0001145549-16-019137.txt : 20161107 0001145549-16-019137.hdr.sgml : 20161107 20161107171301 ACCESSION NUMBER: 0001145549-16-019137 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161031 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161979119 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000053802 Schwab Retirement Government Money Fund C000169257 Schwab Retirement Government Money Fund SNRXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2016-10-31 0000857156 S000053802 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 084-00896 N N N Exempt Government N 47 83 419589896.45 368559919.63 357283145.08 312279625.94 480931676.32 479905948.29 468400814.52 418782118.74 0.00 0.6917 0.5967 0.5769 0.5070 0.7928 0.7770 0.7563 0.6799 0.0000 0.23 610594578.12 610512639.94 544751.67 188480.27 610868911.55 610868911.5680 1.0000 0.0038 1.0001 1.0001 1.0001 1.0001 0.0000 C000169257 10000000.00 610868911.55 610868911.5680 1.0001 1.0001 1.0001 1.0001 0.0000 11878794.39 1338450.88 25011411.38 3966941.70 3809207.23 2127807.88 3997366.26 11993424.44 0.00 0.00 45346351.62 20377605.84 0.0018 Y Investment Advisor and its affiliates Contractual 96,983 BARCLAYS CAPITAL INC BARCLAYS CAPITAL INC 0.310000% AC28XWWI3WIBK2824319 0001484219 00799J004_0.31_1102 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2016-11-10 0.00 600.00 599.97 U.S. Treasuries (including strips) UNITED STATES TREASURY 2017-04-06 0.00 600.00 598.91 U.S. Treasuries (including strips) UNITED STATES TREASURY 2019-03-31 1.625000 100.00 101.73 U.S. Treasuries (including strips) UNITED STATES TREASURY 2025-02-15 2.000000 1305000.00 1334877.69 U.S. Treasuries (including strips) UNITED STATES TREASURY 2022-03-31 1.750000 23750800.00 24163835.55 U.S. Treasuries (including strips) Y 2016-11-02 2016-11-02 2016-11-02 N N N 0.0031 25000000.00 25000000.00 0.0409 N N Y N DEUTSCHE BANK SECURITIES INC DEUTSCHE BANK SECURITIES INC 0.360000% 9J6MBOOO7BECTDTUZW19 0001074042 21599B009_0.36_1101 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2017-03-16 0.00 29621500.00 29580029.90 U.S. Treasuries (including strips) Y 2016-11-01 2016-11-01 2016-11-01 N N N 0.0036 29000000.00 29000000.00 0.0475 N Y Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.625000% 3130A0C65 US3130A0C655 U.S. Government Agency Debt Y 2016-12-28 2016-12-28 2016-12-28 N N N 0.0031 3201574.40 3201574.40 0.0052 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.700000% 3130A4F72 US3130A4F726 U.S. Government Agency Debt Y 2017-02-24 2017-02-24 2017-02-24 N N N 0.0043 4603864.00 4603864.00 0.0075 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.750000% 3130A4FR8 US3130A4FR80 U.S. Government Agency Debt Y 2017-03-02 2017-03-02 2017-03-02 N N N 0.0044 5005160.00 5005160.00 0.0082 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.550000% 3130A6AS6 US3130A6AS66 U.S. Government Agency Debt Y 2016-11-10 2016-11-10 2016-11-10 N N N 0.0015 7300730.00 7300730.00 0.0120 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.728000% 3130A7AU9 US3130A7AU95 U.S. Government Agency Debt Y 2016-11-08 2017-02-08 2017-02-08 N N N 0.0039 1852175.60 1852175.60 0.0030 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.822000% 3130A7F83 US3130A7F836 U.S. Government Agency Debt Y 2016-12-01 2017-09-01 2017-09-01 N N N 0.0050 15045225.00 15045225.00 0.0246 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.834000% 3130A7P66 US3130A7P660 U.S. Government Agency Debt Y 2016-12-29 2017-09-29 2017-09-29 N N N 0.0052 1253878.75 1253878.75 0.0021 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.717000% 3130A82Z5 US3130A82Z56 U.S. Government Agency Debt Y 2016-11-15 2017-11-15 2017-11-15 N N N 0.0056 4009276.00 4009276.00 0.0066 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.673000% 3130A83P6 US3130A83P65 U.S. Government Agency Debt Y 2016-11-16 2017-05-16 2017-05-16 N N N 0.0042 250428.50 250428.50 0.0004 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.816000% 3130A8MJ9 US3130A8MJ95 U.S. Government Agency Debt Y 2017-01-02 2018-01-02 2018-01-02 N N N 0.0056 7024220.00 7024220.00 0.0115 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.430000% 3130A8PM9 US3130A8PM97 U.S. Government Agency Debt Y 2017-01-11 2017-01-11 2017-01-11 N N N 0.0034 100017.30 100017.30 0.0002 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.430000% 3130A8Q48 US3130A8Q484 U.S. Government Agency Debt Y 2017-01-11 2017-01-11 2017-01-11 N N N 0.0034 2000356.00 2000356.00 0.0033 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.554000% 3130A94H1 US3130A94H13 U.S. Government Agency Debt Y 2016-11-17 2017-05-17 2017-05-17 N N N 0.0042 5005885.00 5005885.00 0.0082 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.525000% 3130A96Q9 US3130A96Q93 U.S. Government Agency Debt Y 2016-11-24 2017-05-24 2017-05-24 N N N 0.0042 5004575.00 5004575.00 0.0082 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.665000% 3130A97L9 US3130A97L97 U.S. Government Agency Debt Y 2016-11-26 2018-02-26 2018-02-26 N N N 0.0059 1001828.00 1001828.00 0.0016 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.497000% 3130A9P47 US3130A9P476 U.S. Government Agency Debt Y 2016-11-06 2017-10-06 2017-10-06 N N N 0.0044 15009405.00 15009405.00 0.0246 N N N N FEDERAL HOME LOAN BANKS 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2016-11-30 N N N 0.0017 100203.80 100203.80 0.0002 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 3.125000% 912828MK3 US912828MK32 U.S. Treasury Debt Y 2017-01-31 2017-01-31 2017-01-31 N N N 0.0027 1007037.00 1007037.00 0.0016 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 3.000000% 912828MS6 US912828MS67 U.S. Treasury Debt Y 2017-02-28 2017-02-28 2017-02-28 N N N 0.0031 35308420.00 35308420.00 0.0578 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 2.375000% 912828NR7 US912828NR75 U.S. Treasury Debt Y 2017-07-31 2017-07-31 2017-07-31 N N N 0.0064 101289.10 101289.10 0.0002 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.875000% 912828SC5 US912828SC51 U.S. Treasury Debt Y 2017-01-31 2017-01-31 2017-01-31 N N N 0.0027 38056278.00 38056278.00 0.0623 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.875000% 912828SJ0 US912828SJ05 U.S. Treasury Debt Y 2017-02-28 2017-02-28 2017-02-28 N N N 0.0031 36066132.00 36066132.00 0.0590 N Y Y N UNITED STATES TREASURY 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Securities GNMA 2042-07-20 3.000000 1000.00 610.31 Agency Mortgage-Backed Securities GNMA 2042-09-15 3.000000 30815000.00 19535957.24 Agency Mortgage-Backed Securities FNMS 04.000 CIAE1677 2025-08-01 4.000000 1553936.00 256162.63 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2040-02-01 2.780000 8593.00 2626.81 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2039-06-01 2.982000 1793.00 72.91 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2038-06-01 3.025000 4280.00 291.34 Agency Mortgage-Backed Securities GNMA 2024-08-20 1.875000 1.00 0.00 Agency Mortgage-Backed Securities GNMA 2025-06-20 2.125000 26.00 0.10 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2036-03-01 2.735000 1000.00 250.10 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2042-07-01 2.604000 3545649.00 1407040.76 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2030-10-01 2.445000 2086.00 74.41 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2036-02-01 6.000000 6870.00 481.46 Agency Mortgage-Backed Securities GNII SF MA3309 M 2045-12-20 3.000000 55683.00 51853.17 Agency Mortgage-Backed Securities FNMS 03.500 CLAS6190 2045-11-01 3.500000 959423.00 929333.45 Agency Mortgage-Backed Securities FNMS 04.000 CLAS5776 2045-09-01 4.000000 2088244.00 1721060.32 Agency Mortgage-Backed Securities FNMS 04.000 CLAS5469 2045-07-01 4.000000 32000.00 30514.20 Agency Mortgage-Backed Securities FNAR XX.XXX LBAL9147 2045-06-01 2.440000 1001.00 1013.41 Agency Mortgage-Backed Securities FNMS 05.500 CL909530 2037-02-01 5.500000 1081.00 44.91 Agency Mortgage-Backed Securities UNITED STATES TREASURY 2023-07-31 1.250000 100.00 98.00 U.S. Treasuries (including strips) UNITED STATES TREASURY 2046-02-15 2.500000 14919600.00 14632859.88 U.S. Treasuries (including strips) UNITED STATES TREASURY 2037-02-15 4.750000 14957600.00 21048467.22 U.S. Treasuries (including strips) Y 2016-11-01 2016-11-01 2016-11-01 N N N 0.0034 61000000.00 61000000.00 0.0999 N Y Y N WELLS FARGO BANK NA WELLS FARGO BANK NA 0.340000% KB1H1DSPRFMYMCUFXT09 0000827124 976PDT008_0.34_1101 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N Freddie Mac S6XOOCT0IEG5ABCC6L87 2042-03-01 3.500000 41121186.00 21591139.69 Agency Mortgage-Backed Securities Y 2016-11-01 2016-11-01 2016-11-01 N N N 0.0034 20760515.00 20760515.00 0.0340 N Y Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.320000% VYVVCKR63DVZZN70PB21 0000072971 976PTZ007_0.32_1101 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N 03.000 FGPC Q43763 G 2046-10-01 3.000000 218251.00 225417.27 Agency Mortgage-Backed Securities 03.000 FGPC Q43734 G 2046-10-01 3.000000 50131743.00 51777818.78 Agency Mortgage-Backed Securities Y 2016-11-01 2016-11-01 2016-11-01 N N N 0.0032 50000000.00 50000000.00 0.0819 N Y Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.350000% VYVVCKR63DVZZN70PB21 0000072971 976PTZ007_0.35_1103 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N 03.000 FGPC Q43734 G 2046-10-01 3.000000 5035029.00 5200354.18 Agency Mortgage-Backed Securities Y 2016-11-03 2016-11-03 2016-11-03 N N N 0.0035 4999951.55 4999951.55 0.0082 N N Y N The Charles Schwab Family of Funds 2016-11-07 Mark Fischer Mark Fischer Chief Financial Officer