0001145549-17-004065.txt : 20170607 0001145549-17-004065.hdr.sgml : 20170607 20170607170637 ACCESSION NUMBER: 0001145549-17-004065 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170607 DATE AS OF CHANGE: 20170607 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 17897892 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000052458 Schwab Variable Share Price Money Fund C000164902 Ultra Shares SVUXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2017-05-31 0000857156 S000052458 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. 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0.0118 2001570.02 2001570.02 0.0024 N N N N TORONTO-DOMINION BANK (NEW YORK BRANCH) TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.220800% 89113WYY6 Certificate of Deposit Y 2017-06-19 2017-10-17 2017-10-17 N N N 0.0113 4002224.04 4002224.04 0.0049 N N N N TOTAL CAPITAL CANADA LTD TOTAL CAPITAL CANADA LTD 0.000000% 89153PT69 5299005IX98ZZ9LSGK46 Non-Financial Company Commercial Paper Y 2017-06-06 2017-06-06 2017-06-06 N Y Total SA 1.0000 N 0.0087 3999417.20 3999417.20 0.0049 N N Y N TOYOTA MOTOR CREDIT CORP TOYOTA MOTOR CREDIT CORP 1.375000% 89233ATB5 Z2VZBHUMB7PWWJ63I008 Non-Financial Company Commercial Paper Y 2017-06-05 2017-10-30 2017-10-30 N N N 0.0112 12015828.12 12015828.12 0.0146 N N N N TOYOTA MOTOR CREDIT CORP TOYOTA MOTOR CREDIT CORP 0.000000% 89233GUA2 Z2VZBHUMB7PWWJ63I008 Non-Financial Company Commercial Paper Y 2017-07-10 2017-07-10 2017-07-10 N N N 0.0096 1498408.35 1498408.35 0.0018 N N N N UBS AG (STAMFORD BRANCH) UBS AG (STAMFORD BRANCH) 1.350000% 90275DDY3 Certificate of 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2026-04-15 0.00 1000.00 630.00 Asset-Backed Securities LITTY HAWK CLO 2015 2027-04-15 6.158400 232099.00 215352.36 Asset-Backed Securities CATAMARAN CLO LTD 2015-1 SUB 20270422 FLT 2027-04-22 0.00 38721.00 28923.70 Asset-Backed Securities BLUEMOUNTAIN CLO 2014-3 E 20261015 FLT 2026-10-15 6.808400 3426.00 3245.66 Asset-Backed Securities BABSON CLO LTD 2014-III E-1 20260115 FLT 2026-01-15 6.258400 168359.00 164392.33 Asset-Backed Securities APIDOS CLO XVIII 2026-07-22 0.00 3068340.00 1779637.20 Asset-Backed Securities Y 2017-06-07 2017-06-07 2017-06-07 N N N 0.0107 3000075.00 3000075.00 0.0036 N N Y N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 1.190000% 0001142175 930VND004 Certificate of Deposit Y 2017-08-16 2017-08-16 2017-08-16 N N N 0.0113 5000612.40 5000612.40 0.0061 N N N N ING BANK NV (AMSTERDAM BRANCH) ING BANK NV (AMSTERDAM BRANCH) 1.270000% 0000319432 931AAX009 Certificate of Deposit Y 2017-06-14 2017-06-14 2017-06-14 N N N 0.0100 2000209.22 2000209.22 0.0024 N N N N COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.175000% 0000008565 931QKR006 Certificate of Deposit Y 2017-08-08 2017-08-08 2017-08-08 N N N 0.0099 7002496.13 7002496.13 0.0085 N N N N HSBC BANK PLC HSBC BANK PLC 1.190000% MP6I5ZYZBEU3UXPYFY54 0001050258 931RLA000 Certificate of Deposit Y 2017-08-09 2017-08-09 2017-08-09 N N N 0.0111 4000612.64 4000612.64 0.0049 N N N N ING BANK NV (AMSTERDAM BRANCH) ING BANK NV (AMSTERDAM BRANCH) 1.230000% 0000319432 931UCT002 Certificate of Deposit Y 2017-08-04 2017-08-04 2017-08-04 N N N 0.0109 4001008.00 4001008.00 0.0049 N N N N COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.229900% 0000008565 931UGD003 Certificate of Deposit Y 2017-06-26 2018-04-24 2018-04-24 N N N 0.0115 5003580.00 5003580.00 0.0061 N N N N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 1.200000% 0001142175 931UXI003 Certificate of Deposit Y 2017-07-05 2017-07-05 2017-07-05 N N N 0.0101 1000180.30 1000180.30 0.0012 N N N N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 1.155000% 0001142175 931ZEL006 Certificate of Deposit Y 2017-07-13 2017-07-13 2017-07-13 N N N 0.0103 1000146.68 1000146.68 0.0012 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 1.203800% 94989RJD1 KB1H1DSPRFMYMCUFXT09 0000827124 Certificate of Deposit Y 2017-06-30 2017-10-02 2017-10-02 N N N 0.0109 2000876.02 2000876.02 0.0024 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 1.220000% 94989RKQ0 KB1H1DSPRFMYMCUFXT09 0000827124 Certificate of Deposit Y 2017-11-01 2017-11-01 2017-11-01 N N N 0.0120 4000354.04 4000354.04 0.0049 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 1.092800% 94989RKY3 KB1H1DSPRFMYMCUFXT09 0000827124 Certificate of Deposit Y 2017-06-08 2017-11-10 2017-11-10 N N N 0.0112 5000855.05 5000855.05 0.0061 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 1.114400% 94989RLB2 KB1H1DSPRFMYMCUFXT09 0000827124 Certificate of Deposit Y 2017-06-09 2017-12-01 2017-12-01 N N N 0.0113 10002450.10 10002450.10 0.0121 N N N N WESTERN ASSET MANAGED MUNICIPALS FUND VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 0.910000% 95766M709 549300HVO8EY2T8K4F73 US95766M7092 Variable Rate Demand Note Y 2017-06-07 2017-06-07 2045-03-04 Y Citibank NA 1.0000 7 N N N 0.0091 1000000.00 1000000.00 0.0012 N N Y N WESTERN ASSET MUNICIPAL PARTNERS FUND VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 0.910000% 95766P306 5493001Z97VQ69W5OH84 US95766P3064 Variable Rate Demand Note Y 2017-06-07 2017-06-07 2045-03-11 Y Citibank NA 1.0000 7 N N N 0.0091 1000000.00 1000000.00 0.0012 N N Y N WESTERN ASSET INTERMEDIATE MUNICIPAL FUND VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 0.910000% 958435307 5493000MG5MROBD48K57 US9584353075 Variable Rate Demand Note Y 2017-06-07 2017-06-07 2045-02-25 Y Citibank NA 1.0000 7 N N N 0.0091 1000000.00 1000000.00 0.0012 N N Y N WESTPAC BANKING CORP (NEW YORK BRANCH) WESTPAC BANKING CORP (NEW YORK BRANCH) 1.239900% 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if any collateral falls outside Treasury, Government Agency and cash N N DRIVE AUTO REC TR 2015-D D 20230117 4.5 2023-01-17 4.590000 428204.00 444959.49 Asset-Backed Securities GSAMO TRUST 2004 OPT 2022-01-18 9.130000 3957238.00 4155998.11 Asset-Backed Securities Y 2017-06-02 2017-06-02 2017-06-02 N N N 0.0107 4000000.00 4000000.00 0.0049 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 1.070000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_1.07_0606 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N VORNADO RLTY L P SR GLBL NT2.5%19 549300BMOJ05INE4YK86 2019-06-30 2.500000 2256000.00 2300953.31 Corporate Debt Securities Y 2017-06-06 2017-06-06 2017-06-06 N N N 0.0107 2000041.20 2000041.20 0.0024 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 1.070000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_1.07_0607 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N CAESARS ENTMT RESORT PPTYS LLC 1PRI SR SEC 8%20 2020-10-01 8.000000 2187000.00 2300906.25 Corporate Debt Securities Y 2017-06-07 2017-06-07 2017-06-07 N N N 0.0107 2000050.00 2000050.00 0.0024 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.820000% VYVVCKR63DVZZN70PB21 0000072971 976PTZ007_0.82_0601 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N FNMS 04.000 CLBD7081 2047-03-01 4.000000 8900904.00 9360213.38 Agency Mortgage-Backed Securities Y 2017-06-01 2017-06-01 2017-06-01 N N N 0.0082 9000000.00 9000000.00 0.0109 N Y Y N AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 0.940000% 0000859994 ATD0L53T2 Non-Negotiable Time Deposit Y 2017-06-01 2017-06-01 2017-06-01 N N N 0.0094 20000000.00 20000000.00 0.0243 N Y Y N SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) 0.910000% 0000917311 ATD0L5TU1 Non-Negotiable Time Deposit Y 2017-06-02 2017-06-02 2017-06-02 N N N 0.0091 14000000.00 14000000.00 0.0170 N N Y N NATIONAL BANK OF CANADA (MONTREAL BRANCH) NATIONAL BANK OF CANADA (MONTREAL BRANCH) 0.900000% 0000926171 ATD0L5U54 Non-Negotiable Time Deposit Y 2017-06-02 2017-06-02 2017-06-02 N N N 0.0090 5000000.00 5000000.00 0.0061 N N Y N DNB BANK ASA (GRAND CAYMAN BRANCH) DNB BANK ASA (GRAND CAYMAN BRANCH) 0.910000% 0001498632 ATD0L6MK8 Non-Negotiable Time Deposit Y 2017-06-06 2017-06-06 2017-06-06 N N N 0.0088 8000038.40 8000038.40 0.0097 N N Y N FIFTH THIRD BANK (CAYMAN ISLANDS) FIFTH THIRD BANK (CAYMAN ISLANDS) 0.890000% 0000035528 ATD0L6NF8 Non-Negotiable Time Deposit Y 2017-06-06 2017-06-06 2017-06-06 N N N 0.0087 5000013.00 5000013.00 0.0061 N N Y N CANADIAN IMPERIAL BANK OF COMMERCE (GRAND CAYMAN) CANADIAN IMPERIAL BANK OF COMMERCE (GRAND CAYMAN) 0.830000% 0000800030 ATD0L7BK8 Non-Negotiable Time Deposit Y 2017-06-01 2017-06-01 2017-06-01 N N N 0.0083 14000000.00 14000000.00 0.0170 N Y Y N BANK OF NEW YORK MELLON (CAYMAN ISLANDS BRANCH) BANK OF NEW YORK MELLON (CAYMAN ISLANDS BRANCH) 0.770000% HPFHU0OQ28E4N0NFVK49 0001498632 ATD0L7BM4 Non-Negotiable Time Deposit Y 2017-06-01 2017-06-01 2017-06-01 N N N 0.0077 22000000.00 22000000.00 0.0267 N Y Y N NORDEA BANK AB (NEW YORK BRANCH) NORDEA BANK AB (NEW YORK BRANCH) 0.900000% 0001002614 ATD0L7BR3 Non-Negotiable Time Deposit Y 2017-06-07 2017-06-07 2017-06-07 N N N 0.0090 7000000.00 7000000.00 0.0085 N N Y N NATIONAL BANK OF CANADA (MONTREAL BRANCH) NATIONAL BANK OF CANADA (MONTREAL BRANCH) 0.890000% 0000926171 ATD0L7BT9 Non-Negotiable Time Deposit Y 2017-06-07 2017-06-07 2017-06-07 N N N 0.0089 1000000.00 1000000.00 0.0012 N N Y N SUNTRUST BANK (CAYMAN ISLANDS BRANCH) SUNTRUST BANK (CAYMAN ISLANDS BRANCH) 0.800000% IYDOJBGJWY9T8XKCSX06 0001335407 ATD0L7BV4 Non-Negotiable Time Deposit Y 2017-06-01 2017-06-01 2017-06-01 N N N 0.0080 5000000.00 5000000.00 0.0061 N Y Y N NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) 0.820000% 0000833029 ATD0L7C50 Non-Negotiable Time Deposit Y 2017-06-01 2017-06-01 2017-06-01 N N N 0.0082 20000000.00 20000000.00 0.0243 N Y Y N SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) 0.830000% 0001448613 ATD0L7CE1 Non-Negotiable Time Deposit Y 2017-06-01 2017-06-01 2017-06-01 N N N 0.0083 13000000.00 13000000.00 0.0158 N Y Y N The Charles Schwab Family of Funds 2017-06-07 Mark Fischer Mark Fischer Chief Financial Officer