0001145549-18-002368.txt : 20180406
0001145549-18-002368.hdr.sgml : 20180406
20180406160632
ACCESSION NUMBER: 0001145549-18-002368
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180406
DATE AS OF CHANGE: 20180406
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 18743281
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004509
Schwab Retirement Advantage Money Fund
C000012386
Schwab Retirement Advantage Money Fund
SWIXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2018-03-31
0000857156
549300I77JNLD629OV19
S000004509
1
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
DST Asset Manager Solutions, Inc.
0000275143
084-00896
N
N
N
Prime
Y
36
50
35311093.14
32260682.87
39862237.81
55091138.64
33396459.81
67474996.13
67804096.30
75519251.32
91735659.12
80349660.85
0.1897
0.1730
0.2129
0.2566
0.1558
0.3625
0.3636
0.4034
0.4273
0.3749
0.21
214072630.07
214110441.90
197554.34
237777.79
214070218.66
214076246.8440
1.0000
0.0193
0.9999
0.9999
0.9999
0.9998
0.9998
C000012386
0.00
214070218.66
214076246.8400
0.9999
0.9999
0.9999
0.9998
0.9998
515729.95
3356785.49
2353240.63
1028752.57
1377002.22
516008.70
30314600.42
2879897.61
1117723.26
1598435.79
35425285.57
6916811.10
0.0158
Y
Investment Advisor and its affiliates Contractual 46,388
ABBEY NATIONAL TREASURY SERVICES PLC CO (STAMFORD BRANCH)
ABBEY NATIONAL TREASURY SERVICES PLC CO (STAMFORD BRANCH) 1.800000%
00279JUV2
R83QYRLEMH4ZSHI0L097
0000931061
Certificate of Deposit
Y
2018-05-07
2018-05-07
2018-05-07
N
Y
Santander UK Plc
1.0000
N
0.0188
999907.20
999907.20
0.0047
N
N
N
N
ALPINE SECURITIZATION LLC
ALPINE SECURITIZATION LLC 0.000000%
02088XDW5
Asset Backed Commercial Paper
Y
2018-04-30
2018-04-30
2018-04-30
N
Y
Credit Suisse AG
1.0000
N
0.0196
1996510.20
1996510.20
0.0093
N
N
N
N
ATLANTIC ASSET SECURITIZATION LLC
ATLANTIC ASSET SECURITIZATION LLC 0.000000%
04821UE24
549300BUNY5BIX4CVW20
Asset Backed Commercial Paper
Y
2018-05-02
2018-05-02
2018-05-02
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0195
1796688.36
1796688.36
0.0084
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.896600%
06053PB22
B4TYDEB6GKMZO031MB27
0001102113
Certificate of Deposit
Y
2018-04-16
2018-05-15
2018-05-15
N
N
N
0.0202
999982.20
999982.20
0.0047
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.988200%
06053PE52
B4TYDEB6GKMZO031MB27
0001102113
Certificate of Deposit
Y
2018-04-17
2018-08-17
2018-08-17
N
N
N
0.0206
500009.16
500009.16
0.0023
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.806200%
06053PZB6
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2018-04-05
2018-04-05
2018-04-05
N
N
N
0.0202
999999.00
999999.00
0.0047
N
N
Y
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.500000%
06053PZP5
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2018-04-16
2018-04-16
2018-04-16
N
N
N
0.0167
999928.50
999928.50
0.0047
N
N
N
N
BANK OF MONTREAL (CHICAGO BRANCH)
BANK OF MONTREAL (CHICAGO BRANCH) 1.950000%
06371EY50
NQQ6HPCNCCU6TUTQYE16
Certificate of Deposit
Y
2018-04-20
2018-04-20
2018-04-20
N
N
N
0.0180
2000180.82
2000180.82
0.0093
N
N
N
N
BANK OF NOVA SCOTIA (HOUSTON BRANCH)
BANK OF NOVA SCOTIA (HOUSTON BRANCH) 2.280000%
06417GP85
L3I9ZG2KFGXZ61BMYR72
Certificate of Deposit
Y
2018-06-22
2018-06-22
2018-06-22
N
N
N
0.0220
1000184.61
1000184.61
0.0047
N
N
N
N
BANK OF NOVA SCOTIA (HOUSTON BRANCH)
BANK OF NOVA SCOTIA (HOUSTON BRANCH) 1.988200%
06417GXP8
L3I9ZG2KFGXZ61BMYR72
Certificate of Deposit
Y
2018-04-18
2018-05-18
2018-05-18
N
N
N
0.0188
1000209.01
1000209.01
0.0047
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.750000%
06539RQW0
C3GTMMZIHMY46P4OIX74
Certificate of Deposit
Y
2018-04-20
2018-04-20
2018-04-20
N
N
N
0.0184
1999887.20
1999887.20
0.0093
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.930000%
06539RRX7
C3GTMMZIHMY46P4OIX74
Certificate of Deposit
Y
2018-07-26
2018-07-26
2018-07-26
N
N
N
0.0234
998616.50
998616.50
0.0047
N
N
N
N
BARCLAYS BANK PLC (NEW YORK BRANCH)
BARCLAYS BANK PLC (NEW YORK BRANCH) 1.780000%
06742TDL7
G5GSEF7VJP5I7OUK5573
Certificate of Deposit
Y
2018-04-04
2018-04-04
2018-04-04
N
N
N
0.0160
1000028.81
1000028.81
0.0047
N
N
Y
N
BARCLAYS BANK PLC (NEW YORK BRANCH)
BARCLAYS BANK PLC (NEW YORK BRANCH) 1.780000%
06742TEE2
G5GSEF7VJP5I7OUK5573
Certificate of Deposit
Y
2018-04-25
2018-04-25
2018-04-25
N
N
N
0.0173
2000071.42
2000071.42
0.0093
N
N
N
N
BARCLAYS BANK PLC (NEW YORK BRANCH)
BARCLAYS BANK PLC (NEW YORK BRANCH) 2.330000%
06742TFP6
G5GSEF7VJP5I7OUK5573
Certificate of Deposit
Y
2018-06-26
2018-06-26
2018-06-26
N
N
N
0.0232
1000021.00
1000021.00
0.0047
N
N
N
N
BARTON CAPITAL SA
BARTON CAPITAL SA 0.000000%
06945MFR2
549300KOFKIMD0C37W24
Asset Backed Commercial Paper
Y
2018-06-25
2018-06-25
2018-06-25
N
Y
Societe Generale SA
1.0000
N
0.0233
994309.30
994309.30
0.0046
N
N
N
N
BEDFORD ROW FUNDING CORP
BEDFORD ROW FUNDING CORP 2.115000%
07644DEZ7
Asset Backed Commercial Paper
Y
2018-04-27
2018-08-27
2018-08-27
N
Y
Royal Bank of Canada
1.0000
N
0.0221
1799298.00
1799298.00
0.0084
N
N
N
N
BENNINGTON STARK CAPITAL COMPANY LLC
BENNINGTON STARK CAPITAL COMPANY LLC 0.000000%
08224MDJ0
549300PGDCWK6DU9QM65
Asset Backed Commercial Paper
Y
2018-04-18
2018-04-18
2018-04-18
N
Y
Societe Generale SA
1.0000
N
0.0189
998950.00
998950.00
0.0047
N
N
N
N
BENNINGTON STARK CAPITAL COMPANY LLC
BENNINGTON STARK CAPITAL COMPANY LLC 0.000000%
08224MDP6
549300PGDCWK6DU9QM65
Asset Backed Commercial Paper
Y
2018-04-23
2018-04-23
2018-04-23
N
Y
Societe Generale SA
1.0000
N
0.0192
998663.90
998663.90
0.0047
N
N
N
N
CRC FUNDING LLC
CRC FUNDING LLC 0.000000%
12619UG62
549300HKCCNTZDBBEN75
Asset Backed Commercial Paper
Y
2018-07-06
2018-07-06
2018-07-06
N
Y
Citibank NA
1.0000
N
0.0232
1987240.00
1987240.00
0.0093
N
N
N
N
CALIFORNIA ENTERPRISE DEVELOPMENT FINANCE AUTH
TAXABLE RB (SCONZA CANDY) SERIES 2008A 1.920000%
13067RAG8
549300544P6FSHU1HB46
US13067RAG83
Variable Rate Demand Note
Y
2018-04-05
2018-04-05
2033-07-01
Y
Comerica Bank
1.0000
7
N
N
N
0.0192
635000.00
635000.00
0.0030
N
N
Y
N
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 1.920000%
13606BSQ0
2IGI19DL77OX0HC3ZE78
0000800030
Certificate of Deposit
Y
2018-07-26
2018-07-26
2018-07-26
N
N
N
0.0226
499425.05
499425.05
0.0023
N
N
N
N
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 2.073800%
13606BTL0
2IGI19DL77OX0HC3ZE78
0000800030
Certificate of Deposit
Y
2018-04-23
2018-08-22
2018-08-22
N
N
N
0.0224
999444.00
999444.00
0.0047
N
N
N
N
CANCARA ASSET SECURITISATION LLC
CANCARA ASSET SECURITISATION LLC 0.000000%
13738KEV5
Asset Backed Commercial Paper
Y
2018-05-29
2018-05-29
2018-05-29
N
Y
Lloyds Bank Plc
1.0000
N
0.0214
996367.10
996367.10
0.0047
N
N
N
N
CANCARA ASSET SECURITISATION LLC
CANCARA ASSET SECURITISATION LLC 0.000000%
13738KF44
Asset Backed Commercial Paper
Y
2018-06-04
2018-06-04
2018-06-04
N
Y
Lloyds Bank Plc
1.0000
N
0.0220
497952.80
497952.80
0.0023
N
N
N
N
CARGILL INC
CARGILL INC 0.000000%
14178MD21
QXZYQNMR4JZ5RIRN4T31
Non-Financial Company Commercial Paper
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0181
999798.90
999798.90
0.0047
N
Y
Y
N
CARGILL INC
CARGILL INC 0.000000%
14178MD39
QXZYQNMR4JZ5RIRN4T31
Non-Financial Company Commercial Paper
Y
2018-04-03
2018-04-03
2018-04-03
N
N
N
0.0182
1999495.80
1999495.80
0.0093
N
N
Y
N
CHARTA LLC
CHARTA LLC 0.000000%
16115WFS1
5493000FNFK79LCM6M65
Asset Backed Commercial Paper
Y
2018-06-26
2018-06-26
2018-06-26
N
Y
Citibank NA
1.0000
N
0.0235
1988400.40
1988400.40
0.0093
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.710000%
17305TVL3
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2018-04-12
2018-04-12
2018-04-12
N
N
N
0.0189
999925.80
999925.80
0.0047
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.710000%
17305TVR0
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2018-04-11
2018-04-11
2018-04-11
N
N
N
0.0189
999933.60
999933.60
0.0047
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.940000%
17305TWM0
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0237
998483.70
998483.70
0.0047
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.950000%
17305TXF4
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2018-06-14
2018-06-14
2018-06-14
N
N
N
0.0220
499726.30
499726.30
0.0023
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 2.100000%
17305TXN7
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2018-06-04
2018-06-04
2018-06-04
N
N
N
0.0212
999964.90
999964.90
0.0047
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER II CO LLC
COLLATERALIZED COMMERCIAL PAPER II CO LLC 0.000000%
19422DE72
Asset Backed Commercial Paper
Y
2018-05-07
2018-05-07
2018-05-07
N
Y
JP Morgan Securities LLC
1.0000
N
0.0196
997875.60
997875.60
0.0047
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER II CO LLC
COLLATERALIZED COMMERCIAL PAPER II CO LLC 0.000000%
19422DG21
Asset Backed Commercial Paper
Y
2018-07-02
2018-07-02
2018-07-02
N
Y
JP Morgan Securities LLC
1.0000
N
0.0238
993716.80
993716.80
0.0046
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED COMMERCIAL PAPER CO LLC 0.000000%
19422GEQ3
Asset Backed Commercial Paper
Y
2018-05-24
2018-05-24
2018-05-24
N
Y
JP Morgan Securities LLC
1.0000
N
0.0203
299053.14
299053.14
0.0014
N
N
N
N
COMMONWEALTH BANK OF AUSTRALIA (NEW YORK BRANCH)
COMMONWEALTH BANK OF AUSTRALIA (NEW YORK BRANCH) 2.026900%
20271EMR7
MSFSBD3QN1GSN7Q6C537
0000008565
Certificate of Deposit
Y
2018-04-30
2018-06-29
2018-06-29
N
N
N
0.0205
3999824.00
3999824.00
0.0187
N
N
N
N
CREDIT SUISSE AG (NEW YORK BRANCH)
CREDIT SUISSE AG (NEW YORK BRANCH) 2.060000%
22549LGH2
ANGGYXNX0JLX3X63JN86
Certificate of Deposit
Y
2018-08-06
2018-08-06
2018-08-06
N
N
N
0.0231
499544.55
499544.55
0.0023
N
N
N
N
CREDIT SUISSE AG (NEW YORK BRANCH)
CREDIT SUISSE AG (NEW YORK BRANCH) 1.890000%
22549LJJ5
ANGGYXNX0JLX3X63JN86
Certificate of Deposit
Y
2018-07-20
2018-07-20
2018-07-20
N
N
N
0.0227
998782.80
998782.80
0.0047
N
N
N
N
CROWN POINT CAPITAL COMPANY LLC
CROWN POINT CAPITAL COMPANY LLC 0.000000%
2284K1EX7
549300LXH4KLRKIKII81
Asset Backed Commercial Paper
Y
2018-05-31
2018-05-31
2018-05-31
N
Y
Credit Suisse AG
1.0000
N
0.0214
498130.15
498130.15
0.0023
N
N
N
N
CROWN POINT CAPITAL COMPANY LLC
CROWN POINT CAPITAL COMPANY LLC 0.000000%
2284K1F40
549300LXH4KLRKIKII81
Asset Backed Commercial Paper
Y
2018-06-04
2018-06-04
2018-06-04
N
Y
Credit Suisse AG
1.0000
N
0.0218
995942.80
995942.80
0.0047
N
N
N
N
DBS BANK LTD
DBS BANK LTD 0.000000%
23305EEV1
ATUEL7OJR5057F2PV266
Financial Company Commercial Paper
Y
2018-05-29
2018-05-29
2018-05-29
N
N
N
0.0207
498242.85
498242.85
0.0023
N
N
N
N
DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTSBANK (LONDON BRANCH)
DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTSBANK (LONDON BRANCH) 2.260000%
23328AA46
529900HNOAA1KXQJUQ27
0001074042
Certificate of Deposit
Y
2018-06-26
2018-06-26
2018-06-26
N
N
N
0.0224
2000111.02
2000111.02
0.0093
N
N
N
N
DANSKE CORP
DANSKE CORP 0.000000%
2363F7EX2
0001142175
Financial Company Commercial Paper
Y
2018-05-31
2018-05-31
2018-05-31
N
Y
Danske Bank A/S
1.0000
N
0.0215
498122.25
498122.25
0.0023
N
N
N
N
DEUTSCHE BANK AG (NEW YORK BRANCH)
DEUTSCHE BANK AG (NEW YORK BRANCH) 1.710000%
25158BH47
7LTWFZYICNSX8D621K86
Certificate of Deposit
Y
2018-04-05
2018-04-05
2018-04-05
N
N
N
0.0173
1000000.00
1000000.00
0.0047
N
N
Y
N
ERSTE ABWICKLUNGSANSTALT
ERSTE ABWICKLUNGSANSTALT 0.000000%
29604DEA4
7TG4VWERK338227TR435
0001560283
Financial Company Commercial Paper
Y
2018-05-10
2018-05-10
2018-05-10
N
N
N
0.0203
2244663.45
2244663.45
0.0105
N
N
N
N
FEDERATION DES CAISSES DESJARDINS DU QUEBEC
FEDERATION DES CAISSES DESJARDINS DU QUEBEC 0.000000%
31428GDG5
549300B2Q47IR0CR5B54
Financial Company Commercial Paper
Y
2018-04-16
2018-04-16
2018-04-16
N
N
N
0.0182
999089.50
999089.50
0.0047
N
N
N
N
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO 0.000000%
36960MD26
3C7474T6CDKPR9K6YT90
0000040554
Non-Financial Company Commercial Paper
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0172
999807.89
999807.89
0.0047
N
Y
Y
N
GOTHAM FUNDING CORP
GOTHAM FUNDING CORP 0.000000%
38346MEN0
549300Z2ZR7VTUMRPR17
Asset Backed Commercial Paper
Y
2018-05-22
2018-05-22
2018-05-22
N
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
N
0.0202
498487.25
498487.25
0.0023
N
N
N
N
GOTHAM FUNDING CORP
GOTHAM FUNDING CORP 0.000000%
38346MG24
549300Z2ZR7VTUMRPR17
Asset Backed Commercial Paper
Y
2018-07-02
2018-07-02
2018-07-02
N
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
N
0.0238
496858.40
496858.40
0.0023
N
N
N
N
HSBC BANK USA NA (NEW YORK BRANCH)
HSBC BANK USA NA (NEW YORK BRANCH) 2.306900%
40428A6P7
1IE8VN30JCEQV1H4R804
Certificate of Deposit
Y
2018-05-01
2018-10-01
2018-10-01
N
N
N
0.0234
1500000.00
1500000.00
0.0070
N
N
N
N
HSBC BANK PLC
HSBC BANK PLC 2.030300%
40433FJM2
MP6I5ZYZBEU3UXPYFY54
0001050258
Financial Company Commercial Paper
Y
2018-04-13
2018-04-13
2018-04-13
N
N
N
0.0175
1000118.01
1000118.01
0.0047
N
N
N
N
HSBC BANK PLC
HSBC BANK PLC 2.296900%
40433FLP2
MP6I5ZYZBEU3UXPYFY54
0001050258
Financial Company Commercial Paper
Y
2018-04-30
2018-09-28
2018-09-28
N
N
N
0.0230
1800000.00
1800000.00
0.0084
N
N
N
N
HSBC USA INC
HSBC USA INC 0.000000%
40434RGR7
549300LBOHZ4QSIWU288
0000083246
Financial Company Commercial Paper
Y
2018-07-25
2018-07-25
2018-07-25
N
N
N
0.0225
992625.00
992625.00
0.0046
N
N
N
N
HOWARD UNIV
TAXABLE BONDS SERIES 2016 1.750000%
442851AA9
US442851AA93
Variable Rate Demand Note
Y
2018-04-05
2018-04-05
2031-08-01
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0175
2000000.00
2000000.00
0.0093
N
N
Y
N
ING US FUNDING LLC
ING US FUNDING LLC 1.842500%
44988KEE5
Financial Company Commercial Paper
Y
2018-04-02
2018-08-31
2018-08-31
N
Y
ING Bank NV
1.0000
N
0.0221
3498726.00
3498726.00
0.0163
N
N
N
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 1.848000%
46640EGB8
ZBUT11V806EZRVTWT807
0001168163
Financial Company Commercial Paper
Y
2018-04-30
2018-07-30
2018-07-30
N
N
N
0.0216
999733.00
999733.00
0.0047
N
N
N
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 0.000000%
46640QEM9
ZBUT11V806EZRVTWT807
0001168163
Financial Company Commercial Paper
Y
2018-05-21
2018-05-21
2018-05-21
N
N
N
0.0204
498495.40
498495.40
0.0023
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 0.000000%
48803MGY9
Asset Backed Commercial Paper
Y
2018-04-09
2018-04-09
2018-04-09
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0170
3998869.20
3998869.20
0.0187
N
N
N
N
LANDESBANK HESSEN THUERINGEN GIROZENTRALE (NEW YORK BRANCH)
LANDESBANK HESSEN THUERINGEN GIROZENTRALE (NEW YORK BRANCH) 1.730000%
51489NV41
ZUHK7JXNDU6FLQ1O6482
Certificate of Deposit
Y
2018-04-06
2018-04-06
2018-04-06
N
N
N
0.0173
800000.00
800000.00
0.0037
N
N
Y
N
LANDESBANK HESSEN THUERINGEN GIROZENTRALE (NEW YORK BRANCH)
LANDESBANK HESSEN THUERINGEN GIROZENTRALE (NEW YORK BRANCH) 1.950000%
51489NX72
ZUHK7JXNDU6FLQ1O6482
Certificate of Deposit
Y
2018-04-23
2018-04-23
2018-04-23
N
N
N
0.0190
345011.11
345011.11
0.0016
N
N
N
N
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH)
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH) 1.700000%
51500LYU9
B81CK4ESI35472RHJ606
Certificate of Deposit
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0172
999997.80
999997.80
0.0047
N
Y
Y
N
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH)
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH) 1.710000%
51500LYY1
B81CK4ESI35472RHJ606
Certificate of Deposit
Y
2018-04-05
2018-04-05
2018-04-05
N
N
N
0.0174
999994.70
999994.70
0.0047
N
N
Y
N
LEXINGTON PARKER CAPITAL COMPANY LLC
LEXINGTON PARKER CAPITAL COMPANY LLC 0.000000%
52952MEQ9
5493005MSQJBO8BDMA02
Asset Backed Commercial Paper
Y
2018-05-24
2018-05-24
2018-05-24
N
Y
Natixis SA
1.0000
N
0.0205
996809.60
996809.60
0.0047
N
N
N
N
LMA AMERICAS LLC
LMA AMERICAS LLC 0.000000%
53944RFR4
Asset Backed Commercial Paper
Y
2018-06-25
2018-06-25
2018-06-25
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0239
1491232.95
1491232.95
0.0070
N
N
N
N
MANHATTAN ASSET FUNDING COMPANY LLC
MANHATTAN ASSET FUNDING COMPANY LLC 0.000000%
56274ME99
549300S0NSJYSOB32S63
Asset Backed Commercial Paper
Y
2018-05-09
2018-05-09
2018-05-09
N
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
N
0.0198
1995487.80
1995487.80
0.0093
N
N
N
N
MANHATTAN ASSET FUNDING COMPANY LLC
MANHATTAN ASSET FUNDING COMPANY LLC 0.000000%
56274MF72
549300S0NSJYSOB32S63
Asset Backed Commercial Paper
Y
2018-06-07
2018-06-07
2018-06-07
N
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
N
0.0219
995745.60
995745.60
0.0047
N
N
N
N
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUNDING LLC 0.000000%
59157UD31
54930024MDLTV1K1YL10
Asset Backed Commercial Paper
Y
2018-04-03
2018-04-03
2018-04-03
N
Y
METROPOLITAN LIFE INSURANCE COMPANY
1.0000
N
0.0169
4998828.00
4998828.00
0.0234
N
N
Y
N
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH) 1.927900%
60683BDS9
JBONEPAGQXF4QP29B387
0001021565
Certificate of Deposit
Y
2018-04-09
2018-07-09
2018-07-09
N
N
N
0.0208
999972.00
999972.00
0.0047
N
N
N
N
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH) 2.330000%
60683BFR9
JBONEPAGQXF4QP29B387
0001021565
Certificate of Deposit
Y
2018-07-02
2018-07-02
2018-07-02
N
N
N
0.0230
2000179.02
2000179.02
0.0093
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 2.040000%
60700ATH7
RB0PEZSDGCO3JS6CEU02
Certificate of Deposit
Y
2018-05-29
2018-05-29
2018-05-29
N
N
N
0.0202
500011.36
500011.36
0.0023
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 1.920000%
60700AVK7
RB0PEZSDGCO3JS6CEU02
Certificate of Deposit
Y
2018-05-03
2018-05-03
2018-05-03
N
N
N
0.0191
1000012.31
1000012.31
0.0047
N
N
N
N
NRW BANK
NRW BANK 0.000000%
62939MG27
52990002O5KK6XOGJ020
Financial Company Commercial Paper
Y
2018-07-02
2018-07-02
2018-07-02
N
N
N
0.0204
2486561.50
2486561.50
0.0116
N
N
N
N
NATIONWIDE BUILDING SOCIETY
NATIONWIDE BUILDING SOCIETY 0.000000%
6385E1E98
549300XFX12G42QIKN82
0000070696
Financial Company Commercial Paper
Y
2018-05-09
2018-05-09
2018-05-09
N
N
N
0.0208
997633.40
997633.40
0.0047
N
N
N
N
NATIONWIDE BUILDING SOCIETY
NATIONWIDE BUILDING SOCIETY 0.000000%
6385E1F14
549300XFX12G42QIKN82
0000070696
Financial Company Commercial Paper
Y
2018-06-01
2018-06-01
2018-06-01
N
N
N
0.0216
498077.35
498077.35
0.0023
N
N
N
N
NATIXIS (NEW YORK BRANCH)
NATIXIS (NEW YORK BRANCH) 2.200000%
63873NQQ7
KX1WK48MPD4Y2NCUIZ63
0001503859
Certificate of Deposit
Y
2018-06-12
2018-06-12
2018-06-12
N
N
N
0.0210
1000202.91
1000202.91
0.0047
N
N
N
N
NEDERLANDSE WATERSCHAPSBANK NV
NEDERLANDSE WATERSCHAPSBANK NV 0.000000%
63975VD31
JLP5FSPH9WPSHY3NIM24
Financial Company Commercial Paper
Y
2018-04-03
2018-04-03
2018-04-03
N
N
N
0.0183
499873.25
499873.25
0.0023
N
N
Y
N
NEW YORK STATE HFA
TAXABLE HOUSING RB (555 10TH AVE) SERIES 2015B 1.850000%
64986U6L6
5493000LS7KCDB02O506
US64986U6L68
Variable Rate Demand Note
Y
2018-04-05
2018-04-05
2049-11-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0185
1000000.00
1000000.00
0.0047
N
N
Y
N
NEW YORK STATE HFA
TAXABLE HOUSING RB (625 W 57TH ST) SERIES 2016A 1.750000%
64987BML9
5493000LS7KCDB02O506
US64987BML98
Variable Rate Demand Note
Y
2018-04-05
2018-04-05
2049-05-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
7
N
N
N
0.0175
1000000.00
1000000.00
0.0047
N
N
Y
N
NISSAN MOTOR ACCEPTANCE CORP
NISSAN MOTOR ACCEPTANCE CORP 0.000000%
65475MD31
7D6DIU2QXTUJRFNNJA49
Non-Financial Company Commercial Paper
Y
2018-04-03
2018-04-03
2018-04-03
N
N
N
0.0171
2999288.70
2999288.70
0.0140
N
N
Y
N
NORDEA BANK AB (NEW YORK BRANCH)
NORDEA BANK AB (NEW YORK BRANCH) 1.910000%
65590ARK4
6SCPQ280AIY8EP3XFW53
0001002614
Certificate of Deposit
Y
2018-07-24
2018-07-24
2018-07-24
N
N
N
0.0225
998875.10
998875.10
0.0047
N
N
N
N
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 0.000000%
67983UFT5
5493004QSN8OZAIU2J90
Asset Backed Commercial Paper
Y
2018-06-27
2018-06-27
2018-06-27
N
Y
Royal Bank of Canada
1.0000
N
0.0234
3976650.00
3976650.00
0.0186
N
N
N
N
OVERSEA CHINESE BANKING CORPORATION LTD (NEW YORK BRANCH)
OVERSEA CHINESE BANKING CORPORATION LTD (NEW YORK BRANCH) 2.026900%
69033LR50
5493007O3QFXCPOGWK22
US69033LR505
Certificate of Deposit
Y
2018-04-30
2018-05-29
2018-05-29
N
N
N
0.0211
999861.00
999861.00
0.0047
N
N
N
N
OVERSEA-CHINESE BANKING CORPORATION LTD
OVERSEA-CHINESE BANKING CORPORATION LTD 2.070300%
69034CEZ7
5493007O3QFXCPOGWK22
US69034CEZ77
Financial Company Commercial Paper
Y
2018-04-13
2018-09-13
2018-09-13
N
N
N
0.0223
999833.00
999833.00
0.0047
N
N
N
N
RIDGEFIELD FUNDING COMPANY LLC
RIDGEFIELD FUNDING COMPANY LLC 0.000000%
76582KDJ7
Asset Backed Commercial Paper
Y
2018-04-18
2018-04-18
2018-04-18
N
Y
BNP Paribas SA
1.0000
N
0.0189
998948.30
998948.30
0.0047
N
N
N
N
RIDGEFIELD FUNDING COMPANY LLC
RIDGEFIELD FUNDING COMPANY LLC 0.000000%
76582KF55
Asset Backed Commercial Paper
Y
2018-06-05
2018-06-05
2018-06-05
N
Y
BNP Paribas SA
1.0000
N
0.0218
497940.15
497940.15
0.0023
N
N
N
N
ROYAL BANK OF CANADA (NEW YORK BRANCH)
ROYAL BANK OF CANADA (NEW YORK BRANCH) 2.076900%
78009NV78
ES7IP3U3RHIGC71XBU11
Certificate of Deposit
Y
2018-04-30
2018-06-28
2018-06-28
N
N
N
0.0204
1000098.01
1000098.01
0.0047
N
N
N
N
ROYAL BANK OF CANADA (NEW YORK BRANCH)
ROYAL BANK OF CANADA (NEW YORK BRANCH) 1.836200%
78009NW36
ES7IP3U3RHIGC71XBU11
Certificate of Deposit
Y
2018-04-05
2018-04-05
2018-04-05
N
N
N
0.0171
1000023.01
1000023.01
0.0047
N
N
Y
N
SANOFI SA
SANOFI SA 0.000000%
8010M3DC1
549300E9PC51EN656011
Non-Financial Company Commercial Paper
Y
2018-04-12
2018-04-12
2018-04-12
N
N
N
0.0176
499657.80
499657.80
0.0023
N
N
N
N
SOCIETE GENERALE SA
SOCIETE GENERALE SA 0.000000%
83369CEX8
O2RNE8IBXP4R0TD8PU41
0001145665
Financial Company Commercial Paper
Y
2018-05-31
2018-05-31
2018-05-31
N
N
N
0.0198
199305.60
199305.60
0.0009
N
N
N
N
STARBIRD FUNDING CORP
STARBIRD FUNDING CORP 0.000000%
85520MD34
549300A8DDPP6QJBB522
Asset Backed Commercial Paper
Y
2018-04-03
2018-04-03
2018-04-03
N
Y
BNP Paribas SA
1.0000
N
0.0173
999760.00
999760.00
0.0047
N
N
Y
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 0.000000%
86563HDQ0
5493006GGLR4BTEL8O61
Financial Company Commercial Paper
Y
2018-04-24
2018-04-24
2018-04-24
N
N
N
0.0183
1997353.80
1997353.80
0.0093
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 2.018200%
86563Y5E9
5U0XI89JRFVHWIBS4F54
Certificate of Deposit
Y
2018-04-17
2018-07-17
2018-07-17
N
N
N
0.0216
999751.00
999751.00
0.0047
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 2.300000%
86564E7E0
5493006GGLR4BTEL8O61
Certificate of Deposit
Y
2018-06-22
2018-06-22
2018-06-22
N
N
N
0.0223
1500229.52
1500229.52
0.0070
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 2.340000%
86564E7K6
5493006GGLR4BTEL8O61
Certificate of Deposit
Y
2018-06-22
2018-06-22
2018-06-22
N
N
N
0.0223
200049.78
200049.78
0.0009
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 2.150000%
86565BAW1
5U0XI89JRFVHWIBS4F54
Certificate of Deposit
Y
2018-06-07
2018-06-07
2018-06-07
N
N
N
0.0208
2000131.58
2000131.58
0.0093
N
N
N
N
SWEDBANK AB (NEW YORK BRANCH)
SWEDBANK AB (NEW YORK BRANCH) 1.680000%
87019VFA0
M312WZV08Y7LYUC71685
0001367624
Certificate of Deposit
Y
2018-04-04
2018-04-04
2018-04-04
N
N
N
0.0169
2999994.60
2999994.60
0.0140
N
N
Y
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.550000%
89113XJD7
PT3QB789TSUIDF371261
Certificate of Deposit
Y
2018-04-30
2018-04-30
2018-04-30
N
N
N
0.0176
999806.20
999806.20
0.0047
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.950000%
89113XVU5
PT3QB789TSUIDF371261
Certificate of Deposit
Y
2018-08-01
2018-08-01
2018-08-01
N
N
N
0.0225
998932.50
998932.50
0.0047
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 2.190000%
89113XZG2
PT3QB789TSUIDF371261
Certificate of Deposit
Y
2018-06-19
2018-06-19
2018-06-19
N
N
N
0.0214
1000118.51
1000118.51
0.0047
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 2.059600%
89113XZT4
PT3QB789TSUIDF371261
Certificate of Deposit
Y
2018-04-12
2018-09-12
2018-09-12
N
N
N
0.0222
999866.00
999866.00
0.0047
N
N
N
N
TORONTO-DOMINION BANK/THE
TORONTO-DOMINION BANK/THE 2.047000%
89120DDC0
PT3QB789TSUIDF371261
Financial Company Commercial Paper
Y
2018-04-30
2018-07-30
2018-07-30
N
N
N
0.0216
999633.00
999633.00
0.0047
N
N
N
N
TOTAL CAPITAL CANADA LTD
TOTAL CAPITAL CANADA LTD 0.000000%
89153QD31
5299005IX98ZZ9LSGK46
Non-Financial Company Commercial Paper
Y
2018-04-03
2018-04-03
2018-04-03
N
Y
Total SA
1.0000
N
0.0175
1999513.40
1999513.40
0.0093
N
N
Y
N
TOTAL CAPITAL CANADA LTD
TOTAL CAPITAL CANADA LTD 0.000000%
89153QDQ0
5299005IX98ZZ9LSGK46
Non-Financial Company Commercial Paper
Y
2018-04-24
2018-04-24
2018-04-24
N
Y
Total SA
1.0000
N
0.0196
748939.95
748939.95
0.0035
N
N
N
N
US BANK NA
US BANK NA 2.160000%
90333VWP1
6BYL5QZYBDK8S7L73M02
Certificate of Deposit
Y
2018-08-27
2018-08-27
2018-08-27
N
N
N
0.0223
2999075.70
2999075.70
0.0140
N
N
N
N
US BANK NA
US BANK NA 2.160000%
90333VWQ9
6BYL5QZYBDK8S7L73M02
Certificate of Deposit
Y
2018-09-04
2018-09-04
2018-09-04
N
N
N
0.0227
1499251.65
1499251.65
0.0070
N
N
N
N
UNITED OVERSEAS BANK LTD
UNITED OVERSEAS BANK LTD 0.000000%
91127QE88
IO66REGK3RCBAMA8HR66
Financial Company Commercial Paper
Y
2018-05-08
2018-05-08
2018-05-08
N
N
N
0.0203
997746.70
997746.70
0.0047
N
N
N
N
VERSAILLES COMMERCIAL PAPER LLC
VERSAILLES COMMERCIAL PAPER LLC 0.000000%
92512MG29
Asset Backed Commercial Paper
Y
2018-07-02
2018-07-02
2018-07-02
N
Y
Natixis SA
1.0000
N
0.0239
1987365.00
1987365.00
0.0093
N
N
N
N
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.000000%
92646LE14
549300D0F37QF0LP7F94
Asset Backed Commercial Paper
Y
2018-05-01
2018-05-01
2018-05-01
N
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
N
0.0195
1996419.60
1996419.60
0.0093
N
N
N
N
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.000000%
92646LE22
549300D0F37QF0LP7F94
Asset Backed Commercial Paper
Y
2018-05-02
2018-05-02
2018-05-02
N
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
N
0.0196
499076.35
499076.35
0.0023
N
N
N
N
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.000000%
92646LF88
549300D0F37QF0LP7F94
Asset Backed Commercial Paper
Y
2018-06-08
2018-06-08
2018-06-08
N
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
N
0.0217
497857.20
497857.20
0.0023
N
N
N
N
WALMART INC
WALMART INC 0.000000%
93114FD43
Y87794H0US1R65VBXU25
Non-Financial Company Commercial Paper
Y
2018-04-04
2018-04-04
2018-04-04
N
N
N
0.0177
3998822.00
3998822.00
0.0187
N
N
Y
N
DANSKE BANK A/S (LONDON BRANCH)
DANSKE BANK A/S (LONDON BRANCH) 1.735000%
MAES062Z21O4RZ2U7M96
0001142175
932FNU009
Certificate of Deposit
Y
2018-04-23
2018-04-23
2018-04-23
N
N
N
0.0180
999948.30
999948.30
0.0047
N
N
N
N
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH)
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.905000%
0000008565
932PFH005
Certificate of Deposit
Y
2018-04-16
2018-06-14
2018-06-14
N
N
N
0.0270
1996606.36
1996606.36
0.0093
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 1.900300%
94989RKL1
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2018-04-27
2018-05-29
2018-05-29
N
N
N
0.0192
2000884.02
2000884.02
0.0093
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 1.992100%
94989RNV6
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2018-04-20
2018-04-20
2018-04-20
N
N
N
0.0177
2000266.02
2000266.02
0.0093
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 2.015000%
94989RTJ7
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2018-04-27
2018-05-29
2018-05-29
N
N
N
0.0192
1000159.01
1000159.01
0.0047
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 2.093800%
94989RZQ4
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2018-04-23
2018-09-05
2018-09-05
N
N
N
0.0230
999176.00
999176.00
0.0047
N
N
N
N
WESTPAC BANKING CORP
WESTPAC BANKING CORP 1.988200%
9612C4WP2
EN5TNI6CI43VEPAMHL14
Financial Company Commercial Paper
Y
2018-04-17
2018-08-17
2018-08-17
N
N
N
0.0219
1499221.50
1499221.50
0.0070
N
N
N
N
WESTPAC BANKING CORP
WESTPAC BANKING CORP 2.016900%
9612C4WT4
EN5TNI6CI43VEPAMHL14
Financial Company Commercial Paper
Y
2018-04-30
2018-05-29
2018-05-29
N
N
N
0.0192
2001748.02
2001748.02
0.0094
N
N
N
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 2.250000%
VYVVCKR63DVZZN70PB21
0000827124
ARP0FS1Z8_2.25_0710
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
US RESI OPP FD III TR 2017-1 A 20371127 FLT
2037-11-27
3.351500
1235477.00
1162937.79
Asset-Backed Securities
Y
2018-07-02
2018-07-02
2018-07-10
Y
WELLS FARGO SECURITIES LLC
1.0000
95
N
N
N
0.0243
999476.60
999476.60
0.0047
N
N
N
Y
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 2.310000%
VYVVCKR63DVZZN70PB21
0000827124
ARP0FZ2D0_2.31_0801
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
BANCO INTERNATIONAL DEL PERU SR GLBL REGS 23
5493001TRCGXJLRLHN14
2023-01-18
3.375000
288347.00
281226.63
Corporate Debt Securities
KOREA HYDRO & NUCLEAR PWR CO SR GLBL REGS 25
9884008CRY5MLCN8OQ43
2025-06-15
3.250000
2097711.00
2044363.88
Corporate Debt Securities
CAPITAL ONE FINL CORP SR NT 3.3%24
ZUE8T73ROZOF6FLBAR73
2024-10-30
3.300000
1000.00
974.71
Corporate Debt Securities
Y
2018-07-02
2018-07-02
2018-08-01
Y
WELLS FARGO SECURITIES LLC
1.0000
95
N
N
N
0.0246
1998961.60
1998961.60
0.0093
N
N
N
Y
MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH PIERCE FENNER & SMITH INC 2.040000%
8NAV47T0Y26Q87Y0QP81
0000065100
ARP0G8XP8_2.04_0604
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
TOLL RD INVS PARTNERSHIP II LP SR99B ZRO 144A30
2030-02-15
0.00
4641000.00
2300404.47
Corporate Debt Securities
Y
2018-05-03
2018-05-03
2018-06-04
Y
Merrill Lynch, Pierce, Fenner & Smith, Inc.
1.0000
35
N
N
N
0.0220
1999405.40
1999405.40
0.0093
N
N
N
Y
CREDIT SUISSE SECURITIES (USA) LLC
CREDIT SUISSE SECURITIES (USA) LLC 2.150000%
1V8Y6QCX6YMJ2OELII46
0001230485
ARP0GBXV8_2.15_0611
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
UBS 3.679% 12/50
2050-12-15
3.679000
2290000.00
2303201.22
Private Label Collateralized Mortgage Obligations
Y
2018-05-03
2018-05-03
2018-06-11
Y
Credit Suisse Securities (USA) LLC
1.0000
35
N
N
N
0.0225
1999581.60
1999581.60
0.0093
N
N
N
Y
ROYAL BANK OF CANADA
ROYAL BANK OF CANADA 1.750000%
ES7IP3U3RHIGC71XBU11
0000352613
ARP0GEXH3_1.75_0405
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
FNMS 03.500 CLCA1191
2047-11-01
3.500000
1153.00
1150.57
Agency Mortgage-Backed Securities
FNMS 03.500 CLBJ3926
2047-12-01
3.500000
2061225.00
2060251.89
Agency Mortgage-Backed Securities
Y
2018-04-05
2018-04-05
2018-04-05
Y
Royal Bank of Canada
1.0000
7
N
N
N
0.0176
1999997.00
1999997.00
0.0093
N
N
Y
N
ROYAL BANK OF CANADA
ROYAL BANK OF CANADA 1.800000%
ES7IP3U3RHIGC71XBU11
0000352613
ARP0GGMB3_1.80_0403
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
FNMS 03.500 CLCA1191
2047-11-01
3.500000
1032535.00
1030360.58
Agency Mortgage-Backed Securities
Y
2018-04-03
2018-04-03
2018-04-03
N
N
N
0.0175
1000006.71
1000006.71
0.0047
N
N
Y
N
BNP PARIBAS SA
BNP PARIBAS SA 1.800000%
R0MUWSFPU8MPRO8K5P83
0001197610
ARP0GH2T4_1.80_0404
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
CWABS INC 2007-9 1-A 20360225 FLT
2036-02-25
2.071500
177.00
50.53
Asset-Backed Securities
SOUND PT CLO XII
549300EBWPUX52MGF160
2028-10-20
8.144700
1123314.00
1150352.93
Asset-Backed Securities
Y
2018-04-04
2018-04-04
2018-04-04
N
N
N
0.0192
999979.60
999979.60
0.0047
N
N
Y
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 2.770000%
ZBUT11V806EZRVTWT807
0001168163
ARP0GH3K2_2.77_0924
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
TOWD POINT MTG TR 2015-2 1-B1 20601125 FLT
2060-11-25
3.570010
1679997.00
1725132.92
Asset-Backed Securities
Y
2018-06-27
2018-06-27
2018-09-24
Y
JP MORGAN SECURITIES LLC
1.0000
90
N
N
N
0.0266
1500798.30
1500798.30
0.0070
N
N
N
Y
RBC CAPITAL MARKETS LLC
RBC CAPITAL MARKETS LLC 1.770000%
549300LCO2FLSSVFFR64
0000050916
ARP0GH4F2_1.77_0404
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
GOLDMAN SACHS GROUP INC SR IDX ZRO LKD22
784F5XWPLTWKTBV3E584
2022-11-02
0.00
6000.00
5311.20
Corporate Debt Securities
ABBVIE INC SR GLBL NT3.2%26
FR5LCKFTG8054YNNRU85
2026-05-14
3.200000
272000.00
261321.28
Corporate Debt Securities
ABBOTT LABS SR GLBL NT3.4%23
HQD377W2YR662HK5JX27
2023-11-30
3.400000
784000.00
784171.61
Corporate Debt Securities
Y
2018-04-04
2018-04-04
2018-04-04
N
N
N
0.0188
999981.40
999981.40
0.0047
N
N
Y
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 1.840000%
VYVVCKR63DVZZN70PB21
0000827124
ARP0GH4K1_1.84_0404
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
RECKITT BENCKISER TREAS SVCS SR 144A NT 3%27
213800LAXWIUOOBZ3908
2027-06-26
3.000000
61246.00
57838.89
Corporate Debt Securities
CK HUTCHISON INTL 17 II LTD REGS NT 3.25%27
254900F7C0PB6TKONV55
2027-09-29
3.250000
1157620.00
1092573.33
Corporate Debt Securities
Y
2018-04-04
2018-04-04
2018-04-04
N
N
N
0.0204
999967.50
999967.50
0.0047
N
N
Y
N
BNP PARIBAS SA
BNP PARIBAS SA 1.840000%
R0MUWSFPU8MPRO8K5P83
0001197610
ARP0GHHD3_1.84_0405
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
HERTZ FIN II 2017-1 B 20211025 3.5
549300FPK70TCB78NG05
2021-10-25
3.560000
26.00
26.00
Asset-Backed Securities
FHLMC STACR 2016-DNA2 M-3 20281025 FLT
2028-10-25
6.521500
2009011.00
2300796.97
Private Label Collateralized Mortgage Obligations
Y
2018-04-05
2018-04-05
2018-04-05
N
N
N
0.0184
2000000.00
2000000.00
0.0093
N
N
Y
N
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK SA
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK SA 1.750000%
1VUV7VQFKUOQSJ21A208
0001330437
ARP0GHHQ4_1.75_0402
U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
Y
N
United States Treasury
254900HROIFWPRGM1V77
2023-08-31
1.375000
3262500.00
3060598.75
U.S. Treasuries (including strips)
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0175
3000000.00
3000000.00
0.0140
N
Y
Y
N
ROYAL BANK OF CANADA
ROYAL BANK OF CANADA 1.810000%
ES7IP3U3RHIGC71XBU11
0000352613
ARP0GHHZ4_1.81_0402
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
FNMS 04.000 CLBM2003
2047-10-01
4.000000
3162887.00
3090622.02
Agency Mortgage-Backed Securities
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0181
3000000.00
3000000.00
0.0140
N
Y
Y
N
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA 1.790000%
L3I9ZG2KFGXZ61BMYR72
0001041839
ARP0GHJC3_1.79_0402
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
04.000 FGPC G07925 G
2045-02-01
4.000000
2059139.00
1431406.40
Agency Mortgage-Backed Securities
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0179
1389438.00
1389438.00
0.0065
N
Y
Y
N
BARCLAYS BANK PLC
BARCLAYS BANK PLC 1.780000%
G5GSEF7VJP5I7OUK5573
0001484212
ARP0GHJJ8_1.78_0402
U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
Y
N
United States Treasury
254900HROIFWPRGM1V77
2020-06-15
1.500000
100.00
98.62
U.S. Treasuries (including strips)
United States Treasury
254900HROIFWPRGM1V77
2037-02-15
4.750000
100.00
127.88
U.S. Treasuries (including strips)
United States Treasury
254900HROIFWPRGM1V77
2025-02-15
7.625000
1400.00
1845.07
U.S. Treasuries (including strips)
United States Treasury
254900HROIFWPRGM1V77
2018-05-17
0.00
10223100.00
10199954.90
U.S. Treasuries (including strips)
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0178
10000000.00
10000000.00
0.0467
N
Y
Y
N
TORONTO DOMINION BANK (GRAND CAYMAN BRANCH)
TORONTO DOMINION BANK (GRAND CAYMAN BRANCH) 1.710000%
B4TYDEB6GKMZO031MB27
0000947263
ATD0PCM54
Non-Negotiable Time Deposit
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0171
2000000.02
2000000.02
0.0093
N
Y
Y
N
DNB BANK ASA (GRAND CAYMAN BRANCH)
DNB BANK ASA (GRAND CAYMAN BRANCH) 1.690000%
0001498632
ATD0PCM88
Non-Negotiable Time Deposit
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0169
3000000.03
3000000.03
0.0140
N
Y
Y
N
TORONTO DOMINION BANK (GRAND CAYMAN BRANCH)
TORONTO DOMINION BANK (GRAND CAYMAN BRANCH) 1.720000%
B4TYDEB6GKMZO031MB27
0000947263
ATD0PD8S8
Non-Negotiable Time Deposit
Y
2018-04-03
2018-04-03
2018-04-03
N
N
N
0.0172
1000000.01
1000000.01
0.0047
N
N
Y
N
ABN AMRO BANK NV (AMSTERDAM BRANCH)
ABN AMRO BANK NV (AMSTERDAM BRANCH) 1.710000%
0001245022
ATD0PDWH5
Non-Negotiable Time Deposit
Y
2018-04-04
2018-04-04
2018-04-04
N
N
N
0.0171
1000000.00
1000000.00
0.0047
N
N
Y
N
ABN AMRO BANK NV (AMSTERDAM BRANCH)
ABN AMRO BANK NV (AMSTERDAM BRANCH) 1.710000%
0001245022
ATD0PEKU7
Non-Negotiable Time Deposit
Y
2018-04-05
2018-04-05
2018-04-05
N
N
N
0.0171
999977.20
999977.20
0.0047
N
N
Y
N
NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH)
NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) 1.640000%
0000833029
ATD0PEKW3
Non-Negotiable Time Deposit
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0164
1999981.20
1999981.20
0.0093
N
Y
Y
N
CANADIAN IMPERIAL BANK OF COMMERCE (GRAND CAYMAN BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (GRAND CAYMAN BRANCH) 1.640000%
2IGI19DL77OX0HC3ZE78
0000800030
ATD0PEKX1
Non-Negotiable Time Deposit
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0164
999990.60
999990.60
0.0047
N
Y
Y
N
NORTHERN TRUST CO (CAYMAN ISLANDS BRANCH)
NORTHERN TRUST CO (CAYMAN ISLANDS BRANCH) 1.600000%
6PTKHDJ8HDUF78PFWH30
0000073124
ATD0PELF9
Non-Negotiable Time Deposit
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0160
999989.50
999989.50
0.0047
N
Y
Y
N
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH)
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 1.730000%
JHE42UYNWWTJB8YTTU19
0000859994
ATD0PELY8
Non-Negotiable Time Deposit
Y
2018-04-05
2018-04-05
2018-04-05
N
N
N
0.0173
4999897.00
4999897.00
0.0234
N
N
Y
N
SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH)
SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) 1.650000%
NHBDILHZTYCNBV5UYZ31
0001448613
ATD0PEM19
Non-Negotiable Time Deposit
Y
2018-04-02
2018-04-02
2018-04-02
N
N
N
0.0165
3999963.60
3999963.60
0.0187
N
Y
Y
N
The Charles Schwab Family of Funds
2018-04-06
Mark Fischer
Mark Fischer
Chief Financial Officer