0001145549-16-018405.txt : 20161007 0001145549-16-018405.hdr.sgml : 20161007 20161007172711 ACCESSION NUMBER: 0001145549-16-018405 CONFORMED SUBMISSION TYPE: N-MFP1 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161007 DATE AS OF CHANGE: 20161007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP1 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161928729 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004503 Schwab New Jersey Municipal Money Fund C000012377 Sweep Shares SWJXX N-MFP1 1 primary_doc.xml N-MFP1 0000857156 XXXXXXXX 2016-09-30 0000857156 S000004503 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 084-00896 N N N Single State Y 33 33 445320072.38 446899795.77 456175394.34 450167616.13 461427564.66 0.7204 0.7131 0.7194 0.7150 0.7337 48747746.83 578440525.82 578566357.06 1624164.82 291843.21 628646425.50 628022413.2100 1.0000 0.0069 1.0009 1.0009 1.0009 1.0008 1.0008 C000012377 1.00 628646425.50 628022413.2100 1.0009 1.0009 1.0009 1.0008 1.0008 21750144.17 11972798.70 19722196.30 11040522.84 26558029.69 21682057.59 12436560.40 14585872.51 18659927.77 19309743.26 93952502.24 70461225.55 0.0004 Y Investment Advisor and its affiliates Contractual 49,336 Investment Advisor and its affiliates Voluntary 22,087 Alaska Housing Finance Corp Home Mortgage RB Series 2002A 0.900000% 0118327L0 549300HJ8NOJNYW6ER36 US0118327L09 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-03 2016-10-03 2036-12-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 3 Y N N 0.0090 3345000.00 3345000.00 0.0053 N Y Y N Arizona Health Facilities Auth RB (Banner Health) Series 2015B 0.840000% 040507QA6 US040507QA61 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2046-01-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0084 2035000.00 2035000.00 0.0032 N N Y N Bergen Cnty BAN Series 2016 2.000000% 083763PS5 549300SC7R4EFIYK0S67 US083763PS53 Other Municipal Security First Tier Security N/A N/A 2016-12-15 2016-12-15 2016-12-15 N N N 0.0083 6013860.00 6013860.00 0.0096 N N N N Brick Township BAN Series 2015 2.000000% 107889TR8 US107889TR80 Other Municipal Security First Tier Security N/A N/A 2016-12-15 2016-12-15 2016-12-15 N N N 0.0085 5011350.00 5011350.00 0.0080 N N N N Brick Township Municipal Utilities Auth Project Bonds Series 2016A 2.000000% 107897HM5 US107897HM55 Other Municipal Security First Tier Security N/A N/A 2016-12-01 2016-12-01 2016-12-01 N N Y BRICK TWP N J Corporate Underlier N/A N/A 1.0000 0.0096 2003320.00 2003320.00 0.0032 N N N N Broomfield Urban Renewal Auth Tax Increment RB Series 2005 0.900000% 114778BB8 US114778BB88 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-12-01 Y BNP Paribas SA N/A N/A 1.0000 7 N N N 0.0090 2375000.00 2375000.00 0.0038 N N Y N Burlington Cnty Bridge Commission Lease RB Series 2016B 2.000000% 121651JW4 US121651JW41 Other Municipal Security First Tier Security N/A N/A 2017-04-26 2017-04-26 2017-04-26 N N Y BURLINGTON CNTY N J Corporate Underlier N/A N/A 1.0000 0.0087 6037800.00 6037800.00 0.0096 N N N N Chicago M/F Housing RB (Lincoln Village Sr Apts) Series 2006 0.930000% 167570NS5 T5UYO5SYLC8K73MJQX30 125BAR00GPX Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-06-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0093 2500000.00 2500000.00 0.0040 N N Y N Chicago M/F Hsg RB (Renaissance St Luke) Series 2008 0.920000% 167570PZ7 T5UYO5SYLC8K73MJQX30 US167570PZ74 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-06-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0092 1540000.00 1540000.00 0.0024 N N Y N New Jersey Transportation Trust Fund Auth Transportation System RB Series 2006A & 2009A 0.880000% 18886PC52 549300YUVD5TEXR6L889 US18886PC527 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-12-15 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 N N N 0.0088 6000000.00 6000000.00 0.0095 N N Y N New Jersey Economic Development Auth Transportation System Bonds Series 2005B&2006A & School Facilities Construction Refunding Bonds Series 2005K 0.890000% 18886PQH1 5493006JS6QWDVU4R678 US18886PQH19 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-12-15 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 N N N 0.0089 23395000.00 23395000.00 0.0372 N N Y N Dallas-Fort Worth Int'l Airport Facility Improvement Corp Airport Facility RB (Flightsafety) Series 1999 0.860000% 235035AL6 US235035AL63 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2032-07-01 Y Berkshire Hathaway Inc N/A N/A 1.0000 7 N N N 0.0086 700000.00 700000.00 0.0011 N N Y N Davidson Cnty Industrial Facilities & Pollution Control Financing Auth IDRB (Childress Winery) Series 2004 1.000000% 238604AD4 US238604AD43 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2026-04-01 Y BRANCH BANKING AND TRUST COMPANY N/A N/A 1.0000 7 N N N 0.0100 2500000.00 2500000.00 0.0040 N N Y N Delaware River Port Auth Refunding RB Series 2010B 0.900000% 246352FD5 549300OBM31KJO8JR048 US246352FD52 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2026-01-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0090 3445000.00 3445000.00 0.0055 N N Y N District of Columbia RB (American Geophysical Union) Series 1993 0.900000% 254839K77 549300HWFOZXPKGOX654 US254839K778 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-09-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0090 1145000.00 1145000.00 0.0018 N N Y N East Brunswick BAN Series 2016 2.000000% 271281YB7 US271281YB71 Other Municipal Security Unrated Security N/A N/A 2017-07-27 2017-07-27 2017-07-27 N N N 0.0107 5832971.63 5832971.63 0.0093 N N N N Edison Township BAN 2.000000% 281047E30 US281047E307 Other Municipal Security First Tier Security N/A N/A 2017-02-10 2017-02-10 2017-02-10 N N N 0.0089 6725862.00 6725862.00 0.0107 N N N N Fulton Cnty Development Auth Airport Facility RB (FlightSafety) Series 1999B 0.860000% 36004NAC3 549300533NJL38F4K144 US36004NAC39 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-12-01 Y OBH INC N/A N/A 1.0000 7 N Y Berkshire Hathaway Inc N/A N/A 1.0000 N 0.0086 2600000.00 2600000.00 0.0041 N N Y N Gloucester Cnty Pollution Control Financing Auth Pollution Control Refunding RB (ExxonMobil) Series 2003 0.150000% 379697AK1 US379697AK10 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-03 2016-10-03 2022-01-01 Y Exxon Mobil Corp N/A N/A 1.0000 3 N N N 0.0015 14365000.00 14365000.00 0.0229 N Y Y N Hamilton Township BAN Series 2016 2.000000% 408054P65 US408054P653 Other Municipal Security Unrated Security N/A N/A 2017-06-08 2017-06-08 2017-06-08 N N N 0.0093 5036000.00 5036000.00 0.0080 N N N N Hoboken BAN Series 2016A 2.250000% 434110UG5 US434110UG55 Other Municipal Security First Tier Security N/A N/A 2017-03-14 2017-03-14 2017-03-14 N N N 0.0099 6425528.40 6425528.40 0.0102 N N N N Hudson Cnty GO BAN Series 2015 2.000000% 443726U85 US443726U851 Other Municipal Security First Tier Security N/A N/A 2016-12-16 2016-12-16 2016-12-16 N N N 0.0080 1804320.00 1804320.00 0.0029 N N N N Hudson Cnty Improvement Auth Cnty-Guaranteed Pooled Notes Series 1986 0.830000% 443728AB6 US443728AB67 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2026-07-15 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0083 5000000.00 5000000.00 0.0080 N N Y N Hudson Cnty Improvement Auth Cnty-Guaranteed Pooled Notes Series 2015Y1 1.750000% 443728EE6 US443728EE60 Other Municipal Security First Tier Security N/A N/A 2016-11-11 2016-11-11 2016-11-11 N N Y HUDSON CNTY N J Corporate Underlier N/A N/A 1.0000 0.0081 5004900.00 5004900.00 0.0080 N N N N Hudson Cnty Improvement Auth Cnty-Guaranteed Pooled Notes Series 2016B1 2.000000% 443728EJ5 US443728EJ57 Other Municipal Security First Tier Security N/A N/A 2017-06-27 2017-06-27 2017-06-27 N N Y HUDSON CNTY N J Corporate Underlier N/A N/A 1.0000 0.0100 5841992.00 5841992.00 0.0093 N N N N ILLINOIS FINANCE AUTHORITY RB (YMCA of Metropolitan Chicago) Series 2001 0.860000% 45188RWL9 549300ZG6UBPNNNRN315 US45188RWL94 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2029-06-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0086 3600000.00 3600000.00 0.0057 N N Y N ILLINOIS FINANCE AUTHORITY RB (Museum of Science & Industry) Series 2009C 0.870000% 45200FJ83 549300ZG6UBPNNNRN315 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2039-12-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 2395000.00 2395000.00 0.0038 N N Y N ILLINOIS FINANCE AUTHORITY M/F Hsg Refunding RB (Concordia Place Apts) Series 2013A 1.100000% 45202LBD5 549300ZG6UBPNNNRN315 US45202LBD55 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-01-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0110 4910000.00 4910000.00 0.0078 N N Y N Little Ferry BAN Series 2016 2.250000% 537207HM7 US537207HM74 Other Municipal Security Unrated Security N/A N/A 2017-04-27 2017-04-27 2017-04-27 N N N 0.0106 5216870.49 5216870.49 0.0083 N N N N Livingston Township BAN Series 2016 2.000000% 539141UA7 US539141UA76 Other Municipal Security Unrated Security N/A N/A 2017-01-11 2017-01-11 2017-01-11 N N N 0.0113 6314616.00 6314616.00 0.0100 N N N N Livingston Township BAN Series 2016 2.000000% 539141UB5 US539141UB59 Other Municipal Security Unrated Security N/A N/A 2017-03-23 2017-03-23 2017-03-23 N N N 0.0104 3013380.00 3013380.00 0.0048 N N N N Macon Water Auth Water & Sewer RB Series 2012 0.920000% 555758GX3 US555758GX36 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2032-10-01 Y MACON GA WTR AUTH N/A N/A 1.0000 7 N N N 0.0092 2450000.00 2450000.00 0.0039 N N Y N Metro Government of Nashville & Davidson Cnty Health & Educational Facilities Board M/F Housing RB (Weatherly Ridge Apts) Series 2006A 0.910000% 592041PN1 US592041PN11 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2041-12-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0091 4500000.00 4500000.00 0.0072 N N Y N Monmouth Cnty Improvement Auth Capital Equipment Pooled Lease RB Series 2011 3.000000% 60954PFT6 US60954PFT66 Other Municipal Security Unrated Security N/A N/A 2016-10-01 2016-10-01 2016-10-01 N N Y MONMOUTH CNTY N J Corporate Underlier N/A N/A 1.0000 0.0300 790000.00 790000.00 0.0013 N Y Y N New Jersey Economic Development Auth GO Lease RB (Rutgers Univ) Series 2013 0.870000% 64577FCE3 5493006JS6QWDVU4R678 US64577FCE34 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-12-15 Y Credit Suisse AG N/A N/A 1.0000 7 Y N Y RUTGERS UNIVERSITY NEW JERSEY Corporate Underlier N/A N/A 1.0000 0.0087 4000000.00 4000000.00 0.0064 N N Y N New Jersey Economic Development Auth Retirement Community Refunding RB (Seabrook Village) Series 2006 5.250000% 64578HAU4 5493006JS6QWDVU4R678 US64578HAU41 Other Municipal Security Unrated Security N/A N/A 2016-11-15 2016-11-15 2026-11-15 N N Y Escrow Escrow N/A N/A 1.0000 0.0082 1768624.00 1768624.00 0.0028 N N N N New Jersey Health Care Facilities Financing Auth Hospital Capital Asset RB Series 1985A 0.840000% 645793BJ8 US645793BJ84 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0084 18715000.00 18715000.00 0.0298 N N Y N New Jersey Health Care Facilities Financing Auth RB (Meridian Health) Series 2003A 0.870000% 64579E7X8 US64579E7X86 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0087 16800000.00 16800000.00 0.0267 N N Y N New Jersey Health Care Facilities Financing Auth RB (RW Johnson Univ Hospital) Series 2013B 0.800000% 64579F4S9 US64579F4S91 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2043-07-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0080 28340000.00 28340000.00 0.0451 N N Y N New Jersey Health Care Facilities Financing Auth RB (Robert Wood Johnson Univ Hospital) Series 2014B 0.800000% 64579F6P3 US64579F6P35 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2043-07-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0080 7500000.00 7500000.00 0.0119 N N Y N New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2003AB 0.820000% 64579FAP8 US64579FAP80 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-07-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0082 2870000.00 2870000.00 0.0046 N N Y N New Jersey Health Care Facilities Financing Auth RB (Virtua Health) Series 2004 0.820000% 64579FEB5 US64579FEB58 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-07-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0082 11070000.00 11070000.00 0.0176 N N Y N New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2006A3 0.930000% 64579FJQ7 US64579FJQ72 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2031-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0093 2905000.00 2905000.00 0.0046 N N Y N New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2006A5 0.830000% 64579FJS3 US64579FJS39 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-07-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0083 3000000.00 3000000.00 0.0048 N N Y N New Jersey Health Care Facilities Financing Auth RB (Atlantic Health) Series 2008B 0.860000% 64579FWP4 US64579FWP43 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-07-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0086 14500000.00 14500000.00 0.0231 N N Y N New Jersey Health Care Facilities Financing Auth RB (Atlantic Health) Series 2008C 0.870000% 64579FWQ2 US64579FWQ26 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0087 16160000.00 16160000.00 0.0257 N N Y N New Jersey Health Care Facilities Financing Auth RB (Virtua Health Issue) Series 2009 0.670000% 64579FYJ6 125BAT00FCD Variable Rate Demand Note First Tier Security N/A N/A 2016-10-03 2016-10-03 2043-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 3 N N N 0.0067 500000.00 500000.00 0.0008 N Y Y N New Jersey Health Care Facilities Financing Auth RB (Virtua Health) Series 2009 0.780000% 64579FYK3 US64579FYK38 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-03 2016-10-03 2043-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 3 N N N 0.0078 12700000.00 12700000.00 0.0202 N Y Y N New Jersey Health Care Facilities Financing Auth RB (Virtua Health) Series 2009E 0.800000% 64579FYM9 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2043-07-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0080 1000000.00 1000000.00 0.0016 N N Y N New Jersey Economic Development Auth RB (Applewood Estates) Series 2005B 0.830000% 645918BX0 5493006JS6QWDVU4R678 US645918BX03 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-10-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0083 7300000.00 7300000.00 0.0116 N N Y N New Jersey Economic Development Auth RB (Cooper Health) Series 2008A 0.820000% 645918TV5 5493006JS6QWDVU4R678 US645918TV54 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-11-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0082 6100000.00 6100000.00 0.0097 N N Y N New Jersey Educational Facilities Auth Refunding RB (Seton Hall Univ) Series 2008D 0.810000% 646065WZ1 549300UTOO4X537XXG70 115BGP02319 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-07-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0081 9815000.00 9815000.00 0.0156 N N Y N New Jersey Educational Facilities Auth CP (Princeton Univ) Series 1997A 0.430000% 64606R3J1 549300UTOO4X537XXG70 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N N Y PRINCETON UNIVERSITY Corporate Underlier N/A N/A 1.0000 0.0084 7499475.00 7499475.00 0.0119 N N Y N New Jersey Housing & Mortgage Finance Agency M/F Housing RB Series 2008B 0.880000% 646108EG1 5493002ONULJL0FIGU24 US646108EG17 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2048-05-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0088 8405000.00 8405000.00 0.0134 N N Y N New Jersey Housing & Mortgage Finance Agency M/F Housing RB 2013 Series 5 0.880000% 646108KM1 5493002ONULJL0FIGU24 US646108KM11 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2046-11-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0088 43995000.00 43995000.00 0.0700 N N Y N New Jersey Housing & Mortgage Finance Agency M/F Housing RB Series 2006A 0.880000% 646108RJ1 5493002ONULJL0FIGU24 US646108RJ19 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2028-05-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0088 1000000.00 1000000.00 0.0016 N N Y N New Jersey Housing & Mortgage Finance Agency M/F Housing RB Series 2007G 0.880000% 646108RN2 5493002ONULJL0FIGU24 US646108RN21 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-05-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0088 3100000.00 3100000.00 0.0049 N N Y N New Jersey Housing & Mortgage Finance Agency M/F Housing RB Series 2005F 0.890000% 646108RS1 5493002ONULJL0FIGU24 US646108RS18 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-05-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0089 2420000.00 2420000.00 0.0038 N N Y N New Jersey Housing & Mortgage Finance Agency S/F Housing RB Series 2008BB 0.830000% 6461292H8 5493002ONULJL0FIGU24 US6461292H87 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2039-04-01 Y TD Bank NA N/A N/A 1.0000 7 Y N N 0.0083 11500000.00 11500000.00 0.0183 N N Y N New Jersey Housing & Mortgage Finance Agency S/F Housing RB Series 2008BB 0.810000% 6461292J4 5493002ONULJL0FIGU24 US6461292J44 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2039-10-01 Y TD Bank NA N/A N/A 1.0000 7 Y N N 0.0081 9500000.00 9500000.00 0.0151 N N Y N New York State HFA Housing RB (Riverside Center 2) Series 2015A2 0.850000% 64986U6C6 5493000LS7KCDB02O506 US64986U6C69 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2046-11-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0085 2500000.00 2500000.00 0.0040 N N Y N Nutley BAN 2.500000% 670590EQ7 US670590EQ77 Other Municipal Security Unrated Security N/A N/A 2016-12-22 2016-12-22 2016-12-22 N N N 0.0090 5017000.00 5017000.00 0.0080 N N N N Nuveen New Jersey Dividend Advantage Municipal Fund Variable Rate Demand Preferred Shares Series 2 0.970000% 67069Y607 5493006CFPL75HL16F31 US67069Y6077 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2043-04-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0097 16000000.00 16000000.00 0.0255 N N Y N Ocean City BAN Series 2015A 2.000000% 674684QQ1 US674684QQ15 Other Municipal Security Unrated Security N/A N/A 2016-12-02 2016-12-02 2016-12-02 N N N 0.0100 5809338.00 5809338.00 0.0092 N N N N Ocean City BAN Series 2016B 2.000000% 674684QR9 US674684QR97 Other Municipal Security Unrated Security N/A N/A 2017-06-15 2017-06-15 2017-06-15 N N N 0.0109 2515700.00 2515700.00 0.0040 N N N N Port Auth of New York & New Jersey Consolidated Bonds 179th Series 5.000000% 73358WQF4 US73358WQF40 Other Municipal Security Unrated Security N/A N/A 2016-12-01 2016-12-01 2016-12-01 N N N 0.0075 100658.00 100658.00 0.0002 N N N N Port Auth of New York & New Jersey Consolidated Bonds 186th Series 4.000000% 73358WUK8 US73358WUK88 Other Municipal Security Unrated Security N/A N/A 2016-10-15 2016-10-15 2016-10-15 N N N 0.0081 125110.00 125110.00 0.0002 N N N N Port Auth of New York & New Jersey CP Series A 0.820000% 73359AMB4 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-19 2016-12-19 2016-12-19 N N N 0.0093 1199712.00 1199712.00 0.0019 N N N N Port Auth of New York & New Jersey CP Series B 0.490000% 73359BLU1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-24 2016-10-24 2016-10-24 N N N 0.0089 18995060.00 18995060.00 0.0302 N N N N Port Auth of New York & New Jersey CP Series B 0.500000% 73359BLV9 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-01 2016-11-01 2016-11-01 N N N 0.0088 7027680.10 7027680.10 0.0112 N N N N Port Auth of New York & New Jersey CP Series B 0.700000% 73359BLY3 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-22 2016-11-22 2016-11-22 N N N 0.0092 17459411.20 17459411.20 0.0278 N N N N Port Auth of New York & New Jersey CP Series B 0.750000% 73359BLZ0 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-01 2016-12-01 2016-12-01 N N N 0.0088 6168642.60 6168642.60 0.0098 N N N N Port Auth of New York & New Jersey CP Series B 0.840000% 73359BME6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-13 2016-12-13 2016-12-13 N N N 0.0090 1434827.80 1434827.80 0.0023 N N N N Power Cnty IDA Solid Waste Disposal RB (J.R. Simplot Co) Series 2012 0.940000% 739247AB0 US739247AB03 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-12-01 Y COOPERATIEVE RABOBANK UA N/A N/A 1.0000 7 N N N 0.0094 10000000.00 10000000.00 0.0159 N N Y N Readington Twp BAN Series 2016 2.000000% 755664HD4 US755664HD46 Other Municipal Security Unrated Security N/A N/A 2017-02-02 2017-02-02 2017-02-02 N N N 0.0092 5519360.00 5519360.00 0.0088 N N N N Rutgers State Univ GO Refunding Bonds Series 2013J 0.880000% 783186SM2 549300BOYDHNW8J60112 US783186SM27 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-05-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 4340000.00 4340000.00 0.0069 N N Y N Rutgers State Univ CP Series A&B 0.570000% 78318EDX7 549300BOYDHNW8J60112 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N Y Wells Fargo Bank NA Standby Purchase Agreement N/A N/A 1.0000 0.0088 1249962.50 1249962.50 0.0020 N Y Y N Rutgers State Univ CP Series A&B 0.680000% 78318EDZ2 549300BOYDHNW8J60112 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N Y Wells Fargo Bank NA Standby Purchase Agreement N/A N/A 1.0000 0.0077 7499925.00 7499925.00 0.0119 N Y Y N Stafford Township BAN Series 2016A 2.000000% 852529RM0 US852529RM01 Other Municipal Security Unrated Security N/A N/A 2017-05-11 2017-05-11 2017-05-11 N N N 0.0102 5029250.00 5029250.00 0.0080 N N N N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 0.880000% 88033MBG1 5493003476LG35QAKM08 US88033MBG15 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2024-01-15 Y Toronto-Dominion Bank/The N/A N/A 1.0000 7 Y N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0088 5000000.00 5000000.00 0.0080 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.880000% 88033MHJ9 US88033MHJ99 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-10-15 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 1220000.00 1220000.00 0.0019 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.870000% 88033MN37 US88033MN376 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-10-15 Y Credit Suisse AG N/A N/A 1.0000 7 Y N N 0.0087 800000.00 800000.00 0.0013 N N Y N Rutgers State Univ GO Bonds Series 2013L 0.880000% 88033SBN3 549300BOYDHNW8J60112 US88033SBN36 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-05-13 Y Bank of America NA N/A N/A 1.0000 7 Y N N 0.0088 7700000.00 7700000.00 0.0122 N N Y N New Jersey Economic Development Auth Motor Vehicle Surchages RB Series 2004A 0.960000% 88033SGL2 5493006JS6QWDVU4R678 US88033SGL25 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-07-01 Y Bank of America NA N/A N/A 1.0000 7 Y Y Berkshire Hathaway Assurance Corp N/A N/A 1.0000 N 0.0096 5715000.00 5715000.00 0.0091 N N Y N Texas Tech University Revenue Financing System CP Series 2012A 0.740000% 88280Q3E6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-01 2016-11-01 2016-11-01 N N N 0.0089 8728865.10 8728865.10 0.0139 N N N N Union Cnty Pollution Control Finance Auth Refunding RB (Exxon) Series 1989 0.150000% 906353AH0 US906353AH02 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-03 2016-10-03 2024-10-01 Y Exxon Mobil Corp N/A N/A 1.0000 3 N N N 0.0015 3630000.00 3630000.00 0.0058 N Y Y N Union Cnty Pollution Control Finance Auth Refunding RB (Exxon) Series 1994 0.150000% 906353AJ6 US906353AJ67 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-03 2016-10-03 2033-07-01 Y Exxon Mobil Corp N/A N/A 1.0000 3 N N N 0.0015 6400000.00 6400000.00 0.0102 N Y Y N West Windsor Township BAN 1.500000% 956887LJ0 US956887LJ07 Other Municipal Security Unrated Security N/A N/A 2016-11-10 2016-11-10 2016-11-10 N N N 0.0104 5902714.00 5902714.00 0.0094 N N N N Woodland Park GO BAN Series 2016 2.000000% 97966TBQ6 US97966TBQ67 Other Municipal Security Unrated Security N/A N/A 2017-06-02 2017-06-02 2017-06-02 N N N 0.0116 3016440.00 3016440.00 0.0048 N N N N The Charles Schwab Family of Funds 2016-10-07 Mark Fischer Mark Fischer Chief Financial Officer