0001145549-17-003381.txt : 20170505
0001145549-17-003381.hdr.sgml : 20170505
20170505161647
ACCESSION NUMBER: 0001145549-17-003381
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170430
FILED AS OF DATE: 20170505
DATE AS OF CHANGE: 20170505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 17818590
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000052458
Schwab Variable Share Price Money Fund
C000164902
Ultra Shares
SVUXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2017-04-30
0000857156
S000052458
1
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
084-00896
N
N
N
Prime
N
36
58
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147228584.08
135895387.61
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243785312.12
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53795370.00
608649.29
320173.12
621317100.98
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1.0003
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C000164902
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1.0003
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1.0003
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5450000.00
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19302497.71
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12564905.10
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0.00
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42318308.44
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Y
Investment Advisor and its affiliates Contractual 103,975
ABBEY NATIONAL TREASURY SERVICES PLC CO (STAMFORD BRANCH)
ABBEY NATIONAL TREASURY SERVICES PLC CO (STAMFORD BRANCH) 1.379400%
00279JKN1
Certificate of Deposit
Y
2017-05-10
2017-08-10
2017-08-10
N
Y
Santander UK Plc
1.0000
N
0.0110
6004884.06
6004884.06
0.0097
N
N
N
N
ALPINE SECURITIZATION LTD
ALPINE SECURITIZATION LTD 0.000000%
02089ET66
Asset Backed Commercial Paper
Y
2017-06-06
2017-06-06
2017-06-06
N
Y
Credit Suisse AG
1.0000
N
0.0101
2996730.60
2996730.60
0.0048
N
N
N
N
ATLANTIC ASSET SECURITIZATION LLC
ATLANTIC ASSET SECURITIZATION LLC 0.000000%
04821TS89
549300BUNY5BIX4CVW20
Asset Backed Commercial Paper
Y
2017-05-08
2017-05-08
2017-05-08
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0095
2999205.90
2999205.90
0.0048
N
N
N
N
ATLANTIC ASSET SECURITIZATION LLC
ATLANTIC ASSET SECURITIZATION LLC 0.000000%
04821TTF2
549300BUNY5BIX4CVW20
Asset Backed Commercial Paper
Y
2017-06-15
2017-06-15
2017-06-15
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0108
1997128.00
1997128.00
0.0032
N
N
N
N
ATLANTIC ASSET SECURITIZATION LLC
ATLANTIC ASSET SECURITIZATION LLC 0.000000%
04821TTM7
549300BUNY5BIX4CVW20
Asset Backed Commercial Paper
Y
2017-06-21
2017-06-21
2017-06-21
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0109
998363.50
998363.50
0.0016
N
N
N
N
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD 0.000000%
05253AXP0
JHE42UYNWWTJB8YTTU19
0000859994
Financial Company Commercial Paper
Y
2017-10-23
2017-10-23
2017-10-23
N
N
N
0.0109
994590.80
994590.80
0.0016
N
N
N
N
BPCE SA
BPCE SA 0.000000%
05571BS46
9695005MSX1OYEMGDF46
Financial Company Commercial Paper
Y
2017-05-04
2017-05-04
2017-05-04
N
N
N
0.0093
2499610.75
2499610.75
0.0040
N
N
Y
N
BPCE SA
BPCE SA 0.000000%
05571BUE1
9695005MSX1OYEMGDF46
Financial Company Commercial Paper
Y
2017-07-14
2017-07-14
2017-07-14
N
N
N
0.0105
2993281.80
2993281.80
0.0048
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.230000%
06053PUA3
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2017-07-11
2017-07-11
2017-07-11
N
N
N
0.0113
9001593.09
9001593.09
0.0145
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.210000%
06053PUJ4
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2017-08-03
2017-08-03
2017-08-03
N
N
N
0.0127
1999682.00
1999682.00
0.0032
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.190000%
06053PUP0
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2017-08-14
2017-08-14
2017-08-14
N
N
N
0.0127
999762.00
999762.00
0.0016
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.183300%
06053PVC8
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2017-05-05
2017-09-05
2017-09-05
N
N
N
0.0119
3000051.03
3000051.03
0.0048
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.290000%
06053PWE3
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2017-10-23
2017-10-23
2017-10-23
N
N
N
0.0130
3999892.04
3999892.04
0.0064
N
N
N
N
BANK OF NOVA SCOTIA (HOUSTON BRANCH)
BANK OF NOVA SCOTIA (HOUSTON BRANCH) 1.342800%
06417GQX9
Certificate of Deposit
Y
2017-05-02
2017-06-01
2017-06-01
N
N
N
0.0096
2000744.02
2000744.02
0.0032
N
N
N
N
BANK OF NOVA SCOTIA (NEW YORK BRANCH)
BANK OF NOVA SCOTIA (NEW YORK BRANCH) 1.482800%
06417GSF6
Certificate of Deposit
Y
2017-05-02
2017-10-02
2017-10-02
N
N
N
0.0117
5007080.05
5007080.05
0.0081
N
N
N
N
BANK OF NOVA SCOTIA (HOUSTON BRANCH)
BANK OF NOVA SCOTIA (HOUSTON BRANCH) 1.240000%
06417GSR0
Certificate of Deposit
Y
2017-07-03
2017-07-03
2017-07-03
N
N
N
0.0100
1000422.41
1000422.41
0.0016
N
N
N
N
BANK OF THE WEST
BANK OF THE WEST 0.940000%
06426GNS2
QOT5WN9RBKQTFRVKEV31
Certificate of Deposit
Y
2017-05-04
2017-05-04
2017-05-04
N
N
N
0.0084
1000017.20
1000017.20
0.0016
N
N
Y
N
BANK OF MONTREAL (CHICAGO BRANCH)
BANK OF MONTREAL (CHICAGO BRANCH) 1.342800%
06427KHN0
Certificate of Deposit
Y
2017-05-02
2017-06-01
2017-06-01
N
N
N
0.0096
1000372.01
1000372.01
0.0016
N
N
N
N
BANK OF MONTREAL (CHICAGO BRANCH)
BANK OF MONTREAL (CHICAGO BRANCH) 1.183900%
06427KTD9
Certificate of Deposit
Y
2017-05-15
2017-09-15
2017-09-15
N
N
N
0.0115
9001287.09
9001287.09
0.0145
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.410000%
06538NC54
Certificate of Deposit
Y
2017-09-18
2017-09-18
2017-09-18
N
N
N
0.0126
3001801.53
3001801.53
0.0048
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.240000%
06538NLG0
Certificate of Deposit
Y
2017-05-22
2017-05-22
2017-05-22
N
N
N
0.0094
3000579.33
3000579.33
0.0048
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.360000%
06538NM87
Certificate of Deposit
Y
2017-10-18
2017-10-18
2017-10-18
N
N
N
0.0134
500037.01
500037.01
0.0008
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.330000%
06538NQL4
Certificate of Deposit
Y
2017-07-12
2017-07-12
2017-07-12
N
N
N
0.0106
2001103.82
2001103.82
0.0032
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.330000%
06538NRW9
Certificate of Deposit
Y
2017-07-20
2017-07-20
2017-07-20
N
N
N
0.0109
2001088.82
2001088.82
0.0032
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.360000%
06538NUL9
Certificate of Deposit
Y
2017-08-15
2017-08-15
2017-08-15
N
N
N
0.0117
1000573.91
1000573.91
0.0016
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.350000%
06538NXP7
Certificate of Deposit
Y
2017-09-01
2017-09-01
2017-09-01
N
N
N
0.0121
2000948.42
2000948.42
0.0032
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.360000%
06538NYD3
Certificate of Deposit
Y
2017-09-08
2017-09-08
2017-09-08
N
N
N
0.0123
2000935.82
2000935.82
0.0032
N
N
N
N
BARCLAYS BANK PLC (NEW YORK BRANCH)
BARCLAYS BANK PLC (NEW YORK BRANCH) 1.340000%
06741X6L7
Certificate of Deposit
Y
2017-06-29
2017-06-29
2017-06-29
N
N
N
0.0117
2000584.82
2000584.82
0.0032
N
N
N
N
BARCLAYS BANK PLC (NEW YORK BRANCH)
BARCLAYS BANK PLC (NEW YORK BRANCH) 1.270000%
06741X6N3
Certificate of Deposit
Y
2017-06-20
2017-06-20
2017-06-20
N
N
N
0.0113
1000199.21
1000199.21
0.0016
N
N
N
N
BARTON CAPITAL SA
BARTON CAPITAL SA 0.000000%
06945LSA7
549300KOFKIMD0C37W24
Asset Backed Commercial Paper
Y
2017-05-10
2017-05-10
2017-05-10
N
Y
Societe Generale SA
1.0000
N
0.0106
999646.30
999646.30
0.0016
N
N
N
N
BEDFORD ROW FUNDING CORP
BEDFORD ROW FUNDING CORP 0.000000%
07644AXA7
Asset Backed Commercial Paper
Y
2017-10-10
2017-10-10
2017-10-10
N
Y
Royal Bank of Canada
1.0000
N
0.0117
2983884.90
2983884.90
0.0048
N
N
N
N
BENNINGTON STARK CAPITAL COMPANY LLC
BENNINGTON STARK CAPITAL COMPANY LLC 0.000000%
08224LS15
Asset Backed Commercial Paper
Y
2017-05-01
2017-05-01
2017-05-01
N
Y
Societe Generale SA
1.0000
N
0.0088
3999705.20
3999705.20
0.0064
N
Y
Y
N
BENNINGTON STARK CAPITAL COMPANY LLC
BENNINGTON STARK CAPITAL COMPANY LLC 0.000000%
08224LS49
Asset Backed Commercial Paper
Y
2017-05-04
2017-05-04
2017-05-04
N
Y
Societe Generale SA
1.0000
N
0.0089
999851.20
999851.20
0.0016
N
N
Y
N
CRC FUNDING LLC
CRC FUNDING LLC 0.000000%
12619TSP0
549300HKCCNTZDBBEN75
Asset Backed Commercial Paper
Y
2017-05-23
2017-05-23
2017-05-23
N
Y
Citibank NA
1.0000
N
0.0096
4996656.50
4996656.50
0.0080
N
N
N
N
CRC FUNDING LLC
CRC FUNDING LLC 0.000000%
12619TVV3
549300HKCCNTZDBBEN75
Asset Backed Commercial Paper
Y
2017-08-29
2017-08-29
2017-08-29
N
Y
Citibank NA
1.0000
N
0.0123
995811.20
995811.20
0.0016
N
N
N
N
CALIFORNIA HEALTH FACILITIES FINANCING AUTH
RB (KAISER PERMANENTE) SERIES 2006C 0.900000%
13033FK74
5493007RI8BUDOGHZ546
US13033FK749
Variable Rate Demand Note
Y
2017-05-05
2017-05-05
2041-06-01
Y
Kaiser Permanente
1.0000
7
N
N
N
0.0090
1000000.00
1000000.00
0.0016
N
N
Y
N
CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTH
RB (KAISER PERMANENTE) SERIES 2008B 0.900000%
130795SZ1
549300KTNI2GCJNX2U48
US130795SZ11
Variable Rate Demand Note
Y
2017-05-05
2017-05-05
2032-04-01
Y
Kaiser Permanente
1.0000
7
N
N
N
0.0090
1875000.00
1875000.00
0.0030
N
N
Y
N
CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTH
RB (KAISER PERMANENTE) SERIES 2002B 0.900000%
130911LA6
549300KTNI2GCJNX2U48
US130911LA65
Variable Rate Demand Note
Y
2017-05-05
2017-05-05
2030-11-01
Y
Kaiser Permanente
1.0000
7
N
N
N
0.0090
10000000.00
10000000.00
0.0161
N
N
Y
N
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 1.470400%
13606A4L9
0000800030
Certificate of Deposit
Y
2017-07-07
2017-07-07
2017-07-07
N
N
N
0.0103
1000848.01
1000848.01
0.0016
N
N
N
N
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 1.070000%
13606A5L8
0000800030
Certificate of Deposit
Y
2017-05-16
2017-05-16
2017-05-16
N
N
N
0.0088
3000273.93
3000273.93
0.0048
N
N
N
N
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 1.253900%
13606BCL8
0000800030
Certificate of Deposit
Y
2017-05-15
2017-08-14
2017-08-14
N
N
N
0.0110
2000932.02
2000932.02
0.0032
N
N
N
N
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 1.160000%
13606BCY0
0000800030
Certificate of Deposit
Y
2017-08-18
2017-08-18
2017-08-18
N
N
N
0.0106
2000631.22
2000631.22
0.0032
N
N
N
N
CANADIAN IMPERIAL BANK OF COMMERCE
CANADIAN IMPERIAL BANK OF COMMERCE 1.442200%
13608CAN2
2IGI19DL77OX0HC3ZE78
0000800030
Financial Company Commercial Paper
Y
2017-05-30
2017-07-27
2017-07-27
N
N
N
0.0107
1000924.01
1000924.01
0.0016
N
N
N
N
CANCARA ASSET SECURITISATION LLC
CANCARA ASSET SECURITISATION LLC 0.000000%
13738JU65
Asset Backed Commercial Paper
Y
2017-07-06
2017-07-06
2017-07-06
N
Y
Lloyds Bank Plc
1.0000
N
0.0108
997926.20
997926.20
0.0016
N
N
N
N
CANCARA ASSET SECURITISATION LLC
CANCARA ASSET SECURITISATION LLC 0.000000%
13738JU73
Asset Backed Commercial Paper
Y
2017-07-07
2017-07-07
2017-07-07
N
Y
Lloyds Bank Plc
1.0000
N
0.0108
4989451.50
4989451.50
0.0080
N
N
N
N
CHARTA LLC
CHARTA LLC 0.000000%
16115VT17
5493000FNFK79LCM6M65
Asset Backed Commercial Paper
Y
2017-06-01
2017-06-01
2017-06-01
N
Y
Citibank NA
1.0000
N
0.0101
1998084.60
1998084.60
0.0032
N
N
N
N
CHARTA LLC
CHARTA LLC 0.000000%
16115VTC3
5493000FNFK79LCM6M65
Asset Backed Commercial Paper
Y
2017-06-12
2017-06-12
2017-06-12
N
Y
Citibank NA
1.0000
N
0.0104
798960.00
798960.00
0.0013
N
N
N
N
CHARTA LLC
CHARTA LLC 0.000000%
16115VTM1
5493000FNFK79LCM6M65
Asset Backed Commercial Paper
Y
2017-06-21
2017-06-21
2017-06-21
N
Y
Citibank NA
1.0000
N
0.0106
2995225.50
2995225.50
0.0048
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.180000%
17305TGH9
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2017-06-06
2017-06-06
2017-06-06
N
N
N
0.0086
2000677.42
2000677.42
0.0032
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.250000%
17305TGR7
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2017-06-12
2017-06-12
2017-06-12
N
N
N
0.0088
7003241.07
7003241.07
0.0113
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.220000%
17305THS4
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2017-06-05
2017-06-05
2017-06-05
N
N
N
0.0086
1000374.91
1000374.91
0.0016
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER II CO LLC
COLLATERALIZED COMMERCIAL PAPER II CO LLC 0.000000%
19422CTN3
Asset Backed Commercial Paper
Y
2017-06-22
2017-06-22
2017-06-22
N
Y
JP Morgan Securities LLC
1.0000
N
0.0104
3993626.00
3993626.00
0.0064
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED COMMERCIAL PAPER CO LLC 0.000000%
19422FTT3
Asset Backed Commercial Paper
Y
2017-06-27
2017-06-27
2017-06-27
N
Y
JP Morgan Securities LLC
1.0000
N
0.0106
998241.70
998241.70
0.0016
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED COMMERCIAL PAPER CO LLC 0.000000%
19422FUC8
Asset Backed Commercial Paper
Y
2017-07-12
2017-07-12
2017-07-12
N
Y
JP Morgan Securities LLC
1.0000
N
0.0110
1995416.60
1995416.60
0.0032
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER II CO LLC
COLLATERALIZED COMMERCIAL PAPER II CO LLC 1.260000%
19423CDH2
Asset Backed Commercial Paper
Y
2017-05-15
2017-09-13
2017-09-13
N
Y
JP Morgan Securities LLC
1.0000
N
0.0117
2000714.02
2000714.02
0.0032
N
N
N
N
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH)
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH) 1.230000%
21685VVU0
Certificate of Deposit
Y
2017-08-02
2017-08-02
2017-08-02
N
N
N
0.0115
8001646.48
8001646.48
0.0129
N
N
N
N
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH)
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH) 1.050000%
21685VWG0
Certificate of Deposit
Y
2017-06-14
2017-06-14
2017-06-14
N
N
N
0.0098
1000089.91
1000089.91
0.0016
N
N
N
N
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH)
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH) 1.210000%
21685VXW4
Certificate of Deposit
Y
2017-10-19
2017-10-19
2017-10-19
N
N
N
0.0132
1998929.20
1998929.20
0.0032
N
N
N
N
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK (NEW YORK BRANCH)
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK (NEW YORK BRANCH) 0.890000%
22534HA84
Certificate of Deposit
Y
2017-05-03
2017-05-03
2017-05-03
N
N
N
0.0090
999998.30
999998.30
0.0016
N
N
Y
N
CREDIT SUISSE AG (NEW YORK BRANCH)
CREDIT SUISSE AG (NEW YORK BRANCH) 1.360000%
22549VUH4
Certificate of Deposit
Y
2017-05-08
2017-05-08
2017-05-08
N
N
N
0.0093
6000703.26
6000703.26
0.0097
N
N
N
N
CREDIT SUISSE AG (NEW YORK BRANCH)
CREDIT SUISSE AG (NEW YORK BRANCH) 1.510000%
22549VZH9
Certificate of Deposit
Y
2017-06-12
2017-06-12
2017-06-12
N
N
N
0.0099
1000642.31
1000642.31
0.0016
N
N
N
N
DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTSBANK (NEW YORK BRANCH)
DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTSBANK (NEW YORK BRANCH) 0.880000%
23328AUW2
5493005PGG4HB3CD7345
0001074042
Certificate of Deposit
Y
2017-05-05
2017-05-05
2017-05-05
N
N
N
0.0089
2000000.00
2000000.00
0.0032
N
N
Y
N
DNB BANK ASA
DNB BANK ASA 0.000000%
2332K0S45
549300GKFG0RYRRQ1414
0001498632
Financial Company Commercial Paper
Y
2017-05-04
2017-05-04
2017-05-04
N
N
N
0.0090
8998651.80
8998651.80
0.0145
N
N
Y
N
DEUTSCHE BANK AG (NEW YORK BRANCH)
DEUTSCHE BANK AG (NEW YORK BRANCH) 1.050000%
25158BVY5
Certificate of Deposit
Y
2017-05-02
2017-05-02
2017-05-02
N
N
N
0.0092
6000087.66
6000087.66
0.0097
N
N
Y
N
BNP PARIBAS FORTIS SA/NV (NEW YORK BRANCH)
BNP PARIBAS FORTIS SA/NV (NEW YORK BRANCH) 0.890000%
34959TJU1
Certificate of Deposit
Y
2017-05-03
2017-05-03
2017-05-03
N
N
N
0.0092
1999992.20
1999992.20
0.0032
N
N
Y
N
GE CAPITAL TREASURY SERVICES (US) LLC
GE CAPITAL TREASURY SERVICES (US) LLC 0.000000%
36164JS13
549300WQ8JPKVFVYEF86
Non-Financial Company Commercial Paper
Y
2017-05-01
2017-05-01
2017-05-01
N
Y
General Electric Co
1.0000
N
0.0083
2999790.00
2999790.00
0.0048
N
Y
Y
N
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO 0.000000%
36960LS14
3C7474T6CDKPR9K6YT90
0000040554
Non-Financial Company Commercial Paper
Y
2017-05-01
2017-05-01
2017-05-01
N
N
N
0.0080
4999666.50
4999666.50
0.0080
N
Y
Y
N
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO 0.000000%
36960LS22
3C7474T6CDKPR9K6YT90
0000040554
Non-Financial Company Commercial Paper
Y
2017-05-02
2017-05-02
2017-05-02
N
N
N
0.0080
7999288.00
7999288.00
0.0129
N
N
Y
N
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO 0.000000%
36960LS48
3C7474T6CDKPR9K6YT90
0000040554
Non-Financial Company Commercial Paper
Y
2017-05-04
2017-05-04
2017-05-04
N
N
N
0.0080
999866.00
999866.00
0.0016
N
N
Y
N
HSBC USA INC
HSBC USA INC 0.000000%
40434PSF4
549300LBOHZ4QSIWU288
0000083246
Financial Company Commercial Paper
Y
2017-05-15
2017-05-15
2017-05-15
N
N
N
0.0088
2998756.20
2998756.20
0.0048
N
N
N
N
HSBC USA INC
HSBC USA INC 0.000000%
40434PTN6
549300LBOHZ4QSIWU288
0000083246
Financial Company Commercial Paper
Y
2017-06-22
2017-06-22
2017-06-22
N
N
N
0.0094
1168325.15
1168325.15
0.0019
N
N
N
N
HOWARD UNIV
TAXABLE BONDS SERIES 2016 1.050000%
442851AA9
US442851AA93
Variable Rate Demand Note
Y
2017-05-05
2017-05-05
2031-08-01
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0105
2000000.00
2000000.00
0.0032
N
N
Y
N
ING US FUNDING LLC
ING US FUNDING LLC 0.000000%
4497W0U30
Financial Company Commercial Paper
Y
2017-07-03
2017-07-03
2017-07-03
N
Y
ING Bank NV
1.0000
N
0.0121
2993339.40
2993339.40
0.0048
N
N
N
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 0.000000%
46640PTT0
ZBUT11V806EZRVTWT807
0001168163
Financial Company Commercial Paper
Y
2017-06-27
2017-06-27
2017-06-27
N
N
N
0.0092
5990850.00
5990850.00
0.0096
N
N
N
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 0.000000%
46640PTU7
ZBUT11V806EZRVTWT807
0001168163
Financial Company Commercial Paper
Y
2017-06-28
2017-06-28
2017-06-28
N
N
N
0.0092
4992231.00
4992231.00
0.0080
N
N
N
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 0.000000%
46640PXQ1
ZBUT11V806EZRVTWT807
0001168163
Financial Company Commercial Paper
Y
2017-10-24
2017-10-24
2017-10-24
N
N
N
0.0117
994167.60
994167.60
0.0016
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 0.000000%
48802WS33
Asset Backed Commercial Paper
Y
2017-07-18
2017-07-18
2017-07-18
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0107
4988823.00
4988823.00
0.0080
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 0.000000%
48802WS82
Asset Backed Commercial Paper
Y
2017-08-04
2017-08-04
2017-08-04
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0113
997026.00
997026.00
0.0016
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 1.342800%
48803ALK9
Asset Backed Commercial Paper
Y
2017-05-05
2017-05-05
2017-05-05
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0090
5000240.05
5000240.05
0.0080
N
N
Y
N
KELLS FUNDING LLC
KELLS FUNDING LLC 0.000000%
48803MDK2
Asset Backed Commercial Paper
Y
2017-05-24
2017-05-24
2017-05-24
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0092
3997865.20
3997865.20
0.0064
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 0.000000%
48803MDT3
Asset Backed Commercial Paper
Y
2017-07-11
2017-07-11
2017-07-11
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0105
3991934.80
3991934.80
0.0064
N
N
N
N
LANDESBANK HESSEN THUERINGEN GIROZENTRALE (NEW YORK BRANCH)
LANDESBANK HESSEN THUERINGEN GIROZENTRALE (NEW YORK BRANCH) 0.910000%
51489NXT4
ZUHK7JXNDU6FLQ1O6482
Certificate of Deposit
Y
2017-05-02
2017-05-02
2017-05-02
N
N
N
0.0093
3999992.80
3999992.80
0.0064
N
N
Y
N
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH)
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH) 0.950000%
51500LEB3
Certificate of Deposit
Y
2017-05-02
2017-05-02
2017-05-02
N
N
N
0.0099
1999991.60
1999991.60
0.0032
N
N
Y
N
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH)
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH) 0.880000%
51500LEF4
Certificate of Deposit
Y
2017-05-04
2017-05-04
2017-05-04
N
N
N
0.0099
3999927.20
3999927.20
0.0064
N
N
Y
N
LLOYDS BANK PLC
LLOYDS BANK PLC 0.000000%
53943RTC3
H7FNTJ4851HG0EXQ1Z70
0001167831
Financial Company Commercial Paper
Y
2017-06-12
2017-06-12
2017-06-12
N
N
N
0.0092
1997700.00
1997700.00
0.0032
N
N
N
N
LMA AMERICAS LLC
LMA AMERICAS LLC 0.000000%
53944QS92
Asset Backed Commercial Paper
Y
2017-05-09
2017-05-09
2017-05-09
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0090
3399059.90
3399059.90
0.0055
N
N
N
N
LMA AMERICAS LLC
LMA AMERICAS LLC 0.000000%
53944QUC2
Asset Backed Commercial Paper
Y
2017-07-12
2017-07-12
2017-07-12
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0110
2494244.80
2494244.80
0.0040
N
N
N
N
MACQUARIE BANK LTD
MACQUARIE BANK LTD 0.000000%
55607KTF3
4ZHCHI4KYZG2WVRT8631
Financial Company Commercial Paper
Y
2017-06-15
2017-06-15
2017-06-15
N
N
N
0.0098
998694.70
998694.70
0.0016
N
N
N
N
MANHATTAN ASSET FUNDING COMPANY LLC
MANHATTAN ASSET FUNDING COMPANY LLC 0.000000%
56274LS47
549300S0NSJYSOB32S63
Asset Backed Commercial Paper
Y
2017-05-04
2017-05-04
2017-05-04
N
Y
SUMITOMO MITSUI BANKING CORPORATION
1.0000
N
0.0089
5999107.20
5999107.20
0.0097
N
N
Y
N
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH) 1.609400%
60682A3Z7
549300DPS5RIH7XBJV62
0001021565
Certificate of Deposit
Y
2017-05-08
2017-06-08
2017-06-08
N
N
N
0.0097
1000728.01
1000728.01
0.0016
N
N
N
N
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH) 1.060000%
60682A5B8
549300DPS5RIH7XBJV62
0001021565
Certificate of Deposit
Y
2017-06-12
2017-06-12
2017-06-12
N
N
N
0.0096
3000368.13
3000368.13
0.0048
N
N
N
N
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH) 1.330000%
60682A5H5
549300DPS5RIH7XBJV62
0001021565
Certificate of Deposit
Y
2017-05-15
2017-09-13
2017-09-13
N
N
N
0.0124
1000342.01
1000342.01
0.0016
N
N
N
N
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH) 1.420000%
60682A5Q5
549300DPS5RIH7XBJV62
0001021565
Certificate of Deposit
Y
2017-10-13
2017-10-13
2017-10-13
N
N
N
0.0134
4001478.04
4001478.04
0.0064
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 1.320000%
60689D3D3
Certificate of Deposit
Y
2017-08-01
2017-08-01
2017-08-01
N
N
N
0.0114
1000476.61
1000476.61
0.0016
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 1.100000%
60689D4A8
Certificate of Deposit
Y
2017-05-24
2017-05-24
2017-05-24
N
N
N
0.0090
1000144.21
1000144.21
0.0016
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 1.443900%
60689D4L4
US60689D4L45
Certificate of Deposit
Y
2017-05-17
2017-08-17
2017-08-17
N
N
N
0.0114
5004610.05
5004610.05
0.0081
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 1.100000%
60689D5B5
Certificate of Deposit
Y
2017-06-13
2017-06-13
2017-06-13
N
N
N
0.0093
1000212.31
1000212.31
0.0016
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 1.350000%
60689D7C1
Certificate of Deposit
Y
2017-10-18
2017-10-18
2017-10-18
N
N
N
0.0133
1000099.61
1000099.61
0.0016
N
N
N
N
NATIONAL BANK OF CANADA
NATIONAL BANK OF CANADA 0.000000%
63307LUA7
BSGEFEIOM18Y80CKCV46
0000926171
Financial Company Commercial Paper
Y
2017-07-10
2017-07-10
2017-07-10
N
N
N
0.0094
1996167.60
1996167.60
0.0032
N
N
N
N
NATIONWIDE BUILDING SOCIETY
NATIONWIDE BUILDING SOCIETY 0.000000%
6385E0V26
549300XFX12G42QIKN82
0000070696
Financial Company Commercial Paper
Y
2017-08-02
2017-08-02
2017-08-02
N
N
N
0.0120
3139945.20
3139945.20
0.0051
N
N
N
N
NEW YORK STATE HFA
TAXABLE HOUSING RB (555 10TH AVE) SERIES 2015B 0.970000%
64986U6L6
5493000LS7KCDB02O506
US64986U6L68
Variable Rate Demand Note
Y
2017-05-05
2017-05-05
2049-11-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0097
2000000.00
2000000.00
0.0032
N
N
Y
N
NEW YORK STATE HFA
TAXABLE HOUSING RB (625 W 57TH ST) SERIES 2016A 0.920000%
64987BML9
5493000LS7KCDB02O506
US64987BML98
Variable Rate Demand Note
Y
2017-05-05
2017-05-05
2049-05-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
7
N
N
N
0.0092
1000000.00
1000000.00
0.0016
N
N
Y
N
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.000000%
65409RS50
54930052Z500U6IGFJ82
Asset Backed Commercial Paper
Y
2017-05-05
2017-05-05
2017-05-05
N
Y
COOPERATIEVE RABOBANK UA
1.0000
N
0.0092
1999644.20
1999644.20
0.0032
N
N
Y
N
NORDEA BANK AB
NORDEA BANK AB 0.000000%
65558FXT7
6SCPQ280AIY8EP3XFW53
0001002614
Financial Company Commercial Paper
Y
2017-10-27
2017-10-27
2017-10-27
N
N
N
0.0122
3975389.60
3975389.60
0.0064
N
N
N
N
NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND
VARIABLE RATE DEMAND PREFERRED SHARES SERIES 8 1.050000%
67066Y832
549300ZT6V9X5U9BHR46
US67066Y8324
Variable Rate Demand Note
Y
2017-05-05
2017-05-05
2026-11-06
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0105
1000000.00
1000000.00
0.0016
N
N
Y
N
NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND
VARIABLE RATE DEMAND PREFERRED SHARES SERIES 6 1.030000%
67066Y865
549300ZT6V9X5U9BHR46
US67066Y8654
Variable Rate Demand Note
Y
2017-05-05
2017-05-05
2040-08-01
Y
Citibank NA
1.0000
7
N
N
N
0.0103
1000000.00
1000000.00
0.0016
N
N
Y
N
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 1.254400%
67985BAU7
5493004QSN8OZAIU2J90
Asset Backed Commercial Paper
Y
2017-05-19
2017-06-19
2017-06-19
N
Y
Royal Bank of Canada
1.0000
N
0.0125
13000078.13
13000078.13
0.0209
N
N
N
N
OVERSEA-CHINESE BANKING CORPORATION LTD
OVERSEA-CHINESE BANKING CORPORATION LTD 0.000000%
69034ASF0
5493007O3QFXCPOGWK22
Financial Company Commercial Paper
Y
2017-05-15
2017-05-15
2017-05-15
N
N
N
0.0088
1999170.80
1999170.80
0.0032
N
N
N
N
OVERSEA-CHINESE BANKING CORPORATION LTD
OVERSEA-CHINESE BANKING CORPORATION LTD 1.196100%
69034CAU2
5493007O3QFXCPOGWK22
Financial Company Commercial Paper
Y
2017-05-08
2017-09-06
2017-09-06
N
N
N
0.0114
5001135.05
5001135.05
0.0080
N
N
N
N
PHILIP MORRIS INTERNATIONAL INC
PHILIP MORRIS INTERNATIONAL INC 0.000000%
71838LS11
HL3H1H2BGXWVG3BSWR90
Non-Financial Company Commercial Paper
Y
2017-05-01
2017-05-01
2017-05-01
N
N
N
0.0083
5999584.80
5999584.80
0.0097
N
Y
Y
N
PHILIP MORRIS INTERNATIONAL INC
PHILIP MORRIS INTERNATIONAL INC 0.000000%
71838LS29
HL3H1H2BGXWVG3BSWR90
Non-Financial Company Commercial Paper
Y
2017-05-02
2017-05-02
2017-05-02
N
N
N
0.0084
1999814.22
1999814.22
0.0032
N
N
Y
N
RIDGEFIELD FUNDING COMPANY LLC
RIDGEFIELD FUNDING COMPANY LLC 0.000000%
76582JSF2
Asset Backed Commercial Paper
Y
2017-05-15
2017-05-15
2017-05-15
N
Y
BNP Paribas SA
1.0000
N
0.0092
3998252.80
3998252.80
0.0064
N
N
N
N
RIDGEFIELD FUNDING COMPANY LLC
RIDGEFIELD FUNDING COMPANY LLC 0.000000%
76582JSH8
Asset Backed Commercial Paper
Y
2017-05-17
2017-05-17
2017-05-17
N
Y
BNP Paribas SA
1.0000
N
0.0094
999506.50
999506.50
0.0016
N
N
N
N
RIDGEFIELD FUNDING COMPANY LLC
RIDGEFIELD FUNDING COMPANY LLC 0.000000%
76582JU69
Asset Backed Commercial Paper
Y
2017-07-06
2017-07-06
2017-07-06
N
Y
BNP Paribas SA
1.0000
N
0.0108
997926.20
997926.20
0.0016
N
N
N
N
ROYAL BANK OF CANADA (NEW YORK BRANCH)
ROYAL BANK OF CANADA (NEW YORK BRANCH) 1.260000%
78009NJ72
Certificate of Deposit
Y
2017-07-05
2017-07-05
2017-07-05
N
N
N
0.0104
4001602.84
4001602.84
0.0064
N
N
N
N
ROYAL BANK OF CANADA (NEW YORK BRANCH)
ROYAL BANK OF CANADA (NEW YORK BRANCH) 1.252800%
78009NS56
Certificate of Deposit
Y
2017-05-22
2017-12-20
2017-12-20
N
N
N
0.0120
2000728.02
2000728.02
0.0032
N
N
N
N
ROYAL BANK OF CANADA (NEW YORK BRANCH)
ROYAL BANK OF CANADA (NEW YORK BRANCH) 1.234400%
78009NS98
Certificate of Deposit
Y
2017-05-19
2018-04-19
2018-04-19
N
N
N
0.0124
5999940.00
5999940.00
0.0097
N
N
N
N
SHEFFIELD RECEIVABLES COMPANY LLC
SHEFFIELD RECEIVABLES COMPANY LLC 0.000000%
82124LSF0
549300MYF6MOTU9T3G29
Asset Backed Commercial Paper
Y
2017-05-15
2017-05-15
2017-05-15
N
Y
Barclays Bank Plc
1.0000
N
0.0118
999445.10
999445.10
0.0016
N
N
N
N
SHEFFIELD RECEIVABLES COMPANY LLC
SHEFFIELD RECEIVABLES COMPANY LLC 0.000000%
82124LSG8
549300MYF6MOTU9T3G29
Asset Backed Commercial Paper
Y
2017-05-16
2017-05-16
2017-05-16
N
Y
Barclays Bank Plc
1.0000
N
0.0118
2498525.00
2498525.00
0.0040
N
N
N
N
SHEFFIELD RECEIVABLES COMPANY LLC
SHEFFIELD RECEIVABLES COMPANY LLC 0.000000%
82124LSN3
549300MYF6MOTU9T3G29
Asset Backed Commercial Paper
Y
2017-05-22
2017-05-22
2017-05-22
N
Y
Barclays Bank Plc
1.0000
N
0.0121
1998389.40
1998389.40
0.0032
N
N
N
N
SHEFFIELD RECEIVABLES COMPANY LLC
SHEFFIELD RECEIVABLES COMPANY LLC 0.000000%
82124LUA8
549300MYF6MOTU9T3G29
Asset Backed Commercial Paper
Y
2017-07-10
2017-07-10
2017-07-10
N
Y
Barclays Bank Plc
1.0000
N
0.0134
3989098.80
3989098.80
0.0064
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 1.594400%
86563YMK6
Certificate of Deposit
Y
2017-05-19
2017-06-19
2017-06-19
N
N
N
0.0105
2001584.02
2001584.02
0.0032
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 1.350000%
86563YPW7
Certificate of Deposit
Y
2017-08-07
2017-08-07
2017-08-07
N
N
N
0.0116
5002669.55
5002669.55
0.0081
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 1.282800%
86563YTH6
Certificate of Deposit
Y
2017-05-03
2017-10-03
2017-10-03
N
N
N
0.0124
1000239.01
1000239.01
0.0016
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 1.100000%
86564EPD2
Certificate of Deposit
Y
2017-05-10
2017-05-10
2017-05-10
N
N
N
0.0087
3000226.53
3000226.53
0.0048
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 1.070000%
86564EPV2
Certificate of Deposit
Y
2017-05-23
2017-05-23
2017-05-23
N
N
N
0.0091
2000219.02
2000219.02
0.0032
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 1.130000%
86564ETN6
Certificate of Deposit
Y
2017-07-14
2017-07-14
2017-07-14
N
N
N
0.0107
2000244.42
2000244.42
0.0032
N
N
N
N
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH)
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH) 1.210000%
86958JHR3
0001448613
Certificate of Deposit
Y
2017-07-26
2017-07-26
2017-07-26
N
N
N
0.0104
5002031.55
5002031.55
0.0081
N
N
N
N
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH)
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH) 1.293900%
86958JJJ9
0001448613
Certificate of Deposit
Y
2017-05-15
2017-09-15
2017-09-15
N
N
N
0.0111
1000697.01
1000697.01
0.0016
N
N
N
N
SWEDBANK AB NEW YORK BRANCH
SWEDBANK AB NEW YORK BRANCH 0.900000%
87019UB73
Certificate of Deposit
Y
2017-05-01
2017-05-01
2017-05-01
N
N
N
0.0091
4999997.50
4999997.50
0.0080
N
Y
Y
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.230000%
89113WL61
Certificate of Deposit
Y
2017-10-11
2017-10-11
2017-10-11
N
N
N
0.0120
2000296.22
2000296.22
0.0032
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.180000%
89113WVZ6
Certificate of Deposit
Y
2017-08-02
2017-08-02
2017-08-02
N
N
N
0.0106
2000627.82
2000627.82
0.0032
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.245600%
89113WWE2
Certificate of Deposit
Y
2017-05-08
2017-08-07
2017-08-07
N
N
N
0.0109
5002255.05
5002255.05
0.0081
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.233900%
89113WXA9
Certificate of Deposit
Y
2017-05-17
2017-08-17
2017-08-17
N
N
N
0.0111
1000384.01
1000384.01
0.0016
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.259400%
89113WYT7
Certificate of Deposit
Y
2017-05-09
2017-12-11
2017-12-11
N
N
N
0.0121
2000724.02
2000724.02
0.0032
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.213900%
89113WYY6
Certificate of Deposit
Y
2017-05-17
2017-10-17
2017-10-17
N
N
N
0.0114
4001388.04
4001388.04
0.0064
N
N
N
N
TOTAL CAPITAL CANADA LTD
TOTAL CAPITAL CANADA LTD 0.000000%
89153PS29
5299005IX98ZZ9LSGK46
Non-Financial Company Commercial Paper
Y
2017-05-02
2017-05-02
2017-05-02
N
Y
Total SA
1.0000
N
0.0085
2999716.20
2999716.20
0.0048
N
N
Y
N
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 1.362800%
89233ATB5
Z2VZBHUMB7PWWJ63I008
Non-Financial Company Commercial Paper
Y
2017-05-03
2017-10-30
2017-10-30
N
N
N
0.0114
12014364.12
12014364.12
0.0193
N
N
N
N
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 0.000000%
89233GS98
Z2VZBHUMB7PWWJ63I008
Non-Financial Company Commercial Paper
Y
2017-05-09
2017-05-09
2017-05-09
N
N
N
0.0085
1999481.80
1999481.80
0.0032
N
N
N
N
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 0.000000%
89233GUA2
Z2VZBHUMB7PWWJ63I008
Non-Financial Company Commercial Paper
Y
2017-07-10
2017-07-10
2017-07-10
N
N
N
0.0102
1496912.70
1496912.70
0.0024
N
N
N
N
UBS AG (STAMFORD BRANCH)
UBS AG (STAMFORD BRANCH) 1.350000%
90275DDY3
Certificate of Deposit
Y
2017-08-11
2017-08-11
2017-08-11
N
N
N
0.0112
5003278.05
5003278.05
0.0081
N
N
N
N
UBS AG (STAMFORD BRANCH)
UBS AG (STAMFORD BRANCH) 1.350000%
90275DEB2
Certificate of Deposit
Y
2017-08-14
2017-08-14
2017-08-14
N
N
N
0.0112
3001996.53
3001996.53
0.0048
N
N
N
N
UBS AG (STAMFORD BRANCH)
UBS AG (STAMFORD BRANCH) 1.279400%
90275DEW6
Certificate of Deposit
Y
2017-05-09
2017-08-09
2017-08-09
N
N
N
0.0128
1000013.01
1000013.01
0.0016
N
N
N
N
UNITED STATES TREASURY
UNITED STATES TREASURY 0.895700%
912828K41
US912828K411
U.S. Treasury Debt
Y
2017-04-30
2017-04-30
2017-04-30
N
N
N
0.0000
9000000.00
9000000.00
0.0145
N
Y
Y
N
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA 0.830000%
L3I9ZG2KFGXZ61BMYR72
0001041839
924HZZ001_0.83_0501
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
FNMS 03.500 CLBE4539
2047-01-01
3.500000
2509560.00
2531462.37
Agency Mortgage-Backed Securities
FNMS 04.000 CLBE0610
2047-01-01
4.000000
5499094.00
5818378.35
Agency Mortgage-Backed Securities
FNMS 04.000 CLAL4763
2044-01-01
4.000000
7518526.00
5959856.03
Agency Mortgage-Backed Securities
03.500 FGPC Q45402 G
2047-01-01
3.500000
5561192.00
5732686.32
Agency Mortgage-Backed Securities
03.500 FGPC Q45855 G
2047-01-01
3.500000
5749906.00
5900033.59
Agency Mortgage-Backed Securities
03.500 FGPC Q45004 G
2046-12-01
3.500000
209624.00
215596.54
Agency Mortgage-Backed Securities
03.500 FGPC C91457 G
2032-05-01
3.500000
10369027.00
5819875.66
Agency Mortgage-Backed Securities
GNMI SF 737273 X
2040-05-15
4.500000
32524755.00
5926027.06
Agency Mortgage-Backed Securities
GNMA
2044-06-20
3.000000
19445614.00
5836884.45
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2025-11-01
5.000000
124490893.00
5877070.15
Agency Mortgage-Backed Securities
Freddie Mac
S6XOOCT0IEG5ABCC6L87
2026-08-01
3.500000
17457133.00
5795193.13
Agency Mortgage-Backed Securities
Y
2017-05-01
2017-05-01
2017-05-01
N
N
N
0.0083
53795370.00
53795370.00
0.0866
N
Y
Y
N
VERSAILLES COMMERCIAL PAPER LLC
VERSAILLES COMMERCIAL PAPER LLC 0.000000%
92512LSG7
Asset Backed Commercial Paper
Y
2017-05-16
2017-05-16
2017-05-16
N
Y
Natixis SA
1.0000
N
0.0093
2998605.00
2998605.00
0.0048
N
N
N
N
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.000000%
92646KU67
549300D0F37QF0LP7F94
Asset Backed Commercial Paper
Y
2017-07-06
2017-07-06
2017-07-06
N
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
N
0.0128
5985256.80
5985256.80
0.0096
N
N
N
N
BNP PARIBAS SA
BNP PARIBAS SA 1.070000%
R0MUWSFPU8MPRO8K5P83
0001197610
928EDV007_1.07_0503
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
MAGNETITE VIII LTD 2014-8 SUB 20260415 FLT
2026-04-15
0.00
1000.00
395.54
Asset-Backed Securities
CITIGROUP MTG LN TR 2007-WFHE2 M-1 20370325 FLT
2037-03-25
1.390600
2145103.00
2032969.08
Asset-Backed Securities
CATAMARAN CLO LTD 2015-1 SUB 20270422 FLT
2027-04-22
0.00
38721.00
30364.70
Asset-Backed Securities
BLUEMOUNTAIN CLO 2014-3 E 20261015 FLT
2026-10-15
6.808400
3426.00
3215.20
Asset-Backed Securities
BEAR STEARNS ASSET 2004-HE11 M-3 20341225 FLT
2034-12-25
2.865600
2558670.00
1471671.56
Asset-Backed Securities
ZAIS CLO 5 LTD
2028-10-15
7.883700
475582.00
472246.70
Asset-Backed Securities
VENTURE XVIII CLO LTD
2026-10-15
5.880000
775578.00
734405.15
Asset-Backed Securities
BABSON CLO LTD 2013-II D 20250118 FLT
2025-01-18
5.658400
30423.00
28589.76
Asset-Backed Securities
APIDOS CLO XVIII
2026-07-22
0.00
3068340.00
1687587.00
Asset-Backed Securities
ACE SECS HEQ 2003-OP1 M-2 20331225 FLT
2033-12-25
3.240600
4247886.00
380195.79
Asset-Backed Securities
ACE SECS HEQ 2003-HS1 M-4 20330725 FLT
2033-07-25
6.615600
90757.00
53437.25
Asset-Backed Securities
PETROBRAS GLOBAL FIN B V
549300FNENFFSMO3GT38
2021-05-23
8.375000
6000.00
6987.35
Corporate Debt Securities
Y
2017-05-03
2017-05-03
2017-05-03
N
N
N
0.0107
6000081.60
6000081.60
0.0097
N
N
Y
N
ING BANK NV (AMSTERDAM BRANCH)
ING BANK NV (AMSTERDAM BRANCH) 1.270000%
0000319432
931AAX009
Certificate of Deposit
Y
2017-06-14
2017-06-14
2017-06-14
N
N
N
0.0099
2000733.60
2000733.60
0.0032
N
N
N
N
ING BANK NV (AMSTERDAM BRANCH)
ING BANK NV (AMSTERDAM BRANCH) 1.210000%
0000319432
931FNQ009
Certificate of Deposit
Y
2017-05-30
2017-05-30
2017-05-30
N
N
N
0.0096
3500780.92
3500780.92
0.0056
N
N
N
N
DANSKE BANK A/S (LONDON BRANCH)
DANSKE BANK A/S (LONDON BRANCH) 1.110000%
0001142175
931GCK002
Certificate of Deposit
Y
2017-05-10
2017-05-10
2017-05-10
N
N
N
0.0095
2000108.82
2000108.82
0.0032
N
N
N
N
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH)
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.175000%
0000008565
931QKR006
Certificate of Deposit
Y
2017-08-08
2017-08-08
2017-08-08
N
N
N
0.0108
7001922.48
7001922.48
0.0113
N
N
N
N
HSBC BANK PLC
HSBC BANK PLC 1.190000%
MP6I5ZYZBEU3UXPYFY54
0001050258
931RLA000
Certificate of Deposit
Y
2017-08-09
2017-08-09
2017-08-09
N
N
N
0.0117
4000193.72
4000193.72
0.0064
N
N
N
N
ING BANK NV (AMSTERDAM BRANCH)
ING BANK NV (AMSTERDAM BRANCH) 1.230000%
0000319432
931UCT002
Certificate of Deposit
Y
2017-08-04
2017-08-04
2017-08-04
N
N
N
0.0116
4000759.92
4000759.92
0.0064
N
N
N
N
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH)
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.208300%
0000008565
931UGD003
Certificate of Deposit
Y
2017-05-24
2018-04-24
2018-04-24
N
N
N
0.0123
4998900.00
4998900.00
0.0080
N
N
N
N
DANSKE BANK A/S (LONDON BRANCH)
DANSKE BANK A/S (LONDON BRANCH) 1.200000%
0001142175
931UXI003
Certificate of Deposit
Y
2017-07-05
2017-07-05
2017-07-05
N
N
N
0.0105
1000289.77
1000289.77
0.0016
N
N
N
N
DANSKE BANK A/S (LONDON BRANCH)
DANSKE BANK A/S (LONDON BRANCH) 1.085000%
0001142175
931VJQ009
Certificate of Deposit
Y
2017-05-12
2017-05-12
2017-05-12
N
N
N
0.0095
2000106.98
2000106.98
0.0032
N
N
N
N
DANSKE BANK A/S (LONDON BRANCH)
DANSKE BANK A/S (LONDON BRANCH) 1.155000%
0001142175
931ZEL006
Certificate of Deposit
Y
2017-07-13
2017-07-13
2017-07-13
N
N
N
0.0108
1000157.97
1000157.97
0.0016
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 1.409400%
94989RBR8
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2017-05-09
2017-05-09
2017-05-09
N
N
N
0.0091
10001520.10
10001520.10
0.0161
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 1.152800%
94989RJD1
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2017-05-30
2017-10-02
2017-10-02
N
N
N
0.0113
2000196.02
2000196.02
0.0032
N
N
N
N
WESTERN ASSET MANAGED MUNICIPALS FUND
VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 1.030000%
95766M709
549300HVO8EY2T8K4F73
US95766M7092
Variable Rate Demand Note
Y
2017-05-05
2017-05-05
2045-03-04
Y
Citibank NA
1.0000
7
N
N
N
0.0103
1000000.00
1000000.00
0.0016
N
N
Y
N
WESTERN ASSET MUNICIPAL PARTNERS FUND
VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 1.030000%
95766P306
5493001Z97VQ69W5OH84
US95766P3064
Variable Rate Demand Note
Y
2017-05-05
2017-05-05
2045-03-11
Y
Citibank NA
1.0000
7
N
N
N
0.0103
1000000.00
1000000.00
0.0016
N
N
Y
N
WESTERN ASSET INTERMEDIATE MUNICIPAL FUND
VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 1.030000%
958435307
5493000MG5MROBD48K57
US9584353075
Variable Rate Demand Note
Y
2017-05-05
2017-05-05
2045-02-25
Y
Citibank NA
1.0000
7
N
N
N
0.0103
1000000.00
1000000.00
0.0016
N
N
Y
N
WESTPAC BANKING CORP (NEW YORK BRANCH)
WESTPAC BANKING CORP (NEW YORK BRANCH) 1.221100%
96121T2V9
Certificate of Deposit
Y
2017-05-22
2017-08-21
2017-08-21
N
N
N
0.0112
2000632.02
2000632.02
0.0032
N
N
N
N
WESTPAC BANKING CORP
WESTPAC BANKING CORP 0.000000%
9612C0V14
EN5TNI6CI43VEPAMHL14
Financial Company Commercial Paper
Y
2017-08-01
2017-08-01
2017-08-01
N
N
N
0.0106
6980382.50
6980382.50
0.0112
N
N
N
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 1.060000%
VYVVCKR63DVZZN70PB21
0000072971
976PTX002_1.06_0501
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
FL EAST COAST HLDGS CORP FLA EAST COAST IND
2020-05-01
9.750000
4134000.00
4600883.63
Corporate Debt Securities
Y
2017-05-01
2017-05-01
2017-05-01
N
N
N
0.0106
4000017.60
4000017.60
0.0064
N
Y
Y
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 1.070000%
VYVVCKR63DVZZN70PB21
0000072971
976PTX002_1.07_0502
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
TOYOTA MOTOR CRED FR 2%102418
Z2VZBHUMB7PWWJ63I008
2018-10-24
2.000000
773000.00
778729.65
Corporate Debt Securities
TORONTO DOMINION BANK FR 1.125%050217
PT3QB789TSUIDF371261
2017-05-02
1.125000
34000.00
34187.00
Corporate Debt Securities
AIG GLOBAL FUNDING FR 2.7%121521
2021-12-15
2.700000
549000.00
553246.52
Corporate Debt Securities
HYUNDAI CAP AMER INC FR 2.5%031819
549300RIPPWJB5Z0FK07
2019-03-18
2.500000
30000.00
30206.63
Corporate Debt Securities
BMO BANK OF MONTREAL FR 1.8%073118
NQQ6HPCNCCU6TUTQYE16
2018-07-31
1.800000
723000.00
727735.65
Corporate Debt Securities
AMERICAN EXPRESS CR CORP MTNBE FR 2.125%031819
9ET6B8VCXWW51H8Z3M54
2019-03-18
2.125000
29000.00
29220.43
Corporate Debt Securities
TORONTO DOMINION BANK FR 1.4%043018
PT3QB789TSUIDF371261
2018-04-30
1.400000
83000.00
83508.14
Corporate Debt Securities
JPMORGAN CHASE & CO FR 1.8%012518
8I5DZWZKVSZI1NUHU748
2018-01-25
1.800000
13000.00
13081.64
Corporate Debt Securities
TOYOTA MOTOR CRED FR 1.7%021919
Z2VZBHUMB7PWWJ63I008
2019-02-19
1.700000
51000.00
51263.08
Corporate Debt Securities
Y
2017-05-02
2017-05-02
2017-05-02
N
N
N
0.0107
2000018.40
2000018.40
0.0032
N
N
Y
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 1.070000%
VYVVCKR63DVZZN70PB21
0000072971
976PTX002_1.07_0503
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
FL EAST COAST HLDGS CORP FLA EAST COAST IND
2020-05-01
9.750000
2068000.00
2301554.75
Corporate Debt Securities
Y
2017-05-03
2017-05-03
2017-05-03
N
N
N
0.0107
2000027.20
2000027.20
0.0032
N
N
Y
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 1.070000%
VYVVCKR63DVZZN70PB21
0000072971
976PTX002_1.07_0505
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
SUNSET MTG LN CO 2015-NPL1 NOTE 20450918 FLT
549300W1EL67HIQTR309
2045-09-18
4.458600
11779535.00
4600957.27
Asset-Backed Securities
Y
2017-05-05
2017-05-05
2017-05-05
N
N
N
0.0107
4000088.80
4000088.80
0.0064
N
N
Y
N
SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH)
SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) 0.910000%
0000917311
ATD0KPBY9
Non-Negotiable Time Deposit
Y
2017-05-01
2017-05-01
2017-05-01
N
N
N
0.0090
12000006.60
12000006.60
0.0193
N
Y
Y
N
DNB BANK ASA (GRAND CAYMAN BRANCH)
DNB BANK ASA (GRAND CAYMAN BRANCH) 0.910000%
0001498632
ATD0KPC44
Non-Negotiable Time Deposit
Y
2017-05-01
2017-05-01
2017-05-01
N
N
N
0.0090
3000001.65
3000001.65
0.0048
N
Y
Y
N
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH)
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 0.930000%
0000859994
ATD0KRG95
Non-Negotiable Time Deposit
Y
2017-05-04
2017-05-04
2017-05-04
N
N
N
0.0090
16000070.40
16000070.40
0.0258
N
N
Y
N
NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH)
NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) 0.820000%
0000833029
ATD0KS4D7
Non-Negotiable Time Deposit
Y
2017-05-01
2017-05-01
2017-05-01
N
N
N
0.0083
11999976.60
11999976.60
0.0193
N
Y
Y
N
CANADIAN IMPERIAL BANK OF COMMERCE (GRAND CAYMAN BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (GRAND CAYMAN) 0.820000%
0000800030
ATD0KS4G0
Non-Negotiable Time Deposit
Y
2017-05-01
2017-05-01
2017-05-01
N
N
N
0.0083
999998.05
999998.05
0.0016
N
Y
Y
N
SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH)
SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) 0.830000%
0001448613
ATD0KS4L9
Non-Negotiable Time Deposit
Y
2017-05-01
2017-05-01
2017-05-01
N
N
N
0.0084
6999988.45
6999988.45
0.0113
N
Y
Y
N
The Charles Schwab Family of Funds
2017-05-05
Mark Fischer
Mark Fischer
Chief Financial Officer