0001145549-18-004687.txt : 20180807
0001145549-18-004687.hdr.sgml : 20180807
20180807142816
ACCESSION NUMBER: 0001145549-18-004687
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180731
FILED AS OF DATE: 20180807
DATE AS OF CHANGE: 20180807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 18997429
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004509
Schwab Retirement Advantage Money Fund
C000012386
Schwab Retirement Advantage Money Fund
SWIXX
N-MFP2
1
primary_doc.xml
N-MFP2
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XXXXXXXX
2018-07-31
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S000004509
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Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
DST Asset Manager Solutions, Inc.
0000275143
084-00896
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N
N
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Investment Advisor and its affiliates Contractual 39,285
AUTOMATIC DATA PROCESSING INC
AUTOMATIC DATA PROCESSING INC 0.000000%
0530A3H19
HGBOLILQXWER4SAL2I23
Non-Financial Company Commercial Paper
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2018-08-01
2018-08-01
2018-08-01
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N
N
0.0192
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1999893.50
0.0111
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Y
Y
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2018-08-17
2018-08-17
2018-08-17
N
N
N
0.0226
500000.63
500000.63
0.0028
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 2.446500%
06053PK30
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2018-08-13
2018-10-12
2018-10-12
N
N
N
0.0227
2000754.98
2000754.98
0.0111
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 2.331600%
06053PM46
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2018-08-14
2018-11-14
2018-11-14
N
N
N
0.0221
900344.70
900344.70
0.0050
N
N
N
N
BANK OF MONTREAL (CHICAGO BRANCH)
BANK OF MONTREAL (CHICAGO BRANCH) 2.413300%
06371E3W5
NQQ6HPCNCCU6TUTQYE16
Certificate of Deposit
Y
2018-08-17
2018-10-17
2018-10-17
N
N
N
0.0214
1500913.50
1500913.50
0.0083
N
N
N
N
BANK OF MONTREAL (CHICAGO BRANCH)
BANK OF MONTREAL (CHICAGO BRANCH) 2.250000%
06371E4Y0
NQQ6HPCNCCU6TUTQYE16
Certificate of Deposit
Y
2018-08-03
2018-08-03
2018-08-03
N
N
N
0.0191
1250034.73
1250034.73
0.0069
N
N
Y
N
BANK OF NOVA SCOTIA (NEW YORK BRANCH)
BANK OF NOVA SCOTIA (NEW YORK BRANCH) 2.420300%
06417GV39
L3I9ZG2KFGXZ61BMYR72
Certificate of Deposit
Y
2018-09-21
2019-03-21
2019-03-21
N
N
N
0.0242
300007.79
300007.79
0.0017
N
N
N
N
BANK OF NOVA SCOTIA (HOUSTON BRANCH)
BANK OF NOVA SCOTIA (HOUSTON BRANCH) 2.415800%
06417GW87
L3I9ZG2KFGXZ61BMYR72
Certificate of Deposit
Y
2018-10-03
2019-04-03
2019-04-03
N
N
N
0.0242
500014.38
500014.38
0.0028
N
N
N
N
BARCLAYS BANK PLC (NEW YORK BRANCH)
BARCLAYS BANK PLC (NEW YORK BRANCH) 2.420000%
06742TGN0
G5GSEF7VJP5I7OUK5573
Certificate of Deposit
Y
2018-08-09
2018-08-09
2018-08-09
N
N
N
0.0193
1300155.78
1300155.78
0.0072
N
N
N
N
BARTON CAPITAL SA
BARTON CAPITAL SA 0.000000%
06945MKJ4
549300KOFKIMD0C37W24
Asset Backed Commercial Paper
Y
2018-10-18
2018-10-18
2018-10-18
N
Y
Societe Generale SA
1.0000
N
0.0226
497515.89
497515.89
0.0028
N
N
N
N
BEDFORD ROW FUNDING CORP
BEDFORD ROW FUNDING CORP 2.316900%
07644DEZ7
Asset Backed Commercial Paper
Y
2018-08-27
2018-08-27
2018-08-27
N
Y
Royal Bank of Canada
1.0000
N
0.0201
1800417.60
1800417.60
0.0100
N
N
N
N
BENNINGTON STARK CAPITAL COMPANY LLC
BENNINGTON STARK CAPITAL COMPANY LLC 0.000000%
08224MJA3
549300PGDCWK6DU9QM65
Asset Backed Commercial Paper
Y
2018-09-10
2018-09-10
2018-09-10
N
Y
Societe Generale SA
1.0000
N
0.0210
498802.46
498802.46
0.0028
N
N
N
N
BENNINGTON STARK CAPITAL COMPANY LLC
BENNINGTON STARK CAPITAL COMPANY LLC 0.000000%
08224MJH8
549300PGDCWK6DU9QM65
Asset Backed Commercial Paper
Y
2018-09-17
2018-09-17
2018-09-17
N
Y
Societe Generale SA
1.0000
N
0.0212
1106860.92
1106860.92
0.0061
N
N
N
N
CAFCO LLC
CAFCO LLC 0.000000%
1247P3N24
8O46YQAGJ63WE5QHIG35
Asset Backed Commercial Paper
Y
2019-01-02
2019-01-02
2019-01-02
N
Y
Citibank NA
1.0000
N
0.0248
1484002.71
1484002.71
0.0082
N
N
N
N
CRC FUNDING LLC
CRC FUNDING LLC 0.000000%
12619UH38
549300HKCCNTZDBBEN75
Asset Backed Commercial Paper
Y
2018-08-03
2018-08-03
2018-08-03
N
Y
Citibank NA
1.0000
N
0.0194
999838.75
999838.75
0.0055
N
N
Y
N
CRC FUNDING LLC
CRC FUNDING LLC 0.000000%
12619UJR3
549300HKCCNTZDBBEN75
Asset Backed Commercial Paper
Y
2018-09-25
2018-09-25
2018-09-25
N
Y
Citibank NA
1.0000
N
0.0211
348853.40
348853.40
0.0019
N
N
N
N
CALIFORNIA ENTERPRISE DEVELOPMENT FINANCE AUTH
TAXABLE RB (SCONZA CANDY) SERIES 2008A 2.060000%
13067RAG8
549300544P6FSHU1HB46
US13067RAG83
Variable Rate Demand Note
Y
2018-08-07
2018-08-07
2033-07-01
Y
Comerica Bank
1.0000
7
N
N
N
0.0206
385000.00
385000.00
0.0021
N
N
Y
N
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 2.301000%
13606BTL0
2IGI19DL77OX0HC3ZE78
0000800030
Certificate of Deposit
Y
2018-08-22
2018-08-22
2018-08-22
N
N
N
0.0199
1000187.00
1000187.00
0.0055
N
N
N
N
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 2.431600%
13606BVM5
2IGI19DL77OX0HC3ZE78
0000800030
Certificate of Deposit
Y
2018-08-16
2018-10-16
2018-10-16
N
N
N
0.0213
300194.40
300194.40
0.0017
N
N
N
N
CANCARA ASSET SECURITISATION LLC
CANCARA ASSET SECURITISATION LLC 0.000000%
13738KHE0
Asset Backed Commercial Paper
Y
2018-08-14
2018-08-14
2018-08-14
N
Y
Lloyds Bank Plc
1.0000
N
0.0205
249800.60
249800.60
0.0014
N
N
N
N
CHARIOT FUNDING LLC
CHARIOT FUNDING LLC 0.000000%
15963UKH8
549300EEWRNP448AMT79
Asset Backed Commercial Paper
Y
2018-10-17
2018-10-17
2018-10-17
N
Y
JPMorgan Chase Bank NA
1.0000
N
0.0223
1990341.00
1990341.00
0.0110
N
N
N
N
CHARIOT FUNDING LLC
CHARIOT FUNDING LLC 0.000000%
15963UKR6
549300EEWRNP448AMT79
Asset Backed Commercial Paper
Y
2018-10-25
2018-10-25
2018-10-25
N
Y
JPMorgan Chase Bank NA
1.0000
N
0.0227
2983760.34
2983760.34
0.0165
N
N
N
N
CHARTA LLC
CHARTA LLC 0.000000%
16115WKP1
5493000FNFK79LCM6M65
Asset Backed Commercial Paper
Y
2018-10-23
2018-10-23
2018-10-23
N
Y
Citibank NA
1.0000
N
0.0224
1790604.59
1790604.59
0.0099
N
N
N
N
CITIBANK NA
CITIBANK NA 1.940000%
17305TWM0
E57ODZWZ7FF32TWEFA76
0000036684
Certificate of Deposit
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0201
999997.62
999997.62
0.0055
N
Y
Y
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 2.260000%
17305TZD7
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2018-10-24
2018-10-24
2018-10-24
N
N
N
0.0224
3500180.99
3500180.99
0.0194
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER II CO LLC
COLLATERALIZED COMMERCIAL PAPER II CO LLC 0.000000%
19422DL58
Asset Backed Commercial Paper
Y
2018-11-05
2018-11-05
2018-11-05
N
Y
JP Morgan Securities LLC
1.0000
N
0.0232
496875.79
496875.79
0.0027
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER II CO LLC
COLLATERALIZED COMMERCIAL PAPER II CO LLC 0.000000%
19422DN31
Asset Backed Commercial Paper
Y
2019-01-03
2019-01-03
2019-01-03
N
Y
JP Morgan Securities LLC
1.0000
N
0.0244
989413.67
989413.67
0.0055
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER II CO LLC
COLLATERALIZED COMMERCIAL PAPER II CO LLC 0.000000%
19422DNV9
Asset Backed Commercial Paper
Y
2019-01-29
2019-01-29
2019-01-29
N
Y
JP Morgan Securities LLC
1.0000
N
0.0252
296184.07
296184.07
0.0016
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED COMMERCIAL PAPER CO LLC 0.000000%
19422GHL1
Asset Backed Commercial Paper
Y
2018-08-20
2018-08-20
2018-08-20
N
Y
JP Morgan Securities LLC
1.0000
N
0.0203
1498310.00
1498310.00
0.0083
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED COMMERCIAL PAPER CO LLC 0.000000%
19422GNQ3
Asset Backed Commercial Paper
Y
2019-01-24
2019-01-24
2019-01-24
N
Y
JP Morgan Securities LLC
1.0000
N
0.0251
987678.83
987678.83
0.0055
N
N
N
N
CREDIT SUISSE AG (NEW YORK BRANCH)
CREDIT SUISSE AG (NEW YORK BRANCH) 2.060000%
22549LGH2
ANGGYXNX0JLX3X63JN86
Certificate of Deposit
Y
2018-08-06
2018-08-06
2018-08-06
N
N
N
0.0193
500009.67
500009.67
0.0028
N
N
Y
N
CROWN POINT CAPITAL COMPANY LLC
CROWN POINT CAPITAL COMPANY LLC 0.000000%
2284K1JC8
549300LXH4KLRKIKII81
Asset Backed Commercial Paper
Y
2018-09-12
2018-09-12
2018-09-12
N
Y
Credit Suisse AG
1.0000
N
0.0212
2094694.88
2094694.88
0.0116
N
N
N
N
CROWN POINT CAPITAL COMPANY LLC
CROWN POINT CAPITAL COMPANY LLC 0.000000%
2284K1KJ1
549300LXH4KLRKIKII81
Asset Backed Commercial Paper
Y
2018-10-18
2018-10-18
2018-10-18
N
Y
Credit Suisse AG
1.0000
N
0.0229
198997.14
198997.14
0.0011
N
N
N
N
DANSKE CORP
DANSKE CORP 0.000000%
2363F7H19
0001142175
Financial Company Commercial Paper
Y
2018-08-01
2018-08-01
2018-08-01
N
Y
Danske Bank A/S
1.0000
N
0.0197
999945.33
999945.33
0.0055
N
Y
Y
N
FAIRWAY FINANCE CO LLC
FAIRWAY FINANCE CO LLC 0.000000%
30601WHN2
549300GKD6SUOVFV4H89
Asset Backed Commercial Paper
Y
2018-08-22
2018-08-22
2018-08-22
N
Y
Bank of Montreal
1.0000
N
0.0204
898880.20
898880.20
0.0050
N
N
N
N
FEDERATION DES CAISSES DESJARDINS DU QUEBEC
FEDERATION DES CAISSES DESJARDINS DU QUEBEC 0.000000%
31428GHN6
549300B2Q47IR0CR5B54
Financial Company Commercial Paper
Y
2018-08-22
2018-08-22
2018-08-22
N
N
N
0.0198
998793.06
998793.06
0.0055
N
N
N
N
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO 0.000000%
36960MH14
3C7474T6CDKPR9K6YT90
0000040554
Non-Financial Company Commercial Paper
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0188
999947.92
999947.92
0.0055
N
Y
Y
N
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO 0.000000%
36960MH22
3C7474T6CDKPR9K6YT90
0000040554
Non-Financial Company Commercial Paper
Y
2018-08-02
2018-08-02
2018-08-02
N
N
N
0.0188
999895.56
999895.56
0.0055
N
N
Y
N
HSBC BANK USA NA
HSBC BANK USA NA 2.522100%
40428A6P7
1IE8VN30JCEQV1H4R804
0000083246
Certificate of Deposit
Y
2018-08-01
2018-10-01
2018-10-01
N
N
N
0.0210
1501057.50
1501057.50
0.0083
N
N
N
N
HSBC BANK PLC
HSBC BANK PLC 2.491600%
40433FLP2
MP6I5ZYZBEU3UXPYFY54
0001050258
Financial Company Commercial Paper
Y
2018-08-28
2018-09-28
2018-09-28
N
N
N
0.0209
1801202.40
1801202.40
0.0100
N
N
N
N
HSBC USA INC
HSBC USA INC 0.000000%
40434RNR9
549300LBOHZ4QSIWU288
0000083246
Financial Company Commercial Paper
Y
2019-01-25
2019-01-25
2019-01-25
N
N
N
0.0249
1283969.13
1283969.13
0.0071
N
N
N
N
HOWARD UNIV
TAXABLE BONDS SERIES 2016 1.950000%
442851AA9
US442851AA93
Variable Rate Demand Note
Y
2018-08-07
2018-08-07
2031-08-01
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0195
2000000.00
2000000.00
0.0111
N
N
Y
N
ING US FUNDING LLC
ING US FUNDING LLC 2.316800%
44988KEE5
Financial Company Commercial Paper
Y
2018-08-31
2018-08-31
2018-08-31
N
Y
ING Bank NV
1.0000
N
0.0203
3500847.00
3500847.00
0.0194
N
N
N
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 2.423100%
46640CFK3
ZBUT11V806EZRVTWT807
0001168163
Financial Company Commercial Paper
Y
2018-08-08
2018-11-08
2018-11-08
N
N
N
0.0240
500006.04
500006.04
0.0028
N
N
N
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 0.000000%
46640QP47
ZBUT11V806EZRVTWT807
0001168163
Financial Company Commercial Paper
Y
2019-02-04
2019-02-04
2019-02-04
N
N
N
0.0248
987069.78
987069.78
0.0055
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 0.000000%
48803MJC4
Asset Backed Commercial Paper
Y
2018-08-17
2018-08-17
2018-08-17
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0197
499616.75
499616.75
0.0028
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 0.000000%
48803MJZ3
Asset Backed Commercial Paper
Y
2018-10-25
2018-10-25
2018-10-25
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0223
1790428.19
1790428.19
0.0099
N
N
N
N
LANDESBANK BADEN WUERTTEMBERG (NEW YORK BRANCH)
LANDESBANK BADEN WUERTTEMBERG (NEW YORK BRANCH) 0.000000%
5148X1H71
B81CK4ESI35472RHJ606
Financial Company Commercial Paper
Y
2018-08-07
2018-08-07
2018-08-07
N
N
N
0.0204
999603.92
999603.92
0.0055
N
N
Y
N
LEXINGTON PARKER CAPITAL COMPANY LLC
LEXINGTON PARKER CAPITAL COMPANY LLC 0.000000%
52952MHD5
5493005MSQJBO8BDMA02
Asset Backed Commercial Paper
Y
2018-08-13
2018-08-13
2018-08-13
N
Y
Natixis SA
1.0000
N
0.0210
899319.12
899319.12
0.0050
N
N
N
N
LMA AMERICAS LLC
LMA AMERICAS LLC 0.000000%
53944RJR0
Asset Backed Commercial Paper
Y
2018-09-25
2018-09-25
2018-09-25
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0213
1993364.00
1993364.00
0.0110
N
N
N
N
MUFG BANK LTD (NEW YORK BRANCH)
MUFG BANK LTD (NEW YORK BRANCH) 2.070000%
55379WHS8
C3GTMMZIHMY46P4OIX74
Certificate of Deposit
Y
2018-08-24
2018-08-24
2018-08-24
N
N
N
0.0202
1500053.66
1500053.66
0.0083
N
N
N
N
MANHATTAN ASSET FUNDING COMPANY LLC
MANHATTAN ASSET FUNDING COMPANY LLC 0.000000%
56274MJC7
549300S0NSJYSOB32S63
Asset Backed Commercial Paper
Y
2018-09-12
2018-09-12
2018-09-12
N
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
N
0.0211
997479.72
997479.72
0.0055
N
N
N
N
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUNDING LLC 0.000000%
59157UH60
54930024MDLTV1K1YL10
Asset Backed Commercial Paper
Y
2018-08-06
2018-08-06
2018-08-06
N
Y
METROPOLITAN LIFE INSURANCE COMPANY
1.0000
N
0.0196
1999346.34
1999346.34
0.0111
N
N
Y
N
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUNDING LLC 0.000000%
59157UHL7
54930024MDLTV1K1YL10
Asset Backed Commercial Paper
Y
2018-08-20
2018-08-20
2018-08-20
N
Y
METROPOLITAN LIFE INSURANCE COMPANY
1.0000
N
0.0201
1997768.88
1997768.88
0.0111
N
N
N
N
MITSUBISHI UFJ TRUST AND BANKING CORPORATION (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING CORPORATION (NEW YORK BRANCH) 0.000000%
60682XH17
JBONEPAGQXF4QP29B387
0001021565
Financial Company Commercial Paper
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0192
1699909.24
1699909.24
0.0094
N
Y
Y
N
MITSUBISHI UFJ TRUST AND BANKING CORPORATION (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING CORPORATION (NEW YORK BRANCH) 2.310000%
60683BJM6
JBONEPAGQXF4QP29B387
0001021565
Certificate of Deposit
Y
2018-10-30
2018-10-30
2018-10-30
N
N
N
0.0228
1000080.31
1000080.31
0.0055
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 2.280000%
60700AB29
RB0PEZSDGCO3JS6CEU02
Certificate of Deposit
Y
2018-09-05
2018-09-05
2018-09-05
N
N
N
0.0203
775190.12
775190.12
0.0043
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 2.290000%
60700AK78
RB0PEZSDGCO3JS6CEU02
Certificate of Deposit
Y
2018-11-09
2018-11-09
2018-11-09
N
N
N
0.0229
2499985.05
2499985.05
0.0138
N
N
N
N
NRW BANK
NRW BANK 0.000000%
62939MHW0
52990002O5KK6XOGJ020
Financial Company Commercial Paper
Y
2018-08-30
2018-08-30
2018-08-30
N
N
N
0.0206
2495718.75
2495718.75
0.0138
N
N
N
N
NATIONWIDE BUILDING SOCIETY
NATIONWIDE BUILDING SOCIETY 0.000000%
6385E1HN4
549300XFX12G42QIKN82
0000070696
Financial Company Commercial Paper
Y
2018-08-22
2018-08-22
2018-08-22
N
N
N
0.0204
1298378.54
1298378.54
0.0072
N
N
N
N
NATIXIS (NEW YORK BRANCH)
NATIXIS (NEW YORK BRANCH) 2.320000%
63873NSY8
KX1WK48MPD4Y2NCUIZ63
0001503859
Certificate of Deposit
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0190
500005.74
500005.74
0.0028
N
Y
Y
N
NEW YORK STATE HFA
TAXABLE HOUSING RB (555 10TH AVE) SERIES 2015B 2.020000%
64986U6L6
5493000LS7KCDB02O506
US64986U6L68
Variable Rate Demand Note
Y
2018-08-07
2018-08-07
2049-11-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0202
1000000.00
1000000.00
0.0055
N
N
Y
N
NEW YORK STATE HFA
TAXABLE HOUSING RB (625 W 57TH ST) SERIES 2016A 2.010000%
64987BML9
5493000LS7KCDB02O506
US64987BML98
Variable Rate Demand Note
Y
2018-08-07
2018-08-07
2049-05-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
7
N
N
N
0.0201
1000000.00
1000000.00
0.0055
N
N
Y
N
NORDEA BANK AB (NEW YORK BRANCH)
NORDEA BANK AB (NEW YORK BRANCH) 1.910000%
65590AZW9
6SCPQ280AIY8EP3XFW53
0001002614
Certificate of Deposit
Y
2018-08-02
2018-08-02
2018-08-02
N
N
N
0.0190
2000001.16
2000001.16
0.0111
N
N
Y
N
NORINCHUKIN BANK (NEW YORK BRANCH)
NORINCHUKIN BANK (NEW YORK BRANCH) 2.050000%
65602U4N5
5493007VSMFZCPV1NB83
Certificate of Deposit
Y
2018-08-22
2018-08-22
2018-08-22
N
N
N
0.0199
1000035.18
1000035.18
0.0055
N
N
N
N
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 0.000000%
67983UL27
5493004QSN8OZAIU2J90
Asset Backed Commercial Paper
Y
2018-11-02
2018-11-02
2018-11-02
N
Y
Royal Bank of Canada
1.0000
N
0.0226
298232.02
298232.02
0.0016
N
N
N
N
OVERSEA CHINESE BANKING CORPORATION LTD (NEW YORK BRANCH)
OVERSEA CHINESE BANKING CORPORATION LTD (NEW YORK BRANCH) 2.270000%
69033L5R6
5493007O3QFXCPOGWK22
Certificate of Deposit
Y
2018-09-04
2018-09-04
2018-09-04
N
N
N
0.0198
1300356.85
1300356.85
0.0072
N
N
N
N
OVERSEA-CHINESE BANKING CORPORATION LTD
OVERSEA-CHINESE BANKING CORPORATION LTD 2.394200%
69034CEZ7
5493007O3QFXCPOGWK22
US69034CEZ77
Financial Company Commercial Paper
Y
2018-08-13
2018-09-13
2018-09-13
N
N
N
0.0221
1000232.00
1000232.00
0.0055
N
N
N
N
PHILIP MORRIS INTERNATIONAL INC
PHILIP MORRIS INTERNATIONAL INC 0.000000%
71838MH29
HL3H1H2BGXWVG3BSWR90
Non-Financial Company Commercial Paper
Y
2018-08-02
2018-08-02
2018-08-02
N
N
N
0.0191
999894.11
999894.11
0.0055
N
N
Y
N
PHILIP MORRIS INTERNATIONAL INC
PHILIP MORRIS INTERNATIONAL INC 0.000000%
71838MH60
HL3H1H2BGXWVG3BSWR90
Non-Financial Company Commercial Paper
Y
2018-08-06
2018-08-06
2018-08-06
N
N
N
0.0192
999679.83
999679.83
0.0055
N
N
Y
N
RIDGEFIELD FUNDING COMPANY LLC
RIDGEFIELD FUNDING COMPANY LLC 0.000000%
76582KJ44
Asset Backed Commercial Paper
Y
2018-09-04
2018-09-04
2018-09-04
N
Y
BNP Paribas SA
1.0000
N
0.0210
798364.34
798364.34
0.0044
N
N
N
N
RIDGEFIELD FUNDING COMPANY LLC
RIDGEFIELD FUNDING COMPANY LLC 0.000000%
76582KJ51
Asset Backed Commercial Paper
Y
2018-09-05
2018-09-05
2018-09-05
N
Y
BNP Paribas SA
1.0000
N
0.0211
498946.50
498946.50
0.0028
N
N
N
N
ROYAL BANK OF CANADA (NEW YORK BRANCH)
ROYAL BANK OF CANADA (NEW YORK BRANCH) 2.475600%
78012UDT9
ES7IP3U3RHIGC71XBU11
Certificate of Deposit
Y
2018-08-20
2019-05-20
2019-05-20
N
N
N
0.0246
1500409.52
1500409.52
0.0083
N
N
N
N
ROYAL BANK OF CANADA (NEW YORK BRANCH)
ROYAL BANK OF CANADA (NEW YORK BRANCH) 2.420600%
78012UEH4
ES7IP3U3RHIGC71XBU11
Certificate of Deposit
Y
2018-09-17
2019-03-15
2019-03-15
N
N
N
0.0241
1000087.36
1000087.36
0.0055
N
N
N
N
SANTANDER UK PLC
SANTANDER UK PLC 0.000000%
80285QH11
PTCQB104N23FMNK2RZ28
Financial Company Commercial Paper
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0187
1799906.29
1799906.29
0.0100
N
Y
Y
N
SHEFFIELD RECEIVABLES COMPANY LLC
SHEFFIELD RECEIVABLES COMPANY LLC 0.000000%
82124MJ43
549300MYF6MOTU9T3G29
Asset Backed Commercial Paper
Y
2018-09-04
2018-09-04
2018-09-04
N
Y
Barclays Bank Plc
1.0000
N
0.0203
998026.39
998026.39
0.0055
N
N
N
N
SHEFFIELD RECEIVABLES COMPANY LLC
SHEFFIELD RECEIVABLES COMPANY LLC 0.000000%
82124MK25
549300MYF6MOTU9T3G29
Asset Backed Commercial Paper
Y
2018-10-02
2018-10-02
2018-10-02
N
Y
Barclays Bank Plc
1.0000
N
0.0210
1245397.50
1245397.50
0.0069
N
N
N
N
SUMITOMO MITSUI BANKING CORPORATION
SUMITOMO MITSUI BANKING CORPORATION 0.000000%
86562LJ45
5U0XI89JRFVHWIBS4F54
Financial Company Commercial Paper
Y
2018-09-04
2018-09-04
2018-09-04
N
N
N
0.0201
1397270.97
1397270.97
0.0077
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NEW YORK BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NEW YORK BRANCH) 2.250000%
86564FBZ5
5493006GGLR4BTEL8O61
Certificate of Deposit
Y
2018-08-22
2018-08-22
2018-08-22
N
N
N
0.0198
2000320.26
2000320.26
0.0111
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NEW YORK BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NEW YORK BRANCH) 2.320000%
86564FDS9
5493006GGLR4BTEL8O61
Certificate of Deposit
Y
2018-10-03
2018-10-03
2018-10-03
N
N
N
0.0208
1700697.87
1700697.87
0.0094
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 2.361300%
86565BEV9
5U0XI89JRFVHWIBS4F54
Certificate of Deposit
Y
2018-08-28
2018-11-26
2018-11-26
N
N
N
0.0233
250034.87
250034.87
0.0014
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 2.383100%
86565BHT1
5U0XI89JRFVHWIBS4F54
Certificate of Deposit
Y
2018-10-11
2019-01-11
2019-01-11
N
N
N
0.0234
1500027.74
1500027.74
0.0083
N
N
N
N
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH)
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH) 2.421600%
86958JC80
NHBDILHZTYCNBV5UYZ31
0001448613
Certificate of Deposit
Y
2018-08-16
2018-11-16
2018-11-16
N
N
N
0.0220
1501020.00
1501020.00
0.0083
N
N
N
N
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH)
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH) 2.381000%
86958JD30
NHBDILHZTYCNBV5UYZ31
0001448613
Certificate of Deposit
Y
2018-08-22
2018-10-22
2018-10-22
N
N
N
0.0215
300159.30
300159.30
0.0017
N
N
N
N
SWEDBANK AB
SWEDBANK AB 0.000000%
87019SKX1
M312WZV08Y7LYUC71685
0001367624
Financial Company Commercial Paper
Y
2018-10-31
2018-10-31
2018-10-31
N
N
N
0.0220
894944.60
894944.60
0.0050
N
N
N
N
SWEDBANK (NEW YORK BRANCH)
SWEDBANK (NEW YORK BRANCH) 1.910000%
87019VNV5
M312WZV08Y7LYUC71685
Certificate of Deposit
Y
2018-08-02
2018-08-02
2018-08-02
N
N
N
0.0193
1999998.16
1999998.16
0.0111
N
N
Y
N
THUNDER BAY FUNDING LLC
THUNDER BAY FUNDING LLC 0.000000%
88602UHV5
Asset Backed Commercial Paper
Y
2018-08-29
2018-08-29
2018-08-29
N
Y
Royal Bank of Canada
1.0000
N
0.0205
1250928.79
1250928.79
0.0069
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.950000%
89113XVU5
PT3QB789TSUIDF371261
Certificate of Deposit
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0190
1000000.93
1000000.93
0.0055
N
Y
Y
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 2.386500%
89113XZT4
PT3QB789TSUIDF371261
Certificate of Deposit
Y
2018-08-13
2018-09-12
2018-09-12
N
N
N
0.0205
1000417.00
1000417.00
0.0055
N
N
N
N
TORONTO-DOMINION BANK/THE
TORONTO-DOMINION BANK/THE 0.000000%
89119BHW9
PT3QB789TSUIDF371261
Financial Company Commercial Paper
Y
2018-08-30
2018-08-30
2018-08-30
N
N
N
0.0200
1497506.25
1497506.25
0.0083
N
N
N
N
TOTAL CAPITAL SA
TOTAL CAPITAL SA 0.000000%
89152FH16
529900QI55ZLJVCMPA71
Non-Financial Company Commercial Paper
Y
2018-08-01
2018-08-01
2018-08-01
N
Y
Total SA
1.0000
N
0.0192
999946.67
999946.67
0.0055
N
Y
Y
N
TOTAL CAPITAL CANADA LTD
TOTAL CAPITAL CANADA LTD 0.000000%
89153QH78
5299005IX98ZZ9LSGK46
Non-Financial Company Commercial Paper
Y
2018-08-07
2018-08-07
2018-08-07
N
Y
Total SA
1.0000
N
0.0195
999621.81
999621.81
0.0055
N
N
Y
N
TOYOTA CREDIT CANADA INC
TOYOTA CREDIT CANADA INC 0.000000%
89232DKN3
HJZQGXYTVV2NWJZLPW74
Non-Financial Company Commercial Paper
Y
2018-10-22
2018-10-22
2018-10-22
N
N
N
0.0215
995054.58
995054.58
0.0055
N
N
N
N
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 0.000000%
89233HHN7
Z2VZBHUMB7PWWJ63I008
Non-Financial Company Commercial Paper
Y
2018-08-22
2018-08-22
2018-08-22
N
N
N
0.0190
998840.72
998840.72
0.0055
N
N
N
N
TOYOTA MOTOR FINANCE (NETHERLANDS) B.V.
TOYOTA MOTOR FINANCE (NETHERLANDS) B.V. 2.436900%
89233LAZ8
724500OPA8GZSQUNSR96
Non-Financial Company Commercial Paper
Y
2018-08-28
2018-10-29
2018-10-29
N
N
N
0.0217
1000673.00
1000673.00
0.0055
N
N
N
N
TOYOTA FINANCE AUSTRALIA LTD
TOYOTA FINANCE AUSTRALIA LTD 2.411300%
89237BAT0
3UKPTDP5PGQRH8AUK042
Non-Financial Company Commercial Paper
Y
2018-08-21
2019-02-15
2019-02-15
N
N
N
0.0240
1000130.76
1000130.76
0.0055
N
N
N
N
TOYOTA FINANCE AUSTRALIA LTD
TOYOTA FINANCE AUSTRALIA LTD 2.425100%
89237BAU7
3UKPTDP5PGQRH8AUK042
Non-Financial Company Commercial Paper
Y
2018-09-25
2019-03-22
2019-03-22
N
N
N
0.0241
600092.64
600092.64
0.0033
N
N
N
N
US BANK NATIONAL ASSOCIATION
US BANK NATIONAL ASSOCIATION 2.160000%
90333VWP1
6BYL5QZYBDK8S7L73M02
Certificate of Deposit
Y
2018-08-27
2018-08-27
2018-08-27
N
N
N
0.0185
3000669.21
3000669.21
0.0166
N
N
N
N
US BANK NATIONAL ASSOCIATION
US BANK NATIONAL ASSOCIATION 2.160000%
90333VWQ9
6BYL5QZYBDK8S7L73M02
Certificate of Deposit
Y
2018-09-04
2018-09-04
2018-09-04
N
N
N
0.0186
1500416.10
1500416.10
0.0083
N
N
N
N
UNITED OVERSEAS BANK LTD
UNITED OVERSEAS BANK LTD 0.000000%
91127QHT9
IO66REGK3RCBAMA8HR66
Financial Company Commercial Paper
Y
2018-08-27
2018-08-27
2018-08-27
N
N
N
0.0200
998500.00
998500.00
0.0055
N
N
N
N
VERSAILLES COMMERCIAL PAPER LLC
VERSAILLES COMMERCIAL PAPER LLC 0.000000%
92512MJ42
Asset Backed Commercial Paper
Y
2018-09-04
2018-09-04
2018-09-04
N
Y
Natixis SA
1.0000
N
0.0208
149696.67
149696.67
0.0008
N
N
N
N
VERSAILLES COMMERCIAL PAPER LLC
VERSAILLES COMMERCIAL PAPER LLC 0.000000%
92512MKX6
Asset Backed Commercial Paper
Y
2018-10-31
2018-10-31
2018-10-31
N
Y
Natixis SA
1.0000
N
0.0231
2733765.84
2733765.84
0.0151
N
N
N
N
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.000000%
92646LHA1
549300D0F37QF0LP7F94
Asset Backed Commercial Paper
Y
2018-08-10
2018-08-10
2018-08-10
N
Y
MUFG BANK LTD
1.0000
N
0.0197
999452.78
999452.78
0.0055
N
N
N
N
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.000000%
92646LK17
549300D0F37QF0LP7F94
Asset Backed Commercial Paper
Y
2018-10-01
2018-10-01
2018-10-01
N
Y
MUFG BANK LTD
1.0000
N
0.0215
1992580.66
1992580.66
0.0110
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 2.321000%
94989RZQ4
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2018-08-22
2018-09-05
2018-09-05
N
N
N
0.0203
1000287.00
1000287.00
0.0055
N
N
N
N
WESTPAC BANKING CORP
WESTPAC BANKING CORP 2.253300%
9612C4WP2
EN5TNI6CI43VEPAMHL14
Financial Company Commercial Paper
Y
2018-08-17
2018-08-17
2018-08-17
N
N
N
0.0201
1500169.50
1500169.50
0.0083
N
N
N
N
CREDIT SUISSE SECURITIES (USA) LLC
CREDIT SUISSE SECURITIES (USA) LLC 2.450000%
1V8Y6QCX6YMJ2OELII46
0001230485
ARP0H37P7
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
LXS 2007-10H I-A1-1
2037-07-25
2.183630
28109056.00
1153996.49
Private Label Collateralized Mortgage Obligations
Y
2018-09-04
2018-09-04
2018-09-10
Y
Credit Suisse Securities (USA) LLC
1.0000
35
N
N
N
0.0253
999904.10
999904.10
0.0055
N
N
N
Y
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 2.770000%
ZBUT11V806EZRVTWT807
0001168163
ARP0H8CR6
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
SOLOSO CDO 2007-1 A-1LA 20371007 FLT
549300TYY1BQ1R0Y8R40
2037-10-07
2.598630
2082040.00
1276485.14
Asset-Backed Securities
ALESCO PREF FDG XIV 2006-14 A2 144 20370923 FLT
U3J57OKXT2FMVDEW4249
2037-09-23
2.735060
32.00
27.61
Asset-Backed Securities
GOLDEN CC TRUST 2017-2 A 20220415 1.9
549300BEDPMEONLTJX58
2022-04-15
1.980000
165592.00
162060.25
Asset-Backed Securities
SLM STUDENT LOAN TR 2006-9 A-6 20410125 FLT
2041-01-25
2.495310
3451.00
3359.73
Asset-Backed Securities
SANTANDER UK PLC SUB GLBL 144A 23
PTCQB104N23FMNK2RZ28
2023-11-07
5.000000
534000.00
547738.04
Corporate Debt Securities
ATRIUM HOTEL PORT TR 2018-ATRM F 20350615 FLT
2035-06-15
6.071630
57168.00
57518.75
Private Label Collateralized Mortgage Obligations
INTOWN HOTEL PORT TR 2018-STAY G 20330118 FLT
2033-01-18
6.921630
256545.00
259419.92
Private Label Collateralized Mortgage Obligations
Y
2018-10-29
2018-10-29
2018-12-24
Y
JP MORGAN SECURITIES LLC
1.0000
90
N
N
N
0.0283
1999540.60
1999540.60
0.0111
N
N
N
Y
MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH PIERCE FENNER & SMITH INC 2.420000%
8NAV47T0Y26Q87Y0QP81
0000065100
ARP0H9ZR9
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
FNMA CONN AVE SECS 2016-C04 1M-2 20290125 FLT
2029-01-25
6.313630
2037365.00
2300000.73
Private Label Collateralized Mortgage Obligations
Y
2018-09-04
2018-09-04
2018-10-01
Y
Merrill Lynch, Pierce, Fenner & Smith, Inc.
1.0000
35
N
N
N
0.0252
1999661.00
1999661.00
0.0111
N
N
N
Y
BNP PARIBAS SA
BNP PARIBAS SA 2.540000%
R0MUWSFPU8MPRO8K5P83
0001197610
ARP0HAJV5
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
CITGO HOLDING INC SR SEC GLBL 20
2020-02-15
10.750000
2000.00
2204.76
Corporate Debt Securities
HOME BANCSHARES INC SB NT FXD/FLT 27
2027-04-15
5.625000
556000.00
577073.79
Corporate Debt Securities
Y
2018-09-04
2018-09-04
2018-10-03
Y
BNP Paribas SA
1.0000
35
N
N
N
0.0258
499965.85
499965.85
0.0028
N
N
N
Y
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 2.880000%
VYVVCKR63DVZZN70PB21
0000827124
ARP0HC3H9
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
B2R MTG TRUST 2016-1 F 20490617 FLT
2049-06-17
6.102910
1157201.00
1166376.92
Asset-Backed Securities
Y
2018-11-05
2018-11-05
2019-01-04
Y
WELLS FARGO SECURITIES LLC
1.0000
97
N
N
N
0.0289
999959.60
999959.60
0.0055
N
N
N
Y
BNP PARIBAS SA
BNP PARIBAS SA 2.020000%
R0MUWSFPU8MPRO8K5P83
0001197610
ARP0HH5Z6
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
SIEMENS FIN NV SR GLBL REGS 20
TAFO772JB70PDRN5VS48
2020-03-16
2.200000
1055872.00
1050413.14
Corporate Debt Securities
Y
2018-08-02
2018-08-02
2018-08-02
N
N
N
0.0202
1000000.00
1000000.00
0.0055
N
N
Y
N
ROYAL BANK OF CANADA
ROYAL BANK OF CANADA 1.920000%
ES7IP3U3RHIGC71XBU11
0000352613
ARP0HH6J1
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
FNRM RC061BA R13F061
2043-01-25
3.000000
12631.00
6040.83
Agency Collateralized Mortgage Obligation
Freddie Mac
S6XOOCT0IEG5ABCC6L87
2038-10-15
2.332000
1000.00
604.02
Agency Collateralized Mortgage Obligation
Freddie Mac
S6XOOCT0IEG5ABCC6L87
2042-07-15
4.500000
24959.00
25083.94
Agency Collateralized Mortgage Obligation
Freddie Mac
S6XOOCT0IEG5ABCC6L87
2042-05-15
4.500000
6000.00
6117.50
Agency Collateralized Mortgage Obligation
Freddie Mac
S6XOOCT0IEG5ABCC6L87
2043-02-15
4.500000
1000.00
1021.45
Agency Collateralized Mortgage Obligation
Freddie Mac
S6XOOCT0IEG5ABCC6L87
2044-10-15
4.500000
1000.00
1027.69
Agency Collateralized Mortgage Obligation
03.500 FGPC Q41183 G
2046-06-01
3.500000
1885.00
1665.32
Agency Mortgage-Backed Securities
04.000 FGPC Q45584 G
2046-12-01
4.000000
1000.00
893.35
Agency Mortgage-Backed Securities
FNMS 05.000 CLBK7114
B1V7KEBTPIMZEU4LTD58
2048-07-01
5.000000
38594.00
40977.05
Agency Mortgage-Backed Securities
FNMS 04.000 CLBK1367
B1V7KEBTPIMZEU4LTD58
2048-04-01
4.000000
5825.00
5908.25
Agency Mortgage-Backed Securities
FNMS 04.500 CLBM3280
2047-11-01
4.500000
1880202.00
1792186.22
Agency Mortgage-Backed Securities
FNMS 03.500 CLCA0245
2047-09-01
3.500000
7296.00
6859.95
Agency Mortgage-Backed Securities
FNAR XX.XXX LBAI9825
2041-10-01
3.589000
23243.00
2359.47
Agency Mortgage-Backed Securities
FNMS 04.000 CLBC0233
2046-02-01
4.000000
1000.00
775.18
Agency Mortgage-Backed Securities
03.500 FGPC T65450 G
2047-12-01
3.500000
184096.00
169249.30
Agency Mortgage-Backed Securities
Y
2018-08-02
2018-08-02
2018-08-02
N
N
N
0.0191
2000001.00
2000001.00
0.0111
N
N
Y
N
MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH PIERCE FENNER & SMITH INC 1.930000%
8NAV47T0Y26Q87Y0QP81
0000065100
ARP0HI832
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
GNRA 2015-20O FC
549300M8ZYFG0OCMTT87
2065-08-20
1.008390
4893014.00
4120000.61
Agency Collateralized Mortgage Obligation
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0196
4000000.00
4000000.00
0.0221
N
Y
Y
N
BNP PARIBAS SA
BNP PARIBAS SA 2.050000%
R0MUWSFPU8MPRO8K5P83
0001197610
ARP0HI865
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
NATIONAL COLL ST LN TR 2005-3 A-5-1 20331025 FLT
2033-10-25
2.443630
3054072.00
2250593.00
Asset-Backed Securities
CITGO HOLDING INC SR SEC GLBL 20
2020-02-15
10.750000
42000.00
46300.04
Corporate Debt Securities
UNITED CMNTY BKS INC SB GLBL NT4.5%28
T68X8LLAQYRNDV034K14
2028-01-30
4.500000
4619.00
4567.48
Corporate Debt Securities
Y
2018-08-07
2018-08-07
2018-08-07
N
N
N
0.0208
2000000.00
2000000.00
0.0111
N
N
Y
N
BNP PARIBAS SA
BNP PARIBAS SA 1.930000%
R0MUWSFPU8MPRO8K5P83
0001197610
ARP0HI8B4
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
UNITED STATES TREASURY
254900HROIFWPRGM1V77
2018-08-16
0.00
300.00
299.73
U.S. Treasuries (including strips)
UNITED STATES TREASURY
254900HROIFWPRGM1V77
2022-11-15
1.625000
3204800.00
3059962.70
U.S. Treasuries (including strips)
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0196
3000000.00
3000000.00
0.0166
N
Y
Y
N
RBC CAPITAL MARKETS LLC
RBC CAPITAL MARKETS LLC 2.010000%
549300LCO2FLSSVFFR64
0000050916
ARP0HI8L2
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
BANK AMER CORP 3.864%24
9DJT3UXIJIZJI4WXO774
2024-07-23
3.864000
192775.00
192859.56
Corporate Debt Securities
FEDEX CORP SR GLBL NT3.3%27
549300E707U7WNPZN687
2027-03-15
3.300000
2000.00
1934.29
Corporate Debt Securities
CITIGROUP INC SR GLBL NT 29
6SHGI4ZSSLCXXQSBB395
2029-04-23
4.075000
3879.00
3839.60
Corporate Debt Securities
VIRGINIA ELEC & PWR CO SR GLBL A NT6%37
CQKUMNNZVDJLRYV2PT43
2037-05-15
6.000000
505000.00
611891.67
Corporate Debt Securities
DEUTSCHE BK AG N Y BRH SR GLBL NT 21
7LTWFZYICNSX8D621K86
2021-05-12
3.375000
245479.00
239886.07
Corporate Debt Securities
Y
2018-08-07
2018-08-07
2018-08-07
N
N
N
0.0204
1000000.00
1000000.00
0.0055
N
N
Y
N
RBC DOMINION SECURITIES INC
RBC DOMINION SECURITIES INC 1.930000%
549300QJJX6CVVUXLE15
0000050916
ARP0HI8O6
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
GNII SF MA3736 M
2046-06-20
3.500000
2816377.00
2057073.69
Agency Mortgage-Backed Securities
GNMI SP 783056 X
549300M8ZYFG0OCMTT87
2040-08-15
5.000000
1000.00
102.54
Agency Mortgage-Backed Securities
UNITED STATES TREASURY
254900HROIFWPRGM1V77
2019-12-31
1.625000
300.00
296.44
U.S. Treasuries (including strips)
UNITED STATES TREASURY
254900HROIFWPRGM1V77
2020-05-31
1.375000
1000.00
979.32
U.S. Treasuries (including strips)
UNITED STATES TREASURY
254900HROIFWPRGM1V77
2024-04-30
2.000000
1200.00
1149.10
U.S. Treasuries (including strips)
UNITED STATES TREASURY
254900HROIFWPRGM1V77
2025-05-15
2.125000
400.00
381.90
U.S. Treasuries (including strips)
UNITED STATES TREASURY
254900HROIFWPRGM1V77
2019-05-31
1.250000
100.00
99.26
U.S. Treasuries (including strips)
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0196
2000000.00
2000000.00
0.0111
N
Y
Y
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 1.930000%
VYVVCKR63DVZZN70PB21
0000827124
ARP0HIA13
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
FMAR 840765 G
2048-02-01
3.760000
1000.00
930.27
Agency Mortgage-Backed Securities
GNII SF BB7236 C
549300M8ZYFG0OCMTT87
2047-09-20
5.000000
2276432.00
1576891.08
Agency Mortgage-Backed Securities
GNII SF MA5078 M
2048-03-20
4.000000
1791942.00
1811897.87
Agency Mortgage-Backed Securities
GNII SF 004599 M
2039-12-20
5.000000
77560.00
11103.87
Agency Mortgage-Backed Securities
GNII SF 734183 C
2041-02-20
4.000000
1129734.00
759400.82
Agency Mortgage-Backed Securities
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0196
4000000.00
4000000.00
0.0221
N
Y
Y
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 2.010000%
VYVVCKR63DVZZN70PB21
0000827124
ARP0HIA39
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
BANK OF MONTREAL FR 3.1%071320
NQQ6HPCNCCU6TUTQYE16
2020-07-13
3.100000
2298819.00
2300129.33
Corporate Debt Securities
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0204
2000000.00
2000000.00
0.0111
N
Y
Y
N
CREDIT SUISSE AG
CREDIT SUISSE AG 1.910000%
ANGGYXNX0JLX3X63JN86
0001053092
ARP0HIA62
U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
Y
N
UNITED STATES TREASURY
254900HROIFWPRGM1V77
2018-09-30
0.750000
6559000.00
6562076.17
U.S. Treasuries (including strips)
UNITED STATES TREASURY
254900HROIFWPRGM1V77
2019-07-18
0.00
2000.00
1954.36
U.S. Treasuries (including strips)
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0194
6434394.00
6434394.00
0.0356
N
Y
Y
N
DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTSBANK (NEW YORK BRANCH)
DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTSBANK (NEW YORK BRANCH) 1.900000%
5493005PGG4HB3CD7345
0001074042
ATD0QVEE1
Non-Negotiable Time Deposit
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0190
1000000.00
1000000.00
0.0055
N
Y
Y
N
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH)
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH) 1.920000%
NHBDILHZTYCNBV5UYZ31
0001448613
ATD0QVEN1
Non-Negotiable Time Deposit
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0192
2000000.00
2000000.00
0.0111
N
Y
Y
N
ROYAL BANK OF CANADA (TORONTO BRANCH)
ROYAL BANK OF CANADA (TORONTO BRANCH) 1.920000%
ES7IP3U3RHIGC71XBU11
0000352613
ATD0QW2L6
Non-Negotiable Time Deposit
Y
2018-08-02
2018-08-02
2018-08-02
N
N
N
0.0192
1000000.00
1000000.00
0.0055
N
N
Y
N
DNB BANK ASA (GRAND CAYMAN BRANCH)
DNB BANK ASA (GRAND CAYMAN BRANCH) 1.900000%
0001498632
ATD0QW2O0
Non-Negotiable Time Deposit
Y
2018-08-02
2018-08-02
2018-08-02
N
N
N
0.0190
1000000.00
1000000.00
0.0055
N
N
Y
N
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH)
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 1.950000%
JHE42UYNWWTJB8YTTU19
0000859994
ATD0QW2Q5
Non-Negotiable Time Deposit
Y
2018-08-02
2018-08-02
2018-08-02
N
N
N
0.0195
3000000.00
3000000.00
0.0166
N
N
Y
N
ABN AMRO BANK NV (AMSTERDAM BRANCH)
ABN AMRO BANK NV (AMSTERDAM BRANCH) 1.930000%
0001245022
ATD0QWR21
Non-Negotiable Time Deposit
Y
2018-08-03
2018-08-03
2018-08-03
N
N
N
0.0193
1000000.00
1000000.00
0.0055
N
N
Y
N
ABN AMRO BANK NV (AMSTERDAM BRANCH)
ABN AMRO BANK NV (AMSTERDAM BRANCH) 1.930000%
0001245022
ATD0QXFG1
Non-Negotiable Time Deposit
Y
2018-08-06
2018-08-06
2018-08-06
N
N
N
0.0193
1000000.00
1000000.00
0.0055
N
N
Y
N
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH)
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH) 1.900000%
0001098062
ATD0QY3K3
Non-Negotiable Time Deposit
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0190
4000000.00
4000000.00
0.0221
N
Y
Y
N
NORTHERN TRUST CO (CAYMAN ISLANDS BRANCH)
NORTHERN TRUST CO (CAYMAN ISLANDS BRANCH) 1.880000%
6PTKHDJ8HDUF78PFWH30
0000073124
ATD0QY3M9
Non-Negotiable Time Deposit
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0188
1000000.00
1000000.00
0.0055
N
Y
Y
N
FIFTH THIRD BANK (GRAND CAYMAN BRANCH)
FIFTH THIRD BANK (GRAND CAYMAN BRANCH) 1.900000%
0000035528
ATD0QY3N7
Non-Negotiable Time Deposit
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0190
1000000.00
1000000.00
0.0055
N
Y
Y
N
The Charles Schwab Family of Funds
2018-08-07
Mark Fischer
Mark Fischer
Chief Financial Officer