0001145549-17-004563.txt : 20170710
0001145549-17-004563.hdr.sgml : 20170710
20170710152439
ACCESSION NUMBER: 0001145549-17-004563
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170710
DATE AS OF CHANGE: 20170710
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 17957716
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York Municipal Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2017-06-30
0000857156
S000004513
2
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
084-00896
N
N
N
Single State
Y
23
25
1455429020.52
1385987735.69
1460620707.24
1436153599.35
1492271842.19
0.8661
0.8199
0.8462
0.8686
0.9013
1135.31
1641732244.25
1641764317.92
13848971.20
35590707.79
1620023716.64
1617480299.6480
1.0000
0.0093
1.0015
1.0015
1.0015
1.0015
1.0016
C000012394
1.00
1363515960.11
1361374726.0400
1.0015
1.0015
1.0015
1.0015
1.0016
64379785.75
62413924.29
55495642.71
57294182.92
77249581.15
71976163.37
59334689.44
75744259.86
44093865.65
63685830.01
278332157.45
293897524.08
0.0029
Y
Investment Advisor and its affiliates Contractual 71,758
C000012395
25000.00
256507756.53
256105573.6080
1.0015
1.0014
1.0014
1.0014
1.0016
1931878.04
1401654.60
11892282.05
2806734.25
1222507.82
2104515.91
4575529.00
2448938.30
2436904.50
1883091.08
20529143.41
9906034.72
0.0049
Y
Investment Advisor and its affiliates Contractual 27,648
Amherst Development Corp
Student Housing Facility Refunding RB Series 2010B 0.940000%
031358AX2
US031358AX20
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2035-10-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0094
13935000.00
13935000.00
0.0086
N
N
Y
N
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.960000%
031362EJ1
US031362EJ10
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2036-10-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0096
3135000.00
3135000.00
0.0019
N
N
Y
N
Brewster CSD
BAN 2016 1.500000%
107745JQ5
US107745JQ53
Other Municipal Security
Y
2017-07-14
2017-07-14
2017-07-14
N
N
N
0.0102
7000980.00
7000980.00
0.0043
N
N
N
N
Burnt Hills - Ballston Lake CSD
BAN 2017 2.500000%
122547KZ4
US122547KZ41
Other Municipal Security
Y
2018-06-22
2018-06-22
2018-06-22
N
N
N
0.0110
16215520.00
16215520.00
0.0100
N
N
N
N
Clinton Cnty
Airport BAN Series 2017B 2.375000%
187468JL8
US187468JL89
Other Municipal Security
Y
2018-06-08
2018-06-08
2018-06-08
N
N
N
0.0120
14904246.00
14904246.00
0.0092
N
N
N
N
Metropolitan Transportation Auth
Transportation RB Series 2006B 0.950000%
18886PD36
5493000TKYODLXADQD60
US18886PD368
Tender Option Bond
Y
2017-07-07
2017-07-07
2022-11-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
N
N
N
0.0095
25615000.00
25615000.00
0.0158
N
N
Y
N
New York State Dormitory Auth
RB (St. John's Univ) Series 2007C 0.950000%
18886PUB9
549300C8XO7EXTX2XU71
US18886PUB92
Tender Option Bond
Y
2017-07-07
2017-07-07
2025-07-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
N
N
N
0.0095
26020000.00
26020000.00
0.0161
N
N
Y
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2011 0.960000%
196220AA5
US196220AA57
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0096
9530000.00
9530000.00
0.0059
N
N
Y
N
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2013 0.960000%
196220AB3
US196220AB31
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2041-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0096
11710000.00
11710000.00
0.0072
N
N
Y
N
Columbia Cnty IDA
Civic Facility RB (Columbia Memorial Hospital) Series 2008A 0.930000%
197511AR9
US197511AR96
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2033-07-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0093
1360000.00
1360000.00
0.0008
N
N
Y
N
East Rochester Hsg Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.960000%
274722DX2
US274722DX22
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2041-01-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0096
12605000.00
12605000.00
0.0078
N
N
Y
N
New York State Dormitory Auth
RB (New York Univ) Series 2017A 1.060000%
27884F2K5
549300C8XO7EXTX2XU71
US27884F2K59
Tender Option Bond
Y
2017-07-06
2017-08-31
2037-07-01
N
N
Y
New York University
Corporate Underlier
1.0000
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0106
4399384.00
4399384.00
0.0027
N
N
N
Y
Erie Cnty IDA
IDRB (Hydro-Air Components) Series 2006 0.980000%
295088FP8
US295088FP80
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2026-04-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0098
4420000.00
4420000.00
0.0027
N
N
Y
N
Franklin Cnty Civic Development Corp
RB (Alice Hyde Medical Center) Series 2013A 0.930000%
35313PAA0
US35313PAA03
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2038-10-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0093
8260000.00
8260000.00
0.0051
N
N
Y
N
Gates Chili CSD
BAN 2017 2.500000%
367352RQ6
US367352RQ65
Other Municipal Security
Y
2018-06-22
2018-06-22
2018-06-22
N
N
N
0.0116
7520708.25
7520708.25
0.0046
N
N
N
N
Indian River CSD
BAN 2016 2.000000%
454354HB0
US454354HB01
Other Municipal Security
Y
2017-07-14
2017-07-14
2017-07-14
N
N
N
0.0097
7002170.00
7002170.00
0.0043
N
N
N
N
Lancaster IDA
IDRB (Sealing Devices) Series 2016 0.960000%
514226AF6
US514226AF68
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2037-01-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0096
3140000.00
3140000.00
0.0019
N
N
Y
N
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.970000%
514502AA1
US514502AA19
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2032-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0097
13500000.00
13500000.00
0.0083
N
N
Y
N
Lancaster IDA
IDRB (Sealing Devices) Series 2007 0.980000%
514509AA6
US514509AA61
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2027-12-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0098
1580000.00
1580000.00
0.0010
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.930000%
59259NT37
5493000TKYODLXADQD60
US59259NT377
Tender Option Bond
Y
2017-07-07
2017-07-07
2020-05-15
Y
Citibank NA
1.0000
7
Y
N
N
0.0093
8000000.00
8000000.00
0.0049
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.940000%
59259NT78
5493000TKYODLXADQD60
US59259NT781
Tender Option Bond
Y
2017-07-07
2017-07-07
2020-05-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
6665000.00
6665000.00
0.0041
N
N
Y
N
Metropolitan Transportation Auth
Transportation RB Series 2015E4 0.950000%
59259Y7E3
5493000TKYODLXADQD60
US59259Y7E34
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2045-11-15
Y
Bank of the West
1.0000
7
N
N
N
0.0095
6890000.00
6890000.00
0.0043
N
N
Y
N
Middletown City SD
BAN 2017 2.500000%
597103WC0
US597103WC01
Other Municipal Security
Y
2018-06-21
2018-06-21
2018-06-21
N
N
N
0.0110
16214880.00
16214880.00
0.0100
N
N
N
N
Monroe Cnty IDA
Civic Facility RB Series 2004 1.010000%
610752CU9
US610752CU99
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2024-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0101
985000.00
985000.00
0.0006
N
N
Y
N
Monroe Cnty IDA
Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 0.960000%
610752CW5
US610752CW55
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2035-04-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0096
17875000.00
17875000.00
0.0110
N
N
Y
N
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008B 0.910000%
631663KG5
549300DP7LB76W78BR41
US631663KG59
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2021-11-15
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
7
Y
N
N
0.0091
5400000.00
5400000.00
0.0033
N
N
Y
N
Nassau Health Care Corp
Cnty Guaranteed Bonds Series 2009C2 0.910000%
63167NAW6
549300L7UKCJQEMTLX26
US63167NAW65
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2029-08-01
Y
Wells Fargo Bank NA
1.0000
7
N
N
N
0.0091
8600000.00
8600000.00
0.0053
N
N
Y
N
New York City IDA
Civic Facility RB ( Auditory-Oral School of NY) Series 2006 0.920000%
649438BN7
549300XR20ZR5DHL9534
US649438BN73
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2032-12-01
Y
Wells Fargo Bank NA
1.0000
7
N
N
N
0.0092
3950000.00
3950000.00
0.0024
N
N
Y
N
New York City
GO Bonds Fiscal 2004 Series H 0.920000%
64966CG62
549300ABYZD2SFD5JB29
US64966CG628
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2034-03-01
Y
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
1.0000
7
N
N
N
0.0092
21260000.00
21260000.00
0.0131
N
N
Y
N
New York City
GO Bonds Fiscal 2004 Series H3 0.910000%
64966CG70
549300ABYZD2SFD5JB29
US64966CG701
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2034-03-01
Y
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
1.0000
7
N
N
N
0.0091
1175000.00
1175000.00
0.0007
N
N
Y
N
New York City
GO Bonds Fiscal 2011 Series A 3.000000%
64966HA75
549300ABYZD2SFD5JB29
US64966HA752
Other Municipal Security
Y
2017-08-01
2017-08-01
2017-08-01
N
N
N
0.0079
100153.00
100153.00
0.0001
N
N
N
N
New York City
GO Bonds Fiscal 2009 Series H1 0.940000%
64966HHH6
549300ABYZD2SFD5JB29
US64966HHH66
Tender Option Bond
Y
2017-07-07
2017-07-07
2018-09-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
15000000.00
15000000.00
0.0093
N
N
Y
N
New York City
GO Bonds Fiscal 2009 Series J1 0.940000%
64966HMA5
549300ABYZD2SFD5JB29
US64966HMA58
Tender Option Bond
Y
2017-07-07
2017-07-07
2018-12-01
Y
Citibank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
0.0110
N
0.0094
23225000.00
23225000.00
0.0143
N
N
Y
N
New York City
GO Bonds Fiscal 2005 Series C3 0.970000%
64966HMG2
549300ABYZD2SFD5JB29
US64966HMG29
Tender Option Bond
Y
2017-07-07
2017-07-07
2018-09-06
Y
Bank of America NA
1.0000
7
Y
N
N
0.0097
8700000.00
8700000.00
0.0054
N
N
Y
N
New York City
GO Bonds Fiscal 2003 Series CA 5.000000%
64966K4F7
549300ABYZD2SFD5JB29
US64966K4F79
Other Municipal Security
Y
2017-08-01
2017-08-01
2017-08-01
N
N
N
0.0079
100291.00
100291.00
0.0001
N
N
N
N
New York City
GO Bonds Fiscal 2012 Series D1 0.940000%
64966K6J7
549300ABYZD2SFD5JB29
US64966K6J73
Tender Option Bond
Y
2017-07-07
2017-07-07
2019-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
2500000.00
2500000.00
0.0015
N
N
Y
N
New York City
GO Bonds Fiscal 2013 Series D&E 0.940000%
64966KNG4
549300ABYZD2SFD5JB29
US64966KNG49
Tender Option Bond
Y
2017-07-07
2017-07-07
2020-08-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0094
13500000.00
13500000.00
0.0083
N
N
Y
N
New York City
GO Bonds Fiscal 2014 Series A1 0.940000%
64966KT60
549300ABYZD2SFD5JB29
US64966KT608
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-08-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0094
8000000.00
8000000.00
0.0049
N
N
Y
N
New York City
GO Bonds Fiscal 2013 Series F1 0.940000%
64966KWR0
549300ABYZD2SFD5JB29
US64966KWR03
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-03-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
7
Y
N
N
0.0094
7300000.00
7300000.00
0.0045
N
N
Y
N
New York City
GO Bonds Fiscal 2015 Series F4 0.950000%
64966LT84
549300ABYZD2SFD5JB29
US64966LT846
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2044-06-01
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
7
N
N
N
0.0095
600000.00
600000.00
0.0004
N
N
Y
N
New York City
GO Bonds Fiscal 2017 Series A7 0.990000%
64966MFW4
549300ABYZD2SFD5JB29
US64966MFW47
Variable Rate Demand Note
Y
2017-07-03
2017-07-03
2044-08-01
Y
Bank of the West
1.0000
3
N
N
N
0.0099
3890000.00
3890000.00
0.0024
N
Y
Y
N
New York City
GO Bonds Fiscal 2017 Series A6 1.000000%
64966MGA1
549300ABYZD2SFD5JB29
US64966MGA18
Variable Rate Demand Note
Y
2017-07-03
2017-07-03
2044-08-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
3
Y
N
N
0.0100
3000000.00
3000000.00
0.0019
N
Y
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Susan's Court) Series 2007A 0.950000%
64966TAZ7
549300SQWVHKBRF8D702
US64966TAZ75
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2039-11-01
Y
Citibank NA
1.0000
7
N
N
N
0.0095
24000000.00
24000000.00
0.0148
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Las Casas) Series 2008A 0.960000%
64966TBK9
549300SQWVHKBRF8D702
US64966TBK97
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2040-10-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0096
19200000.00
19200000.00
0.0119
N
N
Y
N
New York City IDA
IDRB (Gary Plastic Packaging Corp) Series 1998 1.310000%
649705NS5
549300XR20ZR5DHL9534
US649705NS54
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2018-09-30
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0131
700000.00
700000.00
0.0004
N
N
Y
N
New York City Housing Development Corp
M/F Rental Housing RB (1133 Manhattan Ave) Series 2012A 0.950000%
64970HDW1
549300SQWVHKBRF8D702
US64970HDW16
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2046-06-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0095
7000000.00
7000000.00
0.0043
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (Nagle Courtyard Apts) Series 2004A 0.970000%
64970VCJ0
549300SQWVHKBRF8D702
US64970VCJ08
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2038-01-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0097
4200000.00
4200000.00
0.0026
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (1904 Vyse Ave Apts) Series 2005A 0.970000%
64970VCQ4
549300SQWVHKBRF8D702
US64970VCQ41
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2038-01-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0097
4035000.00
4035000.00
0.0025
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (33 W Tremont Ave Apts) Series 2005A 0.970000%
64970VCR2
549300SQWVHKBRF8D702
US64970VCR24
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2038-02-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0097
3490000.00
3490000.00
0.0022
N
N
Y
N
New York City Housing Development Corp
M/F Mortgage RB (1090 Franklin Ave Apts) 2005A 0.950000%
64970VDG5
549300SQWVHKBRF8D702
US64970VDG59
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2037-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0095
2320000.00
2320000.00
0.0014
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2001 Series A 0.910000%
649716WE3
5493003476LG35QAKM08
US649716WE31
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2030-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0091
1600000.00
1600000.00
0.0010
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.930000%
64971M2B7
5493003476LG35QAKM08
US64971M2B71
Variable Rate Demand Note
Y
2017-07-03
2017-07-03
2034-05-01
Y
Barclays Bank PLC
1.0000
3
Y
N
N
0.0093
8835000.00
8835000.00
0.0055
N
Y
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2012 Series F1 0.940000%
64971Q6S7
5493003476LG35QAKM08
US64971Q6S79
Tender Option Bond
Y
2017-07-07
2017-07-07
2020-05-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
7500000.00
7500000.00
0.0046
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2012 Series F1 0.940000%
64971Q6W8
5493003476LG35QAKM08
US64971Q6W81
Tender Option Bond
Y
2017-07-07
2017-07-07
2020-05-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
3400000.00
3400000.00
0.0021
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2014 Series A1 0.940000%
64971WGY0
5493003476LG35QAKM08
US64971WGY03
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
5780000.00
5780000.00
0.0036
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2015 Series A1 0.940000%
64971WHA1
5493003476LG35QAKM08
US64971WHA18
Tender Option Bond
Y
2017-07-07
2017-07-07
2022-08-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
2000000.00
2000000.00
0.0012
N
N
Y
N
New York City Housing Development Corp
M/F Housing RB Series 2017C4 0.890000%
64972CM42
549300SQWVHKBRF8D702
US64972CM426
Other Municipal Security
Y
2017-07-07
2017-07-07
2057-05-01
Y
Wells Fargo Bank NA
1.0000
7
N
N
N
0.0089
18500000.00
18500000.00
0.0114
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2011 Series EE 0.940000%
64972GCZ5
549300Q2EHQ6RJPQKP05
US64972GCZ54
Tender Option Bond
Y
2017-07-07
2017-07-07
2019-06-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
6175000.00
6175000.00
0.0038
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series BB1A 0.950000%
64972GMJ0
549300Q2EHQ6RJPQKP05
US64972GMJ03
Variable Rate Demand Note
Y
2017-07-03
2017-07-03
2049-06-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
3
Y
N
N
0.0095
1930000.00
1930000.00
0.0012
N
Y
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 0.940000%
64972HRC8
5493003476LG35QAKM08
US64972HRC87
Tender Option Bond
Y
2017-07-07
2017-07-07
2029-01-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE OF
Corporate Underlier
1.0000
0.0094
6000000.00
6000000.00
0.0037
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2012 Series S1A 0.940000%
64972HUN0
5493003476LG35QAKM08
US64972HUN06
Tender Option Bond
Y
2017-07-07
2017-07-07
2019-07-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE OF
Corporate Underlier
1.0000
0.0094
5625000.00
5625000.00
0.0035
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2013 Series S1 0.940000%
64972HUQ3
5493003476LG35QAKM08
US64972HUQ37
Tender Option Bond
Y
2017-07-07
2017-07-07
2020-07-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE OF
Corporate Underlier
1.0000
0.0094
6250000.00
6250000.00
0.0039
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S1 0.940000%
64972HWC2
5493003476LG35QAKM08
US64972HWC23
Tender Option Bond
Y
2017-07-07
2017-07-07
2023-01-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE OF
Corporate Underlier
1.0000
0.0094
4000000.00
4000000.00
0.0025
N
N
Y
N
New York City Trust for Cultural Resources
RB (American Museum of Natural History) Series 2014B2 0.960000%
64972SAJ7
US64972SAJ78
Other Municipal Security
Y
2017-07-06
2018-01-05
2044-04-01
N
N
Y
American Museum of Natural History
Corporate Underlier
1.0000
0.0106
10993840.00
10993840.00
0.0068
N
N
N
N
New York State Dormitory Auth
CP (Cornell Univ) 0.900000%
64983LWB2
549300C8XO7EXTX2XU71
Non-Financial Company Commercial Paper
Y
2017-07-13
2017-07-13
2017-07-13
N
N
Y
Cornell University
Corporate Underlier
1.0000
0.0092
14889851.25
14889851.25
0.0092
N
N
N
N
New York State Dormitory Auth
CP (Cornell Univ) 0.880000%
64983LWD8
549300C8XO7EXTX2XU71
Non-Financial Company Commercial Paper
Y
2017-07-20
2017-07-20
2017-07-20
N
N
Y
Cornell University
Corporate Underlier
1.0000
0.0093
4999850.00
4999850.00
0.0031
N
N
N
N
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009 5.000000%
64983M8D3
549300C8XO7EXTX2XU71
US64983M8D37
Other Municipal Security
Y
2017-07-01
2017-07-01
2017-07-01
N
N
Y
NEW YORK STATE OF
Corporate Underlier
1.0000
0.0500
350000.00
350000.00
0.0002
N
Y
Y
N
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008D 5.250000%
64983MQ76
549300C8XO7EXTX2XU71
US64983MQ761
Other Municipal Security
Y
2017-08-15
2017-08-15
2017-08-15
N
N
Y
NEW YORK STATE OF
Corporate Underlier
1.0000
0.0093
2190137.00
2190137.00
0.0014
N
N
N
N
New York State Dormitory Auth
State Sales Tax RB Series 2014A 0.940000%
64983PA84
549300C8XO7EXTX2XU71
US64983PA842
Tender Option Bond
Y
2017-07-07
2017-07-07
2022-03-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0094
3300000.00
3300000.00
0.0020
N
N
Y
N
New York State Dormitory Auth
RB (NYU) Series 2009A 0.940000%
64983PZC8
549300C8XO7EXTX2XU71
US64983PZC84
Tender Option Bond
Y
2017-07-07
2017-07-07
2019-02-04
Y
Citibank NA
1.0000
7
Y
N
Y
New York University
Corporate Underlier
1.0000
0.0094
9900000.00
9900000.00
0.0061
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 0.940000%
64983PZY0
549300C8XO7EXTX2XU71
US64983PZY05
Tender Option Bond
Y
2017-07-07
2017-07-07
2019-09-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0094
5935000.00
5935000.00
0.0037
N
N
Y
N
New York State Dormitory Auth
RB (Catholic Health) Series 2006B 0.920000%
64983Q5S4
549300C8XO7EXTX2XU71
US64983Q5S42
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2025-07-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0092
6530000.00
6530000.00
0.0040
N
N
Y
N
New York State Dormitory Auth
Court Facilities Lease RB Series 2005B 0.950000%
64983QJG5
549300C8XO7EXTX2XU71
US64983QJG55
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2039-05-15
Y
Mizuho Bank Ltd
1.0000
7
Y
N
Y
NEW YORK STATE OF
Corporate Underlier
1.0000
0.0095
10000000.00
10000000.00
0.0062
N
N
Y
N
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2006 0.920000%
64983QV30
549300C8XO7EXTX2XU71
US64983QV309
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2036-07-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0092
11800000.00
11800000.00
0.0073
N
N
Y
N
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004D 0.920000%
64983TZS5
549300C8XO7EXTX2XU71
US64983TZS58
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2034-07-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0092
5200000.00
5200000.00
0.0032
N
N
Y
N
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A3 0.940000%
64984EDH5
US64984EDH53
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2039-05-01
Y
Mizuho Bank Ltd
1.0000
7
N
N
N
0.0094
5500000.00
5500000.00
0.0034
N
N
Y
N
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2010A3 0.950000%
64984EDS1
US64984EDS19
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2036-06-01
Y
Bank of Nova Scotia
1.0000
7
N
N
N
0.0095
6515000.00
6515000.00
0.0040
N
N
Y
N
New York State Power Auth
CP Series 1&2 0.830000%
64985NBC7
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2017-07-06
2017-07-06
2017-07-06
N
N
N
0.0092
60216397.83
60216397.83
0.0372
N
N
Y
N
NEW YORK STATE HFA
Service Contract Refunding RB Series 2003 M2 0.970000%
64986BBF5
5493000LS7KCDB02O506
US64986BBF58
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2021-09-15
Y
Bank of America NA
1.0000
7
N
N
N
0.0097
8910000.00
8910000.00
0.0055
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Gateway to New Cassel) Series 2006A 0.880000%
64986MF34
5493000LS7KCDB02O506
US64986MF346
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2039-11-01
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0088
5700000.00
5700000.00
0.0035
N
N
Y
N
NEW YORK STATE HFA
Housing RB (North End Ave) Series 2004A 0.910000%
64986MJ55
5493000LS7KCDB02O506
US64986MJ553
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2036-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0091
19800000.00
19800000.00
0.0122
N
N
Y
N
NEW YORK STATE HFA
Housing RB (39th St) Series 2000A 0.930000%
64986MJY2
5493000LS7KCDB02O506
US64986MJY21
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2031-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0093
5300000.00
5300000.00
0.0033
N
N
Y
N
NEW YORK STATE HFA
Housing RB (316 11th Ave) Series 2007A 0.930000%
64986MK79
5493000LS7KCDB02O506
US64986MK791
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2041-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0093
42500000.00
42500000.00
0.0262
N
N
Y
N
NEW YORK STATE HFA
Housing RB (301 West End Ave) Series 2000A 0.980000%
64986MLE3
5493000LS7KCDB02O506
US64986MLE39
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2031-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0098
17300000.00
17300000.00
0.0107
N
N
Y
N
NEW YORK STATE HFA
RB (Weyant Green Apts Housing) Series 2007 A 0.930000%
64986MN27
5493000LS7KCDB02O506
US64986MN274
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2037-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0093
500000.00
500000.00
0.0003
N
N
Y
N
NEW YORK STATE HFA
Housing RB (West Village Apts) Series 2008A 0.880000%
64986MS89
5493000LS7KCDB02O506
US64986MS893
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2039-11-01
Y
Citibank NA
1.0000
7
N
N
N
0.0088
5900000.00
5900000.00
0.0036
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Biltmore Tower) Series 2002A 0.930000%
64986MYC3
5493000LS7KCDB02O506
US64986MYC36
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2034-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0093
42000000.00
42000000.00
0.0259
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Biltmore Tower) Series 2003A 0.930000%
64986MYE9
5493000LS7KCDB02O506
US64986MYE91
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2034-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0093
43300000.00
43300000.00
0.0267
N
N
Y
N
NEW YORK STATE HFA
Housing RB (10 Barclay St) Series 2004A 0.930000%
64986MYY5
5493000LS7KCDB02O506
US64986MYY55
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2037-11-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0093
13000000.00
13000000.00
0.0080
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Rip Van Winkle House) Series 2004A 0.930000%
64986MZN8
5493000LS7KCDB02O506
US64986MZN81
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2034-11-01
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
1.0000
7
N
N
N
0.0093
10700000.00
10700000.00
0.0066
N
N
Y
N
NEW YORK STATE HFA
Housing RB (625 W 57th St) Series 2015A2 0.920000%
64986U2H9
5493000LS7KCDB02O506
US64986U2H92
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2049-05-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
7
N
N
N
0.0092
41355000.00
41355000.00
0.0255
N
N
Y
N
NEW YORK STATE HFA
Housing RB (606 W 57th St) Series 2014A 0.950000%
64986U2N6
5493000LS7KCDB02O506
US64986U2N60
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2049-05-01
Y
Wells Fargo Bank NA
1.0000
7
N
N
N
0.0095
4650000.00
4650000.00
0.0029
N
N
Y
N
NEW YORK STATE HFA
Housing RB (33 Bond St) Series 2014A 0.940000%
64986U4D6
5493000LS7KCDB02O506
US64986U4D60
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2049-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0094
25040000.00
25040000.00
0.0155
N
N
Y
N
NEW YORK STATE HFA
Housing RB (855 6th Ave) Series 2015A 0.910000%
64986U6E2
5493000LS7KCDB02O506
US64986U6E26
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2047-11-01
Y
Wells Fargo Bank NA
1.0000
7
N
N
N
0.0091
2000000.00
2000000.00
0.0012
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Riverside Center 2) Series 2015A1 0.930000%
64986U6G7
5493000LS7KCDB02O506
US64986U6G73
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2046-11-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0093
5000000.00
5000000.00
0.0031
N
N
Y
N
NEW YORK STATE HFA
Housing RB (25 Washington St) Series 2010A 0.910000%
64986UFE2
5493000LS7KCDB02O506
US64986UFE29
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2044-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0091
15415000.00
15415000.00
0.0095
N
N
Y
N
NEW YORK STATE HFA
Housing RB (600 W 42nd St) Series 2008A 0.970000%
64986UMP9
5493000LS7KCDB02O506
US64986UMP92
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2041-05-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
1.0000
7
N
N
N
0.0097
35145000.00
35145000.00
0.0217
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Riverside Center 2) Series 2012A 0.930000%
64986UUW5
5493000LS7KCDB02O506
US64986UUW51
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2046-11-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0093
3000000.00
3000000.00
0.0019
N
N
Y
N
NEW YORK STATE HFA
State Personal Income Tax RB Series 2005C 0.910000%
649870JH6
5493000LS7KCDB02O506
US649870JH60
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2033-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0091
7000000.00
7000000.00
0.0043
N
N
Y
N
NEW YORK STATE HFA
Housing RB (Mastro West Chelsea) Series 2015A 0.930000%
64987BFF0
5493000LS7KCDB02O506
US64987BFF04
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2047-11-01
Y
Wells Fargo Bank NA
1.0000
7
N
N
N
0.0093
15000000.00
15000000.00
0.0093
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 147 0.930000%
649883EN1
549300ZQWNLLIG564027
US649883EN13
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2037-04-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
2690000.00
2690000.00
0.0017
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 153 0.940000%
649883HT5
549300ZQWNLLIG564027
US649883HT55
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2047-04-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0094
20080000.00
20080000.00
0.0124
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 202 1.020000%
649883T39
549300ZQWNLLIG564027
US649883T391
Variable Rate Demand Note
Y
2017-07-03
2017-07-03
2034-10-01
Y
JPMorgan Chase Bank NA
1.0000
3
Y
N
N
0.0102
2800000.00
2800000.00
0.0017
N
Y
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 201 1.100000%
649883T70
549300ZQWNLLIG564027
US649883T706
Other Municipal Security
Y
2017-10-01
2017-10-01
2017-10-01
N
N
N
0.0106
1065095.85
1065095.85
0.0007
N
N
N
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 129 0.980000%
64988P2L9
549300ZQWNLLIG564027
US64988P2L92
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2035-10-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0098
1465000.00
1465000.00
0.0009
N
N
Y
N
New York State Mortgage Agency
Homeowner Mortgage RB Series 132 1.000000%
64988P2T2
549300ZQWNLLIG564027
US64988P2T29
Variable Rate Demand Note
Y
2017-07-03
2017-07-03
2037-04-01
Y
Royal Bank of Canada
1.0000
3
Y
N
N
0.0100
600000.00
600000.00
0.0004
N
Y
Y
N
New York State Power Auth
CP Series 1&2 0.920000%
64989MPN6
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2017-07-13
2017-07-13
2017-07-13
N
N
N
0.0092
6391000.00
6391000.00
0.0039
N
N
N
N
New York State Power Auth
Extendible CP Series 1 0.960000%
64989VTC6
I5P1GEYFGGMMDOFX2L30
Non-Financial Company Commercial Paper
Y
2017-08-16
2018-03-16
2018-03-16
N
N
N
0.0117
4998600.00
4998600.00
0.0031
N
N
N
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 0.940000%
650035RU4
US650035RU48
Tender Option Bond
Y
2017-07-07
2017-07-07
2030-09-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
5000000.00
5000000.00
0.0031
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 3 0.990000%
670656602
549300V4X2BF3UXSCQ58
US6706566022
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2040-12-01
Y
Citibank NA
1.0000
7
N
N
N
0.0099
2700000.00
2700000.00
0.0017
N
N
Y
N
Nuveen New York AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares Series 5 0.990000%
670656875
549300V4X2BF3UXSCQ58
US6706568754
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2046-06-01
Y
Toronto-Dominion Bank/The
1.0000
7
N
N
N
0.0099
40000000.00
40000000.00
0.0247
N
N
Y
N
Oneida Cnty Industrial Development Agency
Civic Facility RB (Mohawk Valley Community College) Series 2004A 0.950000%
682462JU1
US682462JU19
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2038-08-01
Y
Citibank NA
1.0000
7
N
N
N
0.0095
6460000.00
6460000.00
0.0040
N
N
Y
N
Pittsford CSD
GO BAN 2017 2.000000%
725635FK7
US725635FK71
Other Municipal Security
Y
2018-02-09
2018-02-09
2018-02-09
N
N
N
0.0103
11973830.53
11973830.53
0.0074
N
N
N
N
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.940000%
73358T4P3
US73358T4P36
Tender Option Bond
Y
2017-07-07
2017-07-07
2017-08-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
9990500.00
9990500.00
0.0062
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 179th Series 0.940000%
73358WRM8
US73358WRM81
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-06-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0094
2580000.00
2580000.00
0.0016
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 193rd Series 4.000000%
73358WXS8
US73358WXS87
Other Municipal Security
Y
2017-10-15
2017-10-15
2017-10-15
N
N
N
0.0093
3862172.00
3862172.00
0.0024
N
N
N
N
Port Auth of New York & New Jersey
CP Series A 0.950000%
73359ANK3
Non-Financial Company Commercial Paper
Y
2017-09-06
2017-09-06
2017-09-06
N
N
N
0.0098
4999700.00
4999700.00
0.0031
N
N
N
N
Port Auth of New York & New Jersey
CP Series B 0.930000%
73359BNZ8
Non-Financial Company Commercial Paper
Y
2017-07-19
2017-07-19
2017-07-19
N
N
N
0.0096
1384972.30
1384972.30
0.0009
N
N
N
N
Rockland Cnty IDA
RB (Northern Riverview) Series 1999 1.010000%
773561AD7
US773561AD73
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2029-02-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0101
6565000.00
6565000.00
0.0041
N
N
Y
N
Suffolk County IDA
Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.970000%
864768FD3
US864768FD35
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2021-01-01
Y
JPMorgan Chase Bank NA
1.0000
7
N
N
N
0.0097
2265000.00
2265000.00
0.0014
N
N
Y
N
Syracuse IDA
Civic Facility Refunding RB (Crouse Health) Series 2003A 0.910000%
871720BR8
US871720BR84
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2023-01-01
Y
HSBC Bank USA NA
1.0000
7
N
N
N
0.0091
5350000.00
5350000.00
0.0033
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.930000%
88033LA25
US88033LA250
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0093
3000000.00
3000000.00
0.0019
N
N
Y
N
New York City
GO Bonds Fiscal 2014 Series I1 0.930000%
88033LA41
549300ABYZD2SFD5JB29
US88033LA417
Tender Option Bond
Y
2017-07-07
2017-07-07
2022-03-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
2635000.00
2635000.00
0.0016
N
N
Y
N
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.930000%
88033LAX7
549300SQWVHKBRF8D702
US88033LAX73
Tender Option Bond
Y
2017-07-07
2017-07-07
2029-05-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
8000000.00
8000000.00
0.0049
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2014 Series DD 0.930000%
88033LC80
549300Q2EHQ6RJPQKP05
US88033LC801
Tender Option Bond
Y
2017-07-07
2017-07-07
2022-03-19
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
4000000.00
4000000.00
0.0025
N
N
Y
N
New York City
GO Bonds Fiscal 2009 Series I1 0.940000%
88033LH69
549300ABYZD2SFD5JB29
US88033LH693
Tender Option Bond
Y
2017-07-07
2017-07-07
2028-10-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
0.7670
N
0.0094
3000000.00
3000000.00
0.0019
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series EE 0.950000%
88033LK57
549300Q2EHQ6RJPQKP05
US88033LK572
Tender Option Bond
Y
2017-07-07
2017-07-07
2019-06-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0095
10000000.00
10000000.00
0.0062
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2012 Series FF 0.930000%
88033LRU5
549300Q2EHQ6RJPQKP05
US88033LRU51
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
20040000.00
20040000.00
0.0124
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2014C 0.930000%
88033LSG5
549300C8XO7EXTX2XU71
US88033LSG58
Tender Option Bond
Y
2017-07-07
2017-07-07
2022-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0093
8000000.00
8000000.00
0.0049
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2014A 0.930000%
88033LWS4
US88033LWS41
Tender Option Bond
Y
2017-07-07
2017-07-07
2022-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0093
7500000.00
7500000.00
0.0046
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE 0.930000%
88033LZE2
US88033LZE28
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-12-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
3355000.00
3355000.00
0.0021
N
N
Y
N
New York City
GO Bonds Fiscal 2010 Series E 0.930000%
88033LZU6
549300ABYZD2SFD5JB29
US88033LZU69
Tender Option Bond
Y
2017-07-07
2017-07-07
2018-02-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
3445000.00
3445000.00
0.0021
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2009B 0.930000%
88033LZY8
5493000TKYODLXADQD60
US88033LZY81
Tender Option Bond
Y
2017-07-07
2017-07-07
2018-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0093
3165000.00
3165000.00
0.0020
N
N
Y
N
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE 0.920000%
88033M2A4
US88033M2A40
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-11-01
Y
Credit Suisse AG
1.0000
7
Y
N
N
0.0092
21665000.00
21665000.00
0.0134
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2009 Series GG2 0.930000%
88033M4M6
549300Q2EHQ6RJPQKP05
US88033M4M69
Tender Option Bond
Y
2017-07-07
2017-07-07
2018-12-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
7300000.00
7300000.00
0.0045
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2016 Series S1 0.930000%
88033M8J9
5493003476LG35QAKM08
US88033M8J94
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-01-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE OF
Corporate Underlier
1.0000
0.0093
3330000.00
3330000.00
0.0021
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 0.950000%
88033MBG1
5493003476LG35QAKM08
US88033MBG15
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-01-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
Y
NEW YORK STATE OF
Corporate Underlier
1.0000
0.0095
8000000.00
8000000.00
0.0049
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2016A 0.930000%
88033ME52
5493000TKYODLXADQD60
US88033ME524
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-05-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
5345000.00
5345000.00
0.0033
N
N
Y
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 0.940000%
88033MEU7
5493003476LG35QAKM08
US88033MEU71
Tender Option Bond
Y
2017-07-07
2017-07-07
2023-07-15
Y
Citibank NA
1.0000
7
Y
N
Y
NEW YORK STATE OF
Corporate Underlier
1.0000
0.0094
8000000.00
8000000.00
0.0049
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2015E 0.930000%
88033MGE1
549300C8XO7EXTX2XU71
US88033MGE12
Tender Option Bond
Y
2017-07-07
2017-07-07
2023-09-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0093
6250000.00
6250000.00
0.0039
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub RB Fiscal 2016 Series A1 0.930000%
88033MGQ4
5493003476LG35QAKM08
US88033MGQ42
Tender Option Bond
Y
2017-07-07
2017-07-07
2023-08-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
1500000.00
1500000.00
0.0009
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2015B 0.930000%
88033MGW1
549300C8XO7EXTX2XU71
US88033MGW10
Tender Option Bond
Y
2017-07-07
2017-07-07
2023-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0093
1875000.00
1875000.00
0.0012
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.940000%
88033MHJ9
US88033MHJ99
Tender Option Bond
Y
2017-07-07
2017-07-07
2023-10-15
Y
Citibank NA
1.0000
7
Y
N
N
0.0094
1220000.00
1220000.00
0.0008
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.940000%
88033MHQ3
US88033MHQ33
Tender Option Bond
Y
2017-07-07
2017-07-07
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
8500000.00
8500000.00
0.0052
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.940000%
88033MJS7
US88033MJS70
Tender Option Bond
Y
2017-07-07
2017-07-07
2023-10-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
3300000.00
3300000.00
0.0020
N
N
Y
N
New York Liberty Development Corp
Liberty RB Series 1WTC 2011 0.960000%
88033MK71
US88033MK711
Tender Option Bond
Y
2017-07-07
2017-07-07
2019-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PORT AUTHORITY OF NEW YORK AND NEW JERSEY
Corporate Underlier
1.0000
0.0096
5815000.00
5815000.00
0.0036
N
N
Y
N
New York State Dormitory Auth
State Sales Tax RB Series 2015B 0.930000%
88033MKH9
549300C8XO7EXTX2XU71
US88033MKH96
Tender Option Bond
Y
2017-07-07
2017-07-07
2023-09-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0093
5790000.00
5790000.00
0.0036
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.930000%
88033ML70
US88033ML701
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-03-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0093
4700000.00
4700000.00
0.0029
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2016 Series BB1 0.940000%
88033MLB1
549300Q2EHQ6RJPQKP05
US88033MLB18
Tender Option Bond
Y
2017-07-07
2017-07-07
2023-06-15
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
N
0.0094
10130000.00
10130000.00
0.0063
N
N
Y
N
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008C 1.010000%
88033MMA2
549300C8XO7EXTX2XU71
US88033MMA26
Tender Option Bond
Y
2017-07-07
2017-07-07
2018-02-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
Y
NEW YORK STATE OF
Corporate Underlier
1.0000
0.0101
7835000.00
7835000.00
0.0048
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series HH 0.940000%
88033MMY0
549300Q2EHQ6RJPQKP05
US88033MMY02
Tender Option Bond
Y
2017-07-07
2017-07-07
2019-06-15
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0094
14700000.00
14700000.00
0.0091
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2010C 0.930000%
88033MTX5
549300QJ33JJW73OQO60
US88033MTX55
Tender Option Bond
Y
2017-07-07
2017-07-07
2018-04-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
6600000.00
6600000.00
0.0041
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 0.940000%
88033MYA9
549300Q2EHQ6RJPQKP05
US88033MYA97
Tender Option Bond
Y
2017-07-07
2017-07-07
2019-12-19
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0094
10515000.00
10515000.00
0.0065
N
N
Y
N
New York City
GO Bonds Fiscal 2008 Series L1 0.930000%
88033S5F7
549300ABYZD2SFD5JB29
US88033S5F72
Tender Option Bond
Y
2017-07-07
2017-07-07
2017-10-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
7500000.00
7500000.00
0.0046
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 193rd Series 0.940000%
88033S8D9
US88033S8D97
Tender Option Bond
Y
2017-07-07
2017-07-07
2023-10-15
Y
Citibank NA
1.0000
7
Y
N
N
0.0094
2400000.00
2400000.00
0.0015
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004B 0.930000%
88033SM27
5493000TKYODLXADQD60
US88033SM276
Tender Option Bond
Y
2017-07-07
2017-07-07
2019-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
8055000.00
8055000.00
0.0050
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F 0.930000%
88033SM84
5493003476LG35QAKM08
US88033SM847
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-02-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
3240000.00
3240000.00
0.0020
N
N
Y
N
New York City
GO Bonds Fiscal 2013 Series A1 0.930000%
88033SN42
549300ABYZD2SFD5JB29
US88033SN423
Tender Option Bond
Y
2017-07-07
2017-07-07
2020-10-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
3750000.00
3750000.00
0.0023
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.940000%
88033SRH9
5493003476LG35QAKM08
US88033SRH93
Tender Option Bond
Y
2017-07-07
2017-07-07
2020-02-01
Y
Royal Bank of Canada
1.0000
7
Y
N
N
0.0094
4835000.00
4835000.00
0.0030
N
N
Y
N
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.930000%
88033SYC2
US88033SYC24
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-12-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0093
4995000.00
4995000.00
0.0031
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2013 Series CC 0.940000%
88033SYU2
549300Q2EHQ6RJPQKP05
US88033SYU22
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-05-24
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0094
17360000.00
17360000.00
0.0107
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2017A 0.930000%
88033U6W4
5493000TKYODLXADQD60
US88033U6W43
Tender Option Bond
Y
2017-07-07
2017-07-07
2025-05-15
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0093
3750000.00
3750000.00
0.0023
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Subseries 2017B-1 0.930000%
88033U7D5
5493000TKYODLXADQD60
US88033U7D52
Tender Option Bond
Y
2017-07-07
2017-07-07
2025-10-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0093
6400000.00
6400000.00
0.0040
N
N
Y
N
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2013A 0.930000%
88033UBQ1
549300QJ33JJW73OQO60
US88033UBQ13
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-06-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK ST EFC NYCMWFA PROG
Corporate Underlier
1.0000
0.0093
2500000.00
2500000.00
0.0015
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 0.940000%
88033UC56
549300Q2EHQ6RJPQKP05
US88033UC562
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-12-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0094
2800000.00
2800000.00
0.0017
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD&EE 0.940000%
88033UC72
549300Q2EHQ6RJPQKP05
US88033UC729
Tender Option Bond
Y
2017-07-07
2017-07-07
2025-05-28
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0094
7775000.00
7775000.00
0.0048
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2013A 0.930000%
88033UCA5
549300C8XO7EXTX2XU71
US88033UCA51
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-02-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0093
2000000.00
2000000.00
0.0012
N
N
Y
N
New York State Dormitory Auth
State Sales Tax RB Series 2014A 0.940000%
88033UED7
549300C8XO7EXTX2XU71
US88033UED72
Tender Option Bond
Y
2017-07-07
2017-07-07
2022-03-15
Y
Royal Bank of Canada
1.0000
7
Y
N
Y
NEW YORK STATE SALES TAX BONDS
Corporate Underlier
1.0000
0.0094
4500000.00
4500000.00
0.0028
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 198th Series 0.930000%
88033UKZ1
US88033UKZ11
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
3055000.00
3055000.00
0.0019
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.930000%
88033UMN6
5493003476LG35QAKM08
US88033UMN62
Tender Option Bond
Y
2017-07-07
2017-07-07
2018-11-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
0.4800
N
0.0093
10990000.00
10990000.00
0.0068
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 197th Series 0.990000%
88033UNC9
US88033UNC98
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-11-15
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0099
2380000.00
2380000.00
0.0015
N
N
Y
N
New York City Municipal Water Finance Auth
Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 0.940000%
88033UQM4
549300Q2EHQ6RJPQKP05
US88033UQM44
Tender Option Bond
Y
2017-07-07
2017-07-07
2020-04-09
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0094
4000000.00
4000000.00
0.0025
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2011 Series D1 0.930000%
88033USX8
5493003476LG35QAKM08
US88033USX80
Tender Option Bond
Y
2017-07-07
2017-07-07
2019-02-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
3750000.00
3750000.00
0.0023
N
N
Y
N
New York City
GO Bonds Fiscal 2017 Series A1 0.940000%
88033UWW5
549300ABYZD2SFD5JB29
US88033UWW51
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-08-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
16000000.00
16000000.00
0.0099
N
N
Y
N
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2016B1 0.930000%
88033UXD6
5493000TKYODLXADQD60
US88033UXD61
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
3335000.00
3335000.00
0.0021
N
N
Y
N
Triborough Bridge & Tunnel Auth
Refunding RB Series 2017B 0.930000%
88033UYM5
54930020ZN4LQF7K3456
US88033UYM51
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-11-15
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0093
2495000.00
2495000.00
0.0015
N
N
Y
N
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2017B 0.930000%
88033UYR4
54930020ZN4LQF7K3456
US88033UYR49
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-11-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0093
4195000.00
4195000.00
0.0026
N
N
Y
N
New York City
GO Bonds Fiscal 2017 Series B1 0.950000%
88033YEH0
549300ABYZD2SFD5JB29
US88033YEH09
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-12-01
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0095
4830000.00
4830000.00
0.0030
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2017 Series F-1 0.920000%
88033YGG0
5493003476LG35QAKM08
US88033YGG08
Tender Option Bond
Y
2017-07-07
2017-07-07
2025-05-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0092
10000000.00
10000000.00
0.0062
N
N
Y
N
New York State Dormitory Auth
State Personal Income Tax RB Series 2016A 0.950000%
88033YGN5
549300C8XO7EXTX2XU71
US88033YGN58
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-08-15
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
Y
NEW YORK STATE PERSONAL INCOME TAX BONDS
Corporate Underlier
1.0000
0.0095
5665000.00
5665000.00
0.0035
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2017 Series A1 0.920000%
88033YGQ8
5493003476LG35QAKM08
US88033YGQ89
Tender Option Bond
Y
2017-07-07
2017-07-07
2024-05-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0092
7500000.00
7500000.00
0.0046
N
N
Y
N
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2005B3 0.920000%
89602NGX6
54930020ZN4LQF7K3456
US89602NGX66
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2032-01-01
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
7
N
N
N
0.0092
17100000.00
17100000.00
0.0106
N
N
Y
N
Triborough Bridge & Tunnel Auth
General RB Series 2001C 0.920000%
89602NSQ8
54930020ZN4LQF7K3456
US89602NSQ87
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2032-01-01
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
7
N
N
N
0.0092
15630000.00
15630000.00
0.0096
N
N
Y
N
Triborough Bridge & Tunnel Auth
General RB Series 2009A2 0.970000%
89602NUR3
54930020ZN4LQF7K3456
US89602NUR33
Tender Option Bond
Y
2017-07-07
2017-07-07
2018-06-15
Y
Bank of America NA
1.0000
7
Y
N
N
0.0097
6500000.00
6500000.00
0.0040
N
N
Y
N
Triborough Bridge & Tunnel Auth
General RB Series 2013C 0.940000%
89602NZ23
54930020ZN4LQF7K3456
US89602NZ239
Tender Option Bond
Y
2017-07-07
2017-07-07
2021-05-15
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0094
6665000.00
6665000.00
0.0041
N
N
Y
N
Valley CSD
GO BAN 2017 2.500000%
919447DH2
US919447DH26
Other Municipal Security
Y
2018-06-21
2018-06-21
2018-06-21
N
N
N
0.0121
9996660.00
9996660.00
0.0062
N
N
N
N
Warren & Wash Cnty IDA
RB (The Glen at Hiland Meadows) Series 2000 0.920000%
934651AA8
US934651AA83
Variable Rate Demand Note
Y
2017-07-07
2017-07-07
2030-12-15
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0092
8670000.00
8670000.00
0.0054
N
N
Y
N
West Seneca
BAN 2016 2.000000%
955771RN2
US955771RN22
Other Municipal Security
Y
2017-07-27
2017-07-27
2017-07-27
N
N
N
0.0103
11226305.24
11226305.24
0.0069
N
N
N
N
The Charles Schwab Family of Funds
2017-07-10
Mark Fischer
Mark Fischer
Chief Financial Officer