0001145549-17-006465.txt : 20171006 0001145549-17-006465.hdr.sgml : 20171006 20171006152323 ACCESSION NUMBER: 0001145549-17-006465 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171006 DATE AS OF CHANGE: 20171006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 171127039 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004510 Schwab Investor Money Fund C000012387 Schwab Investor Money Fund SWRXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2017-09-30 0000857156 S000004510 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. 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Label Collateralized Mortgage Obligations FEDERAL HOME LN MTG CORP STRUCTURED AGY CR RI 2028-04-25 5.937200 24746.00 28454.05 Private Label Collateralized Mortgage Obligations Fannie Mae B1V7KEBTPIMZEU4LTD58 2023-10-25 6.487200 1782.00 2050.97 Private Label Collateralized Mortgage Obligations FNMA CONN AVE SECS 2016-C02 1M-2 20280925 FLT 2028-09-25 7.237200 8184.00 9460.19 Private Label Collateralized Mortgage Obligations Fannie Mae B1V7KEBTPIMZEU4LTD58 2028-08-25 7.987200 582872.00 687854.92 Private Label Collateralized Mortgage Obligations FNMA CONN AVE SECS 2017-C06 1M-2 20300225 FLT 2030-02-25 3.887200 256539.00 258749.47 Private Label Collateralized Mortgage Obligations Y 2017-10-05 2017-10-05 2017-10-05 N N N 0.0128 2000003.00 2000003.00 0.0034 N N Y N BNP PARIBAS SA BNP PARIBAS SA 1.320000% R0MUWSFPU8MPRO8K5P83 0001197610 928EDV007_1.32_1004 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N LONGFELLOW PL CLO LTD 2029-04-15 9.003600 6267.00 7217.12 Asset-Backed Securities CWABS INC 2005-4 MV-7 20350725 FLT 2035-07-25 2.487200 3450.00 2277.49 Asset-Backed Securities BENEFIT STR PARTNERS CLO V LTD 2026-10-20 6.456900 9041.00 9107.23 Asset-Backed Securities STANDARD CHARTERED PLC COCO U4LOSYZ7YG4W3S5F2G91 2049-12-29 6.500000 47270.00 49643.35 Corporate Debt Securities HERTZ CORP SR NT 7.375%21 549300PD0C69OJ0NLB27 2021-01-15 7.375000 9000.00 9158.94 Corporate Debt Securities HSBC HLDGS PLC SR GLBL NT3.9%26 MLU0ZO3ML4LN2LL2TL39 2026-05-25 3.900000 200000.00 211272.67 Corporate Debt Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2024-05-28 3.837200 6298827.00 6563553.84 Private Label Collateralized Mortgage Obligations FEDERAL HOME LN MTG CORP STRUCTURED AGY CR RI 2028-04-25 5.937200 16022.00 18422.81 Private Label Collateralized Mortgage Obligations CONNECTICUT AVENUE SECURITIES, SERIES 2014-C03 2024-07-25 4.237200 10455.00 10997.25 Private Label Collateralized Mortgage Obligations Y 2017-10-04 2017-10-04 2017-10-04 N N N 0.0132 6000043.20 6000043.20 0.0102 N N Y N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 1.340000% 0001142175 931JHD007 Certificate of Deposit Y 2017-12-22 2017-12-22 2017-12-22 N N N 0.0132 1500082.38 1500082.38 0.0026 N N N N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 1.335000% 0001142175 931LFJ001 Certificate of Deposit Y 2017-10-24 2017-10-24 2017-10-24 N N N 0.0123 3000215.13 3000215.13 0.0051 N N N N ING BANK NV (AMSTERDAM BRANCH) ING BANK NV (AMSTERDAM BRANCH) 1.390000% 0000319432 931WAG008 Certificate of Deposit Y 2017-12-20 2017-12-20 2017-12-20 N N N 0.0127 3000834.93 3000834.93 0.0051 N N N N BARCLAYS BANK PLC BARCLAYS BANK PLC 1.050000% G5GSEF7VJP5I7OUK5573 0001484212 932BDJ004_1.05_1002 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2025-08-15 2.000000 7769800.00 7668603.42 U.S. Treasuries (including strips) UNITED STATES TREASURY 2022-06-30 1.750000 1515800.00 1513719.48 U.S. Treasuries (including strips) UNITED STATES TREASURY 2024-03-31 2.125000 15107700.00 15299823.71 U.S. Treasuries (including strips) Y 2017-10-02 2017-10-02 2017-10-02 N N N 0.0105 24000000.00 24000000.00 0.0409 N Y Y N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 1.335000% 0001142175 932DBJ002 Certificate of Deposit Y 2017-11-20 2017-11-20 2017-11-20 N N N 0.0125 1000116.12 1000116.12 0.0017 N N N N COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.377000% 0000008565 932PFH005 Certificate of Deposit Y 2017-10-16 2018-06-14 2018-06-14 N N N 0.0141 1999454.00 1999454.00 0.0034 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 1.723900% 94989RAA6 KB1H1DSPRFMYMCUFXT09 US94989RAA68 0000827124 Certificate of Deposit Y 2017-10-16 2017-10-16 2017-10-16 N N N 0.0117 17004420.00 17004420.00 0.0290 N N N N WESTPAC BANKING CORP WESTPAC BANKING CORP 1.375000% 9612C4WT4 EN5TNI6CI43VEPAMHL14 Financial Company Commercial Paper Y 2017-10-30 2018-05-29 2018-05-29 N N N 0.0136 5003670.05 5003670.05 0.0085 N N N N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 1.310000% VYVVCKR63DVZZN70PB21 0000827124 976PTX002_1.31_1002 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N ORACLE CORP NT 5.375%40 1Z4GXXU7ZHVWFCD8TV52 2040-07-15 5.375000 17000.00 21264.60 Corporate Debt Securities MICROSOFT CORP SR NT 5.3%41 INR2EJN1ERAN0W5ZP974 2041-02-08 5.300000 480000.00 602476.00 Corporate Debt Securities JPMORGAN CHASE & CO SR NT 5.6%41 8I5DZWZKVSZI1NUHU748 2041-07-15 5.600000 253000.00 316050.41 Corporate Debt Securities AMERICA MOVIL SAB DE CV SR NT6.375%35 5493000FNR3UCEAONM59 2035-03-01 6.375000 69000.00 86512.78 Corporate Debt Securities ABBOTT LABORATORIES SR GLBL NT 37 HQD377W2YR662HK5JX27 2037-11-30 6.150000 100000.00 125027.92 Corporate Debt Securities Y 2017-10-02 2017-10-02 2017-10-02 N N N 0.0131 1000004.00 1000004.00 0.0017 N Y Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 1.310000% VYVVCKR63DVZZN70PB21 0000827124 976PTX002_1.31_1003 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N SINOPEC GROUP OVERSEAS DEV 201 SR GLBL REGS 21 2021-05-03 2.750000 2262102.00 2300586.64 Corporate Debt Securities Y 2017-10-03 2017-10-03 2017-10-03 N N N 0.0131 2000012.20 2000012.20 0.0034 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 1.320000% VYVVCKR63DVZZN70PB21 0000827124 976PTX002_1.32_1004 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N NEW RESI MTG LN TR 2014-2 B-4 20540525 FLT 2054-05-25 5.467000 6072.00 4902.76 Private Label Collateralized Mortgage Obligations JP MORGAN RESEC TR 2014-2 4-A-9 20351227 FLT 5493004EDOTOJ5TDDQ63 2035-12-27 2.169300 2855495.00 2295687.99 Private Label Collateralized Mortgage Obligations Y 2017-10-04 2017-10-04 2017-10-04 N N N 0.0132 2000014.40 2000014.40 0.0034 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 1.320000% VYVVCKR63DVZZN70PB21 0000827124 976PTX002_1.32_1006 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N NBCUNIVERSAL ENTERPRISE INC SR 144A NT 18 2018-04-15 1.662000 106000.00 106890.54 Corporate Debt Securities INTERNATIONAL BUSINESS MACHS SR GLBL NT1.9%20 VGRQXHF3J8VDLUA7XE92 2020-01-27 1.900000 1038000.00 1043752.83 Corporate Debt Securities Y 2017-10-06 2017-10-06 2017-10-06 N N N 0.0132 999966.70 999966.70 0.0017 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 1.070000% VYVVCKR63DVZZN70PB21 0000827124 976PTZ007_1.07_1002 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N 03.500 FGPC Q50554 G 2047-09-01 3.500000 16074035.00 16641484.16 Agency Mortgage-Backed Securities Y 2017-10-02 2017-10-02 2017-10-02 N N N 0.0107 16000000.00 16000000.00 0.0273 N Y Y N CREDIT SUISSE SECURITIES (USA) LLC CREDIT SUISSE SECURITIES (USA) LLC 1.630000% 1V8Y6QCX6YMJ2OELII46 0001230485 988WZK004_1.63_1122 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N ABS CONSECO FIN 00-1 2029-09-01 8.060000 15300000.00 4601249.55 Asset-Backed Securities Y 2017-11-03 2017-11-03 2017-11-22 Y Credit Suisse Securities (USA) LLC 1.0000 35 N N N 0.0163 4000016.40 4000016.40 0.0068 N N N Y AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 1.150000% 0000859994 ATD0MTMT8 Non-Negotiable Time Deposit Y 2017-10-02 2017-10-02 2017-10-02 N N N 0.0115 14000004.90 14000004.90 0.0239 N Y Y N SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) 1.100000% 0001448613 ATD0MV2L2 Non-Negotiable Time Deposit Y 2017-10-04 2017-10-04 2017-10-04 N N N 0.0110 4999965.25 4999965.25 0.0085 N N Y N NATIONAL BANK OF CANADA (MONTREAL BRANCH) NATIONAL BANK OF CANADA (MONTREAL BRANCH) 1.120000% 0000926171 ATD0MVSJ9 Non-Negotiable Time Deposit Y 2017-10-05 2017-10-05 2017-10-05 N N N 0.0112 1999980.70 1999980.70 0.0034 N N Y N SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) 1.130000% 0000917311 ATD0MWJG3 Non-Negotiable Time Deposit Y 2017-10-06 2017-10-06 2017-10-06 N N N 0.0113 9999861.00 9999861.00 0.0170 N N Y N NORDEA BANK AB (NEW YORK BRANCH) NORDEA BANK AB (NEW YORK BRANCH) 1.050000% 0001002614 ATD0MWJK4 Non-Negotiable Time Deposit Y 2017-10-02 2017-10-02 2017-10-02 N N N 0.0105 2999992.80 2999992.80 0.0051 N Y Y N DNB BANK ASA (GRAND CAYMAN BRANCH) DNB BANK ASA (GRAND CAYMAN BRANCH) 1.130000% 0001498632 ATD0MWJL2 Non-Negotiable Time Deposit Y 2017-10-06 2017-10-06 2017-10-06 N N N 0.0113 5999916.60 5999916.60 0.0102 N N Y N SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) 1.050000% 0001448613 ATD0MWJO6 Non-Negotiable Time Deposit Y 2017-10-02 2017-10-02 2017-10-02 N N N 0.0105 5999985.60 5999985.60 0.0102 N Y Y N NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) 1.050000% 0000833029 ATD0MWJP3 Non-Negotiable Time Deposit Y 2017-10-02 2017-10-02 2017-10-02 N N N 0.0105 12999968.80 12999968.80 0.0222 N Y Y N NORTHERN TRUST CO (CAYMAN ISLANDS BRANCH) NORTHERN TRUST CO (CAYMAN ISLANDS BRANCH) 1.020000% 6PTKHDJ8HDUF78PFWH30 0000073124 ATD0MWK89 Non-Negotiable Time Deposit Y 2017-10-02 2017-10-02 2017-10-02 N N N 0.0102 5999980.50 5999980.50 0.0102 N Y Y N TORONTO DOMINION BANK (GRAND CAYMAN BRANCH) TORONTO DOMINION BANK (GRAND CAYMAN BRANCH) 1.120000% 0000947263 ATD0MWL70 Non-Negotiable Time Deposit Y 2017-10-06 2017-10-06 2017-10-06 N N N 0.0112 3999938.80 3999938.80 0.0068 N N Y N The Charles Schwab Family of Funds 2017-10-06 Mark Fischer Mark Fischer Chief Financial Officer