0001145549-16-018400.txt : 20161007
0001145549-16-018400.hdr.sgml : 20161007
20161007172446
ACCESSION NUMBER: 0001145549-16-018400
CONFORMED SUBMISSION TYPE: N-MFP1
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161007
DATE AS OF CHANGE: 20161007
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP1
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 161928707
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000053802
Schwab Retirement Government Money Fund
C000169257
Schwab Retirement Government Money Fund
SNRXX
N-MFP1
1
primary_doc.xml
N-MFP1
0000857156
XXXXXXXX
2016-09-30
0000857156
S000053802
1
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
084-00896
N
N
N
Exempt Government
N
49
57
68583405.78
67381167.71
52932634.20
200690016.80
396666990.07
84112879.49
90009139.97
97051188.90
245358805.25
503116384.96
0.5259
0.5021
0.3928
0.6169
0.6769
0.6450
0.6707
0.7202
0.7542
0.8585
0.71
585771534.72
585719523.41
301928.96
121287.29
585900165.77
585900165.7900
1.0000
0.0042
1.0000
1.0000
1.0001
1.0001
1.0001
C000169257
10000000.00
585900165.77
585900165.7900
1.0000
1.0000
1.0001
1.0001
1.0001
13176084.54
592912.49
3055560.02
276761.56
2705899.86
1149381.44
192881829.95
2336651.69
261592812.51
928707.34
472121508.81
4978428.76
0.0023
Y
Investment Advisor and its affiliates Contractual 46,920
BARCLAYS CAPITAL INC
BARCLAYS CAPITAL INC 0.400000%
AC28XWWI3WIBK2824319
0001484219
00799J004_0.40_1005
U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
Y
N
UNITED STATES TREASURY
2019-11-30
1.000000
1600.00
1609.83
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2017-11-15
4.250000
47300.00
49945.84
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2018-09-15
1.000000
1000.00
1004.79
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2020-06-30
1.625000
24777700.00
25447478.40
U.S. Treasuries (including strips)
First Tier Security
N/A
N/A
2016-10-05
2016-10-05
2016-10-05
N
N
N
0.0040
25000000.00
25000000.00
0.0427
N
N
Y
N
DEUTSCHE BANK SECURITIES INC
DEUTSCHE BANK SECURITIES INC 0.500000%
9J6MBOOO7BECTDTUZW19
0001074042
21599B009_0.50_1003
U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
Y
N
UNITED STATES TREASURY
2026-02-15
1.625000
6070900.00
6120021.17
U.S. Treasuries (including strips)
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2016-10-03
N
N
N
0.0050
6000000.00
6000000.00
0.0102
N
Y
Y
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.625000%
3130A0C65
US3130A0C655
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-12-28
2016-12-28
2016-12-28
N
N
N
0.0033
3202246.40
3202246.40
0.0055
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.550000%
3130A6AS6
US3130A6AS66
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-10
2016-11-10
2016-11-10
N
N
N
0.0023
7302394.40
7302394.40
0.0125
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.834000%
3130A7P66
US3130A7P660
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-12-29
2017-09-29
2017-09-29
N
N
N
0.0057
1253211.25
1253211.25
0.0021
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.717000%
3130A82Z5
US3130A82Z56
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-15
2017-11-15
2017-11-15
N
N
N
0.0061
4006496.00
4006496.00
0.0068
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.673000%
3130A83P6
US3130A83P65
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-16
2017-05-16
2017-05-16
N
N
N
0.0050
250317.75
250317.75
0.0004
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.430000%
3130A8PM9
US3130A8PM97
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2017-01-11
2017-01-11
2017-01-11
N
N
N
0.0045
99995.50
99995.50
0.0002
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.525000%
3130A96Q9
US3130A96Q93
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-24
2017-05-24
2017-05-24
N
N
N
0.0050
5001695.00
5001695.00
0.0085
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.665000%
3130A97L9
US3130A97L97
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-26
2018-02-26
2018-02-26
N
N
N
0.0065
1000655.00
1000655.00
0.0017
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313384J34
US313384J347
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2016-10-03
N
N
N
0.0001
300000.00
300000.00
0.0005
N
Y
Y
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313384J42
US313384J420
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-10-04
2016-10-04
2016-10-04
N
N
N
0.0018
199999.00
199999.00
0.0003
N
N
Y
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313384L23
US313384L236
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-10-18
2016-10-18
2016-10-18
N
N
N
0.0018
99992.50
99992.50
0.0002
N
N
Y
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313384M48
US313384M481
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-10-28
2016-10-28
2016-10-28
N
N
N
0.0018
4831396.00
4831396.00
0.0082
N
N
Y
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313384N39
US313384N398
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-04
2016-11-04
2016-11-04
N
N
N
0.0021
199962.60
199962.60
0.0003
N
N
Y
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313384N62
US313384N620
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-07
2016-11-07
2016-11-07
N
N
N
0.0021
3999184.00
3999184.00
0.0068
N
N
Y
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313384N88
US313384N885
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-09
2016-11-09
2016-11-09
N
N
N
0.0021
124973.00
124973.00
0.0002
N
N
Y
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313384P52
US313384P526
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-14
2016-11-14
2016-11-14
N
N
N
0.0021
19495222.50
19495222.50
0.0333
N
N
Y
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313384P78
US313384P781
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-16
2016-11-16
2016-11-16
N
N
N
0.0021
1249678.75
1249678.75
0.0021
N
N
Y
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313384Q51
US313384Q516
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-22
2016-11-22
2016-11-22
N
N
N
0.0021
298912.69
298912.69
0.0005
N
N
Y
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313384Q69
US313384Q698
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-23
2016-11-23
2016-11-23
N
N
N
0.0021
468860.71
468860.71
0.0008
N
N
Y
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313384R50
US313384R506
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-30
2016-11-30
2016-11-30
N
N
N
0.0021
342884.07
342884.07
0.0006
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313385AS5
US313385AS59
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2017-01-17
2017-01-17
2017-01-17
N
N
N
0.0026
1199080.80
1199080.80
0.0020
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313385BC9
US313385BC98
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2017-01-27
2017-01-27
2017-01-27
N
N
N
0.0026
999162.00
999162.00
0.0017
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313385BX3
US313385BX36
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2017-02-15
2017-02-15
2017-02-15
N
N
N
0.0032
20974800.00
20974800.00
0.0358
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313385CW4
US313385CW44
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2017-03-10
2017-03-10
2017-03-10
N
N
N
0.0039
1996664.00
1996664.00
0.0034
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313385DB9
US313385DB97
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2017-03-15
2017-03-15
2017-03-15
N
N
N
0.0039
7986232.00
7986232.00
0.0136
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313385DJ2
US313385DJ24
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2017-03-22
2017-03-22
2017-03-22
N
N
N
0.0039
4991030.00
4991030.00
0.0085
N
N
N
N
FEDERAL HOME LOAN BANKS
FEDERAL HOME LOAN BANKS 0.000000%
313385GA8
US313385GA87
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2017-05-25
2017-05-25
2017-05-25
N
N
N
0.0046
249268.75
249268.75
0.0004
N
N
N
N
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL HOME LOAN MORTGAGE CORPORATION 0.000000%
313396P72
S6XOOCT0IEG5ABCC6L87
US313396P728
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-16
2016-11-16
2016-11-16
N
N
N
0.0021
99974.30
99974.30
0.0002
N
N
Y
N
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL HOME LOAN MORTGAGE CORPORATION 0.000000%
313396U27
S6XOOCT0IEG5ABCC6L87
US313396U272
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-12-21
2016-12-21
2016-12-21
N
N
N
0.0025
174903.93
174903.93
0.0003
N
N
N
N
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL HOME LOAN MORTGAGE CORPORATION 0.000000%
313396U35
S6XOOCT0IEG5ABCC6L87
US313396U355
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-12-22
2016-12-22
2016-12-22
N
N
N
0.0025
39977.76
39977.76
0.0001
N
N
N
N
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL HOME LOAN MORTGAGE CORPORATION 0.000000%
313397CL3
S6XOOCT0IEG5ABCC6L87
US313397CL35
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2017-02-28
2017-02-28
2017-02-28
N
N
N
0.0032
1997368.00
1997368.00
0.0034
N
N
N
N
FEDERAL FARM CREDIT BANKS FUNDING CORP
FEDERAL FARM CREDIT BANKS FUNDING CORP 0.590000%
3133EE6A3
US3133EE6A32
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2017-02-06
2017-02-06
2017-02-06
N
N
N
0.0043
3001629.00
3001629.00
0.0051
N
N
N
N
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL HOME LOAN MORTGAGE CORPORATION 0.562200%
3134G75N7
S6XOOCT0IEG5ABCC6L87
US3134G75N75
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-10-27
2017-04-27
2017-04-27
N
N
N
0.0039
5005200.00
5005200.00
0.0085
N
N
N
N
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL HOME LOAN MORTGAGE CORPORATION 0.666200%
3134G8HY8
S6XOOCT0IEG5ABCC6L87
US3134G8HY84
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-10-21
2017-07-21
2017-07-21
N
N
N
0.0050
1251628.75
1251628.75
0.0021
N
N
N
N
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL HOME LOAN MORTGAGE CORPORATION 0.631100%
3134G9K71
S6XOOCT0IEG5ABCC6L87
US3134G9K717
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-10-08
2018-01-08
2018-01-08
N
N
N
0.0065
100214.70
100214.70
0.0002
N
N
N
N
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.000000%
313588J55
B1V7KEBTPIMZEU4LTD58
US313588J558
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-10-05
2016-10-05
2016-10-05
N
N
N
0.0018
249997.50
249997.50
0.0004
N
N
Y
N
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.000000%
313588L37
B1V7KEBTPIMZEU4LTD58
US313588L372
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-10-19
2016-10-19
2016-10-19
N
N
N
0.0018
129989.60
129989.60
0.0002
N
N
Y
N
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.000000%
313588P58
B1V7KEBTPIMZEU4LTD58
US313588P589
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2016-11-14
2016-11-14
2016-11-14
N
N
N
0.0021
999.76
999.76
0.0000
N
N
Y
N
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.000000%
313589AS2
B1V7KEBTPIMZEU4LTD58
US313589AS20
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2017-01-17
2017-01-17
2017-01-17
N
N
N
0.0026
249808.50
249808.50
0.0004
N
N
N
N
FEDERAL HOME LOAN MORTGAGE CORPORATION
FEDERAL HOME LOAN MORTGAGE CORPORATION 5.000000%
3137EAAM1
S6XOOCT0IEG5ABCC6L87
US3137EAAM14
U.S. Government Agency Debt
First Tier Security
N/A
N/A
2017-02-16
2017-02-16
2017-02-16
N
N
N
0.0047
10166850.00
10166850.00
0.0174
N
N
N
N
GOLDMAN SACHS & CO
GOLDMAN SACHS & CO 0.500000%
FOR8UP27PHTHYVLBNG30
0000769993
38399H002_0.50_1003
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
FNMS 03.000 CLAB8612
2043-03-01
3.000000
26335390.00
20370113.18
Agency Mortgage-Backed Securities
03.500 FGPC G60136 G
2043-12-01
3.500000
29872153.00
28107923.00
Agency Mortgage-Backed Securities
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2016-10-03
N
N
N
0.0050
47527486.00
47527486.00
0.0811
N
Y
Y
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 0.380000%
ZBUT11V806EZRVTWT807
0001168163
46899T004_0.38_1004
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
UNITED STATES TREASURY
2024-05-15
2.500000
4258100.00
4630019.49
U.S. Treasuries (including strips)
GNII SF AU9255 C
2046-09-20
4.000000
727756.00
808469.40
Agency Mortgage-Backed Securities
FNMS 04.000 CLBD6973
2046-10-01
4.000000
1973319.00
2127498.80
Agency Mortgage-Backed Securities
FNMS 04.000 CLBD2231
2046-08-01
4.000000
3647708.00
3937662.81
Agency Mortgage-Backed Securities
GNII SF AS7783 C
2046-09-20
4.000000
327147.00
358850.56
Agency Mortgage-Backed Securities
FNMS 03.500 CQMA2432
2045-10-01
3.500000
527096.00
529410.83
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2027-08-01
2.500000
9027199.00
5356742.99
Agency Mortgage-Backed Securities
FNMS 05.000 CLAE5887
2040-10-01
5.000000
7204061.00
2805952.99
Agency Mortgage-Backed Securities
First Tier Security
N/A
N/A
2016-10-04
2016-10-04
2016-10-04
N
N
N
0.0038
19999850.00
19999850.00
0.0341
N
N
Y
N
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES LLC 0.520000%
ZBUT11V806EZRVTWT807
0001168163
46899T004_0.52_1003
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2042-03-01
3.500000
309937.00
209435.74
Agency Mortgage-Backed Securities
Freddie Mac
S6XOOCT0IEG5ABCC6L87
2042-12-01
3.000000
630255.00
475514.70
Agency Mortgage-Backed Securities
Freddie Mac
S6XOOCT0IEG5ABCC6L87
2042-07-01
3.500000
1935556.00
1315959.01
Agency Mortgage-Backed Securities
Freddie Mac
S6XOOCT0IEG5ABCC6L87
2032-04-01
3.500000
32753916.00
17911732.39
Agency Mortgage-Backed Securities
GNRM 2010-163 MA
549300M8ZYFG0OCMTT87
2038-01-16
2.750000
21518.00
5167.52
Agency Collateralized Mortgage Obligation
GNMA
2045-11-20
3.500000
727019.00
669989.15
Agency Mortgage-Backed Securities
GNMA
2045-01-20
4.000000
4979.00
3174.76
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2042-09-01
3.500000
14471.00
9027.23
Agency Mortgage-Backed Securities
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2016-10-03
N
N
N
0.0052
20000000.00
20000000.00
0.0341
N
Y
Y
N
UNITED STATES TREASURY
UNITED STATES TREASURY 0.625000%
912828B74
US912828B741
U.S. Treasury Debt
First Tier Security
N/A
N/A
2017-02-15
2017-02-15
2017-02-15
N
N
N
0.0034
150153.75
150153.75
0.0003
N
Y
Y
N
UNITED STATES TREASURY
UNITED STATES TREASURY 0.750000%
912828C32
US912828C327
U.S. Treasury Debt
First Tier Security
N/A
N/A
2017-03-15
2017-03-15
2017-03-15
N
N
N
0.0044
7009772.00
7009772.00
0.0120
N
Y
Y
N
UNITED STATES TREASURY
UNITED STATES TREASURY 0.875000%
912828C73
US912828C731
U.S. Treasury Debt
First Tier Security
N/A
N/A
2017-04-15
2017-04-15
2017-04-15
N
N
N
0.0050
1001994.00
1001994.00
0.0017
N
Y
Y
N
UNITED STATES TREASURY
UNITED STATES TREASURY 0.500000%
912828J35
US912828J355
U.S. Treasury Debt
First Tier Security
N/A
N/A
2017-02-28
2017-02-28
2017-02-28
N
N
N
0.0034
1000632.00
1000632.00
0.0017
N
Y
Y
N
UNITED STATES TREASURY
UNITED STATES TREASURY 2.750000%
912828MA5
US912828MA59
U.S. Treasury Debt
First Tier Security
N/A
N/A
2016-11-30
2016-11-30
2016-11-30
N
N
N
0.0017
100407.70
100407.70
0.0002
N
Y
Y
N
UNITED STATES TREASURY
UNITED STATES TREASURY 3.125000%
912828MK3
US912828MK32
U.S. Treasury Debt
First Tier Security
N/A
N/A
2017-01-31
2017-01-31
2017-01-31
N
N
N
0.0030
1009181.00
1009181.00
0.0017
N
Y
Y
N
UNITED STATES TREASURY
UNITED STATES TREASURY 3.000000%
912828MS6
US912828MS67
U.S. Treasury Debt
First Tier Security
N/A
N/A
2017-02-28
2017-02-28
2017-02-28
N
N
N
0.0034
35379260.00
35379260.00
0.0604
N
Y
Y
N
UNITED STATES TREASURY
UNITED STATES TREASURY 2.375000%
912828NR7
US912828NR75
U.S. Treasury Debt
First Tier Security
N/A
N/A
2017-07-31
2017-07-31
2017-07-31
N
N
N
0.0062
101439.50
101439.50
0.0002
N
Y
Y
N
UNITED STATES TREASURY
UNITED STATES TREASURY 1.000000%
912828RM4
US912828RM43
U.S. Treasury Debt
First Tier Security
N/A
N/A
2016-10-31
2016-10-31
2016-10-31
N
N
N
0.0011
250168.25
250168.25
0.0004
N
Y
Y
N
UNITED STATES TREASURY
UNITED STATES TREASURY 0.875000%
912828SC5
US912828SC51
U.S. Treasury Debt
First Tier Security
N/A
N/A
2017-01-31
2017-01-31
2017-01-31
N
N
N
0.0030
38070490.00
38070490.00
0.0650
N
Y
Y
N
UNITED STATES TREASURY
UNITED STATES TREASURY 0.875000%
912828SJ0
US912828SJ05
U.S. Treasury Debt
First Tier Security
N/A
N/A
2017-02-28
2017-02-28
2017-02-28
N
N
N
0.0034
36077868.00
36077868.00
0.0616
N
Y
Y
N
UNITED STATES TREASURY
UNITED STATES TREASURY 0.327200%
912828XN5
US912828XN51
U.S. Treasury Debt
First Tier Security
N/A
N/A
2016-10-03
2017-07-31
2017-07-31
N
N
N
0.0027
500234.50
500234.50
0.0009
N
Y
Y
N
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA 0.470000%
L3I9ZG2KFGXZ61BMYR72
0001041839
924HZZ001_0.47_1003
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
FNMS 03.500 CRAP7444
2042-10-01
3.500000
6260523.00
5163983.43
Agency Mortgage-Backed Securities
GNII SF MA3802 M
2046-07-20
3.000000
322098.00
336652.66
Agency Mortgage-Backed Securities
FNMS 03.500 CLBD3703
2046-08-01
3.500000
13046080.00
13807527.34
Agency Mortgage-Backed Securities
FNMS 04.000 CLAS7758
2046-08-01
4.000000
1933615.00
2099196.69
Agency Mortgage-Backed Securities
FNMS 03.000 CTAS4903
2035-05-01
3.000000
18118112.00
16405526.62
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2043-08-01
4.000000
35000000.00
19031782.45
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2044-01-01
4.500000
3558733.00
2897670.67
Agency Mortgage-Backed Securities
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2016-10-03
N
N
N
0.0047
58000000.00
58000000.00
0.0990
N
Y
Y
N
BNP PARIBAS SA
BNP PARIBAS SA 0.500000%
R0MUWSFPU8MPRO8K5P83
0001197610
928DZM005_0.50_1003
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
UNITED STATES TREASURY
2018-01-15
0.875000
1694500.00
1701567.49
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2019-11-30
1.500000
1157500.00
1184629.48
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2020-11-15
2.625000
18200500.00
19528567.73
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2021-10-31
2.000000
5301900.00
5562622.09
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2017-07-31
0.625000
7986700.00
7994654.80
U.S. Treasuries (including strips)
UNITED STATES TREASURY
2016-10-13
0.00
1101000.00
1100961.46
U.S. Treasuries (including strips)
FNMS 02.500 CIAS4893
2030-05-01
2.500000
7781696.00
6929941.03
Agency Mortgage-Backed Securities
FNMS 04.000 CLBC5465
2046-03-01
4.000000
89808.00
85054.38
Agency Mortgage-Backed Securities
FNMS 03.500 CLBC1515
2046-08-01
3.500000
505856.00
535114.48
Agency Mortgage-Backed Securities
FNMS 06.250 CL367642
2026-07-01
6.250000
550000.00
41860.51
Agency Mortgage-Backed Securities
FNMS 04.000 CLAZ6554
2045-09-01
4.000000
250000.00
265639.41
Agency Mortgage-Backed Securities
FNMS 04.000 CLAW8176
2044-09-01
4.000000
260000.00
253730.18
Agency Mortgage-Backed Securities
FNMS 04.000 CLBA6404
2045-12-01
4.000000
252358.00
242549.06
Agency Mortgage-Backed Securities
FNMS 04.000 CLBA1490
2046-01-01
4.000000
234546.00
249633.82
Agency Mortgage-Backed Securities
FNMA REMIC TRUST 2002-14 A1 20420125 7.0
2042-01-25
7.000000
6.00
0.42
Agency Collateralized Mortgage Obligation
FNMS 04.000 CIAE1677
2025-08-01
4.000000
1555116.00
264366.25
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2044-11-01
4.000000
364661.00
259271.60
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2027-06-01
3.500000
17551392.00
8978493.21
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2036-09-01
3.047000
1620.00
65.91
Agency Mortgage-Backed Securities
Freddie Mac
S6XOOCT0IEG5ABCC6L87
2035-12-01
5.000000
1041.00
57.12
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2042-03-01
3.000000
384000.00
242912.90
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2022-03-01
5.000000
715300.00
25713.78
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2025-12-01
6.500000
1438858.00
119094.82
Agency Mortgage-Backed Securities
Freddie Mac
S6XOOCT0IEG5ABCC6L87
2029-08-15
7.000000
919.00
78.01
Agency Collateralized Mortgage Obligation
05.500 FGPC Q03524 G
2041-09-01
5.500000
1792667.00
517701.02
Agency Mortgage-Backed Securities
GNRA 2008-27 FA
549300M8ZYFG0OCMTT87
2038-03-20
1.061700
2152.00
124.72
Agency Collateralized Mortgage Obligation
GNMA
2045-01-20
4.000000
3325440.00
2120399.63
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2039-06-01
2.982000
1774.00
87.13
Agency Mortgage-Backed Securities
FNMS 04.000 CLAS3908
2044-11-01
4.000000
1279480.00
1171679.18
Agency Mortgage-Backed Securities
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2016-10-03
N
N
N
0.0050
58000000.00
58000000.00
0.0990
N
Y
Y
N
WELLS FARGO BANK NA
WELLS FARGO BANK NA 0.500000%
KB1H1DSPRFMYMCUFXT09
0000827124
976PDT008_0.50_1003
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2043-02-01
3.000000
56721046.00
44088190.11
Agency Mortgage-Backed Securities
Fannie Mae
B1V7KEBTPIMZEU4LTD58
2043-01-01
3.000000
21177799.00
16234323.75
Agency Mortgage-Backed Securities
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2016-10-03
N
N
N
0.0050
58000000.00
58000000.00
0.0990
N
Y
Y
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 0.400000%
VYVVCKR63DVZZN70PB21
0000072971
976PTZ007_0.40_1004
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
03.500 FGPC Q41208 G
2046-06-01
3.500000
24854812.00
26002022.39
Agency Mortgage-Backed Securities
First Tier Security
N/A
N/A
2016-10-04
2016-10-04
2016-10-04
N
N
N
0.0040
24999825.50
24999825.50
0.0427
N
N
Y
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 0.450000%
VYVVCKR63DVZZN70PB21
0000072971
976PTZ007_0.45_1006
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
03.500 FGPC Q41208 G
2046-06-01
3.500000
4971011.00
5200455.32
Agency Mortgage-Backed Securities
First Tier Security
N/A
N/A
2016-10-06
2016-10-06
2016-10-06
N
N
N
0.0045
4999916.05
4999916.05
0.0085
N
N
Y
N
WELLS FARGO SECURITIES LLC
WELLS FARGO SECURITIES LLC 0.500000%
VYVVCKR63DVZZN70PB21
0000072971
976PTZ007_0.50_1003
U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
Y
N
03.500 FGPC Q41208 G
2046-06-01
3.500000
27836385.00
29121214.28
Agency Mortgage-Backed Securities
First Tier Security
N/A
N/A
2016-10-03
2016-10-03
2016-10-03
N
N
N
0.0050
28000000.00
28000000.00
0.0478
N
Y
Y
N
The Charles Schwab Family of Funds
2016-10-07
Mark Fischer
Mark Fischer
Chief Financial Officer