0001145549-17-001438.txt : 20170207
0001145549-17-001438.hdr.sgml : 20170207
20170207170138
ACCESSION NUMBER: 0001145549-17-001438
CONFORMED SUBMISSION TYPE: N-MFP2
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170131
FILED AS OF DATE: 20170207
DATE AS OF CHANGE: 20170207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 17579882
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000052458
Schwab Variable Share Price Money Fund
C000164902
Ultra Shares
SVUXX
N-MFP2
1
primary_doc.xml
N-MFP2
0000857156
XXXXXXXX
2017-01-31
0000857156
S000052458
1
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
084-00896
N
N
N
Prime
N
48
53
133017924.82
106995914.77
101051372.01
99522074.60
231802197.08
231800785.50
229344117.11
233372049.91
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0.1841
0.1732
0.1688
0.4035
0.3988
0.3931
0.3959
0.0000
0.43
577931700.79
68629697.00
612092.73
284180.01
578259613.94
578065984.3630
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1.0003
1.0003
1.0003
1.0003
0.0000
C000164902
10000000.00
578259613.94
578065984.3630
1.0003
1.0003
1.0003
1.0003
0.0000
618141.61
11747239.20
33400000.00
26681479.01
2242269.05
23062.79
1150000.00
200060.00
0.00
0.00
37410410.66
44601841.00
0.0075
Y
Investment Advisor and its affiliates Contractual 101,626
ABBEY NATIONAL TREASURY SERVICES PLC CO (STAMFORD BRANCH)
ABBEY NATIONAL TREASURY SERVICES PLC CO (STAMFORD BRANCH) 0.680000%
00279JJZ6
Certificate of Deposit
Y
2017-02-03
2017-02-03
2017-02-03
N
Y
Santander UK Plc
1.0000
N
0.0074
2999983.80
2999983.80
0.0052
N
N
Y
N
BARCLAYS CAPITAL INC
BARCLAYS CAPITAL INC 0.530000%
AC28XWWI3WIBK2824319
0001484219
00799J004_0.53_0201
U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
Y
N
UNITED STATES TREASURY
2017-06-15
0.875000
568800.00
570022.81
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2021-01-31
1.375000
2529200.00
2489972.11
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2017-12-07
0.00
100.00
99.35
U.S. Treasuries (including strips)
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0053
3000000.00
3000000.00
0.0052
N
Y
Y
N
AMERICAN HONDA FINANCE CORPORATION
AMERICAN HONDA FINANCE CORPORATION 0.000000%
02665JP79
B6Q2VFHD1797Q7NZ3E43
Non-Financial Company Commercial Paper
Y
2017-02-07
2017-02-07
2017-02-07
N
N
N
0.0062
8998906.50
8998906.50
0.0156
N
N
Y
N
ATLANTIC ASSET SECURITIZATION LLC
ATLANTIC ASSET SECURITIZATION LLC 0.000000%
04821TQ99
549300BUNY5BIX4CVW20
Asset Backed Commercial Paper
Y
2017-03-09
2017-03-09
2017-03-09
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0092
2997169.50
2997169.50
0.0052
N
N
N
N
BPCE SA
BPCE SA 0.000000%
05571BPE7
9695005MSX1OYEMGDF46
Financial Company Commercial Paper
Y
2017-02-14
2017-02-14
2017-02-14
N
N
N
0.0069
1999466.40
1999466.40
0.0035
N
N
N
N
BPCE SA
BPCE SA 0.000000%
05571BS46
9695005MSX1OYEMGDF46
Financial Company Commercial Paper
Y
2017-05-04
2017-05-04
2017-05-04
N
N
N
0.0104
997305.60
997305.60
0.0017
N
N
N
N
BNP PARIBAS SA (SAN FRANCISCO BRANCH)
BNP PARIBAS SA (SAN FRANCISCO BRANCH) 1.270000%
05572NT63
Certificate of Deposit
Y
2017-03-16
2017-03-16
2017-03-16
N
N
N
0.0075
1500942.17
1500942.17
0.0026
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.150000%
06053PRM1
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2017-02-08
2017-02-08
2017-02-08
N
N
N
0.0070
5000435.05
5000435.05
0.0086
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.140000%
06053PSR9
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2017-04-17
2017-04-17
2017-04-17
N
N
N
0.0102
3000732.03
3000732.03
0.0052
N
N
N
N
BANK OF AMERICA NA
BANK OF AMERICA NA 1.230000%
06053PUA3
B4TYDEB6GKMZO031MB27
0001102113
Other Instrument
Bank Note
Y
2017-07-11
2017-07-11
2017-07-11
N
N
N
0.0122
9000369.00
9000369.00
0.0156
N
N
N
N
BANK OF NOVA SCOTIA (HOUSTON BRANCH)
BANK OF NOVA SCOTIA (HOUSTON BRANCH) 1.323300%
06417GMB1
Certificate of Deposit
Y
2017-02-10
2017-02-10
2017-02-10
N
N
N
0.0068
2000360.02
2000360.02
0.0035
N
N
N
N
BANK OF NOVA SCOTIA (HOUSTON BRANCH)
BANK OF NOVA SCOTIA (HOUSTON BRANCH) 1.250000%
06417GPJ1
Certificate of Deposit
Y
2017-03-08
2017-03-08
2017-03-08
N
N
N
0.0072
3501830.54
3501830.54
0.0061
N
N
N
N
BANK OF NOVA SCOTIA (HOUSTON BRANCH)
BANK OF NOVA SCOTIA (HOUSTON BRANCH) 1.131100%
06417GQX9
Certificate of Deposit
Y
2017-02-01
2017-06-01
2017-06-01
N
N
N
0.0113
2000028.02
2000028.02
0.0035
N
N
N
N
BANK OF NOVA SCOTIA (NEW YORK BRANCH)
BANK OF NOVA SCOTIA (NEW YORK BRANCH) 1.271100%
06417GSF6
Certificate of Deposit
Y
2017-02-02
2017-10-02
2017-10-02
N
N
N
0.0122
5002135.05
5002135.05
0.0087
N
N
N
N
BANK OF NOVA SCOTIA (HOUSTON BRANCH)
BANK OF NOVA SCOTIA (HOUSTON BRANCH) 1.240000%
06417GSR0
Certificate of Deposit
Y
2017-07-03
2017-07-03
2017-07-03
N
N
N
0.0118
1000252.31
1000252.31
0.0017
N
N
N
N
BANK OF THE WEST
BANK OF THE WEST 0.720000%
06426GMY0
QOT5WN9RBKQTFRVKEV31
Certificate of Deposit
Y
2017-02-07
2017-02-07
2017-02-07
N
N
N
0.0073
2000000.00
2000000.00
0.0035
N
N
Y
N
BANK OF MONTREAL (CHICAGO BRANCH)
BANK OF MONTREAL (CHICAGO BRANCH) 0.920000%
06427KCK1
Certificate of Deposit
Y
2017-02-03
2017-02-03
2017-02-03
N
N
N
0.0062
5000124.55
5000124.55
0.0086
N
N
Y
N
BANK OF MONTREAL (CHICAGO BRANCH)
BANK OF MONTREAL (CHICAGO BRANCH) 0.900000%
06427KGQ4
Certificate of Deposit
Y
2017-02-16
2017-02-16
2017-02-16
N
N
N
0.0064
2000233.62
2000233.62
0.0035
N
N
N
N
BANK OF MONTREAL (CHICAGO BRANCH)
BANK OF MONTREAL (CHICAGO BRANCH) 1.131100%
06427KHN0
Certificate of Deposit
Y
2017-02-01
2017-06-01
2017-06-01
N
N
N
0.0108
1000209.01
1000209.01
0.0017
N
N
N
N
BANK OF MONTREAL (CHICAGO BRANCH)
BANK OF MONTREAL (CHICAGO BRANCH) 1.060000%
06427KKY2
Certificate of Deposit
Y
2017-03-20
2017-03-20
2017-03-20
N
N
N
0.0068
1000506.31
1000506.31
0.0017
N
N
N
N
BANK OF MONTREAL (CHICAGO BRANCH)
BANK OF MONTREAL (CHICAGO BRANCH) 1.110000%
06427KN45
Certificate of Deposit
Y
2017-04-17
2017-04-17
2017-04-17
N
N
N
0.0083
5002899.55
5002899.55
0.0087
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.220000%
06538M6C8
Certificate of Deposit
Y
2017-02-27
2017-02-27
2017-02-27
N
N
N
0.0076
5001712.05
5001712.05
0.0086
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.300000%
06538NDC8
Certificate of Deposit
Y
2017-04-06
2017-04-06
2017-04-06
N
N
N
0.0085
700559.03
700559.03
0.0012
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.240000%
06538NLG0
Certificate of Deposit
Y
2017-05-22
2017-05-22
2017-05-22
N
N
N
0.0107
3001524.63
3001524.63
0.0052
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.330000%
06538NQL4
Certificate of Deposit
Y
2017-07-12
2017-07-12
2017-07-12
N
N
N
0.0126
2000659.62
2000659.62
0.0035
N
N
N
N
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.330000%
06538NRW9
Certificate of Deposit
Y
2017-07-20
2017-07-20
2017-07-20
N
N
N
0.0128
2000442.22
2000442.22
0.0035
N
N
N
N
BARCLAYS BANK PLC (NEW YORK BRANCH)
BARCLAYS BANK PLC (NEW YORK BRANCH) 1.050000%
06741X5H7
Certificate of Deposit
Y
2017-03-16
2017-03-16
2017-03-16
N
N
N
0.0079
1000312.11
1000312.11
0.0017
N
N
N
N
BENNINGTON STARK CAPITAL COMPANY LLC
BENNINGTON STARK CAPITAL COMPANY LLC 0.000000%
08224LP18
Asset Backed Commercial Paper
Y
2017-02-01
2017-02-01
2017-02-01
N
Y
Societe Generale SA
1.0000
N
0.0066
2999945.40
2999945.40
0.0052
N
Y
Y
N
CAFCO LLC
CAFCO LLC 0.000000%
1247P2PN8
8O46YQAGJ63WE5QHIG35
Asset Backed Commercial Paper
Y
2017-02-22
2017-02-22
2017-02-22
N
Y
Citibank NA
1.0000
N
0.0077
999530.70
999530.70
0.0017
N
N
N
N
CAFCO LLC
CAFCO LLC 0.000000%
1247P2QF4
8O46YQAGJ63WE5QHIG35
Asset Backed Commercial Paper
Y
2017-03-15
2017-03-15
2017-03-15
N
Y
Citibank NA
1.0000
N
0.0084
1997998.20
1997998.20
0.0035
N
N
N
N
CAFCO LLC
CAFCO LLC 0.000000%
1247P2QQ0
8O46YQAGJ63WE5QHIG35
Asset Backed Commercial Paper
Y
2017-03-24
2017-03-24
2017-03-24
N
Y
Citibank NA
1.0000
N
0.0087
998746.20
998746.20
0.0017
N
N
N
N
CAFCO LLC
CAFCO LLC 0.000000%
1247P2QU1
8O46YQAGJ63WE5QHIG35
Asset Backed Commercial Paper
Y
2017-03-28
2017-03-28
2017-03-28
N
Y
Citibank NA
1.0000
N
0.0088
998628.00
998628.00
0.0017
N
N
N
N
CAISSE DES DEPOTS ET CONSIGNATIONS
CAISSE DES DEPOTS ET CONSIGNATIONS 0.000000%
12800AP65
969500Q2PFTTP0Y5QL44
0001056947
Non-Financial Company Commercial Paper
Y
2017-02-06
2017-02-06
2017-02-06
N
N
N
0.0050
2499791.68
2499791.68
0.0043
N
N
Y
N
CALIFORNIA HEALTH FACILITIES FINANCING AUTH
RB (KAISER PERMANENTE) SERIES 2006C 0.650000%
13033FK74
5493007RI8BUDOGHZ546
US13033FK749
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2041-06-01
Y
Kaiser Permanente
1.0000
7
N
N
N
0.0065
1000000.00
1000000.00
0.0017
N
N
Y
N
CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTH
RB SERIES 2008B 0.670000%
130795SZ1
549300KTNI2GCJNX2U48
US130795SZ11
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2032-04-01
Y
Kaiser Permanente
1.0000
7
N
N
N
0.0067
2000000.00
2000000.00
0.0035
N
N
Y
N
CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTH
RB (KAISER PERMANENTE) SERIES 2002B 0.670000%
130911LA6
549300KTNI2GCJNX2U48
US130911LA65
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2030-11-01
Y
Kaiser Permanente
1.0000
7
N
N
N
0.0067
10000000.00
10000000.00
0.0173
N
N
Y
N
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 1.329300%
13606A4L9
0000800030
Certificate of Deposit
Y
2017-04-07
2017-07-07
2017-07-07
N
N
N
0.0115
1000846.01
1000846.01
0.0017
N
N
N
N
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 1.070000%
13606A5L8
0000800030
Certificate of Deposit
Y
2017-05-16
2017-05-16
2017-05-16
N
N
N
0.0098
3000765.63
3000765.63
0.0052
N
N
N
N
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 1.230000%
13606AX52
0000800030
Certificate of Deposit
Y
2017-02-21
2017-02-21
2017-02-21
N
N
N
0.0064
3001020.63
3001020.63
0.0052
N
N
N
N
CANADIAN IMPERIAL BANK OF COMMERCE
CANADIAN IMPERIAL BANK OF COMMERCE 1.226100%
13608CAN2
2IGI19DL77OX0HC3ZE78
0000800030
Financial Company Commercial Paper
Y
2017-02-27
2017-07-27
2017-07-27
N
N
N
0.0119
1000196.01
1000196.01
0.0017
N
N
N
N
CHARTA LLC
CHARTA LLC 0.000000%
16115VP86
5493000FNFK79LCM6M65
Asset Backed Commercial Paper
Y
2017-02-08
2017-02-08
2017-02-08
N
Y
Citibank NA
1.0000
N
0.0070
1999688.40
1999688.40
0.0035
N
N
N
N
CHARTA LLC
CHARTA LLC 0.000000%
16115VQF9
5493000FNFK79LCM6M65
Asset Backed Commercial Paper
Y
2017-03-15
2017-03-15
2017-03-15
N
Y
Citibank NA
1.0000
N
0.0084
1997998.20
1997998.20
0.0035
N
N
N
N
CHARTA LLC
CHARTA LLC 0.000000%
16115VTC3
5493000FNFK79LCM6M65
Asset Backed Commercial Paper
Y
2017-06-12
2017-06-12
2017-06-12
N
Y
Citibank NA
1.0000
N
0.0120
796465.36
796465.36
0.0014
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.180000%
17305TGH9
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2017-06-06
2017-06-06
2017-06-06
N
N
N
0.0118
2000005.82
2000005.82
0.0035
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.250000%
17305TGR7
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2017-06-12
2017-06-12
2017-06-12
N
N
N
0.0119
7001506.47
7001506.47
0.0121
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.070000%
17305TGX4
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2017-03-22
2017-03-22
2017-03-22
N
N
N
0.0070
5002525.55
5002525.55
0.0087
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.220000%
17305THS4
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2017-06-05
2017-06-05
2017-06-05
N
N
N
0.0118
1000150.91
1000150.91
0.0017
N
N
N
N
CITIBANK NA (NEW YORK BRANCH)
CITIBANK NA (NEW YORK BRANCH) 1.060000%
17305THZ8
E57ODZWZ7FF32TWEFA76
Certificate of Deposit
Y
2017-04-12
2017-04-12
2017-04-12
N
N
N
0.0081
2000989.42
2000989.42
0.0035
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER II CO LLC
COLLATERALIZED COMMERCIAL PAPER II CO LLC 0.000000%
19422CQD8
Asset Backed Commercial Paper
Y
2017-03-13
2017-03-13
2017-03-13
N
Y
JP Morgan Securities LLC
1.0000
N
0.0083
999052.40
999052.40
0.0017
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER II CO LLC
COLLATERALIZED COMMERCIAL PAPER II CO LLC 0.000000%
19422CRQ8
Asset Backed Commercial Paper
Y
2017-04-24
2017-04-24
2017-04-24
N
Y
JP Morgan Securities LLC
1.0000
N
0.0101
393082.53
393082.53
0.0007
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER II CO LLC
COLLATERALIZED COMMERCIAL PAPER II CO LLC 0.000000%
19422CTN3
Asset Backed Commercial Paper
Y
2017-06-22
2017-06-22
2017-06-22
N
Y
JP Morgan Securities LLC
1.0000
N
0.0126
3980198.80
3980198.80
0.0069
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED COMMERCIAL PAPER CO LLC 0.000000%
19422FRC2
Asset Backed Commercial Paper
Y
2017-04-12
2017-04-12
2017-04-12
N
Y
JP Morgan Securities LLC
1.0000
N
0.0095
1996252.80
1996252.80
0.0035
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED COMMERCIAL PAPER CO LLC 0.000000%
19422FRK4
Asset Backed Commercial Paper
Y
2017-04-19
2017-04-19
2017-04-19
N
Y
JP Morgan Securities LLC
1.0000
N
0.0098
997865.80
997865.80
0.0017
N
N
N
N
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED COMMERCIAL PAPER CO LLC 0.000000%
19422FTT3
Asset Backed Commercial Paper
Y
2017-06-27
2017-06-27
2017-06-27
N
Y
JP Morgan Securities LLC
1.0000
N
0.0128
994773.30
994773.30
0.0017
N
N
N
N
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH)
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH) 1.170000%
21685VQX0
Certificate of Deposit
Y
2017-02-10
2017-02-10
2017-02-10
N
N
N
0.0074
1000116.91
1000116.91
0.0017
N
N
N
N
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH)
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH) 1.200000%
21685VSK6
Certificate of Deposit
Y
2017-03-20
2017-03-20
2017-03-20
N
N
N
0.0080
3501852.24
3501852.24
0.0061
N
N
N
N
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH)
COOPERATIEVE RABOBANK UA (NEW YORK BRANCH) 1.230000%
21685VVU0
Certificate of Deposit
Y
2017-08-02
2017-08-02
2017-08-02
N
N
N
0.0128
7998012.80
7998012.80
0.0138
N
N
N
N
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK (NEW YORK BRANCH)
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK (NEW YORK BRANCH) 0.920000%
22534HTB7
Certificate of Deposit
Y
2017-02-21
2017-02-21
2017-02-21
N
N
N
0.0069
2000265.42
2000265.42
0.0035
N
N
N
N
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK (NEW YORK BRANCH)
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK (NEW YORK BRANCH) 0.690000%
22534HVZ1
Certificate of Deposit
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0064
3000004.23
3000004.23
0.0052
N
Y
Y
N
CREDIT SUISSE AG (NEW YORK BRANCH)
CREDIT SUISSE AG (NEW YORK BRANCH) 1.270000%
22549VJH7
Certificate of Deposit
Y
2017-02-02
2017-02-02
2017-02-02
N
N
N
0.0061
4000145.24
4000145.24
0.0069
N
N
Y
N
CREDIT SUISSE AG (NEW YORK BRANCH)
CREDIT SUISSE AG (NEW YORK BRANCH) 1.360000%
22549VUH4
Certificate of Deposit
Y
2017-05-08
2017-05-08
2017-05-08
N
N
N
0.0105
6004895.46
6004895.46
0.0104
N
N
N
N
CREDIT SUISSE AG (NEW YORK BRANCH)
CREDIT SUISSE AG (NEW YORK BRANCH) 1.510000%
22549VZH9
Certificate of Deposit
Y
2017-06-12
2017-06-12
2017-06-12
N
N
N
0.0120
1001104.71
1001104.71
0.0017
N
N
N
N
DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTSBANK (NEW YORK BRANCH)
DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTSBANK (NEW YORK BRANCH) 0.660000%
23328ATV6
5493005PGG4HB3CD7345
0001074042
Certificate of Deposit
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0073
4999990.50
4999990.50
0.0086
N
Y
Y
N
DNB BANK ASA
DNB BANK ASA 0.000000%
2332K0P14
549300GKFG0RYRRQ1414
0001498632
Financial Company Commercial Paper
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0061
9999831.00
9999831.00
0.0173
N
Y
Y
N
EXXON MOBIL CORP
EXXON MOBIL CORP 0.000000%
30229AP11
J3WHBG0MTS7O8ZVMDC91
Non-Financial Company Commercial Paper
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0056
8999860.50
8999860.50
0.0156
N
Y
Y
N
BNP PARIBAS FORTIS SA/NV (NEW YORK BRANCH)
BNP PARIBAS FORTIS SA/NV (NEW YORK BRANCH) 0.950000%
34959THD1
Certificate of Deposit
Y
2017-03-08
2017-03-08
2017-03-08
N
N
N
0.0072
3000671.43
3000671.43
0.0052
N
N
N
N
GE CAPITAL TREASURY SERVICES (US) LLC
GE CAPITAL TREASURY SERVICES (US) LLC 0.000000%
36164JP16
549300WQ8JPKVFVYEF86
Non-Financial Company Commercial Paper
Y
2017-02-01
2017-02-01
2017-02-01
N
Y
General Electric Co
1.0000
N
0.0059
999980.00
999980.00
0.0017
N
Y
Y
N
GE CAPITAL TREASURY SERVICES (US) LLC
GE CAPITAL TREASURY SERVICES (US) LLC 0.000000%
36164JP65
549300WQ8JPKVFVYEF86
Non-Financial Company Commercial Paper
Y
2017-02-06
2017-02-06
2017-02-06
N
Y
General Electric Co
1.0000
N
0.0057
3999618.80
3999618.80
0.0069
N
N
Y
N
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO 0.000000%
36960LP17
3C7474T6CDKPR9K6YT90
0000040554
Non-Financial Company Commercial Paper
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0056
1999968.80
1999968.80
0.0035
N
Y
Y
N
GENERAL ELECTRIC CO
GENERAL ELECTRIC CO 0.000000%
36960LP66
3C7474T6CDKPR9K6YT90
0000040554
Non-Financial Company Commercial Paper
Y
2017-02-06
2017-02-06
2017-02-06
N
N
N
0.0057
3999618.80
3999618.80
0.0069
N
N
Y
N
HSBC USA INC
HSBC USA INC 0.000000%
40434PSF4
549300LBOHZ4QSIWU288
0000083246
Financial Company Commercial Paper
Y
2017-05-15
2017-05-15
2017-05-15
N
N
N
0.0101
2991281.40
2991281.40
0.0052
N
N
N
N
HOWARD UNIVERSITY
TAXABLE BONDS SERIES 2016 0.790000%
442851AA9
US442851AA93
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2031-08-01
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0079
1000000.00
1000000.00
0.0017
N
N
Y
N
ING US FUNDING LLC
ING US FUNDING LLC 0.000000%
4497W0Q19
Financial Company Commercial Paper
Y
2017-03-01
2017-03-01
2017-03-01
N
Y
ING Bank NV
1.0000
N
0.0078
2998112.70
2998112.70
0.0052
N
N
N
N
ING US FUNDING LLC
ING US FUNDING LLC 0.000000%
4497W0U30
Financial Company Commercial Paper
Y
2017-07-03
2017-07-03
2017-07-03
N
Y
ING Bank NV
1.0000
N
0.0123
2984368.50
2984368.50
0.0052
N
N
N
N
ILLINOIS FINANCE AUTH
RB (LITTLE COMPANY OF MARY HOSPITAL & HEALTH CARE CENTERS) SERIES 2008A 0.670000%
45200FFV6
549300ZG6UBPNNNRN315
US45200FFV67
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2035-08-15
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0067
1780000.00
1780000.00
0.0031
N
N
Y
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 0.000000%
46640PTT0
ZBUT11V806EZRVTWT807
0001168163
Financial Company Commercial Paper
Y
2017-06-27
2017-06-27
2017-06-27
N
N
N
0.0110
5973074.40
5973074.40
0.0103
N
N
N
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 0.000000%
46640PTU7
ZBUT11V806EZRVTWT807
0001168163
Financial Company Commercial Paper
Y
2017-06-28
2017-06-28
2017-06-28
N
N
N
0.0110
4977368.50
4977368.50
0.0086
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 1.126100%
48803ALK9
Asset Backed Commercial Paper
Y
2017-02-28
2017-05-05
2017-05-05
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0097
5002005.05
5002005.05
0.0087
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 0.000000%
48803MCT4
Asset Backed Commercial Paper
Y
2017-03-24
2017-03-24
2017-03-24
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0083
4994365.00
4994365.00
0.0086
N
N
N
N
KELLS FUNDING LLC
KELLS FUNDING LLC 0.000000%
48803MDE6
Asset Backed Commercial Paper
Y
2017-04-13
2017-04-13
2017-04-13
N
Y
FMS WERTMANAGEMENT ANSTALT DES OEFFENTLICHEN RECHT
1.0000
N
0.0091
4991279.00
4991279.00
0.0086
N
N
N
N
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH)
LANDESBANK BADEN-WURTTEMBERG (NEW YORK BRANCH) 0.700000%
51489K6M5
Certificate of Deposit
Y
2017-02-06
2017-02-06
2017-02-06
N
N
N
0.0076
1999978.60
1999978.60
0.0035
N
N
Y
N
LMA AMERICAS LLC
LMA AMERICAS LLC 0.000000%
53944QP20
Asset Backed Commercial Paper
Y
2017-02-02
2017-02-02
2017-02-02
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0066
2999889.30
2999889.30
0.0052
N
N
Y
N
LMA AMERICAS LLC
LMA AMERICAS LLC 0.000000%
53944QQ94
Asset Backed Commercial Paper
Y
2017-03-09
2017-03-09
2017-03-09
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0082
999159.30
999159.30
0.0017
N
N
N
N
LMA AMERICAS LLC
LMA AMERICAS LLC 0.000000%
53944QRC6
Asset Backed Commercial Paper
Y
2017-04-12
2017-04-12
2017-04-12
N
Y
Credit Agricole Corporate and Investment Bank SA
1.0000
N
0.0110
1796095.08
1796095.08
0.0031
N
N
N
N
MACQUARIE BANK LTD
MACQUARIE BANK LTD 0.000000%
55607KQH2
4ZHCHI4KYZG2WVRT8631
Financial Company Commercial Paper
Y
2017-03-17
2017-03-17
2017-03-17
N
N
N
0.0089
1997780.00
1997780.00
0.0035
N
N
N
N
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUNDING LLC 0.000000%
59157TPD9
Asset Backed Commercial Paper
Y
2017-02-13
2017-02-13
2017-02-13
N
Y
METROPOLITAN LIFE INSURANCE COMPANY
1.0000
N
0.0070
999746.10
999746.10
0.0017
N
N
N
N
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUNDING LLC 0.000000%
59157TQL0
Asset Backed Commercial Paper
Y
2017-03-20
2017-03-20
2017-03-20
N
Y
METROPOLITAN LIFE INSURANCE COMPANY
1.0000
N
0.0082
4994500.00
4994500.00
0.0086
N
N
N
N
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH) 1.280000%
60682A2E5
549300DPS5RIH7XBJV62
0001021565
Certificate of Deposit
Y
2017-04-03
2017-04-03
2017-04-03
N
N
N
0.0081
1000800.31
1000800.31
0.0017
N
N
N
N
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH) 1.385600%
60682A3Z7
549300DPS5RIH7XBJV62
0001021565
Certificate of Deposit
Y
2017-02-08
2017-06-08
2017-06-08
N
N
N
0.0126
1000491.01
1000491.01
0.0017
N
N
N
N
MIZUHO SECURITIES USA INC
MIZUHO SECURITIES USA INC 0.560000%
7TK5RJIZDFROZCA6XF66
0000812291
60686N005_0.56_0201
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
UNITED STATES TREASURY
2018-11-15
3.750000
2644900.00
2787083.26
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2018-04-15
0.125000
8577900.00
9075284.02
U.S. Treasuries (including strips)
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0056
11629697.00
11629697.00
0.0201
N
Y
Y
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 1.320000%
60689D3D3
Certificate of Deposit
Y
2017-08-01
2017-08-01
2017-08-01
N
N
N
0.0131
1000063.91
1000063.91
0.0017
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 1.250000%
60689DN90
Certificate of Deposit
Y
2017-04-12
2017-04-12
2017-04-12
N
N
N
0.0088
3002141.73
3002141.73
0.0052
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 0.900000%
60689DU35
Certificate of Deposit
Y
2017-02-22
2017-02-22
2017-02-22
N
N
N
0.0068
5000655.55
5000655.55
0.0086
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 1.120000%
60689DY31
Certificate of Deposit
Y
2017-03-24
2017-03-24
2017-03-24
N
N
N
0.0076
1000512.11
1000512.11
0.0017
N
N
N
N
MIZUHO BANK LTD (NEW YORK BRANCH)
MIZUHO BANK LTD (NEW YORK BRANCH) 1.120000%
60689DZ55
Certificate of Deposit
Y
2017-04-03
2017-04-03
2017-04-03
N
N
N
0.0080
1000543.51
1000543.51
0.0017
N
N
N
N
NRW BANK
NRW BANK 0.000000%
62939LQN2
52990002O5KK6XOGJ020
Financial Company Commercial Paper
Y
2017-03-22
2017-03-22
2017-03-22
N
N
N
0.0083
998841.70
998841.70
0.0017
N
N
N
N
NRW BANK
NRW BANK 0.000000%
62939LRU5
52990002O5KK6XOGJ020
Financial Company Commercial Paper
Y
2017-04-28
2017-04-28
2017-04-28
N
N
N
0.0098
4988110.00
4988110.00
0.0086
N
N
N
N
NATIONWIDE BUILDING SOCIETY
NATIONWIDE BUILDING SOCIETY 0.000000%
6385E0PM9
549300XFX12G42QIKN82
0000070696
Financial Company Commercial Paper
Y
2017-02-21
2017-02-21
2017-02-21
N
N
N
0.0088
1998976.80
1998976.80
0.0035
N
N
N
N
NATIONWIDE BUILDING SOCIETY
NATIONWIDE BUILDING SOCIETY 0.000000%
6385E0Q14
549300XFX12G42QIKN82
0000070696
Financial Company Commercial Paper
Y
2017-03-01
2017-03-01
2017-03-01
N
N
N
0.0088
999287.90
999287.90
0.0017
N
N
N
N
NEW YORK CITY
GO BONDS FISCAL 2010 SERIES G4 0.670000%
64966HXT2
549300ABYZD2SFD5JB29
US64966HXT21
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2039-03-01
Y
Barclays Bank PLC
1.0000
7
Y
N
N
0.0067
2000000.00
2000000.00
0.0035
N
N
Y
N
NEW YORK STATE HFA
TAXABLE HOUSING RB (555 10TH AVENUE) SERIES 2015B 0.800000%
64986U6L6
5493000LS7KCDB02O506
US64986U6L68
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2049-11-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
1.0000
7
N
N
N
0.0080
2000000.00
2000000.00
0.0035
N
N
Y
N
NEW YORK STATE HFA
RB (625 W 57TH ST) SERIES 2016A 0.690000%
64987BML9
5493000LS7KCDB02O506
US64987BML98
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2049-05-01
Y
BANK OF NEW YORK MELLON/THE
1.0000
7
N
N
N
0.0069
1000000.00
1000000.00
0.0017
N
N
Y
N
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.000000%
65409RP12
54930052Z500U6IGFJ82
Asset Backed Commercial Paper
Y
2017-02-01
2017-02-01
2017-02-01
N
Y
COOPERATIEVE RABOBANK UA
1.0000
N
0.0066
999981.80
999981.80
0.0017
N
Y
Y
N
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.000000%
65409RPD6
54930052Z500U6IGFJ82
Asset Backed Commercial Paper
Y
2017-02-13
2017-02-13
2017-02-13
N
Y
COOPERATIEVE RABOBANK UA
1.0000
N
0.0073
999735.30
999735.30
0.0017
N
N
N
N
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.000000%
65409RPM6
54930052Z500U6IGFJ82
Asset Backed Commercial Paper
Y
2017-02-21
2017-02-21
2017-02-21
N
Y
COOPERATIEVE RABOBANK UA
1.0000
N
0.0076
2998661.40
2998661.40
0.0052
N
N
N
N
NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND
VARIABLE RATE DEMAND PREFERRED SHARES SERIES 8 0.810000%
67066Y832
US67066Y8324
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2026-11-06
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0081
1000000.00
1000000.00
0.0017
N
N
Y
N
NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND
VARIABLE RATE DEMAND PREFERRED SHARES SERIES 6 0.790000%
67066Y865
US67066Y8654
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2040-08-01
Y
Citibank NA
1.0000
7
N
N
N
0.0079
1000000.00
1000000.00
0.0017
N
N
Y
N
OVERSEA CHINESE BANKING CORPORATION LTD (NEW YORK BRANCH)
OVERSEA CHINESE BANKING CORPORATION LTD (NEW YORK BRANCH) 0.950000%
69033LPZ6
Certificate of Deposit
Y
2017-03-07
2017-03-07
2017-03-07
N
N
N
0.0076
500091.76
500091.76
0.0009
N
N
N
N
OVERSEA CHINESE BANKING CORPORATION LTD (NEW YORK BRANCH)
OVERSEA CHINESE BANKING CORPORATION LTD (NEW YORK BRANCH) 0.680000%
69033LSE0
Certificate of Deposit
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0074
999998.20
999998.20
0.0017
N
Y
Y
N
OVERSEA-CHINESE BANKING CORPORATION LTD
OVERSEA-CHINESE BANKING CORPORATION LTD 0.000000%
69034ASF0
5493007O3QFXCPOGWK22
Financial Company Commercial Paper
Y
2017-05-15
2017-05-15
2017-05-15
N
N
N
0.0101
1994187.60
1994187.60
0.0034
N
N
N
N
PHILADELPHIA
GO REFUNDING BONDS SERIES 2009B 0.660000%
717813LJ6
549300IVFOPB4AG7UL47
US717813LJ69
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2031-08-01
Y
Barclays Bank PLC
1.0000
7
N
N
N
0.0066
1000000.00
1000000.00
0.0017
N
N
Y
N
PHILIP MORRIS INTERNATIONAL INC
PHILIP MORRIS INTERNATIONAL INC 0.000000%
71838LP14
HL3H1H2BGXWVG3BSWR90
Non-Financial Company Commercial Paper
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0066
5999890.20
5999890.20
0.0104
N
Y
Y
N
PHILIP MORRIS INTERNATIONAL INC
PHILIP MORRIS INTERNATIONAL INC 0.000000%
71838LP22
HL3H1H2BGXWVG3BSWR90
Non-Financial Company Commercial Paper
Y
2017-02-02
2017-02-02
2017-02-02
N
N
N
0.0066
999963.30
999963.30
0.0017
N
N
Y
N
PHILIP MORRIS INTERNATIONAL INC
PHILIP MORRIS INTERNATIONAL INC 0.000000%
71838LP63
HL3H1H2BGXWVG3BSWR90
Non-Financial Company Commercial Paper
Y
2017-02-06
2017-02-06
2017-02-06
N
N
N
0.0066
999889.30
999889.30
0.0017
N
N
Y
N
PHILIP MORRIS INTERNATIONAL INC
PHILIP MORRIS INTERNATIONAL INC 0.000000%
71838LP71
HL3H1H2BGXWVG3BSWR90
Non-Financial Company Commercial Paper
Y
2017-02-07
2017-02-07
2017-02-07
N
N
N
0.0066
1999739.44
1999739.44
0.0035
N
N
Y
N
RIDGEFIELD FUNDING COMPANY LLC
RIDGEFIELD FUNDING COMPANY LLC 0.000000%
76582JPG3
Asset Backed Commercial Paper
Y
2017-02-16
2017-02-16
2017-02-16
N
Y
BNP Paribas SA
1.0000
N
0.0075
999667.60
999667.60
0.0017
N
N
N
N
RIDGEFIELD FUNDING COMPANY LLC
RIDGEFIELD FUNDING COMPANY LLC 0.000000%
76582JQ80
Asset Backed Commercial Paper
Y
2017-03-08
2017-03-08
2017-03-08
N
Y
BNP Paribas SA
1.0000
N
0.0082
999185.00
999185.00
0.0017
N
N
N
N
ROYAL BANK OF CANADA (NEW YORK BRANCH)
ROYAL BANK OF CANADA (NEW YORK BRANCH) 1.260000%
78009NJ72
Certificate of Deposit
Y
2017-07-05
2017-07-05
2017-07-05
N
N
N
0.0120
4000943.24
4000943.24
0.0069
N
N
N
N
SHEFFIELD RECEIVABLES COMPANY LLC
SHEFFIELD RECEIVABLES COMPANY LLC 0.000000%
82124LPF3
549300MYF6MOTU9T3G29
Asset Backed Commercial Paper
Y
2017-02-15
2017-02-15
2017-02-15
N
Y
Barclays Bank Plc
1.0000
N
0.0100
1999170.80
1999170.80
0.0035
N
N
N
N
SHEFFIELD RECEIVABLES COMPANY LLC
SHEFFIELD RECEIVABLES COMPANY LLC 0.000000%
82124LPM8
549300MYF6MOTU9T3G29
Asset Backed Commercial Paper
Y
2017-02-21
2017-02-21
2017-02-21
N
Y
Barclays Bank Plc
1.0000
N
0.0102
1998815.80
1998815.80
0.0035
N
N
N
N
SHEFFIELD RECEIVABLES COMPANY LLC
SHEFFIELD RECEIVABLES COMPANY LLC 0.000000%
82124LRD6
549300MYF6MOTU9T3G29
Asset Backed Commercial Paper
Y
2017-04-13
2017-04-13
2017-04-13
N
Y
Barclays Bank Plc
1.0000
N
0.0120
3990360.00
3990360.00
0.0069
N
N
N
N
STARBIRD FUNDING CORP
STARBIRD FUNDING CORP 0.000000%
85520LPE9
549300A8DDPP6QJBB522
Asset Backed Commercial Paper
Y
2017-02-14
2017-02-14
2017-02-14
N
Y
BNP Paribas SA
1.0000
N
0.0082
999681.50
999681.50
0.0017
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 1.250000%
86563YEY5
Certificate of Deposit
Y
2017-04-03
2017-04-03
2017-04-03
N
N
N
0.0086
3002002.23
3002002.23
0.0052
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 1.369400%
86563YMK6
Certificate of Deposit
Y
2017-02-21
2017-06-19
2017-06-19
N
N
N
0.0123
2001108.02
2001108.02
0.0035
N
N
N
N
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH)
SUMITOMO MITSUI BANKING CORP (NEW YORK BRANCH) 1.350000%
86563YPW7
Certificate of Deposit
Y
2017-08-07
2017-08-07
2017-08-07
N
N
N
0.0126
5002326.05
5002326.05
0.0087
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 0.900000%
86564EKD7
Certificate of Deposit
Y
2017-02-07
2017-02-07
2017-02-07
N
N
N
0.0066
1000046.21
1000046.21
0.0017
N
N
Y
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 0.900000%
86564EKY1
Certificate of Deposit
Y
2017-02-17
2017-02-17
2017-02-17
N
N
N
0.0068
3000302.43
3000302.43
0.0052
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 0.970000%
86564ELZ7
US86564ELZ78
Certificate of Deposit
Y
2017-03-06
2017-03-06
2017-03-06
N
N
N
0.0073
4000894.44
4000894.44
0.0069
N
N
N
N
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LTD (NY BRANCH) 1.100000%
86564EPD2
Certificate of Deposit
Y
2017-05-10
2017-05-10
2017-05-10
N
N
N
0.0106
3000311.13
3000311.13
0.0052
N
N
N
N
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH)
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH) 1.170000%
86958JAZ2
0001448613
Certificate of Deposit
Y
2017-02-09
2017-02-09
2017-02-09
N
N
N
0.0064
4000528.44
4000528.44
0.0069
N
N
N
N
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH)
SVENSKA HANDELSBANKEN AB (NEW YORK BRANCH) 1.210000%
86958JHR3
0001448613
Certificate of Deposit
Y
2017-07-26
2017-07-26
2017-07-26
N
N
N
0.0124
4999193.00
4999193.00
0.0086
N
N
N
N
SWEDBANK AB (NEW YORK BRANCH)
SWEDBANK AB (NEW YORK BRANCH) 0.660000%
87019UWE5
Certificate of Deposit
Y
2017-02-02
2017-02-02
2017-02-02
N
N
N
0.0061
7000020.37
7000020.37
0.0121
N
N
Y
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.321100%
89113WFM3
Certificate of Deposit
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0064
4000076.04
4000076.04
0.0069
N
Y
Y
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.210000%
89113WHK5
Certificate of Deposit
Y
2017-02-23
2017-02-23
2017-02-23
N
N
N
0.0070
3000971.73
3000971.73
0.0052
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 0.930000%
89113WQA7
Certificate of Deposit
Y
2017-03-06
2017-03-06
2017-03-06
N
N
N
0.0072
1000193.41
1000193.41
0.0017
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 0.970000%
89113WQZ2
Certificate of Deposit
Y
2017-03-17
2017-03-17
2017-03-17
N
N
N
0.0075
2000546.82
2000546.82
0.0035
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.080000%
89113WTC0
Certificate of Deposit
Y
2017-04-07
2017-04-07
2017-04-07
N
N
N
0.0081
3001461.93
3001461.93
0.0052
N
N
N
N
TORONTO-DOMINION BANK (NEW YORK BRANCH)
TORONTO-DOMINION BANK (NEW YORK BRANCH) 1.080000%
89113WTD8
Certificate of Deposit
Y
2017-04-10
2017-04-10
2017-04-10
N
N
N
0.0083
4001931.24
4001931.24
0.0069
N
N
N
N
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 0.000000%
89233GS98
Z2VZBHUMB7PWWJ63I008
Non-Financial Company Commercial Paper
Y
2017-05-09
2017-05-09
2017-05-09
N
N
N
0.0092
1994969.40
1994969.40
0.0034
N
N
N
N
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 0.000000%
89233GUA2
Z2VZBHUMB7PWWJ63I008
Non-Financial Company Commercial Paper
Y
2017-07-10
2017-07-10
2017-07-10
N
N
N
0.0108
1492786.65
1492786.65
0.0026
N
N
N
N
UBS AG (STAMFORD BRANCH)
UBS AG (STAMFORD BRANCH) 1.350000%
90275DDY3
Certificate of Deposit
Y
2017-08-11
2017-08-11
2017-08-11
N
N
N
0.0128
5001696.05
5001696.05
0.0086
N
N
N
N
UBS AG (STAMFORD BRANCH)
UBS AG (STAMFORD BRANCH) 1.350000%
90275DEB2
Certificate of Deposit
Y
2017-08-14
2017-08-14
2017-08-14
N
N
N
0.0129
3000954.33
3000954.33
0.0052
N
N
N
N
UNITED OVERSEAS BANK LTD
UNITED OVERSEAS BANK LTD 0.000000%
91127PPH8
IO66REGK3RCBAMA8HR66
Financial Company Commercial Paper
Y
2017-02-17
2017-02-17
2017-02-17
N
N
N
0.0067
4998408.50
4998408.50
0.0086
N
N
N
N
UNITED OVERSEAS BANK LTD
UNITED OVERSEAS BANK LTD 0.000000%
91127PR78
IO66REGK3RCBAMA8HR66
Financial Company Commercial Paper
Y
2017-04-07
2017-04-07
2017-04-07
N
N
N
0.0077
1997173.00
1997173.00
0.0035
N
N
N
N
VERSAILLES COMMERCIAL PAPER LLC
VERSAILLES COMMERCIAL PAPER LLC 0.000000%
92512LP21
Asset Backed Commercial Paper
Y
2017-02-02
2017-02-02
2017-02-02
N
Y
Natixis SA
1.0000
N
0.0091
1999898.40
1999898.40
0.0035
N
N
Y
N
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.000000%
92646KQL9
549300D0F37QF0LP7F94
Asset Backed Commercial Paper
Y
2017-03-20
2017-03-20
2017-03-20
N
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
1.0000
N
0.0106
998593.30
998593.30
0.0017
N
N
N
N
BNP PARIBAS SA
BNP PARIBAS SA 0.560000%
R0MUWSFPU8MPRO8K5P83
0001197610
928DZM005_0.56_0201
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
FNAR XX.XXX HYAN3541
2028-11-01
2.810000
1136470.00
1100797.30
Agency Mortgage-Backed Securities
FNAR XX.XXX HYAN3162
2032-01-01
3.340000
3750000.00
3785746.25
Agency Mortgage-Backed Securities
FNAR XX.XXX XXAL9791
2024-02-01
3.436000
7846096.00
6734688.66
Agency Mortgage-Backed Securities
03.500 FGPC G08748 G
2047-01-01
3.500000
23276544.00
23827422.21
Agency Mortgage-Backed Securities
FMAR 845411 G
2023-07-01
2.793000
41698240.00
53996.11
Agency Mortgage-Backed Securities
GNMA
2045-09-20
3.500000
12727392.00
9822074.52
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2037-04-01
2.985000
22110112.00
521049.87
Agency Mortgage-Backed Securities
FMAR 2B0162 G
2042-01-01
2.513000
40171392.00
12865138.40
Agency Mortgage-Backed Securities
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0056
57000000.00
57000000.00
0.0986
N
Y
Y
N
BNP PARIBAS SA
BNP PARIBAS SA 0.820000%
R0MUWSFPU8MPRO8K5P83
0001197610
928EDV007_0.82_0201
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
SILVER BAY RLTY TR 2014-1 F 20310918 FLT
2031-09-18
4.286000
17253.00
16920.29
Asset-Backed Securities
HOME EQUITY LN TR 2007-FRE1 2-AV-4 20370425 FLT
2037-04-25
1.096100
5804708.00
3431422.28
Asset-Backed Securities
CENTEX HEQ LN TR 2005-D M-3 20351025 FLT
2035-10-25
1.251100
2422.00
2207.91
Asset-Backed Securities
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0082
3000000.00
3000000.00
0.0052
N
Y
Y
N
BNP PARIBAS SA
BNP PARIBAS SA 0.820000%
R0MUWSFPU8MPRO8K5P83
0001197610
928EDV007_0.82_0202
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
JP MORGAN MTG ACQ 2006-FRE2 M-1 20360225 FLT
2036-02-25
1.096100
2767204.00
2300367.51
Asset-Backed Securities
Y
2017-02-02
2017-02-02
2017-02-02
N
N
N
0.0082
2000000.00
2000000.00
0.0035
N
N
Y
N
DNB NOR BANK ASA (LONDON BRANCH)
DNB NOR BANK ASA (LONDON BRANCH) 1.160000%
0001498632
930HYR002
Certificate of Deposit
Y
2017-04-03
2017-04-03
2017-04-03
N
N
N
0.0079
1000644.92
1000644.92
0.0017
N
N
N
N
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH)
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.190000%
0000008565
930MGL004
Certificate of Deposit
Y
2017-04-19
2017-04-19
2017-04-19
N
N
N
0.0086
7005026.91
7005026.91
0.0121
N
N
N
N
DANSKE BANK A/S (LONDON BRANCH)
DANSKE BANK A/S (LONDON BRANCH) 0.940000%
0001142175
930QRW009
Certificate of Deposit
Y
2017-03-07
2017-03-07
2017-03-07
N
N
N
0.0076
2000347.62
2000347.62
0.0035
N
N
N
N
ING BANK NV (AMSTERDAM BRANCH)
ING BANK NV (AMSTERDAM BRANCH) 1.270000%
0000319432
931AAX009
Certificate of Deposit
Y
2017-06-14
2017-06-14
2017-06-14
N
N
N
0.0115
2000852.80
2000852.80
0.0035
N
N
N
N
TORONTO DOMINION BANK (LONDON BRANCH)
TORONTO DOMINION BANK (LONDON BRANCH) 1.190000%
0000947263
931AFG001
Certificate of Deposit
Y
2017-02-23
2017-02-23
2017-02-23
N
N
N
0.0071
5001539.85
5001539.85
0.0086
N
N
N
N
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH)
COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) 1.160000%
0000008565
931EGD009
Certificate of Deposit
Y
2017-04-03
2017-04-03
2017-04-03
N
N
N
0.0073
5003734.35
5003734.35
0.0087
N
N
N
N
HSBC BANK PLC
HSBC BANK PLC 1.160000%
MP6I5ZYZBEU3UXPYFY54
0001050258
931EWE009
Certificate of Deposit
Y
2017-04-04
2017-04-04
2017-04-04
N
N
N
0.0086
5002592.25
5002592.25
0.0087
N
N
N
N
DANSKE BANK A/S (LONDON BRANCH)
DANSKE BANK A/S (LONDON BRANCH) 1.020000%
0001142175
931EXM000
Certificate of Deposit
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0075
1000007.43
1000007.43
0.0017
N
Y
Y
N
SOCIETE GENERALE (LONDON BRANCH)
SOCIETE GENERALE (LONDON BRANCH) 0.900000%
0000865845
931FLG003
Certificate of Deposit
Y
2017-02-02
2017-02-02
2017-02-02
N
N
N
0.0054
2000039.22
2000039.22
0.0035
N
N
Y
N
ING BANK NV (AMSTERDAM BRANCH)
ING BANK NV (AMSTERDAM BRANCH) 1.210000%
0000319432
931FNQ009
Certificate of Deposit
Y
2017-05-30
2017-05-30
2017-05-30
N
N
N
0.0112
3501045.17
3501045.17
0.0061
N
N
N
N
DANSKE BANK A/S (LONDON BRANCH)
DANSKE BANK A/S (LONDON BRANCH) 1.110000%
0001142175
931GCK002
Certificate of Deposit
Y
2017-05-10
2017-05-10
2017-05-10
N
N
N
0.0106
2000251.18
2000251.18
0.0035
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 1.070000%
94989RAD0
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2017-04-19
2017-04-19
2017-04-19
N
N
N
0.0086
6002755.86
6002755.86
0.0104
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 1.090000%
94989RAH1
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2017-04-24
2017-04-24
2017-04-24
N
N
N
0.0089
500229.36
500229.36
0.0009
N
N
N
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 1.185600%
94989RBR8
KB1H1DSPRFMYMCUFXT09
0000827124
Certificate of Deposit
Y
2017-02-09
2017-05-09
2017-05-09
N
N
N
0.0102
10004950.10
10004950.10
0.0173
N
N
N
N
WESTERN ASSET MANAGED MUNICIPALS FUND
VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 0.790000%
95766M709
549300HVO8EY2T8K4F73
US95766M7092
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2045-03-04
Y
Citibank NA
1.0000
7
N
N
N
0.0079
1000000.00
1000000.00
0.0017
N
N
Y
N
WESTERN ASSET MUNICIPAL PARTNERS FUND
VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 0.790000%
95766P306
5493001Z97VQ69W5OH84
US95766P3064
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2045-03-11
Y
Citibank NA
1.0000
7
N
N
N
0.0079
1000000.00
1000000.00
0.0017
N
N
Y
N
WESTERN ASSET INTERMEDIATE MUNI FUND
VARIABLE RATE DEMAND PREFERRED SHARES SERIES 1 0.790000%
958435307
5493000MG5MROBD48K57
US9584353075
Variable Rate Demand Note
Y
2017-02-07
2017-02-07
2045-02-25
Y
Citibank NA
1.0000
7
N
N
N
0.0079
1000000.00
1000000.00
0.0017
N
N
Y
N
WESTPAC BANKING CORP (NEW YORK BRANCH)
WESTPAC BANKING CORP (NEW YORK BRANCH) 1.050000%
96121T2A5
Certificate of Deposit
Y
2017-04-20
2017-04-20
2017-04-20
N
N
N
0.0095
10002208.10
10002208.10
0.0173
N
N
N
N
WESTPAC BANKING CORP
WESTPAC BANKING CORP 0.000000%
9612C0V14
EN5TNI6CI43VEPAMHL14
Financial Company Commercial Paper
Y
2017-08-01
2017-08-01
2017-08-01
N
N
N
0.0122
6956861.10
6956861.10
0.0120
N
N
N
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 0.820000%
VYVVCKR63DVZZN70PB21
0000072971
976PTX002_0.82_0201
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
WELLS FARGO COML TR 2016-C32 D 20590117 FLT
549300VOKB4Z9J8DIM89
2059-01-17
3.788000
1511130.00
1150183.84
Private Label Collateralized Mortgage Obligations
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0082
1000000.00
1000000.00
0.0017
N
Y
Y
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 0.820000%
VYVVCKR63DVZZN70PB21
0000072971
976PTX002_0.82_0202
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
CORPORATE FIN MANAGERS INC VAR NT 43
2043-02-02
0.770000
5750000.00
5753689.58
Corporate Debt Securities
Y
2017-02-02
2017-02-02
2017-02-02
N
N
N
0.0082
5000000.00
5000000.00
0.0086
N
N
Y
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 0.820000%
VYVVCKR63DVZZN70PB21
0000072971
976PTX002_0.82_0207
Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
N
N
WELLS FARGO MTG LN 2012-RR1 TR
2037-08-27
3.155500
2735457.00
2300367.52
Private Label Collateralized Mortgage Obligations
Y
2017-02-07
2017-02-07
2017-02-07
N
N
N
0.0082
2000058.40
2000058.40
0.0035
N
N
Y
N
NATIONAL BANK OF CANADA (MONTREAL BRANCH)
NATIONAL BANK OF CANADA (MONTREAL BRANCH) 0.650000%
0000926171
ATD0JKB55
Non-Negotiable Time Deposit
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0065
4000000.00
4000000.00
0.0069
N
Y
Y
N
SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH)
SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) 0.650000%
0000917311
ATD0JMPF4
Non-Negotiable Time Deposit
Y
2017-02-07
2017-02-07
2017-02-07
N
N
N
0.0066
2000016.60
2000016.60
0.0035
N
N
Y
N
SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH)
SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) 0.560000%
0001448613
ATD0JMPT4
Non-Negotiable Time Deposit
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0057
2000000.00
2000000.00
0.0035
N
Y
Y
N
NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH)
NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) 0.560000%
0000833029
ATD0JMPU1
Non-Negotiable Time Deposit
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0057
11000000.00
11000000.00
0.0190
N
Y
Y
N
FIFTH THIRD BANK (CAYMAN ISLANDS)
FIFTH THIRD BANK(CAYMAN ISLANDS) 0.560000%
0000035528
ATD0JMPV9
Non-Negotiable Time Deposit
Y
2017-02-01
2017-02-01
2017-02-01
N
N
N
0.0057
1000000.00
1000000.00
0.0017
N
Y
Y
N
The Charles Schwab Family of Funds
2017-02-07
Mark Fischer
Mark Fischer
Chief Financial Officer