0001145549-17-003421.txt : 20170523
0001145549-17-003421.hdr.sgml : 20170523
20170522174147
ACCESSION NUMBER: 0001145549-17-003421
CONFORMED SUBMISSION TYPE: N-MFP2/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170228
FILED AS OF DATE: 20170523
DATE AS OF CHANGE: 20170522
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 17862030
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004501
Schwab Massachusetts Municipal Money Fund
C000012375
Sweep Shares
SWDXX
N-MFP2/A
1
primary_doc.xml
N-MFP2/A
0000857156
XXXXXXXX
2017-02-28
0000857156
S000004501
1
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
084-00896
N
N
N
Single State
Y
11
11
408866825.15
422474697.79
402556276.09
420759645.67
0.00
0.9080
0.9308
0.8829
0.8874
0.0000
4160.27
464433746.84
464442647.77
8890857.27
9180467.12
464157198.19
463364849.8300
1.0000
0.0066
1.0017
1.0017
1.0017
1.0017
0.0000
C000012375
1.00
464157198.19
463364849.8300
1.0017
1.0017
1.0017
1.0017
0.0000
25826355.43
24503306.32
20170749.95
16486042.77
16129211.73
14096436.63
21817659.31
12579279.24
0.00
0.00
77358223.15
59102038.07
0.0001
Y
Investment Advisor and its affiliates Contractual 35,677 Investment Advisor and its affiliates Voluntary 214
Aurora
Economic Development RB (Aurora Univ) Series 2004 0.650000%
051648BC6
US051648BC63
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2035-03-01
Y
BMO Harris Bank NA
1.0000
7
N
N
N
0.0065
8000000.00
8000000.00
0.0172
N
N
Y
N
Brockton
GO BAN 2.000000%
111746DW0
US111746DW03
Other Municipal Security
Y
2017-06-30
2017-06-30
2017-06-30
N
N
N
0.0100
3310725.00
3310725.00
0.0071
N
N
N
N
Chicago
M/F Housing RB (Lincoln Village Sr Apts) Series 2006 0.680000%
167570NS5
T5UYO5SYLC8K73MJQX30
US167570NS59
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2040-06-01
Y
BMO Harris Bank NA
1.0000
7
N
N
N
0.0068
1224000.00
1224000.00
0.0026
N
N
Y
N
Chicago
M/F Housing RB (Renaissance Place Apts) Series 2007 0.700000%
167570PR5
T5UYO5SYLC8K73MJQX30
US167570PR58
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2042-07-01
Y
BMO Harris Bank NA
1.0000
7
N
N
N
0.0070
1090000.00
1090000.00
0.0023
N
N
Y
N
CLARK CNTY
Airport System Sub Lien RB Series 2008A2 0.640000%
18085PPA6
549300LDD8NZB2EOVG83
US18085PPA65
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2022-07-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
N
N
N
0.0064
4885000.00
4885000.00
0.0105
N
N
Y
N
Massachusetts Bay Transportation Auth
Sr Sales Tax Bonds Series 2005A&2006B 0.680000%
18886PUV5
549300D2U0XBUXGX8P68
US18886PUV56
Tender Option Bond
Y
2017-03-07
2017-03-07
2026-11-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
Y
MASSACHUSETTS BAY TRANS AUTH SALES TAX
Corporate Underlier
1.0000
0.0068
6500000.00
6500000.00
0.0140
N
N
Y
N
Colorado Housing & Finance Auth
Economic Development RB (Closet Factory) Series 2005A 0.740000%
196476BP9
5493005GIROYQAWBMC18
US196476BP92
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2040-07-01
Y
FEDERAL HOME LOAN BANKS
1.0000
7
N
N
N
0.0074
2300000.00
2300000.00
0.0050
N
N
Y
N
District of Columbia
RB (American Geophysical Union) Series 1993 0.700000%
254839K77
549300HWFOZXPKGOX654
US254839K778
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2023-09-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0070
710000.00
710000.00
0.0015
N
N
Y
N
Holbrook
GO BAN 2.000000%
434722JY1
US434722JY17
Other Municipal Security
Y
2017-06-02
2017-06-02
2017-06-02
N
N
N
0.0100
3774337.20
3774337.20
0.0081
N
N
N
N
Massachusetts
GO Refunding Bonds Series 2015C 0.620000%
46640KVU5
5493001N1YCXNI1O7K10
US46640KVU59
Tender Option Bond
Y
2017-03-01
2017-03-01
2018-06-01
Y
JPMorgan Chase Bank NA
1.0000
1
N
N
N
0.0062
19000000.00
19000000.00
0.0409
N
Y
Y
N
Massachusetts Bay Transportation Auth
Transportation System Bonds Series 2000A1 0.640000%
575567VF6
549300D2U0XBUXGX8P68
US575567VF61
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2030-03-01
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
COMMONWEALTH OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0064
1000000.00
1000000.00
0.0022
N
N
Y
N
Massachusetts Bay Transportation Auth
Sr Sales Tax Bonds Series 2005B 0.660000%
575579LD7
549300D2U0XBUXGX8P68
US575579LD79
Tender Option Bond
Y
2017-03-07
2017-03-07
2029-07-01
Y
Citibank NA
1.0000
7
Y
N
Y
MASSACHUSETTS BAY TRANS AUTH SALES TAX
Corporate Underlier
1.0000
0.0066
9900000.00
9900000.00
0.0213
N
N
Y
N
Massachusetts Bay Transportation Auth
Sales Tax CP BAN Series A 0.700000%
57557XGD0
549300D2U0XBUXGX8P68
Non-Financial Company Commercial Paper
Y
2017-03-08
2017-03-08
2017-03-08
N
N
Y
MASSACHUSETTS BAY TRANS AUTH SALES TAX
Corporate Underlier
1.0000
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0069
22000000.22
22000000.22
0.0474
N
N
N
N
Massachusetts Dept of Transportation
Metropolitan Highway System Sub RB Series 2010A2 0.610000%
57563CAB8
US57563CAB81
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2037-01-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0061
6055000.00
6055000.00
0.0130
N
N
Y
N
Massachusetts Dept of Transportation
Metropolitan Highway System Sub RB Series 2010A6 0.660000%
57563CAF9
US57563CAF95
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2039-01-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
7
Y
N
Y
COMMONWEALTH OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0066
15700000.00
15700000.00
0.0338
N
N
Y
N
Massachusetts Dept of Transportation
Metropolitan Highway System Sr RB Series 2010A2 0.630000%
57563CCZ3
US57563CCZ32
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2037-01-01
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0063
16900000.00
16900000.00
0.0364
N
N
Y
N
Massachusetts School Building Auth
Sub Dedicated Sales Tax CP BAN Series B 0.810000%
57580RDA3
Non-Financial Company Commercial Paper
Y
2017-05-01
2017-05-01
2017-05-01
N
Y
Citibank NA
1.0000
N
0.0075
2000160.02
2000160.02
0.0043
N
N
N
N
Massachusetts
GO Refunding Bonds Series 2001C 0.640000%
575827X54
5493001N1YCXNI1O7K10
US575827X547
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2021-01-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
N
0.0064
1645000.00
1645000.00
0.0035
N
N
Y
N
Massachusetts
GO Bonds Series 2007C 0.670000%
57582PGZ7
5493001N1YCXNI1O7K10
US57582PGZ71
Tender Option Bond
Y
2017-03-07
2017-03-07
2037-08-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0067
4500000.00
4500000.00
0.0097
N
N
Y
N
Massachusetts
GO Bonds Series 2007C 0.640000%
57582PJU5
5493001N1YCXNI1O7K10
US57582PJU57
Tender Option Bond
Y
2017-03-07
2017-03-07
2037-08-01
Y
Societe Generale SA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0064
12250000.00
12250000.00
0.0264
N
N
Y
N
Massachusetts
GO Bonds Series 2007A 0.640000%
57582PJX9
5493001N1YCXNI1O7K10
US57582PJX96
Tender Option Bond
Y
2017-03-07
2017-03-07
2037-05-01
Y
Societe Generale SA
1.0000
7
Y
N
N
0.0064
4000000.00
4000000.00
0.0086
N
N
Y
N
Massachusetts
GO Refunding Bonds Series 2016B 2.000000%
57582RJP2
5493001N1YCXNI1O7K10
US57582RJP29
Other Municipal Security
Y
2017-07-01
2017-07-01
2017-07-01
N
N
N
0.0060
100457.00
100457.00
0.0002
N
N
N
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
Education RB (Cushing Academy) Series 2004 0.670000%
57583F4G3
549300UZSVMFXJK08K70
US57583F4G39
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2034-03-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0067
2385000.00
2385000.00
0.0051
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
RB (Partners Healthcare) Series 2011K2 0.630000%
57583R6F7
549300UZSVMFXJK08K70
US57583R6F74
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2046-07-01
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0063
500000.00
500000.00
0.0011
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
First Mortgage RB (Brookhaven at Lexington) Series 2005B 0.730000%
57583RAG0
549300UZSVMFXJK08K70
US57583RAG02
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2035-03-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0073
2440000.00
2440000.00
0.0053
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
RB (Marine Biological Laboratory) Series 2006 0.640000%
57583RFL4
549300UZSVMFXJK08K70
US57583RFL42
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2036-10-01
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
7
N
N
N
0.0064
6960000.00
6960000.00
0.0150
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
RB (College of the Holy Cross) Series 2002 0.770000%
57583RFN0
549300UZSVMFXJK08K70
US57583RFN08
Tender Option Bond
Y
2017-03-07
2017-03-07
2027-03-01
Y
Credit Suisse AG
1.0000
7
Y
N
Y
COLLEGE OF THE HOLY CROSS
Corporate Underlier
1.0000
0.0077
5050000.00
5050000.00
0.0109
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
RB (Boston Univ) Series U3 0.620000%
57583RWG6
549300UZSVMFXJK08K70
US57583RWG63
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2040-10-01
Y
NORTHERN TRUST COMPANY (THE)
1.0000
7
N
N
N
0.0062
7600000.00
7600000.00
0.0164
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
RB (Partners HealthCare) Series 2014M2 0.630000%
57583UB56
549300UZSVMFXJK08K70
US57583UB565
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2048-07-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
7
N
N
N
0.0063
10100000.00
10100000.00
0.0218
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
RB (CIL Realty) Series 2011 0.680000%
57583UDB1
549300UZSVMFXJK08K70
US57583UDB17
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2041-07-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0068
6020000.00
6020000.00
0.0130
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
RB (Partners HealthCare) Series 2014M4 0.670000%
57583UL55
549300UZSVMFXJK08K70
US57583UL556
Tender Option Bond
Y
2017-03-07
2017-03-07
2021-07-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0067
4170000.00
4170000.00
0.0090
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
RB (CIL Realty) Series 2013 0.680000%
57583UXM5
549300UZSVMFXJK08K70
US57583UXM51
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2043-07-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0068
7335000.00
7335000.00
0.0158
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
RB (CIL Realty of MA) Series 2016 0.680000%
57584XNP2
549300UZSVMFXJK08K70
US57584XNP23
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2046-06-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0068
10000000.00
10000000.00
0.0215
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Capital Asset Program) Series M2 0.670000%
57585KA57
549300MV50RWQFTX5223
US57585KA571
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2031-07-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0067
2040000.00
2040000.00
0.0044
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Harvard Univ) Series R 0.410000%
57585KGP7
549300MV50RWQFTX5223
US57585KGP75
Variable Rate Demand Note
Y
2017-03-01
2017-03-01
2049-11-01
Y
Harvard University
1.0000
1
N
N
N
0.0041
6080000.00
6080000.00
0.0131
N
Y
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Harvard Univ) Series Y 0.620000%
57585KKV9
549300MV50RWQFTX5223
US57585KKV97
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2035-07-01
Y
Harvard University
1.0000
7
N
N
N
0.0062
15900000.00
15900000.00
0.0343
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (MIT) Series 2001J2 0.620000%
57585KSV1
549300MV50RWQFTX5223
US57585KSV16
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2031-07-01
Y
Massachusetts Institute of Technology
1.0000
7
N
N
N
0.0062
750000.00
750000.00
0.0016
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (MIT) Series 2001J1 0.600000%
57585KSW9
549300MV50RWQFTX5223
US57585KSW98
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2031-07-01
Y
Massachusetts Institute of Technology
1.0000
7
N
N
N
0.0060
19600000.00
19600000.00
0.0422
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Capital Asset Program) Series M4A 0.670000%
57586CDX0
549300MV50RWQFTX5223
US57586CDX02
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2039-07-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0067
3605000.00
3605000.00
0.0078
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Amherst College) Series 2005I 0.610000%
57586CGZ2
549300MV50RWQFTX5223
US57586CGZ23
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2028-11-01
Y
AMHERST COLLEGE
1.0000
7
N
N
N
0.0061
8560000.00
8560000.00
0.0184
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Baystate Medical Center) Series 2005G 0.570000%
57586CNH4
549300MV50RWQFTX5223
US57586CNH42
Variable Rate Demand Note
Y
2017-03-01
2017-03-01
2026-07-01
Y
Wells Fargo Bank NA
1.0000
1
N
N
N
0.0057
9205000.00
9205000.00
0.0198
N
Y
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Tufts Univ) Series 2008N1 0.530000%
57586CV36
549300MV50RWQFTX5223
US57586CV366
Variable Rate Demand Note
Y
2017-03-01
2017-03-01
2040-08-15
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
Y
TUFTS UNIVERSITY
Corporate Underlier
1.0000
0.0053
9400000.00
9400000.00
0.0203
N
Y
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Museum of Fine Arts) Series 2007A2 0.570000%
57586CV51
549300MV50RWQFTX5223
US57586CV515
Variable Rate Demand Note
Y
2017-03-01
2017-03-01
2037-12-01
Y
Bank of America NA
1.0000
1
Y
N
Y
Museum of Fine Arts
Corporate Underlier
1.0000
0.0057
1000000.00
1000000.00
0.0022
N
Y
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Henry Heywood Memorial) Series 2009C-2 0.570000%
57586EGT2
549300MV50RWQFTX5223
US57586EGT29
Variable Rate Demand Note
Y
2017-03-01
2017-03-01
2038-07-01
Y
TD Bank NA
1.0000
1
N
N
N
0.0057
5150000.00
5150000.00
0.0111
N
Y
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Partners HealthCare) Series P1 0.620000%
57586EHT1
549300MV50RWQFTX5223
US57586EHT10
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2027-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0062
700000.00
700000.00
0.0015
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Partners HealthCare) Series P2 0.630000%
57586EHU8
549300MV50RWQFTX5223
US57586EHU82
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2027-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0063
1700000.00
1700000.00
0.0037
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Baystate Medical Center) Series 2009J2 0.560000%
57586EKB6
549300MV50RWQFTX5223
US57586EKB64
Variable Rate Demand Note
Y
2017-03-01
2017-03-01
2044-07-01
Y
JPMorgan Chase Bank NA
1.0000
1
N
N
N
0.0056
13480000.00
13480000.00
0.0290
N
Y
Y
N
Massachusetts Health & Educational Facilities Auth
RB (MIT) Series 2008N 0.660000%
57586EQX2
549300MV50RWQFTX5223
US57586EQX21
Tender Option Bond
Y
2017-03-07
2017-03-07
2017-03-10
Y
Citibank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0066
2000000.00
2000000.00
0.0043
N
N
Y
N
Massachusetts HFA
Housing Bonds Series 2009A 0.630000%
57586NDU2
US57586NDU28
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2043-01-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0063
2500000.00
2500000.00
0.0054
N
N
Y
N
Massachusetts HFA
Housing Bonds Series 2008B 5.250000%
57586PRP3
US57586PRP35
Other Municipal Security
Y
2017-06-01
2017-06-01
2017-06-01
N
N
N
0.0162
186626.15
186626.15
0.0004
N
N
N
N
Massachusetts HFA
Housing RB (Princeton Westford) Series 2015A 0.660000%
57587AJA7
US57587AJA79
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2034-01-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0066
4800000.00
4800000.00
0.0103
N
N
Y
N
Massaschusetts Port Auth
CP Notes Series 2012A 0.720000%
57589TCG8
Non-Financial Company Commercial Paper
Y
2017-05-03
2017-05-03
2017-05-03
N
Y
TD Bank NA
1.0000
N
0.0073
11999760.00
11999760.00
0.0259
N
N
N
N
Massachusetts School Building Auth
Sr Dedicated Sales Tax Bonds Series 2013A 0.670000%
576000PR8
US576000PR84
Tender Option Bond
Y
2017-03-07
2017-03-07
2021-10-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0067
4125000.00
4125000.00
0.0089
N
N
Y
N
Massachusetts School Building Auth
Sr Dedicated Sales Tax Refunding Bonds Series 2015D 0.670000%
576000SU8
US576000SU86
Tender Option Bond
Y
2017-03-07
2017-03-07
2023-08-15
Y
Citibank NA
1.0000
7
Y
N
N
0.0067
8985000.00
8985000.00
0.0194
N
N
Y
N
Massachusetts Water Resources Auth
Sub General Refunding RB Series 2008F 0.620000%
5760494W7
549300GBS2G3YGHOYO19
US5760494W72
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2029-08-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
7
Y
N
N
0.0062
10650000.00
10650000.00
0.0229
N
N
Y
N
Massachusetts Water Resources Auth
Sub Refunding RB Series 2002C 0.570000%
576049YH7
549300GBS2G3YGHOYO19
US576049YH70
Variable Rate Demand Note
Y
2017-03-01
2017-03-01
2020-08-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
1
N
N
N
0.0057
2400000.00
2400000.00
0.0052
N
Y
Y
N
Massachusetts Clean Water Trust
Pool Program Refunding Bonds Series 2006 0.670000%
57604PT61
549300SYPEROLSQU0261
US57604PT611
Tender Option Bond
Y
2017-03-07
2017-03-07
2026-08-01
Y
Credit Suisse AG
1.0000
7
Y
N
N
0.0067
8195000.00
8195000.00
0.0177
N
N
Y
N
Massachusetts Clean Water Trust
State Revolving Fund Bonds Series 14 0.670000%
57604PZ72
549300SYPEROLSQU0261
US57604PZ725
Tender Option Bond
Y
2017-03-07
2017-03-07
2030-08-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0067
6665000.00
6665000.00
0.0144
N
N
Y
N
Massachusetts Water Resources Auth
General Refunding RB Series 2008A2 0.630000%
576051BX3
549300GBS2G3YGHOYO19
US576051BX31
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2037-08-01
Y
TD Bank NA
1.0000
7
Y
N
N
0.0063
9500000.00
9500000.00
0.0205
N
N
Y
N
Michigan Finance Auth
Healthcare Equipment Loan Program Bonds Series C 0.730000%
59447TEC3
54930022O46HOX5J1D14
US59447TEC36
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2032-12-01
Y
FIFTH THIRD BANK (OHIO)
1.0000
7
N
N
N
0.0073
1750000.00
1750000.00
0.0038
N
N
Y
N
Michigan Finance Auth
Hospital Refunding RB (Ascension) Series 2016E 0.600000%
59447TJD6
54930022O46HOX5J1D14
US59447TJD63
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2047-11-15
Y
Ascension Health Alliance
1.0000
7
N
N
N
0.0060
3000000.00
3000000.00
0.0065
N
N
Y
N
Middletown
Hospital Facilities RB (Atrium Medical Center) Series 2008B 0.650000%
597146AM1
US597146AM12
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2039-11-15
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
7
N
N
N
0.0065
2000000.00
2000000.00
0.0043
N
N
Y
N
Minneapolis
M/F Housing RB (Seven Corners Apts) Series 2012F 0.720000%
603767KS2
54930069TEI1INHRHS55
US603767KS26
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2031-11-01
Y
Wells Fargo Bank NA
1.0000
7
N
N
N
0.0072
1345000.00
1345000.00
0.0029
N
N
Y
N
NUVEEN QUALITY MUNICIPAL INCOME FUND
Variable Rate Demand Preferred Shares Series 2 0.800000%
67066V861
549300SCLWG42TGZI008
US67066V8616
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2026-09-11
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0080
10000000.00
10000000.00
0.0215
N
N
Y
N
NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND
Variable Rate Demand Preferred Shares Series 6 0.770000%
67066Y865
US67066Y8654
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2040-08-01
Y
Citibank NA
1.0000
7
N
N
N
0.0077
1900000.00
1900000.00
0.0041
N
N
Y
N
Plymouth
GO BAN 2.000000%
729654SQ7
US729654SQ78
Other Municipal Security
Y
2017-05-04
2017-05-04
2017-05-04
N
N
N
0.0088
4007720.00
4007720.00
0.0086
N
N
N
N
Massachusetts HFA
Housing Bonds Series 2016I 0.680000%
76252PGG8
US76252PGG81
Tender Option Bond
Y
2017-03-07
2017-03-07
2024-12-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0068
8745000.00
8745000.00
0.0188
N
N
Y
N
Rockport
Pollution Control Refunding RB (American Electric Power) Series 1995A 0.680000%
773835BG7
US773835BG79
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2025-07-01
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
7
N
N
N
0.0068
3900000.00
3900000.00
0.0084
N
N
Y
N
Stoughton
GO BAN 2.000000%
862318D82
US862318D822
Other Municipal Security
Y
2017-06-30
2017-06-30
2017-06-30
N
N
N
0.0092
3010560.00
3010560.00
0.0065
N
N
N
N
Massachusetts Health & Educational Facilities Auth
RB (Partners HealthCare) Series 2010J1 0.670000%
88033LDS5
549300MV50RWQFTX5223
US88033LDS51
Tender Option Bond
Y
2017-03-07
2017-03-07
2029-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0067
2100000.00
2100000.00
0.0045
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
RB (Partners HealthCare) Series 2015O1 0.670000%
88033MAG2
549300UZSVMFXJK08K70
US88033MAG24
Tender Option Bond
Y
2017-03-07
2017-03-07
2023-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0067
1600000.00
1600000.00
0.0034
N
N
Y
N
Massachusetts
GO Bonds Series 2016A 0.680000%
88033MM95
5493001N1YCXNI1O7K10
US88033MM956
Tender Option Bond
Y
2017-03-07
2017-03-07
2022-03-01
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0068
1500000.00
1500000.00
0.0032
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
RB (Partners HealthCare) Series 2016Q 0.670000%
88033MRY5
549300UZSVMFXJK08K70
US88033MRY56
Tender Option Bond
Y
2017-03-07
2017-03-07
2024-01-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0067
1350000.00
1350000.00
0.0029
N
N
Y
N
Massachusetts School Building Auth
Sr Dedicated Sales Tax Refunding Bonds Series 2015C 0.670000%
88033SHZ0
US88033SHZ02
Tender Option Bond
Y
2017-03-07
2017-03-07
2023-08-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0067
1985000.00
1985000.00
0.0043
N
N
Y
N
Massachusetts School Building Auth
Sr Dedicated Sales Tax Refunding Bonds Series 2012B 0.670000%
88033SN67
US88033SN670
Tender Option Bond
Y
2017-03-07
2017-03-07
2020-08-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0067
3750000.00
3750000.00
0.0081
N
N
Y
N
Univ of Massachusetts Building Auth
Refunding RB Sr Series 2013-3 0.670000%
88033UCL1
6ILE2573NPR1XO2TR556
US88033UCL17
Tender Option Bond
Y
2017-03-07
2017-03-07
2021-05-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
UNIVERSITY OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0067
1500000.00
1500000.00
0.0032
N
N
Y
N
Massachusetts
GO Refunding Bonds Series 2016G 0.680000%
88033UGF0
5493001N1YCXNI1O7K10
US88033UGF03
Tender Option Bond
Y
2017-03-07
2017-03-07
2024-03-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0068
3330000.00
3330000.00
0.0072
N
N
Y
N
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
RB (Harvard Univ) Series 2016A 0.670000%
88033UHQ5
549300UZSVMFXJK08K70
US88033UHQ58
Tender Option Bond
Y
2017-03-07
2017-03-07
2024-07-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
HARVARD UNIVERSITY
Corporate Underlier
1.0000
0.0067
3750000.00
3750000.00
0.0081
N
N
Y
N
Connecticut Health & Educational Facilities Auth
RB (Trinity Health Credit Group) Series 2016CT 0.670000%
88033UQD4
US88033UQD45
Tender Option Bond
Y
2017-03-07
2017-03-07
2024-06-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
TRINITY HEALTH CREDIT GROUP
Corporate Underlier
1.0000
0.0067
2220000.00
2220000.00
0.0048
N
N
Y
N
Univ of Massachusetts Building Auth
RB Sr Series 2017-1 0.670000%
88033UZU6
6ILE2573NPR1XO2TR556
US88033UZU68
Tender Option Bond
Y
2017-03-07
2017-03-07
2025-05-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
UNIVERSITY OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0067
1000000.00
1000000.00
0.0022
N
N
Y
N
Univ of Massachusetts Building Auth
Refunding RB Sr Series 2011-1 0.620000%
914437QB7
6ILE2573NPR1XO2TR556
US914437QB79
Variable Rate Demand Note
Y
2017-03-07
2017-03-07
2034-11-01
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
UNIVERSITY OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0062
8510000.00
8510000.00
0.0183
N
N
Y
N
Univ of Massachusetts Building Auth
RB Sr Series 2013-1 0.660000%
914440MZ2
6ILE2573NPR1XO2TR556
US914440MZ21
Tender Option Bond
Y
2017-03-07
2017-03-07
2020-11-01
Y
Citibank NA
1.0000
7
Y
N
Y
UNIVERSITY OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0066
5500000.00
5500000.00
0.0118
N
N
Y
N
Univ of Massachusetts Building Auth
RB Sr Series 2014-1 0.770000%
914440PX4
6ILE2573NPR1XO2TR556
US914440PX46
Tender Option Bond
Y
2017-03-07
2017-03-07
2022-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
UNIVERSITY OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0077
5365000.00
5365000.00
0.0116
N
N
Y
N
Wilmington
GO BAN 2.000000%
971651TK0
US971651TK09
Other Municipal Security
Y
2017-06-30
2017-06-30
2017-06-30
N
N
N
0.0094
2734401.25
2734401.25
0.0059
N
N
N
N
The Charles Schwab Family of Funds
2017-05-22
Mark Fischer
Mark Fischer
Chief Financial Officer