0001145549-17-001438.txt : 20170207 0001145549-17-001438.hdr.sgml : 20170207 20170207170138 ACCESSION NUMBER: 0001145549-17-001438 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170131 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 17579882 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000052458 Schwab Variable Share Price Money Fund C000164902 Ultra Shares SVUXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2017-01-31 0000857156 S000052458 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. 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PARIBAS SA 0.820000% R0MUWSFPU8MPRO8K5P83 0001197610 928EDV007_0.82_0201 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N SILVER BAY RLTY TR 2014-1 F 20310918 FLT 2031-09-18 4.286000 17253.00 16920.29 Asset-Backed Securities HOME EQUITY LN TR 2007-FRE1 2-AV-4 20370425 FLT 2037-04-25 1.096100 5804708.00 3431422.28 Asset-Backed Securities CENTEX HEQ LN TR 2005-D M-3 20351025 FLT 2035-10-25 1.251100 2422.00 2207.91 Asset-Backed Securities Y 2017-02-01 2017-02-01 2017-02-01 N N N 0.0082 3000000.00 3000000.00 0.0052 N Y Y N BNP PARIBAS SA BNP PARIBAS SA 0.820000% R0MUWSFPU8MPRO8K5P83 0001197610 928EDV007_0.82_0202 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N JP MORGAN MTG ACQ 2006-FRE2 M-1 20360225 FLT 2036-02-25 1.096100 2767204.00 2300367.51 Asset-Backed Securities Y 2017-02-02 2017-02-02 2017-02-02 N N N 0.0082 2000000.00 2000000.00 0.0035 N N Y N DNB NOR BANK ASA (LONDON BRANCH) DNB NOR BANK ASA (LONDON BRANCH) 1.160000% 0001498632 930HYR002 Certificate of Deposit Y 2017-04-03 2017-04-03 2017-04-03 N N N 0.0079 1000644.92 1000644.92 0.0017 N N N N COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.190000% 0000008565 930MGL004 Certificate of Deposit Y 2017-04-19 2017-04-19 2017-04-19 N N N 0.0086 7005026.91 7005026.91 0.0121 N N N N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 0.940000% 0001142175 930QRW009 Certificate of Deposit Y 2017-03-07 2017-03-07 2017-03-07 N N N 0.0076 2000347.62 2000347.62 0.0035 N N N N ING BANK NV (AMSTERDAM BRANCH) ING BANK NV (AMSTERDAM BRANCH) 1.270000% 0000319432 931AAX009 Certificate of Deposit Y 2017-06-14 2017-06-14 2017-06-14 N N N 0.0115 2000852.80 2000852.80 0.0035 N N N N TORONTO DOMINION BANK (LONDON BRANCH) TORONTO DOMINION BANK (LONDON BRANCH) 1.190000% 0000947263 931AFG001 Certificate of Deposit Y 2017-02-23 2017-02-23 2017-02-23 N N N 0.0071 5001539.85 5001539.85 0.0086 N N N N COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.160000% 0000008565 931EGD009 Certificate of Deposit Y 2017-04-03 2017-04-03 2017-04-03 N N N 0.0073 5003734.35 5003734.35 0.0087 N N N N HSBC BANK PLC HSBC BANK PLC 1.160000% MP6I5ZYZBEU3UXPYFY54 0001050258 931EWE009 Certificate of Deposit Y 2017-04-04 2017-04-04 2017-04-04 N N N 0.0086 5002592.25 5002592.25 0.0087 N N N N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 1.020000% 0001142175 931EXM000 Certificate of Deposit Y 2017-02-01 2017-02-01 2017-02-01 N N N 0.0075 1000007.43 1000007.43 0.0017 N Y Y N SOCIETE GENERALE (LONDON BRANCH) SOCIETE GENERALE (LONDON BRANCH) 0.900000% 0000865845 931FLG003 Certificate of Deposit Y 2017-02-02 2017-02-02 2017-02-02 N N N 0.0054 2000039.22 2000039.22 0.0035 N N Y N ING BANK NV (AMSTERDAM BRANCH) ING BANK NV (AMSTERDAM BRANCH) 1.210000% 0000319432 931FNQ009 Certificate of Deposit Y 2017-05-30 2017-05-30 2017-05-30 N N N 0.0112 3501045.17 3501045.17 0.0061 N N N N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 1.110000% 0001142175 931GCK002 Certificate of Deposit Y 2017-05-10 2017-05-10 2017-05-10 N N N 0.0106 2000251.18 2000251.18 0.0035 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 1.070000% 94989RAD0 KB1H1DSPRFMYMCUFXT09 0000827124 Certificate of Deposit Y 2017-04-19 2017-04-19 2017-04-19 N N N 0.0086 6002755.86 6002755.86 0.0104 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 1.090000% 94989RAH1 KB1H1DSPRFMYMCUFXT09 0000827124 Certificate of Deposit Y 2017-04-24 2017-04-24 2017-04-24 N N N 0.0089 500229.36 500229.36 0.0009 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 1.185600% 94989RBR8 KB1H1DSPRFMYMCUFXT09 0000827124 Certificate of Deposit Y 2017-02-09 2017-05-09 2017-05-09 N N N 0.0102 10004950.10 10004950.10 0.0173 N N N N WESTERN ASSET MANAGED MUNICIPALS FUND VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 0.790000% 95766M709 549300HVO8EY2T8K4F73 US95766M7092 Variable Rate Demand Note Y 2017-02-07 2017-02-07 2045-03-04 Y Citibank NA 1.0000 7 N N N 0.0079 1000000.00 1000000.00 0.0017 N N Y N WESTERN ASSET MUNICIPAL PARTNERS FUND VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 0.790000% 95766P306 5493001Z97VQ69W5OH84 US95766P3064 Variable Rate Demand Note Y 2017-02-07 2017-02-07 2045-03-11 Y Citibank NA 1.0000 7 N N N 0.0079 1000000.00 1000000.00 0.0017 N N Y N WESTERN ASSET INTERMEDIATE MUNI FUND VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 0.790000% 958435307 5493000MG5MROBD48K57 US9584353075 Variable Rate Demand Note Y 2017-02-07 2017-02-07 2045-02-25 Y Citibank NA 1.0000 7 N N N 0.0079 1000000.00 1000000.00 0.0017 N N Y N WESTPAC BANKING CORP (NEW YORK BRANCH) WESTPAC BANKING CORP (NEW YORK BRANCH) 1.050000% 96121T2A5 Certificate of Deposit Y 2017-04-20 2017-04-20 2017-04-20 N N N 0.0095 10002208.10 10002208.10 0.0173 N N N N WESTPAC BANKING CORP WESTPAC BANKING CORP 0.000000% 9612C0V14 EN5TNI6CI43VEPAMHL14 Financial Company Commercial Paper Y 2017-08-01 2017-08-01 2017-08-01 N N N 0.0122 6956861.10 6956861.10 0.0120 N N N N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.820000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_0.82_0201 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N WELLS FARGO COML TR 2016-C32 D 20590117 FLT 549300VOKB4Z9J8DIM89 2059-01-17 3.788000 1511130.00 1150183.84 Private Label Collateralized Mortgage Obligations Y 2017-02-01 2017-02-01 2017-02-01 N N N 0.0082 1000000.00 1000000.00 0.0017 N Y Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.820000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_0.82_0202 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N CORPORATE FIN MANAGERS INC VAR NT 43 2043-02-02 0.770000 5750000.00 5753689.58 Corporate Debt Securities Y 2017-02-02 2017-02-02 2017-02-02 N N N 0.0082 5000000.00 5000000.00 0.0086 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.820000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_0.82_0207 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N WELLS FARGO MTG LN 2012-RR1 TR 2037-08-27 3.155500 2735457.00 2300367.52 Private Label Collateralized Mortgage Obligations Y 2017-02-07 2017-02-07 2017-02-07 N N N 0.0082 2000058.40 2000058.40 0.0035 N N Y N NATIONAL BANK OF CANADA (MONTREAL BRANCH) NATIONAL BANK OF CANADA (MONTREAL BRANCH) 0.650000% 0000926171 ATD0JKB55 Non-Negotiable Time Deposit Y 2017-02-01 2017-02-01 2017-02-01 N N N 0.0065 4000000.00 4000000.00 0.0069 N Y Y N SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) 0.650000% 0000917311 ATD0JMPF4 Non-Negotiable Time Deposit Y 2017-02-07 2017-02-07 2017-02-07 N N N 0.0066 2000016.60 2000016.60 0.0035 N N Y N SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) 0.560000% 0001448613 ATD0JMPT4 Non-Negotiable Time Deposit Y 2017-02-01 2017-02-01 2017-02-01 N N N 0.0057 2000000.00 2000000.00 0.0035 N Y Y N NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) 0.560000% 0000833029 ATD0JMPU1 Non-Negotiable Time Deposit Y 2017-02-01 2017-02-01 2017-02-01 N N N 0.0057 11000000.00 11000000.00 0.0190 N Y Y N FIFTH THIRD BANK (CAYMAN ISLANDS) FIFTH THIRD BANK(CAYMAN ISLANDS) 0.560000% 0000035528 ATD0JMPV9 Non-Negotiable Time Deposit Y 2017-02-01 2017-02-01 2017-02-01 N N N 0.0057 1000000.00 1000000.00 0.0017 N Y Y N The Charles Schwab Family of Funds 2017-02-07 Mark Fischer Mark Fischer Chief Financial Officer