0001145549-16-018405.txt : 20161007
0001145549-16-018405.hdr.sgml : 20161007
20161007172711
ACCESSION NUMBER: 0001145549-16-018405
CONFORMED SUBMISSION TYPE: N-MFP1
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161007
DATE AS OF CHANGE: 20161007
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP1
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 161928729
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004503
Schwab New Jersey Municipal Money Fund
C000012377
Sweep Shares
SWJXX
N-MFP1
1
primary_doc.xml
N-MFP1
0000857156
XXXXXXXX
2016-09-30
0000857156
S000004503
1
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
084-00896
N
N
N
Single State
Y
33
33
445320072.38
446899795.77
456175394.34
450167616.13
461427564.66
0.7204
0.7131
0.7194
0.7150
0.7337
48747746.83
578440525.82
578566357.06
1624164.82
291843.21
628646425.50
628022413.2100
1.0000
0.0069
1.0009
1.0009
1.0009
1.0008
1.0008
C000012377
1.00
628646425.50
628022413.2100
1.0009
1.0009
1.0009
1.0008
1.0008
21750144.17
11972798.70
19722196.30
11040522.84
26558029.69
21682057.59
12436560.40
14585872.51
18659927.77
19309743.26
93952502.24
70461225.55
0.0004
Y
Investment Advisor and its affiliates Contractual 49,336 Investment Advisor and its affiliates Voluntary 22,087
Alaska Housing Finance Corp
Home Mortgage RB Series 2002A 0.900000%
0118327L0
549300HJ8NOJNYW6ER36
US0118327L09
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2036-12-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
3
Y
N
N
0.0090
3345000.00
3345000.00
0.0053
N
Y
Y
N
Arizona Health Facilities Auth
RB (Banner Health) Series 2015B 0.840000%
040507QA6
US040507QA61
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2046-01-01
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
1.0000
7
N
N
N
0.0084
2035000.00
2035000.00
0.0032
N
N
Y
N
Bergen Cnty
BAN Series 2016 2.000000%
083763PS5
549300SC7R4EFIYK0S67
US083763PS53
Other Municipal Security
First Tier Security
N/A
N/A
2016-12-15
2016-12-15
2016-12-15
N
N
N
0.0083
6013860.00
6013860.00
0.0096
N
N
N
N
Brick Township
BAN Series 2015 2.000000%
107889TR8
US107889TR80
Other Municipal Security
First Tier Security
N/A
N/A
2016-12-15
2016-12-15
2016-12-15
N
N
N
0.0085
5011350.00
5011350.00
0.0080
N
N
N
N
Brick Township Municipal Utilities Auth
Project Bonds Series 2016A 2.000000%
107897HM5
US107897HM55
Other Municipal Security
First Tier Security
N/A
N/A
2016-12-01
2016-12-01
2016-12-01
N
N
Y
BRICK TWP N J
Corporate Underlier
N/A
N/A
1.0000
0.0096
2003320.00
2003320.00
0.0032
N
N
N
N
Broomfield Urban Renewal Auth
Tax Increment RB Series 2005 0.900000%
114778BB8
US114778BB88
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2030-12-01
Y
BNP Paribas SA
N/A
N/A
1.0000
7
N
N
N
0.0090
2375000.00
2375000.00
0.0038
N
N
Y
N
Burlington Cnty Bridge Commission
Lease RB Series 2016B 2.000000%
121651JW4
US121651JW41
Other Municipal Security
First Tier Security
N/A
N/A
2017-04-26
2017-04-26
2017-04-26
N
N
Y
BURLINGTON CNTY N J
Corporate Underlier
N/A
N/A
1.0000
0.0087
6037800.00
6037800.00
0.0096
N
N
N
N
Chicago
M/F Housing RB (Lincoln Village Sr Apts) Series 2006 0.930000%
167570NS5
T5UYO5SYLC8K73MJQX30
125BAR00GPX
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2040-06-01
Y
BMO Harris Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0093
2500000.00
2500000.00
0.0040
N
N
Y
N
Chicago
M/F Hsg RB (Renaissance St Luke) Series 2008 0.920000%
167570PZ7
T5UYO5SYLC8K73MJQX30
US167570PZ74
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2040-06-01
Y
BMO Harris Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0092
1540000.00
1540000.00
0.0024
N
N
Y
N
New Jersey Transportation Trust Fund Auth
Transportation System RB Series 2006A & 2009A 0.880000%
18886PC52
549300YUVD5TEXR6L889
US18886PC527
Tender Option Bond
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2023-12-15
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
1.0000
7
N
N
N
0.0088
6000000.00
6000000.00
0.0095
N
N
Y
N
New Jersey Economic Development Auth
Transportation System Bonds Series 2005B&2006A & School Facilities Construction Refunding Bonds Series 2005K 0.890000%
18886PQH1
5493006JS6QWDVU4R678
US18886PQH19
Tender Option Bond
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2020-12-15
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
1.0000
7
N
N
N
0.0089
23395000.00
23395000.00
0.0372
N
N
Y
N
Dallas-Fort Worth Int'l Airport Facility Improvement Corp
Airport Facility RB (Flightsafety) Series 1999 0.860000%
235035AL6
US235035AL63
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2032-07-01
Y
Berkshire Hathaway Inc
N/A
N/A
1.0000
7
N
N
N
0.0086
700000.00
700000.00
0.0011
N
N
Y
N
Davidson Cnty Industrial Facilities & Pollution Control Financing Auth
IDRB (Childress Winery) Series 2004 1.000000%
238604AD4
US238604AD43
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2026-04-01
Y
BRANCH BANKING AND TRUST COMPANY
N/A
N/A
1.0000
7
N
N
N
0.0100
2500000.00
2500000.00
0.0040
N
N
Y
N
Delaware River Port Auth
Refunding RB Series 2010B 0.900000%
246352FD5
549300OBM31KJO8JR048
US246352FD52
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2026-01-01
Y
Barclays Bank PLC
N/A
N/A
1.0000
7
N
N
N
0.0090
3445000.00
3445000.00
0.0055
N
N
Y
N
District of Columbia
RB (American Geophysical Union) Series 1993 0.900000%
254839K77
549300HWFOZXPKGOX654
US254839K778
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2023-09-01
Y
Bank of America NA
N/A
N/A
1.0000
7
N
N
N
0.0090
1145000.00
1145000.00
0.0018
N
N
Y
N
East Brunswick
BAN Series 2016 2.000000%
271281YB7
US271281YB71
Other Municipal Security
Unrated Security
N/A
N/A
2017-07-27
2017-07-27
2017-07-27
N
N
N
0.0107
5832971.63
5832971.63
0.0093
N
N
N
N
Edison Township
BAN 2.000000%
281047E30
US281047E307
Other Municipal Security
First Tier Security
N/A
N/A
2017-02-10
2017-02-10
2017-02-10
N
N
N
0.0089
6725862.00
6725862.00
0.0107
N
N
N
N
Fulton Cnty Development Auth
Airport Facility RB (FlightSafety) Series 1999B 0.860000%
36004NAC3
549300533NJL38F4K144
US36004NAC39
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2018-12-01
Y
OBH INC
N/A
N/A
1.0000
7
N
Y
Berkshire Hathaway Inc
N/A
N/A
1.0000
N
0.0086
2600000.00
2600000.00
0.0041
N
N
Y
N
Gloucester Cnty Pollution Control Financing Auth
Pollution Control Refunding RB (ExxonMobil) Series 2003 0.150000%
379697AK1
US379697AK10
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2022-01-01
Y
Exxon Mobil Corp
N/A
N/A
1.0000
3
N
N
N
0.0015
14365000.00
14365000.00
0.0229
N
Y
Y
N
Hamilton Township
BAN Series 2016 2.000000%
408054P65
US408054P653
Other Municipal Security
Unrated Security
N/A
N/A
2017-06-08
2017-06-08
2017-06-08
N
N
N
0.0093
5036000.00
5036000.00
0.0080
N
N
N
N
Hoboken
BAN Series 2016A 2.250000%
434110UG5
US434110UG55
Other Municipal Security
First Tier Security
N/A
N/A
2017-03-14
2017-03-14
2017-03-14
N
N
N
0.0099
6425528.40
6425528.40
0.0102
N
N
N
N
Hudson Cnty
GO BAN Series 2015 2.000000%
443726U85
US443726U851
Other Municipal Security
First Tier Security
N/A
N/A
2016-12-16
2016-12-16
2016-12-16
N
N
N
0.0080
1804320.00
1804320.00
0.0029
N
N
N
N
Hudson Cnty Improvement Auth
Cnty-Guaranteed Pooled Notes Series 1986 0.830000%
443728AB6
US443728AB67
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2026-07-15
Y
TD Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0083
5000000.00
5000000.00
0.0080
N
N
Y
N
Hudson Cnty Improvement Auth
Cnty-Guaranteed Pooled Notes Series 2015Y1 1.750000%
443728EE6
US443728EE60
Other Municipal Security
First Tier Security
N/A
N/A
2016-11-11
2016-11-11
2016-11-11
N
N
Y
HUDSON CNTY N J
Corporate Underlier
N/A
N/A
1.0000
0.0081
5004900.00
5004900.00
0.0080
N
N
N
N
Hudson Cnty Improvement Auth
Cnty-Guaranteed Pooled Notes Series 2016B1 2.000000%
443728EJ5
US443728EJ57
Other Municipal Security
First Tier Security
N/A
N/A
2017-06-27
2017-06-27
2017-06-27
N
N
Y
HUDSON CNTY N J
Corporate Underlier
N/A
N/A
1.0000
0.0100
5841992.00
5841992.00
0.0093
N
N
N
N
ILLINOIS FINANCE AUTHORITY
RB (YMCA of Metropolitan Chicago) Series 2001 0.860000%
45188RWL9
549300ZG6UBPNNNRN315
US45188RWL94
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2029-06-01
Y
BMO Harris Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0086
3600000.00
3600000.00
0.0057
N
N
Y
N
ILLINOIS FINANCE AUTHORITY
RB (Museum of Science & Industry) Series 2009C 0.870000%
45200FJ83
549300ZG6UBPNNNRN315
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2039-12-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0087
2395000.00
2395000.00
0.0038
N
N
Y
N
ILLINOIS FINANCE AUTHORITY
M/F Hsg Refunding RB (Concordia Place Apts) Series 2013A 1.100000%
45202LBD5
549300ZG6UBPNNNRN315
US45202LBD55
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2034-01-01
Y
BMO Harris Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0110
4910000.00
4910000.00
0.0078
N
N
Y
N
Little Ferry
BAN Series 2016 2.250000%
537207HM7
US537207HM74
Other Municipal Security
Unrated Security
N/A
N/A
2017-04-27
2017-04-27
2017-04-27
N
N
N
0.0106
5216870.49
5216870.49
0.0083
N
N
N
N
Livingston Township
BAN Series 2016 2.000000%
539141UA7
US539141UA76
Other Municipal Security
Unrated Security
N/A
N/A
2017-01-11
2017-01-11
2017-01-11
N
N
N
0.0113
6314616.00
6314616.00
0.0100
N
N
N
N
Livingston Township
BAN Series 2016 2.000000%
539141UB5
US539141UB59
Other Municipal Security
Unrated Security
N/A
N/A
2017-03-23
2017-03-23
2017-03-23
N
N
N
0.0104
3013380.00
3013380.00
0.0048
N
N
N
N
Macon Water Auth
Water & Sewer RB Series 2012 0.920000%
555758GX3
US555758GX36
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2032-10-01
Y
MACON GA WTR AUTH
N/A
N/A
1.0000
7
N
N
N
0.0092
2450000.00
2450000.00
0.0039
N
N
Y
N
Metro Government of Nashville & Davidson Cnty Health & Educational Facilities Board
M/F Housing RB (Weatherly Ridge Apts) Series 2006A 0.910000%
592041PN1
US592041PN11
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2041-12-01
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0091
4500000.00
4500000.00
0.0072
N
N
Y
N
Monmouth Cnty Improvement Auth
Capital Equipment Pooled Lease RB Series 2011 3.000000%
60954PFT6
US60954PFT66
Other Municipal Security
Unrated Security
N/A
N/A
2016-10-01
2016-10-01
2016-10-01
N
N
Y
MONMOUTH CNTY N J
Corporate Underlier
N/A
N/A
1.0000
0.0300
790000.00
790000.00
0.0013
N
Y
Y
N
New Jersey Economic Development Auth
GO Lease RB (Rutgers Univ) Series 2013 0.870000%
64577FCE3
5493006JS6QWDVU4R678
US64577FCE34
Tender Option Bond
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2036-12-15
Y
Credit Suisse AG
N/A
N/A
1.0000
7
Y
N
Y
RUTGERS UNIVERSITY NEW JERSEY
Corporate Underlier
N/A
N/A
1.0000
0.0087
4000000.00
4000000.00
0.0064
N
N
Y
N
New Jersey Economic Development Auth
Retirement Community Refunding RB (Seabrook Village) Series 2006 5.250000%
64578HAU4
5493006JS6QWDVU4R678
US64578HAU41
Other Municipal Security
Unrated Security
N/A
N/A
2016-11-15
2016-11-15
2026-11-15
N
N
Y
Escrow
Escrow
N/A
N/A
1.0000
0.0082
1768624.00
1768624.00
0.0028
N
N
N
N
New Jersey Health Care Facilities Financing Auth
Hospital Capital Asset RB Series 1985A 0.840000%
645793BJ8
US645793BJ84
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2035-07-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0084
18715000.00
18715000.00
0.0298
N
N
Y
N
New Jersey Health Care Facilities Financing Auth
RB (Meridian Health) Series 2003A 0.870000%
64579E7X8
US64579E7X86
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2033-07-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0087
16800000.00
16800000.00
0.0267
N
N
Y
N
New Jersey Health Care Facilities Financing Auth
RB (RW Johnson Univ Hospital) Series 2013B 0.800000%
64579F4S9
US64579F4S91
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2043-07-01
Y
Wells Fargo Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0080
28340000.00
28340000.00
0.0451
N
N
Y
N
New Jersey Health Care Facilities Financing Auth
RB (Robert Wood Johnson Univ Hospital) Series 2014B 0.800000%
64579F6P3
US64579F6P35
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2043-07-01
Y
TD Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0080
7500000.00
7500000.00
0.0119
N
N
Y
N
New Jersey Health Care Facilities Financing Auth
RB (Composite Program) Series 2003AB 0.820000%
64579FAP8
US64579FAP80
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2023-07-01
Y
Wells Fargo Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0082
2870000.00
2870000.00
0.0046
N
N
Y
N
New Jersey Health Care Facilities Financing Auth
RB (Virtua Health) Series 2004 0.820000%
64579FEB5
US64579FEB58
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2033-07-01
Y
Wells Fargo Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0082
11070000.00
11070000.00
0.0176
N
N
Y
N
New Jersey Health Care Facilities Financing Auth
RB (Composite Program) Series 2006A3 0.930000%
64579FJQ7
US64579FJQ72
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2031-07-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0093
2905000.00
2905000.00
0.0046
N
N
Y
N
New Jersey Health Care Facilities Financing Auth
RB (Composite Program) Series 2006A5 0.830000%
64579FJS3
US64579FJS39
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2036-07-01
Y
Wells Fargo Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0083
3000000.00
3000000.00
0.0048
N
N
Y
N
New Jersey Health Care Facilities Financing Auth
RB (Atlantic Health) Series 2008B 0.860000%
64579FWP4
US64579FWP43
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2036-07-01
Y
Bank of America NA
N/A
N/A
1.0000
7
N
N
N
0.0086
14500000.00
14500000.00
0.0231
N
N
Y
N
New Jersey Health Care Facilities Financing Auth
RB (Atlantic Health) Series 2008C 0.870000%
64579FWQ2
US64579FWQ26
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2036-07-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0087
16160000.00
16160000.00
0.0257
N
N
Y
N
New Jersey Health Care Facilities Financing Auth
RB (Virtua Health Issue) Series 2009 0.670000%
64579FYJ6
125BAT00FCD
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2043-07-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
3
N
N
N
0.0067
500000.00
500000.00
0.0008
N
Y
Y
N
New Jersey Health Care Facilities Financing Auth
RB (Virtua Health) Series 2009 0.780000%
64579FYK3
US64579FYK38
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2043-07-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
3
N
N
N
0.0078
12700000.00
12700000.00
0.0202
N
Y
Y
N
New Jersey Health Care Facilities Financing Auth
RB (Virtua Health) Series 2009E 0.800000%
64579FYM9
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2043-07-01
Y
TD Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0080
1000000.00
1000000.00
0.0016
N
N
Y
N
New Jersey Economic Development Auth
RB (Applewood Estates) Series 2005B 0.830000%
645918BX0
5493006JS6QWDVU4R678
US645918BX03
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2035-10-01
Y
TD Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0083
7300000.00
7300000.00
0.0116
N
N
Y
N
New Jersey Economic Development Auth
RB (Cooper Health) Series 2008A 0.820000%
645918TV5
5493006JS6QWDVU4R678
US645918TV54
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2038-11-01
Y
TD Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0082
6100000.00
6100000.00
0.0097
N
N
Y
N
New Jersey Educational Facilities Auth
Refunding RB (Seton Hall Univ) Series 2008D 0.810000%
646065WZ1
549300UTOO4X537XXG70
115BGP02319
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2037-07-01
Y
TD Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0081
9815000.00
9815000.00
0.0156
N
N
Y
N
New Jersey Educational Facilities Auth
CP (Princeton Univ) Series 1997A 0.430000%
64606R3J1
549300UTOO4X537XXG70
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-10-06
2016-10-06
2016-10-06
N
N
Y
PRINCETON UNIVERSITY
Corporate Underlier
N/A
N/A
1.0000
0.0084
7499475.00
7499475.00
0.0119
N
N
Y
N
New Jersey Housing & Mortgage Finance Agency
M/F Housing RB Series 2008B 0.880000%
646108EG1
5493002ONULJL0FIGU24
US646108EG17
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2048-05-01
Y
Bank of America NA
N/A
N/A
1.0000
7
N
N
N
0.0088
8405000.00
8405000.00
0.0134
N
N
Y
N
New Jersey Housing & Mortgage Finance Agency
M/F Housing RB 2013 Series 5 0.880000%
646108KM1
5493002ONULJL0FIGU24
US646108KM11
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2046-11-01
Y
Citibank NA
N/A
N/A
1.0000
7
N
N
N
0.0088
43995000.00
43995000.00
0.0700
N
N
Y
N
New Jersey Housing & Mortgage Finance Agency
M/F Housing RB Series 2006A 0.880000%
646108RJ1
5493002ONULJL0FIGU24
US646108RJ19
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2028-05-01
Y
Bank of America NA
N/A
N/A
1.0000
7
N
N
N
0.0088
1000000.00
1000000.00
0.0016
N
N
Y
N
New Jersey Housing & Mortgage Finance Agency
M/F Housing RB Series 2007G 0.880000%
646108RN2
5493002ONULJL0FIGU24
US646108RN21
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2034-05-01
Y
Bank of America NA
N/A
N/A
1.0000
7
N
N
N
0.0088
3100000.00
3100000.00
0.0049
N
N
Y
N
New Jersey Housing & Mortgage Finance Agency
M/F Housing RB Series 2005F 0.890000%
646108RS1
5493002ONULJL0FIGU24
US646108RS18
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2040-05-01
Y
Bank of America NA
N/A
N/A
1.0000
7
N
N
N
0.0089
2420000.00
2420000.00
0.0038
N
N
Y
N
New Jersey Housing & Mortgage Finance Agency
S/F Housing RB Series 2008BB 0.830000%
6461292H8
5493002ONULJL0FIGU24
US6461292H87
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2039-04-01
Y
TD Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0083
11500000.00
11500000.00
0.0183
N
N
Y
N
New Jersey Housing & Mortgage Finance Agency
S/F Housing RB Series 2008BB 0.810000%
6461292J4
5493002ONULJL0FIGU24
US6461292J44
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2039-10-01
Y
TD Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0081
9500000.00
9500000.00
0.0151
N
N
Y
N
New York State HFA
Housing RB (Riverside Center 2) Series 2015A2 0.850000%
64986U6C6
5493000LS7KCDB02O506
US64986U6C69
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2046-11-01
Y
Bank of America NA
N/A
N/A
1.0000
7
N
N
N
0.0085
2500000.00
2500000.00
0.0040
N
N
Y
N
Nutley
BAN 2.500000%
670590EQ7
US670590EQ77
Other Municipal Security
Unrated Security
N/A
N/A
2016-12-22
2016-12-22
2016-12-22
N
N
N
0.0090
5017000.00
5017000.00
0.0080
N
N
N
N
Nuveen New Jersey Dividend Advantage Municipal Fund
Variable Rate Demand Preferred Shares Series 2 0.970000%
67069Y607
5493006CFPL75HL16F31
US67069Y6077
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2043-04-01
Y
Royal Bank of Canada
N/A
N/A
1.0000
7
N
N
N
0.0097
16000000.00
16000000.00
0.0255
N
N
Y
N
Ocean City
BAN Series 2015A 2.000000%
674684QQ1
US674684QQ15
Other Municipal Security
Unrated Security
N/A
N/A
2016-12-02
2016-12-02
2016-12-02
N
N
N
0.0100
5809338.00
5809338.00
0.0092
N
N
N
N
Ocean City
BAN Series 2016B 2.000000%
674684QR9
US674684QR97
Other Municipal Security
Unrated Security
N/A
N/A
2017-06-15
2017-06-15
2017-06-15
N
N
N
0.0109
2515700.00
2515700.00
0.0040
N
N
N
N
Port Auth of New York & New Jersey
Consolidated Bonds 179th Series 5.000000%
73358WQF4
US73358WQF40
Other Municipal Security
Unrated Security
N/A
N/A
2016-12-01
2016-12-01
2016-12-01
N
N
N
0.0075
100658.00
100658.00
0.0002
N
N
N
N
Port Auth of New York & New Jersey
Consolidated Bonds 186th Series 4.000000%
73358WUK8
US73358WUK88
Other Municipal Security
Unrated Security
N/A
N/A
2016-10-15
2016-10-15
2016-10-15
N
N
N
0.0081
125110.00
125110.00
0.0002
N
N
N
N
Port Auth of New York & New Jersey
CP Series A 0.820000%
73359AMB4
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-12-19
2016-12-19
2016-12-19
N
N
N
0.0093
1199712.00
1199712.00
0.0019
N
N
N
N
Port Auth of New York & New Jersey
CP Series B 0.490000%
73359BLU1
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-10-24
2016-10-24
2016-10-24
N
N
N
0.0089
18995060.00
18995060.00
0.0302
N
N
N
N
Port Auth of New York & New Jersey
CP Series B 0.500000%
73359BLV9
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-11-01
2016-11-01
2016-11-01
N
N
N
0.0088
7027680.10
7027680.10
0.0112
N
N
N
N
Port Auth of New York & New Jersey
CP Series B 0.700000%
73359BLY3
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-11-22
2016-11-22
2016-11-22
N
N
N
0.0092
17459411.20
17459411.20
0.0278
N
N
N
N
Port Auth of New York & New Jersey
CP Series B 0.750000%
73359BLZ0
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-12-01
2016-12-01
2016-12-01
N
N
N
0.0088
6168642.60
6168642.60
0.0098
N
N
N
N
Port Auth of New York & New Jersey
CP Series B 0.840000%
73359BME6
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-12-13
2016-12-13
2016-12-13
N
N
N
0.0090
1434827.80
1434827.80
0.0023
N
N
N
N
Power Cnty IDA
Solid Waste Disposal RB (J.R. Simplot Co) Series 2012 0.940000%
739247AB0
US739247AB03
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2036-12-01
Y
COOPERATIEVE RABOBANK UA
N/A
N/A
1.0000
7
N
N
N
0.0094
10000000.00
10000000.00
0.0159
N
N
Y
N
Readington Twp
BAN Series 2016 2.000000%
755664HD4
US755664HD46
Other Municipal Security
Unrated Security
N/A
N/A
2017-02-02
2017-02-02
2017-02-02
N
N
N
0.0092
5519360.00
5519360.00
0.0088
N
N
N
N
Rutgers State Univ
GO Refunding Bonds Series 2013J 0.880000%
783186SM2
549300BOYDHNW8J60112
US783186SM27
Tender Option Bond
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2021-05-01
Y
Citibank NA
N/A
N/A
1.0000
7
Y
N
N
0.0088
4340000.00
4340000.00
0.0069
N
N
Y
N
Rutgers State Univ
CP Series A&B 0.570000%
78318EDX7
549300BOYDHNW8J60112
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2016-10-03
N
N
Y
Wells Fargo Bank NA
Standby Purchase Agreement
N/A
N/A
1.0000
0.0088
1249962.50
1249962.50
0.0020
N
Y
Y
N
Rutgers State Univ
CP Series A&B 0.680000%
78318EDZ2
549300BOYDHNW8J60112
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2016-10-03
N
N
Y
Wells Fargo Bank NA
Standby Purchase Agreement
N/A
N/A
1.0000
0.0077
7499925.00
7499925.00
0.0119
N
Y
Y
N
Stafford Township
BAN Series 2016A 2.000000%
852529RM0
US852529RM01
Other Municipal Security
Unrated Security
N/A
N/A
2017-05-11
2017-05-11
2017-05-11
N
N
N
0.0102
5029250.00
5029250.00
0.0080
N
N
N
N
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 0.880000%
88033MBG1
5493003476LG35QAKM08
US88033MBG15
Tender Option Bond
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2024-01-15
Y
Toronto-Dominion Bank/The
N/A
N/A
1.0000
7
Y
N
Y
NEW YORK STATE OF
Corporate Underlier
N/A
N/A
1.0000
0.0088
5000000.00
5000000.00
0.0080
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.880000%
88033MHJ9
US88033MHJ99
Tender Option Bond
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2023-10-15
Y
Citibank NA
N/A
N/A
1.0000
7
Y
N
N
0.0088
1220000.00
1220000.00
0.0019
N
N
Y
N
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.870000%
88033MN37
US88033MN376
Tender Option Bond
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2023-10-15
Y
Credit Suisse AG
N/A
N/A
1.0000
7
Y
N
N
0.0087
800000.00
800000.00
0.0013
N
N
Y
N
Rutgers State Univ
GO Bonds Series 2013L 0.880000%
88033SBN3
549300BOYDHNW8J60112
US88033SBN36
Tender Option Bond
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2021-05-13
Y
Bank of America NA
N/A
N/A
1.0000
7
Y
N
N
0.0088
7700000.00
7700000.00
0.0122
N
N
Y
N
New Jersey Economic Development Auth
Motor Vehicle Surchages RB Series 2004A 0.960000%
88033SGL2
5493006JS6QWDVU4R678
US88033SGL25
Tender Option Bond
First Tier Security
N/A
N/A
2016-10-07
2016-10-07
2022-07-01
Y
Bank of America NA
N/A
N/A
1.0000
7
Y
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
1.0000
N
0.0096
5715000.00
5715000.00
0.0091
N
N
Y
N
Texas Tech University
Revenue Financing System CP Series 2012A 0.740000%
88280Q3E6
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-11-01
2016-11-01
2016-11-01
N
N
N
0.0089
8728865.10
8728865.10
0.0139
N
N
N
N
Union Cnty Pollution Control Finance Auth
Refunding RB (Exxon) Series 1989 0.150000%
906353AH0
US906353AH02
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2024-10-01
Y
Exxon Mobil Corp
N/A
N/A
1.0000
3
N
N
N
0.0015
3630000.00
3630000.00
0.0058
N
Y
Y
N
Union Cnty Pollution Control Finance Auth
Refunding RB (Exxon) Series 1994 0.150000%
906353AJ6
US906353AJ67
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2033-07-01
Y
Exxon Mobil Corp
N/A
N/A
1.0000
3
N
N
N
0.0015
6400000.00
6400000.00
0.0102
N
Y
Y
N
West Windsor Township
BAN 1.500000%
956887LJ0
US956887LJ07
Other Municipal Security
Unrated Security
N/A
N/A
2016-11-10
2016-11-10
2016-11-10
N
N
N
0.0104
5902714.00
5902714.00
0.0094
N
N
N
N
Woodland Park
GO BAN Series 2016 2.000000%
97966TBQ6
US97966TBQ67
Other Municipal Security
Unrated Security
N/A
N/A
2017-06-02
2017-06-02
2017-06-02
N
N
N
0.0116
3016440.00
3016440.00
0.0048
N
N
N
N
The Charles Schwab Family of Funds
2016-10-07
Mark Fischer
Mark Fischer
Chief Financial Officer