0001145549-18-004038.txt : 20180709 0001145549-18-004038.hdr.sgml : 20180709 20180709154824 ACCESSION NUMBER: 0001145549-18-004038 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180709 DATE AS OF CHANGE: 20180709 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 18944657 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York Municipal Money Fund C000012394 Sweep Shares SWNXX C000012395 Investor Shares SWYXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2018-06-30 0000857156 549300I77JNLD629OV19 S000004513 2 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. DST Asset Manager Solutions, Inc. 0000275143 084-00896 N N N Single State Y 22 24 1588106497.23 1472727769.75 1405540421.10 1388093243.46 1274572310.07 0.8937 0.8772 0.8925 0.9128 0.9063 2468366.85 1400973667.05 1400966698.18 2937889.20 1113872.99 1405259081.24 1404349154.2180 1.0000 0.0156 1.0005 1.0006 1.0006 1.0006 1.0007 C000012394 0.00 719588726.36 719122781.5100 1.0005 1.0006 1.0006 1.0006 1.0007 44597615.67 67612900.30 73155964.52 177155013.41 71344558.09 167629447.73 81652528.65 119713730.99 48911714.86 176132276.03 291461167.07 658779446.93 0.0096 Y Investment Advisor and its affiliates Contractual 10,807 C000012395 0.00 685670354.88 685226372.7080 1.0005 1.0006 1.0006 1.0006 1.0007 11923141.82 15807566.15 21769190.76 19834644.20 17107300.62 13339746.28 10166429.01 16062422.08 34103382.04 13333899.28 87187266.59 65106210.64 0.0121 Y Investment Advisor and its affiliates Contractual 93,626 Metropolitan Transportation Auth Transportation RB Series 2006B 1.550000% 18886PD36 5493000TKYODLXADQD60 US18886PD368 Tender Option Bond Y 2018-07-05 2018-07-05 2026-09-15 N Y STATE STREET BANK AND TRUST COMPANY 1.0000 N 0.0155 25615000.00 25615000.00 0.0182 N N Y N New York State Dormitory Auth RB (St. John's Univ) Series 2007C 1.550000% 18886PUB9 549300C8XO7EXTX2XU71 US18886PUB92 Tender Option Bond Y 2018-07-05 2018-07-05 2025-07-01 N Y STATE STREET BANK AND TRUST COMPANY 1.0000 N 0.0155 26020000.00 26020000.00 0.0185 N N Y N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2011 1.560000% 196220AA5 US196220AA57 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0156 9285000.00 9285000.00 0.0066 N N Y N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2013 1.560000% 196220AB3 US196220AB31 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0156 11410000.00 11410000.00 0.0081 N N Y N Columbia Cnty IDA Civic Facility RB (Columbia Memorial Hospital) Series 2008A 1.540000% 197511AR9 US197511AR96 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2033-07-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0154 1260000.00 1260000.00 0.0009 N N Y N East Rochester Hsg Auth Housing RB (Park Ridge Nursing Home) Series 2008 1.560000% 274722DX2 US274722DX22 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2041-01-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0156 12315000.00 12315000.00 0.0088 N N Y N New York State Dormitory Auth RB (New York Univ) Series 2017A 1.660000% 27884F2K5 549300C8XO7EXTX2XU71 US27884F2K59 Tender Option Bond Y 2018-07-05 2018-08-23 2037-07-01 N N Y New York University Corporate Underlier 1.0000 US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0166 4376268.75 4376268.75 0.0031 N N N Y New York City GO Bonds Fiscal 2018 Series B1 1.660000% 27884F4H0 549300ABYZD2SFD5JB29 US27884F4H03 Tender Option Bond Y 2018-07-05 2018-07-19 2040-10-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0166 4910982.00 4910982.00 0.0035 N N N Y Eden CSD BAN 2018 3.000000% 279466DY9 US279466DY95 Other Municipal Security Y 2019-06-06 2019-06-06 2019-06-06 N N N 0.0174 7890012.00 7890012.00 0.0056 N N N N Enlarged Troy SD BAN 2018 3.500000% 293359DT9 US293359DT93 Other Municipal Security Y 2019-06-12 2019-06-12 2019-06-12 N N N 0.0177 9145080.00 9145080.00 0.0065 N N N N Erie Cnty IDA IDRB (Hydro-Air Components) Series 2006 1.580000% 295088FP8 US295088FP80 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2026-04-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0158 3985000.00 3985000.00 0.0028 N N Y N Franklin Cnty Civic Development Corp RB (Alice Hyde Medical Center) Series 2013A 1.540000% 35313PAA0 US35313PAA03 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2038-10-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0154 7990000.00 7990000.00 0.0057 N N Y N Kenmore Tonawanda UFSD BAN 2018 3.000000% 489152KF4 US489152KF44 Other Municipal Security Y 2019-06-13 2019-06-13 2019-06-13 N N N 0.0168 15185250.00 15185250.00 0.0108 N N N N Lancaster IDA IDRB (Sealing Devices) Series 2016 1.560000% 514226AF6 US514226AF68 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2037-01-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0156 3100000.00 3100000.00 0.0022 N N Y N Lancaster IDA Civic Facility RB (GreenField Manor) Series 2000 1.600000% 514502AA1 US514502AA19 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2032-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0160 13000000.00 13000000.00 0.0093 N N Y N Lancaster IDA IDRB (Sealing Devices) Series 2007 1.580000% 514509AA6 US514509AA61 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2027-12-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0158 1465000.00 1465000.00 0.0010 N N Y N Lindenhurst Union Free SD BAN 2018 2.750000% 535465QQ4 549300EBJL9PZ413I360 US535465QQ47 Other Municipal Security Y 2019-06-26 2019-06-26 2019-06-26 N N N 0.0177 6057060.00 6057060.00 0.0043 N N N N Liverpool CSD BAN 2018 3.000000% 538361SD9 US538361SD98 Other Municipal Security Y 2019-06-28 2019-06-28 2019-06-28 N N N 0.0174 2024600.00 2024600.00 0.0014 N N N N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 1.540000% 59259NT78 5493000TKYODLXADQD60 US59259NT781 Tender Option Bond Y 2018-07-06 2018-07-06 2020-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 6665000.00 6665000.00 0.0047 N N Y N Metropolitan Transportation Auth Transportation RB Series 2015E4 1.540000% 59259Y7E3 5493000TKYODLXADQD60 US59259Y7E34 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2045-11-15 Y Bank of the West 1.0000 7 N N N 0.0154 6765000.00 6765000.00 0.0048 N N Y N Metropolitan Transportation Auth Transportation RB Series 2005E 1.540000% 59259YTZ2 5493000TKYODLXADQD60 US59259YTZ24 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2035-11-01 Y BANK OF MONTREAL 1.0000 3 N N N 0.0154 2305000.00 2305000.00 0.0016 N Y Y N Monroe Cnty IDA Civic Facility RB Series 2004 1.610000% 610752CU9 US610752CU99 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2024-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0161 865000.00 865000.00 0.0006 N N Y N Monroe Cnty IDA Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 1.560000% 610752CW5 US610752CW55 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2035-04-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0156 17320000.00 17320000.00 0.0123 N N Y N New York City GO Bonds Fiscal 2006 Series I-8 1.550000% 64966FB45 549300ABYZD2SFD5JB29 US64966FB457 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2036-04-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 3 Y N N 0.0155 7265000.00 7265000.00 0.0052 N Y Y N New York City GO Bonds Fiscal 2009 Series H1 1.540000% 64966HHH6 549300ABYZD2SFD5JB29 US64966HHH66 Tender Option Bond Y 2018-07-06 2018-07-06 2018-09-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 15000000.00 15000000.00 0.0107 N N Y N New York City GO Bonds Fiscal 2009 Series J1 1.540000% 64966HMA5 549300ABYZD2SFD5JB29 US64966HMA58 Tender Option Bond Y 2018-07-06 2018-07-06 2018-12-01 Y Citibank NA 1.0000 7 Y N N 0.0154 23225000.00 23225000.00 0.0165 N N Y N New York City GO Bonds Fiscal 2005 Series C3 1.540000% 64966HMG2 549300ABYZD2SFD5JB29 US64966HMG29 Tender Option Bond Y 2018-07-06 2018-07-06 2018-09-06 Y Bank of America NA 1.0000 7 Y N N 0.0154 8700000.00 8700000.00 0.0062 N N Y N New York City GO Bonds Fiscal 2013 Series A3 1.670000% 64966J5Y8 549300ABYZD2SFD5JB29 US64966J5Y85 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2040-10-01 Y Mizuho Bank Ltd 1.0000 3 N N N 0.0167 800000.00 800000.00 0.0006 N Y Y N New York City GO Bonds Fiscal 2012 Series G7 1.570000% 64966JB62 549300ABYZD2SFD5JB29 US64966JB624 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2042-04-01 Y MUFG BANK LTD 1.0000 3 N N N 0.0157 1500000.00 1500000.00 0.0011 N Y Y N New York City GO Bonds Fiscal 2012 Series G6 1.600000% 64966JE77 549300ABYZD2SFD5JB29 US64966JE776 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2042-04-01 Y Mizuho Bank Ltd 1.0000 3 N N N 0.0160 12265000.00 12265000.00 0.0087 N Y Y N New York City GO Bonds Fiscal 2012 Series D1 1.540000% 64966K6J7 549300ABYZD2SFD5JB29 US64966K6J73 Tender Option Bond Y 2018-07-06 2018-07-06 2019-10-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 2500000.00 2500000.00 0.0018 N N Y N New York City GO Bonds Fiscal 2013 Series D&E 1.540000% 64966KNG4 549300ABYZD2SFD5JB29 US64966KNG49 Tender Option Bond Y 2018-07-06 2018-07-06 2020-08-01 Y Citibank NA 1.0000 7 Y N N 0.0154 16500000.00 16500000.00 0.0117 N N Y N New York City GO Bonds Fiscal 2014 Series A1 1.540000% 64966KT60 549300ABYZD2SFD5JB29 US64966KT608 Tender Option Bond Y 2018-07-06 2018-07-06 2021-08-01 Y Citibank NA 1.0000 7 Y N N 0.0154 8000000.00 8000000.00 0.0057 N N Y N New York City GO Bonds Fiscal 2013 Series F1 1.540000% 64966KWR0 549300ABYZD2SFD5JB29 US64966KWR03 Tender Option Bond Y 2018-07-06 2018-07-06 2021-03-01 Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 7 Y N N 0.0154 7300000.00 7300000.00 0.0052 N N Y N New York City GO Bonds Fiscal 2014 Series G 5.000000% 64966LDT5 549300ABYZD2SFD5JB29 US64966LDT52 Other Municipal Security Y 2018-08-01 2018-08-01 2018-08-01 N N N 0.0127 200576.00 200576.00 0.0001 N N N N New York City GO Bonds Fiscal 2015 Series F5 1.590000% 64966LU41 549300ABYZD2SFD5JB29 US64966LU414 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2044-06-01 Y Barclays Bank PLC 1.0000 3 Y N N 0.0159 2150000.00 2150000.00 0.0015 N Y Y N New York City Go Bonds Fiscal 2018 Series B4 1.590000% 64966MSB6 549300ABYZD2SFD5JB29 US64966MSB62 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2046-10-01 Y Barclays Bank PLC 1.0000 3 Y N N 0.0159 1690000.00 1690000.00 0.0012 N Y Y N New York City GO Bonds Fiscal 2018 Series B5 1.590000% 64966MSD2 549300ABYZD2SFD5JB29 US64966MSD29 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2046-10-01 Y Barclays Bank PLC 1.0000 3 Y N N 0.0159 1005000.00 1005000.00 0.0007 N Y Y N New York City GO Bonds Fiscal 2012 Series D-3A 1.580000% 64966MSF7 549300ABYZD2SFD5JB29 US64966MSF76 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2039-10-01 Y BANK OF NEW YORK MELLON/THE 1.0000 3 Y N N 0.0158 2480000.00 2480000.00 0.0018 N Y Y N New York City Housing Development Corp M/F Mortgage RB (Las Casas) Series 2008A 1.600000% 64966TBK9 549300SQWVHKBRF8D702 US64966TBK97 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2040-10-01 Y Bank of America NA 1.0000 7 N N N 0.0160 19200000.00 19200000.00 0.0137 N N Y N New York City IDA IDRB (Gary Plastic Packaging Corp) Series 1998 1.910000% 649705NS5 549300XR20ZR5DHL9534 US649705NS54 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2018-09-30 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0191 350000.00 350000.00 0.0002 N N Y N New York City IDA Empowerment Zone RB (Tiago Holdings) Series 2007 1.540000% 649705SZ4 549300XR20ZR5DHL9534 US649705SZ43 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2037-01-01 Y Lloyds Bank Plc 1.0000 7 N N N 0.0154 32000000.00 32000000.00 0.0228 N N Y N New York City Housing Development Corp M/F Housing RB (Linden Plaza) Series 2008A 1.600000% 64970HDP6 549300SQWVHKBRF8D702 US64970HDP64 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2043-04-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0160 12070000.00 12070000.00 0.0086 N N Y N New York City Housing Development Corp M/F Mortgage RB (Nagle Courtyard Apts) Series 2004A 1.560000% 64970VCJ0 549300SQWVHKBRF8D702 US64970VCJ08 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2038-01-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0156 4200000.00 4200000.00 0.0030 N N Y N New York City Housing Development Corp M/F Mortgage RB (1904 Vyse Ave Apts) Series 2005A 1.560000% 64970VCQ4 549300SQWVHKBRF8D702 US64970VCQ41 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2038-01-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0156 4035000.00 4035000.00 0.0029 N N Y N New York City Housing Development Corp M/F Mortgage RB (33 W Tremont Ave Apts) Series 2005A 1.560000% 64970VCR2 549300SQWVHKBRF8D702 US64970VCR24 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2038-02-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0156 1565000.00 1565000.00 0.0011 N N Y N New York City Housing Development Corp M/F Mortgage RB (1090 Franklin Ave Apts) 2005A 1.540000% 64970VDG5 549300SQWVHKBRF8D702 US64970VDG59 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2037-12-01 Y Citibank NA 1.0000 7 N N N 0.0154 2320000.00 2320000.00 0.0017 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series F1 1.540000% 64971Q6S7 5493003476LG35QAKM08 US64971Q6S79 Tender Option Bond Y 2018-07-06 2018-07-06 2020-05-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 7500000.00 7500000.00 0.0053 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series F1 1.540000% 64971Q6W8 5493003476LG35QAKM08 US64971Q6W81 Tender Option Bond Y 2018-07-06 2018-07-06 2020-05-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 3400000.00 3400000.00 0.0024 N N Y N New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2012 Series D1 1.540000% 64971QRZ8 5493003476LG35QAKM08 US64971QRZ80 Tender Option Bond Y 2018-07-06 2018-07-06 2019-11-01 Y Citibank NA 1.0000 7 Y N N 0.0154 4000000.00 4000000.00 0.0028 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2014 Series A1 1.540000% 64971WGY0 5493003476LG35QAKM08 US64971WGY03 Tender Option Bond Y 2018-07-06 2018-07-06 2021-11-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 5780000.00 5780000.00 0.0041 N N Y N New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2008 Series B3 1.590000% 64972FSG2 549300Q2EHQ6RJPQKP05 US64972FSG27 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2025-06-15 Y Bank of America NA 1.0000 3 Y N N 0.0159 5310000.00 5310000.00 0.0038 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2014 Series AA3 1.540000% 64972GCR3 549300Q2EHQ6RJPQKP05 US64972GCR39 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2049-06-15 Y TD Bank NA 1.0000 3 Y N N 0.0154 4160000.00 4160000.00 0.0030 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2011 Series EE 1.540000% 64972GCZ5 549300Q2EHQ6RJPQKP05 US64972GCZ54 Tender Option Bond Y 2018-07-06 2018-07-06 2019-06-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 6175000.00 6175000.00 0.0044 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB2 1.530000% 64972GML5 549300Q2EHQ6RJPQKP05 US64972GML58 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2049-06-15 Y BANK OF MONTREAL 1.0000 3 Y N N 0.0153 1300000.00 1300000.00 0.0009 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2015 Series BB4 1.590000% 64972GRG1 549300Q2EHQ6RJPQKP05 US64972GRG19 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2050-06-15 Y Barclays Bank PLC 1.0000 3 Y N N 0.0159 6000000.00 6000000.00 0.0043 N Y Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2012 Series S1A 1.540000% 64972HUN0 5493003476LG35QAKM08 US64972HUN06 Tender Option Bond Y 2018-07-06 2018-07-06 2019-07-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0154 5625000.00 5625000.00 0.0040 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2013 Series S1 1.540000% 64972HUQ3 5493003476LG35QAKM08 US64972HUQ37 Tender Option Bond Y 2018-07-06 2018-07-06 2020-07-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0154 12500000.00 12500000.00 0.0089 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S1 1.540000% 64972HWC2 5493003476LG35QAKM08 US64972HWC23 Tender Option Bond Y 2018-07-06 2018-07-06 2023-01-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0154 4000000.00 4000000.00 0.0028 N N Y N New York City Trust for Cultural Resources RB (American Museum of Natural History) Series 2014B2 1.540000% 64972SAL2 US64972SAL25 Other Municipal Security Y 2018-07-05 2019-01-07 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0158 14740294.80 14740294.80 0.0105 N N N N New York State Dormitory Auth CP (Cornell Univ) 1.400000% 64983LWR7 549300C8XO7EXTX2XU71 Non-Financial Company Commercial Paper Y 2018-08-30 2018-08-30 2018-08-30 N N Y Cornell University Corporate Underlier 1.0000 0.0177 14880321.50 14880321.50 0.0106 N N N N New York State Dormitory Auth CP (Cornell Univ) 1.390000% 64983LWS5 549300C8XO7EXTX2XU71 Non-Financial Company Commercial Paper Y 2018-09-06 2018-09-06 2018-09-06 N N Y Cornell University Corporate Underlier 1.0000 0.0171 18988030.00 18988030.00 0.0135 N N N N New York State Dormitory Auth State Sales Tax RB Series 2014A 1.540000% 64983PA84 549300C8XO7EXTX2XU71 US64983PA842 Tender Option Bond Y 2018-07-06 2018-07-06 2022-03-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0154 3300000.00 3300000.00 0.0023 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2011A 1.540000% 64983PZE4 549300C8XO7EXTX2XU71 US64983PZE41 Tender Option Bond Y 2018-07-06 2018-07-06 2019-03-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0154 2000000.00 2000000.00 0.0014 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2011A 1.540000% 64983PZY0 549300C8XO7EXTX2XU71 US64983PZY05 Tender Option Bond Y 2018-07-06 2018-07-06 2019-09-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0154 5935000.00 5935000.00 0.0042 N N Y N New York State Power Auth CP Series 1&2 1.640000% 64985NEX8 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2018-08-16 2018-08-16 2018-08-16 N N N 0.0153 15002100.15 15002100.15 0.0107 N N N N NEW YORK STATE HFA Service Contract Refunding RB Series 2003 M2 1.560000% 64986BBF5 5493000LS7KCDB02O506 US64986BBF58 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2021-09-15 Y Bank of America NA 1.0000 7 N N N 0.0156 6655000.00 6655000.00 0.0047 N N Y N NEW YORK STATE HFA Housing RB (Clinton Green North) Series 2005A 1.600000% 64986M2T1 5493000LS7KCDB02O506 US64986M2T12 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2038-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0160 50000000.00 50000000.00 0.0356 N N Y N NEW YORK STATE HFA Housing RB (Clinton Green South) Series 2005A 1.600000% 64986M2V6 5493000LS7KCDB02O506 US64986M2V67 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2038-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0160 26000000.00 26000000.00 0.0185 N N Y N NEW YORK STATE HFA Housing RB (Clinton Green) Series 2006A 1.600000% 64986M2W4 5493000LS7KCDB02O506 US64986M2W41 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2038-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0160 8800000.00 8800000.00 0.0063 N N Y N NEW YORK STATE HFA Housing RB (900 8th Avenue) Series 2002A 1.600000% 64986MD44 5493000LS7KCDB02O506 US64986MD440 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2035-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0160 58000000.00 58000000.00 0.0413 N N Y N NEW YORK STATE HFA Housing RB (Tribeca Park) Series 1997A 1.530000% 64986MDT9 5493000LS7KCDB02O506 US64986MDT99 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2029-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0153 700000.00 700000.00 0.0005 N N Y N NEW YORK STATE HFA Housing RB (Gateway to New Cassel) Series 2006A 1.630000% 64986MF34 5493000LS7KCDB02O506 US64986MF346 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2039-11-01 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0163 5600000.00 5600000.00 0.0040 N N Y N NEW YORK STATE HFA Housing RB (Helena) Series 2004A 1.600000% 64986MG41 5493000LS7KCDB02O506 US64986MG419 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2036-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0160 44000000.00 44000000.00 0.0313 N N Y N NEW YORK STATE HFA Housing RB (39th St) Series 2000A 1.600000% 64986MJY2 5493000LS7KCDB02O506 US64986MJY21 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2031-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0160 5300000.00 5300000.00 0.0038 N N Y N NEW YORK STATE HFA Housing RB (Reverend Polite Ave Apts) Series 2005A 1.550000% 64986ML45 5493000LS7KCDB02O506 US64986ML450 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2036-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0155 7435000.00 7435000.00 0.0053 N N Y N NEW YORK STATE HFA Housing RB (Chelsea Apartments) Series 2003A 1.580000% 64986MQM0 5493000LS7KCDB02O506 US64986MQM00 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2036-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0158 3145000.00 3145000.00 0.0022 N N Y N NEW YORK STATE HFA Housing RB (W 20th Street) Series 2000A 1.600000% 64986MQQ1 5493000LS7KCDB02O506 US64986MQQ14 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2033-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0160 5300000.00 5300000.00 0.0038 N N Y N NEW YORK STATE HFA Housing RB (West Village Apts) Series 2008A 1.630000% 64986MS89 5493000LS7KCDB02O506 US64986MS893 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2039-11-01 Y Citibank NA 1.0000 7 N N N 0.0163 5700000.00 5700000.00 0.0041 N N Y N NEW YORK STATE HFA Housing RB (Caroline Apts) Series 2008A 1.600000% 64986MT54 5493000LS7KCDB02O506 US64986MT545 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2043-05-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0160 7000000.00 7000000.00 0.0050 N N Y N NEW YORK STATE HFA Housing RB (Biltmore Tower) Series 2003A 1.600000% 64986MYE9 5493000LS7KCDB02O506 US64986MYE91 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2034-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0160 31300000.00 31300000.00 0.0223 N N Y N NEW YORK STATE HFA Housing RB (Rip Van Winkle House) Series 2004A 1.550000% 64986MZN8 5493000LS7KCDB02O506 US64986MZN81 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2034-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0155 10700000.00 10700000.00 0.0076 N N Y N NEW YORK STATE HFA Housing RB (25 Washington St) Series 2010A 1.530000% 64986UFE2 5493000LS7KCDB02O506 US64986UFE29 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2044-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0153 5445000.00 5445000.00 0.0039 N N Y N NEW YORK STATE HFA Housing RB (600 W 42nd Street) Series 2007A 1.600000% 64986UMN4 5493000LS7KCDB02O506 US64986UMN45 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0160 73100000.00 73100000.00 0.0520 N N Y N NEW YORK STATE HFA Housing RB (600 W 42nd St) Series 2008A 1.530000% 64986UMP9 5493000LS7KCDB02O506 US64986UMP92 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0153 27095000.00 27095000.00 0.0193 N N Y N NEW YORK STATE HFA Housing RB (Related-42nd & 10th) Series 2007A 1.530000% 64986URA7 5493000LS7KCDB02O506 US64986URA78 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2041-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION 1.0000 7 N N N 0.0153 3345000.00 3345000.00 0.0024 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 144 1.550000% 649883DQ5 549300ZQWNLLIG564027 US649883DQ52 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2037-10-01 Y Bank of America NA 1.0000 3 Y N N 0.0155 7615000.00 7615000.00 0.0054 N Y Y N New York State Power Auth CP Series 1&2 1.480000% 64989MTV4 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2018-07-19 2018-07-19 2018-07-19 N N N 0.0161 3244772.85 3244772.85 0.0023 N N N N New York State Dormitory Auth RB (Univ of Rochester) Series 2006A1 1.550000% 6499032J9 549300C8XO7EXTX2XU71 US6499032J98 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2027-07-01 Y Barclays Bank PLC 1.0000 7 N N N 0.0155 1635000.00 1635000.00 0.0012 N N Y N New York State Dormitory Auth RB (Cornell Univ) Series 2016A 5.000000% 64990BE33 549300C8XO7EXTX2XU71 US64990BE336 Other Municipal Security Y 2018-07-01 2018-07-01 2018-07-01 N N Y Cornell University Corporate Underlier 1.0000 0.0500 1000000.00 1000000.00 0.0007 N Y Y N New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 1.540000% 650035RU4 54930039Y2EMGXN6LM88 US650035RU48 Tender Option Bond Y 2018-07-06 2018-07-06 2030-09-15 Y Morgan Stanley Bank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0154 5000000.00 5000000.00 0.0036 N N Y N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 3 1.580000% 670656602 549300V4X2BF3UXSCQ58 US6706566022 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2040-12-01 Y Citibank NA 1.0000 7 N N N 0.0158 2700000.00 2700000.00 0.0019 N N Y N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 5 1.550000% 670656875 549300V4X2BF3UXSCQ58 US6706568754 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2046-06-01 Y Toronto-Dominion Bank/The 1.0000 7 N N N 0.0155 40000000.00 40000000.00 0.0285 N N Y N Onondaga Cnty IDA Civic Facility RB (Syracuse Research Corp Facility) Series 1997A 1.560000% 682747AV2 US682747AV22 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2021-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0156 1500000.00 1500000.00 0.0011 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 177th Series 1.540000% 73358WMU5 54930006MR4KZ4W74Z83 US73358WMU52 Tender Option Bond Y 2018-07-06 2018-07-06 2021-01-15 Y Credit Suisse AG 1.0000 7 Y N N 0.0154 1000000.00 1000000.00 0.0007 N N Y N New York City GO Bonds Fiscal 2012 Series A5 1.540000% 74926Y3G4 549300ABYZD2SFD5JB29 US74926Y3G49 Tender Option Bond Y 2018-07-06 2018-07-06 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0154 14165000.00 14165000.00 0.0101 N N Y N New York City GO Bonds Fiscal 2012 Series D3B 1.540000% 74926Y3L3 549300ABYZD2SFD5JB29 US74926Y3L34 Tender Option Bond Y 2018-07-06 2018-07-06 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0154 13000000.00 13000000.00 0.0093 N N Y N New York City GO Bonds Fiscal 2015 Series F7 1.540000% 74926Y3Q2 549300ABYZD2SFD5JB29 US74926Y3Q21 Tender Option Bond Y 2018-07-06 2018-07-06 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0154 5830000.00 5830000.00 0.0041 N N Y N New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 1998 Series C 1.540000% 74926Y4C2 5493003476LG35QAKM08 US74926Y4C26 Tender Option Bond Y 2018-07-06 2018-07-06 2021-08-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0154 11200000.00 11200000.00 0.0080 N N Y N Rockland Cnty IDA RB (Northern Riverview) Series 1999 1.610000% 773561AD7 US773561AD73 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2029-02-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0161 6365000.00 6365000.00 0.0045 N N Y N Suffolk Cnty IDA Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 1.580000% 864768FD3 US864768FD35 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2021-01-01 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0158 1740000.00 1740000.00 0.0012 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 1.540000% 88033LA25 54930039Y2EMGXN6LM88 US88033LA250 Tender Option Bond Y 2018-07-06 2018-07-06 2021-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0154 4665000.00 4665000.00 0.0033 N N Y N New York City GO Bonds Fiscal 2014 Series I1 1.540000% 88033LA41 549300ABYZD2SFD5JB29 US88033LA417 Tender Option Bond Y 2018-07-06 2018-07-06 2022-03-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 2635000.00 2635000.00 0.0019 N N Y N New York City Housing Development Corp M/F Housing RB Series 2009C1 1.540000% 88033LAX7 549300SQWVHKBRF8D702 US88033LAX73 Tender Option Bond Y 2018-07-06 2018-07-06 2029-05-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 10000000.00 10000000.00 0.0071 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2014 Series DD 1.540000% 88033LC80 549300Q2EHQ6RJPQKP05 US88033LC801 Tender Option Bond Y 2018-07-06 2018-07-06 2022-03-19 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 4000000.00 4000000.00 0.0028 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 1.540000% 88033LD48 US88033LD486 Tender Option Bond Y 2018-07-06 2018-07-06 2022-10-20 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 4250000.00 4250000.00 0.0030 N N Y N New York City GO Bonds Fiscal 2009 Series I1 1.540000% 88033LH69 549300ABYZD2SFD5JB29 US88033LH693 Tender Option Bond Y 2018-07-06 2018-07-06 2028-10-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 3000000.00 3000000.00 0.0021 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2008 Series AA&DD & Fiscal 2009 Series FF2&GG1 1.540000% 88033LLF4 549300Q2EHQ6RJPQKP05 US88033LLF49 Tender Option Bond Y 2018-07-06 2018-07-06 2033-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 870000.00 870000.00 0.0006 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2012 Series FF 1.540000% 88033LRU5 549300Q2EHQ6RJPQKP05 US88033LRU51 Tender Option Bond Y 2018-07-06 2018-07-06 2021-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 23550000.00 23550000.00 0.0168 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2014C 1.540000% 88033LSG5 549300C8XO7EXTX2XU71 US88033LSG58 Tender Option Bond Y 2018-07-06 2018-07-06 2022-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0154 11135000.00 11135000.00 0.0079 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 1.540000% 88033LSR1 US88033LSR14 Tender Option Bond Y 2018-07-06 2018-07-06 2022-10-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 1500000.00 1500000.00 0.0011 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013TE 1.540000% 88033LZE2 US88033LZE28 Tender Option Bond Y 2018-07-06 2018-07-06 2021-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 3355000.00 3355000.00 0.0024 N N Y N New York City GO Bonds Fiscal 2010 Series E 1.540000% 88033LZU6 549300ABYZD2SFD5JB29 US88033LZU69 Tender Option Bond Y 2018-07-06 2018-07-06 2019-04-12 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 3445000.00 3445000.00 0.0025 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2009B 1.540000% 88033LZY8 5493000TKYODLXADQD60 US88033LZY81 Tender Option Bond Y 2018-07-06 2018-07-06 2019-07-24 Y JPMorgan Chase Bank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0154 3165000.00 3165000.00 0.0023 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013TE 1.540000% 88033M2A4 US88033M2A40 Tender Option Bond Y 2018-07-06 2018-07-06 2021-11-01 Y Credit Suisse AG 1.0000 7 Y N N 0.0154 24375000.00 24375000.00 0.0173 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2009 Series GG2 1.540000% 88033M4M6 549300Q2EHQ6RJPQKP05 US88033M4M69 Tender Option Bond Y 2018-07-06 2018-07-06 2018-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 7800000.00 7800000.00 0.0056 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2009A2 1.540000% 88033M4P9 54930020ZN4LQF7K3456 US88033M4P90 Tender Option Bond Y 2018-07-06 2018-07-06 2018-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 1200000.00 1200000.00 0.0009 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2016A 1.540000% 88033ME52 5493000TKYODLXADQD60 US88033ME524 Tender Option Bond Y 2018-07-06 2018-07-06 2024-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 5345000.00 5345000.00 0.0038 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 1.540000% 88033MEU7 5493003476LG35QAKM08 US88033MEU71 Tender Option Bond Y 2018-07-06 2018-07-06 2023-07-15 Y Citibank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0154 8000000.00 8000000.00 0.0057 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2015E 1.540000% 88033MGE1 549300C8XO7EXTX2XU71 US88033MGE12 Tender Option Bond Y 2018-07-06 2018-07-06 2023-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0154 6250000.00 6250000.00 0.0044 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2016 Series A1 1.540000% 88033MGQ4 5493003476LG35QAKM08 US88033MGQ42 Tender Option Bond Y 2018-07-06 2018-07-06 2023-08-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 1500000.00 1500000.00 0.0011 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2015B 1.540000% 88033MGW1 549300C8XO7EXTX2XU71 US88033MGW10 Tender Option Bond Y 2018-07-06 2018-07-06 2023-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0154 1875000.00 1875000.00 0.0013 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 1.540000% 88033MHQ3 54930006MR4KZ4W74Z83 US88033MHQ33 Tender Option Bond Y 2018-07-06 2018-07-06 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 8500000.00 8500000.00 0.0060 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 1.540000% 88033MJS7 54930006MR4KZ4W74Z83 US88033MJS70 Tender Option Bond Y 2018-07-06 2018-07-06 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 3300000.00 3300000.00 0.0023 N N Y N New York Liberty Development Corp Liberty RB Series 1WTC-2011 1.560000% 88033MK71 US88033MK711 Tender Option Bond Y 2018-07-06 2018-07-06 2019-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y PORT AUTHORITY OF NEW YORK AND NEW JERSEY Corporate Underlier 1.0000 0.0156 5815000.00 5815000.00 0.0041 N N Y N New York State Dormitory Auth State Sales Tax RB Series 2015B 1.540000% 88033MKH9 549300C8XO7EXTX2XU71 US88033MKH96 Tender Option Bond Y 2018-07-06 2018-07-06 2023-09-15 Y Wells Fargo Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0154 5790000.00 5790000.00 0.0041 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 1.540000% 88033ML70 54930039Y2EMGXN6LM88 US88033ML701 Tender Option Bond Y 2018-07-06 2018-07-06 2021-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0154 4700000.00 4700000.00 0.0033 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2016 Series BB1 1.530000% 88033MLB1 549300Q2EHQ6RJPQKP05 US88033MLB18 Tender Option Bond Y 2018-07-06 2018-07-06 2023-06-15 Y STATE STREET BANK AND TRUST COMPANY 1.0000 7 Y N N 0.0153 10130000.00 10130000.00 0.0072 N N Y N New York State Dormitory Auth Mental Health Services Facilities RB Series 2008C 1.590000% 88033MMA2 549300C8XO7EXTX2XU71 US88033MMA26 Tender Option Bond Y 2018-07-06 2018-07-06 2018-08-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0159 7835000.00 7835000.00 0.0056 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2011 Series HH 1.540000% 88033MMY0 549300Q2EHQ6RJPQKP05 US88033MMY02 Tender Option Bond Y 2018-07-06 2018-07-06 2019-06-15 Y Royal Bank of Canada 1.0000 7 Y N N 0.0154 14700000.00 14700000.00 0.0105 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2010C 1.540000% 88033MTX5 549300QJ33JJW73OQO60 US88033MTX55 Tender Option Bond Y 2018-07-06 2018-07-06 2019-10-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 6600000.00 6600000.00 0.0047 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 1.540000% 88033MYA9 549300Q2EHQ6RJPQKP05 US88033MYA97 Tender Option Bond Y 2018-07-06 2018-07-06 2019-12-19 Y Royal Bank of Canada 1.0000 7 Y N N 0.0154 10515000.00 10515000.00 0.0075 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2009 Series FF 1.540000% 88033SEM2 549300Q2EHQ6RJPQKP05 US88033SEM26 Tender Option Bond Y 2018-07-06 2018-07-06 2019-01-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 2425000.00 2425000.00 0.0017 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series F 1.540000% 88033SM84 5493003476LG35QAKM08 US88033SM847 Tender Option Bond Y 2018-07-06 2018-07-06 2021-02-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 6480000.00 6480000.00 0.0046 N N Y N New York City GO Bonds Fiscal 2013 Series A1 1.540000% 88033SN42 549300ABYZD2SFD5JB29 US88033SN423 Tender Option Bond Y 2018-07-06 2018-07-06 2020-10-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 3750000.00 3750000.00 0.0027 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 1.540000% 88033SRH9 5493003476LG35QAKM08 US88033SRH93 Tender Option Bond Y 2018-07-06 2018-07-06 2020-02-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0154 5450000.00 5450000.00 0.0039 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 1.540000% 88033SYC2 54930039Y2EMGXN6LM88 US88033SYC24 Tender Option Bond Y 2018-07-06 2018-07-06 2024-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0154 4995000.00 4995000.00 0.0036 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2011 Series C 1.540000% 88033UBC2 5493003476LG35QAKM08 US88033UBC27 Tender Option Bond Y 2018-07-06 2018-07-06 2020-04-05 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 1700000.00 1700000.00 0.0012 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2013A 1.540000% 88033UBQ1 549300QJ33JJW73OQO60 US88033UBQ13 Tender Option Bond Y 2018-07-06 2018-07-06 2021-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK ST EFC NYCMWFA PROG Corporate Underlier 1.0000 0.0154 2500000.00 2500000.00 0.0018 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 1.540000% 88033UC56 549300Q2EHQ6RJPQKP05 US88033UC562 Tender Option Bond Y 2018-07-06 2018-07-06 2024-12-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0154 2800000.00 2800000.00 0.0020 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2013A 1.540000% 88033UCA5 549300C8XO7EXTX2XU71 US88033UCA51 Tender Option Bond Y 2018-07-06 2018-07-06 2021-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0154 2000000.00 2000000.00 0.0014 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2013 Series DD 1.540000% 88033UCE7 549300Q2EHQ6RJPQKP05 US88033UCE73 Tender Option Bond Y 2018-07-06 2018-07-06 2021-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 4715000.00 4715000.00 0.0034 N N Y N New York State Dormitory Auth State Sales Tax RB Series 2014A 1.540000% 88033UED7 549300C8XO7EXTX2XU71 US88033UED72 Tender Option Bond Y 2018-07-06 2018-07-06 2022-03-15 Y Royal Bank of Canada 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0154 4500000.00 4500000.00 0.0032 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 198th Series 1.540000% 88033UKZ1 54930006MR4KZ4W74Z83 US88033UKZ11 Tender Option Bond Y 2018-07-06 2018-07-06 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 3055000.00 3055000.00 0.0022 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series A1 1.540000% 88033UMN6 5493003476LG35QAKM08 US88033UMN62 Tender Option Bond Y 2018-07-06 2018-07-06 2018-11-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 10990000.00 10990000.00 0.0078 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 197th Series 1.590000% 88033UNC9 54930006MR4KZ4W74Z83 US88033UNC98 Tender Option Bond Y 2018-07-06 2018-07-06 2024-11-15 Y Barclays Bank PLC 1.0000 7 Y N N 0.0159 2380000.00 2380000.00 0.0017 N N Y N New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2011 Series D1 1.540000% 88033USX8 5493003476LG35QAKM08 US88033USX80 Tender Option Bond Y 2018-07-06 2018-07-06 2019-02-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 3750000.00 3750000.00 0.0027 N N Y N New York City GO Bonds Fiscal 2017 Series A1 1.540000% 88033UWW5 549300ABYZD2SFD5JB29 US88033UWW51 Tender Option Bond Y 2018-07-06 2018-07-06 2024-08-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 16000000.00 16000000.00 0.0114 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2016B-1 1.540000% 88033UXD6 5493000TKYODLXADQD60 US88033UXD61 Tender Option Bond Y 2018-07-06 2018-07-06 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 3335000.00 3335000.00 0.0024 N N Y N Triborough Bridge & Tunnel Auth General Refunding RB Series 2017B 1.540000% 88033UYR4 54930020ZN4LQF7K3456 US88033UYR49 Tender Option Bond Y 2018-07-06 2018-07-06 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 4195000.00 4195000.00 0.0030 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2017 Series B1 1.540000% 88033Y5Y3 5493003476LG35QAKM08 US88033Y5Y36 Tender Option Bond Y 2018-07-06 2018-07-06 2024-08-01 Y Citibank NA 1.0000 7 Y N N 0.0154 3000000.00 3000000.00 0.0021 N N Y N New York State Dormitory Auth State Sales Tax RB Series 2017A 1.540000% 88033YNV9 549300C8XO7EXTX2XU71 US88033YNV91 Tender Option Bond Y 2018-07-06 2018-07-06 2025-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0154 7600000.00 7600000.00 0.0054 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 1.560000% 88033YPZ8 54930006MR4KZ4W74Z83 US88033YPZ87 Tender Option Bond Y 2018-07-06 2018-07-06 2025-05-15 Y Citibank NA 1.0000 7 Y N N 0.0156 2500000.00 2500000.00 0.0018 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2016B-1 1.540000% 88033YSA0 5493000TKYODLXADQD60 US88033YSA00 Tender Option Bond Y 2018-07-06 2018-07-06 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 3980000.00 3980000.00 0.0028 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 205th Series 1.540000% 88033YWM9 54930006MR4KZ4W74Z83 US88033YWM91 Tender Option Bond Y 2018-07-06 2018-07-06 2025-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 3000000.00 3000000.00 0.0021 N N Y N New York City Housing Development Corp M/F Housing RB Series 2018C1 1.560000% 88034MN93 549300SQWVHKBRF8D702 US88034MN937 Tender Option Bond Y 2018-07-06 2018-07-06 2048-11-01 Y Bank of America NA 1.0000 7 Y N N 0.0156 3750000.00 3750000.00 0.0027 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2013 Series BB 1.540000% 88034MSB3 549300Q2EHQ6RJPQKP05 US88034MSB36 Tender Option Bond Y 2018-07-06 2018-07-06 2021-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0154 3750000.00 3750000.00 0.0027 N N Y N New York State Dormitory Auth State Sales Tax RB Series 2017A 1.530000% 88034MTP1 549300C8XO7EXTX2XU71 US88034MTP13 Tender Option Bond Y 2018-07-06 2018-07-06 2025-03-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0153 7500000.00 7500000.00 0.0053 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2018A 1.540000% 88034MXE1 54930020ZN4LQF7K3456 US88034MXE10 Tender Option Bond Y 2018-07-06 2018-07-06 2026-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 4715000.00 4715000.00 0.0034 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2009A2 1.540000% 89602NUR3 54930020ZN4LQF7K3456 US89602NUR33 Tender Option Bond Y 2018-07-06 2018-07-06 2034-11-15 Y Bank of America NA 1.0000 7 Y N N 0.0154 6500000.00 6500000.00 0.0046 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2013C 1.540000% 89602NZ23 54930020ZN4LQF7K3456 US89602NZ239 Tender Option Bond Y 2018-07-06 2018-07-06 2021-05-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0154 6665000.00 6665000.00 0.0047 N N Y N Triborough Bridge & Tunnel Auth General Refunding RB Series 2005B-2 1.490000% 89602RDT9 54930020ZN4LQF7K3456 US89602RDT95 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2032-01-01 Y Citibank NA 1.0000 3 N N N 0.0149 500000.00 500000.00 0.0004 N Y Y N Triborough Bridge & Tunnel Auth General RB Series 2001C 1.550000% 89602RED3 54930020ZN4LQF7K3456 US89602RED35 Variable Rate Demand Note Y 2018-07-02 2018-07-02 2032-01-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 3 N N N 0.0155 3500000.00 3500000.00 0.0025 N Y Y N Valley CSD GO BAN 2018 3.000000% 919447DJ8 US919447DJ81 Other Municipal Security Y 2019-06-20 2019-06-20 2019-06-20 N N N 0.0176 9410019.00 9410019.00 0.0067 N N N N Warren & Wash Cnty IDA RB (The Glen at Hiland Meadows) Series 2000 1.550000% 934651AA8 US934651AA83 Variable Rate Demand Note Y 2018-07-06 2018-07-06 2030-12-15 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0155 8250000.00 8250000.00 0.0059 N N Y N West Hempstead UFSD BAN 2018 2.750000% 953259GV4 US953259GV47 Other Municipal Security Y 2019-06-14 2019-06-14 2019-06-14 N N N 0.0172 5048300.00 5048300.00 0.0036 N N N N The Charles Schwab Family of Funds 2018-07-09 Mark Fischer Mark Fischer Chief Financial Officer