0001145549-16-019134.txt : 20161107 0001145549-16-019134.hdr.sgml : 20161107 20161107171218 ACCESSION NUMBER: 0001145549-16-019134 CONFORMED SUBMISSION TYPE: N-MFP2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161031 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161979109 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004510 Schwab Investor Money Fund C000012387 Schwab Investor Money Fund SWRXX N-MFP2 1 primary_doc.xml N-MFP2 0000857156 XXXXXXXX 2016-10-31 0000857156 S000004510 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 084-00896 N N N Prime Y 46 64 145056820.72 122911942.38 117242834.97 126967221.25 296250763.32 253069144.80 250394876.18 245136147.58 0.00 0.2122 0.1864 0.1788 0.1976 0.4334 0.3838 0.3819 0.3816 0.0000 0.03 654830569.22 654629055.03 607780.51 12348416.11 642888419.46 642799336.3820 1.0000 0.0084 1.0003 1.0003 1.0004 1.0004 0.0000 C000012387 1.00 642888419.46 642799336.3820 1.0003 1.0003 1.0004 1.0004 0.0000 3037444.67 30924123.33 2788907.68 27063718.99 5117665.55 8747712.13 2781112.09 16023033.43 0.00 0.00 14835815.42 83075632.21 0.0031 Y Investment Advisor and its affiliates Contractual 19,861 Investment Advisor and its affiliates Voluntary 56,566 ABBEY NATIONAL TREASURY SERVICES PLC (STAMFORD BRANCH) ABBEY NATIONAL TREASURY SERVICES PLC (STAMFORD BRANCH) 0.440000% 00279JGT3 0000931061 Certificate of Deposit Y 2016-11-03 2016-11-03 2016-11-03 N Y Santander UK Plc 1.0000 N 0.0052 3999975.20 3999975.20 0.0062 N N Y N BARCLAYS CAPITAL INC BARCLAYS CAPITAL INC 0.330000% AC28XWWI3WIBK2824319 0001484219 00799J004_0.33_1103 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N United States Treasury Department 2017-10-31 1.875000 2943000.00 2976567.86 U.S. Treasuries (including strips) UNITED STATES TREASURY 2016-12-01 0.00 56300.00 56290.94 U.S. Treasuries (including strips) UNITED STATES TREASURY 2018-11-15 3.750000 1200.00 1289.67 U.S. Treasuries (including strips) UNITED STATES TREASURY 2017-11-15 4.250000 100.00 105.56 U.S. Treasuries (including strips) UNITED STATES TREASURY 2018-09-30 0.750000 100.00 99.83 U.S. Treasuries (including strips) UNITED STATES TREASURY 2024-08-15 2.375000 23600.00 24874.15 U.S. Treasuries (including strips) UNITED STATES TREASURY 2019-05-15 3.125000 700.00 747.89 U.S. Treasuries (including strips) UNITED STATES TREASURY 2022-03-31 1.750000 100.00 101.74 U.S. Treasuries (including strips) Y 2016-11-03 2016-11-03 2016-11-03 N N N 0.0052 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2022-09-15 10.500000 1.00 1.06 Corporate Debt Securities FRONTIER COMMUNICATIONS CORPORATION 2022-09-15 10.500000 10.00 10.63 Corporate Debt Securities VEREIT OPER PARTNERSHIP L P 5493005TQOUJE1LCS698 2026-06-01 4.875000 96.00 102.74 Corporate Debt Securities FHLMC STACR 2016-DNA1 M-3 20280725 FLT 2028-07-25 6.084000 1782100.00 1930187.16 Private Label Collateralized Mortgage Obligations Fannie Mae B1V7KEBTPIMZEU4LTD58 2024-05-28 3.134000 6190810.00 6120484.46 Private Label Collateralized Mortgage Obligations CONNECTICUT AVENUE SECURITIES SERIES 2014-C01 2024-01-25 4.887900 100.00 106.18 Private Label Collateralized Mortgage Obligations Y 2016-11-02 2016-11-02 2016-11-02 N N N 0.0057 7000000.00 7000000.00 0.0109 N N Y N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 0.910000% 0001142175 929MMF003 Certificate of Deposit Y 2016-12-02 2016-12-02 2016-12-02 N N N 0.0052 1000343.91 1000343.91 0.0016 N N N N COMMONWEALTH BANK OF AUSTRALIA (LONDON BRANCH) COMMONWEALTH BANK OF 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2002625.78 0.0031 N N N N TORONTO DOMINION BANK (LONDON BRANCH) TORONTO DOMINION BANK (LONDON BRANCH) 1.190000% 0000947263 931AFG001 Certificate of Deposit Y 2017-02-23 2017-02-23 2017-02-23 N N N 0.0071 4006098.80 4006098.80 0.0062 N N N N AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 1.250000% 0000859994 931ATL005 Certificate of Deposit Y 2017-02-27 2017-02-27 2017-02-27 N N N 0.0098 5004477.75 5004477.75 0.0078 N N N N ING BANK NV (AMSTERDAM BRANCH) ING BANK NV (AMSTERDAM BRANCH) 1.220000% 0000319432 931EGP002 Certificate of Deposit Y 2017-04-05 2017-04-05 2017-04-05 N N N 0.0103 6004842.72 6004842.72 0.0093 N N N N DANSKE BANK A/S (LONDON BRANCH) DANSKE BANK A/S (LONDON BRANCH) 1.020000% 0001142175 931EXM000 Certificate of Deposit Y 2017-02-01 2017-02-01 2017-02-01 N N N 0.0085 2000875.46 2000875.46 0.0031 N N N N AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 1.150000% 0000859994 931fgt001 Certificate of Deposit Y 2017-04-25 2017-04-25 2017-04-25 N N N 0.0114 4000131.88 4000131.88 0.0062 N N N N SOCIETE GENERALE (LONDON BRANCH) SOCIETE GENERALE (LONDON BRANCH) 0.900000% 0000865845 931FLG003 Certificate of Deposit Y 2017-02-02 2017-02-02 2017-02-02 N N N 0.0083 1000172.31 1000172.31 0.0016 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 1.301100% 94989RAA6 KB1H1DSPRFMYMCUFXT09 US94989RAA68 0000827124 Certificate of Deposit Y 2017-01-17 2017-10-16 2017-10-16 N N N 0.0122 17014348.00 17014348.00 0.0265 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 1.090000% 94989RAH1 KB1H1DSPRFMYMCUFXT09 0000827124 Certificate of Deposit Y 2017-04-24 2017-04-24 2017-04-24 N N N 0.0103 1000298.81 1000298.81 0.0016 N N N N Western Asset Managed Municipals Fund Variable Rate Demand Preferred Shares Series 1 0.780000% 95766M709 549300HVO8EY2T8K4F73 US95766M7092 Variable Rate Demand Note Y 2016-11-07 2016-11-07 2045-03-04 Y Citibank NA 1.0000 7 N N N 0.0078 1000000.00 1000000.00 0.0016 N N Y N Western Asset Intermediate Muni Fund Variable Rate Demand Preferred Stock Series 1 0.780000% 958435307 5493000MG5MROBD48K57 US9584353075 Variable Rate Demand Note Y 2016-11-07 2016-11-07 2045-02-25 Y Citibank NA 1.0000 7 N N N 0.0078 1000000.00 1000000.00 0.0016 N N Y N WESTPAC BANKING CORP (NEW YORK BRANCH) WESTPAC BANKING CORP (NEW YORK BRANCH) 1.282900% 96121TX29 US96121TX290 Certificate of Deposit Y 2016-12-28 2017-09-28 2017-09-28 N N N 0.0119 10010710.10 10010710.10 0.0156 N N N N WELLS FARGO BANK NA WELLS FARGO BANK NA 0.340000% KB1H1DSPRFMYMCUFXT09 0000827124 976PDT008_0.34_1101 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N Freddie Mac S6XOOCT0IEG5ABCC6L87 2042-03-01 3.500000 13865182.00 7280069.24 Agency Mortgage-Backed Securities Y 2016-11-01 2016-11-01 2016-11-01 N N N 0.0034 7000000.00 7000000.00 0.0109 N Y Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.570000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_0.57_1102 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N INDYMAC MBS 2005-AR8 1-A-1 20350525 FLT 2035-05-25 0.774000 49477161.00 4600509.86 Private Label Collateralized Mortgage Obligations WELLS FARGO MTG LN 2012-RR1 TR 2037-08-27 3.248800 1594695.00 1150128.02 Private Label Collateralized Mortgage Obligations Y 2016-11-02 2016-11-02 2016-11-02 N N N 0.0057 5000000.00 5000000.00 0.0078 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.570000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_0.57_1103 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N INDYMAC MBS 2005-AR8 1-A-1 20350525 FLT 2035-05-25 0.774000 12369291.00 1150127.53 Private Label Collateralized Mortgage Obligations Y 2016-11-03 2016-11-03 2016-11-03 N N N 0.0057 999997.70 999997.70 0.0016 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.350000% VYVVCKR63DVZZN70PB21 0000072971 976PTZ007_0.35_1103 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N FNMS 03.500 CKMA2778 2046-09-01 3.500000 1005169.00 1040071.22 Agency Mortgage-Backed Securities Y 2016-11-03 2016-11-03 2016-11-03 N N N 0.0035 999990.31 999990.31 0.0016 N N Y N YMCA OF THE NORTHWOODS YMCA OF THE NORTHWOODS SERIES VRDN 0.700000% 98752VAA3 US98752VAA35 Variable Rate Demand Note Y 2016-11-07 2016-11-07 2054-05-01 Y FEDERAL HOME LOAN BANKS 1.0000 7 N N N 0.0070 3645000.00 3645000.00 0.0057 N N Y N CREDIT SUISSE SECURITIES (USA) LLC CREDIT SUISSE SECURITIES (USA) LLC 1.460000% 1V8Y6QCX6YMJ2OELII46 0001230485 988WZK004_1.46_0307 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N HSI ASSET FLT 01/37 2037-01-25 0.674000 10300000.00 2633207.73 Asset-Backed Securities RAMC 2006-4 AV2 2037-01-25 0.694000 11950000.00 2113191.79 Asset-Backed Securities ABS CHASE FUNDING TRUST 2003-3 2033-01-25 1.434000 10385000.00 2725786.92 Asset-Backed Securities HEAT' 2036-01-25 1.004000 8035000.00 6328093.82 Asset-Backed Securities Y 2017-02-03 2017-02-03 2017-03-07 Y Credit Suisse Securities (USA) LLC 1.0000 95 N Y Credit Suisse AG 1.0000 N 0.0146 12006031.20 12006031.20 0.0187 N N N Y AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 0.440000% 0000859994 ATD0IJX55 Non-Negotiable Time Deposit Y 2016-11-04 2016-11-04 2016-11-04 N N N 0.0046 3999992.20 3999992.20 0.0062 N N Y N DNB BANK ASA (GRAND CAYMAN BRANCH) DNB BANK ASA (GRAND CAYMAN BRANCH) 0.410000% 0001498632 ATD0IJXC0 Non-Negotiable Time Deposit Y 2016-11-04 2016-11-04 2016-11-04 N N N 0.0044 6999974.45 6999974.45 0.0109 N N Y N SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) 0.400000% 0000917311 ATD0IKKH0 Non-Negotiable Time Deposit Y 2016-11-07 2016-11-07 2016-11-07 N N N 0.0040 5000000.00 5000000.00 0.0078 N N Y N NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) 0.300000% 0000833029 ATD0IKKJ6 Non-Negotiable Time Deposit Y 2016-11-01 2016-11-01 2016-11-01 N N N 0.0030 7000000.00 7000000.00 0.0109 N Y Y N SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) 0.310000% 0001448613 ATD0IKLD8 Non-Negotiable Time Deposit Y 2016-11-01 2016-11-01 2016-11-01 N N N 0.0031 7000000.00 7000000.00 0.0109 N Y Y N NATIONAL BANK OF CANADA (MONTREAL BRANCH) NATIONAL BANK OF CANADA (MONTREAL BRANCH) 0.380000% 0000926171 ATD0IKLJ5 Non-Negotiable Time Deposit Y 2016-11-07 2016-11-07 2016-11-07 N N N 0.0038 3000000.00 3000000.00 0.0047 N N Y N NORDEA BANK FINLAND PLC (GRAND CAYMAN BRANCH) NORDEA BANK FINLAND PLC (GRAND CAYMAN BRANCH) 0.310000% 0001002614 ATD0IKLQ9 Non-Negotiable Time Deposit Y 2016-11-01 2016-11-01 2016-11-01 N N N 0.0031 5000000.00 5000000.00 0.0078 N Y Y N NATIONAL BANK OF CANADA (MONTREAL BRANCH) NATIONAL BANK OF CANADA (MONTREAL BRANCH) 0.380000% 0000926171 ATD0IKLT3 Non-Negotiable Time Deposit Y 2016-11-07 2016-11-07 2016-11-07 N N N 0.0038 2000000.00 2000000.00 0.0031 N N Y N The Charles Schwab Family of Funds 2016-11-07 Mark Fischer Mark Fischer Chief Financial Officer