0001145549-17-000707.txt : 20170109 0001145549-17-000707.hdr.sgml : 20170109 20170109162414 ACCESSION NUMBER: 0001145549-17-000707 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170109 DATE AS OF CHANGE: 20170109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 17517805 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004510 Schwab Investor Money Fund C000012387 Schwab Investor Money Fund SWRXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2016-12-31 0000857156 S000004510 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 084-00896 N N N Prime Y 42 58 117904595.27 102313609.74 109111963.19 125589459.91 141210171.41 245773665.41 239188949.19 239386158.80 227466071.53 230131505.40 0.1892 0.1638 0.1749 0.2066 0.2328 0.3944 0.3830 0.3838 0.3742 0.3794 0.72 605983709.77 605831312.53 770121.91 606065.93 605995369.23 605908895.9760 1.0000 0.0096 1.0005 1.0005 1.0004 1.0004 1.0004 C000012387 1.00 605995369.23 605908895.9760 1.0005 1.0005 1.0004 1.0004 1.0004 3756301.31 16393914.99 15247186.12 13751115.22 5805185.38 8616099.16 6544711.92 20510725.44 6568042.30 7921546.39 35706680.45 63308217.55 0.0042 Y Investment Advisor and its affiliates Contractual 18,326 Investment Advisor and its affiliates Voluntary 52,494 ABBEY NATIONAL TREASURY SERVICES PLC (STAMFORD BRANCH) ABBEY NATIONAL TREASURY SERVICES PLC (STAMFORD BRANCH) 0.660000% 00279JJG8 0000931061 Certificate of Deposit Y 2017-01-05 2017-01-05 2017-01-05 N Y Santander UK Plc 1.0000 N 0.0070 5999965.20 5999965.20 0.0099 N N Y N BARCLAYS CAPITAL INC BARCLAYS CAPITAL INC 0.500000% AC28XWWI3WIBK2824319 0001484219 00799J004_0.50_0103 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2019-07-31 0.875000 471700.00 467635.89 U.S. Treasuries (including strips) UNITED STATES TREASURY 2018-07-31 0.750000 5031500.00 5017803.38 U.S. Treasuries (including strips) UNITED STATES TREASURY 2017-05-31 0.625000 6105400.00 6108056.52 U.S. Treasuries (including strips) UNITED STATES TREASURY 2018-05-15 1.000000 94681.00 94746.79 U.S. Treasuries (including strips) UNITED STATES TREASURY 2018-03-31 2.875000 732800.00 755013.00 U.S. Treasuries (including strips) Y 2017-01-03 2017-01-03 2017-01-03 N N N 0.0050 12199190.00 12199190.00 0.0201 N Y Y N BPCE SA BPCE SA 0.000000% 05571BN58 9695005MSX1OYEMGDF46 Financial Company Commercial Paper Y 2017-01-05 2017-01-05 2017-01-05 N N N 0.0033 999945.00 999945.00 0.0017 N N Y N BPCE SA BPCE SA 0.000000% 05571BP15 9695005MSX1OYEMGDF46 Financial Company Commercial Paper Y 2017-02-01 2017-02-01 2017-02-01 N N N 0.0056 1998982.60 1998982.60 0.0033 N N N N BPCE SA BPCE SA 0.000000% 05571BP31 9695005MSX1OYEMGDF46 Financial Company Commercial Paper Y 2017-02-03 2017-02-03 2017-02-03 N N N 0.0057 999443.90 999443.90 0.0016 N N N N BANK OF AMERICA NA BANK OF AMERICA NA 1.150000% 06053PRM1 B4TYDEB6GKMZO031MB27 0001102113 Other Instrument Bank Note Y 2017-02-08 2017-02-08 2017-02-08 N N N 0.0074 6002340.06 6002340.06 0.0099 N N N N BANK OF AMERICA NA BANK OF AMERICA NA 1.070000% 06053PTB3 B4TYDEB6GKMZO031MB27 0001102113 Other Instrument Bank Note Y 2017-05-08 2017-05-08 2017-05-08 N N N 0.0110 999883.00 999883.00 0.0016 N N N N MERRILL LYNCH PIERCE FENNER & SMITH INC MERRILL LYNCH PIERCE FENNER & SMITH INC 0.500000% 8NAV47T0Y26Q87Y0QP81 0000065100 06399U000_0.50_0103 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N Freddie Mac S6XOOCT0IEG5ABCC6L87 2040-11-15 3.000000 30292673.00 30900000.70 Agency Collateralized Mortgage Obligation Y 2017-01-03 2017-01-03 2017-01-03 N N N 0.0050 30000000.00 30000000.00 0.0495 N Y Y N BANK OF NOVA SCOTIA (HOUSTON BRANCH) BANK OF NOVA SCOTIA (HOUSTON BRANCH) 1.250000% 06417GPJ1 Certificate of Deposit Y 2017-03-08 2017-03-08 2017-03-08 N N N 0.0089 1000672.31 1000672.31 0.0017 N N N N BANK OF NOVA SCOTIA (NEW YORK BRANCH) BANK OF NOVA SCOTIA (NEW YORK BRANCH) 1.280000% 06417GQK7 Certificate of Deposit Y 2017-07-07 2017-07-07 2017-07-07 N N N 0.0123 3000678.03 3000678.03 0.0050 N N N N BANK OF NOVA SCOTIA (HOUSTON BRANCH) BANK OF NOVA SCOTIA (HOUSTON BRANCH) 0.962600% 06417GQX9 Certificate of Deposit Y 2017-01-03 2017-06-01 2017-06-01 N N N 0.0109 4000580.04 4000580.04 0.0066 N N N N BANK OF THE WEST BANK OF THE WEST 0.710000% 06426GMK0 QOT5WN9RBKQTFRVKEV31 Certificate of Deposit Y 2017-01-05 2017-01-05 2017-01-05 N N N 0.0070 1000002.51 1000002.51 0.0017 N N Y N BANK OF MONTREAL (CHICAGO BRANCH) BANK OF MONTREAL (CHICAGO BRANCH) 0.920000% 06427KCK1 Certificate of Deposit Y 2017-02-03 2017-02-03 2017-02-03 N N N 0.0079 3000367.83 3000367.83 0.0050 N N N N BANK OF MONTREAL (CHICAGO BRANCH) BANK OF MONTREAL (CHICAGO BRANCH) 0.962600% 06427KHN0 Certificate of Deposit Y 2017-01-03 2017-06-01 2017-06-01 N N N 0.0109 9001305.09 9001305.09 0.0149 N N N N BANK OF MONTREAL (CHICAGO BRANCH) BANK OF MONTREAL (CHICAGO BRANCH) 1.080000% 06427KL70 Certificate of Deposit Y 2017-03-20 2017-03-20 2017-03-20 N N N 0.0101 3000456.93 3000456.93 0.0050 N N N N BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.220000% 06538M6A2 Certificate of Deposit Y 2017-02-27 2017-02-27 2017-02-27 N N N 0.0078 1000709.51 1000709.51 0.0017 N N N N BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 1.300000% 06538NDC8 Certificate of Deposit Y 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0.000000% 07644ARA4 Asset Backed Commercial Paper Y 2017-04-10 2017-04-10 2017-04-10 N Y Royal Bank of Canada 1.0000 N 0.0099 1994450.60 1994450.60 0.0033 N N N N BENNINGTON STARK CAPITAL COMPANY LLC BENNINGTON STARK CAPITAL COMPANY LLC 0.000000% 08224LN69 Asset Backed Commercial Paper Y 2017-01-06 2017-01-06 2017-01-06 N Y Societe Generale SA 1.0000 N 0.0052 999897.90 999897.90 0.0017 N N Y N BENNINGTON STARK CAPITAL COMPANY LLC BENNINGTON STARK CAPITAL COMPANY LLC 0.000000% 08224LN93 Asset Backed Commercial Paper Y 2017-01-09 2017-01-09 2017-01-09 N Y Societe Generale SA 1.0000 N 0.0054 3999400.00 3999400.00 0.0066 N N Y N BLUE MOUNTAIN ENTERPRISES LLC BLUE MOUNTAIN ENTERPRISES LLC SERIES VRDN 1.000000% 095770AA1 5493002IBX1P8Z363V65 US095770AA14 Variable Rate Demand Note Y 2017-01-06 2017-01-06 2043-09-01 Y Wells Fargo Bank NA 1.0000 7 N N N 0.0100 3450000.00 3450000.00 0.0057 N N Y N CRC FUNDING LLC CRC FUNDING LLC 0.000000% 12619TQA5 549300HKCCNTZDBBEN75 Asset Backed Commercial 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LLC CREDIT SUISSE SECURITIES (USA) LLC 1.460000% 1V8Y6QCX6YMJ2OELII46 0001230485 988WZK004_1.46_0307 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N ABS CHASE FUNDING TRUST 2003-3 2033-01-25 1.656100 12500000.00 3242238.61 Asset-Backed Securities BCM 2001-A M1 2030-12-15 7.935000 8095000.00 8510284.51 Asset-Backed Securities MSAC 2005-HE2 M3 2035-01-25 1.476100 6000000.00 917464.61 Asset-Backed Securities 144A OCT21 2014-1A E 2026-11-14 6.917000 1280000.00 1135094.15 Asset-Backed Securities Y 2017-03-07 2017-03-07 2017-03-07 Y Credit Suisse Securities (USA) LLC 1.0000 67 N Y Credit Suisse AG 1.0000 N 0.0146 12012380.40 12012380.40 0.0198 N N N Y NATIONAL BANK OF CANADA (MONTREAL BRANCH) NATIONAL BANK OF CANADA (MONTREAL BRANCH) 0.670000% 0000926171 ATD0J8DH4 Non-Negotiable Time Deposit Y 2017-01-03 2017-01-03 2017-01-03 N N N 0.0067 5999998.50 5999998.50 0.0099 N Y Y N AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 0.700000% 0000859994 ATD0J8XS8 Non-Negotiable Time Deposit Y 2017-01-04 2017-01-04 2017-01-04 N N N 0.0069 3000004.95 3000004.95 0.0050 N N Y N NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) 0.510000% 0000833029 ATD0JA3Z0 Non-Negotiable Time Deposit Y 2017-01-03 2017-01-03 2017-01-03 N N N 0.0052 7999927.20 7999927.20 0.0132 N Y Y N AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (CAYMAN ISLANDS BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (CAYMAN ISLANDS BRANCH) 0.610000% 0000859994 ATD0JA422 Non-Negotiable Time Deposit Y 2017-01-06 2017-01-06 2017-01-06 N N N 0.0062 2999966.70 2999966.70 0.0050 N N Y N SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) 0.510000% 0000917311 ATD0JA430 Non-Negotiable Time Deposit Y 2017-01-03 2017-01-03 2017-01-03 N N N 0.0052 3999963.60 3999963.60 0.0066 N Y Y N SUNTRUST BANK (CAYMAN ISLANDS BRANCH) SUNTRUST BANK (CAYMAN ISLANDS BRANCH) 0.530000% IYDOJBGJWY9T8XKCSX06 0001335407 ATD0JA497 Non-Negotiable Time Deposit Y 2017-01-03 2017-01-03 2017-01-03 N N N 0.0054 2999976.00 2999976.00 0.0050 N Y Y N The Charles Schwab Family of Funds 2017-01-09 Mark Fischer Mark Fischer Chief Financial Officer