044 N N N N New York State Urban Development Corp State Personal Income Tax RB Series 2017C1 5.000000% 6500356C7 54930039Y2EMGXN6LM88 US6500356C72 Other Municipal Security Y 2019-03-15 2019-03-15 2019-03-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0147 6646347.60 6646347.60 0.0049 N N N N New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 1.460000% 650035RU4 54930039Y2EMGXN6LM88 US650035RU48 Tender Option Bond Y 2019-02-07 2019-02-07 2030-09-15 Y Morgan Stanley Bank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0146 5000000.00 5000000.00 0.0037 N N Y N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 3 1.490000% 670656602 549300V4X2BF3UXSCQ58 US6706566022 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2040-12-01 Y Citibank NA 1.0000 7 N N N 0.0149 2700000.00 2700000.00 0.0020 N N Y N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 5 1.470000% 670656875 549300V4X2BF3UXSCQ58 US6706568754 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2046-06-01 Y Toronto-Dominion Bank/The 1.0000 7 N N N 0.0147 40000000.00 40000000.00 0.0296 N N Y N Onondaga Cnty IDA Civic Facility RB (Syracuse Research Corp) Series 1997A 1.480000% 682747AV2 US682747AV22 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2021-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0148 1170000.00 1170000.00 0.0009 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 177th Series 1.460000% 73358WMU5 54930006MR4KZ4W74Z83 US73358WMU52 Tender Option Bond Y 2019-02-07 2019-02-07 2021-01-15 Y Credit Suisse AG 1.0000 7 Y N N 0.0146 1700000.00 1700000.00 0.0013 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 188th Series 5.000000% 73358WVJ0 54930006MR4KZ4W74Z83 US73358WVJ07 Other Municipal Security Y 2019-05-01 2019-05-01 2019-05-01 N N N 0.0177 2015440.00 2015440.00 0.0015 N N N N Port Washington UFSD BAN 2018 4.000000% 735581MZ0 US735581MZ03 Other Municipal Security Y 2019-08-07 2019-08-07 2019-08-07 N N N 0.0165 1012040.00 1012040.00 0.0007 N N N N New York City GO Bonds Fiscal 2012 Series A5 1.460000% 74926Y3G4 549300ABYZD2SFD5JB29 US74926Y3G49 Tender Option Bond Y 2019-02-07 2019-02-07 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0146 14165000.00 14165000.00 0.0105 N N Y N New York City GO Bonds Fiscal 2012 Series D3B 1.460000% 74926Y3L3 549300ABYZD2SFD5JB29 US74926Y3L34 Tender Option Bond Y 2019-02-07 2019-02-07 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0146 13000000.00 13000000.00 0.0096 N N Y N New York City GO Bonds Fiscal 2015 Series F7 1.460000% 74926Y3Q2 549300ABYZD2SFD5JB29 US74926Y3Q21 Tender Option Bond Y 2019-02-07 2019-02-07 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0146 5830000.00 5830000.00 0.0043 N N Y N New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 1998 Series C 1.460000% 74926Y4C2 5493003476LG35QAKM08 US74926Y4C26 Tender Option Bond Y 2019-02-07 2019-02-07 2021-08-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0146 11200000.00 11200000.00 0.0083 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series CC 1.460000% 74934RVR4 549300Q2EHQ6RJPQKP05 US74934RVR47 Tender Option Bond Y 2019-02-07 2019-02-07 2022-11-15 Y Royal Bank of Canada 1.0000 7 Y N N 0.0146 6500000.00 6500000.00 0.0048 N N Y N Ramapo Housing Auth Facilities RB (Spring Valley Homes) Series 2005A 1.530000% 751434AB7 US751434AB76 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2038-12-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0153 400000.00 400000.00 0.0003 N N Y N Rockland Cnty IDA RB (Northern Riverview) Series 1999 1.530000% 773561AD7 US773561AD73 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2029-02-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0153 6065000.00 6065000.00 0.0045 N N Y N Sag Harbor UFSD TAN 2018-2019 3.000000% 786594GP0 US786594GP01 Other Municipal Security Y 2019-06-25 2019-06-25 2019-06-25 N N N 0.0166 7037100.00 7037100.00 0.0052 N N N N Sayville UFSD TAN 2018 3.000000% 805839NA1 US805839NA10 Other Municipal Security Y 2019-06-27 2019-06-27 2019-06-27 N N N 0.0166 9048420.00 9048420.00 0.0067 N N N N South Huntington UFSD TAN 2018-2019 3.000000% 838418UL3 US838418UL34 Other Municipal Security Y 2019-06-27 2019-06-27 2019-06-27 N N N 0.0166 10053800.00 10053800.00 0.0074 N N N N New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 1.460000% 88033LA25 54930039Y2EMGXN6LM88 US88033LA250 Tender Option Bond Y 2019-02-07 2019-02-07 2021-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0146 4665000.00 4665000.00 0.0035 N N Y N New York City GO Bonds Fiscal 2014 Series I1 1.460000% 88033LA41 549300ABYZD2SFD5JB29 US88033LA417 Tender Option Bond Y 2019-02-07 2019-02-07 2022-03-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 2635000.00 2635000.00 0.0020 N N Y N New York City Housing Development Corp M/F Housing RB Series 2009C1 1.460000% 88033LAX7 549300SQWVHKBRF8D702 US88033LAX73 Tender Option Bond Y 2019-02-07 2019-02-07 2029-05-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 10000000.00 10000000.00 0.0074 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2014 Series DD 1.460000% 88033LC80 549300Q2EHQ6RJPQKP05 US88033LC801 Tender Option Bond Y 2019-02-07 2019-02-07 2022-03-19 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 4000000.00 4000000.00 0.0030 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 1.460000% 88033LD48 US88033LD486 Tender Option Bond Y 2019-02-07 2019-02-07 2022-10-20 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 4250000.00 4250000.00 0.0031 N N Y N New York City GO Bonds Fiscal 2009 Series I1 1.460000% 88033LH69 549300ABYZD2SFD5JB29 US88033LH693 Tender Option Bond Y 2019-02-07 2019-02-07 2028-10-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 3000000.00 3000000.00 0.0022 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2008 Series AA&DD & Fiscal 2009 Series FF2&GG1 1.460000% 88033LLF4 549300Q2EHQ6RJPQKP05 US88033LLF49 Tender Option Bond Y 2019-02-07 2019-02-07 2040-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 870000.00 870000.00 0.0006 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 1.460000% 88033LSR1 US88033LSR14 Tender Option Bond Y 2019-02-07 2019-02-07 2022-10-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 1500000.00 1500000.00 0.0011 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013TE 1.460000% 88033LZE2 US88033LZE28 Tender Option Bond Y 2019-02-07 2019-02-07 2021-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 3355000.00 3355000.00 0.0025 N N Y N New York City GO Bonds Fiscal 2010 Series E 1.460000% 88033LZU6 549300ABYZD2SFD5JB29 US88033LZU69 Tender Option Bond Y 2019-02-07 2019-02-07 2019-04-12 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 3445000.00 3445000.00 0.0026 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2009B 1.460000% 88033LZY8 5493000TKYODLXADQD60 US88033LZY81 Tender Option Bond Y 2019-02-07 2019-02-07 2019-07-24 Y JPMorgan Chase Bank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0146 3165000.00 3165000.00 0.0023 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013TE 1.460000% 88033M2A4 US88033M2A40 Tender Option Bond Y 2019-02-07 2019-02-07 2021-11-01 Y Credit Suisse AG 1.0000 7 Y N N 0.0146 24375000.00 24375000.00 0.0180 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2016A 1.460000% 88033ME52 5493000TKYODLXADQD60 US88033ME524 Tender Option Bond Y 2019-02-07 2019-02-07 2024-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 5345000.00 5345000.00 0.0040 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 1.460000% 88033MEU7 5493003476LG35QAKM08 US88033MEU71 Tender Option Bond Y 2019-02-07 2019-02-07 2023-07-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0146 8000000.00 8000000.00 0.0059 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2015E 1.460000% 88033MGE1 549300C8XO7EXTX2XU71 US88033MGE12 Tender Option Bond Y 2019-02-07 2019-02-07 2023-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0146 6250000.00 6250000.00 0.0046 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2016 Series A1 1.460000% 88033MGQ4 5493003476LG35QAKM08 US88033MGQ42 Tender Option Bond Y 2019-02-07 2019-02-07 2023-08-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 1500000.00 1500000.00 0.0011 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2015B 1.460000% 88033MGW1 549300C8XO7EXTX2XU71 US88033MGW10 Tender Option Bond Y 2019-02-07 2019-02-07 2023-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0146 1875000.00 1875000.00 0.0014 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 1.460000% 88033MHQ3 54930006MR4KZ4W74Z83 US88033MHQ33 Tender Option Bond Y 2019-02-07 2019-02-07 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 8500000.00 8500000.00 0.0063 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 1.460000% 88033MJS7 54930006MR4KZ4W74Z83 US88033MJS70 Tender Option Bond Y 2019-02-07 2019-02-07 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 3300000.00 3300000.00 0.0024 N N Y N New York Liberty Development Corp Liberty RB Series 1WTC-2011 1.480000% 88033MK71 US88033MK711 Tender Option Bond Y 2019-02-07 2019-02-07 2019-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y PORT AUTHORITY OF NEW YORK AND NEW JERSEY Corporate Underlier 1.0000 0.0148 5815000.00 5815000.00 0.0043 N N Y N New York State Dormitory Auth State Sales Tax RB Series 2015B 1.460000% 88033MKH9 549300C8XO7EXTX2XU71 US88033MKH96 Tender Option Bond Y 2019-02-07 2019-02-07 2023-09-15 Y Wells Fargo Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0146 5790000.00 5790000.00 0.0043 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 1.460000% 88033ML70 54930039Y2EMGXN6LM88 US88033ML701 Tender Option Bond Y 2019-02-07 2019-02-07 2021-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0146 4700000.00 4700000.00 0.0035 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2010C 1.460000% 88033MTX5 549300QJ33JJW73OQO60 US88033MTX55 Tender Option Bond Y 2019-02-07 2019-02-07 2019-10-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 6600000.00 6600000.00 0.0049 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 1.460000% 88033MYA9 549300Q2EHQ6RJPQKP05 US88033MYA97 Tender Option Bond Y 2019-02-07 2019-02-07 2019-12-19 Y Royal Bank of Canada 1.0000 7 Y N N 0.0146 10515000.00 10515000.00 0.0078 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2009 Series FF 1.460000% 88033SEM2 549300Q2EHQ6RJPQKP05 US88033SEM26 Tender Option Bond Y 2019-02-07 2019-02-07 2040-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 2425000.00 2425000.00 0.0018 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series F 1.460000% 88033SM84 5493003476LG35QAKM08 US88033SM847 Tender Option Bond Y 2019-02-07 2019-02-07 2021-02-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 6480000.00 6480000.00 0.0048 N N Y N New York City GO Bonds Fiscal 2013 Series A1 1.460000% 88033SN42 549300ABYZD2SFD5JB29 US88033SN423 Tender Option Bond Y 2019-02-07 2019-02-07 2020-10-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 3750000.00 3750000.00 0.0028 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 1.460000% 88033SRH9 5493003476LG35QAKM08 US88033SRH93 Tender Option Bond Y 2019-02-07 2019-02-07 2020-02-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0146 5450000.00 5450000.00 0.0040 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2011 Series C 1.460000% 88033UBC2 5493003476LG35QAKM08 US88033UBC27 Tender Option Bond Y 2019-02-07 2019-02-07 2020-04-05 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 1700000.00 1700000.00 0.0013 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2013A 1.460000% 88033UBQ1 549300QJ33JJW73OQO60 US88033UBQ13 Tender Option Bond Y 2019-02-07 2019-02-07 2021-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK ST EFC NYCMWFA PROG Corporate Underlier 1.0000 0.0146 2500000.00 2500000.00 0.0019 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 1.460000% 88033UC56 549300Q2EHQ6RJPQKP05 US88033UC562 Tender Option Bond Y 2019-02-07 2019-02-07 2024-12-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0146 2800000.00 2800000.00 0.0021 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2013A 1.460000% 88033UCA5 549300C8XO7EXTX2XU71 US88033UCA51 Tender Option Bond Y 2019-02-07 2019-02-07 2021-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0146 2000000.00 2000000.00 0.0015 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2013 Series DD 1.460000% 88033UCE7 549300Q2EHQ6RJPQKP05 US88033UCE73 Tender Option Bond Y 2019-02-07 2019-02-07 2021-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 4715000.00 4715000.00 0.0035 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 198th Series 1.460000% 88033UKZ1 54930006MR4KZ4W74Z83 US88033UKZ11 Tender Option Bond Y 2019-02-07 2019-02-07 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 3055000.00 3055000.00 0.0023 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 197th Series 1.510000% 88033UNC9 54930006MR4KZ4W74Z83 US88033UNC98 Tender Option Bond Y 2019-02-07 2019-02-07 2024-11-15 Y Barclays Bank PLC 1.0000 7 Y N N 0.0151 4765000.00 4765000.00 0.0035 N N Y N New York City GO Bonds Fiscal 2017 Series A1 1.460000% 88033UWW5 549300ABYZD2SFD5JB29 US88033UWW51 Tender Option Bond Y 2019-02-07 2019-02-07 2024-08-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 16000000.00 16000000.00 0.0118 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2016B-1 1.460000% 88033UXD6 5493000TKYODLXADQD60 US88033UXD61 Tender Option Bond Y 2019-02-07 2019-02-07 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 3335000.00 3335000.00 0.0025 N N Y N Triborough Bridge & Tunnel Auth General Refunding RB Series 2017B 1.460000% 88033UYR4 54930020ZN4LQF7K3456 US88033UYR49 Tender Option Bond Y 2019-02-07 2019-02-07 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 4195000.00 4195000.00 0.0031 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2017 Series B1 1.460000% 88033Y5Y3 5493003476LG35QAKM08 US88033Y5Y36 Tender Option Bond Y 2019-02-07 2019-02-07 2024-08-01 Y Citibank NA 1.0000 7 Y N N 0.0146 3000000.00 3000000.00 0.0022 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 1.480000% 88033YPZ8 54930006MR4KZ4W74Z83 US88033YPZ87 Tender Option Bond Y 2019-02-07 2019-02-07 2025-05-15 Y Citibank NA 1.0000 7 Y N N 0.0148 2500000.00 2500000.00 0.0019 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2016B-1 1.460000% 88033YSA0 5493000TKYODLXADQD60 US88033YSA00 Tender Option Bond Y 2019-02-07 2019-02-07 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 3980000.00 3980000.00 0.0029 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 205th Series 1.460000% 88033YWM9 54930006MR4KZ4W74Z83 US88033YWM91 Tender Option Bond Y 2019-02-07 2019-02-07 2025-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0146 3000000.00 3000000.00 0.0022 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 1.500000% 88034M7P5 54930006MR4KZ4W74Z83 US88034M7P53 Tender Option Bond Y 2019-02-07 2019-02-07 2025-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0150 2000000.00 2000000.00 0.0015 N N Y N New York City Housing Development Corp M/F Housing RB Series 2018C1 1.450000% 88034MN93 549300SQWVHKBRF8D702 US88034MN937 Tender Option Bond Y 2019-02-07 2019-02-07 2048-11-01 Y Bank of America NA 1.0000 7 Y N N 0.0145 3750000.00 3750000.00 0.0028 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2018A 1.460000% 88034MXE1 54930020ZN4LQF7K3456 US88034MXE10 Tender Option Bond Y 2019-02-07 2019-02-07 2026-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 4715000.00 4715000.00 0.0035 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2019A 1.450000% 88034N4F8 54930039Y2EMGXN6LM88 US88034N4F80 Tender Option Bond Y 2019-02-07 2019-02-07 2026-09-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0145 3330000.00 3330000.00 0.0025 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2019A 1.450000% 88034N4H4 54930039Y2EMGXN6LM88 US88034N4H47 Tender Option Bond Y 2019-02-07 2019-02-07 2026-09-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0145 4760000.00 4760000.00 0.0035 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2019A 1.450000% 88034N4K7 54930039Y2EMGXN6LM88 US88034N4K75 Tender Option Bond Y 2019-02-07 2019-02-07 2026-09-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0145 3210000.00 3210000.00 0.0024 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2017 Series F1 1.450000% 88034N5T7 5493003476LG35QAKM08 US88034N5T75 Tender Option Bond Y 2019-02-07 2019-02-07 2025-05-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0145 3870000.00 3870000.00 0.0029 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2018 Series AA 1.450000% 88034NCP7 549300Q2EHQ6RJPQKP05 US88034NCP78 Tender Option Bond Y 2019-02-07 2019-02-07 2025-06-15 Y Bank of America NA 1.0000 7 Y N N 0.0145 2515000.00 2515000.00 0.0019 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 211th Series 1.450000% 88034NME1 54930006MR4KZ4W74Z83 US88034NME12 Tender Option Bond Y 2019-02-07 2019-02-07 2026-09-01 Y Bank of America NA 1.0000 7 Y N N 0.0145 2910000.00 2910000.00 0.0022 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2017C-2 1.450000% 88034NN59 54930020ZN4LQF7K3456 US88034NN596 Tender Option Bond Y 2019-02-07 2019-02-07 2025-11-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0145 9780000.00 9780000.00 0.0072 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2018A 1.450000% 88034NP99 54930039Y2EMGXN6LM88 US88034NP997 Tender Option Bond Y 2019-02-07 2019-02-07 2026-10-01 Y Bank of America NA 1.0000 7 Y N N 0.0145 5600000.00 5600000.00 0.0041 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2018A 1.460000% 88034NR22 54930039Y2EMGXN6LM88 US88034NR225 Tender Option Bond Y 2019-02-07 2019-02-07 2026-09-15 Y Bank of America NA 1.0000 7 Y N N 0.0146 4330000.00 4330000.00 0.0032 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2018 Series C 1.450000% 88034NVD3 5493003476LG35QAKM08 US88034NVD38 Tender Option Bond Y 2019-02-07 2019-02-07 2026-05-01 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0145 4200000.00 4200000.00 0.0031 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2019 Series S3 1.450000% 88034NVH4 5493003476LG35QAKM08 US88034NVH42 Tender Option Bond Y 2019-02-07 2019-02-07 2026-07-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0145 6900000.00 6900000.00 0.0051 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2018 Series B & A3 1.450000% 88034NVK7 5493003476LG35QAKM08 US88034NVK70 Tender Option Bond Y 2019-02-07 2019-02-07 2025-08-01 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0145 7250000.00 7250000.00 0.0054 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2018A 1.450000% 88034NW59 549300C8XO7EXTX2XU71 US88034NW597 Tender Option Bond Y 2019-02-07 2019-02-07 2024-09-15 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0145 5000000.00 5000000.00 0.0037 N N Y N New York State Dormitory Auth State Sales Tax RB Series 2017 1.450000% 88034NZT4 549300C8XO7EXTX2XU71 US88034NZT44 Tender Option Bond Y 2019-02-07 2019-02-07 2025-03-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0145 5625000.00 5625000.00 0.0042 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2013C 1.460000% 89602NZ23 54930020ZN4LQF7K3456 US89602NZ239 Tender Option Bond Y 2019-02-07 2019-02-07 2021-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0146 6665000.00 6665000.00 0.0049 N N Y N Warren & Washington Cnty IDA Civic Facility RB (The Glen at Hiland Meadows) Series 2000 1.340000% 934651AA8 US934651AA83 Variable Rate Demand Note Y 2019-02-07 2019-02-07 2030-12-15 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0134 7810000.00 7810000.00 0.0058 N N Y N Westchester Cnty TAN Series 2019A 2.250000% 95736U6E9 US95736U6E93 Other Municipal Security Y 2019-05-28 2019-05-28 2019-05-28 N N N 0.0151 26061620.00 26061620.00 0.0193 N N N N The Charles Schwab Family of Funds 2019-02-07 Mark Fischer Mark Fischer Chief Financial Officer