0001145549-17-003381.txt : 20170505 0001145549-17-003381.hdr.sgml : 20170505 20170505161647 ACCESSION NUMBER: 0001145549-17-003381 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170430 FILED AS OF DATE: 20170505 DATE AS OF CHANGE: 20170505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 17818590 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000052458 Schwab Variable Share Price Money Fund C000164902 Ultra Shares SVUXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2017-04-30 0000857156 S000052458 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. 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(LONDON BRANCH) 1.175000% 0000008565 931QKR006 Certificate of Deposit Y 2017-08-08 2017-08-08 2017-08-08 N N N 0.0108 7001922.48 7001922.48 0.0113 N N N N HSBC BANK PLC HSBC BANK PLC 1.190000% MP6I5ZYZBEU3UXPYFY54 0001050258 931RLA000 Certificate of Deposit Y 2017-08-09 2017-08-09 2017-08-09 N N N 0.0117 4000193.72 4000193.72 0.0064 N N N N ING BANK NV (AMSTERDAM BRANCH) ING BANK NV (AMSTERDAM BRANCH) 1.230000% 0000319432 931UCT002 Certificate of Deposit Y 2017-08-04 2017-08-04 2017-08-04 N N N 0.0116 4000759.92 4000759.92 0.0064 N N N N COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.208300% 0000008565 931UGD003 Certificate of Deposit Y 2017-05-24 2018-04-24 2018-04-24 N N N 0.0123 4998900.00 4998900.00 0.0080 N N N N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 1.200000% 0001142175 931UXI003 Certificate of Deposit Y 2017-07-05 2017-07-05 2017-07-05 N N N 0.0105 1000289.77 1000289.77 0.0016 N N N N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 1.085000% 0001142175 931VJQ009 Certificate of Deposit Y 2017-05-12 2017-05-12 2017-05-12 N N N 0.0095 2000106.98 2000106.98 0.0032 N N N N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 1.155000% 0001142175 931ZEL006 Certificate of Deposit Y 2017-07-13 2017-07-13 2017-07-13 N N N 0.0108 1000157.97 1000157.97 0.0016 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 1.409400% 94989RBR8 KB1H1DSPRFMYMCUFXT09 0000827124 Certificate of Deposit Y 2017-05-09 2017-05-09 2017-05-09 N N N 0.0091 10001520.10 10001520.10 0.0161 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 1.152800% 94989RJD1 KB1H1DSPRFMYMCUFXT09 0000827124 Certificate of Deposit Y 2017-05-30 2017-10-02 2017-10-02 N N N 0.0113 2000196.02 2000196.02 0.0032 N N N N WESTERN ASSET MANAGED MUNICIPALS FUND VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 1.030000% 95766M709 549300HVO8EY2T8K4F73 US95766M7092 Variable Rate Demand Note Y 2017-05-05 2017-05-05 2045-03-04 Y Citibank NA 1.0000 7 N N N 0.0103 1000000.00 1000000.00 0.0016 N N Y N WESTERN ASSET MUNICIPAL PARTNERS FUND VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 1.030000% 95766P306 5493001Z97VQ69W5OH84 US95766P3064 Variable Rate Demand Note Y 2017-05-05 2017-05-05 2045-03-11 Y Citibank NA 1.0000 7 N N N 0.0103 1000000.00 1000000.00 0.0016 N N Y N WESTERN ASSET INTERMEDIATE MUNICIPAL FUND VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 1.030000% 958435307 5493000MG5MROBD48K57 US9584353075 Variable Rate Demand Note Y 2017-05-05 2017-05-05 2045-02-25 Y Citibank NA 1.0000 7 N N N 0.0103 1000000.00 1000000.00 0.0016 N N Y N WESTPAC BANKING CORP (NEW YORK BRANCH) WESTPAC BANKING CORP (NEW YORK BRANCH) 1.221100% 96121T2V9 Certificate of Deposit Y 2017-05-22 2017-08-21 2017-08-21 N N N 0.0112 2000632.02 2000632.02 0.0032 N N N N WESTPAC BANKING CORP WESTPAC BANKING CORP 0.000000% 9612C0V14 EN5TNI6CI43VEPAMHL14 Financial Company Commercial Paper Y 2017-08-01 2017-08-01 2017-08-01 N N N 0.0106 6980382.50 6980382.50 0.0112 N N N N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 1.060000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_1.06_0501 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N FL EAST COAST HLDGS CORP FLA EAST COAST IND 2020-05-01 9.750000 4134000.00 4600883.63 Corporate Debt Securities Y 2017-05-01 2017-05-01 2017-05-01 N N N 0.0106 4000017.60 4000017.60 0.0064 N Y Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 1.070000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_1.07_0502 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N TOYOTA MOTOR CRED FR 2%102418 Z2VZBHUMB7PWWJ63I008 2018-10-24 2.000000 773000.00 778729.65 Corporate Debt Securities TORONTO DOMINION BANK FR 1.125%050217 PT3QB789TSUIDF371261 2017-05-02 1.125000 34000.00 34187.00 Corporate Debt Securities AIG GLOBAL FUNDING FR 2.7%121521 2021-12-15 2.700000 549000.00 553246.52 Corporate Debt Securities HYUNDAI CAP AMER INC FR 2.5%031819 549300RIPPWJB5Z0FK07 2019-03-18 2.500000 30000.00 30206.63 Corporate Debt Securities BMO BANK OF MONTREAL FR 1.8%073118 NQQ6HPCNCCU6TUTQYE16 2018-07-31 1.800000 723000.00 727735.65 Corporate Debt Securities AMERICAN EXPRESS CR CORP MTNBE FR 2.125%031819 9ET6B8VCXWW51H8Z3M54 2019-03-18 2.125000 29000.00 29220.43 Corporate Debt Securities TORONTO DOMINION BANK FR 1.4%043018 PT3QB789TSUIDF371261 2018-04-30 1.400000 83000.00 83508.14 Corporate Debt Securities JPMORGAN CHASE & CO FR 1.8%012518 8I5DZWZKVSZI1NUHU748 2018-01-25 1.800000 13000.00 13081.64 Corporate Debt Securities TOYOTA MOTOR CRED FR 1.7%021919 Z2VZBHUMB7PWWJ63I008 2019-02-19 1.700000 51000.00 51263.08 Corporate Debt Securities Y 2017-05-02 2017-05-02 2017-05-02 N N N 0.0107 2000018.40 2000018.40 0.0032 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 1.070000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_1.07_0503 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N FL EAST COAST HLDGS CORP FLA EAST COAST IND 2020-05-01 9.750000 2068000.00 2301554.75 Corporate Debt Securities Y 2017-05-03 2017-05-03 2017-05-03 N N N 0.0107 2000027.20 2000027.20 0.0032 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 1.070000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_1.07_0505 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N SUNSET MTG LN CO 2015-NPL1 NOTE 20450918 FLT 549300W1EL67HIQTR309 2045-09-18 4.458600 11779535.00 4600957.27 Asset-Backed Securities Y 2017-05-05 2017-05-05 2017-05-05 N N N 0.0107 4000088.80 4000088.80 0.0064 N N Y N SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) 0.910000% 0000917311 ATD0KPBY9 Non-Negotiable Time Deposit Y 2017-05-01 2017-05-01 2017-05-01 N N N 0.0090 12000006.60 12000006.60 0.0193 N Y Y N DNB BANK ASA (GRAND CAYMAN BRANCH) DNB BANK ASA (GRAND CAYMAN BRANCH) 0.910000% 0001498632 ATD0KPC44 Non-Negotiable Time Deposit Y 2017-05-01 2017-05-01 2017-05-01 N N N 0.0090 3000001.65 3000001.65 0.0048 N Y Y N AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 0.930000% 0000859994 ATD0KRG95 Non-Negotiable Time Deposit Y 2017-05-04 2017-05-04 2017-05-04 N N N 0.0090 16000070.40 16000070.40 0.0258 N N Y N NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) 0.820000% 0000833029 ATD0KS4D7 Non-Negotiable Time Deposit Y 2017-05-01 2017-05-01 2017-05-01 N N N 0.0083 11999976.60 11999976.60 0.0193 N Y Y N CANADIAN IMPERIAL BANK OF COMMERCE (GRAND CAYMAN BRANCH) CANADIAN IMPERIAL BANK OF COMMERCE (GRAND CAYMAN) 0.820000% 0000800030 ATD0KS4G0 Non-Negotiable Time Deposit Y 2017-05-01 2017-05-01 2017-05-01 N N N 0.0083 999998.05 999998.05 0.0016 N Y Y N SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) 0.830000% 0001448613 ATD0KS4L9 Non-Negotiable Time Deposit Y 2017-05-01 2017-05-01 2017-05-01 N N N 0.0084 6999988.45 6999988.45 0.0113 N Y Y N The Charles Schwab Family of Funds 2017-05-05 Mark Fischer Mark Fischer Chief Financial Officer