0001145549-17-002679.txt : 20170407 0001145549-17-002679.hdr.sgml : 20170407 20170407150414 ACCESSION NUMBER: 0001145549-17-002679 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170407 DATE AS OF CHANGE: 20170407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 17749301 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004499 Schwab Money Market Fund C000012373 Sweep Shares SWMXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2017-03-31 0000857156 S000004499 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. 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ABBEY NATIONAL TREASURY SERVICES PLC CO (STAMFORD BRANCH) ABBEY NATIONAL TREASURY SERVICES PLC CO (STAMFORD BRANCH) 1.247800% 00279JKN1 Certificate of Deposit Y 2017-04-10 2017-08-10 2017-08-10 N Y Santander UK Plc 1.0000 N 0.0116 88064416.88 88064416.88 0.0099 N N N N BARCLAYS CAPITAL INC BARCLAYS CAPITAL INC 0.790000% AC28XWWI3WIBK2824319 0001484219 00799J004_0.79_0403 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2023-08-15 2.500000 3994100.00 4080047.74 U.S. Treasuries (including strips) Y 2017-04-03 2017-04-03 2017-04-03 N N N 0.0079 4000000.00 4000000.00 0.0004 N Y Y N ATLANTIC ASSET SECURITIZATION LLC ATLANTIC ASSET SECURITIZATION LLC 0.000000% 04821TTF2 549300BUNY5BIX4CVW20 Asset Backed Commercial Paper Y 2017-06-15 2017-06-15 2017-06-15 N Y Credit Agricole Corporate and Investment Bank SA 1.0000 N 0.0118 17955007.20 17955007.20 0.0020 N N N N ATLANTIC ASSET SECURITIZATION LLC ATLANTIC ASSET SECURITIZATION LLC 0.000000% 04821TTM7 549300BUNY5BIX4CVW20 Asset Backed Commercial Paper Y 2017-06-21 2017-06-21 2017-06-21 N Y Credit Agricole Corporate and Investment Bank SA 1.0000 N 0.0121 69807710.00 69807710.00 0.0078 N N N N BMW US CAPITAL LLC BMW US CAPITAL LLC 0.000000% 0556C2R62 KK5MZM9DIXLXZL9DZL15 Non-Financial Company Commercial Paper Y 2017-04-06 2017-04-06 2017-04-06 N N N 0.0084 5999161.98 5999161.98 0.0007 N N Y N BPCE SA BPCE SA 0.000000% 05571BS46 9695005MSX1OYEMGDF46 Financial Company Commercial Paper Y 2017-05-04 2017-05-04 2017-05-04 N N N 0.0091 12988839.50 12988839.50 0.0015 N N N N BNP PARIBAS SA (SAN FRANCISCO BRANCH) BNP PARIBAS SA (SAN FRANCISCO BRANCH) 1.008900% 05572N2B1 Certificate of Deposit Y 2017-04-03 2017-09-05 2017-09-05 N N N 0.0119 43002709.43 43002709.43 0.0048 N N N N BANK OF AMERICA NA BANK OF AMERICA NA 1.070000% 06053PTB3 B4TYDEB6GKMZO031MB27 0001102113 Other Instrument Bank Note Y 2017-05-08 2017-05-08 2017-05-08 N N N 0.0114 25998102.00 25998102.00 0.0029 N N N N BANK OF AMERICA NA BANK OF AMERICA NA 1.240000% 06053PTV9 B4TYDEB6GKMZO031MB27 0001102113 Other Instrument Bank Note Y 2017-07-12 2017-07-12 2017-07-12 N N N 0.0120 23002507.23 23002507.23 0.0026 N N N N BANK OF AMERICA NA BANK OF AMERICA NA 1.230000% 06053PUA3 B4TYDEB6GKMZO031MB27 0001102113 Other Instrument Bank Note Y 2017-07-11 2017-07-11 2017-07-11 N N N 0.0120 34002516.34 34002516.34 0.0038 N N N N BANK OF AMERICA NA BANK OF AMERICA NA 1.210000% 06053PUJ4 B4TYDEB6GKMZO031MB27 0001102113 Other Instrument Bank Note Y 2017-08-03 2017-08-03 2017-08-03 N N N 0.0123 93992856.00 93992856.00 0.0105 N N N N BANK OF AMERICA NA BANK OF AMERICA NA 1.210600% 06053PUQ8 B4TYDEB6GKMZO031MB27 0001102113 Other Instrument Bank Note Y 2017-04-18 2017-08-14 2017-08-14 N N N 0.0130 27000486.27 27000486.27 0.0030 N N N N BANK OF AMERICA NA BANK OF AMERICA NA 1.010600% 06053PVC8 B4TYDEB6GKMZO031MB27 0001102113 Other Instrument Bank Note Y 2017-04-05 2017-09-05 2017-09-05 N N N 0.0118 62001302.62 62001302.62 0.0069 N N N N MERRILL LYNCH PIERCE FENNER & SMITH INC MERRILL LYNCH PIERCE FENNER & SMITH INC 0.830000% 8NAV47T0Y26Q87Y0QP81 0000065100 06399U000_0.83_0403 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N GNRM 2015-112 A 549300M8ZYFG0OCMTT87 2045-08-20 3.000000 31689837.00 19570000.25 Agency Collateralized Mortgage Obligation Y 2017-04-03 2017-04-03 2017-04-03 N N N 0.0083 19000000.00 19000000.00 0.0021 N Y Y N BANK OF NOVA SCOTIA (NEW YORK BRANCH) BANK OF NOVA SCOTIA (NEW YORK BRANCH) 1.280000% 06417GQK7 Certificate of Deposit Y 2017-07-07 2017-07-07 2017-07-07 N N N 0.0110 84040396.44 84040396.44 0.0094 N N N N BANK OF NOVA SCOTIA (NEW YORK BRANCH) BANK OF NOVA SCOTIA (NEW YORK BRANCH) 1.288900% 06417GSF6 Certificate of Deposit Y 2017-04-03 2017-10-02 2017-10-02 N N N 0.0125 31037076.31 31037076.31 0.0035 N N N N BANK OF NOVA SCOTIA BANK OF NOVA SCOTIA 1.331400% 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N Y Royal Bank of Canada 1.0000 N 0.0080 47994681.60 47994681.60 0.0054 N N Y N BEDFORD ROW FUNDING CORP BEDFORD ROW FUNDING CORP 0.000000% 07644AS96 Asset Backed Commercial Paper Y 2017-05-09 2017-05-09 2017-05-09 N Y Royal Bank of Canada 1.0000 N 0.0094 26972535.60 26972535.60 0.0030 N N N N BENNINGTON STARK CAPITAL COMPANY LLC BENNINGTON STARK CAPITAL COMPANY LLC 0.000000% 08224LR32 Asset Backed Commercial Paper Y 2017-04-03 2017-04-03 2017-04-03 N Y Societe Generale SA 1.0000 N 0.0082 5999590.20 5999590.20 0.0007 N Y Y N BENNINGTON STARK CAPITAL COMPANY LLC BENNINGTON STARK CAPITAL COMPANY LLC 0.000000% 08224LR57 Asset Backed Commercial Paper Y 2017-04-05 2017-04-05 2017-04-05 N Y Societe Generale SA 1.0000 N 0.0083 15998160.00 15998160.00 0.0018 N N Y N BENNINGTON STARK CAPITAL COMPANY LLC BENNINGTON STARK CAPITAL COMPANY LLC 0.000000% 08224LR65 Asset Backed Commercial Paper Y 2017-04-06 2017-04-06 2017-04-06 N Y Societe Generale SA 1.0000 N 0.0101 3999442.68 3999442.68 0.0004 N N 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21628275.50 Asset-Backed Securities BCC FDG X LLC 2015-1 E 20210120 5.5 2021-01-20 5.523000 6511709.00 6521981.76 Asset-Backed Securities AMER HOMES 4 RENT TR 2014-SFR1 F 20310619 FLT 2031-06-19 4.192800 8050000.00 8062471.03 Asset-Backed Securities Y 2017-04-06 2017-04-06 2017-04-06 N N N 0.0107 36000648.00 36000648.00 0.0040 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.800000% VYVVCKR63DVZZN70PB21 0000072971 976PTZ007_0.80_0403 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2027-02-15 2.250000 10325000.00 10200736.63 U.S. Treasuries (including strips) Y 2017-04-03 2017-04-03 2017-04-03 N N N 0.0080 10000000.00 10000000.00 0.0011 N Y Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.810000% VYVVCKR63DVZZN70PB21 0000072971 976PTZ007_0.81_0403 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N 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Asset-Backed Securities RASC SERIES FLT 01/36 2036-01-25 1.451600 3000000.00 319418.21 Asset-Backed Securities UCFCM 1997-1 M 2028-06-15 7.675000 2925000.00 1115707.33 Asset-Backed Securities RASC 2007-KS4 M1S 2037-05-25 1.341600 2750000.00 1644594.55 Asset-Backed Securities MABS 2005-HE2 M4 2035-10-25 1.881600 2500000.00 1592838.91 Asset-Backed Securities STRUCTURED FLT 05/35 2035-05-25 2.781600 2000000.00 103864.66 Asset-Backed Securities 144A TMTS 2005-4HE M4 2035-03-25 1.901600 1850000.00 616928.52 Asset-Backed Securities ABS OAKLAND MTG (97-A) 2027-05-15 7.450000 1810000.00 705250.78 Asset-Backed Securities RAMP 2003-RS9 MII3 2033-10-25 4.206600 1750000.00 129053.76 Asset-Backed Securities GSAMP 2005-HE2 M2 2035-03-25 1.956600 682203.00 369283.52 Asset-Backed Securities SURF 2005-BC3 M4 2036-06-25 1.956600 409322.00 88452.21 Asset-Backed Securities RASC SERIES FLT 11/35 2035-11-25 1.421600 128579.00 63496.77 Asset-Backed Securities GSAMP 2006-S1 A1 2035-11-25 1.261600 173339000.00 11100720.87 Asset-Backed Securities FFML 2007-FFA A1 2028-01-25 1.261600 120773498.00 8044940.59 Asset-Backed Securities OPTION ONE STEP 01/37 2037-01-25 5.866000 65920000.00 22655679.91 Asset-Backed Securities BSABS 2006-SD3 2X1 2036-07-25 0.889700 39421000.00 139295.93 Asset-Backed Securities ACE 2007-ASL1 A2 2036-12-25 1.321600 39200000.00 2895906.53 Asset-Backed Securities ABS CONSECO FIN (00-4) 2032-05-01 8.310000 37501000.00 13348671.98 Asset-Backed Securities CNF 2000-2 A5 SERIES 00 A5 2030-12-01 8.850000 27106000.00 9277452.32 Asset-Backed Securities ABFS 2002-1 A5 2032-12-15 7.010000 25081000.00 8683127.14 Asset-Backed Securities ACE 2006-SL4 A2 2036-09-25 1.381600 24000000.00 4209197.76 Asset-Backed Securities NAA 2006-S4 A1 2036-08-25 1.321600 23249000.00 1322185.41 Asset-Backed Securities GTMH 98-7M1 ASSETBK LOAN 2030-07-01 6.400000 22000000.00 19209225.06 Asset-Backed Securities GT 1999-5 A5 2030-03-01 7.860000 18255000.00 6757299.34 Asset-Backed Securities NSTR 2007-A M2 2037-03-25 1.261600 11000000.00 7672745.11 Asset-Backed Securities RASC 2007-KS3 M1S 2037-04-25 1.361600 10500000.00 4991368.31 Asset-Backed Securities CWHEL 2007-C A 2037-05-15 1.062200 9666694.00 1079142.10 Asset-Backed Securities RASC 2006-EMX3 M1 2036-04-25 1.311600 9500000.00 3982978.45 Asset-Backed Securities SVHE 2007-1 M1 2037-03-25 1.301600 7000000.00 1650763.33 Asset-Backed Securities 144A BAYV 2004-B A2 2039-05-28 2.282700 5950000.00 1711132.64 Asset-Backed Securities NHELI 2006-FM1 M1 2035-11-25 1.391600 5950000.00 2354671.28 Asset-Backed Securities SAST 2006-1 M4 2036-03-25 1.626600 5000000.00 819920.15 Asset-Backed Securities MLMI 2005-FM1 M2 2036-05-25 1.851600 5000000.00 2332907.17 Asset-Backed Securities NCHET 2005-2 M6 2035-06-25 2.001600 4843000.00 887752.73 Asset-Backed Securities RAMP 2005-RS8 M3 2035-09-25 1.501600 3983000.00 1918417.03 Asset-Backed Securities ACE 2035-10-25 1.461600 3176000.00 2108838.17 Asset-Backed Securities ABS CONTIMTGE 96-1 2027-03-15 7.000000 5900000.00 307006.65 Asset-Backed Securities Y 2017-05-05 2017-05-05 2017-05-11 Y Credit Suisse Securities (USA) LLC 1.0000 35 N Y Credit Suisse AG 1.0000 N 0.0127 128027955.20 128027955.20 0.0143 N N N Y SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) 0.880000% 0000917311 ATD0KCJC8 Non-Negotiable Time Deposit Y 2017-04-03 2017-04-03 2017-04-03 N N N 0.0087 88000066.00 88000066.00 0.0099 N Y Y N NATIONAL BANK OF CANADA (MONTREAL BRANCH) NATIONAL BANK OF CANADA (MONTREAL BRANCH) 0.860000% 0000926171 ATD0KDTO9 Non-Negotiable Time Deposit Y 2017-04-05 2017-04-05 2017-04-05 N N N 0.0086 88999951.05 88999951.05 0.0100 N N Y N ABN AMRO BANK NV (AMSTERDAM BRANCH) ABN AMRO BANK NV (AMSTERDAM BRANCH) 0.940000% 0001245022 ATD0KDUC3 Non-Negotiable Time Deposit Y 2017-04-05 2017-04-05 2017-04-05 N N N 0.0090 133000811.30 133000811.30 0.0149 N N Y N TORONTO DOMINION BANK (GRAND CAYMAN BRANCH) TORONTO DOMINION BANK (GRAND CAYMAN BRANCH) 0.870000% 0000947263 ATD0KEHN2 Non-Negotiable Time Deposit Y 2017-04-06 2017-04-06 2017-04-06 N N N 0.0087 5999997.60 5999997.60 0.0007 N N Y N NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) 0.800000% 0000833029 ATD0KF4E3 Non-Negotiable Time Deposit Y 2017-04-03 2017-04-03 2017-04-03 N N N 0.0081 221999667.00 221999667.00 0.0249 N Y Y N SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) 0.810000% 0001448613 ATD0KF4M5 Non-Negotiable Time Deposit Y 2017-04-03 2017-04-03 2017-04-03 N N N 0.0082 61999925.60 61999925.60 0.0069 N Y Y N NORDEA BANK AB (NEW YORK BRANCH) NORDEA BANK AB (NEW YORK BRANCH) 0.810000% 0001002614 ATD0KF593 Non-Negotiable Time Deposit Y 2017-04-03 2017-04-03 2017-04-03 N N N 0.0082 63999923.20 63999923.20 0.0072 N Y Y N DNB BANK ASA (GRAND CAYMAN BRANCH) DNB BANK ASA (GRAND CAYMAN BRANCH) 0.860000% 0001498632 ATD0KF5H5 Non-Negotiable Time Deposit Y 2017-04-07 2017-04-07 2017-04-07 N N N 0.0087 20999941.20 20999941.20 0.0024 N N Y N SUNTRUST BANK (CAYMAN ISLANDS BRANCH) SUNTRUST BANK (CAYMAN ISLANDS BRANCH) 0.770000% IYDOJBGJWY9T8XKCSX06 0001335407 ATD0KF5N2 Non-Negotiable Time Deposit Y 2017-04-03 2017-04-03 2017-04-03 N N N 0.0078 42999901.10 42999901.10 0.0048 N Y Y N AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (CAYMAN ISLANDS BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (CAYMAN ISLANDS BRANCH) 0.870000% 0000859994 ATD0KF5S1 Non-Negotiable Time Deposit Y 2017-04-07 2017-04-07 2017-04-07 N N N 0.0088 74999895.00 74999895.00 0.0084 N N Y N The Charles Schwab Family of Funds 2017-04-07 Mark Fischer Mark Fischer Chief Financial Officer