0001145549-17-005876.txt : 20170908
0001145549-17-005876.hdr.sgml : 20170908
20170908163412
ACCESSION NUMBER: 0001145549-17-005876
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170831
FILED AS OF DATE: 20170908
DATE AS OF CHANGE: 20170908
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 171076941
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004509
Schwab Retirement Advantage Money Fund
C000012386
Schwab Retirement Advantage Money Fund
SWIXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2017-08-31
0000857156
S000004509
1
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
084-00896
N
N
N
Prime
Y
40
58
50343713.91
47027202.50
46100795.19
44722131.36
91748379.19
90936829.85
88993091.56
96157596.10
0.00
0.2122
0.1964
0.1905
0.1806
0.3867
0.3798
0.3678
0.3884
0.0000
0.32
250001155.14
249989579.70
217552.27
211397.07
249995735.22
249999723.3000
1.0000
0.0131
1.0000
1.0000
1.0000
1.0000
0.0000
C000012386
25000.00
249995735.22
249999723.3000
1.0000
1.0000
1.0000
1.0000
0.0000
3634540.56
753505.94
4660972.19
2602558.62
3925327.32
1258284.08
4457847.08
914673.47
0.00
0.00
21925543.02
6233592.39
0.0086
Y
Investment Advisor and its affiliates Contractual 41,848
ABBEY NATIONAL TREASURY SERVICES PLC CO (STAMFORD BRANCH)
ABBEY NATIONAL TREASURY SERVICES PLC CO (STAMFORD BRANCH) 1.300000%
00279JQW5
0000931061
Certificate of Deposit
Y
2017-11-27
2017-11-27
2017-11-27
N
Y
Santander UK Plc
1.0000
N
0.0127
2000135.22
2000135.22
0.0080
N
N
N
N
ALPINE SECURITIZATION LTD
ALPINE SECURITIZATION LTD 0.000000%
02089EXQ7
Asset Backed Commercial Paper
Y
2017-10-24
2017-10-24
2017-10-24
N
Y
Credit Suisse AG
1.0000
N
0.0128
998081.50
998081.50
0.0040
N
N
N
N
ATLANTIC ASSET SECURITIZATION LLC
ATLANTIC ASSET SECURITIZATION LLC 0.000000%
04821TY66
549300BUNY5BIX4CVW20
Asset Backed Commercial Paper
Y
2017-11-06
2017-11-06
2017-11-06
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0131
997567.50
997567.50
0.0040
N
N
N
N
BNP PARIBAS SA (SAN FRANCISCO BRANCH)
BNP PARIBAS SA (SAN FRANCISCO BRANCH) 1.451700%
05572N2B1
Certificate of Deposit
Y
2017-09-05
2017-09-05
2017-09-05
N
N
N
0.0115
2000082.02
2000082.02
0.0080
N
N
Y
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.430600%
06053PVC8
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2017-09-05
2017-09-05
2017-09-05
N
N
N
0.0143
1000000.01
1000000.01
0.0040
N
N
Y
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.400600%
06053PVZ7
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2017-09-05
2017-10-05
2017-10-05
N
N
N
0.0140
3000012.03
3000012.03
0.0120
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.400000%
06053PXT9
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2018-01-22
2018-01-22
2018-01-22
N
N
N
0.0125
1000563.71
1000563.71
0.0040
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.400000%
06053PYN1
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2018-02-20
2018-02-20
2018-02-20
N
N
N
0.0129
1000509.31
1000509.31
0.0040
N
N
N
N
BANK OF NOVA SCOTIA (HOUSTON BRANCH)
BANK OF NOVA SCOTIA (HOUSTON BRANCH) 1.380600%
06417GVL9
Certificate of Deposit
Y
2017-09-20
2018-03-20
2018-03-20
N
N
N
0.0138
2000050.02
2000050.02
0.0080
N
N
N
N
BANK OF NOVA SCOTIA (HOUSTON BRANCH)
BANK OF NOVA SCOTIA (HOUSTON BRANCH) 1.408300%
06417GXP8
Certificate of Deposit
Y
2017-09-18
2018-05-18
2018-05-18
N
N
N
0.0141
1000017.01
1000017.01
0.0040
N
N
N
N
BANK OF MONTREAL (CHICAGO BRANCH)
BANK OF MONTREAL (CHICAGO BRANCH) 1.418900%
06427KT72
Certificate of Deposit
Y
2017-09-14
2017-09-14
2017-09-14
N
N
N
0.0116
1000098.01
1000098.01
0.0040
N
N
N
N
BANK OF MONTREAL (CHICAGO BRANCH)
BANK OF MONTREAL (CHICAGO BRANCH) 1.416700%
06427KTD9
Certificate of Deposit
Y
2017-09-15
2017-09-15
2017-09-15
N
N
N
0.0117
2000210.02
2000210.02
0.0080
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.400000%
06538N7K7
Certificate of Deposit
Y
2018-01-25
2018-01-25
2018-01-25
N
N
N
0.0138
1000073.21
1000073.21
0.0040
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.360000%
06538NM87
Certificate of Deposit
Y
2017-10-18
2017-10-18
2017-10-18
N
N
N
0.0122
1000174.11
1000174.11
0.0040
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.380000%
06538NP84
Certificate of Deposit
Y
2017-10-24
2017-10-24
2017-10-24
N
N
N
0.0123
2000434.02
2000434.02
0.0080
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.350000%
06538NXP7
Certificate of Deposit
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0118
1000004.61
1000004.61
0.0040
N
Y
Y
N
BARCLAYS BANK PLC (NEW YORK BRANCH)
BARCLAYS BANK PLC (NEW YORK BRANCH) 1.350000%
06742TAB2
Certificate of Deposit
Y
2017-09-27
2017-09-27
2017-09-27
N
N
N
0.0121
3500357.04
3500357.04
0.0140
N
N
N
N
BARTON CAPITAL SA
BARTON CAPITAL SA 0.000000%
06945LWC8
549300KOFKIMD0C37W24
Asset Backed Commercial Paper
Y
2017-09-12
2017-09-12
2017-09-12
N
Y
Societe Generale SA
1.0000
N
0.0130
999566.30
999566.30
0.0040
N
N
N
N
BARTON CAPITAL SA
BARTON CAPITAL SA 0.000000%
06945LY77
549300KOFKIMD0C37W24
Asset Backed Commercial Paper
Y
2017-11-07
2017-11-07
2017-11-07
N
Y
Societe Generale SA
1.0000
N
0.0133
997487.80
997487.80
0.0040
N
N
N
N
CAFCO LLC
CAFCO LLC 0.000000%
1247P2W67
8O46YQAGJ63WE5QHIG35
Asset Backed Commercial Paper
Y
2017-09-06
2017-09-06
2017-09-06
N
Y
Citibank NA
1.0000
N
0.0117
1499706.45
1499706.45
0.0060
N
N
Y
N
CAFCO LLC
CAFCO LLC 0.000000%
1247P2WN0
8O46YQAGJ63WE5QHIG35
Asset Backed Commercial Paper
Y
2017-09-22
2017-09-22
2017-09-22
N
Y
Citibank NA
1.0000
N
0.0119
474653.39
474653.39
0.0019
N
N
N
N
CAFCO LLC
CAFCO LLC 0.000000%
1247P2YU2
8O46YQAGJ63WE5QHIG35
Asset Backed Commercial Paper
Y
2017-11-28
2017-11-28
2017-11-28
N
Y
Citibank NA
1.0000
N
0.0128
398730.28
398730.28
0.0016
N
N
N
N
CRC FUNDING LLC
CRC FUNDING LLC 0.000000%
12619TZ49
549300HKCCNTZDBBEN75
Asset Backed Commercial Paper
Y
2017-12-04
2017-12-04
2017-12-04
N
Y
Citibank NA
1.0000
N
0.0133
1992980.60
1992980.60
0.0080
N
N
N
N
CALIFORNIA ENTERPRISE DEVELOPMENT FINANCE AUTH
TAXABLE RB (SCONZA CANDY) SERIES 2008A 1.280000%
13067RAG8
549300544P6FSHU1HB46
US13067RAG83
Variable Rate Demand Note
Y
2017-09-07
2017-09-07
2033-07-01
Y
Comerica Bank
1.0000
7
N
N
N
0.0128
885000.00
885000.00
0.0035
N
N
Y
N
CANADIAN IMPERIAL BANK OF COMMERCE
CANADIAN IMPERIAL BANK OF COMMERCE 0.000000%
13608AW10
2IGI19DL77OX0HC3ZE78
0000800030
Financial Company Commercial Paper
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0110
1999939.34
1999939.34
0.0080
N
Y
Y
N
CANCARA ASSET SECURITISATION LLC
CANCARA ASSET SECURITISATION LLC 0.000000%
13738JXG0
Asset Backed Commercial Paper
Y
2017-10-16
2017-10-16
2017-10-16
N
Y
Lloyds Bank Plc
1.0000
N
0.0127
1996751.80
1996751.80
0.0080
N
N
N
N
CHARTA LLC
CHARTA LLC 0.000000%
16115VW88
5493000FNFK79LCM6M65
Asset Backed Commercial Paper
Y
2017-09-08
2017-09-08
2017-09-08
N
Y
Citibank NA
1.0000
N
0.0124
1999450.60
1999450.60
0.0080
N
N
Y
N
CHASE BANK USA NA
CHASE BANK USA NA 1.522100%
161453BS3
P75WI43B18E8SLP5FN93
Certificate of Deposit
Y
2017-10-06
2017-10-06
2017-10-06
N
N
N
0.0120
1000321.01
1000321.01
0.0040
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.180000%
17305TML3
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0114
4000004.04
4000004.04
0.0160
N
Y
Y
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.240000%
17305TPE6
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2017-10-06
2017-10-06
2017-10-06
N
N
N
0.0124
1500001.95
1500001.95
0.0060
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.420000%
17305TRM6
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2017-12-14
2017-12-14
2017-12-14
N
N
N
0.0134
1000222.91
1000222.91
0.0040
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER II CO LLC
COLLATERALIZED COMMERCIAL PAPER II CO LLC 0.000000%
19422CY23
Asset Backed Commercial Paper
Y
2017-11-02
2017-11-02
2017-11-02
N
Y
JP Morgan Securities LLC
1.0000
N
0.0129
997742.50
997742.50
0.0040
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER II CO LLC
COLLATERALIZED COMMERCIAL PAPER II CO LLC 0.000000%
19422DC17
Asset Backed Commercial Paper
Y
2018-03-01
2018-03-01
2018-03-01
N
Y
JP Morgan Securities LLC
1.0000
N
0.0149
992477.30
992477.30
0.0040
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED COMMERCIAL PAPER CO LLC 0.000000%
19422FW51
Asset Backed Commercial Paper
Y
2017-09-05
2017-09-05
2017-09-05
N
Y
JP Morgan Securities LLC
1.0000
N
0.0121
1590731.92
1590731.92
0.0064
N
N
Y
N
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED COMMERCIAL PAPER CO LLC 0.000000%
19422GB11
Asset Backed Commercial Paper
Y
2018-02-01
2018-02-01
2018-02-01
N
Y
JP Morgan Securities LLC
1.0000
N
0.0144
795065.12
795065.12
0.0032
N
N
N
N
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH)
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH) 1.370000%
21685VC64
Certificate of Deposit
Y
2017-12-21
2017-12-21
2017-12-21
N
N
N
0.0131
4000671.64
4000671.64
0.0160
N
N
N
N
CREDIT SUISSE AG (NEW YORK BRANCH)
CREDIT SUISSE AG (NEW YORK BRANCH) 1.500000%
22549LCW3
Certificate of Deposit
Y
2018-01-05
2018-01-05
2018-01-05
N
N
N
0.0140
2000664.62
2000664.62
0.0080
N
N
N
N
CREDIT SUISSE SECURITIES (USA) LLC
CREDIT SUISSE SECURITIES (USA) LLC 1.050000%
1V8Y6QCX6YMJ2OELII46
0001230485
22799D001_1.05_0901
U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
Y
N
UNITED STATES TREASURY
2026-02-15
1.625000
1780000.00
1717063.48
U.S. Treasuries (including strips)
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0105
1678930.00
1678930.00
0.0067
N
Y
Y
N
CROWN POINT CAPITAL COMPANY LLC
CROWN POINT CAPITAL COMPANY LLC 0.000000%
2284K0Y25
549300LXH4KLRKIKII81
Asset Backed Commercial Paper
Y
2017-11-02
2017-11-02
2017-11-02
N
Y
Credit Suisse AG
1.0000
N
0.0131
997707.50
997707.50
0.0040
N
N
N
N
DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTSBANK (NEW YORK BRANCH)
DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTSBANK (NEW YORK BRANCH) 1.160000%
23328AXF6
5493005PGG4HB3CD7345
0001074042
Certificate of Deposit
Y
2017-09-07
2017-09-07
2017-09-07
N
N
N
0.0118
1000000.00
1000000.00
0.0040
N
N
Y
N
DNB BANK ASA
DNB BANK ASA 0.000000%
2332K0W57
549300GKFG0RYRRQ1414
0001498632
Financial Company Commercial Paper
Y
2017-09-05
2017-09-05
2017-09-05
N
N
N
0.0115
1999680.20
1999680.20
0.0080
N
N
Y
N
ERSTE ABWICKLUNGSANSTALT
ERSTE ABWICKLUNGSANSTALT 0.000000%
29604CWT5
7TG4VWERK338227TR435
0001560283
Financial Company Commercial Paper
Y
2017-09-27
2017-09-27
2017-09-27
N
N
N
0.0117
999121.80
999121.80
0.0040
N
N
N
N
ERSTE ABWICKLUNGSANSTALT
ERSTE ABWICKLUNGSANSTALT 0.000000%
29604CX23
7TG4VWERK338227TR435
0001560283
Financial Company Commercial Paper
Y
2017-10-02
2017-10-02
2017-10-02
N
N
N
0.0118
1997909.40
1997909.40
0.0080
N
N
N
N
FEDERATION DES CAISSES DESJARDINS DU QUEBEC
FEDERATION DES CAISSES DESJARDINS DU QUEBEC 0.000000%
31428FWT8
549300B2Q47IR0CR5B54
Financial Company Commercial Paper
Y
2017-09-27
2017-09-27
2017-09-27
N
N
N
0.0123
1998153.60
1998153.60
0.0080
N
N
N
N
BNP PARIBAS FORTIS SA/NV (NEW YORK BRANCH)
BNP PARIBAS FORTIS SA/NV (NEW YORK BRANCH) 1.160000%
34959TLZ7
Certificate of Deposit
Y
2017-09-06
2017-09-06
2017-09-06
N
N
N
0.0117
999997.99
999997.99
0.0040
N
N
Y
N
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO 0.000000%
36960LW50
3C7474T6CDKPR9K6YT90
0000040554
Non-Financial Company Commercial Paper
Y
2017-09-05
2017-09-05
2017-09-05
N
N
N
0.0106
2999559.60
2999559.60
0.0120
N
N
Y
N
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO 0.000000%
36960LW68
3C7474T6CDKPR9K6YT90
0000040554
Non-Financial Company Commercial Paper
Y
2017-09-06
2017-09-06
2017-09-06
N
N
N
0.0106
999823.20
999823.20
0.0040
N
N
Y
N
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO 0.000000%
36960LW76
3C7474T6CDKPR9K6YT90
0000040554
Non-Financial Company Commercial Paper
Y
2017-09-07
2017-09-07
2017-09-07
N
N
N
0.0110
1999583.88
1999583.88
0.0080
N
N
Y
N
HSBC BANK USA NA
HSBC BANK USA NA 1.331700%
40428A4Y0
1IE8VN30JCEQV1H4R804
0000083246
Certificate of Deposit
Y
2017-09-05
2018-02-02
2018-02-02
N
N
N
0.0131
1000093.01
1000093.01
0.0040
N
N
N
N
HSBC USA INC
HSBC USA INC 0.000000%
40434RAR3
549300LBOHZ4QSIWU288
0000083246
Financial Company Commercial Paper
Y
2018-01-25
2018-01-25
2018-01-25
N
N
N
0.0136
994446.70
994446.70
0.0040
N
N
N
N
HOWARD UNIV
TAXABLE BONDS SERIES 2016 1.240000%
442851AA9
US442851AA93
Variable Rate Demand Note
Y
2017-09-07
2017-09-07
2031-08-01
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0124
2000000.00
2000000.00
0.0080
N
N
Y
N
ING US FUNDING LLC
ING US FUNDING LLC 0.000000%
4497W1B54
Financial Company Commercial Paper
Y
2018-02-05
2018-02-05
2018-02-05
N
Y
ING Bank NV
1.0000
N
0.0138
1943176.36
1943176.36
0.0078
N
N
N
N
ING US FUNDING LLC
ING US FUNDING LLC 1.350600%
44988KCJ6
Financial Company Commercial Paper
Y
2017-09-08
2018-02-08
2018-02-08
N
Y
ING Bank NV
1.0000
N
0.0135
1999978.00
1999978.00
0.0080
N
N
N
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 1.480600%
46640EEF1
ZBUT11V806EZRVTWT807
0001168163
Financial Company Commercial Paper
Y
2017-09-05
2017-09-05
2017-09-05
N
N
N
0.0115
1000046.01
1000046.01
0.0040
N
N
Y
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 0.000000%
46640PZJ5
ZBUT11V806EZRVTWT807
0001168163
Financial Company Commercial Paper
Y
2017-12-18
2017-12-18
2017-12-18
N
N
N
0.0130
996063.90
996063.90
0.0040
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 0.000000%
48802WU71
Asset Backed Commercial Paper
Y
2017-10-31
2017-10-31
2017-10-31
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0125
998054.00
998054.00
0.0040
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 0.000000%
48803MEJ4
Asset Backed Commercial Paper
Y
2017-09-12
2017-09-12
2017-09-12
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0119
499884.80
499884.80
0.0020
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 0.000000%
48803MFK0
Asset Backed Commercial Paper
Y
2018-03-06
2018-03-06
2018-03-06
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0143
992770.60
992770.60
0.0040
N
N
N
N
LANDESBANK HESSEN THUERINGEN GIROZENTRALE (NEW YORK BRANCH)
LANDESBANK HESSEN THUERINGEN GIROZENTRALE (NEW YORK BRANCH) 1.170000%
51489NE65
ZUHK7JXNDU6FLQ1O6482
Certificate of Deposit
Y
2017-09-05
2017-09-05
2017-09-05
N
N
N
0.0119
999997.50
999997.50
0.0040
N
N
Y
N
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH)
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH) 1.250000%
51500LKX8
Certificate of Deposit
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0120
1500002.27
1500002.27
0.0060
N
Y
Y
N
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH)
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH) 1.250000%
51500LLZ2
Certificate of Deposit
Y
2017-09-15
2017-09-15
2017-09-15
N
N
N
0.0122
500007.11
500007.11
0.0020
N
N
N
N
LMA AMERICAS LLC
LMA AMERICAS LLC 0.000000%
53944QWD8
Asset Backed Commercial Paper
Y
2017-09-13
2017-09-13
2017-09-13
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0122
999558.40
999558.40
0.0040
N
N
N
N
MACQUARIE BANK LTD
MACQUARIE BANK LTD 0.000000%
55607KY34
4ZHCHI4KYZG2WVRT8631
Financial Company Commercial Paper
Y
2017-11-03
2017-11-03
2017-11-03
N
N
N
0.0132
997658.70
997658.70
0.0040
N
N
N
N
MANHATTAN ASSET FUNDING COMPANY LLC
MANHATTAN ASSET FUNDING COMPANY LLC 0.000000%
56274LXC3
549300S0NSJYSOB32S63
Asset Backed Commercial Paper
Y
2017-10-12
2017-10-12
2017-10-12
N
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
N
0.0127
998521.80
998521.80
0.0040
N
N
N
N
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUNDING LLC 0.000000%
59157UB58
Asset Backed Commercial Paper
Y
2018-02-05
2018-02-05
2018-02-05
N
Y
METROPOLITAN LIFE INSURANCE COMPANY
1.0000
N
0.0137
2981948.40
2981948.40
0.0119
N
N
N
N
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH) 1.398900%
60682A6X9
0001021565
Certificate of Deposit
Y
2017-09-11
2017-12-11
2017-12-11
N
N
N
0.0134
2000358.02
2000358.02
0.0080
N
N
N
N
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH) 1.425600%
60682A7H3
0001021565
Certificate of Deposit
Y
2017-09-25
2018-01-23
2018-01-23
N
N
N
0.0137
1000198.01
1000198.01
0.0040
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 1.400000%
60700ACE2
Certificate of Deposit
Y
2018-01-03
2018-01-03
2018-01-03
N
N
N
0.0131
1000288.41
1000288.41
0.0040
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 1.428900%
60700ACW2
Certificate of Deposit
Y
2017-09-12
2018-02-12
2018-02-12
N
N
N
0.0142
1000076.01
1000076.01
0.0040
N
N
N
N
NRW BANK
NRW BANK 0.000000%
62939LWT2
52990002O5KK6XOGJ020
Financial Company Commercial Paper
Y
2017-09-27
2017-09-27
2017-09-27
N
N
N
0.0123
399631.60
399631.60
0.0016
N
N
N
N
NRW BANK
NRW BANK 0.000000%
62939LX61
52990002O5KK6XOGJ020
Financial Company Commercial Paper
Y
2017-10-06
2017-10-06
2017-10-06
N
N
N
0.0125
998751.00
998751.00
0.0040
N
N
N
N
NRW BANK
NRW BANK 0.000000%
62939LXA2
52990002O5KK6XOGJ020
Financial Company Commercial Paper
Y
2017-10-10
2017-10-10
2017-10-10
N
N
N
0.0125
1997217.80
1997217.80
0.0080
N
N
N
N
NATIONWIDE BUILDING SOCIETY
NATIONWIDE BUILDING SOCIETY 0.000000%
6385E0W17
549300XFX12G42QIKN82
0000070696
Financial Company Commercial Paper
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0122
1999932.40
1999932.40
0.0080
N
Y
Y
N
NEW YORK STATE HFA
TAXABLE HOUSING RB (555 10TH AVE) SERIES 2015B 1.200000%
64986U6L6
5493000LS7KCDB02O506
US64986U6L68
Variable Rate Demand Note
Y
2017-09-07
2017-09-07
2049-11-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0120
1000000.00
1000000.00
0.0040
N
N
Y
N
NEW YORK STATE HFA
TAXABLE HOUSING RB (625 W 57TH ST) SERIES 2016A 1.130000%
64987BML9
5493000LS7KCDB02O506
US64987BML98
Variable Rate Demand Note
Y
2017-09-07
2017-09-07
2049-05-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
7
N
N
N
0.0113
1000000.00
1000000.00
0.0040
N
N
Y
N
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.000000%
65409RY20
54930052Z500U6IGFJ82
Asset Backed Commercial Paper
Y
2017-11-02
2017-11-02
2017-11-02
N
Y
COOPERATIEVE RABOBANK UA
1.0000
N
0.0131
997707.50
997707.50
0.0040
N
N
N
N
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.000000%
65409RY87
54930052Z500U6IGFJ82
Asset Backed Commercial Paper
Y
2017-11-08
2017-11-08
2017-11-08
N
Y
COOPERATIEVE RABOBANK UA
1.0000
N
0.0132
997470.00
997470.00
0.0040
N
N
N
N
NORDEA BANK AB
NORDEA BANK AB 0.000000%
65558FXT7
6SCPQ280AIY8EP3XFW53
0001002614
Financial Company Commercial Paper
Y
2017-10-27
2017-10-27
2017-10-27
N
N
N
0.0120
1996190.60
1996190.60
0.0080
N
N
N
N
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 0.000000%
67983UC19
5493004QSN8OZAIU2J90
Asset Backed Commercial Paper
Y
2018-03-01
2018-03-01
2018-03-01
N
Y
Royal Bank of Canada
1.0000
N
0.0143
992765.50
992765.50
0.0040
N
N
N
N
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 1.420600%
67984RDT3
5493004QSN8OZAIU2J90
Asset Backed Commercial Paper
Y
2017-09-11
2017-10-10
2017-10-10
N
Y
Royal Bank of Canada
1.0000
N
0.0127
3000486.03
3000486.03
0.0120
N
N
N
N
OVERSEA CHINESE BANKING CORPORATION LTD (NEW YORK BRANCH)
OVERSEA CHINESE BANKING CORPORATION LTD (NEW YORK BRANCH) 1.320000%
69033LC80
Certificate of Deposit
Y
2017-11-14
2017-11-14
2017-11-14
N
N
N
0.0130
2000080.22
2000080.22
0.0080
N
N
N
N
OVERSEA CHINESE BANKING CORPORATION LTD (NEW YORK BRANCH)
OVERSEA CHINESE BANKING CORPORATION LTD (NEW YORK BRANCH) 1.190000%
69033LXU8
Certificate of Deposit
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0122
999999.20
999999.20
0.0040
N
Y
Y
N
PHILIP MORRIS INTERNATIONAL INC
PHILIP MORRIS INTERNATIONAL INC 0.000000%
71838LW65
HL3H1H2BGXWVG3BSWR90
Non-Financial Company Commercial Paper
Y
2017-09-06
2017-09-06
2017-09-06
N
N
N
0.0117
2999412.90
2999412.90
0.0120
N
N
Y
N
RIDGEFIELD FUNDING COMPANY LLC
RIDGEFIELD FUNDING COMPANY LLC 0.000000%
76582JYE8
Asset Backed Commercial Paper
Y
2017-11-14
2017-11-14
2017-11-14
N
Y
BNP Paribas SA
1.0000
N
0.0131
1994541.60
1994541.60
0.0080
N
N
N
N
ROYAL BANK OF CANADA (NEW YORK BRANCH)
ROYAL BANK OF CANADA (NEW YORK BRANCH) 1.433900%
78009NV78
Certificate of Deposit
Y
2017-09-28
2018-06-28
2018-06-28
N
N
N
0.0142
1000065.01
1000065.01
0.0040
N
N
N
N
ROYAL BANK OF CANADA (NEW YORK BRANCH)
ROYAL BANK OF CANADA (NEW YORK BRANCH) 1.380600%
78009NW36
Certificate of Deposit
Y
2017-09-05
2018-04-05
2018-04-05
N
N
N
0.0138
999998.01
999998.01
0.0040
N
N
N
N
ROYAL BANK OF CANADA (NEW YORK BRANCH)
ROYAL BANK OF CANADA (NEW YORK BRANCH) 1.338900%
78009NY67
US78009NY670
Certificate of Deposit
Y
2017-09-11
2018-02-09
2018-02-09
N
N
N
0.0134
2499982.53
2499982.53
0.0100
N
N
N
N
SHEFFIELD RECEIVABLES COMPANY LLC
SHEFFIELD RECEIVABLES COMPANY LLC 0.000000%
82124LWM0
549300MYF6MOTU9T3G29
Asset Backed Commercial Paper
Y
2017-09-21
2017-09-21
2017-09-21
N
Y
Barclays Bank Plc
1.0000
N
0.0124
999278.40
999278.40
0.0040
N
N
N
N
SOCIETE GENERALE (NEW YORK BRANCH)
SOCIETE GENERALE (NEW YORK BRANCH) 1.340000%
83369YTK2
Certificate of Deposit
Y
2017-10-31
2017-10-31
2017-10-31
N
N
N
0.0131
1000054.91
1000054.91
0.0040
N
N
N
N
SOCIETE GENERALE (NEW YORK BRANCH)
SOCIETE GENERALE (NEW YORK BRANCH) 1.320000%
83369YUJ3
Certificate of Deposit
Y
2017-10-31
2017-10-31
2017-10-31
N
N
N
0.0131
500011.71
500011.71
0.0020
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 1.393900%
86563YC50
Certificate of Deposit
Y
2017-09-29
2018-01-29
2018-01-29
N
N
N
0.0138
1000082.01
1000082.01
0.0040
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 1.300000%
86563YE90
Certificate of Deposit
Y
2017-11-09
2017-11-09
2017-11-09
N
N
N
0.0128
1000046.41
1000046.41
0.0040
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 1.413900%
86563YJ20
Certificate of Deposit
Y
2017-10-06
2018-03-06
2018-03-06
N
N
N
0.0143
1999860.00
1999860.00
0.0080
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 1.230000%
86563YWV1
Certificate of Deposit
Y
2017-09-26
2017-09-26
2017-09-26
N
N
N
0.0120
2000037.62
2000037.62
0.0080
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 1.310000%
86564EE44
Certificate of Deposit
Y
2017-11-07
2017-11-07
2017-11-07
N
N
N
0.0127
2000135.22
2000135.22
0.0080
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 1.195000%
86564EXB7
Certificate of Deposit
Y
2017-09-14
2017-09-14
2017-09-14
N
N
N
0.0118
1000002.91
1000002.91
0.0040
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 1.320000%
86564EZE9
Certificate of Deposit
Y
2017-10-16
2017-10-16
2017-10-16
N
N
N
0.0124
1500153.77
1500153.77
0.0060
N
N
N
N
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH)
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH) 1.526700%
86958JJJ9
0001448613
Certificate of Deposit
Y
2017-09-15
2017-09-15
2017-09-15
N
N
N
0.0117
2000300.02
2000300.02
0.0080
N
N
N
N
SWEDBANK AB (NEW YORK BRANCH)
SWEDBANK AB (NEW YORK BRANCH) 1.160000%
87019UZ51
0001367624
Certificate of Deposit
Y
2017-09-07
2017-09-07
2017-09-07
N
N
N
0.0118
4000000.00
4000000.00
0.0160
N
N
Y
N
THUNDER BAY FUNDING LLC
THUNDER BAY FUNDING LLC 1.411700%
88603ACA9
Asset Backed Commercial Paper
Y
2017-09-05
2017-10-02
2017-10-02
N
Y
Royal Bank of Canada
1.0000
N
0.0119
2000388.02
2000388.02
0.0080
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.210000%
89113W2P0
Certificate of Deposit
Y
2017-09-20
2017-09-20
2017-09-20
N
N
N
0.0119
2000024.02
2000024.02
0.0080
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.300000%
89113W7M2
Certificate of Deposit
Y
2017-11-01
2017-11-01
2017-11-01
N
N
N
0.0126
2000143.22
2000143.22
0.0080
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.498900%
89113WYT7
Certificate of Deposit
Y
2017-09-11
2017-12-11
2017-12-11
N
N
N
0.0129
1000586.01
1000586.01
0.0040
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.448300%
89113WYY6
Certificate of Deposit
Y
2017-09-18
2017-10-17
2017-10-17
N
N
N
0.0121
2000614.02
2000614.02
0.0080
N
N
N
N
TOTAL CAPITAL CANADA LTD
TOTAL CAPITAL CANADA LTD 0.000000%
89153PW57
5299005IX98ZZ9LSGK46
Non-Financial Company Commercial Paper
Y
2017-09-05
2017-09-05
2017-09-05
N
Y
Total SA
1.0000
N
0.0113
999843.10
999843.10
0.0040
N
N
Y
N
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 0.000000%
89233HC10
Z2VZBHUMB7PWWJ63I008
Non-Financial Company Commercial Paper
Y
2018-03-01
2018-03-01
2018-03-01
N
N
N
0.0140
5957624.40
5957624.40
0.0238
N
N
N
N
UBS AG (STAMFORD BRANCH)
UBS AG (STAMFORD BRANCH) 1.530000%
90275DCH1
Certificate of Deposit
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0117
1000009.61
1000009.61
0.0040
N
Y
Y
N
UBS AG (STAMFORD BRANCH)
UBS AG (STAMFORD BRANCH) 1.428900%
90275DGH7
Certificate of Deposit
Y
2017-09-11
2017-09-11
2017-09-11
N
N
N
0.0116
1000082.01
1000082.01
0.0040
N
N
N
N
UBS AG (LONDON BRANCH)
UBS AG (LONDON BRANCH) 1.383900%
90276JBE5
Financial Company Commercial Paper
Y
2017-10-02
2018-03-01
2018-03-01
N
N
N
0.0140
999914.00
999914.00
0.0040
N
N
N
N
UBS AG (LONDON BRANCH)
UBS AG (LONDON BRANCH) 0.000000%
90351WZM0
Financial Company Commercial Paper
Y
2017-12-21
2017-12-21
2017-12-21
N
N
N
0.0133
995859.10
995859.10
0.0040
N
N
N
N
UNITED OVERSEAS BANK LTD
UNITED OVERSEAS BANK LTD 1.352100%
91127RAE7
IO66REGK3RCBAMA8HR66
Financial Company Commercial Paper
Y
2017-10-06
2017-10-06
2017-10-06
N
N
N
0.0120
1000151.01
1000151.01
0.0040
N
N
N
N
UNITED STATES TREASURY
UNITED STATES TREASURY 1.190600%
912828M23
US912828M235
U.S. Treasury Debt
Y
2017-09-01
2017-10-31
2017-10-31
N
N
N
0.0104
5001213.05
5001213.05
0.0200
N
Y
Y
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 1.770000%
ZBUT11V806EZRVTWT807
0001168163
921ACP006_1.77_1218
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
SLM STUDENT LOAN TR 2006-9 A-6 20410125 FLT
2041-01-25
1.474400
319.00
296.54
Asset-Backed Securities
SLM STUDENT LOAN TR 2005-10 B 20261025 FLT
2026-10-25
1.584400
1125157.00
1086141.55
Asset-Backed Securities
ACCESS FEDERAL ST LN 2006-1 A-3 20370825 FLT
2037-08-25
1.517200
146640.00
140859.50
Asset-Backed Securities
COLLEGE LN CORP 2005-1 1A-4 20270425 FLT
2027-04-25
1.464400
21727.00
21676.06
Asset-Backed Securities
SLM STUDENT LOAN TR 2004-8 A-6 20400125 FLT
549300MMV4PL4CBOVL89
2040-01-25
1.944400
302.00
298.08
Asset-Backed Securities
GREAT RIV ENERGY 1ST MTG7A 144A38
5493007CIM8IF8LIUC91
2038-07-01
6.254000
2000.00
2379.37
Corporate Debt Securities
BRITISH SKY BROADCASTING GROUP SR 144A BD 22
2138003TS48MQKF4BZ29
2022-11-26
3.125000
212000.00
217918.30
Corporate Debt Securities
THE HOME DEPOT, INC.
QEKMOTMBBKA8I816DO57
2045-03-15
4.400000
8000.00
8911.27
Corporate Debt Securities
ACE INA HLDG INC
CZCBJZWDMLTHWJDXU843
2020-11-03
2.300000
2000.00
2033.64
Corporate Debt Securities
BROOKFIELD RESIDENTIAL PPTYS I SR 144A NT 25
549300C2SXDXVIUV3Q14
2025-05-15
6.375000
251000.00
267006.48
Corporate Debt Securities
ERICSSON TELEFONAKTIEBOLAGET LM ERICSSON PUBL
549300W9JLPW15XIFM52
2022-05-15
4.125000
206000.00
211070.86
Corporate Debt Securities
CREDIT AGRICOLE S A TIER I PERP 144A
969500TJ5KRTCJQWXH05
2049-01-01
8.375000
100000.00
114120.42
Corporate Debt Securities
COMCAST CORP NEW SR GLBL NT 25
51M0QTTNCGUN7KFCFZ59
2025-08-15
3.375000
19000.00
19564.30
Corporate Debt Securities
SUNCOR ENERGY INC NEW SR NT 3.6%24
549300W70ZOQDVLCHY06
2024-12-01
3.600000
208000.00
216461.44
Corporate Debt Securities
Y
2017-11-29
2017-11-29
2017-12-18
Y
JP MORGAN SECURITIES LLC
1.0000
90
N
N
N
0.0177
2000136.40
2000136.40
0.0080
N
N
N
Y
MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH PIERCE FENNER & SMITH INC 1.650000%
8NAV47T0Y26Q87Y0QP81
0000065100
921ACQ004_1.65_1030
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
LSTAR SECS INVT LTD 2017 4
2022-05-01
0.00
10793787.00
3450000.21
Asset-Backed Securities
Y
2017-10-05
2017-10-05
2017-10-30
Y
Merrill Lynch, Pierce, Fenner & Smith, Inc.
1.0000
35
N
N
N
0.0165
2999856.00
2999856.00
0.0120
N
N
N
Y
CREDIT SUISSE SECURITIES (USA) LLC
CREDIT SUISSE SECURITIES (USA) LLC 1.360000%
1V8Y6QCX6YMJ2OELII46
0001230485
921AER000_1.36_0906
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
BAMH 1997-2 B1
2022-02-10
7.070000
2270000.00
2300000.09
Asset-Backed Securities
Y
2017-09-06
2017-09-06
2017-09-06
N
Y
Credit Suisse AG
1.0000
N
0.0136
2000013.40
2000013.40
0.0080
N
N
Y
N
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA 1.060000%
L3I9ZG2KFGXZ61BMYR72
0001041839
924HZZ001_1.06_0901
U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
Y
N
UNITED STATES TREASURY
2047-08-15
2.750000
1018700.00
1020081.00
U.S. Treasuries (including strips)
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0106
1000000.00
1000000.00
0.0040
N
Y
Y
N
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA 1.080000%
L3I9ZG2KFGXZ61BMYR72
0001041839
924HZZ001_1.08_0901
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
GNII SF MA4651 M
2047-08-20
3.000000
1006346.00
1028978.25
Agency Mortgage-Backed Securities
FNMS 04.000 CLAS9654
2047-05-01
4.000000
1000.00
1053.49
Agency Mortgage-Backed Securities
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0108
1000000.00
1000000.00
0.0040
N
Y
Y
N
VERSAILLES COMMERCIAL PAPER LLC
VERSAILLES COMMERCIAL PAPER LLC 0.000000%
92512LX22
Asset Backed Commercial Paper
Y
2017-10-02
2017-10-02
2017-10-02
N
Y
Natixis SA
1.0000
N
0.0126
2497204.50
2497204.50
0.0100
N
N
N
N
VERSAILLES COMMERCIAL PAPER LLC
VERSAILLES COMMERCIAL PAPER LLC 0.000000%
92512LZ12
Asset Backed Commercial Paper
Y
2017-12-01
2017-12-01
2017-12-01
N
Y
Natixis SA
1.0000
N
0.0134
1993135.78
1993135.78
0.0080
N
N
N
N
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.000000%
92646LAH3
549300D0F37QF0LP7F94
Asset Backed Commercial Paper
Y
2018-01-17
2018-01-17
2018-01-17
N
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
N
0.0142
2983586.40
2983586.40
0.0119
N
N
N
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 1.830000%
VYVVCKR63DVZZN70PB21
0000827124
927CYE007_1.83_0116
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
SINOPEC GROUP OVERSEAS DEV 2012 LTD
2042-05-17
4.875000
2024000.00
2321554.99
Corporate Debt Securities
Y
2017-12-04
2017-12-04
2018-01-16
Y
WELLS FARGO SECURITIES LLC
1.0000
95
N
N
N
0.0183
1999740.80
1999740.80
0.0080
N
N
N
Y
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 1.840000%
VYVVCKR63DVZZN70PB21
0000827124
927CYE007_1.84_0207
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
DS SVCS AMERICA
549300U9Q7VSWLFM3J45
2021-09-01
10.000000
1048000.00
1161184.00
Corporate Debt Securities
Y
2017-12-04
2017-12-04
2018-02-07
Y
WELLS FARGO SECURITIES LLC
1.0000
95
N
N
N
0.0184
999904.50
999904.50
0.0040
N
N
N
Y
BNP PARIBAS SA
BNP PARIBAS SA 1.080000%
R0MUWSFPU8MPRO8K5P83
0001197610
928DZM005_1.08_0901
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2039-04-01
6.000000
1031.00
78.88
Agency Mortgage-Backed Securities
UNITED STATES TREASURY
2026-05-15
1.625000
100.00
96.68
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2020-08-15
8.750000
800.00
971.17
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2018-01-25
0.00
100.00
99.58
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2017-10-26
0.00
3063600.00
3058846.31
U.S. Treasuries (including strips)
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0108
3000000.00
3000000.00
0.0120
N
Y
Y
N
BNP PARIBAS SA
BNP PARIBAS SA 1.280000%
R0MUWSFPU8MPRO8K5P83
0001197610
928EDV007_1.28_0907
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
GREAT LAKE CLO 2014 1 LTD GREAT LAKES CLO 2014
2025-04-15
3.153600
11183.00
11286.13
Asset-Backed Securities
SLM PRIVATE ST LN TR 2003-A A-4 20320615 FLT
2032-06-15
1.260000
814.00
806.99
Asset-Backed Securities
SLM STUDENT LOAN TR 2006-6 A-3 20271025 FLT
549300LO0COYFUF0I236
2027-10-25
1.424400
3525.00
1990.35
Asset-Backed Securities
AMMC CLO XIII LTD AMMC CLO XIII CORP
549300R4YQWFRASHVE93
2029-07-24
2.572500
3622.00
3654.03
Asset-Backed Securities
QBE INS GROUP LTD FR 7.5%112443
549300D2FBW76FPUSG65
2043-11-24
7.500000
200000.00
235041.67
Corporate Debt Securities
SEQUOIA MTG TR 2014-3 B-3 20441025 FLT
2044-10-25
3.934700
39.00
35.55
Private Label Collateralized Mortgage Obligations
FHLMC STACR 2017-HQA2 M-2 20291226 FLT
2029-12-26
3.884400
868654.00
859867.31
Private Label Collateralized Mortgage Obligations
FEDERAL HOME LN MTG CORP STRUCTURED AGY CR RI
2028-04-25
5.934400
1389.00
1584.73
Private Label Collateralized Mortgage Obligations
FNMA CONN AVE SECS 2015-C04 2M-2 20280425 FLT
2028-04-25
6.784400
12260.00
13634.77
Private Label Collateralized Mortgage Obligations
Y
2017-09-07
2017-09-07
2017-09-07
N
N
N
0.0128
999997.20
999997.20
0.0040
N
N
Y
N
BNP PARIBAS SA
BNP PARIBAS SA 1.320000%
R0MUWSFPU8MPRO8K5P83
0001197610
928EDV007_1.32_0906
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
PLAINS ALL AMERN PIPELINE L P SR GLBL NT4.5%26
2026-12-15
4.500000
16000.00
16505.12
Corporate Debt Securities
FHLMC STACR 2015-HQA1 M-3 20280327 FLT
2028-03-27
5.934400
2024660.00
2272356.85
Private Label Collateralized Mortgage Obligations
CONNECTICUT AVENUE SECURITIES, SERIES 2014-C03
2024-07-25
4.234400
7640.00
8014.19
Private Label Collateralized Mortgage Obligations
FNMA CONN AVE SECS 2015-C04 2M-2 20280425 FLT
2028-04-25
6.784400
3340.00
3714.53
Private Label Collateralized Mortgage Obligations
Y
2017-09-06
2017-09-06
2017-09-06
N
N
N
0.0132
2000004.40
2000004.40
0.0080
N
N
Y
N
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH)
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.200000%
0000008565
931XAB007
Certificate of Deposit
Y
2017-11-01
2017-11-01
2017-11-01
N
N
N
0.0125
999920.87
999920.87
0.0040
N
N
N
N
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH)
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.403900%
0000008565
931YAN009
Certificate of Deposit
Y
2017-09-29
2017-09-29
2017-09-29
N
N
N
0.0149
1999866.58
1999866.58
0.0080
N
N
N
N
BARCLAYS BANK PLC
BARCLAYS BANK PLC 1.060000%
G5GSEF7VJP5I7OUK5573
0001484212
932BDJ004_1.06_0901
U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
Y
N
UNITED STATES TREASURY
2025-05-15
2.125000
3021400.00
3059942.23
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2024-05-15
2.500000
4893000.00
5100350.45
U.S. Treasuries (including strips)
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0106
8000000.00
8000000.00
0.0320
N
Y
Y
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 1.723900%
94989RAA6
KB1H1DSPRFMYMCUFXT09
US94989RAA68
0000827124
Certificate of Deposit
Y
2017-10-16
2017-10-16
2017-10-16
N
N
N
0.0121
1000648.00
1000648.00
0.0040
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 1.270000%
94989RML9
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2017-09-27
2017-09-27
2017-09-27
N
N
N
0.0119
2000110.02
2000110.02
0.0080
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 1.410000%
94989RNU8
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2018-02-02
2018-02-02
2018-02-02
N
N
N
0.0131
2000880.42
2000880.42
0.0080
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 1.400600%
94989RNV6
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2017-09-20
2018-04-20
2018-04-20
N
N
N
0.0138
2000302.02
2000302.02
0.0080
N
N
N
N
WESTPAC BANKING CORP
WESTPAC BANKING CORP 1.373900%
9612C4WT4
EN5TNI6CI43VEPAMHL14
Financial Company Commercial Paper
Y
2017-09-29
2018-05-29
2018-05-29
N
N
N
0.0139
2000938.00
2000938.00
0.0080
N
N
N
N
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH)
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.403900%
0000008565
963SDW000
Certificate of Deposit
Y
2017-09-27
2017-09-27
2017-09-27
N
N
N
0.0123
2000254.60
2000254.60
0.0080
N
N
N
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 1.310000%
VYVVCKR63DVZZN70PB21
0000827124
976PTX002_1.31_0901
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
SINOPEC GRP OVERSEAS DEV 2017 SR GLBL REGS 22
5493001IPW8ZGQ181Z16
2022-04-12
3.000000
1116857.00
1150042.54
Corporate Debt Securities
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0131
1000000.00
1000000.00
0.0040
N
Y
Y
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 1.320000%
VYVVCKR63DVZZN70PB21
0000827124
976PTX002_1.32_0906
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
CSMC SERIES 2010-2R 7-A-5 20370326 6.0
2037-03-26
6.000000
2014676.00
1150295.74
Private Label Collateralized Mortgage Obligations
Y
2017-09-06
2017-09-06
2017-09-06
N
N
N
0.0132
1000002.20
1000002.20
0.0040
N
N
Y
N
CREDIT SUISSE SECURITIES (USA) LLC
CREDIT SUISSE SECURITIES (USA) LLC 1.630000%
1V8Y6QCX6YMJ2OELII46
0001230485
988WZK004_1.63_1122
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
BAMH 1997-2 B1
2022-02-10
7.070000
1135000.00
1150000.05
Asset-Backed Securities
Y
2017-10-05
2017-10-05
2017-11-22
Y
Credit Suisse Securities (USA) LLC
1.0000
35
N
N
N
0.0163
999914.40
999914.40
0.0040
N
N
N
Y
ABN AMRO BANK NV (AMSTERDAM BRANCH)
ABN AMRO BANK NV (AMSTERDAM BRANCH) 1.210000%
0001245022
ATD0MG2O9
Non-Negotiable Time Deposit
Y
2017-09-05
2017-09-05
2017-09-05
N
N
N
0.0121
999998.05
999998.05
0.0040
N
N
Y
N
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH)
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 1.190000%
0000859994
ATD0MG2T8
Non-Negotiable Time Deposit
Y
2017-09-05
2017-09-05
2017-09-05
N
N
N
0.0119
5999978.10
5999978.10
0.0240
N
N
Y
N
FIFTH THIRD BANK (CAYMAN ISLANDS BRANCH)
FIFTH THIRD BANK (CAYMAN ISLANDS BRANCH) 1.150000%
0000035528
ATD0MG326
Non-Negotiable Time Deposit
Y
2017-09-05
2017-09-05
2017-09-05
N
N
N
0.0115
999993.05
999993.05
0.0040
N
N
Y
N
NATIONAL BANK OF CANADA (MONTREAL BRANCH)
NATIONAL BANK OF CANADA (MONTREAL BRANCH) 1.150000%
0000926171
ATD0MHKN9
Non-Negotiable Time Deposit
Y
2017-09-07
2017-09-07
2017-09-07
N
N
N
0.0115
999988.90
999988.90
0.0040
N
N
Y
N
BANK OF NEW YORK MELLON (CAYMAN ISLANDS BRANCH)
BANK OF NEW YORK MELLON (CAYMAN ISLANDS BRANCH) 1.020000%
HPFHU0OQ28E4N0NFVK49
0001498632
ATD0MHKO7
Non-Negotiable Time Deposit
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0102
5000000.00
5000000.00
0.0200
N
Y
Y
N
SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH)
SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) 1.060000%
0001448613
ATD0MHKP4
Non-Negotiable Time Deposit
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0106
3000000.00
3000000.00
0.0120
N
Y
Y
N
DNB BANK ASA (GRAND CAYMAN BRANCH)
DNB BANK ASA (GRAND CAYMAN BRANCH) 1.070000%
0001498632
ATD0MHKQ2
Non-Negotiable Time Deposit
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0107
2000000.00
2000000.00
0.0080
N
Y
Y
N
SUNTRUST BANK (CAYMAN ISLANDS BRANCH)
SUNTRUST BANK (CAYMAN ISLANDS BRANCH) 1.050000%
IYDOJBGJWY9T8XKCSX06
0001335407
ATD0MHKR0
Non-Negotiable Time Deposit
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0105
1000000.00
1000000.00
0.0040
N
Y
Y
N
NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH)
NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) 1.060000%
0000833029
ATD0MHKS8
Non-Negotiable Time Deposit
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0106
5000000.00
5000000.00
0.0200
N
Y
Y
N
The Charles Schwab Family of Funds
2017-09-08
Mark Fischer
Mark Fischer
Chief Financial Officer