0001145549-17-003415.txt : 20170522
0001145549-17-003415.hdr.sgml : 20170522
20170522172957
ACCESSION NUMBER: 0001145549-17-003415
CONFORMED SUBMISSION TYPE: N-MFP2/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161130
FILED AS OF DATE: 20170522
DATE AS OF CHANGE: 20170522
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 17861964
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004501
Schwab Massachusetts Municipal Money Fund
C000012375
Sweep Shares
SWDXX
N-MFP2/A
1
primary_doc.xml
N-MFP2/A
0000857156
XXXXXXXX
2016-11-30
0000857156
S000004501
1
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
084-00896
N
N
N
Single State
Y
14
15
387098566.15
406809647.67
391505273.96
389230415.86
0.00
0.8562
0.9044
0.8475
0.8507
0.0000
410.70
459392450.92
459413479.05
665642.41
212666.11
459866866.05
459032373.6700
1.0000
0.0058
1.0019
1.0019
1.0018
1.0018
0.0000
C000012375
1.00
459866866.05
459032373.6700
1.0019
1.0019
1.0018
1.0018
0.0000
34413412.46
11976862.01
15643517.77
17850156.72
31531499.67
21371342.51
9277667.31
11775544.95
0.00
0.00
97612177.37
69181415.28
0.0001
Y
Investment Advisor and its affiliates Contractual 32,969 Investment Advisor and its affiliates Voluntary 24,074
Brockton
BAN Series 2016 2.000000%
111746DW0
US111746DW03
Other Municipal Security
Y
2017-06-30
2017-06-30
2017-06-30
N
N
N
0.0103
3318315.00
3318315.00
0.0072
N
N
N
N
Chicago
M/F Housing RB (Lincoln Village Sr Apts) Series 2006 0.600000%
167570NS5
T5UYO5SYLC8K73MJQX30
US167570NS59
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2040-06-01
Y
BMO Harris Bank NA
1.0000
7
N
N
N
0.0060
1224000.00
1224000.00
0.0027
N
N
Y
N
Chicago
M/F Housing RB (Renaissance Place Apt) Series 2007 0.620000%
167570PR5
T5UYO5SYLC8K73MJQX30
US167570PR58
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2042-07-01
Y
BMO Harris Bank NA
1.0000
7
N
N
N
0.0062
1090000.00
1090000.00
0.0024
N
N
Y
N
Massachusetts Bay Transportation Auth
Sr Sales Tax Bonds Series 2005A & 2006B 0.590000%
18886PUV5
549300D2U0XBUXGX8P68
US18886PUV56
Tender Option Bond
Y
2016-12-07
2016-12-07
2026-11-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
Y
MASSACHUSETTS BAY TRANS AUTH SALES TAX
Corporate Underlier
1.0000
0.0059
6500000.00
6500000.00
0.0141
N
N
Y
N
Colorado Housing & Finance Auth
Economic Development RB (Closet Factory) Series 2005A 0.650000%
196476BP9
5493005GIROYQAWBMC18
US196476BP92
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2040-07-01
Y
FEDERAL HOME LOAN BANKS
1.0000
7
N
N
N
0.0065
2300000.00
2300000.00
0.0050
N
N
Y
N
District of Columbia
RB (American Geophysical Union) Series 1993 0.580000%
254839K77
549300HWFOZXPKGOX654
US254839K778
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2023-09-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0058
710000.00
710000.00
0.0015
N
N
Y
N
Holbrook
BAN 2016 2.000000%
434722JY1
US434722JY17
Other Municipal Security
Y
2017-06-02
2017-06-02
2017-06-02
N
N
N
0.0103
3783072.00
3783072.00
0.0082
N
N
N
N
Indiana Finance Auth
Hospital RB (Indiana Univ Health) Series 2011C 0.550000%
45471ADV1
549300PS0PAS7NDSSI20
US45471ADV17
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2033-03-01
Y
NORTHERN TRUST COMPANY (THE)
1.0000
7
N
N
N
0.0055
2900000.00
2900000.00
0.0063
N
N
Y
N
Indiana Finance Auth
Hospital Refunding RB (Indiana Univ Health) Series 2016C 0.560000%
45471APJ5
549300PS0PAS7NDSSI20
US45471APJ50
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2031-12-01
Y
BMO Harris Bank NA
1.0000
7
N
N
N
0.0056
3000000.00
3000000.00
0.0065
N
N
Y
N
Indiana Finance Auth
Refunding RB (Trinity Health) Series 2008D1 0.560000%
455057QM4
549300PS0PAS7NDSSI20
US455057QM46
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2034-12-01
Y
TRINITY HEALTH CREDIT GROUP
1.0000
7
N
N
N
0.0056
2050000.00
2050000.00
0.0045
N
N
Y
N
Massachusetts School Building Auth
Dedicated Sales Tax Bonds Series 2007A 0.580000%
46633VRV3
US46633VRV35
Tender Option Bond
Y
2016-12-07
2016-12-07
2017-02-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0058
815000.00
815000.00
0.0018
N
N
Y
N
Massachusetts
GO Refunding Bonds Series 2015C 0.580000%
46640KVU5
5493001N1YCXNI1O7K10
US46640KVU59
Tender Option Bond
Y
2016-12-01
2016-12-01
2018-06-01
Y
JPMorgan Chase Bank NA
1.0000
1
N
N
N
0.0058
19000000.00
19000000.00
0.0413
N
Y
Y
N
Loudon IDB
Pollution Control Refunding RB (A.E. Staley Manufacturing) Series 1991 0.560000%
545840AB6
US545840AB62
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2023-06-01
Y
Citibank NA
1.0000
7
N
N
N
0.0056
3600000.00
3600000.00
0.0078
N
N
Y
N
Maryland Economic Development Corp
RB (CWI Facility) Series 2001A 0.850000%
574205EC0
549300JJ16DDBSZWSN94
US574205EC09
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2022-08-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0085
2990000.00
2990000.00
0.0065
N
N
Y
N
Maryland Economic Development Corp
Economic Development RB Series 2006 0.600000%
574205FR6
549300JJ16DDBSZWSN94
US574205FR68
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2036-12-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0060
2235000.00
2235000.00
0.0049
N
N
Y
N
Massachusetts Bay Transportation Auth
Transportation System Bonds Series 2000A1 0.590000%
575567VF6
549300D2U0XBUXGX8P68
US575567VF61
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2030-03-01
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
COMMONWEALTH OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0059
2675000.00
2675000.00
0.0058
N
N
Y
N
Massachusetts Bay Transportation Auth
Sr Sales Tax bonds Series 2005B 0.590000%
575579LD7
549300D2U0XBUXGX8P68
US575579LD79
Tender Option Bond
Y
2016-12-07
2016-12-07
2029-07-01
Y
Citibank NA
1.0000
7
Y
N
Y
MASSACHUSETTS BAY TRANS AUTH SALES TAX
Corporate Underlier
1.0000
0.0059
9900000.00
9900000.00
0.0215
N
N
Y
N
Massachusetts Bay Transportation Auth
CP Sales Tax BAN Series A 0.590000%
57557XGA6
549300D2U0XBUXGX8P68
Non-Financial Company Commercial Paper
Y
2016-12-19
2016-12-19
2016-12-19
N
N
Y
MASSACHUSETTS BAY TRANS AUTH SALES TAX
Corporate Underlier
1.0000
US BANK NATIONAL ASSOCIATION
Standby Purchase Agreement
1.0000
0.0063
22999540.00
22999540.00
0.0500
N
N
N
N
Massachusetts Dept of Transportation
Metropolitan Highway System Sub RB (Contract Assistance Securited) Series 2010A2 0.560000%
57563CAB8
US57563CAB81
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2037-01-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0056
8655000.00
8655000.00
0.0188
N
N
Y
N
Massachusetts Dept of Transportation
Metropolitan Highway System Sub RB Series 2010A6 0.540000%
57563CAF9
US57563CAF95
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2039-01-01
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
7
Y
N
Y
COMMONWEALTH OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0054
1800000.00
1800000.00
0.0039
N
N
Y
N
Massachusetts Dept of Transportation
Metropolitan Highway System Sr RB Series 2010A2 0.590000%
57563CCZ3
US57563CCZ32
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2037-01-01
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0059
14900000.00
14900000.00
0.0324
N
N
Y
N
Massachusetts
GO Refunding Bonds Series 2001C 0.540000%
575827X54
5493001N1YCXNI1O7K10
US575827X547
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2021-01-01
Y
STATE STREET BANK AND TRUST COMPANY
1.0000
7
Y
N
N
0.0054
2100000.00
2100000.00
0.0046
N
N
Y
N
Massachusetts
GO Bonds Series 2007C 0.590000%
57582PGZ7
5493001N1YCXNI1O7K10
US57582PGZ71
Tender Option Bond
Y
2016-12-07
2016-12-07
2037-08-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0059
4500000.00
4500000.00
0.0098
N
N
Y
N
Massachusetts
GO Bonds Series 2007C 0.580000%
57582PHZ6
5493001N1YCXNI1O7K10
US57582PHZ62
Tender Option Bond
Y
2016-12-07
2016-12-07
2017-02-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0058
3900000.00
3900000.00
0.0085
N
N
Y
N
Massachusetts
GO Bonds Series 2012D 0.890000%
57582PJ84
5493001N1YCXNI1O7K10
US57582PJ842
Other Municipal Security
Y
2016-12-01
2017-01-01
2017-01-01
N
N
N
0.0080
5450272.50
5450272.50
0.0119
N
N
N
N
Massachusetts
GO Bonds Series 2007C 0.570000%
57582PJU5
5493001N1YCXNI1O7K10
US57582PJU57
Tender Option Bond
Y
2016-12-07
2016-12-07
2037-08-01
Y
Societe Generale SA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0057
12250000.00
12250000.00
0.0266
N
N
Y
N
Massachusetts
GO Bonds Series 2007A 0.570000%
57582PJX9
5493001N1YCXNI1O7K10
US57582PJX96
Tender Option Bond
Y
2016-12-07
2016-12-07
2037-05-01
Y
Societe Generale SA
1.0000
7
Y
N
N
0.0057
4000000.00
4000000.00
0.0087
N
N
Y
N
Massachusetts
GO Refunding Bonds Series 2013A 0.910000%
57582PK41
5493001N1YCXNI1O7K10
US57582PK410
Other Municipal Security
Y
2016-12-01
2017-02-01
2017-02-01
N
N
N
0.0086
3000120.00
3000120.00
0.0065
N
N
N
N
Massachusetts Development Finance Agency
Education RB (Cushing Academy) Series 2004 0.600000%
57583F4G3
549300UZSVMFXJK08K70
US57583F4G39
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2034-03-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0060
2385000.00
2385000.00
0.0052
N
N
Y
N
Massachusetts Development Finance Agency
RB (Partners Healthcare) Series 2011K2 0.550000%
57583R6F7
549300UZSVMFXJK08K70
US57583R6F74
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2046-07-01
Y
Barclays Bank PLC
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0055
7100000.00
7100000.00
0.0154
N
N
Y
N
Massachusetts Development Finance Agency
First Mortgage RB (Brookhaven at Lexington) Series 2005B 0.690000%
57583RAG0
549300UZSVMFXJK08K70
US57583RAG02
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2035-03-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0069
2440000.00
2440000.00
0.0053
N
N
Y
N
Massachusetts Development Finance Agency
RB (Marine Biological Laboratory) Series 2006 0.550000%
57583RFL4
549300UZSVMFXJK08K70
US57583RFL42
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2036-10-01
Y
PNC BANK NATIONAL ASSOCIATION
1.0000
7
N
N
N
0.0055
6960000.00
6960000.00
0.0151
N
N
Y
N
Massachusetts Development Finance Agency
RB (College of the Holy Cross) Series 2002 0.680000%
57583RFN0
549300UZSVMFXJK08K70
US57583RFN08
Tender Option Bond
Y
2016-12-07
2016-12-07
2027-03-01
Y
Credit Suisse AG
1.0000
7
Y
N
Y
COLLEGE OF THE HOLY CROSS
Corporate Underlier
1.0000
0.0068
5050000.00
5050000.00
0.0110
N
N
Y
N
Massachusetts Development Finance Agency
RB (Boston Univ) Series U3 0.550000%
57583RWG6
549300UZSVMFXJK08K70
US57583RWG63
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2040-10-01
Y
NORTHERN TRUST COMPANY (THE)
1.0000
7
N
N
N
0.0055
7600000.00
7600000.00
0.0165
N
N
Y
N
Massachusetts Development Finance Agency
RB (Partners HealthCare) Series 2014M2 0.560000%
57583UB56
549300UZSVMFXJK08K70
US57583UB565
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2048-07-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
7
N
N
N
0.0056
1345000.00
1345000.00
0.0029
N
N
Y
N
Massachusetts Development Finance Agency
RB (CIL Realty) Series 2011 0.590000%
57583UDB1
549300UZSVMFXJK08K70
US57583UDB17
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2041-07-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0059
6020000.00
6020000.00
0.0131
N
N
Y
N
Massachusetts Development Finance Agency
RB (Partners HealthCare) Series 2014M4 0.580000%
57583UL55
549300UZSVMFXJK08K70
US57583UL556
Tender Option Bond
Y
2016-12-07
2016-12-07
2021-07-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0058
4170000.00
4170000.00
0.0091
N
N
Y
N
Massachusetts Development Finance Agency
RB (CIL Realty) Series 2013 0.590000%
57583UXM5
549300UZSVMFXJK08K70
US57583UXM51
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2043-07-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0059
8345000.00
8345000.00
0.0181
N
N
Y
N
Massachusetts Development Finance Agency
RB (CIL Realty of MA) Series 2016 0.590000%
57584XNP2
549300UZSVMFXJK08K70
US57584XNP23
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2046-06-01
Y
MANUFACTURERS AND TRADERS TRUST CO
1.0000
7
N
N
N
0.0059
10000000.00
10000000.00
0.0217
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Amherst College) Series F 0.520000%
57585JMX6
549300MV50RWQFTX5223
US57585JMX62
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2026-11-01
Y
AMHERST COLLEGE
1.0000
7
N
N
N
0.0052
7900000.00
7900000.00
0.0172
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Capital Asset Program) Series M2 0.580000%
57585KA57
549300MV50RWQFTX5223
US57585KA571
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2031-07-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0058
2040000.00
2040000.00
0.0044
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Harvard University) Series R 0.430000%
57585KGP7
549300MV50RWQFTX5223
US57585KGP75
Variable Rate Demand Note
Y
2016-12-01
2016-12-01
2049-11-01
Y
Harvard University
1.0000
1
N
N
N
0.0043
2665000.00
2665000.00
0.0058
N
Y
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Harvard Univ) Series Y 0.540000%
57585KKV9
549300MV50RWQFTX5223
US57585KKV97
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2035-07-01
Y
Harvard University
1.0000
7
N
N
N
0.0054
15900000.00
15900000.00
0.0346
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (MIT) Series 2001J2 0.540000%
57585KSV1
549300MV50RWQFTX5223
US57585KSV16
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2031-07-01
Y
Massachusetts Institute of Technology
1.0000
7
N
N
N
0.0054
750000.00
750000.00
0.0016
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (MIT) Series 2001J1 0.520000%
57585KSW9
549300MV50RWQFTX5223
US57585KSW98
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2031-07-01
Y
Massachusetts Institute of Technology
1.0000
7
N
N
N
0.0052
3600000.00
3600000.00
0.0078
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Capital Asset Program) Series M4A 0.580000%
57586CDX0
549300MV50RWQFTX5223
US57586CDX02
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2039-07-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0058
3605000.00
3605000.00
0.0078
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Amherst College) Series 2005I 0.520000%
57586CGZ2
549300MV50RWQFTX5223
US57586CGZ23
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2028-11-01
Y
AMHERST COLLEGE
1.0000
7
N
N
N
0.0052
8560000.00
8560000.00
0.0186
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Baystate Medical Center) Series 2005G 0.510000%
57586CNH4
549300MV50RWQFTX5223
US57586CNH42
Variable Rate Demand Note
Y
2016-12-01
2016-12-01
2026-07-01
Y
Wells Fargo Bank NA
1.0000
1
N
N
N
0.0051
12540000.00
12540000.00
0.0273
N
Y
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Tufts Univ) Series 2008N1 0.530000%
57586CV36
549300MV50RWQFTX5223
US57586CV366
Variable Rate Demand Note
Y
2016-12-01
2016-12-01
2040-08-15
Y
US BANK NATIONAL ASSOCIATION
1.0000
1
Y
N
Y
TUFTS UNIVERSITY
Corporate Underlier
1.0000
0.0053
21000000.00
21000000.00
0.0457
N
Y
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Museum of Fine Arts) Series 2007A2 0.550000%
57586CV51
549300MV50RWQFTX5223
US57586CV515
Variable Rate Demand Note
Y
2016-12-01
2016-12-01
2037-12-01
Y
Bank of America NA
1.0000
1
Y
N
Y
Museum of Fine Arts
Corporate Underlier
1.0000
0.0055
4300000.00
4300000.00
0.0094
N
Y
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Great Brook Valley Health Center) Series 2006A 0.580000%
57586CVK8
549300MV50RWQFTX5223
US57586CVK88
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2036-12-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0058
3165000.00
3165000.00
0.0069
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Partners HealthCare) Series P1 0.590000%
57586EHT1
549300MV50RWQFTX5223
US57586EHT10
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2027-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0059
700000.00
700000.00
0.0015
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Partners HealthCare) Series P2 0.580000%
57586EHU8
549300MV50RWQFTX5223
US57586EHU82
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2027-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0058
1700000.00
1700000.00
0.0037
N
N
Y
N
Massachusetts Health & Educational Facilities Auth
RB (Baystate Med Ctr) Series 2009J2 0.530000%
57586EKB6
549300MV50RWQFTX5223
US57586EKB64
Variable Rate Demand Note
Y
2016-12-01
2016-12-01
2044-07-01
Y
JPMorgan Chase Bank NA
1.0000
1
N
N
N
0.0053
4810000.00
4810000.00
0.0105
N
Y
Y
N
Massachusetts Health & Educational Facilities Auth
RB (MIT) Series 2008N 0.590000%
57586EQX2
549300MV50RWQFTX5223
US57586EQX21
Tender Option Bond
Y
2016-12-07
2016-12-07
2017-03-10
Y
Citibank NA
1.0000
7
Y
Y
UNITED STATES TREASURY
1.0000
N
0.0059
2000000.00
2000000.00
0.0043
N
N
Y
N
Massachusetts HFA
Housing Bonds Series 2009A 0.540000%
57586NDU2
549300NLJBK1VP6K2K81
US57586NDU28
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2043-01-01
Y
TD Bank NA
1.0000
7
N
N
N
0.0054
2500000.00
2500000.00
0.0054
N
N
Y
N
Massachusetts HFA
Housing Bonds Series 2008B 5.250000%
57586PRP3
549300NLJBK1VP6K2K81
US57586PRP35
Other Municipal Security
Y
2017-06-01
2017-06-01
2017-06-01
N
N
N
0.0164
188233.80
188233.80
0.0004
N
N
N
N
Massachusetts HFA
Housing RB (Princeton Westford) Series 2015A 0.570000%
57587AJA7
549300NLJBK1VP6K2K81
US57587AJA79
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2034-01-01
Y
Bank of America NA
1.0000
7
N
N
N
0.0057
4800000.00
4800000.00
0.0104
N
N
Y
N
Massachusetts HFA
Housing Bonds Series 2016B 0.625000%
57587APE2
549300NLJBK1VP6K2K81
US57587APE28
Other Municipal Security
Y
2016-12-01
2016-12-01
2016-12-01
N
N
N
0.0062
180000.00
180000.00
0.0004
N
Y
Y
N
Massaschusetts Port Auth
CP Notes Series 2012A & 2012B 0.570000%
57589TCC7
Non-Financial Company Commercial Paper
Y
2016-12-08
2016-12-08
2016-12-08
N
Y
TD Bank NA
1.0000
N
0.0052
12000120.12
12000120.12
0.0261
N
N
N
N
Massachusetts School Building Auth
Sr Dedicated Sales Tax Bonds Series 2013A 0.590000%
576000PR8
US576000PR84
Tender Option Bond
Y
2016-12-07
2016-12-07
2021-10-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0059
4125000.00
4125000.00
0.0090
N
N
Y
N
Massachusetts School Building Auth
Sr Dedicated Sales Tax Refunding Bonds Series 2015D 0.590000%
576000SU8
US576000SU86
Tender Option Bond
Y
2016-12-07
2016-12-07
2023-08-15
Y
Citibank NA
1.0000
7
Y
N
N
0.0059
8985000.00
8985000.00
0.0195
N
N
Y
N
Massachusetts Water Resources Auth
Sub General Refunding RB Series 2008F 0.560000%
5760494W7
549300GBS2G3YGHOYO19
US5760494W72
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2029-08-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
7
Y
N
N
0.0056
10650000.00
10650000.00
0.0232
N
N
Y
N
Massachusetts Water Resources Auth
Sub Refunding RB Series 2002C 0.560000%
576049YH7
549300GBS2G3YGHOYO19
US576049YH70
Variable Rate Demand Note
Y
2016-12-01
2016-12-01
2020-08-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
1
N
N
N
0.0056
1000000.00
1000000.00
0.0022
N
Y
Y
N
Massachusetts Clean Water Trust
Pool Program Refunding Bonds Series 2006 0.580000%
57604PT61
549300SYPEROLSQU0261
US57604PT611
Tender Option Bond
Y
2016-12-07
2016-12-07
2026-08-01
Y
Credit Suisse AG
1.0000
7
Y
N
N
0.0058
8195000.00
8195000.00
0.0178
N
N
Y
N
Massachusetts Clean Water Trust
State Revolving Fund Bonds Series 14 0.580000%
57604PZ72
549300SYPEROLSQU0261
US57604PZ725
Tender Option Bond
Y
2016-12-07
2016-12-07
2030-08-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
N
0.0058
6665000.00
6665000.00
0.0145
N
N
Y
N
Massachusetts Water Resources Auth
General Refunding RB Series 2008A-2 0.570000%
576051BX3
549300GBS2G3YGHOYO19
US576051BX31
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2037-08-01
Y
TD Bank NA
1.0000
7
Y
N
N
0.0057
9500000.00
9500000.00
0.0207
N
N
Y
N
Michigan Finance Auth
Healthcare Equipment Loan Program Bonds Series C 0.590000%
59447TEC3
54930022O46HOX5J1D14
US59447TEC36
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2032-12-01
Y
FIFTH THIRD BANK (OHIO)
1.0000
7
N
N
N
0.0059
1750000.00
1750000.00
0.0038
N
N
Y
N
Minneapolis
M/F Housing RB (Seven Corners Apts) Series 2012F 0.650000%
603767KS2
54930069TEI1INHRHS55
US603767KS26
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2031-11-01
Y
Wells Fargo Bank NA
1.0000
7
N
N
N
0.0065
1345000.00
1345000.00
0.0029
N
N
Y
N
NUVEEN SELECT QUALITY MUNICIPAL FUND
Variable Rate Demand Preferred Shares Series 2 0.720000%
67066V861
549300RDIO25ZNWCOA97
US67066V8616
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2026-09-11
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0072
10000000.00
10000000.00
0.0217
N
N
Y
N
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND
Variable Rate Demand Preferred Shares Series 6 0.700000%
67066Y865
US67066Y8654
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2040-08-01
Y
Citibank NA
1.0000
7
N
N
N
0.0070
1900000.00
1900000.00
0.0041
N
N
Y
N
Plymouth
GO BAN Series 2016 2.000000%
729654SQ7
US729654SQ78
Other Municipal Security
Y
2017-05-04
2017-05-04
2017-05-04
N
N
N
0.0096
4017440.00
4017440.00
0.0087
N
N
N
N
Quincy
GO BAN 2.000000%
748508KR8
US748508KR81
Other Municipal Security
Y
2017-01-20
2017-01-20
2017-01-20
N
N
N
0.0086
3004590.00
3004590.00
0.0065
N
N
N
N
Rockport
Pollution Control Refunding RB (American Electric Power) Series 1995A 0.590000%
773835BG7
US773835BG79
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2025-07-01
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
7
N
N
N
0.0059
3900000.00
3900000.00
0.0085
N
N
Y
N
Stoughton
GO BAN Series 2016 2.000000%
862318D82
US862318D822
Other Municipal Security
Y
2017-06-30
2017-06-30
2017-06-30
N
N
N
0.0095
3018060.00
3018060.00
0.0066
N
N
N
N
Massachusetts Health & Educational Facilities Auth
RB (Partners HealthCare) Series 2010J1 0.580000%
88033LDS5
549300MV50RWQFTX5223
US88033LDS51
Tender Option Bond
Y
2016-12-07
2016-12-07
2029-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0058
2100000.00
2100000.00
0.0046
N
N
Y
N
Massachusetts Development Finance Agency
RB (Partners HealthCare) Series 2015O-1 0.580000%
88033MAG2
549300UZSVMFXJK08K70
US88033MAG24
Tender Option Bond
Y
2016-12-07
2016-12-07
2023-07-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0058
1600000.00
1600000.00
0.0035
N
N
Y
N
Massachusetts
GO Bonds Series 2016A 0.590000%
88033MM95
5493001N1YCXNI1O7K10
US88033MM956
Tender Option Bond
Y
2016-12-07
2016-12-07
2022-03-01
Y
Toronto-Dominion Bank/The
1.0000
7
Y
N
N
0.0059
1500000.00
1500000.00
0.0033
N
N
Y
N
Massachusetts
GO Refunding Bonds Series 2015A 0.590000%
88033MNJ2
5493001N1YCXNI1O7K10
US88033MNJ26
Tender Option Bond
Y
2016-12-07
2016-12-07
2023-07-01
Y
Citibank NA
1.0000
7
Y
N
N
0.0059
3170000.00
3170000.00
0.0069
N
N
Y
N
Massachusetts Development Finance Agency
RB (Partners HealthCare) Series 2016Q 0.580000%
88033MRY5
549300UZSVMFXJK08K70
US88033MRY56
Tender Option Bond
Y
2016-12-07
2016-12-07
2024-01-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
PARTNERS HEALTHCARE SYSTEM INC
Corporate Underlier
1.0000
0.0058
1350000.00
1350000.00
0.0029
N
N
Y
N
Massachusetts School Building Auth
Sr Tax Refunding Bonds Series 2015C 0.580000%
88033SHZ0
US88033SHZ02
Tender Option Bond
Y
2016-12-07
2016-12-07
2023-08-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0058
2485000.00
2485000.00
0.0054
N
N
Y
N
Massachusetts School Building Auth
Sr Dedicated Sales Tax Refunding Bonds Series 2012B 0.580000%
88033SN67
US88033SN670
Tender Option Bond
Y
2016-12-07
2016-12-07
2020-08-15
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
N
0.0058
3750000.00
3750000.00
0.0082
N
N
Y
N
Univ of Massachusetts Building Auth
Project & Refunding RB Sr Series 2013-3 0.580000%
88033UCL1
6ILE2573NPR1XO2TR556
US88033UCL17
Tender Option Bond
Y
2016-12-07
2016-12-07
2021-05-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
UNIVERSITY OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0058
1500000.00
1500000.00
0.0033
N
N
Y
N
Massachusetts
GO Refunding Bonds Series 2016G 0.590000%
88033UGF0
5493001N1YCXNI1O7K10
US88033UGF03
Tender Option Bond
Y
2016-12-07
2016-12-07
2024-03-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0059
3330000.00
3330000.00
0.0072
N
N
Y
N
Massachusetts Development Finance Agency
RB (Harvard Univ) Series 2016A 0.580000%
88033UHQ5
549300UZSVMFXJK08K70
US88033UHQ58
Tender Option Bond
Y
2016-12-07
2016-12-07
2024-07-15
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
HARVARD UNIVERSITY
Corporate Underlier
1.0000
0.0058
3750000.00
3750000.00
0.0082
N
N
Y
N
Connecticut Health & Educational Facilities Auth
2016CT 0.580000%
88033UQD4
US88033UQD45
Tender Option Bond
Y
2016-12-07
2016-12-07
2024-06-01
Y
JPMorgan Chase Bank NA
1.0000
7
Y
N
Y
TRINITY HEALTH CREDIT GROUP
Corporate Underlier
1.0000
0.0058
2220000.00
2220000.00
0.0048
N
N
Y
N
Univ of Massachusetts Building Auth
Refunding RB Sr Series 2011-1 0.580000%
914437QB7
6ILE2573NPR1XO2TR556
US914437QB79
Variable Rate Demand Note
Y
2016-12-07
2016-12-07
2034-11-01
Y
Wells Fargo Bank NA
1.0000
7
Y
N
Y
UNIVERSITY OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0058
8510000.00
8510000.00
0.0185
N
N
Y
N
Univ of Massachusetts Building Auth
RB Sr Series 2013-1 0.590000%
914440MZ2
6ILE2573NPR1XO2TR556
US914440MZ21
Tender Option Bond
Y
2016-12-07
2016-12-07
2020-11-01
Y
Citibank NA
1.0000
7
Y
N
Y
UNIVERSITY OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0059
5500000.00
5500000.00
0.0120
N
N
Y
N
Univ of Massachusetts Building Auth
RB Sr Series 2014-1 0.680000%
914440PX4
6ILE2573NPR1XO2TR556
US914440PX46
Tender Option Bond
Y
2016-12-07
2016-12-07
2022-11-01
Y
Morgan Stanley Bank NA
1.0000
7
Y
N
Y
UNIVERSITY OF MASSACHUSETTS
Corporate Underlier
1.0000
0.0068
5365000.00
5365000.00
0.0117
N
N
Y
N
Wilmington
GO BAN 2.000000%
971651TK0
US971651TK09
Other Municipal Security
Y
2017-06-30
2017-06-30
2017-06-30
N
N
N
0.0097
2741077.50
2741077.50
0.0060
N
N
N
N
Worcester
GO BAN Series 2016A 1.500000%
981306MK6
US981306MK61
Other Municipal Security
Y
2016-12-21
2016-12-21
2016-12-21
N
N
N
0.0045
4502610.00
4502610.00
0.0098
N
N
N
N
The Charles Schwab Family of Funds
2017-05-22
Mark Fischer
Mark Fischer
Chief Financial Officer