0001145549-19-002632.txt : 20190207
0001145549-19-002632.hdr.sgml : 20190207
20190207151534
ACCESSION NUMBER: 0001145549-19-002632
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190131
FILED AS OF DATE: 20190207
DATE AS OF CHANGE: 20190207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 19574929
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York Municipal Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Investor Shares
SWYXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2019-01-31
0000857156
549300I77JNLD629OV19
S000004513
2
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
DST Asset Manager Solutions, Inc.
0000275143
084-00896
N
N
N
Single State
Y
26
30
1155921749.54
1184908206.10
1114234711.18
1143000084.04
0.00
0.8592
0.8546
0.8139
0.8094
0.0000
2724.94
1358073651.00
1357908414.26
4469082.65
11433887.33
1350946334.52
1350682395.4340
1.0000
0.0144
1.0003
1.0003
1.0003
1.0003
0.0000
C000012394
0.00
184734582.46
184687299.5700
1.0003
1.0004
1.0004
1.0004
0.0000
39040966.99
81089851.41
9160758.41
30098941.09
33855139.00
22423839.85
28518078.74
18369355.01
0.00
0.00
102008165.93
162745864.03
0.0084
Y
Investment Advisor and its affiliates Contractual 2,643
C000012395
0.00
1166211752.06
1165995095.8640
1.0003
1.0003
1.0003
1.0003
0.0000
66659854.78
24492976.41
58958808.67
23515600.34
35501507.49
40465851.24
24130684.79
26223579.04
0.00
0.00
186315430.80
135382089.41
0.0109
Y
Investment Advisor and its affiliates Contractual 160,368
Albany IDA
Sr Housing RB (South Mall Towers ) Series 2003A 1.550000%
01244PAA6
US01244PAA66
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2035-08-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0155
6020000.00
6020000.00
0.0045
N
N
Y
N
Amityville UFSD
TAN 2018-2019 3.500000%
031645HE7
US031645HE78
Other Municipal Security
Y
2019-06-21
2019-06-21
2019-06-21
N
N
N
0.0169
11076670.00
11076670.00
0.0082
N
N
N
N
Central Islip UFSD
TAN 2018-2019 3.500000%
153753LC0
US153753LC09
Other Municipal Security
Y
2019-06-27
2019-06-27
2019-06-27
N
N
N
0.0171
9064710.00
9064710.00
0.0067
N
N
N
N
Metropolitan Transportation Auth
Transportation RB Series 2006B 1.470000%
18886PD36
5493000TKYODLXADQD60
US18886PD368
Tender Option Bond
Y
2019-02-07
2019-02-07
2026-09-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
N
N
N
0.0147
25615000.00
25615000.00
0.0190
N
N
Y
N
New York State Dormitory Auth
RB (St. John's Univ) Series 2007C 1.470000%
18886PUB9
549300C8XO7EXTX2XU71
US18886PUB92
Tender Option Bond
Y
2019-02-07
2019-02-07
2025-07-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
N
N
N
0.0147
26020000.00
26020000.00
0.0193
N
N
Y
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2011 1.480000%
196220AA5
US196220AA57
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0148
9285000.00
9285000.00
0.0069
N
N
Y
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2013 1.480000%
196220AB3
US196220AB31
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0148
11410000.00
11410000.00
0.0084
N
N
Y
N
Columbia Cnty IDA
Civic Facility RB (Columbia Memorial Hospital) Series 2008A 1.460000%
197511AR9
US197511AR96
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2033-07-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0146
1155000.00
1155000.00
0.0009
N
N
Y
N
Deer Park UFSD
TAN 2018-2019 3.000000%
244068HA3
US244068HA38
Other Municipal Security
Y
2019-06-25
2019-06-25
2019-06-25
N
N
N
0.0176
10049000.00
10049000.00
0.0074
N
N
N
N
East Greenbush Central SD
BAN 2019B 3.500000%
272556MP3
US272556MP34
Other Municipal Security
Y
2020-02-07
2020-02-07
2020-02-07
N
N
N
0.0186
10308536.57
10308536.57
0.0076
N
N
N
N
East Islip UFSD
TAN 2018 3.000000%
273173KS2
US273173KS26
Other Municipal Security
Y
2019-06-28
2019-06-28
2019-06-28
N
N
N
0.0167
12064560.00
12064560.00
0.0089
N
N
N
N
East Islip UFSD
BAN 2018 3.000000%
273173KU7
US273173KU71
Other Municipal Security
Y
2019-10-10
2019-10-10
2019-10-10
N
N
N
0.0171
10088200.00
10088200.00
0.0075
N
N
N
N
East Rochester Hsg Auth
Housing RB (Park Ridge Nursing Home) Series 2008 1.480000%
274722DX2
US274722DX22
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2041-01-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0148
12010000.00
12010000.00
0.0089
N
N
Y
N
New York State Dormitory Auth
RB (New York Univ) Series 2017A 1.560000%
27884F2K5
549300C8XO7EXTX2XU71
US27884F2K59
Tender Option Bond
Y
2019-02-07
2019-02-21
2037-07-01
N
N
Y
New York University
Corporate Underlier
1.0000
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0156
4330476.30
4330476.30
0.0032
N
N
N
Y
New York City
GO Bonds Fiscal 2018 Series B1 1.560000%
27884F4H0
549300ABYZD2SFD5JB29
US27884F4H03
Tender Option Bond
Y
2019-02-07
2019-04-18
2040-10-01
N
N
Y
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0156
4880390.40
4880390.40
0.0036
N
N
N
Y
Erie Cnty IDA
IDRB (Hydro-Air Components) Series 2006 1.500000%
295088FP8
US295088FP80
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2026-04-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0150
3985000.00
3985000.00
0.0029
N
N
Y
N
Franklin Cnty Civic Development Corp
RB (Alice Hyde Medical Center) Series 2013A 1.460000%
35313PAA0
US35313PAA03
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2038-10-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0146
7720000.00
7720000.00
0.0057
N
N
Y
N
Half Hollow Hills CSD
TAN 2018-2019 3.000000%
405684LM1
US405684LM13
Other Municipal Security
Y
2019-06-27
2019-06-27
2019-06-27
N
N
N
0.0167
12064320.00
12064320.00
0.0089
N
N
N
N
Lancaster IDA
IDRB (Sealing Devices) Series 2016 1.480000%
514226AF6
US514226AF68
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2037-01-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0148
3100000.00
3100000.00
0.0023
N
N
Y
N
Lancaster IDA
Civic Facility RB (GreenField Manor) Series 2000 1.390000%
514502AA1
US514502AA19
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2032-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0139
12400000.00
12400000.00
0.0092
N
N
Y
N
Lancaster IDA
IDRB (Sealing Devices) Series 2007 1.500000%
514509AA6
US514509AA61
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2027-12-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0150
1345000.00
1345000.00
0.0010
N
N
Y
N
Liverpool CSD
BAN 2018 3.000000%
538361SD9
US538361SD98
Other Municipal Security
Y
2019-06-28
2019-06-28
2019-06-28
N
N
N
0.0175
12563125.00
12563125.00
0.0093
N
N
N
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 1.460000%
59259NT78
5493000TKYODLXADQD60
US59259NT781
Tender Option Bond
Y
2019-02-07
2019-02-07
2020-05-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
6665000.00
6665000.00
0.0049
N
N
Y
N
Monroe Cnty IDA
Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 1.480000%
610752CW5
US610752CW55
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2035-04-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0148
17320000.00
17320000.00
0.0128
N
N
Y
N
New York City
GO Bonds Fiscal 2009 Series H1 1.460000%
64966HHH6
549300ABYZD2SFD5JB29
US64966HHH66
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-03-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
15000000.00
15000000.00
0.0111
N
N
Y
N
New York City
GO Bonds Fiscal 2009 Series J1 1.460000%
64966HMA5
549300ABYZD2SFD5JB29
US64966HMA58
Tender Option Bond
Y
2019-02-07
2019-02-07
2036-05-15
Y
Citibank NA
1.0000
7
Y
N
N
0.0146
10535000.00
10535000.00
0.0078
N
N
Y
N
New York City
GO Bonds Fiscal 2005 Series C3 1.450000%
64966HMG2
549300ABYZD2SFD5JB29
US64966HMG29
Tender Option Bond
Y
2019-02-07
2019-02-07
2019-02-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0145
8700000.00
8700000.00
0.0064
N
N
Y
N
New York City
GO Bonds Fiscal 2012 Series G6 1.650000%
64966JE77
549300ABYZD2SFD5JB29
US64966JE776
Variable Rate Demand Note
Y
2019-02-01
2019-02-01
2042-04-01
Y
Mizuho Bank Ltd
1.0000
1
N
N
N
0.0165
655000.00
655000.00
0.0005
N
Y
Y
N
New York City
GO Bonds Fiscal 2012 Series D1 1.460000%
64966K6J7
549300ABYZD2SFD5JB29
US64966K6J73
Tender Option Bond
Y
2019-02-07
2019-02-07
2019-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
2500000.00
2500000.00
0.0019
N
N
Y
N
New York City
GO Bonds Fiscal 2013 Series D&E 1.460000%
64966KNG4
549300ABYZD2SFD5JB29
US64966KNG49
Tender Option Bond
Y
2019-02-07
2019-02-07
2020-08-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0146
3580000.00
3580000.00
0.0026
N
N
Y
N
New York City
GO Bonds Fiscal 2014 Series A1 1.460000%
64966KT60
549300ABYZD2SFD5JB29
US64966KT608
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-08-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0146
8000000.00
8000000.00
0.0059
N
N
Y
N
New York City
GO Bonds Fiscal 2013 Series F1 1.460000%
64966KWR0
549300ABYZD2SFD5JB29
US64966KWR03
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-03-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
7
Y
N
N
0.0146
7300000.00
7300000.00
0.0054
N
N
Y
N
New York City
GO Bonds Fiscal 2017 Series A5 1.680000%
64966MGC7
549300ABYZD2SFD5JB29
US64966MGC73
Variable Rate Demand Note
Y
2019-02-01
2019-02-01
2044-08-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
1
Y
N
N
0.0168
8000000.00
8000000.00
0.0059
N
Y
Y
N
New York City
GO Bonds Fiscal 2019 Series D 1.630000%
64966ML98
549300ABYZD2SFD5JB29
US64966ML981
Variable Rate Demand Note
Y
2019-02-01
2019-02-01
2047-12-01
Y
Barclays Bank PLC
1.0000
1
Y
N
N
0.0163
19895000.00
19895000.00
0.0147
N
Y
Y
N
New York City
GO Bonds Fiscal 2012 Series D-3A 1.650000%
64966MSF7
549300ABYZD2SFD5JB29
US64966MSF76
Variable Rate Demand Note
Y
2019-02-01
2019-02-01
2039-10-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
1
Y
N
N
0.0165
1325000.00
1325000.00
0.0010
N
Y
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Susan's Court) Series 2007A 1.450000%
64966TAZ7
549300SQWVHKBRF8D702
US64966TAZ75
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2039-11-01
Y
Citibank NA
1.0000
7
N
N
N
0.0145
2400000.00
2400000.00
0.0018
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Las Casas) Series 2008A 1.460000%
64966TBK9
549300SQWVHKBRF8D702
US64966TBK97
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2040-10-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0146
19200000.00
19200000.00
0.0142
N
N
Y
N
New York City Housing Development Corp
M/F Rental Housing RB (Westport) Series 2004A 1.440000%
64970HBA1
549300SQWVHKBRF8D702
US64970HBA14
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2034-06-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0144
25000000.00
25000000.00
0.0185
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Parkview Apts) Series 2004A 1.530000%
64970VCD3
549300SQWVHKBRF8D702
US64970VCD38
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2036-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0153
5935000.00
5935000.00
0.0044
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (1090 Franklin Ave Apts) 2005A 1.450000%
64970VDG5
549300SQWVHKBRF8D702
US64970VDG59
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2037-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0145
2320000.00
2320000.00
0.0017
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2012 Series F1 1.460000%
64971Q6S7
5493003476LG35QAKM08
US64971Q6S79
Tender Option Bond
Y
2019-02-07
2019-02-07
2020-05-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
7500000.00
7500000.00
0.0056
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2012 Series F1 1.460000%
64971Q6W8
5493003476LG35QAKM08
US64971Q6W81
Tender Option Bond
Y
2019-02-07
2019-02-07
2020-05-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
3400000.00
3400000.00
0.0025
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2012 Series D1 1.460000%
64971QRZ8
5493003476LG35QAKM08
US64971QRZ80
Tender Option Bond
Y
2019-02-07
2019-02-07
2019-11-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0146
4000000.00
4000000.00
0.0030
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2014 Series A1 1.460000%
64971WGY0
5493003476LG35QAKM08
US64971WGY03
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
5780000.00
5780000.00
0.0043
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2015 Series E4 1.600000%
64971WUM0
5493003476LG35QAKM08
US64971WUM09
Variable Rate Demand Note
Y
2019-02-01
2019-02-01
2045-02-01
Y
Bank of America NA
1.0000
1
Y
N
N
0.0160
1680000.00
1680000.00
0.0012
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2011 Series EE 1.460000%
64972GCZ5
549300Q2EHQ6RJPQKP05
US64972GCZ54
Tender Option Bond
Y
2019-02-07
2019-02-07
2019-06-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
6175000.00
6175000.00
0.0046
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB1A 1.650000%
64972GMJ0
549300Q2EHQ6RJPQKP05
US64972GMJ03
Variable Rate Demand Note
Y
2019-02-01
2019-02-01
2049-06-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
Y
N
N
0.0165
5550000.00
5550000.00
0.0041
N
Y
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB1B 1.650000%
64972GMK7
549300Q2EHQ6RJPQKP05
US64972GMK75
Variable Rate Demand Note
Y
2019-02-01
2019-02-01
2049-06-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
1
Y
N
N
0.0165
1345000.00
1345000.00
0.0010
N
Y
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2012 Series S1A 1.460000%
64972HUN0
5493003476LG35QAKM08
US64972HUN06
Tender Option Bond
Y
2019-02-07
2019-02-07
2019-07-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0146
5625000.00
5625000.00
0.0042
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2013 Series S1 1.460000%
64972HUQ3
5493003476LG35QAKM08
US64972HUQ37
Tender Option Bond
Y
2019-02-07
2019-02-07
2020-07-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0146
12500000.00
12500000.00
0.0093
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S1 1.460000%
64972HWC2
5493003476LG35QAKM08
US64972HWC23
Tender Option Bond
Y
2019-02-07
2019-02-07
2023-01-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0146
4000000.00
4000000.00
0.0030
N
N
Y
N
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B1 1.430000%
64972RAJ9
US64972RAJ95
Other Municipal Security
Y
2019-02-07
2019-10-11
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0159
6000240.00
6000240.00
0.0044
N
N
N
N
New York City Trust for Cultural Resources
RB (American Museum of Natural History) Series 2014B2 1.450000%
64972SAM0
US64972SAM08
Other Municipal Security
Y
2019-02-07
2019-07-09
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0155
15000150.00
15000150.00
0.0111
N
N
N
N
New York State Dormitory Auth
CP (Cornell Univ) 1.950000%
64983LWV8
549300C8XO7EXTX2XU71
Non-Financial Company Commercial Paper
Y
2019-02-26
2019-02-26
2019-02-26
N
N
Y
Cornell University
Corporate Underlier
1.0000
0.0168
14892714.45
14892714.45
0.0110
N
N
N
N
New York State Dormitory Auth
CP (Cornell Univ) 1.950000%
64983LWW6
549300C8XO7EXTX2XU71
Non-Financial Company Commercial Paper
Y
2019-03-05
2019-03-05
2019-03-05
N
N
Y
Cornell University
Corporate Underlier
1.0000
0.0169
19004233.20
19004233.20
0.0141
N
N
N
N
New York State Dormitory Auth
State Sales Tax RB Series 2014A 1.460000%
64983PA84
549300C8XO7EXTX2XU71
US64983PA842
Tender Option Bond
Y
2019-02-07
2019-02-07
2022-03-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0146
3300000.00
3300000.00
0.0024
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 1.460000%
64983PZE4
549300C8XO7EXTX2XU71
US64983PZE41
Tender Option Bond
Y
2019-02-07
2019-02-07
2019-03-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0146
2000000.00
2000000.00
0.0015
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 1.460000%
64983PZY0
549300C8XO7EXTX2XU71
US64983PZY05
Tender Option Bond
Y
2019-02-07
2019-02-07
2019-09-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0146
5935000.00
5935000.00
0.0044
N
N
Y
N
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A3 1.390000%
64984EDH5
US64984EDH53
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2039-05-01
Y
Mizuho Bank Ltd
1.0000
7
N
N
N
0.0139
4700000.00
4700000.00
0.0035
N
N
Y
N
New York State Power Auth
CP Series 2 1.620000%
64985NGT5
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-05-09
2019-05-09
2019-05-09
N
N
N
0.0163
18359456.54
18359456.54
0.0136
N
N
N
N
New York State Power Auth
CP Series2 1.380000%
64985NGU2
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-03-06
2019-03-06
2019-03-06
N
N
N
0.0141
18099482.34
18099482.34
0.0134
N
N
N
N
NEW YORK STATE HFA
Service Contract Refunding RB Series 2003 M2 1.500000%
64986BBF5
5493000LS7KCDB02O506
US64986BBF58
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2021-09-15
Y
Bank of America NA
1.0000
7
N
N
N
0.0150
5500000.00
5500000.00
0.0041
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Clinton Green North) Series 2005A 1.530000%
64986M2T1
5493000LS7KCDB02O506
US64986M2T12
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2038-11-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0153
50000000.00
50000000.00
0.0370
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Clinton Green South) Series 2005A 1.530000%
64986M2V6
5493000LS7KCDB02O506
US64986M2V67
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2038-11-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0153
26000000.00
26000000.00
0.0192
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Clinton Green) Series 2006A 1.530000%
64986M2W4
5493000LS7KCDB02O506
US64986M2W41
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2038-11-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0153
8800000.00
8800000.00
0.0065
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Tribeca Landing) Series 1997A 1.530000%
64986MCB9
5493000LS7KCDB02O506
US64986MCB90
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2029-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0153
18900000.00
18900000.00
0.0140
N
N
Y
N
NEW YORK STATE HFA
Housing RB (900 8th Avenue) Series 2002A 1.430000%
64986MD44
5493000LS7KCDB02O506
US64986MD440
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2035-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0143
10000000.00
10000000.00
0.0074
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Theatre Row Tower) Series 2000A 1.530000%
64986MD51
5493000LS7KCDB02O506
US64986MD515
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2032-11-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0153
25000000.00
25000000.00
0.0185
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Tribeca Park) Series 1997A 1.510000%
64986MDT9
5493000LS7KCDB02O506
US64986MDT99
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2029-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0151
7600000.00
7600000.00
0.0056
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Gateway to New Cassel) Series 2006A 1.550000%
64986MF34
5493000LS7KCDB02O506
US64986MF346
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2039-11-01
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0155
5500000.00
5500000.00
0.0041
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Capitol Green Apts) Series 2006A 1.440000%
64986MJ22
5493000LS7KCDB02O506
US64986MJ223
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2036-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0144
10900000.00
10900000.00
0.0081
N
N
Y
N
NEW YORK STATE HFA
Housing RB (39th St) Series 2000A 1.530000%
64986MJY2
5493000LS7KCDB02O506
US64986MJY21
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2031-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0153
5300000.00
5300000.00
0.0039
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Reverend Polite Ave Apts) Series 2005A 1.440000%
64986ML45
5493000LS7KCDB02O506
US64986ML450
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2036-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0144
7435000.00
7435000.00
0.0055
N
N
Y
N
NEW YORK STATE HFA
Housing RB (250 W 93rd St) Series 2005A 1.540000%
64986MM44
5493000LS7KCDB02O506
US64986MM441
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2038-11-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0154
13805000.00
13805000.00
0.0102
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Weyant Green Apts) Series 2007A 1.510000%
64986MN27
5493000LS7KCDB02O506
US64986MN274
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2037-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0151
2600000.00
2600000.00
0.0019
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Chelsea Apartments) Series 2003A 1.480000%
64986MQM0
5493000LS7KCDB02O506
US64986MQM00
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2036-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0148
3145000.00
3145000.00
0.0023
N
N
Y
N
NEW YORK STATE HFA
Housing RB (W 23rd St) Series 2001A 1.550000%
64986MQV0
5493000LS7KCDB02O506
US64986MQV09
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2033-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0155
9800000.00
9800000.00
0.0073
N
N
Y
N
NEW YORK STATE HFA
Housing RB (West Village Apts) Series 2008A 1.550000%
64986MS89
5493000LS7KCDB02O506
US64986MS893
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2039-11-01
Y
Citibank NA
1.0000
7
N
N
N
0.0155
5700000.00
5700000.00
0.0042
N
N
Y
N
NEW YORK STATE HFA
Housing RB (360 W 43rd St) Series 2002A 1.530000%
64986MSG1
5493000LS7KCDB02O506
US64986MSG14
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2033-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0153
23800000.00
23800000.00
0.0176
N
N
Y
N
NEW YORK STATE HFA
Housing RB (360 W 43rd St) Series 2003A 1.530000%
64986MSH9
5493000LS7KCDB02O506
US64986MSH96
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2033-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0153
13800000.00
13800000.00
0.0102
N
N
Y
N
NEW YORK STATE HFA
Hsg RB Series 2003A 1.410000%
64986MSJ5
5493000LS7KCDB02O506
US64986MSJ52
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2036-11-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0141
2575000.00
2575000.00
0.0019
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Rip Van Winkle House) Series 2004A 1.440000%
64986MZN8
5493000LS7KCDB02O506
US64986MZN81
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2034-11-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0144
10700000.00
10700000.00
0.0079
N
N
Y
N
NEW YORK STATE HFA
Housing RB (25 Washington St) Series 2010A 1.450000%
64986UFE2
5493000LS7KCDB02O506
US64986UFE29
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2044-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0145
1710000.00
1710000.00
0.0013
N
N
Y
N
NEW YORK STATE HFA
Housing RB (600 W 42nd St) Series 2008A 1.440000%
64986UMP9
5493000LS7KCDB02O506
US64986UMP92
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2041-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0144
12095000.00
12095000.00
0.0090
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 210 1.530000%
6498832X2
549300ZQWNLLIG564027
US6498832X29
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2039-10-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0153
27090000.00
27090000.00
0.0201
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 202 1.680000%
649883T39
549300ZQWNLLIG564027
US649883T391
Variable Rate Demand Note
Y
2019-02-01
2019-02-01
2034-10-01
Y
JPMorgan Chase Bank NA
1.0000
1
Y
N
N
0.0168
14000000.00
14000000.00
0.0104
N
Y
Y
N
New York State Power Auth
CP Series 1&2 1.370000%
64989MWG3
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-02-12
2019-02-12
2019-02-12
N
N
N
0.0137
3999999.60
3999999.60
0.0030
N
N
N
N
New York State Power Auth
Extendible CP Series 1 1.840000%
64989VTT9
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2019-03-11
2019-09-06
2019-09-06
N
N
N
0.0156
5001472.00
5001472.00
0.0037
N
N
N
N
New York State Dormitory Auth
State Sales Tax RB Series 2014A 5.000000%
64990ACL7
549300C8XO7EXTX2XU71
US64990ACL70
Other Municipal Security
Y
2019-03-15
2019-03-15
2019-03-15
N
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0147
652587.00
652587.00
0.0005
N
N
N
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2016D 5.000000%
64990E5G8
549300C8XO7EXTX2XU71
US64990E5G88
Other Municipal Security
Y
2019-02-15
2019-02-15
2019-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0146
2002140.00
2002140.00
0.0015
N
N
N
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2014A 5.000000%
64990ENA1
549300C8XO7EXTX2XU71
US64990ENA19
Other Municipal Security
Y
2019-02-15
2019-02-15
2019-02-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0146
6006420.00
6006420.00
0.0044
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2017C1 5.000000%
6500356C7
54930039Y2EMGXN6LM88
US6500356C72
Other Municipal Security
Y
2019-03-15
2019-03-15
2019-03-15
N
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0147
6646347.60
6646347.60
0.0049
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 1.460000%
650035RU4
54930039Y2EMGXN6LM88
US650035RU48
Tender Option Bond
Y
2019-02-07
2019-02-07
2030-09-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0146
5000000.00
5000000.00
0.0037
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 3 1.490000%
670656602
549300V4X2BF3UXSCQ58
US6706566022
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2040-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0149
2700000.00
2700000.00
0.0020
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 5 1.470000%
670656875
549300V4X2BF3UXSCQ58
US6706568754
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2046-06-01
Y
Toronto-Dominion Bank/The
1.0000
7
N
N
N
0.0147
40000000.00
40000000.00
0.0296
N
N
Y
N
Onondaga Cnty IDA
Civic Facility RB (Syracuse Research Corp) Series 1997A 1.480000%
682747AV2
US682747AV22
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2021-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0148
1170000.00
1170000.00
0.0009
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 177th Series 1.460000%
73358WMU5
54930006MR4KZ4W74Z83
US73358WMU52
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-01-15
Y
Credit Suisse AG
1.0000
7
Y
N
N
0.0146
1700000.00
1700000.00
0.0013
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 188th Series 5.000000%
73358WVJ0
54930006MR4KZ4W74Z83
US73358WVJ07
Other Municipal Security
Y
2019-05-01
2019-05-01
2019-05-01
N
N
N
0.0177
2015440.00
2015440.00
0.0015
N
N
N
N
Port Washington UFSD
BAN 2018 4.000000%
735581MZ0
US735581MZ03
Other Municipal Security
Y
2019-08-07
2019-08-07
2019-08-07
N
N
N
0.0165
1012040.00
1012040.00
0.0007
N
N
N
N
New York City
GO Bonds Fiscal 2012 Series A5 1.460000%
74926Y3G4
549300ABYZD2SFD5JB29
US74926Y3G49
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0146
14165000.00
14165000.00
0.0105
N
N
Y
N
New York City
GO Bonds Fiscal 2012 Series D3B 1.460000%
74926Y3L3
549300ABYZD2SFD5JB29
US74926Y3L34
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0146
13000000.00
13000000.00
0.0096
N
N
Y
N
New York City
GO Bonds Fiscal 2015 Series F7 1.460000%
74926Y3Q2
549300ABYZD2SFD5JB29
US74926Y3Q21
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-07-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0146
5830000.00
5830000.00
0.0043
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 1998 Series C 1.460000%
74926Y4C2
5493003476LG35QAKM08
US74926Y4C26
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-08-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0146
11200000.00
11200000.00
0.0083
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series CC 1.460000%
74934RVR4
549300Q2EHQ6RJPQKP05
US74934RVR47
Tender Option Bond
Y
2019-02-07
2019-02-07
2022-11-15
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0146
6500000.00
6500000.00
0.0048
N
N
Y
N
Ramapo Housing Auth
Facilities RB (Spring Valley Homes) Series 2005A 1.530000%
751434AB7
US751434AB76
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2038-12-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0153
400000.00
400000.00
0.0003
N
N
Y
N
Rockland Cnty IDA
RB (Northern Riverview) Series 1999 1.530000%
773561AD7
US773561AD73
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2029-02-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0153
6065000.00
6065000.00
0.0045
N
N
Y
N
Sag Harbor UFSD
TAN 2018-2019 3.000000%
786594GP0
US786594GP01
Other Municipal Security
Y
2019-06-25
2019-06-25
2019-06-25
N
N
N
0.0166
7037100.00
7037100.00
0.0052
N
N
N
N
Sayville UFSD
TAN 2018 3.000000%
805839NA1
US805839NA10
Other Municipal Security
Y
2019-06-27
2019-06-27
2019-06-27
N
N
N
0.0166
9048420.00
9048420.00
0.0067
N
N
N
N
South Huntington UFSD
TAN 2018-2019 3.000000%
838418UL3
US838418UL34
Other Municipal Security
Y
2019-06-27
2019-06-27
2019-06-27
N
N
N
0.0166
10053800.00
10053800.00
0.0074
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 1.460000%
88033LA25
54930039Y2EMGXN6LM88
US88033LA250
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0146
4665000.00
4665000.00
0.0035
N
N
Y
N
New York City
GO Bonds Fiscal 2014 Series I1 1.460000%
88033LA41
549300ABYZD2SFD5JB29
US88033LA417
Tender Option Bond
Y
2019-02-07
2019-02-07
2022-03-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
2635000.00
2635000.00
0.0020
N
N
Y
N
New York City Housing Development Corp
M/F Housing RB Series 2009C1 1.460000%
88033LAX7
549300SQWVHKBRF8D702
US88033LAX73
Tender Option Bond
Y
2019-02-07
2019-02-07
2029-05-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
10000000.00
10000000.00
0.0074
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2014 Series DD 1.460000%
88033LC80
549300Q2EHQ6RJPQKP05
US88033LC801
Tender Option Bond
Y
2019-02-07
2019-02-07
2022-03-19
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
4000000.00
4000000.00
0.0030
N
N
Y
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 1.460000%
88033LD48
US88033LD486
Tender Option Bond
Y
2019-02-07
2019-02-07
2022-10-20
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
4250000.00
4250000.00
0.0031
N
N
Y
N
New York City
GO Bonds Fiscal 2009 Series I1 1.460000%
88033LH69
549300ABYZD2SFD5JB29
US88033LH693
Tender Option Bond
Y
2019-02-07
2019-02-07
2028-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
3000000.00
3000000.00
0.0022
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2008 Series AA&DD & Fiscal 2009 Series FF2&GG1 1.460000%
88033LLF4
549300Q2EHQ6RJPQKP05
US88033LLF49
Tender Option Bond
Y
2019-02-07
2019-02-07
2040-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
870000.00
870000.00
0.0006
N
N
Y
N
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 1.460000%
88033LSR1
US88033LSR14
Tender Option Bond
Y
2019-02-07
2019-02-07
2022-10-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
1500000.00
1500000.00
0.0011
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE 1.460000%
88033LZE2
US88033LZE28
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-12-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
3355000.00
3355000.00
0.0025
N
N
Y
N
New York City
GO Bonds Fiscal 2010 Series E 1.460000%
88033LZU6
549300ABYZD2SFD5JB29
US88033LZU69
Tender Option Bond
Y
2019-02-07
2019-02-07
2019-04-12
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
3445000.00
3445000.00
0.0026
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2009B 1.460000%
88033LZY8
5493000TKYODLXADQD60
US88033LZY81
Tender Option Bond
Y
2019-02-07
2019-02-07
2019-07-24
Y
JPMorgan Chase Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0146
3165000.00
3165000.00
0.0023
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE 1.460000%
88033M2A4
US88033M2A40
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-11-01
Y
Credit Suisse AG
1.0000
7
Y
N
N
0.0146
24375000.00
24375000.00
0.0180
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2016A 1.460000%
88033ME52
5493000TKYODLXADQD60
US88033ME524
Tender Option Bond
Y
2019-02-07
2019-02-07
2024-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
5345000.00
5345000.00
0.0040
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 1.460000%
88033MEU7
5493003476LG35QAKM08
US88033MEU71
Tender Option Bond
Y
2019-02-07
2019-02-07
2023-07-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0146
8000000.00
8000000.00
0.0059
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2015E 1.460000%
88033MGE1
549300C8XO7EXTX2XU71
US88033MGE12
Tender Option Bond
Y
2019-02-07
2019-02-07
2023-09-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0146
6250000.00
6250000.00
0.0046
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2016 Series A1 1.460000%
88033MGQ4
5493003476LG35QAKM08
US88033MGQ42
Tender Option Bond
Y
2019-02-07
2019-02-07
2023-08-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
1500000.00
1500000.00
0.0011
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2015B 1.460000%
88033MGW1
549300C8XO7EXTX2XU71
US88033MGW10
Tender Option Bond
Y
2019-02-07
2019-02-07
2023-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0146
1875000.00
1875000.00
0.0014
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 1.460000%
88033MHQ3
54930006MR4KZ4W74Z83
US88033MHQ33
Tender Option Bond
Y
2019-02-07
2019-02-07
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
8500000.00
8500000.00
0.0063
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 1.460000%
88033MJS7
54930006MR4KZ4W74Z83
US88033MJS70
Tender Option Bond
Y
2019-02-07
2019-02-07
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
3300000.00
3300000.00
0.0024
N
N
Y
N
New York Liberty Development Corp
Liberty RB Series 1WTC-2011 1.480000%
88033MK71
US88033MK711
Tender Option Bond
Y
2019-02-07
2019-02-07
2019-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PORT AUTHORITY OF NEW YORK AND NEW JERSEY
Corporate Underlier
1.0000
0.0148
5815000.00
5815000.00
0.0043
N
N
Y
N
New York State Dormitory Auth
State Sales Tax RB Series 2015B 1.460000%
88033MKH9
549300C8XO7EXTX2XU71
US88033MKH96
Tender Option Bond
Y
2019-02-07
2019-02-07
2023-09-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0146
5790000.00
5790000.00
0.0043
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 1.460000%
88033ML70
54930039Y2EMGXN6LM88
US88033ML701
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0146
4700000.00
4700000.00
0.0035
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2010C 1.460000%
88033MTX5
549300QJ33JJW73OQO60
US88033MTX55
Tender Option Bond
Y
2019-02-07
2019-02-07
2019-10-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
6600000.00
6600000.00
0.0049
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 1.460000%
88033MYA9
549300Q2EHQ6RJPQKP05
US88033MYA97
Tender Option Bond
Y
2019-02-07
2019-02-07
2019-12-19
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0146
10515000.00
10515000.00
0.0078
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2009 Series FF 1.460000%
88033SEM2
549300Q2EHQ6RJPQKP05
US88033SEM26
Tender Option Bond
Y
2019-02-07
2019-02-07
2040-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
2425000.00
2425000.00
0.0018
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F 1.460000%
88033SM84
5493003476LG35QAKM08
US88033SM847
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-02-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
6480000.00
6480000.00
0.0048
N
N
Y
N
New York City
GO Bonds Fiscal 2013 Series A1 1.460000%
88033SN42
549300ABYZD2SFD5JB29
US88033SN423
Tender Option Bond
Y
2019-02-07
2019-02-07
2020-10-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
3750000.00
3750000.00
0.0028
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 1.460000%
88033SRH9
5493003476LG35QAKM08
US88033SRH93
Tender Option Bond
Y
2019-02-07
2019-02-07
2020-02-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0146
5450000.00
5450000.00
0.0040
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2011 Series C 1.460000%
88033UBC2
5493003476LG35QAKM08
US88033UBC27
Tender Option Bond
Y
2019-02-07
2019-02-07
2020-04-05
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
1700000.00
1700000.00
0.0013
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2013A 1.460000%
88033UBQ1
549300QJ33JJW73OQO60
US88033UBQ13
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK ST EFC NYCMWFA PROG
Corporate Underlier
1.0000
0.0146
2500000.00
2500000.00
0.0019
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 1.460000%
88033UC56
549300Q2EHQ6RJPQKP05
US88033UC562
Tender Option Bond
Y
2019-02-07
2019-02-07
2024-12-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0146
2800000.00
2800000.00
0.0021
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2013A 1.460000%
88033UCA5
549300C8XO7EXTX2XU71
US88033UCA51
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0146
2000000.00
2000000.00
0.0015
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2013 Series DD 1.460000%
88033UCE7
549300Q2EHQ6RJPQKP05
US88033UCE73
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
4715000.00
4715000.00
0.0035
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 198th Series 1.460000%
88033UKZ1
54930006MR4KZ4W74Z83
US88033UKZ11
Tender Option Bond
Y
2019-02-07
2019-02-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
3055000.00
3055000.00
0.0023
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 197th Series 1.510000%
88033UNC9
54930006MR4KZ4W74Z83
US88033UNC98
Tender Option Bond
Y
2019-02-07
2019-02-07
2024-11-15
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0151
4765000.00
4765000.00
0.0035
N
N
Y
N
New York City
GO Bonds Fiscal 2017 Series A1 1.460000%
88033UWW5
549300ABYZD2SFD5JB29
US88033UWW51
Tender Option Bond
Y
2019-02-07
2019-02-07
2024-08-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
16000000.00
16000000.00
0.0118
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2016B-1 1.460000%
88033UXD6
5493000TKYODLXADQD60
US88033UXD61
Tender Option Bond
Y
2019-02-07
2019-02-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
3335000.00
3335000.00
0.0025
N
N
Y
N
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2017B 1.460000%
88033UYR4
54930020ZN4LQF7K3456
US88033UYR49
Tender Option Bond
Y
2019-02-07
2019-02-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
4195000.00
4195000.00
0.0031
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2017 Series B1 1.460000%
88033Y5Y3
5493003476LG35QAKM08
US88033Y5Y36
Tender Option Bond
Y
2019-02-07
2019-02-07
2024-08-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0146
3000000.00
3000000.00
0.0022
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 206th Series 1.480000%
88033YPZ8
54930006MR4KZ4W74Z83
US88033YPZ87
Tender Option Bond
Y
2019-02-07
2019-02-07
2025-05-15
Y
Citibank NA
1.0000
7
Y
N
N
0.0148
2500000.00
2500000.00
0.0019
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2016B-1 1.460000%
88033YSA0
5493000TKYODLXADQD60
US88033YSA00
Tender Option Bond
Y
2019-02-07
2019-02-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
3980000.00
3980000.00
0.0029
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 205th Series 1.460000%
88033YWM9
54930006MR4KZ4W74Z83
US88033YWM91
Tender Option Bond
Y
2019-02-07
2019-02-07
2025-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0146
3000000.00
3000000.00
0.0022
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 206th Series 1.500000%
88034M7P5
54930006MR4KZ4W74Z83
US88034M7P53
Tender Option Bond
Y
2019-02-07
2019-02-07
2025-11-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0150
2000000.00
2000000.00
0.0015
N
N
Y
N
New York City Housing Development Corp
M/F Housing RB Series 2018C1 1.450000%
88034MN93
549300SQWVHKBRF8D702
US88034MN937
Tender Option Bond
Y
2019-02-07
2019-02-07
2048-11-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0145
3750000.00
3750000.00
0.0028
N
N
Y
N
Triborough Bridge & Tunnel Auth
General RB Series 2018A 1.460000%
88034MXE1
54930020ZN4LQF7K3456
US88034MXE10
Tender Option Bond
Y
2019-02-07
2019-02-07
2026-05-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
4715000.00
4715000.00
0.0035
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2019A 1.450000%
88034N4F8
54930039Y2EMGXN6LM88
US88034N4F80
Tender Option Bond
Y
2019-02-07
2019-02-07
2026-09-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0145
3330000.00
3330000.00
0.0025
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2019A 1.450000%
88034N4H4
54930039Y2EMGXN6LM88
US88034N4H47
Tender Option Bond
Y
2019-02-07
2019-02-07
2026-09-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0145
4760000.00
4760000.00
0.0035
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2019A 1.450000%
88034N4K7
54930039Y2EMGXN6LM88
US88034N4K75
Tender Option Bond
Y
2019-02-07
2019-02-07
2026-09-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0145
3210000.00
3210000.00
0.0024
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2017 Series F1 1.450000%
88034N5T7
5493003476LG35QAKM08
US88034N5T75
Tender Option Bond
Y
2019-02-07
2019-02-07
2025-05-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0145
3870000.00
3870000.00
0.0029
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Fiscal 2018 Series AA 1.450000%
88034NCP7
549300Q2EHQ6RJPQKP05
US88034NCP78
Tender Option Bond
Y
2019-02-07
2019-02-07
2025-06-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0145
2515000.00
2515000.00
0.0019
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 211th Series 1.450000%
88034NME1
54930006MR4KZ4W74Z83
US88034NME12
Tender Option Bond
Y
2019-02-07
2019-02-07
2026-09-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0145
2910000.00
2910000.00
0.0022
N
N
Y
N
Triborough Bridge & Tunnel Auth
General RB Series 2017C-2 1.450000%
88034NN59
54930020ZN4LQF7K3456
US88034NN596
Tender Option Bond
Y
2019-02-07
2019-02-07
2025-11-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0145
9780000.00
9780000.00
0.0072
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2018A 1.450000%
88034NP99
54930039Y2EMGXN6LM88
US88034NP997
Tender Option Bond
Y
2019-02-07
2019-02-07
2026-10-01
Y
Bank of America NA
1.0000
7
Y
N
N
0.0145
5600000.00
5600000.00
0.0041
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2018A 1.460000%
88034NR22
54930039Y2EMGXN6LM88
US88034NR225
Tender Option Bond
Y
2019-02-07
2019-02-07
2026-09-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0146
4330000.00
4330000.00
0.0032
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2018 Series C 1.450000%
88034NVD3
5493003476LG35QAKM08
US88034NVD38
Tender Option Bond
Y
2019-02-07
2019-02-07
2026-05-01
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0145
4200000.00
4200000.00
0.0031
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2019 Series S3 1.450000%
88034NVH4
5493003476LG35QAKM08
US88034NVH42
Tender Option Bond
Y
2019-02-07
2019-02-07
2026-07-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
Y
NEW YORK (STATE OF)
Corporate Underlier
1.0000
0.0145
6900000.00
6900000.00
0.0051
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2018 Series B & A3 1.450000%
88034NVK7
5493003476LG35QAKM08
US88034NVK70
Tender Option Bond
Y
2019-02-07
2019-02-07
2025-08-01
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0145
7250000.00
7250000.00
0.0054
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2018A 1.450000%
88034NW59
549300C8XO7EXTX2XU71
US88034NW597
Tender Option Bond
Y
2019-02-07
2019-02-07
2024-09-15
Y
Bank of America NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0145
5000000.00
5000000.00
0.0037
N
N
Y
N
New York State Dormitory Auth
State Sales Tax RB Series 2017 1.450000%
88034NZT4
549300C8XO7EXTX2XU71
US88034NZT44
Tender Option Bond
Y
2019-02-07
2019-02-07
2025-03-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0145
5625000.00
5625000.00
0.0042
N
N
Y
N
Triborough Bridge & Tunnel Auth
General RB Series 2013C 1.460000%
89602NZ23
54930020ZN4LQF7K3456
US89602NZ239
Tender Option Bond
Y
2019-02-07
2019-02-07
2021-05-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0146
6665000.00
6665000.00
0.0049
N
N
Y
N
Warren & Washington Cnty IDA
Civic Facility RB (The Glen at Hiland Meadows) Series 2000 1.340000%
934651AA8
US934651AA83
Variable Rate Demand Note
Y
2019-02-07
2019-02-07
2030-12-15
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0134
7810000.00
7810000.00
0.0058
N
N
Y
N
Westchester Cnty
TAN Series 2019A 2.250000%
95736U6E9
US95736U6E93
Other Municipal Security
Y
2019-05-28
2019-05-28
2019-05-28
N
N
N
0.0151
26061620.00
26061620.00
0.0193
N
N
N
N
The Charles Schwab Family of Funds
2019-02-07
Mark Fischer
Mark Fischer
Chief Financial Officer