0001145549-17-004569.txt : 20170710 0001145549-17-004569.hdr.sgml : 20170710 20170710152442 ACCESSION NUMBER: 0001145549-17-004569 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170710 DATE AS OF CHANGE: 20170710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 17957720 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004501 Schwab Massachusetts Municipal Money Fund C000012375 Sweep Shares SWDXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2017-06-30 0000857156 S000004501 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 084-00896 N N N Single State Y 10 10 382030341.75 345335249.78 343646458.67 347507577.02 348324508.17 0.9190 0.8517 0.8510 0.8721 0.8721 228019.46 394583553.10 394585962.73 4591678.23 239096.78 399166563.64 398372900.2900 1.0000 0.0091 1.0019 1.0020 1.0020 1.0020 1.0020 C000012375 1.00 399166563.64 398372900.2900 1.0019 1.0020 1.0020 1.0020 1.0020 17109962.73 11556392.62 12778406.34 22916574.49 15832657.72 17456811.06 10995868.24 16395396.85 22670334.64 21801080.87 73491121.74 84167595.89 0.0091 Y Investment Advisor and its affiliates Contractual 24,158 Investment Advisor and its affiliates Voluntary 163,493 Chicago M/F Housing RB (Lincoln Village Sr Apts) Series 2006 0.970000% 167570NS5 T5UYO5SYLC8K73MJQX30 US167570NS59 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2040-06-01 Y BMO Harris Bank NA 1.0000 7 N N N 0.0097 1211000.00 1211000.00 0.0030 N N Y N Chicago M/F Housing RB (Renaissance Place Apts) Series 2007 0.950000% 167570PR5 T5UYO5SYLC8K73MJQX30 US167570PR58 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2042-07-01 Y BMO Harris Bank NA 1.0000 7 N N N 0.0095 1090000.00 1090000.00 0.0027 N N Y N Massachusetts Bay Transportation Auth Sr Sales Tax Bonds Series 2005A&2006B 0.950000% 18886PUV5 549300D2U0XBUXGX8P68 US18886PUV56 Tender Option Bond Y 2017-07-06 2017-07-06 2023-07-01 N N Y MASSACHUSETTS BAY TRANS AUTH SALES TAX Corporate Underlier 1.0000 STATE STREET BANK AND TRUST COMPANY Standby Purchase Agreement 1.0000 0.0095 6500000.00 6500000.00 0.0163 N N Y N Colorado Housing & Finance Auth Economic Development RB (Closet Factory) Series 2005A 1.010000% 196476BP9 5493005GIROYQAWBMC18 US196476BP92 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2040-07-01 Y FEDERAL HOME LOAN BANKS 1.0000 7 N N N 0.0101 2300000.00 2300000.00 0.0058 N N Y N Billerica ULT GO Series 70B 1.070000% 27884FZ52 US27884FZ523 Tender Option Bond Y 2017-07-06 2017-08-10 2042-02-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0107 4289528.10 4289528.10 0.0107 N N N Y Indianapolis M/F Refunding RB (Lake Nora & Fox Club) Series 2007 0.880000% 455284EC9 US455284EC96 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2037-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0088 1600000.00 1600000.00 0.0040 N N Y N Massachusetts GO Refunding Bonds Series 2015C 1.000000% 46640KVU5 5493001N1YCXNI1O7K10 US46640KVU59 Tender Option Bond Y 2017-07-03 2017-07-03 2018-06-01 Y JPMorgan Chase Bank NA 1.0000 3 N N N 0.0100 19000000.00 19000000.00 0.0476 N Y Y N Massachusetts Bay Transportation Auth Sr Sales Tax Bonds Series 2005B 0.930000% 575579LD7 549300D2U0XBUXGX8P68 US575579LD79 Tender Option Bond Y 2017-07-07 2017-07-07 2029-07-01 Y Citibank NA 1.0000 7 Y N Y MASSACHUSETTS BAY TRANS AUTH SALES TAX Corporate Underlier 1.0000 0.0093 9900000.00 9900000.00 0.0248 N N Y N Massachusetts Bay Transportation Auth Sales Tax CP BAN Series A 0.890000% 57557XGK4 549300D2U0XBUXGX8P68 Non-Financial Company Commercial Paper Y 2017-07-13 2017-07-13 2017-07-13 N N Y MASSACHUSETTS BAY TRANS AUTH SALES TAX Corporate Underlier 1.0000 US BANK NATIONAL ASSOCIATION Standby Purchase Agreement 1.0000 0.0096 23999280.00 23999280.00 0.0601 N N N N Massachusetts Dept of Transportation Metropolitan Highway System Sub RB Series 2010A2 0.880000% 57563CAB8 US57563CAB81 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2037-01-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 7 N N N 0.0088 4775000.00 4775000.00 0.0120 N N Y N Massachusetts Dept of Transportation Metropolitan Highway System Sr RB Series 2010A2 0.910000% 57563CCZ3 US57563CCZ32 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2037-01-01 Y Barclays Bank PLC 1.0000 7 N N N 0.0091 16900000.00 16900000.00 0.0423 N N Y N Massachusetts School Building Auth Sub Dedicated Sales Tax CP BAN Series B 0.870000% 57580RDM7 Non-Financial Company Commercial Paper Y 2017-08-18 2017-08-18 2017-08-18 N Y Citibank NA 1.0000 N 0.0092 2499825.00 2499825.00 0.0063 N N N N Massachusetts GO Bonds Series 2007C 0.950000% 57582PJU5 5493001N1YCXNI1O7K10 US57582PJU57 Tender Option Bond Y 2017-07-07 2017-07-07 2037-08-01 Y Societe Generale SA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0095 12250000.00 12250000.00 0.0307 N N Y N Massachusetts GO Refunding Bonds Series 2016B 2.000000% 57582RJP2 5493001N1YCXNI1O7K10 US57582RJP29 Other Municipal Security Y 2017-07-01 2017-07-01 2017-07-01 N N N 0.0200 100000.00 100000.00 0.0003 N Y Y N Massachusetts Development Finance Agency Education RB (Cushing Academy) Series 2004 0.910000% 57583F4G3 549300UZSVMFXJK08K70 US57583F4G39 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2034-03-01 Y TD Bank NA 1.0000 7 N N N 0.0091 2280000.00 2280000.00 0.0057 N N Y N Massachusetts Development Finance Agency First Mortgage RB (Brookhaven at Lexington) Series 2005B 1.010000% 57583RAG0 549300UZSVMFXJK08K70 US57583RAG02 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2035-03-01 Y Bank of America NA 1.0000 7 N N N 0.0101 2155000.00 2155000.00 0.0054 N N Y N Massachusetts Development Finance Agency RB (Marine Biological Laboratory) Series 2006 0.900000% 57583RFL4 549300UZSVMFXJK08K70 US57583RFL42 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2036-10-01 Y PNC BANK NATIONAL ASSOCIATION 1.0000 7 N N N 0.0090 6960000.00 6960000.00 0.0174 N N Y N Massachusetts Development Finance Agency RB (College of the Holy Cross) Series 2002 1.040000% 57583RFN0 549300UZSVMFXJK08K70 US57583RFN08 Tender Option Bond Y 2017-07-07 2017-07-07 2027-03-01 Y Credit Suisse AG 1.0000 7 Y N Y COLLEGE OF THE HOLY CROSS Corporate Underlier 1.0000 0.0104 5050000.00 5050000.00 0.0127 N N Y N Massachusetts Development Finance Agency RB (Boston Univ) Series U3 0.890000% 57583RWG6 549300UZSVMFXJK08K70 US57583RWG63 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2040-10-01 Y NORTHERN TRUST COMPANY (THE) 1.0000 7 N N N 0.0089 7600000.00 7600000.00 0.0190 N N Y N Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2014M2 0.900000% 57583UB56 549300UZSVMFXJK08K70 US57583UB565 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2048-07-01 Y BANK OF NEW YORK MELLON/THE 1.0000 7 N N N 0.0090 10100000.00 10100000.00 0.0253 N N Y N Massachusetts Development Finance Agency RB (CIL Realty) Series 2011 0.950000% 57583UDB1 549300UZSVMFXJK08K70 US57583UDB17 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2041-07-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0095 4610000.00 4610000.00 0.0115 N N Y N Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2014M4 0.940000% 57583UL55 549300UZSVMFXJK08K70 US57583UL556 Tender Option Bond Y 2017-07-07 2017-07-07 2021-07-01 Y Morgan Stanley Bank NA 1.0000 7 Y N Y PARTNERS HEALTHCARE SYSTEM INC Corporate Underlier 1.0000 0.0094 4170000.00 4170000.00 0.0104 N N Y N Massachusetts Development Finance Agency RB (CIL Realty) Series 2013 0.950000% 57583UXM5 549300UZSVMFXJK08K70 US57583UXM51 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2043-07-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0095 7115000.00 7115000.00 0.0178 N N Y N Massachusetts Development Finance Agency RB (CIL Realty) Series 2016 0.950000% 57584XNP2 549300UZSVMFXJK08K70 US57584XNP23 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2046-06-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0095 9955000.00 9955000.00 0.0249 N N Y N Massachusetts Health & Educational Facilities Auth RB (Capital Asset Program) Series M2 0.960000% 57585KA57 549300MV50RWQFTX5223 US57585KA571 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2031-07-01 Y Bank of America NA 1.0000 7 N N N 0.0096 2040000.00 2040000.00 0.0051 N N Y N Massachusetts Health & Educational Facilities Auth RB (Harvard Univ) Series Y 0.920000% 57585KKV9 549300MV50RWQFTX5223 US57585KKV97 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2035-07-01 Y Harvard University 1.0000 7 N N N 0.0092 15900000.00 15900000.00 0.0398 N N Y N Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2001J2 0.920000% 57585KSV1 549300MV50RWQFTX5223 US57585KSV16 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2031-07-01 Y Massachusetts Institute of Technology 1.0000 7 N N N 0.0092 750000.00 750000.00 0.0019 N N Y N Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2001J1 0.850000% 57585KSW9 549300MV50RWQFTX5223 US57585KSW98 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2031-07-01 Y Massachusetts Institute of Technology 1.0000 7 N N N 0.0085 19100000.00 19100000.00 0.0478 N N Y N Massachusetts Health & Educational Facilities Auth RB (Harrington Memorial Hospital) Series 2008A 0.900000% 57586C7U3 549300MV50RWQFTX5223 US57586C7U38 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2038-07-01 Y TD Bank NA 1.0000 7 N N N 0.0090 9430000.00 9430000.00 0.0236 N N Y N Massachusetts Health & Educational Facilities Auth RB (Capital Asset Program) Series M4A 0.960000% 57586CDX0 549300MV50RWQFTX5223 US57586CDX02 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2039-07-01 Y Bank of America NA 1.0000 7 N N N 0.0096 3605000.00 3605000.00 0.0090 N N Y N Massachusetts Health & Educational Facilities Auth RB (Amherst College) Series 2005I 0.900000% 57586CGZ2 549300MV50RWQFTX5223 US57586CGZ23 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2028-11-01 Y AMHERST COLLEGE 1.0000 7 N N N 0.0090 8560000.00 8560000.00 0.0214 N N Y N Massachusetts Health & Educational Facilities Auth RB (Baystate Medical Center) Series 2005G 0.890000% 57586CNH4 549300MV50RWQFTX5223 US57586CNH42 Variable Rate Demand Note Y 2017-07-03 2017-07-03 2026-07-01 Y Wells Fargo Bank NA 1.0000 3 N N N 0.0089 3400000.00 3400000.00 0.0085 N Y Y N Massachusetts Health & Educational Facilities Auth RB (Museum of Fine Arts) Series 2007A2 0.930000% 57586CV51 549300MV50RWQFTX5223 US57586CV515 Variable Rate Demand Note Y 2017-07-03 2017-07-03 2037-12-01 Y Bank of America NA 1.0000 3 Y N Y Museum of Fine Arts Corporate Underlier 1.0000 0.0093 2700000.00 2700000.00 0.0068 N Y Y N Massachusetts Health & Educational Facilities Auth RB (Henry Heywood Memorial) Series 2009C2 0.940000% 57586EGT2 549300MV50RWQFTX5223 US57586EGT29 Variable Rate Demand Note Y 2017-07-03 2017-07-03 2038-07-01 Y TD Bank NA 1.0000 3 N N N 0.0094 8450000.00 8450000.00 0.0212 N Y Y N Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series P2 0.900000% 57586EHU8 549300MV50RWQFTX5223 US57586EHU82 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2027-07-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y PARTNERS HEALTHCARE SYSTEM INC Corporate Underlier 1.0000 0.0090 500000.00 500000.00 0.0013 N N Y N Massachusetts Health & Educational Facilities Auth RB (Baystate Medical Center) Series 2009J2 0.920000% 57586EKB6 549300MV50RWQFTX5223 US57586EKB64 Variable Rate Demand Note Y 2017-07-03 2017-07-03 2044-07-01 Y JPMorgan Chase Bank NA 1.0000 3 N N N 0.0092 10710000.00 10710000.00 0.0268 N Y Y N Massachusetts Health & Educational Facilities Auth RB (Children's Hospital) Series 2010N4 0.920000% 57586EUJ8 549300MV50RWQFTX5223 US57586EUJ80 Variable Rate Demand Note Y 2017-07-03 2017-07-03 2049-10-01 Y Wells Fargo Bank NA 1.0000 3 N N N 0.0092 800000.00 800000.00 0.0020 N Y Y N Massachusetts HFA Housing Bonds Series 2009A 0.940000% 57586NDU2 549300NLJBK1VP6K2K81 US57586NDU28 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2043-01-01 Y TD Bank NA 1.0000 7 N N N 0.0094 2500000.00 2500000.00 0.0063 N N Y N Massachusetts HFA Housing RB (Princeton Westford) Series 2015A 0.920000% 57587AJA7 549300NLJBK1VP6K2K81 US57587AJA79 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2034-01-01 Y Bank of America NA 1.0000 7 N N N 0.0092 4800000.00 4800000.00 0.0120 N N Y N Massachusetts Port Auth CP Notes Series 2012A 0.930000% 57589TCM5 Non-Financial Company Commercial Paper Y 2017-09-08 2017-09-08 2017-09-08 N Y TD Bank NA 1.0000 N 0.0096 11999160.00 11999160.00 0.0301 N N N N Massachusetts School Building Auth Sr Dedicated Sales Tax Bonds Series 2013A 0.940000% 576000PR8 US576000PR84 Tender Option Bond Y 2017-07-07 2017-07-07 2021-10-01 Y Citibank NA 1.0000 7 Y N N 0.0094 4125000.00 4125000.00 0.0103 N N Y N Massachusetts School Building Auth Sr Dedicated Sales Tax Refunding Bonds Series 2015D 0.940000% 576000SU8 US576000SU86 Tender Option Bond Y 2017-07-07 2017-07-07 2023-08-15 Y Citibank NA 1.0000 7 Y N N 0.0094 8985000.00 8985000.00 0.0225 N N Y N Massachusetts Water Resources Auth Sub Refunding RB Series 2002C 0.930000% 576049YH7 549300GBS2G3YGHOYO19 US576049YH70 Variable Rate Demand Note Y 2017-07-03 2017-07-03 2020-08-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 3 N N N 0.0093 2900000.00 2900000.00 0.0073 N Y Y N Massachusetts Clean Water Trust Pool Program Refunding Bonds Series 2006 0.940000% 57604PT61 549300SYPEROLSQU0261 US57604PT611 Tender Option Bond Y 2017-07-07 2017-07-07 2026-08-01 Y Credit Suisse AG 1.0000 7 Y N N 0.0094 8195000.00 8195000.00 0.0205 N N Y N Massachusetts Clean Water Trust State Revolving Fund Bonds Series 14 0.940000% 57604PZ72 549300SYPEROLSQU0261 US57604PZ725 Tender Option Bond Y 2017-07-07 2017-07-07 2030-08-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0094 6665000.00 6665000.00 0.0167 N N Y N Massachusetts Water Resources Auth General Refunding RB Series 2008A2 0.910000% 576051BX3 549300GBS2G3YGHOYO19 US576051BX31 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2037-08-01 Y TD Bank NA 1.0000 7 Y N N 0.0091 4350000.00 4350000.00 0.0109 N N Y N Michigan Finance Auth Healthcare Equipment Loan Program Bonds Series C 1.010000% 59447TEC3 54930022O46HOX5J1D14 US59447TEC36 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2032-12-01 Y FIFTH THIRD BANK (OHIO) 1.0000 7 N N N 0.0101 1750000.00 1750000.00 0.0044 N N Y N Minneapolis M/F Housing RB (Seven Corners Apts) Series 2012F 1.000000% 603767KS2 54930069TEI1INHRHS55 US603767KS26 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2031-11-01 Y Wells Fargo Bank NA 1.0000 7 N N N 0.0100 1345000.00 1345000.00 0.0034 N N Y N NEW YORK STATE HFA Housing RB (10 Barclay St) Series 2004A 0.930000% 64986MYY5 5493000LS7KCDB02O506 US64986MYY55 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2037-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0093 10000000.00 10000000.00 0.0251 N N Y N NEW YORK STATE HFA Housing RB (Navy Pier Court) Series 2014A 0.910000% 64986UR58 5493000LS7KCDB02O506 US64986UR583 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2048-05-01 Y PNC BANK NATIONAL ASSOCIATION 1.0000 7 N N N 0.0091 6000000.00 6000000.00 0.0150 N N Y N NUVEEN QUALITY MUNICIPAL INCOME FUND Variable Rate Demand Preferred Shares Series 2 1.070000% 67066V861 549300SCLWG42TGZI008 US67066V8616 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2026-09-11 Y Barclays Bank PLC 1.0000 7 N N N 0.0107 10000000.00 10000000.00 0.0251 N N Y N NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND Variable Rate Demand Preferred Shares Series 6 1.040000% 67066Y865 549300ZT6V9X5U9BHR46 US67066Y8654 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2040-08-01 Y Citibank NA 1.0000 7 N N N 0.0104 1900000.00 1900000.00 0.0048 N N Y N Massachusetts HFA Housing Bonds Series 2016I 0.950000% 76252PGG8 549300NLJBK1VP6K2K81 US76252PGG81 Tender Option Bond Y 2017-07-07 2017-07-07 2024-12-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0095 8745000.00 8745000.00 0.0219 N N Y N Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series 2010J1 0.930000% 88033LDS5 549300MV50RWQFTX5223 US88033LDS51 Tender Option Bond Y 2017-07-07 2017-07-07 2029-07-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y PARTNERS HEALTHCARE SYSTEM INC Corporate Underlier 1.0000 0.0093 2100000.00 2100000.00 0.0053 N N Y N Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2015O1 0.930000% 88033MAG2 549300UZSVMFXJK08K70 US88033MAG24 Tender Option Bond Y 2017-07-07 2017-07-07 2023-07-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y PARTNERS HEALTHCARE SYSTEM INC Corporate Underlier 1.0000 0.0093 1600000.00 1600000.00 0.0040 N N Y N Massachusetts GO Bonds Series 2016A 0.950000% 88033MM95 5493001N1YCXNI1O7K10 US88033MM956 Tender Option Bond Y 2017-07-07 2017-07-07 2022-03-01 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0095 1500000.00 1500000.00 0.0038 N N Y N Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2016Q 0.930000% 88033MRY5 549300UZSVMFXJK08K70 US88033MRY56 Tender Option Bond Y 2017-07-07 2017-07-07 2024-01-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y PARTNERS HEALTHCARE SYSTEM INC Corporate Underlier 1.0000 0.0093 1350000.00 1350000.00 0.0034 N N Y N Massachusetts School Building Auth Sr Dedicated Sales Tax Refunding Bonds Series 2015C 0.930000% 88033SHZ0 US88033SHZ02 Tender Option Bond Y 2017-07-07 2017-07-07 2023-08-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0093 985000.00 985000.00 0.0025 N N Y N Massachusetts School Building Auth Sr Dedicated Sales Tax Refunding Bonds Series 2012B 0.930000% 88033SN67 US88033SN670 Tender Option Bond Y 2017-07-07 2017-07-07 2020-08-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0093 3250000.00 3250000.00 0.0081 N N Y N Univ of Massachusetts Building Auth Refunding RB Sr Series 2013-3 0.930000% 88033UCL1 6ILE2573NPR1XO2TR556 US88033UCL17 Tender Option Bond Y 2017-07-07 2017-07-07 2021-05-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y UNIVERSITY OF MASSACHUSETTS Corporate Underlier 1.0000 0.0093 1500000.00 1500000.00 0.0038 N N Y N Massachusetts GO Refunding Bonds Series 2016G 0.940000% 88033UGF0 5493001N1YCXNI1O7K10 US88033UGF03 Tender Option Bond Y 2017-07-07 2017-07-07 2024-03-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0094 3330000.00 3330000.00 0.0083 N N Y N Massachusetts Development Finance Agency RB (Harvard Univ) Series 2016A 0.940000% 88033UHQ5 549300UZSVMFXJK08K70 US88033UHQ58 Tender Option Bond Y 2017-07-07 2017-07-07 2024-07-15 Y Wells Fargo Bank NA 1.0000 7 Y N Y HARVARD UNIVERSITY Corporate Underlier 1.0000 0.0094 3750000.00 3750000.00 0.0094 N N Y N Connecticut Health & Educational Facilities Auth RB (Trinity Health) Series 2016CT 0.930000% 88033UQD4 US88033UQD45 Tender Option Bond Y 2017-07-07 2017-07-07 2024-06-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y TRINITY HEALTH CORP Corporate Underlier 1.0000 0.0093 2220000.00 2220000.00 0.0056 N N Y N Univ of Massachusetts Building Auth RB Sr Series 2017-1 0.940000% 88033UZU6 6ILE2573NPR1XO2TR556 US88033UZU68 Tender Option Bond Y 2017-07-07 2017-07-07 2025-05-01 Y Morgan Stanley Bank NA 1.0000 7 Y N Y UNIVERSITY OF MASSACHUSETTS Corporate Underlier 1.0000 0.0094 1000000.00 1000000.00 0.0025 N N Y N Univ of Massachusetts Building Auth Refunding RB Sr Series 2011-1 0.890000% 914437QB7 6ILE2573NPR1XO2TR556 US914437QB79 Variable Rate Demand Note Y 2017-07-07 2017-07-07 2034-11-01 Y Wells Fargo Bank NA 1.0000 7 Y N Y UNIVERSITY OF MASSACHUSETTS Corporate Underlier 1.0000 0.0089 6510000.00 6510000.00 0.0163 N N Y N Univ of Massachusetts Building Auth RB Sr Series 2013-1 0.930000% 914440MZ2 6ILE2573NPR1XO2TR556 US914440MZ21 Tender Option Bond Y 2017-07-07 2017-07-07 2020-11-01 Y Citibank NA 1.0000 7 Y N Y UNIVERSITY OF MASSACHUSETTS Corporate Underlier 1.0000 0.0093 5500000.00 5500000.00 0.0138 N N Y N Univ of Massachusetts Building Auth RB Sr Series 2014-1 0.940000% 914440PX4 6ILE2573NPR1XO2TR556 US914440PX46 Tender Option Bond Y 2017-07-07 2017-07-07 2022-11-01 Y Morgan Stanley Bank NA 1.0000 7 Y N Y UNIVERSITY OF MASSACHUSETTS Corporate Underlier 1.0000 0.0094 5365000.00 5365000.00 0.0134 N N Y N Westborough GO BAN 2.000000% 957144J33 US957144J338 Other Municipal Security Y 2017-08-11 2017-08-11 2017-08-11 N N N 0.0084 8009760.00 8009760.00 0.0201 N N N N The Charles Schwab Family of Funds 2017-07-10 Mark Fischer Mark Fischer Chief Financial Officer