0001145549-16-018400.txt : 20161007 0001145549-16-018400.hdr.sgml : 20161007 20161007172446 ACCESSION NUMBER: 0001145549-16-018400 CONFORMED SUBMISSION TYPE: N-MFP1 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161007 DATE AS OF CHANGE: 20161007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP1 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161928707 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000053802 Schwab Retirement Government Money Fund C000169257 Schwab Retirement Government Money Fund SNRXX N-MFP1 1 primary_doc.xml N-MFP1 0000857156 XXXXXXXX 2016-09-30 0000857156 S000053802 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 084-00896 N N N Exempt Government N 49 57 68583405.78 67381167.71 52932634.20 200690016.80 396666990.07 84112879.49 90009139.97 97051188.90 245358805.25 503116384.96 0.5259 0.5021 0.3928 0.6169 0.6769 0.6450 0.6707 0.7202 0.7542 0.8585 0.71 585771534.72 585719523.41 301928.96 121287.29 585900165.77 585900165.7900 1.0000 0.0042 1.0000 1.0000 1.0001 1.0001 1.0001 C000169257 10000000.00 585900165.77 585900165.7900 1.0000 1.0000 1.0001 1.0001 1.0001 13176084.54 592912.49 3055560.02 276761.56 2705899.86 1149381.44 192881829.95 2336651.69 261592812.51 928707.34 472121508.81 4978428.76 0.0023 Y Investment Advisor and its affiliates Contractual 46,920 BARCLAYS CAPITAL INC BARCLAYS CAPITAL INC 0.400000% AC28XWWI3WIBK2824319 0001484219 00799J004_0.40_1005 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2019-11-30 1.000000 1600.00 1609.83 U.S. Treasuries (including strips) UNITED STATES TREASURY 2017-11-15 4.250000 47300.00 49945.84 U.S. Treasuries (including strips) UNITED STATES TREASURY 2018-09-15 1.000000 1000.00 1004.79 U.S. Treasuries (including strips) UNITED STATES TREASURY 2020-06-30 1.625000 24777700.00 25447478.40 U.S. Treasuries (including strips) First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N N N 0.0040 25000000.00 25000000.00 0.0427 N N Y N DEUTSCHE BANK SECURITIES INC DEUTSCHE BANK SECURITIES INC 0.500000% 9J6MBOOO7BECTDTUZW19 0001074042 21599B009_0.50_1003 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2026-02-15 1.625000 6070900.00 6120021.17 U.S. Treasuries (including strips) First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0050 6000000.00 6000000.00 0.0102 N Y Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.625000% 3130A0C65 US3130A0C655 U.S. Government Agency Debt First Tier Security N/A N/A 2016-12-28 2016-12-28 2016-12-28 N N N 0.0033 3202246.40 3202246.40 0.0055 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.550000% 3130A6AS6 US3130A6AS66 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-10 2016-11-10 2016-11-10 N N N 0.0023 7302394.40 7302394.40 0.0125 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.834000% 3130A7P66 US3130A7P660 U.S. Government Agency Debt First Tier Security N/A N/A 2016-12-29 2017-09-29 2017-09-29 N N N 0.0057 1253211.25 1253211.25 0.0021 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.717000% 3130A82Z5 US3130A82Z56 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-15 2017-11-15 2017-11-15 N N N 0.0061 4006496.00 4006496.00 0.0068 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.673000% 3130A83P6 US3130A83P65 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-16 2017-05-16 2017-05-16 N N N 0.0050 250317.75 250317.75 0.0004 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.430000% 3130A8PM9 US3130A8PM97 U.S. Government Agency Debt First Tier Security N/A N/A 2017-01-11 2017-01-11 2017-01-11 N N N 0.0045 99995.50 99995.50 0.0002 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.525000% 3130A96Q9 US3130A96Q93 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-24 2017-05-24 2017-05-24 N N N 0.0050 5001695.00 5001695.00 0.0085 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.665000% 3130A97L9 US3130A97L97 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-26 2018-02-26 2018-02-26 N N N 0.0065 1000655.00 1000655.00 0.0017 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313384J34 US313384J347 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0001 300000.00 300000.00 0.0005 N Y Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313384J42 US313384J420 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N N 0.0018 199999.00 199999.00 0.0003 N N Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313384L23 US313384L236 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-18 2016-10-18 2016-10-18 N N N 0.0018 99992.50 99992.50 0.0002 N N Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313384M48 US313384M481 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-28 2016-10-28 2016-10-28 N N N 0.0018 4831396.00 4831396.00 0.0082 N N Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313384N39 US313384N398 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-04 2016-11-04 2016-11-04 N N N 0.0021 199962.60 199962.60 0.0003 N N Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313384N62 US313384N620 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-07 2016-11-07 2016-11-07 N N N 0.0021 3999184.00 3999184.00 0.0068 N N Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313384N88 US313384N885 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-09 2016-11-09 2016-11-09 N N N 0.0021 124973.00 124973.00 0.0002 N N Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313384P52 US313384P526 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-14 2016-11-14 2016-11-14 N N N 0.0021 19495222.50 19495222.50 0.0333 N N Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313384P78 US313384P781 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-16 2016-11-16 2016-11-16 N N N 0.0021 1249678.75 1249678.75 0.0021 N N Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313384Q51 US313384Q516 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-22 2016-11-22 2016-11-22 N N N 0.0021 298912.69 298912.69 0.0005 N N Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313384Q69 US313384Q698 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-23 2016-11-23 2016-11-23 N N N 0.0021 468860.71 468860.71 0.0008 N N Y N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313384R50 US313384R506 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-30 2016-11-30 2016-11-30 N N N 0.0021 342884.07 342884.07 0.0006 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313385AS5 US313385AS59 U.S. Government Agency Debt First Tier Security N/A N/A 2017-01-17 2017-01-17 2017-01-17 N N N 0.0026 1199080.80 1199080.80 0.0020 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313385BC9 US313385BC98 U.S. Government Agency Debt First Tier Security N/A N/A 2017-01-27 2017-01-27 2017-01-27 N N N 0.0026 999162.00 999162.00 0.0017 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313385BX3 US313385BX36 U.S. Government Agency Debt First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0032 20974800.00 20974800.00 0.0358 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313385CW4 US313385CW44 U.S. Government Agency Debt First Tier Security N/A N/A 2017-03-10 2017-03-10 2017-03-10 N N N 0.0039 1996664.00 1996664.00 0.0034 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313385DB9 US313385DB97 U.S. Government Agency Debt First Tier Security N/A N/A 2017-03-15 2017-03-15 2017-03-15 N N N 0.0039 7986232.00 7986232.00 0.0136 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313385DJ2 US313385DJ24 U.S. Government Agency Debt First Tier Security N/A N/A 2017-03-22 2017-03-22 2017-03-22 N N N 0.0039 4991030.00 4991030.00 0.0085 N N N N FEDERAL HOME LOAN BANKS FEDERAL HOME LOAN BANKS 0.000000% 313385GA8 US313385GA87 U.S. Government Agency Debt First Tier Security N/A N/A 2017-05-25 2017-05-25 2017-05-25 N N N 0.0046 249268.75 249268.75 0.0004 N N N N FEDERAL HOME LOAN MORTGAGE CORPORATION FEDERAL HOME LOAN MORTGAGE CORPORATION 0.000000% 313396P72 S6XOOCT0IEG5ABCC6L87 US313396P728 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-16 2016-11-16 2016-11-16 N N N 0.0021 99974.30 99974.30 0.0002 N N Y N FEDERAL HOME LOAN MORTGAGE CORPORATION FEDERAL HOME LOAN MORTGAGE CORPORATION 0.000000% 313396U27 S6XOOCT0IEG5ABCC6L87 US313396U272 U.S. Government Agency Debt First Tier Security N/A N/A 2016-12-21 2016-12-21 2016-12-21 N N N 0.0025 174903.93 174903.93 0.0003 N N N N FEDERAL HOME LOAN MORTGAGE CORPORATION FEDERAL HOME LOAN MORTGAGE CORPORATION 0.000000% 313396U35 S6XOOCT0IEG5ABCC6L87 US313396U355 U.S. Government Agency Debt First Tier Security N/A N/A 2016-12-22 2016-12-22 2016-12-22 N N N 0.0025 39977.76 39977.76 0.0001 N N N N FEDERAL HOME LOAN MORTGAGE CORPORATION FEDERAL HOME LOAN MORTGAGE CORPORATION 0.000000% 313397CL3 S6XOOCT0IEG5ABCC6L87 US313397CL35 U.S. Government Agency Debt First Tier Security N/A N/A 2017-02-28 2017-02-28 2017-02-28 N N N 0.0032 1997368.00 1997368.00 0.0034 N N N N FEDERAL FARM CREDIT BANKS FUNDING CORP FEDERAL FARM CREDIT BANKS FUNDING CORP 0.590000% 3133EE6A3 US3133EE6A32 U.S. Government Agency Debt First Tier Security N/A N/A 2017-02-06 2017-02-06 2017-02-06 N N N 0.0043 3001629.00 3001629.00 0.0051 N N N N FEDERAL HOME LOAN MORTGAGE CORPORATION FEDERAL HOME LOAN MORTGAGE CORPORATION 0.562200% 3134G75N7 S6XOOCT0IEG5ABCC6L87 US3134G75N75 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-27 2017-04-27 2017-04-27 N N N 0.0039 5005200.00 5005200.00 0.0085 N N N N FEDERAL HOME LOAN MORTGAGE CORPORATION FEDERAL HOME LOAN MORTGAGE CORPORATION 0.666200% 3134G8HY8 S6XOOCT0IEG5ABCC6L87 US3134G8HY84 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-21 2017-07-21 2017-07-21 N N N 0.0050 1251628.75 1251628.75 0.0021 N N N N FEDERAL HOME LOAN MORTGAGE CORPORATION FEDERAL HOME LOAN MORTGAGE CORPORATION 0.631100% 3134G9K71 S6XOOCT0IEG5ABCC6L87 US3134G9K717 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-08 2018-01-08 2018-01-08 N N N 0.0065 100214.70 100214.70 0.0002 N N N N FEDERAL NATIONAL MORTGAGE ASSOCIATION FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.000000% 313588J55 B1V7KEBTPIMZEU4LTD58 US313588J558 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N N N 0.0018 249997.50 249997.50 0.0004 N N Y N FEDERAL NATIONAL MORTGAGE ASSOCIATION FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.000000% 313588L37 B1V7KEBTPIMZEU4LTD58 US313588L372 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-19 2016-10-19 2016-10-19 N N N 0.0018 129989.60 129989.60 0.0002 N N Y N FEDERAL NATIONAL MORTGAGE ASSOCIATION FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.000000% 313588P58 B1V7KEBTPIMZEU4LTD58 US313588P589 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-14 2016-11-14 2016-11-14 N N N 0.0021 999.76 999.76 0.0000 N N Y N FEDERAL NATIONAL MORTGAGE ASSOCIATION FEDERAL NATIONAL MORTGAGE ASSOCIATION 0.000000% 313589AS2 B1V7KEBTPIMZEU4LTD58 US313589AS20 U.S. Government Agency Debt First Tier Security N/A N/A 2017-01-17 2017-01-17 2017-01-17 N N N 0.0026 249808.50 249808.50 0.0004 N N N N FEDERAL HOME LOAN MORTGAGE CORPORATION FEDERAL HOME LOAN MORTGAGE CORPORATION 5.000000% 3137EAAM1 S6XOOCT0IEG5ABCC6L87 US3137EAAM14 U.S. Government Agency Debt First Tier Security N/A N/A 2017-02-16 2017-02-16 2017-02-16 N N N 0.0047 10166850.00 10166850.00 0.0174 N N N N GOLDMAN SACHS & CO GOLDMAN SACHS & CO 0.500000% FOR8UP27PHTHYVLBNG30 0000769993 38399H002_0.50_1003 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N FNMS 03.000 CLAB8612 2043-03-01 3.000000 26335390.00 20370113.18 Agency Mortgage-Backed Securities 03.500 FGPC G60136 G 2043-12-01 3.500000 29872153.00 28107923.00 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0050 47527486.00 47527486.00 0.0811 N Y Y N JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC 0.380000% ZBUT11V806EZRVTWT807 0001168163 46899T004_0.38_1004 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N UNITED STATES TREASURY 2024-05-15 2.500000 4258100.00 4630019.49 U.S. Treasuries (including strips) GNII SF AU9255 C 2046-09-20 4.000000 727756.00 808469.40 Agency Mortgage-Backed Securities FNMS 04.000 CLBD6973 2046-10-01 4.000000 1973319.00 2127498.80 Agency Mortgage-Backed Securities FNMS 04.000 CLBD2231 2046-08-01 4.000000 3647708.00 3937662.81 Agency Mortgage-Backed Securities GNII SF AS7783 C 2046-09-20 4.000000 327147.00 358850.56 Agency Mortgage-Backed Securities FNMS 03.500 CQMA2432 2045-10-01 3.500000 527096.00 529410.83 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2027-08-01 2.500000 9027199.00 5356742.99 Agency Mortgage-Backed Securities FNMS 05.000 CLAE5887 2040-10-01 5.000000 7204061.00 2805952.99 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N N 0.0038 19999850.00 19999850.00 0.0341 N N Y N JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC 0.520000% ZBUT11V806EZRVTWT807 0001168163 46899T004_0.52_1003 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N Fannie Mae B1V7KEBTPIMZEU4LTD58 2042-03-01 3.500000 309937.00 209435.74 Agency Mortgage-Backed Securities Freddie Mac S6XOOCT0IEG5ABCC6L87 2042-12-01 3.000000 630255.00 475514.70 Agency Mortgage-Backed Securities Freddie Mac S6XOOCT0IEG5ABCC6L87 2042-07-01 3.500000 1935556.00 1315959.01 Agency Mortgage-Backed Securities Freddie Mac S6XOOCT0IEG5ABCC6L87 2032-04-01 3.500000 32753916.00 17911732.39 Agency Mortgage-Backed Securities GNRM 2010-163 MA 549300M8ZYFG0OCMTT87 2038-01-16 2.750000 21518.00 5167.52 Agency Collateralized Mortgage Obligation GNMA 2045-11-20 3.500000 727019.00 669989.15 Agency Mortgage-Backed Securities GNMA 2045-01-20 4.000000 4979.00 3174.76 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2042-09-01 3.500000 14471.00 9027.23 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0052 20000000.00 20000000.00 0.0341 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.625000% 912828B74 US912828B741 U.S. Treasury Debt First Tier Security N/A N/A 2017-02-15 2017-02-15 2017-02-15 N N N 0.0034 150153.75 150153.75 0.0003 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.750000% 912828C32 US912828C327 U.S. Treasury Debt First Tier Security N/A N/A 2017-03-15 2017-03-15 2017-03-15 N N N 0.0044 7009772.00 7009772.00 0.0120 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.875000% 912828C73 US912828C731 U.S. Treasury Debt First Tier Security N/A N/A 2017-04-15 2017-04-15 2017-04-15 N N N 0.0050 1001994.00 1001994.00 0.0017 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.500000% 912828J35 US912828J355 U.S. Treasury Debt First Tier Security N/A N/A 2017-02-28 2017-02-28 2017-02-28 N N N 0.0034 1000632.00 1000632.00 0.0017 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 2.750000% 912828MA5 US912828MA59 U.S. Treasury Debt First Tier Security N/A N/A 2016-11-30 2016-11-30 2016-11-30 N N N 0.0017 100407.70 100407.70 0.0002 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 3.125000% 912828MK3 US912828MK32 U.S. Treasury Debt First Tier Security N/A N/A 2017-01-31 2017-01-31 2017-01-31 N N N 0.0030 1009181.00 1009181.00 0.0017 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 3.000000% 912828MS6 US912828MS67 U.S. Treasury Debt First Tier Security N/A N/A 2017-02-28 2017-02-28 2017-02-28 N N N 0.0034 35379260.00 35379260.00 0.0604 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 2.375000% 912828NR7 US912828NR75 U.S. Treasury Debt First Tier Security N/A N/A 2017-07-31 2017-07-31 2017-07-31 N N N 0.0062 101439.50 101439.50 0.0002 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 1.000000% 912828RM4 US912828RM43 U.S. Treasury Debt First Tier Security N/A N/A 2016-10-31 2016-10-31 2016-10-31 N N N 0.0011 250168.25 250168.25 0.0004 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.875000% 912828SC5 US912828SC51 U.S. Treasury Debt First Tier Security N/A N/A 2017-01-31 2017-01-31 2017-01-31 N N N 0.0030 38070490.00 38070490.00 0.0650 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.875000% 912828SJ0 US912828SJ05 U.S. Treasury Debt First Tier Security N/A N/A 2017-02-28 2017-02-28 2017-02-28 N N N 0.0034 36077868.00 36077868.00 0.0616 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.327200% 912828XN5 US912828XN51 U.S. Treasury Debt First Tier Security N/A N/A 2016-10-03 2017-07-31 2017-07-31 N N N 0.0027 500234.50 500234.50 0.0009 N Y Y N BANK OF NOVA SCOTIA BANK OF NOVA SCOTIA 0.470000% L3I9ZG2KFGXZ61BMYR72 0001041839 924HZZ001_0.47_1003 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N FNMS 03.500 CRAP7444 2042-10-01 3.500000 6260523.00 5163983.43 Agency Mortgage-Backed Securities GNII SF MA3802 M 2046-07-20 3.000000 322098.00 336652.66 Agency Mortgage-Backed Securities FNMS 03.500 CLBD3703 2046-08-01 3.500000 13046080.00 13807527.34 Agency Mortgage-Backed Securities FNMS 04.000 CLAS7758 2046-08-01 4.000000 1933615.00 2099196.69 Agency Mortgage-Backed Securities FNMS 03.000 CTAS4903 2035-05-01 3.000000 18118112.00 16405526.62 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2043-08-01 4.000000 35000000.00 19031782.45 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2044-01-01 4.500000 3558733.00 2897670.67 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0047 58000000.00 58000000.00 0.0990 N Y Y N BNP PARIBAS SA BNP PARIBAS SA 0.500000% R0MUWSFPU8MPRO8K5P83 0001197610 928DZM005_0.50_1003 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N UNITED STATES TREASURY 2018-01-15 0.875000 1694500.00 1701567.49 U.S. Treasuries (including strips) UNITED STATES TREASURY 2019-11-30 1.500000 1157500.00 1184629.48 U.S. Treasuries (including strips) UNITED STATES TREASURY 2020-11-15 2.625000 18200500.00 19528567.73 U.S. Treasuries (including strips) UNITED STATES TREASURY 2021-10-31 2.000000 5301900.00 5562622.09 U.S. Treasuries (including strips) UNITED STATES TREASURY 2017-07-31 0.625000 7986700.00 7994654.80 U.S. Treasuries (including strips) UNITED STATES TREASURY 2016-10-13 0.00 1101000.00 1100961.46 U.S. Treasuries (including strips) FNMS 02.500 CIAS4893 2030-05-01 2.500000 7781696.00 6929941.03 Agency Mortgage-Backed Securities FNMS 04.000 CLBC5465 2046-03-01 4.000000 89808.00 85054.38 Agency Mortgage-Backed Securities FNMS 03.500 CLBC1515 2046-08-01 3.500000 505856.00 535114.48 Agency Mortgage-Backed Securities FNMS 06.250 CL367642 2026-07-01 6.250000 550000.00 41860.51 Agency Mortgage-Backed Securities FNMS 04.000 CLAZ6554 2045-09-01 4.000000 250000.00 265639.41 Agency Mortgage-Backed Securities FNMS 04.000 CLAW8176 2044-09-01 4.000000 260000.00 253730.18 Agency Mortgage-Backed Securities FNMS 04.000 CLBA6404 2045-12-01 4.000000 252358.00 242549.06 Agency Mortgage-Backed Securities FNMS 04.000 CLBA1490 2046-01-01 4.000000 234546.00 249633.82 Agency Mortgage-Backed Securities FNMA REMIC TRUST 2002-14 A1 20420125 7.0 2042-01-25 7.000000 6.00 0.42 Agency Collateralized Mortgage Obligation FNMS 04.000 CIAE1677 2025-08-01 4.000000 1555116.00 264366.25 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2044-11-01 4.000000 364661.00 259271.60 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2027-06-01 3.500000 17551392.00 8978493.21 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2036-09-01 3.047000 1620.00 65.91 Agency Mortgage-Backed Securities Freddie Mac S6XOOCT0IEG5ABCC6L87 2035-12-01 5.000000 1041.00 57.12 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2042-03-01 3.000000 384000.00 242912.90 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2022-03-01 5.000000 715300.00 25713.78 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2025-12-01 6.500000 1438858.00 119094.82 Agency Mortgage-Backed Securities Freddie Mac S6XOOCT0IEG5ABCC6L87 2029-08-15 7.000000 919.00 78.01 Agency Collateralized Mortgage Obligation 05.500 FGPC Q03524 G 2041-09-01 5.500000 1792667.00 517701.02 Agency Mortgage-Backed Securities GNRA 2008-27 FA 549300M8ZYFG0OCMTT87 2038-03-20 1.061700 2152.00 124.72 Agency Collateralized Mortgage Obligation GNMA 2045-01-20 4.000000 3325440.00 2120399.63 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2039-06-01 2.982000 1774.00 87.13 Agency Mortgage-Backed Securities FNMS 04.000 CLAS3908 2044-11-01 4.000000 1279480.00 1171679.18 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0050 58000000.00 58000000.00 0.0990 N Y Y N WELLS FARGO BANK NA WELLS FARGO BANK NA 0.500000% KB1H1DSPRFMYMCUFXT09 0000827124 976PDT008_0.50_1003 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N Fannie Mae B1V7KEBTPIMZEU4LTD58 2043-02-01 3.000000 56721046.00 44088190.11 Agency Mortgage-Backed Securities Fannie Mae B1V7KEBTPIMZEU4LTD58 2043-01-01 3.000000 21177799.00 16234323.75 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0050 58000000.00 58000000.00 0.0990 N Y Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.400000% VYVVCKR63DVZZN70PB21 0000072971 976PTZ007_0.40_1004 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N 03.500 FGPC Q41208 G 2046-06-01 3.500000 24854812.00 26002022.39 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N N 0.0040 24999825.50 24999825.50 0.0427 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.450000% VYVVCKR63DVZZN70PB21 0000072971 976PTZ007_0.45_1006 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N 03.500 FGPC Q41208 G 2046-06-01 3.500000 4971011.00 5200455.32 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N N N 0.0045 4999916.05 4999916.05 0.0085 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.500000% VYVVCKR63DVZZN70PB21 0000072971 976PTZ007_0.50_1003 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N 03.500 FGPC Q41208 G 2046-06-01 3.500000 27836385.00 29121214.28 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0050 28000000.00 28000000.00 0.0478 N Y Y N The Charles Schwab Family of Funds 2016-10-07 Mark Fischer Mark Fischer Chief Financial Officer